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HomeMy WebLinkAbout05-29-14 1505610105 REV-1500 Ex(oara)(FI)Ta PA Department of Revenue Pennsylvania OFFICIAL USE ONLY Bureau of Individual Taxes County Code Year File Number PO BOX 28o6ot INHERITANCE TAX RETURN _ Harrisburg PA 17128-0601 RESIDENT DECEDENT CZ I 4- 061`f ENTER DECEDENT INFORMATION BELOW .Social Security Number Date of Death MMDDYYYY Date of Birth MMDDYYYY 192-14-6615 02/28/2014 : 01/18/1925 Decedent's Last Name Suffix Decedent's First Name MI Swartz C Robert (if Applicable) Enter Surviving Spouse's Information Below Spouse's Last Name Suffix Spouse's First Name MI Spouse's Social Security Number THIS RETURN MUST BE FILED IN DUPLICATE WITH THE REGISTER OF WILLS FILL IN APPROPRIATE OVALS BELOW C@D 1. Original Return O 2. Supplemental Return O 1 Remainder Return(Date of Death Prior to 12-13-82) O 4. Limited Estate O 4a. Future Interest Compromise(date of O 5. Federal Estate Tax Return Required death after 12-12-82) COD 6. Decedent Died Testate O 7. Decedent Maintained a Living Trust 8. Total Number of Safe Deposit Boxes (Attach Copy of Will) (Attach Copy of Trust.) O 9.Litigation Proceeds Received O 10.Spousal Poverty Credit(Date of Death O 11. Election to Tax under Sec.9113(A) Between 12-31-91 and 1-1-95) (Attach Schedule O) CORRESPONDENT- THIS SECTION MUST BE COMPLETED.ALL CORRESPONDENCE AND CONFIDENTIALTAX INFORMATION SHOULD BE DIRECTED TO: Name Daytime Telephone Number George W. Porter, Esquire (717) 5g3-7130 sZ7 Fri REGIS OF WILIMISE @;P}l- " M First Line of Address � rn h IV 1 rn z ..r7l 909 East Chocolate Ave. G e Second Line of Address n o -CD rtrri :Z H ' m City or Post Office Stale ZIP Code -0 DATE FI CU r Cn. � Hershey PA 17033 Correspondent's e-mail address:twomangeorge @verizon.net Under penalties of perjury,I declare that I have examined this return,including accompanying schedules and statements,and to the best of my knowledge and belief. it Is true,correct and complete.Declaration of preparer other than the personal representative is based on all Information of which preparer has any knowledge. SI UREA S ESP SIBLE FOR FILING RETURN DATE d 5= -�y ADDRESS Lori L. Keefer, Ex., 1 Chelmsford Dr., Mechanicsburg, PA 17050 SIGNATURE OF PREPAR OT ER THAN REPRESENTATIVE DATE i1 S Z ADDRESS E1SI George W. Porter, Esquire, 909 East Chocolate Ave., Hershey, PA 17033 PLEASE USE ORIGINAL FORM ONLY Side 1 1505610105 1505610105 J �J 1505610205 REV-1500 EX(Fl) Decedent's Social Security Number Decedent's Name: 192-14-6615 RECAPITULATION 1. Real Estate(Schedule A). . . . . . . . . .. . . . . ... . .... . ... ... ... ... ... .. . . .. 1. 2. Stocks and Bonds(Schedule B) . . . .... . . . .. .. . . .. . . ... . ... . . .. . . ..... . 2. 140,889.17 3. Closely Held Corporation, Partnership or Sole-Proprietorship(Schedule C) ..... 3. 4, Mortgages and Notes Receivable(Schedule D)... . .. . . .. .. . .. . ... . . .... . . 4. 5. Cash, Bank Deposits and Miscellaneous Personal Property(Schedule E). . . . .. 5. 6. Jointly Owned Property(Schedule F) O Separate Billing Requested . .. . . . . 6. 89,058.94 7. Inter-Vivos Transfers&Miscellaneous Non-Probate Property (Schedule G) O Separate Billing Requested... . .. . . 7. 8. Total Gross Assets(total Lines 1 through 7)... .. .. .. .. . .. .. . .... .. .... .. 8. 229,948.11 9. Funeral Expenses and Administrative Costs(Schedule H)... . .... . ... . ... .. . 9. 8,770.19 10. Debts of Decedent, Mortgage Liabilities and Liens(Schedule 1).. . . . .. . . ..... . 10. 1,323.12 11. Total Deductlons(total Lines 9 and 10). . . . . .. . . ... . . ... . .... . . . . ..... . 11. 10,093.31 12. Net Value of Estate(Line 8 minus Line 11) . . .... .... . ... . .. .. . ... . .... . . 12. 219,854.80 13. Charitable and Governmental Bequests/Sec 9113 Trusts for which " an election to tax has not been made(Schedule J) . .. .... . .... . .... .. .. . . 13. 14, Net Value Subject to Tax(Line 12 minus Line 13) ... .... .... . ......... .. . 14. 219,854.80 TAX CALCULATION-SEE INSTRUCTIONS FOR APPLICABLE RATES 15. Amount of Line 14 taxable at the spousal tax rate,or transfers under Sec.9116 (a)(1.2)X.0_ 15. 16. Amount of Line 14 taxable at lineal rate X.0 45 219,854.80 16. 9,893.47 17. Amount of Line 14 taxable at sibling rate X.12 17, 18. Amount of Line 14 taxable at collateral rate X.15 - 18, 19, TAX DUE .. .. . . . . . . . . . . . . . . . . . . .. . . .. . ... . .... . ... . . . ... ... . . . . .. 19. 9,893.47 20. FILL IN THE OVAL IF YOU ARE REQUESTING A REFUND OF AN OVERPAYMENT p Side 2 1505610205 1505610205 IREV-1500 EX(F1) Page 3 File Number Decedent's Complete Address: DECEDENT'S NAME Robert C. Swartz - — — - STREETADDRESS-_ 770 Poplar Church Road un STATE I ZIP Camp Hill PA 17111 Tax Payments and Credits: 1, Tax Due(Page 2,Line 19) (1) 9,893.47 2. Credits/Payments A.Prior Payments -- B.Discount _ 494_._6.7_ 3. Interest Total Credits(A+B) (2) 494.67 4. If Line 2 is greater than Line 1 +Line 3,enter the difference. This is the OVERPAYMENT. (3) Fill in oval on Page 2,Line 20 to request a refund. (4) 5. If Line 1 +Line 3 is greater than Line 2,enter the difference.This is the TAX DUE. (5) 9,398.80 Make check payable to: REGISTER OF WILLS, AGENT. PLEASE ANSWER THE FOLLOWING QUESTIONS BY PLACING AN "X" IN THE APPROPRIATE BLOCKS 1. Did decedent make a transfer and: Yes No a. retain the use or income of the properly transferred.......................................................................................... ❑ E b. retain the right to designate who shall use the property transferred or its income ............................................ ❑ N c. retain a reversionary interest .............................................................................................................................. ❑ 0 d, receive the promise for life of either payments,benefits or care?.,............................:....................................... ❑ N 2. If death occurred after Dec.12, 1982,did decedent transfer property within one year of death without receiving adequate consideration?.............................................................................................................. ❑ 3. Did decedent own an"in trust for"or payable-upon-death bank account or security at his or her death?.............. ❑ 4. Did decedent own an individual retirement account,annuity or other non-probate property,which contains a beneficiary designation? ........................................................................................................................ ❑ IF THE ANSWER TO ANY OF THE ABOVE QUESTIONS IS YES,YOU MUST COMPLETE SCHEDULE G AND FILE IT AS PART OF THE RETURN, For dates of death on or after July 1, 1994,and before Jan. 1, 1995,the tax rate imposed on the net value of transfers to or for the use of the surviving spouse is 3 percent[72 P.S.§9116(a)(1.1) (1)). For dates of death on or after Jan. 1, 1995, the lax rate imposed on the net value of transfers to or for the use of the surviving spouse is 0 percent [72 P.S.§9116(a)(1.1)(ii)].The statute does not exempt a transfer to a surviving spouse from tax,and the statutory requirements for disclosure of assets and filing a tax return are still applicable even if the surviving spouse is the only beneficiary. For dates of death on or after July 1,2000: • The tax rate imposed on the net value of transfers from a deceased child 21 years of age or younger at death to or for the use of a natural parent, an adoptive parent or a stepparent of the child is 0 percent[72 P.S.§9116(a)(1.2)]. • The tax rate imposed on the net value of transfers to or for the use of the decedent's lineal beneficiaries is 4.5 percent,except as noted in[72 P.S.§9116(a)(1)]. • The tax rate imposed on the net value of transfers to or for the use of the decedent's siblings is 12 percent[72 P.S. §9116(a)(1.3)].A sibling is defined, under Section 9102,as an individual who has at least one parent in common with the decedent,whether by blood or adoption. REV-1503 EX.(8-12) pennsylvania SCHEDULE B DEPARTMENT OF REVENUE INHERITANCE TAX RETURN STOCKS & BONDS RESIDENT DECEDENT ESTATE OF FILE NUMBER Robert C. Swartz, aka Robert Charles Swartz 21-14-0274 All property jointly owned with right of survivorship must be disclosed on Schedule F. ITEM NUMBER DESCRIPTION VALUE AT DATE OF DEATH 1' Prudential Financial Inc.Stock-396 Shares @$84.68(See Exhibit"A") 33,533.28 2 The Hershey Company Stock-1024.378273 Shares @$105.87(See Exhibit"B") 108,450.93 3 The Hershey Company Stock-10 Shares @$105.87(See Exhibit"C") 1,058.70 TOTAL (Also enter on Line 2, Recapitulation) $ 140,889.17 If more space is needed,insert additional sheets of the same size REVV-''15```009 EX+(o1-1o) pennsy(vania SCHEDULE F DEPARTMENT OF REVENUE INHERITANCE TAX RETURN JOINTLY-OWNED PROPERTY RESIDENT DECEDENT ESTATE OF: FILE NUMBER: Robert C. Swartz, aka Robert Charles Swartz 21-14-0274 If an asset became jointly owned within one year of the decedent's date of death,it must be reported on Schedule G. SURVIVING JOINT TENANT(S)NAME(S) ADDRESS RELATIONSHIP TO DECEDENT A. Lori L. Keefer 1027 Chelmsford Drive Daughter Mechanicsburg, PA 17050 B. C. JOINTLY OWNED PROPERTY: LETTER DATE DESCRIPTION OF PROPERTY % DATE OF DEATH ITEM FOR JOINT MADE INCLUDE NAME OF FINANCIAL INSTITUTION AND BANK ACCOUNT NUMBER OR SIMILAR DATE OF DEATH DECEDENT'S VALUE OF NUMBER TENANT JOINT IDENTIFYING NUMBER,ATTACH DEED FDR JOINTLY HELD REAL ESTATE. VALUE OF ASSET INTEREST DECEDENT'S INTEREST 1. A. 08125108 Wells Fargo#725219651JDSU Stock 125 Shares @$13.86(Exhibit"D") 1,732.50 50% 866.25 2. A. 08125/08 Wells Fargo#7 2 521 96 51Rite-Aid Stock 1000 Shares @$6.74(Exhibit'E") 6,740.00 50% 3,370.00 3. A. 07106182 Wells Fargo Bank Checking#ending 2695(Exhibit T") 3,792.78 50% 1,896.39 4. A. 06107107 Wells Fargo Bank Savings#ending 5023(Exhibit"F") 2,149.98 50% 1,074.99 5. A. 08/25108 Prudential Co.Securities,LLC Fund#09990119811 (Exhibit"G") 163,702.61 50% 81,851.31 Dept.Revenue Notice-ACN 14502372 is incorporated as No.5 above. TOTAL (Also enter on Line 6, Recapitulation) $ 89,058.94 If more space is needed,use additional sheets Of paper of the same size. REV-1511 EX+ (10-09) Y-, ; SCHEDULE H ] i 0 pennsylvania DEPARTMENT OF REVENUE FUNERAL EXPENSES AND RESIDENT CE ED RETURN ADMINISTRATIVE COSTS RESIDENT DECEDENT ESTATE OF FILE NUMBER Robert C. Swartz, aka Robert Charles Swartz 21-14-0274 Decedent's debts must be reported on Schedule 1. ITEM NUMBER DESCRIPTION AMOUNT A. FUNERAL EXPENSES: Hoover Funeral Home 1,682.00 B. ADMINISTRATIVE COSTS: 1. Personal Representative Commissions: Name(s)of Personal Representative(s) Street Address City State ZIP —.._. Years)Commission Paid: Z. Attorney Fees: 6,000.00 3. Family Exemption: (If decedent's address is not the same as claimant's,attach explanation.) Claimant Street Address City_ __- _____— —_ .___—._ _ State Relationship of Claimant to Decedent 4. Probate Fees: 19150 S. Accountant Fees: 500.00 6. Tax Return Preparer Fees: 7 Cumberland County Law Journal-Legal Publication 75.00 B. The Sentinel-Legal Publication 116.20 9. Postage&Certified Mailings 13.49 10 Notary Fees 20.00 11. Register of Wills,Additional Probate Fee 170.00 TOTAL (Also enter on Line 9, Recapitulation) $ 8,770.19 If more space is needed,use additional Sheets of paper of the same size. REV-1512 EX+ (12-08) * y pennsylvania SCHEDULE I t� e�7 DEPARTMENT of REVENUE DEBTS OF DECEDENT, INHERITANCE RETURN RESIDENT DECEDENT MORTGAGE LIABILITIES & LIENS ESTATE OF FILE NUMBER Robert C. Swartz, aka Robert Charles Swartz 21-14-0274 Report debts incurred by the decedent prior to death that remained unpaid at the date of death,Including unreimbursed medical expenses. ITEM VALUE AT DATE NUMBER DESCRIPTION OF DEATH 1. Commonwealth of Pennsylvania-Department of Revenue-2013 Income Tax 967.00 2. Alixarx Pharmacy 356.12 TOTAL(Also enter on Line 10, Recapitulation) $ 1,323.12 If more space is needed,insert additional sheets of the same size. REV-1513 EX+(0140) 'r� pennsyivania SCHEDULE ] DEPARTMENT OF REVENUE INHERITANCE TAX RETURN BENEFICIARIES RESIDENT DECEDENT ESTATE OF: FILE NUMBER: Robert C. Swartz, aka Robert Charles Swartz 21.14-0274 RELATIONSHIP TO DECEDENT AMOUNT OR SHARE NUMBER NAME AND ADDRESS OF PERSON(S)RECEIVING PROPERTY Do Not List Trustee(s) OF ESTATE I TAXABLE DISTRIBUTIONS Ifndude outright spousal distributions and transfers under Sec 9116(a)(1,2),1 1. Lori L.Keefer, 1027 Chelmsford Or.,Mechanicsburg,PA 17050 Daughter 50% 2. Brian D.Keefer, 1027 Chelmsford Dr., Mechanicsburg,PA 17050 San-in-Law 50% ENTER DOLLAR AMOUNTS FOR DISTRIBUTIONS SHOWN ABOVE ON LINES 15 THROUGH 18 OF REV-1 SOO COVER SHEET,AS APPROPRIATE. II NON-TAXABLE DISTRIBUTIONS A. SPOUSAL DISTRIBUTIONS UNDER SECTION 9113 FOR WHICH AN ELECTION TO TAX IS NOT TAKEN: 1 i B. CHARITABLE AND GOVERNMENTAL DISTRIBUTIONS: 1. TOTAL OF PART 11— ENTER TOTAL NON-TAXABLE DISTRIBUTIONS ONLINE 13 OF REV-1500 COVER SHEET. $ If more space Is needed,use additional sheets of paper of the same size. P e S BUREAU OF INDIVIDUAL TAXES NOTICE OF INHERITANCE TAX INHERITANCE TAX DIVISION APPRAISEMENT ALLOWANCE OR DISALLOWANCE pen nsylvania PO BOX 280601 OF DEDUCTIONt AND ASSESSMENT OF TAX ON HARRISBURG, PA 17128-0601 SECURI"1'Y ACCOUNTS HELD IN DEPARTMENT OF REVENUE BENEFICIARY FORM aevas:e.,er uzan DATE 05-26-2014 ESTATE OF SWARTZ ROBERT C DATE OF DEATH 02-28-2014 FILE NUMBER 21 14-0274 COUNTY CUMBERLAND SSN/DC 192-14-6615 LORI L KEEFER ACN 14502372 1027 CHELMSFORD DR APPEAL BY DATE: 07-25-2014 MECHANICSBURG PA 17050-2192 (See reverse side under Objections) Amount Remitted MAKE CHECK PAYABLE AND REMIT PAYMENT TO: REGISTER OF WILLS 1 COURTHOUSE SQUARE CARLISLE PA 17013 CUT ALONG THIS LINE - '� RETAIN LOWER PORTION FOR YOUR RECORDS <° - -- REV-1548A AFP (12-13) NOTICE OF INHERITANCE TAX APPRAISEMENT, ALLOWANCE OR DISALLOWANCE OF DEDUCTIONS AND ASSESSMENT OF TAX ON SECURITY ACCOUNTS HELD IN BENEFICIARY FORM DATE: 05-26-2014 ESTATE OF: SWARTZ ROBERT C DATE OF DEATH: 02-28-2014 COUNTY: CUMBERLAND FILE NO. : 21 14-0274 S.S/D.C. NO. : 192-14-6615 ACN: 14502372 TAX RETURN WAS: (X) ACCEPTED AS FILED ( )CHANGED BENEFICIARY FORM OF ASSET INFORMATION NAME OF SECURITY: PRUDENTIAL ACCOUNT NO. : 192146615 TYPE OF ASSET: C ) SECURITIES C X SECURITY ACC ( ) STOCK C ) BONDS DOD Valuation 163,702.61 NOTE: TO ENSURE PROPER CREDIT TO Percent Taxable X 0.500 YOUR ACCOUNT, SUBMIT THE Amount Subject to Tax 81 ,851 .31 UPPER PORTION OF THIS NOTICE Debts and Deductions . 00 WITH YOUR TAX PAYMENT TO THE Taxable Amount 81 .851 .31 REGISTER OF WILLS AT THE Tax Rate X .045 ABOVE ADDRESS. MAKE CHECK Tax Due 31683.31 OR MONEY ORDER PAYABLE TO: TAX CREDITS: "REGISTER OF WILLS, AGENT." PAYMENT RECEIPT DISCOUNT (+) DATE NUMBER INTEREST/PEN PAID (-) AMOUNT PAID PAYMENT MUST BE MADE BY 11-29-2014X. TOTAL TAX PAYMENT .00 BALANCE OF TAX DUE 3,683.31 INTEREST AND PEN. . 00 TOTAL DUE 31683.31 • IF PAID AFTER THIS DATE, SEE REVERSE FOR CALCULATION OF ADDITIONAL INTEREST. > IF TOTAL DUE IS REFLECTED AS A "CREDIT" (CR), YOU MAY BE DUE A REFUND. SEE REVERSE SIDE OF THIS FORM FOR INSTRUCTIONS. PURPOSE OF NOTICE: To fulfill the requirements of Section 2140 of the Inheritance and Estate Tax Act, Act 23 02000. (72 P.S. Section 9140). PAYMENT: Detach the top portion of this notice and submit with your payment to the Register of Wills printed on the reverse side. Make check or money order Payable to: Register Of Wills, Agent. REFUND (CR): A refund of a tax credit, which was not requested on the tax return, may be requested by completing an "Application for Refund of Pennsylvania Inheritance and Estate Tax" (REV-1313). Applications are available from the Department's Web site at www.revenue.state.Pa.us, am Register of Wills or Revenue District Office or from the Department's 24-hour answering service: 1-800-362-2050; services for taxpayers with special hearing and/or speaking needs: 1-800-447-3020 (TT only). OBJECTIONS: Any party in interest not satisfied with the aPpraisem.nt, allowance or disallowance of deductions or assessment of tax (including discount or interest) as shown on this notice may object within 60 days of the data of receipt of this notice by: A) Protest to the PA Department of Revenue, Board of Appeals by filing a Protest online at www.boardofappeals.state.pa.us on or before the 60-day appeal period expires. In order for an electronic Protest to be valid, You must receive a confirmation number and Processed date from the Board of Appeals Web site. You may also send a written protest to: PA Department of Revenue, Board of Appeals, PO Box 281021, Harrisburg, PA 17128-1021. Petitions may not be faxed; or B) Elect to have the matter determined at the audit of the personal representative account; or C) Appeal to the Orphans' Court. ADMIN- ISTRATIVE CORRECTIONS: Factual errors discovered on this assessment should be addressed in writing to: PA Department of Revenue, Bureau of Individual Taxes, ATTN: Post Assessment Review Unit, PO Box 280601, Harrisburg, PA 17128-0601 or call (717) 787-6505. See Page 4 of "Instructions for Inheritance Tax Return for a Resident Decedent" (REV-1501) for an explanation of administratively correctable errors. DISCOUNT: If any tax due is Paid within three calendar months after the decedent's death, a five Percent discount of the tax Paid is allowed. INTEREST: Interest is charged beginning with first day of delinquency or nine months and one dayfrom the date of death to the date of payment. Taxes which became delinquent before Jan. 1, 1982,bear interest at the rate of six Percent per annum calculated at a daily rate of 0.000164. All taxes which became delinquent on or after Jan. 1, 1982, will bear interest at a rate which varies from year to year with the rate announced by the PA Department of Revenue. Rates for 1962 through 2006 can be found in the Pennsylvania Resident Instruction Booklet (REV-1501), the Pennsylvania Non-resident Instruction Booklet (REV-1736) or on the Department of Revenue Web site www.revenue.stat..P..us. The applicable interest rates for 2007 through 2014 are: Interest Daily Interest Daily Interest Daily Year Rate Factor - Year Rate Factor Year Rate Factor 2007 8% .000219 2008 7Y .000192 2009 5% .000137 2010 4Y. .000110 2011-2014 37 .000082 Interest is calculated as follows: INTEREST = BALANCE OF TAX UNPAID X NUMBER OF DAYS DELINQUENT X DAILY INTEREST FACTOR Any notice issued after the tax becomes delinquent will reflect an interest calculation to15 days beyond the data of the assessment. If Payment is made after the interest computation date shownon the notice, additional interest must be calculated. (Computershare Computershare Investor Services 250 Royall Suee, Canton Massachusetts 02021 www.computershare.com GEORGE W PORTER 909 EAST CHOCOLATE AVE HERSHEY PA 17033 r April 7, 2014 Company: PRUDENTIAL FINANCIAL INC Registration: ROBERT C SWARTZ Holder Account Number: C0010835593 Document I.D.: 14091 WF00413444 Our Reference: PRU/0002806426/l/ Dear Sir/Madam: Thank you for contacting Computershare, Prudential's transfer agent. We appreciate the opportunity to be of service to you. On February 28, 2014, account number C0010835593 held 396 shares. On that date, the closing price was $84.58 per share. —NU 4g�-),(D S I- e cwt+cjk ec3_ Prudential pays a quarterly dividend of $0.53 per share in the months of March, June, September and December. Attached are the form and instructions needed to transfer stock to a new account or another holder. Alternatively, for most accounts, the Computershare stock transfer wizard will walk you through the transfer process and assist you in completing the necessary documentation to complete the transfer. Please see our website at www.transfermystock.com. Should you have other account related questions, please call us at 1-800-305-9404 between the hours of 8:30 AM and 6:00 PM Eastern US time, Monday through Friday. Please note that any available representative can assist you. A telecommunications device for the hearing impaired(77Y/TDO)is also available at 1-800-619-2837. Sincerely, CL 5 Service Representative Enclosure: US Holder-Deceased Transfer Package.pdf Prudential Financial Inc., PRU Historical Quote - (NYSE) PRU, Prude... http://bigcharts.market watch.com/historical/default.asp?symb=PRU&c... Enter Symbols or Keywortls SEARCHJ /® Cf �r u�,O t11 1� 11 p0 3ct L S �s Form Markett+rYatch ',Aue_ .�( 18'C• PRU 53 1 Basic Chan I AtivanceA Chart Interactive Chan, 3� 1 , 111 1 ,Mr Home Ouotes News Industries Markets HisWrical Ouotes BigReports This Hate ical Quotes real ail you to look up a s mutt's exact closing pica, r te• Simply type in the symbol am a historical dare to mew a quote am mini chair for that security. `-zf'&" Enter Symbol PRU Enter Dates 2/28/14 IPrudentlal Financial Inc. PRU Set ly ea n Feb30,3014 Closing Price _ 84.58 v— car ;open 84.39 'Hg^ 85.491 I,L°w 83.98 so Veto— 2.297.2711 No splits Hems l About l bb Oppodurnes l Conrad lb l Feedback l Help wmaw CopyngM 2014 Markelacreh,Inc All ignite red...A By using the are you agree to the Term of We,Fulfil Pblop and Cookie Policy Ireabay Data pro wed by SIX Financial Information And earned to fors or use referent aM current mbar d d,bala p,.aided by SIX Finanoal Ntormalron In,today data belayed per exchange requirements.Sara w Jones Mdidas(Set from Dow Ames B Company,Ne All quotes are in bear exchange rime Real tome last auto data provided by NASDAQ. More information on wer traded symbols and their current rmandal status. Intraday data delayed 15 minutes for n atlaq,and 20 mnmes for other exchanges Sual' wAntis indices SM)from Dow ones s company,no SERI intraday data is provided by sa Financerl InferrRtien and is at least so-mnmea balayed. Al g.area are in bcal euhanae ti. I of 1 3/21/201x42:28 PM � �o �m � �����UUare documents antJ nore. -Enrolf FREE t&-lay at tomputershare Investor Services � Z58Roya|| Street Canton Massachusetts 0Z0O *wwcomputeuho/ecnm GEORGE VVPORTER 9O9 EAST CHOCOLATE AVE HERSHEY PA17033 April 7, 2U14 Company: THE HERSHEY COMPANY Registration: ROBERT C5YVAK7Z & HELEN R5YVARTZ]TTEN Holder Account Number: C0000498637 Docunnentl.D.: 14097VVFUU645334 Our Reference: MR5H/0002806426/1/ Dear5ir/Madano: Thank you for contacting Computershare, the transfer agent for THE HERSHEY COMPANY. We appreciate the opportunity tubeof service t0you. Below is the account balance information you requested as of February 28, 2014 for the above account. Shares Held by Agent: 914.]7R273 Shares Held in Certificate Form by Holder: 11O Total Shares:� 18I4378Z7] / � ~� Closing Price Per Share: $84.S8 —/�[�~ ����(�+�u11^'�/" �c �^ Hershey pays a quarterly dividend of$.485 per share in the months of March, 3une, September and December. Attached are the form and instructions needed to transfer stock to a new account or another holder. Alternatively, for most accounts, the Computershare stock transfer wizard will walk you through the transfer process and assist you in completing the necessary documentation to complete the transfer. Please see our vvebsitea| , Should you have other account related questions, please call us at (800) 8514216 during regular business hours. Please note that any available representative can assist you. Hershey Co., HSY Historical Quote- (NYSE) HSY,Hershey Co. Stec... http://bigcharts.marketwatch.com/historical/default.asp?symb=[-ISY&,c Enter Symbols or Keywords SEARCH fflCharrstsas shor an M a r k etW a t c h HSY [IlCh AcIvert i slku,r-r-, ) oc How cul Notes Iridurgrejes Markets HiW"l Outskirts BlIgReporde You Ib look ups se Sim lyrd 0 the 5,quad and a histronsel data to meArt queleford mini armor for that reverry. Enter Symbol: HSY Enter Date. 2/28/14 Hershey Co. Fri,Feb 28.2014 clon",wke. __-__--.-_—______-_-_._.__.-_.______ 105.82 !Open 105.81 ................. —------------ -------------------- ulgh 106.59 L..............-------------------------------------- 105.201 widual 1,131.395 -------------- ------------------- No Splits win manrnwawuw r4ohnse I Amin I Jab 011amolum I Co...LE I mandrose,I Poly Cool 2011 equirevauch,Ino.All of reserved By mar,this site,you agree 10 the Term Of We.Privacy Pon,.,a Cori Peter. ladminvy Outs provided try So Financial offoreation and subject to lerms,of use itarAland dead inall data provided ly 11 Fornival Information Intraday data delayed no,evolar,requirements SusPoi dones Indent;froal from Dow Lnez8Common,no All quotes are in Il armor lor Seat time and the data Planned by IVol More inforrNtion on- a' SOAQ If ded symbols and their current financial Malay rome.,dale ee,qy.15 unnales her W ads,...20 inhales So she,themarl Sidn'Orso James Indicate(SIA)from 0-.,as.Ciandery,to SEW intraday dale is provide.by Sly Forohni Imlionsionsin and is.1 line seminaries delayed All equals,are local.11rom,If- 1 of 1 5/8/20111 12: 11 11M Hershey Co., HSY Historical Quote -(NYSE) HSY,Hershey Co. Stoc... http://bigeharts.marketwatch.com/historical/defatilt.asp?syinb—IASYclt 7E1.1 Symbols or Keywords SEARCH SCharts" From MarketWatch Ittle'.11111=Chll o'I, HSY Chart Advanced Chart C ED Horna, Oul Nell INWISNOW" Markets Historical Quotes ONgRep" Thus Historical Onales lot allows you to look up a securhys eXect clashn pfjob SNmpyv lype is the symed and a hislorq-Cal net,to Amb,a Quote Bad mini Oat,to,In......1, li'; Enter Symbol: HSY Enlei,Date 2/28114 ............... Hershey Co led Feb 28,2014 --------------------—-- cob.,In- 105.82 -------------- 105.81 106.59 low ............ ........... ........ ..........05.20 105.20 ecaNnae 1,131,395 ------------ ................. . ....................... .......................... ......... 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U ul W Tl uj;., �. w 5: _j I w in W(.J fhF.. Z7 N O ' lmN Y F- W 1 w F-W 101 0 (X (z. 0]_) 2.7 O!O tt> N (O I tO I of 00 UU �FIN,(°,I Uy •' iN iaOi�O Ud Yi ZU,m O wK!W I� IX Cm t o LL U i r I I I I i r I I _ _ I fD I ft1 c fi r � h W w 06 C6 •° fl � � y �1� �I N c lu; o la m; o ITS zjQ o I � �•, O a Nt CD L rn ��r f6 O o !u=,v=iiWOi oiool <, 4o: 4o- - y ; « # 2 ! ; f Er f ( / b ■ 772 c W | ( ( / CL/ � � \ \ � & § ; c0 - 0, § ® � ! \ ! - - tr.. R ] \ } -{ ƒ j E \ / / , @ ( \ � § ) ( &! \ { r ! Id � 05/05%14 12: 50PI-I Stine Insurance s Financial Services 7173676611 p. 02 w. �> e,2,. -poQ George W, sorter 1l teorney(tt C,crty 909 first C'hocolatc Avenue I ler5hey, PA 17033 I.D. 1142752 Phonc: (717) 5.13-7130 Pax: (717) ,larch '27. 701 Fl Norman W. Stine, LL!'l,CF Prudential Company Securities l..E..,C:; 300 .Mcadow Larke f lershey, PA 17033 Re: E''slate oJ'Roberl C. Swariz Dear Nonn: As you fire aware, the. above named Decedent, Robert C. Swartz, died on February 28. 014. Qur firm is reps-cSenting Lori L. Keefer, Executrix of Decedent's %;state. in sculling the tSsratc. We are eliclos.ing an original Short Crrti.lictae noting her appointment. by thr Cumberizind C:ouiif 'f�eMgisl'i t'c:,(Wills, along With a copy of the Death C'er'tificate and an Authorizatiorl signed by the F'xcelitrix. For Pennsylvania inheritance tax purposes, kindly provide our office with the dwc of death valo.,q, in writing. of my accounts administered by your first as Follows: we ✓� , Lori A(;Count in the rrune(s) of-. R' u�^"l�Glt l S AcQokim Number: agq 9 O� q Account balance on the date ordcaUi: ( 4 3, -7 S l7P)Gift;; tIIC ik(ic) li Q holdlit'g5: Any accrued inler081 or dividends from 1/1!14 r• l, ' to the date of death 2/28/14: 01 v,� �44 :> Name. of Death Beneficiary\('irany): G Was thr:re a•joins tenant" 1 Cs l or`' . K Date the accoul'u was made joint? $126(2 °o Pti.aw also provide the following information for the Prudential stock: "' ilce�ni:rri iit'th<i'iiamc.(sl to l'; ''�opG"�' G• swa,.. :'�';L , Acediuit Nurritier: ' C '00 10 '8's 5-59 3 OS/06/lA 12: 60P14 Stine Insurance 6 Financial Services 7173676611 N90 2 March 27, 2014 G 8' 396 x A.ecount balance on the elate of death: 3 jf C J' Number of shares held: ion Oo Any accrued interest or dividends front 1/1/14 N� dot to the date of death 2/28/1Q: Name of Denth Benc ticiary (W any); any): None Was there a joirtl. levant? O Irate the account was made joint? Thank you ibr your [assistance in this reptard. Please. do lot hesitato to contact my ot'tice if You have[ any ga Anions or require anything tiddidonal, Very truly yours, George W. Porter Attorney at Law G W V lice I? 05/05/14 12: 50PX Stine Insurance s Financial Services 7173676611 P. O1 ADThe Prudential Insurance Company of America Prudential 300 Meadow Lane Hershey, PA'17033 Tel 717 307.0011 Pax 717 367.6611 Noran.5tinaQVi udentlal,com Tot GE�,,Ce oRre-,Ye /7rTYae v Fromt Norman W. Stine, BS, LUTCF Fax: 7 5 0 3 -!Fa o 9 pagest Phonea 717-367-6611 Date, S'o7 o/Y Re; kal I r dUwarz cc: "The Information contained In this facsimile message Is confidential Information Intended only for the use of the Individual or entity named above, If the reader of this message Is not the intended recipient, you are hereby »otifletl that any dlsaeminatlon, distribution,duplicauun, review, uso, or the taking of any other action relevant to the contents of this communication Is strictly prohibited. if you have received this communlcetlon In error, please Immediately notify us by telephone and return the original massage to us by mail. Thank you." Offering seatd8es products and SeryloaS as a Registered Revesenlalive Of Pluw Sectiftes,.LLC(ftw)• The Prudenlial Insurance Company or Amorko,No ,rk,NJ and Pn=are Prvdon0al Financial Companlus.1.900.201-WOO & -a LAST WILL AND TESTAMENT OF ROBERT C. SWARTZ I, ROBERT C. SWARTZ, of the Township of Hampden, County of Cumbalznd. and Commonwealth of Pennsylvania, declare the following to be my Last M71 Ted hereby resv1dng all NN Us and Codicils heretofore made by me. ARTICLE I I direct that all my just debts and funeral expenses, including the cost of my grave marker, shall be paid from the principal of my residuary estate, as soon as practicable after my decease, as a part of the expense of the administration of my estate. ARTICLE II I give and bequeath any items of tangible personalty I may own at the time of my death, including, but not limited to, any and all automobiles, furniture, furnishings, china, is silverware, jewelry, ornaments, works of art, books, pictures, and wearing apparel, including any policies of insurance thereon to my daughter, LORI L. KEEFER, and my son-in-law, BRIAN D. KEEFER, now or formerly of 1027 Chelmsford Drive, Mechanicsburg, Pennsylvania, if they are then living, or the survivor of them. Any property not so distributed shall be sold and the proceeds added to my residuary estate. ARTICLE III All of the rest, residue and remainder of my estate, real, personal or mixed and wherever situate, including lapsed legacies and any property over which I may have power of appointment, I give, devise and bequeath to my daughter and son-in-law, or the survivor of them,named above, in ARTICLE II, absolutely, per stirpes. . ARTICLE.IV {{ iv -' �t� 1 t4'S`^4d'++, nr�.•iY5';.-a.'..•4"'. �."k4LL _a b. .'.N. - W-W V%M "a I kwic tic pis,,in ad&tion to those ;-gel in them by law and by other provisions of my Will, applicable to all property, including property held for minors, whether principal or income, exercisable without court approval, and effective until actual distribution of all property. A. To retain any or all of the assets of my estate, real or personal, without regard to any principle of diversification, risk or productivity. B. To invest in all forms of property, including, but not by way of limitation, all types of stocks, bonds, shares of investment companies, and mortgage investment funds without being confined to legal investments and without repwd to aezy principle of diversification- risk or productivity. When 'C ,_ vcquhtng- exchanging, selling and managing property for the benefit of another, my personal representatives shall act with care, skill, prudence, and diligence under the circumstances then prevailing, specifically including, but not by way of limitation, the general economic conditions and the anticipated needs of my beneficiaries, that a prudent person acting in a like capacity and familiar with such matters would use in the conduct of any enterprise of a like character and with the aims, to attain my goals as determined from the language set forth above. C. To sell, at public or private sale, to exchange or to lease for any period of time, any real or personal property, and to give options for sales, exchanges or leases, for such prices and upon such terms and coaditioa z--- they deem proper- D_ pledge any or all real or personal property, as they, in their sole shall choose, without regard for the dispositive provisions of this instrument. E. To compromise claims or controversies. F. To allocate receipts and expenses to principal or income, or partly to each, as they, from time to rime, think proper, in their sole discretion. G. To distribute in cash or kind, or partly each. ARIRCLE V 1 hereby mane and wpiew am tOM t- EOOMs.'''' my Last Will and Testament. If she is unwilling or unable to serve in such capacity, then I name and appoint my son-in-law, BRIAN D. KEEFER, Executor of this my Last Will and Testament. 3 ARTICLE 81 I hereby direct that my Personal Representatives shall not be required to give bond for the faithful performance of their duties in any jurisdiction. IN WITNESS WHEREOF, I have hereunto set my hand and seal this y day of J fL-l'4 2007. This Document, in its entirety, consists of Five ROBERT C. SWARTZ SIGNED, SEALED, PUBLISHED, and DECLARED by the above named Testator, ROBERT C. SWARTZ, as his Last Will and Testament, and in the presence of us, who at his request, in his presence and in the presence of each other, have hereunto subscribed our names as witnesses. 'l� }'ks:scf►zva i:�6 LORI L. KING Duncannon, Pennsylvania 17020 Q 1 COMMONWEALTH OF PENNSYLVANIA ) SS: COUNTY OF DAUPHIN ) WE, ROBERT C. SWARTZ, Testator whose name is signed to the attached or foregoing instrument, and JEFFREY M. MOTTERN and LORI L. KING, the witnesses whose names are signed to the attached or foregoing instrument, having been duly qualified according to law, do hereby acknowledge that ROBERT C. SWARTZ, �_ _�.�± e'�L� C.LrLL�n�l LT ^p_^,.w+�� �. �Y �_r� �._• " Tom_�� .ti` L� therein expressed; that the above-named witnesses were present and saw Testator sign and execute the instrument as his Last Will and Testament; that each of the witnesses, in the hearing and sight of the Testator, signed the Will as witnesses; and that to the best of their knowledge, the Testator was at that time 18 or more years of age, of sound mind and under no constraint or undue influence. ROB RT C. SWARTZ, Testator . MO TERN,Witness Sworn or affirmed to and subscar-bed to before me by ROBERT C. SWARTZ, Testator, and JEFFREY M. MOTTERN and LORI L. KING, the witnesses, this q� day of 2007. Notary Public My Commission Expires: NOTARIAL SEAL SUSAN R NOTTERH. Notary PRb5e