HomeMy WebLinkAbout11-12-13 ANNUAL REPORT OF
GUARDIAN OF THE ESTA TE
COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY,PENNSYLVANIA
ORPHANS' COURT DIVISION .
Estate of W�LI�HERBERT OCKER ,an Incapacitated Person
No. 21-09-0695
I. INTRODUCTION
Kimberly Sue Ocker ,was appointed
�Plenary �Limited Guardian of the Estate by Decree of Kevin A. Hess ,J,,
dated 9/11/2009
� A. This is the Annual Report for the period from —�_____---
to , _ (the"Report Period");or
October 1 2011
� B. This is the Final Report for the period from �----
to September 30 , 2013 (the"Report Period"),and is filed
for the following reason:
1. The death of the Incapacitated Person. Date of death:
Name of Personal Representative:
2. The Guardianship was terminated by the Court by Decree of
Kevin A. Hess J.,dated September 13,201
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Form G-02 rev.10.13.06 ""'
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Esta.te of wILLIAM HERBERT OCKER ,An Incapacitated Person
II. SUI��MARY
A. State the value of the esta.te reported on the Inventory $ 132,456.82
B. State the value(s)of principal assets at the beginning of
the Report Period. (Same as Inventory if first Report,
otherwise,ending balance from last Report.) $ 156,706.30
C. What is the total amount of income earned during the 414,237.11
Report Period? $
D. What is the total amount of income and principal
spent for all purposes during the Report Period? $ 203,009.25
E. What are the balances remaining at the end of the Report
Period?
1. Principal $ 646,241.05
2. Income $ 0.00
3. Total of Principal and Income $ 646,241.05
III. ADDITIONAL INFORMATION
(If more space is needed,please attach additional pages.)
A. Principal
1. How is the principal balance listed above currently
invested? (Please specify,e.g.,real estate,
certificates of deposit,restricted bank accounts,etc.):
Real estate;M&T checking account,Morgan Stanley investment account
(certificates of deposit and money market)
2. Have there been any expenditures from the principal • . • • . . �Yes �No
during the Report Period? . . . . . . . . . . . . . . . . . . . . .
_ If yes:
a. Have all expenditures from the principal been for
the sole benefit of the Incapacitated Person? . . . . . . . . �Yes �No
Page 2 of 5
Form G-02 rev.10.13.06
Estate of wu-LIAM HERBERT OCKER ,An Incapacitated Person
b. List purpose and amount of expenditures:
See attached. $
$
�
$ .
c. Was Court approval received prior to
expending the principal? . . . . . . . . . . . . . . . . . . . . . . . �Yes �No
3. Were additional principal assets received during the
Report Period which were not included in the
Inventory or a prior Report filed for the Estate? . . . . . . . . . . . �Yes �No
If yes:
a. Was Court approval requested prior to
receiving the additional principal? . . . . . . . . . . . . . . . . [�Yes �No
b. State the sources and amounts of the
additional principal received:
Per Order of Court(#11-332)dated 07/19/2012, $
$56,534.85 minus$20,393.80 to reimburse $
workers'comp.lien $ 36,141.05
Real estate(tax assessment) $ 160,100.00
Kimberly S.Ocker,individually $ 450,000.00
B. Income
1. Sta.te sources and amounts of income received
during the Report Period(e.g., Social Security,
pension,rents,etc.): 58,043.16
Workers'compensation $
Social Security $ 31,138.00
Kimberly Ocker's salary � 9,801.60
M&T checking account interest $ 131.59
' Pacific Life annuity$36,750;Prudential annuity$279,500 $ 316,250.00
Morgan Stanley account change in value $
-1,127.24
� Total income received during Report Period: $ 414,237.11
Page 3 of 5
Form G-O2 rev.10.13.06
Estate of�LLIAM HER�ERT OCKER ,An Incapacitated Person
2. How is income currently invested? (Please
specify,e.g.,restricted bank accounts,client
care account,etc.):
Income currently invested in M&T checking account and Morgan Stanley �
investment account in certificates of deposit and money market. �
C. Ezpenses for Care and Maintenance
Specify what expenditures were made from the principal and
income for the care and maintenance of the Incapacita.ted
.Person(e.g.,clothing,nursing home,medicine, support,etc.):
Medical insurance,home improvements and repairs for comfort of I.P.;therapy
and equipment;maintenance and payment for conversion van used to transport
I.P.;prescriptions not covered by insurance;miscellaneous medical and personal
supplies.
D. Other Expenditures
Specify what other expenditures were made during the Report
Period. (Do not include any items stated in response to
question C above.)
Food,clothing,utilities,insurance,taxes and ma.intenance of home,home and
auto loans,life insurance premiums,home repairs, supplies and other necessrties
of life.
E. Guardian's Commissions
List amounts of compensa.tion paid as Guardian's commission
and state how amount was determined:
Court
Amount Method of Determination Approval Obtained
None. �Yes �No
�Yes [�No
Page 4 of 5
Form G02 rev.lOJ3.06
Estate of wILLIAM HERBERT OCKER ,An Incapacitated Person
F. Counsel Fee
List amounts paid as counsel fee,and indicate whether Court approval was obtained.
Court
Amount Approval Obtained
0.00 �Yes �No
[�Yes �No
I verify that the foregoing information is correct to the best of my knowledge,
information and belief; and that this Verification is subje t to the penalties of 18 Pa.C.S. §4904
relative to unsworn falsification to authorities.
�
Ia �13
�1e Si re ojGuardian o t Estate
Kimberly Sue er
Name of Griardian of the Estate(type or print)
730 Mountain Road
Address
Nevwille,PA 17241
City,State,Zip
717-776-7469
Telephone
Page 5 of 5
Form G-Ol rev.10.13.06
F:\PII,ES�Clients\13509 OckaU3509.4 Guardianshsip.EF'.Roports\13509.4.2013.estate.attachments.wPd
ATTACHMENT TO
ANNUAL REPORT OF GUARDIAN OF THE ESTATE
COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY,PENNSYLVANIA
pRPHANS' COURT DIVISION
Esta.te of WILLIAM HERBERT OCKER,An Incapacitated Person
No. 21-09-0695
II. SUMMARY
D. The figure shown on the report includes expenses for the family which are paid
from funds in the checking account owned jointly with Incapacitated Person,his
wife and son,and into which the family income is deposited from accounting
period of September 27, 2011 to December 26, 2012.
III. ADDITIONAL INFORMATION
A. Principal
2.b. List purpose and amount of expenditures:
Home remodeling,repairs&maintenance 3,412.3 8
Chase loan payments 8,340.12
Ford loan payments 3,113.10
Life insurance 378.00
Vehicle repairs 49.64
Student loan 3,066.51
Medical,personal care
2,565.14
CelUinternet services 2,675.65
Home telephone 947.43
Electric 1,767.77
Satellite dish services 1,075.41
Tota1 27,391.15
3.b. State the sources and amounts of the
additional principal received:
Home equity line of credit 2,000.00
II. SUMMARY
D. Funds were separated into a checking account for the Incapacitated Person
beginning July 31,2012 to the present.
III. ADDITIONAL INFORMATION
A. Principal
� 2.b. List purpose and amount of expenditures:
Medical,personal care 37,430.50
Conversion van payoff 138.187.60
Total 175,618.10
3.b. State the sources and amounts of the
additional principal received:
Birthday money 50.00