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HomeMy WebLinkAbout14-3053 Supreme Co,- ..,,, •01 Pennsylvania Coumof,Commo Pleas For Prothonotary Use Only: Ciil�Cove Sheet ( Docket No: Cu i .berMla'�nd' County 1q. S� 5 � The information collected on this form is used solely for court administration purposes. This form does not supplement or replace the filing and service of pleadings or other papers as required by law or rules of court. Commencement of Action: S fix! Complaint ® Writ of Summons Petition 0 Transfer from Another Jurisdiction E-i Declaration of Taking E C Lead Plaintiff s Name: Lead Defendant's Name: RITE AID HDQTRS. CORP. Bainbridge & Knight, LLC T xi Dollar Amount Requested: Owithin arbitration limits I Are money damages requested? Yes 0 NoX (check one) Ooutside arbitration limits 0 N Is this a Class Action Suit? Yes xi No Is this an MDJAppeal? Yes ED No A Name of Plaintiff/Appellant's Attorney: Brian P. Downey&Tucker R. Hull, Pepper Hamilton LLP El Check here if you have no attorney(are a Self-Represented [Pro Sel Litigant) Nature of the Case: Place an"X"to the left of the ONE case category that most accurately describes your PRIMARY CASE. If you are making more than one type of claim,check the one that you consider most important. TORT(do not include Mass Tort) CONTRACT(do not include Judgments) CIVIL APPEALS ®i Intentional E3 Buyer Plaintiff Administrative Agencies 0 Malicious Prosecution In- Debt Collection: Credit Card Board of Assessment ❑ Motor Vehicle Debt Collection: Other Board of Elections Nuisance Breach of contract . Dept.of Transportation Premises Liability 0 Statutory Appeal:Other S 0 Product Liability (does not include 3 Employment Dispute: mass tort) E 0 Slander/Libel/Defamation Discrimination C 0 Other: Employment Dispute:Other 0 Zoning Board � Other: ,I, I ❑ Other: O MASS TORT 0 Asbestos N E] Tobacco El Toxic Tort-DES El Toxic Tort-Implant REAL PROPERTY MISCELLANEOUS i Toxic Waste Other: El Ejectment E] Common Law/Statutory Arbitration B 0 Eminent Domain/Condemnation ] Declaratory Judgment 0 Ground Rent Ej Mandamus 0 Landlord/Tenant Dispute Ea Non-Domestic Relations 0 Mortgage Foreclosure: Residential Restraining Order PROFESSIONAL LIABLITY Mortgage Foreclosure:Commercial 0 Quo Warranto Dental 0 Partition 0 Replevin Legal 0 Quiet Title rJ Other: 13 Medical 0 Other: 0 Other Professional: Updated 1/1/2011 r RITE AID HDQTRS. CORP, IN THE COURT OF COMMON PLEAS OF 30 Hunter Lane CUMBERLAND COUNTY, PENNSYLVANIA Camp Hill, PA 17011 Plaintiff, /}< NO. ' V V CIVIL TERM vs. NEW ENGLAND CONFECTIONERY CIVIL ACTION - LAW COMPANY, INC. 135 American Legion Highway ' Revere, MA 02151-2405 ' Defendant: s'= T'Y NOTICE TO DEFEND You have been sued in court. If you wish to defend against the claims set forth in the following pages, you must take action within twenty (20) days after this complaint and notice are served, by entering a written appearance personally or by attorney and filing in writing with the court your defenses or objections to the claims set forth against you. You are warned that if you fail to do so the case may proceed without you and a judgment may be entered against you by the court without further notice for any money claimed in the complaint or for any other claim or relief requested by the plaintiff. You may lose money or property or other rights important to you. YOU SHOULD TAKE THIS PAPER TO YOUR LAWYER AT ONCE.. IF YOU DO NOT HAVE A LAWYER, GO TO OR TELEPHONE THE OFFICE SET FORTH BELOW. THIS OFFICE CAN PROVIDE YOU WITH INFORMATION ABOUT HIRING A LAWYER. IF YOU CANNOT AFFORD TO HIRE A LAWYER, THIS OFFICE MAY BE ABLE TO PROVIDE YOU WITH INFORMATION ABOUT AGENCIES THAT MAY OFFER LEGAL SERVICES TO ELIGIBLE PERSONS AT A REDUCED FEE OR NO FEE. Cumberland County Bar Association 32 South Bedford Street Carlisle, PA 17013 Telephone: (717) 249-3166 0_ a i RITE AID HDQTRS. CORP, IN THE COURT OF COMMON PLEAS OF 30 Hunter Lane CUMBERLAND COUNTY, PENNSYLVANIA Camp Hill, PA 17011 Plaintiff, NO. CIVIL TERM VS. NEW ENGLAND CONFECTIONERY CIVIL ACTION - LAW COMPANY, INC. 135 American Legion Highway Revere, MA 02151-2405 Defendant. AVISO USTED HA SIDO DEMANDADO/A EN CORTE. Si usted desea defenderse de las demandas que se presentan mds adelante en las siguientes pdginas, debe tomar acci6n dentro de los pr6ximos veinte (20) dias despu6s de la notificaci6n de esta Demanda y Aviso radicando personalmente o por medio de un abogado una comparecencia escrita y radicando en la Corte por escrito sus defensas de, y objecciones a, las demandas presentadas aqui en contra suya. Se le advierte de que si usted falla de tomar acci6n como se describe anteriormente, el caso puede proceder sin usted y un fallo por cualquier suma de dinero reclamada en la demanda o cualquier otra reclamaci6n o remedio solicitado por el demandante puede ser dictado en contra suya por la Corte sin mds aviso adicional. Usted puede perder dinero o propiedad u otros derechos importantes para usted. USTED DEBE LLEVAR ESTE DOCUMENTO A SU ABOGADO 1NMEDIATAMENTE. SI USTED NO TIENE UN ABOGADO, LLAME O VAYA A LA SIGUIENTE OFICINA. ESTA _ OFICINA PUEDE PROVEERLE 1NFORMACION A CERCA DE COMO CONSEGUIR UN ABOGADO. SI USTED NO PUEDE PAGAR POR LOS SERVICIOS DE UN ABOGADO, ES POSIBLE QUE ESTA OFICINA LE PUEDA PROVEER 1NFORMACION SOBRE AGENCIAS QUE OFREZCAN SERVICIOS LEGALES SIN CARGO O BAJO COSTO A PERSONAS QUE CUALIFICAN. Cumberland County Bar Association 32 South Bedford Street Carlisle, PA 17013 Telephone: (717) 249-3166 RITE AID HDQTRS. CORP, IN THE COURT OF COMMON PLEAS OF 30 Hunter Lane CUMBERLAND COUNTY, PENNSYLVANIA Camp Hill, PA 17011 Plaintiff, NO. CIVIL TERM vs. NEW ENGLAND CONFECTIONERY CIVIL ACTION - LAW COMPANY, INC. 135 American Legion Highway Revere, MA 02151-2405 Defendant. COMPLAINT Plaintiff Rite Aid HDQTRS. Corp. ("Rite Aid"), by and through its undersigned attorneys, files this Complaint alleging as follows: PARTIES 1. Rite Aid is a Delaware corporation with its principal place of business at 30 Hunter Lane, Camp Hill,Pennsylvania 17011. 2. Upon information and belief, defendant New England Confectionery Company, Inc. ("Necco"), is a Delaware corporation with a principal place of business at 135 American Legion Highway, Revere, Massachusetts 02151-2405. JURISDICTION AND VENUE 3. This court has jurisdiction pursuant to 42 Pa.C.S. §931(a). 4. Venue in this Court is proper because the cause of action arose in Cumberland County and a transaction or occurrence took place out of which the cause of action arose in Cumberland County. RELEVANT FACTS 5. Rite Aid is a national drug store chain with its principal office in Cumberland County, Pennsylvania. 6. At all times relevant to this Complaint,Necco was involved in the manufacture, sale and/or distribution of confectionary goods and related products ("Products"). 7. Throughout its relationship with Rite Aid, Rite Aid and Necco entered into a series of agreements to govern their relationship. Included among these agreements are a series of Promotional Funding Agreements pursuant to which Necco agreed to pay Rite Aid money equal to a certain percentage of Rite Aid's gross purchases of Necco products during a particular time period, which funds were used to develop and co-execute marketing support for promoting and advancing the sales of Necco's products in Rite Aid stores. True and correct copies of the Promotional Funding Agreements entered into by Necco are attached hereto as Exhibit A. 8. Throughout its relationship with Rite Aid,Necco also entered into a series of Rite Aid Loyalty Card Promotion and Funding Agreements pursuant to which Necco agreed to pay Rite Aid money equal to a percentage of Rite Aid's gross purchases of Necco products during a particular time period, which funds were also used for the promotion of Necco products in Rite Aid stores. True and correct copies of the Rite Aid Loyalty Card Promotion and Funding Agreements entered into by Necco are attached hereto as Exhibit B. 9. Throughout its relationship with Rite Aid,Necco also executed several Incremental Investment Agreements authorizing a temporary price reduction or mark-down of -2- Necco products in Rite Aid stores. True and correct copies of the Incremental Investment Agreements executed by Necco are attached hereto as Exhibit C. 10. As of May 15, 2014,Necco's account reflects a$127,754.34 negative balance based on charges that Necco agreed to pay to Rite Aid. A true and correct copy of the current Statement of Account is attached hereto as Exhibit D. 11. All of the charges reflected on the Statement of Account as attached hereto as Exhibit D are authorized by one or more of the agreements executed by Necco. 12. As of the date of the filing of this Complaint,Necco is in breach of its agreements with Rite Aid because it refuses to pay Rite Aid the negative account balance due. COUNT 1 BREACH OF CONTRACT 13. Rite Aid incorporates the averments in paragraphs 1 through 12 above as ..if fully set forth herein. 14. As noted above, Rite Aid and Necco executed a series of agreements that set forth the terms and conditions governing their relationship. 15. The agreements entered into between Rite Aid and Necco are valid and enforceable. 16. Rite Aid has performed all conditions precedent under all agreements with Necco. 17. As of May 15, 2014,Necco has a negative account balance of $127,754.34. 18. Despite repeated requests and attempts to resolve this dispute,Necco refuses to pay the negative account balance to Rite Aid. -3- 19. Necco is in breach of its contract with Rite Aid because it has failed to pay the negative balance on its account. 20. Necco's conduct is without excuse or justification. 21. As of the date of this filing, Rite Aid has suffered damages in excess of $127,754.34 due to the breaches of Necco. WHEREFORE, Rite Aid requests judgment in an amount in excess of $127,754.34, plus interest, costs and all other amounts deemed appropriate by the Court. COUNT II UNJUST ENRICHMENT 22.' Rite Aid incorporates the averments in paragraphs 1 through 21 above as if fully set forth herein. 23. In the event Necco contends that some or all of the above-referenced agreements are invalid or unenforceable, Rite Aid is entitled to recover the outstanding amounts due to prevent Necco from being unjustly enriched. 24. As is customary in the industry,Necco was to pay for certain fees associated with the sale of its product and to contribute certain amounts of money for the marketing and promotion of its products. 25. Rite Aid has a reasonable expectation to be paid the negative balance comprising such fees and marketing and promotional expenses. 26. In the event that some or all of the above-referenced agreements between Rite Aid and Necco are deemed to be unenforceable, Rite Aid has no adequate remedy at law. 27. Necco reasonably should have expected to pay the fees and marketing expenses set forth in the statement of account that is attached hereto as Exhibit D, as such fees and expenses are customary in the industry. -4- 28. It would be inequitable for Necco to receive the benefit of the amounts still owed to Rite Aid. 29. Rite Aid is entitled to collect the outstanding balance, plus interest, from Necco under the doctrine of unjust enrichment. 30. Necco's wrongful conduct has caused damage to Rite Aid. WHEREFORE, Rite Aid requests judgment in its favor and against Necco in an amount in excess of$127,754.34, plus interest, costs and all other amounts deemed appropriate by the Court. Dated: May 19, 2014 ! ` Brian P. Downey (PA 59891) Tucker R. Hull (PA 306426) PEPPER HAMILTON LLP Suite 200 100 Market Street P.O. Box 1181 Harrisburg, PA 17108-1181 717.255.1155 866.422.1305 (direct fax) downeyb@pepperlaw.com hullt@pepperlaw.com Attorney for Plaintiff Rite Aid Hdqtrs. Corp. -5- VERIFICATION Nick Nichols signs this Verification on behalf of Rite Aid Hdqtrs. Corp., and does hereby verify that the foregoing Complaint was prepared with the assistance and advice of counsel, and in reliance upon counsel's advice; that the document, subject to inadvertent or undiscovered errors, is based upon and therefore limited by the records and information still in existence,presently recollected and thus far discovered in preparation of this document; and that subject to the limitations set forth herein,the statements contained in this document are true and correct to the best of his/her knowledge, information and belief. The language of the foregoing document is that of counsel. It is understood that the statements herein are made subject to the penalties of 18 Pa. C.S. § 4904 relating to unsworn falsification to authorities. 1 I� A411UV Name: Nick Nichols Title: Category Manager #25626186 A i J f i . I !Y I � � I i i I { I • Contract it V 6,1c Rite Aid Prom6itionsl Funding Agreement Fiscal Year 2013 Saftod on Actual Purchamm Category Mgr./Assoc Category Mg(. Company Name: -L-f 2 -;7 Vendor# Billing Address Contact y . Phone 0 Fax R. (Supplier)hereby agrees to pariticipatu,in Rite Aids Fiscal Year 2013 sup Fier promotional program in the amount indicated herein. The arnount to be paid by Supplier will be of Rite Aid's gross purchases of Supplier's products during Rite Aid's fiscal year beginning March 4, 2012 and ending on March 2,2013. The Funding will be used to develop and co-execute marketing support deemed appropniabe by Suppliers Rite Aid Category Manager for promoting and advancing the 381c3 of Supplier's products in Rite Aid stores, The Promotional Funding is in addition to and not in substitution for or diminution of any negotiated pricing, paymeent terms,volume incentives, rebates, other contract purchase incentives,funding for retail markdowns, oft-self displays, Single Check -Rabahep futfilliment,now items, new store allowances, Trade Show participation,Rite Aid Foundation Charity Golf Classic, Wellness Plus Funding, or other programs now existing or that may be developed from time to time. The Supplier's Funding Commitment is firm and non-cancelable for any reason whatsoever upon execution of this agreement Proof of performance YAII not be provided. Invoicing(which will be accomplished through Rite Aid deductions from any arlriounts owing by Rite Aid to Supplier according to Rite Aid's books and records)of the funding commitment will occur in twelve installments on or about 411/12. 4/29112,613112, 7/1/12, 7/29112, 912112, 9/30112, 10128/12, 12/2/12, 12/30112. 1127(13, and 3/3/13, The invoicing and deductions will be based on Rite Aid's gross purchases of the Supplier's products during the prior month jy The P"ornotional Funding is based on Rite Aid's fiscal year(March 4 2012-March 2, 2013)Gross purchases. :�* OnPS FORECASTED PROMOTIONAL FUNDING COMMITMENT 6 FORECASTED GROSS PURr ASES- 1 C 40 AJO —Vo"ey Mgr Aotholize,d S�190.1101,I*- " Pninvea ii Rite AAd'V1Ce Flire )dent Rita Aid Date r +� Contract It 0346199 Rite Aid Promotional Funding Agreement . Fiscal Year 2012 Funding Company Name: NECCO-STARK-HAVILAND C'atF-gnry Mgr Billing Addross: ATTN:PAUL3 DIBARTOLOMEO I Assoc. VAL 3TANSFIELD i atA.q ry Mgr.. 1133 AMERICAN LEGION HWY Vendor At "t-t321 REVER2 MA 021912406 Contact: HANS BECHER 11burle: 262.691-4600 Email: hboeherQn&cco.eaim Fa-v: 202-a9t-4414 NECCO-STARK•HAVIIAND i$uppiier)hereby dgrepa to pdnicirnte in Rite Aid's I:i,VAI Year 20.12 suppler promotional program in tho amcont rndic-al.0 herein.The amount ir,ba,paid ty Supplier will be 10.00%of Rite Aid's Gross purchases of Suppliers products betvreec February 27,201' and Marren 3,2012 tbut not iFtas than the Minimuaa Prnmotivnal Funding Commitment slot forth below).T1r5 Fundinq will be used w aevWop and co- execute marketing suvooi t deerned appropriete by 3r:pplier'ta Rile Aid CwN. orb Manager for j ron,oling and advancing;ha gales ttf Suppller't pradu�ts in Rita?Id stores, I he P rometional Fvnd ng is in add-bon:o and not in substitution for or diminution of any negotiated pricing,payment terms,volwtvs incertives,rebntOs,other cvnttaCt p(irchase incenklves.luoding for retail rnarkduwns, cuff-snail aispiaYs•Singlw C:nnuK Rebate tttffilimwd, new items,new stere atic.wanrnc,773da Shuv+UafhCinafior'1,Rite Aid FoullAielian Charity Colt t'.h:n,c,W*llvess Plus Funding,or oifier programs now existing or that may be dweioped from time to trine The Supplier's Minimum Prornorinnal Funding Commitment is firm and noircanrelabie for any reason whatsoever upon execution of thia agreement.Prnof at Derformaiwu will not be provided.Invorpurg(which will be accomplished Unr.,ugn R8e Aid deductions frun,any amounts owing by Rite Aid to Suppin_r uceording to Rite Aida books ana records)of the Minimum wrmmntionel runding Cnmmitmeru will accur m I`Avlve equal installments on or abuul the Orsi day of each calendar month beginning 31'12011 The Prnmotional Funding is based on Rite Aid's fiscal year(February 27,2011-Memo 20121. If ectuul Grana I-rrhases em--mo the Fcrcast,!d Gross Pwta•ases set forth below,the additional funding, it awl,wilt t>e billed 04 and deducted tty Rite Aid at the and of each tuts Aid fiscal period in which exrAeded Grose puzubases rxcurred ,fit MM ROMOTIONAL FUNDING COMMITMENT: �� $0 FORErGA8TED GROSS PURCHASES: � JJ so Y�•�t 6'�c't.�'- r-r auuwAred;:pnan.n: .;J'I. L' -��. Ree.rein r.nra�ry•aarayar.. ti ZY-�.t pnnwd Nemai •-'�F.�>'!.!'(f r y;:rr.�:(cr Pd.d Ad V"rte�ident: — oetame:. �.. oet �t �-'C/%.+•`r'6r lit t Oncun:entsand ScU ng:+lchiadj5',Lnral Settings',Tritrtar7ca ]ntnmut I dcal0L1<71w... 1117.•201 1 i I i 1 PJ'F# 0010-5918 !lite Aid Loyalty Gard Promotion nud Funding Agrcement k1scal Year 2013 Category Mgr./Assoc.Category M$n 3�- Supplier Name ' Vcndvr u `� ,Nddress 33- _ r 1 vti-- �t1 Contact I'honc ax 'jAt{—q.31p- ("Supplier"')hrmby agrees to participate in Rite Aida Fiscal Year 2013 Loyulty Card Promotion Funding prot,.ram in the percentage of gross sales amount indicated herein by executing this Loyalty Card Promotion and Funding Agrmmcnl("Agr'eetrlenl"). The funding amount("Funding')to be paid by Supplier will equal 1.5 %,of Ritc Aid's sues pttrchases of Supplier's Products during the Rite Aid Fiscal Year 2013 (beginning on or about March 4,2012 and carding on]Oath 2.2013). This Funding will be uscti to support an.additional level of discount involving Suppiic-r's product(s). 1 he discount amount will he determined by Rite Aid'4 Category Manager working with the Supplier, Orly discoviitic actually redeemed by Rite Aid retail customer%will decrement the Funding rctablished by this Agreement. This funding is in addition i0.and notin substitution for or diminution of; any other negotiated promotional funding,pricing, payment terrrrs, volume incentives,rehatee,,other purcharc incentives,funding for retail markdowns,otl-shelf displays,single check rebate fulfillment,new itcrns,new slore Allowances,Health kesnurce Rite Advice participation,Rite Aid Foundation Charity Golf Classic,or any olhcr programs or agreements now existing between Trite Aid and Supplier or that may be developed lion lime to tirrw in the future. The Funding is based upon kite Aid's Fiscal Year 2013(March 4.2012 Murch 2,2013)muss ptmhases. Supplier's funding commitment is fine and non-canceiahle for any reason what�wevrr upon Supplier's execution Of tlihs Agreement, Invoicing(which will he accomplished through Ritz;Aid deAucliona from any arnounts,)wing by Rite Aid to Supplier according to Rite Aid's books and mcorda)ofthc Funding conunitmmi will occur in twelve installments an or about 4/1112,4/29/121 6/3/12, 7/1/12, 7/29/12,9!2/12,9/30/12, 10/2Y/12, 12/2/12, 12/30/12. 1/2713,and YMI.3. The invoicirig and deductions fnr these twelve installment payments will be owed upon Rite Aid's gross purcha4es of the Supplier's product-,during the prior month. Supplier and Rite Aid agree Hutt any funding that is lieu ed as of the end ot'Rite Aid's Fiscal Year will b-- rolled over to the next t iscttl Year. I lowever,all ml)over Funding must he used by the end of the first quarter of the following fiscal Yetis. if the roll over funding is not used by the end of the first quarter of the following 1-isvul Year,!lite Aid rvsrrvcy(he right to retain the rolled over futldiog. Supplier also understandv and agrees that in the event that ifs Funding balance becomes negative,for any reason whatsoever,�Mite�`Ai�res rve.a the right w deduct said balance against Supplier's vendor account with Rite Aid. �o flu 3 a vc) Furecruted Funding Commitment: 4 ^Q Forecasted Gross Purchases S �� tar arQ Supplier Authorized Signature J �X Rite Aid Category Mgr. Printer!Name Rite Aid Vice President , tale TWO Rite Aid Date LJ Rj'F 0008-7188 I'apc l 01 1 Contract #0346200 Rite Aid Loyalty Card Promotion and Funding Agreement Fiscal Year 2012 Based on Actual Purchases Company Name: NECCO-STARK-HAV1LAND !7stegnry Mqr. Billing Address: ATTN:PAULS UIBARTOLOMEO ;1'>stor.. VAL 8TANSFIELD Category Mgr.: 135 AMERICAN LEGION HWY vendor#: 14327 REVERE MA U21512405 Contact HANS BECHER Photo:: 262-691.0600 Ernati hh-mVer0neccr xam Fra)d: 262-661-4414 NECCCi 11TARK-WAVILANO(Suppliar)hcaruy,+grPaR to parrclpate in Ritu,Aid's Fiscal Yoar 2012 Loyalty Cwa Promotion ror;dinp T3!vyrarn In the arr-aunt indlrated hamin b/cxertnfng/.his Loyalty Carc p•ornour�n and uncing Agreement(•Ayreerrtenl•').The.amouMl to be paid by Supplierwill egtAl 1.50%of Rite Atd'S Crass purchases of Suppliers products during the mite Aid fiscal year t>eginning on Or about Febirafy 2/•2011 :and w4iny on M1lorrh 3, 2012.The ammolion funding will be used to support an additional level of r5l5count.The viscount arnuuni veil:ba deferminnd bj time Aid's CaMgori,Manage,wurking wit-i the SuMilor Only disoouois actl4liN rPdpemed by and custurners will decreer ,nt the prntrotlon fundrt=y ustoblishr;d by fhia Agreement This. _ promotion funding is in addition to,aW not in substitution for or diminution of,any other negotlated promotional fund;ng,pricing.payment terms,.volutne incentives,tcbates.other purchase Incentives funding for retail markdowns,aft-wigif clispNyR,n,ngle chock reu,d*fulfillment.new items,now stun.91lowances,Hearn Resource Rite Advice participation,Rite Aid I-Lundation Charity Golf Class!C,or any uthur prapramh nr agreements now existing betxcun bite Aid end Supplier or that may bs developed frnm fine to time in the future. TTIE Suppiler's f=unding Commitment is firm and nnn•rancelable for any iea6on whatsoever upon Supplier's execution of this Agreement. !nvairinfi(which call:ba 3CComptished through Rite Aid Jaductions troth any arricuoLs owing by Rita Aid to Suppller according to Rite Aid's books and mcords)of the funding c:ummirtnvant will aceut in tweive ineradmnntr;on tx about 3,`27:2011,472412011, 50017.011,131261201 t, 7124/24'1,W2&'2011 9125!2011. 10123x011, 11)27;201', 11112712 1,'Zr3.'2ol2, and 3mi2012.The nvoicing and doduVioone'will be based on Rite Aid's gross pu4ciius(m of the Suppliers products during the prior month. it The runding is Cased on Rite/lid's fiscal year?012{February 27,2,011 •Mafch 3,201'2)Gross purr.hase6 and � /fir MIt be dertucterl In 12 monthly inrrementE on or about The first of edt:h nunth starting in March,2011, FORECASTED FUNVINO COMMITMF-NTi so FORECASTED GRUBS PIJRCRAS£S: aJmonwa s%an:urv: ,yam f �� S�:' RtGc Jue uarenv.r Maney,r(y .- Print'tlNart)e: •,te wtl V,rw�rrr%Mame �'`�^ T— f.iSr%:CaCtr.>;:urnrrd.er,•1 4enfi-Fa\chiudjs`.Lucttl Schfngx�1'cmpclnary itt4ra-ncl Filcs'01 KT.vv.,• i127,'2011 I i Page 1 of t 4 te.Gid!rCmw,!rta Ir gct't?tt Agw,,-t � Contre�c!�Oa1 T91� Fsear Year 2012::11pQ6al parpcipaj n rape'Cf t VE tlOrf, ]t3D M�orNero tJM0-S`ARK+IAVjLAIjD Aflir�Agr Yf6 ATTN:PAMS JIkAN rp;_GME0 'COIC ' hljr VALSTANS9ELD - 13S AMERICAN r-EWON-M1 y MERE MA 021512/35 f.�rvf3er dark Chitala F-"--Daus 123WID1t- !•7j2012 Evans irM CIRCULAR FEA'URE SCANDO" '.Qr(raU OF-r;. 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ATTN:PAUL$DISARTOMEO Ca'sgor,`Mgr VAL STANSFIELD 135 AMERICAN LEGIDty MW I'tEVERE FAA 021512405 Contact 2sA,n S'S. —lam i � Phone:•- FsriR - Emai Ever Dates:2x'112012-3.'3i2Q12 Eaertt Type.. CIRCULAR FEATURE SCANDOWN Contract 4esc; Ad Price 34.59 Item tf'v Item Dew-ri tion . 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It M—Mait'aanc&print=lnr 4i If,It1T; - V1FR0043 0 Page Ico D1 1 RTte.4id lnrrerrental InYestttsm,Ag;t'sment o � Contra;.r k d45Sl84 Flscal Year 2Q13 Supplier q*tctp®tion Pege t n 1 Vsn&,9 »tJ Venda NsMb rECO68TAgK+1AV$ANt7 &Ilrg ACt iaa: ATTN:NA"QIBANTOLIMW calegah h0q, VAL STAMFIELD t3i AYERtCM LEMjO%fWy R6V£RE MA PM1206 cantza s�rracr,aHbtn Phkv:761m"423 Fe*fIT47E6Emart sm tlatiea.araaat:-a't 1*012 Event Tom: C1RM Ap t•FARIRE SCANDOHN Cd!YTQ�asc otdd�s2AdProc.� 114A Irs Item Pmr*j" Six fast t»ethng111eedln aoeta� a-AsMuK2Q a .w,c 3p«icl[IlraSoat"Ortmn1 e R xoartt «zrcn rnsuet zte2 za /e.o Y..lS M7,CC.iTAM1UyNWrCy�yyl RI:+VI LLrY•,Mrntl]'1 •mow.'./..Wy•"RY 14.�v.n9/bcw.ltll.N.�r.Lrf.SIG TrO hf r.rHly b:/O C'%LLMM]x 'Iiro^W 6P F•1t'rtw+Yabhwsria/211Ymhwew9lsge-hedla:n ba.r•winr6V1/m nn.+wfq•w wreMnn 52 r+.l..,a.0 tray aa.a vir.srya•d wr.Yhawru..mi�u,x-xalyanu nwxl.a.r fxariver.aotllsnm a a•tiu.•.r ir.rwwiwO�r..r.l ax rneew . 01r.nvelvl e'I..Mrb'.iy�.Ia1r•.er•l liyRrf VAI/11IYm iM'vi<MorleenMtl { irM'rora..�r-I h rm�iyl jJ1{) f.l t I� C�/ �+tTw'xMl'K�s Cripl]Y[c�...Y..__,_�SJJ-J S K— 4_�l"�1L��h . vaw slh s7fB�C Fn•..I.w.�_ hat',`lJortal.riteoid.eom/V(/YJYL.gNIPAG�:SrVIPp[�p"e.aapx�twairau=-045S46Q6cnrat'1°-rwrntFptiTv'truc s X9.201.: y R'F#:0010-7521) ,w^ Contract# "` �F INCREMENTALINWFSTMENTAGREEMENT FY 204'2 SUPPLIER PARTICIPATION Vendor N VQraor Name: Gatagoryhlyr)Asscc CatgM Vqc; Jal Mans' aj Ei!lihy AddrY55; — Contac:hams: — Gortact phone X: F+z EvartT"o:jgta_ctrkneai — EverttDate: errror3•'r,y,eluc rm '(gle3�d c wok ony —._ vapf._rr_._3G3 S Ce PkV!Sl ire LlIJGeography ,:•,r;.; rOr '!'h`. one's Fkx•rl;..• WeAdatce ..zea. "T;r h�R 42t "dat tdnrrirrr nur;h7w �..,. �n.�':i tiwt plara37nF!7r(T��I i Brcr S:•.�h ,J_... .iq:•tf Rd�CrT(.I:f: —.. g145A8^Jd —.. BCGO;kl i- T Aai C�laia --- u8 "icala'Mtn.:au "aeuJtQ% to»onJer!';Paavn abearg; rrer++FR+es B�u81ri :^r<:_Ea; s^s;rJ:rtanaa,r _ _ Sii;e Grrci F•.f;re _ :ls.:r:�.r its��:lln' kL;ilFrt Prokc`an Fyl!•Fa"Fag:: iav Fu'irr9a I item#'s Item Description + Size lnrestment;F i undlnq I Speciai DirecdonlAddiional Remarks _ '-�-- e41,O1Q50 ;.heGtai:'•'le�m-ram 3tc�s Gigrkdov�e R/F# 0010-7520 !Sz,1191, Ad Agt��,mbn':tz! vc '�JOMMA by q f217 f".S kvJg', A,',. 'We', acifal j,,e,103 im nc IL:r;ir-.r,,)r 3 2� t! �;i If? Furdrg f!,r v�P�r,,C4 X413cl! !T El s 011 C" 2b Nara aEle D HAVIIAND CANDY,INC. VM 36783 Statement of the Account as of 5-15-14 Desc t UoC I DOC Dato Duo paw c Amt I Shr Pm ArntIi A Net A Ho d Ind Markdowns 0434005 1/6!2012 119/2012 $ (44,008.02) $ - $ - $ - $ $ (44,008.02) Invoice 187869 12/22/2011 1/10/2012 $ 1,486.08 $ (29.72) $ - $ $ - $ 7,456.36 Invoice 188012 12/29/2011 1/10/2012 $ 1,399.68 $ (27.99) S - $ $ - $ 1,37169 Markdowns 0417943 1/12/2012 1/12/2012 $ (328.05) $ - $ - $ $ - $ (328.05) Invoice 187857 12/22/2011 1/17/2012 $ 32,310.00 $ (646.20) S - $ - $ $ 3 Invoice 188095 12/30/2011 1/17/2012 $ 1,347.84 $ (28.96) $ - $ - $ $ 11,663.80 ,320.88 Unsaleables D042914448 1/20/2012 1/23/2012 $ (833.20) $ - $ - $ $ - $ (833.20) Unsaleables D044989452 1/20/2012 1/23/2012 $ (1,778.56) $ $ - $ $ - $ (1,778.56) Unsaleables D050854445 1120/2012 1/23/2012 $ (843.41) $ - $ - $ $ $ (84341) Deferred Revenue 0437172 .1/31/2012 2/1/2012 $ (2,483.97) $ - $ - $ - $ $ (2,483.97) Invoice 188859 1/24/2012 2/3/2012 $ 1,630.08 $ (32.60) $ - $ - $ $ 1,597 48 Invoice 188671 1/24/2012 2!3/2012 $ 1,584.00 $ (31.68) $ - $ - $ $ 1,552.32 Invoice 188672 1/24/2012 2/3/2012 $ 1,584.00 $ (31.68) $ - $ - $ $ 1,552.32 Invoice 188673 1/24/2012 2/3/2012 $ 2,211.84 $ (44.24) $ - $ - $ $ 2,167.60 Invoice 188682 1/24/2012 2/3/2012 $ 1.503.36 $ (30.07) $ - $ - $ - $ 1,473.29 Advertising Allowances 0437171 2/8/2012 2/6/2012 $ (8,279.89) $ - $ - $ - $ $ (8,279.89) Invoice 188665 1/24/2012 2/6/2012 $ 1,497.60 $ (29,95) S - $ - $ - $ 1,467.65 Invoice 188683 1/24/2012 2/6/2012 $ 1,486,08 $ (29.72) $ - $ - S $ 1,458.38 Invoice 188703 1/25/2012 2/7/2012 $ 1,532.16 $ (30.64) $ - $ - $ - $ 1,456 36 Invoice 188745 1126/2012 2/8/2012 $ 1,497.60 $ (29.95) $ - $ - $ - $ 1,487.65 52 Invoice 188917 2/3/2012 2/13/2012 $ 2,131.20 $ (4262) $ - $ - $ $ 2,088.58 Markdowns 0441120 2/22/2012 2/22/2012 -$ (84,281.78) $ - S - $ $ - $ (6 2,08876) Direct Whse Returns 11005035 1/5/2011 2/23/2012 $ (4,581.35) $ $ - $ - $ - $ (1,581.35) Invoice 189061 2/13/2012 2/23/2012 $ 1,601.28 $ (32.03) $ - $ - $ - $ 1,569.25 Invoice 189091 2/14/2012 2/27/2012 $ 1,948.88 $ (38.94) $ - $ - $ $ 1,907.94 Unsaleables D044519446 2/24/2012 212812012 $ (418.29) $ $ $ - $ - $ (416.29) Unsaleables D046745452 2/24/2012 2/28/2012 $ (1,340.04) $ - $ - $ - $ - $ (1,340.04) Unsaleables 0052506445 2/24/2012 2/28/2012 $ (977.34) $ - - $ - $ - $ - $ (977.34) Invoice 189175 2/17/2012 3/5/2012 $ 1,497.60 $ (29.95) $ - $ - $ $ 1,467.85 Invoice 189217 2!22/2012 3/5/2012 $ 1,566.72 $ (31.33) $ - $ - $ $ 1,535.39 Invoice 189238 2/23/2012 3%5!2012 $ 1,584.00 $ (31.68) $ - $ - $ - $ 1,552.32 Invoice 189241 2/23/2012 3/5/2012 $ 2,822.40 $ (56.45) $ - $ - $ $ 2,765.95 Markdowns 0445533 3/6/2012 3/6/2012 $ (53.75) $ - $ - $ - $ $ (53.75) Invoice 189254 2/23/2012 3/7/2012 $ 1,549.44 $ (30.99) $ - $ - $ $ 1,518.45 'Invoice 189304 2/27/2012 3/8/2012 $ 1,664.64 $ (33.29) $ - $ - $ - $ 1,631.35 Invoice 169338 2/28/2012 3/12./2012 $ 1,514.88 $ (30.30) $ - $ - $ $ 1,484.58 Markdowns 0429011 3/12/2012 3/1312012 $ (979.15) $ - S - $ - $ - $ (979.15) Advertising Allowances 0443864 3/12/2012 3/13/2012 8 (1,229.47) $ - $ - $ - $ $ (122847) Deferred Revenue 0443865 3/12/2012 3/13/2012 $ (368.84) $ - $ - $ - $ - $ (368.84) Invoice 189435 3/6/2012 3/16/2012 $ 1,618.56 $ (32.37) $ - $ - $ - $ 1,586.19 Invoice 189438 3/6/2012 3/16/2012 $ 1,670.40 $ (33.41; $ - $ - $ - $ 1,636.99 Invoice 189418 3/5/2012 3/19/2012 $ 1,647.36 $ (32.95) $ - $ - $ - $ 1,814.41 Invoice 189449 3/7/2012 3/19/2012 $ 1,618.58 $ (32.37) $ - $ $ - $ 1,586.19 Invoice 189518 3/12/2012 3/22/2012 $ 1,584.00 $ (31.68) S - $ - $ - $ 1,552.32 Invoice 189597 3/15/2012 3/26/2012 $ 1,555.20 $ (31.10) $ - $ $ $ 1,524.10 Unsaleables 0046214448 3/23/2012 3/26/2012 $ (588.79) $ - $ - $ - $ $ (588.79) Unsaleables D048447452 3/23/2012 3/26!2012 $ (729.85) $ - $ - $ - $ $ (729.85) Unsaleables D054225445 3/23/2012 3/26/2012 .$ (1,309.70) $ - $ g - $ - $ (1,309.70) Invoice 189603 3/15/2012 3/27/2012 $ 2,424.96 $ (48.50) $ - $ - $ $ 2,378.46 Invoice 189640 3/20/2012 4/2/2012 $ 1,762.56 $- (29.95) $ (264.96) $ - $ - $ 1,467.65 Invoice 189693 3/22/2012 4/2/2012 $ 1,670.40 $ (33.41) $ - $ - $ - $ 1,636.99 Markdowns 0430960 3/30/2012 4/3/2012 $ (451.60) $ - $ - $ - $ $ (451.60) Offset Transaction H387830201 4/3/2012 4/3/2012 $ 100,000.00 $ - $ $ $ 100,000.00 Y Offset Transaction H367830201 4/312012 4/3/2012 $ (100,000.00) $ - $ - $ - $ - $ (100,000.00) Invoice 189742 3/26/2012 4/5/2012 $ 2,361.60 $ (47.23) $ - $ - $ - $ 2,314.37- Invoice 189746 3/26/2012 4/5/2012 $ 1,486.08 $ (29.72) $ - $ $ - $ 1,456.36 Vendor Compliance 3432700157 3/28/2012 4/5/2012 $ (310.00) $ - $ - $ - $ $ (310.00) Invoice 189751 3/26/2012 4!9/2012 $ 1,566.72 $ (31.33; $ - $ - $ $ 1,535.39 Markdowns 0450017 -4/9/2012 4/10/2012 $ (1,000.00) $ - $ - $ - $ _ $ (1,000.00) Markdowns 0434773 4/12/2012 4/12/2012 $ (1.378.95) $ - $ - $ - $ - $ (1,378.95) Invoice 189872 4/2/2012 4/12/2012 $ 7,332.48 $ (146.65) $ - $ - $ - $ 7,185.83 Invoice 189885 4/2/2012 4/12/2012 $ 1,601.28 $ Markdowns 0450738 4/13/2012 4/13/2012 $ (67,044.38) $ (32.03) $ _ $ $ _ $ (67,0 4938) Vendor Compliance 3432700158 3/1/2012 4/14/2012 $ (1,250.00) $ - $ - $ - g $ (1,250.00) Invoice 189883 4/2!2012 4/16/2012 $ 1,785.60 $ (35.71) $ - $ $ - $ 1,749.89 Invoice 189977 4/10/2012 4/20/2012 $ 1,929.60 $ (38.59) $ - $ - $ - $ 1,891.01 Invoice 189920 4/6/2012 4/23/2012 $ 2,062.08 $ (41.24) $ - $ - $ $ 2,020.84 Unsaleables D051346446 4/20/2012 4/23/2012 $ (716.66) $ - $ $ $ - $ .020 4 Unsaleables D053704452 4/20/2012 4/23/2012 $ (753.25) $ - $ - $ - $ $ (753.25) Unsaleables 0055892445 4/202012 4/23/2012 $ (1,449.24) $ - $ - $ - $ $ (144924) Invoice 190039 4/12/2012 4/24/2012 $ 1,699.20 $ (33.98) $ - $ - $ - $ 1,665.22 Invoice 190129 4/18/2012 4/30/2012 $ 3,432.96 $ (68.66) $ - $ - $ - $ 3,364.30 Invoice 190158 4/19/2012 4/30/2012 $ 1,733.76 $ (34.88) $ - $ $ $ 1,699.08 Invoice 190166 4/20/2012 5/1/2012 $ 1,647.36 $ (32.95) $ - $ - $ $ 1,814.41 Deferred Revenue 0410161 5/1/2012 5/2/2012 $ (733.36) $ $ $ - $ $ (733.36) Advertising Allowances 0410160 5/2/2012 5/3/2012 $ (2,444.54) $ $ $ - $ - $ (2,444.54) Invoice 190182 4/23/2012 5/3/2012 $ 1,946.88 $ (38.94) $ - $ - $ - $ 1,907.94 Invoice 190201 4/242012 5/4/2012 $ 1,503.36 $ (30.07) $ - $ - $ - $ 1,473.29 Invoice 190241 4/25/2012 5/9/2012 $ 2,177.28 $ (43.55) $ - $ - .73 $ $ 2,133 Markdowns 0439430 5/10/2012 5/10/2012 $ (1,274.65) $ - $ - $ - $ - $ (2,13365) Invoice 190345 5/4/2012 5/14/2012 $ 1,681.92 $ (33.64) $ - $ - $ $ 1,648.28 'Vendor Compliance 3432700159 4/1/2012 5/142012 $ (500.00) $ - $ - $ - $ - $ (500.00) Direct Whse Returns 000060729 5/14/2012 5/15/2012 $ (201.48) $ - $ - $ - $ - $ (201.48) Direct Whse Returns 000060731 5/14/2012 5/15/2012 $ (348.02) $ - $ - $ - $ - $ Invoice 190273 42 (348.02) 6/2012 5/15/2012 $ 1,601.28 $ (32.03) $ - $ - $ $ (38925 Invoice 190353 5!4/2012 5/15/2012 $ 1,601.28 $ (32.03) $ - $ - $ - $ 1.569.25 Invoice 190371 5/4/2012 5/16/2012 $ 1,870.40 $ (33.41) $ - $ - $ $ 1,636.99 Invoice 190388 5/42012 5/18/2012 $ 1,762.56 $ (35.25) S - $ $ - $ 1,727.31 Invoice 190455 5/712012 5/17/2012 $ 2,972.16 $ (59.44).$ $ $ $ 2,912.72 Vendor Compliance 3432700160 5/92012 5/1712012 $ (310.00).$ - $ - $ - $ $ (310.00) Direct Whse Returns 000060725 5/14/2012 5/19/2012 $ (45.79) $ - $ - $ - $ - $ (45.79) Invoice 190440 5/7/2012 5/21/2012 $ 3,346.56 $ (66.93) $ - $ - $ $ 3,279.63 Invoice 190519 5/10/2012 5/21/2012 $ 1,549.44 $ (30.99) $ - $ - $ $ 1,518.45 Invoice 190526 5/1012012 5/21/2012 $ 12,608.64 $ (252.17) $ - $ $ - $ 12,356.47 Direct Whse Returns 000060726 5/15/2012 5/22/2012 $ (164.85) $ - $ - $ - $ g (164.65) Invoice 190531 5/10/2012 5/22/2012 $ 1,503.36 $ (30.07) $ $ - $ - $ 1,473.29 RA Books As of 5-15-14 Page 1 of 3 9 ' Vendor Compliance 3432700161 5/14/2012 5/22/2012 $ (310.00) $ $ E Invoice 190574 5/14/2012 5/24/2012 E 1 $ $ .038 4 Invoice ,059.84 $ (2120) $ - $ - $ $ 1,03864 190582 5/14/2012 5/24/2012 $ 1,881.92 $ (33.64) $ $ Markdowns 0448324 5/24/2012 5/25/2012 $ $ - $ 1,64828 Direct Whse Returns 000060728 5/14/2012 5/26/2012 E (1,235.45) E - $ - $ - $ $ (1,235.45) Invoice 190553 5/11/2012 5/29/2072 $ 1`5944) $ a $ $ S $ (164.85) Invoice 190611 5/16/2012 529/2012 $ 3,525.12 $ (70.50) $ $ $ $ 7,518.45 Invoice 190681 5/18/2012 5/29/2012 $ 3,254.40 $ (6509) $ $ $- $ 3,454.62 Unsaleables D053054448 5/252012 5/29/2012 $ (327.52) $ $ - $ $ 3,189.31 Unsaleables D055512452 5/25/2012 5/29/2012 $ _ _ $ $ (327.52) Unsaleables D057625445 5/25/2012 5/292 (995.51) $ E $012 $ (698 70) $ $ $ $ $ (695.70) Vendor Compliance 3432700162 5/222012 5/30/2012 $ - - $ - - $ (995.51) 5/17/2012 6/2/2012 (310.00) f - - $ E (310.00)Direct Whse Returns 000080730 E $ (192.33) $ - $ $ - E Direct Whse Returns 000060733 5/14/2012 6/2/2012 $ _ $ (192.33) Invoice 190605 5/16/2012 6/4/2012 $ 1(186.56) $ $ $ $ $ (256.44) Invoice 190728 5/22/2012 6/4/2012 $ 1,54944 $ (23.73) $ $ - $ - $ 7,162.83 Invoice 190658 5/182012 6/52012 $ 777.60 $ !30.99) $ - $ - $ - $ 1,518.45 Invoice 190806 52512012 6/5/2012 E 1,98144 $ (15.55) $ - $ - $ $ 762.05 Deferred Revenue 0459501 6/12/2012 6112/2012 $ (73561) g (39.63) $ - $ - $ - $ 1,941.81 . Advertising Allowances 0459502 6/12/2012 8/12/2012 $ $ $ - $ (735.61) Invoice (2,452.03) $ - $ - $ - $ - $ (2,452 03) 190874 5/30/2012 6/12/2012 $ 1,503.36 $ (30.07) $ - $ - $ $ 1,473.29 Invoice 190826 5/29/2012 6/13/2012 $ 1,503.36 $ (3p 07) $ $ E Invoice 190961 6/5/2012 6/18/2012 $ 2,131.20 $ $ 1,47329 Invoice 190959 6/5/2012 6/19/2012 $ 1,50336 $ (42.62) $ - $ - $ - $ 2,088.58 Invoice 190995 6/6/2012 6/19/2012 $ 1,814.40 E (30.07) E - $ - $ $ 1,473.29 Invoice 190996 6/6/2012 6/19/2012 .$ 1,549.44 $ (36.29) $ - $ $ $ 1,778.11 (30.99) $ $ $ $ 1,518.45 Markdowns 0446929 6/21/2012 6/21/2012 $ (1,322.50) $ - $ _ $ $ Vendor Compliance 3432700163 6/15/2012 6/23/2012 $ (310.00) $ $ _ $ (1.322.50) Unsaleables 0054730448 6/22/2012 6/25/2012 $ $ $ $ (310,00) (203.97) $ - $ - $ - $ $ (203.97) Unsaleables D057264452 6/22/2012 6/25/2012 $ (498.50) $ Unsaleables 0059346445 6/22/2012 6/252 $ $ $ $012 $ (703.96) $ $ (498.50) Markdowns 0463335 6/28/2012 6/282012 $ (47,074.50) $ _ $ _ $ $ $ (703.96) Deferred Revenue 0464633 7/3/2012 7/52012 $ $ $ $ (47,074.50) (150.07) E - $ E Advertising Allowances 0464634 7/9/2012 7/10/2012 . $ $$ $ (150.07) $ (50026) $ - $ $ - Unsaleables 0056345446 7!20/2012 7/23/2012 $ (570.47) $ _ $ $ - (500.26) Unsaleables 0058947452 7/20/2012 7/23/2012 $ (724.31) $ _ $ $ $ $_ $ (570.47) Unsaleables 0061087445 7/20/2012 7/23/2012 $ $ (724.37) (1 Markdowns 0451002 7/26/2012 7/26/2012 $ ,333.07) $ - $ - $ - $ - $ (1,333.07) (123810) $ $ Markdowns 0455960 8/18/2012 8/18/2012 $ $ $ - $ (1,236.10) Unsaleables D057986446 8/24/2012 8/27/2012 $ (47180) $ $ $ - $ $ (971.80) Unsaleables DG60642452 8/24/2012 8/272012 $ (448.58) $ - $ $ - $ - $ (448.58) Unsaleables D062729445 8/24/2012 8127/2012 $ (1,149.04) $ $ - $ _ $ _ $ (1,149.04) Unsaleables D059637446 9/21/2012 9/24/2012 $ (144283) $ $ _ $ $ $ (1,686.83) Unsaleables 0062361452 9/21/2012 9/24/2012 $ (364.08) $ _ $ _ $ _ $ - $ (442.73) Unsaleables 0064426445 9/2112012 9/24/2012 $ (544.75) $ _ $ _ $ _ $ $ (384.08) Unsaleables D061256446 10/19/2012 10/22/2012 $ $ $ $ (544.75) �Unsaleables D064057452 10/19/2012 10/22/2012 $ (750.33) $ $ - $ - $ - $ (758.33) Unsaleables 0068057445 10/19/2012 1022/2012 $ (355.81) $ - $ - $ _ $ $ (355.81) (1.052.06) $ - $ - $ $ - $ (1,052.06) Unsaleables 0082828446 11/23/2012 11/26/2012 $ (840.45) $ - $ _ $ $ - $ Unsaleables D065898452 11/23/2012 11/26/2012 $ (343.30) $ _ $ _ $ $ (840.45) Unsaleables D067685445 11/23/2012 11/26/2012 $ (1,356.32) $ _ $ _ $ (343.30) Unsaleables D064505448 12/21/2012 12/24/2012 $ (465.01) $ _ $ $ $ _ $ (1,356.32) Unsaleables D067682452 12/21/2012 12242012 $ - $ $ (465.01) Unsaleables 0069473445 12/21/2012 12/24/2012 E (202.67) $ - $ - $ - $ - $ (202.67) Unsaleables D069165446 1/18/2013 1/21/2013 $ (1,053.62) E - $ - $ $ - $ (1,053.62) Unsaleables D072760452 1/18/2013 1/21/2013 $ (453.410) $ _ $ $ $ $ (668.20) $ $ $ (453.41) Unsaleables D074748445 1/18/2013 1/21/2013 $ _ Unsaleables D070730446 2/22/2013 2/25/2013 $ (111509) S $ $ $ - $ (1,115.09) (857.84) $ - $ - $ _ $ $ (857.84) Unsaleables D074470452 2/22/2013 2/25/2013 $ (475.38) $ - $ $ $ $ Unsaleables D076447445 2/22/2013 2/25/2013 $ (1,337.34) $ $ _ - (475.38) Markdowns 0514441 3/82013 3/11/2013 $ $ - $ $ (1,337.34) Unsaleables D072391446 3/22/2013 3/25/2013 $ (24.80) $ - $ - $ _ $ - $ (24.60) Unsaleables 0076238452 3/22/2013 3/25/2013 $ (203.32) $ - $ - $ - $ - $ (203.32) Unsaleables D078155445 3/22/2013 3/25/2013 $ (80809) $ _ $ _ $ $ $ (236.37) . Unsaleables D073976448 4/19/2013 4/22/2013 $ (802.58) $ _ $ _ $ $ - $ (801.09) Unsaleables D078054452 4/19/2013 4/22/2013E $ $ $ (142.58) Unsaleables 0079944445 4/19/2073 4/22/2013 $ (348.76) $ - $ - $ - $ - $ (348.76) (534.40) $ Unsaleables D075534446 5/24/2013 5/28/2013 $ - $ - $ - $ - $ (534.40) Unsaleables 0079802452 5/24/2013 5/28/2013 $ (229 50) $ $ $ $ - $ (229.50) Unsaleables DO81734445 5/242013 5/28/2013 $ (185.69) $ - $ - $ - $ - $ (185.69) Unsaleables D077060446 6/21/2013 6/24/2013 $ (131(500.27) $.38) - $$ - $ $$ - $ - $ (131.38) $ (500.27) $ - - - Unsaleables D081539452 6/21/2013 6/24/2013 $ (212.55) $ _ $ _ $ $ $ Unsaleables 0083452445 6/21/2013 6/24/2013 $ (369.67) E $ _ (212.55) Unsaleables D078526446 7/192013 7/22/2013 $ $ $ - $ (369.67) Unsaleables D083193452 7/19/2013 7/22/2013 $ (22 98) $ $ $ - $ _ $ (22.98) Unsaleables D085081445 7/19/2013 7/22/2013 $ (205.01) $ - $ - $ - $ _ $ (205.01) Unsaleables (462.25) $ - $ - S - $ - $ (462,25) Unsaleables 0079972446 8/23/2013 8/26/2013 $ (294.29) $ - $ - $ $ - $ (294.29) 0084838452 8/23/2013 8/26/2013 $ (247.44) $ - $ $ - Unsaleables D086786445 8/23/2013 8/26/2013 $ (888.08) $ - E _ $ $ E (247.44) Unsaleables 0081450446 9/20/2013 9/23/2013 $ _ _ $ $ (998.09) Unsaleables D086560452 9/20/2013 9/23/2013 $ (2821) $ $ $ $ - $ (29.21) Unsaleables D088539445 920/2013 9/23/2013 $ (63.10) $ - $ - $ - $ - $ (63.10) Unsaleables 0082910446 10/18/2013 10/21/2013 $ (183.35) $ - $ - $ - $ - $ (183.35) Unsaleables 0088172452 10/182013 10/27!2013 g (146.35) $ - $ - $ - $ - $ (146.35) (26.00) $ - $ - $ $ - $ (26.00) Unsaleables D090198445 10/182013 10/21/2013 $ (234.75) $ $ _ $ - E $ Unsaleables D084396446 11/22/2013 11/25/2013 $ (79.68) $ $ _ (234.75) Unsaleables D089838452 11/22/2013 11/25/2013 $ _ _ $ $ $ (79.66) Unsaleables D091857445 11/22/2013 11/25/2013 $ (3120) $ $ $ E - $ (31.20) - (170.46) $ - $ $ $ - $ (170.46) Unsaleables 0085975446 1220/2013 12/23/2013 $ 17.28) $ - $ $ $ Unsaleables 0091630452 12/20/2013 12/232013 $ (56.16) $ $ $ (7.28) Unsaleables 0093589445 12/20/2013 12/23/2013 E _ _ $ $ - $ (55.16) Unsaleables D087392446 1/17/2014 1/20/2014 $ (72 02) $ $ $ - $ $ (72.02) Unsaleables D093293452 1117/2014 12012014 $ (2 OB) $ $ $ $ $ (2.08) Unsaleables D095224445 1/77/2014 1/20/2014 $ (58.78) $ - $ - $ - $ $ (58.76) (19.72) $ $ - $ $ $ (18.72) - Unsaleables 0088770448 2/21/2014 2/24/2014 - $ (42 15) $ $ _ $ $ Unsaleables D094896452 2/21/2014 2/24/2014 $ (25.55) $ $ $ $ $ (25.55)- $ (42.15) - - - Unsaleables 0098911445 2/21/2014 2/24/2014 $ (3.47) $ _ $ $ $ $ Unsaleables D090324446 3/21/2014 3/24/2014 $ (26.75) $ _ $ _ $ $ (3.47) Unsaleables D096676452 321/2014 3/24/2014 $ (3897) $ $ _ $ (26.75) , Unsaleables 0098528445 3/21/2014 $ $3/24/2014 $ (38.58) $ - $ (38.97) Unsaleables D091845446 4/18/2010 $ $ $ (38.58)( . ) $ $ - $ - $ - $ (71.84) RA Books As of 5-15-14 Page 2 of 3 v • Unsaleables D098439452 4/18/2014 4/21/2014 $ (6.24) $ - $ g Unsaleables D100162445 4/18/2014 4/21/2014 $ - $ - $ (6.24) (2.16) $ - $ - $ - $ - $ (2.16) Totals: $ (123,981.96) $ J3,507.421 $ 264.96) f $ $ (127 754 34) RA Books As of 5-15-14 Page 3 of 3 I I RITE AID HDQTRS. CORP; : IN THE COURT OF COMMON PLEAS OF : CUMBERLAND COUNTY, PENNSYLVANIA Plaintiff, vs. NO. 14-3053 CIVIL TERM NEW ENGLAND CONFECTIONERY : CIVIL ACTION - LAW COMPANY, INC., Defendant. AFFIDAVIT OF SERVICE PURSUANT TO PA. R.C.P. 405 COMMONWEALTH OF PENNSYLVANIA : : SS: COUNTY OF DAUPHIN THE UNDERSIGNED, Tucker R. Hull, being duly sworn according to law, does depose and say as follows: 1. I am a competent adult and an attorney duly admitted to the Bar of the Supreme Court of the Commonwealth of Pennsylvania, having Attorney Identification Number 306426; 2. On May 22, 2014, I caused the Complaint to be served on the defendants by mailing a true and correct copy to the defendant by United States certified mail, restricted delivery, return receipt requested, postage prepaid, addressed as follows: New England Confectionery Company, Inc., 135 American Legion Highway, Revere, MA 02151-2405 ("Service Address"). 3. I received the return receipt card on June 5, 2014, indicating that the Complaint was delivered to the Service Address and signed for defendant on May 28, 2014, thereby completing service pursuant to Pa. R.C.P. 403. The certified mail receipt and original signed return receipt card are attached hereto as Exhibit A Dated: June 26, 2014 SWORN TO AND SUBSCRIBED BEFORE ME THIS Rah DAY OF JUNE, 2014. 217 St -dee Notary Public My Commission Expires: COMMONWEALTH OF AVN► Morita seen Jane IN. Niarliar, Mary INANTE City OfNamtifibuns,h PlyCentaiisibm 72„ 2916 MEMBER,;PHNN9Yc:VANFA MMI MOMS- /e• Brian P. Downey (PA 59891) Tucker R. Hull (PA 306426) PEPPER HAMILTON LLP Suite 200 100 Market Street P.O. Box 1181 Harrisburg, PA 17108-1181 717.255.1155 866.422.1305 (direct fax) downeyb@pepperlaw.com hullt@pepperlaw.com Attorney for Plaintiff Rite Aid Hdgtrs. Corp. CERTIFICATE OF SERVICE I hereby certify that on June 26, 2014, a copy of the foregoing document was served by United States mail, first class postage prepaid, addressed as follows: New England Confectionery Company, Inc. 135 American Legion Highway Revere, MA 02151-2405 (Defendant) Tucker R. Hull (63915) -3- rri EXHIBIT A U.S. Postai Service,. CERTIFIED MAIL. RECEIPT - (Domestic Mali Only; No insurance Coverage ProvidecT Fordeli e on visit our website at .uspe.come r Postage Certified Fee Return Receipt Fee (Endorsement Aeqthred) Restricted Delivery Fee (Endorsement Required) Total Postage & F Sent To New England Confectionery Company, Inc. or PO Box No. 135 American Legion Highway City, Siete, zip+4Revere, MA 02151-2405 PS Form 3800. June 2002 See Reverse for !nstructions SENDER: COMPLETE THIS SECTION sr Complete Items 1, 2, and 3. Also complete item 4 if Restricted Delivery Is desired. IIII Print your name and address on the reverse so that we can retum the card to you. • Attach this card to the back of the mallpiece, or on the front If space permits. 1. Article Addressed to: New England Confectionery Company, Inc. 135 American Legion Highway Revere, MA 02151-2405 2. Article Number (Thersfer from service label) COMPLETE THIS SECTION ON DELIVERY ( Prfnted Name) 0 Agent 0 Addressee C. Date of Delivery . Is del If YES 0 Yes 1:1 No for Merchandise 7004 2890 0004 1233 9266 PS Form 3811, February 2004 Domestic Return Receipt Steven E. Grubb, Esquire (No. 75897) Goldberg Katzman, P.C. 4250 Crums Mill Road, P.O. Box 6991 Harrisburg, PA 17112 (717) 234-4161 Attorneys for Defendant New England Confectionery Company, Inc. :f r THE PROTHO.F .v I i JUL 10 PM T.3E, CUMBERLAND C ;SUNT Y PENNSYLVANIA RITE AID HEADQUARTERS CORP. : IN THE COURT OF COMMON PLEAS Plaintiff v. : CUMBERLAND COUNTY, PENNSYLVANIA : NO. 14-3053 NEW ENGLAND CONFECTIONERY : COMPANY, INC. Defendant : CIVIL ACTION - LAW UNCONTESTED MOTION FOR ADMISSION PRO HAC VICE FOR ADMISSION OF THOMAS T. REITH, ESQUIRE AND LYNN C. NORTON, ESQUIRE New England Confectionary Company, Inc., Defendant in the above -referenced matter, through its sponsor, undersigned counsel, hereby moves for the admission pro hac vice of Thomas T. Reith, Esquire and Lynn C. Norton, Esquire, both of the law firm of Burns & Levinson, LLP, and, in support thereof, alleges the following: 1. Undersigned counsel is the sponsor for this Motion Pro Hac Vice. 2. This Motion seeks the admission pro hac vice in this action for Thomas T. Reith, Esquire and Lynn C. Norton, Esquire of the law firm of Burns & Levinson, LLP, which has a mailing address of 125 Summer Street, Boston, MA 02110 (hereinafter, Mr. Reith and Ms. Norton shall be referred to as the "Candidates"). 3. The Candidates have provided information required by Section 81.504 of the IOLTA Regulations to the IOLTA Board on or about July 2, 2014. {00706277;v1) 4. The candidates have paid the fee required by Section 81.505(a) of the IOLTA Regulations, as evidenced by the payment certification from the IOLTA Board, which is attached hereto as Exhibit A. 5. The candidates' verified statement, as required by Pa. R.C.P. 1012.1(b)(2), is attached hereto as Exhibit B. 6. The sponsor's verified statement, pursuant to Pa. R.C.P. 1012.1(b)(2), is attached hereto as Exhibit C. 7. Undersigned counsel, as the sponsor, has entered their appearance as attorney of record in this action on behalf of New England Confectionery Company, Inc. 8. Admission of the candidates will not be detrimental to the prompt, fair and efficient administration of justice. 9. The admission of the candidates will not be detrimental to the legitimate interests of the parties of the proceedings. 10. New England Confectionery Company, Inc. will receive competent representation and has been a client of the Candidates for over five years. 11. The Candidates are competent and ethically fit to practice law and are attorneys in good standing before the Bar of Massachusetts. 12. The Candidates do not maintain an office in Pennsylvania and have not sought admission to practice pro hac vice before Pennsylvania's courts. 13. The undersigned sponsor is not currently acting as a sponsor for other candidates for admission pro hac vice in any other court of record in this Commonwealth. {00706277;v1) 14. Pursuant to Local Rule of Court 208.2(d), undersigned counsel sought concurrence in this Motion which was granted. 15. No judge has ruled upon any issue in this matter. WHEREFORE, it is respectfully requested that the Court grant this Motion to Admit Pro Hoc Vice Thomas T. Reith, Esquire and Lynn C. Norton, Esquire of the law firm of Burns & Levinson, LLC to represent the interests of New England Confectionery Company, Inc. in the matter pending before the Court. Date: 7/ 7// {00706277;v1 } Respectfully submitted, Steven E. Grubb, Esquire (No. 75897) Goldberg Katzman, P.C. 4250 Crums Mill Road, P.O. Box6991 Harrisburg, PA 17112 (717) 234-4161 EXHIBIT A SUPREME PENNSYLTANIA PENNSYLVANIA INTEREST ON LAWYERS TRUST ACCOUNT BOARD July 03, 2014 LYNN C NORTON, Esq. BURNS & LEVINSON LLP 125 SUMMER STREET BOSTON, MA 02110 SENT TO LYNN NORTON VIA Email: LNORTON@BURNSLEV.COM Dear Attorney NORTON: This letter serves as the fee payment certification referenced in 204 Pa Code §81.503 and acknowledges receipt of the $200.00 fee paid by Online Payment on this date related to your pursuit for admission pro hac vice in the case identified as Rite Aid HDQTRS. Corp. v. New England Confectionary Companies, Inc., no. 14-3053, filed in Court of Common Pleas of Cumberland County. You should refer to Pa Rule of Civil Procedure 1012.1, local court rules, and other regulations of 204 Pa Code §81.501 et. seq. concerning additional requirements related to seeking pro hac vice admission. Sincerely, Stephanie S. Libhart Executive Director cc: STEVEN EDWARD GRUBB, Esq. seg@goldbergkatzman.com Pennsylvania Judicial Center 601 Commonwealth Ave., Ste. 2400 PO Box 62445, Harrisburg, PA 17106-2445 717/238-2001 • 888/PA-IOLTA (724-6582) • 717/238-2003 FAX paiolta@pacourts.us • www.paiolta.org Administering Pennsylvania's Interest On Lawyers Trust Account (IOLTA) Program SUPREME COURT OF PENNSYL.ANI_A. PENNSYLVANIA .INTEREST ON LAWYERS TRUST ACCOUNT BOARD July 03, 2014 THOMAS T REITH, Esq. BURNS & LEVINSON LLP 125 SUMMER STREET BOSTON, MA 02110 SENT TO THOMAS T. REITH VIA Email: TREITH@BURNSLEV.COM Dear Attorney REITH: This letter serves as the fee payment certification referenced in 204 Pa Code §81.503 and acknowledges receipt of the $200.00 fee paid by Online Payment on this date related to your pursuit for admission pro hac vice in the case identified as Rite Aid HDQTRS Corp. v. New England Confectionary Company, Inc., no. 14-3053, filed in Court of Common Pleas of Cumberland County. You should refer to Pa Rule of Civil Procedure 1012.1, local court rules, and other regulations of 204 Pa Code §81.501 et. seq. concerning additional requirements related to seeking pro hac vice admission. Sincerely, Stephanie S. Libhart Executive Director cc: STEVEN EDWARD GRUBB, Esq. seg@goldbergkatzman.com Pennsylvania Judicial Center 601 Commonwealth Ave., Ste. 2400 PO Box 62445, Harrisburg, PA 17106-2445 717/238-2001 • 888/PA-IOLTA (724-6582) • 717/238-2003 FAX paiolta@pacourts.us • www.paiolta.org Administering Pennsylvania's Interest On Lawyers Trust Account (IOLTA) Program EXHIBIT B RITE AID HEADQUARTERS CORP. ; IN THE COURT OF COMMON PLEAS Plaintiff CUMBERLAND COUNTY, PENNSYLVANIA : NO. 14-3053 NEW ENGLAND CONFECTIONERY : COMPANY, INC. : CIVIL ACTION - LAW Defendant VERIFIED STATEMENT OF THOMAS T. REITH, ESQUIRE IN SUPPORT OF MOTION FOR ADMISSION PRO HAC VICE Pursuant to Pa. R.C.P. 1012.1(c), Candidate Thomas T. Reith, Esquire states the following in support of this Motion for Admission Pro Hac Vice: 1. I am Thomas T. Reith, Esquire, a candidate for admission pro hac vice in the above -captioned case. 2. I am a licensed practicing attorney in the following jurisdictions and have set forth my bar license number for each jurisdiction: Name of Jurisdiction Bar License Number Commonwealth of Massachusetts 648671 First Circuit Court of Appeals 83780 3. In each of the jurisdictions identified above, I have not been suspended, disbarred, or otherwise disciplined. 4. For each of the jurisdictions described above, I am not the subject of any disciplinary proceeding. 5. I have once applied and been granted admission pro hac vice to the United States District Court Eastern District of Pennsylvania on August 31 2011, Civil Action No. 2:11 -CV - 04903 (LDD). 6. I shall comply with and be bound by the applicable statutes, case law and procedural rules of the Commonwealth of Pennsylvania, including the Pennsylvania Rules of Professional Conduct. 7. I shall submit to the jurisdiction of the Pennsylvania Courts and the Pennsylvania Disciplinary Board with respect to acts and omissions occurring during the appearance in the matter for which admission pro hac vice is being sought. 8. I have consented to the appointment of Steven E. Grubb, Esquire, of the law firm of Goldberg Katzman, P.C. as the agent upon whom service of process shall be made for all actions, including disciplinary actions, that may arise out of the practice of law in the matter for which admission pro hac vice is sought. 9. I, Thomas T. Reith, verify that the above information is true and correct to the best of my knowledge, information, and belief. I understand that any false statements herein are made subject to penalties of 18 Pa. C.S. §4904, relating to unsworn falsification to authorities SWORN TO AND VERIFIED, Date: July 2, 2014 Thomas T. Reith, Esquire Burns & Levinson, LLP 125 Summer Street Boston, MA 02110 (617) 345-3258 treith@burnslev.com 2 RITE AID HEADQUARTERS CORP. : IN THE COURT OF COMMON PLEAS Plaintiff : CUMBERLAND COUNTY, PENNSYLVANIA V. : NO. 14-3053 NEW ENGLAND CONFECTIONERY : COMPANY, INC. : CIVIL ACTION - LAW Defendant VERIFIED STATEMENT OF LYNN C. NORTON, ESQUIRE IN SUPPORT OF MOTION FOR ADMISSION PRO HAC VICE Pursuant to Pa. R.C.P. 1012.1(c), Candidate Lynn C. Norton, Esquire states the following in support of this Motion for Admission Pro Hac Vice: 1. I am Lynn C. Norton, Esquire, a candidate for admission pro hac vice in the above -captioned case. 2. I am a licensed practicing attorney in the following jurisdictions and have set forth my bar license number for each jurisdiction: Name of Jurisdiction Bar License Number Commonwealth of Massachusetts. BBO #670141 First Circuit Court of A • seals 1129921 3. In each of the jurisdictions identified above, I have not been suspended, disbarred, or otherwise disciplined. 4. For each of the jurisdictions described above, I am not the subject of any disciplinary proceeding. 5. I have not previously applied to any court of record in Pennsylvania for admission pro hac vice. 6. I shall comply with and be bound by the applicable statutes, case law and procedural rules of the Commonwealth of Pennsylvania, including the Pennsylvania Rules of Professional Conduct. 7. I shall submit to the jurisdiction of the Pennsylvania Courts and the Pennsylvania Disciplinary Board with respect to acts and omissions occurring during the appearance in the matter for which admission pro hac vice is being sought. 8. I have consented to the appointment of Steven E. Grubb, Esquire, of the law firm of Goldberg Katzman, P.C. as the agent upon whom service of process shall be made for all actions, including disciplinary actions, that may arise out of the practice of law in the matter for which admission pro hac vice is sought. 9. I, Lynn C. Norton, verify that the above information is true and correct to the best of my knowledge, information, and belief. I understand that any false statements herein are made subject to penalties of 18 Pa. C.S. §4904, relating to unsworn falsification to authorities July 2, 2014 SWORN TO AND VERIFIED, l ynn C. Norton, Esquire Burns & Levinson, LLP 125 Summer Street Boston, MA 02110 (617) 345-3258 lnorton@burnslev.com 2 EXHIBIT C Steven E. Grubb, Esquire (No. 75897) Goldberg Katzman, P.C. 4250 Crums Mill Road, P.O. Box 6991 Harrisburg, PA 17112 (717) 234-4161 Attorneys for Defendant New England Confectionery Company, Inc. RITE AID HEADQUARTERS CORP. : IN THE COURT OF COMMON PLEAS Plaintiff V. : CUMBERLAND COUNTY, PENNSYLVANIA : NO. 14-3053 NEW ENGLAND CONFECTIONERY : COMPANY, INC. : CIVIL ACTION - LAW Defendant VERIFIED STATEMENT OF STEVEN E. GRUBB, ESQUIRE Pursuant to Pa. R.C.P. 1012.1(d)(2), I, Steven E. Grubb, Esquire, am the sponsor of Thomas T. Reith, Esquire and Lynn C. Norton, Esquire and submit this Verified Statement: 1. I am Steven E. Grubb, Esquire of the law firm of Goldberg Katzman, P.C. 2. After reasonable investigation, I believe the candidates, Thomas T. Reith, Esquire and Lynn C. Norton, Esquire, both of the law firm of Burns & Levinson, LLP, to be reputable and competent attorneys and am in a position to recommend the candidates' admission, pro hac vice, to represent the interests of New England Confectionery Company, Inc. in the above - captioned matter. 3. I am not currently acting as a sponsor of a candidate for admission pro hac vice in any courts of record in the Commonwealth. 4. Any proceeds from a settlement in the above -captioned action in which the candidates are granted admission pro hac vice, shall, to the extent applicable, be received, held, {00706392:v1} distributed and accounted for in accordance with Rule 1.15 of the Pennsylvania Rules of Professional Conduct, including the IOLTA provisions thereof. Date: 713//Lj {00706392;v1} O AND VERIF p, Steven E. Grubb, Esquire (No. 75897) Goldberg Katzman, P.C. 4250 Crums Mill Road, P.O. Box 6991 Harrisburg, PA 17112 (717) 234-4161 CERTIFICATE OF SERVICE I HEREBY CERTIFY that I served a true and correct copy of the foregoing document upon the following counsel of record by depositing the same in the United States Mail at Harrisburg, Pennsylvania with first-class postage prepaid on 41y 7 j big . Brian P. Downey, Esquire Tucker R. Hull, Esquire Pepper Hamilton, LLP 100 Market Street, Suite 200 P.O. Box 1181 Harrisburg, PA 17108-1181 Thomas T. Reith, Esquire Lynn C. Norton, Esquire Burns & Levinson, LLP 125 Summer Street Boston, MA 02110 GOLDBERG KATZMAN, P.C. By {00706277;v1) Steven E. Grubb, squire o. 75897) Steven E. Grubb, Esquire (No. 75897) Goldberg Katzman, P.C. 4250 Crums Mill Road, P.O. Box 6991 Harrisburg, PA 17112 (717) 234-4161 Attorneys for Defendant New England Confectionery Company, Inc. O F I i THE PR 3O I '1 JUL 10 Pik 3: UES Cu iBcRLANIJ COUNTY PENNSYLVANIA RITE AID HEADQUARTERS CORP. : IN THE COURT OF COMMON PLEAS Plaintiff v. : CUMBERLAND COUNTY, PENNSYLVANIA : NO. 14-3053 NEW ENGLAND CONFECTIONERY : COMPANY, INC. Defendant : CIVIL ACTION - LAW ENTRY OF APPEARANCE TO THE OFFICE OF THE CUMBERLAND COUNTY PROTHONOTARY: Kindly enter the appearance of Goldberg Katzman, P.C., on behalf of Defendant New England Confectionery Company, Inc. in the above -captioned action. Date: 7 /7 // {00708224;v1} Respectfully submitted, teven E. Grubb, Esquire (No. 75897) Goldberg Katzman, P.C. 4250 Crums Mill Road, P.O. Box6991 Harrisburg, PA 17112 (717) 234-4161 CERTIFICATE OF SERVICE I HEREBY CERTIFY that I served a true and correct copy of the foregoing document upon the following counsel of record by depositing the same in the United States Mail at Harrisburg, Pennsylvania with first-class postage prepaid on July 7, 2014. Brian P. Downey, Esquire Tucker R. Hull, Esquire Pepper Hamilton, LLP 100 Market Street, Suite 200 P.O. Box 1181 Harrisburg, PA 17108-1181 Thomas T. Reith, Esquire Lynn C. Norton, Esquire Burns & Levinson, LLP 125 Summer Street Boston, MA 02110 (00708224;v1) RITE AID HDQTRS. CORP, 30 Hunter Lane Camp Hill, PA 17011 Plaintiff Vs. NEW ENGLAND CONFECTIONERY COMPANY, INC. 135 American Legion Highway Revere, MA 02151-2405 Defendant. IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA NO. 14-3053 CIVIL TERM CIVIL ACTION - LAW NOTICE TO DEFEND YOU HAVE BEEN SUED IN COURT. If you wish to defend against the claims set forth in the following pages, you must take action within twenty (20) days after this Complaint is served, by entering a written appearance personally or by attorney and filing in writing with the Court your defenses or objections to the claims set forth against you. You are warned that if you fail to do so the case may proceed without you and a judgment may be entered against you by the Court without further notice for any money claimed in the Complaint or for any other claim or relief requested by the Plaintiff. You may lose money or property or other rights important to you. YOU SHOULD TAKE THIS PAPER TO YOUR LAWYER AT ONCE. IF YOU DO NOT HAVE A LAWYER OR CANNOT AFFORD ONE, GO TO OR TELEPHONE THE OFFICE SET FORTH BELOW TO FIND OUT WHERE YOU CAN GET LEGAL HELP. Cumberland County Bar Association 32 S. Bedford Street Carlisle, PA 17013 (800) 990-9108 {00709088;v 1 } RITE AID HDQTRS. CORP, 30 Hunter Lane Camp Hill, PA 17011 Plaintiff Vs. NEW ENGLAND CONFECTIONERY COMPANY, INC. 135 American Legion Highway Revere, MA 02151-2405 Defendant. ) ) ) IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA NO. 14-3053 CIVIL TERM CIVIL ACTION - LAW NOTICIA Le han demandado a usted en la corte. Si usted quiere defenderse de estas demandas expuestas en las paginas siguientes, usted tiene viente (20) dias de plazo al partir de la fecha de la demanda y la notificacion. Usted debe presentar una apariencia escrita o en persona o por abogado y archivar en la corte en forma escrita sus defensas o sus objectiones a las demandas en contra de su persona. Sea adisado que si usted no se defiende, la sin previo aviso o notificacion y por cualquier quja o puede perder dinero o sus propiedades o otros derechos importantes para usted. LLEVE ESTA DEMANDA A UN ABOGADO IMMEDIATAMENTE. SI NO TIENE ABOGADO 0 SI NO TIENE EL DINERO SUFICIENTE DE PAGAR TAL SERVICIO, VAYA EN PERSONA 0 LLAME POR TELEFONO A LA OFICINA CUYA DIRECCION SE ENCUENTRA ESCRITA ABAJO PARA AVERIGUAR DONDE SE PUEDE CONSEGUIR ASISTENCIA LEGAL. Cumberland County Bar Association 32 S. Bedford Street Carlisle, PA 17013 (800) 990-9108 {00709088;v1} RITE AID HDQTRS. CORP, 30 Hunter Lane Camp Hill, PA 17011 Plaintiff Vs. NEW ENGLAND CONFECTIONERY COMPANY, INC. 135 American Legion Highway Revere, MA 02151-2405 Defendant. TO: Brian P. Downey, Esquire Tucker R. Hull, Esquire Pepper Hamilton, LLP 100 Market Street, Suite 200 P.O. Box 1181 Harrisburg, PA 17108-1181 IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA NO. 14-3053 CIVIL TERM CIVIL ACTION - LAW NOTICE TO PLEAD You are hereby notified to file a written response to the within New Matter and Counterclaim within twenty (20) days of service hereof or a judgment may be entered against you. By: Date: July 14, 2014 {00709088;v 1 } GOLDBERG KATZMAN, P.C. titUZLEA Steven E. Grubb, Esquire (No. 75897) 4250 Crums Mill Road, Suite 301 P.O. Box 1268 Harrisburg, PA 17108-1268 (717)234-4161 Attorneys for Defendant New England Confectionary Company, Inc. °Z. aiflt-tht RITE AID HDQTRS. CORP, ) IN THE COURT OF COMMON PLEAS OF 30 Hunter Lane ) CUMBERLAND COUNTY, PENNSYLVANIA Camp Hill, PA 17011 ) Plaintiff ) Vs. ) NEW ENGLAND ) NO. 14-3053 CIVIL TERM CONFECTIONERY COMPANY, ) INC. ) CIVIL ACTION - LAW 135 American Legion Highway ) Revere, MA 02151-2405 ) Defendant. ) ) ANSWER WITH NEW MATTER AND COUNTERCLAIM AND NOW COMES Defendant, New England Confectionary Company, Inc. ("NECCO"), by and through its attorneys, Goldberg Katzman, P.C. and Burns & Levinson LLP (Motion for Admission Pro Hac Vice pending) who hereby responds to the Complaint as follows: PARTIES 1. NECCO lacks sufficient information to admit or deny the allegation in paragraph 1 of the Complaint. 2. NECCO admits the allegations in paragraph 2 of the Complaint. JURISDICTION AND VENUE 3. Paragraph 3 states a conclusion of law to which no response is required. To the extent the Court requires a response, NECCO does not contest the jurisdiction of this court. 4. Paragraph 4 states a conclusion of law to which no response is required. RELEVANT FACTS 5. After reasonable investigation, NECCO lacks sufficient information to admit or deny the allegation in paragraph 5 of the Complaint which is, thus, denied. 6. NECCO admits the allegations in paragraph 6 of the Complaint. {00709088;vl} 7. NECCO admits that it entered into a series of agreements with Rite-Aid. NECCO denies the remainder of paragraph 7 of the Complaint as it mischaracterizes the parties' business arrangement/relationship. Specifically as for the documents attached as Exhibit A to the Complaint, NECCO states that they are nearly illegible and, therefore, NECCO cannot respond to any allegations concerning such documents except to state that the documents speak for themselves. 8. NECCO admits that it entered into a series of agreements with Rite-Aid. NECCO denies the remainder of paragraph 8 of the Complaint as it mischaracterizes the parties' business arrangement/relationship. Specifically as for the documents attached as Exhibit B to the Complaint, NECCO states that they are nearly illegible and, therefore, NECCO cannot respond to any allegations concerning such documents except to state that the documents speak for themselves. 9. NECCO admits that it entered into a series of agreements with Rite-Aid. NECCO denies the remainder of paragraph 9 of the Complaint as it mischaracterizes the parties' business arrangement/relationship. Specifically as for the documents attached as Exhibit C to the Complaint, NECCO states that they are nearly illegible and, therefore, NECCO cannot respond to any allegations concerning such documents except to state that the documents speak for themselves. 10. NECCO denies allegation in paragraph 10 of the Complaint and denies that it owes Rite-Aid the amounts reflected on Exhibit D. 11. NECCO denies that the charges are authorized by one or more of the agreements executed by NECCO and that it owes Rite-Aid the amounts reflected on Exhibit D. 2 {00709088;v1 } 12. Paragraph 12 of the Complaint states a conclusion of law to which no response is required. To the extent that a response is required, NECCO denies the allegations in paragraph 12 of the Complaint. COUNT 1 BREACH OF CONTRACT 13. NECCO incorporates herein by reference its responses to the allegations contained in paragraphs 1-12 above. 14. NECCO denies the allegations in paragraph 14 of the Complaint as pleaded. As noted above, NECCO admits it entered into a series of agreements with Rite-Aid. 15. Paragraph 15 of the Complaint states a conclusion of law to which no response is required. To the extent that a response is required, NECCO denies the allegations in paragraph 15 of the Complaint. 16. NECCO denies that Rite-Aid has performed all conditions precedent under all agreements with NECCO as alleged in paragraph 16 of the Complaint. 17. NECCO denies that as of May 15, 2014, NECCO had a negative account balance of $127,754.34 as alleged in paragraph 17 of the Complaint. 18. NECCO admits that Rite-Aid requested payment of monies, but NECCO denies that it owes any money to Rite-Aid and that it has a negative account balance to Rite-Aid as alleged in paragraph 18 of the Complaint. NECCO further denies the allegations in paragraph 18 of the Complaint. 19. Paragraph 19 of the Complaint states a conclusion of law to which no response is required. To the extent that a response is required, NECCO denies the allegations in paragraph 19 of the Complaint. 3 {00709088;v1) 20. Paragraph 20 of the Complaint states a conclusion of law to which no response is required. To the extent that a response is required, NECCO denies the allegations in paragraph 20 of the Complaint. 21. Paragraph 21 of the Complaint states a conclusion of law to which no response is required. To the extent that a response is required, NECCO denies the allegations in paragraph 21 of the Complaint. COUNT II UNJUST ENRICHMENT 22. NECCO incorporates herein by reference its responses to the allegations contained in paragraphs 1-21 above. 23. Paragraph 23 of the Complaint states a conclusion of law to which no response is required. To the extent that a response is required, NECCO denies the allegations in paragraph 23 of the Complaint. 24. NECCO denies the allegations in paragraph 24 of the Complaint as it mischaracterizes the parties' business arrangement/relationship and the relevant industry standards. NECCO specifically denies that it was to pay for certain fees associated with the sale of its product and to contribute money for the marketing and promotion of its products as alleged in paragraph 24 of the Complaint. 25. Paragraph 25 of the Complaint states a conclusion of law to which no response is required. To the extent that a response is required, NECCO denies the allegations in paragraph 25 of the Complaint. 26. Paragraph 26 of the Complaint states a conclusion of law to which no response is required. To the extent that a response is required, NECCO denies the allegations in paragraph 26 of the Complaint. 4 (00709088;v1} 27. NECCO denies the allegations in paragraph 27 of the Complaint as it mischaracterizes the parties' business arrangement/relationship and the relevant industry standards. NECCO specifically denies that it should reasonably have expected to pay Rite-Aid monies as set forth in the statement of account as alleged in paragraph 27 of the Complaint since it denies that it owes Rite-Aid any money including the amounts reflected on Exhibit D. 28. Paragraph 28 of the Complaint states a conclusion of law to which no response is required. To the extent that a response is required, NECCO denies the allegations in paragraph 28 of the Complaint. 29. Paragraph 29 of the Complaint states a conclusion of law to which no response is required. To the extent that a response is required, NECCO denies the allegations in paragraph 29 of the Complaint. 30. NECCO denies that its conduct was wrongful or that its conduct caused damages to Rite-Aid as alleged in paragraph 30 of the Complaint. WHEREFORE, Defendant NECCO respectfully requests that the Court enter judgment in its favor, and against Plaintiff, Rite-Aid Hdqtrs. Corp., together with costs of court and whatever other remedy this Court deems just and proper. NEW MATTER 31. At all times relevant hereto, NECCO has been engaged in the business of manufacturing, distributing and selling high-quality candy products. 32. At all times relevant hereto, upon information and belief, Rite-Aid was (is) a national drug store chain with its principal office in Cumberland County, Pennsylvania. 33. Prior to 2009, NECCO and Rite-Aid had been engaged in a longstanding, mutually beneficial business relationship. 5 { 00709088;v 1 } 34. Over the course of that relationship, NECCO and Rite-Aid entered into a series of agreements whereby the parties agreed to the core terms of their business relationship, including, but not limited to, those related to markdown protection, marketing and advertising funds and uses, compliance, and payment terms. 35. Over the course of the parties' relationship, Rite-Aid ordered NECCO product, NECCO manufactured, sold and delivered the product to Rite-Aid, Rite-Aid sold the product in its stores and Rite-Aid collected the proceeds of those in-store sales. 36. At all times relevant hereto, NECCO invoiced Rite-Aid for purchase orders submitted by Rite-Aid for NECCO product. 37. Rite-Aid was (and is) obligated to pay invoices in full pursuant to the terms of the invoice, subject only, and consistent with industry practices, to valid short payments for markdowns, promotions or other valid charges, as supported by contracts and against required supporting documentation requested by NECCO. 38. As is customary in the industry, retailers are permitted to take credits for disposal of goods that were not sellable. NECCO reasonably expected Rite-Aid to take deductions only where appropriate and in accordance with industry averages. 39. Consistent with industry -wide practice and the parties' course of dealings, Rite- Aid often paid NECCO after having taken certain reasonable, good -faith deductions from the invoice, as properly supported by documentation. 40. Rite-Aid was a good and long-standing customer to NECCO through 2008. Between 2003 and 2008, Rite -Aid's deductions averaged approximately 8% of total invoiced sales, an acceptable percentage to NECCO and within the normal range of NECCO's cost of doing business. 6 {00709088;v1 } 41. Commencing in or around 2009 and continuing through 2013, despite having sold NECCO's product to and received substantial monies from consumers, Rite-Aid began taking unwarranted and unsubstantiated deductions against NECCO invoice amounts and withholding invoice payments. 42. In 2009, Rite-Aid unilaterally increased its deductions to approximately 15% of total invoiced sales, with minimal to no documentary support. 43. In 2010, Rite-Aid continued to make unwarranted and unsupported deductions of approximately 10% of total invoiced sales. 44. In 2011, Rite -Aid's claimed deductions rose to approximately 33% of total invoiced sales, despite the fact that several of NECCO's sales personnel tried to help control Rite -Aid's deductions without success. In or about late 2011, NECCO hired and paid a broker, entirely at NECCO's own cost, to help eliminate Rite -Aid's unsubstantiated deductions. 45. Notwithstanding NECCO's efforts to stop Rite -Aid's unwarranted and unsubstantiated deductions, in 2012, Rite -Aid's deductions increased to approximately 71% of total invoiced sales. 46. Rite-Aid made nearly $2,000,000 in deductions between 2009 and 2013, many of them unsubstantiated in whole or in part. 47. Rite -Aid's deductions between 2009 and 2013 were far in excess of industry norms, NECCO's historical experience with Rite-Aid -- particularly on compliance related charges -- and well out of line with available third -party data. 48. During 2009 through 2013, NECCO had not made any changes to operations, distributions, or changes to its agreements with Rite-Aid to warrant Rite-Aid' s increase in deductions. Moreover, the product NECCO manufactured, sold 7 { 00709088;v 1 } and delivered to Rite Aid was not unsaleable as Rite -Aid's deductions would seemingly indicate. The only change in circumstances during the 2009 through 2013 period was that Rite-Aid, upon information and belief, began experiencing severe financial difficulty and was considering bankruptcy. 49. During the 2009 through 2013 time period, upon information and belief, Rite-Aid experienced unplanned, ongoing and sustained losses in same-store sales coupled with net store closings. This environment appeared to lead Rite-Aid to overbuy and have unplanned high levels of inventory in a time it otherwise was having financial difficulties. 50. During the 2009 through 2013 time period, NECCO experienced a significant rise in goods declared "unfit for sale", deemed so solely at the discretion of Rite Aid. When Rite Aid made these claims, it deducted the amount in full from the amount it should have paid NECCO -- meaning NECCO did not receive any money for its candy sold -- plus Rite-Aid assessed an administration charge to NECCO. 51. NECCO attempted to substantiate Rite -Aid's elevated claims, first from a root cause perspective in the event it did have an issue with its candy. NECCO pulled lots from the same candy production shipped to other customers, which were received and sold through, without issue, nationwide and broadly. It appeared only Rite-Aid 'vas having these issues with candy unfit for sale. 52. Finding nothing to support these elevated levels of claims of unfit for sale candies, NECCO requested proof of destruction from Rite-Aid. NECCO did so to alleviate NECCO's concerns that Rite-Aid was, in fact, actually selling the candy at a profit, all the while shorting NECCO on the bill and hitting NECCO with unsupportable administrative fees. NECCO received no such proof. 8 {00709088;v1} 53. On many occasions between 2009 and 2012, NECCO accounting, finance, and sales personnel attempted via email, telephone, and letter to obtain appropriate documentation for Rite -Aid's deductions. Rite-Aid repeatedly failed to respond to NECCO's requests to provide adequate documentation supporting certain of its deductions. 54. By letter dated June 24, 2012, NECCO's Chief Financial Officer informed Rite - Aid's category manager and agent that NECCO would no longer take the risk of selling to Rite- Aid on open credit due to Rite -Aid's increased and unsubstantiated deductions. 55. In response to NECCO's June 24, 2012 letter, NECCO's Chief Financial Officer had several communications with Rite -Aid's category manager and agent to address NECCO's claims of inappropriate deductions, as Rite-Aid pleaded to remain on open terms. 56. Rite -Aid's category manager conceded that Rite-Aid' s deductions were, at least in part, inappropriate, and agreed to work with Rite-Aid to return the improperly deducted funds to NECCO. 57. Despite Rite -Aid's assurances and representations, it did not pay NECCO for the invalid deductions, it did not cooperate with NECCO in any way to return cash validly owed to NECCO, and it did not provide support for its increased deductions, as Rite -Aid's category manager promised Rite-Aid would do. As a result, NECCO was no longer able to continue its business relationship with Rite-Aid on open terms and insisted that Rite-Aid pay in advance for all future NECCO sales. Thereafter, Rite-Aid elected to stop ordering NECCO candy products. 58. Upon information and belief, Rite -Aid's inexplicable deductions and attempts to avoid paying NECCO for NECCO product that Rite-Aid ordered, that NECCO manufactured, sold and delivered to Rite-Aid, and that Rite-Aid sold and reaped monies from coincided with now -apparent extreme financial difficulties Rite-Aid was experiencing in 2009 and thereafter. 9 {00709088;v1} 59. As of the date of filing this Verified Counterclaim, Rite-Aid owes NECCO in excess of $800,000 on account of unpaid invoices on purchase orders between 2009 and 2013 due to improper deductions taken by Rite-Aid during that same period. 60. Rite-Aid has not disputed and cannot dispute the validity of the goods and services provided by NECCO or the amount of monies Rite-Aid owes to it. 61. NECCO has satisfied all conditions precedent to bringing this counterclaim. 62. Rite-Aid is barred from recovery as each and every count of the Complaint fails to state a claim upon which relief can be granted. 63. Rite -Aid's claims are barred by the doctrine of unclean hands. 64. Rite -Aid's claims are barred by the doctrine of estoppels. 65. Rite -Aid's claims are barred by the doctrine of waiver. 66. Rite -Aid's claims are barred by the doctrine of setoff. 67. Rite -Aid's claims are barred by the Statute of Frauds. 68. Rite -Aid's claims are barred because there was no breach by NECCO of any contract between the parties. 69. Rite-Aid has suffered no damages as a result of any wrongful conduct by NECCO. 70. If Rite-Aid has suffered any damages as alleged, which is denied, its claims to relief are barred because such damages are a result of its own conduct. 71. Rite -Aid's material breaches of contract bar the reque ted relief. 72. Rite -Aid's conversion of NECCO's monies and fraud/fraud in the inducement bar the requested relief. 10 {00709088;v1} 73. NECCO was justified in its conduct and acts, and is therefore not liable to Rite- Aid as alleged in the claims. 74. Rite -Aid's claims are barred because NECCO has no laches. been unjustly enriched. 75. Rite -Aid's claims are barred by the statute of limitations and/or the doctrine of 76. NECCO reserves the right to assert additional defenses based on information learned or obtained during discovery. VERIFIED COUNTERCLAIM Pursuant to Pa. R. Civ. P. 1031, NECCO asserts the counterclaims of Breach of Contract, Breach of the Covenant of Good Faith and Fair Dealing, and Unjust Enrichment against Rite-Aid HDQTRS., Inc. ("Rite-Aid"), and alleges as follows: COUNT I Breach of Contract 77. NECCO repeats the allegations contained in the preceding paragraphs as if fully set forth herein. 78. The subject agreements constitute enforceable contracts between NECCO and Rite-Aid. 79. By its conduct, Rite-Aid has materially breached the terms of the contracts. 80. As a direct, proximate, and foreseeable result of Rite -Aid's breaches, NECCO has suffered and will continue to suffer harm. 81. Rite-Aid is liable in the amount of all damages NECCO has sustained on account of Rite -Aid's breaches of contract, together with interest and costs. 11 {00709088;v1} WHEREFORE, NECCO respectfully requests that the Court enter judgment in its favor in an amount in excess of the arbitration limit in Cumberland County, together with interest, all costs of court and whatever other remedy this Court deems just and proper. COUNT II Breach of Implied Covenant of Good Faith and Fair Dealing 82. NECCO repeats the allegations contained in the preceding paragraphs as if fully set forth herein. 83. A covenant of good faith and fair dealing exists in all contracts, including the parties' contracts. 84. Rite-Aid has breached the covenant of good faith and fair dealing implied in those contracts by, among other things, taking inappropriate deductions and not paying amounts due in full. 85. As a direct, proximate, and foreseeable result of Rite -Aid's breaches of the covenant of good faith and fair dealing, NECCO has suffered and will continue to suffer harm. 86. Rite-Aid is liable in the amount of all damages NECCO has sustained on account of Rite -Aid's breaches of the implied covenant of good faith and fair dealing, together with interest and costs. WHEREFORE, NECCO respectfully requests that the Court enter judgment in its favor in an amount in excess of the arbitration limit in Cumberland County, together with interest, all costs of court and whatever other remedy this Court deems just and proper. COUNT III Uniust Enrichment 87. NECCO repeats the allegations contained in the preceding paragraphs as if fully set forth herein. 12 { 00709088;v 1 } 88. In accordance with their agreements, NECCO shipped, its candy product to Rite- Aid, conferring a benefit upon Rite-Aid. 89. Rite-Aid sold NECCO's candy product to its consumrs. Aid. 90. Rite-Aid was to pay for the NECCO candy products it received. 91. NECCO had a reasonable expectation to be paid for the goods shipped to Rite - 92. Rite-Aid retained NECCO's candy products, and subsequently sold them, without paying for all of them. 93. It would be unfair and inequitable for Rite-Aid to retain the benefits conferred upon it by NECCO's actions without compensating NECCO in full for the value of goods provided. WHEREFORE, NECCO respectfully requests that the Court enter judgment in its favor in an amount in excess of the arbitration limit in Cumberland Couny, together with interest, all costs of court and whatever other remedy this Court deems just andi proper. Date: July 14, 2014 {00709088;vl } Respectfully submitted, /0, StIr en E. Grubb, Esquire (No. 75897) Goldberg Katzman, P.C. 4250 Crums Mill Road, P.O. Box 6991 Harrisburg, PA 17112 (717) 234-4161 Thomas T. Reith, Esquire Lynn C. Norton, Esquire Burns & Levinson, LLP 125 Summer Street Boston, MA 02110 Motion for Admissioin Pro Hac Vice Pending Attorneys for Defendant New England Confectionary ComPany, Inc. 13 VERIFICATION I,. Thomas E. Barnes, hereby deposeand say that I. am the Chief Financial Officer of Defendant New England Confectionery Company, Inc., that I have reviewed the. foregoing Verified Counterclaim, and that the averments set forth therein are true to the best of my knowledge, information and belief. Signed under the penalties of perjury this day of July, 2014 Thofnas E. Barnes CERTIFICATE OF SERVICE I hereby certify that I am this date serving a copy of the foregoing document upon the person(s) and in the manner indicated below, which service satisfies the requirements of the Pennsylvania Rules of Civil Procedure, by depositing a copy of same in the United States Mail, with first-class postage, prepaid as follows: Brian P. Downey, Esquire Tucker R. Hull, Esquire Pepper Hamilton, LLP 100 Market Street, Suite 200 P.O. Box 1181 Harrisburg, PA 17108-1181 Counsel for Plaintiff By: Date: July 14, 2014 {00709088;v1} GOLDBERG KATZMAN, P.C. Steven E. Grubb, Esquire (No. 75897) Goldberg Katzman, P.C. 4250 Crums Mill Road, Suite 301 P.O. Box 1268 Harrisburg, PA 17108-1268 (717)234-4161 Attorneys for Defendant New England Confectionary Company, Inc. RITE AID HEADQUARTERS CORP. : Plaintiff v. NEW ENGLAND CONFECTIONERY : COMPANY, INC. Defendant IN THE COURT OF COMMON PLEAS CUMBERLAND COUNTY, PENNSYLVANIA NO. 14-3053 CIVIL ACTION - LAW ORDER CL, Upon consideration of the Defendant's Motion for Admission Pro Hac Vice, it is hereby ordered this \(21\ day of 2014 that said Motion is granted and Attorneys Thomas T. Reith, Esquire and Lynn C. Norton, Esquire of the law firm of Burns & Levinson, LLP, are admitted pro hac vice, as representing New England Confectionery Company, Inc. in the above -captioned matter. Distribution: .,/Steven E. Grubb, Esquire, Goldberg Katzman, P.C., 4250 Crums Mill Road, Harrisburg, PA 17112 Brian P. Downey, Esquire, Pepper Hamilton, LLP, 100 Market Street, Suite 200, P.O. Box 1181, Harrisburg, PA 1 -1181 ucker R. Hull, Esquire, Pepper Hamilton, LLP, 100 Market Street, Suite 200, P.O. Box 1181, Harrisburg, PA 17108-1181 ......„,,TSomas T. Reith, Esquire, Burns & Levinson, LLP, 125 Summer Street, Boston, MA 02110 Lynn C. Norton, Burns & Levinson, LLP, 125 Summer Street, Boston, MA 02110 'es Icf {00706277;v' ) "le RITE AID HDQTRS. CORP, : IN THE COURT OF COMMON PLEAS OF : CUMBERLAND COUNTY, PENNSYLVANIA Plaintiff, vs. NEW ENGLAND CONFECTIONERY COMPANY, INC., Defendant. NO. 14-3053 CIVIL TERM CIVIL ACTION - LAW NOTICE TO PLEAD TO: New England Confectionery Company, Inc. c/o Steven E. Grubb, Esquire Goldberg Katzman, P.C. 4250 Crums Mill Road, P.O. Box 6991 Harrisburg, PA 17112 CD r-? -11 i� �'- t :=4 New England Confectionery Company, Inc. c/o Thomas T. Reith, Esquire Lynn C. Norton, Esquire Burns & Levinson, LLP 125 Summer Street Boston, MA 02110 You are hereby notified to file a written response to the enclosed Answer With New Matter of Rite Aid Hdqtrs. Corp. to Defendant's New Matter and Counterclaim within twenty (20) days from service hereof or a judgment may be entered against you. Brian P. Downey (PA 59891) Tucker R. Hull (PA 306426) PEPPER HAMILTON LLP Suite 200 100 Market Street P.O. Box 1181 Harrisburg, PA 17108-1181 717.255.1155 866.422.1305 (direct fax) downeyb@pepperlaw.com hullt@pepperlaw.com Attorney for Plaintiff Rite Aid Hdqtrs. Corp. RITE AID HDQTRS. CORP, : IN THE COURT OF COMMON PLEAS OF : CUMBERLAND COUNTY, PENNSYLVANIA Plaintiff, vs. NO. 14-3053 CIVIL TERM NEW ENGLAND CONFECTIONERY : CIVIL ACTION - LAW COMPANY, INC., Defendant. ANSWER WITH NEW MATTER OF RITE AID HDQTRS. CORP. TO DEFENDANT'S NEW MATTER AND COUNTERCLAIM Plaintiff Rite Aid HDQTRS. Corp. ("Rite Aid"), by and through its undersigned attorneys, Pepper Hamilton LLP, hereby files this Answer with New Matter to Defendant's New Matter and Counterclaim, and states as follows: Rite Aid's Answer to NECCO's New Matter 31. Admitted upon information and belief. 32. Admitted. 33. Admitted. Rite Aid admits that it had been engaged in a longstanding business relationship with NECCO and that for many years it was beneficial to Rite Aid. Upon information and belief, the relationship was beneficial to NECCO as well. By 2012, however, NECCO refused to pay the negative account balance that it owed to Rite Aid, which led to the initiation of this lawsuit. 34. Admitted in part and denied in part. Rite Aid admits that over the course of their relationship the parties entered into a series of agreements including, but not limited to, a Guaranteed Sales Agreement, Promotional Funding Agreements, Rite Aid Loyalty Card Promotion and Funding Agreements, and Incremental Investment Agreements, which set forth terms relating to markdown protection, marketing and advertising funds and uses, compliance, and payment terms. The agreements executed by the parties are written documents that speak for themselves and any characterization inconsistent therewith is strictly denied. By way of further response, the written agreements executed by the parties set forth all the terms governing the parties' business relationship. Rite Aid denies that the written agreements only set forth the core terms of their business relationship and denies any implication that there are terms outside of the agreements that govern their business relationship. 35. Admitted. 36. Admitted. 37. Denied as stated. Rite Aid's payment obligations to NECCO are controlled by the written agreements executed by the parties, including (a) the Guaranteed Sales Agreement; (b) the Rite Aid Returns Agreement; (c) a series of Promotional Funding Agreements pursuant to which NECCO agreed to pay Rite Aid money equal to a certain percentage of Rite Aid's gross purchases of NECCO products during a particular time period, (d) a series of Rite Aid Loyalty Card Promotion and Funding Agreements pursuant to which NECCO agreed to pay Rite Aid money equal to a percentage of Rite Aid's gross purchase of NECCO products during a particular time period, and (e) a series of Incremental Investment Agreements authorizing the temporary price reduction or mark-down of NECCO products at Rite Aid stores. Rite Aid denies that it had any obligations outside of the written agreements executed by the parties. By way of further response, Rite Aid complied with all of its obligations under the agreements between the parties. 38. Admitted in part and denied in part. Rite Aid admits that it is customary in the industry for retailers to take credits for the disposal of goods that were not sellable. After -2- reasonable investigation, Rite Aid is without knowledge or information sufficient to form a belief as to NECCO's expectations regarding deductions, but denies any implication that Rite Aid took deductions that were not appropriate. By way of further response, all deductions taken by Rite. Aid against NECCO's accounts were authorized by the written agreements executed by the parties. By way of still further response, although deductions are customary in the industry, Rite Aid's deductions against NECCO's accounts were not taken based on industry averages, but rather based strictly on the agreements executed by the parties, the particular goods provided by NECCO and Rite Aid's ability to sell those goods. 39. Admitted in part and denied in part. Rite Aid admits that it took reasonable and good faith deductions from the invoices submitted by NECCO and that its deductions were properly supported by documentation. Rite Aid denies any implication that it took deductions that were not reasonable or in good faith. By way of further response, the :deductions taken by Rite Aid, although consistent with industry -wide practice and the parties' course of dealings, were based solely on the agreements executed by the parties, which factor in the nature of the particular goods provided by NECCO and Rite Aid's ability to sell those goods. Rite Aid denies that any of the deductions taken against NECCO's account were not authorized by the written documents executed by the parties. By way of further answer, Rite Aid admits that it has paid NECCO all amounts due and owing to it during the course of the relationship. Still by way of further answer, NECCO currently owes money to Rite Aid as detailed in Rite Aid's Complaint. 40. Admitted in part and denied in part. Rite Aid admits that the parties had a longstanding business relationship, but denies the remaining averments of this paragraph. Between 2003 and 2008, the amount of deductions taken against NECCO's account varied from -3- time to time depending on a variety of factors including, but not limited to, the effect of NECCO's marketing efforts and lack thereof, the nature of the goods supplied by NECCO and - Rite Aid's ability to sell those goods. After reasonable investigation, Rite Aid is without knowledge or information sufficient to form a belief as to what percentage of total invoiced sales NECCO deems to be acceptable or as to NECCO's normal range of the cost of doing business. Those averments are therefore denied. 41. Admitted in part and denied in part. Rite Aid admits that, commencing in or around 2009 and continuing through 2013, Rite Aid sold NECCO products and received monies from consumers. Rite Aid also admits that during this time period Rite Aid took authorized deductions against NECCO invoices. Rite Aid denies, however, that at any time it took unwarranted or unsubstantiated deductions against NECCO invoices. To the contrary, all deductions taken against NECCO invoices were authorized by the agreements executed by the parties. 42. Denied. Rite Aid denies that in 2009 it "unilaterally increased its deductions to approximately 15% of total invoice sales, with minimal to no documentary support." All deductions taken against NECCO invoices were authorized by the agreements executed by the parties, which factor in the nature of the particular goods provided by NECCO and Rite Aid's ability to sell those goods. By way of further response, Rite Aid provided all documentary support required by the agreements governing the parties' relationship. 43. Denied. Rite Aid denies that in 2010 it took any unwarranted or unsupported deductions against NECCO invoices. By way of further response, all deductions taken by Rite Aid against NECCO invoices were authorized by the agreements governing the parties' relationship. -4- 44. Admitted in part and denied in part. Rite Aid admits that in 2011 it took deductions against NECCO invoices. The remaining averments of this paragraph are denied. By way of further response, the deductions taken against NECCO's account varied from time to time depending on a variety of factors including, but not limited to, the effect of NECCO's marketing efforts and lack thereof, the nature of the particular goods provided by NECCO and Rite Aid's ability to sell those goods. After reasonable investigation, Rite Aid is without knowledge or information sufficient to form a belief as to the intentions of NECCO personnel and is without knowledge sufficient to form a belief as to the reasons why NECCO hired and paid a broker, and therefore denies all averments relating thereto. Rite Aid further denies that it has ever taken any unsubstantiated deductions against NECCO invoices. 45. Admitted in part and denied in part. Rite Aid admits that in 2012 it took deductions against NECCO invoices. The deductions taken against NECCO invoices, however, varied from time to time, depending on a variety of factors including, but not limited to, the effect of NECCO's marketing efforts and lack thereof, the nature of the particular goods provided by NECCO and Rite Aid's ability to sell those goods. By way of further response, all deductions taken by Rite Aid against NECCO invoices were authorized by the agreements executed by the parties. Rite Aid denies that it has ever taken any unwarranted or unsubstantiated deductions against NECCO invoices in 2012 or otherwise. 46. Denied as stated. Rite Aid admits that it made deductions against NECCO invoices between 2009 and 2013 but denies the characterization that deductions were "nearly $2,000,000." Rite Aid further denies that any deductions were unsubstantiated in whole or in part. By way of further response, the amounts deducted against NECCO invoices consisted of -5- advertising allowances, markdowns, unsaleable goods, deferred revenue, display allowanced, returns and recalls, all of which were authorized by the agreements executed by the parties. 47. Admitted in part and denied in part. Rite Aid admits that the deductions taken against NECCO invoices increased between 2009 and 2013, but denies the remaining averments of this paragraph. Rite Aid denies that the deductions were in excess of industry norms or unauthorized. To the contrary, all deductions taken by Rite Aid, at all times, were authorized by the agreements executed by the parties. After reasonable investigation, Rite Aid is without knowledge or information regarding the third party data to which NECCO refers. Rite Aid, therefore, denies that its deductions were out of line with available third party data. By way of further response, Rite Aid did not take deductions based on third party data, but rather, based on the particular' goods provided by NECCO and the ability of Rite Aid to sell them. 48. Admitted in part and denied in part. Rite Aid admits that during 2009 through 2013, no changes were made to the agreements between Rite Aid and NECCO. The remaining averments of this paragraph are denied. After reasonable investigation, Rite Aid is without knowledge or information sufficient to form a belief as to what changes, if any, NECCO may have made to its operations or distributions during 2009 and 2013. Rite Aid also denies that NECCO product delivered to Rite Aid was not unsaleable. By way of further response, all deductions taken by Rite Aid against NECCO invoices were authorized by the agreements governing the parties' relationship. Rite Aid also denies that the only change in circumstances during the 2009 through 2013 period was that Rite Aid began experiencing severe financial difficulty and was considering bankruptcy. By way of still further response, the amount of deductions taken against NECCO invoices varied from time to time, depending on a variety of -6- factors, including, but not limited to, the effect of NECCO's marketing efforts and lack thereof, as well the particular goods provided by NECCO and the ability of Rite Aid to sell them. 49. Denied as stated. Rite Aid denies the averments of this paragraph to the extent they characterize the losses and store closings experienced by Rite Aid between 2009 and 2013. Rite Aid denies that it overbought product from NECCO or had unplanned high levels of inventory. By way of further response, all deductions taken against NECCO invoices were authorized by the agreements executed by the parties. 50. Admitted in part and denied in part. Rite Aid admits that during the 2009 through 2013 time period that the quantity of NECCO product declared unsaleable increased. Rite Aid denies that goods were deemed unsaleable "solely at the discretion of Rite Aid." To the contrary, goods were declared unsaleable based on the particular goods provided by NECCO and the ability of Rite Aid to sell them. Rite Aid admits that the value of goods deemed unsaleable were deducted from the amount paid on NECCO invoices but denies that NECCO was entitled to payment for the value of goods deemed unsaleable. Rite Aid further denies that any of the deductions taken against NECCO invoices were unauthorized. To the contrary, all deductions taken against NECCO invoices, as well as all administrative charges assessed to NECCO, were valid and authorized by the agreements executed by the parties. 51. Denied. After reasonable investigation, Rite Aid is without knowledge or information sufficient to form a belief as to the truth of the averments in this paragraph and the same are therefore denied. 52. Admitted in part and denied in part. After reasonable investigation, Rite Aid is without knowledge or information sufficient to form a belief as to why NECCO requested proof of destruction from Rite Aid and the remaining averments of this paragraph are therefore -7- denied. By way of further response, Rite Aid denies that it was "selling [NECCO] candy at a profit all the while shorting NECCO on the bill and hitting NECCO with unsupportable administrative fees." By way of further response, all deductions and administrative fees imposed on NECCO were valid and authorized by the written agreements executed bythe parties. 53. Admitted in part and denied in part. Rite Aid admits that at times between 2009 and 2012, NECCO personnel corresponded with Rite Aid personnel regarding deductions but denies that Rite Aid failed to provide the documentation required under the agreements governing the parties' relationship. • 54. Admitted in part and denied in part. Rite Aid admits that NECCO's chief financial officer corresponded with Rite Aid's category manager by letter dated June 24, 2012, informing Rite Aid that NECCO would no longer sell to Rite Aid on open credit and that NECCO's chief financial officer alleged that this change was due to Rite Aid's purported increased and unsubstantiated deductions. Rite Aid denies, however, NECCO's chief financial officer's characterizations of Rite Aid's deductions against NECCO and denies that any of Rite Aid's deductions were unsubstantiated. To the contrary, all deductions taken by Rite Aid against NECCO's invoices were valid and authorized by the agreements executed by the parties. 55. Admitted in part and denied in part. Rite Aid admits that following its receipt of NECCO's June 24, 2012 letter, NECCO's chief financial officer communicated with Rite Aid's category manager to discuss the business relationship between the parties. Rite Aid further admits that it expressed a desire to remain on open terms with NECCO. Rite Aid denies, however, that any of the deductions taken against NECCO's account were inappropriate. 56. Admitted in part and denied in part. Rite Aid admits that its category manager communicated with NECCO in order to develop a more productive business -8- relationship. Rite Aid denies, however, that its category manager "conceded" that any deductions taken against NECCO invoices were inappropriate and denies that any deductions were, in fact, inappropriate and, therefore, denies that its category manager agreed to return any deducted funds to NECCO. By way of further response, any communications between Rite Aid and NECCO occurred in an attempt to develop a more productive business relationship between the parties. 57. Admitted in part and denied in part. Rite Aid admits that at a certain point, it elected to stop ordering NECCO candy products but denies the remaining averments of this paragraph. After reasonable investigation, Rite Aid is without knowledge or information sufficient to form a belief as to why NECCO was no longer able to continue its business relationship with Rite Aid on open terms or why NECCO insisted that Rite Aid pay in advance for all future NECCO sales. All averments relating thereto are therefore denied. Rite Aid also denies that it took any invalid deductions against NECCO invoices and therefore denies all averments in this paragraph that assume invalid deductions were taken. Rite Aid further denies that any assurances, representations or promises were made by Rite Aid to NECCO regarding the return of any money to NECCO. 58. Denied. Rite Aid denies that any of its deductions were "inexplicable" and denies that it made "attempts to avoid paying NECCO for NECCO product that Rite Aid ordered, that NECCO manufactured, sold and delivered to Rite Aid, and that Rite Aid sold and reaped monies from." To the contrary, all deductions taken by Rite Aid against NECCO's account were valid and authorized by the agreements executed by the parties, and Rite Aid paid NECCO all monies to which NECCO was entitled under the parties' agreements. By way of further response, Rite Aid denies any implication that deductions taken against NECCO's -9- accounts were a result of any financial difficulties Rite Aid may have experienced. To the contrary, all deductions were taken based on the nature of the particular products supplied by NECCO and Rite Aid's ability to sell those products. 59. Denied. Rite Aid denies that it owes NECCO any money on account of unpaid invoices on purchase orders between 2009 and 2013. To the contrary, NECCO owes Rite Aid in excess of $127, 754.34. Rite Aid also denies that it took any improper deductions at any time against NECCO invoices. 60. Denied. Rite Aid denies that it not disputed and cannot dispute the validity of the goods and services provided by NECCO, and denies that Rite Aid owes any money to NECCO. To the contrary, NECCO owes Rite Aid in excess of $127,754.34 as asserted in the Complaint in this action. 61. The averments of this paragraph constitute conclusions of law to which no response is required. To the extent that a response is deemed necessary, the averments of this paragraph are denied. 62. The averments of this paragraph constitute conclusions of law to which no response is required. To the extent that a response is deemed necessary, the averments of this paragraph are denied. 63. The averments of this paragraph constitute conclusions of law to which no response is required. To the extent that a response is deemed necessary, the averments of this paragraph are denied. 64. The averments of this paragraph constitute conclusions of law to which no response is required. To the extent that a response is deemed necessary, the averments of this paragraph are denied. -10- 65. The averments of this paragraph constitute conclusions of law to which no response is required. To the extent that a response is deemed necessary, the averments of this paragraph are denied. 66. The averments of this paragraph constitute conclusions of law to which no response is required. To the extent that a response is deemed necessary, the averments of this paragraph are denied. 67. The averments of this paragraph constitute conclusions of law to which no response is required. To the extent that a response is deemed necessary, the averments of this paragraph are denied. 68. The averments of this paragraph constitute conclusions of law to which no response is required. To the extent that a response is deemed necessary, the averments of this paragraph are denied. 69. Denied. Rite Aid denies that it has suffered no damages as a result of the wrongful conduct by NECCO. To the contrary, Rite Aid has suffered damages in excess of $127,754.34. 70. The averments of this paragraph constitute conclusions of law to which no response is required. To the extent that a response is deemed necessary, the averments of this paragraph are denied. By way of further response, the damages suffered by Rite Aid are not the result of its own conduct but, rather, are the result of the conduct of NECCO. As a result, Rite Aid has suffered damages in excess of $127,754.34 as a result of NECCO's breaches of contract. 71. The averments of this paragraph constitute conclusions of law to which no response is required. To the extent that a response is deemed necessary, the averments of this paragraph are denied. -11- 72. The averments of this paragraph constitute conclusions of law to which no response is required. To the extent that a response is deemed necessary, the averments of this paragraph are denied. 73. The averments of this paragraph constitute conclusions of law to which no response is required. To the extent that a response is deemed necessary, the averments of this paragraph are denied. By way of further response, NECCO was not justified in its conduct and acts. To the contrary, NECCO's conduct constitutes a breach of the parties agreements, giving rise to NECCO's liability to Rite Aid in excess of $127,754.34. 74. Denied. Rite Aid denies that NECCO has not been unjustly enriched. To the contrary, as is customary in the industry, NECCO was obligated to pay certain fees associated with the sale of its product and to contribute certain amounts of money for the marketing and promotion of its products. Rite Aid has a reasonable expectation to be paid the negative balance comprising such fees and marketing and promotional expense. NECCO reasonably should have expected to pay the fees and marketing expenses set forth in the statement of account that is attached to Rite Aid's Complaint, as such fees and expenses are customary in the industry. It would be inequitable for NECCO to receive the benefit of the amount it still owes to Rite Aid. 75. The averments of this paragraph constitute conclusions of law to which no response is required. To the extent that a response is deemed necessary, the averments of this paragraph are denied. 76. This paragraph contains no factual averments to which a response is required. To the extent that a responses is deemed necessary, Rite Aid admits that NECCO purports to reserve its right to assert additional defenses, but denies that any such defenses exist. -12- Rite Aid's Answer to NECCO's Counterclaims COUNT I Breach of Contract 77. Rite Aid incorporates by reference its responses above as if fully set forth herein. 78. Admitted. 79. Denied. Rite Aid denies that it has materially breached any of the terms of the contracts between the parties. 80. Denied. Rite Aid denies that it has breached any agreements between Rite Aid and NECCO and denies that NECCO has suffered any harm. 81. Denied. Rite Aid denies that it is liable to NECCO for any amount of damages and further denies that NECCO has sustained any damages on account of Rite Aid's conduct. By way of further response, Rite Aid denies that it has breached any of the contracts between the parties. COUNT II Breach of Implied Covenant of Good Faith and Fair Dealing 82. Rite Aid incorporates by reference its responses above as if fully set forth herein. 83. Admitted. 84. Denied. Rite Aid denies that it has breached any covenant of good faith and fair dealing. Rite Aid further denies that it has taken any inappropriate deductions and denies that it has not paid any amounts due in full. By way of further response, all deductions taken by Rite Aid were authorized by the parties' agreements. -13- 85. Denied. Rite Aid denies that it has breached the covenant of good faith and fair dealing and denies that NECCO has suffered any harm as a result of conduct taken by Rite Aid. 86. Denied. Rite Aid denies that it is liable to NECCO for any damages and denies that NECCO has sustained any damages on account of Rite Aid's conduct. Rite Aid further denies that it has breached the implied covenant of good faith and fair dealing. COUNT III Unjust Enrichment 87. Rite Aid incorporates by reference its answers to the allegations contained in the preceding paragraphs as if fully set forth herein. 88. Admitted. 89. Admitted, in part and denied in part. Rite Aid admits that it sold some candy supplied by NECCO to Rite Aid customers. To the extent NECCO is attempting to assert that Rite Aid sold all of the product delivered by NECCO to Rite Aid customers, this allegation is denied. 90. Admitted in part and denied in part. Rite Aid admits that it had an obligation to pay NECCO for the candy products it received subject to the terms of the various agreement entered into by the parties. Payments due to NECCO, however, were to be reduced by any charges authorized by the agreements governing the parties' relationship. Rite Aid denied that it has failed to pay any amount owed to NECCO. 91. Admitted in part upon information and belief and denied in part. Rite Aid admits, upon information and belief, that NECCO had a reasonably expectation to be paid for certain goods shipped to Rite Aid provided that payment was required by the terms of the -14- agreements entered between the parties. Rite Aid denies that NECCO had a reasonable expectation to receive any payments beyond those it has already received. 92. Denied. Rite Aid denies that it retained NECCO's candy products and subsequently sold them without paying for all of them. To the contrary, Rite Aid paid NECCO all monies that were rightfully owed under the parties' agreement. 93. The averments of this paragraph constitute conclusions of law to which no response is required. To the extent that a response is deemed necessary, the averments of this paragraph are denied. WHEREFORE, Rite Aid Hdqtrs. Corp. respectfully requests that the Court enter judgment in its favor and against NECCO together with interests, costs, and whatever other remedy this Court deems just and proper. Rite Aid's New Matter to NECCO's Counterclaims 94. NECCO's Counterclaims fail to state a claim upon which relief may be granted. 95. Rite Aid did not breach any duty, contractual or otherwise, allegedly • owed, to NECCO. 96. NECCO's causes of action against Rite Aid may be barred by the equitable doctrines of estoppel, laches, and/or waiver. 97. Rite Aid is entitled to an equitable right of set-off. 98. NECCO's claims are barred, in whole or in part, by the applicable statute of limitations. 99. NECCO's claims are barred, in whole or in part, because Rite Aid complied with all applicable terms of the agreements between the parties. -15- 100. NECCO has not suffered compensable injuries or damages and, therefore, lack standing to assert any claim against Rite Aid. 101. Rite Aid does not waive any of the affirmative defenses in Pa.R.C.P. 1030 or any other affirmative defense and hereby gives notice that Rite Aid relies upon such other defenses as may become available or appear during the course of discovery proceeding in this case. Rite Aid reserves the right to amend this Answer to assert such defenses. WHEREFORE, Rite Aid Hdqtrs. Corp. respectfully requests that the Court enter judgment in its favor and against NECCO together with interests, costs, and whatever other remedy this Court deems just and proper. Dated: August 28, 2014 Respectfully submitted, Brian P. Downey (PA 59891) Tucker R. Hull (PA 306426) PEPPER HAMILTON LLP Suite 200 100 Market Street P.O. Box 1181 Harrisburg, PA 17108-1181 717.255.1155 866.422.1305 (direct fax) downeyb@pepperlaw.com hullt@pepperlaw.com Attorney for Plaintiff Rite Aid Hdqtrs. Corp. -16- VERIFICATION Nick Nichols signs this Verification on behalf of Rite Aid Corporation, and does hereby verify that the foregoing Answer with New Matter was prepared with the assistance and advice of counsel, and in reliance upon counsel's advice; that the document, subject to inadvertent or undiscovered errors, is based upon and therefore limited by the records and information still in existence, presently recollected and thus far discovered in preparation of this document; and that subject to the limitations set forth herein, the statements contained in this document are true and correct to the best of her knowledge, information and belief. The language of the foregoing document is that of counsel. It is understood that the statements herein are made subject to the penalties of 1.8 Pa. C.S. § 4904 relating to unsworn falsification to authorities. Date: August 4, 2014 nn/rViA Name: Nick Nichols Title: Category Manager CERTIFICATE OF SERVICE I hereby certify that I am on this date serving a copy of the foregoing document upon the person(s) and in the manner indicated below, which service satisfies the requirements of the Pennsylvania Rules of Civil Procedure, by depositing a copy of same in the United States Mail, with first-class postage prepaid, as follows: Steven E. Grubb, Esquire Goldberg Katzman, P.C. 4250 Crums Mill Road, P.O. Box 6991 Harrisburg, PA 17112 Thomas T. Reith, Esquire Lynn C. Norton, Esquire Burns & Levinson, LLP 125 Summer Street Boston, MA 02110 Counsel for Defendant Tucker R. Hull Date: August 28, 2014 RITE AID HDQTRS. CORP, 30 Hunter Lane Camp Hill, PA 17011 Plaintiff Vs. NEW ENGLAND CONFECTIONERY COMPANY, INC. 135 American Legion Highway Revere, MA 02151-2405 Defendant. IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYJYAAA C - S rrsrcl % _ i v G NO. 14-3053 CIVIL TERM CIVIL ACTION - LAW DEFENDANT NEW ENGLAND CONFECTIONARY COMPANY, INC.'S RESPONSE TO RITE AID'S NEW MATTER TO NECCO'S COUNTERCLAIM AND NOW COMES Defendant, New England Confectionary Company, Inc. ("NECCO"), by and through its attorneys, Goldberg Katzman, P.C. and Burns & Levinson LLP who hereby responds to Rite Aid's New Matter to its Counterclaims as follows: 1. The averments in this paragraph constitute conclusions of law to which no response is required. To the extent that a response is deemed necessary, the averments of this paragraph are denied. 2. The averments in this paragraph constitute conclusions of law to which no response is required. To the extent that a response is deemed necessary, the averments of this paragraph are denied. 3. The averments in this paragraph constitute conclusions of law to which no response is required. To the extent that a response is deemed necessary, the averments of this paragraph are denied. 4. The averments in this paragraph constitute conclusions of law to which no response is required. To the extent that a response is deemed necessary, the averments of this paragraph are denied. {00709088;v1} 5. The averments in this paragraph constitute conclusions of law to which no response is required. To the extent that a response is deemed necessary, the averments of this paragraph are denied. 6. The averments in this paragraph constitute conclusions of law to which no response is required. To the extent that a response is deemed necessary, the averments of this paragraph are denied. 7. The averments in this paragraph constitute conclusions of law to which no response is required. To the extent that a response is deemed necessary, the averments of this paragraph are denied. 8. This paragraph contains no factual averments to which a response is required. To the extent that a response is deemed necessary, NECCO admits that Rite Aid purports to reserve its right to assert additional defenses, but denies that any such defenses exist. WHEREFORE, NECCO respectfully requests that the Court enter judgment in its favor in an amount in excess of the arbitration limit in Cumberland County, together with interest, all costs of court and whatever other remedy this Court deems just and proper. Date: September I 6 , 2014 {00709088;v1} Res e tted, even E. Grubb, uire (No. 75897) Goldberg Katzman, P.C. 4250 Crums Mill Road, P.O. Box 6991 Harrisburg, PA 17112 (717) 234-4161 Thomas T. Reith, Esquire Lynn C. Norton, Esquire Burns & Levinson, LLP 125 Summer Street Boston, MA 02110 Attorneys for Defendant New England Confectionary Company, Inc. VERIFICATION I, Thomas E. Barnes, hereby depose and say that I am the Chief Financial Officer of Defendant New England Confectionery Company, Inc., that I have reviewed the foregoing Response To Rite Aid's New Matter To NECCO's Counterclaim, and that the averments set forth therein are true to the best of my knowledge, information and belief. Signed under the penalties of perjury this 15th day of September, 2014 / Thomas E. Barnes /// 4835-7554-3582.1 CERTIFICATE OF SERVICE I hereby certify that I am this date serving a copy of the foregoing document upon the person(s) and in the manner indicated below, which service satisfies the requirements of the Pennsylvania Rules of Civil Procedure, by depositing a copy of same in the United States Mail, with first-class postage, prepaid as follows: Brian P. Downey, Esquire Tucker R. Hull, Esquire Pepper Hamilton, LLP 100 Market Street, Suite 200 P.O. Box 1181 Harrisburg, PA 17108-1181 Counsel for Plaintiff By: Date: September 16 , 2014 {00709088;v1) GOLDBERG KATZMAN, P.C. ven E. Grubb, f s • uire (No. 75 897) Goldberg Katzman, P.C. 4250 Crums Mill Road, Suite 301 P.O. Box 1268 Harrisburg, PA 17108-1268 (717)234-4161 Attorneys for Defendant New England Confectionary Company, Inc.