HomeMy WebLinkAbout05-0051
PNC BANK, NATIONAL ASSOCIATION,
Plaintiff
: IN THE COURT OF COMMON PLEAS
: CUMBERLAND COUNTY, PENNSYLVANIA
v.
: NO. OS -~l
C;uJ I~
STEVEN J. CAPUANO,
Defendant
CONFESSION OF JUDGMENT
CIVIL ACTION - LAW
CONFESSION OF JUDGMENT
Pursuant to the authority contained in the warrant of attorney, the original or a copy of
which is attached to the complaint filed in this action, I appear for the Defendant and confess
judgment in favor of the Plaintiff and against Defendant as follows:
Principal
$106,693.25
Other authorized items:
Interest to December 22, 2004
$ 1,244.76
Attorney's Commission
$ 10,793.80
TOTAL
$118,731.81 plus
additional interest,
prepayment fees and costs
from the date ofthe
Complaint.
Respectfully submitted,
SAlOIS, SHUFF, FLOWER & LINDSAY
Date: December 28, 2004
/7
//
By: .' /
Geoffr . S. f,;Esquire
Supre ourt IP #24848
2109 Market Stleet
Camp Hill, PA 17011
(717) 737-3405
Attomey for Plaintiff
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PNC BANK, NATIONAL ASSOCIA nON,
Plaintiff
: IN THE COURT OF COMMON PLEAS
: CUMBERLAND COUNTY, PENNSYLVANIA
v.
: NO. OS; - .5'/
C~L>lL'T~
STEVEN J. CAPUANO,
Defendant
: CONFESSION OF JUDGMENT
: CIVIL ACTION - LAW
COMPLAINT FOR CONFESSION OF JUDGMENT
UNDER RULE 2951
1. The name and address of the Plaintiff is PNC Bank, National Association, 4242
Carlisle Pike, Camp Hill, Pennsylvania 170 II.
2. The name and last known address of the Defendant is Steven J. Capuano, 1229
Blossom Terrace, Boiling Springs, Pennsylvania 17007.
3. Defendant Steven J. Capuano. ("Defendant") executed and delivered to Plaintiff a
Commercial Guaranty (the "Guaranty"), a true and correct photostatic reproduction of the original
showing the Defendant's signature is attached hereto as Exhibit "A" and made part hereof.
4. Defendant under the Guaranty, guaranteed to Plaintiff the payment of all amounts
due to Plaintiff by Landis, Inc. ("Debtor") under the Promissory Note dated April 26, 1999, in the
original principal amount of One Hundred Twenty Thousand and 00/100 Dollars ($120,000.00)
(the "Note"), a true and correct photostatic reproduction of the original is attached hereto as Exhibit
"B" and made part hereof.
5. Defendant and Debtor executed and delivered to Plaintiff a Forbearance Agreement
dated September 25, 2003 (the "Forbearance Agreement") in connection with the Note. A copy of
the Forbearance Agreement is attached hereto as Exhibit "c" and made a part hereof.
1
6. Defendant and Debtor executed and delivered to Plaintiff a Modification and
Amendment of Forbearance Agreement dated May 4, 2004 (the "Modification and Amendment of
Forbearance Agreement") in connection with the Note. A copy of the Modification and
Amendment of Forbearance Agreement is attached hereto as Exhibit "D" and made a part hereof.
7. Debtor is in default of Debtor's obligations to make payment to Plaintiff as required
in the Note, the Forbearance Agreement and the Modification and Amendment of Forbearance
Agreement and Defendant is in default of Defendant's obligations to make payment to Plaintiff
under the Guaranty, the Forbearance Agreement and the Modification and Amendment of
Forbearance Agreement.
8. Plaintiff has demanded payment in full of all outstanding amounts as provided in the
Note, the Guaranty, the Forbearance Agreement and the Modification and Amendment of
Forbearance Agreement. A copy of Plaintiffs demand is attached hereto as Exhibit "E" and made
a part hereof.
9. Defendant executed and delivered to Plaintiff a Disclosure for Confession of
Judgment ("Disclosure for Confession"), a true and correct photostatic reproduction of the original
of which is attached hereto as Exhibit "F" and made a part hereof.
I O. Judgment is not being entered by confession against a natural person in connection
with a consumer credit transaction.
] I. There has not been any assignment of the Guaranty, the Note, the Forbearance
Agreement nor the Modification and Amendment of Forbearance Agreement.
12. Judgment has not been entered on the Guaranty, the Note, the Forbearance
Agreement nor the Modification and Amendment of Forbearance Agreement in any jurisdiction.
2
13. An itemized computation of the amount due to Plaintiff by Defendant as a result of
Defendant's default under the Guaranty, the Note the Forbearance Agreement and the Modification
and Amendment of Forbearance Agreement is as follows:
a. Principal $106,693.25
b. Interest to December 22, 2004 $ 1,244.76
c. Attorney's Commission $ 10.793.80
TOTAL $118,731.81
14. Interest continues to accrue at the rate of20%.
WHEREFORE, Plaintiff, PNC Bank, National Association, demands judgment against
Steven 1. Capuano, Defendant, in the amount of One Hundred Eighteen Thousand Seven Hundred
Thirty-One and 81/1 00 Dollars ($1 18,731.81), plus interest at the rate of 20%, through the date of
payment, including on and after the date of entry of judgment on this Complaint, prepayment fees
and costs.
Respectfully submitted,
SAlOIS, SHUFF, FLOWER & LINDSAY
Date: December 28, 2004
By:
3
~"'IVlMERCIAL GUARANTY.
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Borrower: LANDIS, INC. (TIN: 23-2443798)
WOODCRAFT DRIVE
MOUNT HOlLY SPRINGS, PA 17065
Guarantor: STEVEN J. CAPUANO
1229 BLOSSOM TERRACE
BOILING SPRINGS, PA 17007
Lender: PNC BANK, NATIONAL ASSOCIATION
4242 CARLIS!..E PIKE
CAMP HILL, PA 17001'""74
3'O()
PC-
AMOUNT OF GUARANTY. The amount 01 this Guaranty Is Unlimited.
CONTINUING UNLIMITED GUARANTY. For good and valuable conslderatlon, S-reVEH J. CAPUANO ("Guaranlor") absolutely and
unconditionally guarantees and promises 10 pay to PNC BANK, NATIONAL ASSOCIATION ("1.ender") or Its onler, In legal tender 01 the ....lIed
Stales 01 America, the Indebtedness (as thattenn Is deflned beloW) 01 LANDIS, INC. ("Borrower") to Lender on the lerms and condlllons set
forth In this Guaranty. Under this Guaranty, the liability 01 Guarantor Is unlimited and the obligations 01 Guarantor are conllnulng.
DEFINITIONS. The following words shell heve the lolIowing meanings when used in this Guaranty:
Borrower. The word "Borrowe" means LANDIS, INC..
Guarantor. The word "Guaranto.. means STEVEN J. CAPUANO.
Guaranty. The word "Guaranty" means this Guaranty made by Guarantor for the benafll of Lender daled April 26. 1999.
Indebtedness. The word "Indebtedness" is used in its most comprehensive sense and means and includes any and all of Borrower's liabilities,
obligations, debts, and indebtedness to Lender, now existiflQ or hereinafter incurred 9.rli~~ted, including, without limitation. all loans, advances.
interest. costs. debts. overdraft indebtedness, credit card indebtedness. ;ease obliQatid'ns.. other obiigations. and liabilities of Borrower. or any 01
them, and any present or future judgmerlts against Borrower, or any of them; and whether any such Indebtedness is voluntarily or involuntarily
incurred, due or not due, absolute or contingent, liquidated or unliquidated, deterrnipJtd';o.r~undeterJ'!li~; whether Borrower may ,be nable
individually or jointly with oth~. or pJimariJy or secondarily, or as guarantor or surety; 'whether recovery, (?n the Indebtedness may be Of may
become barred or unenforceabie against Borrower for any reason whatsoever; and whether the.rndebtednesS arises from transactions which may
be voidable on account of infancy, insanity, ultra vires, or othef'Nise.
Lender. The word '1..ende" means PNC BANK, NATIONAL ASSOCIATION, its successors and assigns.
'. ......... -. i. '
Related Documents. The words "Related Documents" _mean and include without JitDit3tion :an. promisSory notes, credit agreements, loan
agreements, environmental agreements, guaranties. security agreements, mortgages, deeds of. trust, and aU other instruments, agreements and
documents, whether now or hereafter existing, executed in connection with the Indebtedness.
NATURE OF GUARANTY. Guarantor's Iiabiiity under this Guaranty shall be open and continuous for so long as this Guaranty remains in force.
Guarantor intends to guarantee at all times the performance and prompt payment when due, whether at maturity or eartler by reason of acceleration or
otherwise, of all Indebtedness. Accordingly, no payments made upon the Indebtedness will discharge or diminish the continuing liability of Guarantor
in connection with any remaining portions of the Indebtedness or any of the Indebtedness which sUbseCjuently arises or is thereafter incurred or
contracted.
DURATION OF GUARANTY. This Guaranty will take effect when recaived by Lender without the necessity of any acceptance by Lander. or any notice
to Guarantor or to Borrower, and will continue in full force until all Indebtedness incurred Or contracted before receipt by Lender of any notice of
ravocation sheil have been fuily and flnally paid and satisfled and all olher obiigations of Guarantor under this Guaranty shall have been performed in
full. If Guarantor elects to revoke this Guaranty, Guarantor may only do so in writing. Guarantor's written notice of revocation must be mailed to
Lender, by certified mail, at the address of Lender listed above or such other place as Lender may designate in writing. Written revocation of this
Guaranty wiil apply only to advan""" or new indebtedness created after actual receipt by Lander 01 Guarantor's wrttten revocation. For this purpose
and without limitation, the term "new Indebtedness" does not include Indebtedness which at the time of notice of revocation is contingent. unliquidated,
undetermined or not due and which later becomes absolute, liquidated, det8fmined or due. This Guaranty wjJJ continue to bind Guarantor fer all
Indebtedness incurred by Borrower or committed by Lender prior to receipt of Guarantor's written notice of revocation, induding any extensions,
renewals, substitutions or modifications of the Indebtedness. All renewals, extensions, substitutions. an.d modifications of the Indebtedness granted
after Guarantor's revocation, are contemplated under this Guaranty and, specifically will not be considered to be new Indebtedness. This Guaranty
shall bind the estate of Guaranlor as to Indebledness created both before and after the death or Incapacily of Guarantor, ragardless of Lender's actual
notice of Guarantor's death. Subject to the foregoing, Guarantor's executor or admlnislrator'of:other legal representaflve may ferminate this Guaranty in
the same manner in which Guarantor might have terminated it and with the same effect. - 'R'eiJease of any other guarantor or tennination of any other
guaranty of the Indebtedness shall not affect the liability of Guarantor under this Guarartty;-"Arevocation recetv9d by lender trom anyone or more
GuarantQfS shali not affect the iiabiiity of any remaining Guarantors under this Guaranty."-It Is anllclpated.that ftuctuatlons may occur In the
aggregate amount 01 Indebtedness covered by thl. Guaranty, ancl " I. speclflcally acknowledgi!cl and agreed by Guarantor that reductions In
the amount 01 Indebtedness, even 10 zero dollars ($0.00), prior to written revocatlo.l"i)f this GuarantyllY Guarantor Shall not conatIlUte a
lennlna/km olthl. Guaranty. Thls Guaranty Is binding upon Guarantor and Guarantor'. heirs, succeasors and assign. so long as any 01 tho
guaranleed Indebtedness remalns unpaid and even lhough the Indebtedness guaranl~. may from Ume to lime be :zero dollars ($0.001,
GUARANTOR'S AUTHORIZATION TO LENDER. Guarantor authorizes Lander, eitherb8tCre 0' aller any reVocation heraof, without noUCe or
demand and wlthoutle.ssenlng Guarantor's liability under this Guaranty,from lime 10 IIriio!;':(a~pi1of Io.revqcatlon as set forth above,lo IIUIke
one or more addJUonaJ secured or unsecured loans to Borrower. to lease equipment or other goods to Borrower, or otherwise to extend
additional credit to BarTOW'er; (b) to alter. compromise, renew, extend, aceelerate. or otherwfse change one or more Umea the Ume for
payment or other terms 01 the Indebtedness or any part 01 the Indebledness, InclUding Increases and decreases 01 the rate 01 Interest on tile
tndebtedness; extensions may be repeated and may be lor longer Ih.. the orlgfnalloan lenn; (c) 10 lake ancl hokl securtty lor the payment 01
this Guaranty or the Indebtedness, and exchange, enton:e. walve, subordinate, '""I or _ not to perfect, _ release..., suell securtty,
wllh or without the substitution 01 new coItaleral; (d) 10 release, subsUtute, agree not to sue, or deal wllh anyone or more of Borrower's
surelles, endorsers, or other guaranlors on any terms or In any manner Lender may chooae; (e) to delermlne how, when and what oppflcllflon
01 paymenla ancl .redlts shall be made on the Indebledness; (I) 10 opply suell security and dIrect the order or manner of sale tIlereol,
In.ludlng wlthoutllmllallon, any nonjudicial sale permitted by the term. 01 the controlling security agreement or deed oIlrual, .. Lender In Its
dlscrellon may determine; (g) 10 sell, Iransler, assign, or grant participations In all or any part 01 the Indebtednesa; and (h) 10 assign or
tranaler this Guaranly In whole or In part.
GUARANTOR'S REPRESENTATIONS AND WARRANTI';S.!Uarantor represents and warrants to Lender that (e) no representsttons or agreements
fj../)tl), ''/1''
04-2&-1999
Loan No
COMMERCIAL GUARAl
(Continued)
Page 2
of any kind have been made tQ.,Guarantor .whlch wquld limit or qualify in any way the terms of this Guaranty; (b) this Guaranty is executed at
Borrowe(s request and not at the. reQuest of Lendar, (c) Guarantor has full power, right and authority to enter into this Guaranty; (d) Ihe provisions of
Ihis Guaranty do not conftlcl w~h or. rasult in a defa!jll under any agreement or other instrument binding upon Guarantor and do not resuit in a vioIaUon
of any law. regulaUon, court d.!"""" or order ,appl~~le to Guarantor; (e) Guarantor has not and wnl not. w~houlthe prior written consent of Lender.
sell, lease, assign, encumber, hypothecate. ,tran,~fer..~ ;ctherwi~. dispose of all or substantially all of Guarantor's assets. or any interest therein; (f) upon
Lander's request. Guarantor w\l~ provide to Lender financial B,nd ,credit information in form acceptable to Lender, and ail such financial information
which currently has been, and all future financial information which will be provided to Lender is and will be true and correct in all material respects and
fairty present the financial condition of Guarantor as of the dates ttie financial information is provided; (g) no material adverse change has occurred in
Guarantor's financial condition sirce th~ date of tt:le most recent financial statements provided to Lender and no event has occurred which may
materially adversely affect Guarantor's financllJ' condition; (h) no litigation, claim, investigation, administrative proceeding or similar action (including
those for unpaid taxes) ageinst Guerantor is pendIng or threatened; (i) Lender has made no reprasentation to Guarantor as to the creditworthiness of
Borrower, and OJ Guarantor has established adequate means of obtaining from Borrower on a conUnuing basis information regarding Borrower's
finaooal conditlon.Guarantoragrees t~ k~'.~~~ately informed from such means of any facts. events. 0( circumstances which might in any way
affec:l Guarantor's risks under this Guaranty, and Gui!rantor further agrees that Lender shall have no obilgaUon to disclose to Guarantor any informaUon
or documents acquired by Lender in the course of its. relationship with Borrower.
GUARANTOR'S WAIVERS. Except as prohibited by applicable law. Guarantor waives any right to require Lender (a) to conUnue lending money or to
extend other cred~ to Borrower; (b) 10 make any presentment, protest, demand, or nollce of eny kind. including nollce of any nonpayment of the
Indebtedness or of any nonpayment related to any collateral, or nollce of any action or nonaction on the part of Borrower. Lender, any surety. endorser.
or other guarantor in connection w~h the Indebtedness or in connection with the creaUon of new or additional loans or obllgaUons; (c) to resort for
payment or to proceed directly or at once against eny person. including BOlTower or any other guarantor; (d) to proceed directiy against or exhaust any
collateral held by Lender from Borrower. any other guarantor, or eny other person; (e) to give nolice of the terms, time, and place of any public or
private sale of personal property security held by Lender from Borrower or to comply with any other applicable provisions of the Uniform Commercial
Code; (I) 10 pursue any other remedy within Lende(s power; or (g) to commit any act or omission of any kind. or at any time, with respect to any
matter whatsoever.
Guarantor also waives any and all rights or defenses arising by reason of (a) any ~one action" or -anfi-deflciency" law or any other law which may
prevent Lender from bringing any action, including a claim for deficiency, against Guarantor, before or after Lender's commencement or completion of
any foreclosure action, either judicially or by exercise of a power of sale; (b) any election of remedies by Lender which destroys or otherwise adversety
affects Guarantor's subrogation }ights or Guarantor's rights to proceed against Borrower for reimbursement, including without limitation, any loss of
rights Guarantor may suffer by reason of any law limiting, qualifying, or discharging the Indebtedness; (c) any disability or other defense of Borrower. of
any other guarantor, or at any other persen, or by reason of the cessation of Borrower's liability from any cause whatsoever, other than payment in fun
in legal lender. of the Indebtedness; (d) any right to claim discharge of the Indebtedness on the basis of unjustified impairment of any collateral for !he
Indebtedness; (e) any statute of limitations, if at any tlme any action or suit brought by Lender against Guarantor is commenced there is outstanding
Indebtedness of Borrower to Lender which is not bSfl'ed by any applicable statute of limitations; or (f) any defenses given to guarantors at law or in
equity other than actual payment. and performance ~f.the Indebtedness. If payment is made by Borrower, whether voluntarily or otherwise, or by any
third party, on the Indebtedness anq thereafter Lender is forced to remit the amount of that payment to Borrowe(s trustee in bankruptcy or to any
similar person under any federal or state _bankruptcy law or_law :~or the relief of debtors, the Indebtedness shall be considered unpaid for the purpose of
enforcement at this Guaranty.
Guarantor further waives and agrees not'to assert or-claim at any.time any deductions to the amount guaranteed under this Guaranty for any claim of
setoff, counterclaim, counter demand. recoupment or similar right, whether such claim, demand or right may be asserted by the Borrower, the
Guarantor, or both.
GUARANTOR'S UNDERSTANDING WITH RESPECT ,TO WAIVERS. Guarantor warrants and agrees Ihat each of the waivers set forth above is made
with Guarantor's full knowledge of its significance and consequences and that, under the circumstances, the waivers are reasonable and not contrary to
public policy or law. If any such waiver is determined to be contrary to any applicable law or pubflc policy, such waiver shall be effective onfyto the
extent permitted by law or public policy.
LENOER'S RIGHT OF SETOFF. In addition to all liens upon and rights of setoff against the moneys, securities or other property of Guarantor given to
Lender by law, Lender shall have, with. respect to Guarantor's obligations to Lender under this Guaranty and to the extent permitted by law, a
contractual security interest in and a right of setoff against, and Guarantor hereby assigns, conveys, delivers, pledges, and transfers to Lender all of
Guarantor's right, title and interest in and to, all deposits, moneys, securities and other property of Guarantor now or hereafter in the possession of or
on deposit with Lender, whether held in a general or special account or deposit, whether held jointly with someone else, or whether held fer
safekeeping or otherwise, excluding however an IRA, Keogh, and trust accounts. Every such security interest and right of setoff may be exercised
without demand upon or notice 10 Guarantor. No security interest or right of setoff shall be deemed to have been waived by any act or conduct on the
part of Lender or by any neglect to exercise such right of setoff or to enforce such security interest or by any delay in so doing. Every right of setoff and
security interest shall continue in full force and effect until such right of setoff or security interest is specifically waived or released by an instrument in
writing executed by Lender.
SIEORDINA nON OF BORROWER'S DEBTS TO GUARANTOR. Guarantor agrees Ihat the Indebtedness of Borrower to Lender, whether now
existfng or hereafter created, shall be prior to any claim that Guarantor may now have or hereafter acquire against Sorrower, whether or not Borrower
becomes insolvent. Guarantor hereby expressly subordinates any claim Guarantor may have against Borrower, upon any account whatsoever, Ie any
claim that Lender may now or hereafter have against Borrower. In the event of insolvency and consequent liquidation of the assets of Borrower,
through bankruptcy. by an assignment lor the benefit of creditors, by voluntary liquidation, or otherwise, the assets of Borrower applicabie 10 the
payment of Ihe claims of both Lender arid Guarantor shall be paid to Lender and shall be first applied by Lender to the Indebtedness of Borrower to
Lender. Guarantor does hereby assign to Lender. all claims which it may have or acquire against Borrower or against any assignee or trustee in
bankruptcy of Borrower. provided however, that such assignment.shall be effective only for the purpose of assuring to Lender full payment in IegaJ
tender of the Indebtedness. If Lender so requests, any notes or credit agreements now or hereafter evidencing any debts or obligations of Borrower to
Guarantor shall be marked with a legend that the same are subject to this Guaranty and shall be denvered to Lender. Guarantor agrees, and Lender
hereby is authorized, in the name of Guarantor, from time to time to execute and tile financing statements and continuation statements and to execute
such other documents and to take such' other actions-as Lender'deems necessary or appropriate to perfect, preserve and enforce its rights under this
Guaranty. .
MISCEllANEOUS PROVISIONS. The following mIsCellaneous provisions are a part of this Guaranty:
Amendments. This Guara~ty. togeth~ ~ ~~~:Related Documents. constitutes the entire undlntanding and agntement of the parties as to the
matters set forth in this Guaranty. No alteration of or amendment to this Guaranty shan be effective unless given in writing and signed by the party
or parties sought to be charged or bound by the alteration or amendment.
Applicable Law. This Guaranty has been delivered to Lender and accepted by Lender in the Commonwealth of Pennsylvania. If there is a
lawsuit, Guarantor agrees upon Lender's request to submit to the jurisdiction of the courts of CUMBERLAND County, Commonwealth of
Pennsytvania. Lender and Guarantor hereby waive the right to any jury trial in any action. proceeding, or counterclaim brought by either Lender or
(,4-26-1999
Loan No
;OMMERC/AL GUARANTY
(Continued)
Page 3
G....ranlor against Ihe olher. This Guaranty shall be governed by and construed"'in ","""ordance with' the laws of the Commonweailh of
Pennsylvania. .~~::.... .',!
Attorneys' Fees; Expenses. Gusn.ntor agrees to pay upon demand all of Lende~s costs ..nd exp~nsas, i~IUdi"9 ..ttorneys' leas and Lender's
legalexpensas, incurred in connection with the enforeamenl of this Guaranty. Lander may pay;somaone aI$8 to help enlorce this Guaranty, and
Guarantor shall pay the costs and expenses of such anforeamen!. Cos!> ~nd expenses, include .Lender'~, ..ttorneys' fees and legal expenses
whather or not there is a lawsuit, including attorneys' fees and legal expenses for bankruplcy pr"!'eedinIlS.(..nd including efforts to modify or
vacate any automatic stay or inJunction), appeals. and any anticipated post-judgment collection se~ces. Guarantor also shall pay all court costs
and such additional fees as may be directed by the court. '. ~ -
Notlces. All notices requirad to be given by eilher party to the olher under this Gueranty. shall be in writing: m..y be sent by lelefacsimile (unless
otherwi$8 required by law), and. except for revocation notices by Guarantor, shall be effective when actually delivered or when deposited with a
nationally recognized overnighl courier. or when deposited in the Uniled States mail, first class postage, prep.aid, addressed to the party to whom
the notice is to be given at the address shown above or to such olher addresses as either party may designate 10 the olher in writing. All
revocation notices by Guarantor shall be in writing and shall be effective oniy upon delivery to Lender as provided above in II1e section titled
1JURATTON OF GUARANTY." It there is more than one Guarantor. notice 10 any Guaranlor will constitute..notice to an Guarantors. For notice
purposes, Guarantor agrees to keep Lender informed at all times of Guarantor's current address.
Interpretation. In all cases where there Is more lhan one Borrower or Guarantor, then all words used in this Guaranty in Ihe singular shall be
deemed to have been used in the plural where the context and constn.Jction so require; and where there is more than one Borrower named in thiS
Guaranty or when this Gusn.nty is &xaculed by more than one Guaranlor, the words "Borrower" and "Guarantor" respacUveiy shall mean all and
anyone or more of them. The words "Guarantor," -Sorrower," and Lander' include the hei~. successors. assigns. and transferees at each ot
them. Caption headings in this Guaranty are for convenience purposes only and are not to be used to interpret or deftne the provisions 01 this
Guaranty. If a court of competent iurisdlction finds any prov;sicn of this Guaranty to be invalid or unenfofcea.ble as to any person or circumstance,
such finding shall not render that provision invalid or unenforceable as to any other persons or circumstances. and all provisions of this Guaranty
in all other respects shall remain valid and enforceable. If any ona or more of Borrower or Guarantor are corporations or partnerships. it is not
necessary for Lender to inquire Into the powers of Borrower or Guarantor or of the officers. directors, partners. or agents acting or purporting to act
on their behalf, and any Indebtedness made or created in reliance upon the professed, exercise of such powers shall be guaranteed under thiS
Guaranty.
Waiver. Lender shall not be deemed to have waived any rights under this Guaranty un~ss such ,waiver is given in writing and signed by Lender.
No delay or omission on the part of Lender in exercising any right shall operate as a wai,,:sr of such right or a~y .other right. A waiver by Lender of
a provision of this G....ranty shall not prejudice or constitute a waiver of Lende~s right otherWise to demand 'strict compliance wnh lhat provision or
any other provision of this Guaranty. No prior waiVer by Lender, nor any course of .dealing bet'oHeen Lander and Guarantor, shall constitute a
waiver of any of Lender's rights or of any of Guarantor's obligations as to any future transactions. Whenever the consent of lender is required
under this Guaranty, the granting of such consent by Lender in any instance shall not constitute continui~g consent to subsequent instances
where such consent is required and in all cases such consent may be granted or withheld in t.~esole :d~5C:'eU?n of Lender.
LIMITED RECOURSE AS TO NOK-APP\.ICANT SPOUSE. Notwithstanding anything contained heiein to the contrary. it is agreed that. unless an
exception 10 the reQwrements of Regulation B of the Board 01 Governors of the Federal Reserve System appiies in.connecUon with Ihe extension of the
Indebtedness and the execution of this Guaranty, the spouse WhO is deemed not to be Ihe "applicant for credir for purposes ot SUCh regulaUon (the
"Non-Appiicant Spouse") shall be personajiy Iiabie under Ihis Guaranty only With respact to assets held Jointly as of the date hereof or hereafter
acquired. and the lien of any judgment, order ar ather reUef against the Non-Applicant Spouse shall be limited thereto. Nothing herein, however, shall
limit the Lender's righ'ls against any person, firm or entity other Ihan the Non-Applicant Spouse.
FINANCIAL INFORMATION (GUARANTOR). Guarantor shail deliver or cause to be delivered to Lender not later than 120 days after the close of each
calendar year: (a) a copy of the federal income tax return filed by Guarantor I which tax return shall be a true and complete copy of the rei urn filed by
Guarantor with the Internal Revenue SeMce; and (b) an updated personal financial statement of GtJarantor.
CONFESSION OF JUOGMEllT. GUARANTOR HEREBY IRREVOCABLY AUTHORIZES AND EMPOWERS ANY ATTORNEY OR THE
PROTHONOTARY OR CLERK OF ANY COURT IN THE COMMONWEALTH OF PENNSYLVANIA, OR ELSEWHERE, TO APPEAR AT ANY 11ME FOR
GUARANTOR AFTER A DEFAULT UNDER THIS GUARANTY. AND WITH OR WITHOur COMPLAINT. FiLED. AS OF ANY TERM, CONFESS OR
ENTER JUDGMENT AGAINST GUARANTOR FOR THE ENl1RE PRINCIPAL BALANCE OF THIS GUARANTY. ALL ACCRUED iNTEREST. LATE
CHARGES. AND ANY AND ALL AMOUNTS EXPENOED OR ADVANCED BY LENDER RELATING TO ANY COLLATERAl. SECURING THE
INDEBTEDNESS TOGETHER WiTH INTEREST ON SUCH AMOUNTS. TOGETHER WiTH COSTS OF SUIT. AND AN ATTORNEY'S COMMISSION OF
TEN PERCENT (10%) OF THE UNPAID PRiNCIPAL BALANCE AND ACCRUED INTEREST FOR COLLECTION, Bur IN ANY EVENT NOT LESS THAN
FIVE HUNDRED DOLl..ARS ($500) ON WHICH JUDGMENT OR JUDGMENTS ONE OR MORE EXECUTiONS MAY iSSUE IMMEDIATELY; AND FOR
SO DOING. THIS GUARANTY OR A COPY OF THIS GUARAN'TY VERIFIED BY AFFiDAVIT SHALL BE SUFFiCIENT WARRANT. THE AUTHORITY
GRANTED IN THiS GUARANTY TO CONFESS JUDGMENT AGAINST GUARANTOR SHALL NOT BE EXHAUSTED BY Ar>r'f EXERCISE OF THAT
AUTHORiTY. Bur SHALL CONTINUE FROM 11ME TO TTME AND AT ALL TTMES UNTIL PAYMENT iN FULL OF ALL AMOUNTS DUE UNDER THIS
GUARANTY. GUARANTOR HEREBY WAIVES ANY RIGKT GUARANTOR MAY HAVE TO NOTICE OR TO A HEARING IN CONNECT10N WITH ANY
SUCH CONFESSION OF JUDGMENT. EXCEPT ANY NOTTCE AND/OR HEARING REQUIReD UNDER APPliCABLE LAW WITH RESPECT TO
EXECUTiON OF THE JUDGMENT. AND STATES THAT EITHER A REPRESENTA11VE OPIlEND!;R SPECIFICALLY' CALLED THIS CONFESSION OF
JUDGMENT PROVISION TO GUARANTOR'S ATTCNl10N OR GUARANTOR HAS BEEN REPRESENTED 'BY iNDEPENDENT LEGAL COUNSEL.
;.,' ':.'. .-;..
EACH UNDERSIGNED GUARANTOR ACKNOWLEDGES HAVING READ All. THE PROVISIONS OF, THIS.(lUARANTY AHD AGREES TO ITS
TERMS. IN ADOITION, EACH GUARANTOR UNDERSTANOS THAT THIS GUARANTY IS EFFEqlVE \PON.'GUARANTOR'S EXECUTION AND
DELIVERY OF THIS GUARANTY TO LENDER AHO THAT THE GUARANTY WILL CONTINUE UNTIL TERMINATED IN THE MANNER SET FORTH
IN THE SECTION TITLED "OURATION OF GUARANTY." NO FORMAL ACCEPTANCE BY.LENOER'IS NECESSARY TO MAKE THIS GUARANTY
EFFECTIVE. THIS ANTI IS DATED APRIL 26,1999. '" . ., ."
THIS GUARAN BEEN SIGNED ANO SEALED BY THE UNDERSIGNED.
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\)4-26-1999
Loan No
COMMERCIAL GUARAI !
(Continued)
Page 4
INDIVIDUAL ACKNOWLEDGMENT
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STATE OF
Notatfal Seal
HaBobette J. Sh~y, Not3l"j Public
~en Twp.. ClJl'l'SJen-....... Co
My Cammission j:'....;...~<=' ,,~.'''' \:nry
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Member, PennsylvanIa AS~c;a~;c'" 01 !
I U'I .~c rigs
On this. the ...J(, day of A- ii:iIJ, , 19 C,e, , before me - Z. ;J. S 1 fA.-e
undersigned Notary Public. personally IIllP ed STEVEN J. CAPuANO: known to me satlsfeclorily proven) 10 be the person
subscribed to the within instrument, and aoknowledgecl that he or she executed the same for the purposes therein contained.
In witness whereof, I hereunto set my lIan<I and omclal seal.
)
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COUNTY OF
the
ose name is
LASER PAO, Reo. U.S. "at. I. T.M. Off., Ver. 128b (e) 1888 CFI Pl'oServ!c8lll. Inc. All rIghts reserv.I1.{PA-E20 LAN01S3.I.N C29.0VLI
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~~ISSORY NOTE
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lerences in the shaded area are for Lender's use onl
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Borrower:
LANDIS, INC. (TIN: 23-2443798)
WOODCRAFT DRIVE
MOUNT HOLLY SPRINGS, P A 17065
Lender:
PNC BANK, NATIONAl ASSOCIATION
4242 CARLISLE PIKE
CAMP,HILL, PA 17001-ll874
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'Principal Amount: $120,000.00 Interest Rate: 7.900% . Date of Note: April 26, 1999
PROMISE TO PAY. LANDIS, INC. ("Borrower") promises to pay to PNC BANK, NATIONAl ASSOCIATION ("Lender"), or order, In lawful money
of Ihe United States of Amerlca, Ihe prlnclpal amount of One Hundred Twenty Thousand ,&. DOI1,OO Dollars ($120,000.00), together wllh Interest
allhe rale ol7.900% per annum on the unpald prlnclpal balance from Aprlr26;-1999, unlll'pald-In full~ "" , ...:;
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PAYMENT. Borrower will pay Ihls loan In 119 regular payments 01 $1,005.02 each ones,one lriegula(lasl, payment estimated at $83,782.34.
Borrower's ftrst payment Is due May 26, 1999, and all subsequenl payments are due on,lhe same day, 01 each monlh after that. Borrower's
nnal payment due Aprll 26, 2009, will be lor alt prlnclpal and alt accrued Interest nof y~! ~..Id. ~ayments. [ndude principal and Inlerest. Tne
annual inlerest rate for this Note is computed on a 365/360 basis: Ihat Is, by applying the ratio of thi' ..nnuaU~lerest rale over a year ot 360 days.
multiplied by the outstanding principal balance. multiplied by the actual number of days the principal balance Is outstanding. Borrower will pay Lender
at Lender's address shown above Of at such other place as Lender may designate in writing. Unless otherwise'~greed or required by applicable law,
payments will be applied first 10 accrued unpaid interest, then to principal, and any remaining amount to ~ny unp,aid collection costs and late charges.
PREPAYMENT PENAlTY. Upon prepayment of this Note, Lender IS enlltled to Ihe lollowlng prepayment penally: On any bus/ness day, Upon
payment of all accrued unpaid Inleresl on this Note, and upon live (5) bus/ness day's prior written notice to Lender, the Borrower may prepay
all or part of the outstanding principal of this Note; provided, however, that the Borrower also agrees to pay Lender as compensation for the
cost of advancing nXed rate funds, an amounl equal to the Cost of Prepayment.
"Cosl of Prepayment" means an amount equal to the present value, If positive, of the pro<luct of (a) the difference between 0) the yIeld, on the
dale of this Iiote, 01 a U. S. Treasury obllgallon with a maturity similar to this Note minus (II) the yield on Ihe prepayment date, 01 a U. S.
Treasury obligation with a maturlly similar to the remalnlng maturity of this Note and (b) the principal amount to be prepaid, and (C) the
number of years, Including fractional years, from the prepayment date to the maturity date of this Note. The yield on any U. S. Treasury
obligation shall be determined by reference to Federal Reserve Statistical Release H.15(519) "~Iected Interest Rates". For purposes of
making present value calculations, the yield 10 maturlly 01 a similar malurlty U. S. Treasury obligation on the prepayment date shall be deemed
the discount rate. The Cost of Prepayment shall also apply to any payments made after accelerallon of the malurlty of Ihls Note. Except for the
foregoing, Borrower may pay all or a portion of the amount owed eartier than il is due. Early, payments Will not. unless agreed to by Lender in writing,
relieve Borrower of Borrower's obligation to continue to make payments under the payment.schedule: F.lather,.Jhey will reduce the principal balance
due and may result in Borrower making fewer payments. ..__ ,_
LATE CHARGE. If a payment is 15 days or more lale, Borrower will be charged 5.000% of the unpold portion or the regulariy scheduled payment
or $100.00, whichever Is less.
DEFAULT. Borrower will be in default if any of the following happens: (a) BOrTower 'aiis tc'inake'any paymentwhen due. (b) Borrower breaks any
promise Borrower has made to Lender, or Borrower fails to comply with or to'p'erform wN$'n 'duo'any ofherferm, obligation, covenant, or condition
contained in this Note or any agreement related to this Note, or In any other agreement or los'n'Sorrower has wilhLender. (c) Sorrower defaults under
any loan, extension of credit, security agreement., purchase or sales agreement, 0; any ctl1er.,agreementJl,iO.favor of any other creditor or person that
may materially affect any of Borrower's property or Borrowers ability to repay this "Iote or p~orm; Bon:owe(~ obliilations under this Note or any of the
Relaled Documents. (d) Any representation or statement made or furnished to Lender by Borr<lwe, or on Boriowe[s, behall is false or misleading in any
material respec1 either now or at the time made or furnished. (8) Borrower becomes lnsol>v;ent, a rece,iver ,is ,~ppointed tor any part of Borrower's
property I Borrower makes an assignment for the benefit of creditors, or any proceeding Is commenced either by ,Borrower or against Borrower under
any bankruptcy or insolvency laws. (I) Any credilor tries to take any of Borrower's property on or.in whiCh Lendar has a lien or security inlerest. This
includes a garnishment of any of Borrowers accounts with Lender. (g) Any guarantor dies or any of the .other events described In Ihis default section
occurs with respect to any guarantor 01 this Note. (h) A material adVerse Change occurs In Borrower's financial condition, or Lander believes the
prospect of payment or perlormance of the Indebledness is impaired.
,
LENDER'S RIGHTS. Upon deteult, Lender may. after giving such notices es required by applicable law, declare the enlire unpaid principal belance on
this Note and all accrued unpaid interest immediately due, and then Borrower will pay that amount. Upon default, including failure to pay upon final
maturity, lender, at its option, may also, 1f permitted under applicable law, increase the Interest rale on this Note 5.000 percentage points, The Interest
rate will not exceed the maximum rate permitted by applicable law. Lender may hire or pay someone else to help collect this Note if Borrower does not
pay. Borrower also will pay Lender that amount. Tnis includes. subject to any limits under applicable law. Lender's attorneys' fees and Lender's legai
expenses whether or not there is a lawsuit. including attorneys' fees and legaJ expenses for bankruptcy proceedings (including eHorts 10 modify or
vacate any automatic stay or injunction), appeals, and any anticipated post-judgment collection seMces. If not prohibited by applicable law, Borrower
also will pay any court costs, in addition to aJl other sums provided by law. If judgment Is entered in connection with this Note, interest will continue to
accrue on this Note after jUdgment althe existing interest rate provided for in this Note. Tnls Note has been delivered to Lender and accepted by
Lender In the Commonwealth 01 Pennsylvania. If there Is a lawsuit, Borrower agrees upon Lender's'request to submit to the Jurisdiction of the
courts of CUMBERLAND County, Ihe Commonwealth of Pennsytvanla. Lender and Borrower her~by waive the rlghl to any jury lrIalln any
action, proceeding, or counterclaim brought by either Lender or Borrower against the other. This ,!ote shan be governed by and construed In
accordance with the laws of the Commonwealth 01 Pennsylvania. ,':-: , ' ,
RIGHT OF SETOFF. Borrower grants to Lender a contractual security Interest In, and hereby assigns, conveys, delivers. pledges, and transfers to
Lender all Borrower's right, lille and Interesl In and to, Borrower's accounts with Lender (w~1h~ .s;hecking, savings., or some other account), including
without IImitallon ell accounts held Joinlly with someone else and all accounts Borrower may, open In Ihe future. excluding however all iRA and Keogh
accounts, and all trust accounts for which the grant of a security Interest would be prohib!tedby law. Borrower authorizes Lender. to lhe extent
permitted by appUcable law, to charge or setoff all sums owing on this Nole against'any and.~!~SUC~'~~O~~~,'" -;~;~'J~
COLLATERAl. Tnis Note is secured by a Mortgage dated April 26, 1999.-,to Len~r"qn:,real property located in CUMBERLAND County,
CommonWealth of Pennsylvania, all the terms end condittons 01 which are here9llllCorporatad an.d m.de,~part. ,,!, \hls Note.
YEAR 2000 COMPLIANCE. Borrower has reviewed the areas within Its buSiness and opo,..afions wh./ch,could be aversely affected by, and has
developed or is developing a program to address on e timely basis Ihe rtsk Ihat cerlaln computer 'applicetions used by Borrower may be unable 10
recognize and pertorm property date-sensllive functtons Involving dales prior to and after oeeember'31~ 1999 (the "Year 2000 Problem1. The Vear
2000 Problem will not result, and is not reasonably expected to result, In any matenal adverse effeet on the business, properties, assets. financial
C.,J)16,1 ''/3'1
il4-26-1999
Loan No
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Page 2
con<fltion, results of operations or prospectS of Borrower, or the ebility of Borrower to duly and punctually payor perlorm Its obligations hereunder and
.,!Mer ll18 Related Documents.
GEN.BW.. PROVISIONS. Lender mey delay Of' forgo enforcing any of its rights or remedies under this Note without losing them. Borrower and any
other peBOn who signs, guarantees or endorses this Note, to the extent allowed by law, wolve presentment, demand lor peyment prolest and notice of
dishonor. Upon any chenge In the terms of this Note, and unless otherwise expressly slated in writing, no perty who signs this Note, whether as maker.
guerentor, accommodation maker or endorser, shall be released from liability. All such parties agree that Lender may renew or extend (repeatedly and
for eny length of lime) this ioan, or release any party or guarantor or collateral; or impair. fail to realize upon or perleet Lender's security interest in the
collateral; and lake any other action deemed necessary by Lender without the consent of or notice to anyone. All such parties also 8gree that Lender
may modity this loan wilhout the consent of or notice to anyone other than the party with whom the modification is made. If any portion of this Note is
for any reason determined to be unenforCeable, it will not affect the enforceability of any other provisions of Ihis Note.
CONFESSION OF JUDGMENT. BORROWER HEREBY IRREVOCABLY AUTHORIZES AND EMPOWERS AI<< ATTORNEY OR THE PROTHONOTARY
OR a..EAK OF A/oN COURT IN THE COMMONWEALTH OF PENNSYLVANIA. OR ELSEWHERE, TO APPEAR AT A/oN TIME FOR BORROWER AF'l'EA
A DEFAUlT UNDER nilS N01E,..AND WITH OR WITHOUT COMPLAINT FILED, AS OF ANY TERM, CONFESS OR ENTER JUDGMENT AGAiNST
BORROWER FOR THE ENTIRE .PRINCIPAL BALANCE OF THIS N01E, ALL ACCRUED INTEREST, LATE CHARGES, AND ANY ANO ALL AMOUNTS
EXPENDED OR ADVANCED BY LENDER RELATING TO A/oN COLLATERAL SECURING THIS NOTE TOGETHER WITH INTEREST ON SUCH
AMOUNTS, TOGETHER WITH COSTS OF SUIT, AND AN ATTORNEY'S COMMISSION OF TEN PERCENT (10%) OF THE UNPAID PRINCIPAL
BALANCE AND ACCRUED INTEREST FOR COLLEcrlON, BUT IN A/oN EVENT NOT LESS THAN FIVE HUNDRED DOLlARS ($500) ON WHICH
JUDGMENT OR JUDGMENTS ONE OR MORE EXECUTIONS MAY ISSUE IMMEDIATELY; AND FOR SO DOING, THIS NOTE OR A COPY OF THIS
NOTE VERIFIED BY AFFIDAVIT SHALl BE SUFFICIENT WARRANT. THE AUTHORITY GRANTED IN THIS N01E TO CONFESS JUDGMENT
AGAINST BORROWER SHALl NOT BE EXHAUSlCD .BY ANY EXERCISE OF THAT AUTHORITY, BUT SHALl CONTINUE FROM TIME TO TIME AND
AT ALL TIMES UNTIL PAYMENT fN'F\JtL OF ALL AMOUNTS DUE UNDER THIS NOTE. BORROWER HEREBY WAIVES ANY RIGHT BORROWER
MAY HAVE TO NOTICE OR TOA HEARING IN CONNEcrlON WITH A/oN SUCH CONFESSION OF JUDGMENT, EXCEPT ANY NOTICE AND/OR
HEARING REQUIRED UNDER'APPLICABLE LAW WITH RESPECT TO EXECUTION OF THE JUDGMENT, AND STATES THAT EITHER A
REPRESENTATIVE OF LENDER'SPECIFICAl:LY CAl.LED THIS CONFESSION OF JUDGMENT PROVISION TO BORROWER'S ATTENTION OR
BORROWER HAS BEEN REPRESENTED BY INDEPENDENT LEGAL COUNSEL
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PRIOR TO SIGNING THIS NOTE, BORROWER.REAo AND UNDERSTOOD All THE PROVISIONS OF THIS NOTE. BORROWER AGREES TO
THE TERMS OF THE NOTE AND ACKNOWLEO.GES'RECEIPT OF A COMPLETED COpy OF THE NOTE.
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AND SEALED BY THE UNDERSIGNED.
f~~~~;f~m~~j~\{rrJ.~~~~~gt~1;I~itr4~~~[1.*~~1~~~~~.:i~flrffi~~tiB)
UANO, PRESIDENT .-.....
By:
JOSEPH V. APUANO, SECRETARYIT'REASURER
L.ASER PFlO, Reg. U.S. Pat. & T.M. Off" Ver. 3.2eb (c) 1989 CFl oServlce.s, Inc::. AU rights reserved. [PA-020 LANDIS3.LN C29.0VI.I
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FORBEARANCE AGREEMENT
THIS AGREEMENT is made as of September 25, 2003, by and among LANDIS, INC.
(the "Company") and STEVEN J. CAPUANO and KIMBERLY L. CAPUANO Gointly and
severally, the "Capuanos"), and PNC BANK, NATIONAL ASSOCIATION ("Bank"), with the
acknowledgment and consent of JOSEPH V. CAPUANO and NANCY P. CAPUANO.
Recitals
R-l. The Company and the Capuanos are referred to in this Agreement jointly and
severally as the "Obligors". The Obligors have executed and delivered to the Bank (or a
predecessor which is now known by the Bank's name as set forth above), one or more promissory
notes, letter agreements, loan agreements, security agreements, mortgages, pledge agreements,
collateral assignments, guaranty agreements, and other agreements, instruments, certificates and
documents, some or all of which are more fully described on attached Exhibit "A", which is made a
part of this Agreement (collectively, as amended, supplemented and/or restated from time to time,
and whether or not specifically described in Exhibit "A", the "Loan Documents"), which evidence
or secure some or all of the Obligors' obligations to the Bank for one or more loans or other
extensions of credit, or other direct or indirect indebtedness to the Bank, including specifically
without limiting the general nature and effect of this provision the loans and line of credit described
in Section 1 of this Agreement and in Exhibit "A" to this Agreement (collectively, the
"Obligations"), the collateral and security for which (collectively, the "Collateral") is more
particularly described in the Loan Documents.
R-2. The Obligors are in default of their obligations under the Loan Documents for
failure to comply with certain material covenants and agreements contained therein.
1
L1hllJ1 / 'r If
R-3. The Obligors have requested Bank to forbear from exercising its rights and remedies
against the Obligors and the Collateral and their respective other property, and to provide the
Obligors with additional time to pay the Obligations while the Obligors continue to make regular,
scheduled payments of the Obligations.
R-4. Bank has agreed to the Obligors' requests, subject to the provisions of this
Agreement.
Aereement
NOW THEREFORE, in consideration of the foregoing Recitals, which are an integral part
of this Agreement, and of the agreements hereinafter set forth, and intending to be legally bound,
the Obligors and Bank agree as follows:
l.a. The principal amount outstanding under the Line of Credit (as defined in
Exhibit nAn) as of the date hereof is $579,930.83. The availability of advances under the
Line of Credit has been, and is hereby, terminated, and the Company shall not be entitled to
receive, and the Bank shall not be obligated to make, any additional advances under the
Line of Credit. The interest rate payable on the principal amount outstanding at any time
under the Line of Credit shall be a rate of interest per annum at all times equal to six percent
(6%) over the Index (as defined in the Promissory Note for the Line of Credit). The
Company shall make monthly payments of principal and interest on the Line of Credit in
the amount of $5,578.89 on the date of each month as provided in the Promissory Note for
the Line of Credit.
2
b. The principal amount outstanding under the $306,500 Loan (as defined in
Exhibit nAn) as of the date hereof is $1,462.71. The Company shall make payment in full
of the $306,500 Loan on October 4,2003.
c. The principal amount outstanding under the $120,000 Loan (as defined in
Exhibit "A") as of the date hereofis $107,427.75. The interest rate payable on the principal
amount of the $120,000 Loan outstanding at any time shall be thirteen percent (13%) per
annum. The Company shall make monthly payments of principal and interest on the
$120,000 Loan in the amount of $1,246.82 on the date of each month as provided in the
Promissory Note for the $120,000 Loan.
d. The principal amount outstanding under the $88,000 Loan (as defined in
Exhibit "An) as of the date hereof is $13,918.45. The interest rate payable on the principal
amount of the $88,000 Loan outstanidng at any time shall be thirteen percent (13%) per
annum. The Company shall make monthly payments of principal and interest on the
$88,000 Loan in the amount of $1,785.41 on the date of each month as provided in the
Promissory Note for the $88,000 Loan.
e. The principal amount outstanding under the Capuano Loan (as defined in
Exhibit nAn) as of the date hereof is $112,898.21. The interest rate payable on the principal
amount of the Capuano Loan outstanding at any time shall be fourteen percent (14%) per
annum. The Capuanos shall make monthly payments of principal and interest on the
Capuano Loan in the amount of $1,393.66 on the date of each month as provided in the
Promissory Note for the Capuano Loan.
f. On April 1, 2004, the entire outstanding amount of the Obligations,
including all of the outstanding principal, all of the accrued and unpaid interest, all of the
3
prepayment charges that are payable under the Promissory Notes for the $88,000 Loan, the
$120,000 Loan and the Capuano Loan as a result of prepayment of the principal amount
outstanding thereunder prior to the maturity dates of such Loans as provided in such
Promissory Notes, and any and all other sums due or payable under or in connection with
the Obligations and/or the Loan Documents, shall be due and payable in full, without notice
or demand, or setoff, counterclaim or deduction of any nature.
2. Simultaneously with execution of this Agreement, the Obligors shall (a) pay to
Bank a non-refundable forbearance fee of $4,350.00, which the Obligors acknowledge and agree
has been fully eamed by Bank, (b) reimburse the Bank for $190.00 paid by the Bank for lien
searches with respect to the Company's and Capuanos' real and personal property, and (c) payor
reimburse Bank for the fees and costs of the Bank's attomeys incurred or paid by Bank as a result of
the Obligors" defaults of their obligations to Bank, including without limitation for the preparation,
negotiation and implementation of this Agreement.
3. The Obligors shall cooperate with the Bank in obtaining any appraisals or
environmental assessments or investigations, including without limitation providing access to the
Collateral by the Bank and its employees, agents and representatives and providing interviews with
the Bank and its employees, agents and representatives, and shall:
a. Immediately upon demand therefor, payor reimburse the Bank for the
appraisals that will be obtained by Bank with respect to the Collateral;
b. Immediately upon demand therefor, payor reimburse the Bank for any
environmental assessments or investigations obtained by the Bank with respect to any of the
Collateral.
4
..
4. Simultaneously with execution of this Agreement, as additional collateral and
security for the Obligations (which shall also be included in the definition of "Collateral" as
provided in this Agreement), the Obligors shall deliver to the Bank all titles to all of the Company's
vehicles that were not encumbered by other creditors as of August 22, 2003, and such completed
and signed documentation as may be necessary or incidental for the Bank's encumbrance to be
noted on all such vehicle titles.
5. Simultaneously with execution of this Agreement, as additional collateral and
security for the Obligations (which shall also be included in the definition of "Collateral" as
provided in this Agreement) the Capuanos shall execute and deliver to the Bank, in recordable
form, the Bank's form(s) of mortgages to be recorded as liens against the real property occupied by
the Company and identified as the tax parcel nos. 40-31-2187-052, 40-31-2187-053 and 40-31-
2187-053A, Woodcraft Drive, Mt. Holly Springs, and against the Capuanos' residence known as
1229 Blossom Terrance, in Monroe Township, Cumberland County (tax parcel no. 22-12-0348-
182).
6. The Company shall close its deposit account currently maintained with the Bank by
October 31, 2003. If the Company does not close its deposit account by that time, the Bank shall
have the right to close the account without notice to the Company.
7. If the Capuanos do not close any such deposit account, the Bank shall have the right
to close any such deposit account without notice to the Capuanos or either of them. The Caupanos
o
shall immediately close any deposit account currently maintained with the Bank by either or both of
them. In addition, the Capuanos hereby authorize the Bank to, and the Bank shall have the right to
and shall, terminate and close the unsecured consumer line of credit made available by the Bank to
the Capuanos or either of them.
5
8. Bank agrees, without waiving any existing default of the Obligors or any declaration
of any existing default of the Obligors, or any demand for payment of all or any part of the
Obligors' indebtedness to Bank, or any acceleration of the Obligors' indebtedness to Bank, or any of
Bank's rights or remedies against the Obligors or the Collateral or the Obligors' respective other
property, to forbear from proceeding against the Obligors and the Collateral and the Obligors'
respective other property until the occurrence of a default of any of the Obligors' obligations to
Bank under this Agreement, on or after the date of this Agreement. However, notwithstanding the
preceding sentence, the Company's failure to comply with the Tangible Net Worth covenant and
the Debt Service Coverage Ratio covenant contained in any of the Loan Documents shall not
constitute default under this Agreement.
9.a. The Obligors hereby reaffmn, affmn, ratify and confmn the Obligors' absolute and
unconditiona11iabiIity to make all payments and to observe and perform all of the
duties, obligations and other agreements of the Obligors under or in connection with
the Obligations and the Loan Documents, subject only to any express modification
contained in this Agreement. Except as expressly set forth herein, nothing contained
in this Agreement releases, limits, or otherwise affects in any way or at any time the
liability of any of the Obligors for or with respect to any of the Obligors' obligations
and agreements under or in connection with the Obligations or the Loan Documents.
This Agreement does not evidence or represent in any way new indebtedness or
tsatisfaction of any of the Obligations. All provisions of the Loan Documents
remain in full force and effect, enforceable by the Bank in accordance with the
provisions of each of them, except as expressly modified hereby, including without
limitation any provisions for confession of judgment, waiver of the right to trial
6
by jury or venue or forum selection contained in any of the Loan Documents.
Nothing contained in this Agreement waives or should be construed as a waiver of
any of the Bank's rights and remedies under the Loan Documents, or at law or in
equity.
b. The Obligors hereby acknowledge, agree and affirm that (i) the Obligors are
absolutely and unconditionally liable to the Bank under any guaranty agreement
executed in favor of the Bank by any of the Obligors (each, a "Guaranty"), which
Guaranty is a guarantee of payment, and not merely collectibiIity, of the Obligations
under the Loan Documents, (ii) the Obligors' liability to the Bank under any such
Guaranty and with respect to the Obligations and the Loan Documents is primary
and direct, and (ui) the Obligors have no defenses, setoffs or other claims with
respect to the Obligations or the Loan Documents or any such Guaranty.
c. All of the provisions of the Loan Documents, as modified hereby, are incorporated
herein by reference and made a part hereof as if set forth in full herein, and all of the
provisions of this Agreement are incorporated into the Loan Documents and made a
part thereof as if set forth in full therein. The provisions of this Agreement are and
will be deemed to be supplemental to, and not in derogation of, the provisions of the
Loan Documents, whenever possible. However, if there is any conflict or
inconsistency between or among the provisions of the Loan Documents, and this
Agreement, the provision(s) determined by Bank in its sole discretion to be
applicable will govem and control the resolution of any such conflict or
inconsistency, and the Obligors agree to be bound by Bank's determination.
7
10. Bank's agreements contained herein are conditioned upon and subject to the
following representations, warranties, covenants and agreements of the Obligors:
a None of the Collateral has been or will at any time be used in any manner so as to
cause any contamination of the environment or any environmentally threatening
condition in violation of, or which may require remediation under, any applicable
law, regulation, rule, ordinance, requirement, restriction, covenant, order or decree.
b. None of the Collateral has been or will at any time be used in violation of any law,
regulation, ordinance, requirement, restriction, covenant, order or decree which may
result in forfeiture of any of the Collateral.
c. The Company is not entitled to and shall not make, and none of the Obligors are
entitled to or shall receive, any payment of any debt or obligation owed by the
Company to any of the Obligors, except payments of rent for the Company's
occupancy of the business premises. The Company shall not make any payment of
any Subordinated Debt as defined and otherwise provided in the Subordination
Agreement dated July 6, 2001, among Joseph V. Capuano, the Company and the
Bank. The Company shall not pay any dividend or make any other distribution on
the Company's stock except in compliance with the Loan Documents.
d. The Obligors shall furnish or cause to be furnished to the Bank, not later than forty-
five (45) days after the end of each of the Company's fiscal quarters, financial
statements for each such quarter, including detailed schedules of accounts receivable
aging and accounts payable aging, all in form and content satisfactory to the Bank.
In addition, the Obligors will furnish or cause to be furnished to the Bank such
information and statements, lists of assets and liabilities, inventory schedules,
8
budgets, forecasts, tax returns, and other reports with respect to the Company and
the Company's business operations, and with respect to the Capuanos' financial
condition, as Bank may request from time to time.
e. In addition to all liens upon and rights of setoff against the money, securities or
other property of any of the Obligors given to the Bank by law, the Bank shall have,
with respect to the Obligors' obligations to the Bank under the Loan Documents and
this Agreement and to the extent permitted by law, a contractual possessory security
interest in and a contractual right of setoff against, and the Obligors' hereby assign,
convey, deliver, pledge and transfer to the Bank all of the Obligors' right, title and
interest in and to, all deposits, moneys, securities and other property of any of the
Obligors now or hereafter in the possession of or on deposit with, or in transit to, the
Bank whether held in a general or special account or deposit, whether held jointly
with someone else, or whether held for safekeeping or otherwise, excluding,
however, all IRA, Keogh, and trust accounts to the extent excluded by law. Every
such security interest and right of setoff may be exercised without demand upon or
notice to such of the Obligors. Every such right of setoff shall be deemed to have
been exercised hereunder without any action of the Bank, although the Bank may
enter such setoff on its books and records at a later time.
II. The occurrence of anyone or more of the following IS a default under this
Agreement:
a The Obligors' failure to make any payment required under the provisions of any of
the Loan Documents or this Agreement on or before the due date, on or after the
date of this Agreement;
9
b. The Obligors' failure to observe or perform each and every one of the provisions on
the Obligors' part to be observed or performed under this Agreement, or under any
of the Loan Documents (except with respect to compliance with the financial
covenants as provided in Section 8), on or after the date of this Agreement;
c. If any representation, warranty, or financial statement or presentation of any of the
Obligors at any time made to Bank in connection with the Obligations is determined
by Bank to be materially incorrect or misleading, including without limitation any
fmancial statements provided by any of the Obligors to Bank in accordance with the
Loan Documents or this Agreement.
12. Upon the occurrence of any default, Bank may immediately and without notice or
demand (a) at its option, increase each interest rate payable on the Obligations as provided in this
Agreement by five percent (5%), and (b) exercise or proceed to enforce any or all of the rights or
remedies available to Bank at law or in equity or under this Agreement, the Loan Documents, or
some, any or all of them. Bank may exercise or proceed to enforce Bank's rights and remedies
independently or cumulatively, concurrently or successively, against the Obligors, or the Collateral,
or any other property of the Obligors, in connection with all of the Obligations, at any time or times
and in any order as Bank may elect. Failure of Bank to exercise any right or remedy as provided
herein at any time will not constitute a waiver of any such remedy or preclude the Bank from the
subsequent exercise of any such remedy.
13. The Obligors each agrees that a default under any of the Loan Documents, this
Agreement, or under any other agreement or document evidencing or securing any other
indebtedness or obligation of any of the Obligors to Bank, on or after the date of this Agreement, is
a default under all of the Loan Documents, this Agreement and all such other agreements and
10
documents. The Obligors each agrees that all of the Collateral is intended to be and is collateral
and security for the entire amount of the Obligations, whether or not any particular Collateral is
specifically identified as Collateral for any particular Obligations in the Loan Documents, and that
all of the Collateral is intended to and will continue as collateral and security for the entire amount
of the Obligations until all of the Obligations are paid in full, notwithstanding payment in full of the
$88,000 Loan, the $306,500 Loan, the $120,000 Loan, the Line of Credit and/or the Capuano Loan
before payment in full of all of the Obligations, and the Obligors hereby confirm and reaffirm the
Bank's security interest, and hereby grant to the Bank a security interest, in and to all of the
Collateral. The Obligors agree that all of the provisions of all of the Loan Documents, as modified
by this Agreement, will remain in full and force and effect and be and remain applicable to all of
the outstanding Obligations until all of the Obligations are paid in full, notwithstanding payment in
full of the $88,000 Loan, the $306,500 Loan, the $120,000 Loan, the Line of Credit and/or the
Capuano Loan before payment in full of all of the Obligations.
14. The Obligors, for themselves and any person or entity claiming by, through, from or
under any of them, including without limitation their respective heirs, personal representatives,
predecessors, successors and assigns, and their respective parent corporations, subsidiaries and
affiliates, and the stockholders, directors, officers, employees, agents and attorneys of any of them,
hereby release and agree to indemnify, defend and hold harmless Bank, its predecessors, successors
and assigns, and its and their respective parent corporations, subsidiaries and affiliates, and the
stockholders, directors, officers, employees, agents and attorneys of any of them (collectively, the
"Indemnified Parties") harmless for, against and from any and all liability of any nature whatsoever,
including without limitation any demands, claims, suits, proceedings or actions of any nature
whatsoever, and any damages, losses, costs, expenses and fees (including attorneys' fees) or other
11
liabilities of any nature whatsoever, arising at any time before, on or after the date of this
Agreement as a result of or in connection with any actions or inactions of any of the Indemnified
Parties, whether intentional or negligent, which occurred on or prior to the date of this Agreement.
This provision will survive any expiration or termination of this Agreement, whether by payment in
full of the Obligations and all other sums due under or in connection therewith, or otherwise.
IS. The Obligors will execute and/or deliver to Bank such additional documents,
agreements or materials, or will take such further action, as Bank may reasonably request at any
time and from time to time to give effect to the purposes or provisions of this Agreement.
] 6. All documents, agreements and materials of any nature whatsoever required at any
time to be executed or delivered to Bank in connection with any of the obligations of the Obligors
to Bank under this Agreement will be in form and substance satisfactory to Bank in Bank's sole
discretion.
17. No modification of any provision of this Agreement shall be effective unless in
writing and signed by all of the parties.
18. If at any time or times Bank believes it to be necessary or desirable to refer any
aspect of the administration of this Agreement, or the enforcement of any provision of this
Agreement, to any attorney, the Obligors will be liable to payor reimburse Bank for all reasonable
attorneys' fees and costs incurred or paid by Bank as a result of such referral, which fees and costs
will be due when incurred and payable immediately upon demand therefor.
19. Time is of the essence of the Obligors' obligations under this Agreement.
20. The provisions of this Agreement are severable and the invalidity or
unerUorceabiIity of any provision will not affect or impair the remaining provisions, which shall
remain in full force and effect.
12
21. This Agreement shall be interpreted and construed under the laws of the
Commonwealth of Pennsylvania The Obligors shall only bring an action in, and the Obligors
otherwise consent to the jurisdiction of, the Court of Common Pleas of Cumberland County,
Pennsylvania, and the United States District Court for the Middle District of Pennsylvania, over all
matters arising from or related to the Loan Documents and/or this Agreement. The Obligors and
the Bank agree that any dispute or controversy between or among the Obligors or any of them and
Bank would not lend itself to resolution or determination in trial by jury. Therefore, the Obligors
and Bank each hereby voluntarily, knowingly and understandingly waives the right to trial
by jury in any action or proceeding with respect to any dispute or controversy which may
arise between or among them under or in connection with the Obligations, the Loan
Documents or this Agreement and the subject matter of this Agreement.
22. This Agreement shall inure to the benefit of Bank, its successors and assigns, and all
obligations of the Company and the Capuanos shall bind all of the Obligors and their respective
heirs, personal representatives, successors and assigns.
23. The Obligors each acknowledges and agrees that each of the Obligors has had
the opportunity to consult with an attorney or attorneys prior to execution of this Agreement,
and the Obligors have consulted with an attorney or attorneys, or have waived and hereby
acknowledge the waiver of the opportunity to do so, and the Obligors have executed this
AgreementvoIuntarily, knowingly and understandingly.
24. The Obligors hereby voluntarily, intelligently and knowingly empower the
Prothonotary or any attorney of any court of record to appear for the Obligors and to confess
judgment for all amounts due or payable under this Agreement, with or without filing a
complaint, including without limitation the entire balance of principal due or payable, late
13
charges, interest, expenses and fees, costs of suit and attorneys' fees equal to ten percent
(10%) ofthe total of all such amounts, and the Obligors hereby release all errors or defects in
any such action and the entry of any such judgment, and waive all laws exempting real or
personal property from execution.
25. This Agreement may be executed in any number of counterparts, which will
constitute one and the same Agreement. The Obligors each agrees that Bank is entitled to rely on a
facsimile transmission of this Agreement containing the signatures of any of the Obligors and
executed notary acknowledgements for the Obligors. However, the Obligors fwther agree to send
the Bank the originally signed and notarized Agreement by nationally recognized overnight courier
service on the date on which the facsimile transmission is sent to Bank.
IN WITNESS WHEREOF, the Obligors and Bank have executed this Agreement as of
the
By:
date first written above.
ATTEST:
// .
By ;Y'ictc~)
SECRET Y
/
,
PNC BANK, NATIONAL ASSOCIATION
By: ~Q,,- -Q
14
ACKNOWLEDGMENT AND CONSENT
The undersigned, JOSEPH V. CAPUANO and NANCY P. CAPUANO, jointly and
severally, hereby consent to the execution of this Agreement by LANDIS, INC., and STEVEN J.
CAPUANO and KIMBERLY L. CAPUANO, and acknowledge and agree to the terms and
conditions of this Agreement, and the undersigned hereby reaffirm, ratify, confirm and agree that
all of the provisions of any of the Loan Documents to which either of the undersigned is a party, or
both of the undersigned are parties, are unchanged and in full force and effect, enforceable by the
Bank as provided therein, or at law or in equity.
Without limiting the general nature and effect of the preceding paragraph, the undersigned
specifically acknowledge that this Agreement and this Acknowledgment and Consent constitute
written notice from the Bank of the occurrence of an Event of Default under the Loan Documents
as provided in Section 3 of the Subordination Agreement dated July 6, 2001, among Joseph V.
Capuano, the Company and the Bank, and therefore that the Company is no longer entitled to and
shall not make, and Joseph V. Capuano is no longer entitled to and shall not receive, payments of
the Subordinated Debt as defined and otherwise provided in such Subordination Agreement.
WITNESS:
By: vvJJ 7
By:
/
By:
By:
NANCY P. CAPUANO
16
EXIllBIT "A" TO
FORBEARANCE AGREEMENT
DATED SEPTEMBER 25, 2003
The "Loan Documents" that are the subject of this Agreement include, but are not limited
to, the following (as any of them have previously been amended, modified or otherwise
supplemented or restated):
Loan to Landis, Inc., in the original principal amount of $88,000, made as of May 3,1999;
Obligor/Obligation Number 30944824-601138578 (the "$88,000 Loan")
Corporate Resolution to Borrow
Promissory Note
Disclosure for Confession of Judgment
Business Loan Agreement
Security Agreement (Motor Vehicles)
Commercial Security Agreement
Commercial Guaranty of Steven 1. Capuano
Disclosure for Confession of Judgment for Steven 1. Capuano
Loan to Landis, Inc., in the original principal amount of $306,500, made as of November 26,
1997; Obligor/Obligation Number 30944824-600719907 (the "$306,500 Loan")
Corporate Resolution to Borrow
Promissory Note
Disclosure for Confession of Judgment
Business Loan Agreement
Commercial Security Agreement
Power of Attorney
Commercial Guaranty of Steven 1. Capuano and Kimberly 1. Capuano
Disclosure for Confession of Judgment for Steven 1. Capuano and Kimberly 1. Capuano
Subordination Agreement of Joseph V. Capuano
Loan to Landis, Inc., in the original principal amount of $120,000, made as of April 26, 1999;
Obligor/Obligation Number 3094824-601147466 (the "$120,000 Loan")
Corporate Resolution to Borrow
Promissory Note
Disclosure for Confession of Judgment
Business Loan Agreement
Commercial Guaranty of Steven 1. Capuano
Disclosure for Confession of Judgment for Steven J. Capuano
Open-End Mortgage from Joseph V. Capuano and Nancy P. Capuano
(Tax parcel no. 40-31-2187-052, Woodcraft Drive, Mt. Holly Springs)
17
Line of Credit to Landis, Inc., in the modified original principal amount of 5580,000, made as
of May 25,1999; Obligor/Obligation Number 30944824-601138518 (the "Line of Credit")
Promissory Note in the original principal amount of$I25,000
Business Loan Agreement
Commercial Security Agreement
Commercial Guaranty of Steven 1. Capuano
Disclosure for Confession of Judgment
Amendment to Loan Documents dated July 6, 200 I, increasing line of credit amount to
$500,000
Subordination Agreement from Joseph C. Capuano dated July 6, 200 1
Second Amendment to Loan Documents dated April 30, 2002, increasing line of credit
amount to $580,000
Loan to Steven J. Capuano and Kimberly L. Capuano in the original principal amount of
5120,000 made as of September 14, 2000; Obligor/Obligation Number 30944834-601549745
(the "Capuano Loan")
Promissory Note
Disclosures for Confession of Judgment
Corporate Resolution to Guarantee
Commercial Guaranty of Landis, Inc.
Open-End Mortgage (Tax parcel nos. 401-31-2187-053 and 40-3 1-2 I 87-053A, Woodcraft
Drive, Mt. Holly Springs)
18
COMMONWEALTH OF PENNSYLVANIA
COUNTY OIl ill nL ~'ll LrtJ
: SS
On the 25"' day of September, 2003, before me personally came STEVEN J. CAPUANO,
who being duly swom, did acknowledge himself to be the President of LANDIS, INC., and that he
as such officer, being authorized to do so, executed the foregoing instrument on behalf of said
corporation for the purposes therein contained. In testimony whereof, I have hereunto subscribed
my name.
IN WITNESS WHEREOF, I hereunto set
COMMONWE?, TH OF P~NNSYL V ANjA
COUNTY OFLLl nd~tldJ(j,-
: SS
SEAL)
NOTAIUL lEAL
WSIDY S. C"E IE ._."*' NIIo
lDwIr AII8n r.p.. ClIlobn.4 Calnw
My CommieIbi Exp/r8a Mey 10. 2W
My commission expires:
My Commission Expires:
On the 25"' day of September, 2003, before me personally came STEVEN J. CAPUANO
and KIMBERLY L. CAPUANO, known to me (or satisfactorily proven) to be the persons whose
names are subscribed to the within instrument, and ~cknowledged that they executed the same for
~Jlli'PO=>h=m'M'- 1)j IGL i OWJJ,?~)
4 R' M". ~_
WEJIl1(S,ClES ~NIc
la.MIn~~ ~
: My~....'", .'0,
COMMOY OF PENNSYLVANIA
COUNTY 0 LUrd t:L ftL'LL
On the 25"' day of September, 2003, before me personally came JOSEPH V. CAPUANO
llIlElI)/.l\.~IT P. CAfB>\.:NO, known to me (or satisfactorily proven) to be the persons whose
names are subscribed to the within instrument, and acknowledged that they executed the same for
the purposes therein contained. '\
: SS
li
, otary Public
NCJWll'\L IEM.
WEJlJVs.~ 1 IO,=NIc
a-MIn'ftlp..Q..UI Ccuar
My eo.....IwIwII EI;1hI 11II110. 'JJJf1
..oat.
My Commission Expires:
19
MODIFICATION AND AMENDMENT OF FORBEARANCE AGREEMENT
THIS AGREEMENT is made as of May 4, 2004, by and among PNC BANK,
NATIONAL ASSOCIATION ("Bank"), and LANDIS, INC. (the "Company"), and STEVEN J.
CAPUANO and KIMBERLY L. CAPUANO (jointly and severally, the "Capuanos"), with the
acknowledgment and consent of JOSEPH V. CAPUANO.
RECITALS
R-l. The Company and the Capuanos are referred to in this Agreement jointly and
severally as the "Obligors". The Obligors executed and delivered to the Bank a Forbearance
Agreement dated September 25,2003 (the "Forbearance Agreement").
R-2. The term of the Forbearance Agreement expired, and the indebtedness owed by the
Obligors to the Bank as provided in the Forbearance Agreement was due and payable in full, on
April I, 2004.
R-3. The Obligors have requested the Bank to extend the term of the Forbearance
Agreement, to which the Bank has agreed subject to the terms and conditions of this Agreement.
AGREEMENT
NOW THEREFORE, in consideration of the Recitals, which are an integral part of this
Agreement, and of the agreements hereinafter set forth, and intending to be legally bound, the
Obligors and the Bank agree as follows:
I. The Obligors' indebtedness and obligations to the Bank (collectively the
"Obligations") shall be paid in accordance with the agreements and docu,ments that evidence and
secure the Obligations (collectively, the "Loan Documents"), and with the Forbearance Agreement,
and with the following provisions:
a The principal amount outstanding under the Line of Credit (as defined in
Exhibit "A") as of the date hereof is $577,908.34. The availability of advances under the
Line of Credit has been, and is hereby, terminated, and the Company shall not be entitled to
receive, and the Bank shall not be obligated to make, any additional advances under the Line
of Credit. The interest rate payable on the principal amount outstanding at any time under
the Line of Credit shall be a rate of interest per annum at all times equal to eleven and one-
tenths percent (11.10%) over the Index (as defmed in the Promissory Note for the Line of
Credit). The Company shall make monthly payments of principal and interest on the Line
of Credit in the amount of $7,652.57, which have been calculated according to a 20-year
I
L i-h, b.l ''/JI/
amortization schedule, on the date of each month as provided in the Promissory Note for the
Line of Credit. Upon the occurrence of any default under this Agreement, at the Bank's
option, without notice to the Obligors, the interest rate payable on the Line of Credit may be
increased to a rate of interest per annum at all times equal to sixteen percent (16%) over the
Index (as defined in the Promissory Note for the Line of Credit).
b. The principal amount outstanding under the $120,000 Loan (as defined in
Exhibit "A") as of the date hereof is $107,045.99. The interest rate payable on the principal
amount of the $120,000 Loan outstanding at any time shall be eighteen and one-tenths
percent (18.10%) per annum. The Company shall make monthly payments of principal and
interest on the $120,000 Loan in the amount of $1,660.30, which have been calculated
according to a 20-year amortization schedule, on the date of each month as provided in the
Promissory Note for the $120,000 Loan. Upon the occurrence of any default under this
Agreement at the Bank's option, without notice to the Obligors, the interest rate payable on
the $120.000 Loan may be increased to twenty percent (20%) per annum.
c. The principal amount outstanding under the $88,000 Loan (as defined in
Exhibit "A") as of the date hereof is $3,922.43. The interest rate payable on the principal
amount of the $88,000 Loan outstanding at any time shall be eighteen and one-tenths
percent (18.10%) per annum. The Company shall make monthly payments of principal and
interest on the $88,000 Loan in the amount of $1, i85 AI on the date of each month as
provided in the Promissory Note for the $88,000 Loan. Upon the occurrence of any default
under this Agreement at the Bank's option, without notice to the Obligors, the interest rate
payable on the $88,000 Loan may be increased 10 twenty percent (20%) per annum.
d. The principal amount outstanding under the Capuano Loan (as defined in
Exhibit "A") as of the date hereof is $112,755.66. The interest rate payable on the principal
amount of the Capuano Loan outstanding at any time shall be nineteen and one-tenths
percent (! 9.10%) per annum. The Capuanos shall make monthly payments of principal and
interest on the Capuano Loan in the amount of $1,836.19, which have been calculated
according to a 20-year amortization schedule, on the date of each month as provided in the
Promissory Note for the Capuano Loan. Upon the occurrence of any default under this
Agreement at the Bank's option, \>;ithout notice to the Obligors, the interest rate payable on
the Capuano Loan may be increased to twenty percent (20%) per annum.
e. On June 3, 2004, the entire outstanding amount of the $88,000 Loan, and on
August I, 2004, the entire outstanding amount of the other Obligations, including all of the
principal, all of the accrued and unpaid interest, all of the prepayment charges that are
payable under the Promissory Notes for the $88,000 Loan, the $120,000 Loan and the
Capuano Loan as a result of prepayment of the principal amount outstanding thereunder
prior to the maturity dates of such Loans as provided in such Promissory Notes, and any and
all other sums due or payable under or in connection with the Obligations and/or the Loan
Documents, shall be due and payable in full, without notice or demand, or setoff,
counterclaim or deduction of any nature.
2
2. Simultaneously with execution of this Agreement, the Obligors shall (a) pay to Bank
a non-refundable forbearance fee of$I,907.00, which the Obligors acknowledge and agree has been
fully earned by Bank, and (b) payor reimburse Bank for the fees and costs of the Bank's attorneys
incurred or paid by Bank as a result of the Obligors' defaults of their obligations to Bank, including
without limitation for the preparation, negotiation and implementation of this Agreement.
3. Simultaneously with execution of this Agreement, as additional collateral and
security for the Obligations (which shall also be included in the definition of "Collateral" as
provided in the Forbearance Agreement), the Obligors shall deliver to the Bank all titles to all of the
Company's equipment and vehicles that are not encumbered by other creditors, and such completed
and signed documentation as may be necessary or incidental for the Bank's encumbrance to be
noted on all such vehicle titles.
4. Simultaneously with execution of this Agreement as additional collateral and
security for the Obligations (which shall also be included in the definition of "Collateral" as
provided in the Forbearance Agreement), the Capuanos shall execute and deliver to the Bank, in
recordable form, the Bank's form of Mortgage Modification Agreement to be recorded for the
purpose of extending the Bank's mortgage lien currently in effect against the real property occupied
by the Company and identified as tax parcel nos. 40-31-2187-053 and 40-31-2187-053A,
Woodcraft Drive, Ml. Holly Springs, to include tax parcel no. 40-3]-2187-052, Woodcraft Drive,
Mt. Holly Springs.
5. Bank agrees, without waiving any existing default of the Obligors or any declaration
of any existing default of the Obligors, or any demand for payment of all or any part of the Obligors'
indebtedness to Bank, or any acceleration of the Obligors' indebtedness to Bank, or any of Bank's
rights or remedies against the Obligors or the Collateral (such term as used in this Agreement
having the same definition as such term has in the Forbearance Agreement) or the Obligors'
respective other property, to forbear from proceeding against the Obligors and the Collateral and the
Obligors' respective other property until the occurrence of a default of any of the Obligors'
obligations to Bank under this Agreement, on or after the date of this Agreement. However,
notwithstanding the preceding sentence, the Company's failure to comply ~th the annual clean-up
provision for the Line of Credit and with the Tangible Net Worth covenant and the Debt Service
Coverage Ratio covenant contained in any of the Loan Documents shall not constitute default under
this Agreement.
6. The Obligors shall furnish or cause to be furnished to the Bank:
a. Not later than forty-five (45) days after the end of each of the Company's
fiscal quarters, financial statements for each such quarter, including detailed schedules of
accounts receivable aging and accounts payable aging, all in form and content satisfactory to
the Bank.
3
.
b. Not later than thirty (30) days after the end of each month, financial
statements for each such month, including detailed schedules of accounts receivable aging,
all in form and content satisfactory to the Bank.
c. Not later than April 30, 2004, a copy of the Capuanos' signed federal income
tax return, as filed, including all schedules, statements, forms and attachments.
d. In addition, the Obligors will furnish or cause to be furnished to the Bank
such information and statements, lists of assets and liabilities, inventory schedules, budgets,
forecasts, tax returns, and other reports with respect to the Company and the Company's
business operations, and with respect to the Capuanos' fmancial condition, as Bank may
request from time to time.
7. a. The Obligors hereby reaffirm, affirm, ratify and confirm the Obligors'
absolute and unconditional liability to make all payments and to observe and perform all of
the duties, obligations and other agreements of the Obligors under or in cormection with the
Obligations, the Loan Documents and the Forbearance Agreement, subject only to any
express modification contained in this Agreement. Except as expressly set forth herein,
nothing contained in this Agreement releases, limits, or otherwise affects in any way or at
any time the liability of any of the Obligors for or 'With respect to any of the Obligors'
obligations and agreements under or in cormection 'With the Obligations, the Loan
Docli.'!lents or the Forbearance Agreement. This Agreement does not evidence or represent
in any way new indebtedness or satisfaction of any of the Obligations. All provisions of the
Loan Documents and the Forbearance Agreement remain in full force and effect,
enforceable by the Bank in accordance with the provisions of each of them, except as
expressly modified hereby, including without limitation any provisions for confession of
judgment, waiver of the right to trial by jury or venue or forum selection contained in
any of the Loan Documents or the Forbearance Agreement. Nothing contained in this
Agreement waives or should be construed as a waiver of any of the Bank's rights and
remedies under the Loan Documents or the Forbearance Agreement. or at law or in equity.
b. The Obligors hereby acknowledge, agree and affirm that (i) the Obligors are
absolutely and unconditionally liable to the Bank under any guaranty agreement executed in
favor of the Bank by any of the Obligors (each, a "Guaranty"), which Guaranty is a
guarantee of payment, and not merely collectibility, of the Obligations under the Loan
Documents and the Forbearance Agreement, (ii) the Obligors' liability to the Bank under any
such Guaranty and with respect to the Obligations, the Loan Documents, the Forbearance
Agreement and this Agreement is primary and direct, and (iii) the Obligors have no
defenses, setoffs or other claims with respect 10 the Obligations, the Loan Documents, the
Forbearance Agreement or this Agreement, or any such Guaranty.
c. All of the provisions of the Loan Documents and the Forbearance
Agreement, as modified hereby, are incorporated herein by reference and made a part hereof
as if set forth in full herein, and all of the provisions of this Agreement are incorporated into
4
the Loan Documents and the Forbearance Agreement and made a part thereof as if set forth
in full therein. The provisions of this Agreement are and will be deemed to be supplemental
to, and not in derogation of, the provisions of the Loan Documents and the Forbearance
Agreement, whenever possible. However, if there is any conflict or inconsistency between
or among the provisions of the Loan Documents and/or the Forbearance Agreement, and
this Agreement, the provision(s) determined by Bank in its sole discretion to be applicable
will govern and control the resolution of any such conflict or inconsistency, and the Obligors
agree to be bound by Bank's determination.
8. The occurrence of anyone or more of the fOllowing IS a default under this
Agreement:
a The Obligors' failure to make any payment required under the provisions of
any of the Loan Documents, the Forbearance Agreement or this Agreement on or before the
due date. on or after the date of this Agreement;
b. The Obligors' failure to observe or perform each and every one of the
provisions on the Obligors' part to be observed or performed under this Agreement, or under
any of the Loan Documents (except with respect to compliance with the financial covenants
as provided in Section 8 and with respect to the annual clean-up provision for the Line of
Credit), or the Forbearance Agreement on or after the date of this Agreement;
c. If any representation, warranty, or financial statement or presentation of any
of the Obligors at any time made to Bank in connection with the Obligations is determined
by Bank to be materially incorrect or misleading, including without limitation any financial
statements provided by any of the Obligors to Bank in accordance with the Loan
Documents, the Forbearance Agreement or this Agreement.
9. The Obligors each agrees that a default under any of the Loan Documents, the
Forbearance Agreement, this Agreement, or under any other agreement or document evidencing or
securing any other indebtedness or obligation of any of the Obligors to Bank, on or after the date of
this Agreement, is a default under all of the Loan Documents, the Forb~arance Agreement, this
Agreement and all such other agreements and documents. The Obligors each agrees thai all of the
Collateral is intended to be and is collateral and security for the entire amount of the Obligations,
whether or not any particular Collateral is specifically identified as Collateral for any particular
Obligations in the Loan Documents or the Forbearance Agreement, and that all of the Collateral is
intended to and '-"ill continue as collateral and security for the entire amount of the Obligations until
all of the Obligations are paid in full, notwithstanding payment in full of the $88,000 Loan, the
$306,500 Loan, the $120,000 Loan, the Line of Credit and/or the Capuano Loan before payment in
full of all of the Obligations, and the Obligors hereby confirm and reaffirm the Bank's security
interest, and hereby grant to the Bank a security interest, in and to all of the Collateral. The
Obligors agree that all of the provisions of all of the Loan Documents and the Forbearance
Agreement, as modified by this Agreement, will remain in full and force and effect and be and
=am applicable to all of the outstanding Obligations until all of the Obligations are paid in full,
5
notwithstanding payment in full of the $88,000 Loan, the $306,500 Loan, the $120,000 Loan, the
Line of Credit and/or the Capuano Loan before payment in full of all of the Obligations.
10. The Obligors, for themselves and any person or entity claiming by, through, from or
under any of them, including without limitation their respective heirs, personal representatives,
predecessors, successors and assigns, and their respective parent corporations, subsidiaries and
affiliates, and the stockholders, directors, officers, employees, agents and attorneys of any of them,
hereby release and agree to indemnify, defend and hold hannless Bank, its predecessors, successors
and assigns, and its and their respective parent corporations, subsidiaries and affiliates, and the
stockholders, directors, officers, employees, agents and attorneys of any of them (collectively, the
"Indemnified Parties") harmless for, against and from any and a111iability of any nature whatsoever,
including without limitation any demands, claims, suits, proceedings or actions of any nature
whatsoever, and any damages, losses, costs, expenses and fees (including anorneys' fees) or other
liabilities of any nature whatsoever, arising at any time before, on or after the date of this Agreement
as a result of or in connection with any actions or inactions of any of the Indemnified Parties,
whether intentional or negligent, which occurred on or prior to the date of this Agreement. This
provision will survive any expiration or termination of this Agreement, whether by payment in full
of the Obligations and all other sums due under or in connection therewith, or otherwise.
11. The Obligors will execute and/or deliver to Bank such additional documents,
agreements or materials, or will take such further action, as Bank may reasonably request at any
time and from time to time to give effect to the purposes or provisions of this Agreement.
12. All documents, agreements and materials of any nature whatsoever required at any
time to be executed or delivered to Bank in connection with any of the obligations of the Obligors to
Bank under this Agreement will be in form and substance satisfactory to Bank in Bank's sole
discretion.
13. No modification of any provision of this Agreement shall be effective unless in
writing and signed by all of the parties.
14. If at any time or times Bank believes it to be necessary or desirable to refer any
aspect of the administration of this Agreement, or the enforcement of any provision of this
Agreement, to any anorney, the Obligors will be liable to payor reimburse Bank for all reasonable
anorneys' fees and costs incurred or paid by Bank as a result of such referral, which fees and costs
will be due when incurred and payable immediately upon demand therefor.
15. Time is of the essence of the Obligors' obligations under this Agreement.
16. The provisions of this Agreement are severable and the invalidity or
unenforceability of any provision will not affect or impair the remaining provisions, which shall
remain in full force and effect.
6
.. .
17. This Agreement shall be interpreted and construed under the laws of the
Commonwealth of Pennsylvania. The Obligors shall only bring an action in, and the Obligors
otherwise consent to the jurisdiction of, the Court of Common Pleas of Cumberland County,
Pennsylvania, and the United States District Court for the Middle District of Pennsylvania, over all
matters arising from or related to the Loan Documents, the Forbearance Agreement and/or this
Agreement. The Obligors and the Bank agree that any dispute or controversy between or among the
Obligors or any of them and Bank would not lend itself to resolution or determination in trial by
jury. Therefore, the Obligors and Bank each hereby voluntarily, knowingly and
understandingly waives the right to trial by jury in any action or proceeding with respect to
any dispute or controversy which may arise between or among them under or in connection
with the Obligations, the Loan Documents, the Forbearance Agreement or this Agreement
and the subject matter of this Agreement.
18. This Agreement shall inure to the benefit of Bank, its successors and assigns, and all
obligations of the Company and the Capuanos shall bind all of the Obligors and their respective
heirs, personal representatives, successors and assigns.
19. The Obligors each acknowledges and agrees that each of the Obligors has had
the opportunity to consult with an attorney or attorneys prior to execution of this Agreement,
and the Obligors have consulted with an attorney or attorneys, or have waived and hereby
acknowledge the waiver of the opportunity to do so, and the Obligors have executed this
Agreement voluntarily, knowingly and understandingly.
20. This Agreement may be executed in any number of counterparts, which will
constitute one and the same Agreement. The Obligors each agrees that Bank is entitled to rely on a
facsimile transmission of this Agreement containing the signatures of any of the Obligors and
executed notary acknowledgements for the Obligors. However, the Obligors further agree to send
the Bank the originally signed and notarized Agreement by nationally recognized ovemight courier
service on the date on which the facsimile transmission is sent to Bank.
IN WITNESS
date first written a
REOF, the Obligors and Bank have execut
7
By:
By:
.'-.
B,r-k!t ~~, ~ .J
KlMBERLYL. CAP ANO
PNC BANK, NATIONAL ASSOCIATION
By: rd:J ~' Q
ERIC D. KRIMMEL
VICE PRESIDENT
8
" .
ACKNOWLEDGMENT AND CONSENT
The undersigned, JOSEPH V. CAPUANO hereby consents to the execution of this
Agreement by LANDIS, INC., and STEVEN J. CAPUANO and KIMBERLY L. CAPUANO,
and acknowledges and agrees to the terms and conditions of this Agreement, and the undersigned
hereby reaffirms, ratifies, confirms and agrees that all of the provisions of any of the Loan
Documents to which the undersigned is a party are unchanged and in full force and effect,
enforceable by the Bank as provided therein, or at law or in equity.
Without limiting the general nature and effect of the preceding paragraph, the undersigned
specifically acknowledges that this Agreement and this Acknowledgment and Consent constitute
wrinen notice from the Bank of the occurrence of an Event of Default under the Loan Documents as
provided in Section 3 of the Subordination Agreement dated July 6, 2001, among Joseph V.
Capuano, the Company and the Bank, and therefore that the C"mpany is no longer entitled to and
shall not make, and Joseph V. Capuano is no longer entitled to and shall not receive, payments of
the Subordinated Debt as defined and otherwise provided in such Subordination Agreement.
By:
DA IE: May 4, 2004
9
EXHIBIT" A" TO MODIFICA nON AND AMENDMENT
OF FORBEARANCE AGREEMENT
DATED MAY 4, 2004
The "Loan Documents" that are the subject of this Agreement include, but are not limited to,
the following (as any of them have previously been amended, modified or otherwise supplemented
or restated):
Loan to Landis, Inc., in the original principal amount of $88,000, made as of May 3, 1999;
Obligor/Obligation Number 30944824-601138578 (the "$88,000 Loan")
Corporate Resolution to Borrow
Promissory Note
Disclosure for Confession of Judgment
Business Loan Agreement
Security Agreement (Motor Vehicles)
Commercial Security Agreement
Commercial Guaranty of Steven J. Capuano
Disclosure for Confession of Judgment for Steven J. Capuano
Loan to Landis, Inc., in the original principal amount of $120,000, made as of April 26, 1999;
Obligor/Obligation Number 3094824-601147466 (the "$120,000 Loan")
Corporate Resolution to Borrow
Promissory Note
Disclosure for Confession of Judgment
Business Loan Agreement
Commercial Guaranty of Steven J. Capuano
Disclosure for Confession of Judgment for Steven J. Capuano
Open-End Mortgage from Joseph V. Capuano and Nancy P. CapuaBO
(Tax parcel no. 40-31-2187-052, Woodcraft Drive, Mt. Holly Springs)
Line of Credit to Landis, Inc., in the modified original principal amount of $580,000, made as
of May 25,1999; Obligor/Obligation Number 30944824-601138518 (the "Line of Credit")
Promissory Note in the original principal amount of$125,000
Business Loan Agreement
Commercial Security Agreement
Commercial Guaranty of Steven J. Capuano
Disclosure for Confession of Judgment
10
, . .
,_.a....
Amendment to Loan Documents dated July 6, 2001, increasing line of credit amount to
$500,000 .
Subordination Agreement from Joseph C. Capuano dated July 6, 200 I
Second Amendment to Loan Documents dated April 30, 2002, increasing line of credit
amount to $580,000
Loan to Steven J. Capuano and Kimberly L. Capuano in the original principal amount of
$120,000 made as of September 14, 2000; Obligor/Obligation Number 30944834-601549745
(the "Capuano Loan")
Promissory Note
Disclosures for Confession of Judgment
Corporate Resolution to Guarantee
Commercial Guaranty of Landis, Inc.
Open-End Mortgage (Tax parcel nos. 401-31-2187-05J and 40-3 1-2 I 87-053A, Woodcraft
Drive, Mt. Holly Springs)
11
PNC BANK, NATIONAL ASSOCIATION
., , 4242 Carlisle Pike
CampHiIl,PA 17011
E-mail: eric.krimmeluv.oncbank.com
Eric D. Krimmel
Vice President
(717)730-2492 Tel
(717) 730-2373 Fax
$ PNCBAN<
Via Rel!Ular and Certified Mail
August 9, 2004
Steven J. Capuano, President
Landis, Inc.
Woodcraft Drive
P.O. Box 196
Mt. Holly Springs, P A 17065
Mr. Steven J. Capuano
Mrs. Kimberly L. Capuano
1229 Blossom Terrace
Boiling Springs, P A 17007
In re: Landis, Inc.
Obligor/Obligation Nos.: 30944824-601138518 (5580,000 Line of Credit Loan)
30944824-601147466 (5120,000 Loan)
Steven J. and Kimberly L. Capuano
Obligor/Obligation Nos.: 30944834-601549745 (5120,000 Loan)
Dear Landis, Inc.:
Dear Mr. and Mrs. Capuano:
As you know, you are obligated to PNC Bank, National Association ("PNC") for the above-referenced loan
accounts (the "Loans"), as evidenced by certain Promissory Notes, Commercial Guaranties, a Forbearance
Agreement, and other related loan documents (the "Loan Documents").
As you also know, you are in default under the Loans and Loan Documents for your failure to payoff the above-
referenced loan accounts on August 1, 2004. As a result of this Event of Default, all liabilities and obligations under
the Loans and Loan Documents have been accelerated and all liabilities and obligations under the Loans and Loan
Documents are immediately due and payable to PNC. In addition, pursuant to the terms of the Loan Documents you
are hereby notified, that effective this date, PNC has exercised its right to increase the interest rates on th,e Loans to
the default rates as follows:
Landis. Inc.
30944824-601138518
30944824-601147466
Existin~ Interest Rate
Default Rate
PNC Bank's prime rate + 11.10
18.10%
PNC Bank's prime rate + 16.00%
20.00%
Steven J. and Kimberlv L. CaDuano
30944834-601549745 19.10%
20.00%
A member of The PNC Financial Services Group
4242 Carlisle Pike Camp Hill Pennsylvania 17011
( ~t-h(b;J ('Lit
., 'Steven J. Capuano, President
Landis, Inc.
August 9, 2004
Page 2
Please be advised that unless payment in full is immediately delivered to PNC Bank, National Association at 4242
Carlisle Pike, Camp Hill, PA 17011, in the form ofa cashiers check or money order, PNC may take all action it
deems appropriate to collect the above sums due and owing, preserve, protect and enforce its rights under the Loans
and Loan Documents.
This letter shall not be deemed to constitute a waiver of any outstanding defaults or Events of Default, nor shall it
obligate PNC, or be construed to require PNC, to waive any defaults, whether now existing or which may occur
after the date of this letter, nor shaII it limit PNC's rights to exercise all of its rights and remedies under the Loan
Documents with you, including any notes, security agreements or other loan documents executed in connection
therewith, all of which rights PNC expressly reserves.
v cry truly yours,
PNC Bank, National Association
~Q~
Eric D. Krimmel
Vice President
Cenified Mail Nos.:
7002 0460 0000 9754 8954
7002 0460 0000 9754 8961
cc: Geoffrey S. Shuff; Esquire ;/
. . .
DISCLOSUk... FOR CONFESSION OF JUlJ~MENT
.~
/00
C~
Borrower: LANDIS, INC. (TIN: 23-2443798)
WOODCRAFT DRIVE
MOUNT HOlLY SPRINGS, PA 17065
Guarantor: STEVEN J. CAPUANO
1229 BlOSSOM TERRACE
BOILING SPRINGS, PA 17007
mtlii~t;;
lfui~A~,;,;il;:~II&;i:!li;;~ifi;;
References in Ihe shaded erea are for Lender's use onl
Lender: PNC BANK, NATIONAl ASSOCIATION
4242 CARLISLE PIKE
CAMP HIll., PA 17001-8874
DISCLOSURE FOR CONFESSION OF JUDGMENT
I AM EXECUTING, THIS :u;
DAY OF
~.(
, 19 77 ,A GUARANTY FOR AN UNLIMTEO AMOUNT.
A. I UNDERSTAND THAT THE GUARANTY CONTAINS A CONFESSION OF JUDGMENT PROVISION THAT WOlA.D PERMIT LENDER TO
ENTER JUDGMENT AGAINST ME IN COURT, AFTER A DEFAlA.T ON THE GUARANTY,WITH()UT ADVANCE NOTICE TO ME AND WITHOUT
OFFERING ME AN OPPORTUNITY TO DEFEND AGAINST THE ENTRY OF JUDGMENT. 'IN EXECUTING THE GUARANTY, BEING FU.lY
AWARE OF MY RIGHTS TO ADVANCE NOTICE AND TO A HEARING TO CONTEST THE VAliDITY OF ANY JUOGMENT OR OTHER ClAIMS
THAT LENDER MAY ASSERT AGAINST ME UNDER THE GUARANTY, I AM KNOWINGLY, INTB..l.IGENTLY, ANO VOlUNTARILY WAIVING
THESE RIGHTS, INCLUDING ANY RIGHT TO ADVANCE NOTICE OF THE ENTRY OF JUDGMENT, AND ,I EXP!'!ESSLY AGREE AND CONSENT
TO LENDER'S ENTERING JUDGMENT AGAINST ME BY CONFESSION AS PROVIDED FOR IN THE CONFESSION OF JUDGMENT
PROVISION.
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B. I FURTHER UNDERSTAND THAT IN ADDITION TO GIVING LENDER THE RIGHT TO ENTER JUDGMENT AGAINST ME WITHOUT
ADVANCE NOTICE OR A HEARING, THE CONFESSION OF JUDGMENT PROVISION IN THE GUARANTY AlSO CONTAINS LANGUAGE THAT
WOlA.D PERMIT LENDER, AFTER ENTRY OF JUDGMENT, TO EXECUTE ON THE JUDGMENT BY FORECLOSING UPON, ATTACHING,
LEVYING ON, TAKING POSSESSION OF OR OTHERWISE SEIZING MY PROPERTY, IN FLU. OR PARTiAl PAYMENT OF THE JUDGMENT.
HOWEVER, LENDER MUST PROVIDE NOTICE TO ME UNDER APPLICABlE LAW IN EXECUTING ANY CONFESSED JUDGMENT. IN
EXECUTING THE GUARANTY, BEING FU.lY AWARE OF MY RIGHTS TO ADVANCE NOTICE AND A HEARING AFTER JUDGMENT IS
ENTERED AND BEFORE EXECUTION ON THE JUDGMENT. I AM KNOWINGLY, INTB..l.IGENTLY AND VOlUNTARILY WAIVING THESE
RIGHTS, AND I EXPRESSLY AGREE AND CONSENT TO LENDER'S EXECUTING ON THE JUDGMENT, IN ANY MANNER PERMITTED BY
APPLICABlE STATE AND FEDERAl LAW.
C. AFTER HAVING READ AND DETERMINED WHICH OF THE FOll.OWING STATEMENTS ARE APPLICABlE, AND BY PLACING MY
INITiAlS NEXT TO EACH STATEMENT WHICH APPLIES, I REPRESENT THAT:
INITiAlS
1. I WAS REPRESENTED BY MY OWN INDEPENDENT LEGAl COUNSa IN CONNECTION WITH THE GUARANTY.
-4f)... 2. A REPRESENTATIVE OF LENDER SPECIFICALLY CALLED THE CONFESSION' OF JUDGMENT PROVISION IN THE
- \ GUARANTY TO MY ATTENTION. '. ,
D. I CERTIFY THAT MY ANNUAl INCOME EXCEEDS $10,000: THAT THE BLANKS IN THIS DISCLOSURE WERE FIll.ED IN WHEN I
INITIALED AND SIGNED IT: AND THAT I RECEIVED A COpy AT THE TIME OF ,SIGNING"
B N SIGNED AND SEALED BY THE UNDERSIGNED.
x
(SEAl)
.5. Pat. I T.M. Off., Ver. 3.26b (el 1998 CFI Pl"oServiCes, Inc. AU rIghts resel"\led. rPA-030 F3.2e LANDI$3.LN C29.0Vl.[
L'f--h. bit (IF''
PNC BANK, NATIONAL ASSOCIATION,
Plaintiff
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
v.
: NO.
STEVEN J. CAPUANO,
Defendant
: CONFESSION OF JUDGMENT
: CIVIL ACTION - LAW
VERIFICATION
I, Eric Krimmel, Vice President, for PNC Bank, National Association, being authorized to
do so on behalf of PNC Bank, National Association, hereby verify that the statements made in the
foregoing pleading are true and correct to the best of my information, knowledge and belief. I
understand that false statements herein are made subject to the penalties of 18 Pa. C.S. Section
4904, relating to unsworn falsification to authorities.
PNC BANK, NATIONAL ASSOCIATION
Date: 12{2.1../0'i
By:
~Z- - Q
,
Eric Krimmel
Vice President
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PNC BANK, NATIONAL ASSOCIATION, : IN THE COURT OF COMMON PLEAS
Plaintiff : CUMBERLAND COUNTY, PENNSYLVANIA
v.
: NO. OS' - S 1
CL;C-T~
STEVEN 1. CAPUANO,
Defendant
: CONFESSION OF JUDGMENT
: CIVIL ACTION - LAW
PRAECIPE FOR ENTRY OF APPEARANCE
TO THE PROTHONOTARY:
Please enter the appearance on behalf of Plaintiff, PNC Bank, National Association.
Papers may be served at the address set forth below.
Geoffrey S. Shuff, Esquire
SAIDIS, SHUFF, FLOWER & LINDSAY
2109 Market Street, Camp Hill, P A 17011
(717) 737-3405 (fax) 737-3407
Respectfully submitted,
Date: 1),/ D..~ /() Y
,
SAIDIS, SHUFF, FLOj & LINDSAY
B f ,
y: /~' ;'
j/feof /. Sluiff, Esquire
~-e~e Court ID #24848
2109 Market Street
Camp Hill, P A 17011
(717) 737-3405
Attorney for Plaintiff
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PNC BANK, NATIONAL ASSOCIATION, : IN THE COURT OF COMMON PLEAS
Plaintiff : CUMBERLAND COUNTY, PENNSYLVANIA
v.
: NO. O~ - .5'(
c.,~~L ~~
STEVEN J. CAPUANO,
Defendant
: CONFESSION OF JUDGMENT
: CIVIL ACTION - LAW
AFFIDAVIT OF NON-MILITARY SERVICE
TO THE PROTHONOTARY:
I do certifY, to the best of my knowledge, that the Defendant, Steven J. Capuano, in the
above-captioned action is not presently on active or nonactive military status.
Respectfully submitted,
SAID IS, SHUFF, FLOWER & LINDSAY
Date: 12 -18 - uy
BY~
Geo e . . uf , Esquire
Supreme Court #24848
2109 Market Street
Camp Hill, PA 17011
(717) 737-3405
Attorney for Plaintiff
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PNC BANK, NA TIONAL ASSOCIATION,
Plaintiff
: IN THE COURT OF COMMON PLEAS
: CUMBERLAND COUNTY, PENNSYLVANIA
v.
: NO. O~ - ~ I
Ciu;l ,~
STEVEN J. CAPUANO,
Defendant
: CONFESSION OF JUDGMENT
: CIVIL ACTION - LAW
CERTIFICATE OF ADDRESSES
I hereby certifY that the precise address of Plaintiff, PNC Bank, National Association, is
4242 Carlisle Pike, Camp Hill, Pennsylvania 17011; and that the last known address of the
Defendant, Steven 1. Capuano, is 1229 Blossom Terrace, Boiling Springs, Pennsylvania 17007.
Respectfully submitted,
SAlOIS, SHUFF, FLOWER & LINDSAY
Date: n-1J5 _vy
By:
Geo rey ff,
Suprertie Court #24848
2109 Market Street
Camp Hill, P A 17011
(717) 737-3405
Attorney for Plaintiff
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: IN THE COURT OF COMMON PLEAS
: CUMBERLAND COUNTY, PENNSYLVANIA
: NO. O~ - Sf Cl~Jc.,-8L~
CONFESSION OF JUDGMENT
CIVIL ACTION - LAW
PNC BANK, NATIONAL ASSOCIATION,
Plaintiff
STEVEN 1. CAPUANO,
Defendant
NOTICES IN CONNECTION WITH JUDGMENTS BY CONFESSION
REQUIRED BY 42 Pa. C.S.A. S 2737.1 (Act 105 of2000)
To: Steven J. Capuano
Pursuant to 42 Pa. C.S. S 2737.1. please take notice that the Plaintiff in this matter has
entered a judgment by confession against you in the amount of $118,731.81.
You are entitled to file a petition to "strike" or "open" the judgment. In order to do so,
you must promptly file a petition with the Court of Common Pleas of Cumberland County,
Pennsylvania, as required by Rule 2959 of the Pennsylvania Rules of Civil Procedure. You will
file a petition by leaving it with the courts or Prothonotary at the courthouse in Carlisle,
Cumberland County, Pennsylvania.
A petition is a formal statement of your reasons for challenging the judgment. You must
include the names of the parties at the top of the first page and the case number, which is shown
above. The petition must state your reasons for challenging the judgment is a separate numbered
paragraphs. You have to sign the petition and include a sworn statement at the end of the
document verifying that the facts you state in the petition are true and accurate. You will waive
any defenses and objections not included in your petition to strike or open. You must therefore
make every effort to raise all possible issues and defenses in your petition to strike or open in
order to avoid waiving any claims.
If you elect to file a petition, it must meet the requirements of Rule 2959 of the Rules of
Civil Procedure. A full copy of Rule 2959 is attached to this Notice. You may also have to
comply with local rules of procedure in effect in the county where the judgment was entered.
If you do not file a petition challenging the judgment, the Plaintiff may take steps to
collect on the judgment by asking the Sheriff to seize your assets. You may have other rights
available to you other than as set forth in this notice. You should take this paper to your
lawyer at once. If you do not have a lawyer, go to or telephone the office set forth below.
This office can provide you with information about hiring a lawyer.
If you cannot afford to hire a lawyer, this office may be able to provide you with
information about agencies that may offer legal services to eligible persons at a reduced fee
or no fee.
Cumberland County Bar Association
32 South Bedford Street
Carlisle, PA 17013
(717) 249-3166 or 1-800-990-9108
Corporations may be unable to represent themselves in court. Ifthe defendants include a
corporation, the corporation must appear through an attorney if it intends to challenge the
judgment.
You may receive other papers and notices regarding the judgment. Those other papers do
not negate or override this Notice. Likewise, this Notice is not intended to and does not negate
any of the notices or information obtained in other papers that may be served upon you.
We reiterate that you are required to act promptly if you wish to seek relief from the
judgment. Under certain circumstances, you have only 30 days in which to file a petition after
papers are served on you. Even if the 30 day rule does not apply, you must act promptly in order
to protect your interests. Failing to act in a timely manner will render you unable to challenge
the judgment at a later time.
Pursuant to 40 Pa. C.S.A. Section 2737.1, if you have been incorrectly identified and had
a confession or judgment entered against you, you are entitled to costs and reasonable attorney
fees as determined by the court.
Respectfully submitted,
SAIDIS, SHUFF, FLOWER & LINDSAY
Date: December 28, 2004 By:
/ L . Shuff, Esquire
me Court ID #24848
2109 Market Street
Camp Hill, PA 17011
(717) 737-3405
Attorney for Plaintiff
Pennsvlvania Rule of Civil Procedure 2959 - Strikinl!: off Judl!:ment
(a)(l) Relief from a judgment by confession shall be sought by petition. Except as
provided in subparagraph (2), all grounds for relief whether to strike off the judgment or to open
it must be asserted in a single petition. The petition may be filed in the county in which the
judgment was originally entered, in any county to which the judgment has been transferred or in
any other county in which the sheriff has received a writ of execution directed to the sheriff to
enforce the judgment.
(2) The ground that the waiver of the due process rights of notice and hearing was not
voluntary, intelligent and knowing shall be raised only
(i) in support of a further request for a stay of execution where the court has not
stayed execution despite the timely filing of a petition for relief from the judgment and
the presentation of prima facie evidence of a defense; and
(ii) as provided by Pennsylvania Rule of Civil Procedure 2958.3 or Rule 2973.3.
(3) If written notice is served upon the petitioner pursuant to Rule 2956.l(c)(2) or Rule
2973.1 ( c), the petition shall be filed within thirty days after such service. Unless the defendant
can demonstrate that there were compelling reasons for the delay, a petition not timely filed shall
be denied.
(b) If the petition states prima facie grounds for relief the court shall issue a rule to show
cause and may grant a stay of proceedings. After being served with a copy of the petition the
plaintiff shall file an answer on or before the return day of the rule. The retum day of the rule
shall be fixed by the court by local rule or special order.
(c) A party waives all defenses and objections which are not included in the petition
or answer.
(d) The petitIOn and the rule to show cause and the answer shall be served as
provided in Rule 440.
(e) The court shall dispose of the rule on petition and answer, and on any testimony,
depositions, admissions and other evidence. The court for cause shown may stay proceedings on
the petition insofar as it seeks to open the judgment pending disposition of the application to
strike off the judgment. If evidence is produced which in a jury trial would require the issues to
be submitted to the jury the court shall open the judgment.
(f) The lien of the judgment or of any levy or attachment shall be preserved while the
proceedings to strike off or open the judgment are pending.
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v.
: IN THE COURT OF COMMON PLEAS
: CUMBERLAND COUNTY, PENNSYLVANIA
: NO. 05- S[ C.~u'LY~
PNC BANK, NATIONAL ASSOCIATION,
Plaintiff
STEVEN J. CAPUANO,
Defendant
: CONFESSION OF JUDGMENT
: CIVIL ACTION - LAW
To: Steven 1. Capuano, Defendant
You are hereby notified that on ,J:::L,") 1..f ' 200{ judgment by confession was
entered against you in the sum of$118,731.81 in the above-captioned case.
DATE:
1/4/0.5
YOU SHOULD TAKE THIS PAPER TO YOUR LAWYER AT ONCE. IF YOU DO
NOT HAVE A LAWYER OR CANNOT AFFORD ONE, GO TO OR TELEPHONE THE
OFFICE SET FORTH BELOW TO FIND OUT WHERE YOU CAN GET LEGAL HELP.
Cumberland County Bar Association
32 South Bedford Street
Carlisle, P A 17013
(717) 249-3166 or 1-800-990-9108
I hereby certifY that the following are the addresses of the defendants stated in the certificate
of residence:
Steven 1. Capuano
1229 Blossom Terrace
Boiling Springs, P A 17007
'>
'/
Attorney' r
A, Steven 1. Capuano, Demandado(s)
Por este medio sea avisado que en el dia de de 2004, un fallo por admision fue
registrado contra usted por la contidad de $118,731.81 del caso antes escrito.
Fecha: el dia de de 2004
Protonotario
LLEVE ESTA DEMANDA A UN ABODAGO IMMEDIATAMENTE. SI NO TIENE
ABOGADO 0 SI NO TIENE EL DINERO SUFICIENTE DE PAGAR TAL SERVICIO, V A Y A
EN PERSONA A LLAME POR TELEFONO A LA OFICINA CUY A DIRECCION SE
ENCUENTRA ESCRITA ABAJO PARA AVERIGUAR DONDE SE PUEDE CONSEGUIR
ASISTENCIA LEGAL.
Cumberland County Bar Association
32 South Bedford Street
Carlisle, PA 17013
(717) 249-3166 or 1-800-990-9108
Por este medio certifico que 10 siguiente es la direccion del demandado dicho en el
certificado de residencia:
Steven J. Capuano
1229 Blossom Terrace
Boiling Springs, P A 17007
Aoo"f'i,;l2:,2~,)
t_____...../ .I
COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYL V ANIA-
CIVIL ACTION
PNC BANK, NATIONAL ASSOCIATION, : DOCKET NO. 05-51 CIVIL TERM
Plaintiff
v. : CONFESSION OF JUDGMENT
STEVEN J. CAPUANO,
Defendant : PREVIOUSLY ASSIGNED TO: NI A
PRAECIPE
TO THE PROTHONOTARY:
Please mark the judgment entered in the above-captioned action satisfied.
Respectfully submitted,
SAlOIS, SHUFF, FLOWER & LINDSAY
Date: November 14,2005
By:
uff, Esquire
upr e C urt ID #24848
2109 M et Street
Camp Hill, P A 17011
(717) 737-3405
Attorneys for Plaintiff, PNC Bank, National
Association
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