HomeMy WebLinkAbout07-18-14 GUARDIANSHIP OF INCAPACITATED PERSON
COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
ORPHANS' COURT DNISION
ESTATE OF JOAN A. SCHRADER , AN INCAPACITATED PERSON
ACCOUNT OF MANUFACTURERS AND TRADERS TRUST COMPANY , GUARDIAN
Na_21-13-168
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PETITION FOR ADJUDICATION/ ���" oa
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STATEMENT OF PROPOSED DISTRIBUTION ��' x�. , � :;
PURSUANT TO Pa. O.C.Rule 6.9 ��� � �.��> :--�;
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This form may be used in all cases involving the Audit of the Account of a Guardian of the Estate
of an incapacitated person. If space is insufficient, riders may be attached.
INCL UDE ATTACHMENTS AT THE BACK OF THIS FORM.
Name of Counsel: Ivo V. Otto III
Supreme Court I.D.No.:2��63
Name of Law Firm: Martson Law Offices
Address: 10 East High Street, Carlisle,PA 17013
Telephone: ��17)243-3341
Fax: ��17)243-1850
Form OC-03 rev. 10.l3.06 Page 1 of 6
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Estate of JOAN A. SCHRADER , An Incapacitated Person
1. Name(s) and address(es)of Petitioner(s):
Petitioner: Petitioner:
Name: M&T Banlc,Guardian
Add,.ess: One West High Street
Carlisle,PA 17013
2. Date of Adjudication of Incapacity: June 28, 2013
Date of Appointment as Guardian: June 28, 2013
Attach copy(ies) of Decree(s).
3. A. Explain the reason for filing this Account(if incapacitated person has died, state date
of death, name and address of personal representative and of his or her counsel and
attach a Short Certificate if available. If incapacitated person has been adjudged to
have regained capacity, state date of Decree. If Account is filed for any other reason,
state address of incapacitated person):
The Guardian offers this Account to acquaint interested parties with the transactions
that have occurred during the Administration from July 22,2013 to July 9, 2014.
B. Have prior accountings been filed? . . . . . . . . . . . . . . . . . . . . . . . . . . . �Yes �No
If yes, state accounting periods and dates of adjudication.
4. Describe in detail any questions requiring adjudication and state the position of the
Petitioner(s) as to each question:
Form OC-03 rev. 10.13.06 Page 2 of 6
Estate of JOAN A. SCHRADER , An Incapacitated Person
5. Written Notice of the Audit as required by Pa. O.C. Rules 6.3, 6.7 and 6.8 has been or will be
given to all parties in interest listed in item 6 below. In addition, notice of any questions
requiring adjudication as discussed in item 4 above has been or will be given to all
persons affected thereby.
A. If Notice has been given, attach a copy of the Notice as well as a list of the names
and addresses of the parties receiving such Notice.
B. If Notice is yet to be given, a copy of the Notice as well as a list of the names and
addresses of the parties receiving such Notice shall be submitted at the Audit
together with a statement executed by a Petitioner or counsel certifying that such
Notice has been given.
C. If any such party in interest is not sui juris(e.g., minors or incapacitated persons),
Notice of the Audit has been or will be given to the appropriate representative on
such party's behalf as required by Pa. O.C. Rule 5.2.
6. List all parties of whom Petitioner(s)has/have notice or knowledge, having or claiming
any interest in the estate, including the incapacitated person's heirs at law. This list shall:
A. State each party's relationship to the incapacitated person and the nature of each
party's interest(s):
Name and Address of Each Party in/nterest I Relationship and Comments,if any I /nterest
Joan Schrader Self
508 Cocklin Street
Mechanicsburg,PA 17055
Gary Fisher Husband
508 Cocklin Street
Mechanicsburg,PA 17055
Frederick A.Schrader Brother
2715 CarterFarm Court
Alexandria,VA 22306
Form OC-03 rev.10./3.06 Page 3 of 6
Estate of JOAN A. SCHRADER , An Incapacitated Person
B. Identify each party who is not sui juris(e.g., minors or incapacitated persons).
For each such party, give date of birth,the name of each Guardian and how each
Guardian was appointed. If no Guardian has been appointed, identify the next of
kin of such party, giving the name, address and relationship of each.
7. Is the Court being asked to direct
the filing of a Schedule of Distribution? . . . . . . . . . . . . . . . . . . . . . . . . . . �Yes �No
Form OC-03 rev.10.13.06 Page 4 of 6
Estate of JOAN A. SCHRADER ,An Incapacitated Person
Wherefore, your Petitioner(s) ask(s)that distribution be awarded to the parties entitled
and suggests that the distributive shares of income and principal (residuary shares being stated in
proportions, not amounts) are as follows:
A. Income:
Proposed Distributee(sJ Amount/Proportion
Not applicable.
B. Principal:
Proposed Distributee(s) Amount/Proportion
Not applicable.
Submitted By:
(All petitioners must sign.
Add additional lines if necessary):
James A. Smiley, Vice President
By �, .
me of Petitioner: M&T B , Guardian
Name of Petitioner:
Form OC-03 rev.10.13.06 Page 5 of 6
Estate of JOAN A. SCHRADER , An Incapacitated Person
Verification of Petitioner
(Verification must be by at least one petitioner.)
The undersigned hereby verifies * �tllat he/she he is�,��e Vice President
of the above-named name ofcorporation Manufacturers and Traders Trust Co. and] that the facts set
forth in the foregoing Petition for Adjudication/Statement of Proposed Distribution which are
within the personal knowledge of the Petitioner are true, and as to facts based on the information
of others,the Petitioner, after diligent inquiry, believes them to be true; and that any false
statements herein are made subject to the penalties of 18 Pa. C.S. § 4904 (relating to unsworn
falsification to authorities).
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S' ture of Petitioner
'�Corporate petitioners must complete bracketed informatiore.
Certification of Counsel
The undersigned counsel hereby certifies that the foregoing Petition for Adjudication/
Statement of Proposed Distribution is a true and accurate reproduction of the form Petition
authorized by the Supreme Court, and that no changes to the form have been made beyond the
responses herein.
Signature of ounsel for Petitioner
Form OC-03 rev.10.13.06 Page 6 of 6
_ _._ _
��; ) IN THE COURT OF COMMON PLEAS
) OF CUMBERLAND COTd�1TY � `- -�
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JOAN SCHR.ADER ) ORPHANS' COURT DT�S#�N L :�_ i�
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AND NOW, this��day o , 2013, the ruli�g of the �urt'on=�he � G -��
: �
Petition to Adjudicate Joan Schrader Incapacitated and Appoint a Guardian of Her Estate is that �
the appointment of a Limited Guardian for Joan Schrader is appropriate and necessary for the
limited purpose of management of her financial assets and real estate and making investment and
financial decisions. The Stipulated Proposed Findings of Fact and Conclusions of Law filed
under seal in this case are hereby adopted in full as the Findings and Conclusions of this Court.
All prior Orders of Court are modified as follows below.
Manufacturers and Traders Trust Company ("M&T Bank") is hereby appointed as the
Limited Guardian for Joan Schrader under the following terms:
1. Joan Schrader's brokerage account (the "Fund") currently managed by Merrill
Lynch Wealth Management, Account Numbers ending in the last four digits 5115, 0680, 0681,
0682 and ?657 shall he transferred to M&T Bank for the purpose of managing, investing,
reinvesting and making appropriate payment of Joan Schrader's expenses. Such transfer is
directed to take place in such a way as to avoid incurring tax liability.
2. The Limited Guardian shall have, hold, manage, invest, and reinvest the Fund,
and collect the income and pay and use an amount not to exceed 7% annually of the balance of
the Fund calculated as of December 315t of the preceding yeaz (the "Annual Expenditures") as
the Limited Guardian, in the Limited Guazdian's sole discretion, without further Order of Court,
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from time to time shall deem necessary to provide for the proper maintenance, support, and
wellbeing, including medical, hospital, nursing, or nursing home caze of Joan Schrader.
Unexpended amounts from an Annual Expenditure for any year shall be accrued and may be
used for the foregoing purposes in a later year without further Order of Court.
3. So long as there remain sufficient Fund assets to provide for Joan Schrader's
lifetime care, maintenance, support and wellbeing, including medical, hospital, nursing or
nursing home caze as determined in the sole discretion of the Limited Guardian, Limited
Guardian shall place $4,000.00 per month into a checking account in the name of, and for the
benefit of Joan Schrader, with the understanding that Joan Schrader has free and unrestricted use
of these funds and that their intended use is for daily household and personal expenses not
otherwise paid by Limited Guazdian. This amount shall be considered part of the Annual
Expenditures of the Limited Guardian as referenced in paragraph 2 above.
4. Without limiting the foregoing, included in the Limited Guardian's Annual
Expenditures as referenced in paragraph 2,the Limited Guardian shall directly pay the following
expenses of Ms. Schrader:
a. all federal,state,and local taxes,including estimated taxes;
b. municipal and school real estate taxes associated with the ownership of
Joan Schrader's home;
c. insurance and maintenance expenses required for the upkeep of Joan
Schrader's personal residence located at 50$ Cocklin Street,
Mechanicsburg, Cumberland County, Pennsylvania ("Personal
Residence"); and
d. All medical bills not covered by insurance or other third party payor.
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5. The Limited Guardian ma}�request this Cat�rt to authorize additional e;cpenditures
in excess of the Annual �xpenditures; ��vhere necessary, to prnvide f'or tl�e purposes set farth in
para�rapl�2 above.
6. The Personal Residencc of 3oan Schrader shall ii�t be sold, transferred,
retinanced, rnortga�ed, encunlbered or otherwise disposed af�vithotit tlie consent and joinder of
the Limited Guardian. The sale af thc Personal Residenc� of Joan Schz•ader and acquisitio�l aF
fiature Iiving arrangements f'or Joan Sehi•ader are���ithin tlie discretian of t}�e I.,imited Guardian.
7. 'I'he Limited Guardian shall be compensated in accordazlce���ith its fee schedule in
effect from time to time for m��na�ed trusts. In additian, a fee of $l�.00 per check ti��ill be
chargeci for the payment of any bills.
8, The Court makes nn linding re�arding the present test�imentary capacit}� of Joan
Scl�rader.
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Thomas A. �'l ccy
Common Pleas Jud�e
Distribution:
Ivo V. Otto, III, Esquire
Thnmas A. Frencl3,Es�uire
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1VIA�fZTSON DEAfZDURFF �ILLII�.MS C�TT(J '�ILROY � �'ALLER
M���, \O� WILLIAM F.MARTSON GEORGE B.FAi.LER JR.*
�J JOHN B.FOWI.ER ITI DAVID A.FI'IZSIMONS
L A�XT O F F I C E S v�1NIEL K.DEARDORFFt CHRISTOPHER E.RICE
THOMAS f.VG�ILLIAI�fS* SETH T.MOSEBEY
Ivo V.oz-c�o III Kn�r�J.I�in�c.[.
10 EAST HIGH STREET HUBP1tT�i.GILROY Ar1RON S.HAY:�IES
C�vulstE,PEtvtvsYr.untarn 17013
�BOARD C8R71PIED CML TWAL SPEC7ALI$i
TF'.[.FPHONE (71'n 243-3341 tBo.�an Caxnaten Wowcsas'COMPBNSAT70N SPBCIALISi
FACS�tu.F. (71'�243-1850
INTE,RNET wwwmattsonlawcom
July 18, 2014
VIA REGISTERED MAIL VIA REGISTERED MAIL
Ms. Joan A. Schrader Mr. Gary Fisher
508 Cocklin Street 508 Cocklin Street
Mechanicsburg, PA 17055 Mechincsburg, PA 17055
VIA REGISTERED MAIL
Mr. Frederick A. Schrader
2715 Carter Farm Court
Alexandria, VA 22306
RE: Estate of Joan A. Schrader, an incapacitated person
Our File No. 15121.1
Dear Sir/Madam:
Enclosed is a Notice of Filin� First and Partial Account and Petition for
Adjudication/Statement of Proposed Distribution and Call for Audit or Confirmation,along with a
copy of the First and Partial Account and Petition of Manufacturers and Traders Trust Company,
Guardian for Joan A. Schrader.
As stated on the Notice,the Account will be presented for confirmation in Court Room No. 1
of the Cumberland County Courthouse, Carlisle, PA, at 9:30 a.m. on Tuesday,August 26, 2014.
Please contact our office should you have any questions or concerns.
Very truly yours,
MARTSON AW OFFICES
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, �
,
Ivo . Otto III
IVO/mas
Enclosures
cc: Manufacturers and Traders Trust Company (w/enc.)
Thomas A. French, Esquire (w/enc.)
F�.\FILES\ClientsU5121 Schrader\Accoums\I5121.I.notice.ltr.wpd
I N FORMATION • ADV I C E • ADVOCACY S'u
IN RE: : IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY,PENNSYLVANIA
ESTATE OF JOAN A. SCHRADER, .
AN INCAPACITATED PERSON : ORPHANS' COURT DIVISION
: N0. 21-13-168
NOTICE OF FILING FIRST AND PARTIAL ACCOUNT AND
PETITION FOR ADJUDICATION/SCHEDULE OF PROPOSED DISTRIBUTION
AND CALL FOR AUDIT OR CONFIRMATION
NOTICE IS HEREBY GIVEN that Manufacturers and Traders Trust Company,Guardian for Joan
A. Schrader, an incapacitated person, has this date filed the First and Partial Account and Petition for
Adjudication/Schedule of Proposed Distribution in the above-captioned Estate in the Office of the Clerk of
the Orphans' Court in and for Cumberland County,Pennsylvania,where the same is filed as public record
and may be inspected. Copies of the Account and Petition are enclosed for your information.
YOU ARE FURTHER NOTIFIED that any exceptions or objections to said Account or Petition must
be filed in writing at the office of the Clerk of the Orphans'Court,Cumberland County Courthouse,Carlisle,
PA 17013, aforesaid prior to the confirmation of said Account and Schedule of Proposed Distribution
scheduled as set forth below.
UNLESS written exceptions or objections are filed prior thereto,said Account will be presented by
the Clerk ofthe Orphans'Court to the above-captioned Court in Court Room No. 1 (the courtroom is subject
to change)of the Cumberland County Courthouse,Carlisle,Pennsylvania,at 9:30 a.m.prevailing time,on
Tuesday, August 26, 2014, at which time said Account will be confirmed and distribution ordered in
accordance with the Petition for Adjudication/Schedule of Proposed Distribution.
MA TSON W OFFICES
By:
Ivo V. Otto III,Esquire
10 East High Street
Carlisle, PA 17013
(717)243-3341
Attorney for the Estate of Joan A. Schrader, an
incapacitated person
Date of Notice: July 18, 2014
NOTICES TO:
Ms. Joan A. Schrader Mr. Gary Fisher
508 Cocklin Street 508 Cocklin Street
Mechanicsburg,PA 17055 Mechanicsburg,PA 17055
Mr. Frederick A. Schrader
2715 Carter Farm Court
Alexandria,VA 22306
�7� 93���.�
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IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PA.
ORPHANS' COURT DIVISION
NO. 2013-168
GUARDIAN FOR JOAN A. SCHRADER, AN INCAPACITATED PERSON
UNDER COURT ORDER DATED 6/28/2013
______________________________________________________
FIRST AND PARTIAL ACCOUNT OF
Manufacturers and Traders Trust Company, Guardian
Date of First Receipt of Funds: July 22, 2013
Accounting for the period: July 22, 2013 to
July 9, 2014
Purpose of Account: The Guardian offers this Account to acquaint
interested parties with the transactions that have occurred during the
Administration.
It is important that the Account be carefully examined. Requests for
additional information, questions or objections can be discussed with:
James A. Smiley, Vice President
Manufacturers and Traders Trust Company
One West High Street
Carlisle, PA 17013
(717) 240-4505
Or
Martson, Deardorff, Williams, Otto, Gilroy & Faller
10 E. High Street
Carlisle, PA 17013
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SUMMl1RY OF ACCOUNT
PAGES
PRINCIPAL
Receipts 3-22 $ 2,270,817.04
Net Loss on Sales or Disposition 23-37 -1,346.32
$ 2,269,470.72
Decrease in Reappraisement 38-41 -8,639.12
$ 2,260,831.60
Less Disbursements:
Legal Fees 42 $ 26,452.73
Federal State & Local Taxes 42 1,934.67
General Disbursements 42 12,000.00
Administration - Misc. Exp. 42 2,825.00 -43,212.40
Balance before Distributions $ 2,217,619.20
Distributions to Beneficiaries 43-45 -114,203.95
Principal Balance on Hand 46-51 $ 2,103,415.25
For Information:
Investments Made 52-54
Changes in Holdings 55-111
INCOME
Receipts 112-138 $ 78,932.26
Less Disbursements 139 -60.752.85
Balance before Distributions $ 18,179.41
Distributions to Beneficiaries 140-142 -6,307.77
Income Balance on Hand 143 $ 11,871.64
COMBINED BALANCE ON HAND $ 2,115,286.89
Verification 144
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PRINCIPAL R�CEIPTS
RECEIVED:
Bonds
$25,000 Allegheny County PA 5% due
10/15/22 - Received from Merrill Lynch
Account #872-10682 $ 28,052.75
$25,000 Centennial PA School 4o due
12/15/16 - Received from Merrill Lynch
Account #872-10682 27,530.00
$25,000 Chester County PA 5% due 7/15/27
- Received from Merrill Lynch Account
#872-10682 27,147.63
$25,000 Clark County NV 4°s due 11/1/18 -
Received from Merrill Lynch Account
#872-10682 27,728.75
$25,000 Cumberland County PA 4o due
5/1/21 - Received from Merrill Lynch
Account #872-10682 28,076.50
$40,000 Hawaii State 4.5% due 11/1/19 -
Received from Merrill Lynch Account
#872-10682 46,258.80
$25,000 Hazelton PA Area School 4o due
3/1/21 - Received from Merrill Lynch
Account #872-10682 26,705.38
$25,000 Lower Merion PA School 4% due
5/15/15 - Received from Merrill Lynch
Account #872-10682 26,571.75
$25,000 New York St Twy 4% due 4/1/17 -
Received from Merrill Lynch Account
#872-10682 27,597.00
$25,000 Pennsylvania St Tpk 5o due
12/1/20 - Received from Merrill Lynch
Account #872-10682 28,984.75
FORWARD $ 294,653.31
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PRINCIPAL RECEIPTS (cont'd)
FORWARD $ 294,653.31
Bonds (cont'd)
$25,000 Pennsylvania State 5o due
10/1/13 - Received from Merrill Lynch
Account #872-10682 25,241.75
$25,000 Pennsylvania State 5% due
4/15/17 - Received from Merrill Lynch
Account #872-10682 28,587.00
$25,000 Pennsylvania State Econ 5o due
1/1/20 - Received from Merrill Lynch
Account #872-10682 29,309.75
$25,000 Pleasant Valley PA School 3a due
5/15/14 - Received from Merrill Lynch
Account #872-10682 25,442.00
$25,000 Southern Lehigh PA School 4% due
9/1/24 - Received from Merrill Lynch
Account #872-10682 25,949.63
Common Stocks
400 Shs. Automatic Data Processing
Incorporated - Received from Merrill
Lynch Account #872-45115 28,888.00
200 Shs. Boeing Company - Received from
Merrill Lynch Account #872-45115 21,390.00
200 Shs. Chevron Corporation - Received
from Merrill Lynch Account #872-45115 25,274.00
500 Shs. Conocophillips - Received from
Merrill Lynch Account #$72-45115 32,795.00
400 Shs. Disney Walt Company - Received
from Merrill Lynch Account #872-45115 25,856.00
32 Shs. Entergy Arkansas 5.750 -
Received from Merrill Lynch Account
#872-10681 789.12
FORWARD $ 564,175.56
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PRINCIPAL RECEIPTS (cont'd)
FORWARD $ 564,175.56
Common Stocks (cont'd)
77 Shs. Express Scripts Holding C -
Received from Merrill Lynch Account
#872-45115 5,145.14
200 Shs. Exxon Mobil Corporation -
Received from Merrill Lynch Account
#872-45115 18,998.00
2,400 Shs. Fulton Financial Corporation
- Received from Merrill Lynch Account
#872-45115 30,720.00
600 Shs. General Electric Company -
Received from Merrill Lynch Account
#872-45115 14,772.00
700 Shs. Johnson & Johnson - Received
from Merrill Lynch Account #872-45115 64,652.00
400 Shs. Lowes Companies Incorporated -
Received from Merrill Lynch Account
#872-45115 17,900.00
400 Shs. Merck & Company Incorporated -
Received from Merrill Lynch Account
#872-45115 19,108.00
250 Shs. Phillips 66 - Received from
Merrill Lynch Account #872-45115 14,710.00
200 Shs. The Hershey Company - Received
from Merrill Lynch Account #872-45115 18,574.00
200 Shs. United Technologies Corporation
- Received from Merrill Lynch Account
#872-45115 20,998.00
Mutual Funds
2,719 Shs. Blackrock II-Float Rat-Inst -
Received - Free Receipt 28,440.74
FORWARD $ 818,193.44
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PRINCIPAL RECEIPTS (cont'd)
FORWARD $ 818,193.44
Mutual Funds (cont'd)
5,164 Shs. Blackrock Multi-Asset Inc-I -
Received - Free Receipt 56,855.64
2,828 Shs. Blackrock Strategic Income
Opp Fd-In - Received - Free Receipt 28,280.00
1,317 Shs. EGShares EM Consumer ETF -
Received from Merrill Lynch Account
#872-10680 34,729.29
2,801 Shs. Elements Rogers Intl
Commodity ETN - Received from Merrill
Lynch Account #872-10680 22,884.17
704 Shs. IShares Core MSCI Emerging -
Received from Merrill Lynch Account
#872-10680 33,271.04
1,540 Shs. IShares MSCI EAFE ETF -
Received from Merrill Lynch Account
#872-10680 94,032.40
1,501 Shs. IShares MSCI Pacific Ex Japan
ETF - Received from Merrill Lynch
Account #872-10680 67,710.11
1,940 Shs. IShares Russell 1000 Growth
ETF - Received from Merrill Lynch
Account #872-10680 147,517.60
2,515 Shs. IShares Russell 1000 Value
ETF - Received from Merrill Lynch
Account #$72-10680 220,917.60
587 Shs. IShares Russell 2000 Growth
Index ETF - Received from Merrill Lynch
Account #872-10680 69,776.69
551 Shs. IShares Russell 2000 Value ETF
- Received from Merrill Lynch Account
#872-10680 50,499.15
FORWARD $ 1,644,667.13
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PRINCIPAL RECEIPTS (cont'd)
FORWARD $ 1,644,667.13
Mutual Funds (cont'd)
597 Shs. Market Vectors ETF Trust -
Received from Merrill Lynch Account
#872-10680 27,211.26
596 Shs. SPDR Dow Jones G1 Real Estate
ETF - Received from Merrill Lynch
Account #872-10680 25,920.04
1,308 Shs. SPDR MSCI ACWI EX-US -
Received from Merrill Lynch Account
#872-10680 43,164.00
Preferred Stock
281 Shs. Aegon NV 6.375% Pfd - Received
from Merrill Lynch Account #872-10681 6,957.56
126 Shs. Aegon NV 8o Pfd - Received from
Merrill Lynch Account #872-10681 3,519.18
67 Shs. Aegon NV Pfd Ser 1 - Received
from Merrill Lynch Account #872-10681 1,498.79
19 Shs. Affiliated Managers Group 5.250
Pfd - Received from Merrill Lynch
Account #872-10681 473.67
27 Shs. Affiliated Managers Group 6.3750
Pfd - Received from Merrill Lynch
Account #872-10681 677.19
67 Shs. AFLAC Inc 5.5o Pfd - Received
from Merrill Lynch Account #872-10681 1,602.64
18 Shs. Alexandria Real Estate Pfd 6.45%
- Received from Merrill Lynch Account
#872-10681 436.77
19 Shs. Allstate Corporation 5.10 Pfd -
Received from Merrill Lynch Account
#872-10681 485.83
FORWARD $ 1,756,614.06
- 7 -
PRINCIPAL RECEIPTS (cont'd)
FORWARD $ 1,756,614.06
Preferred Stock (cont'd)
19 Shs. Allstate Corporation 5.625o Pfd
Ser A - Received from Merrill Lynch
Account #872-10681 477.28
33 Shs. American Financial Group 5.750
Pfd - Received from Merrill Lynch
Account #872-10681 801.28
30 Shs. American Financial Group 6.375%
Pfd - Received from Merrill Lynch
Account #872-10681 751.80
61 Shs. Ameriprise Financial
Incorporated 7.75% Pfd - Received
from Merrill Lynch Account #872-10681 1,601.25
89 Shs. Arch Capital Group Ltd Pfd 6.750
- Received from Merrill Lynch Account
#872-10681 2,292.64
41 Shs. Aspen Insurance 7.25% Pfd -
Received from Merrill Lynch Account
#872-10681 1,067.64
62 Shs. Aspen Insurance Holdings 5.95%
Pfd - Received from Merrill Lynch
Account #872-10681 1,577.90
67 Shs. Axis Capital Hldgs 5.5°s Pfd Ser
D - Received from Merrill Lynch Account
#872-10681 1,465.29
95 Shs. Axis Capital Hldgs 6.875o Pfd
Ser C - Received from Merrill Lynch
Account #872-10681 2,470.00
207 Shs. Bank of New York Mellon 5.2%
Pfd - Received from Merrill Lynch
Account #872-10681 4,533.30
FORWARD $ 1,773,652.44
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PRINCIPAL RECEIPTS (cont'd)
FORWARD $ 1,773,652.44
Preferred Stock (cont'd)
101 Shs. Barclays Bank 6.625o Pfd Ser 2
ADR - Received from Merrill Lynch
Account #872-10681 2,499.75
124 Shs. Barclays Bank 7.10 Pfd Ser 3 -
Received from Merrill Lynch Account
#872-10681 3,106.21
92 Shs. Barclays Bank 7.75% Pfd Ser -
Received from Merrill Lynch Account
#872-10681 2,325.76
94 Shs. Barclays Bank PLC Pfd 8.125% -
Received from Merrill Lynch Account
#872-10681 2,382.90
29 Shs. BB&T Corporation 5.2°s Pfd Ser F
- Received from Merrill Lynch Account
#872-10681 661.78
111 Shs. BB&T Corporation 5.2% Pfd Ser G
- Received from Merrill Lynch Account
#872-10681 2,495.28
178 Shs. BB&T Corporation 5.625o Pfd Ser
E - Received from Merrill Lynch Account
#872-10681 4,192.00
53 Shs. BB&T Corporation 5.85% Pfd -
Received from Merrill Lynch Account
#872-10681 1,311.75
73 Shs. Berkley (WR) Corporation 5.625°s
Pfd - Received from Merrill Lynch
Account #872-10681 1,590.67
26 Shs. Boston Properties Incorporated
5.25% Pfd - Received from Merrill Lynch
Account #872-10681 640.38
FORWARD $ 1,794,858.92
- 9 -
PRINCIPAL RECEIPTS (COnt'd)
FORWARD $ 1,794,858.92
Preferred Stock (cont'd)
202 Shs. Capital One Financial Co 6% Pfd
Ser B - Received from Merrill Lynch
Account #872-10681 4,855.27
92 Shs. Charles Schwab Corp 6% Pfd Ser B
- Received from Merrill Lynch Account
#872-10681 2,326.68
157 Shs. Citigroup Cap IX 60 2/14/33 Pfd
- Received from Merrill Lynch Account
#872-10681 3,961.11
154 Shs. Citigroup Cap Pfd 7.875%
12/15/67 - Received from Merrill Lynch
Account #872-10681 4,287.36
62 Shs. Citigroup Cap X 6.1% 9/30/33 Pfd
- Received from Merrill Lynch Account
#872-10681 1,555.46
55 Shs. Citigroup Cap XI Pfd 6a 9/27/34
- Received from Merrill Lynch Account
#872-10681 1,379.03
52 Shs. Citigroup Cap XVII Pfd 6.350 -
Received from Merrill Lynch Account
#872-10681 1,310.40
121 Shs. Citigroup Inc 5.8°s Pfd Ser C -
Received from Merrill Lynch Account
#872-10681 2,813.25
63 Shs. Comcast Corporation 5o Pfd -
Received from Merrill Lynch Account
#872-10681 1,523.34
246 Shs. DB Cont Cap Trst II 6.55o Pfd -
Received from Merrill Lynch Account
#872-10681 6,213.96
FORWARD $ 1,825,084.78
- 10 -
PRINCIPAL RECEIPTS (cont'd)
FORWARD $ 1,825,084.78
Preferred Stock (cont'd)
79 Shs. DB Cont Capital Trust V 8.050
Pfd - Received from Merrill Lynch
Account #872-10681 2,205.68
132 Shs. DB Contingent Cap Tr III 7.6%
Pfd - Received from Merrill Lynch
Account #872-10681 3,540.24
42 Shs. Digital Realty Trust 6.625% Pfd
Ser F - Received from Merrill Lynch
Account #872-10681 999.60
46 Shs. Digital Realty Trust 6.625o Pfd
Ser G - Received from Merrill Lynch
Account #872-10681 986.70
27 Shs. Digital Realty Trust Inc Pfd 70
- Received from Merrill Lynch Account
#872-10681 682.29
94 Shs. Dominion Resources Pfd 8.3750 -
Received from Merrill Lynch Account
#872-10681 2,475.02
19 Shs. DTE Energy Company 5.25% Pfd -
Received from Merrill Lynch Account
#872-10681 450.59
28 Shs. DTE Energy Company Pfd 6.5% -
Received from Merrill Lynch Account
#872-10681 727.44
46 Shs. Duke Energy Corporation 5.125%
Pfd - Received from Merrill Lynch
Account #872-10681 1,077.78
36 Shs. Entergy Arkansas 4.75% Pfd -
Received from Merrill Lynch Account
#872-10681 733.63
FORWARD $ 1,838,963.75
- 11 -
PRINCIPAL RECEIPTS (cont'd)
FORWARD $ 1,838,963.75
Preferred Stock (cont'd)
19 Shs. Entergy Arkansas Inc 4.9% Pfd -
Received from Merrill Lynch Account
#872-10681 476.01
16 Shs. Entergy Louisiana LLC 5.875% Pfd
- Received from Merrill Lynch Account
#872-10681 396.96
44 Shs. Entergy Louisiana LLC 6% Pfd -
Received from Merrill Lynch Account
#872-10681 1,100.44
34 Shs. Entergy Mississippi Inc 6% Pfd -
Received from Merrill Lynch Account
#872-10681 863.60
47 Shs. Entergy Texas Inc 7.875o Pfd -
Received from Merrill Lynch Account
#872-10681 1,240.80
63 Shs. First Niagara Financial Pfd -
Received from Merrill Lynch Account
#872-10681 1,795.50
162 Shs. General Electric Cap Corp 4.70
Pfd - Received from Merrill Lynch
Account #872-10681 3,348.54
305 5hs. General Electric Cap Corp
4.875% Pfd - Received from Merrill Lynch
Account #872-10681 6,835.69
162 Shs. Goldman Sachs Group
Incorporated 5.95o Pfd - Received from
Merrill Lynch Account #872-10681 3,969.00
153 Shs. Goldman Sachs Group
Incorporated 6.5% Pfd - Received from
Merrill Lynch Account #872-10681 3,919.86
FORWARD $ 1,862,910.15
- 12 -
PRINCIPAL RECEIPTS (cont'd)
FORWARD $ 1,862,910.15
Preferred Stock (cont'd)
211 Shs. Goldman Sachs Group Pfd 6.125%
- Received from Merrill Lynch Account
#872-10681 5,298.21
28 Shs. Goldman Sachs Pfd V/R Ser A -
Received from Merrill Lynch Account
#872-10681 599.20
56 Shs. Hartford Financial Services
Group 7.875o Pfd - Received from Merrill
Lynch Account #872-10681 1,618.96
75 Shs. Health Care REIT 6.5o Pfd Ser J
- Received from Merrill Lynch Account
#872-10681 1,920.75
81 Shs. Hospitality Properties Trust
7.125o Pfd Ser D REIT - Received from
Merrill Lynch Account #872-10681 2,073.60
47 Shs. HSBC Holdings PLC Pfd 6.2Ser A -
Received from Merrill Lynch Account
#872-10681 1,165.01
406 Shs. HSBC Holdings PLC Pfd 80 -
Received from Merrill Lynch Account
#872-10681 11,002.60
158 Shs. ING Groep NV 6.125% Pfd -
Received from Merrill Lynch Account
#872-10681 3,700.36
49 Shs. ING Groep NV 6.375o Pfd -
Received from Merrill Lynch Account
#872-10681 1,168.16
129 Shs. ING Groep NV 7.2o Pfd -
Received from Merrill Lynch Account
#872-10681 3,227.58
FORWARD $ 1,894,684.58
- 13 -
PRINCIPAL RECEIPTS (cont'd)
FORWARD $ 1,894,684.58
Preferred Stock (cont'd)
168 Shs. ING Group NV 7.05% Pfd -
Received from Merrill Lynch Account
#872-10681 4,179.84
31 Shs. Interstate Pwr & Lgt 5.10 Pfd
Ser D - Received from Merrill Lynch
Account #872-10681 735.63
232 Shs. J.P. Morgan Chase & Co 5.5o Pfd
Ser 0 - Received from Merrill Lynch
Account #872-10681 5,319.76
153 Shs. J.P. Morgan Chase 5.45a Pfd Ser
P - Received from Merrill Lynch Account
#872-10681 3,485.34
32 Shs. Kimco Realty 5.625% Pfd Ser K
REIT - Received from Merrill Lynch
Account #872-10681 745.60
65 Shs. Kimco Realty 6.9% Pfd Ser H
REIT - Received from Merrill Lynch
Account #872-10681 1,645.80
31 Shs. Kimco Realty Corp 5.5o Pfd Ser J
- Received from Merrill Lynch Account
#872-10681 709.90
90 Shs. Kimco Realty Corp Pfd 6% -
Received from Merrill Lynch Account
#872-10681 2,168.10
337 Shs. Lloyds Banking Pfd 7.75% -
Received from Merrill Lynch Account
#872-10681 8,900.17
105 Shs. Morgan Stanley Cap III Pfd
6.250 - Received from Merrill Lynch
Account #872-10681 2,638.65
FORWARD $ 1,925,213.37
- 14 -
PRINCIPAL RECEIPTS (cont'd)
FORWARD $ 1,925,213.37
Preferred Stock (cont'd)
94 Shs. Morgan Stanley Cap IV Pfd 6.250
- Received from Merrill Lynch Account
#872-10681 2,350.00
58 Shs. Morgan Stanley Cap Tr Pfd 6.60 -
Received from Merrill Lynch Account
#872-10681 1,455.80
72 Shs. Morgan Stanley Pfd Ser A -
Received from Merrill Lynch Account
#872-10681 1,573.92
64 Shs. Morgan Stanley VIII Pfd 5.750
7/15/33 - Received from Merrill Lynch
Account #872-10681 1,584.64
27 Shs. Morgan Stanley VIII Pfd 6.450 -
Received from Merrill Lynch Account
#872-10681 676.08
77 Shs. National Retail 6.625% Pfd Ser D
REIT - Received from Merrill Lynch
Account #872-10681 1,944.25
49 Shs. National Retail Properties 5.750
Pfd - Received from Merrill Lynch
Account #872-10681 1,093.19
43 Shs. Nextera Energy 5.625o Pfd Ser H
- Received from Merrill Lynch Account
#872-10681 972.34
84 Shs. Nextera Energy Cap 5.125°s Pfd
Ser I - Received from Merrill Lynch
Account #872-10681 1,822.80
26 Shs. Nextera Energy Capital 5% Pfd -
Received from Merrill Lynch Account
#872-10681 547.04
FORWARD $ 1,939,233.43
- 15 -
PRINCIPAL RECEIPTS (cont'd)
FORWARD $ 1,939,233.43
Preferred Stock (cont'd)
29 Shs. Nextera Energy Capital Pfd 5.7°s
- Received from Merrill Lynch Account
#872-10681 695.42
60 Shs. Partnerre Ltd 5.875% Pfd Ser F -
Received from Merrill Lynch Account
#872-10681 1,344.82
101 Shs. Partnerre Ltd 6.5% Pfd Ser D -
Received from Merrill Lynch Account
#872-10681 2,527.02
44 Shs. Partnerre Ltd Pfd 7.250 -
Received from Merrill Lynch Account
#872-10681 1,192.84
28 Shs. PNC Financial Services 5.3750
Pfd - Received from Merrill Lynch
Account #872-10681 661.92
311 Shs. PNC Financial Services 6.1250
Pfd Ser P - Received from Merrill Lynch
Account #872-10681 ��998•92
32 Shs. PPL Capital Fnding 5.90 Pfd Ser
B - Received from Merrill Lynch Account
#872-10681 728.96
35 Shs. Protective Life Corp 6o Pfd -
Received from Merrill Lynch Account
#872-10681 865.20
53 Shs. Protective Life Corp 6.25o Pfd -
Received from Merrill Lynch Account
#872-10681 1,313.34
96 Shs. Prudential Financial Inc 5.7%
Pfd - Received from Merrill Lynch
Account #872-10681 2,240.64
FORWARD $ 1,958,802.51
- 16 -
PRINCIPAL RECEIPTS (cont'd)
FORWARD $ 1,958,802.51
Preferred Stock (cont'd)
76 Shs. Prudential Financial Inc 5.75°s
Pfd - Received from Merrill Lynch
Account #872-10681 1,777.64
19 Shs. PS Business 5.75o Pfd Ser U REIT
- Received from Merrill Lynch Account
#872-10681 437.00
16 Shs. PS Business 6.875°s Pfd Ser R -
Received from Merrill Lynch Account
#872-10681 403.80
57 Shs. PS Business Pfd 6.450 - Received
from Merrill Lynch Account #872-10681 1,427.28
91 Shs. PS Business Pk 6o Pfd Ser T REIT
- Received from Merrill Lynch Account
#872-10681 2,180.36
39 Shs. Public Storage 5.2% Pfd Ser W -
Received from Merrill Lynch Account
#872-10681 858.39
33 Shs. Public Storage 5.2o Pfd Ser X
REIT - Received from Merrill Lynch
Account #872-10681 725.01
19 Shs. Public Storage 5.375o Pfd Ser V
- Received from Merrill Lynch Account
#872-10681 425.60
30 Shs. Public Storage 5.625o Pfd Ser U
- Received from Merrill Lynch Account
#872-10681 701.10
101 Shs. Public Storage 5.75o Pfd Ser T
REIT - Received from Merrill Lynch
Account #872-10681 2,406.83
84 Shs. Public Storage 6.35o Pfd Ser R
REIT - Received from Merrill Lynch
Account #872-10681 2,118.48
FORWARD $ 1,972,264.00
- 17 -
PRINCIPAL RECEIPTS (cont'd)
FORWARD $ 1,972,264.00
Preferred Stock (cont'd)
72 Shs. Public Storage Inc Pfd 6.5% -
Received from Merrill Lynch Account
#872-10681 1,837.76
15 Shs. Public Storage Inc Pfd 6.875% -
Received from Merrill Lynch Account
#872-10681 383.55
97 Shs. Public Storage Pfd 5.90 -
Received from Merrill Lynch Account
#872-10681 2,378.44
90 Shs. Qwest Corp 7% Pfd - Received
from Merrill Lynch Account #872-10681 2,273.70
77 Shs. Qwest Corp 7.375o Pfd - Received
from Merrill Lynch Account #872-10681 1,970.43
115 Shs. Qwest Corp 7.5% Pfd - Received
from Merrill Lynch Account #872-10681 2,976.20
77 Shs. Raymond James Financial 6.9°s Pfd
- Received from Merrill Lynch Account
#872-10681 1,997.38
87 Shs. Realty Income Corp Pfd 6.6250 -
Received from Merrill Lynch Account
#872-10681 2,225.46
19 Shs. Regency Centers Corp 6% Pfd Ser
7 - Received from Merrill Lynch Account
#872-10681 446.69
58 Shs. Regency Centers Corp Pfd 6.625°s
- Received from Merrill Lynch Account
#872-10681 1,464.50
66 Shs. Renaissancere Holdings 5.3750
Pfd Ser E - Received from Merrill Lynch
Account #872-10681 1,490.94
FORWARD $ 1,991,709.05
- 18 -
PRINCIPAL RECEIPTS (cont'd)
FORWARD $ 1,991,709.05
Preferred Stock (cont'd)
28 Shs. Renaissancere Holdings Pfd 6.08%
- Received from Merrill Lynch Account
#872-10681 698.04
29 Shs. Royal Bank of Scotland 6.4o Pfd
Ser M ADR - Received from Merrill Lynch
Account #872-10681 589.57
43 Shs. Royal Bank of Scotland 6.6o Pfd
Ser S - Received from Merrill Lynch
Account #872-10681 910.74
282 Shs. Royal Bank of Scotland GP 5.75a
Pfd Ser L - Received from Merrill Lynch
Account #872-10681 5,549.76
30 Shs. Royal Bank of Scotland GP 6.1250
Pfd Ser R - Received from Merrill Lynch
Account #872-10681 595.80
95 Shs. Royal Bank of Scotland Pfd 6.350
Ser N - Received from Merrill Lynch
Account #872-10681 1,923.75
13 Shs. Scana Corporation 7.7o Pfd -
Received from Merrill Lynch Account
#872-10681 353.52
66 Shs. Senior Housing Properties Trust
5.625% Pfd - Received from Merrill Lynch
Account #872-10681 1,494.24
98 Shs. Stanley Black & Decker I 5.750
Pfd - Received from Merrill Lynch
Account #872-10681 2,367.68
92 Shs. State Street Corporation 5.250
Pfd Ser C - Received from Merrill Lynch
Account #872-10681 2,186.84
FORWARD $ 2,008,378.99
- 19 -
PRINCIPAL RECEIPTS (cont'd)
FORWARD $ 2,008,378.99
Preferred Stock (cont'd)
48 Shs. TCF Financial Co 7.5% Pfd -
Received from Merrill Lynch Account
#872-10681 1,251.84
64 Shs. Telephone & Data System 5.8750
Pfd - Received from Merrill Lynch
Account #872-10681 1,468.16
55 Shs. Telephone & Data System 7o Pfd -
Received from Merrill Lynch Account
#872-10681 1,425.60
27 Shs. Telephone & Data Systems Pfd
6.875% - Received from Merrill Lynch
Account #872-10681 698.49
19 Shs. Torchmark Corp 5.875o Pfd -
Received from Merrill Lynch Account
#872-10681 463.22
161 Shs. UBS Preferred Fndg Pfd Ser D -
Received from Merrill Lynch Account
#872-10681 2,604.98
53 Shs. US Bancorp 5.15% Pfd Ser H -
Received from Merrill Lynch Account
#872-10681 1,257.16
35 Shs. US Bancorp 6% Pfd Ser G -
Received from Merrill Lynch Account
#872-10681 921.90
31 Shs. US Bancorp Pfd 3.5% - Received
from Merrill Lynch Account #872-10681 668.36
79 Shs. US Bancorp Pfd 6.50 - Received
from Merrill Lynch Account #872-10681 2,124.44
17 Shs. US Cellular Corp Pfd 6.950 -
Received from Merrill Lynch Account
#872-10681 434.52
FORWARD $ 2,021,697.66
- 20 -
PRINCIPAL RECEIPTS (cont'd)
FORWARD $ 2,021,697.66
Preferred Stock (cont'd)
67 Shs. Ventas Realty LP/CAP 5.45% Pfd
REIT - Received from Merrill Lynch
Account #872-10681 1,512.86
33 Shs. Vornado Realty 5.4% Pfd Ser L -
Received from Merrill Lynch Account
#872-10681 727.32
43 Shs. Vornado Realty 5.7o Pfd Ser K
REIT - Received from Merrill Lynch
Account #872-10681 1,004.48
39 Shs. Vornado Realty 6.875% Pfd Ser J
REIT - Received from Merrill Lynch
Account #872-10681 995•28
172 Shs. Vornado Realty LP Pfd 7.8750 -
Received from Merrill Lynch Account
#872-10681 4,549.40
19 Shs. Weingarten Realty 6.5o Pfd Ser F
REIT - Received from Merrill Lynch
Account #872-10681 481.46
37 Shs. Weingarten Realty 8.10 Pfd REIT
- Received from Merrill Lynch Account
#872-10681 792.17
30 Shs. Wells Fargo & Company 5.25o Pfd
Ser - Received from Merrill Lynch
Account #872-10681 667.80
63 Shs. Wells Fargo & Company 5.85o Pfd
Ser Q - Received from Merrill Lynch
Account #872-10681 1,540.35
14 Shs. Wells Fargo & Company Pfd 8% -
Received from Merrill Lynch Account
#872-10681 405.44
FORWARD $ 2,034,374.22
- 21 -
PRINCIPAL RECEIPTS (cont'd)
FORWARD $ 2,034,374.22
Foreiqn Stocks
600 Shs. BP PLC Sponsored ADR -
Received from Merrill Lynch Account
#872-45115 26,064.00
$ 2,060,438.22
Principal Cash 166,289.39
$ 2,226,727.61
SUBSEQUENT RECEIPTS
RECEIVED FROM MERRILL LYNCH, PRIOR TRUSTEE:
08/07/13 Principal Cash $ 19,142.46
08/13/13 Principal Cash 800.45
08/15/13 Principal Cash 17,825.05
08/20/13 Principal Cash 67.09
08/23/13 Principal Cash 10.76
09/04/13 Principal Cash .13
09/09/13 Principal Cash 519.13
09/18/13 Principal Cash 2,892.26
04/30/14 Principal Cash 72.00 41,329.33
CASH:
11/26/13 US Treasury - Social Security Benefits -
For Insurance $ 70.00
12/10/13 US Treasury - Social Security Benefits 1,333.40
O1/09/14 US Treasury - Social Security Benefits 1,356.70 2,760.10
TOTAL PRINCIPAL RECEIPTS $ 2,270,817.04
------------------
------------------
- 22 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS
GAIN LOSS
OS/28/13 5,164 Shs. Blackrock Multi-Asset Inc-I
Net Proceeds 55,926.12
Acquisition Value 56,855.64 $ 929.52
08/30/13 28 Shs. Goldman Sachs Pfd V/R Ser A
Net Proceeds 564.12
Acquisition Value 599.20 35.08
08/30/13 72 Shs. Morgan Stanley Pfd Ser A
Net Proceeds 1,383.63
Acquisition Value 1,573.92 190.29
08/30/13 53 Shs. US Bancorp 5.15% Pfd Ser H
Net Proceeds 1,155.24
Acquisition Value 1,257.16 101.92
08/30/13 60 Shs. Partnerre Ltd 5.875% Pfd Ser F
Net Proceeds 1,255.63
Acquisition Value 1,344.82 89.19
08/30/13 101 Shs. Partnerre Ltd 6.5% Pfd Ser D
Net Proceeds 2,403.50
Acquisition Value 2,527.02 123.52
08/30/13 27 Shs. Affiliated Managers Group 6.3750
Pfd
Net Proceeds 633.66
Acquisition Value 677.19 43.53
08/30/13 19 Shs. Affiliated Managers Group 5.25°s
Pfd
Net Proceeds 474.37
Acquisition Value 473.67 $ .70
08/30/13 31 Shs. US Bancorp Pfd 3.5°s
Net Proceeds 612.77
Acquisition Value 668.36 55.59
08/30/13 32 Shs. Entergy Arkansas 5.750
Net Proceeds 757.34
Acquisition Value 789.12 31.78
FORWARD $ .70 $ 1,600.42
- 23 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ .70 $ 1,600.42
09/19/13 67 Shs. Aegon NV Pfd Ser 1
Net Proceeds 1,354.54
Acquisition Value 1,498.79 144.25
09/19/13 159 Shs. General Electric Cap Corp
4.875o Pfd
Net Proceeds 3,362.41
Acquisition Value 3,699.61 337.20
09/19/13 162 Shs. General Electric Cap Corp 4.7%
Pfd
Net Proceeds 3,249.25
Acquisition Value 3,348.54 99.29
09/19/13 63 Shs. Comcast Corporation 5% Pfd
Net Proceeds 1,400.31
Acquisition Value 1,523.34 123.03
09/19/13 19 Shs. Allstate Corporation 5.10 Pfd
Net Proceeds 443.40
Acquisition Value 485.83 42.43
10/01/13 $25,000 Pennsylvania State 5% due
10/1/13
Net Proceeds 25,000.00
Acquisition Value 25,050.41 50.41
10/02/13 62 Shs. Citigroup Cap X 6.10 9/30/33 Pfd
Net Proceeds 1,550.00
Acquisition Value 1,555.46 5.46
10/07/13 67 Shs. AFLAC Inc S.So Pfd
Net Proceeds 1,456.38
Acquisition Value 1,602.64 146.26
10/07/13 19 Shs. Allstate Corporation 5.625% Pfd
Ser A
Net Proceeds 436.56
Acquisition Value 477.28 40.72
FORWARD $ .70 $ 2,589.47
- 24 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ .70 $ 2,589.47
10/07/13 26 Shs. Boston Properties Incorporated
5.25°s Pfd
Net Proceeds 524.60
Acquisition Value 640.38 115.78
10/07/13 31 Shs. Interstate Pwr & Lgt 5.1% Pfd
Ser D
Net Proceeds 651.52
Acquisition Value 735.63 84.11
10/07/13 92 Shs. State Street Corporation 5.25%
Pfd Ser C
Net Proceeds 1,871.93
Acquisition Value 2,186.84 314.91
10/07/13 30 Shs. Wells Fargo & Company 5.25o Pfd
Ser
Net Proceeds 650.00
Acquisition Value 667.80 17.80
10/07/13 39 Shs. Public Storage 5.2% Pfd Ser W
Net Proceeds 779.49
Acquisition Value 858.39 �$•90
10/07/13 33 Shs. Public Storage 5.2% Pfd Ser X
REIT
Net Proceeds 664.52
Acquisition Value 725.01 60.49
10/07/13 19 Shs. Public Storage 5.375o Pfd Ser V
Net Proceeds 397.23
Acquisition Value 425.60 28•3�
10/07/13 29 Shs. BB&T Corporation 5.2°s Pfd Ser F
Net Proceeds 557.88
Acquisition Value 661.78 103.90
10/07/13 111 Shs. BB&T Corporation 5.2o Pfd Ser G
Net Proceeds 2,161.18
Acquisition Value 2,495.28 334.10
FORWARD $ .70 $ 3,727.83
- 25 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ .70 $ 3,727.83
10/07/13 36 Shs. Entergy Arkansas 4.75o Pfd
Net Proceeds 684.97
Acquisition Value 733.63 48.66
10/28/13 67 Shs. Axis Capital Hldgs 5.5% Pfd Ser
D
Net Proceeds 1,354.54
Acquisition Value 1,465.29 110.75
10/28/13 46 Shs. Digital Realty Trust 6.625o Pfd
Ser G
Net Proceeds 930.44
Acquisition Value 986.70 56.26
10/28/13 16 Shs. Entergy Louisiana LLC 5.875% Pfd
Net Proceeds 384.11
Acquisition Value 396.96 12.85
10/28/13 31 Shs. Kimco Realty Corp 5.5o Pfd Ser J
Net Proceeds 639.43
Acquisition Value 709.90 70.47
10/28/13 2,801 Shs. Elements Rogers Intl
Commodity ETN
Net Proceeds 23,017.09
Acquisition Value 22,884.17 132.92
10/28/13 207 Shs. Bank of New York Mellon 5.20
Pfd
Net Proceeds 4,292.58
Acquisition Value 4,533.30 240.72
10/28/13 19 Shs. Entergy Arkansas Inc 4.90 Pfd
Net Proceeds 377.47
Acquisition Value 476.01 98.54
10/28/13 73 Shs. Berkley (WR) Corporation 5.6250
Pfd
Net Proceeds 1,521.84
Acquisition Value 1,590.67 68.83
FORWARD $ 133.62 $ 4,434.91
- 26 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 133.62 $ 4,434.91
10/28/13 46 Shs. Duke Energy Corporation 5.1250
Pfd
Net Proceeds 965.86
Acquisition Value 1,077.78 111.92
10/28/13 32 Shs. Kimco Realty 5.625% Pfd Ser K
REIT
Net Proceeds 663.58
Acquisition Value 745.60 82.02
11/14/13 101 Shs. Barclays Bank 6.625o Pfd Ser 2
ADR
Net Proceeds 2,470.48
Acquisition Value 2,499.75 29.27
11/14/13 29 Shs. Royal Bank of Scotland 6.4o Pfd
Ser M ADR
Net Proceeds 624.28
Acquisition Value 589.57 34.71
11/14/13 44 Shs. Entergy Louisiana LLC 6a Pfd
Net Proceeds 1,072.15
Acquisition Value 1,100.44 28•29
11/14/13 34 Shs. Entergy Mississippi Inc 6% Pfd
Net Proceeds 818.27
Acquisition Value 863.60 45.33
11/14/13 19 Shs. PS Business 5.75o Pfd Ser U REIT
Net Proceeds 377.85
Acquisition Value 437.00 59.15
11/14/13 30 Shs. Public Storage 5.625o Pfd Ser U
Net Proceeds 633.20
Acquisition Value 701.10 67.90
11/14/13 98 Shs. Stanley Black & Decker I 5.75%
Pfd
Net Proceeds 2,206.67
Acquisition Value 2,367.68 161.01
FORWARD $ 168.33 $ 5,019.80
- 27 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 168.33 $ 5,019.80
11/14/13 33 Shs. Vornado Realty 5.4o Pfd Ser L
Net Proceeds 662.87
Acquisition Value 727.32 64.45
11/14/13 62 Shs. Aspen Insurance Holdings 5.95%
Pfd
Net Proceeds 1,460.53
Acquisition Value 1,577.90 117.37
11/14/13 282 Shs. Royal Bank of Scotland GP 5.75%
Pfd Ser L
Net Proceeds 5,540.83
Acquisition Value 5,549.76 8.93
11/14/13 43 Shs. Vornado Realty 5.7o Pfd Ser K
REIT
Net Proceeds 880.94
Acquisition Value 1,004.48 123.54
11/14/13 33 Shs. American Financial Group 5.75%
Pfd
Net Proceeds 722.93
Acquisition Value 801.28 78.35
11/14/13 89 Shs. Arch Capital Group Ltd Pfd 6.750
Net Proceeds 2,154.43
Acquisition Value 2,292.64 138.21
11/14/13 63 Shs. First Niagara Financial Pfd
Net Proceeds 1,779.08
Acquisition Value 1,795.50 16.42
11/14/13 90 Shs. Kimco Realty Corp Pfd 6°s
Net Proceeds 1,914.03
Acquisition Value 2,168.10 254.07
il/14/13 65 Shs. Kimco Realty 6.9% Pfd Ser H REIT
Net Proceeds 1,607.26
Acquisition Value 1,645.80 38.54
FORWARD $ 168.33 $ 5,859.68
- 28 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 168.33 $ 5,859.68
11/14/13 49 Shs. National Retail Properties 5.750
Pfd
Net Proceeds 959.28
Acquisition Value 1,093.19 133.91
11/14/13 77 Shs. National Retail 6.625% Pfd Ser D
REIT
Net Proceeds 1,734.58
Acquisition Value 1,944.25 209.67
11/14/13 84 Shs. Nextera Energy Cap 5.125% Pfd
Ser I
Net Proceeds 1,605.84
Acquisition Value 1,822.80 216.96
11/14/13 29 Shs. Nextera Energy Capital Pfd 5.70
Net Proceeds 619.06
Acquisition Value 695.42 76.36
11/14/13 26 Shs. Nextera Energy Capital 5°s Pfd
Net Proceeds 484.04
Acquisition Value 547.04 63.00
11/14/13 43 Shs. Nextera Energy 5.625% Pfd Ser H
Net Proceeds 895.56
Acquisition Value 972.34 76.78
11/14/13 35 Shs. Protective Life Corp 6% Pfd
Net Proceeds 786.34
Acquisition Value 865.20 78•$6
11/14/13 66 Shs. Renaissancere Holdings 5.375%
Pfd Ser E
Net Proceeds 1,279.54
Acquisition Value 1,490.94 211.40
11/14/13 53 Shs. Protective Life Corp 6.25% Pfd
Net Proceeds 1,196.05
Acquisition Value 1,313.34 117.29
FORWARD $ 168.33 $ 7,043.91
- 29 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 168.33 $ 7,043.91
11/14/13 91 Shs. PS Business Pk 6% Pfd Ser T REIT
Net Proceeds 1,909.82
Acquisition Value 2,180.36 270.54
11/14/13 97 Shs. Public Storage Pfd 5.90
Net Proceeds 2,130.81
Acquisition Value 2,378.44 247.63
11/14/13 101 Shs. Public Storage 5.75°s Pfd Ser T
REIT
Net Proceeds 2,168.19
Acquisition Value 2,406.83 238.64
11/14/13 19 Shs. Regency Centers Corp 6o Pfd Ser
7
Net Proceeds 385.83
Acquisition Value 446.69 60.86
11/14/13 28 Shs. Renaissancere Holdings Pfd 6.080
Net Proceeds 643.91
Acquisition Value 698.04 54.13
11/14/13 66 Shs. Senior Housing Properties Trust
5.625% Pfd
Net Proceeds 1,278.22
Acquisition Value 1,494.24 216.02
11/14/13 64 Shs. Telephone & Data System 5.8750
Pfd
Net Proceeds 1,316.29
Acquisition Value 1,468.16 151.87
11/14/13 19 Shs. Torchmark Corp 5.875% Pfd
Net Proceeds 423.26
Acquisition Value 463.22 39.96
11/14/13 67 Shs. Ventas Realty LP/CAP 5.45o Pfd
REIT
Net Proceeds 1,476.48
Acquisition Value 1,512.86 36.38
FORWARD $ 168.33 $ 8,359.94
- 30 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 168.33 $ 8,359.94
12/05/13 Long Term Capital Gain Distribution on
Federated Strategic Value Fund Div C1 I
Net Proceeds 204.41
Acquisition Value .00 204.41
12/13/13 53 Shs. BB&T Corporation 5.85% Pfd
Net Proceeds 1,118.68
Acquisition Value 1,311.75 193.07
12/13/13 92 Shs. Charles Schwab Corp 6% Pfd Ser B
Net Proceeds 2,043.98
Acquisition Value 2,326.68 282•7�
12/13/13 178 Shs. BB&T Corporation 5.625% Pfd Ser
E
Net Proceeds 3,582.64
Acquisition Value 4,192.00 609.36
12/13/13 19 Shs. DTE Energy Company 5.25o Pfd
Net Proceeds 372.34
Acquisition Value 450.59 78•25
12/13/13 146 Shs. General Electric Cap Corp
4.875% Pfd
Net Proceeds 3,061.20
Acquisition Value 3,136.08 74•$8
12/13/13 162 Shs. Goldman Sachs Group
Incorporated 5.95o Pfd
Net Proceeds 3,438.81
Acquisition Value 3,969.00 530.19
12/13/13 92 Shs. Prudential Financial Inc 5.7°s
Pfd
Net Proceeds 1,908.73
Acquisition Value 2,147.28 238.55
12/13/13 76 Shs. Prudential Financial Inc 5.75%
Pfd
Net Proceeds 1,578.30
Acquisition Value 1,777.64 199.34
FORWARD $ 372.74 $ 10,566.28
- 31 -
PRINCIPAL GAINS OR LOSSES ON SALSS OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 372.74 $ 10,566.28
12/13/13 18 Shs. Alexandria Real Estate Pfd 6.45%
Net Proceeds 404.40
Acquisition Value 436.77 32.37
12/13/13 28 Shs. PNC Financial Services 5.3750
Pfd
Net Proceeds 559.92
Acquisition Value 661.92 102.00
O1/07/14 1,311.475 Shs. Federated Ultra Short
Bd-Ins
Net Proceeds 12,000.00
Acquisition Value 12,000.00
02/06/14 246 Shs. DB Cont Cap Trst II 6.55o Pfd
Net Proceeds 6,198.47
Acquisition Value 6,213.96 15.49
02/06/14 64 Shs. Morgan Stanley VIII Pfd 5.750
7/15/33
Net Proceeds 1,511.49
Acquisition Value 1,584.64 73.15
02/06/14 161 Shs. UBS Preferred Fndg Pfd Ser D
Net Proceeds 2,583.60
Acquisition Value 2,604.98 21.38
02/06/14 17 Shs. US Cellular Corp Pfd 6.95°s
Net Proceeds 420.19
Acquisition Value 434.52 14.33
02/06/14 35 Shs. US Bancorp 6o Pfd Ser G
Net Proceeds 960.29
Acquisition Value 921.90 38.39
02/06/14 211 Shs. Goldman Sachs Group Pfd 6.1250
Net Proceeds 5,268.04
Acquisition Value 5,298.21 30.17
02/06/14 4 Shs. Prudential Financial Inc 5.7% Pfd
Net Proceeds 88.14
Acquisition Value 93.36 5•22
FORWARD $ 411.13 $ 10,860.39
- 32 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 411.13 $ 10,860.39
03/07/14 202 Shs. Capital One Financial Co 6°s Pfd
Ser B
Net Proceeds 4,645.42
Acquisition Value 4,855.27 209.85
03/07/14 55 Shs. Citigroup Cap XI Pfd 60 9/27/34
Net Proceeds 1,387.48
Acquisition Value 1,379.03 8.45
03/07/14 311 Shs. PNC Financial Services 6.1250
Pfd Ser P
Net Proceeds 8,099.10
Acquisition Value 7,998.92 100.18
03/07/14 95 Shs. Axis Capital Hldgs 6.875% Pfd
Ser C
Net Proceeds 2,391.82
Acquisition Value 2,470.00 78.18
03/07/14 47 Shs. HSBC Holdings PLC Pfd 6.2Ser A
Net Proceeds 1,171.56
Acquisition Value 1,165.01 6.55
03/07/14 58 Shs. Regency Centers Corp Pfd 6.6250
Net Proceeds 1,394.72
Acquisition Value 1,464.50 69.78
03/07/14 79 Shs. US Bancorp Pfd 6.5%
Net Proceeds 2,183.32
Acquisition Value 2,124.44 58.88
03/07/14 406 Shs. HSBC Holdings PLC Pfd 8°s
Net Proceeds 10,904.27
Acquisition Value 11,002.60 98.33
03/07/14 704 Shs. IShares Core MSCI Emerging
Net Proceeds 33,383.09
Acquisition Value 33,271.04 112.05
FORWARD $ 697.24 $ 11,316.53
- 33 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 697.24 $ 11,316.53
04/10/14 2,867.487 Shs. Blackrock Strategic
Income Opp Fd-In
Net Proceeds 29,477.77
Acquisition Value 28,680.46 797.31
04/28/14 157 Shs. Citigroup Cap IX 60 2/14/33 Pfd
Net Proceeds 3,925.00
Acquisition Value 3,961.11 36.11
04/28/14 52 Shs. Citigroup Cap XVII Pfd 6.35%
Net Proceeds 1,300.00
Acquisition Value 1,310.40 10.40
05/15/14 $25,000 Pleasant Valley PA School 3o due
5/15/14
Net Proceeds 25,000.00
Acquisition Value 25,342.66 342.66
05/22/14 121 Shs. Citigroup Inc 5.8o Pfd Ser C
Net Proceeds 2,895.17
Acquisition Value 2,813.25 81.92
05/22/14 232 Shs. J.P. Morgan Chase & Co 5.5% Pfd
Ser O
Net Proceeds 5,291.61
Acquisition Value 5,319.76 28.15
05/22/14 95 Shs. Royal Bank of Scotland Pfd 6.350
Ser N
Net Proceeds 2,263.55
Acquisition Value 1,923.75 339.80
05/22/14 30 Shs. Royal Bank of Scotland GP 6.125%
Pfd Ser R
Net Proceeds 706.40
Acquisition Value 595.80 110.60
OS/22/14 153 Shs. J.P. Morgan Chase 5.45o Pfd Ser
P
Net Proceeds 3,489.49
Acquisition Value 3,485.34 4.15
FORWARD $ 2,031.02 $ 11,733.85
- 34 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 2,031.02 $ 11,733.85
05/22/14 27 Shs. Telephone & Data Systems Pfd
6.8750
Net Proceeds 669.24
Acquisition Value 695.49 29.25
06/13/14 28 Shs. DTE Energy Company Pfd 6.50
Net Proceeds 719.51
Acquisition Value 727.44 7.93
06/13/14 44 Shs. Partnerre Ltd Pfd 7.25%
Net Proceeds 1,165.42
Acquisition Value 1,192.84 27•42
06/13/14 87 Shs. Realty Income Corp Pfd 6.6250
Net Proceeds 2,203.44
Acquisition Value 2,225.46 22•�2
06/13/14 30 Shs. American Financial Group 6.375°s
Pfd
Net Proceeds 768.20
Acquisition Value 751.80 16.40
06/13/14 19 Shs. Weingarten Realty 6.5% Pfd Ser F
REIT
Net Proceeds 477.02
Acquisition Value 481.46 4.44
06/16/14 61 Shs. Ameriprise Financial
Incorporated 7.75a Pfd
Net Proceeds 1,525.00
Acquisition Value 1,601.25 76.25
06/16/14 47 Shs. Entergy Texas Inc 7.875o Pfd
Net Proceeds 1,175.00
Acquisition Value 1,240.80 65.80
06/19/14 16 Shs. PS Business 6.875% Pfd Ser R
Net Proceeds 407.95
Acquisition Value 403.80 4.15
FORWARD $ 2,051.57 $ 11,966.96
- 35 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 2,051.57 $ 11,966.96
06/19/14 77 Shs. Raymond James Financial 6.90 Pfd
Net Proceeds 2,085.69
Acquisition Value 1,997.38 88.31
06/19/14 281 Shs. Aegon NV 6.375a Pfd
Net Proceeds 7,130.92
Acquisition Value 6,957.56 173.36
06/19/14 43 Shs. Royal Bank of Scotland 6.6o Pfd
Ser S
Net Proceeds 1,041.32
Acquisition Value 910.74 130.58
06/19/14 39 Shs. Vornado Realty 6.875o Pfd Ser J
REIT
Net Proceeds 1,016.99
Acquisition Value 995.28 21.71
06/19/14 42 Shs. Digital Realty Trust 6.625o Pfd
Ser F
Net Proceeds 1,013.32
Acquisition Value 999.60 13.72
06/19/14 27 Shs. Digital Realty Trust Inc Pfd 7%
Net Proceeds 678.15
Acquisition Value 682.29 4.14
06/19/14 57 Shs. PS Business Pfd 6.450
Net Proceeds 1,422.54
Acquisition Value 1,427.28 4.74
06/19/14 72 Shs. Public Storage Inc Pfd 6.50
Net Proceeds 1,829.30
Acquisition Value 1,837.76 8.46
06/19/14 15 Shs. Public Storage Inc Pfd 6.8750
Net Proceeds 393.10
Acquisition Value 383.55 9.55
FORWARD $ 2,488.80 $ 11,984.30
- 36 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 2,488.80 $ 11,984.30
06/19/14 84 Shs. Public Storage 6.35% Pfd Ser R
REIT
Net Proceeds 2,118.22
Acquisition Value 2,118.48 .26
06/26/14 337 Shs. Lloyds Banking Pfd 7.750
Net Proceeds 8,929.49
Acquisition Value 8,900.17 29.32
06/26/14 597 Shs. Market Vectors ETF Trust
Net Proceeds 33,728.74
Acquisition Value 27,211.26 6,517.48
06/27/14 1,317 Shs. EGShares EM Consumer ETF
Net Proceeds 36,331.93
Acquisition Value 34,729.29 1,602.64
TOTALS $ 10,638.24 $ 11,984.56
NET LOSS TRANSFERRED TO SUMMARY $ 1,346.32
-----------------
-----------------
- 37 -
PRINCIPAL REAPPRAISEMENT
ACCOUNT REAPPRAISED
VALUE VALUE
REAPPRAISED AS OF 09/03/13
$25,000 Hazelton PA Area School 4% due
3/1/21 - Prior Year Amortization $ 26,705.38 $ 26,514.05
$25,000 Hazelton PA Area School 4% due
3/1/21 - Current Year Amortization 26,514.05 26,342.25
$25,000 Southern Lehigh PA School 4% due
9/1/24 - Current Year Amortization 25,949.63 25,796.19
REAPPRAISED AS OF 10/Ol/13
$25,000 New York St Twy 4% due 4/1/17 -
Prior Year Amortization 27,597.00 27,251.06
$25,000 New York St Twy 4o due 4/1/17 -
Current Year Amortization 27,251.06 27,178.80
$25,000 Pennsylvania State 5% due
10/1/13 - Prior Year Amortization 25,241.75 25,081.91
$25,000 Pennsylvania State 5% due
10/1/13 - Current Year Amortization 25,081.91 25,050.41
REAPPRAISED AS OF 10/15/13
$25,000 Allegheny County PA 5o due
10/15/22 - Prior Year Amortization 28,052.75 27,851.49
$25,000 Allegheny County PA 5% due
10/15/22 - Current Year Amortization 27,851.49 27,704.34
$25,000 Pennsylvania State 5o due
4/15/17 - Prior Year Amortization 28,587.00 27,989.15
$25,000 Pennsylvania State 5% due
4/15/17 - Current Year Amortization 27,989.15 27,431.66
FORWARD $ 296,821.17 $ 294,191.31
- 38 -
PRINCIPAL REAPPRAISEMENT (cont'd)
ACCOUNT REAPPRAISED
VALUE VALUE
FORWARD $ 296,821.17 $ 294,191.31
REAPPRAISED AS OF 11/O1/13
$25,000 Clark County NV 4°s due 11/1/18 -
Prior Year Amortization $ 27,728.75 $ 27,519.28
$25,000 Clark County NV 4o due 11/1/18 -
Current Year Amortization 27,519.28 27,470.40
$25,000 Cumberland County PA 4% due
5/1/21 - Current Year Amortization 28,076.50 27,803.71
$40,000 Hawaii State 4.5o due 11/1/19 -
Prior Year Amortization 46,258.80 45,601.97
$40,000 Hawaii State 4.5o due 11/1/19 -
Current Year Amortization 45,601.97 45,414.30
REAPPRAISED AS OF 11/15/13
$25,000 Lower Merion PA School 4o due
5/15/15 - Prior Year Amortization 26,571.75 26,159.42
$25,000 Lower Merion PA School 4% due
5/15/15 - Current Year Amortization 26,159.42 26,061.10
$25,000 Pleasant Valley PA School 3o due
5/15/14 - Prior Year Amortization 25,442.00 25,370.19
$25,000 Pleasant Valley PA School 3% due
5/15/14 - Current Year Amortization 25,370.19 25,353.01
REAPPRAISED A5 OF 12/02/13
$25,000 Pennsylvania St Tpk 5°s due
12/1/20 - Prior Year Amortization 28,984.75 28,583.96
$25,000 Pennsylvania St Tpk 5o due
12/1/20 - Current Year Amortization 28,583.96 28,330.55
FORWARD $ 633,118.54 $ 627,859.20
- 39 -
PRINCIPAL REAPPRAISEMENT (cont'd)
ACCOUNT REAPPRAISED
VALUE VALUE
FORWARD $ 633,118.54 $ 627,859.20
REAPPRAISED AS OF 12/16/13
$25,000 Centennial PA School 4% due
12/15/16 - Prior Year Amortization $ 27,530.00 $ 27,112.35
$25,000 Centennial PA School 4% due
12/15/16 - Current Year Amortization 27,112.35 27,001.04
REAPPRAISED AS OF O1/02/14
$25,000 Pennsylvania State Econ 5o due
1/1/20 - Current Year Amortization 29,309.75 28,577.44
REAPPRAISED AS OF O1/15/14
$25,000 Chester County PA 5% due 7/15/27
- Prior Year Amortization 27,147.63 26,919.96
$25,000 Chester County PA 5% due 7/15/27
- Current Year Amortization 26,919.96 26,918.47
REAPPRAISED AS OF 03/03/14
$25,000 Hazelton PA Area School 4% due
3/1/21 - Current Year Amortization 26,342.25 26,210.80
$25,000 Southern Lehigh PA School 4% due
9/1/24 - Current Year Amortization 25,796.19 25,630.51
REAPPRAISED AS OF 04/O1/14
$25,000 New York St Twy 4% due 4/1/17 -
Current Year Amortization 27,178.80 27,128.81
REAPPRAISED AS OF 04/15/14
$25,000 Allegheny County PA 5% due
10/15/22 - Current Year Amortization 27,704.34 27,607.95
FORWARD $ 878,159.81 $ 870,966.53
- 40 -
PRINCIPAL REAPPRAISEMENT (cont'd)
ACCOUNT REAPPRAISED
VALUE VALUE
FORWARD $ 878,159.81 $ 870,966.53
$25,000 Pennsylvania State 5% due
4/15/17 - Current Year Amortization $ 27,431.66 $ 27,073.45
REAPPRAISED AS OF 05/O1/14
$25,000 Clark County NV 4% due 11/1/18 -
Current Year Amortization 27,470.40 27,439.82
$25,000 Cumberland County PA 4o due
5/1/21 - Current Year Amortization 27,803.71 27,549.53
$40,000 Hawaii State 4.5o due 11/1/19 -
Current Year Amortization 45,414.30 45,297.91
REAPPRAISED AS OF 05/15/14
$25,000 Lower Merion PA School 4o due
5/15/15 - Current Year Amortization 26,061.10 26,002.90
$25,000 Pleasant Valley PA School 3% due
5/15/14 - Current Year Amortization 25,353.01 25,342.66
REAPPRAISED AS OF 06/02/14
$25,000 Pennsylvania St Tpk 5°s due
12/1/20 - Current Year Amortization 28,330.55 28,188.57
REAPPRAISED AS OF 06/16/14
$25,000 Centennial PA School 4°s due
12/15/16 - Current Year Amortization 27,001.04 26,941.14
REAPPRAISED AS OF 07/O1/14
$25,000 Pennsylvania State Econ 5°s due
1/1/20 - Current Year Amortization 28,577.44 28,161.39
TOTALS $ 1,141,603.02 $ 1,132,963.90
DECREASE TRANSFERRED TO
SLTMMARY PAGE 8,639.12
$ 1,141,603.02 $ 1,141,603.02
- 41 -
DISBURSEMENTS OF PRINCIPAL
LEGAL FEES
Eckert, Seamans, Cherin & Mellott, LLC -
Leqal Expense
08/02/13 Professional Services through 4/30/13
Agent under POA for Joan Schrader $ 1,973.73
Martson Law Offices - Leaal Expense
11/19/13 $ 20,300.50
12/18/13 1,124.00
04/23/14 General Probate 1,852.00
04/23/14 Tax Matters 1,202.50 24,479.00 $ 26,452.73
FEDERAL STATE & LOCAL TAXES
Barrv L. Heckard, Sr. Tax Collector -
Real Estate Taxes f/b/o Joan A. Schrader
08/02/13 2013 1,934.67 1,934.67
GENERAL DISBURSEMENTS
Transfer to Income
04/16/14 12,000.00 12,000.00
ADMINISTRATION - MISC. EXPENSES
RESERVES:
Martson, Deardorff, Williams, Otto,
Gilroy & Faller - Attorney Fee $ 1,500.00
Cumberland County Register of Wills -
Filing Fees 1,325.00 2,825.00 2,825.00
TOTAL DISBURSEMENTS OF PRINCIPAL $ 43,212.40
---------------
---------------
- 42 -
DISTRIBUTIONS OF PRINCIPAL TO BENEFICIARIES
Joan A. Schrader - Distribution
08/06/13 $ 4,000.00
09/03/13 4,000.00
09/30/13 4,000.00
10/31/13 4,000.00
12/02/13 4,000.00
12/31/13 4,000.00
01/31/14 4,000.00
02/28/14 4,000.00
03/31/14 4,000.00
04/30/14 4,000.00
06/02/14 4,000.00
06/30/14 4,000.00 $ 48,000.00
Gary Fisher - Distribution
09/16/13 Reimbursement for Various Expenses f/b/o
Joan A. Schrader - July 7 - September 5,
2013 3,905.00
Borouah of Mechanicsbura - Utilitv
Expense f/b/o Joan A. Schrader - 508
Cocklin St
08/02/13 $ 114.60
04/16/14 126.00 240.60
Comcast Cable - Cable Expense f/b/o Joan
A. Schrader/Garv Fisher - 508 Cocklin St
08/02/13 139.89
FORWARD $ 52,285.49
- 43 -
DISTRIBUTIONS OF PRINCIPAL TO BENEFICIARIES (cont'd)
FORWARD $ 52,285.49
PPL Electric Utilities - Utilitv Expense
f/b/o Joan A. Schrader - 508 Cocklin St
08/02/13 $ 162.63
08/27/13 114.92
09/26/13 126.01
10/29/13 122.58
11/26/13 146.79 672.93
United Water Pennsvlvania - Utilitv
Expense f/b/o Joan A. Schrader - 508
Cocklin St
08/02/13 23.58
Efrain Lua - Lawn Care Service f/b/o
Joan A. Schrader - 508 Cocklin St
08/02/13 $ 30.00
08/21/13 30.00
OS/28/13 30.00 90.00
SMAC - Terminix Control Expense f/b/o
Joan A. Schrader/Gary Fisher
08/02/13 $ 141.65
08/21/13 141.65
09/04/13 2,078.35 2,361.65
CMS Medicare Insurance - Medical
Insurance Premium Part A and/or Part B
f�b/o Joan A. Schrader
08/15/13 402.30
FORWARD $ 55,835.95
- 44 -
DISTRIBUTIONS OF PRINCIPAL TO BENEFICIARIES (cont'd)
FORWARD $ 55,835.95
PISI - Insurance Premium Expense f/b/o
Joan A. Schrader
08/21/13 123.00
Internal Revenue Service - Federal
Individual Income Tax f/b/o Joan A.
Schrader
08/20/13 2012 Balance Due $ 9,570.30
08/22/13 lst Quarter Estimated 10,000.00
08/22/13 2nd Quarter Estimated 10,000.00
09/03/13 3rd Quarter Estimated 10,000.00
12/20/13 4th Quarter Estimated 10,000.00 49,570.30
Pennsvlvania Deot of Revenue - State
Individual Income Tax f/b/o Joan A.
Schrader
08/20/13 2012 Balance Due $ 1,666.29
08/22/13 lst Quarter Estimated 1,750.00
08/22/13 2nd Quarter Estimated 1,750.00
09/03/13 3rd Quarter Estimated 1,750.00
09/11/13 2012 Balance Due 8.41
12/20/13 4th Quarter Estimated 1,750.00 8,674.70
TOTAL DISTRIBUTIONS OF PRINCIPAL TO BENEFICIARIES $ 114,203.95
---------------
---------------
- 45 -
PRINCIPAL BALANCE ON HAND
FIDUCIARY
VALUE AT ACQUISITION
07/09/2014 VALUE
Bonds
$25,000 Allegheny County PA 5% due
10/15/22 $ 29,614.00 $ 27,607.95
$25,000 Centennial PA School 4°s due
12/15/16 27,143.50 26,941.14
$25,000 Chester County PA 5o due 7/15/27 28,674.25 26,918.47
$25,000 Clark County NV 4% due 11/1/18 27,886.75 27,439.82
$25,000 Cumberland County PA 4o due
5/1/21 28,402.75 27,549.53
$40,000 Hawaii State 4.5% due 11/1/19 46,094.40 45,297.91
$25,000 Hazelton PA Area School 4o due
3/1/21 27,393.00 26,210.80
$25,000 Lower Merion PA School 4o due
5/15/15 25,820.00 26,002.90
$25,000 New York St Twy 4% due 4/1/17 27,310.75 27,128.81
$25,000 Pennsylvania St Tpk 5o due
12/1/20 29,264.50 28,188.57
$25,000 Pennsylvania State 5% due
4/15/17 27,994.25 27,073.45
$25,000 Pennsylvania State Econ 5% due
1/1/20 29,129.50 28,161.39
$25,000 Southern Lehigh PA School 4% due
9/1/24 27,449.25 25,630.51
Common Stocks
200 Shs. AT&T Incorporated 7,130.00 7,104.00
400 Shs. Automatic Data Processing
Incorporated 32,188.00 28,888.00
FORWARD $ 421,494.90 $ 406,143.25
- 46 -
PRINCIPAL BALANCE ON HAND (cont'd)
FORWARD $ 421,494.90 $ 406,143.25
Common Stocks (cont'd)
200 Shs. Boeing Company 25,358.00 21,390.00
200 Shs. Bristol-Myers Squibb Company 9,584.00 9,634.48
200 Shs. Chevron Corporation 26,278.00 25,274.00
500 Shs. Conocophillips 42,900.00 32,795.00
400 Shs. Disney Walt Company 34,888.00 25,856.00
200 Shs. Dominion Resources Incorporated
New 13,840.00 14,066.49
200 Shs. Du Pont E I De Nemours &
Company 13,008.00 13,619.48
77 Shs. Express Scripts Holding C 5,221.37 5,145.14
200 Shs. Exxon Mobil Corporation 20,710.00 18,998.00
2,400 Shs. Fulton Financial Corporation 29,568.00 30,720.00
600 Shs. General Electric Company 15,792.00 14,772.00
50 Shs. International Business Machines
Corporation 9,421.00 9,099.63
700 Shs. Johnson & Johnson 74,228.00 64,652.00
400 Shs. Lowes Companies Incorporated 19,144.00 17,900.00
400 Shs. Merck & Company Incorporated 23,420.00 19,108.00
250 Shs. Phillips 66 19,952.50 14,710.00
300 Shs. Southern Company 13,338.00 13,235.72
200 Shs. The Hershey Company 19,328.00 18,574.00
200 Shs. United Technologies Corporation 22,768.00 20,998.00
200 Shs. Verizon Communications 9,780.00 9,893.49
FORWARD $ 870,021.77 $ 806,584.68
- 47 -
PRINCIPAL BALANCE ON HAND (cont'd)
FORWARD $ 870,021.77 $ 806,584.68
Mutual Funds
482.625 Shs. Aberdeen Global High Income
FD-I 4,975.86 5,000.00
2,814.233 Shs. Blackrock II-Float
Rat-Inst 29,662.02 29,440.69
5,813.416 Shs. DWS Floating Rate Plus
Inst 54,994.92 55,000.00
2,495.01 Shs. Federated Muni Ultrashort
Fd Inst 25,049.90 25,000.00
11,045.101 Shs. Federated Strategic
Value Fund Div C1 I 70,357.29 65,204.41
9,617.487 Shs. Federated Ultra Short
Bd-Ins 88,288.53 88,000.00
55,008.075 Shs. Franklin Income C1 Advr 140,270.59 130,000.00
1,540 Shs. IShares MSCI EAFE ETF 104,997.20 94,032.40
1,501 Shs. IShares MSCI Pacific Ex Japan
ETF 74,659.74 67,710.11
1,940 Shs. IShares Russell 1000 Growth
ETF 176,734.00 147,517.60
2,515 Shs. IShares Russell 1000 Value
ETF 254,417.40 220,917.60
587 Shs. IShares Russell 2000 Growth
Index ETF 79,485.67 69,776.69
551 Shs. IShares Russell 2000 Value ETF 55,981.60 50,499.15
6,069.428 Shs. Ridgeworth Seix FL Rate
HI Inc Fd-I 55,049.71 55,000.00
596 Shs. SPDR Dow Jones G1 Real Estate
ETF 27,803.40 25,920.04
FORWARD $ 2,112,749.60 $ 1,935,603.37
- 48 -
PRINCIPAL BALANCE ON HAND (cont'd)
FORWARD $ 2,112,749.60 $ 1,935,603.37
Mutual Funds (cont'd)
1,308 Shs. SPDR MSCI ACWI EX-US 48,723.00 43,164.00
504.032 Shs. Vanguard Int-Term Inv Grade
C1 Inv 5,000.00 5,000.00
479.386 Shs. Vanguard Long Term
Investment Grade C1 Inv 5,009.58 5,000.00
Preferred Stock
126 Shs. Aegon NV 8°s Pfd 3,655.26 3,519.18
41 Shs. Aspen Insurance 7.25% Pfd 1,075.02 1,067.64
124 Shs. Barclays Bank 7.10 Pfd Ser 3 3,199.20 3,106.21
92 Shs. Barclays Bank 7.75o Pfd Ser 2,374.52 2,325.76
94 Shs. Barclays Bank PLC Pfd 8.125% 2,441.18 2,382.90
154 Shs. Citigroup Cap Pfd 7.8750
12/15/67 4,256.56 4,287.36
79 Shs. DB Cont Capital Trust V 8.05°s
Pfd 2,227.80 2,205.68
132 Shs. DB Contingent Cap Tr III 7.6°s
Pfd 3,643.20 3,540.24
94 Shs. Dominion Resources Pfd 8.375% 2,394.18 2,475.02
153 Shs. Goldman Sachs Group
Incorporated 6.5% Pfd 4,091.22 3,919.86
56 Shs. Hartford Financial Services
Group 7.875% Pfd 1,678.32 1,618.96
75 Shs. Health Care REIT 6.5% Pfd Ser J 1,920.00 1,920.75
81 Shs. Hospitality Properties Trust
7.125o Pfd Ser D REIT 2,089.80 2,073.60
FORWARD $ 2,206,528.44 $ 2,023,210.53
- 49 -
PRINCIPAL BALANCE ON HAND (cont'd)
FORWARD $ 2,206,528.44 $ 2,023,210.53
Preferred Stock (cont'd)
158 Shs. ING Groep NV 6.125o Pfd 4,008.46 3,700.36
49 Shs. ING Groep NV 6.375% Pfd 1,251.46 1,168.16
129 Shs. ING Groep NV 7.2o Pfd 4,317.60 3,227.58
168 Shs. ING Group NV 7.05a Pfd 3,325.62 4,179.84
105 Shs. Morgan Stanley Cap III Pfd
6.250 2,652.30 2,638.65
94 Shs. Morgan Stanley Cap IV Pfd 6.25% 2,364.10 2,350.00
58 Shs. Morgan Stanley Cap Tr Pfd 6.6% 1,470.88 1,455.80
27 Shs. Morgan Stanley VIII Pfd 6.45% 680.94 676.08
32 Shs. PPL Capital Fnding 5.9% Pfd Ser
g 783.68 728.96
90 Shs. Qwest Corp 7o Pfd 2,317.38 2,273.70
77 Shs. Qwest Corp 7.375o Pfd 2,033.57 1,970.43
115 Shs. Qwest Corp 7.5o Pfd 3,042.90 2,976.20
13 Shs. Scana Corporation 7.7% Pfd 342.55 353.52
48 Shs. TCF Financial Co 7.5°s Pfd 1,279.20 1,251.84
55 Shs. Telephone & Data System 7% Pfd 1,412.40 1,425.60
172 Shs. Vornado Realty LP Pfd 7.875% 4,386.00 4,549.40
37 Shs. Weingarten Realty 8.10 Pfd REIT 766.27 792.17
63 Shs. Wells Fargo & Company 5.85% Pfd
Ser Q 1,647.51 1,540.35
14 Shs. Wells Fargo & Company Pfd 8°s 415.24 405.44
FORWARD $ 2,245,026.50 $ 2,060,874.61
- 50 -
PRINCIPAL BALANCE ON HAND (cont'd)
FORWARD $ 2,245,026.50 $ 2,060,874.61
Foreiqn Stocks
600 Shs. BP PLC Sponsored ADR 31,392.00 26,064.00
$ 2,276,418.50 $ 2,086,938.61
CASH (AUTOMATICALLY INVESTED) 16,476.64 16,476.64
TOTAL PRINCIPAL BALANCE ON HAND $ 2,292,895.14 $ 2,103,415.25
------------------ ------------------
------------------ ------------------
THE ABOVE CASH IS CURRENTLY INVESTED IN
Wilmington Tax-Exempt Money Market Fund Select Shs
- 51 -
PRINCIPAL INVESTMENTS NlADE
08/08/13 10,928.962 Shs. Federated Ultra Short
Bd-Ins $ 100,000.00
09/04/13 5.423 Shs. Blackrock II-Float Rat-Inst 56.56
09/04/13 2.855 Shs. Blackrock Strategic Income
Opp Fd-In 28.41
10/O1/13 9.176 Shs. Blackrock II-Float Rat-Inst 95.71
10/O1/13 5.017 Shs. Blackrock Strategic Income
Opp Fd-In 50.27
10/02/13 2,495.01 Shs. Federated Muni Ultrashort
Fd Inst 25,000.00
10/03/13 21,645.022 Shs. Franklin Income C1 Advr 50,000.00
10/31/13 10,504.202 Shs. Franklin Income C1 Advr 25,000.00
10/31/13 1,657.459 Shs. Ridgeworth Seix FL Rate
HI Inc Fd-I 15,000.00
11/O1/13 8.534 Shs. Blackrock II-Float Rat-Inst 89.52
11/O1/13 5.193 Shs. Blackrock Strategic Income
Opp Fd-In 52.40
11/20/13 16,736.402 Shs. Franklin Income C1 Advr 40,000.00
11/20/13 6,837.607 Shs. Federated Strategic Value
Fund Div C1 I 40,000.00
12/02/13 8.9 Shs. Blackrock II-Float Rat-Inst 93.45
12/02/13 5.068 Shs. Blackrock Strategic Income
Opp Fd-In 51.29
12/05/13 35.674 Shs. Federated Strategic Value
Fund Div Cl I 204.41
12/16/13 2,116.402 Shs. DWS Floating Rate Plus
Inst 20,000.00
O1/02/14 8.663 Shs. Blackrock II-Float Rat-Inst 91.05
FORWARD $ 315,813.07
- 52 -
PRINCIPAL INVESTMENTS MADE (cont'd)
FORWARD $ 315,813.07
01/02/14 4.864 Shs. Blackrock Strategic Income
Opp Fd-In 49.42
02/03/14 8.692 Shs. Blackrock II-Float Rat-Inst 91.53
02/03/14 4.658 Shs. Blackrock Strategic Income
Opp Fd-In 47.33
03/03/14 5.597 Shs. Blackrock Strategic Income
Opp Fd-In 57.31
03/04/14 8.259 Shs. Blackrock II-Float Rat-Inst 86.88
03/10/14 2,205.072 Shs. Ridgeworth Seix FL Rate
HI Inc Fd-I 20,000.00
03/10/14 1,580.611 Shs. DWS Floating Rate Plus
Inst 15,000.00
03/10/14 2,564.103 Shs. Federated Strategic Value
Fund Div C1 I 15,000.00
03/10/14 6,122.449 Shs. Franklin Income C1 Advr 15,000.00
04/O1/14 6.235 Shs. Blackrock Strategic Income
Opp Fd-In 64.03
04/02/14 9.105 Shs. Blackrock II-Float Rat-Inst 95.69
05/O1/14 8.969 Shs. Blackrock II-Float Rat-Inst 94.09
05/16/14 1,587.302 Shs. DWS Floating Rate Plus
Inst 15,000.00
05/16/14 1,655.629 Shs. Ridgeworth Seix FL Rate
HI Inc Fd-I 15,000.00
05/20/14 1,607.717 Shs. Federated Strategic Value
Fund Div C1 I 10,000.00
06/02/14 9.481 Shs. Blackrock II-Float Rat-Inst 99.74
06/20/14 50 Shs. International Business Machines
Corporation 9,099.63
FORWARD $ 430,598.72
- 53 -
PRINCIPAL INVESTMENTS N1ADE (COnt'd)
FORWARD $ 430,598.72
06/20/14 100 Shs. Southern Company 4,373.24
06/20/14 100 Shs. Verizon Communications 4,932.25
06/25/14 482.625 Shs. Aberdeen Global High Income
FD-I 5,000.00
06/25/14 479.386 Shs. Vanguard Long Term
Investment Grade C1 Inv 5,000.00
06/25/14 529.101 Shs. DWS Floating Rate Plus Inst 5,000.00
06/25/14 551.268 Shs. Ridgeworth Seix FL Rate HI
Inc Fd-I 5,000.00
06/25/14 504.032 Shs. Vanguard Int-Term Inv Grade
C1 Inv 5,000.00
06/26/14 100 Shs. Dominion Resources Incorporated
New 7,017.25
06/26/14 100 Shs. Du Pont E I De Nemours &
Company 6,801.24
06/27/14 200 Shs. AT&T Incorporated 7,104.00
06/27/14 200 Shs. Southern Company 8,862.48
06/27/14 100 Shs. Verizon Communications 4,961.24
06/27/14 200 Shs. Bristol-Myers Squibb Company 9,634.48
06/27/14 100 Shs. Du Pont E I De Nemours &
Company 6,818.24
06/27/14 100 Shs. Dominion Resources Incorporated
New 7,049.24
07/O1/14 10.031 Shs. Blackrock II-Float Rat-Inst 105.73
TOTAL PRINCIPAL INVESTMENTS MADE $ 523,258.11
---------------
---------------
- 54 -
CHANGES IN PRINCIPAL HOLDINGS
ACCOUNT
VALUE
Aberdeen Global Hiqh Income FD-I
06/25/14 482.625 Shs. Purchased $ 5,000.00
AecTOn NV 6.375% Pfd
281 Shs. Received from Merrill Lynch Account
#872-10681 $ 6,957.56
06/19/14 281 Shs. Sold -6,957.56
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
AecTOn NV 8% Pfd
126 Shs. Received from Merrill Lynch Account
#872-10681 $ 3,519.18
------------------
--------------------- ------------------
---------------------
Aeqon NV Pfd Ser 1
67 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,498.79
09/19/13 67 Shs. Sold -1,498.79
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
- 55 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Affiliated Manaqers Group 5.25% Pfd
19 Shs. Received from Merrill Lynch Account
#872-10681 $ 473.67
08/30/13 19 Shs. Sold -473.67
0 Shs. $ 0.00
------------------
Affiliated Manaclers Group 6.375o Pfd
27 Shs. Received from Merrill Lynch Account
#872-10681 $ 677.19
08/30/13 27 Shs. Sold -677.19
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
AFLAC Inc 5.5% Pfd
67 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,602.64
10/07/13 67 Shs. Sold -1,602.64
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
Alexandria Real Estate Pfd 6.45%
18 Shs. Received from Merrill Lynch Account
#872-10681 $ 436.77
12/13/13 18 Shs. Sold -436.77
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
- 56 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
A1_leqheny CountV PA 5o due 10/15/22
$25,000 Received from Merrill Lynch Account
#872-10682 $ 28,052.75
10/15/13 Current Year Amortization -147.15
$25,000 $ 27,905.60
10/15/13 Prior Year Amortization -201.26
$25,000 $ 27,704.34
04/15/14 Current Year Amortization -96.39
$25,000 $ 27,607.95
Allstate Corporation 5.1% Pfd
19 Shs. Received from Merrill Lynch Account
#872-10681 $ 485.83
09/19/13 19 Shs. Sold -485.83
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
Allstate Corooration 5.625o Pfd Ser A
19 Shs. Received from Merrill Lynch Account
#872-10681 $ 477.28
10/07/13 19 Shs. Sold -4��•28
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
- 57 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
American Financial Group 5.75% Pfd
33 Shs. Received from Merrill Lynch Account
#872-10681 $ 801.28
11/14/13 33 Shs. Sold -801.28
0 Shs. $ 0.00
--------------------- ------------------
--------------------- ------------------
American Financial Group 6.375% Pfd
30 Shs. Received from Merrill Lynch Account
#872-10681 $ 751.80
06/13/14 30 Shs. Sold -751.80
0 Shs. $ 0.00
Ameriprise Financial Incorporated 7.750
Pfd
61 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,601.25
06/16/14 61 Shs. Sold -1,601.25
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
Arch Capital Grout� Ltd Pfd 6.75°s
89 Shs. Received from Merrill Lynch Account
#872-10681 $ 2,292.64
11/14/13 89 Shs. Sold -2,292.64
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
- 58 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
AsAen Insurance 7.25% Pfd
41 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,067.64
Aspen Insurance HoldincTS 5.95o Pfd
62 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,577.90
11/14/13 62 Shs. Sold -1,577.90
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
AT&T Incorporated
06/27/14 200 Shs. Purchased $ 7,104.00
------------------
--------------------- ------------------
---------------------
Automatic Data ProcessincT Incorporated
400 Shs. Received from Merrill Lynch Account
#872-45115 $ 28,888.00
------------------
--------------------- ------------------
---------------------
Axis Capital Hldqs 5.5o Pfd Ser D
67 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,465.29
10/28/13 67 Shs. Sold -1,465.29
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
- 59 -
: _ .,_�, .. �.
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Axis Caoital Hldqs 6.875% Pfd Ser C
95 Shs. Received from Merrill Lynch Account
#872-10681 $ 2,470.00
03/07/14 95 Shs. Sold -2,470.00
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
Bank of New York Mellon 5.2% Pfd
207 Shs. Received from Merrill Lynch Account
#872-10681 $ 4,533.30
10/28/13 207 Shs. Sold -4,533.30
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
Barclavs Bank 6.625°s Pfd Ser 2 ADR
101 Shs. Received from Merrill Lynch Account
#872-10681 $ 2,499.75
11/14/13 101 Shs. Sold -2,499.75
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
Barclavs Bank 7.1e Pfd Ser 3
124 Shs. Received from Merrill Lynch Account
#872-10681 $ 3,106.21
------------------
--------------------- ------------------
---------------------
- 60 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Barclays Bank 7.75% Pfd Ser
92 Shs. Received from Merrill Lynch Account
#872-10681 $ 2,325.76
------------------
--------------------- ------------------
---------------------
Barclays Bank PLC Pfd 8.125%
94 Shs. Received from Merrill Lynch Account
#872-10681 $ 2,382.90
------------------
--------------------- ------------------
---------------------
BB&T Corporation 5.2o Pfd Ser F
29 Shs. Received from Merrill Lynch Account
#872-10681 $ 661.78
10/07/13 29 Shs. Sold -661.78
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
BB&T Corporation 5.2% Pfd Ser G
111 Shs. Received from Merrill Lynch Account
#872-10681 $ 2,495.28
10/07/13 111 Shs. Sold -2,495.28
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
- 61 -
_
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
BB&T Corporation 5.625o Pfd Ser E
178 Shs. Received from Merrill Lynch Account
#872-10681 $ 4,192.00
12/13/13 178 Shs. Sold -4,192.00
0 Shs. $ 0.00
--------------------- ------------------
--------------------- ------------------
BB&T Corporation 5.85°s Pfd
53 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,311.75
12/13/13 53 Shs. Sold -1,311.75
0 Shs. $ 0.00
Berkley (WR) Corporation 5.625°s Pfd
73 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,590.67
10/28/13 73 Shs. Sold -1,590.67
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
Blackrock II-Float Rat-Inst
2,719.0 Shs. Received - Free Receipt $ 28,440.74
09/04/13 5.423 Shs. Purchased 56.56
2,724.423 Shs. $ 28,497.30
10/O1/13 9.176 Shs. Purchased 95.71
2,733.599 Shs. $ 28,593.01
11/O1/13 8.534 Shs. Purchased 89•52
2,742.133 Shs. $ 28,682.53
12/02/13 8.9 Shs. Purchased 93.45
2,751.033 Shs. $ 28,775.98
- 62 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Blackrock II-Float Rat-Inst (cont'd)
O1/02/14 8.663 Shs. Purchased S 91.05
2,759.696 Shs. $ 28,867.03
02/03/14 8.692 Shs. Purchased 91.53
2,768.388 Shs. $ 28,958.56
03/04/14 8.259 Shs. Purchased 86.88
2,776.647 Shs. $ 29,045.44
04/02/14 9.105 Shs. Purchased 95.69
2,785.752 Shs. $ 29,141.13
05/O1/14 8.969 Shs. Purchased 94.09
2,794.721 Shs. $ 29,235.22
06/02/14 9.481 Shs. Purchased 99.74
2,804.202 Shs. $ 29,334.96
07/O1/14 10.031 Shs. Purchased 105.73
2,814.233 Shs. $ 29,440.69
------------------
--------------------- ------------------
---------------------
Blackrock Multi-Asset Inc-I
5,164 Shs. Received - Free Receipt $ 56,855.64
08/28/13 5,164 Shs. Sold -56,855.64
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
- 63 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Blackrock Strateqic Income Opp Fd-In
2,828.0 Shs. Received - Free Receipt $ 28,280.00
09/04/13 2.855 Shs. Purchased 28.41
2,830.855 Shs. $ 28,308.41
10/O1/13 5.017 Shs. Purchased 50.27
2,835.872 Shs. $ 28,358.68
11/O1/13 5.193 Shs. Purchased 52.40
2,841.065 Shs. $ 28,411.08
12/02/13 5.068 Shs. Purchased 51.29
2,846.133 Shs. $ 28,462.37
O1/02/14 4.864 Shs. Purchased 49.42
2,850.997 Shs. $ 28,511.79
02/03/14 4.658 Shs. Purchased 47.33
2,855.655 Shs. $ 28,559.12
03/03/14 5.597 Shs. Purchased 57.31
2,861.252 Shs. $ 28,616.43
04/O1/14 6.235 Shs. Purchased 64.03
2,867.487 Shs. $ 28,680.46
04/10/14 2,867.487 Shs. Sold -28,680.46
0.0 Shs. $ 0.00
- 64 -
CHANGBS IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Boeinq Company
200 Shs. Received from Merrill Lynch Account
#872-45115 $ 21,390.00
--------------------- ------------------
--------------------- ------------------
Boston Properties Incorporated 5.25o Pfd
26 Shs. Received from Merrill Lynch Account
#872-10681 $ 640.38
10/07/13 26 Shs. Sold -640.38
0 Shs. $ 0.00
BP PLC Sponsored ADR
600 Shs. Received from Merrill Lynch Account
#872-45115 $ 26,064.00
------------------
--------------------- ------------------
---------------------
Bristol-MVers Sauibb Companv
06/27/14 200 Shs. Purchased $ 9,634.48
------------------
--------------------- ------------------
---------------------
Capital One Financial Co 6% Pfd Ser B
202 Shs. Received from Merrill Lynch Account
#872-10681 $ 4,855.27
03/07/14 202 Shs. Sold -4,855.27
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
- 65 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Centennial PA School 4o due 12/15/16
$25,000 Received from Merrill Lynch Account
#872-10682 $ 27,530.00
12/16/13 Current Year Amortization -111.31
$25,000 $ 27,418.69
12/16/13 Prior Year Amortization -417.65
$25,000 $ 27,001.04
06/16/14 Current Year Amortization -59.90
$25,000 $ 26,941.14
------------------
--------------------- ------------------
---------------------
Charles Schwab Corp 6o Pfd Ser B
92 Shs. Received from Merrill Lynch Account
#872-10681 $ 2,326.68
12/13/13 92 Shs. Sold -2,326.68
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
Chester County PA 5% due 7/15/27
$25,000 Received from Merrill Lynch Account
#872-10682 $ 27,147.63
O1/15/14 Current Year Amortization -1.49
$25,000 $ 27,146.14
O1/15/14 Prior Year Amortization -227.67
$25,000 $ 26,918.47
- 66 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Chester Countv PA 5% due 7/15/27 (cont'd)
Chevron Corporation
200 Shs. Received from Merrill Lynch Account
#872-45115 $ 25,274.00
CiticTroup Cap IX 6% 2/14/33 Pfd
157 Shs. Received from Merrill Lynch Account
#872-10681 $ 3,961.11
04/28/14 157 Shs. Sold -3,961.11
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
CitiGroup Cap Pfd 7.8750 12/15/67
154 Shs. Received from Merrill Lynch Account
#872-10681 $ 4,287.36
------------------
--------------------- ------------------
---------------------
CiticTroup Cap X 6.10 9/30/33 Pfd
62 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,555.46
10/02/13 62 Shs. Sold -1,555.46
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
- 67 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
CiticTroup CaA XI Pfd 60 9/27/34
55 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,379.03
03/07/14 55 Shs. Sold -1,379.03
0 Shs. $ 0.00
--------------------- ------------------
--------------------- ------------------
Citiqrouo Cap XVII Pfd 6.35%
52 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,310.40
04/28/14 52 Shs. Sold -1,310.40
0 Shs. $ 0.00
Citiaroup Inc 5.8o Pfd Ser C
121 Shs. Received from Merrill Lynch Account
#872-10681 $ 2,813.25
05/22/14 121 Shs. Sold -2,813.25
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
Clark Countv NV 4°s due 11/1/18
$25,000 Received from Merrill Lynch Account
#872-10682 $ 27,728.75
11/O1/13 Current Year Amortization -48.88
$25,000 $ 27,679.87
- 68 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Clark County NV 4% due 11/1/18 (cont'd)
11/O1/13 Prior Year Amortization $ -209.47
$25,000 $ 27,470.40
05/O1/14 Current Year Amortization -30.58
$25,000 $ 27,439.82
Comcast Corooration 5% Pfd
63 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,523.34
09/19/13 63 Shs. Sold -1,523.34
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
Conocophillips
500 Shs. Received from Merrill Lynch Account
#872-45115 $ 32,795.00
------------------
--------------------- ------------------
---------------------
Cumberland County PA 4% due 5/1/21
$25,000 Received from Merrill Lynch Account
#872-10682 $ 28,076.50
11/O1/13 Current Year Amortization -272•79
$25,000 $ 27,803.71
- 69 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Cumberland Countv PA 4% due 5/1/21 (cont'd)
05/O1/14 Current Year Amortization $ -254.18
$25,000 $ 27,549.53
--------------------- ------------------
--------------------- ------------------
DB Cont Cap Trst II 6.55o Pfd
246 Shs. Received from Merrill Lynch Account
#872-10681 $ 6,213.96
02/06/14 246 Shs. Sold -6,213.96
0 Shs. $ 0.00
--------------------- ------------------
--------------------- ------------------
DB Cont Capital Trust V 8.05o Pfd
79 Shs. Received from Merrill Lynch Account
#872-10681 $ 2,205.68
------------------
--------------------- ------------------
---------------------
DB ContincTent Cap Tr III 7.6°s Pfd
132 Shs. Received from Merrill Lynch Account
#872-10681 $ 3,540.24
------------------
--------------------- ------------------
---------------------
DicTital Realtv Trust 6.625% Pfd Ser F
42 Shs. Received from Merrill Lynch Account
#872-10681 $ 999.60
06/19/14 42 Shs. Sold -999.60
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
- 70 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Diqital Realty Trust 6.625o Pfd Ser G
46 Shs. Received from Merrill Lynch Account
#872-10681 $ 986.70
10/28/13 46 Shs. Sold -986.70
0 Shs. $ 0.00
--------------------- ------------------
--------------------- ------------------
DiQital Realtv Trust Inc Pfd 70
27 Shs. Received from Merrill Lynch Account
#872-10681 $ 682.29
06/19/14 27 Shs. Sold -682.29
0 Shs. $ 0.00
Disney Walt Company
400 Shs. Received from Merrill Lynch Account
#872-45115 $ 25,856.00
------------------
--------------------- ------------------
---------------------
Dominion Resources Incorporated New
06/26/14 100 Shs. Purchased $ 7,017.25
06/27/14 100 Shs. Purchased 7,049.24
200 Shs. $ 14,066.49
------------------
--------------------- ------------------
---------------------
- 71 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Dominion Resources Pfd 8.375°s
94 Shs. Received from Merrill Lynch Account
#872-10681 $ 2,475.02
DTE Enerqy Companv 5.25% Pfd
19 Shs. Received from Merrill Lynch Account
#872-10681 $ 450.59
12/13/13 19 Shs. Sold -450.59
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
DTE Enerciv Companv Pfd 6.5%
28 Shs. Received from Merrill Lynch Account
#872-10681 $ 727.44
06/13/14 28 Shs. Sold -727.44
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
Du Pont E I De Nemours & Comoanv
06/26/14 100 Shs. Purchased $ 6,801.24
06/27/14 100 Shs. Purchased 6,818.24
200 Shs. $ 13,619.48
------------------
--------------------- ------------------
---------------------
- 72 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Duke Enerqy Corporation 5.125o Pfd
46 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,077.78
10/28/13 46 Shs. Sold -1,077.78
0 Shs. $ 0.00
DWS Floatinci Rate Plus Inst
12/16/13 2,116.402 Shs. Purchased $ 20,000.00
03/10/14 1,580.611 Shs. Purchased 15,000.00
3,697.013 Shs. $ 35,000.00
05/16/14 1,587.302 Shs. Purchased 15,000.00
5,284.315 Shs. $ 50,000.00
06/25/14 529.101 Shs. Purchased 5,000.00
5,813.416 Shs. $ 55,000.00
------------------
--------------------- ------------------
---------------------
EGShares EM Consumer ETF
1,317 Shs. Received from Merrill Lynch Account
#872-10680 $ 34,729.29
06/27/14 1,317 Shs. Sold -34,729.29
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
- 73 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Elements Roaers Intl Commoditv ETN
2,801 Shs. Received from Merrill Lynch Account
#872-10680 $ 22,884.17
10/28/13 2,801 Shs. Sold -22,884.17
0 Shs. $ 0.00
--------------------- ------------------
--------------------- ------------------
Enterciv Arkansas 4.75% Pfd
36 Shs. Received from Merrill Lynch Account
#872-10681 $ 733.63
10/07/13 36 Shs. Sold -733.63
0 Shs. $ 0.00
EnteraV Arkansas 5.75%
32 Shs. Received from Merrill Lynch Account
#872-10681 $ 789.12
OS/30/13 32 Shs. Sold -789•12
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
Enterqy Arkansas Inc 4.90 Pfd
19 Shs. Received from Merrill Lynch Account
#872-10681 $ 476.01
10/28/13 19 Shs. Sold -476.01
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
- 74 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Enterqy Louisiana LLC 5.875o Pfd
16 Shs. Received from Merrill Lynch Account
#872-10681 $ 396.96
10/28/13 16 Shs. Sold -396.96
0 Shs. $ 0.00
--------------------- ------------------
--------------------- ------------------
Enterav Louisiana LLC 6o Pfd
44 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,100.44
11/14/13 44 Shs. Sold -1,100.44
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
Enterqy Mississippi Inc 6o Pfd
34 Shs. Received from Merrill Lynch Account
#872-10681 $ 863.60
11/14/13 34 Shs. Sold -863.60
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
EntercTV Texas Inc 7.875o Pfd
47 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,240.80
06/16/14 47 Shs. Sold -1,240.80
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
- 75 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Express Scripts HoldincT C
77 Shs. Received from Merrill Lynch Account
#872-45115 $ 5,145.14
--------------------- ------------------
--------------------- ------------------
Exxon Mobil Corporation
200 Shs. Received from Merrill Lynch Account
#872-45115 $ 18,998.00
Federated Muni Ultrashort Fd Inst
10/02/13 2,495.01 Shs. Purchased $ 25,000.00
------------------
--------------------- ------------------
---------------------
Federated StrateQic Value Fund Div C1 I
11/20/13 6,837.607 Shs. Purchased $ 40,000.00
12/O5/13 35.674 Shs. Reinvested Capital Gain 204.41
6,873.281 Shs. $ 40,204.41
12/05/13 Long Term Capital Gain Distribution 0.00
6,873.281 Shs. $ 40,204.41
03/10/14 2,564.103 Shs. Purchased 15,000.00
9,437.384 Shs. $ 55,204.41
05/20/14 1,607.717 Shs. Purchased 10,000.00
11,045.101 Shs. $ 65,204.41
------------------
--------------------- ------------------
---------------------
- 76 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Federated Ultra Short Bd-Ins
08/08/13 10,928.962 Shs. Purchased $ 100,000.00
O1/07/14 1,311.475 Shs. Sold -12,000.00
9,617.487 Shs. $ 88,000.00
First NiaQara Financial Pfd
63 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,795.50
11/14/13 63 Shs. Sold -1,795.50
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
Franklin Income C1 Advr
10/03/13 21,645.022 Shs. Purchased $ 50,000.00
10/31/13 10,504.202 Shs. Purchased 25,000.00
32,149.224 Shs. $ 75,000.00
11/20/13 16,736.402 Shs. Purchased 40,000.00
48,885.626 Shs. $ 115,000.00
03/10/14 6,122.449 Shs. Purchased 15,000.00
55,008.075 Shs. $ 130,000.00
------------------
--------------------- ------------------
---------------------
- 77 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Fulton Financial Corporation
2,400 Shs. Received from Merrill Lynch Account
#872-45115 $ 30,720.00
--------------------- ------------------
--------------------- ------------------
General Electric Cap Corp 4.7% Pfd
162 Shs. Received from Merrill Lynch Account
#872-10681 $ 3,348.54
09/19/13 162 Shs. Sold -3,348.54
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
General Electric Cap Corp 4.875o Pfd
305 Shs. Received from Merrill Lynch Account
#872-10681 $ 6,835.69
09/19/13 159 Shs. Sold -3,699.61
146 Shs. $ 3,136.08
12/13/13 146 Shs. Sold -3,136.08
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
General Electric Companv
600 Shs. Received from Merrill Lynch Account
#872-45115 $ 14,772.00
------------------
--------------------- ------------------
---------------------
- 78 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Goldman Sachs Group Incorporated 5.950
Pfd
162 Shs. Received from Merrill Lynch Account
#872-10681 $ 3,969.00
12/13/13 162 Shs. Sold -3,969.00
0 Shs. $ 0.00
--------------------- ------------------
--------------------- ------------------
Goldman Sachs Group Incorporated 6.5°s
Pfd
153 Shs. Received from Merrill Lynch Account
#872-10681 $ 3,919.86
------------------
--------------------- ------------------
---------------------
Goldman Sachs Group Pfd 6.1250
211 Shs. Received from Merrill Lynch Account
#872-10681 $ 5,298.21
02/06/14 211 Shs. Sold -5,298.21
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
Goldman Sachs Pfd V/R Ser A
28 Shs. Received from Merrill Lynch Account
#872-10681 $ 599.20
08/30/13 28 Shs. Sold -599.20
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
- 79 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Hartford Financial Services Group 7.875%
Pfd
56 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,618.96
--------------------- ------------------
--------------------- ------------------
Hawaii State 4.5% due 11/1/19
$40,000 Received from Merrill Lynch Account
#872-10682 $ 46,258.80
11/O1/13 Current Year Amortization -187.67
$40,000 $ 46,071.13
11/O1/13 Prior Year Amortization -656.83
$40,000 $ 45,414.30
05/O1/14 Current Year Amortization -116.39
$40,000 $ 45,297.91
------------------
Hazelton PA Area School 4o due 3/1/21
$25,000 Received from Merrill Lynch Account
#872-10682 $ 26,705.38
09/03/13 Current Year Amortization -171.80
$25,000 $ 26,533.58
09/03/13 Prior Year Amortization -191.33
$25,000 $ 26,342.25
- 80 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Hazelton PA Area School 4% due 3/1/21 (cont'd)
03/03/14 Current Year Amortization S -131.45
$25,000 $ 26,210.80
--------------------- ------------------
--------------------- ------------------
Health Care REIT 6.5°s Pfd Ser J
75 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,920.75
--------------------- ------------------
--------------------- ------------------
Hospitalitv Prooerties Trust 7.125% Pfd
Ser D REIT
81 Shs. Received from Merrill Lynch Account
#872-10681 $ 2,073.60
--------------------- ------------------
--------------------- ------------------
HSBC Holdinqs PLC Pfd 6.2Ser A
47 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,165.01
03/07/14 47 Shs. Sold -1,165.01
0 Shs. $ 0.00
--------------------- ------------------
--------------------- ------------------
HSBC Holdinqs PLC Pfd 8°s
406 Shs. Received from Merrill Lynch Account
#872-10681 $ 11,002.60
03/07/14 406 Shs. Sold -11,002.60
0 Shs. $ 0.00
- 81 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
ING Groep NV 6.125% Pfd
158 Shs. Received from Merrill Lynch Account
#872-10681 $ 3,700.36
--------------------- ------------------
--------------------- ------------------
ING Groep NV 6.375% Pfd
49 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,168.16
--------------------- ------------------
--------------------- ------------------
ING Groep NV 7.2% Pfd
129 Shs. Received from Merrill Lynch Account
#872-10681 $ 3,227.58
--------------------- ------------------
--------------------- ------------------
ING Group NV 7.05o Pfd
168 Shs. Received from Merrill Lynch Account
#872-10681 $ 4,179.84
------------------
International Business Machines
CorporatiOn
06/20/14 50 Shs. Purchased $ 9,099.63
------------------
- 82 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Interstate Pwr & Lqt 5.10 Pfd Ser D
31 Shs. Received from Merrill Lynch Account
#872-10681 $ 735.63
10/07/13 31 Shs. Sold -735.63
0 Shs. $ 0.00
--------------------- ------------------
--------------------- ------------------
IShares Core MSCI Emerqinq
704 Shs. Received from Merrill Lynch Account
#872-10680 $ 33,271.04
03/07/14 704 Shs. Sold -33,271.04
0 Shs. $ 0.00
IShares MSCI EAFE ETF
1,540 Shs. Received from Merrill Lynch Account
#872-10680 $ 94,032.40
------------------
--------------------- ------------------
---------------------
IShares MSCI Pacific Ex Japan ETF
1,501 Shs. Received from Merrill Lynch Account
#872-10680 $ 67,710.11
------------------
--------------------- ------------------
---------------------
- 83 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
IShares Russell 1000 Growth ETF
1,940 Shs. Received from Merrill Lynch Account
#872-10680 $ 147,517.60
--------------------- ------------------
--------------------- ------------------
IShares Russell 1000 Value ETF
2,515 Shs. Received from Merrill Lynch Account
#872-10680 $ 220,917.60
--------------------- ------------------
--------------------- ------------------
IShares Russell 2000 Growth Index ETF
587 Shs. Received from Merrill Lynch Account
#872-10680 $ 69,776.69
--------------------- ------------------
--------------------- ------------------
IShares Russell 2000 Value ETF
551 Shs. Received from Merrill Lynch Account
#872-10680 $ 50,499.15
J.P. Moraan Chase & Co 5.5o Pfd Ser 0
232 Shs. Received from Merrill Lynch Account
#872-10681 $ 5,319.76
05/22/14 232 Shs. Sold -5,319.76
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
- 84 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
J.P. MorcTan Chase 5.45o Pfd Ser P
153 Shs. Received from Merrill Lynch Account
#872-10681 $ 3,485.34
05/22/14 153 Shs. Sold -3,485.34
0 Shs. $ 0.00
--------------------- ------------------
--------------------- ------------------
Johnson & Johnson
700 Shs. Received from Merrill Lynch Account
#872-45115 $ 64,652.00
--------------------- ------------------
--------------------- ------------------
Kimco Realtv 5.625o Pfd Ser K REIT
32 Shs. Received from Merrill Lynch Account
#872-10681 $ 745.60
10/28/13 32 Shs. Sold -745.60
0 Shs. $ 0.00
Kimco Realtv 6.9% Pfd Ser H REIT
65 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,645.80
11/14/13 65 Shs. Sold -1,645.80
0 Shs. $ 0.00
- 85 -
CHANGBS IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Kimco Realtv Corp 5.5o Pfd Ser J
31 Shs. Received from Merrill Lynch Account
#872-10681 $ 709.90
10/28/13 31 Shs. Sold -709.90
0 Shs. $ 0.00
--------------------- ------------------
--------------------- ------------------
Kimco Realtv Corp Pfd 60
90 Shs. Received from Merrill Lynch Account
#872-10681 $ 2,168.10
11/14/13 90 Shs. Sold -2,168.10
0 Shs. $ 0.00
--------------------- ------------------
--------------------- ------------------
Llovds BankincT Pfd 7.75 0
337 Shs. Received from Merrill Lynch Account
#872-10681 $ 8,900.17
06/26/14 337 Shs. Sold -8,900.17
0 Shs. $ 0.00
Lower Merion PA School 4o due 5/15/15
$25,000 Received from Merrill Lynch Account
#872-10682 $ 26,571.75
11/15/13 Current Year Amortization -98.32
$25,000 $ 26,473.43
- 86 -
CHANGES IN PRINCIPAL HOLDINGS (COnt'd)
ACCOUNT
VALUE
Lower Merion PA School 4a due 5/15/15 (cont'd)
11/15/13 Prior Year Amortization ,� -412.33
$25,000 $ 26,061.10
05/15/14 Current Year Amortization -58.20
$25,000 $ 26,002.90
--------------------- ------------------
--------------------- ------------------
Lowes Companies Incoroorated
400 Shs. Received from Merrill Lynch Account
#872-45115 $ 17,900.00
--------------------- ------------------
--------------------- ------------------
Market Vectors ETF Trust
597 Shs. Received from Merrill Lynch Account
#872-10680 $ 27,211.26
06/26/14 597 Shs. Sold -27,211.26
0 Shs. $ 0.00
--------------------- ------------------
--------------------- ------------------
Merck & Company Incorporated
400 Shs. Received from Merrill Lynch Account
#872-45115 $ 19,108.00
--------------------- ------------------
--------------------- ------------------
- 87 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Morqan Stanlev Cap III Pfd 6.25%
105 Shs. Received from Merrill Lynch Account
#872-10681 $ 2,638.65
--------------------- ------------------
--------------------- ------------------
Morcian Stanlev Cap IV Pfd 6.250
94 Shs. Received from Merrill Lynch Account
#872-10681 $ 2,350.00
--------------------- ------------------
--------------------- ------------------
MorQan Stanlev Cap Tr Pfd 6.6%
58 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,455.80
------------------
Morcian Stanlev Pfd Ser A
72 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,573.92
08/30/13 72 Shs. Sold -1,573.92
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
Mor4an Stanlev VIII Pfd 5.75g 7/15/33
64 Shs. Received from Merrill Lynch Account
#g72-10681 $ 1,584.64
02/06/14 64 Shs. Sold -1,584.64
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
- 88 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Moraan Stanlev VIII Pfd 6.45%
27 Shs. Received from Merrill Lynch Account
#872-10681 $ 676.08
--------------------- ------------------
--------------------- ------------------
National Retail 6.625o Pfd Ser D REIT
77 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,944.25
11/14/13 77 Shs. Sold -1,944.25
0 Shs. $ 0.00
--------------------- ------------------
--------------------- ------------------
National Retail Properties 5.75% Pfd
49 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,093.19
11/14/13 49 Shs. Sold -1,093.19
0 Shs. $ 0.00
New York St Twv 4o due 4/1/17
$25,000 Received from Merrill Lynch Account
#872-10682 $ 27,597.00
10/O1/13 Current Year Amortization -72.26
$25,000 $ 27,524.74
- 89 -
. . ..... .... .. ...... . . . .... . ... .. .... .. , .:. . �..-. ... ... .. , :.:.. ... .. . . . . . ... .- _
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
New York St Twv 4% due 4/1/17 (cont'd)
10/O1/13 Prior Year Amortization $ -345.94
$25,000 $ 27,178.80
04/O1/14 Current Year Amortization -49.99
$25,000 $ 27,128.81
--------------------- ------------------
--------------------- ------------------
Nextera Enerav 5.625% Pfd Ser H
43 Shs. Received from Merrill Lynch Account
#872-10681 $ 972.34
11/14/13 43 Shs. Sold -972.34
0 Shs. $ 0.00
--------------------- ------------------
--------------------- ------------------
Nextera Enerqy Cap 5.125o Pfd Ser I
84 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,822.80
11/14/13 84 Shs. Sold -1,822.80
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
Nextera Enerqy Capital 5% Pfd
26 Shs. Received from Merrill Lynch Account
#872-10681 $ 547.04
11/14/13 26 Shs. Sold -547.04
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
- 90 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Nextera EnercTy Capital Pfd 5.7%
29 Shs. Received from Merrill Lynch Account
#872-10681 $ 695.42
11/14/13 29 Shs. Sold -695.42
0 Shs. $ 0.00
--------------------- ------------------
--------------------- ------------------
Partnerre Ltd 5.875°s Pfd Ser F
60 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,344.82
08/30/13 60 Shs. Sold -1,344.82
0 Shs. $ 0.00
--------------------- ------------------
--------------------- ------------------
Partnerre Ltd 6.5% Pfd Ser D
101 Shs. Received from Merrill Lynch Account
#872-10681 $ 2,527.02
08/30/13 101 Shs. Sold -2,527.02
0 Shs. $ 0.00
--------------------- ------------------
--------------------- ------------------
Partnerre Ltd Pfd 7.250
44 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,192.84
06/13/14 44 Shs. Sold -1,192.84
0 Shs. $ 0.00
- 91 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Pennsvlvania St Tpk 5°s due 12/1/20
$25,000 Received from Merrill Lynch Account
#872-10682 $ 28,984.75
12/02/13 Current Year Amortization -253.41
$25,000 $ 28,731.34
12/02/13 Prior Year Amortization -400.79
$25,000 $ 28,330.55
06/02/14 Current Year Amortization -141.98
$25,000 $ 28,188.57
--------------------- ------------------
--------------------- ------------------
Pennsvlvania State 5°s due 10/1/13
$25,000 Received from Merrill Lynch Account
#872-10682 $ 25,241.75
10/O1/13 Current Year Amortization -31.50
$25,000 $ 25,210.25
10/O1/13 Prior Year Amortization -159.84
$25,000 $ 25,050.41
10/O1/13 $25,000 Matured -25,050.41
$0 $ 0.00
--------------------- ------------------
--------------------- ------------------
Pennsvlvania State 5% due 4/15/17
$25,000 Received from Merrill Lynch Account
#872-10682 $ 28,587.00
10/15/13 Current Year Amortization -557.49
$25,000 $ 28,029.51
- 92 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Pennsvlvania State 5% due 4/15/17 (cont'd)
10/15/13 Prior Year Amortization S -597.85
$25,000 $ 27,431.66
04/15/14 Current Year Amortization -358.21
$25,000 $ 27,073.45
--------------------- ------------------
--------------------- ------------------
Pennsvlvania State Econ 5o due 1/1/20
$25,000 Received from Merrill Lynch Account
#872-10682 $ 29,309.75
O1/02/14 Current Year Amortization -732.31
$25,000 $ 28,577.44
07/O1/14 Current Year Amortization -416.05
$25,000 $ 28,161.39
--------------------- ------------------
--------------------- ------------------
Phillips 66
250 Shs. Received from Merrill Lynch Account
#872-45115 $ 14,710.00
Pleasant Vallev PA School 3o due 5/15/14
$25,000 Received from Merrill Lynch Account
#872-10682 $ 25,442.00
11/15/13 Current Year Amortization -17.18
$25,000 $ 25,424.82
- 93 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Pleasant Vallev PA School 3% due 5/15/14 (cont'd)
11/15/13 Prior Year Amortization $ -71.81
$25,000 $ 25,353.01
05/15/14 Current Year Amortization -10.35
$25,000 $ 25,342.66
05/15/14 $25,000 Matured -25,342.66
$0 $ 0.00
--------------------- ------------------
--------------------- ------------------
PNC Financial Services 5.375o Pfd
28 Shs. Received from Merrill Lynch Account
#872-10681 $ 661.92
12/13/13 28 Shs. Sold -661.92
0 Shs. $ 0.00
--------------------- ------------------
--------------------- ------------------
PNC Financial Services 6.125% Pfd Ser P
311 Shs. Received from Merrill Lynch Account
#872-10681 $ 7,998.92
03/07/14 311 Shs. Sold -7,998.92
0 Shs. $ 0.00
- 94 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
PPL CaAital FndincT 5.9% Pfd Ser B
32 Shs. Received from Merrill Lynch Account
#872-10681 $ 728.96
--------------------- ------------------
--------------------- ------------------
Protective Life Corp 6o Pfd
35 Shs. Received from Merrill Lynch Account
#872-10681 $ 865.20
11/14/13 35 Shs. Sold -865.20
0 Shs. $ 0.00
--------------------- ------------------
--------------------- ------------------
Protective Life Corp 6.25% Pfd
53 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,313.34
11/14/13 53 Shs. Sold -1,313.34
0 Shs. $ 0.00
Prudential Financial Inc 5.7o Pfd
96 Shs. Received from Merrill Lynch Account
#872-10681 $ 2,240.64
12/13/13 92 Shs. Sold -2,147.28
4 Shs. $ 93.36
02/06/14 4 Shs. Sold -93.36
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
- 95 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Prudential Financial Inc 5.75% Pfd
76 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,777.64
12/13/13 76 Shs. Sold -1,777.64
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
PS Business 5.75% Pfd Ser U REIT
19 Shs. Received from Merrill Lynch Account
#872-10681 $ 437.00
11/14/13 19 Shs. Sold -437.00
0 Shs. $ 0.00
PS Business 6.875o Pfd Ser R
16 Shs. Received from Merrill Lynch Account
#872-10681 $ 403.80
06/19/14 16 Shs. Sold -403.80
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
PS Business Pfd 6.45%
57 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,427.28
06/19/14 57 Shs. Sold -1,427.28
0 Shs. $ 0.00
- 96 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
PS Business Pk 6o Pfd Ser T REIT
91 Shs. Received from Merrill Lynch Account
#872-10681 $ 2,180.36
11/14/13 91 Shs. Sold -2,180.36
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
Public StoracTe 5.2% Pfd Ser W
39 Shs. Received from Merrill Lynch Account
#872-10681 $ 858.39
10/07/13 39 Shs. Sold -858.39
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
Public Storaqe 5.2o Pfd Ser X REIT
33 Shs. Received from Merrill Lynch Account
#872-10681 $ 725.01
10/07/13 33 Shs. Sold -725.01
0 Shs. $ 0.00
Public StoracTe 5.375% Pfd Ser V
19 Shs. Received from Merrill Lynch Account
#8'72-10681 $ 425.60
10/07/13 19 Shs. Sold -425.60
0 Shs. $ 0.00
- 97 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Public StoracTe 5.625o Pfd Ser U
30 Shs. Received from Merrill Lynch Account
#872-10681 $ 701.10
11/14/13 30 Shs. Sold -701.10
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
Public Storaae 5.75% Pfd Ser T REIT
101 Shs. Received from Merrill Lynch Account
#872-10681 $ 2,406.83
11/14/13 101 Shs. Sold -2,406.83
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
Public StoracTe 6.35% Pfd Ser R REIT
84 Shs. Received from Merrill Lynch Account
#872-10681 $ 2,118.48
06/19/14 84 Shs. Sold -2,118.48
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
Public Storaqe Inc Pfd 6.5%
72 Shs. Received from Merrill Lynch Account
#872-10581 $ 1,837.76
06/19/14 72 Shs. Sold -1,837.76
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
- 98 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Public Storaqe Inc Pfd 6.8750
15 Shs. Received from Merrill Lynch Account
#872-10681 $ 383.55
06/19/14 15 Shs. Sold -383.55
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
Public Storaqe Pfd 5.90
97 Shs. Received from Merrill Lynch Account
#872-10681 $ 2,378.44
11/14/13 97 Shs. Sold -2,378.44
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
Qwest Corp 7% Pfd
90 Shs. Received from Merrill Lynch Account
#872-10681 $ 2,273.70
------------------
--------------------- ------------------
---------------------
Owest Corp 7.375a Pfd
77 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,970.43
------------------
--------------------- ------------------
---------------------
- 99 -
CHANG$S IN PRINCIPAL HOLDINGS (cont'd) ,
ACCOUNT
VALUE
Qwest Corp 7.5% Pfd
115 Shs. Received from Merrill Lynch Account
#872-10681 $ 2,976.20
--------------------- ------------------
--------------------- ------------------
Ravmond James Financial 6.90 Pfd
77 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,997.38
06/19/14 77 Shs. Sold -1,997.38
0 Shs. $ 0.00
Realtv Income Corp Pfd 6.625%
87 Shs. Received from Merrill Lynch Account
#872-10681 $ 2,225.46
06/13/14 87 Shs. Sold -2,225.46
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
RecTencv Centers Coro 6% Pfd Ser 7
19 Shs. Received from Merrill Lynch Account
#872-10681 $ 446.69
11/14/13 19 Shs. Sold -446.69
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
- 100 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
RecTency Centers Corp Pfd 6.6250
58 Shs. Received from Merrill Lynch Account
#g72-10681 $ 1,464.50
03/07/14 58 Shs. Sold -1,464.50
0 Shs. $ 0.00
--------------------- ------------------
--------------------- ------------------
Renaissancere HoldincTS 5.375% Pfd Ser E
66 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,490.94
11/14/13 66 Shs. Sold -1,490.94
0 Shs. $ 0.00
Renaissancere Holdinas Pfd 6.OSo
28 Shs. Received from Merrill Lynch Account
#872-10681 $ 698.04
11/14/13 28 Shs. Sold -698.04
0 Shs. $ 0.00
------------------
Ridaeworth Seix FL Rate HI Inc Fd-I
10/31/13 1,657.459 Shs. Purchased $ 15,000.00
03/10/14 2,205.072 Shs. Purchased 20,000.00
3,862.531 Shs. $ 35,000.00
05/16/14 1,655.629 Shs. Purchased 15,000.00
5,518.16 Shs. $ 50,000.00
06/25/14 551.268 Shs. Purchased 5,000.00
6,069.428 Shs. $ 55,000.00
------------------
--------------------- ------------------
---------------------
- 101 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Roval Bank of Scotland 6.4o Pfd Ser M
ADR
29 Shs. Received from Merrill Lynch Account
#872-10681 $ 589.57
11/14/13 29 Shs. Sold -589.57
0 Shs. $ 0.00
--------------------- ------------------
--------------------- ------------------
Roval Bank of Scotland 6.6o Pfd Ser S
43 Shs. Received from Merrill Lynch Account
#872-10681 $ 910.74
06/19/14 43 Shs. Sold -910.74
0 Shs. $ 0.00
Roval Bank of Scotland GP 5.75% Pfd Ser
L
282 Shs. Received from Merrill Lynch Account
#872-10681 $ 5,549.76
11/14/13 282 Shs. Sold -5,549.76
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
Roval Bank of Scotland GP 6.125o Pfd Ser
R
30 Shs. Received from Merrill Lynch Account
#872-10681 $ 595.80
05/22/14 30 Shs. Sold -595.80
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
- 102 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Royal Bank of Scotland Pfd 6.35o Ser N
95 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,923.75
05/22/14 95 Shs. Sold -1,923.75
0 Shs. $ 0.00
--------------------- ------------------
--------------------- ------------------
Scana Corporation 7.7% Pfd
13 Shs. Received from Merrill Lynch Account
#872-10681 $ 353.52
Senior Housina Properties Trust 5.625s
Pfd
66 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,494.24
11/14/13 66 Shs. Sold -1,494.24
0 Shs. $ 0.00
Southern Companv
06/20/14 100 Shs. Purchased $ 4,373.24
06/27/14 200 Shs. Purchased 8,862.48
300 Shs. $ 13,235.72
------------------
- 103 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Southern Lehiqh PA School 4% due 9/1/24
$25,000 Received from Merrill Lynch Account
#872-10682 $ 25,949.63
09/03/13 Current Year Amortization -153.44
$25,000 $ 25,796.19
03/03/14 Current Year Amortization -165.68
$25,000 $ 25,630.51
SPDR Dow Jones G1 Real Estate ETF
596 Shs. Received from Merrill Lynch Account
#872-10680 $ 25,920.04
SPDR MSCI ACWI EX-US
1,308 Shs. Received from Merrill Lynch Account
#872-10680 $ 43,164.00
------------------
--------------------- ------------------
---------------------
Stanley Black & Decker I 5.75% Pfd
98 Shs. Received from Merrill Lynch Account
#872-10681 $ 2,367.68
11/14/13 98 Shs. Sold -2,367.68
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
- 104 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
State Street Corporation 5.25% Pfd Ser C
92 Shs. Received from Merrill Lynch Account
#872-10681 $ 2,186.84
10/07/13 92 Shs. Sold -2,186.84
0 Shs. $ 0.00
--------------------- ------------------
--------------------- ------------------
TCF Financial Co 7.5% Pfd
48 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,251.84
Telephone & Data Svstem 5.875a Pfd
64 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,468.16
11/14/13 64 Shs. Sold -1,468.16
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
TeleAhone & Data Svstem 7o Pfd
55 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,425.60
------------------
--------------------- ------------------
---------------------
- 105 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Telephone & Data Svstems Pfd 6.8750
27 Shs. Received from Merrill Lynch Account
#872-10681 $ 698.49
05/22/14 27 Shs. Sold -698.49
0 Shs. $ 0.00
--------------------- ------------------
--------------------- ------------------
The Hershev Company
200 Shs. Received from Merrill Lynch Account
#872-45115 $ 18,574.00
Torchmark Corp 5.875°s Pfd
19 Shs. Received from Merrill Lynch Account
#872-10681 $ 463.22
11/14/13 19 Shs. Sold -463.22
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
UBS Preferred Fndq Pfd Ser D
161 Shs. Received from Merrill Lynch Account
#872-10681 $ 2,604.98
02/06/14 161 Shs. Sold -2,604.98
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
- 106 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
United TechnoloQies Corporation
200 Shs. Received from Merrill Lynch Account
#872-45115 $ 20,998.00
--------------------- ------------------
--------------------- ------------------
US Bancorp 5.15o Pfd Ser H
53 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,257.16
08/30/13 53 Shs. Sold -1,257.16
0 Shs. $ 0.00
--------------------- ------------------
--------------------- ------------------
US Bancorp 6% Pfd Ser G
35 Shs. Received from Merrill Lynch Account
#872-10681 $ 921.90
02/06/14 35 Shs. Sold -921.90
0 Shs. $ 0.00
US Bancorp Pfd 3.5°s
31 Shs. Received from Merrill Lynch Account
#872-10681 $ 668.36
08/30/13 31 Shs. Sold -668.36
0 Shs. $ 0.00
- 107 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
US Bancorp Pfd 6.5%
79 Shs. Received from Merrill Lynch Account
#872-10681 $ 2,124.44
03/07/14 79 Shs. Sold -2,124.44
0 Shs. $ 0.00
--------------------- ------------------
--------------------- ------------------
US Cellular Corp Pfd 6.950
17 Shs. Received from Merrill Lynch Account
#872-10681 $ 434.52
02/06/14 17 Shs. Sold -434.52
0 Shs. $ 0.00
Vanquard Int-Term Inv Grade C1 Inv
06/25/14 504.032 Shs. Purchased $ 5,000.00
------------------
--------------------- ------------------
---------------------
Vanquard Lona Term Investment Grade Cl
Inv
06/25/14 479.386 Shs. Purchased $ 5,000.00
------------------
- 108 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Ventas Realtv LP/CAP 5.45o Pfd REIT
67 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,512.86
11/14/13 67 Shs. Sold -1,512.86
0 Shs. $ 0.00
--------------------- ------------------
--------------------- ------------------
Verizon Communications
06/20/14 100 Shs. Purchased $ 4,932.25
06/27/14 100 Shs. Purchased 4,961.24
200 Shs. $ 9,893.49
--------------------- ------------------
--------------------- ------------------
Vornado Realty 5.4a Pfd Ser L
33 Shs. Received from Merrill Lynch Account
#872-10681 $ 727.32
11/14/13 33 Shs. Sold -727.32
0 Shs. $ 0.00
Vornado RealtV 5.7o Pfd Ser K REIT
43 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,004.48
11/14/13 43 Shs. Sold -1,004.48
0 Shs. $ 0.00
------------------
- 109 -
CHANGES IN PRINCIPAL HOLDINGS (COnt'd)
ACCOUNT
VALUE
Vornado Realtv 6.875o Pfd Ser J REIT
39 Shs. Received from Merrill Lynch Account
#872-10681 $ 995.28
06/19/14 39 Shs. Sold -995.28
0 Shs. $ 0.00
--------------------- ------------------
--------------------- ------------------
Vornado RealtV LP Pfd 7.875%
172 Shs. Received from Merrill Lynch Account
#872-10681 $ 4,549.40
------------------
--------------------- ------------------
---------------------
Weinaarten Realtv 6.5% Pfd Ser F REIT
19 Shs. Received from Merrill Lynch Account
#872-10681 $ 481.46
06/13/14 19 Shs. Sold -481.46
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
Weinqarten Realtv 8.10 Pfd REIT
37 Shs. Received from Merrill Lynch Account
#872-10681 $ 792.17
------------------
--------------------- ------------------
---------------------
- 110 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Wells Farao & Company 5.25% Pfd Ser
30 Shs. Received from Merrill Lynch Account
#872-10681 $ 667.80
10/07/13 30 Shs. Sold -667.80
0 Shs. $ 0.00
--------------------- ------------------
--------------------- ------------------
Wells FarcTO & Companv 5.85o Pfd Ser Q
63 Shs. Received from Merrill Lynch Account
#872-10681 $ 1,540.35
Wells Farqo & Company Pfd 80
14 Shs. Received from Merrill Lynch Account
#872-10681 $ 405.44
------------------
--------------------- ------------------
---------------------
- 111 -
RECEIPTS OF INCOME
Aberdeen Global Hiah Income FD-I
06/30/14 Dividend 482.625 Shs. $ 29.36
AeQOn N�7 6.375 o Pfd
09/16/13 Dividend 281 Shs. $ 111.96
12/16/13 Dividend 281 Shs. 111.96
03/17/14 Dividend 281 Shs. 111.96
06/16/14 Dividend 281 Shs. 111.96 447.84
AeQOn NV 8% Pfd
O8/15/13 Dividend 126 Shs. $ 63.00
11/15/13 Dividend 126 Shs. 63.00
02/18/14 Dividend 126 Shs. 63.00
05/15/14 Dividend 126 Shs. 63.00 252.00
Aecron NV Pfd Ser 1
09/16/13 Dividend 67 Shs. 16.94
AFLAC Inc 5.5°s Pfd
09/16/13 Dividend 67 Shs. 23.03
Alexandria Real Estate Pfd 6.45%
10/15/13 Dividend 18 Shs. 7•26
Alleaheny CountV PA 5a due 10/15/22
10/15/13 Interest $25,000 $ 625.00
04/15/14 Interest $25,000 625.00 1,250.00
Allstate Corporation 5.625% Pfd Ser A
10/15/13 Dividend 19 Shs. 9.13
American Financial Group 5.75% Pfd
08/26/13 Dividend 33 Shs. $ 11.86
11/25/13 Dividend 33 Shs. 11.86 23.72
American Financial Group 6.375o Pfd
09/12/13 Dividend 30 Shs. $ 11.95
FORWARD $ 11.95 $ 2,059.28
- 112 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 11.95 $ 2,059.28
American Financial Group 6.375o Pfd
(cont'd)
12/12/13 Dividend 30 Shs. 11.95
03/12/14 Dividend 30 Shs. 11.95
06/12/14 Dividend 30 Shs. 11.95 47.80
Ameriprise Financial Incorporated 7.75%
Pfd
09/16/13 Dividend 61 Shs. $ 29.55
12/16/13 Dividend 61 Shs. 29.55
03/17/14 Dividend 61 Shs. 29.55
06/16/14 Dividend 61 Shs. 29.55
06/16/14 Dividend 61 Shs. 0.33 118.53
Arch Capital Group Ltd Pfd 6.75%
09/30/13 Dividend 89 Shs. 37.55
Aspen Insurance 7.25% Pfd
10/O1/13 Dividend 41 Shs. $ 18.58
O1/02/14 Dividend 41 Shs. 18.58
04/O1/14 Dividend 41 Shs. 18.58
07/O1/14 Dividend 41 Shs. 18.58 74.32
AsAen Insurance HoldincTS 5.95o Pfd
10/O1/13 Dividend 62 Shs. 23.06
Automatic Data ProcessincT Incorporated
10/O1/13 Dividend 400 Shs. $ 174.00
O1/02/14 Dividend 400 Shs. 192.00
04/O1/14 Dividend 400 Shs. 192.00
07/O1/14 Dividend 400 Shs. 192.00 750.00
Axis Capital Hldas 5.5% Pfd Ser D
09/03/13 Dividend 67 Shs. 25.85
Axis Capital Hldas 6.875o Pfd Ser C
10/15/13 Dividend 95 Shs. $ 40.82
FORWARD $ 40.82 $ 3,136.39
- 113 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 40.82 $ 3,136.39
Axis Capital Hldas 6.875o Pfd Ser C
(cont'd)
Ol/15/14 Dividend 95 Shs. 40.82 81.64
Bank of New York Mellon 5.2% Pfd
09/20/13 Dividend 207 Shs. 67.28
Barclavs Bank 6.625% Pfd Ser 2 ADR
09/16/13 Dividend 101 Shs. 41.82
Barclavs Bank 7.1% Pfd Ser 3
09/16/13 Dividend 124 Shs. $ 55.03
12/16/13 Dividend 124 Shs. 55.03
03/17/14 Dividend 124 Shs. 55.03
06/17/14 Dividend 124 Shs. 55.03 220.12
Barclavs Bank 7.75% Pfd Ser
09/16/13 Dividend 92 Shs. $ 44.56
12/16/13 Dividend 92 Shs. 44.56
03/17/14 Dividend 92 Shs. 44.56
06/16/14 Dividend 92 Shs. 44.56 178.24
Barclays Bank PLC Pfd 8.125%
09/16/13 Dividend 94 Shs. $ 47.73
12/16/13 Dividend 94 Shs. 47.73
03/17/14 Dividend 94 Shs. 47.73
06/17/14 Dividend 94 Shs. 47.73 190.92
BB&T Corporation 5.2o Pfd Ser F
09/03/13 Dividend 29 Shs. 9.43
BB&T CorAOration 5.2o Pfd Ser G
09/03/13 Dividend 111 Shs. 36.08
BB&T CorAOration 5.625°s Pfd Ser E
09/03/13 Dividend 178 Shs. $ 62.58
FORWARD $ 62.58 $ 3,961.92
- 114 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 62.58 $ 3,961.92
BB&T Corporation 5.625o Pfd Ser E
(cont'd)
12/02/13 Dividend 178 Shs. 62.58 125.16
BB&T Corporation 5.85o Pfd
09/03/13 Dividend 53 Shs. $ 19.38
12/02/13 Dividend 53 Shs. 19.38 38.76
Berkley (WR) Corporation 5.625o Pfd
10/30/13 Dividend 73 Shs. 25.66
Blackrock II-Float Rat-Inst
09/04/13 Dividend 2,719 Shs. $ 56.56
10/O1/13 Dividend 2,724.423 Shs. 95.71
11/O1/13 Dividend 2,733.599 Shs. 89.52
12/02/13 Dividend 2,742.133 Shs. 93.45
O1/02/14 Dividend 2,751.033 Shs. 91.05
02/03/14 Dividend 2,759.696 Shs. 91.53
03/04/14 Dividend 2,768.388 Shs. 86.88
04/02/14 Dividend 2,776.647 Shs. 95.69
05/O1/14 Dividend 2,785.752 Shs. 94.09
06/02/14 Dividend 2,794.721 Shs. 99.74
07/O1/14 Dividend 2,804.202 Shs. 105.73 999.95
Blackrock Multi-Asset Inc-I
09/04/13 Dividend 5,164 Shs. 100.24
Blackrock StrateQic Income Opp Fd-In
09/04/13 Dividend 2,828 Shs. $ 28.41
10/O1/13 Dividend 2,830.855 Shs. 50.27
11/O1/13 Dividend 2,835.872 Shs. 52.40
12/02/13 Dividend 2,841.065 Shs. 51.29
O1/02/14 Dividend 2,846.133 Shs. 49.42
02/03/14 Dividend 2,850.997 Shs. 47.33
03/03/14 Dividend 2,855.655 Shs. 57.31
04/O1/14 Dividend 2,861.252 Shs. 64.03
05/02/14 Dividend 2,861.252 Shs. 22.73 423.19
FORWARD $ 5,674.88
- 115 -
RECEIPTS OF INCOMS (cont'd)
FORWARD $ 5,674.88
Boeinq COmAariV
09/06/13 Dividend 200 Shs. $ 97.00
12/06/13 Dividend 200 Shs. 97.00
03/07/14 Dividend 200 Shs. 146.00
06/06/14 Dividend 200 Shs. 146.00 486.00
Boston Properties Incorporated 5.25% Pfd
08/15/13 Dividend 26 Shs. 8.53
BP PLC Sponsored ADR
09/20/13 Dividend 600 Shs. $ 324.00
12/20/13 Dividend 600 Shs. 342.00
03/28/14 Dividend 600 Shs. 342.00
06/20/14 Dividend 600 Shs. 351.00 1,359.00
Capital One Financial Co 6o Pfd Ser B
09/03/13 Dividend 202 Shs. $ 75.75
12/02/13 Dividend 202 Shs. 75.75
03/03/14 Dividend 202 Shs. 75.75 227.25
Centennial PA School 4% due 12/15/16
12/16/13 Interest $25,000 $ 500.00
06/16/14 Interest $25,000 500.00 1,000.00
Charles Schwab Corp 6% Pfd Ser B
09/03/13 Dividend 92 Shs. $ 34.50
12/02/13 Dividend 92 Shs. 34.50 69.00
Chester Countv PA 5% due 7/15/27
O1/15/14 Interest $25,000 625.00
Chevron Corporation
09/10/13 Dividend 200 Shs. $ 200.00
12/10/13 Dividend 200 Shs. 200.00
03/10/14 Dividend 200 Shs. 200.00
06/10/14 Dividend 200 Shs. 214.00 814.00
FORWARD $ 10,263.66
- 116 -
REC�IPTS OF INCOME (cont'd)
FORWARD $ 10,263.66
CitiQroup Cap IX 6% 2/14/33 Pfd
OS/13/13 Dividend 157 Shs. $ 58.88
11/13/13 Dividend 157 Shs. 58.88
02/13/14 Dividend 157 Shs. 58.88
04/28/14 Dividend 157 Shs. 49.06 225.70
Citiaroup Cap Pfd 7.8750 12/15/67
10/30/13 Dividend 154 Shs. $ 75.80
O1/30/14 Dividend 154 Shs. 75.80
04/30/14 Dividend 154 Shs. 75.80 227.40
CitiQroup Cap X 6.10 9/30/33 Pfd
09/30/13 Dividend 62 Shs. $ 23.64
10/02/13 Dividend 62 Shs. 0.26 23.90
Citiqroup Cap XI Pfd 6% 9/27/34
09/27/13 Dividend 55 Shs. $ 20.63
12/27/13 Dividend 55 Shs. 20.63 41.26
Citiqroup Cap XVII Pfd 6.35%
09/16/13 Dividend 52 Shs. $ 20.64
12/16/13 Dividend 52 Shs. 20.64
03/17/14 Dividend 52 Shs. 20.64
04/28/14 Dividend 52 Shs. 9.86 71.78
CitiqrouA Inc 5.8% Pfd Ser C
10/22/13 Dividend 121 Shs. $ 43.86
O1/22/14 Dividend 121 Shs. 43.86
04/22/14 Dividend 121 Shs. 43.86 131.58
Clark Countv N�7 4o due 11/1/18
11/O1/13 Interest $25,000 $ 500.00
05/O1/14 Interest $25,000 500.00 1,000.00
Comcast Corporation 5o Pfd
09/16/13 Dividend 63 Shs. 19.69
FORWARD $ 12,004.97
- 117 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 12,004.97
COriOCOph1111pS
12/02/13 Dividend 500 Shs. $ 345.00
03/03/14 Dividend 500 Shs. 345.00
06/02/14 Dividend 500 Shs. 345.00 1,035.00
Cumberland County PA 4% due 5/1/21
11/O1/13 Interest $25,000 $ 541.67
05/O1/14 Interest $25,000 500.00 1,041.67
DB Cont Cap Trst II 6.55o Pfd
08/23/13 Dividend 246 Shs. $ 100.71
11/25/13 Dividend 246 Shs. 100.71 201.42
DB Cont Capital Trust V 8.05o Pfd
09/30/13 Dividend 79 Shs. $ 39.75
12/30/13 Dividend 79 Shs. 39.75
03/31/14 Dividend 79 Shs. 39.75
06/30/14 Dividend 79 Shs. 39.75 159.00
DB Continaent Cao Tr III 7.6o Pfd
08/20/13 Dividend 132 Shs. $ 62.70
11/20/13 Dividend 132 Shs. 62.70
02/20/14 Dividend 132 Shs. 62.70
05/20/14 Dividend 132 Shs. 62.70 250.80
Diqital Realtv Trust 6.625o Pfd Ser F
09/30/13 Dividend 42 Shs. $ 17.39
12/31/13 Dividend 42 Shs. 17.39
03/31/14 Dividend 42 Shs. 17.39
06/30/14 Dividend 42 Shs. 17.39 69.56
Diqital Realtv Trust 6.625o Pfd Ser G
09/30/13 Dividend 46 Shs. 16.89
Diqital Realtv Trust Inc Pfd 7%
09/30/13 Dividend 27 Shs. $ 11.81
12/31/13 Dividend 27 Shs. 11.81
FORWARD $ 23.62 $ 14,779.31
- 118 -
RBCEIPTS OF INCOMS (cont'd)
FORWARD $ 23.62 $ 14,779.31
Diqital Realtv Trust Inc Pfd 70
(cont'd)
03/31/14 Dividend 27 Shs. 11.81
06/30/14 Dividend 27 Shs. 11.81 47.24
Disnev Walt Company
O1/16/14 Dividend 400 Shs. 344.00
Dominion Resources Pfd 8.375%
09/16/13 Dividend 94 Shs. $ 49.20
12/16/13 Dividend 94 Shs. 49.20
03/17/14 Dividend 94 Shs. 49.20
06/16/14 Dividend 94 Shs. 49.20 196.80
DTE Enerqy Company 5.25% Pfd
09/03/13 Dividend 19 Shs. $ 6.23
12/02/13 Dividend 19 Shs. 6.23 12.46
DTE Enerav Companv Pfd 6.5%
09/03/13 Dividend 28 Shs. $ 11.38
12/02/13 Dividend 28 Shs. 11.38
03/03/14 Dividend 28 Shs. 11.38
06/02/14 Dividend 28 Shs. 11.38 45.52
Duke Enerqv Corporation 5.125°s Pfd
10/15/13 Dividend 46 Shs. 14.73
DWS Floatina Rate Plus Inst
O1/27/14 Dividend 2,116.402 Shs. $ 68.15
02/24/14 Dividend 2,116.402 Shs. 67.30
03/25/14 Dividend 3,697.013 Shs. 118.30
04/24/14 Dividend 3,697.013 Shs. 117.93
05/23/14 Dividend 5,284.315 Shs. 168.57
06/24/14 Dividend 5,284.315 Shs. 168.57 708.82
EGShares EM Consumer ETF
O1/10/14 Dividend 1,317 Shs. 258.51
FORWARD $ 16,407.39
- 119 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 16,407.39
Enterqv Arkansas 4.75% Pfd
09/03/13 Dividend 36 Shs. 10.33
Enterav Arkansas Inc 4.90 Pfd
09/03/13 Dividend 19 Shs. 5.82
Enterav Louisiana LLC 5.875o Pfd
09/16/13 Dividend 16 Shs. 5.88
Enterqv Louisiana LLC 6o Pfd
09/16/13 Dividend 44 Shs. 16.50
Enterqy Mississippi Inc 6o Pfd
11/O1/13 Dividend 34 Shs. 12.75
Enterqy Texas Inc 7.875% Pfd
09/03/13 Dividend 159 Shs. $ 23.13
12/02/13 Dividend 159 Shs. 23.13
03/03/14 Dividend 159 Shs. 23.13
06/02/14 Dividend 159 Shs. 23.13
06/16/14 Dividend 159 Shs. 3.86 96.38
Exxon Mobil Corporation
09/10/13 Dividend 200 Shs. $ 126.00
12/10/13 Dividend 200 Shs. 126.00
03/10/14 Dividend 200 Shs. 126.00
06/10/14 Dividend 200 Shs. 138.00 516.00
Federated Muni Ultrashort Fd Inst
11/O1/13 Dividend 2,495.01 Shs. $ 14.93
12/02/13 Dividend 2,495.01 Shs. 15.19
O1/02/14 Dividend 2,495.01 Shs. 15.92
02/03/14 Dividend 2,495.01 Shs. 15.93
03/03/14 Dividend 2,495.01 Shs. 13.92
04/O1/14 Dividend 2,495.01 Shs. 15.16
05/O1/14 Dividend 2,495.01 Shs. 15.11
06/02/14 Dividend 2,495.01 Shs. 15.37
FORWARD $ 121.53 $ 17,071.05
- 120 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 121.53 $ 17,071.05
Federated Muni Ultrashort Fd Inst
(cont'd)
07/O1/14 Dividend 2,495.01 Shs. 14.05 135.58
Federated StrateQic Value Fund Div C1 I
11/29/13 Dividend 6,837.607 Shs. $ 134.02
12/27/13 Dividend 6,873.281 Shs. 162.21
O1/31/14 Dividend 6,873.281 Shs. 61.17
02/28/14 Dividend 6,873.281 Shs. 885.28
03/31/14 Dividend 9,437.384 Shs. 157.60
04/30/14 Dividend 9,437.384 Shs. 56.62
05/30/14 Dividend 11,045.101 Shs. 233.05
06/30/14 Dividend 11,045.101 Shs. 318.10 2,008.05
Federated Ultra Short Bd-Ins
09/03/13 Dividend 10,928.962 Shs. $ 78-78
10/O1/13 Dividend 10,928.962 Shs. 88.19
11/O1/13 Dividend 10,928.962 Shs. 107.23
12/02/13 Dividend 10,928.962 Shs. 115.49
12/31/13 Dividend 10,928.962 Shs. 59.02
O1/02/14 Dividend 10,928.962 Shs. 112.95
02/03/14 Dividend 9,617.487 Shs. 86•29
03/03/14 Dividend 9,617.487 Shs. 70.90
04/O1/14 Dividend 9,617.487 Shs. 70.31
05/O1/14 Dividend 9,617.487 Shs. 69•88
06/02/14 Dividend 9,617.487 Shs. 69.71
07/O1/14 Dividend 9,617.487 Shs. 69.51 998.26
First Niaqara Financial Pfd
08/15/13 Dividend 63 Shs. $ 33.96
11/15/13 Dividend 63 Shs. 33.96 67.92
Franklin Income C1 Advr
11/05/13 Dividend 32,149.224 Shs. $ 347.21
12/04/13 Dividend 48,885.626 Shs. 527.95
O1/07/14 Dividend 48,885.626 Shs. 527.95
02/05/14 Dividend 48,885.626 Shs. 503.51
03/05/14 Dividend 48,885.626 Shs. 503.51
04/03/14 Dividend 55,008.075 Shs. 566.57
05/05/14 Dividend 55,008.075 Shs. 566.57
FORWARD $ 3,543.27 $ 20,280.86
- 121 -
RBCEIPTS OF INCOME (cont'd)
FORWARD $ 3,543.27 $ 20,280.86
Franklin Income C1 Advr
(cont'd)
06/04/14 Dividend 55,008.075 Shs. 566.57
07/03/14 Dividend 55,008.075 Shs. 566.58 4,676.42
Fulton Financial Corporation
10/15/13 Dividend 2,400 Shs. $ 192.00
O1/15/14 Dividend 2,400 Shs. 192.00
04/15/14 Dividend 2,400 Shs. 192.00 576.00
General Electric Cap Corp 4.7% Pfd
08/16/13 Dividend 162 Shs. 47.59
General Electric Cap Corp 4.875°s Pfd
10/29/13 Dividend 146 Shs. 44.48
General Electric Company
10/25/13 Dividend 600 Shs. $ 114.00
O1/27/14 Dividend 600 Shs. 132.00
04/25/14 Dividend 600 Shs. 132.00 378.00
Goldman Sachs Group Incorporated 5.950
Pfd
11/12/13 Dividend 162 Shs. 60.24
Goldman Sachs Group Incorporated 6.So
Pfd
11/O1/13 Dividend 153 Shs. $ 62.16
02/03/14 Dividend 153 Shs. 62.16
05/O1/14 Dividend 153 Shs. 62.16 186.48
Goldman Sachs GrouA Pfd 6.1250
11/O1/13 Dividend 211 Shs. $ 8�•��
02/03/14 Dividend 211 Shs. 80.77 161.54
FORWARD $ 26,411.61
- 122 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 26,411.61
Hartford Financial Services Group 7.8750
Pfd
10/15/13 Dividend 56 Shs. $ 27.56
O1/15/14 Dividend 56 Shs. 27.56
04/15/14 Dividend 56 Shs. 27.56 82.68
Hawaii State 4.5% due 11/1/19
11/O1/13 Interest $40,000 $ 900.00
05/O1/14 Interest $40,000 900.00 1,800.00
Hazelton PA Area School 4% due 3/1/21
09/03/13 Interest $25,000 $ 500.00
03/03/14 Interest $25,000 500.00 1,000.00
Health Care REIT 6.5°s Pfd Ser J
10/15/13 Dividend 75 Shs. $ 30.47
O1/15/14 Dividend 75 Shs. 30.47
04/15/14 Dividend 75 Shs. 30.47 91.41
Hospitalitv Properties Trust 7.125o Pfd
Ser D REIT
10/15/13 Dividend 81 Shs. $ 36.07
O1/15/14 Dividend 81 Shs. 36.07
04/15/14 Dividend 81 Shs. 36.07 108.21
HSBC Holdincis PLC Pfd 6.2Ser A
09/16/13 Dividend 47 Shs. $ 18.21
12/16/13 Dividend 47 Shs. 18.21
03/17/14 Dividend 47 Shs. 18.21 54.63
HSBC Holdinqs PLC Pfd 80
09/16/13 Dividend 406 Shs. $ 203.00
12/16/13 Dividend 406 Shs. 203.00
03/17/14 Dividend 406 Shs. 203.00 609.00
ING Groep NV 6.125°s Pfd
10/15/13 Dividend 158 Shs. $ 60.48
FORWARD $ 60.48 $ 30,157.54
- 123 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 60.48 $ 30,157.54
ING Groep NV 6.125% Pfd
(cont'd)
O1/15/14 Dividend 158 Shs. 60.48
04/15/14 Dividend 158 Shs. 60.48 181.44
ING Groep NV 6.375% Pfd
09/16/13 Dividend 49 Shs. $ 19.52
12/16/13 Dividend 49 Shs. 19.52
03/17/14 Dividend 49 Shs. 19.52
06/16/14 Dividend 49 Shs. 19.52 78.08
ING Groep NV 7.2% Pfd
09/16/13 Dividend 129 Shs. $ 58.05
12/16/13 Dividend 129 Shs. 58.05
03/17/14 Dividend 129 Shs. 58.05
06/16/14 Dividend 129 Shs. 58.05 232.20
ING Group NV 7.05% Pfd
09/16/13 Dividend 168 Shs. $ 74.03
12/16/13 Dividend 168 Shs. 74.03
03/17/14 Dividend 168 Shs. 74.03
06/16/14 Dividend 168 Shs. 74.03 296.12
Interstate Pwr & Lqt 5.10 Pfd Ser D
09/16/13 Dividend 31 Shs. 9•88
IShares Core MSCI Emerqina
12/30/13 Dividend 704 Shs. 324.85
IShares MSCI EAFE ETF
12/30/13 Dividend 1,540 Shs. $ 849.63
07/02/14 Dividend 1,540 Shs. 2,581.36 3,430.99
IShares MSCI Pacific Ex Japan ETF
12/30/13 Dividend 1,501 Shs. $ 1,325.77
O1/02/14 Dividend 1,501 Shs. 123.72
07/02/14 Dividend 1,501 Shs. 1,157.48 2,606.97
FORWARD $ 37,318.07
- 124 -
REC$IPTS OF INCOME (cont'd)
FORWARD $ 37,318.07
IShares Russell 1000 Growth ETF
09/30/13 Dividend 1,940 Shs. $ 511.86
12/30/13 Dividend 1,940 Shs. 627.23
03/31/14 Dividend 1,940 Shs. 554.76
07/09/14 Dividend 1,940 Shs. 658.87 2,352.72
IShares Russell 1000 Value ETF
09/30/13 Dividend 2,515 Shs. $ 1,056.55
12/30/13 Dividend 2,515 Shs. 1,398.28
03/31/14 Dividend 2,515 Shs. 1,189.35
07/09/14 Dividend 2,515 Shs. 1,312.15 4,956.33
IShares Russell 2000 Growth Index ETF
09/30/13 Dividend 587 Shs. S 140.75
12/30/13 Dividend 587 Shs. 170.46
03/31/14 Dividend 587 Shs. 134.31
07/09/14 Dividend 587 Shs. 136.80 582.32
IShares Russell 2000 Value ETF
09/30/13 Dividend 551 Shs. $ 169.92
12/30/13 Dividend 551 Shs. 350.92
03/31/14 Dividend 551 Shs. 200.54
07/09/14 Dividend 551 Shs. 316.56 1,037.94
J.P. Morqan Chase & Co 5.5o Pfd Ser O
09/03/13 Dividend 232 Shs. $ 79.75
12/02/13 Dividend 232 Shs. 79.75
03/03/14 Dividend 232 Shs. 79.75
06/02/14 Dividend 232 Shs. 79.75 319.00
J.P. Moraan Chase 5.45°s Pfd Ser P
09/03/13 Dividend 153 Shs. $ 52.12
12/02/13 Dividend 153 Shs. 52.12
03/03/14 Dividend 153 Shs. 52.12
06/02/14 Dividend 153 Shs. 52.12 208.48
Johnson & Johnson
09/10/13 Dividend 700 Shs. $ 462.00
FORWARD $ 462.00 $ 46,774.86
- 125 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 462.00 $ 46,774.86
Johnson & Johnson
(cont'd)
12/10/13 Dividend 700 Shs. 462.00
03/11/14 Dividend 700 Shs. 462.00
06/10/14 Dividend 700 Shs. 490.00 1,876.00
Kimco Realtv 5.625e Pfd Ser K REIT
10/15/13 Dividend 32 Shs. 11.25
Kimco Realtv 6.9% Pfd Ser H REIT
10/15/13 Dividend 65 Shs. 28.03
Kimco Realtv Cort� S.So Pfd Ser J
10/15/13 Dividend 31 Shs. 10.66
Kimco Realtv Corp Pfd 60
10/15/13 Dividend 90 Shs. 33.75
Llovds Bankina Pfd 7.75%
10/15/13 Dividend 337 Shs. $ 163.23
O1/15/14 Dividend 337 Shs. 163.23
04/15/14 Dividend 337 Shs. 163.23 489.69
Lower Merion PA School 4% due 5/15/15
11/15/13 Interest $25,000 $ 500.00
OS/15/14 Interest $25,000 500.00 1,000.00
LOweS COmpdni2S InCOrpOYdt2d
11/06/13 Dividend 400 Shs. $ 72.00
02/O5/14 Dividend 400 Shs. 72.00
05/07/14 Dividend 400 Shs. 72.00 216.00
Market Vectors ETF Trust
12/30/13 Dividend 597 Shs. 323.57
FORWARD $ 50,763.81
- 126 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 50,763.81
Merck & Company Incorporated
10/07/13 Dividend 400 Shs. $ 172.00
O1/08/14 Dividend 400 Shs. 176.00
04/07/14 Dividend 400 Shs. 176.00
07/OS/14 Dividend 400 Shs. 176.00 700.00
MorQan Stanlev Cap III Pfd 6.250
09/03/13 Dividend 105 Shs. $ 41.02
12/02/13 Dividend 105 Shs. 41.02
03/03/14 Dividend 105 Shs. 41.02
06/02/14 Dividend 105 Shs. 41.02 164.08
Morqan Stanlev CaA IV Pfd 6.25%
10/O1/13 Dividend 94 Shs. $ 36.72
O1/02/14 Dividend 94 Shs. 36.72
04/01/14 Dividend 94 Shs. 36.72
07/O1/14 Dividend 94 Shs. 36.72 146.88
Morqan Stanley Cap Tr Pfd 6.60
10/15/13 Dividend 58 Shs. $ 23.93
O1/15/14 Dividend 58 Shs. 23.93
04/15/14 Dividend 58 Shs. 23.93 71.79
Morqan Stanley VIII Pfd 5.75% 7/15/33
10/15/13 Dividend 64 Shs. $ 23.00
O1/15/14 Dividend 64 Shs. 23.00 46.00
Moraan Stanlev VIII Pfd 6.45%
10/15/13 Dividend 27 Shs. $ 10.88
O1/15/14 Dividend 27 Shs. 10.88
04/15/14 Dividend 27 Shs. 10.88 32.64
National Retail 6.625% Pfd Ser D REIT
09/16/13 Dividend 77 Shs. 31.88
National Retail Properties 5.75% Pfd
09/16/13 Dividend 49 Shs. 20•37
FORWARD $ 51,977.45
- 127 -
RgCEIPTS OF INCOM$ (cont'd)
FORWARD $ 51,977.45
New York St Twv 4o due 4/1/17
10/O1/13 Interest $25,000 $ 500.00
04/O1/14 Interest $25,000 500.00 1,000.00
Nextera Enerav 5.625o Pfd Ser H
09/16/13 Dividend 43 Shs. 15.12
Nextera Enerqv Cap 5.125o Pfd Ser I
08/15/13 Dividend 84 Shs. 26.91
Nextera Enerqy Capital 5% Pfd
10/15/13 Dividend 26 Shs. 8.13
Nextera EnerQy Capital Pfd 5.70
09/03/13 Dividend 29 Shs. 10.33
Partnerre Ltd 5.875% Pfd Ser F
09/03/13 Dividend 60 Shs. 22.03
Partnerre Ltd 6.5a Pfd Ser D
09/03/13 Dividend 101 Shs. 41.03
Partnerre Ltd Pfd 7.250
09/03/13 Dividend 44 Shs. $ 19.94
12/02/13 Dividend 44 Shs. 19.94
03/03/14 Dividend 44 Shs. 19.94
06/02/14 Dividend 44 Shs. 19.94 79.76
Pennsvlvania St TAk 5% due 12/1/20
12/02/13 Interest $25,000 $ 625.00
06/02/14 Interest $25,000 625.00 1,250.00
Pennsvlvania State 5o due 10/1/13
10/O1/13 Interest $25,000 625.00
FORWARD $ 55,055.76
- 128 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 55,055.76
Pennsvlvania State 5% due 4/15/17
10/15/13 Interest $25,000 $ 625.00
04/15/14 Interest $25,000 625.00 1,250.00
Pennsylvania State Econ 5o due 1/1/20
O1/02/14 Interest $25,000 $ 625.00
07/O1/14 Interest $25,000 625.00 1,250.00
Phillips 66
09/03/13 Dividend 250 Shs. $ 78.13
12/02/13 Dividend 250 Shs. 97.50
03/03/14 Dividend 250 Shs. 97.50
06/02/14 Dividend 250 Shs. 125.00 398.13
Pleasant Valley PA School 3% due 5/15/14
11/15/13 Interest $25,000 $ 375.00
05/15/14 Interest $25,000 375.00 750.00
PNC Financial Services 5.375o Pfd
09/03/13 Dividend 28 Shs. $ 9.41
12/02/13 Dividend 28 Shs. 9.41 18.82
PNC Financial Services 6.125o Pfd Ser P
11/O1/13 Dividend 311 Shs. $ 119.05
02/03/14 Dividend 311 Shs. 119.05 238.10
PPL Capital Fndinq 5.9% Pfd Ser B
10/30/13 Dividend 32 Shs. $ 11.80
O1/30/14 Dividend 32 Shs. 11.80
04/30/14 Dividend 32 Shs. 11.80 35.40
Protective Life Corp 6o Pfd
09/03/13 Dividend 35 Shs. 13.13
Protective Life Corp 6.25% Pfd
08/15/13 Dividend 53 Shs. $ 20.70
FORWARD $ 20.70 $ 59,009.34
- 129 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 20.70 $ 59,009.34
Protective Life Corp 6.25o Pfd
(cont'd)
11/15/13 Dividend 53 Shs. 20.70 41.40
Prudential Financial Inc 5.7% Pfd
09/16/13 Dividend 96 Shs. $ 34.20
12/16/13 Dividend 4 Shs. 34.20 68.40
Prudential Financial Inc 5.75o Pfd
09/16/13 Dividend 76 Shs. $ 27.31
12/16/13 Dividend 76 Shs. 27.31 54.62
PS Business 5.75o Pfd Ser U REIT
09/30/13 Dividend 19 Shs. 6.83
PS Business 6.875o Pfd Ser R
09/30/13 Dividend 16 Shs. $ 6•88
12/30/13 Dividend 16 Shs. 6•8$
03/31/14 Dividend 16 Shs. 6•$8
06/30/14 Dividend 16 Shs. 6.88 27.52
PS Business Pfd 6.450
09/30/13 Dividend 57 Shs. $ 22.98
12/30/13 Dividend 57 Shs. 22•98
03/31/14 Dividend 57 Shs. 22•98
06/30/14 Dividend 57 Shs. 22.98 91.92
PS Business Pk 6o Pfd Ser T REIT
09/30/13 Dividend 91 Shs. 34.13
Public Storaqe 5.2o Pfd Ser W
09/30/13 Dividend 39 Shs. 12.68
Public Storaqe 5.2o Pfd Ser X REIT
09/30/13 Dividend 33 Shs. 10.73
FORWARD $ 59,357.57
- 130 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 59,357.57
Public Storaae 5.375o Pfd Ser V
09/30/13 Dividend 19 Shs. 6.38
Public Storaqe 5.625o Pfd Ser U
09/30/13 Dividend 30 Shs. 10.55
Public StoraQe 5.75o Pfd Ser T REIT
09/30/13 Dividend 101 Shs. 36.30
Public Storaqe 6.35o Pfd Ser R REIT
09/30/13 Dividend 84 Shs. $ 33.34
12/30/13 Dividend 84 Shs. 33.34
03/31/14 Dividend 84 Shs. 33.34
06/30/14 Dividend 84 Shs. 33.34 133.36
Public StoraQe Inc Pfd 6.50
09/30/13 Dividend 72 Shs. $ 29•25
12/30/13 Dividend 72 Shs. 29.25
03/31/14 Dividend 72 Shs. 29.25
06/30/14 Dividend 72 Shs. 29.25 117.00
Public Storaqe Inc Pfd 6.8750
09/30/13 Dividend 15 Shs. $ 6.45
12/30/13 Dividend 15 Shs. 6.45
03/31/14 Dividend 15 Shs. 6.45
06/30/14 Dividend 15 Shs. 6.45 25.80
Public Storaae Pfd 5.90
09/30/13 Dividend 97 Shs. 35.77
Qwest Corp 7% Pfd
10/O1/13 Dividend 90 Shs. $ 39.38
O1/02/14 Dividend 90 Shs. 39.38
04/O1/14 Dividend 90 Shs. 39.38
07/O1/14 Dividend 90 Shs. 39.38 157.52
FORWARD $ 59,880.25
- 131 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 59,880.25
Qwest Corp 7.375% Pfd
09/03/13 Dividend 77 Shs. $ 35.49
12/02/13 Dividend 77 Shs. 35.49
03/03/14 Dividend 77 Shs. 35.49
06/02/14 Dividend 77 Shs. 35.49 141.96
Qwest Corp 7.5% Pfd
09/16/13 Dividend 115 Shs. $ 53.91
12/16/13 Dividend 115 Shs. 53.91
03/17/14 Dividend 115 Shs. 53.91
06/16/14 Dividend 115 Shs. 53.91 215.64
Ravmond James Financial 6.9% Pfd
09/16/13 Dividend 77 Shs. $ 33.21
12/16/13 Dividend 77 Shs. 33.21
03/17/14 Dividend 77 Shs. 33.21
06/16/14 Dividend 77 Shs. 33.21 132.84
Realtv Income Corp Pfd 6.625°s
08/15/13 Dividend 87 Shs. $ 12.01
09/16/13 Dividend 87 Shs. 12.01
10/15/13 Dividend 87 Shs. 12.01
11/15/13 Dividend 87 Shs. 12.01
12/16/13 Dividend 87 Shs. 12.01
O1/15/14 Dividend 87 Shs. 12.01
02/18/14 Dividend 87 Shs. 12.01
03/17/14 Dividend 87 Shs. 12.01
04/15/14 Dividend 87 Shs. 12.01
05/15/14 Dividend 87 Shs. 12.01
06/16/14 Dividend 87 Shs. 12.01 132.11
ReQencv Centers Corp 6% Pfd Ser 7
09/30/13 Dividend 19 Shs. 7.13
Reqencv Centers Corp Pfd 6.625%
09/30/13 Dividend 58 Shs. $ 24.02
12/31/13 Dividend 58 Shs. 24.02 48.04
FORWARD $ 60,557.97
- 132 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 60,557.97
Renaissancere Holdinas 5.375o Pfd Ser E
09/04/13 Dividend 66 Shs. 23.16
Renaissancere Holdinqs Pfd 6.080
09/03/13 Dividend 28 Shs. 10.64
Ridaeworth Seix FL Rate HI Inc Fd-I
11/O1/13 Dividend 1,657.459 Shs. $ 1.64
12/02/13 Dividend 1,657.459 Shs. 50.52
12/19/13 Dividend 1,657.459 Shs. 0.05
O1/02/14 Dividend 1,657.459 Shs. 52.35
02/03/14 Dividend 1,657.459 Shs. 52.83
03/03/14 Dividend 1,657.459 Shs. 49.92
04/O1/14 Dividend 3,862.531 Shs. 103.51
05/O1/14 Dividend 3,862.531 Shs. 118.49
06/02/14 Dividend 5,518.16 Shs. 147.39
07/O1/14 Dividend 6,069.428 Shs. 169.73 746.43
Roval Bank of Scotland 6.4% Pfd Ser M
ADR
09/30/13 Dividend 29 Shs. 11.60
Roval Bank of Scotland 6.6o Pfd Ser S
09/30/13 Dividend 43 Shs. $ 17.74
12/31/13 Dividend 43 Shs. 17.74
03/31/14 Dividend 43 Shs. 17.74
07/O1/14 Dividend 43 Shs. 17.74 70.96
Roval Bank of Scotland GP 5.75% Pfd Ser
L
09/30/13 Dividend 282 Shs. 101.34
Roval Bank of Scotland GP 6.125% Pfd Ser
R
09/30/13 Dividend 30 Shs. $ 11.48
12/31/13 Dividend 30 Shs. 11.48
03/31/14 Dividend 30 Shs. 11.48 34.44
FORWARD $ 61,556.54
- 133 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 61,556.54
Roval Bank of Scotland Pfd 6.35% Ser N
09/30/13 Dividend 95 Shs. $ 37.70
12/31/13 Dividend 95 Shs. 37.70
03/31/14 Dividend 95 Shs. 37.70 113.10
Scana Corporation 7.7o Pfd
10/30/13 Dividend 13 Shs. $ 6.26
O1/30/14 Dividend 13 Shs. 6.26
04/30/14 Dividend 13 Shs. 6.26 18.78
Senior HousinQ Properties Trust 5.6250
Pfd
11/O1/13 Dividend 66 Shs. 23.20
Southern Lehiqh PA School 4% due 9/1/24
09/03/13 Interest $25,000 $ 469.44
03/03/14 Interest $25,000 500.00 969.44
SPDR Dow Jones G1 Real Estate ETF
10/02/13 Dividend 596 Shs. $ 184.85
O1/02/14 Dividend 596 Shs. 237.21
04/02/14 Dividend 596 Shs. 137.00
07/02/14 Dividend 596 Shs. 280.15 839.21
SPDR MSCI ACWI EX-US
O1/02/14 Dividend 1,308 Shs. $ 550.58
07/02/14 Dividend 1,308 Shs. 880.68 1,431.26
Stanlev Black & Decker I 5.75% Pfd
09/16/13 Dividend 98 Shs. 35.22
State Street Corporation 5.25o Pfd Ser C
09/16/13 Dividend 92 Shs. 30.19
TCF Financial Co 7.5% Pfd
09/03/13 Dividend 48 Shs. $ 22.50
FORWARD $ 22.50 $ 65,016.94
- 134 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 22.50 $ 65,016.94
TCF Financial Co 7.5o Pfd
(cont'd)
12/02/13 Dividend 48 Shs. 22.50
03/03/14 Dividend 48 Shs. 22.50
06/02/14 Dividend 48 Shs. 22.50 90.00
Telephone & Data Svstem 5.875% Pfd
09/03/13 Dividend 64 Shs. 23.50
Telephone & Data Svstem 7% Pfd
09/16/13 Dividend 55 Shs. $ 24.06
12/16/13 Dividend 55 Shs. 24.06
03/17/14 Dividend 55 Shs. 24.06
06/16/14 Dividend 55 Shs. 24.06 96.24
Telephone & Data Svstems Pfd 6.875%
08/15/13 Dividend 27 Shs. $ 11.60
11/15/13 Dividend 27 Shs. 11.60
02/18/14 Dividend 27 Shs. 11.60
05/15/14 Dividend 27 Shs. 11.60 46.40
The Hershev Companv
09/13/13 Dividend 200 Shs. $ 97.00
12/13/13 Dividend 200 Shs. 97.00
03/14/14 Dividend 200 Shs. 97.00
06/13/14 Dividend 200 Shs. 97.00 388.00
Torchmark Corp 5.875o Pfd
09/16/13 Dividend 19 Shs. 6•98
Transfer from Principal
04/16/14 12,000.00
UBS Preferred Fnda Pfd Ser D
08/15/13 Dividend 161 Shs. $ 3.09
09/16/13 Dividend 161 Shs. 3.06
10/15/13 Dividend 161 Shs. 2•96
FORWARD $ 9.11 $ 77,668.06
- 135 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 9.11 $ 77,668.06
UBS Preferred Fnda Pfd Ser D
(cont'd)
11/15/13 Dividend 161 Shs. 3.03
12/16/13 Dividend 161 Shs. 2.91
O1/15/14 Dividend 161 Shs. 3.00
02/18/14 Dividend 161 Shs. 2.98 21.03
United Technoloqies Corporation
09/10/13 Dividend 200 Shs. $ 107.00
12/10/13 Dividend 200 Shs. 118.00
03/10/14 Dividend 200 Shs. 118.00
06/10/14 Dividend 200 Shs. 118.00 461.00
US Bancorp 6o Pfd Ser G
10/15/13 Dividend 35 Shs. $ 13.13
O1/15/14 Dividend 35 Shs. 13.13 26.26
US Bancorp Pfd 6.50
10/15/13 Dividend 79 Shs. $ 32.09
O1/15/14 Dividend 79 Shs. 32.09 64.18
US Cellular Corp Pfd 6.950
09/16/13 Dividend 17 Shs. $ 7.38
12/16/13 Dividend 17 Shs. 7.38 14.76
Vanquard Int-Term Inv Grade C1 Inv
07/O1/14 Dividend 504.032 Shs. 2.56
Van4uard Lonq Term Investment Grade Cl
Inv
07/O1/14 Dividend 479.386 Shs. 3.70
Ventas Realtv LP/CAP 5.45o Pfd REIT
09/16/13 Dividend 67 Shs. 22•$z
FORWARD $ 78,284.37
- 136 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 78,284.37
Vornado Realtv 5.4% Pfd Ser L
10/O1/13 Dividend 33 Shs. 11.14
Vornado Realtv 5.7% Pfd Ser K REIT
10/O1/13 Dividend 43 Shs. 15.32
Vornado Realtv 6.875% Pfd Ser J REIT
10/O1/13 Dividend 39 Shs. $ 16.76
O1/02/14 Dividend 39 Shs. 16.76
04/O1/14 Dividend 39 Shs. 16.76
07/O1/14 Dividend 39 Shs. 16.76 67.04
Vornado Realtv LP Pfd 7.875%
10/O1/13 Dividend 172 Shs. $ 84.66
O1/02/14 Dividend 172 Shs. 84.66
04/O1/14 Dividend 172 Shs. 84.66
07/O1/14 Dividend 172 Shs. 84.66 338.64
Weinaarten Realtv 6.5% Pfd Ser F REIT
09/13/13 Dividend 19 Shs. $ �•�2
12/13/13 Dividend 19 Shs. �•�2
03/14/14 Dividend 19 Shs. �•�2
06/13/14 Dividend 19 Shs. 7.72 30.88
Weinqarten Realtv 8.1% Pfd REIT
09/16/13 Dividend 37 Shs. $ 14.99
12/16/13 Dividend 37 Shs. 14.99
03/17/14 Dividend 37 Shs. 14.99
06/16/14 Dividend 37 Shs. 14.99 59.96
Wells Farqo & CompanV 5.25o Pfd Ser
09/16/13 Dividend 30 Shs. 9•84
Wells Farqo & Companv 5.85o Pfd Ser Q
09/16/13 Dividend 63 Shs. $ 13.56
12/16/13 Dividend 63 Shs. 23.03
03/17/14 Dividend 63 Shs. 23.03
FORWARD $ 59.62 $ 78,817.19
- 137 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 59.62 $ 78,817.19
Wells Farqo & Companv 5.85% Pfd Ser Q
(cont'd)
06/16/14 Dividend 63 Shs. 23.03 82.65
Wells Farqo & ComAanv Pfd 80
09/16/13 Dividend 14 Shs. $ 7.00
12/16/13 Dividend 14 Shs. 7.00
03/17/14 Dividend 14 Shs. 7.00
06/16/14 Dividend 14 Shs. 7.00 28.00
Wilminqton Tax-Exempt Monev Market Fund
Select Shs
09/03/13 Interest $ 0.65
10/O1/13 Interest 0.90
11/O1/13 Interest 0.68
12/02/13 Interest 0.43
O1/02/14 Interest 0.03
02/03/14 Interest 0.32
03/03/14 Interest �•28
04/O1/14 Interest �•2$
05/O1/14 Interest 0.31
06/02/14 Interest 0.26
07/O1/14 Interest 0.28 4.42
TOTAL RECEIPTS OF INCOME $ 78,932.26
---------------
---------------
- 138 -
DISBURSEMENTS OF INCOME
Manufacturers and Traders Trust Company
- Market Value Fee
09/16/13 $ 2,966.81
10/15/13 2,995.13
11/15/13 3,042.57
12/16/13 3,033.67
O1/15/14 3,108.41
02/18/14 3,086.60
03/17/14 3,073.97
04/15/14 3,059.85
05/15/14 3,117.65
06/16/14 3,149.85 $ 30,634.51
Rhoads & Sinon, LLP - Leaal Expense
04/10/14 Payment of 1/2 of the Amount Claimed for
Costs and Fees as per Court Order 29,208.16
Barry L. Heckard, Sr. Tax Collector -
Real Estate Taxes f/b/o Joan A. Schrader
03/19/14 2014 Cumberland County and Mechanicsburg
Boro $ 905.28
03/25/14 2014 Mechanicsburg Boro Per Capita Tax 4.90 910.18
TOTAL DISBURSEMENTS OF INCOME $ 60,752.85
--------------
--------------
- 139 -
DISTRIBUTIONS OF INCOME TO BENEFICIARIES
Apria Healthcare - Medical Expense f/b/o
Joan A. Schrader
04/O1/14 $ 32.81
Countrv Meadows at Home - Services f/b/o
Joan A. Schrader
06/26/14 132.00
Borouqh of Mechanicsburq - Utilitv
Expense f/b/o Joan A. Schrader - 508
Cocklin St
10/16/13 $ 131.00
O1/15/14 126.00 257.00
Comcast Cable - Cable Expense f/b/o Joan
A. Schrader/Gary Fisher - 508 Cocklin St
09/03/13 $ 139.89
09/20/13 139.89
10/22/13 139.93
11/19/13 139.93
12/26/13 139.93
O1/23/14 140.51
02/24/14 141.72
03/21/14 141.72
04/21/14 141.75
05/22/14 144.57
06/19/14 141.75 1,551.59
FORWARD $ 1,973.40
- 140 -
DISTRIBUTIONS OF INCOME TO BENEFICIARIES (cont'd)
FORWARD $ 1,973.40
PPL Electric Utilities - Utilitv Expense
f/b/o Joan A. Schrader - 508 Cocklin St
12/26/13 $ 229.46
O1/28/14 292.35
02/24/14 317.51
03/25/14 224.80
04/28/14 176.40
05/27/14 122.21
06/27/14 143.13 1,505.86
United Water Pennsvlvania - Utilitv
Expense f/b/o Joan A. Schrader - 508
Cocklin St
09/03/13 $ 23.58
09/20/13 29.68
10/22/13 23.70
11/18/13 23.70
12/26/13 23.70
O1/23/14 23.94
02/20/14 23.94
03/21/14 23.94
04/21/14 24.04
05/22/14 23.98
06/20/14 23.98 268.18
FORWARD $ 3,747.44
- 141 -
DISTRIBUTIONS OF INCOME TO BENEFICIARIES (cont'd)
FORWARD $ 3,747.44
Efrain Lua - Lawn Care Service f/b/o
Joan A. Schrader - 508 Cocklin St
08/15/13 $ 30.00
09/03/13 30.00
09/09/13 30.00
09/27/13 30.00
10/15/13 30.00
10/31/13 30.00
06/04/14 60.00 240.00
Arnold's LandscaAinq LLC - Lawn Care
Service f/b/o Joan A. Schrader and Gary
Fisher
05/29/14 $ 84.80
07/03/14 332.31 417.11
CMS Medicare Insurance - Medical
Insurance Premium Part A and/or Part B
f/b/o Joan A. Schrader
09/18/13 402.30
USAA - Insurance Premium Expense f/b/o
Joan A. Schrader
O5/09/14 Automobile $ 641.72
07/OS/14 Homeowners 859.20 1.500.92
TOTAL DISTRIBUTIONS OF INCOME TO BENEFICIARIES $ 6,307.77
---------------
---------------
- 142 -
INCOME BALANCE ON HAND
FIDUCIARY
VALUE AT ACQUISITION
07/09/2014 VALUE
CASH (AUTOMATICALLY INVESTED) $ 11,871.64 $ 11,871.64
TOTAL INCOME BALANCE ON HAND $ 11,871.64 $ 11,871.64
------------------ ------------------
------------------ ------------------
THE ABOVE CASH IS CURRENTLY INVESTED IN
Wilmington Tax-Exempt Money Market Fund Select Shs
Manufacturers and Traders Trust Company
� �
BY �
a es A. Smiley, Vice Pre d nt
ardian for Joan A. Schr ,
An Incapacitated Person
- 143 -
VERIFICATION
Manufacturers and Traders Trust Company, Guardian for JOAN A.
SCHRADER, an Incapacitated Person, hereby declares under oath that it has
fully and faithfully discharged the duties of its office; that the
foregoing Account is true and correct and fully discloses all significant
transactions occurring during the accounting period; that all known claims
against the Guardianship have been paid in full; that, to its knowledge,
there are no claims now outstanding against the Guardianship; and that all
taxes presently due from the Guardianship have been paid.
This statement is made subject to the penalties of 18 PA. C.S.A.
Section 4904 relating to unsworn falsification to authorities.
�� .
M acturers and Tra ers Trus C mpany
Dated: 7/�Ol��
- 144 -