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Home My WebLink About11-12-13 . �� 1�, ?�I `� TRUST �� c� �;:,; � r�+� COURT OF COMMON PLEAS OF � � y: � � CUMBERLAND COUNTY,PENNSYLV�T� � G= � ��', ORPHANS' COURT DIVISION � � r-rn � �� i:�� y ""S � f'� Q --�� -,l � Cz _i; �.. C 1 ,�, C.� h_• �:T �.,.� NAME OF TRUST '„�,� =�i � �,, ca (TR UST UNDER WILL OF ` °� � or TR UST UNDER DEED OF �VER VIEW MEMORIAL GARDENS DATED November 8, 2000 ) No. 21-OS-928 PETITION FOR ADJUDICATION/ STATEMENT OF PROPOSED DISTRIBUTION PURSUANT TO Pa. O.C. Rule 6.9 This form may be used in all cases involving the Audit of Trust Accounts. If space is insufficient, riders may be attached. INCL UDE ATTACHMENTS AT THE BACK OF THIS FORM. Name of Counsel: Nina B. Stryker/Erin E. McQuiggan Supreme Court LD.No.: 36531 Name of Law Firm: Obermayer Rebmann Maxwell &Hippel LLP Address: 1617 John F. Kennedy Blvd. 19th Floor Philadelpha,PA 19103 Telephone: 215-665-3057 Fax: 215-665-3165 Fo,-�oc-oz rev 10.13.06 Page 1 of 10 Name of Trust: ��RVIEW MEMORIAL GARDENS PERPETUAL CARE TRUST 1. Name(s) and address(es) of Petitioner(s): Petitioner: Petitioner: Name: PNC Bank,N.A. AaaYess: Two PNC Plaza, 620 Liberty Ave. Pittsburgh, PA 15222 2. Check if any of the following issues are involved in this case: A. Appointment of Trustee . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ❑ B. Interpretation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ❑ C. Discharge of Trustee . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ❑ D. Transfer of Situs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ❑ E. Appointment of Ad Litem . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ❑ F. Minor,Unborn or Unascertained Beneficiary(ies) . . . . . . . . . . . . . . . . . . . . . . ❑ G. Principal Distribution . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ❑ H. Partial/Full Termination of Trust . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ❑ I. Missing Beneficiary(ies) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ❑ J. Cy Pres . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ❑ K. WilliamsonIssue* . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ❑ L. OtherIssues . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ❑ List: Please note: A detailed explanation of issues checked should be set forth at item 13 below. '�See Williamson Estate,368 Pa.343,82 A2d 49(1951),if Trustee was also Executor of the settlor/decedenYs estate and received commissions in such capacity. Fo,-�oc-oz rev 10.13.06 Page 2 of 10 Name of Trust:��RVIEW MEMORIAL GARDENS PERPETUAL CARE TRUST 3. Testamentary Trust: Decedent's date of death: Date of Decedent's Will: Date(s) of Codicil(s): Date of probate: or Inter Vivos Trust: Date of Trust: November 8, 2000 Date(s) of Amendment(s): September 14, 2004 4. A. If any other Court has taken jurisdiction of any matter relating to this Trust, explain: B. Identify all prior accountings and provide dates of adjudication. First and Interim Account of former trustee, Wachovia Bank,N.A. was confirmed on November 28, 2005. 5. A. State how each Trustee was appointed: PNC Bank,National Association was appointed successor trustee by designation of trustee dated August 29, 2006. B. If a Petitioner is not a Trustee, explain: Fo,m oc-oz re,�10.13.06 Page 3 of 10 Name of Trust: ��RVIEW MEMORIAL GARDENS PERPETUAL CARE TRUST 6. State how and when the present fund was awarded to Trustee(s): After confirmation dated November 28, 2005 the current balance was transferred to Petitioner upon Settlor's exercise of its right to remove/replace corporate trustee. Petitioner started the Account with prior closing balance via E�chibit A attached thereto. 7. Period covered by accounting: 1/1/2005 to 12/31/2012 8. Current fair market value of the Trust principal is $ 102,131.39 . (See page 14 of Account.) 9. State concisely the dispositive provisions of the Trust: Settlor/Trustor is a member of an LLC authorized to do business in the Commonwealth of Pennsylvania providing perpetual care to cemeteries. Specifically the present trust agreement provides for the perpetual care of Riverview Memorial Gardens in Cumberland County, Pennsylvania. Settlor/Trustor entered into a Permanent Lot Care Fund Trust Agreement on November 8, 2000 for the management of daily financial matters with respect to Riverview Memorial Gardens. Subsequently the parties executed an Amendment dated September 14, 2004. The trust is irrevocable. The trustee is to collect funds from the Settlor/Trustor and invest said funds. It also distributes income to the Settlor/Trustor. The Trust is to continue in perpetuity. 10. Explain the reason for filing this Account(if filed because of the death of a party, state name of person, relationship to Trust and date of death): The Account is filed pursuant to the statutory requirements of 9 Pa. Cons. Stat. Ann. Section 308(a)which requires the filing of formal accounts every three years. Fo,m oc-oz Ye��10.13.06 Page 4 of 10 Name of Trust:��RVIEW MEMORIAL GARDENS PERPETUAL CARE TRUST 11. State why a Petition for Guardian/Trustee Ad Litem has or has not been filed for this Audit see Pa. O.C. Rule 12.4): None required-no individual beneficiaries 12. A. State the amount of Pennsylvania Transfer Inheritance Tax and Pennsylvania Estate Tax paid(including postponed tax on remainder interests),the dates of payment and the interests upon which such amounts were paid: Date Payment Interest N/A B. If any such taxes remain unpaid or are in dispute, explain: 13. Describe any questions requiring Adjudication and state the position of Petitioner(s) and give details of any issues identified in item 2: The Court is requested to approve the payment of filing fees in the amount of$265 from the principal of the Trust. Fo,m oc-oa rev 10.13.06 Page 5 of 10 Name of Trust:�VERVIEW MEMORIAL GARDENS PERPETUAL CARE TRUST 14. Written notice of the Audit as required by Pa. O.C. Rules 6.3, 6.7 and 6.8 has been or will be given to all parties in interest listed in item 15 below. In addition, notice of any questions requiring Adjudication as discussed in item 13 above has been or will be given to all persons affected thereby. � A. If Notice has been given, attach a copy of the Notice as well as a list of the names and addresses of the parties receiving such notice. B. If Notice is yet to be given, a copy of the Notice as well as a list of the names and addresses of the parties receiving such Notice shall be submitted at the Audit together with a statement executed by Petitioner(s) or counsel certifying that such Notice has been given. C. If any such party in interest is not sui juris (e.g., minors or incapacitated persons), Notice of the Audit has been or will be given to the appropriate representative on such party's behalf as required by Pa. O.C. Rule 5.2. D. If any charitable interest is involved,Notice of the Audit has been or will also be given to the Attorney General as required under Pa. O.C. Rule 5.5. In addition, the Attorney General's clearance certificate (or proof of service of Notice and a copy of such Notice)must be submitted herewith or at the Audit. 15. List all parties of whom Petitioner(s)has/have notice or knowledge, having or claiming any interest in the Trust, whether such interest is vested or contingent, charitable or non-charitable. This list shall: A. State each party's relationship to the Settlor/Decedent and the nature of each party's interest(s); Name and Address of Each Party in Interest I Relationship and Comments,irany I Interest See Rider A attached Fo,m oc-oz rev 10.13.06 Page 6 of 10 Name of Trust: �VERVIEW MEMORIAL GARDENS PERPETUAL CARE TRUST Name and Address of Each Parry in Interest I Relationship and Comments,if any I Interest B. Identify each party who is not sui juris (e.g.,minors or incapacitated persons). For each such party, give date of birth,the name of each Guardian and how each Guardian was appointed. If no Guardian has been appointed, identify the next of kin of such party, giving the name, address and r�lationship of each; and N/A C. If distribution is to be made to the personal representative of a deceased party, state date of death, date and place of grant of Letters and type of Letters granted. N/A 16. If Petitioner(s) has/have knowledge that a Trust share has been assigned or attached, provide a copy of the assignment or attachment,together with any relevant supporting documentation. 17. If a trustee's principal commission is claimed: A. If based on a written agreement, attach a copy thereof. Fo�oc-oz rev 10.13.06 Page 7 of 10 Name of Trust:��RVIEW MEMORIAL GARDENS PERPETUAL CARE TRUST B. If a principal commission is claimed, state amount. Principal commissions in the amount of$6,153.65 claimed based upon PNC fee schedules attached to the Account C. If a principal commission is claimed, state the amounts and dates of any principal commissions previously paid in prior accounting periods. Amount Date Paid 4,033.23 Various dates during prior Accounting Period 1/25/Ol - 6/30/OS 18. If a reserve is requested, state amount and purpose. Amount: 1,000.�� Pu�°Se: Counsel Fees If a reserve is requested for counsel fees, has notice of the amount of fees to be paid from the reserve been given to the parties in interest? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . �Yes �No If so, attach a copy of the notice. 19. Is the Court being asked to direct the filing of a Schedule of Distribution? . . . . . . . . . . . . . . . . . . . . . . . . . . ❑Yes �No Fo,-�oc-oz rev 10.13.06 Page 8 of 10 Name of Trust: �VERVIEW MEMORIAL GARDENS PERPETUAL CARE TRUST Wherefare, your Petitioner(s)ask(s)that distribution be awarded to the parties entitled and suggest(s)that the distributive shares of income and principal (residuary shares being stated in proportions, not amounts)are as follows: A. Income: Proposed Distributee(s) Amount/Prapor[ion StoneMor Partners for Riverview Memorial Entire Gardens B. Principal: Proposed Distr-ibutee(s) AmounllProportion PNC Bank,N.A., Trustee Entire Submitted By: (�lll petitioners must sign. Add additional lines if necessary): PNC Bank,N.A. 'l�. Name of Petitioner: Kathleen L. Si gle n Name of Petitioner: Fo�oc-oz .ev 10.�3.06 Page 9 of 10 Name of Trust: �VERVIEW MEMORIAL GARDENS PERPETUAL CARE TRUST Verification of Petitioner (Verification must be by at least one petitioner.) The undersigned hereby verifies * �tllat he/she she is arre Account Manager of the above-named name ofcorporation PNC Bank,N.A. and] that the facts set forth in the foregoing Petition for Adjudication/Statement of Proposed Distribution which are within the personal knowledge of the Petitioner are true, and as to facts based on the information of others,the Petitioner, after diligent inquiry, believes them to be true; and that any false statements herein are made subject to the penalties of 18 Pa. C.S. § 4904 (relating to unsworn falsification to authorities). ^ Signature of Petitioner *Corporate petitioners must complete bracketed information. Certification of Counsel The undersigned counsel hereby certifies that the foregoing Petition for Adjudication/ Statement of Proposed Distribution is a true and accurate reproduction of the form Petition authorized by the Supreme Court, and that no changes to the form have been made beyond the responses herein. � ,�' �L�_ Signature of Counsel for Petitio r Fo,-�oc-oz .e,��0.13.06 Page 10 of 10 ¢ Riverview Memorial Gardens Perpetual Care Trust Petition for Adjudication Rider A 15.A.The names of all persons having any interest in the said fund are as follows: Name and Address Nature of Interest Riverview Memorial Gardens Settlar/Trustor c/o Stonemor Partners LP Attn: Derrick Smiley 311 Veterans Highway Suite B Levittown, PA 19057 PNC Bank, National Association Trustee c/o Kathleen L. Singleton 620 Liberty Avenue Two PNC Plaza- 25th Floor Pittsburgh, PA 15222 Chief Deputy Mark Pacella Parens Patriae Office of the Attorney General Commonwealth of Pennsylvania Charitable Trusts and Organizations 14th Floor, Strawberry Square Harrisburg, PA 17120 4753875.1 . ` �� IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA IN RE: RIVERVIEW MEMORIAL GARDENS PERPETUAL CARE TRUST#495 ORPHANS'COURT DIVISION NO.21-05-928 CODE SECOND AND INTERIM ACCOUNT FILED ON BEHALF OF PNC BANK, NATIONAL ASSOCIATION TRUSTEE UNDER AGREEMENT WITH STONEMOR PENNSYLVANIA LLC COUNSEL OF RECORD FOR THIS PARTY: NINA B STRYKER ESQUIRE PA I.D.36531 OBERMAYER REBMANN MAXWELL &HIPPEL LLP ONE PENN CENTER 19TH FLOOR 1617 JFK BLVD PHILADELPHIA PA 19103-1895 (215)665-3057 nina.strvker(a�obermaver.com IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA ORPHANS' COURT DIVISION �. �. N0. 21-05-928 � o �, � � c a � c-�.�-J' u�? e`_n'> �' c� c,�r :°� SECOND AND INTERIM ACCOUNT � y r�- r.._, ""� �� FOR RIVERVIEW MEMORIAL GARDENS PERPETUAL CARE TF�I�#�l5 ^'' �r �'� � . � a �•, � � � � �'' ...;-� STATED BY PNC BANK, NATIONAL ASSOCIATION,TRU�� i �_ UNDER TRUST AGREEMENT WITH STONEMOR PENNSYLVRNIQ�LC hJ ��'�� r„ DATED NOVEMBER 8, 2000, ; t�� `> � ASSIGNMENT AND AMENDMENT DATED SEPTEMBER 14, 2004, G� � AND ADDENDUM DATED OCTOBER 27, 2005 START OF TRUST: 11/08/2000 DATE OF ORIGINAL APPOINTMENT: 05/04/2000 DATE OF FIRST RECEIPT OF FUNDS: 01/25/2001 ACCOUNTING FOR THE PERIOD: 07/01/2005 TO 12/31/2012 PURPOSE OF ACCOUNT: THE TRUSTEE OFFERS THIS ACCOUNT TO ACQUAINT INTERESTED PARTIES WITH THE TRANSACTIONS THAT HAVE OCCURRED DURING THE ADMINISTRATION. IT IS IMPORTANT THAT THE ACCOUNT BE CAREFULLY EXAMINED. REQUESTS FOR ADDITIONAL INFORMATION, QUESTIONS OR OBJECTIONS CAN BE DISCUSSED WITH: KATHLEEN L SINGLETON,TRUST OFFICER NINA B STRYKER, ESQUIRE PNC BANK, NATIONAL ASSOCIATION OBERMAYER REBMANN MAXWELL&HIPPEL LLP TWO PNC PLAZA,620 LIBERTY AVENUE ONE PENN CENTER 19TH FLOOR 1617 JFK BLVD PITTSBURGH, PA 15222-2719 PHILADELPHIA PA 19103-1895 (412)762-9962 (215)665-3057 MAILSTOP: P2-PTPP-07-1 SUPREME COURT I.D. NO. 36531 EMAIL ADDRESS: EMAIL ADDRESS: kathleen.sinqleton pnc.com nina.strVker(c�obermaVer.com � RIVERVIEW MEMORIAL GARDENS #495 20-10-102-3002788 SUMMARY AND INDEX PRINCIPAL PAGES RECEIPTS 3 - 4 123,197.54 NET GAIN/LOSS ON CONVERSIONS 5 - 10 8,464.47- ADJUSTED BALANCE 114,733.07 LESS DISBURSEMENTS FEES AND COMMISSIONS 11 - 12 6,153.65- GENERAL DISBURSEMENTS 11 - 12 3,398.00- TOTAL PRINCIPAL DISBURSEMENTS 11 - 12 9,551.65- BALANCE BEFORE DISTRIBUTIONS 105,181.42 DISTRIBUTIONS TO BENEFICIARIES 13 - 13 3,050.03- PRINCIPAL BALANCE ON HAND 14 - 14 102,131.39 INVESTMENTS MADE 15 - 15 CHANGES IN HOLDINGS 16 - 20 INCOME RECEIPTS 21 - 30 52,106.90 LESS DISBURSEMENTS 31 - 31 27.00- BALANCE BEFORE DISTRIBUTIONS 52,079.90 DISTRIBUTIONS TO BENEFICIARIES 32 - 33 52,079.90- INCOME BALANCE ON HAND 34 - 34 .00 COMBINED BALANCES REMAININ6 102,131.39 AFFIDAVIT 35 - 35 KL - 2 - � RIVERVIEW MEMORIAL GARDENS #495 20-10-102-3002788 � � � � � � _ RECEIPTS OF PRINCIPAL � BALANCE PER DECREE OF DISTRIBUTION PER THE FIRST ACCOUNT OF THE TRUSTEE BY THE HONORABLE J WESLEY OLER JR J . DATED NOVEMBER 25, 2005 $114,692.19 TO WHICH ADD: UNPAID COUNSEL FEES 1,800.00 BALANCE RECEIVED 116,492.19 FUNDING FOR � RIVERVIEW MEMORIAL GARDENS #495 7/12/O5 56.86 8/Ol/OS 27.19 9/21/OS 45.58 10/07/05 28.80 11/02/OS 140.95 1/12/06 55.40 2/15/06 20.74 3/15/06 45.20 4/07/06 33.36 5/15/06 37.56 6/06/06 12.33 7/10/06 34.99 8/07/06 559.26 9/08/06 26.03 10/05/06 19.49 10/25/06 96.44 12/11/06 845.19 1/17/07 13.15 2/07/07 19.65 3/12/07 25.47 4/11/07 30.52 5/24/07 41.59 6/11/07 7.71 7/26/07 132.29 8/03/07 2.31 9/10/07 6.64 10/16/07 13.33 11/14/07 261.61 12/19/07 6.54 1/OS/08 26.21 2/OS/08 28.91 2/26/OS 11.21 4/OS/08 226.29 5/OS/08 304.25 6/10/08 17.30 7/14/OS 300.22 8/21/OS 301.71 9/08/08 15.64 10/16/08 5.78 11/10/OS 15.64 1/14/09 4.76 1/21/09 11.02 4/06/09 13.35 5/12/09 11.10 6/17/09 13.36 8/11/09 54.31 - 3 - . RIVERVIEW MEMORIAL GARDENS #495 20-10-102-3002788 � . - � RECEIPTS OF PRINCIPAL � 9/09/09 67.29 10/19/09 115.59 11/12/09 5.30 12/29/09 75.48 1/21/10 53.54 2/23/10 188.17 3/09/10 248.79 3/29/10 8.77 5/25/10 30.90 6/29/10 29.77 7/12/10 47.31 8/10/10 64.70 9/02/10 54.89 9/29/10 67.79 10/12/10 22.22 11/09/10 158.00 12/O1/10 37.67 1/24/11 35.53 2/15/11 16.82 2/28/il 34.81 4/11/11 42.84 4/26/11 22.05 5/31/11 58.51 7/12/11 21.92 8/OS/11 50.26 9/07/11 51.99 10/11/11 38.93 10/31/11 115.90 12/13/11 92.05 1/09/12 22.73 2/28/12 109.90 3/O1/12 31.22 4/17/12 130.34 5/08/12 71.84 6/11/12 59.59 7/09/12 59.59 8/07/12 67.44 9/OS/12 70.17 10/16/12 66.06 11/13/12 69.18 12/11/12 66.06 6,689.15 1/13/06 PNC BANK NA TRUSTEE CMS WEST INC SUB ACCOUNTING ACCOUNT STONEMOR C.ASH EQUIVALENT 20-10-102-3412975 FUNDING FOR RIVERVIEW MEMORIAL GARDENS #495 PLUS INCOME 16.20 TOTAL PRINCIPAL RECEIPTS 123,197.54 - 4 - . RIVERVIEW MEMORIAL GARDENS #495 20-10-102-3002788 GAINS AND �LOS5ES ON SALES AND OTHER DISPOSITIONS � � - � GAIN LOSS 12/16/O5 KENSINGTON SELECT INCOME FD CL A LONG TERM CAPITAL GAIN DISTRIBUTION NO REDUCTION IN CARRYING VALUE PROCEEDS: 92.02 ACQUISITION VALUE: .00 92.02 1/04/06 HILLVIEW REMS LEVERAGED REIT VALUE OPPORTUNITY FUND SHORT TERM CAPITAL GAIN DIST NO REDUCTION IN CARRYING VALUE PROCEEDS: 123.44 ACQUISITION VALUE: .00 123.44 1/OS/06 HILLVIEW REMS LEVERAGED REIT VALUE OPPORTUNITY FUND LONG TERM CAPITAL GAIN DISTRIBUTION NO REDUCTION IN CARRYING VALUE PROCEEDS: 1,000.25 ACQUISITION VALUE: .00 1,000.25 10/05/06 4,743.758 UTS NORTHEAST INVESTORS TRUST SH BEN INT PROCEEDS: 36,100.00 ACQUISITION VALUE: 34,671.86 1,428.14 . 11/02/06 1,955.753 UTS VANGUARD INTERM INV GRADE #71 PROCEEDS: 19,049.03 ACQUISITION VALUE: 19,107.71 58.68- 12/22/06 KENSINGTON SELECT INCOME FD CL A LONG TERM CAPITAL GAIN DISTRIBUTION NO REDUCTION IN CARRYING VALUE PROCEEDS: 178.49 � ACQUISITION VALUE: .00 178.49 12/29/06 HIGHLAND FLOATING RATE ADVANTAGE FUND CLASS Z SHORT TERM CAPITAL GAIN DIST NO REDUCTION IN CARRYING VALUE PROCEEDS: 192.88 ACQUISITION VALUE: .00 192.88 - 5 - . RIVERVIEW MEMORIAL GARDENS #495 20-10-102-3002788 � GAINS AND LOSSES ON SALES AND OTHER DISPOSITIONS - - � GAIN LOSS 12/29/06 HILLVIEW REMS LEVERAGED RFIT VALUE OPPORTUNITY FUND LONG TERM CAPITAL GAIN DISTRIBUTION NO REDUCTION IN CARRYING VALUE PROCEEDS: 512.36 ACQUISITION VALUE: .00 512.36 12/30/06 HIGHLAND FLOATING RATE ADVANTAGE FUND CLASS Z LONG TERM CAPITAL GAIN DISTRIBUTION NO REDUCTION IN CARRYING VALUE PROCEEDS: 3.12 ACQUISITION VALUE: .00 3.12 9/11/07 4,796.537 UTS NORTHEAST INVESTORS TRUST SH BEN INT PROCEEDS: 36,165.89 ACQUISITION VALUE: 35,057.61 1,108.28 9/18/07 30,000 PAR TEMPORARY ASSET FOR INVESTED FUNDS PROCEEDS: 30,000.00 ACQUISITION VALUE: 30,000.00 .00 11/08/07 483.059 UTS KENSINGTON SELECT INCOME FD CL A - PROCEEDS: 13,873.45 ACQUISITION VALUE: 15,143.91 1,270.46- 11/13/07 15,000 PAR TEMPORARY ASSET FOR INVESTED FUNDS PROCEEDS: 15,000.00 � ACQUISITION VALUE: 15.000.00 .00 1/02/08 HILLVIEW REMS LEVERAGED REIT VALUE OPPORTUNITY FUND SHORT TERM CAPITAL GAIN DIST � NO REDUCTION IN CARRYING VALUE PROCEEDS: 665.65 ACQUISITION VALUE: .00 665.65 � 1/03/OS HILLVIEW REMS LEVERAGED REIT VALUE OPPORTUNITY FUND LONG TERM CAPITAL GAIN DISTRIBUTION NO REDUCTION IN CARRYING VALUE PROCEEDS: 1,497.38 ACQUISITION VALUE: .00 1,497.38 - 6 - . RIVERVIEW MEMORIAL GARDENS #495 20-10-102-3002788 GAINS AND LOSSES ON SALES AND OTHER DISPOSITIONS � GAIN LOSS 5/14/08 HIGHLAND FLOATING RATE ADVANTAGE FUND CLASS Z LONG TERM CAPITAL GAIN DISTRIBUTION NO REDUCTION IN CARRYING VALUE PROCEEDS: 30.08 ACQUISITION VALUE: .00 30.08 12/24/09 2,656.764 UTS VANGUARD BD INDEX FD INC INTER TERM PORTFOLIO FD #314 PROCEEDS: 28,613.35 ACQUISITION VALUE: 27,354.00 1,259.35 1/27/10 BLACKROCK LIQUIDITY FUNDS TEMP FUND #24 LONG TERM CAPITAL GAIN DISTRIBUTION NO REDUCTION IN CARRYING VALUE PROCEEDS: .06 ACQUISITION VALUE: .00 .06 5/19/10 2,646.459 UTS AIGHLAND FLOATING RATE ADVANTAGE FUND CLASS Z PROCEEDS: 17,863.60 ACQUISITION VALUE: 32,789.63 14,926.03- 8/17/10 231.271 UTS HIGHLAND FLOATING RATE ADVANTAGE FUND CLASS Z PROCEEDS: 1,521.76 ACQUISITION VALUE: 2,865.45 1,343.69- 11/16/10 35.910 UTS HIGHLAND FLOATING RATE ADVANTAGE FUND CLASS Z PROCEEDS: 241.32 ACQUISITION vALUE: 444.92 203.60- 12/15/10 NUVEEN PREFERRED SECURITIES FUND CLASS I FUND #1969 SAORT TERM CAPITAL GAIN DIST NO REDUCTION IN CARRYING VALUE PROCEEDS: 734.10 ACQUISITION VALUE: .00 734.10 - 7 - � RIVERVIEW MEMORIAL GARDENS #495 20-10-102-3002788 � GAINS AND LOSSES -ON SALES AND OTHER DISPOSITIONS - - GAIN LOSS 12/15/10 RIDGEWORTH HIGH INCOME FUND CL I FUND #5615 SHORT TERM CAPITAL GAIN DIST NO REDUCTION IN CARRYING VALUE PROCEEDS: 8.15 ACQUISITION VALUE: .00 8.15 12/16/10 NUVEEN PREFERRED SECURITIES FUND CLASS I FUND #1969 LONG TERM CAPITAL GAIN DISTRIBUTION NO REDUCTION IN CARRYING VALUE PROCEEDS: 308.77 . ACQUISITION VALUE: .00 308.77 12/16/10 RIDGEWORTH HIGH INCOME FUND CL I FUND #5615 LONG TERM CAPITAL GAIN DISTRIBUTION NO REDUCTION IN CARRYING VALUE PROCEEDS: 60.91 ACQUISITION VALUE: .00 60.91 12/28/10 BLACKROCK LIQUIDITY FUNDS TEMP FUND #24 LONG TERM CAPITAL GAIN DISTRIBUTION NO REDUCTION IN CARRYING VALUE PROCEEDS: .07 ACQUISITION VALUE: .00 .07 12/19/11 NiJVEEN PREFERRED SECURITIES FUND CLASS I FUND #1969 SHORT TERM CAPITAL GAIN DIST NO REDUCTION IN CARRYING VALUE PROCEEDS: 25.54 ACQUISITION VALUE: .00 25.54 12/19/11 RIDGEWORTH HIGH INCOME FUND CL I FUND #5615 � SHORT TERM CAPITAL GAIN DIST NO REDUCTION IN CARRYING VALUE PROCEEDS: 213.51 ACQUISITION VALUE: .00 213.51 - 8 - . RIVERVIEW MEMORIAL GARDENS #495 20-10-102-3002788 � - GAINS AND LOSSES ON SALES AND OTHER DISPOSITIONS - GAIN LOSS 12/20/11 NOVEEN PREFERRED SECURITIES FUND CLASS I FUND #1969 LONG TERM CAPITAL GAIN DISTRIBUTION NO REDUCTION IN CARRYING VALUE PROCEEDS: 1,036.92 ACQUISITION VALUE: .00 1,036.92 12/20/11 RIDGEWORTH HIGH INCOME FUND CL I � FUND #5615 LONG TERM CAPITAL GAIN DISTRISUTION NO REDUCTION IN CARRYING VALUE PROCEEDS: 53.76 ACQUISITION VALUE: .00 53.76 1/31/12 BLACKROCK LIQUIDITY FUNDS TEMP FUND #24 LONG TERM CAPITAL GAIN DISTRIBUTION NO REDUCTION IN CARRYING VALUE PROCEEDS: .15 ACQUISITION VALUE: .00 .15 3/O1/12 698.990 UTS HILLVIEW REMS LEVERAGED REIT VALUE OPPORTUNITY FUND PROCEEDS: 8,870.18 ACQUISITION VALUE: 8,304.00 566.18 3/05/12 2,480.076 UTS NUVEEN PREFERRED SECURITIES FUND CLASS I FUND #1969 PROCEEDS: 40,350.84 ACQUISITION VALUE: 45,000.00 4,649.16- 10/03/12 3,970.097 UTS RIDGEWORTA HIGH INCOME FUND CL I FUND #5615 PROCEEDS: 27,949.48 ACQUISITION VALUE: 26,102.00 1,847.48 10/03/12 2,067.364 UTS RIDGEWORTH FDS SEIX FLTG RATE INCOME FUND CLASS I FUND #5203 PROCEEDS: 18,461.56 ACQUISITION VALUE: 17,800.00 661.56 - 9 - • RIVERVIEW MEMORIAL GARDENS #495 20-10-102-3002788 _ � GAINS AND LOSSES ON SALES AND OTHER DISPOSITIONS GAIN LOSS 12/20/12 BLACKROCK LIQUIDITY FUNDS TEMP FUND #24 LONG TERM CAPITAL GAIN DISTRIBUTION NO REDUCTION IN CARRYING VALUE PROCEEDS: .09 ACQUISITION VALUE: .00 .09 12/26/12 VAN ECK UNCONSTRAINED EMERGING MARKET BOND FD CLASS I FD #410 SHORT TERM CAPITAL GAIN DIST NO REDUCTION IN CARRYING VALUE PROCEEDS: 378.46 ACQUISITION VALUE: .00 378.46 TOTAL GAINS AND LOSSES 13,987.15 22,451.62- LESS GAIN 13,987.15 NET LOSS 8,464.47- - 10 - • RIVERVIEW MEMORIAL GARDENS #495 20-10-102-3002788 � DISBURSEMENTS OF PRINCIPAL � � PNC BANK NA � PRINCIPAL COMPENSATION 10/26/O5 218.50- 11/16/OS 218.03- 1/18/06 215.10- 4/19/06 217.66- 7/19/06 217.32- 10/18/06 218.65- 1/17/07 221.13- 4/18/07 221.24- 7/18/07 220.62- 10/31/07 216.45- 1/16/OS 208.23- 4/16/OS 207.11- 7/23/08 205.36- 10/22/OS 195.22- 1/21/09 185.51- 4/22/09 178.14- 7/22/09 187.17- 10/21/09 193.91- 1/20/10 195.49- 4/21/10 198.91- 7/21/10 196.47- 10/26/10 201.19- 1/21/11 202.99- 4/22/11 204.52- 7/27/11 204.22- 10/27/11 196.67- 1/26/12 198.55- 4/25/12 202.71- 7/25/12 202.53- 10/25/12 204.05- 6,153.65- PENNSYLVANIA DEPARTMENT OF REVENUE STATE FIDUCIARY INCOME TAX 4/11/06 46.00- 4/10/07 27.00- 1/09/08 29.00- 4/09/08 70.00- 9/09/08 3.00- 1/09/09 1.00- 4/15/10 36.00- 4/11/ll 26.00- 4/11/12 41.00- 4/11/12 11.00- 290.00- UNITED STATES TREASURY FEDERAL FIDUCIARY INCOME TAX 4/11/06 63.00- 4/10/07 28.00- 1/09/OS 28.00- 4/09/OS 162.00- 4/15/10 12.00- 293.00- AMOUNT �TRANSFERRED TO INCOME 4/09/08 7.00- 4/11/11 8.00- 15.00- - 11 - . RIVERVIEW MEMORIAL GARDENS #495 20-10-102-3002788 � - DISBURSEMENTS OF PRINCIPAL � � � . OBERMAYER REBMANN MAXWELL & HIPPEL LLP PROFESSIONAL LEGAL SERVICES PER RESERVE SHOWN IN FIRST INTERIM ACCOUNT 1,800.00- OBERMAYER REBMANN MAXWELL & HIPPEL LLP RESERVE FOR PROFESSIONAL LEGAL SERVICES IN CONJUNCTION WITH THE AUDIT 1,000.00- TOTAL PRINCIPAL DISBURSEMENTS 9,551.65- - 12 - - RIVERVIEW MEMORIAL GARDENS #495 20-10-102-3002788 DISTRISUTIONS OF PRINCIPAL TO BENEFICIARIES � . - STONEMOR RIVERVIEW MEMORIAL GARDENS #495 DISTRIBUTION OF GAINS 3/30/07 887.00- 12/31/07 2,163.03- 3,050.03- 3,050.03- TOTAL PRINCIPAL DISTRIBUTIONS 3,050.03- - 13 - • RIVERVIEW MEMORIAL GARDENS #495 20-10-102-3002788 � � � PRINCIPAL BALANCE ON HAND � - VALUE ACQUISITION 12/31/12 VALUE FUNDS 4,394.732 UTS DOUBLELINE TOTAL RETURN BOND FUND INSTL CLASS FUND #2040 49,792.31 49,221.00 4,979.721 UTS VAN ECK UNCONSTRAINED EMERGING MARKET BOND FD CLASS I FD #410 47,506.54 46,411.00 INVESTED CASH 6,499.39 6,499.39 TOTAL PRINCIPAL 103,798.24 102,131.39 ------------ ------------ ------------ ------------ - 14 - • RIVERVIEW MEMORIAL GARDENS #495 20-10-102-3002788 � � - �� PRINCIPAL INFORMATION SCHEDULES - INVESTMENTS MADE - 10/06/06 2,913.640 UTS HIGHLAND FLOATING RATE ADVANTAGE FUND CLASS Z 36,100.00 11/07/06 1,956.947 UTS VANGUARD BD INDEX FD INC INTER TERM PORTFOLIO FD #314 20,000.00 9/14/07 30,000 PAR TEMPORARY ASSET FOR INVESTED FUNDS 30,000.00 9/18/07 1,633.097 UTS NOVEEN PREFERRED SECURITIES FUND CLASS I FUND #1969 30,000.00 11/09/07 15,000 PAR TEMPORI�RY ASSET FOR INVESTED FUNDS 15,000.00 11/13/07 846.979 UTS N[7VEEN PREFERRED SECURITIES FUND CLASS I FUND #1969 15,000.00 1/08/09 521.914 UTS VANGUARD BD INDEX FD INC INTER TERM PORTFOLIO FD #314 5,454.00 8/21/09 177.903 UTS VANGUARD BD INDEX FD INC INTER TERM , PORTFOLIO FD #314 1,900.00 12/29/09 2,365.899 UTS RIDGEWORTH HIGH INCOME FUND CL I Fi7ND #5615 15,402.00 1/08/10 1,604.198 UTS RIDGEWORTH HIGH INCOME FUND CL I FUND #5615 10,700.00 6/22/10 2,067.364 UTS RIDGEWORTH FDS SEIX FLTG RATE INCOME FUND CLASS I FUND #5203 17,800.00 3/07/12 4,394.732 UTS DOUBLELINE TOTAL RETURN BOND FLTND INSTL CLASS FUND #2040 49,221.00 10/12/12 4,979.721 UTS VAN ECK UNCONSTRAINED EMERGING MARKET BOND FD CLASS I FD #410 46,411.00 TOTAL PRINCIPAL INVESTMENTS 292,988.00 - 15 - � RIVERVIEW MEMORIAL GARDENS #495 20-10-102-3002788 _ � PRINCIPAL INFORMATION SCHEDULES - CHANGES�IN HOLDINGS 3/07/12 PURCHASED 4,394.732 UTS DOUBLELINE TOTAL RETURN BOND � FUND INSTL CLASS FUND #2040 49,221.00 4,394.732 UTS 49,221.00 10/06/06 PURCHASED � 2,913.640 UTS HIGHLAND FLOATING RATE ADVANTAGE FUND CLASS Z 36,100.00 12/29/06 SOLD HIGHLAND FLOATING RATE ADVANTAGE FUND CLASS Z SHORT TERM CAPITAL GAIN DIST NO REDUCTION IN CARRYING VALUE 12/30/06 SOLD HIGHLAND FLOATING RATE ADVANPAGE FUND CLASS Z LONG TERM CAPITAL GAIN DISTRIBUTION NO REDUCTION IN CARRYING VALUE 5/14/08 SOLD HIGHLAND FLOATING RATE ADVANTAGE FUND CLASS Z LONG TERM CAPITAL GAIN DISTRIBUTION NO REDUCTION IN CARRYING VALUE 5/19/10 SOLD 2,646.459 UTS HIGHLAND FLOATING RATE ADVANTAGE FUND CLASS Z 32,789.63- 8/17/10 SOLD 231.271 UTS AIGHLAND FLOATING RATE ADVANTAGE FUND CLASS Z 2,865.45- 11/16/10 SOLD 35.910 UTS HIGHLAND FLOATING RATE ADVANTAGE FUND CLASS Z 444.92- ---------- ---------- ---------- ---------- 0.000 UTS .00 1/04/06 SOLD HILLVIEW REMS LEVERAGED REIT VALUE OPPORTUNITY FUND SHORT TERM CAPITAL GAIN DIST NO REDUCTION IN CARRYING VALUE 1/OS/06 SOLD HILLVIEW REMS LEVERAGED REIT VALUE OPPORTUNITY FUND LONG TERM CAPITAL GAIN DISTRISUTION NO REDUCTION IN CARRYING VALUE - 16 - • RIVERVIEW MEMORIAL GARDENS #495 20-10-102-3002788 PRINCIPAL INFORMATION SCHEDULES - CHANGES IN HOLDINGS - CONTINUED: HILLVIEW REMS LEVERAGED REIT 12/29/06 SOLD HILLVIEW REMS LEVERAGED REIT VALUE OPPORTUNITY FUND LONG TERM CAPITAL GAIN DISTRISUTION NO REDUCTION IN CARRYING VALUE 1/02/08 SOLD HILLVIEW REMS LEVERAGED REIT VALUE OPPORTUNITY FUND SHORT TERM CAPITAL GAIN DIST NO REDUCTION IN CARRYING VALUE 1/03/08 SOLD HILLVIEW REMS� LEVERAGED REIT VALUE OPPORTUNITY FUND LONG TERM CAPITAL GAIN DISTRIBUTION NO.REDUCTION IN CARRYING VALUE 3/O1/12 SOLD 698.990 UTS HILLVIEW REMS LEVERAGED REIT VALUE OPPORTUNITY FUND 8,304.00- ---------- ---------- ---------- ---------- 0.000 UTS .00 12/16/O5 SOLD KENSINGTON SELECT INCOME FD CL A LONG TERM CAPITAL GAIN DISTRIBUTION _ NO REDUCTION IN CARRYING VALUE 12/22/06 SOLD KENSINGTON SELECT INCOME FD CL A LONG TERM CAPITAL GASN DISTRIBUTION � NO REDUCTION IN CARRYING VALUE 11/08/07 SOLD 483.059 UTS KENSINGTON SELECT INCOME FD CL A 15,143.91- ---------- ---------- ---------- ---------- 0.000 UTS .00 10/OS/06 SOLD 4,743.758 UTS NORTAEAST INVESTORS TRUST SH BEN INT 34,671.86- 9/11/07 SOLD 4,796.537 UTS NORTHEAST INVESTORS TRUST SH BEN INT 35,057.61- ---------- ---------- ---------- ---------- 0.000 UTS .00 - 17 - • RIVERVIEW MEMORIAL GARDENS #495 20-10-102-3002788 � PRINCIPAL INFORMATION SCHEDULES - CHANGES IN HOLDINGS � � � � _ � 9/18/07 PURCHASED 1,633.097 UTS Ni7VEEN PREFERRED SECURITIES FUND CLASS I FUND #1969 30,000.00 11/13/07 PURCHASED 846.979 UTS NCTVEEN PREFERRED SECURITIES FUND CLASS I FUND #1969 15,000.00 12/15/10 SOLD NWEEN PREFERRED SECURITIES FUND CLASS I FUND #1969 SHORT TERM CAPITAL GAIN DIST NO REDUCTION IN CARRYING VALUE � 12/16/10 SOLD NWEEN PREFERRED SECURITIES FUND CLASS I FUND #1969 LONG TERM CAPITAL GAIN DISTRIBUTION NO REDUCTION IN CARRYING VALUE 12/19/11 SOLD NUVEEN PREFERRED SECURITIES FUND CLASS I FUND #1969 SHORT TERM CAPITAL GAIN DIST NO REDUCTION IN CARRYING VALUE 12/20/11 SOLD NUVEEN PREFERRED SECURITIES FUND CLASS S FUND #1969 LONG TERM CAPITAL GAIN DISTRIBUTION NO REDUCTION IN CARRYING VALUE 3/OS/12 SOLD 2,480.076 UTS NiJVEEN PREFERRED SECURITIES FUND CLASS I FUND #1969 45,000.00- ---------- ---------- ---------- ---------- 0.000 UTS .00 12/29/09 PURCxASED 2,365.899 UTS RIDGEWORTH HIGH INCOME FUND CL I FUND #5615 15,402.00 1/OS/10 PURCHASED 1,604.198 UTS RIDGEWORTH HIGH INCOME FUND CL I � FLTND #5615 10,700.00 12/15/10 SOLD RIDGEWORTH HIGA INCOME FUND CL I FUND #5615 SHORT TERM CAPITAL GAIN DIST NO REDUCTION IN CARRYING VALUE - 18 - • RIVERVIEW MEMORIAL GARDENS #495 20-10-102-3002788 PRINCIPAL INFORMATION SCHHDULES - CHANGES IN� HOLDINGS� _ � _ CONTINUED: RIDGEWORTH HIGH INCOME FUND CL I 12/16/10 SOLD RIDGEWORTH HIGH INCOME FiTPdD CL I FUND #5615 LONG TERM CAPITAL GAIN DISTRIBUTION NO REDUCTION IN CARRYING VALUE 12/19/11 SOLD RIDGEWORTH HIGH INCOME FUND CL I FUND #5615 SHORT TERM CAPITAL GAIN DIST NO REDUCTION IN CARRYING VALUE 12/20/11 SOLD RIDGEWORTH HIGH INCOME FUND CL I FUND #5615 LONG TERM CAPITAL GAIN DISTRISUTION NO REDUCTION IN CARRYING VALUE 10/03/12 SOLD 3,970.097 UTS RIDGEWORTH HIGH INCOME FUND CL I FUND #5615 26,102.00- 0.000 UTS .00 6/22/10 PURCHASED 2,067.364 UTS RIDGEWORTH FDS SEIX FLTG RATE INCOME FUND CLASS I FUND #5203 17,800.00 10/03/12 SOLD 2,067.364 UTS RIDGEWORTH FDS SEIX FLTG RATE INCOME FUND CLASS I FUND #5203 17,800.00- ---------- ---------- ---------- ---------- 0.000 UTS .00 10/12/12 PURCHASED 4,979.721 UTS VAN ECK UNCONSTRAINED EMERGING MARKET BOND FD CLASS I FD #410 46,411.00 12/26/12 SOLD VAN ECK UNCONSTRAINED EMERGING MARKET BOND FD CLASS I FD #410 SHORT TERM CAPITAL GAIN DIST NO REDUCTION IN CARRYING VALUE ---------- ---------- ---------- ---------- 4,979.721 UTS 46,411.00 11/07/06 PURCHASED 1,956.947 UTS VANGUARD BD INDEX FD INC INTER TERM PORTFOLIO FD #314 20,000.00 - 19 - • RIVERVIEW MEMORIAL GARDENS #495 20-10-102-3002788 � �PRINCIPAL INFORMATION SCHEDULES - CHANGES IN AOLDINGS CONTINUED: VANGUARD BD INDEX FD INC INTER TERM 1/OS/09 PURCHASED 521.914 UTS VANGUARD BD INDEX FD INC INTER TERM PORTFOLIO FD #314 5,454.00 8/21/09 PURCHASED 177.903 UTS VANGUARD BD INDEX FD INC INTER TERM PORTFOLIO FD #314 1,900.00 12/24/09 SOLD 2,656.764 UTS VANGUARD BD INDEX FD INC INTER TERM PORTFOLIO FD #314 27,354.00- ---------- --------- ---------- ---------- 0.000 UTS .00 11/02/06 SOLD 1,955.753 UTS VANGUARD INTERM INV GRADE #71 19,107.71- 0.000 UTS .00 9/14/07 PURCHASED 30,000 PAR TEMPORARY ASSET FOR INVESTED FUNDS 30,000.00 9/18/07 SOLD 30,000 PAR TEMPORARY ASSET FOR INVESTED FUNDS 30,000.00- 11/09/07 PURCHASED 15,000 PAR TEMPORARY ASSET FOR INVESTED FUNDS 15,000.00 11/13/07 SOLD 15,000 PAR TEMPORARY ASSET FOR INVESTED FUNDS 15,000.00- 0 PAR .00 - 20 - • RIVERVIEW MEMORIAL GARDENS #495 20-10-102-3002788 � � - � . RECEIPTS OF INCOME OTHER INCOME DOUBLELINE TOTAL RETURN BOND FUND INSTL CLASS FUND #2040 4/03/12 267.24 5/02/12 248.15 6/04/12 261.70 7/03/12 254.24 8/02/12 247.74 9/O5/12 253.49 10/02/12 233.50 11/02/12 232.33 12/04/12 222.96 2,221.35 HIGHLAND FLOATING RATE ADVANTAGE FUND CLASS Z 11/09/06 197.00 12/11/06 255.82 1/17/07 314.51 2/09/07 256.20 3/OS/07 229.33 4/OS/07 237.93 5/09/07 233.12 6/O5/07 246.77 8/03/07 262.36 8/14/07 241.39 9/04/07 265.40 10/O1/07 249.01 11/01/07 260.97 12/03/07 246.67 1/02/OS 294.69 2/O1/08 233.66 3/03/08 211.73 4/O1/OB 244.31 5/O1/08 186.87 6/02/OS 184.17 7/O1/08 195.12 8/O1/08 198.61 9/02/08 200.74 10/O1/08 186.13 11/03/08 194.19 12/Ol/OS 187.25 1/OS/09 865.03 2/03/09 140.76 3/03/09 96.65 4/O1/09 115.76 5/Ol/09 94.46 6/O1/09 78.25 7/O1/09 80.51 8/04/09 83.18 9/08/09 78.55 10/O5/09 81.15 11/04/09 89.27 12/02/09 61.25 1/OS/10 44.11 2/O1/10 48.40 3/Ol/10 56.22 - 21 - ' RIVERVIEW MEMORIAL GARDENS #495 20-10-102-3002788 _ - RECEIPTS OF INCOME � CONTINUED: HIGHLAND FLOATING RATE 4/O1/10 61.76 5/03/10 57.37 6/O1/10 35.26 7/O1/10 3.70 8/02/10 6.68 9/02/10 3.82 10/O1/10 .76 11/O1/10 .91 11/18/10 .42 8,198.18 HILLVIEW REMS LEVERAGED REIT VALUE OPPORTUNITY FUND 7/05/OS 88.57 10/04/OS 95.14 1/04/06 92.13 3/29/06 27.12 6/30/06 96.60 9/28/06 90.59 12/29/06 173.21 3/30/07 78.71 6/29/07 189.99 10/O1/07 99.68 3/31/08 46.06 6/30/08 27.96 9/30/OS 165.94 1/12/09 142.24 3/31/09 110.30 6/30/09 79.68 9/30/09 75.98 12/31/09 57.81 3/31/10 59.34 6/30/10 48.93 9/29/10 69.41 12/24/10 45.36 3/25/11 39.14 6/27/11 30.20 9/26/11 77.80 10/31/11 4.89 11J30/11 20.48 12/30/11 49.49 1/31/12 3.49 2/29/12 13.98 2,200.22 KENSINGTON SELECT INCOME FD CL A 9/16/OS 304.33 12/16/05 299.50 3/16/06 299.50 6/16/06 299.50 9/18/06 299.50 12/22/06 299.50 4/02/07 294.67 7/02/07 294.67 9/26/07 294.67 2,685.84 - 22 - • RIVERVIEW MEMORIAL GARDENS #495 � 20-10-102-3002788 � - RECEIPTS OF INCOME - � � � - NORTHEAST INVESTORS TRUST SH BEN INT 8/19/OS 1,335.64 11/23/O5 1,955.76 2/17/06 1,240.24 5/19/06 1,240.24 8/18/06 1,144.84 11/22/06 719.48 2/16/07 623.55 5/18/07 623.55 8/21/07 719.48 9,602.78 NUVEEN PREFERRED SECURITIES FUND CLASS I FUND #1969 11/20/07 178.01 12/07/07 270.33 1/23/OS 270.33 2/OS/OS 270.33 3/04/08 270.33 4/03/08 270.33 5/02/08 270.33 6/03/08 270.33 7/O1/OS 270.33 8/04/08 270.33 9/03/OS 270.33 10/02/08 249.25 11/04/08 249.25 12/02/08 246.77 12/29/08 246.77 2/03/09 246.77 3/03/09 246.77 4/02/09 246.77 5/04/09 246.77 6/02/09 246.77 7/02/09 246.77 8/04/09 246.77 9/02/09 248.01 10/02/09 248.01 11/03/09 248.01 12/02/09 240.57 12/29/09 240.57 2/02/10 240.57 3/02/10 240.57 4/02/10 240.57 5/06/10 240.57 6/03/10 241.81 7/02/10 241.81 8/03/10 241.81 9/02/10 241.81 10/04/10 241.81 11/02/10 241.81 12/02/10 231.89 1/04/11 231.89 2/02/11 231.89 3/02/11 231.89 4/04/11 231.89 5/03/11 231.89 - 23 - ' RIVERVIEW MEMORIAL GARDENS #495 20-10-102-3002788 - RECEIPTS OF INCOME � . � CONTINUED: NUVEEN PREFERRED SECURITIES FUND 6/02/11 231.89 7/OS/11 231.89 8/02/11 231.89 9/02/11 224.45 10/03/11 224.45 11/O1/11 224.45 12/O1/11 224.45 1/03/12 224.45 2/02/12 224.45 3/02/12 224.45 3/06/12 28.96 12,926.17 RIDGEWORTH HIGH INCOME FUND CL I FUND #5615 1/05/10 8.19 2/O1/10 159.21 3/Ol/10 179.87 4/02/10 178.25 5/04/10 175.17 6/Ol/10 172.87 7/O1/10 161.75 8/02/10 152.96 9/O1/10 178.13 10/O1/10 155.49 11/02/10 164.51 12/02/10 168.11 1/04/11 173.48 2/02/11 161.42 3/02/11 157.08 4/04/11 154.59 5/03/11 156.23 6/02/11 187.15 7/OS/11 174.38 8/02/11 158.92 9/02/11 208.58 10/04/11 179.58 11/02/11 168.77 12/02/11 181.54 12/21/11 16.92 1/04/12 165.96 2/02/12 141.81 3/02/12 162.82 4/03/12 152.14 5/02/12 158.31 6/04/12 155.79 7/03/12 153.09 8/02/12 153.73 9/OS/12 157.69 10/02/12 141.44 10/04/12 9.42 5,485.35 RIDGEWORTH FDS SEIX FLTG RATE INCOME FUND CLASS I FUND #5203 7/02/10 24.90 8/02/10 85.11 - 24 - • RIVERVIEW MEMORIAL GARDENS #495 20-10-102-3002788 RECEIPTS-OF INCOME � . � _ CONTINUED: RIDGEWORTH FDS SEIX FLTG RATE 9/Ol/10 105.67 10/O1/10 89.42 11/02/10 94.28 12/02/10 87.88 1/04/11 91.60 2/02/11 87.46 3/02/11 81.68 4/04/11 98.88 5/03/11 86.06 6/02/11 88.36 7/O5/11 80.78 8/02/11 81.85 9/02/11 81.84 10/04/11 73.95 11/02/11 80.14 12/02/11 76.15 12/20/11 10.47 1/04/12 75.10 2/02/12 71.99 3/02/12 73.39 4/03/12 78.58 5/02/12 71.63 6/04/12 78.82 7/03/12 75.14 8/02/12 77.51 9/OS/12 80.14 10/02/12 74.95 10/04/12 5.39 2,269.12 VAN ECK UNCONSTRAINED EMERGING MARKET BOND FD CLASS I FD #410 10/24/12 209.15 11/23/12 303.76 12/26/12 293.80 806.71 VANGUARD BD INDEX FD INC INTER TERM PORTFOLIO FD #314 12/O1/06 65.19 1/02/07 84.21 2/O1/07 84.05 3/O1/07 76.09 4/02/07 84.71 5/O1/07 81.46 6/O1/07 84.11 7/02/07 81.48 8/Ol/07 84.34 9/04/07 84.22 10/O1/07 81.57 11/02/07 84.32 12/04/07 81.60 1/02/08 84.53 2/04/08 84.08 3/03/08 77.94 4/O1/08 83.10 5/01/OS 79.77 - 25 - • RIVERVIEW MEMORIAL GARDENS #495 20-10-102-3002788 RECEIPTS OF INCOME � CONTINUED: VANGUARD BD INDEX FD INC INTER TERM 6/02/08 82.35 7/O1/08 80.72 8/O1/08 83.35 9/02/08 82.71 10/O1/08 80.30 11/04/08 81.63 12/O1/08 78.16 1/07/09 80.14 2/02/09 97.12 3/02/09 91.72 4/01/09 102.15 5/O1/09 97.12 6/O1/09 99.62 7/Ol/09 97.67 8/03/09 99.51 9/O1/09 101.77 10/O1/09 102.33 11/03/09 105.47 12/02/09 101.70 12/28/09 78.07 3,290.38 VANGUARD INTERM INV GRADE #71 7/O1/05 74.38 8/O1/O5 75.75 9/O1/OS 76.38 10/04/OS 75.71 11/O1/OS 78.34 12/01/OS 75.96 1/03/06 78.99 2/O1/06 78.84 3/O1/06 71.54 4/03/06 80.02 5/O1/06 77.69 6/Ol/06 80.46 7/03/06 78.48 8/Ol/06 81.33 9/O1/06 81.62 10/02/06 79.00 11/O1/06 82.11 11/08/06 2.64 1,329.24 BLACKROCK US TREASURY MM INSTITUTIONAL CLASS FD #02 11/03/08 .14 11/03/08 2.61 12/03/08 .10 12/03/OS 2.21 1/02/09 .07 1/02/09 1.59 2/02/09 .13 11/02/09 .02 11/02/09 .11 12/O1/09 .O1 12/O1/09 .06 7.05 - 26 - • RIVERVIEW MEMORIAL GARDENS #495 20-10-102-3002788 � � � _ RECEIPTS OF INCOME � BLACKROCK LIQUIDITY FUNDS TEMP FUND #24 7/O1/OS .55 7/Ol/OS 10.24 8/O1/OS .39 8/O1/O5 11.34 9/Ol/OS 1.48 9/O1/05 12.12 10/03/OS .60 10/03/05 12.33 11/O1/05 .58 11/Ol/O5 13.53 12/O1/OS 1.56 12/01/O5 13.41 1/03/06 .75 1/03/06 14.44 2/O1/06 .69 2/O1/06 18.38 3/O1/06 1.52 3/O1/06 17.42 4/03/06 .90 4/03/06 19.82 5/O1/06 .45 5/O1/06 19.54 6/O1/06 2.05 6/O1/06 20.27 7/03/06 .89 7/03/06 20.13 8/02/06 .49 8/02/06 21.49 9/O1/06 2.24 9/O1/06 23.04 10/02/06 .93 10/02/06 22.87 11/01/06 .15 11/O1/06 43.86 12/01/06 1.83 12/O1/06 32.81 1/02/07 1.38 1/02/07 21.57 2/O1/07 1.15 2/O1/07 26.09 3/Ol/07 1.84 3/O1/07 23.35 4/02/07 1.27 4/02/07 25.92 5/O1/07 2.39 5/O1/07 21.00 6/O1/07 2.15 6/O1/07 20.98 7/02/07 1.28 7/02/07 20.44 8/O1/07 2.74 8/O1/07 20.84 9/04/07 2.43 9/04/07 20.88 10/02/07 2.07 - 27 - • RIVERVIEW MEMORIAL GARDENS #495 20-10-102-3002788 . _ RECEIPTS OF INCOME _ � CONTINUED: BLACKROCK LIQUIDITY FUNDS 10/02/07 60.38 11/O1/07 2.09 11/01/07 48.06 12/03/07 1.77 12/03/07 49.42 1/02/08 2.33 1/02/08 40.47 2/O1/08 1.85 2/O1/08 37.54 3/03/08 1.63 3/03/OS 29.43 4/O1/OS 1.65 4/O1/08 28.15 5/O1/OS 1.43 5/O1/08 23.10 6/02/08 1.20 6/02/08 22.42 7/O1/OS 1.12 7/O1/08 20.70 8/O1/08 1.17 8/O1/OS 21.26 9/02/08 1.08 9/02/08 21.19 10/02/OS 1.16 10/02/OS 21.57 11/03/08 .18 11/03/08 4.52 12/O1/09 .02 12/O1/09 .10 1/04/10 .04 1/04/10 .52 2/01/10 .74 3/O1/10 .02 3/O1/10 .35 4/01/10 .03 4/O1/10 .44 5/03/10 .04 5/03/10 .50 6/O1/10 .OS 6/Ol/10 1.50 7/O1/10 .OS 7/O1/10 2.53 8/02/10 .07 8/02/10 .88 9/O1/10 .08 9/O1/10 1.16 10/O1/10 .08 10/O1/10 1.22 11/01/10 .OS 11/O1/10 1.20 12/O1/10 .07 12/O1/10 .98 1/03/11 .06 1/03/11 1.05 2/O1/11 .OS - 28 - • RIVERVIEW MEMORIAL GARDENS #495 20-10-102-3002788 � � RECEIPTS OF INCOME � � � CONTINUED: BLACKROCK LIQUIDITY FUNDS 2/O1/11 1.10 3/02/11 .OS 3/02/11 .91 4/O1/11 .OS 4/O1/11 .97 5/02/11 .03 5/02/11 .73 6/O1/11 .02 6/Ol/11 .64 7/O1/11 .02 7/Ol/11 .57 8/Ol/11 .02 8/01/11 .42 9/O1/11 .02 9/O1/11 .40 10/03/11 .02 10/03/11 .49 11/O1/11 .04 11/O1/11 .70 12/02/11 .OS 12/02/11 .89 1/04/12 .04 1/04/12 .82 2/02/12 .04 2/02/12 .89 3/02/12 .04 3/02/12 .93 4/03/12 .OS 4/03/12 1.44 5/02/12 .OS 5/02/12 1.10 6/04/12 .OS 6/04/12 1.15 7/02/12 .OS 7/02/12 1.09 8/O1/12 .OS 8/O1/12 l.11 9/O5/12 .OS 9/OS/12 1.07 10/O1/12 .OS 10/O1/12 1.05 11/02/12 .06 11/02/12 3.35 12/03/12 .03 12/03/12 1.12 1,069.46 MISCELLANEOUS 3/08/06 PNC BANK NA TRUSTEE CMS WEST INC SUB ACCOUNTING ACCOUNT STONEMOR CASH EQUIVALENT 20-10-102-3412975 INCOME FOR DECEMBER DEPOSITS .OS - 29 - • RIVERVIEW MEMORIAL GARDENS #495 20-10-102-3002788 - RECEIPTS OF INCOME � � � � AMOUNT TRANSFERRED FROM PRINCIPAL 4/09/08 7.00 4/11/11 8.00 15.00 TOTAL INCOME 52,106.90 - 30 - • RIVERVIEW MEMORIAL GARDENS #495 20-10-102-3002788 DISBURSEMENTS OF INCOME � . � _ PENNSYLVANIA DEPARTMENT OF REVENUE STATE FIDUCIARY INCOME TAX 4/10/07 7.00- 1/09/08 7.00- 4/09/10 1.00- 4/15/10 2.00- 6/10/10 1.00- 9/09/10 9.00- 27.00- TOTAL INCOME DISBURSEMENTS 27.00- - 31 - ' RIVERVIEW MEMORIAL GARDENS #495 20-10-102-3002788 - - DISTRIBUTIONS OF INCOME TQ BENEFICIARIES _ � . STONEMOR CASH DISTRIBUTED 7/29/OS 173.74- 8/31/OS 1,423.12- 9/30/OS 394.31- 10/31/O5 183.78- 11/30/OS 2,048.21- 12/30/OS 390.43- 1/31/06 186.31- 2/28/06 1,338.15- 3/31/06 417.15- 4/28/06 100.74- 5/31/06 1,337.92- 6/30/06 498.88- 7/31/06 99.50- 8/31/06 1,248.15- 9/29/06 587.58- 10/31/06 12.21- 11/30/06 1,045.24- 12/29/06 828.36- 1/31/07 421.67- 2/28/07 991.04- 3/30/07 409.32- 4/30/07 637.50- 5/31/07 961.52- 6/29/07 544.00- 7/31/07 655.53- 8/31/07 1,073.49- 9/28/07 667.60- 10/31/07 492.71- 11/30/07 573.45- 12/31/07 649.79- 1/31/08 685.35- 2/29/OS 627.46- 3/31/OS 637.12- 4/30/OS 634.54- 5/30/08 561.50- 6/30/OS 588.43- 7/31/OS 567.99- 8/29/OS 574.72- 9/30/08 741.99- 10/31/08 538.41- 11/28/08 532.52- 12/31/08 761.26- 1/30/09 1,089.07- 2/27/09 484.78- 3/31/09 545.44- 4/30/09 464.68- 5/29/09 438.35- 6/30/09 504.32- 7/31/09 424.95- 8/31/09 429.46- 9/30/09 504.31- 10/30/09 431.49- 11/30/09 442.88- 12/31/09 780.16- 1/29/10 52.86- - 32 - ' RIVERVIEW MEMORIAL GARDENS #495 20-10-102-3002788 � - - � DISTRIBUTIONS OF INCOME TO BENEFICIARIES . - CONTINUED: STONEMOR 2/26/10 448.92- 3/31/10 536.37- 4/30/10 478.05- 5/28/10 473.65- 6/30/10 499.42- 7/30/10 434.74- 8/31/10 487.51- 9/30/10 591.08- 10/29/10 488.78- 11/30/10 503.21- 12/31/10 534.29- 1/31/il 498.08- 2/28/il 481.92- 3/31/11 510.75- 4/29/11 494.38- 5/31/11 474.94- 6/30/11 538.26- 7/29/11 487.64- 8/31/11 473.10- 9/30/11 593.09- 10/31/11 483.38- 11/30/11 494.58- 12/30/11 559.96- 1/31/12 469.86- 2/29/12 453.16- 3/30/12 490.59- 4/30/12 499.45- 5/31/12 479.24- 6/29/12 497.51- 7/31/12 483.61- 8/31/12 480.14- 9/28/12 492.44- 10/31/12 674.95- 11/30/12 539.50- 12/31/12 517.91- 52,079.90- 52,079.90- TOTAL INCOME DISTRIBUTIONS 52,079.90- - 33 - RIVERVIEW MEMORZAL GARDENS #495 20-10-102-3002788 INCOME BAIJANCE ON HAND VALUE ACQUISITION 12/31/12 VALLTF INVESTED CASH 0.00 0.00 TOTAL INCOME 0_00 0.00 PNC BANK NA BY= 4�--C,�./`-t�v�X/ iL- Kathleen L Singleton Trust Officer - 34 - RIVERVIEW MEMORIAL GARDENS#495 20-10-102-3002788 Commonwealth of Pennsylvania : : SS County of Philadelphia : �� LC' /�� (.�r' � , a Vice President of PNC Bank NA, Trustee, hereby declares under oa h that said Trustee has fully and faithfully discharged the duties of their office; that the foregoing Second and Interim Account is true and correct, and fully discloses all significant transactions occurring during the accounting period; that all known claims against the trust have been paid; that, to the best of their knowledge, there are no claims now outstanding against the trust; and that all taxes presently due from the trust have been paid. PNC BANK, N A By: % � r � `J � Subscribed and sworn to before me this � day of hcve.H.-},�,��-- , 2013 NOTJIRIAL SEAL HOILY tYNM KELLER � Notary PubNc �c�/1 PITTSBURGH CITY.ALIEGHENY CQUNTY .K�� -c MY Commission Expires Oct 14,2Q14 No ary Public -� C�C�� 1��I, ��1�l ' - 35- PNC Affiliated Compensation Disclosure Grid As of March 3�, 20�3 Investment vehicles,such as mutual funds and exchange traded funds and exchange traded notes, are among the types of investments that PNC Bank and PNC �elaware Trust Company("PNC,°°we"or"us°)use to manage investment portfolios on behalf of our clients.Investment vehictes pay fees to various service providers for services rendered to them.This Af(iliated Compensation Disclosure Grid is sent to you on a semi-annual basis so that we can inform you of the service fees and other revenue eamed by PNC, by members of The PNC Financial Services Group�,or by others considered to be affiliated with us,and which are paid to us or our affiliates by the investment vehicles that may be held in your account or by the investment vehicles'affiliates.2 We and/or our affiliates may eam compensation for providing services to investment vehicles, including but not limited to acting as investment adviser,providing omnibus record keeping and associated shareholder services. Generatly,these fees are earned on a percentage-of-assets basis.The total expense ratio for each investment vehicle is also shown on this grid.The expenses paid by the investment vehicles or their affiliates are separate from,and in addition to any account level fees paid by client accounts to PNC. Certain investment vehicles that are included in this grid are not mutual funds ETF or ETNs, but are other types of investment vehicles which pay fees to us and/or our affitiates. If your account is an employee benefit plan subject to the Employee Retirement Income Security Act of 1974,as amended (ERISA), or an individual retirement account(IRA)managed by PNC, certain of the fees described herein may not appty or be charged to your account. Please contact your account officer for more information. The investment vehicles'prospectuses or offering documents provide more comprehensive information regarding the specific services we and/or our affitiates provide the investment vehicles and the compensation we or our affiliates receive in connection with those services.Therefore,this Affiliated Compensation Oisc�osure Grid should be read fn conjunction with,and is supplemented by,the applicable prospectuses and/or otheroffering documents.Copies of the prospectuses and/or offering documents have been provided to you for certain of the investment vehicles in which your account is invested;additional copies may be obtained by contacting your account officer or by following the instructions set forth in the footnotes following each section of the grid below. This Affiliated Compensation Disclosure Grid does not constitute an offer for sale of any investment vehicle listed herein. The investment vehicles are not deposits of or obligations of and are not guarenteed by,PNC or its affiliates or any other bank.Investments in the investment vehides involve risks,including possible loss of the principal amount invested.The investment vehicles are not insured or guarenteed by the Federal Deposit Insurance Company(FDIC)or by any other governmental agency or government-sponsored agency of the U.S.government or any state. - •� � � � ' TOTAL EXPENSE TOTAL TO PNC TOTAL EXPENSE TOTAL TO PNC NAME OF FUND RATI05•6 AFFILIATES' NAME OF FUND RATI05�' AFFILIATES' ACWI ex-U.S.Index Fund 0.37% 0.00% LifePath Active 20458(Formerly"Lifecyde Prepared 2045") 0.07°/ 0.00% Aqgressive Growth Preparedg 0.09% 0.00% LifePathActive 20508(Formerly"Lifecyde Prepared 2050"; 0.07% 0.00% All-CapEnerqy&Resourws 0.96% 0.83% LifePath2020g 0.55% 0.54% BalancedCapital 0.59% 0.44% LifePath2025a OS5% 0.42% BasicValue 0.56% 0.42°I LifePath2030 0.53% 0.53% Bond Allocation Target Shares Sec C 0.01% 0.00% LifePath 20358 0.54% 0.37% Bond Atlocation Target Shares Ser.M 0.00% 0.00% LifePath 20408 0.52°/ 0.51% Bond Allocation Target Shares Ser.S 0.14% 0.00% LifePath 2045 0.54% 0.19% Bond Index 0.25% 0.23% LitePath 20508 0.52% 0.50% Calitornia Municipal Bond 0.63% 0.53% LifePath 2055 0.53% 0.00% Capital Appreciation 0.85% 0.65% �ifePath Index 2020 0.09% 0.00% China Fund 1.65% 0.00% LifePath Index 20258 0.07% 0.00% Commodities Strateqies 1.30% 1.16°/ LifePath Index 20308 0.09% 0.00% ConservaUve Prepared 0.13% 0.00% LifePath Index 2035 0.08% 0.00% Core Bond 0.60% 0.44% LifePath Index 2040e 0.10% 0.00% CoreAlpha Bond 0.34% 0.32% LifePath Index 20459 0.10% 0.00% Disciplines Small Cap Core 0.70°/ 0.00% LifePath Index 2050 0.10% 0.00% Emerqinq Market Local Debt(Formerly"Emerqing Market DebY) 0.87°,0 0.66% LifePath Index 2055A 0.10% 0.001 Emer in Markets(Formerly"Global Emer in Markets")1.28% 1.00°k LifePath Index Retiremente 0.10% 0.00% Emerging Markets Long Short Equity 1.68% 1.55% LitePath Retirement 0.56°/ 0.55% Enerqy and Resources 1.04°/ 0.85% Lonq-Duration 0.55% 0.45°io Equity Dividend 0.69°/ 0.55% Long-Horizon Equity(Formerty"Global Dynamic Equity") 1.04% 0.80°io EuroFund 1.10% 0.75% Low-Duretion Bond 0.52% 0.38°0 Exchanqe BlackRock 0.62% 0.54% Managed Account Global Small-Cap 0.00°/ 0.01% Flexible Equity(Formerly"Mid Cap Value Equity") 0.97% 0.68% Managed Account Mid-Cap Value Opp 0.00°/ 0.00% FLoating Rate Income 0.69% 0.60% Managed Account U.S.Mortgage 0.61°/ 0.46°/ Focus Growth 1.25% 0.65% Managed Volatitity(Formerly"Asset Allocation") 0.88% 0.61°/ Global Allocation 0.77% 0.67% Mid-Cap Value Opportunities 0.84% Ob5% Global Dividend Income 0.81% 0.68% Mid-Cap Growth Eqwty 1.11% 092% Gtoba�Lonq/ShortCredit 172% 1.03% ModeratePreparedP 0.09% 0.00°10 Global Long/Short Equity9 1J5% 0.00% Money Market 0.30% 0.27% Global Opportunities 1.06% 0.83% Multi-Asset Income 0.55°/ 0.47°/ Global5mall-Cap 1.07% 0.85% Multi Asset Real Return� 0.80% 0.00% GNMA 0.57% 0.42% Municipal Money Market 0.22% 0.13% Growth Prepared 0.07% 0.00% National Municipal 0.55% 0.43% Health Sciences Opportunities 0.95% 0.81% Natural Resources 0.80% 0.60% High-Yield Bond 0.56% 0.50% NC Municipal Money Market 0.19°/ 0.05% High-Yield Municipal 0.63% 0.54°/ New Jersey Municipal Bond 0.78% 0.52% Index Equity 0.17°/ 0.08% New York Municipal Bond 0.70% 0.55% India Fund 1.75% 0.00°/ NJ Municipal Money Market 0.26% 0.11% Inflation Protected Bond 0.43% 0.31% OH Muni�ipal Money Market 0.21% 0.11% Intermediate Municipal 0.61% 0.50% PA Municipal Money Market 0.2�% 0.18% International 1.00% 0.79°lo Pacific 0.95% 0.60% International Bond 0.89% 0.69% Pennsylvania Municipal Bond 0.71% 0.51% International Index 0.35% 0.21% Real Estate Securities5 1.05% 0.00°0 International Opportunities 1.24% 1.11% Russell 100�Index Fund 0.23°/ 0.00% Large-CapCore 0.91% 0.76% S&PSOOlndex 0.32% 0.20% Larqe-Cap Core Plus 1.50% 0.95% S&P 500 Stock Fund 0.18% 0.17% Larqe-Cap Growth 0.99% 0.86% Science and Technology Opportunities 1.39% 0.90% Large-Cap Value 1.00% 0.74% Secured Credit(Formerly"Multi Sector Bond") 0.70% 0.10% LatinAmerica 1.33% 1.00°/ Short-TermMunicipal 0.40% 0.30°,/0 LifePath Active 20158�Formerly"Lifecyde Prepared 2015") 0.06% 0.00% Small-Cap Growth Equity 0.81% 0.64% LifePath Active 2020 (Formerly"Lifecyde Prepared 2020"1 0.10% 0.00% Small-Cap Growth I I 1.32% 0.90% LifePathAdive 2025"(Formerly"Lifecyde Prepared 2025") 0.08% 0.00% Small-Cap Index 0.29% 0.11% LifePathActive2030a(Formerly"LifecyclePrepared2030") 0.08°/ 0.00% Strategiclncome0pportunities9 0.88% 0.56% LifePath Active 2035R(Formerly"Lifecycle Prepared 2035") 0.08% 0.00% Strategic Risk Allocation� 1.00% 0.001 LifePathActive204�g(Formerly"LifecyclePrepared2040") 0.07% 0.00°/ TotalReturn 0.52% 0.42% 124366-D313 Page 1 of 5 �PNC PNC Affiliated Compensation Disclosure Grid As of Marct, 3�, 2o�s �� .� � TOTAL EXPENSE TOTAL TO PNC TOTAL EXPENSE TOTAL TO PNC NAME OF FUND RATI05•d AFFILIATES� NAME OF FUND RATI05•6 AFFILIATES� U.S.Government Bond 0.63% 0. 0°o alue pportunities U.S.Opportunities 1.03% 0.82% World Go�d 1.24°/ 0.00% U.S.Treasury Money Market 0.15% 0.10% World Income 0.97°/ 0.60°/ VA Municipal Money Market 0.20°/ 0.00% '� � � i � INSTITUTIONAL SHARES ADMINISTRATION SHARES NAME OF FUND TOTAL EXPENSE RATI05�6 TOTAL TO PNC AFFILIATES' TOTAL EXPENSE RATI05 6 TOTAL TO PNC AfFILIATES' California Money 0.18% 0.13% 0.19% 0.14% FederalTrust 0.11% 0.04% 0.11% 0.04% FedFund 0.17% 0.16% 0.17°,0 0.16% MuniCash 0.20% 0.15% N/A N/A MuniFund 0.19% 0.17% 0.22% 0.20% New York Money 0.18% 0.12% 0.19% 0.13% TempCash 0.1 S% 0.17% N/A N/A TempFund 0.18% 0.17% 0.28% 0.25% T-Fund 0.12% 0.11% 0.12°0 0.7 7% Treasury Trust 0.07% 0.05% 0.07°0 0.05% � � � TOTAL EXPENSE TOTAL TO PNC TOTAL EXPENSE TOTAL TO PNC NAME OF FUND RATI05 AFFILIATES' NAME OF FUND RATI05 AFFILIATES' Advantage Institutional Government MMF 0.16% 0.00% Multi-Factor Small-Cap Growth 0.95% 0.06% Advantage Institutional MMF 0.16% 0.10% Multi-Factor Small-Cap Value 1.25% 0.48% Advantaqe Institutional Treasury MMF 0.14% 0.00% Ohio Intermediate Tax-Exempt 0.57% 0.43% Balanced Allocation 1.00% 0.58% Ohio Municipal MMF 0.14% 0.03% Bond Fund 0.61% 0.48% Pennsylvania lntermediate Municipal 0.65% 0.43% Government MMF 0.16°/ 0.07% Pennsylvania Tax-Exempt MMF 0.14% 0.00% Government Mortqaqe 0.68% 0.43% Retirement Income�' 0.11% 0.00% High-YieldBond 075% 0.20% S&PSOOlndex 0.37% 0.15% Intermediate Bond 0.54°/ 0.43°/ Small-Cap Core 1.22% 0.97°� Intermediate Tax-Exempt Bond 0.53% 0.39°/ Target 2020 Fund'� 0.11% 0.00% International Equity 122% 1.03°/ Target 2030 Fund13 0.11% 0.00% Large-Cap Core Equity 0.94% 0.56% Target 2040 Fund�' 0.11% 0.00% Larqe-Cap Growth 0.98% 0.63°/a Target 2050 Fund�� 0.11% 0.00% Large-Cap Value 1.04% 0.78% Tax-Exempt Limited Maturity Bond 0.53°/ 0.41% Limited-Maturity Bond 0.49% 0.38% Tax-Exempt MMF 0.13% 0.05% Maryland Tax-Exempt Bond 0.53% 0.39% Total Return Advantage 0.57% 0.43% Michigan Intermediate Municipal Bond 0.79% 0.43% Treasury MMF 0.09% 0.00% Mid-CapValue L25°/ 0.36% Ultra-ShortBond 0.34% 0.23% Money Market 0.16% 0.08°/ United Association S&P 500 Index Fund 0.40% 0.10% Multi-Factor Smalt-Cap Core 0.95% 0.54% - . � NAME OF INVESTMENTS VEHICLE TOTAL EXPENSE RATI05 SERVICE FEE% NAME OF INVESTMENTS VEHICLE TOTAL EXPENSE RATIO° SERVICE FEE°/ American Century CapitalValue 1.00% 0.35% Columbia Marsico Intemationa�Opportunities 1.24% 0.25% American Century Income and Growth 0.68% 0.25% Columbia Small-Cap Growth 1.06% 0.25% American Century International Bond 0.81% 0.35% Driehaus Active Income 0.91% 0.15% American Century International Discovery 1.30% 0.15% Eagle Small-Cap Growth 0.78% 0.10% American Century International Growth 129% 0.35% Eaton Vance Floating Rate 0.77% 0.08% American Century Larqe Company Value 0.67% 0.35% Eaton Vance Global Macro Aboslute Return 1.02% 0.08% AmericanCentury5mall-CapValue 1.24% 0.35% FederatedCa italA reciation American Century Vista 0.80% �.15% merqed into Federated Equity Income Fund on 4/19/13 1.25% 0.35% AQR�iversified Arbitraqe 1.21°/ 0.10% Federated CloverValue 1.79% 0.35% AQR Managed Futures 1.25% 0.10% Federated Government Income Securities 0.99% 0.35% AQR Multi-StrategyAlternative 1.98% 0.10% Federated Kaufmann 1.95% 0.35% Artisan International 1.19% 0.35% Federeted MDT Mid-Cap Growth Strategies 1.22% 0.35% Artisan Mid-CapValue 1.20% 0.35% Federated PA Municipal Income 0.75% 0.30% Artisan Small-Cap 1.28% 0.35% Federated Short-Intermediate Duration Muni 0.71% 0.30% Artisan Small-Cap Value 1.22% 0.35% Federated Strategic Value Dividend 1.05% 0.35% ASTON/Fairpointe Mid-Cap 0.86% D.10% Federated Totat Return Bond 0.65% 0.30% ASTON/TAMRO Small-Cap 1.03% 0.10% Federated Total Return Government 0.65% 0.30% Baron Asset 1.33% 0.25% FidelityAdvisor Diversified International 0.99°!0 0.10% Baron Growth 1.32% 0.25% FidelityAdvisor Dividend Growth 0.90% 0.10% Baron Small-Cap 1.31% 025% FidelityAdvisor Floating Rate High Income 075% 0.10% BlackRock Arthur Street Fund LP� 1.56% D.00% FidelityAdvisor Inflation Protected Bond 0.53°/ 0.10% BlackRock Fulton Street Fund LP15 1.62% 0.00°/ Goldman Sachs Absolute Return Tracker 1.15°/ 0.70% BlackRock Multi-Manager Partners,LP Goldman Sachs Core Fixed Income 0.47% 0.10% (Onshore)' 2.82% 0.00% Goldman Sachs Growth Opportunities 0.95% 0.10% BlackRock Multi-Mana er Partners,Ltd. Goldman Sachs Large-Cap Value 0.79% 0.10% Offshore - 0.23% 0.00% �oldman Sachs Mid-Cap Va�ue 0.75% 0.10% Calamos Convertible 1.10% 0.10°!o Goldman Sachs U.S.Equity Dividend&Premium 0.81% 0.70% Catamos Growth 1.29% 0.10% GW&K Small-Cap Equity 1.20% 0.10% Citigroup Rea�Estate Partners,LLC- 2.28% 0.00% Harding Loevner Emerginy Markets 1.49% 0.05% Cohen&Steers Preferred Securities and Income 0.75% 0.10% Harding Loevner International Equity 0.87% 0.05% Cohen&Steers Realty Income 0.97% 0.10% WG International Value 1.77% 0.08% Columbia Acorn OJB% �25°/ ING Real Estate 0.90% 0.08% ColumbiaAcornlnternational 0.93% 025°/ 124366-0313 Page 2 of 5 �PNC PNC Affiliated Compensation Disclosure Grid As of March 3�, 2o�s - � .� � NAME OF INVESTMENTS VEHICLE TOTAL IXPENSE RATI05 SERVICE FEE% NAME OF INVESTMENTS VEHICLE TOTAL EXPENSE RATIO° SERVICE FEE% ma ompany 1. 4% 0.08% T.Rowe Price InternationaL Bond 0.84% D.15% Ivy Global Naturel Resources 1.20% 0.25% T.Rowe Price MD Tax-Free Bond 0.46% 0.15% JPMorgan Mortgage-Backed Securities 0.39% 0.10% T.Rowe Price Mid-Cap Growth 0.80% 0.15% JP Morgan U.S.Large-Cap Core Plus 1.15°/ 0.10% T.Rowe Price Mid-Cap Value 0.81°/ 0.15°/ JPMorqan Value Advantage OJ5% 0.05°io T.Rowe Price Real Estate 0.78°/ 0.15% Legg Mason Batterymarch Emerging Markets 1.33% 0.05% T.Rowe Price Short-Term Bond 0.53% 0.15% MFS Growth 0.84% 0.10% T.Rowe Price Small-Cap Stock 0.92% 0.15% MFS International Growth 1.07% 0.10% T.Rowe Price Summit Municipal Income 0.50% 0.15% MFS Research Bond 0.67% 0.10% T.Rowe Price Summit Municipat Intermediate 0.50% 0.15°!0 MFS Value 0.66% �.101 T.Rowe Price VA Tax-Free Bond 0.47% 0.15% Neuberger Berman Real Estate 0.85% 0.10% T.Rowe Price Value 0.85% 0.15°/ OlsteinAlt-CapValue 1.56°/ 0.25°,o ThirdAvenuelnternationalValue 1.40% 0.35% Perkins Mid-Cap Va(ue 0.73% 0.10°./o Third Avenue Real Estate Value 1.09% 0.35% Perkins Small-Cap Value 0.89% 0.10°./ Third Avenue Small-Cap Value 1.13% 0.35% PIMCO Commodity Real Return Strategy 0.84°/ 0.10% Third Avenue Value 1.75% 0.35°/ PIMCO Extended Duration 0.60°/ 0.10% Touchstone Sands Capital Select Growth 1.17°/ 0.10°!0 PIMCO�ong Duration Total Return 0.60% 0.10% Turner Spectrum 1.95% 0.10% PIMCO Total Return 0.56% 0.10% Van Eck Global Hard Assets 7.00% 0.10% RS Emerging Markets 1.53% OA5°/ Van Eck Unconstrained Emerqing Markets Bond 0.95% 0.10% RS Small-Cap Growth 1.35% OA5% Wells Far o Advanta e Core Bond 0.42% 0.05% Selected American Shares 0.61% 0.10% Wells Fargo Advantage Intermediate Tax AMT Free 0.42% 0.05% T.Rowe Price Equity Income 0.68°!0 0.15°/o Wel(s FarqoAdvantaqe International Bond 0.71% 0.05% T.Rowe Price Growth Stock 070% 0.15% Welts FargoAdvantage Short Term Municipal Bond 0.40% 0.05% T.Rowe Price High-Yield 0.75% 0.15% Western Asset Intermediate Bond 0.45% 0.05°/ T.Rowe Price Institutional Floating Rate 0.57°/ 0.15°/ . � � � NAME OF EXCHANGE TRADED FUND" MGT.FEE18 NAME OF EXCHANGE TRADED FUND" MGT.FEE18 i ares + ear re i on un o i ares ow ones e ica ev�ces n ex un o i5hares 2073 S&P AMT-Free Municipal Series 0.30% i5hares�ow Jones U.S.Oil&Gas Exploration&Production Index Fund 0.47% iShares 2014 S&P AMT-Free Municipal5eries 0.30% i5hares�ow Jones U.S.Oil Equipment&Services Index Fund 0.47% iShares 2015 S&P AMT-Free Municipal Series 0.30% iShares Dow Jones U.S.Pharmaceuticals Index Fund 0.47% i5hares 2016 S&P AMT-Free Municipal Series 0.30% iShares Dow Jones U.S.Real Estate Index Fund 0.47% iShares 2017 5&P AMT-Free Municipal Series 0.30% iShares Dow Jones U.S.Regional Banks Index Fund 0.47% iShares 2018 S&P AMT-Free Municipal Series 0.30% iShares Dow Jones U.S.Technoloqy Sector Index Fund 0.47% iShares Aaa-A Rated Cor orate Bond Fund 0.15% iShares Dow Jones U.S.Telecommunications Sector Index Fund 0.47% iSharesAsia Pacific Dividend 30 Index Fund 0.49% iShares Dow Jones U.S.Utilities Sector Index Fund 0.47% iShares B-Ca Rated Corporete Bond Fund 0.55°'o iShares Emerqinq Markets Corporate Bond Fund 0.60% iShares Baa-Ba Rated Corporate Bond Fund 0.30% iShares Emerging Markets Dividend Index Fund 0.68% iShares Bardays 0-5 Year TIPS 8ond Fund 0.20% i5hares Emerging Markets High Yield Bond Fund 0.65% iShares Barclays 1-3 Year Credit Bond Fund 0.20°'o iShares Emerqinq Markets Local Currency Bond Fund 0.60% iShares Barclays 1-3 Year Treasury Bond Fund 0.15% i5hares Financials Sector Bond Fund 0.30% iShares 8arclays 10-20 Year Treasury Bond Fund 0.15°o i5hares Ftoatinq Rate Note Fund 0.20°0 iShares Barclays 20+YearTreasury Bond Fund 0.15°/ iShares FTSE China(HK Listed)Index Fund 0.72% iShares Barclays 3-7 Year Treasury Bond Fund 0.15% i5hares FfSE China 25 Index Fund �.74% iShares Barclays 7-10 Year Treasury Bond Fund 0.15;'o iShares FTSE Developed Small Cap ex-North America Index Fund 0.50% iShares BarclaysAgency Bond Fund 0.20;'o iShares FTSE EPRA/NAREIT Devetoped Asia lndex Fund 0.48% iShares Barclays CMBS Bond Fund 0.25% iShares FTSE EPRA/NAREIT Develo ed Euro e Index Fund 0.46% iShares Barclays Credit Bond Fund 0.20°o iShares FTSE EPR NAREIT Developed Real Estate ex-U.S.Index Fund 0.48% iShares Barclays GNMA Bond Fund 0.25°o i5hares FTSE EPRA/NAREIT North America Index Fund 0.48% i5hares Barclays Government/Credit Bond Fund 0.20°o iShares FTSE NAREIT IndustriaUOffice Capped Index Fund 0.48% iShares Barclays Intermediate Credit Bond Fund 0.20;b iShares FTSE NAREIT Mortgage Ptus Capped Index Fund 0.4890 iShares Barclays Intermediate Government/Credit Bond Fund 0.20% iShares FTSE NAREIT Real Estate 50 Index Fund 0.48io iShares Barclays MBS Bond Fund 025°/ iShares FTSE NAREIT Residential Plus Capped Index Fund 0.48% iShares Barclays Short Treasury Bond Fund 0.15°6 iShares FTSE NAREIT Retail Capped Index Fund 0.48°k iShares Barclays TIPS Bond Fund 0.20°o i5hares Global ex USD Hiqh Yield Corporate Bond Fund 0.55% iShares Barclays U.S.Treasury Bond Fund 0.15% iShares Global High Yield Corporate Bond Fund 0.55% iShares Cohen&Steers Reatty Majors Index Fund 0.35% iShares Global Inflation-Linked Bond Fund 0.40°/ i5hares Core Long-Term U.S.Bond ETF 0.12;'o iShares Gold Trust 0.25% iShares Core MSCI EAFE ETF 0.14°'o iShares Hi h Dividend E uit Fund 0.40% iShares Core MSCI Emerging Markets ETF 0.18°,o iShares iBoxx Hi h Yield Cor orate Bond Fund 0.50% iShares Core MSCI Total International Stock ETF 0.16% iShares iBoxx Investment Grade Corporate Bond Fund 0:15°k iShares Core 5&P 500 ETF 0.07°o iShares Industrials Sector Bond Fund 0.30% iShares Core 5&P Mid-Cap ETF 0.14% iShares International Inflation-Linked Bond Fund 0.40% iShares Core 5&P Small-Cap ETF 0.14% iShares J.P.Morgan USD Emerging Markets Bond Fund 0.60% iShares Core S&P Total U.S.Stock Market ETF 0.07°o iShares Morningstar Large Core Index Fund 0.20% iShares Core Short-Term U.S.Bond ETF 0.12% iShares Morninqstar Large 6rowth Index Fund 025% iShares Core Total U.S.Bond Market ETF 0.08% iShares Mornfngstar Large Value Index Fund 0.25% iShares Diversified Atternatives Trust 0.95% iShares Morningstar Mid Core Index Fund 0.25% i5hares Dow Jones International5elect�ividend Index Fund 0.50°,�o iShares Morningstar Mid Growth Index Fund 0.30°k iShares�ow Jones Select Dividend Index Fund 0.40% iShares Morninqstar Mid Value Index Fund 0.30% iShares Dow Jones Transportation Average Index Fund 0.47°o iShares Morningstar Multi-Asset Income Index Fund 0.25°�0 iShares Dow Jones U.S.Aerospace&Defense Index Fund 0.47% iShares Morningstar Small Core Index Fund 0.25% iShares Dow Jones U.S.Basic Materials Sector Index Fund 0.47°o iShares Morninqstar Small Growth Index Fund 0.30% iShares Dow Jones U.S.Broker-Dealers Index Fund 0.47°/ iShares Morningstar SmallValue Index Fund 0.30% iShares Dow Jones U.S.Consumer Goods Sedor Index Fund 0.47% iShares MSCI ACWI ex US Consumer Discretionary Sector Index Fund 0.48°� iShares�ow Jones U.S.Consumer Services Sector Index Fund 0.47°�o iShares MSCI ACWI ex US Consumer Staples Sector Index Fund 0.48% iShares�ow Jones U.S.Energy Sector Index Fund 0.47% iShares MSCI ACWI ex US Energy Sector Index Fund 0.4890 iShares�ow Jones U.S.Financial Sector Index Fund 0.47% iShares MSCI ACWI ex US Financials Sector Index Fund 0.48% iShares�ow Jones U.S.Financial Services Index Fund 0.47% iShares MSCI ACWI ex US Health Care Sector Index Fund 0.48% iShares�ow Jones U.S.Healthcare Providers Index Fund 0.47°o iShares MSCI ACWI ex US Index Fund 0.34% iShares�ow Jones U.S.Healthcare Sector Index Fund 0.47% i5hares MSCI ACWI ex US Industrials Sector Index Fund 0.48% iShares�ow Jones U.S.Home Construction Index Fund 0.47% iShares MSCI ACWI ex US Information Technoloqy Settor Index Fund 0.48°k iShares�ow Jones U.S.Index Fund 0.20% iShares MSCI ACWI ex US Materials Sector Index Fund 0.48% i5hares Dow Jones U.S.Industrial Sector Index Fund 0.47% iShares MSCI ACWI ex US Telecommunication Services Sector Index Fund 0.48% iShares Oow Jones U.S.Insurance Index Fund 0.47% iShares MSCI ACWI ex US Utilities Sector Index Fund 0.48% 124366-D313 Page 3 of 5 �PNC � PNC Affiliated Compensation Disclosure Grid as of Marcn a�, 20�3 . � � � � � NAME OF EXCHANGE TRADED FUND" MGT.FEE18 NAME OF EXCHANGE TRADED FUND" MGT.FEE'8 i ares n ex un i ares e ect oaa n ex un i5hares MSCI All CountryAsia ex Japan Index Fund 0.69% iShares MSCI USA Index Fund 0.15% iShares MSCI All CountryAsia ex Japan Small Cap Index Fund 0.75°o iShares MSCI USA Minimum Volatility Index Fund 0.15°�0 i5hares MSCI All CountryAsia lnformation Technology Index Fund 0.69% iShares MSCI World Index Fund 024% iShares MSCI All Country World Minimum Volatility Index Fund 0.34% iShares Nasdaq Biotechnoloqy Index Fund 0.48% iShares MSCI All Peru Capped Index Fund 0.61% iShares NYSE 100 Index Fund 0.20% iShares MSCI Australia lndex Fund 0.53% iShares NYSE Composite Index Fund 0.25% iShares MSCI Australia Small Cap Index Fund 0.59% i5hares PNIX SOX Semiconductor Sector Index Fund 0.48% iShares MSCI Austria lnvestable Market Index Fund 0.52% iShares Russell 1000 Growth Index Fund 0.20°/ iShares MSCI Belgium Investable Market Index Fund 0.53% iShares RusseU 1000 Index Fund 0.15% iShares MSCI Brazil Index Fund 0.61% iShares Russel�1000 Value Index Fund 0.20% iShares MSCI Brazil Small Cap Index Fund 0.61% iShares Russell 2000 Growth Index Fund 0.25% iShares MSCI BRIC Index Fund 0.69% iShares Russelt 2000 Index Fund 0.20°6 iShares MSCI Canada Index Fund 0.53% iShares Russell2000 Value Index Fund 0.25% iShares MSCI Canada Small Cap Index Fund 0.59% iShares Russell3000 Growth Index Fund 0.25% iShares MSCI Chite Investable Market Index Fund 0.61% iShares Russell3000 Index Fund 0.20% i5hares MSCI China Index Fund 0.61% iShares Russell3000 Value Index Fund 0.25% i5hares MSCI China SmaU Cap Index Fund 0.61% iShares Russell Microcap(R)Index Fund 0.60% iShares MSCI Denmark Capped Irnestable Market Index Fund 0.53°o iShares Russell Midcap Growth Index Fund 0.25% i5hares MSCI EAFE Growth Index Fund 0.40% iShares Russell Midcap Index Fund 0.20% iShares MSCI EAFE Index Fund 0.34% iShares Russell Midcap Value Index Fund 0.25°0 iShares MSCI EAFE Minimum Volatility Index Fund 0.34% iShares Russell Top 200 Growth Index Fund 020% i5hares MSCI EAFE Small Cap Index Fund 0.40% iShares Russell Top 2001ndex Fund 0.15% iShares MSCI EAFE Value Index Fund 0.40% iShares Russell Top 200 Value Index Fund 0.20% iShares MSCI Emerging Markets Asia lndex Fund 0.68% iShares S&P 1001ndex Fund 0.2D% iShares MSCI Emerging Markets Consumer Discretionary Sector Fund 0.68% iShares S&P 500 Growth Index Fund 0.18°k iShares MSCI Emerging Markets Eastern Europe Index Fund 0.69% i5hares S&P 500 Value Index Fund 0.18°k iShares MSCI Emerging Markets EMEA Index Fund 0.68% iShares 5&PAggressiveAllowtion Fund 0.25% iShares MSCI Emerqinq Markets Enerqy Sector Capped Index Fund 0.68% iShares S&P Asia 50 Index Fund 0.50% iShares MSCI Emerging Markets Financials Sector Index Fund 0.69°k iShares S&P California AMT-Free Municipal Bond Fund 025°/o i5hares MSCI Emerging Markets Growth Index Fund 0.68% i5hares 5&P Conservative Allocation Fund 025% iShares MSCI Emerging Markets Index Fund 0.69% i5hares S&P Developed ex-U.S.Property Index Fund 0.46% iShares MSCI Emerging Markets Latin America Index Fund 0.68% Shares S&P Emerging Markets Infrastructure Index Fund OJ5% iShares MSCI Emerging Markets Materials Sector Index Fund 0.69% iShares S&P Europe 350 Index Fund 0.60% iShares MSCI Emerqinq Markets Minimum Volatility Index Fund 0.69% iShares S&P Global 100 Index Fund 0.40% iShares MSCI Emerging Markets Small Cap Index Fund 0.69% iShares S&P Global Clean Energy Index Fund 0.48% iShares MSCI Emerging Markets Value Index Fund 0.68% iShares S&P Global Consumer Discretionary Sector Index Fund 0.48% iShares MSCI EMU Index Fund 0.53°h iShares S&P Global Consumer Staples Sector Index Fund 0.48% iShares MSCI Europe Financials Sector Index Fund 0.48% i5hares S&P Global Energy Sector Index Fund 0.48% iShares MSCI Far East Financials Sector Index Fund 0.48% iShares S&P Global Financials Sector Index Fund 0.48% i5hares MSCI Finland Capped Investable Market Index Fund 0.53% iShares S&P Global Healthcare Sector Index Fund 0.48% iShares MSCI France Index Fund 0.53% iShares S&P Global Industrials Sector Index Fund 0.48% iShares MSCI Frontier 100 Index Fund 0.79% iShares S&P Glo6al Infrastructure Index Fund 0.48% iShares MSCI Germany Index Fund 0.53% i5hares S&P Global Materials Sector Index Fund 0.48% iShares MSCI Germany Small Cap Index Fund 0.59% iShares S&P Global Nudear Energy Index Fund 0.48% iShares MSCI Global Agriculture Producers Fund 0.39% iShares S&P Global Technology Sector Index Fund 0.48°k iShares MSCI Global Enerqy Producers Fund 0.39% iShares S&P Global Telecommunications Sector Index Fund 0.48°ro iShares MSCI Global Gold Miners Fund 0.39% iShares S&P Global Timber&Forestry Index Fund 0.48% iShares MSCI Global Select Metals&Mining Producers Fund 0.39% i5hares S&P Global Utilities Sector Index Fund 0.48°6 iShares MSCI Global Silver Miners Fund 0.39°h iShares S&P Growth Allocation Fund 0.25% iShares MSCI Hong Kong Index Fund 0.53% iShares 5&P GSCI(R)Commodity-Indexed Trust 0.75°�0 iShares MSCI Hong Kong Small Cap 0.59% iShares 5&P India Nifty 50 Index Fund 0.89% iShares MSCI India lndex Fund 0.67% iShares S&P International Preferred Stock Index Fund 0.5590 iShares MSCI India Small Cap Index Fund 0.74% fShares S&P Latin America 40 Index Fund 0.50°k iShares MSCI Indonesia lnvestable Market Index Fund 0.61% i5hares S&P MidCap 400 Growth Index Fund 0.25% iShares MSCI Ireland Capped Investable Market Index Fund 0.53% iShares S&P MidCap 400 Value Index Fund 025% i5hares MSCI Israel Capped Imestable Market Index Fund �.61% iShares S&P Moderate Allocation Fund 025% iShares MSCI Italy Index Fund 0.53°� iShares 5&P National AMT-Free Municipal Bond Fund 025% iShares MSCI Japan Index Fund 0.53% iShares S&P New York AMT-Free Municipal Bond Fund 0.25°! i5hares MSCI Japan Small Cap Index Fund 0.53% iShares S&P North American Natural Resources Sector Index Fund 0.48% iShares MSCI KLD 400 Social Index Fund 0.50k iShares S&P North American Technology Sector Index Fund 0.48% iShares MSCI Kokusai Index Fund 0.25°k i5hares S&P North American Technoloqy-Multimedia Nehvorking Index Fund 0.48% iShares MSCI Malaysia lndex Fund 0.53% iShares S&P North American Technology-Software�ndex Fund 0.48°h i5hares MSCI Mexico Investable Market Index Fund 0.53% i5hares S&P Short Term NationalAMT-Free Municipal Bond Fund 0.25% i5hares MSCI Nether�ands Investable Market Index Fund 0.53% i5hares S&P SmatlCap 600 Growth Index Fund 0.25% iShares MSCI New Zealand Investable Market Index Fund 0.53% iShares S&P SmallCap 600 Value Index Fund 0.25% iShares MSCI Norway Capped Investable Market Index Fund 0.53% iShares S&P Target Date 2010 Index Fund 0.25%a i5hares MSCI Pacific ex-)apan Index Fund 0.50% iShares S&P Tarqet Oate 2015 Index Fund 0.25% iShares MSCI Phflippines Investable Market Index Fund 0.61% iShares S&P Tarqet�ate 20201ndex Fund 0.25% iShares MSCI Poland Investable Market Index Fund 0.61°k iShares 5&P Target�ate 2025 Index Fund 0.25% iShares MSCI Russia Capped Index Fund 0.61°k iShares S&P Target Date 203�Index Fund 0.25°h iShares MSCI Singapore Index Fund 0.53% iShares S&P Target�ate 2035 Index Fund 025% iShares MSCI Singapore Small Cap 0.59% iShares S&P Target Date 2040 Index Fund 0.25% iShares MSCI South Africa Index Fund 0.61% iShares S&P Tarqet Date 2045 Index Fund 0.25% i5hares MSCI South Korea Index Fund 0.61% iShares S&P Target Date 2050 Index Fund 0.25% iShares MSCI Spain Index Fund 0.53% iShares S&P Target Date Retirement Income Index Fund 0.25% iShares MSCI Sweden Index Fund 0.53% iShares S&P U.S.Preferred Stock Index Fund 0.48% i5hares MSCI Switzerland Index Fund 0.53°k iShares 5&P/Citi rou 1-3 Year International Treasu Bond Fund 0.35% iShares MSCI Tafwan Index Fund 0.59°k iShares S&P Citigroup International Treasury Bond Fund 0.35% iShares MSCI Thailand Investable Market Index fund 0.61°k iShares S&P/TOPIX 150 Index Fund 0.50% i5hares MSCI Turkey Investable Market Index Fund 0.61% i5hares Silver Trust 0.50% i5hares MSCI United Kingdom Index Fund 0.53% i5hares Utilities Sector Bond Fund 0.30% iShares MSCI United Kingdom Smalt Cap Index Fund 0.59% •� � � NAME OF EXCHANGE TRADED NOTE FEES21 i at ow ones- ommo ity n ex ota eturn 0. % 124366-0313 Page 4 of 5 �PNC � � PNC Affiliated Compensation Disclosure Grid As of March s�, 2013 1) The PNC Financial5ervices Group,Inc.("PNC')uses the names"PNC Wealth 11) Mutual Funds advised by PNC Capital Advisors,LLC("PCA").PCA is a wholly Management°","PNC Institutional Irnestments�"and"Hawthorn,PNC Family owned subsidiary of PNC Bank. Weatth�"'to provide investment and wealth management,fiduciary services, 12) Under a services agreement between PCA and PNC Bank(Agreement),PNC FDIC-insured banking products and services and lending of Funds throuqh its receives from PCA and/or PNC Mutual Funds,service fees up to.10%of the su6sidiary,PNC Bank,NationalAssociation("PNC Bank"),which is a Member assets of PNC client accounts invested in PNC Mutual Funds.Under this FDIC,and uses the names"PNC Wealth Management°"and"Hawthorn,PNC Agreement,PNC Bank combines the mutual tund purchases of muttiple dient Family Wealthm"to provide certain fiduciary and agency services through its accounts to satisfy minimum investment requirements and thus qualify such subsidiary,PNC Delaware Trust Company.PNC does not provide legal,tax or accounts for lower cost share ctasses.You can obtain a prospectus for PNC accounting advice. Mutua(Funds by calling your PNC account officer or 1-800-551-2145. 2) PNC and our affiliates have an interest in account holders being invested in 13) The expense ratios do not include expenses attributable to this mutualfund's investments vehides that pay us or our affilfates fees for services rendered.For investments in underlying funds. further information regarding such services rendered or fees received,contact 14) Section 4 includes registered mutual funds that are not advised by a PNC your PNC account officer.0ur abilityto invest any account governed by Indiana affiliate("Non-Proprietary Funds"),but which pay servicing fees to PNC and/ law in imestments vehides that pay us or our affiliates fees for services will or our affiliates and unregistered irnestment vehicles which are advised by end upon PNC's receipt,at any time,of a notice of objection by a majority of the a B�ackRock,Inc.affiliate which pay fees to BlackRock. A description of the persons entitled to receive statements of that accounYs activity,and PNC and its services provided and fees earned can be found in the mutual fund prospectuses affiliates may not accept such fees with respect to accounts governed under the or other disclosure documents forthe mutual fund or other investment vehicle. law of certain other states. You can obtain the prospectus for a particular mutual fund by calling your PNC 3) Mutual funds advised by affiliates of 8lackRock,Inc.PNC indiredly owns less account officer or through each fund company's website. If the investment than 25%of BlackRock,Inc.as of March 31,2013. vehide you hold is not a mutual fund,you should have a copy of the offering 4) Under a services agreement between BlackRock Advisors,LLC,and PNC disdosure document. If you have any questions,please callyour PNC account Bank("Agreement"),PNC Bank receives from BlackRockAdvisors,L�C and/ officer. or BlackRock Mutuat Funds,administration and services fees up to.40%(.04% 15) Expense Ratios are as ot December37,2012. for the Index Equity Portfolio)of the assets of PNC client accounts invested 16) PNC Affiliates receive 0.75%on fund assets,plus an incentive fee based upon the in BlackRock Mutual Funds.Under this Agreement,PNC Bank combines the performance of the fund,which was$0.00 for the Onshore fund and$94,388.99 mutual fund share purchases of multiple client accounts to satisfy minimum for the Otfshore fund in 2012. investment requirements and thus qualify such accounts for lower cost share 17) iShares"is a registered trademark of BlackRock Institutional Trust Company classes.You can obtain a prospectus for BlackRock Mutual Funds by calling your N.A.iShares°Exchange Traded Funds are advised by BlackRock Fund Advisors PNC account officer or 1-800-441-7450. ("BFA")a wholly owned subsidiary of BlackRock tnstitutionat Trust Company, 5) Expenses shown are net ot any fee waivers by the investments vehic�es'service N.A.("BTC"),which in turn is a wholly owned subsidiary of BlackRock,Inc.PNC providers. indirectly owns less than 25%of BlackRock,Inc,as of March 31,2013. 6) Certain types of PNC accounts may hold Service Class shares of the B�ackRock 18) Pursuant to the Investment AdvisoryAgreements between BFA and the Trusts, Funds,which have a service fee of 0.25%f0.15%for Index Equity)in addition to BFA is responsible for substantially all expenses of the Fund,including the cost the expenses listed in the tables above. of transfer agency,custody,fund administration,legal,audit and other services 7) PNC Bank and PNC Delaware Trust Company may a�so receive an account level except interest expense and taxes,brokerage expenses,future distribution fees fee for services provided to your account.However,in light of the compensation or expenses and extraordinary expenses.You can obtain a prospectus for iShares for the services described above,for certain accounts,PNC Bank and PNC Funds by calling your account officer or 1-800-i5hares(1-800-474-2737). Delaware Trust Company provide a variety of reductions in the account level 19) PNC Bank and PNC Delaware Trust Company receive an account level fee for fee for the portion of an account's assets invested in mutual funds(other than services provided to your account.However,in light of the compensation for the a money market fund)for which a PNC affiliate provides investment advisory services described above,for certain accounts,PNC Bank and PNC Delaware services.PNC Bank and PNC Delaware Trust Company reserve the right at Trust Company provide a variety of reductions in the account level fee for the any time to eliminate,in whole or part,any or all of these account level fee portion of an accounYs assets invested in exchange traded funds for which a reductions. PNC affiliate provides investment management services.PNC Bank and PNC S) The expense ratios do not include expenses attributable to this mutual fund's Delaware Trust Company reserve the right at any time to etiminate,in whole or imestments in underlying funds. part,any or all of these account level fee reductions. 9) The expense ratios of these mutual tunds represent annualized expense ratios 20) iPath°,iPath ETNs and the iPath logo are registered tredemarks of Barclays for the period inception through March 31,2013. Bank,PLC. 10) The expense ratios of the mutual funds listed in Sedions 1 and 2 represent 21) Fees are paid to Barclays,the issuer of the iPath�exchange traded notes. annualized expense ratios for the fiscal period through March 31,2013,unless BlackRocic,Inc.earns marketing fees paid by Barclays for services to distribute otherwise disclosed. iPath"�exchange traded notes. PNC indirectly owns less than 25%of BlackRock, Inc.as of March 31,2013. 124366-0313 Page 5 of 5 �PNC