The URL can be used to link to this page

Home My WebLink About11-12-13 . � , � �01�1 ��t��i� TRUST r�� ('� c.__.� � ° u' rnrn �7 h COURT OF COMMON PLEAS OF '7' � � = � � CUMBERLAND COUNTY,PENNSYLVA� � r"�v � ��,'' ORPHANS' COURT DIVISION �� ' ''� n � r7 c�'-.a C' �` 's'S `�'� _,� � ',rr c:� � N.,, ...� 4� : �� N �" r+7 "� "`� t— y _.1:.' Cf) O NAME OF TRUST `� `'� (TR UST UNDER WILL OF or TR UST UNDER DEED OF CUMBERLAND VALLEY MEMORIAL DATED November 8, 2000 ) No. �1-OS-927 PETITION FOR ADJUDICATION/ STATEMENT OF PROPOSED DISTRIBUTION PURSUANT TO Pa. O.C. Rule 6.9 This form may be used in all cases involving the Audit of Trust Accounts. If space is insufficient, riders may be attached. INCL UDE ATTACHMENTS AT THE BACK OF THIS FORM. Name of Counsel: Nina B. Stryker/Erin E. McQuiggan Supreme Court LD.No.: 36531 Name of Law Firm: Obermayer Rebmann Maxwell &Hippel LLP Address: 1617 John F. Kennedy Blvd. 19th Floor Philadelpha, PA 19103 Telephone: 215-665-3057 Fax: 215-665-3165 Fo�oc-oz rev]0.13.06 Page 1 of 10 Name of Trust: CUMBERLAND VALLEY MEMORIAL PERPETUAL CARE TRUST l. Name(s) and address(es)of Petitioner(s): Petitioner: Petitioner: NQ,,,e: PNC Bank,N.A. Add,.ess: Two PNC Plaza, 620 Liberty Ave. Pittsburgh, PA 15222 2. Check if any of the following issues are involved in this case: A. Appointment of Trustee . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ❑ B. Interpretation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ❑ C. Discharge of Trustee . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ❑ D. Transfer of Situs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ❑ E. Appointment of Ad Litem . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ❑ F. Minor, Unborn or Unascertained Beneficiary(ies) . . . . . . . . . . . . . . . . . . . . . . ❑ G. Principal Distribution . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ❑ H. Partial/Full Termination of Trust . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ❑ I. Missing Beneficiary(ies) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ❑ J. Cy Pres . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ❑ K. WilliamsonIssue* . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ❑ L. OtherIssues . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ❑ List: Please note: A detailed explanation of issues checked should be set forth at item 13 below. '�See Williamson Estate,368 Pa.343,82 A.2d 49(1951),if Trustee was also Executor of the settlor/decedent's estate and received commissions in such capacity. Fo�,oc-oa re��]0.13.06 Page 2 of 10 Name of Trust: CUMBERLAND VALLEY MEMORIAL PERPETUAL CARE TRUST 3. Testamentarv Trust: Decedent's date of death: Date of Decedent's Will: Date(s) of Codicil(s): Date of probate: or Inter Vivos Trust: Date of Trust: November 8, 2000 Date(s) of Amendment(s): September 14, 2004 4. A. If any other Court has taken jurisdiction of any matter relating to this Trust, explain: B. Identify all prior accountings and provide dates of adjudication. First and Interim Account of former trustee, Wachovia Bank,N.A. was confirmed on November 29, 2005. 5. A. State how each Trustee was appointed: PNC Bank,National Association was appointed successor trustee by designation of trustee dated August 29, 2006. B. If a Petitioner is not a Trustee, explain: Fo�oc-oa rev 10.13.06 Page 3 of 10 Name of Trust: CiJMBERLAND VALLEY MEMORIAL PERPETUAL CARE TRUST 6. State how and when the present fund was awarded to Trustee(s): After confirmation dated November 29, 2005 the current balance was transferred to Petitioner upon Settlor's exercise of its right to remove/replace corporate trustee. Petitioner started the Account with prior closing balance via E�iibit A attached thereto. 7. Period covered by accounting: 1/1/2005 to 12/31/2012 8. Current fair market value of the Trust principal is $ 547,856.96 . (See page 14 of Account.) 9. State concisely the dispositive provisions of the Trust: Settlor/Trustor is a member of an LLC authorized to do business in the Commonwealth of Pennsylvania providing perpetual care to cemeteries. Specifically the present trust agreement provides for the perpetual care of Cumberland Valley Memorial in Cumberland County, Pennsylvania. Settlor/Trustor entered into a Permanent Lot Care Fund Trust Agreement on November 8, 2000 for the management of daily financial matters with respect to Cumberland Valley Memorial. Subsequently the parties executed an Amendment dated September 14, 2004. The trust is irrevocable. The trustee is to collect funds from the Settlor/Trustor and invest said funds. It also distributes income to the Settlor/Trustor. The Trust is to continue in perpetuity. 10. Explain the reason for filing this Account(if filed because of the death of a party, state name of person,relationship to Trust and date of death): The Account is filed pursuant to the statutory requirements of 9 Pa. Cons. Stat. Ann. Section 308(a)which requires the filing of formal accounts every three years. Fo�oc-oz rev 10.13.06 Page 4 of 10 Name of Trust:CUMBERLAND VALLEY MEMORIAL PERPETUAL CARE TRUST 11. State why a Petition for Guardian/Trustee Ad Litem has or has not been filed for this Audit(see Pa. O.C. Rule 12.4): None required-no individual beneficiaries 12. A. State the amount of Pennsylvania Transfer Inheritance Tax and Pennsylvania Estate Tax paid (including postponed tax on remainder interests),the dates of payment and the interests upon which such amounts were paid: Date Payment Interest N/A B. If any such taxes remain unpaid or are in dispute, explain: 13. Describe any questions requiring Adjudication and state the position of Petitioner(s) and give details of any issues identified in item 2: The Court is requested to approve the payment of filing fees in the amount of$615 from the principal of the Trust. Fo�oc-oz Yev lo.r3.o6 Page 5 of 10 Name of Trust:CUMBERLAND VALLEY MEMORIAL PERPETUAL CARE TRUST 14. Written notice of the Audit as required by Pa. O.C. Rules 6.3, 6.7 and 6.8 has been or will be given to all parties in interest listed in item 15 below. In addition,notice of any questions requiring Adjudication as discussed in item 13 above has been or will be given to all persons affected thereby. A. If Notice has been given, attach a copy of the Notice as well as a list of the names and addresses of the parties receiving such notice. B. If Notice is yet to be given, a copy of the Notice as well as a list of the names and addresses of the parties receiving such Notice shall be submitted at the Audit together with a statement executed by Petitioner(s) or counsel certifying that such Notice has been given. C. If any such party in interest is not sui juris(e.g., minors or incapacitated persons), Notice of the Audit has been or will be given to the appropriate representative on such pariy's behalf as required by Pa. O.C. Rule 5.2. D. If any charitable interest is involved,Notice of the Audit has been or will also be given to the Attorney General as required under Pa. O.C. Rule 5.5. In addition, the Attorney General's clearance certificate (or proof of service of Notice and a copy of such Notice) must be submitted herewith or at the Audit. 15. List all parties of whom Petitioner(s)has/have notice or knowledge, having or claiming any interest in the Trust,whether such interest is vested or contingent, charitable or non-charitable. This list shall: A. State each party's relationship to the Settlor/Decedent and the nature of each party's interest(s); Name and Address orEach Parry in Interest I Relationship and Comments,if any I Interest See Rider A attached Fo�oc-oz Ye,�10.13.06 Page 6 of 10 Name of Trust: CUMBERLAND VALLEY MEMORIAL PERPETUAL CARE TRUST Name and Address of Each Party in Interest I Relationship and Comments,if any I Interest B. Identify each party who is not sui juris(e.g.,minors or incapacitated persons). For each such party, give date of birth,the name of each Guardian and how each Guardian was appointed. If no Guardian has been appointed, identify the next of kin of such party, giving the name, address and relationship of each; and N/A C. If distribution is to be made to the personal representative of a deceased party, state date of death, date and place of grant of Letters and type of Letters granted. N/A 16. If Petitioner(s)has/have knowledge that a Trust share has been assigned or attached, provide a copy of the assignment or attachment,together with any relevant supporting documentation. 17. If a trustee's principal commission is claimed: A. If based on a written agreement, attach a copy thereof. Fo�oc-oz re,�10.13.06 Page 7 of 10 Name of Trust:CUMBERLAND VALLEY MEMORIAL PERPETUAL CARE TRUST B. If a principal commission is claimed, state amount. Principal commissions in the amount of$15,141.74 claimed based upon PNC fee schedules attached to the Account C. If a principal commission is claimed, state the amounts and dates of any principal commissions previously paid in prior accounting periods. Amount Date Paid 8,496.46 Various dates during prior Accounting Period 1/25/O1 - 6/30/OS 18. If a reserve is requested, state amount and purpose. Amount: 1,500.00 Pu�°Se: Counsel Fees If a reserve is requested for counsel fees, has notice of the amount of fees to be paid from the reserve been given to the parties in interest? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . �Yes ❑No If so, attach a copy of the notice. 19. Is the Court being asked to direct the filing of a Schedule of Distribution? . . . . . . . . . . . . . . . . . . . . . . . . . . ❑Yes �No Fo,m oc-oz rev 10.13.06 Page 8 of 10 Name of Trust: CUMBERLAND VALLEY MEMORIAL PERPETUAL CARE TRUST Wherefore,your Petitioner(s) ask(s)that distribution be awarded to the parties entitled and suggest(s)that the distributive shares of income and principal (residuary shares being stated in proportions, not amounts) are as follows: A. Income: Proposed Distributee(s) Amount/Proponion StoneMor Partners for Cumberland Valley Entire Memorial B. Principal: Proposed Distributee(s) AmoundProportion PNC Bank,N.A., Trustee Entire Submitted By: � (All petitioners must sign. Add additional lines if necessary): PNC Bank,N.A. � Name of Petitioner: Kat leen L. Sing t Name of Petitioner: Fo,-�oc-oa r�10.13.06 Page 9 of 10 Name of Trust: CLJMBERLAND VALLEY MEMORIAL PERPETUAL CARE TRUST Verification of Petitioner (Verification must be by at least one petitioner.) The undersigned hereby verifies * [that heishe she is rrrre Account Manager of the above-named name of corporation PNC Bank,N.A. and] that the facts set forth in the foregoing Petition for Adjudication/Statement of Proposed Distribution which are within the personal knowledge of the Petitioner are true, and as to facts based on the information of others,the Petitioner, after diligent inquiry, believes them to be true; and that any false statements herein are made subject to the penalties of 18 Pa. C.S. § 4904 (relating to unsworn falsification to authorities). Signature of Petitioner *Corporate petitioners must complete bracketed information. Certification of Counsel The undersigned counsel hereby certifies that the foregoing Petition for Adjudication/ Statement of Proposed Distribution is a true and accurate reproduction of the form Petition authorized by the Supreme Court, and that no changes to the form have been made beyond the responses herein. .._--, � Signature of ounsel for eti io r Fo�oc-oz rev 10.13.06 Page 10 of 10 Cumberland Valley Memorial Perpetual Care Trust Petition for Adjudication Rider A 15.A.The names of all persons having any interest in the said fund are as follows: Name and Address Nature of Interest Cumberland Valley Memorial Settlar/Trustor c/o Stonemor Partners LP Attn: Derrick Smiley 311 Veterans Highway Suite B Levittown, PA 19057 PNC Bank, National Association Trustee c/o Kathleen L. Singleton 620 Liberty Avenue Two PNC Plaza- 25th Floor Pittsburgh, PA 15222 Chief Deputy Mark Pacella Parens Patriae Office of the Attorney General Commonwealth of Pennsylvania Charitable Trusts and Organizations 14`�' Floor, Strawberry Square Harrisburg, PA 17120 4753872.1 � ��5�(�,',��(� �'lc� ; �� IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA IN RE: CUMBERLAND VALLEY MEMORIAL PERPETUAL CARE TRUST#496 ORPHANS'COURT DIVISION NO.21-05-927 CODE SECOND AND INTERIM ACCOUNT FILED ON BEHALF OF PNC BANK, NATIONAL ASSOCIATION TRUSTEE UNDER AGREEMENT WITH STONEMOR PENNSYLVANIA LLC COUNSEL OF RECORD FOR THIS PARTY: NINA B STRYKER ESQUIRE PA I.D. 36531 OBERMAYER REBMANN MAXWELL &HIPPEL LLP ONE PENN CENTER 19TH FLOOR 1617 JFK BLVD PHILADELPHIA PA 19103-1895 (215)665-3057 nina.strvker(a�obermaver.com . IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA ORPHANS' COURT DIVISION -., � � � � � rn N0. 21-05-927 � � � � � �7 � �jO m � n �= �' � � '!Y �" r"' f'"'' Ct1 f"tl SECOND AND INTERIM ACCOUNT � � m N ;,�€ r� FOR CUMBERLAND VALLEY MEMORIAL PERPETUAL CARE TR,�T�4�6 '� ��' _ �j � '17 -v� "�.Y C7 CJ r� � �' _:� STATED BY PNC BANK, NATIONAL ASSOCIATION,TRUS�E� ~ �=- � N � UNDER TRUST AGREEMENT WITH STONEMOR PENNSYLVAWtA L�LC � �, � �.' � -r� DATED NOVEMBER 8,2000, ASSIGNMENT AND AMENDMENT DATED SEPTEMBER 14,2004, AND ADDENDUM DATED OCTOBER 27,2005 START OF TRUST: 11/08/2000 DATE OF ORIGINAL APPOINTMENT: 05/04/2000 DATE OF FIRST RECEIPT OF FUNDS: 01/25/2001 ACCOUNTING FOR THE PERIOD: 07/01/2005 TO 12/31/2012 PURPOSE OF ACCOUNT: THE TRUSTEE OFFERS THIS ACCOUNT TO ACQUAINT INTERESTED PARTIES WITH THE TRANSACTIONS THAT HAVE OCCURRED DURING THE ADMINISTRATION. IT IS IMPORTANT THAT THE ACCOUNT BE CAREFULLY EXAMINED. REQUESTS FOR ADDITIONAL INFORMATION, QUESTIONS OR OBJECTIONS CAN BE DISCUSSED WITH: KATHLEEN L SINGLETON,TRUST OFFICER NINA B STRYKER, ESQUIRE PNC BANK, NATIONAL ASSOCIATION OBERMAYER REBMANN MAXWELL&HIPPEL LLP TWO PNC PLAZA,620 IIBERTY AVENUE ONE PENN CENTER 19TH FLOOR 1617 JFK BLVD PITTSBURGH, PA 15222-2719 PHILADELPHIA PA 19103-1895 (412)762-9962 (215)665-3057 MAILSTOP: P2-PTPP-07-1 SUPREME COURT I.D. NO. 36531 EMAIL ADDRESS: EMAIL ADDRESS: kathleen.singleton pnc.com nina.strvker(a�obermaver.com r CUMBERLAND VALLEY MEMORIAL_ #496 20-10-102-3002770 SUMMARY AND INDEX PRINCIPAL PAGES RECEIPTS 3 - 4 628,617.88 NET GAIN/LOSS ON CONVERSIONS 5 - 10 35,572.64- ADJUSTED BALANCE 593,045.24 LESS DISBURSEMENTS FEES AND COMMISSIONS 11 - 12 15,141.74- GENERAL DISBURSEMENTS 11 - 12 10,067.00- TOTAL PRINCIPAL DISBURSEMENTS 11 - 12 25,208.74- BALANCE BEFORE DISTRIBUTIONS 567,836.50 DISTRIBUTIONS TO BENEFICIARIES 13 - 13 19,979.54- PRINCIPAL BALANCE ON HAND 14 - 14 547,856.96 INVESTMENTS MADE 15 - 15 CHANGES IN HOLDINGS 16 - 21 INCOME RECEIPTS 22 - 31 267,659.08 LESS DISBURSEMENTS 32 - 32 52.00- BALANCE BEFORE DISTRIBUTIONS 267,607.08 DISTRIBUTIONS TO BENEFICIARIES 33 - 34 267,607.08- INCOME BALANCE ON HAND 35 - 35 .00 COMBINED BALANCES REMAINING 547,856.96 AFFIDAVIT 36 - 36 KL - 2 - , CUMBERLAND VALLEY MEMORIAL #496 2G-10-102-3002770 � . � RECEIPTS OF PRINCIPAL � BALANCE PER DECREE OF DISTRIBUTION PER THE FIRST ACCOUNT OF THE TRUSTEE BY THE HONORABLE J WESLEY OLER JR J DATED NOVEMBER 29, 2005 $583,010.46 TO WHICH ADD: UNPAID COUNSEL FEES 1,800.00 BALANCE RECEIVED 584,810.46 FUNDING FOR CUMBERLAND VALLEY MEMORIAL #496 7/12/O5 342.59 8/O1/OS 523.66 9/21/OS 435.58 10/07/O5 324.10 11/02/OS 353.28 1/12/06 740.67 2/15/06 620.97 3/15/06 368.70 4/07/06 455.60 5/15/06 1,206.33 6/06/06 1,117.24 7/10/06 525.72 S/07/06 330.54 9/08/06 327.42 10/OS/06 348.71 10/25/06 1,058.39 12/11/06 403.16 1/17/07 897.91 2/07/07 431.73 3/12/07 280.95 4/11/07 570.90 5/24/07 448.50 6/11/07 450.26 7/26/07 1,562.47 8/03/07 457.81 9/10/07 342.34 10/16/07 656.89 11/14/07 499.98 12/19/07 481.09 1/08/OS 422.88 2/OS/08 265.80 2/26/08 436.22 4/08/08 501.81 5/08/08 948.91 6/10/OS 405.91 7/14/08 488.33 8/21/OS 302.50 9/08/08 551.72 10/16/OS 586.72 11/10/08 525.59 1/14/09 326.50 1/21/09 707.45 2/18/09 431.35 4/06/09 246.53 5/12/09 318.12 6/17/09 439.68 - 3 - i CUMBERLAND VALLEY MEMORIAL #496 � 20-10-102-3002770 �RECEIPTS OF PRINCIPAL � � � 7/06/09 495.04 8/11/09 1,083.78 9/09/09 186.03 10/19/09 229.27 11/12/09 105.22 12/29/09 344.15 1/21/10 471.06 2/23/10 279.37 3/09/10 266.77 3/29/10 339.93 5/25/10 548.10 6/29/10 270.71 7/12/10 286.96 8/10/10 709.31 9/02/10 171.53 9/29/10 396.12 10/12/10 149.87 11/09/10 523.18 12/O1/10 306.01 1/24/11 199.10 2/15/11 145.11 2/28/11 88.15 4/11/11 119.21 4/26/11 210.15 5/31/11 195.90 7/12/11 252.81 8/08/11 201.04 9/07/11 446.70 10/11/11 255.01 10/31/11 1,133.51 12/13/11 1,127.68 1/09/12 238.46 2/28/12 1,144.86 3/Ol/12 574.17 4/17/12 309.11 5/08/12 397.35 6/11/12 654.62 7/09/12 992.92 8/07/12 550.08 9/O5/12 293.92 10/16/12 989.94 11/13/12 794.47 12/11/12 333.32 43,279.51 1/13/06 PNC SANK NA TRUSTEE CMS WEST INC SUB ACCOUNTING ACCOUNT STONEMOR CASH EQUIVALENT 20-10-102-3412975 FUNDING FOR CUMBERLAND VALLEY MEMORIAL #496 DEPOSIT PLUS INCOME 508.91 5/27/09 UNITED STATES TREASURY . 2008 FIDUCIARY INCOME TAX REFUND 19.00 TOTAL PRINCIPAL RECEIPTS 628,617.88 - 4 - ` CUMBERLAND VALLEY MEMORIAL #496 20-10-102-3002770 � - GAINS AND LOSSES ON SALES AND OTHER DISPOSITIONS - � GAIN LOSS 12/16/OS KENSINGTON SELECT INCOME FD CL A LONG TERM CAPITAL GAIN DISTRIBUTION NO CHANGE IN CARRYING VALUE PROCEEDS: 438.39 ACQUISITION VALUE: .00 438.39 12/16/OS PIMCO FDS AIGH YIELD FUND INSTL FD #108 SHORT TERM CAPITAL GAIN DIST NO CHANGE IN CARRYING VALUE PROCEEDS: 54.09 ACQUISITION VALUE: .00 54.09 1/04/06 HILLVIEW REMS LEVERAGED REIT VALUE OPPORTUNITY FUND SHORT TERM CAPITAL GAIN DIST NO CHANGE IN CARRYING VALUE PROCEEDS: 588.01 ACQUISITION VALUE: .00 588.01 1/OS/06 HILLVIEW REMS LEVERAGED REIT VALUE OPPORTUNITY FUND LONG TERM CAPITAL GAIN DISTRIBUTION NO CHANGE IN CARRYING VALUE PROCEEDS: 4,764.70 ACQUISITION VALUE: .00 4,764.70 10/04/06 19,455.265 UTS PIMCO FDS HIGH YIELD FUND INSTL FD #108 PROCEEDS: 189,105.18 ACQUISITION VALUE: 175.515.00 13,590.18 11/02/06 11,199.645 UTS VANGUARD INTERM INV GRADE #71 PROCEEDS: 109,084.54 ACQUISITION VALUE: 109.420.53 335.99- 12/22/06 KENSINGTON SELECT INCOME FD CL A LONG TERM CAPITAL GAIN DISTRIBUTION NO CHANGE IN CARRYING VALUE PROCEEDS: 850.31 ACQUISITION VALUE: .00 850.31 - 5 - ' CUNIDERLAND VALLEY MEMORIAL #496 20-10-1�2-3002770 GAINS AND LOSSES ON SALES AND OTHER DISPOSITIONS - � GAIN LOSS 12/29/06 HIGHLAND FLOATING RATE ADVANTAGE FUND CLASS Z SHORT TERM CAPITAL GAIN DIST NO CHANGE IN CARRYING VALUE PROCEEDS: 1,015.17 ACQUISITION VALUE: .00 1,015.17 12/29/06 HILLVIEW REMS LEVERAGED REIT VALUE OPPORTUNITY FUND LONG TERM CAPITAL GAIN DISTRIBUTION NO CHANGE IN CARRYING VALUE PROCEEDS: 2,440.62 ACQUISITION VALUE: .00 2,440.62 12/30/06 HIGHLAND FLOATING RATE ADVANTAGE Fi)ND CLASS Z LONG TERM CAPITAL GAIN DISTRIBUTION NO CHANGE IN CARRYING VALUE PROCEEDS: 16.41 ACQUISITION VALUE: .00 16.41 9/11/07 22,086.403 UTS NORTHEAST INVESTORS TRUST SH BEN INT PROCEEDS: 166,531.48 ACQUISITION VALUE: 159,542.80 6,988.68 9/18/07 150,000 PAR TEMPORARY ASSET FOR INVESTED FUNDS PROCEEDS: 150,000.00 ACQUISITION VALUE: 150,000.00 .00 11/OS/07 2,301.250 UTS KENSINGTON SELECT INCOME FD CL A PROCEEDS: 66,091.90 ACQUISITION VALUE: 72.144.20 6,052.30- 11/13/07 67,000 PAR TEMPORARY ASSET FOR INVESTED FUNDS PROCEEDS: 67,000.00 ACQUISITION VALUE: 67,000.00 .00 1/02/OS HILLVIEW REMS LEVERAGED REIT VALUE OPPORTUNITY FUND SHORT TERM CAPITAL GAIN DIST NO CHANGE IN CARRYING VALUE PROCEEDS: 3,170.81 ACQUISITION VALUE: .00 3,170.81 - 6 - � CUNIDERLAND VALLEY MEMORIAL #496 20-10-102-3002770 GAINS AND LOSSES ON SALES AND OTHER DISPOSITIONS - - GAIN LOSS 1/03/08 HILLVIEW REMS LEVERAGED REIT VALUE OPPORTUNITY FUND LONG TERM CAPITAL GAIN DISTRIBUTION NO CHANGE IN CARRYING VALUE PROCEEDS: 7,132.73 ACQUISITION VALUE: .00 7,132.73 5/14/08 HIGHLAND FLOATING RATE . ADVANTAGE FUND CLASS Z LONG TERM CAPITAL GAIN DISTRIBUTION NO CHANGE IN CARRYING VALUE PROCEEDS: 158.32 ACQUISITION VALUE: .00 158.32 12/24/09 14,999.444 UTS VANGUARD INTERMEDIATE TERM BOND INDEX FUND #1350 PROCEEDS: 161,544.01 ACQUISITION VALUE: 153.556.00 7,988.01 1/27/10 BLACKROCK LIQUIDITY FUNDS TEMP FUND #24 LONG TERM CAPITAL GAIN DISTRIBUTION NO CHANGE IN CARRYING VALUE PROCEEDS: .36 ACQUISITION VALUE: .00 .36 5/19/10 13,928.733 UTS HIGHLAND FLOATING RATE ADVANTAGE FUND CLASS Z PROCEEDS: 94,018.95 ACQUISITION VALUE: 172,577.00 78,558.05- 8/17/10 1,217.219 UTS HIGHLAND FLOATING RATE ADVANTAGE FUND CLASS Z PROCEEDS: 8,009.30 ACQUISITION VALUE: 15.081.34 7,072.04- 11/16/10 188.996 UTS HIGHLAND FLOATING RATE ADVANTAGE FUND CLASS Z PROCEEDS: 1,270.05 ACQUISITION VALUE: 2,341.66 1,071.61- - 7 - 1 CUMBERLAND VALLEY N3EMORIAL #496 20-10-102-3002770 - - ' GAINS AND LOSSES ON SALES AND OTAER DISPOSITIONS - GAIN LOSS 12/15/10 NUVEEN PREFERRED SECURITIES FUND CLASS I FUND #1969 � . SHORT TERM CAPITAL GAIN DIST NO CHANGE IN CARRYING VALUE PROCEEDS: 3,536.80 ACQUISITION VALUE: .00 3,536.80 12/15/10 RIDGEWORTH HIGH INCOME FUND CL I FUND #5615 SHORT TERM CAPITAL GAIN DIST NO CHANGE IN CARRYING VALUE PROCEEDS: 46.70 ACQUISITION VALUE: .00 46.70 12/16/10 NUVEEN PREFERRED SECURITIES FUND CLASS I FUND #1969 LONG TERM CAPITAL GAIN DISTRIBUTION NO CHANGE IN CARRYING VALUE PROCEEDS: 1,487.61 ACQUISITION VALUE: .00 1,487.61 12/16/10 RIDGEWORTH HIGH INCOME FUND CL I FUND #5615 LONG TERM CAPITAL GAIN DISTRIBUTION NO CHANGE IN CARRYING VALUE PROCEEDS: 349.00 ACQUISITION VALUE: .00 349.00 12/28/10 BLACKROCK LIQUIDITY FUNDS TEMP FUND #24 LONG TERM CAPITAL GAIN DISTRISUTION NO CHANGE IN CARRYING VALUE PROCEEDS: .39 ACQUISITION VALUE: .00 .39 12/19/11 N[JVEEN PREFERRED SECURITIES FUND CLASS I FUND #1969 SHORT TERM CAPITAL GAIN DIST NO CHANGE IN CARRYING VALUE PROCEEDS: 123.07 ACQUISITION VALUE: .00 123.07 - 8 - � CUMBERLAND VALLEY MEMORIAL #496 20-10-102-3002770 . GAINS AND LOSSES ON SALES AND OTHER DI�SPOSITIONS GAIN LOSS 12/19/11 RIDGEWORTH HIGH INCOME FUND CL I FLTND #5615 SHORT TERM CAPITAL GAIN DIST NO CHANGE IN CARRYING VALUE PROCEEDS: 1,223.37 ACQUISITION VALUE: .00 1,223.37 12/20/11 NLTVEEN PREFERRED SECURITIES FUND CLASS I FUND #1969 LONG TERM CAPITAL GAIN DISTRIBUTION � NO CHANGE IN CARRYING VALUE PROCEEDS: 4,995.73 ACQUISITION VALUE: .00 4,995.73 12/20/11 RIDGEWORTH HIGH INCOME FUND CL I FUND #5615 LONG TERM CAPITAL GAIN DISTRISUTION NO CHANGE IN CARRYING VALUE PROCEEDS: 308.00 ACQUISITION VALUE: .00 308.00 1/31/12 BLACKROCK LIQUIDITY FUNDS TEMP FUND #24 LONG TERM CAPITAL GAIN DISTRIBUTION NO CHANGE IN CARRYING VALUE PROCEEDS: .84 ACQUISITION VALUE: .00 .84 3/Ol/12 3,329.630 UTS HILLVIEW REMS LEVERAGED REIT VALUE OPPORTUNITY FUND PROCEEDS: 42,253.00 ACQUISITION VALUE: 39,556.00 2,697.00 3/OS/12 11,948.660 UTS NUVEEN PREFERRED SECURITIES FUND � CLASS I FUND #1969 PROCEEDS: 194,404.70 ACQUISITION VALUE: 217,000.00 22,595.30- 10/03/12 22,747.765 UTS RIDGEWORTH HIGH INCOME FUND CL I FUND #5615 PROCEEDS: 160,144.27 ACQUISITION VALUE: 149,592.00 10,552.27 - 9 - � CUMBERLAND VALLEY MEMORIAL #496 20-10-102-3002770 GAINS AND LOSSES ON SALES AND OTHER DISPOSITIONS � GAIN LOSS 10/03/12 10,917.538 UTS RIDGEWORTH FDS SEIX FLTG RATE INCOME FUND CLASS I FUND #5203 PROCEEDS: 97,493.61 ACQUISITION VALUE: 94,000.00 3,493.61 12/20/12 BLACKROCK LIQUIDITY FUNDS TEMP FUND #24 LONG TERM CAPITAL GAIN DISTRIBUTION � NO CHANGE IN CARRYING VALUE PROCEEDS: .56 ACQUISITION VALUE: .00 .56 12/26/12 VAN ECK UNCONSTRAINED EMERGING MARKET BOND FD CLASS I FD #410 SHORT TERM CAPITAL GAIN DIST NO CHANGE IN CARRYING VALUE PROCEEDS: 2,100.91 ACQUISITION VALUE: .00 2,100.91 TOTAL GAINS AND LOSSES 80,112.65 115,685.29- LESS GAIN 80,112.65 NET LOSS 35,572.64- - 10 - • CUMBERLAND VALLEY MEMORIAL #496 20-10-102-3002770 � - DISBURSEMENTS OF PRINCIPAL � � � � � PNC BANK NA PRINCIPAL COMPENSATION 10/26/OS 528.08- 11/16/OS 532.57- 1/18/06 541.72- 4/19/06 540.83- 7/19/06 539.57- 10/18/06 543.09- 1/17/07 536.47- 4/18/07 531.73- 7/18/07 555.13- 10/31/07 553.58- 1/16/08 522.33- 4/16/08 528.96- 7/23/08 522.93- 10/22/OS 483.69- 1/21/09 436.34- 4/22/09 401.80- 7/22/09 446.80- 10/21/09 481.86- 1/20/10 486.17- 4/21/10 491.94- 7/21/10 485.83- 10/26/10 495.03- 1/21/11 494.81- 4/22/11 495.71- 7/27/11 505.15- 10/27/11 485.67- 1/26/12 479.95- 4/25/12 491.47- 7/25/12 502.38- 10/25/12 500.15- 15,141.74- PENNSYLVANIA DEPARTMENT OF REVENUE STATE FIDUCIARY INCOME TAX 4/11/06 222.00- 1/09/07 607.00- 4/09/08 282.00- 9/09/08 9.00- 4/15/10 245.00- 4/11/11 131.00- 4/11/12 204.00- 4/11/12 52.00- 1,752.00- UNITED STATES TREASURY FEDERAL FIDUCIARY INCOME TAX 4/11/06 763.00- 1/09/07 764.00- 4/10/07 1,501.00- 4/09/08 1,002.00- 9/09/OS 19.00- 4/15/10 931.00- 4,980.00- AMOUNT TRANSFERRED TO INCOME 4/11/11 35.00- 35.00- - 11 - . CUMBERLAND VALLEY MEMORIAL #496 20-10-102-3002770 DISBURSEMENTS OF PRINCIPAL � � . - _ OBERMAYER REBMANN MAXWELL � & HIPPEL LLP PROFESSIONAL LEGAL SERVICES PER RESERVE SHOWN IN FIRST INTERIM ACCOUNT 1,800.00- OBERMAYER REBMANN MAXWELL & HIPPEL LLP RESERVE FOR PROFESSIONAL LEGAL SERVICES IN CONJUNCTION WITH THE AUDIT 1,500.00- TOTAL PRINCIPAL DISBURSEMENTS 25,208.74- - 12 - CUMBERLAND VALLEY MEMORIAL #496 � 20-10-102-3002770 � DISTRIBUTIONS OF PRINCIPAL TO SENEFICIARIES - � STONEMOR _ CUMBERLAND VALLEY MEMORIAL #496 DISTRIBUTION OF GAINS 12/29/06 5,353.00- 3/30/07 4,323.00- 12/31/07 10,303.54- 19,979.54- 19,979.54- TOTAL PRINCIPAL DISTRIBUTIONS 19,979.54- - 13 - CUMBERLAND VALLEY MEMORIAL #496 20-10-102-3002770 � � - . PRINCIPAL BALANCE ON HAND - VALUE ACQUISITION 12/31/12 VALUE FUNDS 21,130.179 UTS DOUBLELINE TOTAL RETURN BOND FUND INSTL CLASS FUND #2040 239,404.93 236,658.00 27,643.562 UTS VAN ECK UNCONSTRAINED EMERGING MARKET BOND FD CLASS I FD #410 263,719.58 257,638.00 INVESTED CASH 53,560.96 53,560.96 TOTAL PRINCIPAL 556,685.47 547,856.96 - 14 - CUMBERLAND VALLEY MEMORIAL #496 20-10-102-3002770 - _ � PRINCIPAL INFORMATION SCHEDULES - INVESTMENTS MADE 10/06/06 15,334.948 UTS HIGHLAND FLOATING RATE ADVANTAGE FUND CLASS Z 190,000.00 11/07/06 13,209.393 UTS VANGUARD INTERMEDIATE TERM BOND INDEX #5314 ADM FUND 135,000.00 9/14/07 150,000 PAR TEMPORARY ASSET FOR INVESTED FUNDS 150,000.00 9/18/07 8,165.487 UTS NWEEN PREFERRED SECURITIES FUND CLASS I FUND #1969 150,000.00 11/09/07 67,000 PAR TEMPORARY ASSET FOR INVESTED FUNDS 67,000.00 11/13/07 3,783.173 UTS NUVEEN PREFERRED SECURITIES FUND CLASS I FUND #1969 67,000.00 1/O8/09 435.981 UTS VANGUARD INTERMEDIATE TERM BOND INDEX FUND #1350 4,556.00 4/30/09 1,073.171 UTS VANGUARD INTERMEDIATE TERM BOND INDEX FUND #1350 11,000.00 8/21/09 280.899 UTS VANGUARD INTERMEDIATE TERM BOND INDEX FUND #1350 3,000.00 12/29/09 13,347.465 UTS RIDGEWORTH HIGH INCOME FUND CL I FUND #5615 86,892.00 1/08/10 9,400.300 UTS RIDGEWORTH HIGH INCOME FUND CL I Fi7ND #5615 62,700.00 6/22/10 10,917.538 UTS RIDGEWORTH FDS SEIX FLTG RATE INCOME FUND CLASS I FUND #5203 94,000.00 3/07/12 21,130.179 UTS DOUBLELINE TOTAL RETURN BOND FUND INSTL CLASS FUND #2040 236,658.00 10/12/12 27,643.562 UTS VAN ECK UNCONSTRAINED EMERGING MARKET BOND FD CLASS I FD #410 257,638.00 TOTAL PRINCIPAL INVESTMENTS 1,515,444.00 - 15 - • CUMBERLAND VALLEY MEMORIAL #496 20-10-102-3002770 PRINCIPAL INFORMATION SCHEDULES - CHANGES IN AOLDINGS 3/07/12 PURCHASED 21,130.179 UTS DOUBLELINE TOTAL RETURN BOND FUND INSTL CLASS FUND #2040 236,658.00 21,130.179 UTS 236,658.00 10/06/06 PURCHASED 15,334.948 UTS HIGHLAND FLOATING RATE ADVANTAGE FUND CLASS Z 190,000.00 12/29/06 SoLD HIGI-ILAND FLOATING RATE ADVANTAGE FUND CLASS Z SHORT TERM CAPITAL GAIN DIST NO CHANGE IN CARRYING VALUE 12/30/06 SOLD HIGHLAND FLOATING RATE ADVANTAGE FUND CLASS Z LONG TERM CAPITAL GAIN DISTRIBUTION NO CHANGE IN CARRYING VALUE 5/14/OS SOLD HIGHLAND FLOATING RATE ADVANTAGE FUND CLASS Z LONG TERM CAPITAL GAIN DISTRIBUTION NO CHANGE IN CARRYING VALUE 5/19/10 SOLD 13,928.733 UTS HIGHLAND FLOATING RATE ADVANTAGE FUND CLASS Z 172,577.00- 8/17/10 SOLD 1,217.219 UTS HIGHLAND FLOATING RATE ADVANTAGE FUND CLASS Z 15,081.34- 11/16/10 SOLD 188.996 UTS HIGHLAND FLOATING RATE ADVANTAGE FUND CLASS Z � 2,341.66- 0.000 UTS .00 1/04/06 SOLD HILLVIEW REMS LEVERAGED REIT VALUE OPPORTUNITY FUND SHORT TERM CAPITAL GAIN DIST NO CHANGE IN CARRYING VALUE 1/O5/06 SOLD HILLVIEW REMS LEVERAGED REIT VALUE OPPORTUNITY FUND LONG TERM CAPITAL GAIN DISTRIBUTION NO CHANGE IN CARRYING VALUE - 16 - 20-10-102-3002770 CUMSERLAND VALLEY MEMORIAL #496 , - . � . � � PRINCIPAL INFORMATION SCHEDULES - CHANGES IN HOLDINGS CONTINUED: HILLVIEW REMS LEVERAGED REIT 12/29/06 SOLD HILLVIEW REMS LEVERAGED REIT VALUE OPPORTUNITY FUND � LONG TERM CAPITAL GAIN DISTRIBUTION NO CHANGE IN CARRYING VALUE 1/02/08 SOLD HILLVIEW REMS LEVERAGED REIT VALUE OPPORTUNITY FUND SHORT TERM CAPITAL GAIN DIST NO CHANGE IN CARRYING VALUE 1/03/08 SOLD HILLVIEW REMS LEVERAGED REIT VALUE OPPORTUNITY FUND LONG TERM CAPITAL GAIN DISTRIBUTION NO CHANGE IN CARRYING VALUE 3/O1/12 SOLD 3,329.630 UTS HILLVIEW REMS LEVERAGED REIT VALUE OPPORTUNITY FUND 39,556.00- __________ .00 0.000 UTS 12/16/OS SOLD KENSINGTON SELECT INCOME FD CL A LONG TERM CAPITAL GAIN DISTRISUTION NO CHANGE IN CARRYING VALUE 12/22/06 SOLD KENSINGTON SELECT INCOME FD CL A LONG TERM CAPITAL GAIN DISTRIBUTION NO CHANGE IN CARRYING VALUE 11/08/07 SOLD � 2,301.250 UTS KENSINGTON SELECT INCOME FD CL A 72,144.20- __________ .00 0.000 UTS 9/11/07 SOLD 22,086.403 UTS NORTHEAST INVESTORS TRUST SH BEN INT 159,542.80- __________ .00 0.000 UTS 9�18�p� PURCHASED 8,165.487 UTS NWEEN PREFERRED SECURITIES FUND CLASS I FLTND #1969 150,000.00 - 17 - CUMBERLAND VALLEY MEMORIAL #496 20-10-102-3002770 �PRINCIPAL IIVFORMATION SCHEDULES - CHANGES IN HOLDINGS _ � _ CONTINUED: RIDGEWORTH HIGH INCOME FUND CL I 1/08/10 PURCHASED 9,400.300 UTS RIDGEWORTH HIGH INCOME FUND CL I FLTND #5615 62,700.00 12/15/10 SOLD RIDGEWORTH HIGH INCOME FUND CL I FUND #5615 SHORT TERM CAPITAL GAIN DIST NO CHANGE IN CARRYING VALUE 12/16/10 SOLD RIDGEWORTH HIGH INCOME FUND CL I FUND #5615 LONG TERM CAPITAL GAIN DISTRIBUTION NO CHANGE IN CARRYING VALUE 12/19/11 SOLD RIDGEWORTH HIGH INCOME FUND CL I FUND #5615 SAORT TERM CAPITAL GAIN DIST NO CHANGE IN CARRYING VALUE 12/20/11 SOLD RIDGEWORTH HIGH INCOME FUND CL I FUND #5615 LONG TERM CAPITAL GAIN DISTRIBUTION NO CHANGE IN CARRYING VALUE 10/03/12 SOLD 22,747.765 UTS RIDGEWORTH HIGH INCOME FUND CL I FUND #5615 149,592.00- ---------- ---------- ---------- ---------- 0.000 UTS .00 6/22/10 PURCHASED 10,917.538 UTS RIDGEWORTH FDS SEIX FLTG RATE INCOME FUND CLASS I FUND #5203 94,000.00 10/03/12 SOLD 10,917.538 UTS RIDGEWORTH FDS SEIX FLTG RATE INCOME FUND CLASS I FUND #5203 94,000.00- 0.000 UTS .00 10/12/12 PURCHASED 27,643.562 UTS VAN ECK UNCONSTRAINED EMERGING MARKET BOND FD CLASS I FD #410 257,638.00 - 19 - CUMBERLAND VALLEY MEMORIAL #496 20-10-102-3002770 � 'PRINCIPAL INFORMATION SCHEDULES - CHANGES IN HOLDINGS - CONTINUED: VAN ECK UNCONSTRAINED EMERGING 12/26/12 SOLD VAN ECK UNCONSTRAINED EMERGING MARKET BOND FD CLASS I FD #410 SHORT TERM CAPITAL GAIN DIST NO CHANGE IN CARRYING VALUE ---------- ---------- ---------- --------- 27,643.562 UTS 257,638.00 11/07/06 PURCHASED 13,209.393 UTS VANGUARD INTERMEDIATE TERM BOND INDEX #5314 ADM FUND 135,000.00 10/19/07 13,209.393 UTS VANGUARD INTERMEDIATE TERM BOND INDEX #5314 ADM FUND EXCHANGED FOR VANGUARD INTERMEDIATE TERM BOND INDEX FUND #1350 135,000.00- 0.000 UTS .00 10/19/07 13,209.393 UTS VANGUARD INTERMEDIATE TERM BOND INDEX FUND #1350 RECEIVED IN EXCHANGE FOR VANGUARD INTERMEDIATE TERM BOND INDEX #5314 ADM FUND 135,000.00 1/OS/09 PURCHASED 435.981 UTS VANGUARD INTERMEDIATE TERM BOND INDEX FUND #1350 4,556.00 4/30/09 PURCHASED 1,073.171 UTS VANGUARD INTERMEDIATE TERM BOND INDEX FUND #1350 11,000.00 8/21/09 PURCHASED 280.899 UTS VANGUARD INTERMEDIATE TERM BOND INDEX FUND #1350 3,000.00 12/24/09 SOLD 14,999.444 UTS VANGUARD INTERMEDIATE TERM BOND INDEX FUND #1350 153,556.00- --------- -------- ---------- ---------- 0.000 UTS .00 11/02/06 SOLD 11,199.645 UTS VANGUARD INTERM INV GRADE #71 109,420.53- ---------- ---------- ---------- ---------- 0.000 UTS .00 - 20 - CUMBERLAND VALLEY MEMORIAL #496 20-10-102-3002770 . . PRINCIPAL INFORMATION SCHEDULES - CHANGES IN HOLDINGS CONTINUED: TEMPORARY ASSET FOR INVESTED FUNDS 9/14/07 PURCHASED 150,000 PAR TEMPORARY ASSET FOR INVESTED FUNDS 150,000.00 9/18/07 SOLD 150,000 PAR TEMPORARY ASSET FOR INVESTED FUNDS 150,000.00- 11/09/07 PURCHASED 67,000 PAR TEMPORARY ASSET FOR INVESTED FUNDS 67,000.00 11/13/07 SOLD 67,000 PAR TEMPORARY ASSET FOR INVESTED FUNDS 67,000.00- ---------- --------- ---------- ---------- 0 PAR .00 - 21 - CUMBERLAND VALLEY MEMORIAL #496 20-10-102-3002770 RECEIPTS OF INCOME � OTHER INCOME DOUBLELINE TOTAL RETURN BOND FUND INSTL CLASS FUND #2040 4/03/12 1,284.91 5/02/12 1,193.15 6/04/12 1,258.27 7/03/12 1,222.42 8/02/12 1,191.16 9/OS/12 1,218.81 10/02/12 1,122.67 11/02/12 1,117.06 12/04/12 1,072.02 10,680.47 HIGHLAND FLOATING RATE ADVANTAGE FUND CLASS Z 11/09/06 1,036.92 12/11/06 1,346.30 1/17/07 1,655.32 2/09/07 1,348.34 3/O5/07 1,206.97 4/O5/07 1,252.18 5/09/07 1,227.10 6/O5/07 1,298.80 7/12/07 1,270.54 8/03/07 1,380.83 9/04/07 1,396.84 10/O1/07 1,310.59 11/O1/07 1,373.54 12/03/07 1,298.27 1/02/08 1,551.02 2/Ol/08 1,229.81 3/03/08 1,114.36 4/Ol/08 1,285.87 5/O1/08 983.52 6/02/08 969.30 7/01/08 1,026.93 8/01/08 1,045.34 9/02/08 1,056.51 10/O1/08 979.64 11/03/08 1,022.06 12/O1/08 985.54 1/OS/09 4,552.78 2/03/09 740.85 3/03/09 508.68 4/O1/09 609.26 5/O1/09 497.17 6/Ol/09 411.82 7/O1/09 423.72 8/04/09 437.80 9/08/09 413.44 10/OS/09 427.13 11/04/09 469.83 12/02/09 322.37 1/OS/10 232.16 2/01/10 254.72 3/O1/10 295.88 - 22 - CUMBERLAND VALLEY MEMORIAL #496 20-10-102-3002770 � _ - . RECEIPTS OF INCOME � - - � _ � CONTINUED: HIGHLAND FLOATING RATE 4/O1/10 325.07 5/03/10 301.92 6/O1/10 185.60 7/01/10 19.46 8/02/10 35.18 9/02/10 20.09 10/O1/10 3.98 11/O1/10 4.81 11/18/10 2.21 43,148.37 HILLVIEW REMS LEVERAGED REIT VALUE OPPORTUNITY FUND 7/OS/OS 421.91 10/04/05 453.18 1/04/06 438.85 3/29/06 129.19 6/30/06 460.15 9/28/06 431.52 12/29/06 825.08 3/30/07 374.92 6/29/07 904.99 10/O1/07 474.81 3/31/OS 219.42 6/30/OS 133.19 9/30/08 790.45 1/12/09 677.58 3/31/09 525.42 6/30/09 379.58 9/30/09 361.93 12/31/09 275.36 3/31/10 282.69 6/30/10 233.07 9/29/10 330.63 12/24/10 216.09 3/25/11 186.46 6/27/11 143.84 9/26/11 370.59 10/31/11 23.31 11/30/11 97.56 12/30/11 235.74 1/31/12 16.65 2/29/12 66.59 10,480.75 KENSINGTON SELECT INCOME FD CL A 9/16/OS 1,449.79 12/16/05 1,426.78 3/16/06 1,426.78 6/16/06 1,426.78 9/18/06 1,426.78 12/22/06 1,426.78 4/02/07 1,403.76 7/02/07 1,403.76 9/26/07 1,403.76 12,794.97 - 23 - CUMBERLAND VALLEY MEMORIAL #496 20-10-102-3002770 RECEIPTS OF�INCOME � � - NORTHEAST INVESTORS TRUST SA BEN INT 8/19/05 3,092.10 11/23/OS 4,527.71 2/17/06 2,871.23 5/19/06 2,871.23 8/18/06 2,650.37 11/22/06 3,312.96 2/16/07 2,871.23 5/18/07 2,871.23 8/21/07 3,312.96 28,381.02 NUVEEN PREFERRED SECURITIES FUND CLASS I FUND #1969 11/20/07 890.04 12/07/07 1,302.40 1/23/OS 1,302.40 2/O5/OS 1,302.40 3/04/08 1,302.40 4/03/OS 1,302.40 5/02/08 1,302.40 6/03/08 1,302.40 7/O1/08 1,302.40 8/04/08 1,302.40 9/03/08 1,302.40 10/02/08 1,200.84 11/04/08 1,200.84 12/02/08 1,188.89 12/29/08 1,188.89 2/03/09 1,188.89 3/03/09 1,188.89 4/02/09 1,188.89 5/04/09 1,188.89 6/02/09 1,188.89 7/02/09 1,198.89 8/04/09 1,188.89 9/02/09 1,194.87 10/02/09 1,194.87 11/03/09 1,194.87 12/02/09 1,159.02 12/29/09 1,159.02 2/02/10 1,159.02 3/02/10 1,159.02 4/02/10 1,159.02 5/06/10 1,159.02 6/03/10 1,164.99 7/02/10 1,165.00 8/03/10 1,164.99 9/02/10 1,164.99 10/04/10 1,164.99 11/02/10 1,164.99 12/02/10 1,117.20 1/04/11 1,117.20 2/02/11 1,117.20 3/02/11 1,117.20 4/04/11 1,117.20 5/03/11 1,117.20 - 24 - CUNIDERLAND VALLEY MEMORIAL #496 20-10-102-3002770 � RECEIPTS OF INCOME _ CONTINUED: NWEEN PREFERRED SECURITIES FUND 6/02/11 1,117.20 7/05/11 1,117.20 8/02/11 1,117.20 9/02/11 1,081.35 10/03/11 1,081.35 11/O1/11 1,081.35 12/01/11 1,081.35 1/03/12 1,081.35 2/02/12 1,081.35 3/02/12 1,081.35 3/06/12 139.53 62,308.19 PIMCO FDS HIGH YIELD FUND INSTL FD #108 7/O1/O5 1,087.84 8/O1/O5 1,176.94 9/O1/O5 1,171.00 10/06/O5 1,190.39 11/02/OS 1,029.73 12/O1/05 1,194.76 1/04/06 1,185.72 2/O1/06 1,088.30 3/02/06 1,033.51 4/04/06 1,582.46 5/02/06 1,005.87 6/02/06 1,110.23 7/O5/06 1,204.49 8/02/06 1,051.82 9/OS/06 1,152.78 10/02/06 1,102.43 10/10/06 69.46 18,437.73 RIDGEWORTH HIGH INCOME FUND CL I FUND #5615 1/OS/10 46.22 2/O1/10 910.54 3/O1/10 1,030.63 4/02/10 1,021.35 5/04/10 1,003.69 6/O1/10 990.53 7/O1/10 926.78 8/02/10 676.44 9/O1/10 1,020.65 10/O1/10 890.92 11/02/10 942.62 12/02/10 963.21 1/04/11 994.00 2/02/11 924.91 3/02/11 900.06 4/04/11 885.79 5/03/11 895.19 6/02/11 1,072.31 7/OS/11 999.14 8/02/11 910.57 9/02/11 1,195.11 - 25 - CUMBERLAND VALLEY MEMORIAL #496 20-10-102-3002770 � - � � - - � RECEIPTS OF INCOME � . CONTINiJED: RIDGEWORTH HIGH INCOME FUND CL I 10/04/11 1,028.96 11/02/11 967.00 12/02/11 1,040.18 12/21/11 96.97 1/04/12 950.90 2/02/12 812.52 3/02/12 932.90 4/03/12 871.76 5/02/12 907.09 6/04/12 892.65 7/03/12 877.15 8/02/12 880.81 � 9/O5/12 903.55 10/02/12 810.44 10/04/12 53.99 31,427.53 RIDGEWORTH FDS SEIX FLTG RATE INCOME FUND CLASS I FUND #5203 7/02/10 131.49 8/02/10 449.47 9/Ol/10 558.01 10/Ol/10 472.21 11/02/10 497.91 12/02/10 464.11 1/04/11 483.71 2/02/11 461.85 3/02/11 431.37 4/04/11 522.15 5/03/11 454.45 6/02/11 466.64 7/OS/11 426.58 8/02/11 432.24 9/02/11 432.18 10/04/11 390.55 11/02/11 423.22 12/02/11 402.15 12/20/11 55.28 1/04/12 396.57 2/02/12 380.20 3/02/12 387.56 4/03/12 414.98 5/02/12 378.25 6/04/12 416.23 7/03/12 396.79 8/02/12 409.31 9/OS/12 423.21 10/02/12 395.80 10/04/12 28.48 11,982.95 VAN ECK UNCONSTRAINED EMERGING MARKET BOND FD CLASS I FD #410 10/24/12 1,161.03 11/23/12 1,686.26 12/26/12 1,630.97 4,478.26 - 26 - CUMBERLAND VALLEY MEMORIAL #496 20-10-102-3002770 . - RECEIPTS OF INCOME � _ VANGUARD INTERMEDIATE TERM BOND INDEX #5314 ADM FUND 12/O1/06 446.27 1/02/07 576.53 2/O1/07 575.39 3/O1/07 520.87 4/02/07 579.92 5/O1/07 557.63 6/O1/07 576.96 7/02/07 559.26 8/O1/07 578.84 9/04/07 578.15 10/O1/07 560.07 11/09/07 130.56 6,240.45 VANGUARD INTERMEDIATE TERM BOND INDEX FUND #1350 11/13/07 447.94 1/08/OS 559.85 1/08/OS 580.10 2/07/08 577.07 3/OS/08 535.00 4/03/08 570.47 5/O1/OS 547.61 6/02/OS 565.29 7/O1/OS 553.80 8/O1/OS 571.83 9/02/08 567.53 10/01/08 550.90 11/04/OS 559.76 12/03/08 536.01 1/07/09 550.20 2/02/09 565.69 3/02/09 512.47 4/01/09 570.61 5/O1/09 545.82 6/Ol/09 602.47 7/O1/09 590.48 8/03/09 604.57 9/O1/09 608.56 10/O1/09 592.98 11/03/09 614.80 12/02/09 591.68 12/28/09 455.22 15,128.71 VANGUARD INTERM INV GRADE #71 7/01/OS 425.95 8/O1/OS 433.81 9/01/OS 437.37 10/04/OS 433.54 11/01/OS 448.64 12/O1/OS 434.96 1/03/06 452.36 2/O1/06 451.49 3/O1/06 409.65 4/03/06 458.25 5/O1/06 444.90 - 27 - CUMBERLAND VALLEY MEMORIAL #496 20-10-102-3002770 . � RECEIPTS OF INCOME - CONTINUED: VANGUARD INTERM INV GRADE #71 6/Ol/06 460.74 7/03/06 449.42 8/O1/06 465.76 9/O1/06 467.39 10/02/06 452.42 11/O1/06 470.19 11/08/06 15.11 7,611.95 BLACKROCK US TREASURY NII�7 INSTITUTIONAL CLASS FD #02 11/03/08 •72 11/03/08 7.13 12/03/08 .57 12/03/08 6.13 1/02/09 .41 1/02/09 4.44 2/02/09 .02 2/02/09 .40 10/01/09 .04 11/02/09 .10 11/02/09 .63 12/O1/09 .06 12/O1/09 .36 21.01 BLACKROCK LIQUIDITY FUNDS TEMP FUND #24 7/Ol/OS 5.38 7/O1/05 69.62 S/O1/OS 4.65 8/01/OS %7.12 9/O1/OS 7.51 9/O1/OS 83.34 10/03/O5 6.41 10/03/OS 84.91 11/O1/O5 6.32 11/O1/OS 94.22 12/O1/OS �•�3 12/O1/OS 95.75 1/03/06 8.03 1/03/06 104.58 2/O1/06 7.68 2/O1/06 127.04 3/O1/06 8.24 3/O1/06 123.02 4/03/06 8.41 4/03/06 141.11 5/O1/06 8•18 5/O1/06 140.64 6/O1/06 10.08 6/O1/06 150.59 7/03/06 8.68 7/03/06 154.63 8/02/06 7.66 8/02/06 168.69 9/O1/06 11.22 - 28 - CUMBERLAND VALLEY MEMORIAL #496 20-10-102-3002770 - � RECEIPTS OF INCOME � � � CONTINUED: BLACKROCK LIQUIDITY FUNDS 9/Ol/06 170.45 10/02/06 9.06 10/02/06 165.97 11/O1/06 6.20 11/O1/06 304.25 12/O1/06 9.66 12/01/06 158.54 1/02/07 7.49 1/02/07 59.36 2/O1/07 6.42 2/O1/07 51.36 3/O1/07 9•38 3/Ol/07 46.80 4/02/07 6.93 4/02/07 53.01 5/O1/07 12.32 5/01/07 30.26 6/Ol/07 10.89 6/O1/07 28•37 7/02/07 6.98 7/02/07 30.13 8/O1/07 13.87 8/O1/07 31.96 9/04/07 12.60 9/04/07 38.22 10/02/07 10.91 10/02/07 197.10 11/O1/07 10.87 11/O1/07 114.24 12/03/07 8.53 12/03/07 140.97 1/02/08 9•9'1 1/02/OS 104.90 2/Ol/08 10.87 2/O1/08 99•22 3/03/OS 8.21 3/03/OS 79.34 4/O1/OS 8.37 4/O1/OS 77.06 5/Ol/08 7•26 5/O1/08 62.03 6/02/08 6.22 6/02/08 60.03 7/O1/OS 5.85 7/O1/OS 56.08 8/O1/08 6.13 8/O1/08 57.50 9/02/08 5.65 9/02/08 56.68 10/02/08 6.04 10/02/08 57.75 11/03/08 .94 11/03/OS 12.17 12/O1/09 .11 12/O1/09 .61 - 29 - • CUMBERLAND VALLEY MEMORIAL #496 20-10-102-3002770 RECEIPTS�OF INCOME � - - CONTINUED: BLACKROCK LIQUIDITY FUNDS 1/04/10 .23 1/04/10 2.94 2/01/10 .OS 2/O1/10 4.09 3/01/10 .16 3/O1/10 1.87 4/O1/10 •21 4/O1/10 2.21 5/03/10 •22 5/03/10 2.51 6/O1/10 •28 6/O1/10 7.70 7/O1/10 .30 7/01/10 13.12 8/02/10 .36 8/02/10 4.41 9/Ol/10 .50 9/01/10 5.97 10/O1/10 .49 10/O1/10 6.31 11/O1/10 .41 11/O1/10 6.22 12/O1/10 .36 12/O1/10 5.16 1/03/11 .34 1/03/11 5.46 2/O1/11 .34 2/O1/11 5.72 3/02/11 •2� 3/02/11 4.80 4/O1/11 .29 4/Ol/11 5.13 5/02/11 .20 5/02/11 3.89 6/O1/11 .20 6/O1/11 3.44 7/Ol/11 •18 7/Ol/11 3.06 8/O1/11 .11 8/O1/11 2.26 9/O1/il .12 9/Ol/11 2.20 10/03/11 .15 10/03/11 2.70 11/O1/11 •z2 11/O1/11 3.78 12/02/11 •Z� 12/02/11 4.96 1/04/12 •23 1/04/12 4.57 2/02/12 .23 2/02/12 4.98 3/02/12 •zz 3/02/12 5.24 4/03/12 •26 - 30 - • CUMBERLAND VALLEY MEMORIAL #496 20-10-102-3002770 � � � RECEIPTS� OF INCOME _ - CONTINUED: BLACKROCK LIQUIDITY FUNDS 4/03/12 �•89 5/02/12 .29 5/02/12 6.32 6/04/12 .30 6/04/12 6.64 7/02/12 .27 7/02/12 6.33 8/O1/12 �2$ 8/01/12 6.54 9/OS/12 •ZS 9/O5/12 6.39 10/O1/12 •z� 10/O1/12 6.24 11/02/12 .34 11/02/12 19.12 12/03/12 .16 12/03/12 6.90 4,499.99 MISCELLANEOUS 3/OS/06 PNC BANK NA TRUSTEE CMS WEST INC SUB ACCOUNTING ACCOUNT STONEMOR CASH EQUIVALENT 20-10-102-3412975 INCOME FOR DECEMBER DEPOSITS 1.73 4/11/11 AMOUNT TRANSFERRED FROM PRINCIPAL 35.00 TOTAL INCOME 267,659.08 - 31 - CUMBERLAND VALLEY MEMORIAL #496 20-10-102-3002770 � � � _ DISBURSEMENTS OF INCOME � � PENNSYLVANIA DEPARTMENT OF REVENUE STATE FIDUCIARY INCOME TAX 4/09/10 1.00- 6/10/10 1.00- 9/09/10 50.00- 52.00- TOTAL INCOME DISBURSEMENTS 52.00- - 32 - CUMBERLAND VALLEY MEMORIAL #496 20-10-102-3002770 _ - DISTRIBUTIONS OF INCOME TO BENEFICIARIES - STONEMOR CASH DISTRIBUTED 7/29/OS 2,010.70- 8/31/O5 4,784.62- 9/30/OS 3,149.01- 10/31/05 2,168.43- 11/30/OS 6,106.62- 12/30/OS 3,159.98- 1/31/06 2,189.54- 2/28/06 4,545.74- 3/31/06 3,132.12- 4/28/06 2,190.23- 5/31/06 4,470.82- 6/30/06 3,618.57- 7/31/06 1,817.22- 8/31/06 4,344.30- 9/29/06 4,091.66- 10/31/06 1,367.82- 11/30/06 5,145.63- 12/29/06 4,212.63- 1/31/07 2,298.70- 2/28/07 4,852.74- 3/30/07 2,158.94- 4/30/07 3,295.80- 5/31/07 4,698.54- 6/29/07 2,820.01- 7/31/07 3,270.67- 8/31/07 5,318.46- 9/28/07 3,429.57- 10/31/07 2,553.48- 11/30/07 2,967.19- 12/31/07 2,750.17- 1/31/08 4,108.24- 2/29/08 3,219.37- 3/31/08 3,258.73- 4/30/08 3,244.17- 5/30/08 2,902.82- 6/30/08 3,036.43- 7/31/08 2,945.06- 8/29/08 2,983.20- 9/30/OS 3,779.22- 10/31/OS 2,795.17- 11/28/08 2,803.62- 12/31/08 3,906.03- 1/30/09 5,785.41- 2/27/09 2,495.85- 3/31/09 2,735.46- 4/30/09 2,368.76- 5/29/09 2,231.88- 6/30/09 2,582.76- 7/31/09 2,203.09- 8/31/09 2,231.26- 9/30/09 2,578.80- 10/30/09 2,215.02- 11/30/09 2,280.23- 12/31/09 3,963.81- 1/29/10 281.55- - 33 - CUNIDERLAND VALLEY MEMORIAL #496 20-10-102-3002770 INCOME BALANCE ON HAND VALUE ACQUISITION 12/31/12 VALtTF INVESTED CASH 0.00 0.00 TOTAL INCOME 0.00 0.00 PNC BANIC NA � '� By: n �� / l �� ), ="? �\_.1�5.�� ....i Kathleen L Singleton /� \_ Trust Officer '`--""j - 35 - CUMBERLAND VALLEY MEMORIAL#496 20-10-102-3002770 Commonwealth of Pennsylvania : : SS � County of Philadelphia : �y� �� u �/��- , a Vice President of PNC Bank NA, Trustee, hereby declares under oath that said Trustee has fulty and faithfully discharged the duties of their office; that the foregoing Second and Interim Account is true and correct, and fully discloses all significant transactions occurring during the accounting period; that all known claims against the trust have been paid; that, to the best of their knowledge, fhere are no claims now outstanding against the trust; and that all taxes presently due from the trust have been paid. PNC BANK, N A BY: ' L� '� a 1' �� Subscribed and sworn to before me this � day of NOTARIAI SE_ q-_� ��`�"r` �i'eL, 2013 HOLLY LYNN KEIIER Notary Publlc PITTSBURGH CIT1;ALLECHENY COUNTY ��l.�„j)� f(:.,(�('' My Commiaalon Expirea Oct 14,2014 ��=`�.� uJ�C.x1 N �ary Public ac_� 1�► , �1 ��1� - 36- � CUMBERLAND VALLEY MEMORIAL #496 20-10-102-3002770 _ DISTRIBUTIONS OF INCOME TO BENEFICIARIES - � - � CONTINUED: STONEMOR 2/26/10 2,328.42- 3/31/10 2,770.25- 4/30/10 2,506.86- 5/28/10 2,467.36- 6/30/10 2,581.17- 7/30/10 2,256.15- 8/31/10 2,530.85- 9/30/10 3,050.84- 10/29/10 2,538.90- 11/30/10 2,619.17- 12/31/10 2,766.13- 1/31/11 2,600.71- 2/28/11 2,510.02- 3/31/11 2,640.16- 4/29/11 2,565.56- 5/31/11 2,470.93- 6/30/11 2,803.63- 7/29/11 2,546.16- 8/31/11 2,462.38- 9/30/11 3,081.55- 10/31/11 2,527.02- 11/30/11 2,573.13- 12/30/11 2,916.90- 1/31/12 2,450.27- 2/29/12 2,345.87- 3/30/12 2,546.80- 4/30/12 2,579.80- 5/31/12 2,485.10- 6/29/12 2,574.09- 7/31/12 2,502.96- 8/31/12 2,488.10- 9/28/12 2,552.24- 10/31/12 3,578.92- 11/30/12 2,822.78- 12/31/12 2,710.05- 267,607.08- 267,607.08- TOTAL INCOME DISTRIBUTIONS 267,607.08- - 34 - PNC Affiliated Compensation Disclosure Grid As of Marcr, s�, 2013 Investment vehicles,such as mutual funds and exchange traded funds and exchange traded notes, are among the types of investments that PNC Bank and PNC Delaware Trust Company(°PNC,""we"or"us")use to manage investment portfolios on behalf of our clients.Investment vehic�es pay fees to various service providers for services rendered to them.This Affiliated Coiripensation Disclosure Grid is sent to you on a semi-annual basis so that we can inform you of the service fees and other revenue eamed by PNC,by members of The PNC Financial Services Group',or by others considered to be affiliated with us,and which are paid to us or our affiliates by the investment vehicles that may be held in your account or by the investment vehicles'affiliates.z We and/or our affiliates may eam compensation for providing services to investment vehicles, including but not limited to acting as investment adviser, providing omnibus record keeping and associated shareholder services. Generally,these fees are earned on a percentage-of-assets basis.The total expense ratio for each investment vehicle is also shown on this grid.The expenses paid by the investment vehicles or their affitiates are separate from,and in addition to any account level fees paid by client accounts to PNC. Certain investment vehicles that are induded in this grid are not mutual funds ETF or ETNs,but are other types of investment vehictes which pay fees to us and/or our affiliates. If your account is an employee benefit plan subject to the Employee Retirement Income Security Act of 1974,as amended(ERISA); or an individual retirement account (IRA)managed by PNC, certain of the fees described herein may not apply or be charged to your account. Please contact your account officer for more information. The investment vehicles'prospectuses or offering documents provide more comprehensive information regarding the specific services we and/or our affitiates provide the investment vehicles and the compensation we or our affiliates receive in connection with those services.Therefore, this Affiliated Compensation Disclosure Grid should be read in conjunction with,and is supplemented by,the applicable prospectuses and/or other offering documents.Copies of the prospectuses and/or offering documents have been provided to you for certain of the investment vehicles in which your account is invested;additional copies may be obtained by contacting your account officer or by following the instructions set forth in the footnotes following each section of the grid below. This Affiliated Compensation�isclosure Grid does not constitute an offer for sate of any investment vehide listed herein. The investment vehicles are not deposits of or obligations of and are not guaranteed by,PNC or its affiliates or any other bank.Investments in the investment vehicles involve risks,including possible loss of the principal amount invested.The investment vehicles are not insured or guaranteed by the Federal Deposit Insurance Company(FDIC)or by any other governmental agency or government-sponsored agency of the U.S.government or any state. - •� � � � ' TOTAL EXPENSE TOTAL TO PNC TOTAL EXPENSE TOTAL TO PNC NAME OF FUND RATI05�6 AFFILIATES' NAME OF FUND RATI05�" AFFILIATES' ACWI ex-U.S.Index Fund 0.37°/ 0.00% l.ifePath Active 20458(Formerl "Lifec cle Pre ared 2045") 0.07% 0.00% Aggressive Growth Prepared 0.09% 0.00% LifePath Active 2050 Formerly"Lifecycle Prepared 2050" 0,07% 0.00% All-Cap Enerqy&Resourws 0.96% 0.83% LifePath 2020g 0.55% OS4% 8alanced Capital 0.59% 0.44% LifePath 20254 0.55% 0.42% Basic Value 0.56% 0.42°1 LifePath 2030 0.53°/ 0.53% Bond Allowtion Target Shares Ser.C 0.01°/ 0.00°/ LifePath 20358 0.54% 0.37% Bond Allocation Target Shares Ser.M 0.00% O.DO°/ LifePath 2040e 0.52°/ 0.51% Bond Allocation Target Shares Ser.S 0.14°/ 0.00°/ LifePath 2045 0.54% 0.19% Bond Index 0.25% 0.23% LifePath 2050° 0.52% 0.50% Catifornia Municipal Bond 0.63% 0.53% LifePath 2055° 0.53% 0.00% CapitalAppreciation 0.85% 0.65% LifePathlndex2020 0.09% 0.00% China Fund 1.65% 0.00% LifePathlndex2025g 0.07% 0.00% Commodities Strategies 1.30% 1.16°/ LifePath Index 20308 0.09% 0.00% Conservative Prepared 0.13% 0.00% LifePath Index 2035 0.08% 0.00% Core Bond 0.60% 0.44% LifePath Index 20408 0.10% 0.00% CoreAlpha Bond 0.34% 0.32°/ LifePath Index 20459 0.10% 0.00°0 Disciplines Small Cap Core 0.70°6 0.00°/ LifePath Index 2050 0.10°/ 0.00% Emerging Market Local Debt(Formerly"Emerqing Market DebY) 0.87% 0.66% LifePath Index 2055fl 0.10% 0.00% Emer in Markets(Formerl "Global Emer in Markets")1.28% 1.00% LifePath Index Retiremente 0.10% 0.00% Emerging Markets Long Short Equity 1.68% 1.55% LifePath Retirement 0.56°/ 0.55°/ Energyand Resources 1.04% 0.85°/ Lonq-Duration 0.55% 0.45°io Equity Dividend 0.69% 0.55% Long-Horizon Equity(Formerly"Global Dynamic Equity") 1.04% 0.80°a EuroFund 1.10% 0.75°/ Low-Duration Bond 0.52% 0.38% Exchange BlackRock 0.62% 0.54°/ Managed Account Global Small-Cap 0.00% 0.01°/ Flexible Equity(Formerly"Mid Cap Value Equity") 0.97°/ 0.68% Managed Account Mid-Cap Value Opp 0.00% 0.00;% Floating Rate Income 0.69°/ 0.60% Managed Account U.S.Mortgage 0.61% 0.46% Fows Growth 1.25% 0.65% Managed Volatility(Formerly"Asset Allocation") 0.88% 0.61% GlobalAllocation 077% 0.67% Mid-CapValueOpportunf5es 0.84% 0.65% Global Dividend Income 0.81% 0.68% Mid-Cap Growth Equity 1.11% 092% GLobalLong/ShortCredit 1.72% 1.03% ModeratePreparedP 0.09% 0.00% 6lobal Long/Short Equity9 1.75% 0.00% Money Market 0.30% 0.27% GlobalOpportunities 1.06% D.83% Multi-Assetlncome 0.55°k O.G7% Global5malf-Cap 1.07% 0.85°/ Multi Asset Real Return' 0.80% 0.00% GNMA 0.57°/ 0.42°/ MunicipalMoneyMarket 0.22% 0.13% GrowthPrepared 0.07% 0.00% NationalMunicipal 0.55% 0.43% Health Sciences Opportunities 0.95% 0.81% Natural Resources 0.80% 0.60% High-Yietd Bond 0.58% 0.50% NC MunicipalMoney Market 0.19% 0.05°!0 High-YieldMunicipal 0.63% 0.54% NewJerseyMunicipatBond 0.78% 0.52% Index Equity 0.17% 0.08% New York Municipal Bond 0.70% 0.55% India Fund 1.75°/ 0.00°/ NJ Municipal Money Market 0.26°/ 0.11% Inflation Protected Bond 0.43% 0.31% OH Municipal Money Market 0.27% 0.11% IntermediateMunfupat 0.61% 0.50% PAMunicipalMoneyMarket 020% 0.18% International 1.00% 0.79% Pacific 0.95% 0.60% International Bond 0.89% 0.69% Pennsylvania Municipal Bond 0.71% 0.51% International Index 0.35% 021°/ Real Estate Securitiesy 7.05% 0.00°/ International Opportunities 1.24°/ 1.11% Russell 10001ndex Fund 0.23% 0.00% Large-Cap Core 0.91% 0.76°/ S&P 500 Index 0.32% 0.20% Large-Cap Core Plus 1.50% 0.95% S&P 500 Stock Fund 0.78% 0.17% Large-Cap Growth 0.99% 0.86% Science and Technolo 0 ortunities 1.39% 0.90% Large-Cap Value 1.OD% 0.74°/ Secured Credit(Formerly"Multi Sector Bond" 0.70% 0.10% LatinAmerica 1.33% 1.00% Short-Term Municipal 0.40% 0.30% LifePathActive 20158(Formerl "Lifec de Pre ared 2015°) 0.06% 0.00°/ Small-Cap Growth Equity 0.81% 0.64% LifePath Active 2020 Formerly"Lifecyde Prepared 2020") 0.10% 0.00"/o Small-Cap Growth II 1.32% 0.90% LifePath Active 2025e(Formerly"Lifecyde Prepared 2025") 0.08% 0.00% Small-Cap Index 0.29% 0.11% LifePath Active 2030A(Formerl "Lifec de Pre ared 2030'i 0.08% 0.00% Strategic Income Opportunitiesft 0.88% 0.56% LifePath Active 2035 (Formerly"Lifecycle Prepared 2�35" 0.08% 0.00% Strategic Risk Allocation' 1.00% 0.00% LifePath Active 2040P(Formerly"Lifecycle Prepared 2040") 0.07% 0.001 Total Return 0.52% 0.42% 124366-0313 Page 1 of 5 �� PNC Affiliated Compensation Disclosure Grid As of Marcn 3�, 2013 •� � � � � .� � TOTAL EXPENSE TOTAL TO PNC TOTAL EXPENSE TOTAL TO PNC NAME OF FUND RATI05�6 AFFILIATES� NAME OF FUND RATI05�6 AFFILIATES' U.S.Government Bond .63/0 /o a ue pportunities 0.9 % U.S.Opportunities 1.03% 0.82% World Gold 1.24% 0.00% U.S.Treasury Money Market 0.15% 0.10% World Income 0.97°/ 0.60% VA Municipal Money Market 0.20°/ 0.00°/ •� � � � � INSTITUTIONAL SHARES ADMINISTRATION SHARES NAME OF FUND TOTAL EXPENSE RATI05 6 TOTAL TO PNC AFFILIATES' TOTAL EXPENSE RATI05 6 TOTAL TO PNC AFFILIATES' California Money 0.18% 0.13% 0.19;0 0.14% FederalTrust 0.11% 0.04% 0.11% 0.04% FedFund 0.17% 0.16% 0.17°0 0.16% MuniCash 0.20°/ 0.15% N/A N/A MuniFund 0.19% 0.17% 0.22% 0.20% New York Money 0.18% 0.1290 0.19°,0 0.13% TempCash 0.18°/ 0.17% N/A N/A TempFund 0.18% 0.17% 028°'0 0.25% T-Fund 0.12% 0.11% 0.12°6 0.11% Treasury Trust 0.07% 0.05% 0.07°6 0.05% � � � TOTAL EXPENSE TOTAL TO PNC TOTAL EXPENSE TOTAL TO PNC NAME OF FUND RATI05 AFFILIATES' NAME OF FUND RATI05 AFFILIATES' Advantaqe Institutiona�Government MMF 0.16% 0.00°10 Multi-Factor Small-Cap Growth 0.95°/ 0.06% Advantage Institutional MMF 0.16% 0.10% Multi-Factor Small-Cap Value 1.25% 0.48% Advantage Institutional Treasury MMF 0.14% 0.00% Ohio Intermediate Tax-Exempt 0.57% 0.43% Balanced Altocation 1.00°/ 0.58°/ Ohio Municipal MMF 0.14% 0.03% Bond Fund 0.61% 0.48% Pennsytvania lntermediate Municipal 0.65% 0.43% GovernmentMMF 0.16% 0.07% PennsylvaniaTax-ExemptMMF 0.14% 0.00% Government Mortqaqe 0.68% 0.43% Retireme��' 0.11% 0.00% High-YieldBond 0.75% 0.20% S&P5001ndex 0.37% 0.15°!0 Intermediate Bond 0.54°/ 0.43% Small-Cap Core 1.22% 0.97% Intermediate Tax-Exempt Bond 0.53% 0.39% Target 2020 fund�' 0.17% 0.00% InternationalEquity 1.22% 1.03% Target2030Fund13 0.77% 0.00% Large-Cap Core Equity 0.94% 0.56% Target 2040 Fund'� 0.11% 0.00% Large-Cap Growth 0.98% 0.63% Target 2050 Fund« 0.71°/ 0.00% Large-Cap Value 1.04% 0.78% Tax-Exempt Limited Maturity Bond 0.53% 0.41% Limited-Maturity Bond 0.49% 0.38% Tax-Exempt MMF 0.13% 0.05% Maryland Tax-Exempt Bond 0.53% 0.39% Total Return Advantage 0.57% 0.43% Michigan Intermediate Municipal Bond 0.79% 0.43% Treasury MMF 0.09% 0.00% Mid-Cap Value 1.25% 0.36% Ultra-Short Bond 0.34% 0.23°0 Money Market 0.16% 0.08% United Association S&P 500 Index Fund 0.4�°io 0.10% Multi-Factor Smalt-Cap Core 0.95% OS4% - . � NAME OF INVESTMENTS VEHICLE TOTAL EXPENSE RATI05 SERVICE FEE°/ NAME OF INVESTMENTS VEHICLE TOTAL EXPENSE RATI05 SERVICE FEE% American Century Capital Value 1.00% 0.35% Columbia Marsico International Opportunities L24% 0.25°/ American Century Income and Growth 0.68% 0.25% Columbia Small-Cap Growth 1.06% 0.25% American Century International Bond 0.81% 0.35% Driehaus Active Income 0.97% 0.15% American Century International Discovery 1.30% 0.15% Eagle$mall-Cap Growth 0.78% 0.10% American Century International Growth 1.29% 0.35% Eaton Vance Floating Rate 0.77% 0.08°0 American Century Larqe Company Value 0.67% 0.35% Eaton Vance Global Macro Aboslute Return 1.02% 0.08% AmericanCenturySmall-CapValue 124°0 0.35% FederatedCapitalAppreciation American Century Vista 0.80% 0.75% (merged into Federated Equity Income Fund on 4/19/13) 1.25% 0.35:6 A�R�iversified Arbitrage 121% 0.10% Federated CloverValue 7.19% 0.35% A�R Managed Futures 1.25% 0.10% Federated Government Income Securities 0.99% 0.35% AQR Multi-StrategyAtternative 1.98% 0.10% Federated Kaufmann 1.95% 0.35°% Artisan Internationat 1.19% 0.35°/ Federated MDT Mid-Cap Growth Strategies 1.22% 0.35:io ArtisanMid-CapValue 1.20% 0.35% FederetedPAMunicipallncome 0.75% 0.30% Artisan Small-Cap 1.28% 0.35% Federeted Short-Intermediate�uration Muni 0.71% 0.30% Artisan Small-Cap Value 1.22% 0.35% Federeted Strategic Value Dividend 1.05% 0.35% ASTON/Fair ointe Mid-Ca 0.86% 0.10% Federated Total Return Bond 0.65% 0.30% ASTON TAMRO Small-Cap 1.03% 0.10% Federated Total Return 6overnment 0.65% 0.30% Baron Asset 1.33% 0.25% FidelityAdvisor Diversified International 0.99% 0.10°io BaronGrowth 1.32% 025% FidelityAdvisorDividendGrowth 0.90% 0.10% Baron Small-Cap 1.31% D25% FidelityAdvisor Floating Rate High Income 0.75°/ 0.10°/ BlackRockArthurStreetFundLPiS 1.56% 0.00% FidelityAdvisorinflationProtectedBond 0.53% 0.1�% BlackRock Futton Street Fund LP15 1.62% 0.00% Goldman Sachs Absolute Return Tracker 1.15% 0.70% BlackRock Multi-Manager Partners,LP Goldman Sachs Core Fixed Income 0.47% 0.10% (Onshore)' 2.82°/ 0.00% Goldman Sachs Growth Opportunities 0.95% 0.10% BlackRock Multi-Mana er Partners,Ltd. 6oldman Sachs Large-Cap Value OJ9% 0.10% Offshore) 0.23% 0.00% Goldman Sachs Mid-Cap VaWe 0.75% 0.10% Calamos Convertible 1.10% 0.10% Goldman Sachs U.S.Equiry Dlvidend&Premium 0.81% 0.10% Calamos Growth 1.29% 0.10% GW&K Small-Cap Equity 1.20% 0.10°l0 Citigroup Real Estate Partners,LLC'- 228% 0.00°/ Harding Loevner Emerging Markets 1.49% 0.05% Cohen&Steers Preferred Securities and Income 0.75% 0.10% Harding Loevner International Equity 0.87% 0.05% Cohen&Steers Realty Income 0.97% 0.10% WG InternationalValue 1.17% 0.08°10 Columbia Acorn 0.78% 0.25% ING Real Estate 0.90% 0.08% Columbia Acorn Intemational 0.93% 025% 124366-0313 Page 2 of 5 �PNC � PNC Affiliated Compensation Disclosure Grid As of March 3�, 2013 � .� � NAME OF INVESTMENTS VEHICLE TOTAL IXPENSE RATI05 SERVICE FEE% NAME OF INVESTMENTS VEHICLE TOTAL EXPENSE RATI05 SERVICE FEE% ING Small Company 4°0 0. 8°/ T.Rowe Price International Bond 0.84°/ 0.15% Ivy Global Natural Resources 1.20°/ 0.25°/ T.Rowe Price MD Tax-Free Bond 0.46% 0.15°/ JPMorgan Mortgage-Backed Securities 0.39% 0.10% T.Rowe Price Mid-Cap Growth 0.80% 0.15% JP Morgan U.S.Large-Cap Core Plus 1.15% 0.10% T.Rowe Price Mid-Cap Value 0.81% 0.15% JPMorgan Value Advantage 0.75% 0.05% T.Rowe Price Real Estate OJS% 0.75% Legg Mason Batterymarch Emerging Markets 1.33% 0.05% T.Rowe Price Short-Term Bond 0.53% 0.75% MFS Growth 0.84% 0.10% T.Rowe Price Small-Cap Stock 0.92% 0.15% MFS International Growth 1.07% 0.10% T.Rowe Priw Summit Municipal Income 0.50% 0.15% MFS Research Bond 0.67% 0.10% T.Rowe Priw Summit Munkipal Intermediate 0.50% 0.15% MFS Value 0.68% 0.10°/ T.Rowe Price VA Tax-Free Bond 0.47% 0.15% NeubergerBermanRealEstate 0.85% 0.10% T.RowePriceValue 0.85% 0.15% OlsteinAlt-CapValue 1.56% 0.25% ThirdAvenuelnternationalValue 1.40% 0.35% Perkins Mid-Cap Value 0.73% 0.10°/ Third Avenue Real Estate Value 1.09% 0.35% PerkinsSmall-CapValue 0.89% 0.10°/ ThirdAvenue5mall-CapValue 1.13% 0.35% PIMCO Commodity Real Return Strategy 0.84% 0.10% Third Avenue Value 1.15% 0.35% PIMCO Extended Duration 0.60% 0.10% Touchstone Sands Capital Se�ect Growth 1.11% 0.10% PIMCO�ong Duration Total Return 0.60% 0.10% Turner Spectrum 1.95% D.10% PIMCO Total Return 0.56°/ 0.10% Van Eck Globat Hard Assets 1.00% 0.10% RS Emerging Markets L53% 0.05°/ Van Eck Unconstrained Emerging Markets Bond 0.95% 0.70% RS Small-Cap Growth 1.35% 0.05°/ Wells Fargo Advantage Core Bond 0.42% 0.05% Selected American Shares 0.61% 0.10% Welts Fargo Advantage Intermediate Tax/AMT Free 0.42% 0.05% T.Rowe Price Equity Income 0.68% 0.15% Wells Farqo Advantaqe International Bond 0.71% 0.05% T.Rowe Price Growth Stock OJO% 0.15% Wells FargoAdvantage Short Term Municipal Bond 0.40°l0 0.05% T.Rowe Price High-Yield OJ5°/ 0.15% Western Asset Intermediate Bond 0.45°/ 0.05% T.Rowe Price Institutional Floating Rate 0.57% 0.15% • � � � NAME OF EXCHANGE TRADED FUND" MGT.FEE1e NAME OF EXCHANGE TRADED FUND" MGT.FEE18 i ares + ear re i on un o i ares ow ones e ica evices n ex un o iShares 2013 S&P AMT-Free Municipal Series 0.30°,'o iShares�ow Jones U.S.Oil&Gas Exploration&Production Index Fund 0.47k iShares 2014 S&P AMT-Free Municipal Series 0.30% iShares�ow Jones U.S.Oi�Equipment&Services Index Fund 0.47°k iShares 2075 5&P AMT-Free Municipal Series 0.30% iShares�ow Jones U.S.Pharmaceuticals Index Fund 0.47% i5hares 2016 5&P AMT-Free Municipal Series 0.30% iShares Dow Jones U.S.Real Estate Index Fund 0.47% i5hares 2017 S&P AMT-Free Municipal Series 0.30% iShares Dow Jones U.S.Regional Banks Index Fund 0.47% iShares 2018 S&P AMT-Free Municipal Series 0.30% iShares Dow Jones U.S.Technoloqy Sector Index Fund 0.47% iShares Aaa-A Rated Corporate Bond Fund 0.15°/ iShares Dow Jones U.S.Telecommunications Sector Index Fund 0.47% iShares Asia/Pacific Dividend 30 Index Fund 0.49% i5hares Dow Jones U.S.Utilities Sector Index Fund 0.47°k iShares B-Ca Rated Corporate Bond Fund 0.55% i5hares Emerqinq Markets Corporate Bond Fund 0.60°k iShares Baa-Ba Rated Corporate Bond Fund 0.30% iShares Emerging Markets Dividend Index Fund 0.68% iShares Barclays 0-5 Year TIPS Bond Fund 0.20% i5hares Emerging Markets High Yield Bond Fund 0.65% fShares Barclays 7-3 Year Credit Bond Fund 0.20°'o iShares Emerginq Markets Local Currency Bond Fund 0.60% iShares Barclays 1-3 Year Treasury Bond Fund 0.15% iShares Financials Sector Bond Fund 0.30% iShares Barclays 10-20 Year Treasury 8ond Fund 0.15% i5hares Floating Rate Note Fund 0.20% iShares Barclays 20+YearTreasury Bond Fund 0.15% i5hares FTSEChina(HK Listed)Index Fund 0.72°k iShares Barclays 3-7 Year Treasury Bond Fund 0.15% iShares FTSE China 25 Index Fund 0.74% iShares Barclays 7-10 Year Treasury Bond Fund 0.15% iShares FTSE�eveloped Small Cap ex-North America Index Fund 0.50% iShares Barclays Agency Bond Fund 0.20°,6 iShares FTSE EPRA/NAREIT Developed Asia lndex Fund 0.48°k iShares Barctays CMBS Bond Fund 0.25% iShares FTSE EPRA/NAREIT Develo ed Euro e Index Fund 0.48% iShares Barclays Credit Bond Fund 0.20% iShares FTSE EPRA NAREIT Developed Real Estate ex-U.S.Index Fund 0.48% i5hares Barclays GNMA Bond Fund 0.25% iShares F-fSE EPRA/NAREIT North America Index Fund 0.48% i5hares Barclays Government/Credit Bond Fund 0.20°o iShares F-fSE NAREIT Industrial/Office Capped Index Fund 0.48% iShares Barctays Intermediate Credit Bond Fund 0.20°o iShares F-fSE NAREIT Mortqaqe Plus Capped Index Fund 0.4890 iShares Barclays Intermediate Government/Credit Bond Fund 0.20% i5hares F-fSE NAREIT Real Estate 50 Index Fund 0.48io iShares Barclays MBS Bond Fund 0.25% i5hares FfSE NAREIT Residential Plus Capped Index Fund 0.48% iShares 8arclays Short Treasury Bond Fund 0.15% i5hares FTSE NAREIT Retail Capped Index Fund 0.48% i5hares BarclaysTlPS Bond Fund 020°,'o iShares Global ex USD Hiqh Yield Corporate Bond Fund 0.55% iShares Barclays U.S.Treasury Bond Fund 0.15% iShares Global High Yield Corporate Bond Fund 0.55% iShares Cohen&Steers Realty Majors Index Fund 0.35% iShares Global Inftation-Linked Bond Fund 0.4D% i5hares Core Lonq-Term U.S.Bond ETF 0.12°,o iShares Gold Trust 0.25% iShares Core MSCI EAFE ETF 0.14% iShares Hi h Dividend E uit Fund 0.40% iShares Core MSCI Emerging Markets ETF 0.18% iShares iBoxx High Yield Corporate Bond Fund 0.50°k iShares Core MSCI Total International Stock ETF 0.16% iShares iBoxx$Investment Grade Corporete Bond Fund 0.15°k iShares Core S&P 500 ETF 0.07% iShares Industrials Sector Bond Fund 0.30°k iShares Core S&P Mid-Cap ETF 0.14% iShares International Inflation-Linked Bond Fund 0.40% iShares Core 5&P Smatl-Cap ETF 0.14% i5hares J.P.Morqan USD Emerqinq Markets Bond Fund 0.60% iShares Core S&P Total U.S.Stock Market ETF 0.07;o iShares Morningstar Large Core Index Fund 0.20% iShares Core Short-Term U.S.Bond ETF 0.12% iShares Morningstar Large Growth Index Fund 0.25°k iShares Core Total U.S.Bond Market ETF 0.08°'o iShares Morningstar Larqe Value Index Fund 025% i5hares�iversified Alternatives Trust 0.95% iShares Morningstar Mid Core Index Fund 0.25°k i5hares�ow Jones International Select Dividend Index Fund 0.50% iShares Morningstar Mid Growth Index Fund 0.3�% i5hares Dow Jones Select Dividend Index Fund 0.40% iShares Morninqstar Mid Value Index Fund 0.30% iShares Dow Jones Transportation Average Index Fund 0.47% i5hares Morningstar Multi-Asset Income Index Fund 0.25% iShares Dow Jones U.S.Aerospace&Defense Index Fund 0.47;6 iShares Morningstar Small Core Index Fund 0.25% iShares�ow Jones U.S.Basic Materials Sector Index Fund 0.47% iShares Morningstar Small Growth Index Fund 0.30% i5hares Dow Jones U.S.Broker-Deaters Index Fund 0.47;6 iShares Morningstar Sma1l Value Index Fund 0.30% iShares Dow Jones U.S.Consumer Goods Sector Index Fund 0.47% iShares MSCI ACWI ex US Consumer Discretionary Sector Index Fund 0.48% iShares Dow Jones U.S.Consumer Services Sector Index Fund 0.47°�o iShares MSCI ACWI ex US Consumer Staples Sector Index Fund 0.48% iShares Dow Jones U.S.Energy Sector Index Fund 0.47% iShares MSCI ACWI ex US Energy Sector Index Fund 0.48% iShares Dow Jones U.S.Financial Sector Index Fund 0.47% i5hares MSCI ACWI ex US Financials Sector Index Fund 0.48% iShares Dow Jones U.S.Financial Serviws Index Fund 0.47% iShares MSCI ACWI ex US Health Care Sedor Index Fund 0.48% iShares�ow Jones U.S.Healthcare Providers Index Fund 0.47;'o i5hares MSCI ACWI ex US Index Fund 0.34% iShares Dow Jones U.S.Healthcare Sector Index Fund 0.47% iShares MSCI ACWI ex US Industrials Sector Index Fund 0.48°� i5hares�ow Jones U.S.Home Construction Index Fund 0.47% iShares MSCI ACWI ex US Intormation Technoloqy Sector Index Fund 0.48% iShares Dow Jones U.S.Index Fund 0.20% iShares MSCI ACWI ex US Materials Sector Index Fund 0.48% iShares Dow Jones U.S.Industrial Sector Index Fund 0.47% iShares MSCI ACWI ex US Telecommunication Services Sector Index Fund 0.48% i5hares Dow Jones U.S.fnsurance Index Fund 0.47% iShares MSCI ACWI ex US Utitities Sector Index Fund 0.48% 124366-0313 Page 3 of 5 �PNC . • PNC Affiliated Compensation Disclosure Grid As of March 3�, 2013 . � � � � � NAME OF EXCHANGE TRADED FUND" M6T.FEE1e NAME OF EXCHANGE TRADED FUND" MGT.FEEte i ares n ex un o i ares e ed oaa n ex un io iShares MSCI All CountryAsia ex Japan Index Fund 0.69% iShares MSCI USA Index Fund 0.15°/ iShares MSCI All Country Asia ex Japan Small Cap Index Fund 0.75°�o iShares MSCI USA Minimum Volatility Index Fund 0.15°0 i5hares MSCI All CountryAsia lnformation Technology Index Fund 0.69% iShares MSCI World Index Fund 0.24% iShares MSCI All Country World Minimum Volatitity Index Fund 0.34% iShares Nasdaq Biotechnoloqy Index Fund 0.48% iShares MSCI All Peru Capped Index Fund 0.61% iShares NYSE 100 Index Fund 0.20% i5hares MSCI Australia lndex Fund 0.53°,6 i5hares NYSE Composite Index Fund �.25°k iShares MSCI Australia Small Cap Index Fund 0.59°o iShares PHLX SOX Semiconductor Sector Index Fund 0.48% iShares MSCI Austria lnvestable Market Index Fund 0.52% iShares Russell 1000 Growth Index Fund 0.20% i5hares MSCI Belgium Investable Market Index Fund 0.53% iShares Russell 1000 Index Fund 0.15% iShares MSCI Brazil Index Fund 0.61% iShares Russell 7000 Vatue Index Fund 0.20% iShares MSCI Brazil Smatl Cap Index Fund 0.61°o iShares RusseU 2000 Growth Index Fund 0.25°h i5hares MSCI BRIC Index Fund 0.69% iShares Russell 2000 Index Fund 0.20% i5hares MSCI Canada Index Fund 0.53% iShares Russell2000Value Index Fund 0.25% iShares MSCI Canada Small Cap Index Fund 0.59°I iShares Russell3000 Growth Index Fund 0.25% i5hares MSCI Chfle Investable Market Index Fund 0.61% iShares Russell3000 Index Fund 0.20% i5hares MSCI China Index Fund 0.61% iShares Russell3000 Value Index Fund 0.25% iShares MSG China Small Cap Index Fund 0.61°o iShares Russell Microcap(R)Index Fund 0.60% iShares MSCI Denmark Capped Investable Market Index Fund 0.53°6 iShares Russell Midcap Growth Index Fund 0.25% iShares MSCI EAFE Growth Index Fund 0.40% i5hares Russel�Midcap Index Fund 0.20% iShares MSCI EAFE Index Fund 0.34°6 iShares Russell Midcap Value Index Fund 025% iShares MSCI EAFE Minimum Volatility Index Fund 0.34% iShares Russelt Top 200 Growth Index Fund 0.20°/a iShares MSCI EAFE Small Cap Index Fund 0.40°/ iShares Russell Top 2001ndex Fund 0.15% iShares MSCI EAFE Value Index Fund 0.40% iShares Russell Top 200 Value Index Fund 0.20% iShares MSCI Emerging Markets Asia lndex Fund 0.68% iShares S&P 100 Index Fund 0.20% iShares MSCI Emerqinq Markets Consumer Discretionary Sector Fund 0.68% i5hares S&P 500 Growth Index Fund 0.18% iShares MSCI Emerging Markets Eastern Europe Index Fund 0.69°6 i5hares S&P 500 Value Index Fund 0.18% iShares MSCI Emerging Markets EMEA Index Fund 0.68°�o iShares S&PAggressive Allocation Fund 0.25% iShares MSCI Emerqing Markets EnerqySector Capped Index Fund 0.68% iShares S&PAsia 50 Index Fund 0.50% i5hares MSCI Emerging Markets Financials Sector Index Fund 0.69% iShares S&P California AMT-Free Municipal Bond Fund 0.25% i5hares MSCI Emerging Markets Growth Index Fund 0.68°o iShares S&P Conservative Allocation Fund 0.25% i5hares MSCI Emerging Markets Index Fund 0.69% iShares S&P Developed ex-U.S.Property Index Fund 0.48% i5hares MSCI Emerging Markets Latin America Index Fund 0.68% iShares 58P Emerging Markets Infrastructure Index Fund 0.75% iShares MSCI Emerging Markets Materials Sector Index Fund 0.69% i5hares S&P Europe 350 Index Fund 0.60% i5hares MSCI Emerging Markets Minimum Volatility Index Fund 0.69% iShares S&P Gtobal 100 Index Fund 0.40% iShares MSCI Emerging Markets Small Cap Index Fund 0.69% iShares 5&P Global Clean Energy Index Fund 0.48% iShares MSCI Emerging Markets Value Index Fund 0.68% iShares S&P Global Consumer DiscretionarySector Index Fund 0.48% iShares MSCI EMU Index Fund 0.53% i5hares S&P Global Consumer Staples Sector Index Fund 0.48°k iShares MSCI Europe Financials Sector Index Fund 0.48°k iShares 5&P Glo6al Energy Sector Index Fund 0.48°/ iShares MSCI Far East Financials Sector Index Fund 0.48% iShares S&P Global Financials Sector Index Fund 0.48°k iShares MSCI Finland Capped Investable Market Index Fund 0.53% iShares S&P Global Healthcare Sector Index Fund 0.48% iShares MSCI France Index Fund 0.53% iShares S&P Global Industriats Sector Index Fund 0.48% iShares MSCI Frontier 100 Index Fund 0.79°/ iShares S&P Gtobal Infrastructure Index Fund 0.46% iShares MSCI Germany Index Fund 0.53% iShares S&P Global MateriaLs Sector Index Fund 0.48% iShares MSCI Germany Small Cap Index Fund 0.59% iShares S&P Global Nuclear Energy Index Fund 0.48% iShares MSCI Global Agriculture Producers Fund 0.39% iShares S&P Gtobal Technology Sector Index Fund 0.48% iShares MSCI Global Enerqy Producers Fund 0.39°o iShares S&P Global Telecommunications Sector Index Fund 0.48% iShares MSCI Global Gold Miners Fund 0.39°6 iShares S&P Global Timber&Forestry Index Fund 0.48% iShares MSCI Global Select Metals&Mining Producers Fund 0.39°o iShares S&P Global Utilities Sector Index Fund 0.48°k i5hares MSCI Global Silver Miners Fund 0.39 io iShares S&P Growth Allocation Fund 0.25% i5hares MSCI Hong Kong Index Fund 0.53% iShares S&P GSCI(R)Commodity-Indexed Trust 0.75% iShares MSCI Hong Kong Smatl Cap 0.59°o iShares S&P India Nifty 50 Index Fund 0.89% iShares MSCI India lndex Fund 0.67°ro iShares S&P International Preferred Stock Index Fund 0.55% iShares MSCI India Small Cap Index Fund 0.74% iShares S&P Latin Arnerica 40 Index Fund Q50% iShares MSCI Indonesia lnvestable Market Index Fund 0.61°�o iShares S&P MidCap 400 Grov✓th Index Fund 0.25% iShares MSCI Ireland Capped Imestable Market Index Fund 0.53% i5hares 5&P MidCap 400 Value Index Fund 025% i5hares MSCI Israel Capped Investable Market Index Fund 0.61% i5hares 5&P ModerateAltocation Fund 0.25% iShares MSCI Italy Index Fund 0.53°/ iShares 5&P National AMT-Free Municipal Bond Fund 0.25% iShares MSCI Japan Index Fund 0.53°6 iShares S&P New YorkAMT-Free Municipa�Bond Fund 0.25% i5hares MSCI Japan Small Cap Index Fund 0.53% iShares S&P North American Natural Resources Sector Index Fund 0.48% iShares MSCI KLD 400 Social Index Fund 0.50°�6 iShares S&P North American Technology Sector Index Fund 0.48% iShares MSCI Kokusai Index Fund 0.25% iShares S&P North American Technology-Multimedia Networkinq Index Fund 0.48% iShares MSCI Malaysia lndex Fund 0.53% i5hares 5&P North American Technology-Software Index Fund 0.48% iShares MSCI Mexico Investable Market Index Fund 0.53% iShares S&PShort Term NationalAMT-Free Municipal Bond Fund 0.25% iShares MSCI Netherlands Investable Market Index Fund 0.53% iShares S&P SmallCap 600 Growth Index Fund 0.25% iShares MSCI New Zealand Investable Market Index Fund 0.53°/ iShares S&P SmallCap 600 Vatue Index Fund 0.25°k iShares MSCI Norway Capped Investable Market Index Fund 0.53% iShares S&P Target�ate 2010 Index Fund 0.25% iShares MSCI Pacific ex-Japan Index Fund 0.50°�o iShares S&P Tarqet�ate 2075 Index Fund 0.25% iShares MSCI Philippines Investable Market Index Fund 0.61% iShares S&PTarget�ate 20201ndex Fund 0.25% i5hares MSCI Poland Investable Market Index Fund �.bl°�o iShares S&P Target�ate 20251ndex Fund 0.25% iShares MSCI Russia Capped Index Fund 0.61% i5hares S&P Tarqet Date 20301ndex Fund 0.25% iShares MSCI Singapore Index Fund 0.53% iShares 5&PTarget�ate 20351ndex Fund 0.25% iShares MSCI Singapore Small Cap 0.59°o iShares S&P Target�ate 2040 Index Fund 0.25% i5hares MSCI South Africa Index Fund 0.61°o iShares S&P Target Date 2045 Index Fund 0.25°6 iShares MSCI South Korea Index Fund 0.61% iShares S&P Target Date 2050 Index Fund 0.25% iShares MSCI Spain Index Fund 0.53°�o iShares S&P Target Date Retirement Income Index Fund 0.25% iShares MSCI Sweden Index Fund 0.53% i5hares S&P U.S.Preferred Stock Index Fund 0.48% iShares MSCI Switzerland Index Fund 0.53% i5hares 5&P/Citi rou 1-3 Year International Treasu Bond Fund 0.35% iShares MSCI Taiwan Index Fund 0.59% iShares S&P Citigroup International Treasury Bond Fund 0.35% iShares MSCI Thailand Investable Market Index Fund 0.61% iShares S&P/TOPIX 150 Index Fund 0.50°k iShares MSCI Turkey Investable Market Index Fund 0.61% iShares Silver Trust 0.50% iShares MSCI United Kinqdom Index Fund 0.53% iShares Utilities Sector Bond Fund 0.30% iShares MSCI United Kingdom Smatl Cap Index Fund 0.59% � � � � NAME OF EXCHANGE TRADED NOTE FEE521 i at ow ones- ommo ity n ex ota eturn 0.75% 124366-0313 Page 4 of 5 �PNC � PNC Affiliated Compensation Disclosure Grid ,as of Marcn 3�, 20�3 1) The PNC Financial Services�roup,Inc.("PNC')uses the names"PNC Wealth 11) Mutual Funds advised by PNC Capftal Advisors,LLC("PCA").PCA is a whoUy Management°","PNC Institutional Investments'g"and"Hawthorn,PNC Family owned subsidiary of PNC Bank. Weatth""to provide investment and wealth management,fiduciary services, 12) Under a services agreement between PCA and PNC Bank(Agreement),PNC FDIC-insured banking products and services and lending of funds through its receives from PCA and/or PNC Mutual Funds,service fees up to.10°.�0 of the subsidiary,PNC Bank,NationalAssociation("PNC Bank"),which is a Member assets of PNC client accounts invested in PNC Mutual Funds.Under this FDIC,and uses the names"PNC Wealth Managementa"and"Hawthorn,PNC Agreement,PNC Bank combines the mutual fund purchases of multiple client Family Wealth°"'to provide certain fiduciary and agency services through its accounts to satisfy minimum investment requirements and thus qualify such subsidiary,PNC Delaware Trust Company.PNC does not provide lega�,tax or accounts for lower cost share classes.You can obtain a prospectus for PNC accounting adviw. Mutual Fwids by calling your PNC account officer or 1-800-551-2145. 2) PNC and our affiliates have an interest in account holders being imested in 13) The expense ratios do not indude expenses attributable to this mutual fund's investments vehides that pay us or our affiliates fees for services rendered.For imestments in underlying funds. further information regarding such services rendered or fees received,contact 14) Section 4 includes registered mutual funds that are not advised by a PNC your PNC account otficer.Our ability to invest any account governed by Indiana affiliate("Non-Proprietary Funds"),but which pay servicing fees to PNC and/ law in investments vehicles that pay us or our affiliates fees for services will or our affiliates and unregistered investment vehicles which are advised by end upon PNCs receipt,at any time,of a notice of objedion by a majority of the a BlackRock,Inc.affiliate which pay fees to BlackRock. A description of the persons entitled to receive statements of that accouM's adivity,and PNC and its services provided and fees earned can be found in the mutual fund prospectuses affiliates may not accept such fees with respect to accounts governed under the or other disclosure documents for the mutual fund or other investment vehicle. law of certain other states. You can obtain the prospectus for a particular mutual fund by calling your PNC 3) Mutual funds advised by affiliates of BlackRock,Inc.PNC indirectly owns less account officer orthrough each fund company's website. If the investment than 25°0 of BlackRock,Inc.as of March 31,2013. vehide you hold is not a mutual fund,you should have a copy of the offering 4) Under a services agreement between BlackRock Advisors,LLC,and PNC disctosure document. If you have any questions,please call your PNC account Bank("Agreement"),PNC Bank receives from BlackRockAdvisors.LLC and/ officer. or BlackRock Mutual Funds,administration and services fees up to.40%(A4% 15) Expense Ratios are as of December 31,2012. forthe Index Equity Portfolio}of the assets of PNC client accounts invested 16) PNC Affiliates receive 0.75%on fund assets,plus an incentive fee based upon the in Bla�kRock Mutuat Funds.Under this Agreement,PNC Bank combines the performance of the fund,which was$0.00 for the Onshore fund and$94,388.99 mutual fund share purchases of multiple client accounts to satisfy minimum for the Offshore fund in 2012. investment requirements and thus qualify such accounts for lower cost share 17) iShares"is a registered trademark of BlackRock Institutional Trust Company classes.You can obtain a prospectus for BlackRock Mutual Funds by calling your N.A.iShares°Exchange Traded Funds are advised by BlackRock Fund Advisors PNC account officer or 1-500-441-7450. ('BFA")a wholly owned subsidiary of BlackRock Institutiona�Trust Company, 5) Expenses shown are n=t of any fee waivers by the investments vehicles'service N.A.("BTC"),which in turn is a wholly owned subsidiary of BlackRock,Inc.PNC providers. indirectly owns less than 25°/of BlackRock,Inc.as of March 37,2013. 6) Certain types of PNC accounts may hold Service Class shares of the BtackRock 18) Pursuant to the Investment AdvisoryAgreements between BFA and the Trusts, Funds,which have a service fee of 0.25°010.15%for Index Equity)in addition to BFA is responsible for substantially a�l expenses of the Fund,including the cost the expenses listed in the tables above. of transfer agency,custody,fund administration,legal,audit and other services 7) PNC Bank and PNC Delaware Trust Company may also receive an account level except interest expense and taxes,brokerage expenses,future distribution fees fee for services provided to your accounL However,in light of the compensation or expenses and extraordinary expenses.You can obtain a prospectus for iShares forthe services descri6ed above,tor certain accounts,PNC Bank and PNC Funds 6y caUing your account officer or 1-800-iShares(1-800-474-2737). Delaware Trust Company provide a variety of reductions in the account levet 19) PNC Bank and PNC Oelaware Trust Company receive an account level fee for fee for the portion of an account's assets invested in mutuat funds(other than services provided to your account.However,in light of the compensation for the a money market fund)for which a PNC affiliate provides irnestment advisory services described above,for certain accounts,PNC Bank and PNC Delaware services.PNC Bank and PNC Delaware Trust Company reserve the right at Trust Company provide a variety of reductions in the account level fee for the any time to eliminate,in whole or part,any or all of these account level fee portion of an account's assets imested in exchange traded funds for which a reductions. PNC affiliate provides investment management services.PNC Bank and PNC 8) The expense ratios do not include expenses attributable to this mutual fund's Delaware Trust Company reserve the right at any time to eliminate,in whole or investments in underlying funds. part,any or all of these account level fee reductions. 9) The expense retios of these mutual funds represent annualized expense ratios 20) iPathm,iPath ETNs and the iPath togo are registered trademarks of Barclays for the period inception through March 31,2013. Bank,PLC. 10) The expense ratios of the mutual funds listed in Sections 1 and 2 represent 21) Fees are paid to Barclays,the issuer of the iPath�'exchange traded notes. annualized expense ratios for the fiscal period through March 31,2013,unless BlackRock,Inc.earns marketing fees paid by Barclays for services to distribute otherwise disdosed. iPath"'exchange traded notes. PNC indiredly owns less than 2590 of BlackRock, Inc.as of March 31,2013. 124366-0313 Page 5 of 5 �PNC