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HomeMy WebLinkAbout04-09-14 (3) H INVENTORY REGISTER OF WILLS OF CUMBERLAND COUNTY, PENNSYLVANIA COMMONWEALTH OF PENNSYLVANIA SS COUNTY OF CUMBERLAND File Number 2013-00863 i DAVID H. PEIFFER Personal Representative(s) of the Estate of Rosemarie C. Peiffer deceased, depose(s) and say(s) that the items appearing in the following inventory include all of the personal assets wherever situate and all of the real estate in the Commonwealth of Pennsylvania of said Decedent, that the valuation placed opposite each item of said inventory represents its fair value as of the date of the decedent's death, and that Decedent owned no real estate outside of the Commonwealth of Pennsylvania except that which appears in a memorandum at the end of this inventory. I verify that the statements.made in this Inventory are true and correct. I understand that false statements herein are made subject to the penalties of 18 Pa. C.S. § 4904 relating to unsworn falsification to authorities Attorney— (Name) Joseph G. 7erbe, Esquire (Supreme Court LD. No.) 62782 (Address) 111 East Market Street, Pottsville, PA 1.7901 (Telephone) 570-622-1947 08%05/13 120 Parkvicw Road,New Cumbcdand,Pa 17070 FIGURES MUST BE TOTALED REAL PROPERTY Residential Real Estate located at 120 Parkview'Road, NeNv Cumberland, 275,998.70 Cumberland County, Pennsylvania, known as Cumberland County Tax Parcel No. 26-25-10-5 and more fully described as: 'N ALL'THAT CERTAIN piece or parcel of land, situate in the Borough of New'Cumberland, Cumberland County,Pennsylvania, bounded and described as follows: a BEGINNING at a point on the circle terminating the Southerly line of Parkview Road at the + o o Southerly line of Lot No. 14, Block"Q" on the hereinafter mentioned Plan; thence around the arc of E said circle Northeastwardly by a curve to the left,having a radius of fifty(50) feet, an arc distance of O p one hundred twenty-six and forty-five one-hundredths (126.45) feet to a point; thence South 76 a p degrees 06 minutes East along the Southerly line of a proposed street, ninety (90) feet to a point on 0000 line of lands of John E. Fox, Jr.; thence by said Fox land South 13 degrees 54 minutes West four hundred three and thirty-nine one-hundredths (403.39) feet to a point; thence along lands of Drexel U Hills Land Company North 21 degrees .12 minutes West four hundred ten and fifty-four one- hundredths (410.54) feet to a point on the Southerly line of Lot No. 14, Block"Q" aforesaid; thence by the latter North 68 degrees 48 minutes East sixty-seven and four-tenths (67.4) feet to the place of 'begitl ing; BEING Lot No. 15, Block "Q": on the Plan of Section 6, Drexel Hills, said Plan being recorded in Plan Book 14,Page 19, Cumberland County Records. Fair Market Value determined by taking Cumberland County Total Assessed Value of$267,700 and multiplying the same by the applicable Common Level Ratio of 103.1% for a total of$275,998.70. TOTAL REAL PROPERTY $275,998.70 PERSONAL PROPERTY $00.84 1. PNC Bank Checking Account— See Bank Letter Attached 2. 2010 Accura TI:- Value determined by arms' length sale 21,000.00 3. Copy of proceeds check attached 750.00 4. Furniture and Miscellaneous Household items 5. IRA Account with Chapin Davis Acet#7712-1936 114,635.22 See Account Report Attached 6. Individual Investment Account with Chapin Davis Acct#1392-8096 527,792.07 See Account Report Attached 7. Nationwide Retirement Solutions Account--See Report Attached 30,782.32 42,338.67 s. Cash on Hand 9. Vanguard Dividend Growth Fund (VDIGX) 2,431.434 Shares at 48,507.11 19.95 per share. 10.Vanguard Explorer Fund Investor(VEXPX) 112.083 Shares at $102.89 per 11,532.22 share 11.Vanguard Inter- Term Tax Exempt Inv (VWITX) 1,093.566 Shares at 14,970.92 $13.69 per share 12.Vanguard Ltd Term Tax Exempt Inv(VMLTX) 1,151.355 Shares at 12,676.42 $11�OI per share 13.Vanguard Pa Tax Exempt Money Market(VPTXX) 116,732.18 Shares at 1.00 116,732.18 per share 14.Vanguard 500 Index Fund Adm(VFIAX) 231.698 Shares at 36,513.29 $157.59 +Y'r.. i � .• � � N^',M"" f .'. � .+ r r r "' d �tC " I� _t', A. °t - 15.Value of Accrued Dividends in Vaiiguar`dAccount, 9.62 See Vanguard Explorer Account Date of Death Letter Attacheds Exhibit"A" to this'Schedule for Items 9-15 above. TOTAL PERSONAL'PROPERTY $978,240.88 cq (Attach additional sheets as,needed) TOTAL: 1,254,239.58 NOTE: The Memorandumrof real estate outside the�Commonwealth of Pennsylvania may,at the eleetion'of the personal representative include the value of each item,but such figures should be extended into the total of the Inventory(S,e 20 Pn..C.S.X3301(bJ) Form RW-09 rev. 10.13.06 o = , II 7 c i f I i r 4 i ^•K —I gol3 against m u'a seta party of tae m'sc ,port"and its Sa @essors, um against all and every other person and persons whomsoever lawfully claiming or to claim the same or any part thereof # htdl and W11 Warrant and Narrurr Drfrncl by these presents. Anb the said Worthington Land Company, -Inc. doth hereby constitute and appoint Harry S. Claypool to be its attorney, for it and in its name, and as and for its corporate act and deed to acknowledge this deed before any person having authority by the laws of the Commonwealth of Pennsylvania to take such acknowledgment, to the intent that the same may be duly recorded. 3n Ups#imam 194prrof the said Worthington Land Company,, Inc, has caused this Indenture to be signed by its President, attested by its Sec- retary and affixed hereunto the common and corporate seal of the said Corpo- ration, that the seal affixed hereto is the seal of said Corporation, that it was so affixed by order of the Board of Directors of said Corporation, and that they signed their names hereto by like order,the.day and year first above wrltton.,, - WORTHINGTON LAND COMPANY, Signed, Sealed and Delivered . {.�,-r_1 •�_" L'((( .,�, in the presence of •.) - r -(�'A�i __ Attest: j 77 t r Sectet6rg ta4lt .''� Pr Attorr.ey DAVID H. PEIFFER 120 PARKVIEW ROAD NEW CUMBERLAND, PA 17070 November 7, 2013 Via-Fax No. 484-582-4833 Vanguard Transition Team 455 Devan Park Drive Wayne, PA 19087 Re: The Estate of Rosemarie Peiffer,Deceased - SS# 196-28-8831 Authorization Letter for Joseph G. Zerbe,Esquire of Derenzo & Zerbe for Vanguard Accounts Gentlemen: My mother, Rosemarie Peiffer, passed away on August 5, 2013. I have been appointed Executor of my mother's Estate and have already closed her Vanguard accounts. The Attorney for the Estate, Joseph G. Zerbe, Esquire, requires a letter from Vanguard detailing the amount of securities, cash and other assets and their value as of the date of my mother's death on August 5, 2013. Attorney Zerbe needs this report to prepare the Estate's Inheritance Tax Return. Vanguard is hereby authorized to release this report and any other information to Attorney Zerbe or anyone at his firm,Derenzo &Zerbe. Please send the report as of August 5, 2013 to Attorney Zerbe at the following address: Derenzo&Zerbe 111 East Market Street Pottsville, PA 17901 Telephone: 570-622-1947 Fax No: 570-622-3261 If you have any questions or comments, please advise Very truly yours, / /-//- David H. Peiffer n�99 cc: Joseph G. Zerbe, Esquire � /Y�' COMMTH OF PEdNN9VLVAN1A Notarial Seat Tammy M.Grigas,Notary Public city of Pottsville,Schuylkill County My Commission Expires June 27,2016 MEMBER,PENNS LVANIA ASSOQATION OF NOTARIES Vanguard® P.O.Box 2600 November 12, 2013 Valley Forge, PA 19482-2600 www.vanguard.com JOSEPH G ZERBE DERENZO & ZERBE 111 E MARKET ST POTTSVILLE PA 17901 Re: Estate of Rosemarie C. Peiffer Dear Mr. Zerbe: We are responding to the letter we received requesting a valuation of Rosemarie C. Peiffer's Vanguard account as of August 5, 2013. The information requested is included on the enclosed account value report. If you have any questions, please call Vanguard Voyager Services@)at 800-284-7245. You can reach us on business days from 8 a.m. to 10 p.m. and on Saturdays from 9 a.m. to 4 p.m., Eastern time. Sincerely, Retail Investor Group Vanguard mj Enclosure(s): "Rosemarie C. Peiffer Individual Account Value Report 52490098 02'7 Page > 1 of 1 Vanguard* Rosemarie C.Peiffer WNWONNARINENAUMINEM 120 Parkview Rd Voyager Services:800-284-7245 New Cumberland,PA 17070-17: Total report value: E240,941.76 (Total report value Includes any accrued dividends.) y Name Fund B Account pate Price Per Accrued Number Opened Shares Share Value` Dividends PA Tax-Exempt Money Mkt 0063-09937628653 07119/2004; 116,732.180 $1.00 $116,732.18 $0.16 Dividend Growth Fund 0057-09937628653 11/24119991 2,431.434 $19.95 $48,507.11 - Inter-Term Tax-Exempt Inv 0042-09937628653 07/19/20041 1,093.566 $13.6911 $14,970.92 $6.63 50Q Index Fund Adm" 0540-09937628653 12/02/2010 I 231.698 $157.69,1 $36,513.29 Explorer Fund Investor 0024-09937628653 07119/2004 112.083 $102.89 $11,532.22 Ltd-Term Tax-Exempt Inv 0031-09937628653 07/19/2004 1,151.355 $11,01 .$12,676,42 ' $2.83 —Totals $240,932.14 $9`62 Doesn't include accrued dividends. 0177053706 08/2612013 16:00:57 Derenzo & Zerbe Attorneys at Law Ronald T. Derenzo 111 East Market Street Telephone (570) 622-1947 Joseph G. Zerbe Pottsville, PA 17901 Fax (570) 622-3261 August 19, 2013 PNC Bank 331 Bridge Street New Cumberland, PA 17070 Re: Estate of Rosemarie Peiffer, Deceased Social Security# 196-28-8831 Borough of New Cumberland, Cumberland County, Pennsylvania Gentlemen: This office represents David H. Peiffer, Executor of the above-captioned estate, the decedent having died on August 5, 2013. The decedent resided in the Borough of New Cumberland, Cumberland County, Pennsylvania. For inheritance tax purposes, it would be appreciated if you would check your records and provide me with a letter concerning any types of accounts, either solely or jointly owned, which the decedent maintained with your institution, setting forth the nature of the account, the owners of the account, the date each account was opened or made joint and the amount on deposit as of the date of death, together with accrued interest as well as interest from January 1 to the date of death. Would you also kindly advise whether the decedent had an interest in any safe deposit box with your institution, or owed any indebtedness to you stitutio Ve trul ur Josep G.'Zerbe igziJe cc: David H. Peiffer Q PNCBANK Derenzo&Zerbe Attorneys at Law 1 I 1 East Market St Pottsville,PA 17901 Attention: Joseph G. Zerbe September 9, 2013 Re: Estate of Rosemarie Peiffer, Decd Dear Attorney Zerbe, In reference to your letter dated August 19, 2013,below is the requested information regarding Rosemarie Peiffer s account at the time of her death: Type of account-Checking account Account name-Rosemarie Peiffer Date opened- 8/22/1991 Date of Death Balance- $.84 cents Accrued interest-$1.28 Interest from 1/1/13 -&10.64 If you require further information,please contact me at 717-774-8743. Thank you. Sincerely, Wanda L. Wert AVP&Branch Manager A member of the PNC Financial Services Group w .pncbank.com ✓ m rkDiq -"'k Y'fc S (717V"A4104 k1"4^t. 1p.t'�'o r'�.41 C{}t11 ` — #`• +'' t :ti. .'I. } TWENTY ONE•THOUSAND DOLLARS ANDi00/100 DA�`" AMOUNT_; t „T3 Ti'iE i '��iM c t at a"Y. at J ti a �. {r9Ed fey ORDER 'THE ESTATE OF ROSENIARIE:C PEIFFER 120 PARKVIEW RQ.,. - .' . NEW CIJINBERLANd»PA 17671)` TlW rY � Y .....` x 11002.8►.9711' 1:0313029551: 990 20 488 81/' THE ESTATE OF ROSEMARIE C PEIFFER 10/31/13 DATE CTRL# ACCT# AMOUNT DESC 10/31/13 AP1578 A308 21000.00 PURCH OF 10 TL PEIFFER ,a. As Y xv'l h f a '3f tt 3 9 } yf x d tns� k Ty4 .F4;. ]ai il rtT i. iTRh3v :. ";f1a—p EtEbhY#- 5'�.hbsl .S,atar CHECK NO. i�...� � NET > " FC k AND PETAINa I 6575far!a tt ke 28497 AMOUNY $21,000.00 11 ; .ecs�tv�.ecsfsueG.i':.. x,,£3S0 ' Vhcm,t (^174 79144j000 e e S Derenzo & Zerbe Attorneys at Law Ronald T.Derenzo 111 East Market Street Telephone(570) 622-1947 Joseph G.Zerbe Pottsville, PA 1.7901 Fax(570)622-3261 August 19, 2013 Chapin-Davis Two Village Square, Suite#200 Baltimore, MD 21210 Re: Estate of Rosemarie Peiffer, Deceased Social Security#196-28-8831 Borough of New Cumberland, Cumberland County,Pennsylvania Gentlemen: This office represents David H.Peiffer, Executor of the above-captioned estate, the decedent having died on August 5, 2011 The decedent resided in the Borough of New Cumberland, Cumberland County, Pennsylvania. For inheritance tax purposes, it would be appreciated if you would check your records and provide me with a letter concerning any types of accounts, either solely or jointly owned, which the decedent maintained with your institution, setting forth the nature of the account, the owners of the account,the date each account was opened or made joint and the amount on deposit as of the date of death,together with accrued interest as well as interest from January 1 to the date of death. Would you also kindly advise whether the decedent had an interest in any safe deposit box with your institution, or owed any indebtedness to yqG. rbe_io'I*ins ti i Very i Josep Jg�✓jc cc: David H. Peiffer Estate Valuation R. C. Peiffer IRA Date of Death: 08/05/2013 Estate of: Rosemarie C. Peiffer Valuation Date: 08/05/2013 Account: 7712-1936 IRA Processing Date: 09/09/2013 Report Type: Date of Death Number of Securities: 9 File ID: Peiffer, Rosemarie 7712-1936 Shares Security Mean and/or Security Div and Int Identifier or Par Description High/Ask Low/Hid Adjustments Value Accruals 1) CASH 58272.21 Cash 58,272.21 2) 172758102 260 CISCO SYS INC COM The NASDAQ Stock Market LLC 08/05/2013 26.42000 26.11000 H/L 26.265D00 6,828.90 3) 231021106 45 CUMMINS INC COM New York Stock Exchange 08/05/2013 123.05000 121.81000 H/L 122.430000 5,509.35 4) 29265N105 100 ENERGEN CORP COM New York Stock Exchange 08/05/2013 66.68000 64.95000 H/L 65.815000 6,581.50 5) 478160104 75 JOHNSON 6 JOHNSON COM New York Stock Exchange 08/05/2013 94.30000 93.43000 H/L 93.865000 7,039.88 6) 65473PI05 200 NISOURCE INC COM New York Stock Exchange 08/05/2013 31.16000 30.83000 H/L 30.995000 6,199.00 Div: 0.25 Ex: 07/29 Rec: 07/31 Pay: 08/20/13 50.00 7) 667655104 200 NORTHWEST NAT GAS CO COM New York Stock Exchange 08/05/2013 44.21000 43.70000 H/L 43.955000 8,791.00 Div: 0.455 Ex: 07/29 Rec: 07/31 Pay: 08/15/13 91.00 8) 870875101 477 SWISS HELVETIA PD INC COM New York Stock Exchange 08/05/2013 13.14000 12.94000 H/L 13.040000 6,220.08 9) 92924F106 200 WGL HLDGS INC CON New York Stock Exchange 08/05/2013 46.31000 45.62300 H/L 45.966500 9,193.30 Total Value: $114,635.22 Total Accrual: $141.00 Total: $114,776.22 Page 1 This report was produced with EstateVal, a product of Estate Valuations & Pricing Systems, Inc. If you have questions, please contact EVP Systems at (818) 313-6300 or www.evpsys.com. (Revision 7.3.1) Date of Death: 08/05/2013 Estate of: Rosemarie C. Peiffer Valuation Date: 08/05/2013 Account: 7712-1936 IRA Processing Date: 09/09/2013 Report Type: Date of Death Number of Securities: 9 File ID: Peiffer, Rosemarie 7712-1936 Portfolio Endnotes IMPORTANT INFORMATION ABOUT THE ESTATE VALUATION REPORT The information in this Estate Valuation Report (referenced below as the Report) is based on the Estate Valuation Worksheet provided to us by the Financial Advisor requesting the Report. We have not used client statements, internal accounting data, or any other resources to independently verify the identity or quantity of securities held, the date of death, or the alternate valuation date, if applicable. The Report may include assets that you currently hold away from our firm, which may or may not be identified as being held away. Information on assets held away from Wells Fargo Advisors was provided by you and may not be covered by SIPC. Wells Fargo Advisors makes no representation with respect to accuracy of information on outside holdings. In most cases, we use Estate Val, a valuation and pricing program, to provide information on the value of securities on the requested date. Estate Val software is provided by Estate Valuations S Pricing Systems, Inc., (EVP), a third-party vendor unrelated to Wells Fargo Advisors. The pricing and valuations generated by EVP are derived from sources it believes to be reliable, but the accuracy and completeness of this information is not guaranteed. Depending on how the Report will be used, the pricing generated by EVP for some securities may warrant additional consideration. Users may want to supplement or adjust the values provided for certain types of securities. For example: - Brokered Certificates of Deposit, and certain bonds, may possess a death put feature. EVP provides a value which does not account for the possibility that a successor owner may be able to put the security back to the issuer at par, upon the death of the original owner. - Treasury Inflation Protection Securities (TIPS) are often not identified as such in the Report, so the inflation factor may not be reflected in the value and accrued interest shown. - Variable rate auction securities may be reported by EVP at par, without reflecting accrued interest or market conditions. Other types of variable rate securities may not reflect accrued interest. The databases used by EVP do not encompass all markets or types of investments. For example, Estate Val does not provide valuation data on investments such as annuities, equity options, limited partnerships, or managed futures funds, among others. If the Financial Advisor is able to obtain pricing or valuation data from other sources with respect to such investments, we may include that data in the Report for informational and convenience purposes. We will identify such investments in the Report. We do not audit or independently verify the data provided to us, and make no representations as to the accuracy or completeness of information provided to us by others. This Report does not in any way supersede the information contained in client statements and trade confirmations, which are the official record of account positions and activity. We make no representations that the information contained in this Report is suitable for any particular purpose. It is the responsibility of the client, together with his or her tax and legal advisors, to determine the appropriate information to include on any tax return, inventory, or other accounting. Page 2 This report was produced with EstateVal, a product of Estate Valuations 6 Pricing Systems, Inc. If you have questions, please contact EVP Systems at (818) 313-6300 or www.evpsys.com. (Revision 7.3.1) * , r , , . r Estate Valuation Rosemarie C. Peiffer Date of Death: 08/05/2013 Estate o£: Rosemarie C. Peiffer Valuation Date: 08/05/2013 Account: 1392-8096 Individual Processing Date: 09/09/2013 Report Type: Date of Death Number of Securities: 19 File ID: Peiffer, Rosemarie 1392-8096 Shares Security Mean and/or Security Div and Int Identifier or Par Description High/Ask Low/Hid Adjustments Value Accruals 1) CASH 289679.3 Cash 289,679.30 2) 036642106 1000 ANTARES PHARMA INC COM NYSE AMEX Equities 08105/2013 4.42000 4.31000 H/L 4.365000 4,365.00 3) 171607104 73 CHYRONHEGO CORP COM NASDAQ Stock Market 08/05/2013 1.59000 1.51000 H/L 1.550000 113.15 4) 126408103 750 CSX CORP COM New York Stock Exchange 08/05/2013 26.26000 25.70000 H/L 25.980000 19,485.00 5) 156700106 250 CENTURYLINX INC COM New York Stock Exchange 08/05/2013 36.23000 35.81000 H/L 36.020000 9,005.00 6) 244199105 200 DEERE s CO COM New York Stock Exchange 08/05/2013 83.48000 82.67000 H/L 83.075000 16,615.00 7) 25746UI09 300 DOMINION RES INC VA NEW COM New York Stock Exchange 08/05/2013 59.96000 58.90000 H/L 59.430000 17,829.00 8) 277911491 2220.829 EATON VANCE HUT FDS TR FLT RT CL I Mutual Fund (as quoted by NASDAQ) 08/05/2013 9.18000 Mkt 9.180000 20,387.21 Daily Div. Accrual as of 08/05/2013 10.69 9) 29265N108 400 ENERGEN CORP COM New York Stock Exchange 08/05/2013 66.68000 64.95000 H/L 65.815000 26,326.00 10) 345370860 1000 FORD MTR CO DEL COM PAR $0.01 New York Stock Exchange 08/05/2013 17.50000 17.11000 H/L 17.305000 17,305.00 Div: 0.1 Ex: 07/31 Rec: 08/02 Pay: 09/03/13 100.00 11) 369300108 300 GENERAL CABLE CORP DEL NEW COM New York Stock Exchange 08/05/2013 32.48000 31.82000 H/L 32.150D00 9,645.00 12) 46269C102 500 IRIDIUM COMMUNICATIONS INC C014 The NASDAQ Stock Market LLC 08/05/2013 7.10000 6.81000 H/L 6.955000 3,477.50 Page 1 This report was produced with EstateVal, a product of Estate Valuations 6 Pricing Systems, Inc. If you have questions, please contact EVP Systems at (818) 313-6300 or www.evpsys.com. (Revision 7.3.1) Date of Death: 08/05/2013 Estate of: Rosemarie C. Peiffer Valuation Date: 08/05/2013 Account: 1392-8096 Individual Processing Date: 09/09/2013 Report Type: Date of Death Number of Securities: 19 File ID: Peiffer, Rosemarie 1392-8096 Shares Security Mean and/or Security Div and Int Identifier or Par Description High/Ask Low/Bid Adjustments Value Accruals 13) 464287234 250 ISHARES . MSCI EMG MKT ETF NYSE Area Equities Exchange 08/05/2013 39.59000 39.29500 H/L 39.442500 9,860.63 14) 478160104 200 JOHNSON & JOHNSON COM New York Stock Exchange 08/05/2013 94.30000 93.43000 H/L 93.865000 18,773.00 15) 667655104 150 NORTHWEST NAT GAS CO COM New York Stock Exchange 08/05/2013 44.21000 43.70000 H/L 43.955000 6,593.25 Div: 0.455 Ex: 07/29 Rae: 07/31 Pay: 08/15/13 68.25 16) 720166105 200 PIEDMONT NAT GAS INC COM New York Stock Exchange 08/05/2013 34.74000 34.50380 H/L 34.621900 6,924.38 17) 742718109- 100 PROCTER & GAMBLE CO COM New York Stock Exchange 08/05/2013 81.65000 80.96000 H/L 81.305000 8,130.50 Div: 0.6015 Ex: 07/17 Rec: 07/19 Pay: 08/15/13 60.15 18) 847560109 750 SPECTRA ENERGY CORP COM New York Stock Exchange 08/05/2013 36.13000 35.74000 H/L 35.935000 26,951.25 - 19) 887389104 270 TIMKEN CO COM New York Stock Exchange 08/05/2013 61.56000 59.38000 H/L 60.470000 16,326.90 Total Value: $527,792.07 Total Accrual: $239.09 Total: $528,031.16 Page 2 This report was produced with EstateVal, a product of Estate Valuations 6 Pricing Systems, Inc. If you have questions, please contact EVP Systems at (818) 313-6300 or www.evpsys.com. (Revision 7.3.1) Date of Death: 08/05/2013 Estate of: Rosemarie C. Peiffer Valuation Date: 08/05/2013 Account: 1392-8096 Individual Processing Date: 09/09/2013 Report Type: Date of Death Number of Securities: 19 File ID: Peiffer, Rosemarie 1392-8096 Portfolio Endnotes IMPORTANT INFORMATION ABOUT THE ESTATE VALUATION REPORT The information in this Estate Valuation Report (referenced below as the Report) is based on the Estate Valuation Worksheet provided to us by the Financial Advisor requesting the Report. We have not used client statements, internal accounting data, or any other resources to independently verify the identity or quantity of securities held, the date of death, or the alternate valuation date, if applicable. The Report may include assets that you currently hold away from our firm, which may or may not be identified as being held away. Information on assets held away from Wells Fargo Advisors was provided by you and may not be covered by SIPC. Wells Fargo Advisors makes no representation with respect to accuracy of information on outside holdings. In most cases, we use Estate Val, a valuation and pricing program, to provide information on the value of securities on the requested date. Estate Val software is provided by Estate Valuations 6 Pricing Systems, Inc., (EVP), a third-party vendor unrelated to Wells Fargo Advisors. The pricing and valuations generated by EVP are derived from sources it believes to be reliable, but the accuracy and completeness of this information is not guaranteed. Depending on how the Report will be used, the pricing generated by EVP for some securities may warrant additional consideration. Users may want to supplement or adjust the values provided for certain types of securities. For example: - Brokered Certificates of Deposit, and certain bonds, may possess a death put feature. EVE, provides a value which does not account for the possibility that a successor owner may be able to put the security back to the issuer at par, upon the death of the original owner. - Treasury Inflation Protection Securities (TIPS) are often not identified as such in the Report, so the inflation factor may not be reflected in the value and accrued interest shown. - Variable rate auction securities may be reported by EVP at par, without reflecting accrued interest or market conditions. Other types of variable rate securities may not reflect accrued interest. The databases used by EVP do not encompass all markets or types of investments. For example, Estate Val does not provide valuation data on investments such as annuities, equity options, limited partnerships, or managed futures funds, among others. If the Financial Advisor is able to obtain pricing or valuation data from other sources with respect to such investments, we may include that data in the Report for informational and convenience purposes. We will identify such investments in the Report. We do not audit or independently verify the data provided to us, and make no representations as to the accuracy or completeness of information provided to us by others. This Report does not in any way supersede the information contained in client statements and trade confirmations, which are the official record of account positions and activity. We make no representations that the information contained in this Report is suitable for any particular purpose. It is the responsibility of the client, together with his or her tax and legal advisors, to determine the appropriate information to include on any tax return, inventory, or other accounting. Page 3 This report was produced with EstateVal, a product of Estate Valuations 6 Pricing Systems, Inc. If you have questions, please contact EVP Systems at (818) 313-6300 or www.evpsys.com. (Revision 7.3.1) { w. , �, t x DAVID H. PEIFFER 120 PARKVIEW ROAD NEW CUMBERLAND, PA 17070 November 7, 2013 Via Fax No. 877-677-4329 Nationwide Retirement Solutions Re: The Estate of Rosemarie Peiffer, Deceased -SS # 196-28-8831 Authorization Letter for Joseph G. Zerbe,Esquire of Derenzo & Zerbe Nationwide Retirement Solutions Account 98518482 Gentlemen: My mother, Rosemarie Peiffer, passed away on August 5, 2013. I have been appointed Executor of my mother's Estate and have already closed her Nationwide retirement accounts. The Attorney for the Estate, Joseph G. Zerbe, Esquire, requires a letter from Nationwide detailing the amount of securities, cash and other assets and their value as of the date of my mother's death on August 5, 2013. Attorney Zerbe needs this report to prepare the Estate's Inheritance Tax Return. Nationwide is hereby authorized to release this report and any other information to Attorney Zerbe or anyone at his firm,Derenzo &Zerbe. Please send the report as of August 5,2013 to Attorney Zerbe at the following address: Derenzo & Zerbe 111 East Market Street Pottsville,PA 17901 Telephone: 570-622-1947 Fax No: 570-622-3261 If you have any questions or comments,please advise Very truly yours, David H. Peiffer cc: Joseph G. Zerbe, Esquire M F t Nationwide® Retirement Solutions November 14, 2013 Derenzo &Zerbe Attn: Joseph Zerbe 111 E. Market Street Pottsville, PA 17901 Re: Rosemarie C. Peiffer, Deceased Case: Cumberland County 457(b) Deferred Compensation Plan Dear Mr. Zerbe: This letter is in response to your request for information for the Deferred Compensation Account of Rosemarie C. Peiffer from Nationwide Retirement Solutions (Nationwide). I have enclosed a selective statement providing the account value on Ms. Peiffer's date of death, per your request. If you have any questions or concerns, please feel free to contact our Customer Service Center by calling 1-877-677-3678, weekdays between 8:00 a.m. and 11:00 p.m., Eastern time, and a representative will be glad to help you. Si Lisa Palmer Financial Services Specialist Nationwide Retirement Solutions cc: David H. Peiffer w/enclosure Retirement Specialists are Registered Representatives of Nationwide Investment Services Corporation,Member FINRA DC-400312/12 In Michigan only:Nationwide Investment Svcs.Corporation 10 West Nationwide Boulevard,Columbus,OH 43215 CUMBERLAND COUNTY ❑ lu$oue tar ierarr Acct#: 8518482 August 1, 2013-August 5, 2013 ROSEMARIE C PUFFER Questions? Contact USI 120 PARKVIEW RD CUSTOMER SERVICE: (877)677-3678 NEW CUMBERLAND PA 17070-1733 (ESPANOL): (800)649-9494 Please review your statement carefully.Corrections may not be accepted TTY: (800)848-0833 more than 45 days after the dosing date of the statement. Website: www.nrsforu.com Write us at: NATIONWIDE RETIREMENT SOLUTIONS PO BOX 182797 COLUMBUS OH 43218-2797 N nwe Irrvsanenl semO corporsum rr n FINR. Mmidlgen only. NetiorrNke kneslv,enl avm.Corpwaaon Activity at a Glance 457(b)elan Balance as of 0841-13 $30,767.74 Contribulions?ransfers In' $0.00 Gain/Loss/Interest $14.50 - WthdrswalsrTrensfers Our' $0.00 Charges/Fees $0.00 Balance as of 0"5-13 $30,782.24 'Including,but not limited to,Employee and Employer Contributions,Rollovers and Transfers In. "Including,but not limited to,Rollovers and Transfers Out,Partial and Lump Sum Payments. Total Gain Loss Since Joining Contributions Total Gain/Loss Plan Type Since Joining Since Joining 457(b)Plan $11,505.00 $62,091.13 If applicable,"Total Gain/Loss Since Joining'includes investment performance,asset fees charged against core accounts and is reflective of fees and transfers associated with Self Directed Option(SDO). 'Since Joining'refers to the period of time your account has been administered by Nationwide Retirement Solutions(NRS). For information about asset fees,contact your customer service center. Contributions and Distributions Summary -August 1, 2013 to August 5, 2013 Last Contributions Contributions Last Distributions Contribution Thls Year Distribution Year Amount Period to Date Amount to Date 457(b)Plan $0.00 $0.00 -$3,500.00 Your Asset Allocation -August 1, 2013 to August 5, 2013 To the right is your Account Allocation. Your Account Allocation Your Account Allocation is how the money Investment Type in your account is divided among the 02 100`r Fixed Assets/Cash $30,762.24 investment options you have selected. r loo ie Total Percenwalua $30,782.24 For more information on contribution and r account allocation, log on to WWW.NRSFORU.COM 'Percentages and totals may not be exact due to rounding. WWW.NRSFORU.COM Questions? Call usl (877)677-3678 1 Statement Details Investment Option Summary -August 1, 2013 to August 5, 2013 Unit Value is as of 8/5/2013 Current Investment Investment Option Election Ending Price Units Value 457(b)Plan Nationwide Fixed Account 100.00% $30,782.24 TOTAL 100.00% $30,782.24 Your Account Values by Investment Option -August 1 2013 to August 5 2013 Beginning Contributions/ Withdrawals/ Charges/ Galnaossl Ending Balance Transfers in Exchanges Transfers Out Cred ts/Fees Interes Balance, 457(b)Plon(OP17RS4001) Nationwl00 RXW Armunr 330,767.74 $0.00 So.00 $0.00 30.00 330,78224$14.50 330,78224 TOTAL $30,707.74 30.00 30.ao 30.00 $0.00 31&30 IIWJ 2.24 Gain/Loss Is the difference between the account balance on the first and last day of the period,after allowing for the effects of transactions. Transaction Details -August 1, 2013 to August 5, 2013 Amount Pay Period Effective Total Transaction Money Investment Per End Date 2& Amount TV22 source Option EE19.2 gab Fvnd No Transaction Activity For This Period Your Beneficiary Information Primary Beneficiary 457(b)Plan ROSEMARIE PEIFFER ESTATE 100.00% 2 QUARTERLY REPORT FOR ROSEMARIE C PEIFFER