The URL can be used to link to this page

Home My WebLink About05-15-14 SAMUEL L. ANDES ATTORNEY AT LAW 525 NORTH TWELFTH STREET P.O. BOX 168 LEMOYNE,PENNSYLVANIA 17043 MAILING ADDRESS: TELEPHONE P.O.BOX 168 (717)761-5361 LEMOYNE,PA 17043-0168 FAX E-MAIL:LawAndes®aol.com (717)761-1435 13 May 2014 Clerk of the Orphans Court c s rn Cumberland County Courthouse o G; C-, 1 Courthouse Square Carlisle, PA 17013 ' m � �' r 1 rn � N uI aQ o ZD -TI RE: IN RE: Esther E. Catts o -„ 4 Orphans Court Division (21-13-0034) •° r m r,.) n Cn -°n Ladies & Gentlemen: 1 enclose, for filing in the above matter, an accounting report from Brown Schultz Sheridan & Fritz, prepared on behalf of Thomas Catts. I also enclose a copy of an accounting report done by Crystal St. Omer Roy previously prepared in the above matter by the petitioners. I have, this day, provided a copy of the Brown Schultz report to R. Mark Thomas, Esquire, who represents the Petitioners in this matter. Sincerely, Samu . Andes 4r amh/ Enclosure cc: R. Mark Thomas, Esquire Mr. Thomas W. Catts BROWN SCHULTZ SHERIDAN & FRITZ CERTIFIED PUBLIC ACCOUNTANTS AND BUSINESS ADVISORS A Professional Corporation , April 28, 2014 Samuel L.Andes, Esquire Attorney at Law P.O. Box 168 Lemoyne, PA 17043 Re: Thomas Catts as Power of Attorney for Walter and Esther Catts Dear Attorney Andes: We have been engaged to review Crystal St. Omer Roy's report dated December 4, 2013,in which she prepared an accounting of the financial transactions made by Thomas Catts as Power of Attorney for Walter and Esther Catts. Our review included a forensic analysis of various bank statements from January 2008 through October 2012 as they related to Thomas Catts as Power of Attorney (POA) for his parents, Walter and Esther Catts. Several bank statements are missing for the time period in review. Due to the lack of documentation, we have made assumptions based on the information provided to us. We also considered outside economic resources during the course of our analysis. Mr. Thomas Catts has made representations to us regarding the administration of his parents' financial affairs which we considered, but did not solely rely on. We believe complete bank records are necessary to provide a full analysis of the handling of Walter and Esther Catts' financial accounts during the time period Thomas Catts' was POA for his parents. Thomas Catts represented to us there are several documents at the home of his mother that support the expenses in our analysis but he was not permitted to obtain them. Mr. Catts asserts that among these are the missing statements. Ms. St. Omer Roy concluded that $393,400.75 was misappropriated by Thomas Catts. Her "Summary of Undocumented Cash Transactions' is replicated on Schedule 1, attached. We reviewed Ms. St. Omer Roy's report, her workpapers and numerous bank statements and identified overlooked deposits, unrealistic assumptions and errors. We consulted the Bureau of Labor Statistics' consumer expenditure report to evaluate Ms. St. Omer Roy's assumptions regarding the cost to support a household. We found her assumptions unreasonable because she treated cash expenditures that she could not directly relate to a specific expenditure as a misappropriation rather than considering the possibility that cash was actually used to pay for the Catts' living expenses. The order of our analysis is in the same order as Ms. St. Omer Roy's report to facilitate the comparison between her analysis and our analysis. In the following Executive Summary, we provide a brief explanation of the purpose of each numbered tab in Ms. St. Omer Roy's report and her conclusion. We also summarized our evaluation of her conclusions and assumptions and our conclusion based on our analysis for each of Ms. St Omer Roy's number tabs. 210 GRANDVIEW AVENUE,CAMP HILL, PENNSYLVANIA 17011 T: 717.761.7171 F: 717.737.6655 201 GRANITE RUN DRIVE,SUITE 110, LANCASTER, PENNSYLVANIA 17601 T: 717.581.1040 F: 717.581.1042 800.294.7360 w .bssf.com f S Samuel L. Andes, Esquire -2- May 8, 2014 Based on our analysis, we made adjustments totaling $355,955.08 to Ms. St. Omer Roy's alleged misappropriations that could be supported or reasonably estimated. We determined within a reasonable degree of accounting certainty that the amount of alleged misappropriations, if proven, is less than $38,000 after considering monies owed to Mr. Catts for his mother's care from October 2009 through October 2012. If the amount of medical and other living expenses that were paid in cash could be quantified, then the alleged misappropriations would be less. We also determined that $8,800 was loaned to Thomas Catts and not repaid to his parents. If you have any questions, please contact us. Sincerely, , Gayle L. Bolinger, CPA/ABV, CFF, CVA Principal Qr",- -� -Q� Adriann H. Reed, CPA, CFE, CVA Manager GLB:AHR/s Enclosures EXECUTIVE SUMMARY A. St. Omer Roy report Tab 3/BSSF Schedule 2 • Purpose: Summarize retirement funds cashed or withdrawn • Ms. St. Omer Roy Conclusion: $105,488.16 was withdrawn or cashed by Mr. Catts • BSSF observation regarding Ms. St. Omer Roy's analysis: • She assumed Mr. and Mrs. Catts' gross Social Security benefits were deposited to their joint Citizens Bank account rather than the net benefits (gross Social Security benefits less Medicare premiums) actually deposited, thus overstating her analysis by$6,342. • She erroneously included November and December 2012 in her analysis despite the fact that Mr. Catts was no longer PDA for his parents; thus, overstating her conclusion by $3,994.68. • She overlooked two IRA distributions deposited into the Walter and Esther Catts' Sovereign Bank account overstating her conclusion by$11,804.88. • BSSF Conclusion: We adjusted her original conclusion by the sum of these three errors totaling $22,141.56. The remaining balance of$83,346.60 represents cash Mr. Catts asserts was spent to pay for medical and other living expenses for his parents. However, due to poor record keeping on his part, we were unable to document the disposition of these funds. B. St.Omer Roy report Tab 4/ BSSF Schedule 3 • Purpose: Summarize cash withdrawn and checks written to "cash" and other unknown checks written from Walter and Esther Catts' bank accounts. • Ms. St. Omer Roy Conclusion: $72,641.16 of unsupported withdrawals and checks written • BSSF observation regarding Ms. St. Omer Roy's analysis: • She assumed a withdrawal of$25,000 on the Sovereign Bank statement was not reinvested despite the fact there was a CD purchased on the same date as the withdrawal. • She erroneously included checks written to Stephen Catts and Barbara Rice overstating her conclusion by$552.00. • She assumed checks written to "cash" for expenses were misappropriations despite the fact that they were signed by Esther Catts overstating her conclusion by$5,100. • She made unreasonable assumptions regarding the cost to support a household and did not give any consideration to the possibility that cash was actually used to pay for the Catts' living expenses. • She ignored a deposit made on the same date for the same amount as a check written to cash overstating her conclusion by$450. • She assumed cash was misappropriated for checks or cash that she could not directly relate to a specific expenditure even though she did not review cancelled checks for those items. • BSSF Conclusion: We adjusted her original conclusion by the sum of these errors totaling $42,387.80. The remaining balance of $30,253.36 represents cash withdrawn that Mr. Catts asserts was spent to pay for living expenses for his parents, checks written to cash for expenses for which there is not supporting documentation and checks written for which copies of cancelled checks were not made available. C. St. Omer Roy report Tab S/ BSSF Schedule 4 • Purpose: Ms. St. Omer Roy summarized interest earned on certificates of deposit that could not be accounted for from transcripts of Form 1099s from the IRS. • Ms. St. Omer Roy Conclusion: $16,595.02 of earned interest could not be directly traced to a bank statement • BSSF observation regarding Ms. St. Omer Roy's analysis: • She ignored unknown deposits amounting to$10,249.83 which included some of the interest earned despite the fact that she had identified one of the deposits as principal and interest earned on a CD. • She included interest income for November and December 2012 estimated at$658.67. However, Mr. Catts was not PDA for his parents during that time period. • BSSF Conclusion: We removed deposits from unknown sources, interest deposited from certificates of deposit and the November and December 2012 interest from Ms. St. Omer Roy's summary of unaccounted for interest in the amount of $10,908.50. After these adjustments, the interest that cannot be traced is$5,686.52. D. St. Omer Roy report Tab 6/No BSSF detail • Purpose: Ms. St. Omer Roy included the purchase of a vehicle as a misappropriation of the Catts' assets by Thomas Catts. • Ms. St. Omer Roy Conclusion: The purchase price of the vehicle was a misappropriation of $19,622.22 • BSSF observation regarding Ms. St. Omer Roy's analysis: • Thomas Catts has represented to us that he did not have a means of transportation to care for his parents prior to the purchase of the vehicle and the vehicle was used solely for benefit of his parents. • Estimated annual mileage on the vehicle is substantially less than national averages supporting Mr. Catts' claim that the vehicle was only used for his parents' benefit. • BSSF Conclusion: We removed the purchase of the vehicle from Ms. St. Omer Roy's summary analysis on Schedule 1 because Mr. Catts had no other means of transportation to care for his parents. E. St. Omer Roy report Tab 7/ BSSF Schedule 5 • Purpose: Ms. St. Omer Roy included cash gifted to Mr. Catts in her analysis. • Ms. St. Omer Roy Conclusion: Thomas Catts' receipt of$50,000 in gifts from his parents was a misappropriation. • BSSF observation regarding Ms. St. Omer Roy's analysis: Ms. St. Omer Roy assumed the gifts made to Mr. Catts were misappropriations of the Catts' assets despite the fact that Esther Catts signed the checks and Mr. Catts' siblings all also received cash gifts. It is inconsistent to suggest the gifts to Thomas Catts are misappropriations yet gifts to his siblings are treated as valid. • BSSF Conclusion: Because Esther Catts signed all of the checks for gifts made to Thomas Catts and Thomas Catts' siblings also received gifts, we removed the $50,000 in gifts to Thomas Catts from Schedule 1. F. St. Omer Roy report Tab 8/ BSSF Schedule 6 • Purpose: Mr. Catts had an agreement with his parents to receive $325 a week to care for them. • Ms. St. Omer Roy Conclusion: She included cash amounting to$28,450 that Mr. Catts received under this agreement as a misappropriation of Walter and Esther Catts' assets. • BSSF observation regarding Ms.St. Omer Roy's analysis: • We reviewed email correspondence dated December 30, 2007 from Thomas to his siblings informing them of the agreement for$325 a week, along with notification of his employment resignation. • Several of the weekly$325 checks to Mr. Catts were signed by Esther Catts. • The replacement cost of hiring a full-time caregiver would have been more than$325 per week based on industry data. • Mr. Catts' voluntarily reduced the payments made to him from $325 a week to $200 to help with his mother's cash flow. • BSSF Conclusion: Because Esther Catts signed several of the checks to Mr. Catts and based on the replacement cost of hiring a full-time caregiver, we removed the cash paid to Mr. Catts for caring for his parents from Ms. St. Omer Roy's summary on our Schedule 1. G. St. Omer Roy report Tab 9/ No BSSF Schedule • Purpose: Identify a US Savings bond redeemed in 2007 • Ms. St. Omer Roy Conclusion: She estimated the principal of a savings bond redeemed in August 2007 to be $100,000 and assumed it to be misappropriated by Mr. Catts. • BSSF observation regarding Ms. St. Omer Roy's analysis: o She assumed the principal of the bond redemption was misappropriated even though Sovereign Bank statements for 2007 are not available. o There is no support for the principal value she assumed to be $100,000. 0 2007 is outside the scope of the period for which Mr. Catts was PDA. o She ignored the possibility that the certificates of deposit that matured in 2008 could have been purchased in 2007 with the redeemed savings bond funds. • BSSF Conclusion: Because this transaction is outside the scope of Mr. Catts' PDA and because there is nothing to support Ms. St. Omer Roy's assumption regarding the value of the savings bond, we removed $100,000 from Ms. St. Omer Roy's summary. See our Schedule 1. H. No St. Omer Roy detail/ BSSF Schedule 6 • BSSF Purpose: Determine the amount owed to Mr. Catts for caring for his mother • Ms. St. Omer Roy Conclusion: Did not give any consideration to the agreement Mr. Catts had with his parents. • BSSF observation: • Mr. Catts represented to us that after discontinuing the $325 weekly amount due to him for his mother's care, he took $200 per month in cash to pay for his medical insurance premiums from January 2010 to October 2012. We included $6,800 on Schedule 6 as additional funds received by Mr. Catts. • The net difference between the agreed upon $325 per week Mr. Catts was supposed to receive and the $35,250 he did receive is$44,375. • BSSF Conclusion: The amount owed to Mr. Catts should be netted against any alleged misappropriated funds, if proven. We subtracted the $44,375 owed to Mr. Catts for the care of his parents from the subtotal on Schedule 1. I. No St. Omer Roy detail/BSSF Schedule 7 and 7A • BSSF Purpose: Estimate the possible cash expenditures for the Catts' living expenses from January 2008 through October 2012. • Ms. St. Omer Roy did not consider that some of the cash transactions she assumed were misappropriations were instead legitimate expenditures for the Catts' living expenses. • BSSF observation: • We consulted the U.S. Bureau of Labor Statistics Consumer Expenditures in 2012 report published in March 2014 for a household where the consumer is 75 years and older. • We compared the expenditures in the report to the household and living expenditures identified by Ms. St. Omer Roy. See our Schedule 7A. • We determined the expenditures identified by Ms. St. Omer Roy were unreasonably low and that Mr. Catts paid for some of his parents' living expenditures in cash. For example, reference #16250 accounted for food, which totaled $100 for 2008 through 2012. • BSSF Conclusion: Based on the information obtained from the Bureau of Labor Statistics, we believe $37,530 is a very conservative minimum regarding the cash expenditures unaccounted for in Ms. St. Omer Roy's report. Therefore, on our Schedule 1, we removed this estimate from Ms.St.Omer Roy's summary. J. No St. Omer Roy detail/ BSSF Schedule 8 • Purpose: Review amounts deposited into Mr.Catts'account • BSSF observation: • We review Mr. Catts personal bank statements for items identified by Ms. St.Omer Roy o We determined three deposits, one of which was a reimbursement check for expenses signed by Esther Catts,were deposited into Mr. Catts' personal bank accounts. • Mr. Catts represented to us that the deposits into his account were for loans from his father that he did not repay. • BSSF Conclusion: Mr. Catts deposited into his personal bank accounts a total of $8,800 of the amounts identified by Ms. St. Omer Roy. We did not include the $3,000 check signed by Esther Catts. K. Conclusion • We reviewed Ms. St. Omer Roy's report, workpapers and numerous bank statements and identified overlooked deposits, erroneous assumptions and errors. • We consulted the Bureau of Labor Statistics' consumer expenditure report to evaluate Ms. St. Omer Roy's assumptions regarding the cost to support a household. We found her assumptions unreasonable because she treated cash expenditures that she could not directly relate to a specific expenditure as a misappropriation rather than considering the possibility that cash was actually used to pay for the Catts' living expenses. • Based on the information provided to us and our analysis, we have concluded within a reasonable degree of accounting certainty that the amount of any alleged misappropriations, if proven, is less than $38,000 after considering monies owed to Mr. Catts for his mother's care from October 2009 through October 2012. 'If the amount of medical and other living expenses that were paid in cash could be quantified,then the alleged misappropriations would be less. y } CURRICULUM VITAE OF GAYLE L. BOLINGER, CPA/ABV, CFF, CVA EDUCATION Purdue University, Krannert School of Management, Masters of Business Administration Purdue University, Bachelor of Arts Degree CERTIFICATIONS Certified Public Accountant (CPA) since 1978 Accredited in Business Valuation (ABV) by the American Institute of CPAs Certified in Financial Forensics (CFF) by the American Institute of CPAs Certified Valuation Analyst (CVA) —awarded by the National Association of Certified Valuators and Analysts EMPLOYMENT Brown Schultz Sheridan & Fritz (Principal). Since 2004, has provided forensic and business valuation services for a wide variety of purposes as well as litigation support consulting and expert witness services for marital dissolution, economic damages and shareholder disputes. Has been qualified as an expert in eight Pennsylvania counties. Lebanon Valley College (Assistant Professor, 2002-2004; Director, West Shore Center, 2000-2002). Taught undergraduate and MBA accounting courses. Developed and taught course in forensic accounting and fraud examination. Directed operations of College's satellite center in Camp Hill, Pennsylvania. Reinsel & Company LLP — now RKL, LLP (Business Valuation Consultant, 1999-2000). Performed business valuations for various purposes including estate planning, shareholder buy—out and succession planning. Dickinson College (Lecturer, 1993--1999). Taught accounting and finance courses. Developed other business courses as necessary. Developed major in international business. Fairfax County Financial Education Center (Program Manager, 1989-1992). Developed and managed an assorted group of financial planning, money management and community relations programs for Fairfax County, Virginia, agency. Recruited, trained and supervised volunteer money management counselors. Created workshops and seminars for County residents on budgeting, investing and the financial implications of divorce. The Catholic University of America (Assistant Professor, 1988-1990 and 1981-1985). Taught undergraduate and Master's level accounting and auditing courses. OTHER EXPERIENCE National Military Family Association (Chairman/Chief Executive Officer, 1983-1985; Vice President for Planning, 1981-1983). Directed policy formulation and implementation, strategic planning, budget development and day—today operations of 2,500—member organization. Lobbied Congress to improve quality of military life. Secured passage of the Uniformed Services Former Spouses' Protection Act allowing states to treat military pension as marital property. CURRICULUM VITAE OF GAYLE L. BOLINGER, CPA/ABV, CFF, CVA PROFESSIONAL AND CIVIC ACTIVITIES National Association of Certified Valuators and Analysts(NACVA)— Member since 1999 American Institute of Certified Public Accountants(AICPA) —Member since 1978 Pennsylvania Institute of Certified Public Accountants (PICPA) — Member Association of Certified Fraud Examiners (ACFE) Carlisle YMCA—Board member Cumberland Area Economic Development Corporation — Board of Directors and Treasurer PROFESSIONAL COURSESISPEECHESISEMINARS Professional Courses: Numerous courses dealing with valuation, fraud examination and litigation support including: + NACVA-Annual Consultants' Conference, 2013 + AICPA-Forensic and Valuation Services Conference, 2012 + Consultants'Training Institute-Personal Goodwill: Where Are We Now?, 2011 + AICPA- National Conference on Fraud and Litigation Services, 2005 and 2011 + AICPA-National Business Valuation Conference, 2004, 2007, 2008 and 2010 + AICPA-Fair Value Measurement Workshop, 2008 + Partnership Profiles, Inc. -Appraising Family Limited Partnerships, 2007 + NACVA-Current Update in Business Valuation, 2005, 2006 and 2009 + NACVA- National Valuation Conference, 2005 and 2006 + PICPA-Divorce Conference, 1999, 2004 and 2006 + IDFA-Courses required for certification, 2005 + PICPA- Forensic and Litigation Support Conference, 2004 + ACFE-Introduction to Fraud Examination, 2003 + PICPA-Forensic Accounting, 2002 Speeches and Seminars: + Exploring New Approaches to Determining Cost of Capital and Personal Goodwill, BSSF Attorney Seminar Series, December 2012 + Fraud Prevention for Small Businesses, Carlisle Chamber of Commerce, July 2010 + Understanding a Business Valuation Report and the New Valuation Standards, Cumberland County Bar Association, August 2009 + Advanced Topics in Divorce Litigation - Personal and Professional Goodwill, BSSF Attorney Seminar Series, October 2008 + Business Valuation Strategies for Small Businesses and the New Valuation Standards, West Shore CPA Group, May 2008 + Making Sense of Business Valuations, BSSF Attorney Seminar Series, October 2006 + Is Your Business Ready for Sale?, Reinsel's Better Business Conference, October 2000 + What's It Worth? - Valuing Closely Held Companies, Berks County Chamber of Commerce CEO Roundtable, June 2000 + How to Read and Interpret a Business Valuation Report, Cumberland County Bar Association, September 1999 + Fairfax County's Financial Education Center, 1989-1992: Suddenly Single- Would You Be Prepared? Retirement Planning Women and Their Money Financial Issues Facing Women in Separation and Divorce CURRICULUM VITAE OF ADRIANN REED, CPA, CFE, CVA EDUCATION Bloomsburg University, Bachelor of Science Degree with a concentration in fraud examination CERTIFICATIONS Certified Public Accountant (Pennsylvania) Certified in Fraud Examination (CFE) by the Association of Certified Fraud Examiners Certified Valuation Analyst (CVA) by the National Association of Certified Valuators and Analysts EMPLOYMENT Brown Schultz Sheridan & Fritz (2007 to present). Supervisor in attest and tax practice with a concentration in business valuations and forensic accounting matters. • Provide forensic accounting and litigation support regarding financial and economic issues related to fraud investigations and marital dissolutions • Develop and execute forensic procedures, financial research and analytics relating to fraud and valuation projects • Plan and execute attest engagements • Review client internal controls and provide recommendations for improvement • Work closely with firm principals and clients on diverse business valuation and litigation engagements • Gather financial data and build financial models and perform financial analyses • Proficient using data analysis and extraction software PROFESSIONAL AND CIVIC ACTIVITIES American Institute of Certified Public Accountants— Member Pennsylvania Institute of Certified Public Accountants (PICPA)— Member National Association of Certified Valuators and Analysts (NACVA)— Member Association of Certified Fraud Examiners Member since 2009 Harrisburg Young Professionals— Member since 2007 Central Pennsylvania Association for Female Executive— Member since 2011 Chair of BSSF Emerging Professionals PROFESSIONAL COURSES AICPA/ NACVA / PICPA: • PICPA Divorce Conference, 2011 • PICPA Forensic and Litigation Services Conference, 2009-2011 • AICPA National Forensic Accounting Conference, 2011 • NACVA Business Valuation Certification and Training, 2012 • NACVA Annual Consultants' Conference, 2013 Catts and Rice v.Catts Cash Summary Schedule 1(St.Omer Roy's Tab 2) As report by St.Omer Ms.St.Omer Roy Tab Roy Adjustments Per BSSF 3 Retirement Funds Undeposited or Cashed $105,488.16 $ (22,141.56) $ 83,346.60 Schedule 2 4 Checks Payable to Cash&Undocumented Expenses 72,641.16 (42,387.80) 30,253.36 Schedule 3 5 Unaccounted for Sovereign Bank CD Interest 16,595.02 (10,908.50) 5,686.52 Schedule 4 5 Citizens CD Interest Paid as Cash 564.19 564.19 6 Vehicle Purchased for Thomas Catts 19,662.22 (19,662.22) - - 7 Gifts to Thomas Catts - - 50,000.00 (50,000.00) - Schedule 5 8 Cash to Thomas Catts for Care 28,450.00 (28,450.00) - Schedule 6 9 US Savings Bonds Cashed in 2007 100,000.00 (100,000.00) - Subtotal $393,400.75 (273,550.08) 119,850.67 Unpaid cash to Thomas Catts for Care (44,375.00) (44,375.00) Schedule 6 Estimated cash expenditures based on economic data (37,530.00) (37,530.00) Schedule 7 Total adjustments to St.Omer Roy's report $ (355,455.08) Unidentified medical and living expenses paid in cash $ 37,945.67 Loans to Thomas Catts from Walter that were not repaid $ 8,800.00 Schedule 8 Catts and Rice v.Catts Adjustments to Retirement Funds Undeposited or Cashed Schedule 2(St.Omer Roy Tab 3) Social Security Pinnacle Allstate IRA- RMD Total Ms.St.Omer Roy Summary $ 69,555.00 $ 10,894.08 $ 12,452.80 $ 12,586.28 $ 105,488.16 Medicare Premiums (6,342.00) (6,342.00) November&December (2,714.00) (390.92) (889.76) (3,994.68) Additional RMD deposits identified (11,804.88) (11,804.88) Adjusted Amounts 60,499.00 10,503.16 5 11,563.04 S 781.40 $ 83,346.60 EXPLANATION OF ADJUSTMENTS TO SCHEDULE 1 AND SUPPORTING SCHEDULES BSSF Schedule 2—Adjustments to retirement funds undeposited or cashed(St.Omer Roy report Tab 3) Ms. St. Omer Roy alleged that $105,488, which she identified as "Retirement Funds Undeposited or Cashed;' was misappropriated. She started with the gross amounts for Social Security, pension from Pinnacle, pension from Allstate and IRA distributions as reported on IRS transcripts that are not as detailed as actual tax returns or 1099s. Next, she removed deposits based on her review of bank statements and added back withdrawals. We have the following concerns about her analysis for which we made adjustments on Schedule 2. Social security • She included as available Social Security income the gross amount from`the IRS Form 1099 transcripts. However, the amount received by the Catts' was less due to the reduction for Medicare premiums. By treating the Medicare premiums as cash inflow to the Catts, Ms. St. Omer Roy overstated the amount of unaccounted deposits by $6,342. We determined the amount of Medicare premiums by comparing the 1099-SSA transcripts to the direct deposits into the Catts' account. • She erroneously included the 12-month 2012 totals. However, Mr. Catts was not caring for Esther Catts in November and December of 2012. By doing so, she overstated unaccounted deposits by $2,714. After we made the above adjustments, the total amount of Social Security withdrawn amounted to $60,499. Ms. St. Omer Roy identified total withdrawals as$59,439 because she omitted one Social Security deposit that was withdrawn in 2009 due to a missing statement. However, the correct amount is$60,499. Pinnacle and Allstate pensions Similar to Social Security benefits, Ms. St. Omer Roy erroneously included total retirement income from the Form 1099 transcripts for Pinnacle and Allstate. She should have excluded November and December since Mr, Catts was not caring for his parents during that time. We removed $390.92 and $889.76 from Pinnacle and Allstate pension benefits, respectively,from Ms.St.Omer Roy's summary amounts. IRA—Required Minimum Distributions(RMD) Ms. St. Omer Roy determined that $12,586 of IRA distributions could not be accounted for. However, she overlooked two distributions totaling$11,804.88 that were deposited to the Catts' account. The 2010 RMD for $5,974.76 was deposited into the Sovereign Bank account on November 15, 2010. The 2012 RMD for $5,830.12 was deposited into the Sovereign Bank account on July 10, 2012 as part of a total deposit of $6,154.16. On Schedule 2, we removed the total of these two RMD's from Ms. St. Omer Roy's summary amount. After the above adjustments,$83,346.60 remains of retirement funds not traced to bank deposits or deposited and then withdrawn. Mr. Catts represented to us that he frequently cashed retirement checks or withdrew retirement funds to pay Walter and Esther Catts' living expenses. Catts and Rice v.Catts Summary of Withdrawals and Cash Checks(Ms.St.Omer Roy's Tab 4) Schedule 3 St.Omer Per St. Omer Roy Detail As Captioned on St. Omer Roy's Tab 4 Roy's Tab 4 Adjustments Final #6010 Unaccounted Withdrawals $ 37,762.79 $ (25,000.00) $ 12,762.79 #6030 Cash: Memo for Expenses(Unknown) 12,802.00 (5,652.00) 7,150.00 #6250 Memo for Food 100.00 (100.00) - A #6300 Memo for Dust Buster 45.00 (45.00) - #6320 Cash: Memo for Gifts 11180.00 (1,180.00) - A #6330 Cash: Memo for Christmas Gift Cards 200.00 (200.00) - A #6340 Cash: Memo for Funeral Expenses 594.00 (594.00) - A #6380 Cash: Memo for Insurance 842.10 (842.10) - A #6400 Cash: Memo for RX Solutions; Other 1,199.70 (1,199.70) - A #6470 Cash: Memo for Lawn Care 1,425.00 (1,425.00) - A #6680 Cash: Memo for Taxes 450.00 (450.00) - #6680.2 Cash: PA Tax Refund 220.00 220.00 #6999 Citizens Bank- Unknown Checks 15,820.57 (5,700.00) 10,120.57 $ 72,641.16 $ (42,387.80) $ 30,253.36 A Expenditures analyzed in Schedule 7 specifically removed. These amounts total $5,540.80. BSSF Schedule 3—Summary of withdrawals and cash checks (Ms. St. Omer Roy report Tab 4) Ms. St. Omer Roy summarized all withdrawals and checks written to "cash" on her Tab 4 and alleged that $72,641 represented misappropriated cash withdrawals via check or undocumented expenses. By doing so, she assumed that none of the withdrawals or checks written were used to benefit the Catts and pay living expenses. Schedule 3 details the items from Ms. St. Omer Roy's report Tab 4 and adjusts those items as discussed below. Detail item#6010 The detail for#6010 referenced by Ms. St. Omer Roy represents withdrawals totaling $37,762.79 for which she could not determine a purpose. Included in her total is a $25,000 withdrawal on October 14, 2008. Mr. Catts represented to us that the $25,000 withdrawal was reinvested in a certificate of deposit(CD). We verified that he purchased Sovereign Bank CD number 1685545780 for$100,000 on the same date, October 14, 2008. He does not recall where the remaining$75,000 was obtained to purchase the CD. We reviewed Mr. Catts' personal bank statements in 2008 and did not find evidence that the $25,000 was deposited into his accounts. We believe the $25,000 was reinvested due to the timing of the withdrawal and purchase of the CD. Therefore, $25,000 was removed from Ms. St. Omer Roy's detail#6010 on our Schedule 3. Detail item#6030 Ms. St. Omer Roy's reference#6030 represents checks written to "cash" with a memo of"expenses." The total of these checks was $12,802. Per review of the detail in Ms. St. Omer Roy's report and check copies, some of the checks included in the detail were written to Barbara Rice or Stephen Catts to reimburse them for expenditures they made on behalf of one of their parents. Mr. Catts represented to us that it was common practice for him to make purchases for his parents with his personal funds and reimburse himself just as he reimbursed his siblings for expenses paid by them as indicated in the previous paragraph. He also noted that during the time of his father's illness, his father instructed him to keep cash on hand for necessary expenses. Thomas represented to us that he also settled many of his father's medical expenses in cash to take advantage of cash discounts. He represented to us that his parents were aware of these arrangements. We reviewed the available bank statements and cancelled checks noting the signer of the checks. We noted Esther Catts signed several of the checks included in detail #6030. We also removed these checks from Ms. St. Omer Roy's detail #6030. The total amount for items removed from this detail for reimbursements to his siblings and checks signed by his mother is$5,652. Detail items#6250, #6320,#6330, #6340, #6380, #6400 and#6470 Ms. St. Omer Roy's detail #6250 included one check written to cash with the memo of "food" on the check. This check is the only indication of food expenditures over the five-year period reviewed. There were several other checks written to cash with the specific type of expense identified in the memo. Based on our analysis using the U.S. Bureau of Labor Statistics Consumer Expenditures in 2012 report issued in March 2014, which is discussed later in our report (see Schedule 7), we concluded the expenses identified are reasonable. Therefore, we removed checks written to cash with identified expenses for food, gifts, Christmas cards and gifts, funeral expenses, insurance, medical expenses and lawn care from Ms. St. Omer Roy's Schedule of Withdrawals and Cash Checks. Detail item#6300 Detail item #6300, with a memo for "Dust Buster," was incorrectly identified as the purchase of a dust buster. Per review of an invoice from Living Social and the cancelled check, this was the purchase of a two-hour cleaning service from Dirt Busterz. Mr. Catts paid the invoice and reimbursed himself. This is considered a legitimate expense. Therefore, we removed it from the summary on Schedule 3. Detail item#6680 Included in reference #6680 is $450 for Sovereign Bank check number 716 written on July 16, 2010 to "Cash" with the memo "taxes." We reviewed the Citizens Bank statement for July 16, 2010 through August 13, 2010 noting a deposit for the same amount. This $450 deposit is included in the Ms. St. Omer Roy's detail #4140 "Other Deposits." The memo "taxes" was made by Mr. Catts to note the purpose of the transfer was to pay taxes, which were paid with Citizens Bank check number 1833 for $1,897.83. Because this is considered a transfer and was identified as a deposit into the Catts' account,we removed $450 from Schedule 3. Detail item#6999 Ms. St. Omer Roy's reference #6999 represents checks written on the Citizens Bank account for which the purpose could not be determined. We noted all items included in reference #6999 represented checks written from 2008 to 2010 and copies of cancelled checks were not available for that account. It appears that because there were no cancelled checks for the account, Ms. St. Omer Roy assumed all checks written were misappropriated funds. We disagree with her treatment of these checks. Many of the checks are for odd amounts rather than even numbers which we believe implies they were for legitimate expenditures. Some of the checks written represent regular payments of the same dollar amount. We reviewed the list and identified two checks written in 2008 and one check written in 2009 for $112. We also identified six checks in 2008 and 2009 for $43.50. A review of Ms. St. Omer Roy's detail item #6780 — Utilities - shows payments of$112 made by direct withdrawal to Upper Allen Township and regular checks to Allied Waste for$43.50, also direct withdrawal. We believe for some reason, these bills were sometimes paid by direct withdrawal and other times paid with a written check. Ms. St. Omer Roy cannot prove with reasonable certainty that every check written on the Citizens Bank account represents misappropriated funds. We did a comparison of Ms. St. Omer Roy's utilities analysis (reference #6780) for each year to determine the average annual cost to the household. From 2008 to 2012, total utilities ranged from approximately$1,800 to $6,100. Almost all of the utilities she was able to identify were paid by direct withdrawal from the Citizens Bank account or were paid from the Sovereign Bank account and for which some cancelled checks were provided. Not included in her listing are utilities paid by written check from the Citizens Bank account. We summarized her utilities detail below. 2008 2009 2010 2011 2012 ; Total Nerizo $ = _4201 $ - 310 '_$- - 290 $� 1,210 200 $ 1,260_ r _ ..-' --- ' - Nenzon L,I I 1,620 _ 650 1,960 3,160 1 2,100 ; JUGI 120 100 100 100 90I T ,p - 210 i 220 450 i 450 450 -- - - Allied Waste 40 T -1,80, 1 - 160 Water 200 420 210 PPL_ - 570 550 ; 490 ; �_- $ 3,020 $ 1,840 ; $ 4,350 $ 6,090 ` $ 4,760 $ 20,060) ` Total of reference#6780 per Omer� r Roy report; $ 20,135 Based on the analysis above, it is clear that some utilities payments were not made by direct withdrawal from the Citizens Bank account or checks written on the Sovereign Bank account and, instead, were paid in some other way-most likely by written check from the Citizens Bank account, for which copies are not available, as we discussed above. We did an analysis of each individual utility expense. Based on that analysis, we estimate annual utilities for the Catts' household to be at least $4,900. As indicated above, in 2011 total utilities could be higher than this due to fluctuations in oil prices and the weather. In our analysis, we used $2,000 as an average for oil based on years 2010 through 2012 for which more support was available. Other utility amounts were fixed and did not have large variations. Based on this analysis and our review of Ms. St. Omer Roy's detail #6999, we determined there is at least $5,700 of unaccounted for utilities. Therefore, on our Schedule 3, we removed $5,700 from Ms. St. Omer Roy's detail item #6999. If household bills for utilities were paid by checks written on the Citizens Bank account, it is reasonable to believe other legitimate expenses were also paid from that account. Carts and Rice v.Carts Schedule of Unaccounted for Sovereign Bank CD Interest(St.Omer Roy Tab 5) Schedule 4 Deposits Adjustments Unaccounted for Sovereign Bank interest per Ms.St.Omer Roy(Tab 5) $ 16,595.02 (a) Deposits ignored by Ms.St.Omer Roy(St.Omer Roy Detail 44140) CIT 1/15/2008 Checking $ 213.39 CIT 4/14/2008 Checking 2,000.00 CIT 7/15/2008 Checking 1,200.00 9/21/2008 Unknown deposit 1,079.25 11/23/2008 Unknown deposit 1,334.64 8/23/2009 Statement Savings 5.00 1/21/2010 Statement Savings 5.00 8/22/2010 Unknown Cash Part of$726.26 Deposit 205.50 12/21/2010 Statement Savings 2.00 3/21/2011 Deposit Into checking 250.00 3/21/2011 Statement Savings 1.00 1/21/2012 Deposit into checking 300.00 2/21/2012 Deposit into checking 195.00 2/21/2012 Statement Savings 1.00 3/21/2012 Deposit Into checking 700.00 3/21/2012 Deposit into checking 157.00 3/21/2012 Deposit into checking 305.00 5/22/2012 Deposit into checking 687.16 $ 8,640.94 (b) Deposits that coincide with matured certificates of deposit 6/22/2008 Unknown deposit 5,520.63 Amount assumed to be principal (5,500.00) 20.63 8/21/2008 Unknown deposit 56,222.04 Amount assumed to be principal (55,000.00) 1,222.04 10/21/2008 Unknown deposit 30,000.00 Amount assumed to be principal (30,000.00) 11/23/2008 Unknown deposit 30,366.22 Amount assumed to be principal (30,000.00) 366.22 (c) Estimate for November and December 2012 interest 658.67 Adjustmed to Ms.St.Omer Roy's conclusion $ 10,908.50 (10,908.50) Interest not accounted for $ 5,686.52 Notes: (a) Ms.St.Omer Roy ignored deposits for which she could not determine a source. We have included them above. (b) In accounting for undeposited Interest,Ms.St.Omer Roy Ignored large deposits that appeared to be maturities of certificates of deposit. We included the amount that we believe represents Interest above. (c) Ms.St.Omer Roy included Interest for November and December 2012 despite the fact that Mr.Carts was no longer wring for his mother during that time. We removed this above from Ms.St.Omer Roy's conclusion. BSSF Schedule 4—Schedule of unaccounted for Sovereign Bank CD interest(St. Omer Roy report Tab 5) Ms. St. Omer Roy prepared a summary, Tab 5 of her report, detailing what she believes is CD interest from Sovereign Bank and Citizens Bank that is unaccounted for. She listed interest reported annually on the IRS Form 1099 transcripts and subtracted interest entries she identified on the bank statements. Interest income identified from the IRS transcripts totaled $23,714. She identified $7,096.95 interest on the bank statements she reviewed leaving a net amount $16,595.02 that she labeled as unaccounted for Sovereign Bank CD interest. We have the following concerns about Ms. St. Omer Roy's analysis: • She included, in her total of unaccounted for interest, $1,222.00 reported on an IRS Form 1099 transcript. In her workpapers, page 10, under detail#4140- Other Deposits, she placed a note next to a deposit made 8/21/08 for$56,222.04 that says: "Sovereign CD 168544536?? $55,000+$1,222.04 interest" Despite the fact she suspected that the $56,222.04 deposit to the Sovereign account represented a matured CD and interest for 2008, she included $1,222 in her total of unaccounted for interest for 2008. • She identified $119,984.90 of other deposits in her accounted detail #4140. She did not attribute any of those unexplained or unknown deposits to interest deposits nor did she offset the unexplained/unknown deposits against withdrawals she has claimed in her analysis were misappropriated funds. • Once again, she included a full year of interest income for 2012 even though Mr. Catts did not have access to his mother's income or bank accounts in November and December of 2012. Some of the unexplained/unknown deposits represent interest checks that were deposited. We believe the unexplained/unknown deposits should be included Ms. St. Omer Roy's analysis given that unexplained and unknown withdrawals have been included. Some of the unexplained/unknown deposits are significant. We believe, because of the amount of the deposit, that several of them represent CD's purchased prior to Mr. Catts' caring for his parents that matured,some with interest. On Schedule 4, we summarized the deposits from unknown sources and removed them from Ms. St. Omer Rot's unaccounted for interest amount. We also summarized the large deposits which appear to be matured CDs. We reduced the deposit for the estimated principal amount and included the amount we believe to be deposited interest. The interest amounts were also removed from Ms. St. Omer Roy's unaccounted for interest amount. Interest from the CDs in 2012 totaled $3,952 as detailed on Ms. St. Omer Roy's Tab 5. Two months equals $658.67. We made an adjustment on Schedule 4 for that amount. The total adjustment to Ms. St. Omer Roy's Tab S for unaccounted for Sovereign Bank CD interest was $10,908.50. After the discussed adjustments, $5,686.52 of earned interest remains unaccounted. Mr. Catts represented to us that the monthly interest received by check from the Citizens Bank CDs was cashed and used to pay living expenses for his mother. Interest earned on Citizens Bank CDs totaled $564.19. Nonetheless,we did not make an adjustment regarding this interest. No BSSF Schedule-Vehicle Purchased for Thomas Catts (St. Omer Roy report Tab 6) Ms. St. Omer Roy attributed the purchase of a vehicle to a misappropriation of the Catts' assets by Thomas Catts. Mr. Catts represented to us that the 2008 Hyundai Elantra was purchased for the sole purpose of providing care for his parents and was not compensation to him or a misappropriation of their assets. He did not own a vehicle that could be used regularly to provide transportation for his parents while he was caring for them. His family owned one vehicle, which he and his wife both used. The vehicle was purchased in January 2008 for $19,622.22 with check number 1475 signed by Thomas Catts. We noted on invoices from Freysinger Mazda-Hyundai mileage of 23,414 and 24,060 in October 2012 and August 2013, respectively. According to Mr. Catts, he currently drives the vehicle a few miles a week to keep it operational. Although the vehicle is not being used, Mr. Catts currently pays all expenses related to this vehicle such as insurance, registration, maintenance, etc. Based on the mileage on the vehicle at the end of October 2012, we calculated the vehicle was driven approximately 94 miles a week while Mr. Catts was caring for his parents, which included taking them to their appointments and completing other errands on their behalf. This equates to less than 5,000 miles a year compared to national averages of 10,000 to 15,000 miles per year. We believe this indicates the vehicle was used primarily to benefit Walter and Esther Catts. We consulted Kelly Blue Book to determine the current value of the vehicle. The trade-in value was estimated at$7,700 for a vehicle in good condition while the private party value was estimated at$9,100. Using the IRS mileage reimbursement rates from 2008 through 2012, we estimate the cost of transportation for Walter and Esther Catts to be approximately$13,000. If Mr. Catts had used his family vehicle, he would be entitled to mileage reimbursement for approximately that amount. When the current value of the vehicle and mileage reimbursements are considered, it is reasonable that Mr. and Mrs. Catts would have purchased a vehicle for their transportation. Due to Mr. Catts having no means of transportation to care for his parents prior to the purchase of the vehicle, we removed the purchase price of the vehicle from the Ms. St.Omer Roy's report summary. Catts and Rice v.Catts Summary of Gifts Schedule 5 (Ms.St. Omer Roy's Tab 7) Payee Check No. Date Amount Signer Thomas Catts 1462 12/28/2007 $ 12,000 Esther Catts Thomas Catts 1490 2/4/2008 12,000 Esther Catts Thomas Catts 548 1/2/2009 13,000 Esther Catts Thomas Catts 657 1/2/2010 13,000 Esther Catts $ 50,000 Edward Catts 1586 6/24/2008 $ 12,000 Walter Catts Edward Catts 1587 6/24/2008 2,300 Esther Catts $ 14,300 Barbara Rice 514 8/14/2008 $ 12,000 Esther Catts Barbara Rice 619 7/29/2009 11,000 Esther Catts $ 23,000 Stephen Catts 1328 5/4/2007 $ 10,000 Esther Catts BSSF Schedule 5—Summary of Gifts(Ms. St. Omer Roy's Tab 7) Ms. St. Omer Roy detailed all gifts made to the Catts children on her Tab 7. We reviewed her schedule noting all of the children of Walter and Esther Catts received gifts from their parents and not just Thomas. We reconstructed Ms. St. Omer Roy's Tab.7 and reviewed the cancelled checks noting the check signer. Esther Catts signed all of the checks with the exception of check 1586 to Edward Catts for$12,000 that was signed by Walter Catts. We are not aware of a written agreement between the parents and children of the Catts family regarding gifts for us to review. Thomas Catts represented to us that in 2003 and 2007, Stephen.Catts received loans totaling $23,000 from their parents. Per Mr. Catts, because the loans were not repaid, Walter Catts wanted to gift the same amount to his other children to treat their children equally which was done in annual installments not to exceed the Internal Revenue Service federal gift exclusion limits. Thomas Catts also represented to us that the gifts made to.him were in excess of those made to his siblings due to an agreement he had with his father to compensate him for his loss in retirement contributions. The agreement was for Thomas to receive $30,000 to contribute to his retirement in three installments not to exceed the annual federal gift exclusion amounts. Because Esther Catts signed all of the checks for gifts made to Thomas Catts and Thomas Catts' siblings also received gifts, we removed the$50,000 in gifts to Thomas Catts from Schedule 1. Catts and Rice v. Catts Payments for Care Schedule 6 Insurance Due to Mr. $325 per premium he Catts but not week Received paid in cash received 2008 $ 16,250 * $ 13,325 $ 2,925 2009 16,900 15,125 1,775 2010 16,900 $ 2,400 14,500 2011 16,900 2,400 14,500 2012 12,675 ** 2,000 10,675 $ 79,625 $ 28,450 $ 6,800 $ 44,375 * Began care mid-January. Calculated using 50 weeks. ** Ended care October 29, 2012. Calculated using 39 weeks. BSSF Schedule 6—Payments for care (St. Omer Roy's Tab 8) We reviewed email correspondence dated December 30, 2007 from Mr. Catts to his siblings notifying them of his decision to resign from his current employment to care for their parents. In his correspondence, he specified he would be caring for them full time for$325 per week. We also reviewed several checks signed by his mother and issued to Thomas Catts as payment for their care. Based on the documentation provided to us, it appears there was an agreement between the Catts family for Mr. Catts to receive $325 per week in exchange for his resignation of his current job to care for this parents. Although Mr. Catts had an agreement with his family for $325 a week, he voluntarily reduced this amount to $200 per month in October 2009. In February 2010, he voluntarily decided to stop taking payment to care for his mother although he was entitled to the $325 per week. According to prweb.com, pay rates for home care for seniors range from $7 to $14 an hour or$80 to $140 per day. The owner of a local home care agency represented to us that his company charges $19 per hour for home care services. Mr. Catts' agreement for$325 was reasonable and at the low end of those ranges. If Mr. Catts had not voluntarily agreed to care for his parents, the Catts family would have had to hire a caregiver to care for their parents. Based on the replacement cost of hiring a full-time caregiver, we removed the cash paid to Mr. Catts for caring for his parents from Ms. St. Omer Roy's summary on our Schedule 1. No BSSF Schedule—U.S. Savings Bond Cashed in 2007(St. Omer Roy's Tab 9) Ms. St. Omer Roy included the redemption of a $100,000 savings bond in her summary of undocumented cash transactions. This assumption is based on the IRS Form 1099-INT transcripts for Walter Catts. The interest reported is from the Bureau of the Public Debt in 2007. Ms. St. Omer Roy reports that she could find no documentation of the redemption of any savings bond. Therefore, she included it in her summary. This transaction is outside the scope of the time during which Mr. Catts had Power of Attorney (PDA). Mr. Thomas Catts began caring for his parents in January 2008. Additionally, there is no support for the estimated amount of$100,000. Ms. St. Omer Roy based the $100,000 estimate on the $49,188 stated on the Form 1099-INT transcript. The actual principal of a savings bond earning interest of about $49,000 for approximately 30 years could be significantly lower than $100,000 depending on interest rates. Additionally, the savings bond was redeemed in August 2007 and CD number 1685544536 matured in August 2008 for $56,222.04. See our Schedule 4 which includes deposits we believe are matured CDs. The proceeds of the bond redemption were likely used to purchase this CD. However, without the 2007 Sovereign Bank statements,this is only an assumption. Because this transaction is outside the scope of Mr. Catts' PDA and-because there is nothing to support Ms.St. Omer Roy's assumption regarding the value of the savings bond, we removed $100,000 from Ms. St. Omer Roy's summary. See Schedule 1. Adjustments to Ms. St. Omer Roy's schedules totaled $273,550.14. After these adjustments were made on our Schedule 1, $119,850.67 remains of cash that was withdrawn or Ms. St. Omer Roy could not account for and assumed was a misappropriation. We considered the amounts owed to Mr. Catts for caring for his parents and consulted the Bureau of Labor Statistics to determine the reasonableness of Ms. St. Omer Roy's accounting of household and living expenses. See our Schedules 6 and 7. Additional adjustments to Schedule 1 The adjustments previously discussed reduced Ms. St. Omer Roy's estimate of alleged misappropriation of Walther and Esther Catts' assets, if proven, from $393,400.75 to $119,850.67. We made additional adjustments for payment owed to Mr. Catts for his parents care and for estimated expenditures for household and living expenses included in Ms.St. Omer Roy's analysis as misappropriated cash. Payment due Thomas Catts As stated in the narrative for BSSF Schedule 6, Walter and Esther Catts agreed to pay Thomas Catts $325 per week in return for quitting his job and caring for them. He reduced the amount to $200 per month in October 2009. Had he been paid the agreed-upon amount of$325 from mid-January 2009 through October 2012, he would have received $79,625. Ms. St. Omer Roy reported checks written to him totaling $28,450. See our Schedule 6. Mr. Catts represented to us that he took $200 per month in cash to pay for his medical insurance premiums from January 2010 through October 2012. We included $6,800 on Schedule 6 as additional funds received by Mr. Catts. The net difference between the agreed upon $325 per week Mr. Catts was supposed to receive and the $35,250 he did receive is $44,375. We subtracted the amount owed to Mr. Catts for the care of his parents from the subtotal on our Schedule 1. Catts and Rice v.Catts Estimated Cash Expenditures Schedule 7 For 5 years (rounded) Break down Food $ 13,710 $ 52.73 per week Household 2,060 412.00 peryear Apparel and Services 2,310 462.00 peryear Transportation Gas 4,080 15.69 per week Vehicle Maintenance and Insurance 51270 87.83 per month Medical Expenses 41780 18.38 per week Entertainment 2,700 10.38 per week Miscellaneous 2,300 8.85 per week Cash contributions 5,860 1,172.00 peryear Five-year Total 43,070.00 $ 8,614.00 peryear Amount Removed on Schedule 3 (5,540.00) Adjustment $ 37,530.00 Lf w \ 12 ! i }» a | • ! . . � . � � � 4m § ! ^ ! ! ) o ; . ! ; 4 ; ; » : ; (( ) t { BSSF Schedules 7 and 7A—Estimated cash expenditures In calculating the amount of cash allegedly misappropriated by Mr. Catts, it appears that Ms. St. Omer Roy did not consider that some of these cash transactions could have been legitimate expenditures for the Catts' living expenses. Thomas Catts represented to us that he maintained several documents supporting his cash expenditures at his mother's home, and he was prevented by his siblings from obtaining them. He also represented to us that he regretfully did not keep receipts for all of the cash expenditures and does not have any means to provide support for many cash transactions. We summarized the Catts' household and personal expenses identified by Ms. St. Omer Roy and detailed in her workpapers and analyzed them for reasonableness. Several of the expense totals were unreasonably low for a total of five years of expenditures. For example, reference#6250 accounted for food which totaled $100 for 2008 through 2012. This is an example of an expense that Mr. Catts routinely paid for with cash. Ms. St. Omer Roy's analysis ignores these types of living expenses and assumes that all cash was misappropriated although the amounts she attributed to living expenses, such as food, are unrealistic. Because we do not have receipts to support the cash expenditures, we researched consumer spending for an elderly household. In March 2014, the Bureau of Labor Statistics (BLS) published Consumer Expenditures in 2012. Table 4 in the report identifies average annual expenditures for households where the consumer is 75 years and older. Schedule 7A, column 1, summarizes the information from the BLS report's Table 4. The BLS information is reported for a household of 1.5 people. In column 2, we calculated the annual average expenditures for one person and, in column 3, multiplied the amounts by five to determine average total expenditures for 2008 through 2012 for one person in each category presented. We did not include expenses that would require speculation on usage by the Catts for expenditures such as alcoholic beverages, tobacco and smoking products, reading, etc., in our analysis. We also did not include expense types that we were able to be review or corroborate elsewhere such as utilities and the cost of purchasing a vehicle. We did include expenditures such as cash contributions and miscellaneous due to these types of expenditures being identified on Ms. St. Omer Roy's report on Tab 4. Column 4 on Schedule 7A lists the expense detail numbers Ms. St. Omer Roy identified in her report. We compared Ms. St. Omer Roy's expense totals for the five years to the BLS five-year average totals from column 3. The difference between columns 3 and 5 is calculated in column 6. Based on this analysis, it is reasonable to assume that from 2008 to 2012 Mr. Catts used cash for food, household expenses, apparel and services, transportation, etc.—see Schedule 7. We believe Schedule 7 is a very conservative minimum regarding the cash expenditures unaccounted for in Ms. St. Omer Roy's report. We want to stress this as an estimate of additional living expenses for Esther Catts for years 2008 through 2012. Not included in the above total, is consideration of living expenses for Walter Catts in 2008. If we had included an estimate of expenditures for Walter Catts, the estimate above would be higher. The purpose of this analysis is to provide support for the fact that some of the Catts' living expenses were paid for with cash out of their bank accounts. Therefore, on our Schedule 1, we removed this estimate from Ms.St. Omer Roy's summary. Additionally, we would like to note that Ms. St. Omer Roy's analysis did not indicate increased medical expenses related to Walter Catts' illness. In fact, her workpaper for detail item #6400 — Medical Expenses — shows expenditures totaling$3,681 for 2008, and most of those payments appear to be for medical insurance. One would expect medical expenditures to have been higher in 2008 when Walter Catts was very ill. Thomas Catts represented to us that he settled many medical expenses in cash to take advantage of cash discounts offered. Although the amount of these expenses is not easily estimated, we believe some medical expenses account for part of the undocumented cash expenditures that Ms.St. Omer Roy alleges are misappropriations. Catts and Rice v.Catts Checks received by Thomas Catts Schedule 8 St. Omer Roy Check/Withdrawal Detail# Date Amount #6010 9/15/2010 $ 4,900 Cash withdrawal from statement savings #6030 6/6/2008 3,000 Cash-Expenses(signed by Esther Catts) #6030 6/10/2008 3,900 Cash-Expenses 11,800 Less check signed by Mrs. Catts (3,000) Adjustment $ 8,800 BSSF Schedule 8—Checks received by Thomas Catts As previously noted, we reviewed Mr. Catts' personal bank statements. We reviewed his M&T Bank checking account from January 2007 through March 2012, his Sovereign Bank savings account from February 2009 through March 2014, and his M&T Bank money market from October 2010 through September 2012. We did not do a detailed forensic analysis of all bank statements for the time period noted. Our review focused on searching for dollar amounts Ms. St. Omer Roy alleged to be misappropriated. We noted that Mr. Catts administers his personal finances in the same manner he administered his parents' finances. When his Social Security check is electronically deposited, he writes a check to "cash" to withdraw part or all of the check. We determined that three items included in Ms. St. Omer Roy's report Tab 3 were deposited into Mr. Catts' account as noted on our Schedule 8. Two of the checks had notations indicating they were for the reimbursement of expenses; one of them was signed by Esther Catts. However, the specific expenses could not be identified. We were not able to determine the source for all deposits into Mr. Catts' account. However, no other amounts were identified that directly correlated to Mrs. Catts' bank records during our review. We also noted in our review of Mr. Catts' statements that the majority of his income was direct deposited into his savings account, withdrawn, and parts of it were deposited into his checking or money market accounts. We did not note deposits in excess of this income, other than those noted above or documented elsewhere. On Schedule 1, we included $8,800 as items identified as loans to Mr. Catts that were not repaid to his parents. e r ' Catts and Rice v.Catts Alleged Misappropriations Summarized by Year Schedule 9 Per Ms.Omer Roy's report: Total 2007 2008 2009 2010 2011 2012 Tab# 3 Retirement Funds Undeposited or Cashed $ 105,492.56 $ 16,064.00 $ 21,119.40 $ 25,208.42 $ 17,311.54 $ 25,789.20 4 Checks Payable to Cash&Undocumented Expenses 72,641.16 49,985.55 5,306.14 14,596.47 1,199.00 1,554.00 5 Unaccounted for Sovereign Bank CD Interest 16,595.02 7,413.00 3,025.30 457.33 3,069.36 2,630.03 5 Citizens CD Interest Paid as Cash 564.19 66.76 325.16 122.47 24.49 25.31 6 Vehicle Purchased for Thomas Catts 19,662.22 19,662.22 7 Gifts to Thomas Catts 50,000.00 $ 12,000.00 12,000.00 13,000.00 13,000.00 8 Cash to Thomas Catts for Care 28,450.00 13,325.00 15,125.00 9 US Savings Bonds Cashed in 2007 100,000.00 100,000.00 Subtotal $393,405.15 $ 112,000.00 $118,516.53 $ 57,901.00 $ 53,384.69 $ 21,60439 $ 2999854 BSSF Schedule 9—Alleged misappropriations summarized by year We summarized Ms. St. Omer Roy's alleged misappropriations (her Tab 2) by year on Schedule 9. The majority of the unidentified transactions were in 2008 through 2009. These are also the two years with the least amount of supporting bank statements and cancelled checks. We believe if complete, unaltered statements were available, some of the unidentified transactions would be traceable. (� 4 Report Letter Undocumented Cash Transactions i Retirement Funds Undeposited or Cashed Checks Payable to Cash ' & Undocumented Expenses Unaccounted for CO Interest Vehicle Purchased O Gifts to Thomas Catts & Siblings Cash to Thomas Catts • for Care • US Savings Bonds Redeemed I • Cash Accounts Balances General Ledger a IRS Transcripts E i E CRYSTAL ST. OMER ROY certified public accountant n� I f�I I December 4, 2013 R. Mark Thomas Attorney At Law 101 S Market Street I' Mechanicsburg, PA 17050 I' This letter is to summarize my comments and findings from our engagement entered into on l September 19, 2013. My task was to perform an accounting of the financial transactions made by Thomas Carts as Power of Attorney for Walther and/or Esther Catts. Scope Limitations j j; The period of time to be covered was 2008 to 2012. However, bank statements provided were not complete. See Tab 10 for detailed information. Also Citizens Bank statements did not include check copies so the majority of checks could not be classified as to expense paid. No information was provided for the 2007 US Savings Bonds redemption. Thomas Carts refused to answer requests for information from his siblings and Attomey. I Work Performed Transactions from all bank statements available were recorded and summarized in a general F ledger. All cash and certificates of deposit were reconciled to the last bank statements available. This procedure accurately accounted for all amounts deposited or withdrawn from the banks. However,what these amounts represented was not able to be accurately determined. This includes deposits and withdrawals with no documentation. This also includes checks made payable to cash,the cash withdrawal of social security payments and the cashing of pension checks and certificates of deposit interest checks. Estimate of Possible Misappropriation of Funds The estimate of possible misappropriation of funds is approximately$393,400. (See Tab 2.) This includes money withdrawn as cash, social security withdrawn as cash,pension checks cashed, certificates of deposit interest paid as cash, and other untraceable withdrawals. This also includes payments to Thomas Cans for care, annual gifts to Thomas Carts, and the purchase of a vehicle. I 212 S Sporting Hill Road • Mechanicsburg,PA 17050 V.717,761.5080 • F:717.761.5085 www.my-cpa-firm.com R. Mark Thomas �! December 4,2013 i Page Two i Estimate of Possible Misuse of Funds(Continued) The US Savings Bonds redemption is included due to the unknown use of the funds received from the redemption. (See Tab 9.) Scope of Use This report is to be used only as a basis for a potential claim against Thomas Catts for possible misuse of Walter and/or Esther Catts personal funds while he acted as Power of Attorney. The distribution of my report is restricted to R. Mark Thomas and opposing counsel. Sincerely, Crystal St Omer Roy Certified Public Accountant i Thomas Catts Matter Summary of Undocumented Cash Transactions Citizens Bank -January 2008 to October 2012 Sovereign Bank-April 2008 to October 2012 Tab Summary Schedule Amount 3 Retirement Funds Undeposited or Cashed $105,488.16 4 Checks Payable to Cash &Undocumented Expenses $72,641.16 5 Unaccounted for Sovereign Bank CD Interest $16,595.02 5 Citizens CD Interest Paid as Cash $564.19 (' 6 Vehicle Purchased for Thomas Catts $19,662.22 7 Gifts to Thomas Catts $50,000.00 8 Cash to Thomas Catts for Care $28,450.00 9 U S Savings Bonds Cashed in 2007 Estimate of Value based on Interest Reported to IRS $100,000.00 Total Undocumented Transactions $393,400.75 Thomas Catts Matter Q Schedule of Retirement Funds Undeposited or Cashed Income from IRS Transcripts Reconciled to Bank Accounts Citizens Bank -January 2008 to October 2012 Sovereign Bank - April 2008 to October 2012 i Income from IRS Transcripts Year Taxpayer Social Security Pinnacle Allstate IRA-RMD 2008 Walter $10,635.00 $7,118.00 DOD 08-31-08 Esther $9,760.00 $2,245.00 $1,779.00 $784.00 $5,479.00 2009 Esther $16,876.00 $2,269.00 $5,338.00 NONE 2010 Esther $16,878.00 $2,294.00 $1,334.00 $5,974.00 $4,003.00 2011 Esther $16,878.00 $2,319.00 $5,338.00 $5,902.00 O 2012 Esther $20,196.00 $2,345.00 $5,338.00 $5,830.00 I ($2,714.00) Total IRS Income 2008-2012 $88,509.00 $11,472.00 $30,248.00 $23,969.00 GL Summary of Bank Transactions #4125 Walter SS Deposited ($10,119.00) #4120 Esther SS Deposited ($68,274.00) #4120 SS Withdrawn $59,439.00 #4110 Pinnacle Deposited ($577.92) #4100 Allstate Deposited ($20,464.48) #4100 Allstate Withdrawn $2,669.28 #4150 IRA-RMD ($5,479.75) #1014 11-16-11 RMD Deposit ($5,902.97) Total Unaccounted for Retirement Funds $69,555.00 $10,894.08 $12,452.80 $12,586.28 $105,488.16 Social Security Pinnacle Allstate IRA-RMD TOTAL QGL Account Numbers #4120 #4110 #4100 N/A #4125 Thomas Catts Matter Q Schedule of Checks Payable to Cash & Undocumented Expenses Citizens Bank-January 2008 to October 2012 Sovereign Bank - April 2008 to October 2012 GL Account No. Description Amount #6010 Unaccounted for Withdrawals $37,762.79 #6030 Cash: Memo for Expenses (Unknown) $12,802.00 #6250 Cash: Memo for Food $100.00 #6300 Cash: Memo for Dust Buster $45.00 i I #6320 Cash: Memo for Gifts $1,180.00 #6330 Cash: Memo for Christmas Gift Cards $200.00 0 #6340 Cash: Memo for Funeral Expenses $594.00 #6380 Cash: Memo for Insurance $842.10 #6400 Cash: Memo for RX Solutions; Other $1,199.70 #6470 Cash: Memo for Lawn Care $1,425.00 #6680 Cash: Memo for Taxes $450.00 #6680.2 Cash: PA Tax Refund $220.00 * #6999 Citizens Bank- Unknown Checks $15,820.57 Checks Payable to Cash & Undocumented Expenses $72,641.16 * Based on patterns some checks were charged to expense accounts. QCopies of sample checks written to cash follow this summary. WALTE L CAT-IF ES TH SRig F- COA3 VAM Ti 2 S. , Pay to L`a omlraf Ot Circle A;ra m citizens Bank C- 6 10 0 0 S 2 0 Al 136. 2 R O Posting We 2008 Apr 24 CPCS Seq No 4100336247 DIN/90FO Seq No Account No 6400705226 c"rJ I cxr- Check No 1637 Amount $1,00000 Ch.-,v, -For Cci5k. WALTER aw.�yi.��.�r��___.3�.� Tit S.BROAD ST { 4 pay to;." � Lu Cttzen:CirdeA=_t citizens Bank ?6m5nr, Gi0o70ss22r. 558. 2 1 F1'R.S.1'.1t FI VTS'� 1J'N:t'i 'Wit jYSj�?$�.91J:U 'f'it C[•.\R Ty�lN: TLtiGiX6' t�.r3: 1 A � i • O 1 Posting Date 2003 Apr 30 1 CPCS Seq No 4100356524 DINBOFD Seq No 1 Account No 6100705225 Check No 1542 Amount $400.00 saw, e E 1 III [^STMiR F— Cif r 712 S.aRfll.D Si 6geCs:131K:S4.'la,��A !.�'_:-4074 ✓ C::^.!_.1��`v1 Pay to ti cc r 1IP- �ttR� k nc �I Citizens Ba;k Citizen Cirde Ac� umnsyksma For ��.�n�A. G — ,t�„�f. - �q � o•?,__ .a� smir.d76b501: 5L00705 ' ? F6 X555 C4ilZttS i693/F5:'A�`�3i RIt�RSIQ Rl BSLr'G.'9 r..5, .0 -�•;ro r}.- rri °=?ems?+ a �.,,. �i Cry Posting Date 2008 May 12 CPCS Seq No 42COE73364 { DINI30FD Seq No I Account No 6100705220 Check No 1851 I Amount 6500.00 I Sa�•P�� C E t � Ei I r tet a.CnCA-M- ?575 I, E5T�ErKER� F- CF+3'iu rtz S.saoao sr. n>r,I s to /�1t i;; i.�•i. prof —"-- ._�.._— .��_�_._ fie: Cidters Circle 44wct �! Citizens Bank For :j n 7r1572SuO 5 ? 5 CI FMIS 1 6MR35/3 @I 91YE Wtf Ill "1 O i Posting Date 2003 Jun 06 i OPCS Seq No 4200255265 DIN?SOFD Sec No i Account No 6100705226 i Check No 1575 Amount 51000.00 I I i I sovel igif Statement Period 02/12112 TO 04122/12 rlieul.�uu`m°of'et+ei `p1pi sib rreiw�elwto mw •�"• 219 •e"'�"°:..� «+bo[t�Lj2 3013. 136.69 a Is >!dt �T'� PoA B '--�4SiYe�'�1,faHtdW1WY� ..cf�'rtu7T oT �{�M.t:tK.� + aelll+uue 46114Mln.0+11 01ul+ltaa 1w114131"o+lt 1681793377 #916 03/27/12 $136.69 Y 1681793377 . 0918 04/03/12 $8.52 f!!9.tw 919 leartui0 }r fr0� •""' ' Q 020 a � •tee ^aer.�?pl] �wi.+ewnw ew �rSa+�.7piS , s 23." • - j$aft}.tc -�.....e c jY,f�.�yc... �e ...e e.p1CLGl(a30_-51002. LULL al , r�y�papL14l1a00003AP1a/M/fAani iA3t�r= SiNi11N IC l"vgll?wGlLC _ Cl16111674e iNif111He0110 1681793377 0919 04/10112 $41.11 1681793377 #920 04/13/12 523.00 .ps wu�e4ciaw. --^ sat 922 w+o+n een e. ^e. vApf;1.13,.3ou �°�•• A�1 1�. ¢cIJ, �`:UpPe/All♦erlTw,lns6;P_ 1:CI ntltu —s loo.t' Cac 111/Y"J Owea�c _ ww S @. : Oae..{Iwdf L.�J -ML- - 9 as � Po ® so, not v d A _ .wt e . �..� - PoA - f �Au"(crsic�ea++ 1/mna►� �Lwatacc. _ .'0��I• eels:+iwl< 1t9s+a1n+e0ws ro0c00u106i ee311+1ctse lutwu++ro�11 1681793377 #921 04/18112 $112.00 1681793377 9 923 04/16/12 $100.00 i 5cL mpi e, d pages of 16817933:7 Swxemeiit Oarod GFi-VI! TOO-,V 1! ;_Wq 5 > ';4x" 4,sfi"migfl eta A Swv 1^817933Ti #829 0698.'11 56269 1581793377 4830 07•'o"11 Sl .ii 0MO L M CAITTS .�.z�v"no ?"tA3� S"A .-cwvf j two e V= 0 Savmwn Ila& PcA pop"ec*c moult l:MllN6qk1: Ltd;Iq I V 1--la I ---------- 168 1793377 #'331 07;14!11 544.00 1681793377 #832 07115/11 322.03 ALU UTT "s News •t�U14 Vl IV l*XX IL grl C*t 61"A k twehi p lvnz saivre)p sole PCAi *Sow.MlgnBua: 40T Zv!v4L-;,3 - I I e.,Jseta. - a 1681793377 #834 07/18/11 5112,00 1881793377 #835 07121111 $17.99 o`&'M am I "MR `Mq omm""Ift, I 98mwelp Bair 1681793377 #836 0791111 $120.00 5cnplo 14.,.;-923 ;ercj it.ja.li li s 1 1. 49 Y.6 4 1581793377 0 7V, 01123111 $12701) 168+79 3377 9 74�77 (Y3,Q 5 11 SrZl�� 3 i MRS u TICOAP InLAND"III !#).�Smwolgn Rang 1681753377 #800 03128fl 1 5220M 1681793377 #803 04/080 1 37000 *Stno a Um awns t,uns toe Um ScA ImA 4 wr Pr 4-,%,vmqp smur FA —e-.J stma. 1681793377 #804 04118111 $112.00 1681793377 #805 04/12111 $16.00 SOS MR OCT 1gn1Ya Gm So, 4 111, T7.75 t ="-?L Elag'tr:�U±..l:; = GM.F.—-t s 44.Os Fart` r;met or Os�,Alll W014044 Wd MOVY&lk*4 10%Vertvn Bank FbA 1681793377 #806 04112111 $27.75 1681793377 #807 04112/11 Som vownsLap, 1681793377 #808 04/14/11 $125.00 rn at Thomas Catts Matter Q Schedule of Unaccounted for Sovereign Bank CD Interest Income from IRS Transcripts Reconciled to Bank Accounts Sovereign Bank -April 2008 to October 2012 Income from IRS Transcripts GL# Type Account No. 2008 2009 2010 2011 2012 Total #1012 Checking 1681793377 $61.00 $19.00 $2.00 $82.00 #1014 Savings 2334023963 $28.00 $1.00 $3.00 $32.00 #1016 Prem MM 1684070783 $289.00 $497.00 $786.00 #1015.1 CD 1685545780 $817.00 $3,010.00 $3,827.00 #1015.2 CD 1685546986 $167.00 $1,082.00 $1,249.00 #1015.4 CD 2335254021 $2,201.00 $1,307.00 $3,508.00 #1015.6 CD 1685551614 $54.00 $74.00 $128.00 #1015.7 CD 575547419 $25.00 $62.00 $87.00 #1015.8 CD 1685551259 $1,615.00 $3,103.00 $3,112.00 $7,830.00 #1015.9 CD 1685551267 $403.00 $776.00 $778.00 $1,957.00 None CD 1685544320 $101.00 $101.00 O None CD 1685544536 $1,222.00 $1,222.00 None CD 1685458695 $1,938.00 $1,938.00 None CD 1685542860 $967.00 $967.00 Total Sovereign Interest 2008-2012 $7,502.00 $5,707.00 $2,571.00 $3,979.00 $3,955.00 $23,714.00 Unaccounted for Summary of Interest IRS Totals GL Totals Sovereign Interest i #1012 Checking $82.00 $84.59 N/A #1014 Savings $32.00 $6.61 N/A #1016 Prem MM $786.00 $786.77 N/A #1015.' CDs $18,586.00 $6,218.98 $12,367.02 None Prior CDs? $4,228.00 $0.00 $4,228.00 IJ $23,714.00 $7,096.95 $16,595.02 O 12/31/12 R Mark Thomas -Catts Matter RMARKTHOMAS General Ledger Page 1 12/02/13 06:41 PM Beginning YTD ate Reference Description Balance Debit Credit Balance 7200.2 Citizens CD Interest 0.00 12/12108 CITCD Interest Paid by Cash 6255-209033 66.76 12/14/09 CITCD CD 6255.209033 Paid by check 325.16 12/14109 CITCD CD 6255-209718 122.47 03/12/10 CITCD O1-15-10(Probably 2009]NT) 24.49 03/12/10 CITCD 02-10-10 Paid by Check 25.31 0.00 564.19 Range of Accounts Specified: Current Profit/(Loss) 564.19 YTD Profitt(LOSS) 564.19 Number of Transactions 5 The General Ledger is in balance 0.00 i O 0 ® WALTER L. CA i f S 1475 sSi6 c C ,7 f?S.PA;Ca ST. . .. 7 f�XAM..r,S°L•RG.-A '7^.55-�;%': DA;, ,..�*dZe_EiLyt L� / h•.^ .:.a:cefrr Citizens Bank 0247-001 �0� 1d�.�0.S--��i 4 . � V,t'�G.p^.^w+-! I•w ' d ,1�tYr.�/ s. .r`1 �y `� 1.v 1:039076b50+: 5100 ?[I S22Sill 1 Soo 120 ,> •• iiF!LTdS liL�L2`.J6'•'J�? =E�:••:v. - -C 5268397 c0 >c31.3 RO='O Re F 12 SOv-pl£7 01%16/2008 UYOK1S51� t a Poviay Dite 2.05 Jar. 17 C?CS Seq No =L306 5413 DltdlBOF7 S_q No AcCountNo 5100105226 C`f.'-k NC 1475 Amount SME62.22 �a✓ Thomas Catts Matter Schedule of Gifts to Thomas Catts & Siblings Citizens Bank -January 2008 to October 2012 Sovereign Bank - April 2008 to October 2012 i Check No. Date Payee Amount * 1462 12/28/2007 Thomas Catts $12,000.00 1490 2/4/2008 Thomas Catts $12,000.00 548 1/2/2009 Thomas Catts $13,000.00 657 1/2/2010 Thomas Catts $13,000.00 Thomas Catts Total $50,000.00 1586 6/24/2008 Edward Catts $12,000.00 1587 6/24/2008 Edward Catts $2,300.00 I Edward Catts Total $14,300.00 I 514 8/14/2008 Barbara Rice $12,000.00 619 7/29/2009 Barbara Rice $11,000.00 i Barbara Rice Total $23,000.00 + I 1328 5/4/2007 Stephen Catts $10,000.00 Stephen Catts Total $10,000.00 * The check to Stephen Catts is outside of the scope of this engagement. However, as I had the information I included to show that at some point Stephen Catts also received a gift of money. * This check to Thomas Catts is included because although written in 2007 it cleared in January 2008. Copies of each check follow this summary. ,' k WALTER L CAMS SSTMER �CATTS Np 7-2 S,B. ST. Nl- on -L ulll.- tl-uq )cL, 1w, citizens tyc MT BAN,?, BAL TIM R-C., 4 Posting Date 200 Deo 31 CPCS Seq No -4100811403 DINISOM Seq No A=cunt No 5100705-22-6 Ch-,--k No 1462 Amount S 12 13,10.00 F. WGIFEA L GGS FS—INCA E G&TTYY. 7129.BROAD St o0 ' `5 6'=_'MAPI!CSS61 Q..'PL pav to the-TI t P �l mss_ Q is yy rIA �ISIY�'(6SSP ':IzlCYJVVUVV Jc 17'.1 �`^" •-i'111 Fortln,sar Gat o Fl.D.Cs ntt- :fL'41"z� Ie03�6� 7Sf501: 6g00705225�° 6�g0 X00062000©0�' Cliia-K, o-AVN 1121 �1 • Ofla��)Lk,6ti to •t 4 J EAStie®Y L P29• 5700899234 Ln Posting Gate 2009 Feb 0t: CPCS Sep No 43001G3356 DIN)BOFD Sea No Account No 6100705226 Check No 1490 Amount 512,000 00 O i t j ®r. j`'lprrctS CG' S .:' F i C 1:n\ e, a. ��Vii' 1 I ...a.• �.-�� OU05IOc-,_5.3,000 :C '�x�%ii @u,i•r . 1681793371 #� I� , ]�i:3 f I 7„,oa h:,,drea Z. .t Tik^iyi.•--•J t (.)�<.rPrrlCn lt;mi: ,r:,i. •. 1 '-�` c'"rl. .i: ,.p: s :,�� "•¢'31-�.'�' .. 168'793371 #55• 01,05;09 S°25 c6 ! 1681793377": 550��12r�61 ..S3^25.0_C r _ _ y.:..',..�• x•l!�%n.'J.r.`...r.ca n..lit lla �_.L.•I 50u i {54o yr.,Yit B:;tid .�,�,y.. •.�'•;luLi a�la, - I �• :J•'4., . ,..o-.r.eim.1•,e. :+°. ' C120109 53: i fat. 3L ��:.,•:•,:�: r..:.r,:-•"r._—•----.'�• 1661/93377 #553 I768�1?933'r7 #5-2 01112!09 5325.00 I I WE i o go— F j I I I. IN CASE OF ERRORS OR QI.'ES-PIONS ABOUT YOUR ELECIRONIC 7R'NMFERS 1'l-it R C USTOMER SERVIC E CENTER AT THIP NUMB"MOWN ON 11 it:f(lo OF YI II:R STA MMENT IlR N"RI TF TO Tl!E H4NA f OR DFDI F CARD ISSUES FUR U.l.(!f11ER MULES S...n n Dank Sr+crc:gn Hank Ann !hhu Card Scivice, Alm Chem Rclana:s NlAI\Ill 301-01, loA_l-CRI PO HUXR411V13 P IP!C 1646 Boston,NIA 0]]84,1010 RFAI'016.PA I Af':-]646 enn:,t a,d+on Junk 3m:r.mtemem or rtttlpl is ur ng or d you need additional information about a Itansfer on the statement at'retpl U e mot heal : m vm no later th:m La dal,<alie..tee scut con the FIRST simemenl ten a htoh me error appealed • l;R us+our wore arsd nxaxm number • Describe Ill,emu or the Iransfer that you are umure about and ceplam as cl.ml,as yin can,in • I;II u�'the didim Anunmt of;7e si;epec!,d crrnr ,00 behe,'e mere is mt error unaM1c mu nerd timber mlhnnaunn :a iell o,r:.et(t.tee ma,requue sou to<end yom complatm or ynesuon m e rung unh:n usiness das s "W pnnnpil, m,tIogam the materand call atonic to,nusuIll an an,en,ithin lit business dal,s 110 calendar daa,to Massachusen, If,e need mar.•bric. o Ink:or In 45 dm s rn mcesulmle,our complaint oT ipm,mn 111,a do,ac,Ill credit,our account unhm this iii-da,pentd for tbc amount sou think is n 11-1•,: ,as„,it tin,c the me ortle name,e,donne the time it lakes us to complete our invrstigouon if A e ask you to put tour complaint ar 4uesuon m wnuae I I, i,w dal rvn lecen a It anhm I a busmass dais.oe may choose not m credo y our accounl urns ten ni,w rte atta::nts,purl ol'wle panhoses ar forclgn tnmanans.tee mop nke up to u0 din s to in,esugate y our a.mplmri ter question Pnr Ike,accoumc ltd.;up u,11 husnca ants to credo your account or the amount you think is n error 1 ndl l,Ilsnu fha results four m,esuumum,dhin;hmtmss;kxs aRtrmmplehng our tmesttgauon if,ee Jeclie there,as no ennr..v,dl send youa,ritcen �.rl.m.cum Yon mm Ask:6T copies of t8e documents or used In our Investigation Important infurmatiun about your Smtmiga Debit Card I he r;m arks through,inch some of,cut So,emign Debit Card purchases arc pmcused hate begun allms mg merchants in process sour purchases„them r a iVniturc or a PIN if,on are mu required to enter y mo PIN onto y ou make a purchase.}Our purchase note,he processed either 1.Tough the Vim .•Ik of IhmugIt the STAR at\I'C'E nmloods if your purchase is processed through STAR or N5 C E.different terms apply and,nu all not be eligible ' I• n,ugh;<and protoelmns m adnhiNhmugh Vlsa please see yaur Pemr al Deposit Account Agrittmenl for mitre infers llom rn r, m - Bfia ii�.:xt Yi ale 650 n.aawa,n r�n<arrsrar I nc ; u Gas wa ' '::,, ..,.x-,r . .+, .. "'+?DIO ..•. uc:xrcn.... •a: —Del ll.wL•O'j j( Pf�Pla EJwnrd lots S E 25^ 1 -ilA-e houszn _. Cs^. 9 Twaii, {:ve— 0 Sawn ign Hank' I 0so emtlPs 8a0t ._a..4•.Gtt b.*i�es.ah3 xm .a,, Ile,na - Ra�pYyy 6uls Adnd. e.tiw.•`-�a•.t4 ^'._ r,:13 i'aA p: i:F k�921 RSa I Si ikS'Tk�V: 1Ak lha:aloq)pki. 168 1793377 #657 Oif05110 513,000.00 11681793377 9664 12/28/09 $25.00 a� mturs`iii I, a - I i`.,:•.r bc.• ^. "'et!" •n<�i,:•r:i9Hbank Pak 1 ►1Ohno S . ..:..;u.: :;au itl•s.c:m rtAarc^.+cucat 1681793377 111670 72723109 5100.00 f i `I( V 4 ++/4 lhb(_4xt" I ( 1 1 � �:^�..'Cry-•-�::.:.:.�=5"'_�_.�_.�..�'..:�..�:w�='..��:.�.:..:..��_�_._.::��'.5.�='=�....^°�".^.��. WALTER L.CdeTT 4rSQ� TS—IMER F- CAM 7 12S SPOAO ST. Y+'eClifiM a?J:4G.=A I Pay wLN �i Ci6;:'zCir -kcwJr:c r Citizens Batik - Ei I. �`t- DtTi •7 1"i. ,ter ' E{., e;Q �607e �SOt: G10070522 t S a ct sQ .L^su^a° Rt MIMEE RI R:H-i S f�bsaa�cssE soilT� �:ON _ Posting Date 2008 Jul 08 CPCS Seq No 4100233504 DIN/SOFD Seq No Account No 6/00705225 Check No ;586 Amount $12.000.00 f r a j f ItiEr'P E.CATi _ U , .. tfccltatdtcsst;nii.?a "1'n ,-9;:ri Pay to tae Order of tt f' _--__T ` } Citizens BQP�f oennsrinaoia Fer{"ra; *T-L 1� e AL. , - 403607Q6SO4:-S-k0070S22GO 1587 � - - . 3Qt�0O.° e.0039076 i SOt: '`0000 2 30000,A .....ten.., c.'.-e_. . _._._. __......_ .�_..... - � s• p �- � r . . -•ens;s_r - " was s s 7naq � � �—�•� � - . . 1 •. i - 1 Posting Gate 2009 Jul 08 CPCS Seq No 1000071,8990 OWBOFO Sec No FccountNo 61070 226 Check No 1597 �i C Sta::m�enl?v" 'A O..F2rD® r0 B2T ti08 ue l'9-377_ 4_ _08 UiZVO8 � $95000 1681793377 #_509 0:'24108 :5.000.00 1 . ,Smae�Pfi • �' _ 1,.1 .mr'.w,rro and ace ... •" • v.r 4 `.mob:'::: ;l ...1ti� 1 9�.C F:.. f 3 ri.. 1 .. , Y .. `•'A.1 i•J ..f Iei`�+•� ....<✓ ' C:W(Yftlrp�� `` J I .1'f�Jfill ..- :< .. .. .. :.. {:.r _1,i1,�a..[i�• .Pgcs.. ft ••.o.. f;ti.c aw, > '63170;377 #510 07'30:08 $1.762,73 1681,793377, #511 C7i28iG.8 ''5C,CO r1 .. ::!'cad: , .•G i1�•n••ntiQn i4nk'- -:n[•, ... ' OEM .c�.:;i; a •:nu•;cu•v -+:.. :r.^;a !6677933"7 �#512 OB�05/08 $325.00 1681793377- #513 .08M Y08 l?�'+ fill ln[at^'1 ..�T•1 cat ' .. ._ .. .•.na.. ..W_. ___ � ..en 0' 'Ci,ns.lu,d:ea'+L'evT.;•fr.'�— .. .. -- � g)<m•:yn n)rK ! (9 wn.rrik'411 nd"• _ yF C:.1 �:._ . ,t.!-.' .r. L::. L <( !: :',:tt'.' I :c 1::a i :d�wn .`Y ..e.a.,....L. a ,n,_ , :�.: p�{••::: r;i,c I :tic+!@694: :.P.`i il"'•V 4{r I::C 763377 #514 08,19108 $12.00000• 1681793377 #515 08119/08£325.00 1-o 17?33-7 #516 08120/08 $500.00 Barbaro- Tl�ce I r,7,3:--- , ccc t8!7,3J2.-, # _ i --'--__.. 53/793377 #325 C8,0 2 09 SKYCO 16811933?? s 62' C. '2.09 5325.1,0 , . � _ -`, —n1, _ ,{]auu r•f,-t tt,u.. .• -• I 1681793377 #626 0729.09 S3500 CC 7661733 277 X629 . C2,114 09 5'Sa i •��LJ tv:.yli".. ... i gip'`..... I i�•1'P-° '1.u1.L aJ.L .. .- .- . .,,: __� I •i. ??grhr�n.hu lli p "..'•e. rJne'n —' .. ' - 1 ' - , ,4,•7.-.n .l. _.- „i. . .. Mr—EM { ' _ ..lS._..a...a1,: ♦_" _ .mil. 4„ , ..,, 1681793377 #630 06.C6•09 $21999 168179337? #631 08-!M9 532500 ' .. .. n._ ' ,' Maw .• _er ' - .im min R„�!;! , �._ - •.�-`.',..7; ,.�; ��, i. ,. ? .. .. .31.x. lr.. „ ;, ri_, ... r _ __ , 96G'7933.? #632 06:16:09 520000 1081?33377 4'33 1,8.17.09 S50 00 WALTER L CA-7S 1 2 8 E$THER E. CAT-is o ✓ rzy ZZ P.ms C CRIZEM-i S Sahk Ford.1, IrnnF. 7_r, L 2-^^Z-f1 0 f Z_ 0 0 7 r�r0`:(-rj & v.:T' BHNK SAIL TIMILRE, MOD Posting Date 2007 May 0 CPCS B OS Fq D IN S 420001161 2 OL&5;8e- Sc-ore D,N.' eq'No AccountNo 610070 5226 Check No 1328 Amount $10,000.00 12/31/12 R Mark Thomas -Catts Matter RMARKTHOMAS General Ledger Page 1 12/02/13 06:42 PM Beginning VTD Qate Reference Description Balance Debit Credit Balance 6020 Cash-Memo for Care 0.00 02/14/08 CIT2008 CK 1483 Cash 0121 -01/25/08 325.00 02/14/08 CIT2008 CK 1486 Cash 0128-02/01/08 325.00 02/14/08 CIT2008 CK 1495 Cash 02/11 -02/15/08 325.00 03/14/08 CIT2008 CK I5004"Thomas Catts 325.00 04/14/08 CI72008 CK 1502"••Thomas Catts 650.00 04/14/08 CIT2008 CK 1366"Thomas Cans 325.00 04/14/08 CIT2008 CK 1523'"•Thomas Catts 325.00 05114108 C177008 CK 1532i"Thomas Catts 325.00 05/14/08 C172008 CK 1535•••Thomas Catts 325.00 05/14/08 CIT2008 CK 1539 Cash 0426-05/02/08 325.00 05/14/08 C172008 CK 15466•'T'homasCatts 325.00 06/13/08 CIT2008 CK1554•••ThommCatts 325.00 O6 113 108 CIT2008 CK 1557••*MomasCatts 325.00 06113/08 CIT2008 CKI564*•*ThomasCatts 325.00 06113/08 CIT2008 CK 1577•^Thomas Catts 325.00 0622/08 SOV2008 CK 502 Cash Care 325.00 07/15/08 CIT2008 CK 1582••'T'homas Catts 325.00 07/15/08 CIT2008 CK 1601•••ThomasCatts 325.00 0721/08 SOV2008 CK 505 Cash Care 325.00 0721/08 SOV2008 CK 506 Cash Care 325.00 0821/08 SOV2008 CK 512 Cash Care 325.00 0821/08 SOV2008 CK 513 Cash Care 325.00 0821/08 SOV2008 CK 515 Cash Care 325.00 0921/08 SOV2008 CK 518 Cash Care 325.00 0921/08 SOV2008 CK 519 Cash Care 325.00 1/08 SOV2008 CK 523 Cash Care 325.00 x.11/08 SOV2008 CK 526 Cash Care 325.00 1021/08 SOV2008 CK 529 Cash Care 325.00 1021/08 SOV2008 CK 530 Cash Care 325.00 1021108 SOV2008 CK 533 Cash Care 325.00 i 1021/08 SOV2008 CK 534 Cash Care 325.00 1021/08 SOV2008 CK 536 Cash Care 325.00 1123/08 SOV2008 CK 538 Cash Carc 325.00 1123/08 SOV2008 CK 540 Cash Care 325.00 11/23/08 SOV2008 CK 541 Cash Care 325.00 1123/08 SOV2008 CK 542 Cash Care 325.00 12/21/08 SOV2009 CK 544 Cash Care 325.00 1221/08 SOV2008 CK 545 Cash Care 325.00 1221/08 SOV2008 CK 546 Cash Care 325.00 1221/08 SOV2008 CK 547 Cash Care 325.00 i 0121/09 SOV2009 CK 549 Cash Care 325.00 0121/09 'SOV2009 CK 550 Cash Care 325.00 j 0121109 SOV2009 CK 551 Cash Care 325.00 0121/09 SOV2009 CK 552 Cash Care 325.00 0121/09 SOV2009 CK 553 Cash Care 325.00 0222/09 'SOV2009 CK 554 Cash Care 325.00 0222/09 SOV2009 CK 555 Cash Cart 325.00 0222/09 S6V2009 CK 556 Cash Care 325.00 0222/09 SOV2009 CK 557 Cash Care 325.00 0322/09 SOV2009 CK 558 Cash Care 325.00 0322/09 SOV2009 CK 559 Cash Care 325.00 0322/09 SOV2009 CK 560 Cash Care 325.00 0322/09 SOV2009 CK 592 Cash Care(Out ofOrder) 325.00 421/09 SOV2009 CK 593 Cash Care 325.00 1109 SOV2009 CK 595 Cash Care 325.00 1/09 SOV2009 CK 597 Cash Care 325.00 04121/09 SOV2009 CK 599 Cash Care 325.00 0421/09 SOV2009 CK 600 Cash Carc 325.00 Y 12/31/12 R Mark Thomas -Catts Matter RMARKTHOMAS General Ledger Page 2 12/02/13 06:42 PM (^] Beginning YTD Date Reference Description Balance Debit Credit Balance 6020 Cub-Memo for Care(cont) 0521/09 SOV2009 CK 602 Cash Care 325.00 0521/09 SOV2009 CK 603 Cash Care 325.00 0521/09 SOV2009 CK 604 Cash Care 325.00 0521/09 SOV2009 CK 605 Cash Care 325.00 0621/09 SOV2009 CK 606 Cash Care 325.00 0621/09 SOV2009 CK 610 Cash Care 325.00 0621/09 SOV2009 CK 612 Cash Care 325.00 0621109 SOV2009 CK 613 Cash Care 325.00 0721/09 SOV2009 CK 614 Cash Care 325.00 0721109 SOV2009 CK 616 Cash Care 325.00 0721/09 SOV2009 CK 617 Cash Care 325.00 0721/09 SOV2009 CK 621 Cash Care 325.00 0721/09 SOV2009 CK 623 Cash Care 325.00 0823/09 SOV2009 CK 625 Cash Care 325.00 0823/09 SOV2009 CK 626 Cash Care 325.00 08/23/09 SOV2009 CK 627 Cash Care 325.00 0823/09 SOV2009 CK 631 Cash Care 325.00 0921/09 SOV2009 CK 634 Cash Care 325.00 0921/09 SOV2009 CK 637 Cash Care 325.00 0921/09 SOV2009 CK 639 Cash Care 325.00 0921/09 SOV2009 CK 640 Cash Care 325.00 1021/09 SOV2009 CK 645 Cash Care 325.00 1021/09 SOV2009 CK 648 Cash Care 325.00 1021109 SOV2009 CK 651 Cash Cam NEW AMOUNT 200.00 1021109 SOV2009 CK 652 Cash Care 200.00 pI.IZ2 1 09 S0V 2009 CK 654 Cash are 200.00 09 SOV2009 CK 656 Cash Care 200.00 1122/09 SOV2009 CK 658 Cash Care 200.00 1122109 SOV2009 CK 660 Cash Care 200.00 12/21/09 SOV2009 CK 662 Cash Care 200.00 1221109 SOV2009 CK 666 Cash Care 200.00 12/21/09 SOV2009 CK 669 Cash Care 200.00 28.450.00 700 / 28,450.00 Range of Accounts Specified: Current Profit/(Loss) (28,450.00) YTD Profit/(Loss) (28,450.00) Number of Transactions 90 The General Ledger is in balance 0.00 2013/11/21 13:35:36 7 /10 Fcrelcm, Tax Fait: feccr.-I Notice -'ndicatc. : No FLcor.4 N�t4ce Form 1099—INT Payer: i ay-r': —d<rs; !den t!ficatinn f F I N; 5504 1620 EUR-AL; Cl- THE ;-FLIC •r2- DIV (IF ACCOUNTING AND :Jf'47 11.147 200 THIry STR-E- FARKEPSFU'.5, WV 2EI*6-718e Recipient: FAzipiAnt'? ldentiflcAL!on WALTER L rA7TS f 12 CROMWELL COURT OR ESTHEF. E rATITS IMECHMICSBURG, ?A 17050-0000 Account :.amber fGEtic:.ailc ?;200:12=0042 interest: 55 Tax i6thheld: on [savings Bonds: $49,1EP.0 investmint Exrense: Interest F:rfeit,-,re: Foreign Tax Faid: Second Ncticc Indicate:: N� Second Not4ce U S Savings Bond Interest Interest in the amount of$49,188.00 was reported to the IRS as interest from the redemption of U S Savings Bonds. No documentation was provided for this transaction; therefore, an estimate of$100,000 was used as the amount of funds received from the redemption. I reviewed the Citizens Bank statements for 2007 for a deposit of the funds but could not identify any. I did not have the 2007 Sovereign Bank statements. Also of note is that the address reported is that of Thomas Catts. i Bank Circle Gold Citizens Bark Account Statement 1.800.773-7373 O of 2 Cal,Cn W,%sOxn1.OOd 'd CoM fintar semwemite I�.a.ry4nc . Maawrn' ormnim. urrontratn,argtto/ourQUCStarn. Beginning September 18,2012 through October 15.2012 US002 BR292 content: 1 ESTHER E CATTS Summa r,q� 1 j 712 S BROAD ST ry MECHANICSBURG PA 17055-4006 Checking h'ax 2 i I Circle Gold Summary Iwan. w.0 ESTHERECATTS j aNa.n 1i° Circle Gold Checking w/Interest OVOSII BALANCE 610070-522-6 �I Checking Circle Gold Checking vi/Interest 610070-522-6 1.130.58 1.430.60 #1011 Ip Blum Money Market Savings 622594-585-0 20,208.34 20.209.11 r#j10011.3� 21.639.71 lauhkalamhe-1 a- 01 21,639.71 Citizens and Sovereign Bank Accounts: The general ledger cash accounts are balanced to the transactions that were processed by the Bank. This means that checks written and not cashed have NOT been accounted for. I Checks written PRIOR to the statement dates ARE included if cashed during the r statement dates. This is due to records (check registers) not being available. The following bank statements were provided: Citizens Bank Statement Ending Dates: 01-16-07 to 10-15-12 Sovereign Bank Statement Ending Dates: f' 05-21-08 to 10-19-12 I The 2007 Citizens Bank statements were reviewed but not recorded as �- transaction in the general ledger. Thomas Catts last date as Power of Attorney was 10-29-12. Sai/ereigii 1 41 Santandef i L ccount ESTHERECATTS Number 1 THOMAS M7LiA N)CAM AT7YMF Deposit Accounts Account Number Averope Daily Balance Current Balance#1012 vREM #1014 STATEMENT SAVOM 2330023983 25.035.54 '$5.035.65 Total Deposits 117,586.35 Time Deposit Accounts Account Number Maturity Date Interest Rate Currant Balance#1015.7 is Kam PIRM M 7,_OMMOOMMIll:-... �.... ...ISAWS#1015.8 60 M PR CD + + aerzu+s 3,1 + 009.09#1015.9 KO MONTH PROMO CD=""n :a�?' ' S. -- 1 #1015.3 15 MONTH PROMO IRA CO 1698247301 12/14+12 1.14% $60.727.50 Total 5194.TY7.so PREMIEP CHECKING I ESVMECATTS Ac1:ou+de/WIY$3377 7HOW"101LAW""SATTYIFF a881anl;es BaoY9ib 9i16noa 52.980A9'� Dedo3ftCr ft •$514.48 A"fW ggjeaya $2956.15 t ) w' lMtl9tl�i0W10001b .as-�..��`5490.^'H w.S �1:,, 7 interest rPaidihk Pntcd• - VnpMaae YddEamaa OA156? z Earned Bas Pence _ PoN Last Year _ 50.39 +Pew YOWTO431w is0.26 is 'The+Merest earned aM the imores+pam may dMo desetdb on when 6tem1 mood to Volrawouaa. e.: Cheeks Posted CMa a 'Date Pala AMOUet Ra141anea Check a Date Pahl Amount Retenoca ran_ v. F 11M AardWn*svo gal lo2 1 a + s oarA I Sul MY 97 r 6 Chaekla)Posted•64$9.28 An estensk('1 indtale8 a skip M sequenUal shed numeors. An(E)inditmes check was converted to an electronic Rem. Account Activity Dow Daalption Addbions Subtractions Baum 0942 inn Bawaa $3.035.12 i 1 ECK - $11110 923.92 0925 CHECK000000000979 5120.00 42.603.92 10-01 ALLSTAM IN ]21001 "".Be $3,2 .60 +0.01 A9wd Vraew Sw CHECK PYM7092B12 53985 531119.95 110-02 CH r._ .. 101.47 10-05 IMtadH**RhCM PREMIUM 3245MMI 7.25 .974.18 10-05 UHC Madam - _.,,1, 19B 837.56 4 1 10-09 YSAYSA RE)MB 121005 429320034 H 570.00 83.007.58 1012 CNCCKOODOWDODOBI $44.69 S2A82. 10.+7 CHECK 000000000883 11200 859.89 t019 EMUS"_._ .. _... 2. Fn>;r 2 of 1 12/31/12 R Mark Thomas -Catts Matter RMARKTHOMAS General Ledger Page 1 12/02/13 01:54 PM Beginning VTD ate Reference Description Balance Debit Credit Balance 1011 Checking:Citizens Bank 610070.522.6 0.00 01/15/08 AJE07 Opening balance 01-15-08 Citizens Checking 53,480.38 01/15/08 CIT2008 Citizens Stmt l2/15/07-01115/08 274.07 02/14/08 CIT2008 Citizens Stmt 01/16/0 -02/14/08 34,510.92 03/14/08 CIT2008 Citizens Stmt 02/15/08.03/14108 1.044.93 04/14/08 CIT2008 Citizens Stmt 03/15/08-04/14108 1,049.35 05/14/08 CIT2008 Citizens Stmt 04/15/08-05/14/08 2,867.33 06/13/08 CIT2008 Citizens Stmt 05 115/08-06/13/08 4,359.21 07/15/08 CIT2008 Citizens Stmt 06/14/08-07/15/08 13.364.70 08/14/08 CIT2008 Citizens Stmt 07/16/08-08/14/08 457.43 09/15/08 CIT2008 Citizens Stmt 08/15/08-09/15/08 2.239.32 10/15/08 CIT2008 Citizens Stmt 09/18/08- 10/15/08 798.69 11/17/08 CIT2008 Citizens Stmt 10116/08- 11/17/08 445.06 12/12/08 CIT2008 Citizens Stmt 11/18/08-12/12/08 892.12 01/15/09 CIT2009 Citizens Stmt 12/13/08-01/15/09 1,518.74 02/13/09 CIT2009 Citizens Stint 01/16/09-02/13/09 434.42 03/13/09 CIT2009 Citizens Stint 02/14/09.03/13/09 884.61 04/14/09 CIT2009 Citizens Stmt 03/14/09-04/14/09 1,150.32 05/14/09 CIT2009 Citizens Stmt 04/15/09.05114/09 34.54 06!12109 C112009 Citizens Stmt 05/15/09.06/12/09 186.31 07/14/09 CIT2009 Citizens Stmt 06/13/09-07/14/09 378.40 08/14/09 C172009 Citizens Stmt 07115/09.08/14-09 423.49 08/13/09 SOV2009 CK 628 Esther Cans-Citizens Checking 3.500.00 09/15/09 C172009 Citizens Stmt 08/15/09-09/15/09 174.25 10/15/09 CIT2009 Citizens Stmt 09/16/09- 10/15/09 245.60 C6/09 CIT2009 'Citizens Stmt l0/16109. 11/16/09 183.45 4/09 CIT2009 Citizens Stmt 11/17/09- 12/14/09 1.188.99 01115110 C172010 Citizens Stmt l2/15/09.01115110 2,430.72 01/16/10 CIT2010 Citizens Stmt 01/16/10-02/12/10 117.69 03/12/10 CIT2010 Citizens Stmt 02/132010-03/122010 I MISSING PAGE TWO 1_.127.33 04/14/10 CI12010 Citizens Stmt 03/132010-04/142010 1,608.08 05/14/10 C1T2010 Citizens Stmt 04/15/2010-05/14/2010 201.39 06/14/10 CIT2010 Citizens Stmt 05/15/2010-06/142010 757.32 07/15/10 CIT2010 Citizens Stmt 06115/10-07/15/10 0.13 08/13/10 CIT2010 Citizens Stmt 07/16110-08/13/10 1.456.27 09/15/10 CIT2010 Citizens Stmt 08/14/10-09/15/10 8.46 10/15/10 CIT2010 Citizens Stmt 09/16/10-10/15/10 28.46 11/15/10 CIT2010 Citizens Stmt 10/16/10. 11115110 0.08 12/14/10 CIT2010 Citizens Stmt 11/16/10-12/14/10 0.07 01/14111 CIT2011 Citizens Stmt 12/15/10-01/14/11 0.08 02/14/11 CIT2011 Citizens Stmt 01/15/11 .02/14/11 0.06 03/14/11 CIT2011 Citizens Stmt 02/15/11 -03/14/11 0.06 04114/11 CIT2011 Citizens Stmt 03/15/11 -04114/11 0.07 05/13/11 CIT2011 Citizens Stmt 04/15/11 -05/13111 0.06 06/14/11 CIT201I Citizens Stmt 05/14/11 .06/14/11 0.08 07/15/11 CIT2011 Citizens Stmt 06/15/11 -07/15/11 371.62 08/12/11 C172011 Citizens Stmt 07/16/11 -09/12/11 1,852.32 09/15/11 CIT2011 Citizens Stmt 08/13/11 -09/15/11 8.76 10/17/11 CIT2011 Citizens Stmt 09/16111 - 10/17/11 710.02 11/15/11 CIT2011 Citizens Stmt 10/18/11 - 11115111 10.03 121.14111 C172011 Citizens Stmt 11/16/11 - 12/14/11 600.03 01/17/12 CIT2012 Citizens Stmt 12/15/11 -01/17112 757.08 �I14/12 CIT2012 Citizens Stmt 01/18/12-02/14/12 1,005.43 14/12 C112012 Citizens Stmt 02/15/12-03/14/12 300.04 113/12 CIT2012 Citizens Stmt 03/15/12-04/13/12 0.04 { 05/14/12 CIT2012 Citizens Stmt 04/14/12-05/14/12 299.96 06/14/12 CIT2012 Citizens Stmt 05/15/12-06/14/12 156.96 12/31/12 R Mark Thomas -Catts Matter RMARKTHOMAS General Ledger Page 2 12/02113 01:54 PM Beginning YTD Qate Rererence Description Balance Debit Credit Balance 1011 Checking:Citizens Bank 610070.522-6(cont.) 07/16/12 CIT2012 Citizens Stmt 06/15/12-07/16/12 457.04 08/14/12 CIT2012 Citizens Stmt 07/17/12-08/14/12 299.96 09/17/12 CIT2012 Citizens Stmt 08/15/12-09/17112 0.05 10/15/12 CI72012 Citizens Stmt 09/18/12- 10/15/12 300.02 71.191.50 69,760.90 1,430.60 1012 Sovereign Checking 1681793377 0.00 0422/08 AJE01 Opening Balance on Sovereign Dank Statement 1,155.63 0521/08 SOV2008 Sovereign Stmt 0422/08.0521/08 1,019.83 0622/08 SOV2008 Sovereign Stmt 0522/08.0622/08 796.57 0721/08 SOV2008 Sovereign Stmt 0623/08.072108 899.96 0821/08 SOV2008 Sovereign Stmt 0722/08.0821/08 34,901.86 0921/08 SOV2008 Sovereign Stmt 0822/08.0921/08 5,308.57 1021/08 SOV2008 Sovereign Stmt 0922/08-1021/08 2,400.61 1123/08 SOV2008 Sovereign Stmt 10/22/08. 1123/08 40.06 1221/08 SOV2008 Sovereign Stmt 1024/08. 1221/08 2,637.13 0121/09 SOV2009 Sovereign Stmt 1222/08.0121/09 14,176.23 0222/09 SOV2009 Sovereign Stmt 0122109.0222/09 852.52 0322/09 SOV2009 Sovereign Stmt 02/23/09.0322109 1.076.05 0421/09 SOV2009 Sovereign Stmt 0323/09.0421/09 1,969.77 0521/09 SOV2009 Sovereign Stmt 0422/09.0521/09 853.76 0621/09 SOV2009 Sovereign Stmt 0522/09-0621/09 1,809.41 0721/09 SOV2009 Sovereign Stmt 0622/09-0721/09 3.444.10 C 23/09 SOV2009 Sovereign Stmt 0722/09-0823/09 14,477.77 y21/09 SOV2009 Sovereign Stmt 0824/09.0921/09 1.817.54 1021/09 SOV2009 Sovereign Stmt 0922/09. 1021109 4,924.72 1122/09 SOV2009 Sovereign Stmt 1022/09. 1122109 2.082.73 1221/09 SOV2009 Sovereign Stmt 1123/09- 1221/09 9,059.51 0121/10 SOV2010 Sovereign Stmt 1222/09-0121/10 12.679.02 0221/10 SOV2010 Sovereign Stmt 0122/10.0221/10 642.50 0321/10 SOV2010 Sovereign Stmt 02/22/10-0321/10 1.027.16 0421/10 SOV2010 Sovereign Stmt 0322/10-0421/10 3,185.71 0523/10 SOV2010 Sovereign Stmt 0422/10.0523/10 537.48 0621/10 SOV2010 'Sovereign Stint 0524/10.0621/10 50.25 i 0721/10 SOV2010 Sovereign Stmt 0622/10.0721/10 906.15 0822/10 SOV2010 Sovereign Stmt 0722/10-0822/10 277.28 0921/10 SOV2010 Sovereign Simi 0823/10.0921/10 677.52 1021/10 SOV2010 Sovereign Stmt 0922110. 1021/10 221.61 1121/10 SOV2010 Sovereign Stmt 1022/10- 1121/10 4.662.89 1221/10 SOV2010 Sovereign Stmt 1122/10. 1221/10 823.89 0123/11 SOV2011 Sovereign Stmt 1222/10.0123/11 656.14 0221/11 SOV2011 Sovereign Stmt 0124/11 .0221/11 318.54 0321111 SOV2011 Sovereign Stmt 0222/11 -0321/11 965.91 0421/11 SOV2011 Sovereign Stmt 0322/I1 -0421/11 621.11 0522/11 SOV2011 Sovereign Stmt 0422/11 -0522/11 515.45 0621/11 SOV2011 Sovereign Simi 05/23/11 -0621/11 246.48 0721111 SOV2011 Sovereign Stmt 0622/11 -0721/11 40.47 0821111 SOV2011 Sovereign Simi 07/22/11 .0821/11 355.36 0921/11 SOV2011 Sovereign Stmt 0822111 -0921/11 683.05 102311 I SOV2011 Sovereign Stmt 09/22/11 - 10/23/11 224.38 1121/11 SOV2011 Sovereign Stmt 1024/11 - 11/21/11 1.381.16 X2/21/11 SOV2011 Sovereign Stmt 1122/11 -1221111 1,294.82 22112 SOV2012 Sovereign Stmt 1222/11 -01/22/12 149.78 1/12 SOV2012 Sovereign Stmt 0123/12-0221/12 357.68 0321/12 SOV2012 Sovereign Stmt 0222112-0321112 2.78 0422/12 SOV2012 Sovereign Stmt 0322112-0422/12 209.12 12131112 R Mark Thomas -Catts Matter RMARKTHOMAS General Ledger Page 3 12/02/13 01:54 PM Beginning VTD Qate Reference Description Balance Debit Credit Balance 1012 Sovereign Checking 1681793377(cont.) 0522112 SOV2012 Sovereign Stmt 0423/12-0522112 1,124.06 0621/12 SOV2012 Sovereign Saint 0523/12.0621/12 742.00 0720/12 SOV2012 Sovereign Stmt 0622/12.0720/12 3.654.71 0821/12 SOV2012 Sovereign Stmt 0721/12-0821/12 669.02 0921/12 SOV2012 Sovereign Stmt 0822/12.0921/12 2,018.39 10/19112 SOV2012 Sovereign Stint 0922/12. 10/19/12- FINAL 184.23 75,330.66 72,479.77 2,850.89 1013 Citizens-Gold MMA 620242-919-8 0.00 01/15/08 AJE07 Opening Balance 01-15-08 Citizens MM 53,425.12 O1/15/08 CIT2008 01-14.08 Trx from MM 13,000.00 02/14/08 CIT2008 02-04.08 Trx from MM 9,900.00 06/13/08 CInO08 05.15.08 Trx from MM 9,800.00 0821/08 SOV2008 CK 509 Walter&Esther Carts-Citizens MMA 5,000.00 11/13108 CITCD Purchase 6255-209033 Six Month CD- Assumed MM Funds 20.000.00 12/12/08CITMM2008 MM Entries 2008 5,467.43 07114/09C]TMM2009 MM reappeared on statement slightly increased balance,assumed interest 7.82 12/14/09C]TMM2009 MM Intereset 07/17/09 to 12/14/09 0.10 03/12/IOCITMM2010 MM Interset 2010 0.04 03/12/IOCITMM2010 02.19-10 Closing Withdrawal 265.65 O56.433.08 58,433.08 0.00 1013.1 Citizens Premier MM Savings 622594-59M 0.00 03/12/10 CITCD Assumed CD Matured 41017.2 20,000.00 03/12/IOCITMM2010 Assumed where 02-19-10 closing withdrawal from Gold MM went 265.65 05114/10 CITPMM 10 Appeared on Account Summary,No Starts 5.048.55 09/15/1(CITPRMMIO NO STMS,Can only see balance change 5,189.23 12/14/1(CITPRMMI O Citizens Premier MM Savings 50.23 12/1411 UITPRMMI I Citizens Stmt Ending 12/14111 Interest Income 622594-585.0 20.80 ' 10115/12;1TPRMMI2 Citizens Starts Ending 10/15/12 622594- 585-0 Interest 13.11 25,398.34 5,189.23 20,209.11 1014 Sovereign Statement Savings 2334023963 0.00 1221/08 AJE02 Savings Account appeared on Sovereign Stmt 102.41 01121/09 SOVSAV09 Sovereign Stmt Savings 1222/08-01/12/09 0.15 0421/09 SOVSAV09 Sovereign Stmt Savings 0323/09-0421/09 0.09 07/21/09 SOVSAV09 Sovereign Stmt Savings 06/22/09-0721/09 0.05 0823/09 SOVSAV09 Sovereign Stmt Savings 0722/09-0823/09 5.00 10121/09 SOVSAV09 Sovereign Stmt Savings 0922/09- 1021/09 0.04 0121/10 SOVSAVIO Sovereign Stmt Savings 1222/09.0121/10 5.04 0822/10 SOVMMIO 08/02/10 Assumed from MM(=odd dollar and cents) 5,009.67 221110SOVSAV10 Sovereign Stmt Savings 0122/10. 1221/10 � ALL 4.997.29 23/11SOVSAVII Sovereign Stmt Savings 1222/10.0123/11 0.03 03/21/11 SO V SA V I 1 03/03/11 Deposit to Stmt Savings????? 1.00 0421/11 SOVSAVII Sovereign Stmt Savings 0322/11 -0421/11 0.03 12/31/12 R Mark Thomas-Catts Matter RMARKTHOMAS General Ledger Page 4 12102113 01:54 PM Beginning YTD Qate Reference Description Balance Debit Credit Balance 1014 Sovereign Statement Savings 2334023963(cont) 07/21/11 SOVSAVII Sovereign Stmt Savings 06/22111 -07/21/1) 0Z 0821111 SOVSAVII 08/01/11 CD 1685551614(Partial) 81000.00 0821/11 SOVSAVII 08/02/11 Purchase CD 0575547419 5,000.00 1023/11 SOVSAVII Sovereign Stmt Savings 0922/11.1023/11 0.55 1121/11 SOV2011 11.17-11 Stmt Savings to Checking 2,000.00 11121111 SOVSAVII ii-16-11 IRA CD-RMD?? 5,902.97 0122/12 SOVSAV12 Sovereign Stmt 12/22/11-0122112 1.29 0221/12SOVSAV12 01.31-12 Deposit to Stmt Savings 1.00 03/21/12 SOV2012 03.16.12 Savings to Checking$800?? 200.00 03121/12 SOVSAVI2 03-16-12 W/D Savings$1000,Assume $200 to checking 800.00 0422/12SOVSAV12 Sovereign Stmt 0322/12.0422/12 1.49 05/22/12 SOV2012 05.17-12 Stmt Sav W/D$1000 800.00 0522112 SOVSAVI2 05.17-12$1000 W/D;$800 Checking 200.00 0720112SOVSAV12 Sovereign Stmt 06/22/12.0720/12 1.10 0821/12SOVSAV12 Sovereign Stmt 072122.0821/12 0.34 0921/12SOVSAVI2 Sovereign Stmt 0822/12.0921/12 034 14119/12 SOVSAV 12 Sovereign Stmt 09122112- 10/19/12 0.33 19,032.95 11997.29 5,035.66 1015.1 CD 1685545780-CLOSED 0.00 1221109 AJE02 12 Jumbo CD 1685545780 10/14/09 337% Appeared 100,000.00 1021/09 SOVMM09 Matured-Deposited MM-Assumed 100.000.00 100,000.04 100:004.00 0.00 I 1015.2 CD 1685546986-CLOSED 0.00 1123108 SOV2008 32 Month CD 1685546986 Mature 11/12109 30.000.00 j 4.16% I! 1122!09 SOVMM69 To Premier MM-why.69 cents?? 30,000.00 30.000.00 30,000.00 0.00 1015.3 CD 1688246535 1688247301 OPEN IRA 0.00 1221/08 AJE02 12 Month Retirement CD 16$$246535 09/10106 3.93%Appeared 66,430.99 09/10/09 AJE04 Interest Rolled.Rolled same CD 1688246535 2,009.37 12/21/09 AJE05 CD 1688246535 Earned Monthly added to Principal 15432 0921/10 SOVCD CD 1688246535 Matured. Roiled to same i CD# 537.84 0921/10 SOVCD New 1688246535 CD 11.515.79 1121110 SOV2010 10.15-10 IPA Withdrawl per JR 5,974.76 1121/10 SOVCD Interest CD 168824653 139.84 12/11/10 SOVCD CD 1688246535 Interest added per stmt balance 79.33 0821/11 SOVCDIRA Sovereign IRA CD Monthly Interest 620.78 1023/11 SOVCDIRA CD 1688247301 -New#1 for IRA CD 146.35 1121/11 SOVCDIRA CD IRA 1688247301 73.29 11/21/11 SOVSAV 11 11-16-11 Deposit to Stmt Savings RMD?? 5,902.97 1221/11 SOVCDIRA CD IRA 1668247301 Monthly Interest 68.22 10/12 SOV2012 07/10/12 S6154.16 IRA Distribution 5.830.18 /19/12 SOVCDIRA Monthy Interest CD IRA 1688247301 663.19 82.435.41 17.707.91 64,727.50 12/31/12 R Mark Thomas -Catts Matter RMARKTHOMAS General Ledger Page 5 12/02113 01:54 PM Beginning YTD Qatt Reference Description Balance Debit Credit Balance 1015.4 CD 2335254021-CLOSED 0.00 12121/08 AJE02 48-59 Month CD 2335254021 0726109 4.02%Appeared 55,998.51 0823/09 SOV2009 CD Maturcc1 2335254021-NO INTEREST INCLUDED 55,998.51 55,998.51 55,998.51 0.00 1015.5 CD 2338197 144-IRA CLOSED TO 1688246535 0.00 1221/08 AJE02 6-7 Month CD 2338197144 01/13/09 1.98% Appeared 11,104.04 01/13/09 AJE03 Rolled same CD 2338197144 Interest Added 116.74 1221/09 AJE06 CD 2338197144 Earned Monthly Added to Principal 96.38 0822/10 SOVCD CD 2338197144 Matured 198.63 0921/10 SOVCD Combined CD 1688246535&Retirement Savings to New CD same @ 11,515.79 11,515.79 11,515.79 0.00 1015.6 CD 1685551614-CLOSED 08-2011 0.00 0822/10 SOVMMIO MM Account closed-Assumed this CD 10,000.00 0821/11 SOV2011 08-01-11 CD 1685551614(Partial) 2.000.00 0821/I1 SOVSAVII 08/01/11 Deposit to Sort Savings 8,000.00 10,000.00 1Q000000 0.00 Q1015.7 CD 0575547419-OPEN 0.00 0821/11 SOVSAVII 08/02111 Purchase CD 0575547419 5.000.00 5,000.00 0.00 5,000.00 i 1015.8 CD 1685551259-OPEN 0.00 0721/10 SOVMMIO Purchase CD with MM funds 100,000.00 100,000.00 0.00 100.000.00 1015.9 CD 1685551267-OPEN 0.00 0721110 SOVMMIO Purchase CD with MM Funds 25,000.00 25,000.00 0.00 25,000.00 1016 Sovereign Premier MM 1684070783 0.00 0823109 SOV2009 08-03 Withdrawal-Premier MM 20,000.00 0823/09 SOV2009 08-04 Withdrawal-Premier MM 5,000.00 0823/09 SOVMM09 MM Interest 14.11 0921/09 SOVMM09 Sovereign MM Interest 19.87 1021/09 SOVMM09 CD 1685545780-Assumed 100.000.00 10/21/09 SOVMM09 Sovereign MM Interest 37.02 11/22/09 SOVMM09 CD 168546986-Assumed 30.000.69 1122/09 SOVMM09 Interest Income 110.80 12/21/09 SOV2009 12-14-09 Deposit from Premier MM 10,000.00 1221/09 SOVMM09 Interest Income 107.77 C 121/10 SOVMMIO Sovereign Stmt l2/22/09-0121/10 98.72 21/10 SOVMM 10 Sovereign Stmt 0122/10.0221/10 297.03 21/10 SOVMM 10 Sovereign Stmt 02/22/10-0321/10 4,926.50 0421/10 SOVMMIO Sovereign Stmt 0322/10.0421/10 87.69 0523/10 SOVMMIO Sovereign Stmt 0422/10-0523/10 2.79 12/31/12 R Mark Thomas -Catts Matter RMARKTHOMAS General Ledger Page 6 12/02/13 01:54 PM Beginning VTD Q2tx Reference Description Balance Debit Credit - B_alance 1016 Sovereign Premier MM 1684070783(cont.) 06/21/10 SOVMM10 Sovereign Stmt 05/24/10-06/21/10 12.09 07121110 SOVMMIO Sovereign Srmt0622/10-07/21/10 125,058.79 0822/10 SOVMM10 Sovereign Stmt 07/22/10-0822/10 15.009.67 155,391.77 155,391.77 0.00 1017.1 CD 6255.20903311-13-08 0.00 11/13/08 CITCD Purchase 6255-209033 Six Month CD- Assumed MM Funds 20.000.00 05/14/09 CITCD CD 6255-209033 Matured and rolled to 6255.209718 20.000.00 20,000.00 20,000.00 0.00 1017.2 CD 6255.209718(Rolled 1017.1) 0.00 05/14/09 CITCD CD 6255.209033 Matured and rolled to 6255-209718 20,000.00 03/12110 CITCD Assumed trx to Premier MM Savings 20,000.00 20.000.00 20,000.00 0.00 2000 Citizens CD Interest as Cash 0.00 12/120 - CITCD--- - Interest Paid by Cash 6255-209033 66.76 12114/09 CITCD CD 6255-209033 Paid by check 325.16 12/14/09 CITCD CD 6255-209718 Paid by cash 122.47 12/10 CITCD CD Final Trx for 2010 49.80 564.19 0.00 564.19 3010 Equity 0.00 01/15/08 AJE07 Opening balance 01-15-08 Citizens Checking 53,480.38 i 01/15/08 AJE07 Opening BalanecOl-15.08CitizensMM 53.425.12 0422108 AJE01 Opening Balance on Sovereign Bank Statement 1,155.63 1221/08 AJE02 Assets that appeared on 1221/08 Sovereign Stmt 233.635.85 05/14/10 CITPMMIO Cit Prem MM Appeared on Account Summary.No Stmts 5.048.55 0.00 346,745.53 (346,745.53) i I 4100 Allstate Pension Checks 0.00 0121/09 SOV2009 BNY Mellon Pens Pmts 444.88 0222109 SOV2009 BNY Mellon Pens Pmt . 444.88 0322109 SOV2009 CK 594 Cash-Allstate Pension 444.88 0322/09 SOV2009 BNY Mellon Pens Pmts 444.88 0421/09 SOV2009 CK 598 Cash Allstate Pension 444.88 0421109 SOV2009 BNY Mellon Pens Pmts 444.88 0521/09 SOV2009 BNY Mellon Pens Pmts 444.88 0621/09 SOV2009 BNY Mellon Pens Pmts 444.88 0721/09 SOV2009 BNY Mellon Pens Pmts 444.88 0823109 SOV2009 BNY Mellon Pens Pmt 444.88 i 0923/09 SOV2009 Withdrawal 444.88 21/09 SOV2009 BNY Mellon Pens Pmts 444.88 21109 SOV2009 09/02 Withdrawal of Pension 444.88 1021/09 SOV2009 BNY Mellon Pens Pmts 444.88 1122109 SOV2009 CK 655 Cash-Allstate Pension Check 444.88 12/31/12 R Mark Thomas -Catts Matter RMARKTHOMAS General Ledger Page 7 12/02/13 01:54 PM Beginning YTD Date Reference Description Balance Debit Credit Balance 4100 Allstate Pension Cheeks(cont.) 1122109 SOV2009 BNY Mellon Pens Pmts 444.88 1221/09 SOV2009 BNY mellon Pens Pmts 444.88 0121 110 SOV2010 BNY Mellon Pens Pmts 444.88 0221/10 SOV2010 BNY Mellon Pens Pmts 444.88 0321110 SOV2010 BNY Mellon Pens Pmts 444.88 0421/10 SOV2010 Allstate Insurance Payment 444.88 0421/10 SOV2010 04.01-10 Withdrawal 444.88 0523110 SOV2010 Allstate Insurance Payment 444.98 0621/10 SOV2010 Allstate Insurance Payment 444.88 0721/10 SOV2010 Allstate Insurance Payment 444.88 0822110 SOV2010 Allstate Insurance Payment 444.88 0921/10 SOV2010 Allstate Insurance Payment 444.88 1021110 SOV2010 Allstate Insurance Payment 444.88 1121/10 SOV2010 Allstate Insurance Payment 444.88 1221/10 SOV2010 Allstate Insurance Payment 444.88 0123/11 SOV2011 Allstate Insurance Payment 444.88 0221111 SOV2011 Allstate Insurance Payment 444.88 0321111 SOV2011 Allstate Insurance Payment 444.88 0421/11 SOV2011 Allstate Insurance Payment 444.88 0522/11 SOV2011 Allstate Insurance Payment 444.88 0621/11 SOV2011 Allstate Insurance Payment 444.88 0721/I1 SOV2011 Allstate Insurance Payment 444.88 0821/11 SOV2011 Allstate Insurance Payment 444.88 0921/11 SOV2011 Allstate Insurance Payment 444.88 1023/11 SOV2011 Allstate insurance Payment 44488 1/11 SOV2011 Allstate Insurance Payment 444.88 1/11 SOV2011 Allstate Insurance Payment 444.88 0122112 SOV2012 Allstate Insurance Payment 444.88 0221/12 SOV2012 Allstate Insurance Payment 444.88 0321112 SOV2012 Allstate Insurance Payment 444.88 0422112 SOV2012 Allstate Insurance Payment 444.88 0522/12 SOV2012 Allstate Insurance Payment Total of Allstate 444.88 0621/12 SOV2012 Allstate Insurance Payment pension checks 444.88 0720112 SOV2012 Allstate Insurance Payment 444.88 0821/12 SOV2012 Allstate Insurance Payment withdrawn as cash. 444.88 0921/12 SOV2012 Allstate lnsurancePayment 444.88 10/19/12 SOV2012 Allstate Insurance Payment .- - - 444.88 2,669.28 20,464.48 (17,795.20) L 4110 Pinnacle Pension Checks 0.00 0822/10 SOV2010 Pinnacle 08-02-10$726.26 191.23 1021/10 SOV2010 10/04/10$520.73 Pinnacle 191.23 0122/12 SOV2012 01/03/12$530.26 Pinnacle 195.46 0.00 577.92 (577.92) 4120 Social Security-Esther 0.00 01/15/08 CIT2008 Esther SS 459.00 02114/08 CIT2008 Esther SS 459.00 03/14/08 C]T2008 Esther SS 459.00 04/14/08 C172008 Esther SS 459.00 05/14/08 CIT2008 Esther SS 459.00 06/13108 CIT2008 Esther SS 459.00 15/08 CIT2008 Esthcr SS 459.00 8114108 CIT2008 Esther SS 459.00 09/15/08 CIT2008 Esther SS 459.00 09/15/08 CIT2008 Esther SS-Change due to Wales Death 774.00 i 12/31112 R Mark Thomas •Catts Matter RMARKTHOMAS Genera!Ledger Page 8 12 102113 01:54 PM [� Beginning YTD Cott Reference Description Balance Debit Credit Balance 4120 Social Security-Esther(cont.) 10115/08 CIT2008 Esther SS 1,233.00 11117/08 CIT2009 11.13-08 Withdrawl 1,233.00 11/17/08 CIT2008 Esther SS 1,233.00 12/12/08 CIT2008 12-05-08 Withdrawal 1,233.00 12/12/08 CIT2008 Esther SS 1,233.00 01115109 CIT2009 01406.08 Withdrawal 1,310-00 01/15/09 CIT2009 Esther SS 1,310.00 03/13/09 CIT2009 03.04-08 Withdrawal 1,310.00 03/13/09 CIT2009 Esther SS 1,310.00 04/14/09 CIT2009 04-03-09 Withdrawal 1,310.00 04/14/09 CIT2009 Esther SS 1,310.00 05/14/09 CIT2009 05.06.09 Withdrawal 1,310.00 05/14/09 CIT2009 Esther SS 1,310.00 05114109 CIT2009 05.07-09 Special SS payment 250.00 06112/09 CIT2009 06.03-09 Withdrawal 1,310.00 06/12/09 CIT2009 Esther SS 1,310.00 07/14/09 CIT2009 07.09-09 Withdrawal 1.310.00 07/14/09 CIT2009 Esther SS 5,310.00 08114/09 CIT2009 08-05-09 Withdrawal 1_,310.00 08/14/09 CIT2009 Esther SS 1,310.00 09/15/09 CIT2009 09-03-09 Withdrawal 1_.310.00 09/15/09 CIT2009 Esther SS 1,310-00 10/15/09 CIT2009 IN 17-09 Withdrawal L310.00 10/15/09 CIT2009 Esther SS 1,310.00 11/16/09 CIT2009 11.06.09 Withdrawal 1,310.00 �{I6/09 C172009 Esther SS 1,310.00 14/09 CIT2009 Esther SS 1310.00 01/15/10 CIT2010 12-21-09 Withdrawal 1,310.00 01/15/10 CIT2010 01.12.10 Withdrawal 1.310.00 01115110 CIT2010 Esther SS 1,310.00 01/16/10 CIT2010 02-12-10 Withdrawal 1.310.00 01116/10 C172010 Esther SS 1,310.00 03/12/10 C172010 Esther SS MISSING STMT 1,310.00 04114110 CIT2010 03.22-10 Withdrawal 1,310.00 04114/10 CM010 04-06.10 Withdrawal 1,310.00 04/14/10 CIT2010 Esther SS 1,310.00 I 05/14/10 CIT2010 05.03-10 Withdrawal 1.310.00 95/14/10 CIT2010 Esther SS 1_,310.00 06/14/10 CIT2010 06.03-10 Withdrawal 1,310.00 ' 06/14/10 CIT2010 Esther SS 1,310.00 07/15/10 CIT2010 07-02.10 Withdrawal 1,310.00 07/15/10 C112010 Esther SS 1,310A0 08/13/10 CIT2010 08-03-10 Withdrawal 1.310.00 08/13/10 CIT2010 Esther SS 1,310.00 09/15/10 CIT2010 09-03-10 Withdrawal 1,310.00 09/15/10 CIT2010 Esther SS 1,310.00 10115/10 C1720 10 10.05-10 Withdrawal 1.330.00 10/15/10 CIT2010 Esther SS 1,310.00 11/15/10 CIT2010 11.12-10 Withdrawal 1.310.00 11/15/10 CIT2010 Esther SS I.3i0.00 12/14/10 CIT2010 12-08-10 Withdrawal 1,310.00 12/14/10 CIT2010 Esther SS 1,310.00 01/14/11 CIT2011 01-13-11 Withdrawal 1310.00 01/14/11 CIT2011 Esther SS 1,310-00 Q44111 CIT2011 02-03-11 Withdrawal 1.370.00 14/11 CIT2011 Esther SS 1,310.00 03/14/11 CIT2011 03.03-11 Withdrawal 1.310A0 03/14/11 CIT2011 Esther SS 1.310.00 12/31/12 R Mark Thomas •Catts Matter RMARKTHOMAS General Ledger Page 9 12/02113 01:54 PM I Beginning YTD Cate Reference Description Balance Debit Credit Balance 4120 Social Security-Esther(cunt.) 04114111 011011 04.04-11 Withdrawal 1.310.00 04/14/11 CIT20)1 Esther SS 1,310.00 05/13/11 CIT2011 05-03-11 Withdrawal 1.310.00 05/13/11 CIT2011 Esther SS 1,310.00 06/14/11 CIT2011 06.08-11 Withdrawal 1.310.00 06114/11 C172011 Esther SS 1,310.00 07/15/11 CIT2011 07-05-I1 Withdrawal 940.00 07/15/11 CIT2011 Esther SS 1,310.00 08/12/11 CIT20ll 08.03-11 Withdrawal 1.310.00 08112/11 CIT2011 Either SS 1,310.00 i 09115/11 CIT2011 09-06-11 Withdrawal 1.310.00 09/15/11 CM011 Esther SS 1,310.00 10/17/1) C1T2011 10.04.11 Withdrawal 300.00 10/17/11 C1T2011 10-11-11 Withdrawal 300.00 10/17/11 CIT2011 Esther SS 1.310.00 11/15111 CIT2011 10-19-I1 Withdrawal 300.00 11/15/11 C172011 1028.11 Withdrawal 400.00 11/15111 C177011 11.03.11 Withdrawal 300.00 11115/11 C172011 11-15-11 Withdrawal 300.00 11/15/11 CIT2011 Esther SS 1,310.00 12/14/11 CIT2031 11.21-I1 Withdrawal 300.00 12114111 CIT201I I1-28-I1 Withdrawal 410.00 12/14/11 CIT2011 Esther SS 1,310.00 01/17/12 CIT2012 12.27-11 Withdrawal 300.00 01/17/12 CIT2012 01-09.11 Withdrawal 300.00 '(17/12 CIT2012 Esther SS 1,357.00 14/12 CIT2012 01-18.12 Withdrawal 457.00 02/14/12 CIT2012 01.23-12 Withdrawal 600.00 02/14/12 CI72012 02.03-12 Withdrawal 300.00 02/14112 C172012 02-1012 Withdrawal 300.00 02114/12 CIT2012 Esther SS 1,357.00 03/14/12 CIT2012 02.17.12 Withdrawal 300.00 03/14/12 CIT2012 02.27.12 Withdrawal 457.00 03/14/12 CI12012 03.06-12 Withdrawal 300.00 03/14112 C1720I2 Esther SS 1.357.00 04/13112 CIT2012 03.15-12 Withdrawal 457.00 04/13/12 CIT2012 03.19-12 Withdrawal 300.00 j 04113/12 CIT2012 03-27-12 Withdrawal 300.00 04113112 C112012 04-04-12 Wtthdrawal 30040 04/13/12 CIT2012 Esther SS 1,357.00 05114/12 C172012 04.16-12 Withdrawal 300.00 05/14/12 CM012 04-I9-12 Withdrawal 457.00 05/14/12 CIT2012 04.27-12 Withdrawal 300.00 05/14/12 CIT2012 05.03.12 Withdrawal 300.00 05/14112 CIT2012 05-11-12 Withdrawal 300.00 05/14112 CIT2012 Esther SS 1,357.00 06/14/12 CIT2012 05.17-12 Withdrawal 457/10 06/14/12 CIT2012 05.24-12 Withdrawal 300.00 06/14/12 CIT2012 06.04-12 Withdrawal 300.00 06114/12 CIT2012 06.11-12 Withdrawal 300.00 06114/12 CIT2012 06.14-12 Withdrawal 157.00 06/14/12 C177012 Esther SS 1,357.00 07/16/12 CIT2012 06.18-12 Withdrawal 300.00 07/16/12 CIT2012 06-25-12 Withdrawal 300.00 t 16112 CIT2012 07.06.12 Withdrawal 300.00 16/12 CM012 Esther SS 1,957.00 08/14/12 CIT2012 07.18-12 Withdrawal 300.00 08/14/12 CIT2012 07-27-12 Withdrawal 757.00 12/31112 R Mark Thomas -Catts Matter RMARKTHOMAS General Ledger Page 10 12/02!13 01:54 PM Beginning VTD to Reference Description Balance Debit Credit Balance 4120 Social Security-Esther(cont) 08/14/12 CIT2012 08.06-12 Withdrawal 300.00 08114112 C1T2012 08.14-12 Withdrawal 300.00 i 08/14/12 CIT2012 Esther SS 1,357.00 i 9/17112 CIT2012 08.23-12 Withdrawal 300.00 i 09/17/12 CIT2012 08.30-12 Withdrawal 457.00 l 9/17112 CIT2012 9-04.12 Withdrawal 300.00 9/17/12 CIT2012 09-11-12 Withdrawal 300.00 l IO/151 z c CIT2012 9.19-52 Withdrawal Total of Esthees SS 457.00 1.357.oa 10115/12 CIT2012 9.26.12 withdrawal withdrawn as cash. 300.00 10/15/12 CIT2012 10-09-12 Withdrawal 300,00 10/15/12 CIT2012 Esther SS 1,357.00 59.439.00 68.274.00 (8.835.00) 4125 Social Security-Walt 0.00 01/15/08 CIT2008 Walt SS 1,233.00 02/14/08 CIT2009 Walt SS 1,233.00 03/14/08 CIT2008 Walt SS 1,233.00 04/14/08 CIT2008 Wall SS 1,233.00 05/14/08 CIT2008 Walt SS None of Walter's SS was 1,233.00 06113/08 CIT2008 Walt Ss withdrawn a8 Cash 1,233.00 . 07/15108 CIn008 Watt SS 1.233.00 08/14/08 CIT2008 Walt SS 1,233.00 09/15/08 CIT2008 Walt SS 09-03.08 1,233.00 5/08 CIT2008 Walt Death Renefit 255.00 5/08 CIT2008 10-07-08 Debit Memo-Walt SS repay?? 1,233.00 1,233.00 11,352.00 __ . (10,119.00) 4140 Other Deposits 0.00 01/15/08 CIT2008 01.07.08 Checking Deposit 213.39 04/14/08 CIT2008 03.20-08 Checking Deposit(Part$5K MM?) 2,000.00 06/22/08 SOV2008 UNKNOWN 5.520.63 07/15/08 CIT2008 07.01-08 Checking Deposit 1,200.00 08/21/08 SOV2008 UNKNOW DEPOSIT Sovereign CD 1685544536?? 56.222.04 1 921/08 SOV2008 UNKNOWN DEPOSIT $55,000 + $1,222.04 Interest 1,079.25 10121/08 SOV2008 UNKNOWN DEPOSIT 30.000.00 11/23/08 SOV2008 UNKNOWN DEPOSIT 30,366.22 1123108 SOV2008 UNKNOWN DEPOSIT 1.334.64 12/12/08CITMM2009 04.14-08 UNKNOW CHANGE 5,591.29 0211319 C172009 Citizens Stmt 01116109-02/13/09 MISSING PAGE 2 434.42 08/23/09 SOVSAV09 08-03-09 Unknow deposit to Stmt Savings 5.00 OW1110 SOVSAVIO 01104 110 Unknown Savings Deposit 5.00 08/13/10 CIT2010 07-16-I0 Dcposti Citizens Checking 450.00 08/22/10 SOV2010 08.02-10$726.26-Unknown Cash 205.50 09/15/i(CITPRMMIO NO STMS,Can only see balance change Cit Preto MM 5.189.23 1221110 SOVSAVIO 06/28/10 UNKNOWN Stint Savings Deposit 2.00 03/21/11 SOV2011 03.15.11 Deposit to Checking??? 250.00 0321111 SOVSAVII Sove reign Stmt Savings 0222/11-03121/11 1.00 '1/12 SOV2012 01.23-12 Deposit to Checking????? 300.00 21/12 SOV2012 02.06.12 Deposit to Checking????? 195.00 0221/12 SOVSAV 12 01.31-12 Deposit to Stmt Savings 1.00 03121/12 SOV2012 03-03-12 Deposit intoChccking????? 700.00 12/31/12 R Mark Thomas-Catts Matter RMARKTHOMAS General Ledger Page 11 12/02113 01:54 PM Beginning YT'D Qate Reference Description Balance Debit Credit Balance 4140 Other Deposits(cunt.) 03/21/12 SOV2012 03.15-12 Deposit into Checking?????? 157.00 0321/12 SOV2012 03.06-12 Deposit into Checking?????? 305.00 0522/12 SOV2012 05-07-12 Deposit into Checking????? 687.16 11,214.94 131,199.83 (119,984.89) 4150 IRA-RMD 0.00 09208 'SOV2008 09-OM8 RMD from CD prior to GL entry 5,479.75 0100 5.479.75 (5 479.752 6010 Cash-Unknown/Can't Read 0.00 1021108 SOV2008 Withdrawal 10.14-08 25.000.00 01115/09 CIT2009 12.22-08 Withdrawal 500.00 0921/09 SOV2009 09-15 Withdrawal at Bank 235.00 02121/10 SOVMMIO 02/16/10 Withdrawal MM 388.00 0321/10 SOVMMI0 0222110 Withdrawal from MM 5,000.00 0421/10 SOVMMI0 03/30/IOWithdmwalMM 165.00 0523/10 SOVMMIO 04126/10 Withdrawal MM 77.00 0621/10 SOVMMIO 0524/10 MM Withdrawal 79.79 0721/10 SOVMMI0 06/24/10 MM Withdrawal 68.00 1221/10SOVSAViO 09/13/10 Withdrawal Strait Savings?? 100.00 1221/10 SOVSAV i0 09/15110 Withdrawal Stmt Savings?? 4.900.00 0821111 SOV2011 07.29.11 Withdrawal 250.00 0321/12 SOVSAV 12 03.16.12 W/D Savings$1000$200 to Checking 800.00 22/12 SOVSAV 12 05-17-12$1000 W1D:$800 Checking 200.00 37,762.79 0.00 37,762.79 6020 Cash-Memo for Care 0.00 02/14/08 CM008 CK 1483 Cash 0121 -0125/08 325.00 0211008 CIT2008 CK 1486 Cash 01/28-02/01108 325.00 02/14/08 CIT2008 CK 1495 Crib 02111-02/15/08 325.00 03/14/08 C112008 CK 1500'"Thomas Carts 325.00 04/14/08 C172009 CK 1502"*Thomas Cans 650.00 04/14/08 C1T2008 CK 1505••'ThomasCatts 325.00 04/14/08 CIT2008 CK 1523"'Thomas Calls 325.00 05/14/08 Cln008 CK 1532•'•7homasCaus 325.00 05/14/08 CIT'2008 CK 1535••"Thomas Carts 325.00 05/14/08 CIT2008 CK 1539 Cash 0426-05102/08 325.00 05114/08 CIT2008 CK 1546••*Thomas Cans 325.00 06113/08 CIT2008 CK 1554""Thomas Cans 325.00 06/13/08 CIT2008 CK 15574007homas Calls 325.00 06/13/08 CIT2008 CK 1564"••Thomas Calls 325.00 06/13/08 C172008 CK 1577"'Thomas Carts 325.00 0622/08 SOV2008 CK 502 Cash Care 325.00 07/15/08 CIT2008 CK 1582 0 •Thomas Catts 325.00 07/15/08 CIT2008 CK 1600"Thomas Cans 325.00 0721/08 SOV2008 CK 505 Cash Care 325.00 0721/08 SOV2008 CK 506 Cash Care 325.00 0821108 SOV2008 CK 512 Cash Care 32$.00 0821/08 SOV2008 CK 513 Cash Cam 325.00 0821108 SOV2008 CK 515 Cash Cam 325.00 Q{?1108 SOV2008 CK 518 Cash Care 325.00 1/08 SOV2008 CK 519 Cash Care 325.00 0921/08 SOV2008 CK 523 Cash Carc 325.00 0921108 SOV2008 CK 526 Cash Care 325.00 12/31/12 R Mark Thomas-Catts Matter RMARKTHOMAS General Ledger Page 12 12/02/13 01:54 PM Beginning YTD Cate Reference Description Balance Debit Credit Balance 6020 Cash-Memo for Care(cont.) 10/21/08 SOV2008 CK 529 Cash Care 325.00 1021/08 SOV2008 CK 530 Cash Care 325.00 1021/08 SOV2008 CK 533 Cash Care 325.00 1021/08 SOV2008 CK 534 Cash Care 325.00 1021/08 SOV2008 CK 536 Cash Care 32500 1123/08 SOV2008 CK 538 Cash Care 32500 1123/08 SOV2008 CK 540 Cash Care 325.00 11/23/08 SOV2008 CK 541 Cash Care 325.00 1123108 SOV2008 CK 542 Cash Care 325.00 1221/08 SOV2008 CK 544 Cash Care 32500 1221/08 SOV2008 CK 545 Cash Care 325.00 1221/08 SOV2008 CK 546 Cash Care 325.00 1221/08 SOV2008 CK 547 Cash Care 325.00 0121/09 SOV2009 CK 549 Cash Care 325.00 01/21/09 SOV2009 CK 550 Cash Care 325.00 0121/09 SOV2009 CK 551 Cash Care 325.00 0121/09 SOV2009 CK 552 Cash Care 325.00 0121/09 SOV2009 CK 553 Cash Care 325.00 0222/09 SOV2009 CK 554 Cash Care 325.00 0222/09 'SOV2009 CK 555 Cash Care 325.00 0222109 SOV2009 CK 556 Cash Care 325.00 0222/09 SOV2009 CK 557 Cash Care 325.00 0322/09 SOV2009 CK 558 Cash Care 325.00 0322109 SOV2009 CK 559 Cash Care 325.00 0322109 SOV2009 CK 560 Cash Care 325.00 2109 SOV2009 CK 592 Cash Care(Out ofOrder) 325.00 I/09 SOV2009 CK 593 Cash Care 325.00 0421109 SOV2009 CK 595 Cash Care 325.00 0421109 SOV2009 CK 597 Cash Care 325.00 0421/09 SOV2009 CK 599 Cash Care 325.00 0421/09 SOV2009 CK 600 Cash Care 325.00 0521/09 SOV2009 CK 602 Cash Care 325.00 0521/09 SOV2009 CK 603 Cash Care 325.00 0521/09 SOV2009 CK 604 Cash Care 325.00 0521/09 SOV2009 CK 605 Cash Care 325.00 i 0621/09 SOV2009 CK 606 Cash Care 325.00 0621109 SOV2009 CK 610 Cash Care 325.00 06/21/09 SOV2009 CK 612 Cash Care 325.00 0621/09 SOV2009 CK 613 Cash Care 325.00 0721/09 SOV2009 CK 614 Cash Care 325.00 0721/09 SOV2009 CK 616 Cash Care 325.00 0721109 SOV2009 CK 617 Cash Care 325.00 0721/09 SOV2009 CK 621 Cash Care 325.00 0721/09 SOV2009 CK 623 Cash Care 325.00 0823/09 SOV2009 CK 625 Cash Care 325.00 0823/09 SOV2009 CK 626 Cash Care 325.00 f 0823109 SOV2009 CK 627 Cash Care 325.00 !fl 0823/09 SOV2009 CK 631 Cash Care 325.00 0921109 SOV2009 CK 634 Cash Care 325.00 0921109 SOV2009 CK 637 Cash Care 325.00 0921/09 SOV2009 CK 639 Cash Care 325.00 0921/09 SOV2009 CK 640 Cash Care 325.00 1021109 SOV2009 CK 645 Cash Care 325.00 1021109 SOV2009 CK 648 Cash Care 325.00 i ?1/09 SOV2009 CK 651 Cash Care NEW AMOUNT 200.00 1/09 SOV2009 CK 652 Cash Care 200.00 1122/09 SOV2009 CK 654 Cash Care 200.00 1122109 SOV2009 CK 656 Cash Care 200.00 12/31112 R Mark Thomas -Catts Matter RMARKTHOMAS Genera!Ledger Page 13 12102/13 01:54 PM �3 cb'' Beginning YTD ate Reference Description Balance Debit Credit Balance I' 6020 Cash-Memo for Care(cant.) 11/22/09 SOV2009 CK 658 Cash Care Total paid to Thomas 200.00 11122109 SOV2009 CK660 Cash Cam for care given to 200.00 1221/09 SOV2009 CK 662 Cash Care parents, 200.00 1221/09 SOV2009 CK 666 Cash Care 200.00 1221/09 SOV2009 CK 669 Cash Care 200.00 28,450.00 0.00 28,450.00 6030 Cash-Memo for Expenses 0.00 05/14108 CIT2008 CK 1537 Cash-Expenses DL 13 862186 1,000.00 05/14/08 CI12008 CK 1542 Cash-Expense Money 400.00 05/14/08 CIT2008 CK 1551 Cash-Expenses 500.00 05/21/08 SOV2008 CK 501 Cash Expenses 1.000.00 These checks did 06113/08 CIT2008 CK 1575 Cash-Expenses 3,0000 not indicate what 0622108 SOV2008 CK 504 Cash Expenes?? 3,900.00 0721108 SOV2008 CK 507 Cash Expenses 250.00 expense was 08/14/08 CM008 CK1602 Cash-Expenses 200.00 paid. Cheeks for 0821/08 SOV2008 CK508 Cash-Can't Read 950.00 cash that 0821/08 SOV2008 CK 511 Cash Expenses 150.00 indicated an 0821108 SOV2008 CK 516 Cash Expenses 500.00 0921/08 SOV2008 CK 528 Cash Living Expenses 300.00 expense was 0121/10 SOV2010 CK670 Barbara Rice-Granny Expenses 100.00 charged to that 06114110 CIT2010 CK 1831 Cash-Misc Expenses 100.00 account. 0721110 SOV2010 CK 705 Barbara Rice-Granny Expenses 68.00 0822/10 SOV2010 CK 708 Stephen Catts?????Expenses 250.00 (71110 SOV2010 CK 747 Stephen Cato-Granny Expenses 25.00 22112 SOV2012 CK 889 Barbara Rice-Granny Expenses 109.00 12,802.00 0.00 12,802.00 6080 Automobile Expenses 0.00 02/14108 CIT2008 CK 1475 Freysinger 2008 Hyundai Elantm 19,662.22 19,66122 0.00 t9,662.22 6190 Bank Charges 0.00 0521/08 SOV2008 Check Book Fee 19.85 07/14/09 CM009 07.03.09***Chocks 15.94 04/14/10 CIT2010 Monthly Maintenance Fee 20.00 05/14/10 CIT2010 Rebate Maintenance Fee 20.00 0522112 SOV2012 CK 928 NSL Subs Check Pymt 207 80.81 20.00 60.81 6250 Food _. 0.00 1123108 SOV2008 T CK 539 Cash-Groceries 100.00 100.00 0.00 100.00 6300 Household 0.00 OVIS/08 CiT200g CK 1450***Maid to Perfection 53.00 01/15/08 CIT2008 CK1467***Maid to Perfection 53.00 02/14108 CIT2008 CK 1473***Maid to Perfection 53.00 pl3 14108 C172O08 CK 1480***Maid to Perfection 53.00 1 ,?1109 SOV2009 CK 611 Sears 196.50 1/11 SOV2011 CK 838 Barbara Rice-HDTV for Granny 1,038.00 0821111 SOV2011 CK 839 Stephen Cans-Recliner for Granny 260.00 O821/I l SOV2011 CK 845 Stephen Cans-Twin Sleep r a 12131/12 R Mark Thomas -Catts Matter RMARKTHOMAS General Ledger Page 14 12/02113 01:54 PM Beginning VTD Qate Reference Description Balance Debit Credit Balance 63M Household(cont.) Protector 45.00 1023111 SOV2011 CK 858 Barbar Rice-20"Pivot Fan 40.26 0720/12 SOV2012 CK 945 Barbara Rice-Bird Seed _ 40.00 0720112 SOV2012 CK 955 Cash-Dirt Buscrz 45.00 1,876.76 0.00 1.876.76 r � 6320 Gifts 0.00 d 01/15/08 CIT2008 f CK 1462 Thomas Catts Sr-Uniform Gift to Thomas Minors Act 2007 12,000.00 --$50,000 02/14108 CIT2008 CK 1490 Thomas Cutts Sr-Uniform Gift to Minors_Act 2008 _ _ _ _ . 12000.00 07/1510$ CIT2008 CK 1586 Edward Cans-Uniform Gift lm Edward MitwrsAct2008 12,000.00 : $1Q,3OO 07115108 C1T2008 K 15$7£dwarf Cutts-Uniform Gift to Minors Act 200E 2.30( 0821/08 SOV2008 CK 514 Barbaro Ricc-Uniform Gift to Barbara Minor 12,000.00 c $23,000 t 0121/09 SOV2009 CK 548 Thomas W Cutts-Uniform Gift to Minors 13,000.00 0823/09 SOV2009 CK 619 Barbaro Rice Uniform Gift to Minors i 1,000.00 a 1122/69 SOV2009 CK661 Cash-Christmas Gifts 1.00040 0121/10 SOV2010 CK 657 Thomas W.Calls Sr-Uniform Gift to Minors 13,000.00 C1/10 SOV2010 CK 664 Edward Catts-Happy 60th Birthday 25.00 0421/10 SOV2010 CK 676 Michael&lAura Calls-Wedding Gift 200.00 0421110 SOV2010 CK 686 Rebecca Catts-Happy Birthday 20,01 Checks for Cash 05/14/10 CIT2010 CK 1824 RuthPace-Birthday 20.00 = $1,180 0721/10 SOV2010 CK 706 Jessica Rice-Congratulations 50.00 0921/10 SOV2010 CK 722 Stephen&Charlene Carts- Wedding Gift 300.00 0921/10 SOV2010 CK 728 Thomas Cans Jr-Happy birthday 50.00 1121/10 SOV2010 CK 719 Rebecca Catts-Wedding Shower Gift 25.00 1121110 SOV2014 CK 727 Joseph&Rebecca K1eha 7?- Wedding Gift 200.00 1121/10 SOV2010 CK 745 Stephen Catts-Happy Birthday 25.00 1221110 SOV2010 ,CK 159 Cash Christmas Gifts 180.00 _ 1221110 SOV2010 CK 764 Edward Catts-Happy Birthday 25.00 0123111 SOV2011 CK 765 Barbara Rice-Gift Card 25.00 0522/11 SOV2011 CK 799 Daniel&Shannon Cans-Wedding Gift 50.00 02114/12 C172012 CK 1839 Holy Spirit Hospital-Stephen 705.48 02/21/12 SOV2012 CK 894 Barbara Rice-Happy Birthday 20.00 0522112 SOV2012 CK 924 Krysten Tager-Graduation 25.00 0522112 SOV2012 CK 925 Kourmey Tager-Graduation 25.00 0621112 SOV2012 CK 939 Megan Myers-High School Graduation 2540 90,295.48 0.00 90,295.48 6330 Entertainment 0.00 23108 SOV2008 CK 537 Dorothy Kleber Rainbow Dinner Theatre 160.00 12112/08 CIT2008 CK 1661 Patriot News 247.00 yy 7y t 12131112 R Mark Thomas -Catts Matter RMARKTHOMAS General Ledger Page 15 12102113 01:54 PM Beginning YTD QStc Reference Description Balance Debit Credit Balance 6330 Entertainment(coat.) 0921/09 SOV2009 CK 635 Virginia Han Goodyear Reunion 60.00 1221/09 SOV2009 CK 665 Patriot News 338.00 04114/10 CIT2010 CK 1815 Looking Back Magazine 10,00 05/14/10 C172010 CK 1821 Reminisce 24.98 0621/10 SOV20i0 CK 698 Looking Back Magazine 19.97 0721/10 SOV2010 CK697 Dorothy Kieber-Rainbow Dinner Theater 12040 0721/10 SOV2010 CK 701 Ladies Home Journal 24.00 0822/10 SOV2010 CK 715 Ladies Home Journal 3 year Renewal 16.97 1021110 SOV2010 CK 734 Dorothy Klebcr-Rainbow Dinner Theater 120.00 1021/10 SOV2010 CK 740 Reminisce Books-Reminisce Christmas 24.98 1121/10 SOV2010 CK 751 Reminisce#00057204073 37.94 1221/10 SOV2010 CK 761 Patriot News 338.00 0321111 SOV2011 CK 784 Woman's Day 3 for t Renewal 1200 0522111 SOV2011 CK 810 Reminisce Books-Growing Up 25,98 0522111 SOV2011 CK 813 Good Old Days 122013-12/2014 1197 1023/11 SOV2011 CK 860 Reminisce Books 25.98 1023/11 SOV2011 CK 861 Looking Back- I yr renewal& Christmas book 1&97 1023111 SOV2011 CK866 Reminisce-2 for IRenewal 18.00 1121/11 SOV2011 CK 867 Barbara Rice-Party Platters for _Granny _ . 120.00 C 21/11 SOV2011 CK$77 Cash-Christmas 6 Cards 206.40 21111 SOV2011 CK$82 Woman's Day Magazine 800 12!21/11 SOV2011 CK 885 Patriot News 338.00 0221/12 SOV2012 CK 904 Redbook 2 for l Rate 5.99 0522112 SOV2012 Redbook Magazine-J year renewal 800 0522/12 SOV2012 CK 926 Reminisce Books-Life in America 25.98 0522/12 SOV2012 CK 930 Reader's Digest Magazine-2 year renewal 13.00 0821112 SOV2012 CK 954 The Opmh Magazine-I year subscription 10.00 0821/12 SOV2012 CK 957 Reader's Digest Magazine- Renewal 19.98 2,403.69 0.04 2140169 6340 Funeral Expenses 0.00 0921/08 SOV2008 CK$17 Myers Funeral Home 8,880.00 0921/08 SOV2008 _CK 522 Jerry Rice Funeral Expenses 658.56 ; 1021/08 SOV2008 CK 531 Cash-Funeral Expenses 594.40 1021/09 SOV2009 CK 644 James R Gingrich Memorials 3,690.00 13,822.56 0.00 13,82256 6380 Insurance(All but Medical) 0.00 06/13/08 C112008 CK 1561 Allstate Insurance Co 45&93 1021/08 SOV2008 CK 532 Cash-Car insurance 2008 Hyundai Elantra 395.30 1221/08 SOV2008 CK 527 Allstate Insurance Company- 2 Overpayment??Pension?? 889,75 5 21/09 SOV2009 Allstate Ins Co-Electronic CK 489.74 1/09 SOV2009 Allstate Ins Co-Electronic CK 18,84 0721/09 SOV2009 07-01 Allstate Insurance Premium 99.02 08!23/09 SOV2009 08.03 Allstate Insurance Premium 99,02 12/31/12 R Mark Thomas •Catts Matter RMARKTHOMAS General Ledger Page 16 12102/13 01:54 PM Beginning YTD Date Reference Description Balance Debit Credit Balance 6380 Insurance(All but Medical)(cont.) 0921/09 SOV2009 Allstate Insurance Premium 99.02 1021/09 SOV2009 Allstate Insurance Premium 99.02 Checks for Clash 1122/09 SOV2009 Allstate Insurance Premium 99.02 = $842,10 1221/09 SOV2009 Allstate Insurance Premium 99.02 0421/10 SOV2010 CK 685 Cash Insurance 446.80 06/14/10 C172010 CK 1929 Allstate Insurance 48845 0522/21 SOV2011 CK 816 Allstate Insurance 525.21 0621112 SOV2012 CK 937 Allstate Insurance Co 687.16 4,992.70 0.00 4,992.70 6400 Medial Expenses 0.00 01/15/08 CIT2008 CK 1458 Holy Spirity Hospital.30546485 993.61 02/14/08 CI72008 CK1479"*Hcalth Insurance 7? 188.60 03/14/08 CIT2009 CK 1501"•HcalthInsurance?'? 188.60 04114/08 CIT2008 CK 1517•••Hcalth Insurance?? 188.60 05/14/08 CIT2008 CK 1534•*$Health Insurance?? 188.60 06113/08 CI72008 CK 1560"/Health Insurance 77 188.60 0622/08 SOV2008 -CK 503 Cash Medical 500.00 07/15/08 CIT2008 CK 15834•*Hoalth Insurance?? 1880 08/14/08 CIT2008 CK 1604•••Hcalth Insurance?? 1880 09/15/08 CI72008 CK1617't'HealthInsurance?? 188.60 0921/08 SOV2008 CK$24 Barbara Rice Elder Care Expenses 301.64 0921/08 SOV2008 CK 525 West Shore Surgery Center 188.32 10/15/08 C1T2008 CK 1628•"Halth Insurance?? 188.60 1109 SOV2009 CK 596 Barbara Rice-Mato RXs 100.00 1109 SOV2009 CK 615 West Shore Emergency Medial 15.00 0727109 SOV2009 CK 618 Hartzell Eye MD 151.40 0823/09 SOV2009 CK 629 2020 Optical-Eye Glasses for Father 154.03 0921/09 SOV2009 CK 636 Barbara Rice Mcdeo RXs 100.00 1021/09 SOV2009 CK 646 West Shore Surgery Center 194.77 1221109 SOV2009 CK 663 Barbara Rice-Mcdco RXs 100.00 1221109 SOV2009 CK 667 United Healthcare ID 0090491811 31.40 1221/09 SOV2009 , CK 668 United Healthcare 1D 324578950.1 - .21200 0221110 SOV2010 -CK 675 Cash-RX_Solutions _ __ . . _ .274.85 . - 0221/10 SOV2010 0122!10 YSA Reimb(Flexible Spending) 70.00 0221/10 SOV2010 02)05110 AARP Health Care Premiums 208.00 02/21/10 SOV2010 02/05/10 UHG Ovations Premium- Mediare RX 37.40 0221110 SOV2010 02/19 110 YSA Rcimb 70.00 0321110 SOV2010 YSA Reimb 70.00 0321/10 SOV2010 AARP Health Cam Premium 210.00 0322/10 SOV2010 UHGOvations 37.40 04/14/10 CI72010 CK 1816 Liberty Medial Supply _ _ 3.27 0421/10 SO V2010 4 CK 684 Cash RX So1u'tions - . . -. - 270.85 --; 0421/10 SOV2010 AARP Health Care Premium 210.00 0421/10 SOV2010 UHG Ovations Premium 37.40 0421110 SOV2010 YSA Reimb 70.00 0523/10 SOV2010 YSA Reimb 70.00 0523/10 SOV2010 AARP Health Care Premium 210.00 0523/10 SOV2010 UHG Ovations Petmium 37.40 0622/10 SOV2010 p CK 703 Cash Bathing&Personal Care 100.00 0 042.1/10 SOV2010 YSA Reimb - 70.00 ,21/10 SOV2010 AARP Health Care Insurance 210.00 0621/10 SOV2010 UHG Ovations 37.40 0721/10 SOV2010 CK 695 West Shore Emergency 75.00 0721110 SOV2010 AARP Health Care Premium 210.00 12/31/12 R Mark Thomas -Catts Matter RMARKTHOMAS General Ledger Page 17 12102/13 01:54 PM Beginning YTD cilate Reference Description Balance Debit Credit Balance 6400 Medial Expenses(cont.) 0721/10 SOV2010 UHG Ovations 37.40 0721110 SOV2010 YSA Reimb 70.00 0822110 SOV2010 YSA Reimb 70.00 0822/10 SOV2010 AARP Health Cue Premium 210.00 i 0822/10 SOV2010 UHG Ovations 37.40 09)21110 SOV2010 AARP Health Care Premiums 210.00 09/11/10 SOV2010 UHG Ovations 37.40 0921/10 SOV2010 YSA Reimb 70.00 10/15/10 CIT2010 CK 1837 Hartzel Eye MDs 20.00 1021110 SOV2010 AARP Health Care Premium 220.00 1021110 SOV2010 UHG Ovations 37.40 1021110 SOV2010 YSA Reimb 70.00 10/21/10 SOV2010 YSA Reimb 70.00 1022130 SOV2010 YSA Reversal 70.00 1121110 SOV2010 United Insurance Premium 210.00 1121/10 SOV2010 YSA Reimb 70.00 1121/10 SOV2010 UHG Ovations 37.40 12121/10 SOV2010 United Insurance Premium 210.00 1221110 SOV2010 UHG Ovations 37.40 1221110 SOV2010 YSA Reimb 70.00 0123/11 SOV2011 United Insurance Premium 216.25 0123/11 SOV2011 UHG Ovations 3240 01123111 SOV2011 YSA Reimb 70.00 0221/11 SOV2011 United insurance Premium 216.25 0221/11 SOV2011 UHG Ovations 32.40 1/11 SOV2011 YSA Reimb 70.00 I/H SOV2011 United Insurance Premium 21615 + 0321/11 SOV2011 OHG Ovations 32.40 0321/11 SOV2011 YSA Reimb 70.00 04121/11 SOV2011 United Insurance Premium 216.25 ' 0421/11 SOV2011 OHG Ovations 32.40 i 0421/11 SOV2011 YSA Reimb 70.00 0522/11 SOV2011 United Healthcare 216.25 05122111 SOV2011 UHG Ovations 3140 0522111 SOV2011 YSA Reimb 70.00 0621111 SOV2011 CK 819 West Shore Emergency Medical 70.00 0621/11 SOV2011 United Healthcare 216.25 06/11/11 SOV2011 UHG Ovations 32,40 0621/11 SOV2011 YSA Reimb 70.00 07/15/11 C172011 06.21-11 Refund Liberty Medical Supplies 1.54 0721/11 SOV2011 United Health Cam 216.25 0721/11 SOV2011 UHG Ovations 32.40 0721/31 SOV2011 YSA Reimb 70.00 0821/11 SOV2011 United Healthcare 216.25 0821/11 SOV2011 UHG Ovations 32.40 0=111I SOV2011 YSA Reimb 70.00 0921/11 SOV2011 CK 848 Hartzell Eye MDs•Chart A40974 30.00 0921111 SOV2011 YSA Reimb 70.00 0921/11 SOV2011 United Healthcare 216.25 0921111 SOV2011 UHG Ovations 32.40 1023/11 SOV2011 United Healthcare 216.25 1023/11 SOV2011 UHG Ovations 32.40 ; 1023/11 SOV2011 YSA Reimb 70.00 tat21111 SOV2011 United Healthcare 216.25 71/11 SOV2011 UHG Ovations 32.40 21/11 SOV2011 YSA Reimb 70.00 1221/11 SOV2011 CK 887 Cash-RX Solutions 54.00 12121/11 SOV2011 United Healthcare 216.25 12/31/12 R Mark Thomas -Catts Matter RMARKTHOMAS General Ledger page 18 12102/13 01:54 PM Beginning YTD +ate Reference Description Balance Debit Credit Balance 6400 Medial Expenses(ant.) 1221/11 SOV2011 UHG Ovations 32,40 1221/11 SOV2011 YSA Reimb 70.00 0122112 SOV2012 United Healthcare 21615 0122/12 SOV2012 UHG Ovations 36.60 0122/12 SOV2012 YSA Reimb 70.00 0221/12 SOV2012 United Healthcare 21615 0221/12 SOV2012 UHG Ovations 36.60 0221/12 SOV2012 YSA Reimb 70.00 0321/12 SOV2012 United Healthcare 216.25 0321/12 SOV2012 OHC Medicare Premium 36.60 0321/12 SOV2012 YSA Reimb 70.00 0422/12 SOV2012 United Healthcare 227.25 0422/12 SOV2012 UHC Medicare 36.60 0422/12 SOV2012 YSA Reimb 70.00 0522/12 SOV2012 United Healthcare 227.25 0522/12 SOV2012 UHC Medicare 36.60 0522/12 SOV2012 YSA Reimb 70.00 4621/12 SOV2012 CK 941 West Shore Emergency Service- 2012 Subscription Renewal 70.00 0621/12 SOV2012 United Healthcare 227.25 0621/12 SOV2012 UHC Medicare 36.60 0621112 SOV2012 YSA Reimb 70.00 4720112 SOV2012 United Healthcare 22715 0720/12 SOV2012 UHC Medicare 36.60 0720112 SOV2012 YSA Reimb 70.00 ^°21112 SOV2012 YSA Reimb 70.00 �1/12 SOV2012 United Healthcare 227.25 0821/12 SOV2012 UHC Mediate 36.60 0921/12 SOV2012 YSA Reimb 70.00 0921112 SOV2012 United Healthcare Checks for Casa 22715 0921/12 SOV2012 UHC Medicare =$l,7 9� 7fa 36.64 10/19/12 SOV2012 United Healthcare 227.25 10/19/12 SOV2012 UHC Medicare 36.60 10/19/12 SOV2012 YSA Reimb 70.00 14,152.24 24451.54 11,700.70 i 6450 Clothing&Personal Care Items 0.00 1021/09 SOV2009 CK 643 Barbara Rice-Underwear 100.00 0221/10 SOV2010 CK 673 Barbara Rice-Underwear 100.00 0523110 SOV2010 CK 690 Barbara Rice-Underwear 150.00 0721/10 SOV2010 CK 704 Barbara Rice-Underwear 50.04 0921/10 SOV2010 Ck 730 Barbara Rice-Personal Care Items 152.00 0921/10 SOV2010 CK 731 Barbara Rice-Underwear 120.00 0221/11 SOV2011 CK 776 Barbara Rice-Underwear 120,00 0421111 SOV2011 CK 796 Barbara Rice-Underwear 127.00 0421/11 SOV2011 CK803 Barbara Rice-Shoes 70.00 0721/11 SOV2011 CK 836 Barbara Rice-Underwear 120.00 1i21/ll SOV201I CK869 Barbara Rice-Underwear 127.00 12121/11 SOV2011 CK881 Barbara Rice-No Description 35.00 0321/12 SOV2012 CK 906 Barbara Rice-Underwear 16134 0720/12 SOV2012 CK 951 Barbara Rice-Underwear 120.00 1 09/21/12 SOV2012 CK 976 Barbara Rice-Underwear 90.00 1,643.34 0.00 1,643.34 i 6470 Home Repairs;Maintenance 0.00 02/14108 CIT2008 CK 1478 Clark Ferguson Ir-7777?? 730.00 12/31/12 R Mark Thomas -Catts Matter RMARKTHOMAS General Ledger Page 19 12/02/13 01:54 PM i� Beginning YTD Qate Reference Description Balance Debit Credit Balance 6470 Home Repairs;Maintenance(coat.) 'i 03/14/08 C1T2008 CK 1503 Sears 529.00 10115108 CIT2008 CK 1632 Don Eberly-Furnace Cleaning 100.00 12112108 CIT2008 CK 1660 Sears 138.79 09/21/09 SOV2009 CK 642 Rebecca Caus-Cut Mom's Grass 25.00 1021/09 SOV2009 CK 647 Don Eberly-Furnance Cleaning 100.00 1021/09 SOV2009 CK 649 Rebecca Catts-Cut Grass 25.00 0421/10 SOV2010 CK 678 Davis Country Living-2 Lawn Mowers Service 211.11 0421/10 SOV2010 CK 687 Cash Lawn Care Expense 50.00 0523/10 SOV2010 CK 691 Don Wagner Landscaping 300.00 0523/10 SOV2010 CK 692 Cash Lawn Care Expense 100.00 06/14/10 CIT2010 CK 1828 Cash-Lawn Cart 100.00 0621/10 SOV2010 CK 702 Cash Lawn Care Scrives 100.00 0921/10 SOV2010 CK 729 Cash Lawn Cam Expenses 100.00 1021/10 SOV2010 CK739 Don Eberly-Clean Furnace 100.00 1121/10 SOV2010 CK 752 Roto Rooter Plumbers 259.00 1121/10 SOV2010 CK 753 Roto Rooter Plumbers 250.00 1221/10 SOV2010 4CK 755 Cash Rake leaves 100.00 0123/11 SOV2011 CK 767 Barbara Rice-Bird Seed 16.00 0321111 SOV2011 CK 788 Barbara Rice-Bird Seed 16.00 04/21/11 SOV2011 CK 805 Barbara Rice-Bird Seed 16.00 0421111 SOV2011 C)(808 cash.Lawn Cam 125.00 0621111 SOV2011 CK 818 Barbara Rice-Bird Seed 34.00 0721/11 SOV2011 CK 830 Cash-Lawn Caro Expenses 100,00 0721/11 SOV2011 CK 835 Barbare Rice-Bird Seed 17.99 021/1) SOV2011 'CK 842 Cash-Lawn Care Expenses 100,0 21/11 SOV2011 'CK 849 Don Wagner Landscaping 280.00 1023/11 SOV2011 CK 855 Barbara Rice-Bird Seed 17.00 1121/11 SOV2011 CK 873 Don Eberly-Clean Furnace 100,00 l 121111 SOV2011 CK 874 Don Eberly-Furnace Parts 80.00 12/21/11 SOV2011 CK 880 Cash-Autumn Yard Work 150.00 0122112 SOV2012 CK 893 Eichelbergers Inc 111AI 0422112 SOV2012 . CK 923 Cash-Lawn Care Expenses 100.00 0522t12 SOV2012 CK 936 Barbara Rice-Bird Seed 40.00 0821/12 SOV2012 CK%2 Stephen Cans-Home Repair Supplies 82.41 08/21/12 SOV2012 CK 983 Tony Owen-Home Repairs 390.00 0821/12 SOV2012 CK 959 Cash-Lawn Care 100.00 Checks for Cash 0821/12 SOV2012 CK 964 Cash-Home Repair Supplies IOOAo o �,4Z$.QO 0921/12 SOV2012 CK 970 Cash-Lawn Cam 100.00 0921/12 SOV2012 CK 972 Tony Owen-Home Repairs 225.00 0921/12 SOV2012 CK 968 Tony Owen-House Repairs 670.72 0921/12 SOV2012 CK 969 Tony Owen-Invoice 3 209.88 0921/12 SOV2012 CK 975 Tony Owen-House Repairs 485.00 10/19/12 SOV2012 CK 979 Don Eberly-Furnace Cleaning 120.00 X 32 0.00 x,31 6580 Investment Fees;CPA;Attorney 0.00 0921/10 SOV2010 CK735 Murrell Walters Arty-Will 09/17110 50.00 0221112 SOV2012 CK 905 Cash-Turbo Tax Fees 66.90 116.90 0.00 116.90 6680 Real Estate Taxes 0.00 0821/08 SOV2008 CK 510 Marlin Yohn Treasurer 1.762,73 0721/09 SOV2009 CK 624 Marlin Yohn Treasurer RE 1,827.18 12/31/12 R Mark Thomas -Catts Matter RMARKTHOMAS General Ledger Page 20 12/02/13 01:54 PM Beginning VTD ate Reference Description Balance Debit Credit Balance 6680 Real Estate Taxes(cont) 0421/10 SOV2010 CK 679 Upper Allen Twp Tax Collector RE Taxes 577.29 0421/10 SOV2010 CK_680 Upper Allen Twp Personal Tax 4.90 0721110 SOV2010 CK 7 18 Cash Taxes 450.00 08/13/10 C172010 CK 1833 Dennis Zerber Treasurer 1,897.83 0321111 SOV2011 CK 789 Dennis Zerbe Tax Collector 4.90 0321/11 SOV2011 CK 790 Dennis Zerbe Tax Collector 551.11 08112/11 Cff2011 CK 1838 Dennis Zerbe Treasurer 1,852.33 03/21/12 SOV2012 CK 910 Dennis Zerbe Tax Collector 4.90 0321/12 SOV2012 CK 911 Dennis Zerbe Tax Collector 567.59 0720112 SOV2012 CK950 Dennis Zerbe,Treasurer 1,872.05 11,372.81 0.00 11,372.81 6680.1 Federal Income Taxes&Refunds 0.00 02/14/08 CIT2008 CK 1488 US Treasury-2007 Balance Due 10,491.00 07/15/08 CIT2008 CK 1580 1040ES 200.00 0921108 SOV2008 CK 520 US Treasury 1040ES 200.00 0322109 SOV2009 US Treasury Tax Refund 222.00 0621109 SOV2009 CK 608 US Treasury 1040ES 200.00 0823/09 SOV2009 CK 632 US Treasury 1040ES 200.00 01115110 C112010 CK 1784"41040ES 200,00 0321/10 SOV2010 US Treasury Tax Refund 1,046.00 0421/10 SOV2010 CK681US Treasury-Notice CP6C2009 500.00 0421/10 SOV2010 CK 682 US Treasury 1040ES 200.00 '23/10 SOV2010 CK 693 US Treasury 1040ES 200.00 22/10 SOV2010 US Treasury 1040 ES 200.00 1221/10 SOV2010 CK 757 US Treasury 1040ES 200.00 0221/11 SOV2011 US Treasury Tax Refund 242.00 0321/11 SOV2011 CK 794 1040ES 200.00 0621/11 SOV2011 CK 822 1040ES 200.00 0921/11 SOV2011 CK8521040ES 200.00 1221/11 SOV2011 CK 876 1040ES 200.00 0321/12 SOV2012 CK 915 1040ES 200.00 0321/12 SOV2012 U S Treasury Tax Refund 87.00 0522112 SOV2012 CK 934 1040ES 200.00 0921/12 SOV2012 CK 965 1040ES 200.00 14,191.00 1,597.00 12,594.00 6680.2 PA Income Taxes&Refunds 0.00 07/15/08 CIT2008 CK 1579**OPA Estimate 50.00 0921/08 SOV2008 CK 521 PA 40ES 50.00 0621/09 SOV2009 CK 609 PA 40ES 50.00 0823/09 SOV2009 CK 633 PA 40ES 50.00 01/15/10 CI'12010 CK 1785'•'PA 40ES 50.00 0321/10 SOV2010 PA Treasury Tax Refund 200.00 0421/10 SOV2010 CK 683 PA 40ES 55.00 0523/10 SOV2010 CK 694 PA 40ES 55.00 0822/10 SOV2010 PA 40 ES 55.00 1221/10 SOV2010 CK758PA40ES 55.00 0321/11 SOV2011 CK795PA40ES 50.00 0321/11 SOV2011 PA Dept of Revenue Refund 220.00 n421/11 SOV2011 CK 800 Cash-PA Tax Refund received last month 220.00 21/11 SOV2011 CK 823 PA 40ES 50.00 0721/11 SOV2011 PA Dept of Revenue 07-01.11 250.00 0921/11 SOV2011 CK853PA40ES 50.00 i 12/31/12 R Mark Thomas -Catts Matter RMARKTHOMAS General Ledger Page 21 12/02/13 01:54 PM Beginning YTD Date Reference Description Balance Debit Credit Balance 6680.2 PA Income Taxes&Refunds(cont) 11/21/11 SOV2011 CK 875 PA 40ES 50.00 0321/12 SOV2012 CK 912 PA 40ES 50.00 0321/12 SOV2012 _PA Dept of Revenue Refund 200.00 , 0322112 SOV2012 CK 935 PA 40ES 50.00 I 0720/12 SOV2012 PA Dept of Revenue_-Property Tax Rebate??? 250.00 0921/12 SOV2012 CK 966 PA 40ES 50.00 1,040.00 1,120.00 (80.00) 1 6780 Utilities(Phone,Cable,Electric,Gas) 0.00 01/15/08 CI32008 CK 1454 UGI 8.53 01/15/08 CIT2008 CK 1466 Verizon 32.38 01/15/08 CIT2008 CK 1465 UOI 4.95 01/15/08 CIT2008 CK 1453 Shillito Oil Inc 002940 498.04 01/15/08 CIT2008 CK 1464•••Comeast 53.58 01/15/08 CIT2008 CK 1470 Upper Allen Township 100.00 02/14/08 CIT2008 CK 1485 UGI 9.95 02/14108 CIT2008 CK 1487 Verizon 34.12 02/14108 CIT2008 CK 1481•••Comeast 53.57 03114108 CIT2008 CK 1506 Vcrizon 40.21 03/14/08 CIT2008 CK 1510 UGI 10.01 I 03/14/08 CIT2008 CK 1504•"Comcast 53.57 04/14/08 CIT2008 CK 1521 Verizon 38.07 04/14/08 CIT2009 CK 1524 UGI 10.06 4108 CIT2008 CK 1520"•Comcast 53.57 �y4/08 CIT7008 CK1538UGI 10.06 05/14/08 CM008 CK 1541 Verizon 37.99 05/14/08 CIT2008 CK 15360•'Comcast 53.57 06/13/08 CIT2008 CK 1567 Verizon 33.33 06113/08 CIT2008 CK 1569 UGI 10.06 06/13/08 CM008 CK 1562•"Comcast 53.57 06/13/08 CIT2008 CK 1568 Shillito Oil Inc 002940 668.44 07115/08 CIT2008 CK 1590 Verizon 34.02 07/15108 CIT2008 CK 1591 UGI 8.64 07115/08 CIT2008 CK 1584••'Comeast 53.57 08/14/08 CIT2008 CK 1611 Vcrzon 43.90 08/14/08 CIT7009 CK 1609 UGI 10.14 08/14/08 CIT2008 CK 1605••'Comcast 53.58 09/15/08 C172008 CK 1620 Verizon 23.69 09/15/08 CIT2008 CK 1622 UGI 10.25 09/15/08 CIT2008 CK 1619'••Comcast 53.58 10 1I5 108 CIT2008 CK 1635 Verizon 31.64 10/15/08 CIT2008 CK 1634 UGI 8.53 10/15/08 CIT2008 CK 1629e•'Comcast 53.58 11/17/08 CIT2008 CK 1646 Verizon 31.32 11/17/08 CIT2008 CK 1645 UGI 8.53 11/17/08 CIT2008 CK I643'*•Comcan 53.57 1123/08 SOV2008 CK 535 Upper Allen Township AccW 566013 112.00 12/12/08 CIT2008 CK 1658 UGI 8.53 12/12/08 CIT2008 CK 1662 Verizon 35.42 12/12/08 CIT2008 CK 1657••"Comcast 57.52 I 1121/08 SOV2008 CK 543 Shillito Oil Inc 453.16 � ,15/09 CIT2009 CK 1673 Verizon 35.27 01/15/09 CIT2009 CK 1671 UGI 8.53 01/15/09 CIT2009 CK 1669•••Comcast 57.52 03/13/09 C172009 CK 1696 Verizon 35.16 1 f 12/31/12 R Mark Thomas -Catts Matter RMARKTHOMAS General Ledger Page 22 12/02/13 01:54 PM Beginning YTD Coate Reference Description Balance Debit Credit Balance 6780 Utilities(Phone,Cable,Electric,Gas)(font.) 03/13/09 CIT2009 CK 1695 UGI 8.53 03113109 CIT2009 CK 16910"Comcast 57.53 04/14/09 CIT2009 CK 1708 Verizon 36.02 0014/09 CIT2009 CK_1709UGI 9.87 04/14/09 CIT2009 CK 17070••Comcast 57.53 04/21/09 SOV2009 CK601ShillitoOilinc 246.29 05/34/09 CIT2009 CK 1717 Vcrizon 37.80 05/14/09 CIT2009 CK 1718 UGI 9.85 05/14109 CIT2009 CK 1714••'Comeast 57.53 06/12/09 CIT2009 CK 1725 Verizon 36.79 06/12/09 CIT2009 CK 1726 UGI 8.52 06/12/09 CIT2009 CK 1723•••Comcast 57.53 07/14/09 CIT2009 CK 1736 Verizon 38.46 07/14/09 CIT2009 CK 1737 UGI 8.52 0721/09 SOV2009 CK 622 Upper Allen Township 112.00 08/14/09 CIT2009 CK 1747 Verizon 38.16 08/14/09 CIT2009 CK 1748 UGI 8.52 08/14/09 C172009 CK 1740"Comcast 57.53 0823/09 SOV2009 CK 630 Shillito Oil Inc 219.99 09/15/09 CIT2009 CK 1756 UGI 8.52 09/15/09 CIT2009 CK 1753•••Comcast 57.53 10/15/09 CIT'2009 CK 1762 Verizon 23.47 j 10/15/09 CIT2009 CK 1763 UGI 9.85 ! 10/15/09 CIT2009 CK 1765 Allied Waste 43.50 10/15/09 CIT2009 CK 176I••rComcast 57.53 ,x^21/09 SOV2009 CK 650 Upper Allen Township 112.00 ; y6109 CIT2009 CK 1772 UGI 8.52 11/16/09 CIT2009 CK 17704'•Comeast 57.53 j 1122/09 SOV2009 CK 653 Shillito Oil Inc 184.76 i 12/14/09 CIT2009 CK 1779 Verizon 24.06 12/14/09 CIT2009 CK 1780 UGI 8.53 01/15/10 CIT2010 CK 1787 Allied Waste 43.50 01/15110 CIT2010 CK 1793 Verizon 26.14 01/15/10 CPP2010 CK 1795 UGI 9.82 01/16/10 CIT2010 CK 1801 Verizon 21.55 01/16/10 CIT2010 CK 1803 UGI 8.53 01/16/10 C112010 CK 1798***Comeast 58.80 0221/10 SOV2010 CK 671 Shillito Oil Inc 495.70 0221/10 SOV2010 CK 672 UpperAllcn Township 112.00 j 0321/10 SOV2010 CK 677 Shillito Oil Inc 486.90 04114/10 CIT2010 CK 1813 Allied Waste 43.50 04/14/10 CIT2010 CK 1818 UGI 8.53 04114/10 CIT2010 CK 1811 United Water 19.66 04/14/10 CIT2010 CK 1812 PPL Electric 50.89 04/14/10 CIT2010 CK 1814 Comcasi 58.80 04/14/10 CIT2010 CK 1817 Verizon 31.20 04/14/10 CIT2010 CK 1820 PPL Electric 52.44 0421/10 SOV2010 CK 688 Upper Allen Township 112.00 0421/10 SOV2010 CK 699 Shillito Oil Inc 360.64 05/14/10 CIT2010 CK 1823 Verizon 24.43 05114/10 CIT2010 CK 1825 UGI 8.53 05/14/10 C172010 CK 1819 United Water 15.38 05114/10 CIT2010 CK 1822 Comcast 58.80 05/14/10 CIT2010 CK 1826 PPL Electric 47.94 Q 14/10 CIT2010 CK 1827 United Water 21.49 14/10 CIT2010 CK 1832 UGI 9.81 06/14/10 CIT2010 CK 1830 Comcast 58.80 0621/10 SOV2010 CK 699 PPL Elcecric 51.13 12/31/12 R Mark Thomas -Catts Matter RMARKTHOMAS General Ledger Page 23 12/02/13 01:54 PM i Beginning YTD Qatt Reference Description Balance Debit Credit Balance 6780 Utilities(Phone,Cable,Electric,Gas)(cont.) 0621/10 SOV2010 CK 700 United Water 21.49 0621/10 SOV2010 CK 696 Verizon 25.17 0721/10 SOV2010 CK 707 Comcast 62.41 0721110 SOV2010 CK 712 Upper Allen Township 112.00 0721/10 SOV2010 CK 714 PPL Electric 63.07 4721/10 SOV2010 CK 709 Allied Waste Svc 4412 0721/10 SOV2010 CK 710 Verizon 29.96 0721/10 SOV2010 CK 71 I UGI 8.53 0721/10 SOV2010 CK 713 United Water 15.87 08/13110 CIT2610 CK 1834 UGI 8.53 0822/10 SOV2010 CK 717 Comcast 57.09 0822/10 SOV2610 CK 720 PPL Electric 87.37 0822/10 SOV2010 CK 721 United Water 21.49 4822110 SOV2010 CK 718 Verizon 28.57 09/15/10 CIT2010 CK 1835 UGI 8.53 0921110 SOV2010 CK 726 Verizon 27.64 0921/10 SOV2010 CK 725 Comcast 62.48 0921/10 SOV2010 CK 732 United Water 15.87 0921/10 SOV2010 CK 733 PPL Electric 67.03 10/15/10 CIT2010 CK 1836 UGI 8.53 1021/10 SOV2010 CK 737 Verizon 26.70 1021/10 SOV2010 CK 738 Allied Waste Svc 44.82 1021/10 SOV2010 CK736Comcast 62.48 1021/10 SOV2010 CK 741 Upper Allen Township 112.00 1021/10 SOV2010 CK 742 PPL Electric 53.95 j^21ti0 SOV2010 CK 743 United Water 21.69 1/10 SOV2010 CK 744 Comcast 62.47 11121/10 SOV2010 CK 749 United Water 21.69 11/21/10 SOV2010 CK 750 PPL Electric 46.65 ' 1121/10 SOV2010 CK 754 Shillito Oil Inc 614.87 1121/10 SOV2010 CK 746 Verizon 28,23 1121/10 SOV2010 CK 748 UGI 8.53 1221110 SOV2010 CK 756 Comcast 62.47 1221/10 SOV2010 CK 763 PPL Electric 49.55 1221/10 SOV2010 CK 766 United Water 21.69 1221/10 SOV2010 CK 762 UGI 9.77 1221/10 SOV2010 CK 760 Verizon 24.95 0123/11 SOV2011 CK 769 Comcast 62.47 0123/11 SOV2011 CK 770 Shillito Oil Inc 546.44 0123/11 SOV2011 CK 773 Upper Allen Township 112.00 ' 0123/11 SOV2011 CK 774 PPI,Electric 55.37 i 0123/11 SOV2011 CK 775 United Water 27.64 ' 0123/11 SOV2011 CK 768 Allied Waste 44.82 0123111 SOV2011 CK 771 Verizon 24.17 0123111 SOV2011 CK 772 UGI 8.52 0221/11 SOV2011 CK 777 Comeast 62.65 0221/11 SOV2011 CK 778 Shillito Oil Inc 54399 0221111 SOV2011 CK 781 United Water 16.18 0221/11 SOV2011 CK 782 PPL Electric 497220.81002 50.53 0221/11 SOV2011 CK 779 Verizon 24.94 0221/11 SOV2011 CK 780 UGI 8.52 L 0321/11 SOV2011 CK 783 Comeast 6165 03/21/11 SOV2011 CK 791 Shillito Oil Inc 698.14 0321/11 SOV2011 CK 792 PPL Electric 50.59 t 21/11 SOV2011 CK 793 United Water 21.91 21/11 SOV2011 CK 787 Verizon 2636 I 03/21/11 SOV2011 CK 788 UGI 8.52 0421/11 SOV2011 CK 797 Comcast 62.65 iI 1 12/31/12 R Mark Thomas -Catts Matter RMARKTHOMAS General Ledger Page 24 12MV13 61:54 PM Beginning YTD to Reference Description Balance Debit Credit Balance 6780 Utilities(Phone,Cable,Electric,Gas)(cunt.) 04/21/1I SOV2011 CK 804 Upper Allen Township 112.00 04/21/11 SOV2011 CK 806 United Water 27.75 04/21111 SOV2011 CK 807 PPL Electric 49.0$ 04/21111 SOV2011 CK 798 Allied Wage 44.82 0421111 SOV2011 CK 801 Verizon 24.56 04/21/11 SOV2011 CK802U01 8.52 05122/11 SOV2011 CK$09 Comcast 6165 0522/11 SOV2011 CK$IS PPL Electric 48.62 05/22/11 SOV2011 CK911 Verizon 24.76 05/22111 SOV2011 'CK 812 UG) 8.52 05/22/11 SOV2011 CK 814 United Water 2100 0621/11 SOV201I CK 817 Cornetist 62.66 06/21/11 SOV2011 CK 824 PPL Electric 39.08 0621111 SOV2011 CK 825 United Water 22.00 06/21/11 SOV2011 CK 820 UGI 9.67 0621/11 SOV2011 CK 821 Verizon 25.33 07/21/I1 SOV2011 CK 826 Comcast 62.66 0721/11 SOV2011 CK 831 PPL Electric 44.00 07/21/11 SOV2011 CK 832 United Water 22.03 07/21/11 SOV2011 CK 834 Upper Allen Township 112.00 07/21/1) SOV2011 CK 827 Allied Waste 44.82 0721111 SOV2011 CK 828 Verizon 24.71 07/21111 SOV2011 CK 829 UG) 8.52 08/21/11 SOV2011 CK$37Comcas% 62.66 0821/11 SOV2011 CK 843 United Water 14.17 1'21111 SOV2011 CK 844 PPL Electric 66.40 1/11 SOV2011 CK 846 TPE-Heating Oil 744.72 t 0821/11 SOV2011 CK 840 Verizon 32.15 t 0821111 SOV2011 CK 841 UGI 8.52 09/15/11 CIT2011 08-25-11 VedzonRefimd 8.75 0921111 SOV2011 CK 847 Comcast 303.79 09/21111 SOV2011 CK 851 PPL Electric 54.96 0921/11 SOV2011 CK 854 United Water 22.03 09/21111 SOV2011 CK 850 UG1 8.52 1023111 SOV2011 CK 856 Comcast 136A6 1023111 SOV2011 CK 862 Upper Allen Township 112.00 10/23/11 SOV2011 CK 863 PPL Electric 48.59 10123111 SOV2011 CK 864 United Water 22.03 1023/11 SOV2011 CK 857 Allied Waste 44.82 1023/11 SOV2011 CK 859 UGI 8.52 11/21/11 SOV2011 CK869Comcest 136.52 11/21/11 SOV2011 CK 811 United Water 21.77 it/21111 SOV2011 CK 872 PPL Electric 4 L28 1121/11 SOV2611 CK 870 UGI 8.52 1221/11 SOV2011 CK 878 Comcast 136.52 12/21/11 SOV2011 CK 883 TPE-Inv 4351 629.83 1221111 SOV2011 CK$84 UGI 9.72 01/22/12 SOV2012 CK$86 United Water 22.$2 01/22/12 SOV2012 CK 888 PPL Electric 42.34 01/22112 SOV2012 CK 891 Comcast 136.52 01/22/12 SOV2012 CK$92 UGI $.52 01/22/12 SOV2012 CK 895 United Water 16.91 01/22112 SOV2012 CK 897 PPL Electric 4416 322/12 SOV2012 CK 898 Upper Allen Township 112.00 '2/12 SOV2012 CK 890 Allied Waste 38.85 1/12 SOV2012 CK 899 TPE Inv 7996 812.70 0221112 SOV2012 CK 900 Comcasi 136.69 0221/12 SOV2012 CK 901 UGI 8.52 12/31/12 R Mark Thomas-Catts Matter RMARKTHOMAS General Ledger Page 25 12102/13 01:54 PM �` Beginning YTD "Date Reference Description Balance Debit Credit Balance 6780 Utilities(Phone,Cable,Electric,Gas)(cent.) 02121/12 SOV2012 CK 902 United Water 22.82 0221/12 SOV2012 CK 903 PPL Electric 41.11 0321/12 SOV2012 CK 907 ComcW 136.69 03/21/12 SOV2012 CK 908 UGI 8.52 0321/12 SOV2012 CK 909 TPE Heating Oil 725.99 0321/12 SOV2012 CK 913 United Water 16.91 0321112 SOV2012 CK 914 PPL Electric 40.89 0422112 SOV2012 CK 916 Comcast 136.69 0422/12 SOV2012 CK 918 UGI 8.52 04/22/12 SOV2012 CK 919 PPL Electric 41.11 04/22112 SOV2012 CK 920 United Water 23.00 0422/12 SOV2012 CK 921 Upper Allen Township 112.00 0422/12 SOV2012 CK 917 Allied Waste 38.85 05/22/12 SOV2012 CK 927 Comcast 136.66 05/22112 SOV2012 CK 929 UGI 8.52 05/22/12 SOV2012 CK 932 United Water 17.05 0522/12 SOV2012 CK 933 PPL Electric 39.95 0621/12 SOV2012 CK938Comcast 136.82 ' 06121/12 SOV2012 CK 942 United Water 23.02 0621112 SOV2012 CK 943 PPL Electric 41.59 06/21/12 SOV2012 CK940UGI 9.48 I 07420112 SOV2012 CK 944 Comcast 136.82 07/20/12 SOV2012 CK 952 Upper Allen Township 11200 07/20/12 SOV2012 CK947UGI 8.52 07/20/12 SOV2012 CK 953 TPE(Heating Oil) 55716 C 2020112 SOV2012 CK 949 PPL Electric 46.34 /12 SOV2012 CK 948 United Water 2307 07/20/12 SOV2012 CK 946 Allied Waste 38.85 0821/12 SOV2012 CK 960 United Water 17.09 0821/12 SOV2012 CK956Comcast 136.82 0821/12 SOV2012 CK 961 PPL Electric $5.28 0821/12 SOV2012 CK958UGI 8.52 0921/12 SOV2012 CK971UGI 8.52 0921/12 SOV2012 CK967Camcast 152.71 0921/12 SOV2012 CK 973 PPL Electric 48.58 0921/12 SOV2012 CK 974 United Water 29.04 10/19/12 SOV2012 CK 977.Comcast 111.20 10/19/12 SOV2012 CK 981 PPL Electric 44.69 10/19/12 SOV2012 CK 983 Upper Allen Township 11100 10/19/12 SOV2012 CK 980 UGI 8.52 10/19/12 SOV2012 CK 978 Allied Waste 38.85 20,143.74 8.75 20,134.99 6999 Citizens Checks 0.00 01115108 CIT2008 CK 1449 156.00 01115/08 CIT2009 CK 1452 Checks written on 5714 01/15/08 CIT2008 CK 1455 43.50 01115108 CIT2008 CK 1456 Citizens bank account 51.00 01/15108 CIT2009 CK 1459 with no documentation 11.34 01115108 CIT2008 CK 1460 of the expense paid. 25.45 01/15/08 CIT2008 CK 1461 225.00 01/15/08 C172008 CK 1468 78.00 01115108 CI12008 CK 1469 144.00 Q 5/08 C1T2008 CK 1471 52.48 14/08 CIT2008 CK 1463 188.00 02/14/08 CIT2008 CK 1472 413,40 i 02/14108 CIT2008 CK 1474 18.97 12/31/12 R Mark Thomas-Catts Matter RMARKTHOMAS General Ledger Page 26 12102/13 01:54 PM Beginning YTD ate Reference Description Balance Debit Credit Balance 6999 Citizens Checks(tent) 02114/08 CIT2008 CK 1476 480.04 02/14/08 CIT2009 CK 1477 22.00 02/14/08 CIT2008 CK 1482 178.07 02/l4/O8 CIT2008 CK 1484 1134 02/14/08 CIT2008 CK 1489 355.00 02/14/08 CIT2008 CK 1491 50A9 (1 02/14/08 CIT2009 CK 1492 2.51 02/14/08 C172008 CK 1496 1 14.75 02/14/08 CIT2008 CK 1497 24.37 03/14/08 CIT2008 CK 1493 20.00 03/14/08 CIT2008 CK 1494 182.00 03/14/08 CIT2008 CK 1498 143.10 03/14/08 C172008 CK 1499 564.23 03/14108 CI12008 CK 1507 11.34 03/14/08 CIT2008 CK 1508 11.34 03/14/08 CIT2008 CK 1509 50.00 03/14/08 CiT2008 CK 1511 48.74 03/14/08 CM008 CK 1512 522.83 03/14/08 CIT2009 CK 1513 9,80 03/14/08 C112009 CK 1515 29,61 04/14/08 CIT2008 CK 1514 140,00 04/14/08 CIT2008 CK 1516 MOM 04/14/08 CTI'2008 CK 1518 489.84 04/14/08 CI72008 CK 1519 43.50 04/14/08 CIT2008 CK 1516 50.27 14/08 CIT2009 CK 1527 112.00 4/08 CiT2008 CK 1530 19.13 05/14/08 CIT2008 CK 1522 20.00 05/14/08 CIT2008 CK 1525 20.00 05/14/08 C1T2008 CK 1528 182.00 05/14/08 CIT7008 CK 1529 65.00 05/14/08 C112008 CK 1531 245.00 05/14/08 CIT2008 CK 1533 59.31 05/14/08 Crr2008 CK 1540 2.01 05114/08 CIT2008 CK 1543 50.00 05/14/08 CM008 CK 1544 196.95 05/14/08 CIT2008 CK 1547 47.78 05/14/08 CIT2008 CK 1549 57.33 05114108 CIT2008 CK 1550 15.87 05/14/08 CIT2009 CK 1553 110.00 06/13/08 CIT2008 CK 1545 182.00 06/13/08 CIT2008 CK 1548 19695 06/13/08 CIT2008 CK 1552 29.66 06/13/08 CIT2008 CK 1556 100.00 06/13/08 CIT2009 CK 1558 24.02 06113/08 CIT2008 CK 1559 13.34 06/13/08 CIT2008 CK 1563 50.00 06/13/08 CM008 CK 1565 75,00 06113/08 CM008 CK 1566 2631 06/13/08 CIT2008 CK 1570 182.00 06113/08 CI12008 CK 1571 189.86 06/13/08 CIT2008 CK 1572 66.52 06/13/08 CIT2008 CK 1573 46.26 C l/13/08 C1T2008 CK 1574 218.45 13/08 CIT2008 CK 1578 24.41 5/08 CIT2008 CK 1576 1.70 07/15/08 CIT2008 CK 1581 20.02 07115/08 CIT2008 CK 1585 14.97 i i. lip I 1 12/31/12 R Mark Thomas-Catts Matter RMARKTHOMAS General Ledger Page 27 12102/13 01:54 PM Beginning YTO Qate Reference Description Balance Debit Credit Balance 6999 Citizens Checks(font.) _-...... 07/15/08 CIT2008 CK 1588 43.50 07/15/08 CI77008 CK 1589 2.01 07/15/08 CI72008 CK 1592 67.00 07/15/08 C112008 CK 1593 109.76 07/15108 C172008 CK 1594 112.00 07/15/08 CIT2008 CK I595 59.05 07/15/08 C1T2008 CK 1596 19.17 07/15/08 CIT2008 CK 1598 125.00 07/15/08 CIT2008 CK 1600 200.00 08114108 CI12008 CK 1597 13.68 08114108 CIT2008 CK 1599 6175 08/14/08 CI12009 CK 1603 120.00 08/14/08 CIT2008 CK 1606 192.67 48!14/08 CIT2008 CK 1607 100.00 08/14/08 CIT2008 CK 1608 142 08/1608 CIT2008 CK 1610 46.78 08/14/08 CIT2008 CK 1612 69.35 08114108 CIT2008 CK 1613 44.00 08/14/08 CIT2008 CK 1614 85.62 09/15/08 C172008 CK 1615 24.49 09/15/08 CIT2008 CK 1616 8.49 09/15108 CIT2008 CK 1618 11.47 09/15/08 CIT2008 CK 1621 23.62 09115108 CIT2008 CK 1623 25.00 f 09/15/08 CIT2008 CK 1625 68.30 C 15108 Crr2008 CK 1626 15.56 1 15/08 CIT2008 CK 1627 29.76 10/15108 CIT2008 CK 1624 19.98 10/15/08 CIT2008 CK 1630 27.96 10/15/08 CIT2008 CK 1631 43.50 10/15/08 CiT2008 CK 1633 5.99 10115/08 CM008 CK 1636 3.65 10/15/08 CIT2008 CK 1637 11.47 10/15108 CIT2068 CK 1638 305.00 11/17/08 CI72008 CK 1639 100.00 11/17/08 CIT2608 CK 1640 56.37 11/17/08 CIT2009 CK 1641 1914 11/17108 Crr2008 CK 1642 8.49 11/17/08 CTT2008 CK 1644 2150 11/17/08 CIT2008 CK 1647 3.65 11/17/08 CIT2008 CK 1648 43.12 11117108 C172008 CK 1649 64,00 11/17/08 CIT2008 CK 1650 7.57 11/17/08 CM008 CK 1651 7.57 11/17/08 CIT2008 CK 1652 19.40 12/12108 CIT2008 CK 1653 SOM 12/12/08 CI72008 CK 1654 16.98 12/12/08 C1T2008 CK 1655 50.00 12112/08 CIT2008 CK 1656 200.00 12112/08 CIT2048 CK 1659 22.82 12/12/08 CIT2008 CK 1663 46.53 12/12/08 CIT7008 CK 1664 19.40 01/15/09 CIT2009 CK 1665 50.00 01/15109 CIT2009 CK 1666 50.00 0)5/09 CIT2009 CK 1667 43.50 15/09 CIT2009 CK 1668 8.49 01/15/09 CIT2009 CK 1670 250.00 01/15109 CIT2009 CK 1672 415.03 I 1 12/31/12 R Mark Thomas -Catts Matter RMARKTHOMAS General Ledger Page 28 12/02/13 01:64 PM Beginning YTD Collie Reference Description Balance Debit Credit Balance 6999 Citizens Checks(cunt.) 01/15/09 CIT2009 CK 1674 50.79 01/15/09 CIT2009 CK 1615 30.94 01/15/09 CIT2009 _ CK 1677 19A1 03/13/09 C1T2009 CK 1688 3.65 03/13/09 C172609 CK 1689 12.00 03/13/09 CIT2009 CK 1690 37.79 03/13109 CM009 CK 1692 50.00 ' 03/13/09 CIT2609 CK 1693 19.00 03/13/09 CIT2009 CK 1694 15.55 03/13109 CIT2009 CK 1697 37910 03/13/09 CIT2009 CK 1698 200.00 03/13/09 C171`2009 CK 1701 46.58 03/13/09 CIT2009 CK 1702 19.47 04114/09 CIT2009 CK 1699 538.51 04/14/09 CIT2009 CK 1700 4.90 04/14/09 CM009 CK 1703 43.50 04/14/09 CIT2009 CK 1704 50.00 04114/09 CIT2009 CK 1705 200.00 04/14/09 CIT2009 CK 1706 41.04 04/14/09 CIT2009 CK 1710 4118 04/14/09 CIT2009 CK 1711 112.00 04114/09 CM009 CK 1712 14.15 i 05/14/09 CIT2009 CK 1713 70.55 05/14/09 CIT2009 CK 1715 1793 05/14/09 CIT2009 CK 1716 20.13 x!14/09 CfI2009 CK 1719 12.98 4/09 CIT2009 CK 1720 16.20 05114/19 CIT2009 CK 1721 42.11 06/12109 CIT2009 CK 1722 19.57 i 06/12/09 CIT2009 CK 1724 20.13 06/12/09 CIT7009 CK 1728 406 07/14/09 Cr12009 CK 1727 20.00 07/14/09 CIT2009 CK 1729 19.57 07/14/09 Crl'2009 CK 1730 3839 07114/09 CIT7009 CK 1371 16.97 07/14169 CIT2009 CK 1733 15.00 07/14/09 CIT2009 CK 1734 82.97 07/14/09 CIT2009 CK 1735 43.50 07114/09 CIT2009 CK 1739 28.28 07/14/09 CIT2009 CK 1740 4.55 07/14/09 CIT2009 CK 1741 46.37 08/14/09 CIT2009 CK 1742 19.59 08/14/09 CIT2009 CK 1743 19.98 08114109 CP12009 CK 1744 16.97 08/14/09 ClT2009 CK 1745 25.47 08/14/09 CM609 CK 1749 15.89 08/14/09 CIT2009 CK 1750 150.00 09/t4/09 C112009 CK 1751 52.01 08/14/09 CIT7009 CK 1752 19.59 09/15/09 CM009 CK 1754 18/10 09/15/09 CIT2009 CK 1755 18.11 09/15/09 CTT2009 CK 1757 16.20 09115/09 CIT2009 CK 1758 56.17 10/15/09 CIT2009 CK 1759 21.93 Qtr 15109 CIT2009 CK 1760 19.59 111x15/09 Cr12009 CK 1764 5.99 10/15109 CIT2009 CK 1766 44.34 10/15/09 CM009 CK 1767 19.66 1 17131/12 R Mark Thomas •Catts Matter RMARKTHOMAS General Ledger Pape 29 12/02/13 01:54 PM Beginning VTD ate Reference Description Balance Debit Credit Balance 6999 Citizens Checks(tont.) 11/16/09 CIT2009 CK 1768 8.04 11/16/09 C172009 CK 1769 5.00 21/16109 C177009 CK 1771 24,70 11/16/09 C1712009 CK 1773 16.20 11/16/09 CIT2009 CK 1774 44.06 11/16/09 C17172009 CK 1775 19.66 12/14/09 CIT7009 CK 1776 24.98 12/14/09 CIT2009 CK 1777 402 12/14/09 CM009 CK 1778 59,66 01/15/10 CfrM010 CK 1781 386.06 01/15/10 CIT2010 CK 1782 45.89 01/15/10 CIT2010 CK 1783 1946 01/15/10 CIT2010 CK 1786 20.00 01/15110 CIT2010 CK 1788 21.93 01115110 CIT2010 CK 1789 59.66 01/15/10 CIT2010 CK 1790 Ch 50.00 01115110 CIT20I0 CK 1791 ecks written on 5000 01/15/10 CIT7010 CK 1792 Citizens bank account 50.06 01/15/10 CI72010 CK 1794 with no documentation 16.20 01115110 C1T2010 CK 1796 of the expense paid. 52.45 01/15/10 CIT2010 CK 1797 19.66 01/16110 C172010 CK 1799 14.98 01/16110 CIT2010 CK 1800 10.00 = 01/16/10 CR2010 CK 1802 4.02 03/12/10 CT20iO MISSING STMT 182.67 15,820.57 0.001 20. 15,8571 C 7100 Sovereign Checking 168179337 0.00 05/21/08 SOV2008 Sovereign Interest 0.02 06122/08 SOV2009 Sovereign Interest 0.94 07/21/08 SOV2008 Sovereign Interest 0.04 08/21/08 SOV2008 Sovereign Interest 17.55 0921/08 SOV2008 Sovereign Interest 10.95 10/21108 SOV2008 Sovereign Interest 14.91 1123/08 SOV2008 Sovereign Interest 11.20 1221/08 SOV2008 Sovereign Interest 5.78 01/21/09 SOV2009 Sovereign Bank 3.89 0222709 SOV2009 Sovereign interest 2.60 03/22/09 SOV2009 Sovereign Interest 1.95 04/21/09 SOV2009 Sovereign Interest 1.52 0521/09 SOV2009 Sovereign Interest 1.36 0621/09 SOV2009 Sovereign Interest 0.79 07/21/09 SOV2009 Sovereign Checking 0.62 0823709 SOV2009 Sovereign Interest 230 0921/09 SOV2009 Sovereign Checking 1.48 10/21/09 SOV2009 Sovereign Checking 1.19 11/22/09 SOV2009 Sovereign Checking 1.05 12/21109 SOV2009 Sovereign Checking 1.05 01/21/10 SOV2010 Sovereing Chocking 1.10 0221!10 SOV2010 Sovereign Checking 0.57 03/21/10 SOV2010 Sovereign Checking 0.58 0421/10 SOV2010 Sovereign Checking 018 fs23/10 SOV2010 Sovereign Checking 0.04 ' '1/)0 SOV2010 Sovereign Checking 0.03 (ITI-2 SOV2010 Sovereign Checking 0.03 0822/10 SOV2010 Sovereign Checking 0.03 09/21 110 SOV2010 Sovereign Checking 0.02 r 12/31/12 R Mark Thomas -Catts Matter RMARKTHOMAS General Ledger Page 30 12/02/13 01:54 PM Beginning YTD Qate Reference Description Balance Debit Credit Balance 7100 Sovereign Checking 168179337(coat) 10/21/10 SOV2010 Sovereign Checking 0.02 11/21/10 SOV2010 Sovereign Checking 0.03 12/11110 SOV2010 Sovereign Checking 0.06 01/23/11 SOV2011 Sovereign Checking 0.06 02/21/11 SOV2011 Sovereign Checking 0.04 03/21/11 SOV2011 SovereignChecking 0.04 04/21/1) SOV2011 Sovereign Checking 0.04 65/22/11 SOV2011 Sovereign Checking 0.03 06/21/11 SOV2011 Sovereign Checking 0.03 07/21/11 SOV2011 Sovereign Checking 0.03 08/21111 SOV2011 Sovereign Checking 0.03 09/21111 SOV2611 Sovereign Checking 0.02 10/23111 SOV2011 Sovereign Checking 0.02 11/21111 SOV2011 Sovereign Checking 0.02 12/21/11 SOV2011 Sovereign Checking 0.02 01/22/12 SOV2012 Sovereign Checking 0.02 02/21/12 SOV2012 Sovereign Checking 0.02 03121/12 SOV2012 Sovereign Checking 0.02 0422/12 SOV2012 Sovereign Checking 0.02 0621/12 SOV2012 Sovereign Checking 0.04 07/20/12 SOV2012 Sovereign Checking 0.03 0821/12 SOV2012 Sovereign Checking 0.05 09121/12 SOV2012 Sovereign Checking 0.03 0.00 84.59 (84.59) 7100.1 Sovereign Stmt Savings 2334023963 0.00 0121/09 SOVSAV09 Sovereign Stmt Savings 1222/08-01/12/09 0.15 04/21/09 SOVSAV09 Sovereign Stmt Savings 0323/09-04/21109 0.09 07/21/09 SOVSAV09 Sovereign Stmt Savings 06/2210-07/21/0 0.05 10/21 109 SOVSAV09 Sovereign Stmt Savings 09/22/09- 10/21/09 0.04 01/21/16SOVSAViO Statement Savings(2010) 0.04 1221/10 SOVSAV IO 03131/10 Stmt Savings 0.04 1221/10SOVSAViO 0613040 Stmt Savings 0.04 1221110 SOVSAV IO 09/30/10 Stmt Savings 0.63 0123/11 SOVSAVII Sovercip Stint Savings 1222 110-01/23/11 0.03 04/2 1111SOVSAVII Sovereign Stmt Savings 03 122/11 -04/2 1111 0.03 07/21/11 SOVSAVI I Sovereign Stmt Savings 06122/11 -07/2 1/11 0A3 j 10/231)] SOVSAV I I Sovereign Stmt Savings 0922/11 -1023111 0.55 0122/12 SOVSAV 12 Stmt Savings Interest 1129 04/22/12 SOVSAV 12 Stmt Savings Interest 1.49 07/20/12 SOVSAV12 Stmt Savings Interest 1.10 0821112 SOVSAV 12 Stmt Savings Interest 0.34 09/21/12SOVSAV12 Stmt Savings Interest 0.34 10/19/12 SOVSAVI2 Stmt Savings Interest 0.33 0.00 6.61 71002 Sovereign Premier MM 1684070783 0.00 0823/09 SOVMM09 Sovereign Stmt 08101/09-08/23/09 14.11 09/21/09 SOVMM09 Sovereign MM Interest 19.87 1021/09 SOVMM09 Sovereign MM interest 37.02 t 1122/09 SOVMM09 Sovereign Premier MM 110.80 1221/09 SOVMM09 Sovereign MM 107.77 1/10 SOVMMIO Sovereign MM 98.72 1110 SOVMMIO Sovereign MM 90.97 03/21/10 SOVMMIO Sovereign MM 73.50 j 04/21/10 SOVMMIO Sovereign MM 77.31 �I �4 I 12/31/12 R Mark Thomas -Catts Matter RMARKTHOMAS General Ledger Page 31 12/02/13 01:54 PM Beginning YTD Qate Reference Description Balance Debit Credit Balance 71003 Sovereign Premier MM 1684070783(cont.) 05/23/10 SOVMM10 Sovereign MM 79.79 0621/10 SOVMMIO Sovereign MM 67.70 0721/10 SOVMMIO Sovereign MM 9.21 0.00 786.77 (786.77) 71003 Sovereign CD Interest 0.00 01/13/09 AJE03 Rolled same CD 2338197144 Interest Added 116.74 09/10/09 AIE04 Interest Rolled,Rolled same CD 1688246535 2,009.37 1122/09 SOVMM09 Assumed interest from CD 168546986 0.69 1221/09 AJE05 CD 1688246535 Earned Monthly added to Principal 150.52 1221/09 AJE06 CD 2338197144 Earned Monthly Added to Principal 96.38 0822/10 SOV2010 CD Interest 08-02-10 5726.26 329.53 0822/10 SOVCD CD 2338197144 Matured 198.63 0921/10 SOVCD CD 1688246535 Interest 537.84 i 1021/10 SOV2010 10/04/105520.73 Interest Check 329.50 1121/10 SOVCD Interest CD 168824653 139.84 1221/10 SOVCD CD 1688246535 Interest added per start ! balance 79.33 ! 0821/11 SOVCDIRA CD 1688246535 0123/11 78.91 0821111 SOVCDIRA CD 1688246535 0221/11 78.99 1/11 SOVCDIRA CD 1688246535 0321/11 71.42 1/I I SOVCDIRA CD 168824653 0421/11 79.15 0821/11 SOVCDIRA CD 1688246535 0522/11 76.68 1 0821/11 SOVCDIRA CD 1688246535 0621/11 79.31 0821/11 SOVCDIRA CD 1688246535 0721/11 76.84 0821/11 SOVCDIRA CD 1688246535 0821/11 79.48 10/23/11 SOVCDIRA CD 1688247301 Total of Sovereign CD 146'35 1121/11 SOVCDIRA CD IRA 1688247301 Monthly Interest 73.29 12/21/11 SOVCDIRA CD IRA 1668247301 Monthly Interest interest deposited. 68.22 0122/12 SOV2012 01/03/12$530.26 Interest Check 5.27 0122/12 SOV2012 01/03112 5530.26 Interest Check 329.53 0720/12 SOV2012 07/10/12$6154.16 Interest Check 255.10 0720/12 SOV2012 07/10/12 56154.16 Interest Check 63.78 0720/12 SOV2012 07110/12$6154.16 Interest Check 5.10 10/19112 SOVCDIRA Monthy Interest CD IRA 1688247301 663.19 0.00 6,218.98 _ (6.218.98) 7200 Citizens Checking Interest 0.00 01115108 CIT2008 Citizens Stmt l2/15/07-01/15/08 10.38 02/14/08 CIT2008 Citizens Stmt 01/16/08-02/14/08 6.08 03/14/08 CIT2008 Citizens Stmt 02/15/08-03/14/08 2.45 04/14/08 CIT2008 Citizens Stmt 03/15/08-04/14/08 2.39 05/14/08 CIT2008 Citizens Stmt 04/15108-05/14/08 2.14 06/13/08 CIT2008 Citizens Stmt 05/15/08-06/13/08 2.92 07/15/08 CIT2008 Citizens Stmt 06/14108-07/15/08 2.31 08/14/08 CIT2008 Citizens Stmt 07/16/08-08/14108 0.92 09/15/08 CIT2008 Citizens Stmt 08/15/08-09/15/08 1.13 1.0/15/08 CIT2008 Citizens Stmt 09/18108- 10/15/08 1.21 7/08 CIT2008 Citizens Stmt 10/16/08- 11/17/08 1.27 T12/09 C172008 Citizens Stmt 11/18/08.12/12/08 0.87 01/15/09 CIT2009 Citizens Stmt 12/13/08-01/15/09 0.74 03/13/09 C172009 Citizens Stmt 02/14/09-03/13/09 0.45 e 12/31/12 R Mark Thomas -Catts Matter RMARKTHOMAS General Ledger Page 32 12/02/13 01:54 PM C(^' Beginning YTD ate Reference Description Balance Debit Credit Balance 7200 Citizens Checking Interest(cons) 04114/09 CIT2009 _ Citizens Stmt 03/14/09.04/14/09 0.38 05/14/09 __CIT2009 Citizens Stmt 04/15109-'6114/09 0.34 06/12/09 CIT2009 Citizens Stmt 05/15/09-06/12/09 0.29 07/14/09 _ CIT2009 -- Citizens Stmt 06/13%09'07/14/09 - 0.17 08/14/09 CIT2009 Citizens Stmt 07/15/09-08/14-09 022 09/15/09 'CrrY009 _ Citizens Stm{08%15109 09/15/09._ _ 0.28 10/15/09 CIT2009 Citizens Stmt 09/16/09- 10/15/09 0.26 11/16/09 CIT2009 �CitiiensStmtlO/16/09- 11/16/09, - 0.26 12/14/09 CIT2009 Citizens Stmtll/17/09. 12/14/09 0.24 i 01/15/10 CIT2010 _ Citizens Stmt 12/15/09-01/15/10 0.25 01/16/10 CIT2010 Citizens Stmt 01/16/10-02/12/10 0.19 04/14/10 CIT2010 Citi%ensStmt03/13/20I0-04/I4/2010 „ 0.21 05/14/10 CIT2010 _ _ Citizens Stmt 04/152010-05/142010 0.16 06/14/10 C1T20I0 Citizens Stmt 05 115/2010-06/14/2010 0.14 07/15/10 CIT2010 Citizens Stmt 06/15/10-07/15/10 0.13 08113110 ,CIT2010 Citizens SGt_07/16/10:08/13/10 0.09 09/15/10 CIT2010 Citizens Stmt 08/14/10.09/15/10 0.07 .10 115110 CIT2010 Citizens Stmt 09/16/10-10115110 0.07 11/15/10 CIT7010 _Citizens Simi 10/16/10. 11/15/10 0.08 12/14/10 C117010 Citiuns Stint 11/16/10- 12114/10 0.07 01/14/11 CIT2011 Citizens Stmt l2/15/10-01/14/11 0.08 02114/11 CIT2011 Citizens Sort 01/15/11 -02/14/11 0.06 03/14/11 CIT2011 Citizens Stmt 02/15/11 -03/14/11 0.06 04/14/11 CIT2011 Citizens Shit 03/15/11 -04/14/11 0.07 05/13/11 CIT2011 Citizens Stmt 04115/11 -05/13/11 0.06 ' [14/11 CIT2011 Citizens Stmt 05/14/11 •06/14/11 0.08 Y 5/11 CIT2011 Citizens Stmt 06/15/11 •07/15/11 0.08 0 /12/11 C172011 Citizens Stmt 07/16/11 -08/12/11 0.01 09/15/11 CIT2011 Citizens Stmt 08/13/11 -09/15/11 0.01 10/17/11 CIT2011 Citizens Snnt 09/16111 -10/17/11 0.02 11/15/11 CIT201 I Citizens Stmt 10/18111 - 11/15/11 0.03 12/14/11 _CIT201 I _ Cidicns Stm 11/16/11 -12/14/11 0.03 01/17/12 CIT2012 Citizens Stmt 12/15/11 -01/17/12 0.08 02/14/12 CIT2012 Citizens Stmt 01/18/12.02/14/12 0.05 03/14/12 CIT2012 Citizens Stmt 02 115/12-03/14/12 0.04 04/13/12 CIT2012 Citize'n'Stmt 03115112-04/13/12 0.04 05/14/12 CIT2012 Citizens Stmt 04/14/12-05/14/12 0.04 06/14/12 CM012 CitizensStmi05/15/12-06/14/12 0.04 07/16/12 Cln012 Citizens Stmt 06/15/12-07/16/12 0.04 08/14/12 CIT2012 Citizens Stmt 07/17/12-08/14/12 0.04 09/17/12 CM012 _Citizens Stmt 08/15/12-09/17/12 0.05 10/15/12 CM012 Citizens Stmt 09/18/12. 10/15/12 0.02 0.00 40.19 (40.191 7200.1 Citizens MM Interest 0.00 12/12/08CITMM2008 01/15/08 51.70 12/12/08CITMM2008 02/15/08 25.90 12/12/0&CITMM2008 03/15/08 13.88 12/12/08CUMM2008 05/14/08 8.10 12/12/08CITMM2008 06/13/08 4.12 12/12/08CITMM2008 07/18/08 4.26 12112/09CITMM2008 08/14/08 4.92 12/12/08CITMM2008 09/15/08 5.31 2/08CITMM2008 10/15/08 5.67 4/09CITMM2009 Assumed interest from I I-13-08 to date 7.82 12114109CITMM2009 MM Intereset 07/17/09 to 12114/09 0.10 03/12/10CITMM2010 MM Interest 2010 0.04 12/31/12 R Mark Thomas -Catts Matter RMARKTHOMAS General Ledger Page 33 12/02/13 01:54 PM Beginning YTD Qate Reference Description Balance Debit Credit Balance 7200.1 Citizens MM Interest(cont.) 0.00 131.82 (131.82) 7200.2 Citizens CD Interest 0.00 12/12/08 CITCD _Interest Paid by Cash 6255-20903.3 66.76 12/14/09 CITCD CD 6255-209033_Psid by check 325.16 12114/09 CITCD _ CD 6255-209718 122.47 03/12/10 CITCD 01-15-10(Probably 2009 h4T) 24.49 03/12/10 CITCD 02-10-10 Paid by Check 25.31 0.00 564.19 7200.3 Citizens Premier MM Savings 0.00 12/14A(CITPRMMIO - Interest 06-14-10 to 12-14.10 50.23 12114/1 CITPRMMI 1 Citizens Stmt Ending 1.2/1411_1 Interest Income 622594-585-0 20.80 10/15/IZITPRMMl2 Citizens Stmts Ending 10_/15/12622594- 585.0 Interest 13.11 0.00 84.14 (84.14) CurrentProfit/(Loss) (121,927.58) YTDProfit/(Loss) (121,927.58) Number o_fTransactions 1,584 _ The General Ledger is in balance 0.00 �i 2013/11/21 13:35:36 1 /10 e FAX COVER SHEET o?0017 GA:?: li/2i/2013 Fran.: Internal Revenue Service Electronic Tax Administration e-services Transcript Delivery System Philadelphia, PA 19255 Message. We've enclosed the transcript or transcripts that you requested on November 21 2013 CONFIDENTIALITY NOTICE THIS COMMUNICATION IS INTENDED FOR THE SOLE USE OF THE INDIVIDUAL TO WHOM IT IS ADDRESSED AND MAY CONTAIN INFORMATION THAT IS PRIVILEGED.CONFIDENTIAL AND EXEMPT FROM DISCLOSURE UNDER APPLICABLE LAW.IF THE READER OF THIS COMMUNICATION IS NOT THE INTENDED RECIPIENT OR THE EMPLOYEE OR AGENT FOR DELIVERING THE COMMUNICATION TO THE INTENDED RECIPIENT,YOU ARE HEREBY NOTIFIED THAT ANY DISSEMINATION.DISTRIBUTION.OR COPYING OF THIS COMMUNICATION MAYBE STRICTLY PROHIBITED.IF YOU HAVE RECEIVED THIS COMMUNICATION IN ERROR.PLEASE NOTIFY THE SENDER IMMEDIATELY BY TELEPHONE CALL AT(1.800.02M221.AND RETURN THE COMMUNICATION AT THE ADDRESS ABOVE VIA THE UNITED STATES POSTAL SERVICE.THANK YOU I' i f I e 2013/11/21 13:35:36 2 /10 Internal Revenue Service United States Department of the Treasury -This Frodutt. Contains sensitive 't'axpayer 0ata Wage and Income Transcript F:e:uasl isle: 11-ii-2t•li P.es!x nse Cats: ii-21-2013 rac Tan: tI•�r�e:: 100i%53{f5i0 � 1 SSN Provided: 222-01-9254 Tax Period Requested: December, 2907 Form 5498 Individual Retirement Arrangement I Contribution Information Trustee: --Lsteetlssuer's Federal identi`icat'cn Number (FINI: 231:1720; SOV.F.°_:GN BARK e G FOX e::54E OREi.DING, FA 19Ei2-0000 Participant: ?prtidcan:'s idectifica;ior. !=be:: 222-01-9264 HALTER L CATTS TSOIlks WILLARD CATTS ATIT FFF 7i; E EF AD sT KECeAI"I,:SEUP.G, PA Submission Type: G:iginal do. upent Account Ncrber (Ortiona'-): i2220i92EL TRA rontrihutlons: 0.00 Roilovee Contributions: 0.00 Roth Conversion Amount: 0.00 Recheracterited Ccnt:i:atiors: 0.00 �Faii Yar1:`cE value of"Account:- --e Insu-ante Cost included in Ber: 1 0.00 SEF ce-de: II�t Che:::?d 1F.A Code: Checked Simple Code: Ned. Checked Rrth IRA N Cherked RVU For Subsequent Year: Checked SEF Cont:ibutirrs: 0.00 SIMPLE -•car.:itvticns: 0.00 I IFi: C-r,:ri:;uan;e: 0.00 I o 2013/11/21 13:35:36 3 /10 Form SSA-1099 Benefits Statement Payer: iayer's SOCIAL SECURITY AD11,1111STPATION Payee: Fayec's 'd.-ntM,at4cr. 222-01 ?W)4 WAL7E LrATT WALTER L CATTIt ,;2 MECRAIMMURG, FA Suhmlss,cr; Typo: document A-cc-unt ;lumber (Opticnall: Pens4crx and Ann'jitier (Total ?ene"tz Paid): Tax. W:thh?',d: 0.00 Rc,paymen-r: 0.00 Wcr%aran'_ rospenraticn Offset. 0.CIO, TY 'ODE Faymentr: 9.or) TY -005 taym .ants! 0.GO TY 2004 iaymen-E: 0.GO TV 2003 Payments: 0.00 Trust Fund indicator: Fat 7z 7.snt SSA/ARP z"ns: Z.;3 c. :Si, rayments Form 1099-INT Payer: Payer's Federal ldentification Number HIM: 23173729b AAM: :;E46 READING, FA 19E'2-2646 Redipient: Recipienz-s id-nt"icAtion : 222-N-5204 WALTER L CATTS 712 S B.'ROAD S7 v6E,11P1j;CSDuF.G, PA 17055-4006 Submission Type: A:c,un', (OrUcriall): .nterevt: Tam W;thhe!�!: sw;-.,nas Ecn--'s: investment Expenses: nterest -Orfeltucn Foreign :ax Paid: O.Oc 2013/11/21 13:35:36 4 /10 .-C-Irld ,,:Lice 'ni4catC: Form 1099-INT Payer: layer's Feaeral I denti flcaf'on Numb=r (-114): 211237275 SCATRE113" SAVK FO EOx i_646 READING, 1A Recipient: WALTER L CATTS 712 S LiFnAD ST ' � C ;7 LL7,NICZEURG, FA 17055-4006 Sch-mi-s'cn Type: cr"4ftal AC-.Cunt Inter-s! : Tax Wit�h-lj: sa-,in Ase:n Is: C.A lnv. st.ment E:ipense: Tnterest F_rfeit,�.�: "0 elgn ax FaId: 7aAjCat- Form 1099-INT Payer :aywr'a Fsdmral -.dant4 f 4 Cat 4 C.Ti J,,Mtja. (FM::: 1 377 95 SOVEREIGN BMiK BZ-X 12E46 READING, -A 19612-26445 Recipient: WA:,TEP L 7ATTS S H.-JAr ST MErHA141lrSRUP4;, FA 17055-SOLE Submission Type: Azcomt Kumxer 40ptional): Savings' 7 F-rf nt�r-st , -i C.00 F*:e4gr. TR.,.. iiIi-: 2013/11/21 13:35:36 5 /10 Form 1099-INT Payer: Fayer's Federal 11ent'f 4-at'l-n Number (Fill): 2312317295 SOVEREIGN BANK FC, ZOM i"ef.6 —;zmG, ;A Recipient: WALTER T CATTS 712 S SPK,.kZ ST F.Z, Submission. Type: A^.:cunt ::.saber (OFticnal): interest: Tax, Withheld; GAO Savings Boils: 4.00 lnvestmer.t Em*en.,s: 0. in-erert .c.s*an -az ;aid: 0.00 S-zond Noxice lndirator: N: Form 1099-INT Payer: Payer's Federal Eden ificatira Nurber MM: 231737195 SOVEREIGN SANK PO BM 12646 READING. ;A 196:7-2646 Recipient: Pecipient's Ident"icatirn Numl Er: 222-G1-92CI WALTER L CATTS 71; S S.keM) S7 MECHMICSFURG, FA 1705'.-4906 Submirsicn Typc: AcCoun,, Mumber (OpLionail; —t—zt .ax Wirhhe id: F.00 Savings 'sends: 0.00 Investment Expense: 0.00 7 liCcreF-,. F7rfni .ure: (.01" ,,:ci,3n Tax aid: 0.00 2013/11/21 13:35:36 6 /10 OSecond 'nici Form 1099-INT Payer: Payer's we,s.a3 ident?`;cation. Numher 1.111): 2312377.95 SOVEREIGN SANK T� _f,Y jtE4(J F.Enulw, F'8 1?E12-164E Recipient: Recipient'.. id<cti`.;,:at;cr, Nsahsr: 22.' 01.92;4 FALTER L CF.TTS 712 S BROAD ST h'ECNANICSF.HRG, Fn 17055-4066 �ubmiss;cr Type: t:.c;al d-anent P.cccunt Ncmtk r t0::i_^.ai1: f,00 i0pfni2:35;,_,:i 2I F.T .Lterezt: ,ii 4'.IJy Tar. Withheld: (1.00 i 'a%-4nar S.-ads: 0.00 investtsent Expense: 0.70 Ointerest Forfeiture: :oreion :ax Paid: O.GO Second Notice Ind;cator: NO Second G nice Form 1099-INT Payer: Fayer's Federal Ident;ficalion Number (FI11): 233097422 CITIZENS EANN GF FENNSTI;,ANIA RnS230 Checking i i CFTIEESS DRiV_ GL# 1011 RI'vu.SF.^.E, RI C'29i5-000G Recipient: Recipient's Identity cntics Num*,er: 222-01-92110 FALTER L -!,,TS Includes checking and MM 712 S PRO,.* ST interest. $894.60 11ECfiAlIICSSiJ RG, FJ. 1705:-4006 Submisrier. Type: O:is;.nal docec:ra Account IlumDez PJFticena/l: E10070-.e_c nterest: __ pgy4.O0 1 l Tax Wiihheld: C.00 Sa•,ings Esnds: 0.00 O invertxe. Ear:n_•e: L.00 In•.-res: R:zfeia:re: 0.00 2013/11/21 13:35:36 7 /10 C, Op, Form 1099-INT Payer: ;ave.'. 7aJera! Number (1`1141: 550415.I49 BUREN,; OF THE Dc_1 MV OF A=1UNTING, AND :.TSK" MM."T 200 THIRD STREET FARKERS:URG, w 2610E_208 Recipient: WAL:'ER 7- "ATTS CATTS 1; CRONKELL SQURT MECHAN"CMR3, PA 170500000 Aacunt r:=bor 7)20rj72220C42 0.19 Tax witnhle"; C'.00 Say.'nq� !ZTnj5: 1w."Stnent E:xpen5s: 0. interest F,:rfSi1'j.e: -sign Tax Fai'; 0.00 Se_cnd Notice ln:14,ator: N_ S'Ond Nl}:-_4ce Form 1099-R Distributions from Pensions , Annuities , Retire or Profit-Sharing Plans , IRAs , Insurance Contracts , etc. Payer: Payer's Federal lder.tificaticn llumte. (FIN): 13385592) 713rNTS 'ENSION ALLSTATE -MIMPANT A71; DANIEL N08"lzBF.fX'l:' iL Recipient: 7S, WAL-ER L Recipient's Identification Number: CAT, S BROAD STREET ISEC'rkNICSHURG, FA 37055-0000 2013/11/21 13:35:36 8 /10 -n C•>de: E•istrituci an Cci- Crje: B 1 a �_stribY ion Tax Pz.oun- Undetermined Code: Not ch�zked T N - C�e-kvj ,Dtal E;4stribut"m C-Ae: I'� SE! 1nd4catcr: E_'XF bc.x Tax W!Lhhe!-i; T,ai 'Ontribut..�n2: C.00 Unrealized C•'-0 0,,her inc=.e: Distribution; $IC,,677.00 Taxable Arint: `Obl'- capital 7ains: Form 1099-R Distributions from Pensions , Annuities , Retire or Profit-Sharing Plans , IRAs , Insurance Contracts , etc. Payer: Payer's Federal 76-nt2 ficati^n Lumber (FIN) -,312317:1:, • SOVEREIGN BANK P d Box .2616 RE 1EPLING., EA 10612-0000 Recipient: Ra.lplent'z WAL-EP. 1 CATTS THOXAS V"LLARP CATTS A.77Y TFF 71' S BRC.AB ST 14tCHANICSBURG, PA 17055-400r sub—A'sicr' Tyre! Original 110c':Ment Ac�*Qwlt ffdptiona'.): i222C-i9361-7 . Distribution C:de Valll.: Distribution Cade: Distribution co-is '116itle: Nct s'ar.'ficant CA : BIank Tax Am:c%mt UndFternin-d rage: Ti:: mmz+:nt not d-tsm4t.-d Diz%ribvt 'n lift checked SEE Indicator: lrk`-riSIMU box. checled Tax Withheld: 0.00 ctal Fmpl-Y ee Other Grass O'Ftr'but'-,n: Fliaibje Capita-- Gains: 2013/11/21 13:35:36 9 /10 II ?hin F'rolUr.L Conthins Sensidv? 75>awc?r Data II I ® i 2013/11/21 13:35:36 10 /10 FAX COVER SHEET I cote: _;/zL/zci3 FAX E: 7i7/: i-3�Y_5 FAX Internal Revenue Service Electronic Tax Administration e-services Transcript Delivery System Philadelphia, PA 19255 - Rlessay We've enclosed the transcript or transcripts that you requested on I November 21 2013 CONFIDENTIALITY NOTICE THIS COMMUNICATION IS INTENDED FOR THE SOLE USE OF THE WDIVIDUAL TO WHOM IT IS AODRESSED AND MAY CONTAIN INFORMATION THAT IS PRIVILEGED,CONFIDENTIAL AND EXEMPT FROM DISCLOSURE UNDER APPLICABLE LAW.IF THE READER OF THIS COMMUNICATION IS NOT THE INTENDED RECIPIENT OR THE EMPLOYEE OR AGENT FOR DELIVERING THE COMMUNICATION TO THE INTENDED RECIPIENT.YOU ARE HEREBY NOTIFIED THAT ANY DISSEMINATION.DISTRIBUTION.OR COPYING OF THIS I COMMUNICATION MAYBE STRICTLY PROHIBITED.IF YOU HAVE RECEIVED THIS COMMUNICATION IN ERROR,PLEASE NOTIFY THE SENDER IMMEDIATELY BY TELEPHONE CALL AT(I-BDO-8284922),AND RETURN THE COMMUNICATION AT THE ADDRESS ABOVE VIA I THE UNITED STATES POSTAL SERVICE.THANK YOU 2013/11/21 13:55:42 1 /5 FAX COVER SHEET J0017 DAt?: 11/21/2013 Te: i'hone 8: FA1; e: :-..... Internal Revenue Service Electronic Tax Administration e-services Transcript Delivery System O --- -Philadelphia, PA 19255 I I Message: We've enclosed the transcript or transcripts that you requested on November 21 2013 CONFIDENTIALITY NOTICE THIS COMMUNICATION IS INTENDED FOR THE SOLE USE OF THE NONIDUAL TO WHOM IT IS ADDRESSED AND MAYCONTAIN INFORMATION THAT IS PRIVILEGED.CONFIDENTIAL AND EXEMPT FROM DISCLOSURE UNDER APPLICABLE LAW.IF THE READER OF THIS COMMUNICATION IS NOTTHE INTENDED RECIPIENT OR THE EMPLOYEE OR AGENT FOR DELIVERING THE COMMUNICATION TO THE INTENDED RECIPIENT.YOU ARE HEREBYNOTIFIED THATANY DISSEMINATION.DISTRNIUTION,OR COPYING OF THIS COMMUNICATION MAYBE STRICTLY PROHIBITED.IF YOU HAVE RECEIVED THIS COMMUNICATION IN ERROR.PLEASE NOTIFY THE SENDER IMMEDIATELY BY TELEPHONE CALL AT 0-800.029-072]1.AND RETURN THE COMMUNICATION AT THE ADDRESS ABOVE VIA THE UNITED STATES POSTAL SERVICE.THANK YOU O 2013/11/21 13:55:42 2 /5 Internal Revenue Service United States Department of the Treasury This Product +'cntains Sensitive Taxpayer Data Wage and Income Transcript Re J'.:eS''L Date: lI'21-241: P.esnon.se Date. 11-:i-2013 Tractan Number: 1U0i75345E1i SSN Provided: :;7-15-5397 { Tax Period Requested: December, 2007 Form 5498 Individual Retirement Arrangement Contribution Information Trustee: Trustee/Issuer's Federal Idertificatinn Number (FIIi}: 23123729: j SOVEREIGN SANK F O BOX 12145 . nEADR:'v, FA 15512-000- f Participant: Fart ioipant's Identification Nu.'aber: :57-15-5397 ' ESTHER F. CATTS THOMAS WILLARD CATTS ATTY IFF 712 S BLCAC ST j Mu1J.ANi7cE7RG, FA 17015 4<106 i Submi>aiQi TYP.: ?rioinai dxa.^..en: Account Number (Optional): 1167165397 IRA Contributions: C.0 Acilover Contributions: 0.00 Roth Co nversion AT.OUnt: ^•00 Recharac--srited Contributions: "•'i0 Fair Market Value of A:coun'_: :1i,505.00 Life Insurance Cost Included 1r.. ECS 1: C.40 SEE Cod=: N-t Chec4:ed TPA Cage: Checked Single Code: I:ut ^ti=cked Rath IRA. Gyde: l:c`. C'hecked WD For Suhsaquent fear: Chec,.:ed SEE Contribut--s; 0.OR SIMILE Contributions: C.00 Roth IRA Contributions: :=0 2013/11/21 13:55:42 3 /5 Form SSA-1099 Benefits Statement Payer: Faye is Feder a Ddentifi cat i:n Number (FINS: 52610r,48 13 SOCIAL S_:JUUTY ADMIN2S:RAT'?=H Payee: Payee's Aientificaticm Number: iB7-16-5357 ESTHE ECATT I ESTHER E CATTS 712 S BR.CAC ST MECHANICEF"RG, iA 17055-0000 Submissicn Type: Oricinal document Account dumber (Options!): N/A t'enFicnE and Annuities f7,-a2 Bene:itF Paid1: Ta.,. Withheld: 0.00 Repayments: 0.40 Workman's Compensation Offset: ri.00 TY P006 Fayments: 0.0_ TY 2005 Payments: t•.6v TY 2004 Fayments: €x[04 T'i 2003 Fayments: G_0: Trust Fund Indicate¢ Ret em-'t SSA/RAB Fayments: EitF.er RFB c-: SEA pay:.ents Form 1099-R Distributions from Pensions , Annuities , Retire or Profit-Sharing Plans , IRAs , Insurance Contracts , etc. t ' Payer: Foyer's Federal Zdentificatien I1umk•er (FINI: 2662657)6 MANUFACTURERS d TRADERS TRUST 0? 25 SOUTH CHARLES ST M C MD2 CF40 BALTIMORE, n 21201-0000 Recipient: Recipient's IdenLifica!A on Cwnber: I"e7-16-5397 CAT-S, ESTHER E 732 S BFfiA7 ST i MECHANICSBURG, FA :705_-0900 Sabmissicn Type: Cririnai &c =ent Account A=mber (ORticnal-): i5O1r12i�£0000 Distribct ic.r. Code Value: N:rmai diE*_ri uti un Distribut40. C:.i?: 7 Dis'tr h!_'tion COpi- Value: Not s4cnif4cant 2013/11/21 13:55:42 4 /5 Distribution Code: Blank Tax Amount Undeterninej Code: Not cl:ec::ed Tota', Distrihution CCJ-: Not ciar:'ked ". Indicator: :F-z,,SET/SIMF bD,, nit checked Tay. Withheld: r-.0) Total Enipl.�ye Contributions: 1.0) Unrealised Appreciation: F.0) OLher Income: 0.6) Gross Distribution: $2,-M.0) Taxable Amount: $2,226.0) Eligible Capital Gains; 01.00 Form 1099-R Distributions from Pensions , Annuities , Retire or Profit-Sharing Plans , IRAs , Insurance Contracts , etc . Payer: Payer's Federal ldentifieaticr. Number MM: SOVEREIGN BANK P 0 SO)< 12646 READTNG, PA 19612-0000 Recipient: Recipient's Iden"ficat'on Number: I57-16-53?7 ESTHER E CATTS THOMAS WILLARD CAM ATT. IFF 71121 S BROAD 51 MFCHANICSAURG, PA 1705`-006 Siibmissio-, ?ypc: ::riainal document Account Number (Opti.znoU: 1157165147,7 Diztrib%;tion rode Value; Normal distribution Distribution Coci-: 7 1 1 NsLribu'ion Cede Value: Not sian;11_ant Distrib,zt'on Cale: E lank. Tay. Amount Undetermined Cade: TO.X. =7= nct dete=dnsd Tctal Distribution Cole: Not ch4cl:e6 SEP Indicator: TKA,SET/Sltq b x checked Tax Withheld: Total Employee Contributions: U=ealizel AppzeciaLiQn: Other Income: L.)O Gross Distibu-4nn: Taxable A.:ounL: 11 Eligible Capital Gains: C.This Sensitive 'taxpayer Late lio I AWN 2013/11/21 13:55:42 5 /5 FAX COVER SHEET Grate: ;1/27/2013 Te: FAY. A: 7:7/761-50F5 Fax F-cm: Internal Revenue Service Electronic Tax Administration e-services Transcript Delivery System Q Philadelphia, PA 19255 N,<ssage: We've enclosed the transcript or transcripts that you requested on November 21 2013 CONFIDENTIALITY NOTICE THIS COMMUNICATION IS INTENDED FOR THE SOLE USE OF THE INDIVIDUAL TO WHOM IT IS ADDRESSED AND MAY CONTAIN i INFORMATION THAT IS PRIVILEGED.CONFIDENTIAL AND EXEMPT FROM DISCLOSURE UNDER APPLICABLE LAW.IF THE READER OF THIS COMMUNICATION IS NOT THE INTENDED RECIPIENT OR THE EMPLOYEE OR AGENT FOR DELIVERING THE COMMUNICATION TO 1 THE INTENDED RECIPIENT,YOU ARE HEREBY NOTIFIED THAT ANY DISSEMINATION.DISTRIBUTION.OR COPYING OF THIS COMMUNICATION MAYBE STRICTLY PROHIBITED,IF YOU HAVE RECEIVED THIS COMMUNICATION IN ERROR.PLEASE NOTIFY THE SENDER IMMEDIATELY BY TELEPHONE CALL AT(1480MB-0822),AND RETURN THE COMMUNICATION AT THE ADDRESS ABOVE VW THE UNITED STATES POSTAL SERVICE.THANK YOU 2013/11/21 13:29:05 1 /5 O FAX COVER SHEET i T<: Ehine E: 6-7P-- FA-K tl: 717/7E?-5085 f B -.. Internal Revenue Service Electronic Tax Administration e-services Transcript Delivery System i� Philadelphia, PA 19255 ?,fcg Sg�-E: I{II We've enclosed the transcript or transcripts that you requested on 1 ' Noveicber 21 2013 CONFIDENTIALITY NOTICE THIS COMMUNICATION IS INTENDED FOR THE SOLE USE OF THE NDNIDUAL TO WHOM IT IS ADDRESSED AND MAY CONTAIN INFORMATION THAT IS PRIVILEGED.CONFIDENTIAL AND EXEMPT FROM DISCLOSURE UNDER APPLICABLE LAW.IF THE READER OF THIS COMMUNICATION IS NOT THE INTENDED RECIPIENT OR THE EMPLOYEE OR AGENT FOR DELIVERING THE COMMUNICATION TO THE INTENDED REC IPIENT.YOU ARE HEREBY NOTIFIED THAT ANY DISSEMINATION.DISTRIBUTION.OR COPYING OF THIS COMMUNICATION MAY BE STRICTLY PROHIBITED.IF YOU HAVE RECEIVED THIS COMMUNICATION N ERROR.PLEASE NOTIFY THE SENDER IMMEDIATELY BY TELEPHONE CALL AT 114100-020-0922).AND RETURN THE COMMUNICATION AT THE ADDRESS ABOVE VIA THE UNITED STATES POSTAL SERVICE.THANK YOU V 1 O 2013/11/21 13:29:05 2 /5 Internal Revenue Service United States Department of the Treasury This Froduat Contains Sensitive Tamp-4y-r Data Wage and Income Transcript SSN Provided: 222-01-9264 Tar Period Requested: Dea:eabe:, :005 Form SSA-1099 Benefits Statement Payer: j Payer's Federal ident"',_aticn Number IFINI: 526064813 SOCIAL $E,=Ji:TT'i i+x:I tiiSTAATi•ili Payee: ® Fayee's Identification WA"E N.Ffl f WALTER L :ATTS Tit S BROAD 5- . ECp.ANICSBUR3, FA 17,055-0060 Sutnissitn Type: Cciciaai i:c=en. A:rount „amber (Optionail: 'i,A Fee.^ions and Annuities IT=tai Benefit! Paid): Si0,635.00 Tao-: Fithheloc 0.00 Repayments: 0.00 Workman's Compensation. Offset: 0.00 T'i 2007 Faymerts: G.00 TY 2006 Pa=entr: 0.00 TY 2005 Payments; C.00 Ty 1004 Payments: 6.00 Tr•:t Fund indicator: Rot:rELeAt SEA/M. Pa':mants: -ether FEE or SFF pay.-onLs Form 1099-INT Payer: F'SV_r s F<d_:a: cdeati`icalio:: I:um). r (FIN): 231237:95 SOVEREIC1f BANE ® Iv ;,Y - RE?JI)iv :'r.'15o:_ -846 2013/11/21 13:29:05 3 /5 Recipient: LiALIER :,, rATTS '12 S PPJAr ST Mr�-HANICSE"JRG, FA 1X555-4006 Eubmierion Type: iricical document Aocount Number (Optional): C000000i a"544:2rjp.T 'Ax Wi-hhald: X) 'av;ng! Eon!E: In-ores' F,:feiture: Foreign Tax Paid: 0,00 Ssc*nd Notice Indicator: Form 1099-INT Payer: rays,Is Federal SFIW: SOIVERE:GN BANK C. BOX 12646 READING, FA 19612-2646 Recipient: Recipient's ldentifiat"n WALTER L CATTS S BRAID S7 MECHANICSSURG, 'A 1704006 Submissicr. Type: Or4a"nal document A.:oount Humber (OFtiona-): Tax Withheld: ti.VV Sa• 4nis r_nds! =n•-sfmant FxpAnrA: 1weres, vorfelLure: Foreign Tax Paid: se�'nd Not4C4 Ind;cat*.: Nc 5sc-nd Ncti-e Form 1099-R Distributions from Pensions , Annuities , Retire or Profit-Sharing Plans , IRAs , Insurance Contracts , etc . AVA Payer: qw Tayer'z Federal idea- :at4,n Number (FI11) : 13395" l I 1013/11/21 13:29:05 4 /5 ALLSTATE RETIREN.ENT FLAN ALLSTATE. INSUPANCE CC'SEAN`i AT:'!: NORTHBRIDq Ii. 'c 0i•G_MA—, Recipient: Recipient's P4.ntificat.cr. vunber: 2?--U1-S2E7 CATTS, WALTER I, lie S BROA STREET MECFAN;CSEJRG, EA 11005-00100 Submission Type: Criuinal do:ument . Acceun'. L'umbEx (GpLicnol): �U0'?CSrci'0�000625E? Distribution Cccle Value: Ncrmal distribution ��3tribtaiCn G:dE: 7 Di'stribu'tion Cade Value: Nct significant Distribution Cade: aians: Tar Amount bn�•iat5rmined Code: Hot checked Total Distribution Code: Not checked SEE Indi_anor; i7;,'S£cr c.F:E };cx not checked Tax Withheld: 5.00 Total Empicyee Contr ib:ti_ns: n_;0 Un:Ealjze. AGFre.,i3!.ion: f.•,l0 rlthsr income. Gross bis'.zibct ics: £7;}11.00 Taxable Axx:nt: 87,1009 Eligible Capital Gains. p,p0 This Product Contains Sensitive Taxpayer Data I i i I i i i 2013/11/21 13:29:05 5 /5 1 1 ® v I ' FAX COVER SHEET f f k'Af. 6: 7iT 0E i-5005 F-� Internal Revenue Service Electronic Tax Administration e-services Transcript Delivery System - - Philadelphia, PA 19255 rf<ssay-e: We've enclosed the transcript or transcripts that you requested on November 21 2013 CONFIDENTIALITY NOTICE THIS COMMUNICATION IS INTENDED FOR THE SOLE USE OF THE INDIVIDUAL TO WHOM IT IS ADDRESSED AND MAY CONTAIN INFORMATION THAT IS PRIVILEGED.CONFIDENTIAL AND EXEMPT FROM DISCLOSURE UNDER APPLICABLE LAW.IF THE READER OF THIS COMMUNICATION IS NOT THE INTENDED RECIPIENT OR THE EMPLOYEE OR AGENT FOR DELIVERING THE COMMUNICATION TO THE INTENDED RECIPIENT.YOU ARE HEREBY NOTIFIED THAT ANY DISSEMINATION.DISTRIBUTION.OR COPYING OF THIS COMMUNICATION MAYBE STRICTLY PROHIBITED.IF YOU HAVE RECEIVED THIS COMMUNICATION IN ERROR.PLEASE NOTIFY THE SENDER IMMEDIATELY BY TELEPHONE CALL AT(M0-82"221.AND RETURN THE COMMUNICATION AT THE ADDRESS ABOVE VIA THE UNITED STATES POSTAL SERVICE THANK YOU 2013/11/21 14:15:13 1 /11 FAX COVER SHEET Dace: -'1/2!/2013 TO: Phone 4: FAX q: 5085 ......................... ................ ................ . .......... . ... ...... .... . . ...... .... ............... From: Internal Revenue Service Electronic Tax Administration e-services Transcript Delivery System ._______Philadelphia, PA 19255 Message: We've enclosed the transcript or transcripts that you requested on November 21 2013 CONFIDENTIALITY NOTICE THIS COMMUNICATION IS INTENDED FOR THE SOLE USE OF THE INDIVIDUAL TO WHOM IT IS ADDRESSED AND MAY CONTAIN INFORMATION THAT IS PRIVILEGED.CONFIDENTIAL AND EXEMPT FROM DISCLOSURE UNDER APPLICABLE LAW.IF THE READER OF THIS COMMUNICATION IS NOT THE INTENDED RECIPIENT OR THE EMPLOYEE OR AGENT FOR DELIVERING THE COMMUNICATION TO THE INTENDED RECIPIENT.YOU ARE HEREBYROTIFIED THATANY DISSEMINATION.OISTRIBUTIONI.OR COPYING OF THIS COMMUNICATION MAY BE STRICTLY PROHIBITED.IF YOU HAVE RECEIVED THIS COMMUNICATION IN ERROR.PLEASE NOTIFY THE SENDER IMMEDIATELY BY TELEPHONE CALL ATO-60041129-0922).AND RETURN THE COMMUNICATION AT THE ADDRESS ABOVE VIA THE UNITED STATES POSTAL SERVICE.THANK YOU O 2013/11/21 14:15:13 2 /11 e Internal Revenue Service United States Department of the Treasury This Product Contains Sensitive Taxpayer Data Wage and Income Transcript Request Dal-.e: ii-__-2 ill_ Response Cate: 11-2i-2013 Tr+ckinq tL�mber: I0C 17E3ti 6517 SSN Pxovided: 137-16-5347 Tax Period Requested: December, 2008 Form 5498 Individual Retirement Arrangement Contribution Information Trustee: Trustee,'issuer's Federal Identification Number (FIN): 231Z372'Y5 SOVEREIGN' BANK F 0 BOY. 12646 READING, EA 14612-0000 Participant: Participant's Identification Number: 157-16-5397 ESTHER E CATTS 712 S BROAD ST MECHANICSBURG, --A 17055-4906 Submission Type: Original ri.r..0^ent Account !lumber (Optional): /167165347 IPA Contritutions: 0.00 R: hover Contributions: 0.00 Roth Conversion Amount: O.00 Recharacterized Contributions: 0.00 Fair Market Value of Account: $77,560.00 Life Insuranco Cost lr,:iulni in Box i. 0.00 SER Code: No.- Checked IRA Code: Che.kel simple Cole: Not Che k. d Roth 1kA Code: NQ-1 Checked MD For Subsequent Year: Checked SE? Contributions: 0.00 SIMFLE Cortributicr.E: C.)0 Roth IRA Contributions: 0.90 Form SSA-1099 Benefits Statement 2013/11/21 14:15:13 3 /11 Payer: Payer's Federal Identification Numbs: (FINI: 5.^.60i4N13 SOCIAL SECURITY ADMINISTPAT'1014 Payee: Payee's Identification. Somber: 18716-5397 ESTHE ECATT ESTHER E CATTS 71I S RR+':A.� ST ECHANICSSURG, rA 1705E-Ui00 S ubrzissicn Type• Or iainal ..-:umsnt Axcunt N-=bcr (optional): NSA . Pensions and Annuiti__ (Total Benefit- Pald?. Sc,760.00 Tax Withheld: Repayments: G.Od Workman'_ Compensa:.ic:, Offset: i. 00 TY 2007 eayments: t.00 TY 2006 Payments: ;..pp � TY 2005 Payments: 11.00 TY 2009 Payments: 0,60 Trust pond Ihd.;.a`_or: SSAJ RAH Payments: Ei.he: P.F.E o- SSA pay^ents Form 1099-INT Payer: 1 Payer's Federal Tdentifi:ati cn Number (FI Nix 231 237245 SOVEREIGN BANK FJ BOR i2646 READING, PA 19C12-2646 Recipient: Re_lpient's Identification Num. er: 1671-10-5347 ! ESTHER E CATTS 7:e S BROAD S- i MESHANi CSSL'RG, ?A 110E`-4006 Submission Type. - ,jz n 'zir.nal do.° e _ Account Nutcber (Optional?: OOGOOOGOS6B179331 fDG Interest: �6;.aG Tax Wit-hold: savings Bonds: C.)G Investment Expense: G.pn Interest Forfeiture: C.00 i Fcreian Tax. Paid: � !:-ti._ Ind'_rato.. 2013/11/21 14:15:13 4 /11 ( Form 1099-INT Payer: Fayer's Federal Identification Number (FINI: 231237295 SOVEREIGN BANE: FO PCX 12646 READING, FA 19612-2646 Recipient: Recipient's Identification Number: 137-16-539'1 ESTHER E CRTTS 712 S PEGAD ST MMHANICSBUR.G, FA 17055-4606 Sub='5s,.cn Type: C. - nal dc.:ua:=nt A.cecunt N=ber (Optional!; UOflCO iv0i665456 G95RT Interest: e:,:}3•G'} i Tax Withheld: 0.00 Savings Bonds: C.09 Investment Expense: J.G0 ' Interest Forfeiture: .,.C•;} Fcr>_igr. Tax Paid: C.C6 ® -Second Ntt Ace Indicator: NC Second Form 1099-INT Payer: Payer's Federal Identi...aticn Number (FIN): 231237295 SOVEREIGN BANK rr^O PDX 12646 READING, FA 19G12-2646 Recipient: Re.ipiert's Identification Number: 1?7-16-5397 `ESTHER E CATTS 7i2 S ST KE'HANICSBURG, Sh 17055 -4 J06 Submission Type: Cricinal dcr.ur.4nt Account Ni;mber (Optional.): f.0040i00 UiP554256oRT Interest: $967.00 Tax Withheld: 0 Ju Savings Ecnds: 0.00 Investment Expens=: 0.70 Interest Forfeiture: G JAG .--=ign '.a::. Paid: 0.90 Serond P:ctice In64c.atcr: :.'And l7utic= 2013/11/21 14:15:13 5 /11 ® Form 1099-INT Payer: Faycr's Fe9cral aerti"Cation, Number (FIN): 231237245 cnVER£IG': BAN1: Pri BPx IZF.46 P.EADING, PA 14E!_--646 Recipient: Recipient's Identification Number: 167-16-53?7 ESTHER. E CAT1'S 712 S BF.CAD ST KECHANICSB:iRG, FA 17055-4006 Subni9sii:: Type; ..K I]inal dOcumerlt Accccunt N,=.ber ippt:,n.ai.:: Gi•O Gnrr 0i G855404O 3Ri Interest: $+-'•GG Tax Withheld: 6.00 Savings Bonds: 0•('"� Investment Expense: lnterest F:Ifeiture: Fcreian Tax Paid: B.Gv Second Notice indicate,. ];c Second !ectice . Form 1099-INT Payer: Fayer's Federal Identification Number (FIN1: 231237295 SOVEREIGN BANE: PO Box 12656 READING, PA 146'x--2646 Recipient: Recipient's Idsntifica_ion Nu^,ter: 157-16 5:47 ESTHER. E CASTS 712 S BROAD ST rr V,,E'HANiCSBURG, FA 17055 4106 f Sabmissior. Type: Original docume:v. A^cvnt Number (Optima'): CGOGO(00i 65°546`.5Ek: Intterest; S!67.00 Tax Witat-ld: G.00 Sa-:ings Bonds: G.9G Investment Expensa: 2.00 interest Fcrfeit�re: O.i0 .nn :a.: ANN Secon9 Notice No _._.pnd Nctics . 2013/11/21 14:15:13 6 /11 Form 1099-INT Payer: Fayer's Federal Identi.i rat L_n Number (FIN): ?3123;2 35 SOVEREIGN BANE FO BOX 12646 READING, FA 196I2-2646 Recipient: F.ecipient's Iderti firaticr, Number: 1F7-16-53?7 ESTHER E CATTS 712 S ERC:AD S: MECHANICSEBRG, FA 17C55-4006 Subm._.,,cn Type: Pti' nai document Accourt !bxtber (Optional,: 000OOOOC233402i96 2DD Interest: s26.G0 Tax Withheld: O.OG Savings Bonds: A.CG Investment Expense: G.p9 T nterest Fnrfe'tur<: O.i9 Foreign Tar: Fa_d: 5.00 Second Nctice Indicator: No Second K=ice j Form 1099-INT Payer: Fayer's Federal ILientification Number (FIN): 2312371:5 SOVEREIGN BANK FO BOX 12646 READING, FA 19612-:646 I Recipient: I Reclple:.L's TdeatificaLion Number: iii-16-53?7 ESTHER F CATTS 7:2 5 EFOAD ST N.ECHA71iCSE'JF.G, Fig 17055-4906 Submission Type: Or-ginal drur:ent Account Number 1cptionall: [06000402335254021 RT InLEtest; Tax Withheld: 0.00 Savings Ponds: 0.06 investment Expense: 0.00 inteIeSt Forfeiture: L�.GO Xei.gn Tar. Paid: C•.00 to:.nd Nctica Indicator: N— Second GGLi rE 2013/11/21 14:15:13 7 /11 Form 1099-INT Payer: Fayer's Federal Identificatier. Number !FIN): 23309792" CITIZENS BANK OF PENNSYLVANIA _ Pur13i1) I r1TI1ENS DRIVE RrVERSIDE, RI 0:915-0000 Recipient: Recipient's Td-ntificnticn Number: 18715 53917 ESTHER E -ATTS 712 S BRc A= ST KE^11AN::ISBURG, FA 17J55-;OCi> I Submission Type: C•ri,inal d,�'rment Account N•ambe: (Opticrai): 62G�u2?199 In $235.00 r Taa. Withheld: 0.0^ 1 Savings Bonds: (..00 i Incastcent Expense: f.0q IGtere9t -CrfeitCre: 0.90 Foreign Tax Paz": c,__J Second Nc ce Indicabr- N.: Second ., Form 1099-R Distributions from Pensions , Annuities , Retire or Profit-Sharing Plans , IRAs , Insurance Contracts , etc. Payer: Payer's Federal :denti;ication Number 'FIN): 133E55?:O ALLSTATE RETIREMENT PLA1: ALLSTATE INSURAi:CE CnYFANY ATTN DANIEL NORTHBRO%:, IL 'cOD62-6127 Recipient: .=d pie^t's Td=nt.i fi•:at.i o^ Number: !R'-iii-5.',91 CATTS, ESTHER. 712 S BROAD STREET KECBANICSBURG, -A :7U6?-0006 Submissi_n Type: Cr,i ai::ai drument Account_ Numt•er (Ortional): ZOOPC5Ic180200002?3i D stribat'on Code Vaiae: D,ath Dslrib'jtie:: Cade: s D'strib-.:ticn rod- Val'_-: eiuC'.r:ant Distribcuon Code: E1acl. 2013/11/21 14:15:13 8 /11 Tax Amount Undetorminez! Code: Not r.hecke� Total Pistrikcticn. Co,l=: Not chec:4:i SEEP Ind"atcy: !TAISErISIMT, L., not checked Tax Withheld: 0.00 Total Employee Contrik•,t4rns: 0.0c Unrealized Appreciation: 0.00 1 Other Income: 51,779.00 Taxable Ar—unt: Eligible Capital Gai!,,..-: 17.00 Form 1099-R Distributions from Pensions , Annuities , Retire or Profit-Sharing Plans , IRAs , Insurance Contracts , etc. Payer: Fayerle F4:1-rAl ldontlfi�ati• n Number (FIN): 166'65706 Xkl,`UFA^TUR-RS & TRADERZ TRUST CO S(YJTH. CHARLES -T M C-40 BALTIMORE, YD 2120I-Mri Recipient: Recipient's Identification Nur_er: 1:71-16-5197 CATTS, EST.-HER E 712 5 SPVA: ST Y.ECHANICSBURG, FA 17055-0000 Submission Type: Or4a_4nal do-=ent Account ❑-=Uber (Qpticnai): Distribution Ccde Value: Normal distribution Distribution Code: 7 Zatrihution Code VAIua: Not sior."cart Z'Etribution Code: Blank Tax Amount Undelsrrdne4 C�:is: Not checked Total Distribution. Code: Nit checked SEE Indic atom; I:_x not rhe-ksd Tax Withheld: 0.00 1 Total Employee Contributions: 0.rj0 I Unrealized Appreciation: Other Income: Gross Distribution: $2,245.00 Taxable Amount.; $2,245.00 E1'94bl, Cap'-a! Gainz: Form 1099-R Distributions from Pensions , Annuities , Retire or Profit-Sharing Plans , IRAs , Insurance Contracts , etc. 2013/11/21 14:15:13 9 /11 Payer: Payer's Federal IdentI ficaLlon Nmnbet !FIN): 231237245 SOVEREIGN WAN}; F O BOX i2646 READING, FA 14612-0000 { Recipient: Recipient's Identification Number: IE7-]6-5347 ESTHER E CATTS 712 S BR:'AD ST V..ECHANICFBURG, FA 1'IQ55-900(; Submission Type; Cr-cina? dooament A_count Number (Optional); ;157 i6S?97-7 Disttibct,n ?,? Pale?: N.rmal ,_._t_. !;t' n Distribution Cole: 7 Distribution Cc,e 'value: _- ni f_nant Distribution Co4e: Blank: . Tax Amount Undetermined C•?le: ,ax am:::nt n-t determined Tota; Dist:ibution bade: Not chs.ked Sep Icdicatr.r: IF_4 __:!S i,., box the:ked 1 i Tax 4:it^held: J.0 1` Teta1 Err. _,yee Ccntribct-ions: • unrealized Appreciation: a.QJ Other Income: ^� j Goss Distribution: 57F,G.UC Taxable :,.:..unt; S-E .00 1 Eligible Capital Gains: U.riq Form 1099-R Distributions from Pensions , Annuities , Retire or Profit-Sharing Plans , IRAs , Insurance Contracts , etc . Payer: Fa)•er's Federal lden Lif alior. Number IFIN): 231237245 SOVEREIGN BANK F O BOY, 1:646 READING, FA 146I2-0000 Recipient: recipient's Identification liumber: 157-16-5347 EFTNER E CATTS PEKE OF WALTER CAM 7.2 S BROAL ST MECHANICSBURG, FA Scbni55ion Type: ^r Scinal dec=ent Acount S�.:nL:•?r (Opt iunali: _:C i4i 64-I 2013/11/21 14:15:13 10 /11 ® _stribvtion Code Valve: }ath Distributicn Cade: Distribution Code Value: i+Ct signi:_,-ant Distributicm Code: 'clank. Tar. Amount Undetermined Cale: Tax e.:•ount r determined Total Distribution Code: ,ctai Ointr; ;:t;on SET Indicator: MMEE'r ISl1:T box checked Tax Withheld: 0.00 Trtal Fhpl.•Y#e C_ntrib•..ti:nc: 0.00 Unrcali:cd Approeiatien: 0.00 , Other ircone: 0.00 Gresr. Wrtributicn: s5„7?.00 i I Taxable Axount: SS,C%4.00 Eligible Capital Gains: This Product Contains Sensitive Tax •a•e: Data , i i e 1 l 2013/11/21 14:15:13 11 Al a FAX COVER SHEET Dace: :11211;013 Fhona t: FAY. 9: ii 7!761-5005 FAX Fro Internal Revenue Service Electronic Tax Administration e-services i Transcript Delivery System O Philadelphia, PA 19255 Message: We've enclosed the transcript or transcripts that you requested on November 21 2013 CONFIDENTIALITY NOTICE THIS COMMUNICATION IS INTENDED FOR THE SOLE USE OF THE INDIVIDUAL TO WHOM IT IS ADDRESSED AND MAYCONTAIN INFORMATION THAT IS PRIVILEGED.CONFIDENTIAL AND EXEMPT FROM DISCLOSURE UNDER APPLICABLE LAW.IF THE READER OF THIS COMMUNICATION 6 NOTTHE INTENDED RECIPIENT OR THE EMPLOYEE OR AGENT FOR DELIVERING THE COMMUNICATION TO THE INTENDED RECIPIENT.YOU ARE HEREBY NOTIFIED THAT ANY DISSEMINATION.DISTRIBUTION.OR COPYING OF THIS COMMUNICATION MAYBE STRICTLY PROHIBITED.IF YOU HAVE RECEIVED THIS COMMUNICATION IN ERROR.PLEASE NOTIFY THE SENDER IMMEDIATELY BY TELEPHONE CALL AT(14100-02M22).AND RETURN THE COMMUNICATION AT THE ADDRESS ABOVE VIA THE UNITED STATES POSTAL SERVICE.THANK YOU a 2013/11/21 14:08:41 1 /8 Q FAX COVER SHEET Dave: 11/21/2013 To: phone -soh e2 FAY e: 7M76i- 50P5 FAX i F:oxl: Internal Revenue Service Electronic Tax Administration e-services Transcript Delivery System O _ Philadelphia, PA 19255 Message: We've enclosed the transcript or transcripts that you requested on November 21 2013 CONFIDENTIALITY NOTICE THIS COMMUNICATION IS INTENDED FOR THE SOLE USE OF THE INOMMAL TO WHOM IT IS ADDRESSED AND MAYCONTAIN INFORMATION THAT IS PRMLEGED.CONFIDENTIAL AND EXEMPT FROM DISCLOSURE UNDER APPLICABLE LAW.IF THE READER OF THIS COMMUNX;ATION IS NOTTHE INTENDED RECIPIENT OR THE EMPLOYEE OR AGENTFOR DELIVERING THE COMMUNICATION TO THE INTENDED RECIPIENT,YOU ARE HEREBY NOTIFIED THAT ANY DISSEMINATION.DISTRIBUTION,OR COPYING OF THIS COMMUNICATION MAYBE STRICTLY PROHIBITED.IF YOU HAVE RECEIVED THIS COMMUNICATION IN ERROR.PLEASE NOTIFYTHE SENDER IMMEDIATELY BY TELEPHONE CALL ATO-BOW8 DII22).AND RETURN THE COMMUNICATION AT THE ADDRESS ABOVE VIA THE UNITED STATES POSTAL SERVICE.THANK YOU Q 2013/11/21 14:08:41 2 /8 Internal Revenue Service United States Department of the Treasury I This Froduct. Contains Sensitive Tnr. •a•er Data Wage and Income Transcript Request Gate: 11-21-2023 Response Gate: 11-2I-2013 i Tracklna Number: i001763465I7 SSR Provided: 187-16-5397 Tex Period Requested: December, 2009 Form 5498 Individual Retirement Arrangement Contribution Information Trustee: Trustee/Isruer's Federal Identi:icatiOn Nw&er (FIN): ]312:7295 , SOVEREIGN EANY. F C• BO?: i2646 OREADING, PA 19EI -0000 Participant: Participant's Identification Nunber: 187-16-5397 ESTHER E CATTS 71-, S BROAD ST MECHmicsBURG, PA 37055-4006 Submission Type: Original document Account Number (Optional): 11672e5397 IRA Contributions: 6,00 Rollover Contributions: 6.00 Roth Conversion :.mount: 0.60 Recharacterised Contributiors: 6.00 Fair_Market Value of Account_ _ _ $80.,001.00. Lire Insurance ^^�st included in Roy. 1: 0.00 SEF Code: lint Checked IRA Code: Checked Simple Corte: Not Checked Roth IPA CWe: Not Checked RY.D For Subsecuent Year: Checked S.F Contributionr: 0.06 SIMILE Contributions: 6.30 P.cih IRA Contributionz: 0,00 (� Form SSA-1099 Benefits Statement 2013/11/21 14:08:41 3 /8 Payer: Payer's Federal Identification Number -FIN): 526004613 SOCIAL SECURIT'i ADMINISTRATL?N Payee: Payee's Identification Number: 187-16-5397 ES HERE CAITS 712 S BROAD ST . A:EC&VITCEBURG, FA 1705:-0000 Submission. Type: Original document Account Number f0ptiona l: N/A Pensions and Annuities (.Total Benefits Paid): 516,676.00 Tar. Withheld: 0.00 Fepaymsnts 0.00 Werknan'r Compensation, ^'fret: 0.00 T'i 2008 Payments: O.JG TY 2007 Payments: 0.)0 iY 2006 Payments: f.:.On IY 2005 Payments: 0.00 bust Fund Indicatcr: Retirement FSAIRRB -Payments: Either F.F.B cr SSA nar..Ants Form 1099-INT Payer: Payer's Federal Tdentification Number iFIN): 231257295 , SOVEREIGN BANK FO BOX 12646 READING, FA 14612-2646 Recipient: Recipient's Identiii,at!;n Nuriter: 167-I6-53197 . ESTHER E CATTS 71, S BROAD S7 MECHANICSBURG, PA 17055-400E Submission. Type: Ociainal document Account Number (Optional): 00'00001165174313,'DD Interest: $:4.00 Tax Withheld: 0.I0 Savings Btnds: 0,00 Investment Expense: e.00 :-terest FOI EP:L:i:e: Foreian Tar. Paid: 0.00 Second Nct`ce Indicate-: No Seocrd tics i.e Form 1099-INT 2013/11/21 14:08:41 4 /8 e Payer: Fav<r Is Feder ai Tdentif i cat ior, Hunker (Fitt): ^_31231_35 SOVEREIGN BANK FO EOX. 1,646 READING, FA 19612-2646 1 ( Recipient: Recipient's Identification Number: 167-16-5337 ESTHER E C ATTS 7i2 S BREAD ST I i NECHANICSeUR.G, FA 1705:-4006 1 SuUmssLx: T}•p<; L,ti.final muu?•.eni � i Acccunt Number (Opticnal): 000r,009016840707E3D- � interest: S=„9•u9 Tax withheld: C'•C•3 Savings Bonds: 0•00 ' Investment Expense: C.00 Interest Forfeiture: L.cO Foreign Tar. Paid: i•n,) Second Hct.ce iriicat_.. ..c Se-onci ti;rice Form 1099-INTI Payer: f Fayer's Federal Ident"icaticn Number (FIN): 211227245 SOVEREIGN EANH { FO BOX ;2646 READING, PA 196',2-:64f, Recipient: Recipient's Identification Number: 1E7-16-53397 ESTHER E CATTS 7T 2 S BROAD ST KECHANICSBURG, FA 17055-4906 Subminsion Type: Original dcctmr nt Ac-cunt Number (Opticnall: 00000000 i 6E 55451 BOF.T Interest: 53,010.00 Tax Withheld: 0.00 Savinas Ecnds: 0.00 Investment Expense: 0.50 Interest Forfeiture: 0.00 For?ign T. 'raid: 0.00 Second Nctica Indicator: ]i.= sec-n' Form 1099-INT 2013/11/21 14:08:41 5 /8 Payer: Payer's Federal identi"cat-ion Number (FIN): 231237295 SOVEREIGN BANK I - FO BOX 12646 t READING, FA 1961' ='646 1 1 i Recipient: Recipient's Identification. Number: 187-16-5391 ES'THER E CAT'IS 712 S BROA. ST N,ECHANICSBUkv, FA 17055-4006 Sub.missirn Type, Account Number (Opticnai): x,000 b0001665546F564i Interest: Si,052.00 ! Tax Withheld: 0.05 Savings Bonds: 0.70 1 Investment Expense: 0.00 Interest Forfeiture: 0.00 Foreign Tax Faid: 4.00 Second Notice Indicator: No Second Notice Form 1099-INT Payer: Payer's Federal Identification Numbe: IF1N): ;.31231295 SOVEREIGN BANK ?0 BOX 12646 READING, FA 19612-2646 Recipient: Recipient's Identification Number: 187-16-5397 ESTHER E CATTS 712 S BROAD ST MECHANICSBURG, ?A 17055.4006 SuEmission Type: Original document Account Number (Options;): 00G000002335.'54021RT Interest: si,307.00 Tar. Withhe'd: C..0() Savings B-nls: 0.00 Tnvestment. Expense: 0.00 Interest Forfeiture: 0.00 Foreign Tax Paid: 0.00 Second N,-,ice Tniicater: 11r Second Notice AM Form 1099-INT 2013/11/21 14:08:41 6 /8 Payer: Payer's Federal Identi`ication Number (FIN!: 233097422 CITIZENS BANK OF PENNS'ILVAKIA R(P230 MMA 1 CITIZENS DRIVE GL #1013 RIVERSID-e, RI 02925-0000 Recipient: Recipient's Identifiaaticn Number: 187-16-5397 ESTHER E CATTS 712 S BROAD ST MECHANICSBURG, FA 17055-4006 Sub:r.issicr. Type: _,ri7'nal dxamen'_ Account Number iOpticnai): 6Z0:4P9193 Interest.: Tax Hithheid: G.0 Savings Bonds: CO 6. Investment Expacs?: 6.00 interest F_rfeiture: Foreign Tax Paid: C.00 Second Notice ird'catrr: No Serend N:lice Form 1099-R Distributions from Pensions , Annuities , Retire or Profit-Sharing Plans , IRAs , Insurance Contracts , etc. Payer: Payer's Federal Identification Number (FIN): 1338555:0 ALLSTATE RETIREMENT PLAN ALLSTATE INSURANCE COMPANY ATiN DANIEL H^RTHBROC'F, IL 60062-6127 Recipient: Recipient'_ Idenii:i•_at.on t:urWar: 1F7-16-5397 CATTS, ESTHER 712 S BROAD STREET !4ECHANICS5URG, FA :7055-0001; Submission Type: friginal +d^1JJIvie:1:. Account Number (0_tienal): 307,)0411232700001441 Distribution rode Value: (Death Distribution Code: Distribution Cale Value: Nct -ignif.cant Distribution Code: __en'r. Tax Amount Undetermined Code: Nct checked ' . Tatal Distribution :6]e: !1ot checked SEP Indicator: _r.ASEF'S:148 b-.x riot checked 2013/11/21 14:08:41 7 /8 Tax Withheld: 0.00 1,tai Employee Contributions: 0.00 Unrealized Appreclatinn: 0.00 Other Income: C.00 Gress Distribution: c�. nag_ii0 Taxable 7,m-un_. Eligible Capital Gains: r„Oi Form 1099-R Distributions from Pensions , Annuities , Retire or Profit-Sharing Plans , IRAs , Insurance Contracts , etc . Payer: Payer's Federal ;denti ficaticn Itumber 1FIN1: 166:65706 MA1iFACTURERS 6 TP.ADERS TRUST CO PO BOX 1596 M C MD1 MP10 BALTTMORE, MD M03-0000 ff� Recipient: Redpient's Idea:i.°icati�n T:u.Tter: Ie7-i6-S 4? ilI CATTS, ESTEER E 7:? S BPY/AD S7 1 MECFANTCSEURG, PA 170554000 Submission Type: Cr4a'nal dcoument Account Number (Optional): /EJTOT2T2B0000 Distribution Code Value: Normal diatributicn Distribution Code: Distribution Code Value: Nct siac':ic sat Distribution Code: B1 an Tax Amount Undetermined C:.de: .,.t C. _he eked Total Distribution Code: Not -hacked SEP Indicator: TPA"SEF;ST15P be:: not checked Tax Withheld: (1.00 Total Employee Contribu*_ione: 0 00 Unrealized Appreciation. L, n0 Other Inc:,te: 0.00 Gress Distribution: e_ _60.00 Taxable k?punt: ;2,264.00 Eligible Capital Gains: 0.00 'ehie F:oducl Contains Sensitive Taxpayer Da;.a 2013/11/21 14:08:41 8 /8 FAX COVER SHEET I DAta: is/Zi/i.013 Yo: ihc:Ie b: i FAY. 8: 7:7/7E:-5085 FAX I F:or..: Internal Revenue Service Electronic Tax Administration e-services Transcript Delivery System ® _ Philadelphia= PA 19255 - -- Ices$agre: We've enclosed the transcript or transcripts that you requested on November 21 2013 CONFIDENTIALITY NOTICE THIS COMMUNICATION IS INTENDED FOR THE SOLE USE OF THE INDIVIDUAL TO WHOM IT IS ADORESSED AND MAY CONTAIN INFORMATION THAT IS PRIVILEGED.CONFIDENTIAL AND EXEMPT FROM DISCLOSURE UNDER APPLICABLE LAW.IF THE READER OF THIS COMMUNICATION 6 NOTTHE INTENDED RECIPIENT OR THE EMPLOYEE OR AGENT FOR DELIVERING THE COMMUNICATION TO THE INTENDED RECIPIENT.YOU ARE HEREBY NOTIFIED THAT ANY DISSEMINATION.DISTRIBUTION.OR COPYING OF THIS COMMUNICATION MAYBE STRICTLY PROHIBITED.IF YOU HAVE RECEIVED THIS COMMUNICATION IN ERROR.PLEASE NOTIFY THE SENDER IMMEDIATELY BY TELEPHONE CALL AT(74004140822),AND RETURN THE COMMUNICATION AT THE ADDRESS ABOVE VIA THE UNITED STATES POSTAL SERVICE.THANK YOU 2013/11/21 14:22:08 1 /10 10 FAX COVER SHEET Fhone b: FAX .. .................................... .. .... ......... ... . .... Frcn: Internal Revenue Service Electronic Tax Administration e-services Transcript Delivery System Philadelphia, PA 19255 I'lle ssa g--: We've enclosed the transcript or transcripts that you requested on November 21 2013 CONFIDENTIALITY NOTICE THIS COMMUNICATION IS INTENDED FOR THE SOLE USE Of THE INDIVIDUAL TO WHOM IT IS ADDRESSED AND MAYCONTAIN INFORMATION THAT IS PRIVILEGED.CONFIDENTIAL AND EXEMPT FROM DISCLOSURE UNDER APPLICABLE LAW.IF THE READER OF THIS COMMUNICATION tSINOTTHE INTENDED RECIPIENT OR THE EMPLOYEE OR AGENT FOR DELIVERING THE COMMUNICATION TO THE INTENDED RECIPIENT.YOU ARE HEREBY NOTIFIED THAT ANY DISSEMINATION.DISTRIBUTION.OR COPYING OF THIS COMMUNICATION MAYBE STRICTLY PROHIBITED.IF YOU HAVE RECEIVED THIS COMMUNICATION IN ERROR.PLEASE NOTIFY THE SENDER IMMEDIATELY BY TELEPHONE CALL AT(14"9a22),AND RETURN THE COMMUNICATION AT THE ADDRESS ABOVE VIA THE UNITED STATES POSTAL SERVICE.THANK YOU 2013/11/21 14:22:08 2 /10 Internal Revenue Service United States Department of the Treasury This Proiuct Contains SensitivF Ta pn•er DntR j Wage and Income Transcript r Request Date: i1-21-2913 Rerp-nse Gat_: 'rase:E.^.g IlUr he r: e9f!1763C F,S i7 SSN Provided: 187-16-5397 Tax Period Requested: December, 2010 f Form 5496 Individuall Retirement Arrangement Contribution Information i Trustee: Trustee/issuer's Federal Identification Number (FIll): 2312372?5 SOVEREIGN BANK. e 0 BOX 12646 OREADING, EA 19612-0000 Participant: Participant's Identification (lumber: 117-16-5197 ESTHER E CATTS 712 S BROAD ST MECHANICSBORG, FA 17055-4OOG Submission Type: r:rie_inal decu.:ert Account Number (Optional): 1367165397 IRA Contributions: 0.00 Rollover Contributions: 0.00 Roth Conversion Arount: 0,00 Recheracterized Contrltutions: 0.00 Fair Market Value of Acrcunt: S74,907.O0 Lire Insurance Cost Included in Box l: 6.00 SEF Cade: Hot Checked IRA Code: Checked Simplo Code: Not Checked Roth IRA Code: Not Checked RMD For Subsoquont year: C�orPgid SEP -ontributicnE: 0.00 SIMILE Contributions: 0.00 Roth IPA Coniribu:ions: 0,00 (� Form SSA-1099 Benefits Statement 2013/11/21 14:22:08 3 /10 Payer: Payer's Federal Identification Number fF IN): 526004613 SOCIAL SECURITY ADMINISTRATION Payee: Payee's Identif;cnticr. Number: 187-16 5397 ESTHER E CATTS i 712 S BROAD ST ' MEr_HANTCSBURG, FA 17055-000n S:bmissi._n Type: Oriuinal dcume::t Account Number (Opticmal)a NiA Pensions and Annuities tTctal Benefits Paid): :16,E76.00 lax Withheld: 0.00 Repayments: 0.00 Workman's Compensation Offset: 0.00 TY 2009 Payments: 0.00 TY 2008 Payments: n•00 TY 2007 Payments: G.00 TY 2006 iayments: Trust Fund Indicator: Retirement SSAIRRB Payments: .,.th_r R:RS cr SSA payments I • Form 1099-INT Payer: Payer's Federal Identification Number (FIN?: 231237295 SCwER.EIGN BANE: PO BO'.( 12646 ) READING, FA 19612-2646 Recipient: Recipient's Idertifica:ion Nuirber: 1E--i6-5397 ESTHER E CATTS I 712 S BROAD ST MECHMICSSUR.G, FA 1iOS5-5006 Subnir—lor, Type: Original dxument. Account Number (Optiorai): 00v)Ov0&i66i'•P:37?DD Interest: ^.2.00 Tax Withheld: 0.00 savings Ponds: 0,)O Investment Expense: (1.)0 Interest Forfeiture: 0.)0 Foreign Tax ?aid: 0.00 Tax-Exempt Interest: 0,00 Specified £tic ate Aet i•;ity ecrd Inter=et: n.00 Second Notice Indicator: !I- F.xmd ?:-,Lice Foreign Country _r US Possession: 2013/11/21 14:22:08 4 /10 CUSIP Number: Form 1099-INT Payer: Payer's Federal iden%'f'cation Humber (FIN): 231237295 SCVEREIGN BANE .0 BGX i264c' i REAGIIIG, FA 19612--64C, Recipient: Recipient's Identification Number: 187-16-53c7 ESTHER E CATTS 722 S BROAD ST MECHANTCSEURG, FA 17055--0006 Submissior. Type: Or'c'nai dc:ument Account Number (Optionall: Goo 1000 rG i6840707E3GG Interest: Tax Withheld! 111•11'0 � Sar-ngs E.nlz: r�•00 Investment Expense: +)0 + ® Interest-Fcrfei-ure: `'•}') Foreign :ax Paid: L•00 Tar:-Exempt Interest: •.+. Specified Private Acti•.•fty Pond Interest: 0•)0 Second Notice Indicator: .•o Second N:tice Foreign Country or US Fossassicn: CUSIP Number: Form 1099-INT Payer: Payer'= Federal Identification Number IF1N): 231?.3795 SOVEREIGN BANE PO BOX 1_'646 REAG117G, rA 29612-2646 Recipient: Recipient's Identification Number: iS7-16-5347 ESTHER E ,CATTS 712 S EIRC!AG ST MECHANiCSFURG, 'A 17055 4006 Subnissicn Type: Or'a'nal doc=,ent Ac-ount N;:, er (Optionall: OG00 OJ0016E55512593C Ark Interest: si,kiE.00 w Tas W4thh-19: c.JO 2013/11/21 14:22:08 5 /10 Savings Bonds: 0.00 Investment Expense: 1.00 Interest Forfeiture: 0.00 Foreign Tax Paid: 0.00 Tax-Exempt Interest: 0.60 Specified Private Activity Bond Interest: 0.00 Second Notice Indicator: No Second Notics Foreign Country or US FOssessicn: CC,S1P Ndr-her: Form 1099-INT i Payer: payer's Federal Identification Number (FIN): Z31.37_95 j SGVEF.EIGN EA`ifi { FG BOX 12646 READING, FA 1?6i2-254h Recipient: Recipient's Idertifica:icn Number: 187-76-5397 ESTHER E CATTS 712 S BROAD ST MECHANICSBURG, rn 1+Oc.-1006 Subsissicr. Type: Origins- dcc!neet Account 1:u.:ber (Optional): J0UO0006i6S5E5:26?F.T Interest: S4ii3.00 Tar. withheld: 0.00 Savings Bonds: 0.00 Investment Expense: U.00 Interest Forfeiture: i Foreign Tax Paid: ri 6^ i Tax-Exempt Inte_est: 6•.00 ( Specified Private A-tis-ty Fond Interest: U.00 $ECOnd lictiOe Indicator: !:D SEGinCt fiat iOE Foreign Country Or US FcEressien: tiSIF Ny,ber: Form 1099-INT Payer: Fayer's Federal Identificmt`.c.r, Number fFIN): .'.33237235 SOrEREIGN EANV FO EM 12646 READING, Pi. 19612-2646 Recipient: Recipient's Identification Number: 1 7-16-`397 I 2013/11/21 14:22:08 6 /10 ESTHER E CATTS 712 S BROAD ST hECHANICSBURG, FA 17C55-5006 Submission Type: nria`nai Account Number (Optional): OJOCOG OOi G355°35i5 R^ ,:':terest: 655.60 I Tax Withheld: 0,00 Savings Bonds: C.00 Investment Expense: 0.00 interest Forfeiture: 0.00 Fcreigr. Tax Paid: 0.00 Tax-Exempt interest: 0.00 Specific.; Frivate Activity Bond In Ceres(: Second Notice Indicator: tjp cc--.;n,j Nctic5 F-creign Country or US F]Yseesien: CUSIF Number: Form 1099-INT Payer: Foyer's Federal Ibdentificatien Number (FIN): 233U5�6:2 CITIZENS BANK OF PENNSYi,VANIA f R0F 2 3 0 Premier Savings 1 CITIZENS DRIVE Appeared 05-14-10 RIVERSIDE, RI 02915-0000 Recipient: Recipient's Identification Nwber: 10;-16-53 ?7 ESTHER E CATTS 7i2 S BROAD 5, MECHANIMURG, FA i7'J56-S OPG Suhmission Type: Original 6ocur,.sr.t. Account Number i0pti r_.nal): &::5945850 Interest: SiGi.00 Tax Withheld: G.Of) Savings Bond::: 0.00 Investment Expense: 0.00 Interest Forfeiture: 0.00 Foreign Tex Paid: 0.00 Tar.-Exempt Interest: 0.00 Specified Private Activity Bond Interest: 0,00 Second Notice indicator: No Second lr ct ice Foreign Country or US Fcsseesicn: CUSIF Number: Form 1099-R Distributions from Pensions , 2013/11/21 14:22:08 7 /10 Annuities , Retire or Profit-Sharing Plans , IRAs , Insurance Contracts , etc . Payer: Payer's Federal Identification Humber (FIN;: 13138b5920 ALLSTATE RF.TIREN.ENT FL;V: AGENTS PENSION FLAN F 0 BOY. 958 EAST SYRACUSE, NY 13057-0000 Recipient: Recipient's identification Number: 1£7-Iri 5-,97 '1 CATTS, ESTHER i CATTS ESTHER. 712 S FROA% STREET ME,4AN:CSe'UR.m, iA 17655-0000 Submission Type: :-:.g nal d>:uaec_ Account Number (Optional): [411047°=05300001172 D'rtribatic.n Code Value: De th Distxibcticn rudr. Distribution Code Value: Not sia_cificant i Distribution Code: Blank . Tax Amount Undetarmined •---Ae: Not checked i Total Distrcbutio., Code: No- Checked SEE Indicator: iF.A%SEF:S.P:6 bcx not checked Tax Withheld: O,Cp Tctai Ecployee Certrit..tions: 4.00 Unrealized Appreciation: 0.00 Other Income: Gross Distribution: Taxable Amount: 51,334.00 Eligible Capital Gains: 0,00 Form 1099-R Distributions from Pensions ,' Annuities , Retire or Profit-Sharing Plans , IRAs , Insurance Contracts , etc. Payer: Rayer's Federai iderti Y.cgtina dumber (FIN): 155,;5EM6. NANUFACTUF.ERS d TRADEF.S TRUST CJ FO F_1% 159E M C MD1 MF30 BAL'IIMDPF., MD 21203-0069 Recipient: Recipient's Ideatificaticn 1:un1ber: 161-16-5397 CATTS, ESTHER E 712 S BRIAD ST 2013/11/21 14:22:08 8 /10 f MECHANICSBURG, PA 17055-0000 Submission Tyne: Gricinal drumant Account Number (Optiocalj: i5Ci0I2i2c0000 Distribution Co_e Value: Normal distribution Distribution Case: 7 Distribution Code Value: Not significant Distribut on Code: Blank. Tax Amount Undetermined Code: Not checked Total Distribution Code: Not checked SEP Ind.cator: IRA,SE1i SIHI box .tot. checked Tax Withheld: Total Employee Con.tribationr: L.00 Unrealized Appreciation: C.00 lather Income: C.03 G rosy Distribution: :Z,24c.Gi Taxable Amount: Eligible Capital Gains: Form 1099-R Distributions from Pensions , Annuities , Retire or Profit-Sharing Plans , IRAs , Insurance Contracts , etc. Payer: Payer's Federal identification Number (PIN): 231237245 SOVEREIGN BANK P 0 FOX 12666 READING, PA 19612-0000 Recipient: Re:ipient's Identification ttunber: 1S7-16-534'7 ESTHER E CATTS 712 S BROAD ST ME7HANICSBURG, ?A 17055-4006 Submission Type: C,r;a:nai d.-r.:unant. Account Number (Octionall: ii?71r.•5297-7 Distribution Code Value: Normal distr"L_,ticn Distribution Cafe: 7 Distribution Code Value: Nct significant Distribution CcJe: Blank Tax Amount Undetermined Code: Tax Arran nr' deter,--fined Total Distribution Code: !:at checkel SEP Indicator: :P.A%SEF!S?HF box checked Tax Withheld: 0.90 Total Employee rontrib-.tions: G.00 Unrealitea Appreciation: O.+J0 Other income: C.00 I 2013/11/21 14:22:08 9 /10 ® Gross uistributicn: 55,2 iS.fi0 Taxable Amount: 55,2%5.00 Eligible Capital Gains: 0.00 Form 1099-R Distributions from Pensions , Annuities , Retire or Profit-Sharing Plans , IRAs , Insurance Contracts , etc. f Payer: Fayer's Federal identification Number IFINF: 251926855 ) BN:' MELLON DISBURSEMENT AGENT F o Box 4:B Name change for EAST. SiR:.G;-SF., NY 13n57-OCI)O Allstate Pension?? Recipient: Recipient's Identificaticr. dumber: 187-16-5327 CATTS EST1fER 71n S BROAD STREET !'_HANICSSURG, FA 17055-0000 Submissia.: Type; Cz igical d•a=u.:ert Account "..caber !Optional): ASTO PH 4 O20000CAT7 Distribution Code Value: Death Distribution. Code: [_ S� Distribution Cod=_ Value: Not significant Distribution Code: Blank 1 Tax Amount Undetermined Code: licit checked 1 Total Distribution Code: Not checked SEF Indicator: IF4,/SEP1S2* bcx not checked Tax Withheld: 0.00 Total Employee Contributions: ; Unrealized Appreciation: - 0.00 Other Income: 0.00 Gross Distributicn: 54,0C3.00 Taxable Amount: 54,00x.00 Eligible Capital Gains: 0.00 This Product Contains Sensitive Taxpayer Dae.a 2013/11/21 14:22:08 10 /10 FAX COVER SHEET I Cale: i1/?1/2013 TO: FY^ne t: r FxC A: 7i7/7E1-50155 j f i Fro,: Internal Revenue Service Electronic Tax Administration e-services Transcript Delivery System Q -_^Philadelphia, PA 19255 Message: I we've enclosed the transcript or transcripts that you requested on November 21 2013 CONFIDENTIALITY NOTICE THIS COMMUNICATION IS INTENDED FOR THE SOLE USE OF THE INDIVIDUAL TO WHOM IT IS ADDRESSED AND MAY CONTAIN BIFORMATION THAT IS PRIVILEGED.CONFIDENTIAL AND EXEMPT FROM DISCLOSURE UNDER APPLICABLE LAW.IF THE READER OF THIS COMMUNICATION IS NOT THE INTENDED RECIPIENT OR THE EMPLOYEE OR AGENT FOR DELIVERING THE COMMUNICATION TO THE INTENDED RECIPIENT,YOU ARE HEREBY NOTIFIED THAT ANY DISSEMINATION.DISTRIBUTION,OR COPYING OF THIS COMMUNICATION MAYBE STRICTLY PROHIBITED.IF YOU HAVE RECEIVED THIS COMMUNICATION IN ERROR.PLEASE NOTIFY THE SENDER IMMEDIATELY BYTELEPHONE CALL AT(14004"22),AND RETURN THE COMMUNICATION AT THE ADDRESS ABOVE VIA THE UNITED STATES POSTAL SERVICE.THANK YOU I I W i I 1 2013/11/21 14:01:51 1 /10 FAX COVER SHEET Date: 1112112.013 To: �/ 7C! Fn3 6: 1iT/T5;-SUITS /'J\ �!! FAX I i _................._......._........_.._........ - -..... . ... .... _.. F:cn: Internal Revenue Service Electronic Tax Administration e-services Transcript Delivery System j Philadelphia, PA 19255 i Message: We've enclosed the transcript or transcripts that you requested on November 21 2013 CONFIDENTIALITY NOTICE THIS COMMUNICATION IS INTENDED FOR THE SOLE USE OF THE INDIVIDUAL TO WHOM IT IS ADDRESSED AND MAY CONTAIN INFORMATION THAT IS PRIVILEGED.CONFIDENTIAL AND EXEMPT FROM DISCLOSURE UNDER APPLICABLE LAW.IF THE READER OF THIS COMMUNICATION IS NOT THE INTENDED RECIPIENT OR THE EMPLOYEE OR AGENTFOR DELIVERNGTHE COMMUNICATION TO THE INTENDED RECIPIENT,YOU ARE HEREBY NOTIFIED THATANY DISSEMINATION,DISTRIBUTION.OR COPYING OF THIS COMMUNICATION MAYBE STRICTLY PROHIBITED.IF YOU HAVE RECEIVED THIS COMMUNICATION N ERROR.PLEASE NOTIFY THE SENDER IMMEDIATELY BY TELEPHONE CALL AT(I-WU2§a22),AND RETURN THE COMMUNICATION AT THE ADDRESS ABOVE VIA THE UNITED STATES POSTAL SERVICE.THANK YOU o � 2013/11/21 14:01:51 2 /10 f Internal Revenue Service United States Department of the Treasury This F'todijtt. Contains Sensitive Taxpayer Data Wage and Income Transcript R-Juest. rate: it{1-20.13 R-s pass- Date: 11-21-2013 Trac ki❑g 17umh=;: 1001763;6517 a9R Provided: iB''-16-5397 Tax Period Requested: ,December, 2011 Form 5498 Individual Retirement Arrangement Contribution Information t i Trustee: Trustee]Iss aer's Federal Idertificati an Number IRlfa: 2.1237295 SOVEREIGN BA17I: P C. BOY. :2646 READING, PA 19612-0000 ! Participant: Participant's Identifieatior. N.:mber: 187-16-5397 ESTHER E CATTS 712 S BR^AD ST ME7HANICSSUP.G, FA 17055-4106 Submission Type: ::ia`nal d-,c ^ent Account Number (Optional): 1387365397 IRA Contributions: 0,00 Roliover Contributions: 0.00 Roth Conversion Amount: 1•.00 Recharacterized Contributions: 0-.00 Fair Market Value of A•xoun*: S6'•,96,.9O life Insurance CosL LLn.lude.; in Box is h,.i0 SEF Cade: N_t Ch-ck-d IRA Code: Chscke9 Simple Cede: Not Checked Roth IRA Code: I;-.t rh-cited RMD For Subsequent Year: Ch-,V.-d SEP Contributions: 0.00 SIMPLE Contributions: 0.00 Rcth 1RA Contributions: p,OO Form SSA-1099 Benefits Statement F 2013/11/21 14:01:51 3 /10 Payer: Payer's Federal Identi:_catl on Number (FIN): 5?6004613 E SOC'1AL SECURITY ADMINISTRATION II Payee: Payee's identification Number: 167-16-5397 ESTHER E CATTS 712 S BROAD ST MECHANICSBURG, FA 170554000 Submission Type: Original document Account Number (Optione.li: N/A Pensions and Annuiti=s ITC-tai Fene:i•_s fair): s16,5—.00 Tax Withheld: 0.0) Repayments: C1.01) workrlan's Cnmpensati_n C'ffsc-: (x,01 1 T5 2010 Payments: C,GG T'i 2009 Payments: 0.05 I TY 2008 Faymente: ::.Cdr T'i 2007 Payments: 1,03 1 Trust Fund Indicator: Re-+:ement SSA/RRB Payments: S_ther RRB or SsA paynents Form 1099-INT Payer: Payer's,Federal Identification Humber (FIN): 231237295 SOVEREIGN BANK FO BOX 12656 READING, PA 1961.-2646 Recipient: Recipient-z Identification Number: 187-16-5397 ESTHER E CATTS ! 712 S BPAAJ ST FiECHANICSBURG, FA ;705:-4306 Submission. Type: Iiricinai dt-unent Account Number (Oc4 iona'a: LG 00v000JS SE•4%S i4 P.T Interest: 525.J0 Tax: Withheld: 0.00 Savings Bonds: 0.00 Investment Expense: 0.00 Interest Forfeiture: 0,110 Foreign Tax Paid: I,.)G Tax-Exempt Interest: O,s,G Spedfie.9 Frivate Aet",-:ty Bond Interest: p.00 Second Notice Indicator: 1)- second Notice Foreign Country -r CS F_ssese.^n: 2013/11/21 14:01;51 4 /10 OJSSP Number: i Form 1099-INT 1 Payer: j F ayer Is Federal Identifi._a:ion Number (FIN!: 231237255 SOVEREIGN BANK i FO BOX 12646 READING, FA 19612-2646 Recipient: Rodpiert's Identification ti-mber: ESTHER E CATTS 712 5 BROAD ST MECHANICSBURG, eA 17055-4006 Submission Type: Oric i.^.ai docu,:.ent Ac_ount dumber (Optional): CitO'JG000i 6E 555i256•RT Interest: Tar: Withheld: 0.00 F Savings Bonds: 0,00 D Investment Exrense: O.OQ 0 Iterest Forfeiture: Foreign Tax Paid: O,)Q Tax-Exempt Interest: V..)O ' I Specified Private Activity Bend Interest: 0,00 1 Second Notice Ind?cator: No Second Nance Foreign Country or US Fossession: CUSIP Nwtber: j Form 1099-INT Payer: Payer's Federal Identificaticr. Number (FIN): 231237295 SOVEREIGN BANE. FO sox i2646 READING, PA 14612-2646 Recipient: Recipient's Identification Number: 787-16-5347 ESTHER E CAT'S 712 S BROAD ST McCBANICSE,URG, PA. 170'5-4000 nubmissbn Type: Original dccmaent _mount Numter IOpt ionaU: 0f.00090",=E€55°_i:67?_i interest: -716.00 Tax With'-id: 0.00 2013/11/21 14:01:51 5 /10 savinas Bands: 0.00 Investment Expense: 6.00 Interest Forfeiture: 6.00 Foreign Tax Paid: 0.00 Tax-Eremrt Interest: 6.00 Specified Private Activity Bend interest: C'.0O t Second Notice Indicator: N,. Second Notice i Foreign Country or US Possession: i C-USIP Number: � Form 1099-INT Payer: Payer's Federal ldentificeticn Number (FIN': 231'34295 S( EREIGN BANK PO BOX 12656 READING, TA 19Ei2-:646 Recipient: Recipjen.ls Ident Mleticn Nuri:er: i.E7-16-5341 ESTHER "c -ATT'S 712 S BROAD S' eMECHANICSBURG, PA :7055-90UE Suhnissicn Type: G:iai-aF do :rment Account Nunner tQptionall; OO�1006v6I6E55516i4 kT Interest: 5`4•00 Tax Withheld: f•'IO Savings 8=ds: 0•'}0 Investment Expense: 0.00 Interest Forfeiture: Foreign Tax Paid: �'•d� Tar.-Exempt Interest: 0.00 Specified Private Activity Bond Interest: 0.00 Second Notice Indicator: Ncc Second Ilatice Foreign Country o: US Possession: CUSIF Number; Form 1099-INT Payer: Fayer's Federal Fdent.i i.:ati o:. Numher (FIN): 201237205 SOVEREIGN Bffi11: PG BOy. 12646 READING, PA 10612-2646 Recipient: Recipicrt _ 1dern"Lcav:n Nwa.__. :27-16-5347 ESTEEA E 'ATTF 2013/11/21 14:01:51 6 /10 ';12 S BROAD ST MEMAANi CSBURG, FA 17055-4006 Submissi:n Type: C•r:cinal do:umant Account Number (Optional): O00000C-2334023663DD Interest: S-00 Tax Withheld: 0.00 Savings Bands: 0.00 Investment Expense: 0.00 Interest Forfeiture: 0.00 Foreign Tax Paid: 0.07 Tax-Exempt Interest: 0.00 Specified Private Activity Bcnd Interest: 0 00 Second Notice Indicator: No Second Notice Foreign Country or US Possession: CUSTF Number: iy Form 1099-INT { Payer: Payer's Federal identif:.cation Number (FIN): 233057422 CITIZENS BANK OF FENNSI_+ANIA 060 ROF230 I CITIZENS DRIVE RIVERSIDE, RI 02915-0000 Recipient: Recipient's Identification Number: 167-16-5367 ESTHER S CATTS 712 S BROAD ST MECHANICSEURG, FA 17055-4006 SUbmi"ion Type; pr;ginal dc- =ent Account. Number (Octienei): 0225545R50 merest: S2i.00 Tai: Withheld: 1.06 Savings Bonds. 0.00 Investment Expense: 6.00 i6teresl Forlei.cre: 6.00 Foreign. Tax Paid: 0.00 Tax-Exempt Interest: 6.00 Spec fied Private Activ4 ty Bond Inter�Et: 0.00 Second Notice Indicator: N.- '-S-Cnd Notice Foreign Country rar US F"i.^SeS51%Y:: G„SIF Number: e Form 1099-R Distributions from Pensions , 2013/11/21 14:01:51 7 /10 i • Annuities , Retire or Profit-Sharing Plans , IRAs , Insurance Contracts , etc. Payer: f Fayer's Federal Ident"icati:n Number IFIN1: /66265706 MANUFACTURERS 4 TRADERS TR(IST CO FO BOX i5M M C Ifni MFF30 BALTIMORE, MD 21203-0000 Recipient: Recipient's ldentifioaticr. N'lmher: 187-16-5397 CATTS, ESTHER E 712 S BROAD ST MECHANICS BURG, PA 170554000 Submission Type: Oricinal do^-ument i Account Number IOptiona_): i5cio121280000 ..; tributicn Code Value: Normal distribution �:istributicn Code: 7 Eistribution Cade Value: Nct _ f::ant Distribnt ion Cade: Blank Tax Amount Undetermined Cede: Not r_hecked i . Total Distribution Cede: Not checked first :'ea: Roth -ontr=ution: OOCO SEE Indicator: IRAISEFi SIM-r bcx not checked Tax Withheld: 0.00 Total Employee Contributions: O.GO Unrealized Appreoiaticn: 0600 Other Income: v.00 Grass Distribution: S2,3i9.GG Taxable Amount: 00 Eligible Capital Gains: 0.00 Amount to IRR: 00 i Form 1099-R Distributions from Pensions , I Annuities , Retire or Profit-Sharing Plans , IRAs , Insurance Contracts , etc. Payer: Fayer's Federal Identification Number iFIM: 231237295 SOVEREIGN BAID: P O BOX 12646 READING, FA 196!2-0000 ` 1111. � Recipient: ® kecipisr.t's Identif ica:i.n ttumba r. 1?7-16-tJ97 ESTHER E CATTS 2013/11/21 14:01:51 8 /10 11, s BROAD sr MECHANICSBURG, PA 170:5-400E Sukmissien Tyre: Original do.ument Account Number (Optional): 11871653x7-7 Disiribut;en Cale Value: ;formal distribution i Distribution Code: ; Cistribution COd« Value: N ? sir:i iicant I 1 - 1 i Uistributicn Coie: - C niank Tax Amount Undetermined Cod:. Tax .I=-ur., not determined T^tai Distribution Galen Not C:e-Red First Year Roth Contribution: 0000 11 1 PEP Indicator: IRAJ SEi!SiN.I' box checked 4 Tar. Withheld: L.00 ;atal Emc'oyee .octribu"ens. 0 .,0 Unrealised APFreciaticn: :,.OD ' Other Inccme: p,90 Gross Distribution,: Taxab-le Am unt: <c c(1_,f,•0 Eligible Capital Gains: p,p0 Amount tc IF.R: G CO Form 1099-R Distributions from Pensions , Annuities , Retire or Profit-Sharing Plans , IRAs , Insurance Contracts , etc . Payer: Payer's Federal identification Number (FIN!: 251 926355 BNY MELV+N DISBURSEMENT AGENT ALLSTATE INSURANCE CO P O FOX 45P, EAST SYRACUSE, NY 13057-0000 Recipient: Recipient's Identification Numk.er: 197-16-53P1, CATTS ESTF.FR 712 S BROAD STREET MECHANICSBURG, i'A 17055-0000 Submissicr, Type: Cria'na3 d-,cument Account Number (Optional): Ac-cir. 020000 Distributim Code Value: -Death Distribution. Ctie: 4 Distribution Cede Value: Not sion+ricant Distribution Cain. Blank Tax ?mount Undeternined Ode: Nr•t checked Total Distribut-on Code: Nct checked Fi_st 'Year Rcth .Gntrikutior.: GC00 I 2013/11/21 14:01:51 9 /10 i SEF Indicator. _rAISEPSTJt.F bcx not checked Tax Withheld: 0.00 Total Emr;ovea r_ontrlbutions: 6•GO Unreal' Appreciati;n: -1.C tither Income: 6.00 Gross Distrihuti.m: S`- `'°•6� Taxable Amount: 55,35:.00 Eligible Capita'. Gains: 0.00 Amount to IRR: 0.00 This Pro Duct Contains Sensitive Taxpayer Data i 2013/11/11 14:01:51 10 /10 FAX COVER SHEET Date: 111/2'./2013 ' To: :hone f: _ FAX is 7i:/7E11-5085 From: Internal Revenue Service Electronic Tax Administration e-services Transcript Delivery System e Philadelphia, PA 19255 1✓,essace: We've enclosed the transcript or transcripts that you requested on November 21 2013 CONFIDENTIALITY NOTICE THIS COMMUNICATION IS INTENDED FOR THE SOLE USE OF THE INDIVIDUAL TO WHOM IT IS ADDRESSED AND MAY CONTAIN INFORMATION THAT IS PRIVILEGED,CONFIDENTIAL AND EXEMPT FROM DISCLOSURE UNDER APPLICABLE LAW.IF THE READER OF THIS COMMUNICATION IS NOT THE INTENDED RECIPIENT OR THE EMPLOYEE OR AGENT FOR DELIVERING THE COMMUNICATION TO THE INTENDED RECIPIENT,YOU ARE HEREBY NOTIFIED THAT ANY DISSEMINATION,DISTRIBUTION,OR COPYING OF THIS COMMUNICATION MAYBE STRICTLYPROHIBITED.IF YOU HAVE RECEIVED THIS COMMUNICATION IN ERROR.PLEASE NOTIFY THE SENDER IMMEDIATELY BY TELEPHONE CALL AT(1400-828-01122),AND RETURN THE COMMUNICATION AT THE ADDRESS ABOVE VIA THE UNITED STATES POSTAL SERVICE.THANK YOU 2013/11/21 13:48:41 1 Al O FAX COVER SHEET 0�D4) Date: ".121/2013 Tc: 8hene f: FAX F: 717/751-508.5 FAX Internal Revenue Service Electronic Tax Administration e-services Transcript Delivery System O Philadelphia, PA 19255 Messaae: We've enclosed the transcript or transcripts that you requested on Novenber 21 2013 CONFIDENTIALITY NOTICE THIS COMMUNICATION IS INTENDED FOR THE SOLE USE OF THE INDIVIDUAL TO WHOM R IS ADDRESSED AND MAYCONTAIN INFORMATION THAT S PRIVILEGED.CONFIDENTIAL AND EXEMPT FROM DISCLOSURE UNDER APPLICABLE LAWAF THE READER OF THIS COMMUNICATION S NOT THE INTENDED RECIPIENT OR THE EMPLOYEE OR AGENT FOR DELIVERING THE COMMUNICATION TO THE INTENDED RECIPIENT.YOU ARE HEREBY NOTIFIED THAT ANY DISSEMINATION.DISTRIBUTION.OR COPYING OF THIS COMMUNICATION MAYBE STRICTLY PROHIBITED.IF YOU HAVE RECEIVED THIS COMMUNICATION IN ERROR.PLEASE NOTIFY THE SENDER IMMEDIATELY BY TELEPHONE CALL AT(1.000.0"22).AND RETURN THE COMMUNICATION AT THE ADDRESS ABOVE VIA THE UNITED STATES POSTAL SERVICE.THANK YOU 1 I 1 ( I I 2013/11/21 13:`48'41 2 /11 Internal Revenue Service United States Department of the Treasury This Pr Mutt Contains Sensitive Taupe. er Data Wage and Income Transcript Request Data; 11-ii-201? 13----20:- Trar.};inr. )IU-.Y.er: i00i753L 6511 ' SSN Provided: 3c67-10-5397 Tar Period Requested: Decemt•er, 2,012 1 Form 5498 Individual Retirement Arrangement Contribution Information Trustee: Trusteellssuer's Federal identification Humber (FIH): 2 31237295 i SOVEREIGN BAN}: MA1 M83 02 i0 TD II: • BOSTON, SA 02289-0000 Participant: Participant's Idertification Humber: P37-16-5'x97 ESTHER E CATTS 712 S BROAD ST MECHANICSBURG, TA 17055-0000 Submissicr. Type: Original dotumsnt Account Humber (Optional): O3I70163318000O091 IPA Contributions: 0,00 Rcllover Contributions: 0.00 Roth Conversion Amount: C.O0 Recharacterized Contributions: Fair Market Value of A:co+.:nt: Sn4,86".00 Life Insurance C_•st Included in Box 1: 0.)0 SEP Code: Not che']Red IRA Code: Chec):ed Simple Code: Not Checked Roth IRA Code: Not Checked R""i, For Subsequent. Yaar: Checked SEF Contributions: C.00 SIMFLE Co:iLribu.!ons: C•.90 Poch IRA Contributions: C.40 f Form SSA-1099 Benefits Statement i 1013/11/21 13:0 Pb 3 /11 ) Payer: Payer's Federal identM cation Number MN): 5<^^6005&13 SOCIAL SECURITY ADMINISTRATION Payee: Fnyco's IdFntificati•-m Numt•er: 187-16-5397 ESTHER E CATTS 712 S BREAD ST MECHANICSBURG, FA 1705:-0000 Submission Type: Oticinal do_ument Acccunt Number 1Optional): 1(/A Fensions and Annuities (Total Benefits Paid): Tax Withheld: 0,00 Repayments: ._,7:4.00 Workman's Comrensation Offner: 0.00 TY 2011 Payments: 0.00 { TY 2010 Payments-. 0.00 TY 2009 Payments: 0.00 TY 2008 Payments: 0,03 Trust Fund Indicator. ,. .._ .._-ent ., SSAIRRB Fayments: _the. RRB Cr SSAvpaynerts Form 1099-G ( Payer: Fayer's Federal ldenti Eicatioc Numbs: lFIN): 236003112 COMI.ONWEP.LTH OF PENNSYLVANIA DEPARTMENT OF REVENUE HARRISBURG, PA ti?2R-1225 Recipient: Re'pient's Identification Number: 1°_7-16-5397 ESTHER E CATTS 7l2 S BROAD ST ME:�HANICSSURG, FA 17055-4006 Submission Type: P: •:=,1 6o:umant Account Number (Optional): ,S-i16539720ii ATAA Payments: 0.00 Tax Withheld: [.,Op Taxable Grants: 0.00 Unemployment Compensation: C.C.0 Aaricultural Subsidies: 0.00 Prior Year Refund! -1200.00 Market cain cn C, mod_t, Cr_d__ Corporation :cans i :e-,aid cn a after ,tan.ary 1, btG7: ® YcdI of -,C fund: 201: 11_t 2013/11/21 13:48:41 4 /11 Trade •,: Bari❑255 Form 1099-INT Payer: Fayer's 'e4eral i entif ication Numb<r (FIN) : ?3122729P. SOVEREIGN SANK 10 6438 rr5 Y READING, fA 196 1 2-2646 Recipient: Recipient's Identification Fumber: 187-16-5397 ESTNER E CATTS 712 S BRGAD ST N.ECY.ANICSBJRG, FA 17055-0000 Submissicn Type: Cri. inai do:=..ent Account Number (Ottionay): 23 i37_'6z1U55 X4741°- interest: .62.00 Tax Withheld: 1.00 Savings Bonds: O.C•0 Investnent Expense: 0.04 _nterest F.rfeiture: '.E7 oreign :ax Paid: u.i9 Tax-Exempt interest: 0.00 Specified Frivate Activity Bcnd Interest: •.00 Second Nctice Indicator: Ne Secrmd N-,tice Foreign Country or US Fessessicm: CUSIF Nwber: Form 1099-INT Payer: Fayer's Federal. :dent;fication Number (FIN): 231237295 S(VEREIGN BANK 10 6438 CF5 READING, FA 19612-2646 Recipient: Recipient's Identification Numcer: 187 1653^7 ESTNER E CATTS TI? S BROAD ST hECHANICSBURG, Ih 170`_5-Ci!0�i Subrission Type: pr'ginal document Account Vu.:jer (Uptionall: _3137i69ilbBi793577 Interest: Tax Withheld: 0.00 2013/11/21 13:48:41 5 /11 Savings Bonds: C.00 Investment Expense: C.00 interest Forfeiture: C.00 Foreign Tax Paid: u U1 Tax-Exempt Interest: 0.00 3tecified Private Activity Bond Interest: G.00 Second NOLiCe IndicaLor: Nc. Second Notice Foreign Country or US Peessession: CUS1P Number: i i Form 1099-INT Payer: Fayer•s Fe-deral =dontification Number fFIN): 23143"05 SOVEREIGN BAtin 10 6438 CF5 READING, FA 1 9611-2646 1 Recipient: Recipient's Identificat ic.n Num::er: 18'-16-5397 ESTHER E CATTS 112 5 BROAD ST Y.ECHANICSBURG, PA 17055-0.000 Submissicr. Type: dcc:ment Account Number (Optional): :.313726=1i 6855;;25? Interest: Tar. withheld: 0,00 Savings Bcrds: MO , Investment Expense: 0.00 Interest Fotfe.iture: p,00 Foreign Tax Paid: MO Tax-Exempt InLeres L: 0.00 Specified Private Activity Bend Interest: 0,)0 Second Notice Indicator. N.: Second Roe 4ce ',:reign Ccum.ry or US Fcesessicn: CUSiP Nu.:3:•er: 1 Form 1099-INT I Payer: Payer's Federal identi:_tatiec Number {FIN): 231237295 S7iEREIGN BAIII: 10 6436 CF5 READING, PA 19E"',2646 Recipient: Recipient's Identific a_i-.n Number: 167-16-°3 F7 c E i 2013/11/21 13:48:41 6 /11 t eESTHER E CATTS 712 S BROAD ST MECHANICSBURG, FA 17055-0000 Submission Type: Oric inai da.ument Account Number (Optional!: -313726?1i685;5i_67 Interest: $77E.0J Tax withheld: 6.00 SAvings Bonds: C,00 l InvesLmanl Expense: r,CIO Interest Fc•r[eiture: 0.00 Foreign 'lax Paid: 0.00 Tat.Exempt Interest: C.00 Specified Private Activity Bond hfterest: Second N*rtic- _n3i,_at.r: u. Fecend notice Foreign Country or US CUSIF Number: - - Form 1099-INT Payer: Payer's Federal ldent:4Lcation Number (FIN1: 231237255 e SOVEREIGN SANK 10 6938 CF5 READING, FA 15612-2646 Recipient: Recipient's Identification Number: 187-16-5357 j ESTHER E CATTS 712 S BROAD ST NECHANICSFIRG, PA 170S5-6000 Submission Type: Griginal dCCt22eit Accccnt N!:mber KTtidnai): .i96S7 interest: 0.30 Tax Filhheid: 0.00 Savinqs Bonds: 0.00 Investment Expense: 6.00 Interest Forfeiture: C1.O0 Foreign Tax Paid: 0.00 Tars F.x+mFt IntereS•: 0.00 Specified .rivate Activity Scnd Interest: 0.00 Second Netite Indicator: Second NOti-e Foreign C_antry cr US F<ssessi,n: C'USIP Number: Form 1099-INT 2013/11/21 13:48:41 7 /11 Payer: Fayer's Federal IdenLificat''on Number (FIN): 231237-'95 SOVEREIGN BANK 19 6436 CF5 READING, FA. 19612-2646 ! Recipient: Recipient's ldentifi-at.ion Nu^J?er: i87-16-5357 ESTHER E CATTS 7+2 S B"TOAD ST MECHAN37SBURG, FA 17055-0000 I Submission Type: it icinal document ' Account Number (Optional): Y31372691210713 3695 lrterest: C.00 E Tax Withhold: 0,00 Savings Bonds: 0.GO Investment Expense: n,G+3 Interest Forfeiture: 0,.00 Foreign Tax Paid: 0,00 Tax--Exempt Interest: O,p0 Specified Private Activity R.and Interest.: 0,00 Second Notice Indicator: No Second Notice Foreign Country e: US Possession: < CUSIF Number: Form 1099-INT Payer: Payer's Federal Identification dumber IFIN1: 231237205 SOVEREIG14 BANK 10 6438 CF- READING, FA 196!2-2646 Recipient: Recipient's Identification Numl:er: IF--16-5397 ESTHEER F CATTS 712 S BROAD ST MECHANICSBURG, PA 17055-0000 Submission Type: Or-canal document Account Number COptional): a137�63i23340�3953 interest: 53.00 lax Withh:]3 : 0.06 Savinas B:.ndsc 0.00 1 n:ESimsnt Expense: Q-+)n 1nLEreSt F:2feitire: 0.00 Foreign Tao-: ?aid: 0.00 + 00 Tax-Exempt lnt=_rest: f,,, 2013/11/21 13:48:41 8 /11 Specified Private Activity Bond Interest: 0"00 Second Notice Indicetcr: .eroed Nce ice Foreign Country or US Possession: CUSIF Number: Form 1099-INT Payer: Payer'^ Federal Identification Number IFTNi: 2330 97422 j CITIZENS BANE: OF PENNSYLVANIA 060 I ROP?30 I I CITIZENS DRIVE RIVERSIDE, RI 029:5-0000 i Recipient: Recipient's Identification Number: ESTHER E CATTS 712 S BROAD ST MECHANICSBURG, FA 17055-4006 Submission Type: O. ulna? doc=nent A.c.ount Numbef !Optional;: 5%34445'37 . Interest: SI5.0) I Tax Withheld: i.93 Savings Bonds: L.0') investment Expense: CA) Interest Forfeiture: 554.00 Foreign Tax Paid: - 0.00 Tax-Exempt Interest: 6.00 Specified Private Activity Bend Interest: M10 .Second Notice Tndicatof: 11, Feccmd NcticS Foreign Country or US Fessessicn: CUSIF N=ker: Form 1099-R Distributions from Pensions , Annuities , Retire or Profit-Sharing Plans , IRAs , Insurance Contracts , etc . Payer: layer's Federal identification Number (FIN): 166265706 15ANUFACTURERS 6 TRADERS TRUST CO FO BOX 1596 M C MDI MP30 BALTIMORE, 1,E) 21203-0040 Recipient: Rc-:pient's Identification 6,.m_.-. 197-16-5347 CATTS, ESTHER -e 2013/11/21 13:48:41 9 /11 I • 712 S BP.OAD ST MECHANICSBURG, PA 17055-9000 Submission Type: Original document Account Number (Optional): 15010121230000 Distribution Code Value: llr.rmal distribution Distribution Code: 7 i Distribution Cede Value: lint significant Distribution node: Elan,-: Tax Amount Undetermin-:d Code: N:t :he-ke f{tfi i T,,Lal Distribution Coda: Not checked First Year Roth Centzikmtion: 8000 SEP Indicator: iRA`SEIISIMF box not hec Yed Tam Withheld: a.cry Total Employee Contributions; C..CG iinrealined Appreciation: 0,00 Other Income: Grass Distribution: 'taxable A'tount: ,i45,f,0 � igible Capital Gains: b,i0 kmrunt to IR.R: - G n0 1 Form 1099-R Distributions from Pensions , Annuities , Retire or Profit-Sharing Plans , j S IRAs , Insurance Contracts , etc. Payer: Payer's Federal Identification Humber IFIN): 231237295 SOVEREIGN BANK MA1 MB3 02 10 TD IF: BOSTON, MA 022E4-0060 I Recipient: Recipient's Identifitaticn Number: in'-16-5397 ESTHER E CATTS 7'2 S BROAD ST MECHANICSBURG, PA 170`.5-0000 Submission. Type: Orieinal document Account Number (OFti cna'): OiESElE 00000?c Distribution Code Value: N, mal distli'*u.ion Dist-ihuti:n Cc•de: , Distribution Cade. Value: _ .an;'_oant Dietributi:_n Cade: B=ank Tax Amount Undetermined Cade: i'ax ar.; urt not detern,nei Total Dist:ibution Cade: ti.•-_t checked First Year Roth Ccnt;ibutios: G000 SEP indicator: 1PA,SEi'SIN.F box. ch,ked Tax Withheld: G.OG I 2013/11/21 13:48:41 10 /11 bTotal Employee 7ontributions: ,n0 Unrealized Appreciation: 00 Other Income: C.00 Gross Distribution: 4°.,e3':.o0 Taxable Amount: ;°,570.00 Eligible Capital Gains: 11.00 Amount to IRR: 0,00 Form 1099-R Distributions from Pensions , Annuities , Retire or Profit-Sharing Plans , IRAs , Insurance Contracts , etc . Payer: Payer's Federal identifl ration. Number (FIN): 251926955 BN'i MELLON DISBURSEMENT AGENT ALLSTATE INSURANCE CO -ry BOY 558 EAST SYRA_USE, N.., 13057-0000 Recipient: R.ecipiest's Identifi<a-'c-n Number: i2 16-5x97 CATTS ESTHER 712 5 BROAD STREET MECHANICSBURG, FA 1705°-0000 Submission Type: dmucent Account Number (Optional): i ASTOIM 020000 Distribution Code Value: Death Distribution Cade: 4 Distribution Code Value: Exit signifiednt Distribution Cade: =lank Tax Amount Undetermired Cede: Not checked Total Disttibuticv: Code: Not checked First Year Roth Contribution: 0000 SE? Indicator: ;-rA:'S Ei.S:Mi• kcx not checked Tax Withheld: 11.00 Total Employee Cr•ntributionz: 0.00 Tlnr.yIize:i Appreciation.- 4.00 Other Inco=a: i.00 Gross Distribu*_c,r.: Taxable Amount: °5,11''8.00 Eligible Capital Gains: 0.90 Amount to IRA: 0,00 s Product Contains Sensitive Taxpayer Data 2013/11/21 13:48:41 11 /11 FAX COVER SHEET Date: 11/21/2013 'Cc•: ;hone F: FAY. 6: 717/761-5865 _ F1,X From: Internal Revenue Service Electronic Tax Administration e-services Transcript Delivery System ® Philadelphia, PA 19255 I 7essage: I We've enclosed the transcript or transcripts that you requested on November 21 2013 CONFIDENTIALITY NOTICE THIS COMMUNICATION IS INTENDED FOR THE SOLE USE OF THE INDIVIDUAL TO WHOM IT IS ADDRESSED AND MAY CONTAIN INFORMATION THAT I$PRIVILEGED.CONFIDENTIAL AND EXEMPT FROM DISCLOSURE UNDER APPLICABLE LAW.IF THE READER OF THIS COMMUNICATION IS NOT THE INTENDED RECIPIENT OR THE EMPLOYEE OR AGENT FOR DELIVERING THE COMMUNICATION TO THE INTENDED RECIPIENT.YOU ARE HEREBY NOTIFIED THAT ANY DISSEMINATION.DISTRIBUTION,OR COPYING Of THIS COMMUNICATION MAYBE STRICTLY PROHIBITED.IF YOU HAVE RECEIVED THIS COMMUNICATION IN ERROR.PLEASE NOTIFY THE SENDER IMMEDIATELY BY TELEPHONE CALL AT(I.000•B20-Oi22),AND RETURN THE COMMUNICATION AT THE ADDRESS ABOVE VIA THE UNITED STATES POSTAL SERVICE.THANK YOU 2013/11/21 13:22:58 1 /4 I� 1 Q FAX COVER SHEET d6017 Dat-: 11/211/:oi: Phone £: FAY. £: 7;7/761 5035 FAX Frc.T.: Internal Revenue Service Electronic Tax Administration e-services Transcript Delivery System Philadelphia, PA 19255 OI+Iesssye.. We've enclosed the transcript or transcripts that you requested on November 21 2013 CONFIDENTIALITY NOTICE THIS COMMUNICATION IS INTENDED FOR THE SOLE USE OF THE NDIVIDUAL TO WHOM IT IS ADDRESSED AND MAY CONTAIN IN FORMATION THAT IS PRIVILEGE D.CONFIDENTIAL AND EXEMPT FROM DISCLOSURE UNDER APPLICABLE LAW.IF THE READER OF THIS COMMUNICATION Is NOT THE INTENDED RECIPIENT OR THE EMPLOYEE OR AGENT FOR DELIVERING THE COMMUNICATION TO THE IN TENDED RECIPIENT.YOU ARE HEREBY NOTIFIED THAT ANY DISSEMINATION.DISTRIBUTION,OR COPYING OF THIS COMMUNI ICATION MAY BE STRICTLY PROHIBITED.IF YOU HAVE RECENED THIS COMMUNICATION N ERROR.PLEASE NOTIFY THE SENDER IMMEOIATELY BY TELEPHONE CALL AT(I 4042M22).AND R RN THE COMMUNICATION AT THE ADDRESS ABOVE VIA THE UN RED STATES POSTAL SERVICE.THANK YOU O 2013/11/21 13:22:58 2 /4 Internal Revenue Service United States Department of the Treasury T:ds F'rcduct '<ntAins Sensitive Taxpayer Data Account Transcript Resl:•on_'ro Da Le: it-2i-2011 Trac Y.ina Iicrszr: 10X1'.8355510 FORM NUMBER: it") TAX i'Eki OD: Dec. 31, 2007 TAXPAYER IDENTIFICATION IfUISBER: 222-01-9?64 SPOUSE TAXPAYER IDENTIFICATION NUMBER: 187-15-5397 WALTER L 6 ESTHER. E -ATTS t --- ANT 1-1NUS SIGN -S'H-YWN BELOW S1GN':F'1ES A Cr:EDlT A47C'GNF --- ACCOUNT BALAN"E: r.00 ' ACCRUED INIERESI: F-00 AS OF: Nev. 07, 20:1 . ACCRUED PENALTY: 0-00 AS OF: Nov: . 07, 20Ii ACCOUNT BALANCE PLUS ACCri_i,L- ' (this is n_�t a payoff =,unt): O.fiO •• ll;FORMATIJii FR}F: THE RETURN OR AS ADJUSTED •4 EXEMPTIONS: 02 FILING STATUS: Married Filing J:dnt ADJUSTED GROSS INC,YME: 93,5:7.00 TAY.ABLE INC(X -e: 72,9li.AO TAX PER RETURN: 11,n97,99 SE TAXABLE 11;COME TAXPAYER: (•O0 SE TAXABLE 115.1?ME SPOUSE: X•00 TOTAL SELF EMPLOYMENT TAY.: f•'�f RETURN DUE DATE JR RETUPI; RECEIVED DATE 04HICHEVER IS LATER) Apr. 15, 2)08 PROCESSING DATE par. 10, 20CE TPNISACTIONS CODE EXPLANATION OF TRANSACTION CYCLE DATE AMOUNT 150 Tax return filed _,�f 3i19�Ir i�,'; !G-'_i 6F. $11,69i-00 n/a 092:2-050-00559-8 2013/11/21 13:22:58 3 /4 f 430 Estimated tax payment 430 Estimated tax pavm r.t -si,r'.00 430 Estimated tax payment -si:0. )0 430 Estimated tax payment OS 60 610 Payment w'Lh return C,S41.OJ 766 Tax ,Iief cr?dit -sl,:oc,.oO "Ro Addlt4,."al tax assessed 2008250P d6-30-2VS sr.00 n,la 846 RefuiA i"!j?d L6-30-2))R 20 0.0 0 This Fzcduct Ccntains Sensitive Ta---F.ayer D'ta f 2013/11/21 13:22:58 4 /4 Q FAX COVER SHEET Date: 111212012 To: Phone @: FAX R: 71 7/161-:095 &�A Fret: Internal Revenue Service Electronic Tax Administration e-services Transcript Delivery System Philadelphia, PA 19255 E .Message: We've enclosed the transcript or transcripts that you requested on November 21 2013 CONFIDENTIALITY NOTICE THIS COMMUNICATION IS INTENDED FOR THE SOLE USE OF THE INDIVIDUAL TO WHOM IT IS ADDRESSED AND MAY CONTAIN INFORMATION THAT IS PRIVILEGED.CONFIDENTIAL AND EXEMPT FROM DISCLOSURE UNDER APPLICABLE LAW.IF THE READER OF THIS COMMUNICATION IS NOT THE INTENDED RECIPIENT OR THE EMPLOYEE OR AGENT FOR DELIVERING THE COMMUNICATION TO THE INTENDED RECIPIENT.YOU ARE HERESY NOTIFIED THAT ANY DISSEMINATION.DISTRIBUTION.OR COPYING OF THIS COMMUNICATION MAYBE STRICTLY PROHIBITED.IF YOU HAVE RECEIVED THIS COMMUNICATION N ERROR.PLEASE NOTIFY THE SENDER IMMEDIATELY BY TELEPHONE CALL AT 040D.B7B-011221.AND RETURN THE COMMUNICATION AT THE ADDRESS ABOVE VIA THE UNITED STATES POSTAL SERVICE.THANK YOU Q 2013/11/21 13:42:43 1 /4 r FAX COVER SHEET i Date: 11/21/2013 /J( cv ) To: Phone 2: I FA -_ F:=: Internal Revenue Service Electronic Tax Administration e-services Transcript Delivery System Philadelphia, PA 19255 — OMessage: � i" We've enclosed the transcript or transcripts that you requested on November 21 2013 CONFIDENTIALITY NOTICE THIS COMMUNICATION IS INTENDED FOR THE SOLE USE OF THE INDIVIDUAL TO WHOM IT IS ADDRESSED AND MAYCONTAN INFORMATION THAT IS PRIVILEGED.CONFIDENTIAL AND EXEMPT FROM DISCLOSURE UNDER APPLICABLE LAW.IF THE READER OF THIS COMMUNICATION IS NOT THE INTENDED RECIPIENT OR THE EMPLOYEE OR AGENT FOR DELIVERING THE COMMUNICATION TO THE INTENDED RECIPIENT.YOU ARE HEREBY NOTIFIED THAT ANY DISSEMINATION,DISTRIBUTION,OR COPYING OF THIS COMMUNICATION MAYBE STRICTLY PROHIBITED.IF YOU HAVE RECEIVED THIS COMMUNICATION N ERROR,PLEASE NOTIFY THE SENDER IMMEDIATELY BY TELEPHONE CALL AT(1400#T60922),AND RETURN THE COMMUNICATION AT THE ADDRESS ABOVE VIA THE UNITED STATES POSTAL SERVICE.THANK YOU I 2013/11/21 13:42:43 2 /4 1Internal Revenue Service j United States Department of the Treasury This Product Contains Sensitise Taxpayer Data i Account Transcript kr-Hoer.'. La*.?: i1-;:F-2013 k=_epcase Date: 11-21-20.13 Tracking Nua?:: i0C176 J46510 FORK N'UMSEk: 1G40A TAX PER701): D.C. 31, 2008 TAXPAYER IDEIITIFICATI0N ttU1hBEP.: 221-OI-9_64 SPOUSE TAXPAYER IDENTIF-i CAT1014 NUMBER: 187-16-5.;97 WALTER. L DE ID 6 ESTHER E CATTS ESTHER E CA"TS 712 S BROAD ST KECHk,'ICSBURG, PA 17055 4006-129 --- ANY MINUS SIGN SHO'rR: BEI/)W SIGNIFIES A CREDIT AM UNT --- AO70J1i: BALANCE: 6.OQ ACCRUED INTEREST: C.00 A- iF: 67, 2011 ACCRUED PENALTY: 0.00 AS OF: Ncv. Q7, 2011 ACCOU14T BA"NCE PLUS ACCF.UALS (this is n,;t a payoff acv— t): C.00 INFOFMATI:'di FROM THE RETURN OR AS ADJUSTED " EXEMPTIONS: 02 FILING STATUS: Mnrr.ied Piling i:int ADJUSTED GROSS INCOME: 26,821.00 TAXABLE INCOME: TAX PER RETUF.N: 5"8.00 SE TAXABLE 7NC015E TAXPATEn: C'•00 SE T;,XABLE INCOME SPOUSE: C•00 TOTAL SELF EM.FLOYM.EN7 TAX: 0.00 RETURN DUE D ACE OR RETURN RF:EIVED DATE WHICHEVER IS LATERi AFt. , 2005 PROCESSING D9:E i'ar. IJ, 2003 TRANSACTTONS 2013/11/21 13:42:43 3 /4 1 I CODE EXPLANATION OF TRANSACTION CYCLE DATE AMOUNT 1 150 Tax return filed -0091j-lc C -30-:009 $57"o.iJu n/a 09209-059-S4415-9 430 Estim ted tax payment 0-'-20-2008 -4200.00 430 Estimated tax payment -S 200.00 430 Estimated tax payment C9-05-9008 -5200.00 430 Estimated tax payment 11-£4-20108 -5200.00 540 Deceased taxpayer 0]-30-2)09 50.00 846 P.efuni issued C3-30-200P $222.00 This Prm.uct Contains Sensitive Ta:-:payer Data 1 i i 2013/11/21 13:42:43 4 /4 FAX COVER SHEET nn1e: ,1/n/zc13 To: Phone A: FAY. 6: 717/761-509: FA From: Internal Revenue Service _ �~ Electronic Tax Administration e-services Transcript Delivery System Philadelphia, PA 19255 N-ssage: We've enclosed the transcript or transcripts that you requested on November 21 2013 CONFIDENTIALITY NOTICE THIS COMMUNICATION IS INTENDED FOR THE SOLE USE OF THE INDIVIDUAL TO WHOM If IS ADDRESSED AND MAY CONTAIN INFORMATION THAT IS PRMLEGED.CONFIDENTIAL AND EXEMPT FROM DISCLOSURE UNDER APPLICABLE LAW.IF THE READER OF THIS COMMUNICATION IS NOT THE INTENDED RECIPIENT OR THE EMPLOYEE OR AGENT FOR DELIVERING THE COMMUNICATION TO THE INTENDED RECIPIENT.YOU ARE HEREBY NOTIFIED THAT ANY DISSEMINATION.DISSTRIBUTION,OR COPYING OF THIS COMMUNICATION MAY BE STRICTLY PROHIBITED.IF YOU HAVE RECEIVED THIS COMMUNICATION N ERROR,PLEASE NOTIFYTHE SENDER IMMEDIATELY BY TELEPHONE CALL ATI140 MO-W2])AND RETURN THE COMMUNICATION AT THE ADDRESS ABOVE VIA THE UNITED STATES POSTAL SERVICE.THANK YOU