HomeMy WebLinkAbout02-11-05
Register of Wills of Cumberland County, Pennsylvania
PETITION FOR GRANT OF LETTERS
Estate of
William Nichols
No. c2.1 - 05 - IdS
also known as William N. Nichols
, Deceased
Social Security No, 261-56-8692
Pelilioner(8). wholslere1Bve"flIO/Bgeo,older, apply(iea) 10'
(COMPLETE "A" OR "B" BELOW:)
III
A. Probate and Grant of Letters and aver that Petitioner(s) is/are the executor named in the Last Will of the
Decedent, dated Mav 25,1999 and codicil(s) dated
SIll.\eTe\evarrtoircumslenoes. B,a.. renunoilltion d.,...thofexecUlor ete
Except as follows, Decedent did not marry, was not divorced, and did not have a child born or adopted after execution of the documents offered for
probate; was not the victim of a killing and was never adjudicated incompetent
None
!:JI B. Grant of Letters of Administration
(C.I.11., d.b,n,C.1.lI.: pendente IIle: durantellbuntia: durantamlnori lale)
Petitioner(s) after a proper search haslhave ascertained that Decedent left no Will and was survived by the following spouse (if
anv) and heirs: 'i.
I Name Aelationshio Residence .. ..... I
.' .... .
, .'
" "
:.:
c") ",j
.. , .'
... .
\..!.:)
(COMPLETE IN ALL CASES:) Attach additional sheets it necessary,
Decedent was domiciled at death in Cumberland County, Pennsylvania, with hislher last family or principal residence
at 3816 Conestoaa Road, Camo Hill. PA 17011 (Hamoden Townshio)
(Iislalreel,numberand IT\(Jnicipality)
Decedent, then.2Q. years of age, died December 11, 2004
,at Harrisbura Hosoital, City of Harrisbura, Dauohin County, PA
(LocatOln)
Decedent at death owned property with estimated values as follows:
(if domiciled in PAl All personal property '"..''' .. . .. . . . . , . . . . . . .. . . .. . . .' $ 50,000.00
(If not domiciled in PA) Personal property in Pennsylvania. . . . . . . . . . . . . . . . . . . . . , . . . . . $
(If not domiciled in PAl Personal property in County, . . . . . . . . . . . . . . . . . . . . . . . . , . $
Value 01 real estate in Pennsylvania ........................ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $
Total '" . . . . . . . . . . . . . . . . . . . . . . . . . . . . , . . . . . . . . . . . . . . . . . . . . . . . . . . . , , . . . . . . . . . . . . .' $ 50,000.00
Real Estate situated as follows:
Wherefore, Petitioner(s) respectfully request(s) the probate of the last Will and Codicil(s) presented with this Petition and the grant of letters in the
appropriate form to the undersigned:
T ad or rinted name and residence
Nick Nichols
318 Lam Post Lane
Cam Hill, PA 17011
Form RW.l PlIgEll of 2 (DlI~hin County. Rev. 9t92\
Oath of Personal Representative
Commonwealth of Pennsylvania
County of Cumberland
The Petitioner(s) above-named swear(s) and affirm(s) that the statements in the foregoing
Petition are true and correct to the best of the know ledge and belief of Petitioner(s) and that, as
person.al representative(s) of the Decedent, petiti~Oer(S) ,..~~ell and..tr~Jy.Y~. m.ill. ister the estate
accordmgtolaw. .(~ ~
Sworn to and affirmed and subscribed 'f-, /ft~7-! . ---.-------
/
1.R ,'v,A.;.;. ,^^-,--" ./ 2005
~~~
~ 1~~EE OF REGISTER
before me this
Gr~LJ
Estate of William Nichols
day of
Deceased No.6L1. DS-- Id-.:l
also known as William N. Nichols
Social Security No: 261-56-8692 Date of Death: December 11. 2004
AND NOW, ':::4J/hu A. . ~/ q , 2005, in consideration of the Petition on the reverse
side hereon, satisfactory proof haVIng been presented before me,
IT IS DECREED that Letters Igj Testamentary 0 of Administration
are hereby granted to
(e.t.a.;d,b,n.e,t,;pandentelite;duranteab....ntill;dutanteminnrilate)
Nick Nichols
in the above estate and that the instrument(s), if any, dated
described in the Petition be admitted to probate and filed of record as the last Will of Decedent.
FEES
Letters. ..........................
./
Short Certificate(s) (5)...
Renunciation ( )............
Mfidavit ( )..................
J:lj,,",u P "5C& ( )t.~
Codicil.......................... .
JCP Fee........................
Inventory & Tax Forms...
Other........................... .
TOTAL................
$..9D .DD
$..2D.O\)
$
$
$ \S .(\"\)
$
$ I() .ClL)
$
$ 5.O\J
Elvse E. ROE!ers ~ .It! ~
41274
415 Fallowfield Rd. Suite 301
Camo Hill. PA 17011
717-612-5801
~ - g - 05
Attorney:
LD. No:
Address:
$l4-0 .W
Telephone:
DATE FILED:
This is to certify that the information here given is correctly copied lrom an original certificate of death duly filed with me as
Local Registrar. The original certificate will he forwarded to the Slale Vital Records Office for permanent filmg.
WARNING: It is illegal to duplicate this copy by photostat or photograph.:','
..
Fee Ii)! this certificate, $2.00
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COMMONWEAl.TH OF PENNSYLVANIA. DEPARTMENT OF HEALTH. VITAL RECORDS
CERTIFICATE OF DEATH
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RfGISlRAIl.'S SIGI'IA TUR! AND NUMBER
,.
"
Last Wilili and T <estam.<ent
OF
WILLIAM N. NICHOLS
I, WILLIAM N. NICHOLS, of Hampden Township, Cumberland Cou-qty,
Pennsylvania, do make, publish and declare this to be my Last Will and TeStament;
hereby revoking all Wills and Codicils by me at any time made.
ITEM I: I direct that all inheritance and ~state C?
taxes (other than generation-skipping tax) becoming due by reason of my death, ;:.;::>
whether such taxes may be payable by my estate or by any recipient of any property,
shall be paid by the Executor out of the residue of my estate, as an expense and cost
of administration of my estate. The Executor shall have no duty or obligation to
obtain reimbursement for any such tax so paid, even though on proceeds of insurance
or other property not passing under this Will.
ITEM II: I direct the Executor to pay the expenses
of my last illness and funeral expenses from the residue of my estate as an expense
and cost of administration of my estate.
ITEM III: If I die before my wife, GEORGIA
NICHOLS, I give to her all of my household furniture and furnishings, books,
pictures, jewelry, silverware, automobiles, wearing apparel and all other articles of
household or personal use or adornment and all policies of insurance thereon. If! do
not die before my wife, I make this gift to such of my children, NICK NICHOLS and
MARIA PAVONE, as are living at the time of my death, to be divided between them
Page 1
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.'
as they shall agree. Should there be no agreement, the Executor shall divide this
property between them in as nearly equal portions as the Executor, in the sole
discretion of the Executor, deems appropriate, having due regard to the personal
preferences of my children.
ITEM IV: I give the residue of my estate, not
disposed of in the preceding portions of this Will, to my son, NICK NICHOLS, as
Trustee (hereinafter referred to as "Trustee"), IN TRUST, to be further divided into
three parts, each of which shall be held in trust and constitute separate trust funds to
be known as "Trust A", "Trust B" and "Trust e":
"Trust A": "Trust A" shall consist of a fraction
of my residuary estate. The numerator shall be a sum equal to the
largest amount that can pass free of Federal estate tax under my Will by
reason of the applicable credit and the state death tax credit (provided
that the use of this credit does not require an increase in state death
taxes) allowable to my estate but no other credit and after taking
account of dispositions under other items of this Will and property
passing outside of this Will which do not qualify for the marital or
charitable deduction and after taking account of charges to principal
that are not allowed as deductions in computing my Federal estate tax.
The denominator shall be the value of my residuary estate. For
purposes of establishing this fraction, the values finally fixed in the
Federal estate tax proceeding relating to my estate shall be used. I
recognize that the numerator of such fraction may be zero (0), in which
case no property shall pass under "Trust A". I also recognize that the
numerator may be affected by the action of the Executor in exercising
certain tax elections. Under no circumstances shall "Trust A" be larger
Page 2
l,.}. TV
. ,.
than the amount of the generation-skipping transfer tax exemption
provided in Section 2631 of the Internal Revenue Code of 1986, as
amended, and available to me at the time of my death after considering
other generation-skipping transfers made by me during my lifetime or
effective at my death.
"Trust B": "Trust B" shall consist of a fraction
of my residuary estate. The numerator shall be a sum equal to the
amount of the generation-skipping transfer exemption as provided in
Section 2631 of the Internal Revenue Code of 1986, or any comparable
legislation in effect at the time of my death and then available to me
after consideration of generation-skipping transfers made by me during
my lifetime and made under other items of this Will (including an
allocation to "Trust A") and the allocation of the generation-skipping
transfer tax exemption made by the Executor to other
generation-skipping transfers. The denominator shall be the value of
my residuary estate,
"Trust C": "Trust C" shall consist of the
balance of my residuary estate not placed in "Trust A" and "Trust B".
ITEM V:
The following provisions shall apply to
"Trust A":
Page 3
(a)
Trust.
This Trust shall be known as The Nichols Family GST
~
Page 4
(b) The Trustee shall pay to or for the benefit of my wife,
GEORGIA NICHOLS, all of the net income of this Trust in convenient
installments, but not less frequently than annually.
(c) The Trustee shall also pay to my wife, GEORGIA
NICHOLS, so much of the principal of this Trust as may be necessary in
the discretion of the Trustee, for the proper support, maintenance and
medical care of my wife.
(d) Upon the death of my wife, the Trustee shall divide the
principal into two parts, one of which shall comprise fifty-one (51%)
percent of the value of the principal, and the other which shall comprise
forty-nine (49%) percent of the value of the principal. The Trustee shall
hold the share comprising fifty-one (51%) percent as a separate Trust
for the benefit of my son, NICK NICHOLS, or his issue, and shall hold
the share comprising forty-nine (49%) percent as a separate Trust for
the benefit of my daughter, MARIA PAVONE, or her issue.
(e) In each Trust established for a living child of mine (the
"Beneficiary"):
(1) The Trustee shall pay to or for the benefit of
Beneficiary in convenient, at least annual installments, so
much of the net income as the Trustee, in the discretion of
the Trustee, deem appropriate for the support,
maintenance and medical care of the Beneficiary.
(..d. t!/
Page 5
(2) The Trustee shall also pay to the Beneficiary
so much of the principal as the Trustee, in the discretion of
the Trustee, considers necessary for the proper support,
maintenance and medical care of the Beneficiary.
(3) Upon the death of the Beneficiary, if my son,
NICK NICHOLS, is not then living, the Trustee shall
convey and pay over all of the remaining assets of his or
her Trust to one or all or less than all of Beneficiary's
spouse, Beneficiary's issue, my issue, or the charities
Beneficiary designates, in the amounts and in the estates
that the Beneficiary directs, either by instrument filed
with the Trustee during the Beneficiary's lifetime, or by
the Beneficiary's Will. This Power of Appointment is
exercisable only by specific reference to this power, and
shall in all cases be exercisable by my son, NICK
NICHOLS, with respect to the Trust established for his
benefit.
In no event may this Power of Appointment
be exercised in favor of Beneficiary, Beneficiary's estate or
the creditors of either.
(4) If the Beneficiary does not exercise his or her
power of appointment in whole or in part, or if, at the
death of the Beneficiary, my son, NICK NICHOLS, is still
living, the Trustee shall divide the unappointed principal
and any accretions thereto and any accumulations of
l<<l vV
Page 6
income into as many equal parts as there are then living
children of the Beneficiary and then deceased children of
the Beneficiary represented by then living issue. The
Trustee shall hold one share as a separate Trust for the
benefit of each living child of the Beneficiary. The Trustee
shall divide each share set apart for issue of a deceased
child of the Beneficiary into separate per stirpital shares
for each then living issue of a deceased child of the
Beneficiary, and shall hold each share as a separate Trust.
(f) The following provisions shall apply to each Trust
established for a living child of a Beneficiary (each also referred to as the
"Beneficiary" of his or her Trust):
(1) The Trustee shall pay to the Beneficiary in
convenient, at least annual installments, so much of the
net income as the Trustee, in the discretion of the Trustee,
deem appropriate for the support, maintenance, medical
care and college or higher education of the Beneficiary.
(2) The Trustee shall also pay so much of the
principal of the Trust as the Trustee, in the sole discretion
of the Trustee, considers necessary for the proper support,
maintenance, medical care and college or higher education
of the Beneficiary.
(3) Mter the death of my son, NICK NICHOLS,
and upon the attainment of the age of twenty-five (25)
{,f.1 l[/
Page 7
years by the Beneficiary, the Trustee shall distribute one-
half of the principal to the Beneficiary. Upon the
attainment of the age of thirty (30) years by the
Beneficiary, the Trust shall terminate and the Trustee
shall pay to the Beneficiary all the assets of his or her
Trust. Should my son, NICK NICHOLS, be living when
the Beneficiary attains the ages set forth in this
subparagraph, the trust shall continue until the death of
my son.
(4) Upon the death of the Beneficiary prior to the
termination of his or her Trust, if Grantor's son, NICK
NICHOLS, is not then living, the Trustee shall convey and
pay over all of the remaining assets of the Beneficiary's
Trust to one or all or less than all of Beneficiary's spouse,
Beneficiary's issue, my issue, or the charities Beneficiary
designates, in the amounts and in the estates that
Beneficiary directs, either by instrument filed with the
Trustee during Beneficiary's lifetime, or by the
Beneficiary's Will. This Power of Appointment is
exercisable only by specific reference to this power.
In no event may this Power of Appointment
be exercised in favor of Beneficiary, Beneficiary's estate or
the creditors of either.
(5) If the Beneficiary does not exercise his or her
power of appointment in whole or in part, or if at the death
I..}. r!/
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Page 8
of the Beneficiary, my son, NICK NICHOLS, is still living,
the Trustee shall divide the unappointed principal and any
accretions thereto and any accumulations of income into as
many equal parts as there are then living children of the
Beneficiary and then deceased children of the Beneficiary
represented by then living issue. The Trustee shall hold
one share as a separate Trust for the benefit of each living
child of the Beneficiary. The Trustee shall divide each
share set apart for issue of a deceased child of the
Beneficiary into separate per stirpital shares for each then
living issue of a deceased child of the Beneficiary, and shall
hold each share as a separate Trust.
(g) The following provisions shall apply to each Trust
established for issue more remote than a grandchild (each referred to as
the "Beneficiary" of his or her Trust):
(1) The Trustee shall pay to the Beneficiary in
convenient, at least annual installments so much of the net
income as the Trustee, in the discretion of the Trustee,
deem appropriate for the support, maintenance, medical
care and college or higher education of the Beneficiary.
(2) The Trustee shall also pay so much of the
principal of Trust as the Trustee, in the sole discretion of
the Trustee, considers necessary for the proper support,
maintenance, medical care and college or higher education
of the Beneficiary.
w. J1./
"Trust B":
Page 9
(3) Upon the attainment of the age of twenty-one
(21) years by the Beneficiary, and in no event later than
the Termination Date, the Trustee shall distribute the
remaining assets to the Beneficiary.
(4) Upon the death of the Beneficiary prior to
attaining the age of twenty-one (21) years, and in no event
later than the Termination Date, the Trustee shall pay the
remaining assets to the then living issue of the Beneficiary,
per stirpes.
(h) If, before final distribution of the assets of any Trust
established under this Item, there is no living beneficiary of the Trust, it
shall terminate. The assets of the Trust shall be paid to my issue, on a
per stirpital basis, who have in common as an ancestor the most
recently living beneficiary of the Trust. If there is, however, at the time
any Trust established under my Will for the benefit of the person(s) who
would receive this distribution, the assets which would have been
distributed to that person shall be added to the principal of the Trust
established for his or her benefit.
CD Notwithstanding any other provision of this Will, each
Trust arising under this Will shall terminate no later than twenty (20)
years after the death of the last to die of my issue living at the time of
my death. This date is the "Termination Date."
ITEM VI:
The following provisions shall apply to
W.W
(a) Trustee shall, beginning at my death, pay over the net
income in convenient, at least annual installments to my wife,
GEORGIA NICHOLS, during her lifetime.
(b) The Trustee shall also, from time to time, pay to my wife
so much of the principal of this Trust as the Trustee deems necessary
for the proper support, maintenance and medical care of my wife.
(c) Upon the death of my wife, the Trustee shall pay all
accrued income and all income accumulated but undistributed to the
estate of my deceased wife. The Trustee shall thereafter transfer the
principal of this Trust to "Trust A" to be held, administered and
distributed in accordance with the provisions of ITEM V of this Will.
(d) If my wife should not survive me, the provisions of "Trust
B" shall be void. The part of my estate which would have constituted
"Trust B" shall be added to "Trust A" to be disposed of in accordance
with ITEM V of this Will.
ITEM VII:
The following provisions shall apply to
"Trust C":
(a) Trustee shall, beginning at my death, pay over the net
income in convenient, at least annual installments to my wife,
GEORGIA NICHOLS, during her lifetime.
Page 10
lB. Yl/.
(b) The Trustee shall also, from time to time, pay to my wife
so much of the principal of this Trust as the Trustee deems necessary
for the proper support, maiptenance and medical care of my wife.
(c) Upon the death of my wife, the Trustee shall divide the
principal into two parts, one of which shall comprise fifty-one (51%)
percent of the value of the principal, and the other which shall comprise
forty-nine (49%) percent of the value of the principal. The Trustee shall
hold the share comprising fifty-one (51 %) percent as a separate Trust
for the benefit of my son, NICK NICHOLS, or his issue, and shall hold
the share comprising forty-nine (49%) percent as a separate Trust for
the benefit of my daughter, MARIA PAVONE, or her issue. The
Trustee shall administer and distribute the share for each child as
provided in paragraph (d) of this Item. If either of my children do not
survive the survivor of my wife and me, the share for that child shall be
divided into separate per stirpital shares for each then living issue of my
deceased child, and each share held in trust for the benefit of the issue
for whom it was set apart, to be administered and distributed as
provided in ITEM ven, (g), (h) and (i) of this Will.
(d) The following provisions shall apply to any trust continued
from "Trust C" for the benefit of either of my children (each known as
the "Beneficiary" of his or her Trust:
(1) Trustee shall pay to the Beneficiary in
convenient, at least annual installments, so much of the
net income as the Trustee, in the discretion of the Trustee,
Page 11
(~/. 11/
Page 12
deem appropriate for the support, maintenance and
medical care of the Beneficiary.
(2) The Trustee shall also pay so much of the
principal of the Trust as the Trustee, in the sole discretion
of the Trustee, considers necessary for the proper support,
maintenance and medical care of the Beneficiary.
(3) Upon the death of my son, NICK NICHOLS,
any Trust created for my daughter, MARIA PAVONE,
shall terminate and the Trustee shall pay to her all the
assets of her Trust. Upon her death during the continued
existence of her Trust, and upon the death of my son,
NICK NICHOLS (each the "Beneficiary" of his or her
Trust), the Trustee shall distribute the remaining principal
to or for the benefit of the person(s), corporation(s), or the
estate of the Beneficiary, in such amounts and in such
estates as the Beneficiary may have directed, either by
instrument filed with the Trustee during the Beneficiary's
lifetime or by the Beneficiary's Will. The exercise ofthis
power of appointment must specifically refer to this power.
This power shall be exercisable by the Beneficiary alone
and in all events. If this power is not exercised by the
Beneficiary in whole or in part during his or her lifetime or
in his or her Will, then upon the death of the Beneficiary,
the unappointed principal shall continue to be held in
Trust.
t.,J. 1$/
(4) If the Beneficiary does not exercise his or her
power of appointment in whole or in part, the Trustee shall
divide the unappointed principal and any accretions
thereto and any accumulations of income into as many
equal parts as there are then living children of the
Beneficiary and then deceased children of the Beneficiary
represented by then living issue. The Trustee shall hold
one share as a separate Trust for the benefit of each living
child of the Beneficiary. The Trustee shall divide each
share set apart for issue of a deceased child of the
Beneficiary into separate per stirpital shares for each then
living issue of a deceased child of the Beneficiary, and shall
hold each share as a separate Trust. Each share held in
trust for the benefit of the issue for whom it was set apart,
to be administered and distributed as provided in ITEM
Vet), (g), (h) and (i) of this Will.
ITEM VIII: The Executor shall be guided as follows with
respect to the payment of federal estate taxes and my federal generation skipping
transfer tax exemption:
(a) The Executor shall allocate my available
generation-skipping tax exemption first to "Trust A" and then to "Trust
B". My Executor is authorized to make the election for
generation-skipping tax purposes to treat "Trust B" as if the election to
qualify "Trust B" for the Federal estate tax marital deduction had not
been made, so that I am the transferor for purposes of the
generation-skipping tax.
Page 13
I~). 1$/
(b) The Executor is authorized in the Executor's exclusive and
unrestricted discretion to determine whether to elect (under Section
2056(b)(7) of the Internal Revenue Code of 1986 as amended, or any
corresponding provision of the Federal estate law), to qualify all, none or
a fraction of "Trust B" and "Trust C" for the Federal estate tax marital
deduction. The Executor's decision with respect to this election shall be
final and conclusive upon all persons. Only property which is eligible for
the marital deduction under Federal estate tax law shall be assigned to
"Trust B" and "Trust C". Notwithstanding anything to the contrary
contained in this Will, the Trustee shall not retain or invest in any
property which is or may become unproductive. Notwithstanding the
provisions of subparagraph (c) ofItems VI and VII, the Trustee shall
promptly pay to the Executor of my wife's estate, first out of the
principal of "Trust C" and to the extent that "Trust C" is not sufficient,
from "Trust B", upon the death of my wife, an amount equal to the
estate, inheritance, transfer, succession and other death taxes ("death
taxes"), Federal, state and other, payable by reason of the inclusion of
the value of Trust property in my wife's estate. This payment shall
equal the amount by which (1) the total of the death taxes paid by my
wife's estate exceeds (2) the total of the death taxes which would have
been payable if the value of the Trust property had not been included in
her estate. My wife's Executor shall determine the amount payable, and
the determination shall be final. The determination of the amount due
shall be based upon values as finally determined for Federal estate tax
purposes in my wife's estate. After payment of the amount determined
to be due hereunder, the Trustee shall be discharged from any further
liability with respect to payment. My wife may waive her estate's right
Page 14
uJ. JI/:
to payment under this subparagraph by Will, executed after my death,
in which she specifically refers to this right.
ITEM IX: No part of the income or principal of any
Trust created by this Will shall be subject to attachment, levy or seizure by any
creditor, spouse, assignee or trustee or receiver in bankruptcy of any beneficiary prior
to his or her actual receipt of income or principal distributed. The Trustee shall pay
the net income and the principal to the beneficiaries specified by me, as their
interests may appear, without regard to any attempted anticipation, pledging or
assignment, and without regard to any claim or attempted levy, attachment, seizure
or other process against the beneficiary.
ITEM X: The Executor and the Trustee shall each
possess the following powers, each of which may be exercised without court approval
and in a fiduciary capacity only:
(a) To retain any investments I have at my death, including
specifically those consisting of stock of any bank even if I have named
that bank as the Executor or Trustee.
(b) To vary investments, and to invest in bonds, stocks, notes,
real estate mortgages or other securities or in other property, real or
personal, without being restricted to so-called "legal investments", and
without being limited by any statute or rule of law regarding
investments by fiduciaries.
(c) In order to divide the principal of a Trust or for any other
purpose, including final distributions, the Executor and Trustee are
Page 15
w.7!/
authorized to divide and distribute personal property and real property,
partly or wholly in kind, and to allocate specific assets among
beneficiaries and Trusts so long as the total market value of each share
is not affected by the division, distribution or allocation in kind. The
Executor and Trustee are each authorized to make, join in and
consummate partitions of lands, voluntarily or involuntarily, including
giving of mutual deeds, or other obligations, with as wide powers as an
individual owner in fee simple.
(d) To sell either at public or private sale real and personal
property severally or in conjunction with other persons, and to
consummate sale(s) by deed(s) or other instrument(s) to the
purchaser(s), conveying a fee simple title. No purchaser shall be
obligated to see to the application of the purchase money or to make
inquiry into the validity of any sale(s). The Executor and Trustee are
authorized to execute, acknowledge and deliver deeds, assignments,
options or other writings as necessary or convenient to any of the power
conferred upon the Executor and Trustee.
(e) To mortgage real estate, and to make leases of real estate.
(f) To borrow money from any person, including the Executor
or Trustee, to pay indebtedness of mine or of my estate, expenses of
administration or inheritance, legacy, estate and other taxes, and to
assign and pledge assets of my estate or any Trust established by this
Will. This paragraph shall not be construed to authorize borrowing
from "Trust B" or from "Trust e".
Page 16
,,,J. W
(g) To pay all costs, taxes, expenses and charges in connection
with the administration of my estate or any Trust established under this
Will. If any death taxes are payable with respect to my estate, these
taxes shall be paid first from "Trust A", and second from "Trust C".
(h) To make distributions of income and of principal to the
proper beneficiaries, during the administration of my estate, with or
without court order, in such manner and in such amounts as the
Executor deems prudent and appropriate.
(i) To vote shares of stock which form a part of my estate or
any Trust established under this Will, and to exercise all the powers
incident to the ownership of stock.
(j) To unite with other owners of property similar to property
in my estate to carry out plans for the reorganization of any company
whose securities form a part of my estate.
(k) To disclaim any interest in property which would devolve
to me or my estate by whatever means, including but not limited to the
following means: as beneficiary under a will, as an appointee under the
exercise of a power of appointment, as a person entitled to take by
intestacy, as a donee of an inter vivos transfer, and as a donee under a
third-party beneficiary contract.
(1) To prepare, execute and file tax returns of any type
required by applicable law, and to make all tax elections authorized by
law.
Page 17
en. 11/
(m) To employ custodians of property, investment or business
advisors, accountants and attorneys as the Executor or Trustee deems
appropriate, and to compensate these persons from assets of my estate
or trust, without affecting the compensation to which the Executor and
Trustee are entitled.
(n) To divide any Trust created in this Will into two or more
separate Trusts so that inclusion ratio for purposes of the generation-
skipping transfer tax shall be either zero or one, in order that an
election under Section 2652(a)(3) of the Internal Revenue Code may be
made with respect to one of the separate Trusts, or for any other reason.
(0) To do all other acts in their judgment necessary or
desirable for the proper and advantageous management, investment and
distribution of the estate and Trusts established under this Will.
ITEM XI: At the time this Will is made, I am engaged in
various business ventures with my son, NICK NICHOLS, which currently consist of
owning, managing and renting real estate, and the ownership and operation of a
restaurant. These business ventures, and any other business venture in which I may
participate at the time of my death is referred to in this Item collectively as the
"Business".
I grant the Executor and Trustee the
following additional powers with respect to the Business, which powers shall be
exercisable only in a fiduciary capacity. Further, the exercise of these powers shall be
limited during the lifetime of my wife, GEORGIA NICHOLS, so as not to jeopardize
Page 18
fA/. ff. /.
;
any election under Section 2056 of the Internal Revenue Code with respect to any
Trust created under this Will:
(a) To direct, control, supervise, manage or operate the
Business.
(b) To organize a new business organization and to transfer to
the new business organization all or any part of the property of the
Business; to receive in exchange securities of one or more classes.
(c) To report the expenses, earnings and condition of the
Business in a manner conforming to the accounting practice customarily
used by the Business or otherwise suitable for it. The Executor and
Trustee, in determining what is income and what is principal, shall
observe standard business and accounting practices, including, without
limitation, obsolescence and depreciation.
(d) To enlarge, diminish or change the scope or nature of the
activities of the Business.
(e) To permit or require the Business to retain earnings for
normal reserves, working capital requirements or expansion, as the
Trustee or Executor deems appropriate. The Executor and Trustee are
entitled to rely on the written recommendation of the principal
executive officer of the Business (even if that person also is the Executor
or Trustee) concerning the need for retention of earnings. This power
shall be exercised to permit the maintenance and normal growth of the
earning power of the Business.
Page 19
~J. l!/.
.
The Executor and Trustee shall not be held to
personal liability for shrinkage of income or loss of capital value that may be incurred
in the course of the operation and/or disposition of the Business, or any part thereof,
except loss that may result from the failure to exercise reasonable diligence and
prudence. The actions of the Executor and Trustee are to be considered in relation to
the inherent risks involved in the operation of a business enterprise. The Executor
and Trustee have engaged in a speculative enterprise upon my insistence and at my
request.
ITEM XII: The Trustee, on an annual basis, shall provide
each income beneficiary who has attained the age of eighteen (18) years, and the
Guardian of the person of any income beneficiary who has not attained the age of
eighteen (18) years, statements showing transactions each Trust established for the
benefit of that beneficiary. The beneficiary, or the Guardian of the person of such
beneficiary, may waive this right to receive an annual accounting. The Trustee may,
at any time, settle any account, or questions concerning the administration of any
Trust established under this Will, by agreement with the then current income
beneficiaries of the Trust, iflegally competent, or if not legally competent, with the
Guardian of the person of the beneficiary, the legally competent spouse of the
beneficiary, or the oldest legally competent relative of the beneficiary who would take
a portion of the estate of the beneficiary were the beneficiary to die at that time
intestate under the laws of Pennsylvania. Any settlement made in accordance with
this Item shall bind all persons who have an interest in the Trust, and shall
constitute a release and discharge of the Trustee with respect to transactions
specified in the settlement.
ITEM XIII: In the absence of actual knowledge of a
breach of trust, or information concerning possible breach of trust that would cause a
Page 20
w.rY:
reasonable person to inquire, a successor Trustee is under no duty to examine the
accounts and records of a predecessor Trustee, or to inquire into the acts or omissions
of the predecessor, and is not liable for any failure to seek redress for any act or
omission of the predecessor. The successor Trustee shall have responsibility only for
property which is actually delivered to him or her by the predecessor and shall have
all of the powers conferred upon a Trustee hereunder.
ITEM XIV: The Trustee is authorized to distribute
principal and/or income in anyone or more of the following ways if the Trustee, in
the sole discretion of the Trustee, considers the beneficiary unable to apply
distributions to the beneficiary's own best interests, or if the beneficiary is under a
legal disability:
(a) Directly to the beneficiary;
(b) To the Trustee, or to another person selected by the
Trustee, as custodian under the Pennsylvania Uniform Transfers to
Minors Act as to a beneficiary under the age oftwenty-one (21) years;
(c) To a relative of the beneficiary, to be expended by that
relative for the benefit of the beneficiary; or
(d) By directly applying distributions for the benefit of the
beneficiary .
This power shall not apply to any distributions to my wife from any trust which has
qualified for the marital deduction in my estate.
Page 21
<--1./ W
ITEM XV: Should my wife, GEORGIA NICHOLS, by
Will or Agreement of Trust, establish Trusts similar to the Trusts I have established
for the benefit of my issue, the Trustee of each Trust created in this Will shall have
the right to merge it with the similar Trust created by my wife for the same
beneficiaries. If merged, the Trustee shall operate the merged Trusts as a single
Trust.
ITEM XVI: Any person who has died within thirty (30)
days of my death, or under such circumstances that the order of our deaths cannot be
established by proof, shall be deemed to have predeceased me. Any person (other
than myselD who has died at the same time as any beneficiary under this Will, or in a
common disaster with that beneficiary, or under such circumstances that the order of
deaths cannot be established by proof, shall be deemed to have predeceased that
beneficiary.
ITEM XVII: I appoint my son, NICK NICHOLS to be the
Executor. In the event of his death, inability or refusal to serve as Executor or
Trustee, I appoint my daughter, MARIA PAVONE, to be the Executor, Trustee, or
both. Each Trustee shall have the power to appoint a Co-Trustee and to appoint his
or her successor in office by a written instrument delivered to the successor. Each
successor Trustee, upon his or her death, inability or refusal to serve as Trustee, or
upon his or her resignation as Trustee, may designate, by an instrument in writing
delivered to such successor Trustee during his or her lifetime, or in his or her Last
Will and Testament, a successor Trustee. If a Trustee does not validly appoint a
successor Trustee, my oldest living issue shall serve as successor Trustee. Each
Trustee shall also have the power to designate a temporary Trustee by an instrument
in writing delivered to such temporary Trustee. The temporary Trustee shall serve
as such only during the legal incapacity of such individual sole Trustee, or, during
Page 22
t4J. IV.
such period of time as the individual sole Trustee in writing designates, and upon the
expiration of such time, or at such time as the legal incapacity of such sole individual
Trustee ceases, the sole individual Trustee shall once again become the sole Trustee.
Any Co-Trustee appointed by a Trustee may be removed by that Trustee. The
Executor and Trustee are specifically relieved from the obligation of filing bond or
entering security.
ITEM XVIII: I have made this Will with a number of
objectives in mind, which include not only orderly administration of my assets at my
death, but also the continuation of business ventures in which my son, NICK
NICHOLS, and I have engaged at the time of my death. I have invested in him a
great deal of power as Executor and Trustee under this Will because I have
confidence in his abilities and because I trust his judgment in the administration of
the assets comprising my estate. I request that my wife, GEORGIA, my daughter,
MARIA, and my other beneficiaries, born and unborn as of the making of this Will,
will be guided by my son NICK because he does have good judgment, and because he
has the best interests of each member of the family at heart.
IN WITNESS WHEREOF, I have set my hand and seal to this, my Last
Will and Testament, consisting of this and the preceding twenty-two (22) pages, at
the end of each page of which I have also set my initials for greater security and
better identification this d)~ day of rid ' 19 'l5'.
.44-~ ([/, (//rU~M (SEAL)
WILLIAM N. NICHOLS
We, the undersigned, hereby certify that the foregoing Will was signed,
sealed, published and declared by the above-named Testator as and for his Last Will
and Testament, in the presence of us, who, at his request and in his presence and in
the presence of each other, have hereunto set our hands and seals the day and year
first above written, and we certify that at the time of the execution thereof, the said
Testator was of sound and disposing mind and memory.
~u 7 h) 'SEAL) """ding at
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~I < (SEAL) Residingat,-)lX 4~
. -&tda r;pJ- \ -:ti15
~/)1.M#(sEAL) R..'lingat Wol~
111 ~~7&5"'3
ACKNOWLEDGMENT
COMMONWEALTH OF PENNSYLVANIA
COUNTY OF A()cV~
)
) SS:
)
I, WILLIAM N. NICHOLS, Testator, whose name is signed to the
attached or foregoing instrument, having been duly qualified according to law, do
hereby acknowledge that I signed and executed the instrument as my Last Will and
Testament; that I signed it willingly; and that I signed it as my free and voluntary act
for the purposes therein expressed.
.A.-/-< 6?~ - IJ//( fA-tlh
WILLIAM N. NICHOLS
(SEAL)
Sworn to and subscribed before
lIle tho iSe;!S-- da~ of
'.Ift 01 ,19 'If. 7
(}):I1fAfia~/ J/Jr:yvL
NJtary Public
(SEAL)
r
! Margaret ~O~arial Seal
I M Susquehanna r;J,d. fjOlary PUb/lc
i.. Y Commission Expire:~/n County
-.........._..._.._ une 27,2000
My Commission Expires:
'.
AFFIDAVIT
COMMONWEALTH OF PENNSYLVANIA
COUNTY OF 1,,--\,ULy;J)J---:YI
)
) 88:
)
, the Witnesses whose names are signed to the attached or
ng instrument, being duly qualified according to law, do depose and say that
we were present and saw Testator, WILLIAM N. NICHOLS, sign and execute the
instrument as his Last Will and Testament; that Testator signed willingly and that
he executed said Will as his free and voluntary act for the purposes therein expressed;
that each of us in the hearing and sight of the Testator signed the Will as Witnesses;
and that to the best of our knowledge the Testator was at that time eighteen (18) or
, Jr4Ar .GJ..:jrj/f and
ears of age, of sound mind and under no constraint or undue influence.
\
I
cYw4/1f~//?
Witness
Sworn to and subscribed before
~~.his, (j S d~of
V{W-j If/1'1. ;;
lmt1~~CVt1'l A//j;~/c(
Nrftary Public I'
My Commission Expires:
(SEAL)
M Notarial Seal
argaret L. i30yd N_n,
SUlICIuehanna ');wp '0 -~ J Public
My COm I' "aUllhln County
_~~pjres June 27, 2Obo
173913