HomeMy WebLinkAbout89-0786 _ _ _. _. _._ _ _
1N RE: THE TRUST UNDER : iN THE COURT OF COMMON PLEAS
AGREEMENT, OF HARRIET J. : CUMBERLAND COUNTY, PENNSYLVANIA
FREDRICKSEN DECEASED, : ORPHANS' COURT DIVISION
f/b/o DOROTHY A. JACOBSEN, et al. : NO. 21-89-786
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RECEIPT, RELEASE, REFUNDING ��; ' '" <_ -�_
AND INDEMNITY AGREEMENT, DATED JULY 11,2014,�U, c�,.�,, � r
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FOR TERMINATION OF THE TRUST UNDER AGREEMEPR'�- . ..,� '" �:a
OF HARRIET J. FREDRICKSEN, DATED JULY 14, 1983�� � �`-Y �'�
TRUST #5, f/b/o DOROTHY A. JACOBSEN, et aL D -�y t'' `�,-r,
� �
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THIS AGREEMENT is made this 1 l�" day of July, 2014, by and between Manufacturers
and Traders Trust Company, as successor trustee (the "Trustee") of the irrevocable Trust under
Agreement established by Harriet J. Fredricksen, as Settlor, dated July 14, 1983, and identified
as Trust #5, f/b/o Dorothy A. Jacobsen (the "Trust"), and is also executed by the Trust's
beneficiaries, namely by Jennifer J. Cassell, Erica J. Vaughan, Cristi Kyler, and Cleve Matthew
Fredricksen, all of whom are adults of legal age and under no disability (collectively, the
"Beneficiaries").
WITNESSETH :
WHEREAS, Harriet J. Fredricksen (the "Settlor"), established the Trust by her execution
of that certain irrevocable Trust Agreement dated July 14, 1983 (the "Trust Agreement"), a copy
of which is attached hereto as Exhibit A and is fully incorporated herein by this reference; and
WHEREAS, Dorotha A. Jacobsen, the life beneficiary of the Trust, died on February 11,
2014; and
WHEREAS, the Trust Agreement provides in Paragraph (c) thereof as follows:
"(c) Upon the death of Dorothy A. Jacobsen, the Trustee shall pay and
deliver the corpus of the Trust, after deducting there from all proper charges and
expenses and compensation of the Trustee, to Settlor, Harriet J. Fredricksen, her
heirs, executors, administrators or assigns, in kind. It is expressly understood
that the Trustee shall not be entitled to compensation on the corpus of the Trust.
Any income accrued or undistributed at the termination of the Trust shall be
payable to the estate of Dorothy A. Jacobsen."
; and
WHEREAS, the Settlor died testate on October 1�, 19�9, a resident of Cumberland
County, Pennsylvania; and
WHEREAS, the Settlor's Last Will and Testament, dated October 18, 1988 (the "Will")
was duly admitted to probate in Cumberland County, Pennsylvania(entered to File No. 21-89-
786). A copy of the Will is attached hereto as Exhibit B and is fully incorporated herein by this
reference; and
WHEREAS, Item No. 5 of the Will provides that, following the death of Dorothy A.
Jacobsen, the Trust's assets shall be distributed "to my grandchildren sur��iving at the time of
termination of Trust No. 5, in equal shares", i.e., to the Beneficiaries, who are the Settlor's
grandchildren; and
WHEREAS, the Trustee is the successor trustee of the Trust through the previous
mergers of its corporate predecessors Dauphin Deposit Bank and Trust Company and Allfirst
Trust Company of Pennsylvania, N.A., respectively the original and prior trustees of the Trust;
and
WHEREAS, the Beneficiaries now desire the Trustee t� settle and terminate the Trust
informally, in order to avoid the expense and delay involved with the formal adjudication of a
First and Final Account by the Orphans' Court Division of the Court of Common Yleas of
Cumberland County, Pennsylvania (the "Court"); and
WHEREAS, the Trustee has prepared a First and Final Account of the Trustee's
administration of the Trust, from July 15, 1983 to July 7, 2014 (the "Account"), and a copy of the
Account is attached hereto as Exhibit "C" and is fully incorporated herein by this reference; and
WHEREAS, after payment of$4,500 reserved in the �ccount for final attorney's fees
and $250 reserved for attorney's disbursements, the remaining assets of the Trust are now
distributable to the Beneficiaries, equally and outright; and
WHEREAS, pages 152 and 153 of the Trust Account�collecti�ely, the "Schedule") show
the proposed distribution of$43,938.40 of combined principal and income cash to each of the
Beneficiaries (as more particularly ciescribed in the ScYiedule); and
WHEREAS, the Beneficiaries desire to forever settle ancl�;ompromise any and all claims
and rights which they might possess, now or hereafter, in the T'rust, �nd to confirm their
acceptance of the Account and of the final cash distributions s�t forth on the Schedule, in full
satisfaction of their entitlements under the Trust Agreement, and for any and all other legal
purposes; and
WHEREAS, the Beneficiaries wish to release and discharge the Trustee, and to
indemnify it against any and all claims that may hereafter be asserted against the Trust, and/or
the Trustee after the date hereof; and
WHEREAS, the Trustee is willing to terrninate the Trust informally, and to distribute the
remaining assets thereof in accordance with the Account and the Schedule, in consideration of
the indemnifications hereinafter provided to it by the I�eneficiaries.
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NOW THEREFORE, in consideration of the foregoing, and intending to be legally bound
hereby, the Beneficiaries,jointly and severally, for themselves, their heirs, personal
representatives, successors and assigns, hereby agree as follows:
1. Confirm that the foregoing recitals are t:-ue and correct and the same are hereby
incorporated by reference into this Agreement as provisions hereof.
2. Acknowledge that they have received copies of the Account and the Schedule, a
copy of which is attached hereto as Exhibit "C", and is hereby fully incorporated herein by this
reference.
3. Declare that they have had the opportunity to review the Account and the
Schedule and based upon their examination(or upon their decision not to make such an
examination), they are satisfied that they have sufficient information to make an informed waiver
of their right to a formal fiduciary accounting with the Court, and to hereby waive the filing and
auditing of the same.
4. Accept the Account and the Schedule, whether examined or not, as if the same
had been duly filed with, audited, adjudicated and confirmed absolutely by the Court.
5. Acknowledge that $43,938.40 (cash), being the distributive amount specified on
the Schedule for each of the Beneficiaries, is made in full satisfaction of their respective
entitlements to the Trust, whether under the Trust �greement or otherwise.
6. Release, remise, quitclaim and forever discharge the Trustee, including its
employees, attorneys, agents, heirs, personal representatives, successors and assigns, from and
against any and all claims that the Beneficiaries, as residuary beneficiaries/legatees and/or as
heirs at law, had, now have or may in future have in connection with the Trust.
7. Agree to refund, on demand, all or any part of the aforesaid distributions, as more
particularly set forth on the Schedule, which are tletermined by the Trustee, or by the Court, or
by any court of competent jurisdiction, to have been improperly inade.
8. Agree to indemnify and hold harmless the Trustee, including�its respective
employees, attorneys, agents, heirs, personal representatives, successors and assigns, from and
against any and all claims, loss, liability or damage (whether or not related to the negligence of
the Trustee) that may hereafter be asserted against the Trust, and the Trustee, or any of them.
9. Consent to the Court exercising personal jurisdiction over them in any suit ar
action arising out of the �nforcement of this Agreement.
10, The parties agree and consent ta the Court exercising personal jurisdiction over
them in any suit or action arising out of the enforcement of this Agreement.
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11. Each of the Beneficiaries further represents, warrants and agrees that:
(a) He/she has read and understands this Agreement;
(b) He/she has entered into this Agreement�y his/her own free will
and choice without any compulsion, cluress or undue influence from anyone; and
(c) He/she acknowledges that he/she has had the opportunity to seek
the advice of an attorney, prior to executing this Agreement or has voluntarily
chosen not to consult with an attorney.
12. The parties agree that this Agreement may be filed of record with the Court and/or
with the Register of Wills of Cumberland County, Pennsylvania.
13. The parties intend that this Agreement is binding upon each of them and the heirs,
personal representatives, successors and assigns of each, and that this Agreement shall be
construed in accordance with the laws of the Commonweaith of Pennsylvania.
14. This Agreement may be executed in one or more counterparts, each of which shall
be deemed an original and all of which together shall be deemed the same agreement.
15. This Agreement represents the entire understanding between the parties hereto
with respect to the subject matter hereoY; and this Agreement supersedes all previous
representations, understandings, or agreements, oral or written, between the parties with respect
to the subject matter hereof. No promise or inducement that is not herein expressed has been
made io any of the parties, and those parties do not rely upon an_y statement or representation
made by any person.
16. This Agreement may not be moditied except by a written instrument signed by all
the Beneficiaries and also by the Trustee, and acknowledged bef�re a notary public or other
officer qualified to administer oaths or affirmations.
17. This Agreement shall be inter�reted according to and governed by the laws of the
Commonwealth of Pennsylvania.
18. If any term, condition, clause or provision of this Agreement shall be determined
ar declared to be void or invalid in law or other��vise, then only that term, condition, clause ar
provisions shall be stricken from this Agreement. In all other respects, this Agreement shall be
valid and continue in full force, effect, and operation.
IN WITNESS WHEREOF, the Beneficiaries have hereunto set their hands and seals to
the Consents attached hereto, with the same to be effective as of the date first above written.
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__ _ _ _ _ . _ _ _ _
IN RE: THE TRUST UNDER : 1N THE COliIZT OF COMMON PLEAS
AUREEMENT OF HARRIET J. : CUMBERLAND COUNTY, PENNSYLVANIA
FREDRICKSEN, DECEASED, : ORPHANS' COliRT DIVISION
f/b/o DOROTHY A. JACOBSEN, et al. : NO. 21-89-786
CONSENT TO
RECEIPT, RELEASE, REFUNDING
AND INDEMNITY AGREEMENT, DATED JULY 11, 20t4,
FOR TERMINATION OF THE TRUST UNDER AGREEMENT
OF HARRIET J. FREDRICKSEN, DATED JULY 14, 198�
TIZUST #�, f/bJo DOYtOTHY A. JAC'C)BSEN, et al.
THE UNDERSIGNED, JENNIFER J. CASSEL, being ane of the beneficiaries of the
above-referenced irrevocable trust, hereby joir,s in, agrees to and consents to the Receipt,
Releas�, Kefunding And Indemnity Agreement, Dated July 1 l, 2014, For 1�ermination of the
1�rust Under Agreement Of Harriet J. Fredricksen, Dated July 14, 19�53 T'rust#5, f/b/o Dorothy
�. 3ac�bs�n, for the purposes expressed therein, and also acknowledges receipt o copies of all
�x:�ibits attached thereto.
��� N� � —. cass�L _�
S1�ATE O�� �IARYLAND :
. SS.
C'OUNTY OF �t,�.Q .
Un±his, the�'(o�` day of �� , 2U14, before me, the undersigned officer,
personally appeared JENNIFLR J. CAS�knewn to me (�r sa±:sfactorily proven) to be the
persan whose name is subscribed to the within instrument, and acknowledged that she executed
the same as her free and voluntary act, in the capacity and for the purposes expressed therein.
IN WITNESS WHEREOF, I have hereunder set my hana arid official seal.
'1'WINH DAO -- - -- -----
NOTARY PUELEC STATE OF MARYLAND Notary° Pub;1C
My�ommiss�on Expires July 5,2017
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IN RE: THE TRUST U�iDER : Il�i THE t'OUR'r JF COMMON PLEAS
AGREEMEI�'T OF HARRIET J. : CUMBERLAND COUNTY, PENi�iSYLVANIA
FREDRICKSEN, DECEASED, : ORPHANS' C`OURT DIVISION
f!b/o I)OROTHY A. JACOBSEN, et al. : NO. 2l-89-786
CONSENT TO
RECEIPT, RELEASE,REFUNDING
AND INDEMNITY AGREEMENT, DATEll JULY 11, 2014,
F(1�R TERMINATiON OF TH�' TRUST L'I�TDER AGREEMENT
OF H 4RRIET J. FREDRICKSEN, DATED JULY 14, 1983
TRV ST #5, f/b/o DORUTHY A. JACOBSEN, et al.
THE LTNDERSIGNED, ERICA J. VAUGHAN, being one of the beneficiaries of the
above-referenced irre��ocable trust, hereby joins in, agrees to and consents to the Receipt,
Release, Refunding And Indemnity Agreement, Dated July 11. 2014, For Termination of the
Trust C1n�er Agreement Of:-iarriet J. Fredricksen, Dated July 14, 1983 Trust#5, f/b/o Dorothy
A. Jacobsen, for the purposes expressed therein, �nd also ackna���l�dges receipt of cc�pies oi��ll
i:�hinits attacnecl thereto.
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ERiCA J. UGHA '
COMl'�✓lONVVEALTH UF VIRGINIA :
: SS.
COUNTY OF�I"� �LC Vv 1 ��.Gl� :
On this, the �� day of_�_ , 2014, before me, the undersigned ofticer,
personally ap�eared ERICl� J. VAUUH,�nown to me (or satisfactorily proven) to be the
person whose name is subszribed to t�'�e w�ithir, instrument, and acknowiedged that she execute�
the same as her free and v;�luntary act, in the capacity and for the�urposes expressed therein.
TN WI'1,i�1ESS R��iER�UF. C have hereunder set mv hand and orficia7 seal.
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AMd�NC1AFFfl9FER Notary P�61ic
NOTARY PUBUC
C��NWEAL�O�VIRGINIA
MY COMM��ION EXPlRES MAR.31,2016
��}MMISSIQN n 72t3550
— � —
IN RE: THE TRUST U1�iDER : 1N THE COUR'T OF COMMON PLEAS
AGREEMENT OF HARRIET J. : CUMBERLAND COLTi�ITY, YENNSYLVANIA
FREDRICKSEN, DECEASED, : ORPHANS' COURT DNISIt7N
f/b/o DOROTHY A. JACOBSEN, et al. : NO. 21-89-786
CONSENT TO
RECEIPT, RELEASE, REFUNllING
AND INDEMNITY A(�REEMENT, DATED JLTLY 11, 2014,
FOR TERMINATION �F THE TRUST LiNDER AGRE�MENT
OF HARRIET J. FREDKICKSEN, DATED .iULY 14, 1983
TRLIST #5, f/b/o 3I+ORt)'THY A. JACOBSEN, et a�i.
THE UNDERSIGNF,D, CRISTI F�YLER, being on� of the b�neticiaries o�the above-
referenced irrevocable trust, hereby joins in, agrees to and consents t� trie IZe�eipt, Release,
Refunding And Indemnity Agreement, Dated 3uly 11, 2014, Far�erniination a#�the Trust L'nder
Agreement Of Harriet J. Fredricksen, Dated July 14, 1983 Trust#5, f�'b/o Dorothy A. ,lacobs�n,
for the purposes expresse�therein, anci also ��:knowled�es receipt of co�ies o�alr Eahibits
aitached thereta.
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CRIS�'I I�'�'I,EK -----
COiVIMUNVVEAL"I'H OF VIRGINIl� :
: SS.
COUNTY OF AL'GUS I'A :
�?r. ±?�is, thP�c?�y �f ;/� _ Z�)I Q�_ hPfnY� �Tle, 'fhe undersi�?nec� ofticer,
' E knowr,to me or satisfactorilv rovenl tc� be the erson
personally appeared CRISTI KYL , ( , p �
whose name is subscribed to the within instrument, an� acknowiedged that she executed the
same as her free and voluntary act, in the capacity and for the purposes expressed therein.
IN WITNESS WHEREOF, I have hereunder sct my hand and off cial seal.
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_ .
IN RE: THE TRUST tJNDER : IN T'HE COURT OF COMMON PLEAS
AGREEMENT OF HARRIE'I' J. : CiTMBERLANU COUNTY, PENNSYLVANIA
FREDRICKSEN, DECEASED, : ORP��ANS' C(3URT DIVISION
f,/bio DORO'THY A. JACOBSEN, et al. : �;0. 21-89-?A6
CONSENT TO
RECEIPT, RELEASE, REFtiNDING
AND INDEMNITI' AGREEMENT, DATED JULY 11,2014,
FOR TERMINATION OF THE TRUST UNDER AGREEMENT
OF HARRIET J. FREDRICKSEN, DATED .TULY 14, 1983
TIZUST #5 f/b/o DOROTH��.A. JACOBSFN et al.
'TI�E UNDERSIGNED, CLEVE MATTHEW FRF,DRICKSEN, being one of the
beneficiaries of the above-referenced irrevocal�le trust, h�reby joins in, agrees to and consents to
the Receipt, Release, Refunding And Indemnity Agreenlent, P.ated Julv 1?, 2014, For
Termination of the Trust Under Agreement Of Harriet J. Fredricksen, llated July 14, 1983 Trust
#5, f/bi1; [�orothy A. Jacobsen, for the purposes expressed therein, �nd aisc, acknowledgc�s rcceipt
of copies of a11_ E.xhibits attached thereto.
�!!'"' -- -- — ------_
C�LEVE MA'fT}�FVV FR�DRICKSEN
COMMONWEt�LTH OF VIRGINIA :
: 5j.
COUNTY OF �=A�ac..1��r���-- :
On this, the�day of�_, 2014, before me, the undersigi�ed officer,
pers��naliy appeareci C'L�;VE i'�1A7 THEW�F�,I)R1C���.i�, known to me �nr satisiactorily
proven) to be the person whose name is subscribea to the within instrument, and acknowledged
that he executed the same as his free and voluntar}� act, in the capacity and for the purposes
expressed therein.
IN WITNESS `JvHEREOF, I have hereund�r set my hand and offcial seal.
,,,,,,,,,,,,,,,,
�o��^e w�/�,
��' �-oNw.•ae�-, LINDA B.WOOD
� :���' F+�, _ Notary Pubiic �
° - Commonweaith of.V�i inia �
; :U OF S; ' ��.�
=i`�. .��o:My Commissipn E�ires -S-..3.�("/.� _` :<<�-cti-—1!�,f. �:��` ------
''o°r,�����e�,.�'� Commissipn Ip�i6G730 �
,,,,a�� ,,, Notary I trblic
,,,,,,,,,,,
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. ' � AGRE�MENT OF TRUST ' �
. �
HARRIET J. FREDRICKSEN �
Agreement o� Trust dated Vl6� �7 , 1983, between j
t
HARRIET J. FREARICKSEN, of the Horough af ea� x;.ii, Cumberlarid �
County, Pennsy].vania, hereinaf�er referred to as "Se��lor", and
. DAUPHII3 DEP03IT $ANK AND TRUST COMPANY of the City of Harrisbuxg,
:.s . ,i� . ' .
Dauphin Coun�y, P�nnsylvania, hereina:Ete?�q , referred to as "�rustee", �
• , 4�;9 ' '
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. . . ��"S�P,s�c:.., p . . ' .
"��' ��. lytji;
W I T N.E S S E T �• �::�+:�,��3 •
h��Y;,;�,`�� ,,;�,�..
5e�tlor hereby estab��,��she���an irrevocable �trust ta be � ;
��_w�i� ��
known as the "�HARRIET J. F���}�xC :.�N TRUST" #5,' the funds and
;,rr;:, .,t:��;;����';ti. ..^
' � k�,� ';t�,�-
property o� which sha11. �.e devo��ad v5'�iolly and exclusively to the
vi?fE ':1�'
purposes here3.na�te��s;s�r��a��sxth.��!��' . �
� ��.��tur� .
h>`�
5aid Tr��t sha1:�',•�,be managed by Trustee, with the
.�,� �,�
powe�s and duti.es ti'��1��in �er expressed. Titl.e to a11 of the ,
�'V�'y`3��
property of the Trust .shaJ.l vest in Trustee and it5 successors, in
trust, and the principal and income of the Trust shall be dis-
� bursed only as 'he�rein pravided. � � �
For sa3.d purpose5 and for consideration ta her herein . _ -
moving, Se�tlor hereby transfers, assigns, deliders and sets
over unto Trustee an& i�s successors, in �.rust, 2;13� shares of
Comman Stock of The 5ou�hern Company. Set�lor may, from �ime
to time, add additional cash. and/or property to the Trust, �or .
the purposes and subject to the conditions and. ].imita�ions herein
set for�h. ' _
. ������.
EXHIBIT A
� ��.-� �....f� . . ,
�, , , � . .
� , , . . . .
Trustee shall hold. the property transferred �o i�, �
with full power to retain such praperty for so �,orig a time • �
. � duri,ng the term hereof as it shaZl deem advisable�, even though
such re�ention rnay resuZt in an apparen� Zack of diversa.ticati.on
of investments. Trustee shall have full power� and authority in
its discretion to sell any or a1Z of such property and to re— �
� invest the proceeds in such stock, bond �� real estate or other
�?.
� securities as, in its judgment, may�l�e a�uisable and for the
,�,;,�:��;a������,>.
best inte�ests o£ the xxus� and �h�b:�enef'��ary thareof, withou� .
u,x--��'�:�.. �;� � ,
,�•r �::�
restriction to inves�ments app''�;ved;,�y law £ar the investment af
�
�rust funds. �'ar conveni ` � ' �`��,nag3ng the Trust and trans—
�_,�'����� ��, ..
. � 'V' . ��. .
= ferring.any securities k��ld in �'�id�Trus�, Trustee sha}.l have
. . .�{��r I�s3T ., .
�;:: �.
full author.ity to �:��::��te��-.,^��,.u�����p��.n.vestmen�s, either in its name as
�AY . .
�;
Trustee or in the °,�.ame• of��i nominee, i�' being understnod, however, �
���b ��� .
that on �he books a�i�; . .���rds o� Trus�ee such secura:ties sha11,
���,x;-
be designated as bel.ongi.ng to �he Trust, and •
(a) 'shall deduct there£rom,when received, all proper
charges and expenses, including its own reasonable compensation;
and ' .� ' �
�� '
(b? ,,�,� �he ztet i me to Dorothy A. Jacobsen, whose
.�...�..�.. �
presen� �address is 52 B.Ca�s�- Italia�,� Freehol.d, N.J. 07726, in .
regular, manthly payments durii�g her �lifetime, whiah monthl.y
. ,�,r.�...+..
payments shall be made on or about the 20th of eaah mo.nth,
beginning S'�pf�ptl� 20�, 1983, and sha�.Z be in such respective �
. . . . '
amvunts as to be nearly as e.qual� as feasible; and �
. � . � � • {
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. , . . . . . . , . , . -
' (c) upon the death of Dorothy A�. Jacobsen, the .Tx�ustee .
shalZ pay and deliver the corpus of the Trust, a�ter deducting . � ' , .
therefrom a11. proper charges and expenses and compensation af :��„� �''
the Trustee, to Se�tlor, Harra,et J: Fredricksen., he� heirs, �:� ,.,' ;. � �
execu�ors, administra�ors or assigns, in kznd. It is expxessly'•':,�.{`','� ,'��`�
. \:; . .
understood �hat the '�ru�stee shall not.be en�itled to compensation. ��S ��• .
. on the corpus of the Trus�. Any' income s�ccrued, ax undistra.buted � �'�. � • �
, , � •�. � •• - .
�� .
at �he termination o� the Trust shal�.i,be�;�ayable to the est'�ate of„ ., •. �
�;.��,��a r�,�rv� . . . � r;. .
� Darothy A. Jacobsen. n���;,�'�;M� ,,�k:�_ • • , • .' ,,�
�'�c� • � , � ' ;�.
• ' Se�tlor hereby surre`i��ex�£�;�ny right ar power which �she':"�;; , �'��;<.`�
_,...- r;a�' . .. .�t`. .
� ���.f e� . • � . � �_ .
may otherwise have �o rev .���:r;��i�'�`3 -.�rust oz amend the purposes �. .. . .
. , � 3 . „
:<�.: ��'S ��4�"
- �Ehereof. �� . � ; • � • . ' .• •
e�;t . �4� ..
• • 'IN WITNESS;;i;:�f�E {'��i{��_S_� tlor has hereu�to se� hex hand � � �
' . aii� ��'^�:iip.r�.� ' '
d•iS• •
and seal, and Dau ;� Sn De it Bank and Trust Company has caused • .
P.� A�� .
�;t�, s�' -
�'. � ��
this S.nstrument td }�Y,;,.,�_., :� ted by its authorized Officers and its.� .
.`�E;�i��'3 .
• Corporate .SeaJ. to be hereunto a�£ixed as of the day and year first �
above written. . .
WITNESSs � ' ' ' •
�/ ��Q � (SEAS,)
Harra.et .' Fxeclricksen .
, j
ATTEST: � DAUPHIN DEPOSYT BANK ANA TRUST COMPANY
� . y! sy� `�a�.�.r Q• �a.-��'�..�.--�..� ' ,
S re�ary ��� O.� ���' � .
(Corporate Seal) �
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. . . �
. • �
� LllST WILL AND TBSTAlIBNT OF
! �
HARRIST JOHI�ISSN FR80RICKSBN
2, HARi2IET JOHNSEN FREDRICK5EN, of Camp Hill, Cumberland
County, Pennsylvania, do hereby make, publish and declare this as
and �or my Last Will and Testanent, and hereby revoke any Wills
or codicils thereto by me at anytime heretaYore made.
ITBM I. I order and direct that all my just debts and
' funeral expenses be paid out of my estate by my Executor herein-
�
after named, as soon as may conveniently be done after my
! decease.
IT8lI II. If my husband, CLEVE J. FREDRICKSEN, survives me
by as many as thirty (30) days, I give and bequeath to him all of
my tangible personal property, including furniture, furnishinqs,
jewelry and personal effects. If my husband does not survive me
by as mAny as thirty (30) days, then I give and bequeath all of
the above-mentioned tangible personal property to my aons, CLEVE
LAURANCE FREQRICKSEN, BRIAN HAROLD FREDRICKSEN, and THOMAS MARX
- FREDRICKSEN, to be divided among them by my Executor in as hearly
equal portions as may be deemed practical, having due regard !or
the personal preferences of my said three sons.
ITE!! III. I have estab2ished five separate irrevocable
ahort-term trusts with Dauphin Deposit Bank and Trust Co�ppany, as
Trustee, which are as follows:
i�95 '
:�:�
�
EXHIBIT B
. . , . . 4
I
• !
�
1. Trust No. 1, under Agreement executed as of January 1, �
i .
1983, Por the benefit of Beverly 8. Fredrfckeen, now or formerly ' �
t
of Route �l1, eox 364, Spottswood, Virqittia 24475. ;
2. Trust No. 2, under Agreement executed as of January 1,
1983, for the benefit of Doris W. Fredricksen, now or formerly of
Route $1, Box 104, Fairfield, Virginia 24a35.
3. Trust No. 3, under Aqreement executed November 19, 1979,
for the benefit of Frieda R. Johnsen, now or formerly of 247
Division Street, Massapequa, Long Island 11758.
4. Trust No. 4� under Agreement executed May 15, 1981, Por
the benefit of Daniel Elias Johnsen and Ingeborg Johnsen, whose
+ present addrss� is c/o Mrs. Sylvia Cheney, 1537 Waynesboro Road,
i Paoli, Pennsylvania 19301. �
5. Trust No. 5, under Agreement executed July 14, 1983, for
the benefit oP Aorothy A. Jacobsen, now or Pormerly of 52B Corso
Italin, Freehold, New Jersey 07728.
If I should die before the termination of any one or more of
� the�e P3ve separate irrevocable trusCs, I give and bequeath the
� principal oP each separate trust, remaining at the tfine of the
- � termination thereof, as follows: �
' Truat No. 1 - To Beverly S. Fredrieksen
j Trust No. 2 - To Doria W. Fredricksen •
�
� Truet No. 3 - To Frieda R. Johnson
! TL"ul�t No. 4 - To Linda Pinos, 1527 Fisher Road
i �
Mechanicsburq, Pennsylvania 17055.
-2- •�;`Q:
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Trust No. 5 - To my grandchildren surviving at the time of ;
termination of Trust No. 5, in equal ahares.
ITElI IV. I qive aad bequeath the amount of Ten Thousand
� ($10,Od0.00) Dollars, in cash, to my niece, GAIL WALSH BRASILI, �
Inow of 755 Autumn Tsrrace, Port St. Lucie, Florida 34983, pro-
f
� vided she is surviving at the time of my death.
IT�M V. I give and bequeath the amount of Ten Thoueand
($10,000.00) Dollars, in cash, to my niece, JoAN JOHNSEN
GOLDBERG, now of R. D. �6, Box 159, Troy, New York 12180, pro-
� vided ahe is surviving at the time of my death.
�
� ITEM VI. I glve and bequeath the aum of Ten Thou6and ,
� ,
($10,000.00) Doilars, in cash, to my nephew, STEVEN JOHNSEN, now
i
i
of 62d Pioneer Court, North, Miseoula, Montana 59801, provided he ,
� is survivinq at the time of my death.
ITBM VII. I give and begueath the sum of Ten Thousand
($10,000.00) Dollars, in cash, to my nephew, RUBERT JOHNSEN, now
or formerly oP 247 Division 3treet, Massapequa, Long Island
11758, provided he is surviving at the time ef my death.
ITEM VIII. I give and bequeath the sum of Ten Thousand
($50,000.00) Dollars, in cash, to my nephew, CHRIS JOHNSEN, now
. or formerly of 247 Division Street, Massapequa, Long island
11758, provided he is surviving at the time of my death.
ITE!( IX. i give� devise and bequeath all, the reat, residue
and remainder of my estate, of whatsoever nature and wheresoever
aituate, to DAUPHIN DEPOS=T BANK AND TRUST COMPANY of Harri�burg, •
Dauphin County, Pennsyivania, the Trustee under a Revocable Trust
..3_
`�r97
.�-���-:;
i
. . . . ! -
,
I
Agreement between me and DAUPHIN DEPOSZT BANK AND TRUST COMPANY, j
which was exeauted op December 19, 1974, and restated November 1,
1982, the assets compriaing my se►1d residuary estate to ba held
1 and administered by such Truatea, in truet, in accordance with .
i the terms of that Revocable Truet Agreement, as restated, ae it
� may bs further amended from tima to time.
� ITEl1 R. All eatate, inheritance, leqacy, successio� or
tranefer taxee (inc�uding any interest and penalties thereon)
impoaed by any domestic or foreign laws now or hereafter in force
with respect to all property taxab2e under such laws by reason of
� my death, whether or not such property passes under this, my
Will, and whether such taxes be payable by my estate or by any
recipient ot any such property, sha21 bs paid by my Executor out
of my residuary estate as part of the expenses of the administra-
tion thereof.
ITElI XI. I hereby nominats, constitute and appoint my
husband, CLEVE J. FREDRICKSEN, to be the Executor oP this, my
I,ast Will and Testament. IL my h�aband, CLEVE J. FREPRICKSEN,
should predecease me, or if he is unable or unwilling to serve as
auch Executor, then I hereby nominate, constitute and appoint
� DAUPHIN DEPOSIT BANK AND TRUST COMPANY of Harrisbnrq, Dauphin
County, Pennsylvania, its successor or successors by any merger,
conversion or conaolidation, to be the Executor of this, my Last
Will and Testament.
ITElI 7III. I hereby expresaly authorize and empoaer my .
Executor, in his or its sole discretion:
-4-
298
i
. , . ' I
. �
I �
(a) To inveet and reinvest all or eny part oP my esCate in :
i
such stocka, bonds, secur3Cies or otiher propertY, rea2 or per-
sonal, ae may be deemed proper, without being confined to the
investmente prescribed by stetute as legai investmente for
fiduciaries.
' (b) To sell real and peraonal property at public or private
sale, both for purposes of adminietration and distribution, for
such pricea and upon such terme as to cash and credit as may be
deemed proper, without liability on the purchasere to aee to the
application of the purchase money.
(c) To lease real property and to mortgage, develop, re-
t
� pair, improve, exchange or join in the partition of real pro-
Pe�Y•
(d) To exeraise any subscription, purchase or converaion
right in connection with any securfty held hereunder and conaent
to or participate in nny reorqanization, coasolidation cr merger . �
in any aorporation, company or assoaiation, the securitfes of �
which may be held hereunder. ,
(e) To compromise any claim, by or againat my eatate wfth- �
out the consent o£ any beneficiary.
{P) To carry investmenta in tbe name of a nominee or
nominses.
(g) To borrow money from any lender, and to pledqe any
asset� of my estate as security therefor.
(h) To make any distribution hereunder, either in kind or
in money, or partially in kind and parti�lly in money.
-5-
299
i
7t::
(i) Vote in pereon or by praxy, any seaurities held by him
or ft hereunder. j
(�) Keep reasonable amounte of cesh in �ank uninvested.
(k) To do all other acts necessary or desireble far the :
�
proper tnanagement, investment ot dfstribution of my estate.
IN WITNESS WHEREOF, Z, NARRIET JOHHSEN FREDRICKSEN� the
Testatrix, have to this I,ast Will and Testament, wzitten on six
(6) sheets of paper, set my hand and seal this �,8! day of
October, 1988. �
Siqned, sealed, published )
and declered by the above- )
named, HARRIET JOHNSEN j
� FREDRICKSEN, as and Pox ) i ,
heY Last W121 aad TQSta- ) �
� ment, i� the presence of .
; ua who have hereunto sub-
� soribed our names at her j� HARRI 3OHNSEN PREDRYCRSEN �� r
requeae as witnesses ) {
� thereto, in the presence ) '
. of the safd, Teatatrix, ) i �
and of each other. ) i
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COMMONp1EALTH OF PENNSYLVANIA : �
SS. .
COUNTY OF �C+.lt,p.�t.c�.. . ' �
d �
I, HARRIET JOHNSEN FREDRICKSEN, the Testatrix whoae name is
eigned to the foregoing Last Will and Teatament, having been dvly �
qualified according to law, do hereby acknowledge that I eiqned
and executed that instrument as my Last Will and Testament; that ; =
I siqned it willingly and as my free and voluntary act for the
purpoees thezefn expressed. 4 °;
� ,, A ' ' r r;
- ' �A .i1': �A4� ������.�_ : . . . - '��.����::
HA ET JOHNSEl�F[tEDRICK9EN �
:i�
sworn to and acknowledged ' s��� �^�
,.:' ��.�
before me by Hnrriet Johnsen ';;:.�rt;�;.
f Fredricksen, the Testatrix, ��`�;
� �..?�
� this !���i day oP
.t�:;i ,
�
� �L'!
/a �p � � � � }
� _V C�`F'6'V-�h.l , 1988. �. �::.
, ��`�
�,,/ l /.n �,
+ 1\,�iv �r. 1W�'C.QIwLCC1J �4s:.
� NOT Y PUBLIC t'-�
;.: ���
� My Commiesion Expires: _ �
i IGITHRYN C. HOI.UN(iER, NOTARY VU6LIC �Y P
� MM ga�nissfon E�ptros Ma�ch f/, 1991 ,�,
; n+FF�ebor0. PA Deupnin Cow,ty _
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AFFIDI►VIT
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COMASONW87lLTH OF PENNSYLVANZA : � �,
uN��'►�I nl . 33. ;
COUNTY OF L'F}MBE�IQD . �
We, I��oww6 � . `/l�ao� and 2t�« A . � �
the witneeses whose namea are siqned to the loregoing Will as
witnesses, being duly qualified according to law, do depose and
say that we were presant and saw the Testatrix, Harriet Johnsen
Fredricksen, sign and execute the Will as her Last Will and
Testamentt that she signed willingly and that she executed it as
her Pree and voluntary +�ct for the purposes therein expresseds �
that each oE us in the hearfng and siqht of the Testatrix sigred '
the Will as a witness; and that, to the best of our knowledge, ;�,°
,...,
� the Testatrix wae at that time of sound mind, and undar no i
i
j constraint or undue inPluence. � ;
i '
, AN�dty .
�
�
Sworn or afPirmed to �nd ;
' subscribed to before me by
� j �Lc�)�L.a�= C�` �c10-b-�. and
i
� Q� .-�t 0't4.hCJ . . •
this 1��f� day of � 'i� ,
1988.
�
�i.w►� 1 . .t�,Q.l.oc.a�-V
� ��NOT RY PUBLTC � ,
My commission Expires;
` KATHRYN C. HpIUNGEQ, NOTARY PUBLIC „8�
; My Copelsslan EMpires March 11, IgDt
i
Hd�rlsburp, PA O�uphin County
i
i3oz
�
: �=
_ _ _
IN THE COURT OF COMMON PLEAS OF DAUPHIN COUNTY, PA.
ORPHANS' COURT DIVISION
TRUST UNDER AGREEMENT WITH HARRIET J. FREDRICKSEN
DATED JULY 14, 1983 TRUST #5
F/B/0 DOROTHY A. JACOBSEN
FIRST AND FINAL ACCOUNT
Manufacturers and Traders Trust Company, Successor to
Allfirst Trust Company of Pennsylvania, N.A. , Successor to
� ' Dauphin Deposit Bank and Trust Company, Trustee
Date of First Receipt of Funds: July 15, 1983
Accounting for the period: July 15, 1983 to
July 7, 2014
� Purpose of Account: The T'rustee offers this Account to acquaint interested
parties with the transactions that have occurred during the Administration.
It is important that the Account be carefully examined. Requests for
additional information, questions or objections can be discussed with:
Charles Buehler, Vice President
Manufacturers and Traders Trust Company
3607 Derry Street
Harrisburg, PA 17111
(717) 565-2653
or
,.
Robert R. Church, Esquire
Keefer, Wood, Allen & Rahal, LLP
` 210 Walnut Street
P.O. Box 11963
Harrisburg, PA 17108-1963
- 1 -
EXHIBIT C
SU1�IARY OF ACCOUNT
PAGES
PRINCIPAL
Receipts 3 $ 34,876.94
Net Gain on Sales or Disposition 4-24 186,606.25
$ 221,483.19
Increase in Reappraisement 25 26,213.98
$ 247, 697.17
Less Disbursements:
Fiduciary Fees 26-35 $ 25,310.73
Legal Fees 35 1,564.00
Federal State & Local Taxes 35-39 16,795.61
General Disbursements 39-40 2,903.97
Administration - Misc. Exp. 40 4,800.00 -51,374.31
Balance before Distributions $ 196,322.86
Distributions to Beneficiaries 41-43 -22,471.22
Principal Balance on Hand 44 $ 173,851.64
For Information:
Investments Made 45-54
Changes in Holdings 55-85
INCOME
Receipts 86-122 $ 135,900.77
Less Disbursements 123-135 -29,652.81
Balance before Distributions $ 106,247.96
Distributions to Beneficiaries 136-150 -104,345.99
Income Balance on Hand 151 $ 1, 901.97
COMBINED BALANCE ON HAND $ 175,753.61
------------------
------------------
Proposed Principal Distributions 152
Proposed Income Distributions 153
Verification 154
- 2 -
PRINCIPAL RECEIPTS
RECEIVED FROM HARRIET J. FREDRICKSEN TRUST
Common Stocks
2,130 Shs. Southern Company $ 20,897.20
$ 20,897.20
SUBSEQUENT RECEIPTS
CASH
05/06/99 Transfer from Income $ 41.00
06/08/99 Transfer from Income 89.00
08/06/99 Transfer from Income 80.00
02/07/00 Transfer from Income 30.00
04/03/00 Transfer from Income 75.00
01/02/02 Transfer from Income 35.00
O1/07/02 Transfer from Income 91.00
04/05/02 Transfer from Income 100.00
05/06/02 Transfer from Income 90.00
06/05/02 Transfer from Income 100.00
07/08/02 Transfer from Income 100.00
08/13/02 Transfer from Income 148.74
10/24/11 Transfer from Income - To Provide
Liquidity for P&I 6,000.00
01/22/13 To Cover P&I Distributions for 2013 4,000.00
02/19/14 Transfer from Income - To cover P&I 3,000.00 13,979.74
TOTAL PRINCIPAL RECEIPTS $ 34,876.94
------------------
------------------
- 3 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS
GAIN LOSS
08/14/84 2,130 Shs. Southern Company
Net Proceeds 34,153.40
Acquisition Value 20,897.20 $ 13,256.20
02/24/99 20.101 Shs. ARK Fds Short Term Bond
Portfolio
Net Proceeds 200.00
Acquisition Value 200.21 $ ,21
03/23/99 23.116 Shs. ARK Fds Short Term Bond
Portfolio
Net Proceeds 230.00
Acquisition Value 230.23 .23
04/06/99 10.03 Shs. ARK Fds Short Term Bond
Portfolio
Net Proceeds 100.00
Acquisition Value 99.90 .10
06/22/99 22.335 Shs. ARK Fds Short Term Bond
Portfolio
Net Proceeds 220.00
Acquisition Value 222.46 2.46
07/07/99 10.152 Shs. ARK Fds Short Term Bond
Portfolio
Net Proceeds 100.00
Acquisition Value 101.11 l.11
09/08/99 9.156 Shs. ARK Fds Short Term Bond
Portfolio
Net Proceeds 90.00
Acquisition Value 91.19 1.19
10/06/99 19.568 Shs. ARK Fds Short Term Bond
Portfolio
Net Proceeds 192.35
Acquisition Value 194.90 2.55
12/23/99 20 Shs. PP&L Resources Incorporated
Net Proceeds 446.73
Acquisition Value 405.62 41.11
FORWARD $ 13,297.41 $ 7.75
- 4 -
__ _ _ _ _
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 13,297.41 $ 7.75
04/10/00 50 Shs. PPL Corporation
Net Proceeds 1,038.71
Acquisition Value 1,014.06 24.65
12/27/00 40 Shs. PPL Corporation
Net Proceeds 1,738.44
Acquisition Value 811.25 927.19
02/27/02 20 Shs. PPL Corporation
Net Proceeds 641.59
Acquisition Value 405.63 235.96
08/15/02 40 Shs. PPL Corporation
Net Proceeds 1,368.75
Acquisition Value 811.25 557.50
09/18/03 25 Shs. PPL Corporation
Net Proceeds 1,013.70
Acquisition Value 507.03 506.67
06/17/04 25 Shs. PPL Corporation
Net Proceeds 1,058.47
Acquisition Value 507.03 551.44
02/03/05 1,000 Shs. PPL Corporation
Net Proceeds 53,848.22
Acquisition Value 20,281.25 33,566.97
03/31/05 Long Term Capital Gain Distribution on
Dodge & Cox Stock Fund #145
Net Proceeds 47.03
Acquisition Value .00 47.03
11/29/05 Long Term Capital Gain Distribution on
MTB Large Cap Value-Inst I Fund #327
Net Proceeds 635.57
Acquisition Value .00 635.57
FORWARD $ 50,350.39 $ 7.75
- 5 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTFIER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 50,350.39 $ 7.75
11/29/05 Long Term Capital Gain Distribution on
MTB Equity Income Portfolio-Inst I Fund
#43
Net Proceeds 1,878.92
Acquisition Value .00 1,878.92
12/16/05 Long Term Capital Gain Distribution on
CRM Mid Cap Value Fd-Instl #32
Net Proceeds 251.85
Acquisition Value .00 251.85
12/21/05 Long Term Capital Gain Distribution on
Harbor International Fund #11
Net Proceeds 287.86
Acquisition Value .00 287.86
12/30/05 Long Term Capital Gain Distribution on
Dodge & Cox Stock Fund #145
Net Proceeds 195.02
Acquisition Value .00 195.02
04/03/06 Long Term Capital Gain Distribution on
Dodge & Cox Stock Fund #145
Net Proceeds 20.59
Acquisition Value .00 20.59
05/17/06 170.532 Shs. CRM Mid Cap Value Fd-Instl
#32
Net Proceeds 5,000.00
Acquisition Value 4,391.25 608.75
05/19/06 1,500 Shs. PPL Corporation
Net Proceeds 44,284.63
Acquisition Value 15,210.94 29,073.69
10/19/06 563.063 Shs. MTB Equity Income
Portfolio-Inst I Fund #43
Net Proceeds 5,000.00
Acquisition Value 5,343.73 343.73
FORWARD $ 82,667.07 $ 351.48
- 6 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 82, 667.07 $ 351.48
12/05/06 Long Term Capital Gain Distribution on
MTB Large Cap Value-Inst I Fund #327
Net Proceeds 648.97
Acquisition Value .00 648.97
12/05/06 Long Term Capital Gain Distribution on
MTB Mid Cap Growth-Inst I Fund #401
Net Proceeds 549.59
Acquisition Value .00 549.59
12/05/06 Long Term Capital Gain Distribution on
MTB Equity Income Portfolio-Inst I Fund
#43
Net Proceeds 240.09
Acquisition Value .00 240.09
12/15/06 Long Term Capital Gain Distribution on
Boston Company International Small Cap
Fund
Net Proceeds 528.11
Acquisition Value .00 528.11
12/15/06 Long Term Capital Gain Distribution on
Bridgeway Ultra Small Co. Mkt Fd
Net Proceeds 191.32
Acquisition Value .00 191.32
12/19/06 Long Term Capital Gain Distribution on
CRM Mid Cap Value Fd-Instl #32
Net Proceeds 294.39
Acquisition Value .00 244.39
12/20/06 Long Term Capital Gain Distribution on
Harbor International Fund #11
Net Proceeds 455.64
Acquisition Value .00 455.64
12/29/06 Long Term Capital Gain Distribution on
Dodge & Cox Stock Fund #145
Net Proceeds 511.97
Acquisition Value .00 511.97
FoRwARD S 86,037.15 S 351.48
- 7 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 86,037.15 $ 351.48
03/30/07 Long Term Capital Gain Distribution on
Dodge & Cox Stock Fund #145
Net Proceeds 79.30
Acquisition Value .00 79.30
04/20/07 200 Shs. PPL Corporation
Net Proceeds 8,760.40
Acquisition Value 2,028.13 6,732.27
08/16/07 332.544 Shs. Boston Company
International Small Cap Fund
Net Proceeds 8,110.75
Acquisition Value 8,538.82 428.07
08/31/07 815.654 Shs. MTB Equity Income
Portfolio-Inst I Fund #43
Net Proceeds 7,079.88
Acquisition Value 7,653.21 573.33
09/05/07 200 Shs. PPL Corporation
Net Proceeds 9,540.93
Acquisition Value 2,028.12 7,512.81
12/05/07 Long Term Capital Gain Distribution on
MTB Mid Cap Growth-Inst I Fund #401
Net Proceeds 737.34
Acquisition Value .00 737.34
12/05/07 Long Term Capital Gain Distribution on
MTB Large Cap Value-Inst I Fund #327
Net Proceeds 812.99
Acquisition Value .00 812.99
12/18/07 Long Term Capital Gain Distribution on
CRM Mid Cap Value Fd-Instl #32
Net Proceeds 359.72
Acquisition Value .00 359.72
12/19/07 Long Term Capital Gain Distribution on
Bridgeway Ultra Small Co. Mkt Fd
Net Proceeds 336.56
Acquisition Value .00 336.56
FORWARD $ 102,608.14 $ 1,352.88
- 8 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 102, 608.14 $ 1,352.88
12/20/07 Long Term Capital Gain Distribution on
Harbor International Fund #11
Net Proceeds 667.22
Acquisition Value .00 667.22
, 12/31/07 Long Term Capital Gain Distribution on
� Dodqe & Cox Stock Fun� #145
Net Proceeds 961.43
Acquisition Value .00 961.43
O1/14/08 500 Shs. PPL Corporation
Net Proceeds 27,181.01
Acquisition Value 5,070.31 22,110.70
03/28/08 Long Term Capital Gain Distribution on
Dodge & Cox Stock Fund #145
Net Proceeds 372.46
� Acquisition Value .00 372.46
05/08/08 145.138 Shs. MTB Mid Cap Growth-Inst I
Fund #401
Net Proceeds 2,000.00
Acquisition Value 2,235.67 235.67
05/08/08 62.539 Shs. Bridgeway Ultra Small Co.
Mkt Fd
Net Proceeds 1,000.00
Acquisition Value 1,219.45 219.45
05/08/08 7.947 Shs. Dodge & Cox Stock Fund #145
Net Proceeds 1,000.00
Acquisition Value 1,034.35 34.35
i �
12/03/08 Long Term Capital Gain Distribution on
MTB Mid Cap Growth-Inst I Fund #401
Net Proceeds 87.04
Acquisition Value .00 87.04
12/03/08 Long Term Capital Gain Distribution on
MTB Large Cap Value-Inst I Fund #327
Net Proceeds 25.89
Acquisition Value .00 25.89
FORWARD $ 126,832.88 $ 1,842.35
- 9 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 126,832.88 $ 1,842.35
12/17/08 Long Term Capital Gain Distribution on
Bridgeway Ultra Small Co. Mkt Fd
Net Proceeds 426.72
Acquisition Value .00 426.72
12/18/08 1,325.447 Shs. MTB Large Cap Value-Inst
I Fund #327
Net Proceeds 9,649.25
Acquisition Value 15,454.10 5,804.85
12/18/08 929.368 Shs. MTB Equity Index-Inst I
Fund #134
Net Proceeds 7,007.43
Acquisition Value 10,000.00 2,992.57
12/18/08 86.576 Shs. Dodge & Cox Stock Fund #145
Net Proceeds 6,462.03
Acquisition Value 11,268.36 4,806.33
12/18/08 210.748 Shs. Bridgeway Ultra Small Co.
Mkt Fd
Net Proceeds 2,000.00
Acquisition Value 3,926.38 1,926.38
12/18/08 132.1 Shs. MTB Mid Cap Growth-Inst I
Fund #401
Net Proceeds 1,000.00
Acquisition Value 1,984.99 984.99
12/26/08 110.619 Shs. CRM Mid Cap Value Fd-Instl
#32
Net Proceeds 2,000.00
Acquisition Value 2, 904.14 904.14
12/26/08 157.432 Shs. MTB Mid Cap Growth-Inst I
Fund #401
Net Proceeds 1,144.53
Acquisition Value 2,365.63 1,221.10
02/06/09 200 Shs. PPL Corporation
Net Proceeds 6,085.52
Acquisition Value 2,028.13 4,057.39
FORWARD S 131,316.99 S 20,482.71
- 10 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 131,316.99 $ 20,482.71
06/17/09 100 Shs. PPL Corporation
Net Proceeds 3,318.91
Acquisition Value 1,014.06 2,304.85
10/06/09 652.61 Shs. MTB Short Duration
Government Bond Inst I Fund #120
' Net Proceeds 6,500.00
Acquisition Value 6,375.89 124.11
10/06/09 100.773 Shs. Harbor Capital Appreciation
Fd #12
Net Proceeds 3,000.00
Acquisition Value 2,847.29 152.71
12/01/09 Long Term Capital Gain Distribution on
California S&P Midcap Index Fund
Net Proceeds 6.09
' Acquisition Value .00 6.09
12/23/09 85.397 Shs. Bridgeway Ultra Small Co.
Mkt Fd
Net Proceeds 1,000.00
Acquisition Value 1,591.01 591.01
12/31/09 Long Term Capital Gain Distribution on
Guinness Atkinson - China & HK Fd
Net Proceeds 35.23
Acquisition Value .00 35.23
Ol/12/10 150.905 Shs. MTB Short Duration
Government Bond Inst I Fund #120
Net Proceeds 1,500.00
Acquisition Value 1,474.32 25.68
04/13/10 223.547 Shs. Goldman Sachs High Yield
Fd-I#527
Net Proceeds 1,591.65
Acquisition Value 1,500.00 91.65
FORWARD $ 134,057.31 $ 21,073.72
- 11 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 134,057.31 $ 21,073.72
04/13/10 40.363 Shs. MTB Short Duration
Government Bond Inst I Fund #120
Net Proceeds 400.00
Acquisition Value 394.34 5.66
04/15/10 100 Shs. PPL Corporation
Net Proceeds 2,814.95
Acquisition Value 1,014.06 1,800.89
08/12/10 100 Shs. PPL Corporation
Net Proceeds 2,646.25
Acquisition Value 1,014.06 1,632.19
12/03/10 Long Term Capital Gain Distribution on
MTB Short Term Corporate Bd-Inst I-#518
Net Proceeds 6.00
Acquisition Value .00 6.00
12/03/10 Long Term Capital Gain Distribution on
MTB Intermediate Term Bond-Inst I Fund
#220
Net Proceeds 73.18
Acquisition Value .00 73.18
12/03/10 Long Term Capital Gain Distribution on
MTB Income-Inst I Fund #143
Net Proceeds 106.92
Acquisition Value .00 106.92
12/13/10 Long Term Capital Gain Distribution on
Wells Fargo Advantage International Bond
Fund
Net Proceeds 3.31
Acquisition Value .00 3.31
12/27/10 104.566 Shs. CRM Mid Cap Value Fd-Instl
#32
Net Proceeds 3,000.00
Acquisition Value 2,399.15 600.85
FORWARD $ 138,286.31 $ 21,073.72
- 12 -
_ _ _ _
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 138,286.31 $ 21,073.72
12/27/10 203.252 Shs. MTB Short Duration
Government Bond Inst I Fund #120
Net Proceeds 2,000.00
Acquisition Value 1,985.79 14.26
12/30/10 Long Term Capital Gain Distribution on
Artio Global High Income FD-I
Net Proceeds 16.05
Acquisition Value .00 16.05
12/31/10 Long Term Capital Gain Distribution on
Guinness Atkinson - China & HK Fd
Net Proceeds 45.45
Acquisition Value .00 45.45
12/31/10 Long Term Capital Gain Distribution on
Vanguard Short Term Corporate Fd-Inv #39
Net Proceeds 2.81
Acquisition Value .00 2.81
01/21/11 203.252 Shs. MTB Short Duration
Government Bond Inst I Fund #120
Net Proceeds 2,000.00
Acquisition Value 1,985.74 14.26
03/23/11 Long Term Capital Gain Distribution on
Vanguard Short Term Corporate Fd-Inv #39
Net Proceeds 13.57
Acquisition Value .00 13.57
05/04/11 100.908 Shs. Harbor Capital Appreciation
Fd #12
Net Proceeds 4,000.00
Acquisition Value 2,851.10 1,148.90
05/04/11 121.31 Shs. T. Rowe Price Dividend
Growth Fd #58
Net Proceeds 3,000.00
Acquisition Value 1,989.48 1,010.52
FORWARD $ 140,552.13 $ 21,073.72
- 13 -
- _
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 140,552.13 $ 21,073.72
05/04/11 22.472 Shs. Harbor International Fund
#11
Net Proceeds 1,500.00
Acquisition Value 995.27 504.73
05/04/11 8.05 Shs. Vanguard Institutional Index
Fund #94
Net Proceeds 1,000.00
Acquisition Value 617.92 382.08
05/04/11 101.215 Shs. MTB Short Duration
Government Bond Inst I Fund #120
Net Proceeds 1,000.00
Acquisition Value 988.85 11.15
05/06/11 50 Shs. PPL Corporation
Net Proceeds 1,371.47
Acquisition Value 507.03 864.44
12/01/11 Long Term Capital Gain Distribution on
California S&P Midcap Index Fund
Net Proceeds 227.24
Acquisition Value .00 227.24
12/05/11 Long Term Capital Gain Distribution on
MTB Short Term Corporate Bd-Inst I-#518
Net Proceeds 9.45
Acquisition Value .00 9.45
12/05/11 Long Term Capital Gain Distribution on
MTB Intermediate Term Bond-Inst I Fund
#220
Net Proceeds 263.17
Acquisition Value .00 263.17
12/05/11 Long Term Capital Gain Distribution on
MTB Income-Inst I Fund #143
Net Proceeds 131.27
Acquisition Value .00 131.27
FORWARD $ 142, 945.66 $ 21,073.72
- 14 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 142,945.66 $ 21,073.72
12/09/11 Long Term Capital Gain Distribution on
MFS Emerging Markets Debt Fd-CL I
Net Proceeds 3.83
Acquisition Value .00 3.83
12/12/11 Long Term Capital Gain Distribution on
Wells Fargo Advantage International Bond
Fund
Net Proceeds 23.86
Acquisition Value .00 23.86
12/16/11 Long Term Capital Gain Distribution on
RS Global Natural Resources Fd-Y
Net Proceeds 14.28
Acquisition Value .00 14.28
12/16/11 Long Term Capital Gain Distribution on
Bridgeway Ultra Small Co. Mkt Fd
Net Proceeds 127.58
Acquisition Value .00 127.58
12/29/11 Long Term Capital Gain Distribution on
Artio Global High Income FD-I
Net Proceeds 31.16
Acquisition Value .00 31.16
12/29/11 Long Term Capital Gain Distribution on
Lazard Emerging Markets Portfolio-In
Net Proceeds 94.07
Acquisition Value .00 94.07
12/30/11 Long Term Capital Gain Distribution on
Guinness Atkinson - China & HK Fd
Net Proceeds 31.09
Acquisition Value .00 31.09
02/14/12 72.516 Shs. Harbor Capital Appreciation
Fd #12
Net Proceeds 3,000.00
Acquisition Value 2,048.90 951.10
FORWARD $ 144,222.63 $ 21,073.72
- 15 -
- _ ._
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 144,222.63 $ 21,073.72
02/14/12 121.065 Shs. T. Rowe Price Dividend
Growth Fd #58
Net Proceeds 3,000.00
Acquisition Value 1,985.47 1,014.53
02/19/12 166.206 Shs. T. Rowe Price Inst L/C
Growth
Net Proceeds 3,000.00
Acquisition Value 1,523.27 1,476.73
02/14/12 50.83 Shs. Harbor International Fund #11
Net Proceeds 3,000.00
Acquisition Value 2,251.23 748.77
06/27/12 142.857 Shs. Wilmington Short Duration
Government Bond Fund Institutional Shs
Net Proceeds 1,400.00
Acquisition Value 1,395.69 4.31
06/27/12 18.783 Shs. Harbor International Fund
#11
Net Proceeds 1,000.00
Acquisition Value 831.89 168.11
06/29/12 55.928 Shs. Harbor International Fund
#11
Net Proceeds 3,000.00
Acquisition Value 2,477.02 522.98
06/29/12 245.596 Shs. Wilmington Short Duration
Government Bond Fund Institutional Shs
Net Proceeds 2,409.30
Acquisition Value 2,399.43 9.87
11/16/12 926.784 Shs. Wilmington
Intermediate-Term Bond Fund
Institutional Shs
Net Proceeds 10,000.00
Acquisition Value 9,276.26 723.74
FORWARD $ 148,891.67 $ 21,073.72
- 16 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 148,891.67 $ 21,073.72
12/03/12 Long Term Capital Gain Distribution on
S&P Midcap Index Fund
Net Proceeds 335.90
Acquisition Value .00 335.90
12/05/12 Long Term Capital Gain Distribution on
Wilmington Short Term Corporate Bond
Fund Institutional Shs
Net Proceeds 4.95
Acquisition Value .00 4.95
12/05/12 Long Term Capital Gain Distribution on
Wilmington Broad Market Bond Fund
Institutional Shs
Net Proceeds 226.70
Acquisition Value .00 226.70
12/05/12 Long Term Capital Gain Distribution on
Wilmington Intermediate-Term Bond Fund
Institutional Shs
Net Proceeds 60.30
Acquisition Value .00 60.30
12/10/12 Long Term Capital Gain Distribution on
Wells Fargo Advantage International Bond
Fund
Net Proceeds 33.45
Acquisition Value .00 33.45
12/12/12 Long Term Capital Gain Distribution on
MFS Emerging Markets Debt Fd-CL I
Net Proceeds 20.57
Acquisition Value .00 20.57
12/17/12 Long Term Capital Gain Distribution on
RS Global Natural Resources Fd-Y
Net Proceeds 6.99
Acquisition Value .00 6.99
FORWARD $ 149,580.53 $ 21,073.72
- 17 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTI�R DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 149,580.53 $ 21,073.72
12/24/12 Long Term Capital Gain Distribution on
Bridgeway Ultra Small Co. Mkt Fd
Net Proceeds 600.15
Acquisition Value .00 600.15
12/26/12 Long Term Capital Gain Distribution on
Lazard Emerging Markets Portfolio-In
Net Proceeds 128.80
Acquisition Value .00 128.80
12/31/12 Long Term Capital Gain Distribution on
Vanguard Short Term Corporate Fd-Inv #39
Net Proceeds 20.99
Acquisition Value .00 20.99
02/19/13 Artio Global High Income FD-I - Prior
Year Return of Capital
Net Proceeds .00
Acquisition Value 7.76 7.76
04/O1/13 Long Term Capital Gain Distribution on
Vanguard Short Term Corporate Fd-Inv #39
Net Proceeds 11.20
Acquisition Value .00 11.20
04/16/13 27.816 Shs. T. Rowe Price Dividend
Growth Fd #58
Net Proceeds 800.00
Acquisition Value 456.18 343.82
04/18/13 25 Shs. PPL Corporation
Net Proceeds 793.67
Acquisition Value 253.52 540.15
09/23/13 63.995 Shs. RS Global Natural Resources
Fd-Y
Net Proceeds 2,468.29
Acquisition Value 2,521.27 52.98
FORWARD $ 151,225.64 $ 21,134.46
- 18 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 151,225.64 $ 21,134.46
09/23/13 35.708 Shs. Guinness Atkinson - China &
HK Fd
Net Proceeds 1,084.09
Acquisition Value 1,125.95 41.36
12/02/13 Long Term Capital Gain Distribution on
S&P Midcap Index Fund
Net Proceeds 311.14
Acquisition Value .00 311.14
12/05/13 Long Term Capital Gain Distribution on
Wilmington Short Term Corporate Bond
Fund Institutional Shs
Net Proceeds 34.45
Acquisition Value .00 34.45
� 12/05/13 Long Term Capital Gain Distribution on
Wilmington Broad Market Bond Fund
Institutional Shs
Net Proceeds 246.89
Acquisition Value .00 246.89
12/05/13 Long Term Capital Gain Distribution on
Wilmington Intermediate-Term Bond Fund
Institutional Shs
Net Proceeds 187.00
Acquisition Value .00 187.00
12/10/13 Long Term Capital Gain Distribution on
Mainstay Epoch Global Equity Yield
Fund-I
Net Proceeds 7.47
Acquisition Value .00 7.47
12/10/13 Long Term Capital Gain Distribution on
Wells Fargo Advantage International Bond
Fund
Net Proceeds 148.56
Acquisition Value .00 148.56
FORWARD $ 152,161.15 $ 21,175.82
- 19 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 152,161.15 $ 21,175.82
12/11/13 Long Term Capital Gain Distribution on
MFS Emerging Markets Debt Fd-CL I
Net Proceeds 25.94
Acquisition Value .00 25.94
12/13/13 Long Term Capital Gain Distribution on
T. Rowe Price Dividend Growth Fd #58
Net Proceeds 7.63
Acquisition Value .00 7.63
12/13/13 Long Term Capital Gain Distribution on
CRM Mid Cap Value Fd-Instl #32
Net Proceeds 777.21
Acquisition Value .00 777.21
12/18/13 Long Term Capital Gain Distribution on
Bridgeway Ultra Small Co. Mkt Fd
Net Proceeds 453.82
Acquisition Value .00 453.82
12/18/13 Long Term Capital Gain Distribution on
Harbor Capital Appreciation Fd #12
Net Proceeds 443.84
Acquisition Value .00 443.84
12/18/13 Long Term Capital Gain Distribution on
Vanguard Short Term Corporate Fd-Inv #39
Net Proceeds 12.54
Acquisition Value .00 12.54
12/23/13 Long Term Capital Gain Distribution on
Aberdeen Global High Income FD-I
Net Proceeds 63.34
Acquisition Value .00 63.34
12/24/13 Long Term Capital Gain Distribution on
Lazard Emerging Markets Portfolio-In
Net Proceeds 73.93
Acquisition Value .00 73.93
FORWARD $ 154,019.40 $ 21,175.82
- 20 -
PRINCIPAI, GAINS OR LOSSES ON SALES OR OTI�R DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 154,019.40 $ 21,175.82
02/13/14 264.825 Shs. Harbor Capital Appreciation
Fd #12
Net Proceeds 15,325.42
Acquisition Value 7,696.55 7,628.87
02/13/14 671.027 Shs. Wilmington
Intermediate-Term Bond Fund
Institutional Shs
Net Proceeds 6,757.24
Acquisition Value 6,723.28 33.96
02/13/14 312.522 Shs. Bridgeway Ultra Small Co.
Mkt Fd
Net Proceeds 5,253.45
Acquisition Value 5,399.31 145.86
02/13/14 212.268 Shs. Lazard Emerging Markets
Portfolio-In
Net Proceeds 3,699.83
Acquisition Value 3,796.80 96.97
02/13/14 34.923 Shs. T. Rowe Price Dividend
Growth Fd #58
Net Proceeds 1,157.35
Acquisition Value 576.50 580.85
02/18/14 25 Shs. PPL Corporation
Net Proceeds 775.92
Acquisition Value 253.52 522.40
04/O1/14 Long Term Capital Gain Distribution on
Vanguard Short Term Corporate Fd-Inv #39
Net Proceeds 1.98
Acquisition Value .00 1.98
04/22/14 1,902.429 Shs. Wilmington Broad Market
Bond Fund Institutional Shs
Net Proceeds 18,263.32
Acquisition Value 18,961.90 698.58
FORWARD $ 162,787.46 $ 22,117.23
- 21 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 162,787.46 $ 22,117.23
04/22/14 488.46 Shs. T. Rowe Price Inst L/C
Growth
Net Proceeds 13,105.38
Acquisition Value 4,476.73 8,628.65
04/22/14 179.302 Shs. Harbor International Fund
#11
Net Proceeds 12,949.19
Acquisition Value 7,991.20 5,007.99
04/22/14 480.307 Shs. LSV Value Equity Fund
Net Proceeds 10,720.45
Acquisition Value 5,000.00 5,720.45
04/22/14 276.921 Shs. S&P Midcap Index Fund
Net Proceeds 8,052.86
Acquisition Value 3,903.82 4,149.04
04/22/14 44.06 Shs. Vanguard Institutional Index
Fund #94
Net Proceeds 7,561.14
Acquisition Value 3,382.08 4,179.06
04/22/14 661.499 Shs. Vanguard Short Term
Corporate Fd-Inv #39
Net Proceeds 7,104.50
Acquisition Value 7,080.24 24.26
04/22/14 766.494 Shs. Ridgeworth Seix FL Rate HI
Inc Fd-I
Net Proceeds 6,921.44
Acquisition Value 7,000.00 78.56
04/22/14 191.751 Shs. CRM Mid Cap Value Fd-Instl
#32
Net Proceeds 6,663.35
Acquisition Value 4,681.64 1,981.71
04/22/14 588.612 Shs. Aberdeen Global High Income
FD-I
Net Proceeds 6,003.84
Acquisition Value 5,826.50 177.34
FORWARD $ 192,655.96 $ 22,195.79
- 22 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 192,655.96 $ 22,195.79
04/22/14 562.932 Shs. Wilmington Short Term
Corporate Bond Fund Institutional Shs
Net Proceeds 5,753.16
Acquisition Value 5,593.38 159.78
, 04/22/14 386.638 Shs. MFS Emerging Markets Debt
Fd-CL I
Net Proceeds 5,757.04
Acquisition Value 5,771.79 14.75
04/22/14 420.673 Shs. Wells Fargo Advantage
International Bond Fund
Net Proceeds 4,686.29
Acquisition Value 4,735.09 48.80
04/22/14 195.886 Shs. Vanguard S/C Value
� Index-Inv #860
Net Proceeds 4,677.76
Acquisition Value 2,000.00 2,677.76
04/22/14 191.597 Shs. Mainstay Epoch Global
Equity Yield Fund-I
Net Proceeds 3,868.34
Acquisition Value 3,007.47 860.87
04/22/14 198.413 Shs. MSIF Small Co Gr Portfolio
CL IS
Net Proceeds 3,621.04
Acquisition Value 4,000.00 378.96
04/22/14 243.563 Shs. Wilmington Multi-Manager
Real Asset Fund Institutional Shs
Net Proceeds 3,609.60
Acquisition Value 3,500.00 109.60
04/22/14 297.114 Shs. Scout Unconstrained Bond
Fund
Net Proceeds 3,500.00
Acquisition Value 3,500.00
FORWARD $ 196,463.97 $ 22,638.30
- 23 -
PRINCIPAL GAINS OR LOSSES ON SALES OR OTHER DISPOSITIONS (cont'd)
GAIN LOSS
FORWARD $ 196,463.97 $ 22,638.30
04/22/14 339.476 Shs. FPA New Income Fund
Net Proceeds 3,410.04
Acquisition Value 3,500.00 89.96
04/22/14 326.797 Shs. Federated Ultra Short
Bd-Ins
Net Proceeds 2, 993.45
Acquisition Value 3,000.00 6.55
04/22/14 315.789 Shs. DWS Floating Rate Plus Inst
Net Proceeds 2,987.36
Acquisition Value 3,000.00 12.64
04/22/14 88.059 Shs. MFS International New
Discovery CL I
Net Proceeds 2,583.65
Acquisition Value 2,500.00 83.65
04/22/14 131.234 Shs. Litman Gregory Masters
International INS
Net Proceeds 2,351.71
Acquisition Value 1,500.00 851.71
04/24/14 83 Shs. IShares MSCI EAFE Index Fund
Net Proceeds 5,602.99
Acquisition Value 5,481.41 121.58
04/24/14 72 Shs. IShares High Dividend Equity
Fund ETF
Net Proceeds 5,225.46
Acquisition Value 4, 930.74 294.72
04/24/14 500 Shs. PPL Corporation
Net Proceeds 16,608.38
Acquisition Value 5,070.31 11,538.07
TOTALS $ 209,353.70 $ 22,747.45
NET GAIN TRANSFERRED TO SUMMARY $ 186,606.25
-----------------
-----------------
- 24 -
PRINCIPAL REAPPRAISEMENT
ACCOUNT REAPPRAISED
VALUE VALUE
REAPPRAISED AS OF 12/Ol/89
1,485 Shs. Pennsylvania Power & Light
Company - Adjustment to Book Value as of
Date of Death $ 34,021.33 $ 60,235.31
TOTALS $ 34,021.33 $ 60,235.31
INCREASE TRANSFERRED TO
SUMMARY PAGE 26,213.98
$ 60,235.31 $ 60,235.31
--------------- ---------------
--------------- ---------------
- 25 -
DISBURSEMENTS OF PRINCIPAL
FIDUCIARY FEES
Dauphin Deposit Bank and Trust Companv -
Trustee Fee
04/05/99 $ 81.68
05/05/99 86.65
06/07/99 89.17 $ 257.50
Allfirst Trust Companv of Pennsvlvania,
NA - Trustee Fee
07/06/99 $ 91.77
08/05/99 88.39
09/07/99 86.18
10/05/99 86.72
11/05/99 83.67
12/06/99 77.55
01/05/00 77.45
02/07/00 76.76
03/06/00 73.57
04/05/00 74.70
05/05/00 78.05
06/05/00 '7'7,95
07/05/00 77.01
08/07/00 85.06
09/05/00 94.29
10/05/00 105.60
FORWARD $ 1,334.72 $ 257.50
- 26 -
DISBURSEMENTS OF PRINCIPAL (cont'd)
FORWARD $ 1,334.72 $ 257.50
FIDUCIARY FEES (cont'd)
Allfirst Trust Companv of Pennsvlvania,
NA - Trustee Fee (cont'd)
11/06/00 104.60
12/05/00 107.43
01/05/O1 97.68
02/05/O1 107.52
03/05/O1 112.60
04/05/O1 112.94
05/07/O1 124.62
06/05/O1 133.47
07/05/O1 126.72
08/06/O1 111.46
09/05/01 107.52
10/05/O1 95.95
11/05/O1 94.47
12/05/01 97.07
O1/07/02 90.99
02/05/02 92.56
03/05/02 94.68
04/05/02 100.22
05/06/02 97.99
06/05/02 93.82
FORwARD S 3,439.03 $ 257.50
- 27 -
-
DISBURSEMENTS OF PRINCIPAL (cont'd)
FORWARD $ 3,439.03 $ 257.50
FIDUCIARY FEES (cont'd)
Allfirst Trust Companv of Pennsvlvania,
NA - Trustee Fee (cont'd)
07/05/02 90.43
08/05/02 90.23
09/05/02 94.20
10/07/02 89.26
11/05/02 95.43
12/05/02 90.45
O1/06/03 96.33
02/05/03 94.53
03/05/03 94.49
04/07/03 96.28
05/05/03 95.45
06/05/03 104.92
07/07/03 105.58
08/06/03 100.15 4,776.76
Manufacturers and Traders Trust Companv
Trustee Fee
09/08/03 $ 102.94
10/06/03 105.43
11/06/03 102.40
12/08/03 102.17
FORWARD $ 412.94 $ 5,034.26
- 28 -
DISBURSEMENTS OF PRINCIPAL (cont'd)
FORWARD $ 412.94 $ 5,034.26
FIDUCIARY FEES (cont'd)
Manufacturers and Traders Trust Companv
Trustee Fee (cont'd)
01/06/04 106.98
02/06/04 109.58
,
03/08/04 112.14
04/06/04 111.51
05/06/04 106.40
06/07/04 105.64
07/06/04 111.06
08/06'/04 111.20
09/07/04 113.80
10/06/04 113.96
11/08/04 119.55
12/06/09 118.89
01/06/05 119.42
02/07/05 116.78
03/07/05 116.22
04/06/05 114.99
05/06/05 115.97
06/06/05 118.66
07/06/05 121.60
08/08/05 124.15
FORWARD $ 2,701.44 $ 5,034.26
- 29 -
DISBURSEMENTS OF PRINCIPAL (cont'd)
FORWARD $ 2,701.44 $ 5,034.26
FIDUCIARY FEES (cont'd)
Manufacturers and Traders Trust Companv
Trustee Fee (cont'd)
09/06/05 126.94
10/06/05 125.07
11/07/05 121.06
12/06/05 164.82
O1/06/06 166.83
02/06/06 168.45
03/06/06 171.52
04/06/06 169.78
05/08/06 166.80
06/06/06 157.74
07/06/06 160.04
08/07/06 162.40
09/06/06 162.94
10/06/06 159.26
11/06/06 162.70
12/06/06 167.89
O1/08/07 166.73
02/06/07 168.45
03/06/07 167.45
04/06/07 177.30
FORWARD $ 5,895.61 $ 5, 034.26
- 30 -
DISBURSEMENTS OF PRINCIPAL (cont'd)
FORWARD $ 5,895.61 $ 5,034.26
FIDUCIARY FEES (cont'd)
Manufacturers and Traders Trust Companv
Trustee Fee (cont'd)
05/07/07 179.04
06/06/07 180.43
07/06/07 183.12
08/06/07 179.20
09/06/07 177.26
10/09/07 180.59
11/06/07 181.68
12/06/07 183.01
O1/07/08 176.23
02/06/08 165.46
03/06/08 165.15
04/07/08 166.64
05/06/08 166.93
06/06/08 169.97
07/07/08 165.17
08/06/08 160.55
09/08/08 155.38
10/06/08 147.58
11/06/08 138.93
12/08/08 136.32
FORWARD $ 9,254.25 $ 5,034.26
- 31 -
DISBURSEMENTS OF PRINCIPAL (cont'd)
FORWARD $ 9,254.25 $ 5,034.26
FIDUCIARY FEES (cont'd)
Manufacturers and Traders Trust Companv
Trustee Fee (cont'd)
O1/06/09 146.19
02/06/09 143.24
03/06/09 132.18
04/06/09 140.15
05/06/09 144.22
06/08/09 148.73
07/06/09 146.41
08/06/09 149.83
09/08/09 150.31
10/06/09 151.66
11/06/09 360.79
12/07/09 155.63
O1/06/10 157.20
02/08/10 152.13
03/08/10 155.55
04/06/10 157.07
05/06/10 153.25
06/07/10 149.03
07/06/10 147.93
08/06/10 152.90
FORWARD $ 12,448.65 $ 5,034.26
- 32 -
_ _ __ .__ __ . _ _
DISBURSEMENTS OF PRINCIPAL (cont'd)
FORWARD $ 12,448.65 $ 5,034.26
FIDUCIARY FEES (cont'd)
Manufacturers and Traders Trust Companv
Trustee Fee (cont'd)
09/07/10 152.15
10/06/10 155.53
11/08/10 261.66
12/06/10 157.07
O1/06/11 159.71
02/07/11 160.87
03/07/11 161.62
04/06/11 162.30
05/06/11 162.59
06/06/11 159.86
07/06/11 161.03
08/08/11 154.32
09/06/11 153.49
10/06/11 149.82
11/07/11 207.35
12/06/11 154.63
O1/06/12 154.06
02/06/12 157.68
03/06/12 158.07
04/06/12 158.06
FORWARD $ 15,750.52 $ 5,034.26
- 33 -
DISBURSEMENTS OF PRINCIPAL (cont'd)
FORWARD $ 15,750.52 $ 5,034.26
FIDUCIARY FEES (cont'd)
Manufacturers and Traders Trust Companv
Trustee Fee (cont'd)
05/07/12 146.85
06/06/12 154.39
07/06/12 157.10
08/06/12 157.53
09/06/12 158.34
10/08/12 160.11
11/06/12 233.21
12/06/12 158.98
Ol/07/13 161.06
02/06/13 162.13
03/06/13 162.87
04/08/13 162.64
05/06/13 164.60
06/06/13 162.49
07/08/13 162.14
08/06/13 165.87
09/06/13 163.62
10/07/13 165.92
11/06/13 167.48
12/06/13 167.53
FORWARD $ 19,045.38 $ 5,034.26
- 34 -
DISBURSEMENTS OF PRINCIPAL (cont'd)
FORWARD $ 19,045.38 $ 5,034.26
FIDUCIARY FEES (cont'd)
Manufacturers and Traders Trust Companv
Trustee Fee (cont'd)
O1/06/14 168.77
02/06/14 166.72
03/06/14 172.38
04/07/14 172.06
05/16/14 183.89
06/06/14 183.72
07/07/14 183.55 20,276.47 $ 25,310.73
LEGAL FEES
Keefer, Wood, Allen & Rahal, LLP
05/05/14 Legal Fee 1,564.00 1,564.00
FEDERAL STATE & LOCAL TAXES
Internal Revenue Service
Federal Fiduciarv Income Tax
04/30/86 1985 Refund $ -697.79
04/10/O1 2000 Balance due 65.00
04/10/03 2002 Balance due 39.00
12/24/03 4th Quarter Estimated 15.00
09/10/04 3rd Quarter Estimated 4.00
12/27/04 4th Quarter Estimated 3.00
FORWARD $ -571.79 $ 26,874.73
- 35 -
DISBURSEMENTS OF PRINCIPAL (cont'd)
FORWARD $ -571.79 $ 26,874.73
FEDERAL STATE & LOCAL TAXES (cont'd)
Internal Revenue Service
Federal Fiduciarv Income Tax (cont'd)
04/06/05 1st Quarter Estimated 4.00
04/11/05 2004 Balance due 1.00
06/09/05 2nd Quarter Estimated 4.00
09/14/05 3rd Quarter Estimated 4.00
12/28/05 4th Quarter Estimated 4.00
04/11/06 2005 Balance due 5,268.00
09/12/06 3rd Quarter Estimated 3, 963.00
04/12/07 2006 Balance due 656.00
06/13/07 2nd Quarter Estimated 1,264.00
O1/09/08 4th Quarter Estimated 472.00
04/09/08 2007 Balance due 624.00
04/10/08 lst Quarter Estimated 590.00
06/12/08 2nd Quarter Estimated 590.00
09/11/08 3rd Quarter Estimated 590.00
O1/08/09 4th Quarter Estimated 590.00
05/14/09 2008 Refund -2,025.00
04/09/10 2009 Balance due 284.00
04/12/10 lst Quarter Estimated 452.00
04/13/11 lst Quarter Estimated 9.00
04/09/12 1st Quarter Estimated 232.00
FORWARD $ 13,004.21 $ 26,874.73
- 36 -
DISBURSEMENTS OF PRINCIPAL (cont'd)
FORWARD $ 13,004.21 $ 26,874.73
FEDERAL STATE & LOCAL TAXES (cont'd)
Internal Revenue Service
Federal Fiduciarv Income Tax (cont'd)
04/09/13 2012 Balance due 364.00
04/10/14 2013 Balance due 131.00 13,499.21
Pennsvlvania Department of Revenue
State Fiduciarv Income Tax
04/18/86 1985 Refund $ -318.00
03/30/00 1999 Balance due 1.00
04/10/O1 2000 Balance due 27.00
04/10/03 2002 Balance due 22.00
09/15/03 3rd Quarter Estimated 24.00
04/28/04 2003 Refund -2.00
04/11/05 2004 Balance due 9.00
09/15/05 3rd Quarter Estimated 20.00
04/11/06 2005 Balance due 1, 112.00
04/12/06 lst Quarter Estimated 283.00
06/13/06 2nd Quarter Estimated 283.00
07/12/06 2005 Additional Balance due 8.40
09/12/06 3rd Quarter Estimated 283.00
12/27/06 4th Quarter Estimated 30.00
04/12/07 2006 Balance due 117.00
06/13/07 2nd Quarter Estimated 283.00
FORWARD $ 2,182.40 $ 13,499.21 $ 26,874.73
- 37 -
DISBURSEMENTS OF PRINCIPAL (cont'd)
FORWARD S 2,182.40 S 13,499.21 S 26,874.73
FEDERAL STATE & LOCAL TAXES (cont'd)
Pennsvlvania Department of Revenue
State Fiduciarv Income Tax (cont'd)
12/24/07 4th Quarter Estimated 128.00
04/09/08 2007 Balance due 125.00
04/10/08 lst Quarter Estimated 135.00
06/12/08 2nd Quarter Estimated 135.00
09/11/08 3rd Quarter Estimated 135.00
12/30/08 4th Quarter Estimated 135.00
06/05/09 2008 Refund -373.00
09/10/09 3rd Quarter Estimated 28.00
12/29/09 4th Quarter Estimated 28.00
04/09/10 2009 Balance due 60.00
04/12/10 lst Quarter Estimated 2.00
06/09/10 2nd Quarter Estimated 79.00
12/28/10 4th Quarter Estimated 27.00
04/12/11 2010 Balance due 19.00
04/13/11 lst Quarter Estimated 1.00
06/10/11 2nd Quarter Estimated 1.00
09/09/11 3rd Quarter Estimated 94.00
12/29/11 4th Quarter Estimated 2.00
04/09/12 lst Quarter Estimated 32.00
04/11/12 2011 Balance due 29.00
FORWARD $ 3,004.40 $ 13,999.21 $ 26,874.73
- 38 -
DISBURSEMENTS OF PRINCIPAL (cont'd)
FORWARD $ 3,004.40 $ 13,499.21 $ 26,874.73
FEDERAL STATE & LOCAL TAXES (cont'd)
Pennsvlvania Department of Revenue
State Fiduciarv Income Tax (cont'd)
06/08/12 2nd Quarter Estimated 32.00
' 09/10/12 3rd Quarter Estimated 32.00
12/21/12 4th Quarter Estimated 32.00
04/09/13 2012 Balance due 85.00
06/11/13 2nd Quarter Estimated 38.00
04/10/14 2013 Balance due 73.00 3,296.40 16,795.61
� GENEIZAL DISBURSEMENTS
Transfer to Income
12/08/97 $ 7.86
02/23/99 175.00
03/23/99 227.00
06/22/99 219.00
12/23/99 270.00
09/13/00 50.00
I 09/20/00 230.00
12/28/00 100.00
03/21/01 100.00
06/21/O1 115.00
02/27/02 161.00
03/06/02 51.00
FORWARD $ 1,705.86 $ 43,670.34
- 39 -
DISBURSEMENTS OF PRINCIPAL (cont'd)
FORWARD $ 1,705.86 $ 43,670.34
GENERAL DISBURSEMENTS (cont'd)
Transfer to Income (cont'd)
03/20/02 235.00
08/05/02 74.37
09/20/02 129.74
03/25/09 To cover P&I Distributions for February
and March 759.00 2,903.97 2,903.97
ADMINISTRATION - MISC. EXPENSES
James Smilev
04/09/14 Reimbursement for Copies for Register of
Wills Office 50.00
RESERVES:
Keefer, Wood, Allen & Rahal, LLP -
Counsel Fees $ 4,500.00
Keefer, Wood, Allen & Rahal, LLP -
Attorneys Disbursements for Postage,
Photocopies and Filing Fees 250.00 4,750.00 4,800.00
TOTAL DISBURSEMENTS OF PRINCIPAL $ 51,374.31
---------------
---------------
- 40 -
DISTRIBUTIONS OF PRINCIPAL TO BENEFICIARIES
Dorothv A. Jacobsen - Distribution In
Accordance with P&I Act
04/20/09 $ 379.50
05/20/09 379.50
06/22/09 379.50
07/20/09 379.50
08/20/09 379.50
09/21/09 379.50
10/20/09 379.50
11/20/09 379.50
12/21/09 379.50
O1/20/10 415.38
02/22/10 415.38
03/22/10 415.38
04/20/10 415.38
05/20/10 415.38
06/21/10 415.38
07/20/10 415.38
08/20/10 415.38
09/20/10 415.38
10/20/10 415.38
11/22/10 415.38
12/20/10 415.38
01/20/11 380.91
02/22/11 380.91
FORWARD $ 9,161.88
- 41 -
DISTRIBUTIONS OF PRINCIPAL TO BENEFICIARIES (cont'd)
FORWARD $ 9,161.88
Dorothv A. Jacobsen - Distribution In
Accordance with P&I Act (cont'd)
03/21/11 380.91
04/20/11 380.91
05/20/11 380.91
06/20/11 380.91
07/20/11 380.91
08/22/11 380.91
09/20/11 380.91
10/20/11 380.91
11/21/11 380.91
12/20/11 380.91
O1/20/12 355.27
02/21/12 355.27
03/20/12 355.27
04/20/12 355.27
05/21/12 355.27
06/20/12 355.27
07/20/12 355.27
08/20/12 355.27
09/20/12 355.27
10/22/12 355.27
11/20/12 355.27
12/20/12 355.27
FORWARD $ 17,234.22
- 42 -
DISTRIBUTIONS OF PRINCIPAL TO BENEFICIARIES (cont'd)
FORWARD $ 17,234.22
Dorothv A. Jacobsen - Distribution In
Accordance with P&I Act (cont'd)
Ol/22/13 398.95
02/20/13 398.95
03/20/13 398.95
04/22/13 398.95
05/20/13 398.95
06/20/13 398.95
07/22/13 398.95
08/20/13 398.95
09/20/13 398.95
10/21/13 398.95
11/20/13 398.95
12/20/13 398.95
Ol/21/14 449.60 $ 22,471.22
TOTAL DISTRIBUTIONS OF PRINCIPAL TO BENEFICIARIES $ 22,471.22
---------------
---------------
- 43 -
PRINCIPAL BALANCE ON HAND
FIDUCIARY
VALUE AT ACQUISITION
07/07/2014 VALUE
CASH (AUTOMATICALLY INVESTED) $ 173,851.64 $ 173,851.64
TOTAL PRINCIPAL BALANCE ON HAND $ 173,851.64 $ 173,851.64
------------------ ------------------
------------------ ------------------
THE ABOVE CASH IS CURRENTLY INVESTED IN
Wilmington Prime Money Market Fund Select Shs
- 44 -
PRINCIPAL INVESTMENTS MADE
08/15/84 1,485 Shs. Pennsylvania Power & Light
Company $ 34,021.33
O1/15/97 114.458 Shs. Marketvest Funds Short Term
Bond Fund #592 1,140.00
02/03/05 1,004.016 Shs. MTB Equity Income
Portfolio-Inst I Fund #43 10,000.00
02/03/05 896.057 Shs. MTB Large Cap Value-Inst I
Fund #327 10,000.00
02/03/05 77.863 Shs. Dodge & Cox Stock Fund #145 10,000.00
02/03/05 235.849 Shs. Harbor International Fund
#11 10,000.00
02/03/05 388.954 Shs. CRM Mid Cap Value Fd-Instl
#32 10,000.00
03/31/05 0.459 Shs. Dodge & Cox Stock Fund #145 58.40
11/29/05 60.364 Shs. MTB Large Cap Value-Inst I
Fund #327 701.43
11/29/05 296.401 Shs. MTB Equity Income
Portfolio-Inst I Fund #43 2,341.57
12/16/05 11.525 Shs. CRM Mid Cap Value Fd-Instl
#32 312.45
12/21/05 5.907 Shs. Harbor International Fund #11 287.86
12/30/05 1.468 Shs. Dodge & Cox Stock Fund #145 202.46
04/03/06 0.143 Shs. Dodge & Cox Stock Fund #145 20.59
05/17/06 510.725 Shs. Bridgeway Ultra Small Co.
Mkt Fd 10, 000.00
05/17/06 197.785 Shs. Boston Company
International Small Cap Fund 5,000.00
05/17/06 315.557 Shs. Harbor Capital Appreciation
Fd #12 10,000.00
FORWARD $ 114,086.09
- 45 -
PRINCIPAL INVESTMENTS MADE (cont'd)
FORWARD $ 114,086.09
05/17/06 929.368 Shs. MTB Equity Index-Inst I
Fund #134 10,000.00
05/17/06 313.48 Shs. MTB Mid Cap Growth-Inst I
Fund #401 5,000.00
12/05/06 63.573 Shs. MTB Large Cap Value-Inst I
Fund #327 796.57
12/05/06 47.746 Shs. MTB Mid Cap Growth-Inst I
Fund #401 677.99
12/05/06 78.3 Shs. MTB Equity Income
Portfolio-Inst I Fund #43 655.37
12/15/06 22.146 Shs. Boston Company International
Small Cap Fund 538.82
12/15/06 9.826 Shs. Bridgeway Ultra Small Co. Mkt
Fd 191.32
12/19/06 12.785 Shs. CRM Mid Cap Value Fd-Instl
#32 382.40
12/20/06 7.465 Shs. Harbor International Fund #11 455.64
12/29/06 3.951 Shs. Dodge & Cox Stock Fund #145 531.71
03/30/07 0.569 Shs. Dodge & Cox Stock Fund #145 87.97
04/18/07 112.613 Shs. Boston Company
International Small Cap Fund 3,000.00
04/18/07 223.881 Shs. MTB Large Cap Value-Inst I
Fund #327 3,000.00
08/31/07 408.163 Shs. MTB Short Term Corporate
Bd-Inst I-#518 4,000.00
08/31/07 410.256 Shs. MTB Intermediate Term
Bond-Inst I Fund #220 4,000.00
08/31/07 415.369 Shs. MTB Short Duration
Government Bond Inst I Fund #120 4,000.00
FORWARD $ 151,403.88
- 46 -
PRINCIPAL INVESTMENTS MADE (cont'd)
FORWARD $ 151,403.88
08/31/07 314.465 Shs. MTB Income-Inst I Fund #143 3,000.00
08/31/07 274.977 Shs. Evergreen Intl Bd Fd -In 3,000.00
12/05/07 60.7 Shs. MTB Mid Cap Growth-Inst I Fund
#401 821.26
12/05/07 76.048 Shs. MTB Large Cap Value-Inst I
Fund #327 919.42
12/18/07 25.394 Shs. CRM Mid Cap Value Fd-Instl
#32 735.66
12/19/07 19.365 Shs. Bridgeway Ultra Small Co.
Mkt Fd 336.56
12/20/07 10.908 Shs. Harbor International Fund
#11 753.11
12/31/07 7.359 Shs. Dodge & Cox Stock Fund #145 1,024.65
Ol/18/08 997.009 Shs. MTB Intermediate Term
Bond-Inst I Fund #220 10,000.00
01/18/08 612.87 Shs. MTB Short Duration
Government Bond Inst I Fund #120 6,000.00
O1/18/08 278.811 Shs. Vanguard Short Term
Corporate Fd-Inv #39 3, 000.00
Ol/18/08 265.675 Shs. STI Classic Seix Floating
Rate-I 2,500.00
03/28/08 3.211 Shs. Dodge & Cox Stock Fund #145 376.93
05/08/08 188.857 Shs. Vanguard Short Term
Corporate Fd-Inv #39 2,000.00
05/08/08 204.708 Shs. MTB Short Duration
Government Bond Inst I Fund #120 2,000.00
12/03/08 12.744 Shs. MTB Mid Cap Growth-Inst I
Fund #401 87.04
FORWARD $ 187,958.51
- 47 -
PRINCIPAL INVESTMENTS MP,DE (cont'd)
FORWARD $ 187,958.51
12/03/08 5.524 Shs. MTB Large Cap Value-Inst I
Fund #327 36.68
12/17/08 45.156 Shs. Bridgeway Ultra Small Co.
Mkt Fd 426.72
12/18/08 215.332 Shs. Harbor Capital Appreciation
Fd #12 5,000.00
12/18/08 545.852 Shs. T. Rowe Price Inst L/C
Growth 5,000.00
12/18/08 304.878 Shs. T. Rowe Price Dividend
Growth Fd #58 5,000.00
12/18/08 480.307 Shs. LSV Value Equity Fund 5,000.00
12/18/08 195.886 Shs. Vanguard S/C Value
Index-Inv #860 2,000.00
12/26/08 238.663 Shs. California S&P Midcap Index
Fund 3,000.00
12/26/08 203.459 Shs. MTB Short Duration
Government Bond Inst I Fund #120 2,000.00
02/04/09 52.11 Shs. Vanguard Institutional Index
Fund #94 4,000.00
02/04/09 108.814 Shs. T. Rowe Price Inst L/C
Growth 1,000.00
02/04/09 28.321 Shs. Harbor International Fund
#11 1,000.00
02/11/09 303.644 Shs. MTB Short Duration
Government Bond Inst I Fund #120 3,000.00
02/11/09 109.89 Shs. CRM Mid Cap Value Fd-Instl
#32 2,000.00
06/15/09 103.448 Shs. Lazard Emerging Markets
Portfolio-In 1,500.00
FORWARD $ 227,921.91
- 48 -
PRINCIPAL INVESTMENTS MADE (cont'd)
FORWARD $ 227,921.91
06/15/09 131.234 Shs. Masters Select
International Fund #306 1,500.00
10/06/09 514.403 Shs. MTB Income-Inst I Fund #143 5,000.00
10/06/09 38.865 Shs. Harbor International Fund
#11 2,000.00
� 10/06/09 223.547 Shs. Goldman Sachs High Yield
Fd-I#527 1,500.00
10/06/09 31.837 Shs. Guinness Atkinson - China &
HK Fd 1,000.00
12/O1/09 0.358 Shs. California S&P Midcap Index
Fund 6.09
12/31/09 1.01 Shs. Guinness Atkinson - China & HK
, Fd 35.23
04/13/10 142.993 Shs. Artio Global High Income
FD-I 1,500.00
12/03/10 0.587 Shs. MTB Short Term Corporate
Bd-Inst I-#518 6.00
12/03/10 13.73 Shs. MTB Intermediate Term
Bond-Inst I Fund #220 146.08
12/03/10 12.495 Shs. MTB Income-Inst I Fund #143 124.08
12/13/10 1.843 Shs. Wells Fargo Advantage
International Bond Fund 21.09
� 12/27/10 92.464 Shs. Lazard Emerging Markets
Portfolio-In 2,000.00
12/27/10 223.964 Shs. Ridgeworth Seix FL Rate HI
Inc Fd-I 2,000.00
12/27/10 26.638 Shs. RS Global Natural Resources
Fd-Y 1,000.00
12/30/10 3.906 Shs. Artio Global High Income FD-I 39.76
FORWARD $ 245,800.24
- 49 -
PRINCIPAL INVESTMENTS MADE (cont'd)
FORWARD $ 245,800.24
12/31/10 1.176 Shs. Guinness Atkinson - China &
HK Fd 45.45
12/31/10 0.261 Shs. Vanguard Short Term Corporate
Fd-Inv #39 2,g1
03/23/11 1.697 Shs. Vanguard Short Term Corporate
Fd-Inv #39 18.25
05/04/11 276.855 Shs. Ridgeworth Seix FL Rate HI
Inc Fd-I 2,500.00
05/04/11 124.481 Shs. Wells Fargo Advantage
International Bond Fund 1,500.00
05/04/11 102.319 Shs. MFS Emerging Markets Debt
Fd-CL I 1,500.00
05/04/11 145.631 Shs. MTB Short Term Corporate
Bd-Inst I-#518 1,500.00
05/04/11 36.747 Shs. RS Global Natural Resources
Fd-Y 1,500.00
05/04/11 47.17 Shs. Artio Global High Income FD-I 500.00
12/O1/11 10.811 Shs. California S&P Midcap Index
Fund 22�,2q
12/05/11 2.028 Shs. MTB Short Term Corporate
Bd-Inst I-#518 20.65
12/05/11 53.379 Shs. MTB Intermediate Term
Bond-Inst I Fund #220 556.21
12/05/11 21.003 Shs. MTB Income-Inst I Fund #143 206.67
12/09/11 0.34 Shs. MFS Emerging Markets Debt
Fd-CL I 4.93
12/12/11 2.052 Shs. Wells Fargo Advantage
International Bond Fund 23.86
12/16/11 0.419 Shs. RS Global Natural Resources
Fd-Y 14.28
FORWARD $ 255,920.59
- 50 -
PRINCIPAL INVESTMENTS MADE (cont'd)
FORWARD $ 255,920.59
12/16/11 10.198 Shs. Bridgeway Ultra Small Co.
Mkt Fd 127.58
12/29/11 3.358 Shs. Artio Global High Income FD-I 31.16
12/29/11 5.653 Shs. Lazard Emerging Markets
Portfolio-In 94.07
12/30/11 1.685 Shs. Guinness Atkinson - China &
HK Fd 44.77
02/14/12 191.205 Shs. Mainstay Epoch Global
Equity Yield Fund-I 3,000.00
02/14/12 200.133 Shs. MFS Emerging Markets Debt
Fd-CL I 3,000.00
02/14/12 311.526 Shs. Artio Global High Income
gD-I 3,000.00
02/14/12 186.393 Shs. Vanguard Short Term
Corporate Fd-Inv #39 2,000.00
02/14/12 94.429 Shs. MTB Intermediate Term
Bond-Inst I Fund #220 1,000.00
06/27/12 73.375 Shs. Artio Global High Income
FD-I 700.00
06/27/12 46.419 Shs. MFS Emerging Markets Debt
Fd-CL I 700.00
06/29/12 326.797 Shs. Federated Ultra Short
Bd-Ins 3,000.00
06/29/12 33.135 Shs. MFS Emerging Markets Debt
Fd-CL I 500.00
11/16/12 975.609 Shs. Wilmington Broad Market
Bond Fund Institutional Shs 10,000.00
12/03/12 15.718 Shs. S&P Midcap Index Fund 351.76
12/05/12 1.931 Shs. Wilmington Short Term
Corporate Bond Fund Institutional Shs 14.74
FORWARD $ 283,484.67
- 51 -
PRINCIPAL INVESTMENTS MADE (cont'd)
FORWARD $ 283,484.67
12/OS/12 34.705 Shs. Wilmington Broad Market Bond
Fund Institutional Shs 349.13
12/05/12 9.67 Shs. Wilmington Intermediate-Term
Bond Fund Institutional Shs 102.70
12/10/12 2.852 Shs. Wells Fargo Advantage
International Bond Fund 33.45
12/12/12 2.503 Shs. MFS Emerging Markets Debt
Fd-CL I 40.89
12/17/12 0.191 Shs. RS Global Natural Resources
Fd-Y 6.99
12/24/12 47.974 Shs. Bridgeway Ultra Small Co.
Mkt Fd 600.15
12/26/12 6.733 Shs. Lazard Emerging Markets
Portfolio-In 128.80
12/31/12 2.786 Shs. Vanguard Short Term Corporate
Fd-Inv #39 30.17
04/01/13 1.34 Shs. Vanguard Short Term Corporate
Fd-Inv #39 14.49
12/02/13 11.371 Shs. S&P Midcap Index Fund 318.73
12/05/13 5.092 Shs. Wilmington Short Term
Corporate Bond Fund Institutional Shs 51.99
12/05/13 29.749 Shs. Wilmington Broad Market Bond
Fund Institutional Shs 2g2,p2
12/05/13 19.338 Shs. Wilmington Intermediate-Term
Bond Fund Institutional Shs 194.55
12/10/13 0.392 Shs. Mainstay Epoch Global Equity
Yield Fund-I �,q�
12/10/13 14.468 Shs. Wells Fargo Advantage
International Bond Fund 156.69
FORWARD $ 285,802.89
- 52 -
PRINCIPAL INVESTMENTS MADE (cont'd)
FORWARD $ 285,802.89
12/11/13 1.789 Shs. MFS Emerging Markets Debt
Fd-CL I 25.97
12/13/13 0.236 Shs. T. Rowe Price Dividend Growth
Fd #58 7.63
12/13/13 28.92 Shs. CRM Mid Cap Value Fd-Instl
#32 945.67
12/18/13 27.962 Shs. Bridgeway Ultra Small Co.
Mkt Fd 953.82
12/18/13 8.133 Shs. Harbor Capital Appreciation
Fd #12 443.84
12/18/13 1.169 Shs. Vanguard Short Term Corporate
Fd-Inv #39 12.54
12/23/13 6.284 Shs. Aberdeen Global High Income
FD-I 63.34
12/24/13 3.97 Shs. Lazard Emerging Markets
Portfolio-In 73.93
02/13/14 198.413 Shs. MSIF Small Co Gr Portfolio
CL IS 4,000.00
02/13/14 243.563 Shs. Wilmington Multi-Manager
Real Asset Fund Institutional Shs 3,500.00
02/13/14 339.476 Shs. FPA New Income Fund 3,500.00
02/13/14 297.114 Shs. Scout Unconstrained Bond
Fund 3,500.00
02/13/14 315.789 Shs. DWS Floating Rate Plus Inst 3,000.00
02/13/14 88.059 Shs. MFS International New
Discovery CL I 2,500.00
02/18/14 72 Shs. IShares High Dividend Equity
Fund ETF 4, 930.74
02/18/14 83 Shs. IShares MSCI EAFE Index Fund 5,481.41
FORWARD $ 318,241.78
- 53 -
PRINCIPAL INVESTMENTS MADE (cont'd)
FORWARD $ 318,241.78
04/O1/14 0.185 Shs. Vanguard Short Term Corporate
Fd-Inv #39 l,gg
TOTAL PRINCIPAL INVESTMENTS MADE $ 318,243.76
---------------
---------------
- 54 -
CHANGES IN PRINCIPAL HOLDINGS
ACCOUNT
VALUE
Aberdeen Global Hiqh Income FD-I
11/28/13 582.328 Shs. Name changed from Artio Global High
Income Fund $ 5,763.16
12/23/13 6.284 Shs. Reinvested Capital Gain 63.34
588.612 Shs. $ 5,826.50
12/23/13 Long Term Capital Gain Distribution 0.00
588.612 Shs. $ 5,826.50
04/22/14 588.612 Shs. Sold -5,826.50
0.0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
Artio Global Hiah Income FD-I
04/13/10 142.993 Shs. Purchased $ 1,500.00
12/30/10 3.906 Shs. Reinvested Capital Gain 39.76
146.899 Shs. $ 1,539.76
12/30/10 Long Term Capital Gain Distribution 0.00
146.899 Shs. $ 1,539.76
05/04/11 47.17 Shs. Purchased 500.00
194.069 Shs. $ 2,039.76
12/29/11 3.358 Shs. Reinvested Capital Gain 31.16
197.427 Shs. $ 2,070.92
12/29/11 Long Term Capital Gain Distribution 0.00
197.427 Shs. $ 2,070.92
02/14/12 311.526 Shs. Purchased 3,000.00
508.953 Shs. $ 5,070.92
06/27/12 73.375 Shs. Purchased 700.00
582.328 Shs. $ 5,770.92
02/19/13 Prior Year Return of Capital -7.76
582.328 Shs. $ 5,763.16
- 55 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Artio Global HiQh Income FD-I (cont'd)
11/28/13 582.328 Shs. Name changed to Aberdeen Global
High Income FD-I $ -5,763.16
0.0 Shs. $ 0.00
---------------------
--------------------- ------------------
------------------
Boston Companv International Small Cap
Fund
05/17/06 197.785 Shs. Purchased $ 5,000.00
12/15/06 22.146 Shs. Reinvested Capital Gain 538.82
219.931 Shs. $ 5,538.82
12/15/06 Long Term Capital Gain Distribution 0.00
219.931 Shs. $ 5,538.82
04/18/07 112.613 Shs. Purchased 3,000.00
332.544 Shs. $ 8,538.82
08/16/07 332.544 Shs. Sold -8,538.82
0.0 Shs. $ 0.00
---------------------
--------------------- ------------------
------------------
Bridaewav Ultra Small Co. Mkt Fd
05/17/06 510.725 Shs. Purchased $ 10,000.00
12/15/06 9.826 Shs. Reinvested Capital Gain 191.32
520.551 Shs. $ 10,191.32
12/15/06 Long Term Capital Gain Distribution 0.00
520.551 Shs. $ 10,191.32
12/19/07 19.365 Shs. Reinvested Capital Gain 336.56
539.916 Shs. $ 10,527.88
12/19/07 Long Term Capital Gain Distribution 0.00
539.916 Shs. $ 10,527.88
05/08/08 62.539 Shs. Sold -1,219.45
477.377 Shs. $ 9,308.43
- 56 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Bridaewav Ultra Small Co. Mkt Fd (cont'd)
12/17/08 45.156 Shs. Reinvested Capital Gain $ 426.72
522.533 Shs. $ 9,735.15
12/17/08 Long Term Capital Gain Distribution 0.00
522.533 Shs. $ 9,735.15
12/18/08 210.748 Shs. Sold -3,926.38
311.785 Shs. $ 5,808.77
12/23/09 85.397 Shs. Sold -1,591.01
226.388 Shs. $ 4,217.76
12/16/11 10.198 Shs. Reinvested Capital Gain 127.58
236.586 Shs. $ 4,345.34
12/16/11 Long Term Capital Gain Distribution 0.00
236.586 Shs. $ 4,345.34
12/24/12 47.974 Shs. Reinvested Capital Gain 600.15
284.56 Shs. $ 4, 945.49
12/24/12 Long Term Capital Gain Distribution 0.00
284.56 Shs. $ 4,945.49
12/18/13 27.962 Shs. Reinvested Capital Gain 453.82
312.522 Shs. $ 5,399.31
12/18/13 Long Term Capital Gain Distribution 0.00
312.522 Shs. $ 5,399.31
02/13/14 312.522 Shs. Sold -5,399.31
0.0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
- 57 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
California S&P Midcap Index Fund
12/26/08 238.663 Shs. Purchased $ 3,000.00
12/O1/09 0.358 Shs. Reinvested Capital Gain 6.09
239.021 Shs. $ 3,006.09
12/O1/09 Long Term Capital Gain Distribution 0.00
239.021 Shs. $ 3,006.09
12/01/11 10.811 Shs. Reinvested Capital Gain 227.24
249.832 Shs. $ 3,233.33
12/O1/11 Long Term Capital Gain Distribution 0.00
249.832 Shs. $ 3,233.33
O1/05/12 249.832 Shs. Name changed to S&P Midcap Index
Fund -3,233.33
0.0 Shs. $ 0.00
---------------------
--------------------- ------------------
------------------
S&P Midcao Index Fund
O1/05/12 249.832 Shs. Name changed from California S&P
Midcap Index Fund $ 3,233.33
12/03/12 15.718 Shs. Reinvested Capital Gain 351.76
265.55 Shs. $ 3,585.09
12/03/12 Long Term Capital Gain Distribution 0.00
265.55 Shs. $ 3,585.09
12/02/13 11.371 Shs. Reinvested Capital Gain 318.73
276.921 Shs. $ 3,903.82
12/02/13 Long Term Capital Gain Distribution 0.00
276.921 Shs. $ 3, 903.82
04/22/14 276.921 Shs. Sold -3, 903.82
0.0 Shs. $ 0.00
---------------------
--------------------- ------------------
------------------
- 58 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
CRM Mid Cap Value Fd-Instl #32
02/03/05 388.954 Shs. Purchased $ 10,000.00
12/16/05 11.525 Shs. Reinvested Capital Gain 312.45
400.479 Shs. $ 10,312.45
� 12/16/OS Long Term Capital Gain Distribution 0.00
400.479 Shs. $ 10,312.45
05/17/06 170.532 Shs. Sold -4,391.25
229.947 Shs. $ 5,921.20
12/19/06 12.785 Shs. Reinvested Capital Gain 382.40
242.732 Shs. $ 6,303.60
12/19/06 Long Term Capital Gain Distribution 0.00
242.732 Shs. $ 6,303.60
12/18/07 25.394 Shs. Reinvested Capital Gain 735.66
268.126 Shs. $ 7,039.26
12/18/07 Long Term Capital Gain Distribution 0.00
268.126 Shs. $ 7,039.26
12/26/08 110.619 Shs. Sold -2,904.14
157.507 Shs. $ 4,135.12
02/11/09 109.89 Shs. Purchased 2,000.00
267.397 Shs. $ 6,135.12
12/27/10 104.566 Shs. Sold -2,399.15
162.831 Shs. $ 3,735.97
' 12/13/13 28.92 Shs. Reinvested Capital Gain 945.67
191.751 Shs. $ 4,681.64
12/13/13 Long Term Capital Gain Distribution 0.00
191.751 Shs. $ 4, 681.64
04/22/14 191.751 Shs. Sold -4, 681.64
0.0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
- 59 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Dodae & Cox Stock Fund #145
02/03/05 77.863 Shs. Purchased $ 10,000.00
03/31/05 0.459 Shs. Reinvested Capital Gain 58.40
78.322 Shs. $ 10,058.40
03/31/05 Long Term Capital Gain Distribution 0.00
78.322 Shs. $ 10,058.40
12/30/05 1.468 Shs. Reinvested Capital Gain 202.46
79.79 Shs. $ 10,260.86
12/30/05 Long Term Capital Gain Distribution 0.00
79.79 Shs. $ 10,260.86
04/03/06 0.143 Shs. Reinvested Capital Gain 20.59
79.933 Shs. $ 10,281.45
04/03/06 Long Term Capital Gain Distribution 0.00
79.933 Shs. $ 10,281.45
12/29/06 3.451 Shs. Reinvested Capital Gain 531.71
83.384 Shs. $ 10,813.16
12/29/06 Long Term Capital Gain Distribution 0.00
83.384 Shs. $ 10,813.16
03/30/07 0.569 Shs. Reinvested Capital Gain 87.g7
83.953 Shs. $ 10,901.13
03/30/07 Long Term Capital Gain Distribution 0.00
83.953 Shs. $ 10,901.13
12/31/07 7.359 Shs. Reinvested Capital Gain 1,024.65
91.312 Shs. $ 11,925.78
12/31/07 Long Term Capital Gain Distribution 0.00
91.312 Shs. $ 11, 925.78
03/28/08 3.211 Shs. Reinvested Capital Gain 376.93
94.523 Shs. $ 12,302.71
03/28/08 Long Term Capital Gain Distribution 0.00
94.523 Shs. $ 12,302.71
- 60 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Dodae & Cox Stock Fund #145 (cont'd)
05/08/08 7.947 Shs. Sold $ -1,034.35
86.576 Shs. $ 11,268.36
12/18/08 86.576 Shs. Sold -11,268.36
0.0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
DWS FloatinQ Rate Plus Inst
02/13/14 315.789 Shs. Purchased $ 3,000.00
04/22/14 315.789 Shs. Sold -3,000.00
0.0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
Everareen Intl Bd Fd -In
08/31/07 274.977 Shs. Purchased $ 3,000.00
07/14/10 274.977 Shs. Delivered in merger to Evergreen
Intl Bd Fd -Is -3,000.00
0.0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
Everareen Intl Bd Fd -Is
07/14/10 274.977 Shs. Received in merger from Evergreen
Intl Bd Fd -In $ 3,000.00
08/11/10 274.977 Shs. Name changed to Wells Fargo
Advantage International Bond Fund -3,000.00
0.0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
- 61 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Wells Farao AdvantaQe International Bond
Fund
08/11/10 274.977 Shs. Name changed from Evergreen Intl Bd
Fd -Is $ 3,000.00
12/13/10 1.843 Shs. Reinvested Capital Gain 21.09
276.82 Shs. $ 3,021.09
12/13/10 Long Term Capital Gain Distribution 0.00
276.82 Shs. $ 3,021.09
05/04/11 124.481 Shs. Purchased 1,500.00
401.301 Shs. $ 4,521.09
12/12/11 2.052 Shs. Reinvested Capital Gain 23.86
403.353 Shs. $ 4,544.95
12/12/11 Long Term Capital Gain Distribution 0.00
403.353 Shs. $ 4,544.95
12/10/12 2.852 Shs. Reinvested Capital Gain 33.45
406.205 Shs. $ 4,578.40
12/10/12 Long Term Capital Gain Distribution 0.00
406.205 Shs. $ 4,578.40
12/10/13 14.468 Shs. Reinvested Capital Gain 156.69
420.673 Shs. $ 4,735.09
12/10/13 Long Term Capital Gain Distribution 0.00
420.673 Shs. $ 4,735.09
04/22/14 420.673 Shs. Sold -4,735.09
0.0 Shs. $ 0.00
---------------------
--------------------- ------------------
------------------
- 62 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Federated Ultra Short Bd-Ins
06/29/12 326.797 Shs. Purchased $ 3,000.00
04/22/14 326.797 Shs. Sold -3,000.00
0.0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
FPA New Income Fund
02/13/14 339.476 Shs. Purchased $ 3,500.00
04/22/14 339.476 Shs. Sold -3,500.00
0.0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
Goldman Sachs Hiah Yield Fd-I#527
10/06/09 223.547 Shs. Purchased $ 1,500.00
04/13/10 223.547 Shs. Sold -1,500.00
0.0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
Guinness Atkinson - China & HK Fd
10/06/09 31.837 Shs. Purchased $ 1,000.00
12/31/09 1.01 Shs. Reinvested Capital Gain 35.23
32.847 Shs. $ 1,035.23
12/31/09 Long Term Capital Gain Distribution 0.00
32.847 Shs. $ 1,035.23
12/31/10 1.176 Shs. Reinvested Capital Gain 45.45
34.023 Shs. $ 1,080.68
12/31/10 Long Term Capital Gain Distribution 0.00
34.023 Shs. $ 1,080.68
12/30/11 1.685 Shs. Reinvested Capital Gain 44.77
35.708 Shs. $ 1,125.45
- 63 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Guinness Atkinson - China & HK Fd (cont'd)
12/30/11 Long Term Capital Gain Distribution $ 0.00
35.708 Shs. $ 1,125.45
09/23/13 35.708 Shs. Sold -1,125.45
0.0 Shs. $ 0.00
---------------------
--------------------- ------------------
------------------
Harbor Capital Appreciation Fd #12
05/17/06 315.557 Shs. Purchased $ 10,000.00
12/18/08 215.332 Shs. Purchased 5,000.00
530.889 Shs. $ 15,000.00
10/06/09 100.773 Shs. Sold -2,847.29
430.116 Shs. $ 12,152.71
05/04/11 100.908 Shs. Sold -2,851.10
329.208 Shs. $ 9,301.61
02/14/12 72.516 Shs. Sold -2,048.90
256.692 Shs. $ 7,252.71
12/18/13 8.133 Shs. Reinvested Capital Gain 443.84
264.825 Shs. $ 7, 696.55
12/18/13 Long Term Capital Gain Distribution 0.00
264.825 Shs. $ 7, 696.55
02/13/14 264.825 Shs. Sold -7, 696.55
0.0 Shs. $ 0.00
---------------------
--------------------- ------------------
------------------
- 64 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Harbor International Fund #11
02/03/05 235.849 Shs. Purchased $ 10,000.00
12/21/05 5.907 Shs. Reinvested Capital Gain 287•86
241.756 Shs. $ 10,287.86
12/21/05 Long Term Capital Gain Distribution 0.00
241.756 Shs. $ 10,287.86
12/20/06 7.465 Shs. Reinvested Capital Gain 455.64
249.221 Shs. $ 10,743.50
12/20/06 Long Term Capital Gain Distribution 0.00
249.221 Shs. $ 10,743.50
12/20/07 10.908 Shs. Reinvested Capital Gain 753.11
260.129 Shs. $ 11,496.61
12/20/07 Long Term Capital Gain Distribution 0.00
260.129 Shs. $ 11,496.61
02/04/09 28.321 Shs. Purchased 1,000.00
288.45 Shs. $ 12,496.61
10/06/09 38.865 Shs. Purchased 2,000.00
327.315 Shs. $ 14,496.61
05/04/11 22.472 Shs. Sold -995.27
304.843 Shs. $ 13,501.34
02/14/12 50.83 Shs. Sold -2,251.23
254.013 Shs. $ 11,250.11
06/27/12 18.783 Shs. Sold -831.89
235.23 Shs. $ 10,418.22
06/29/12 55.928 Shs. Sold -2,477.02
179.302 Shs. $ 7, 941.20
04/22/14 179.302 Shs. Sold -7,941.20
0.0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
- 65 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
IShares Hiah Dividend EauitV Fund ETF
02/18/14 72 Shs. Purchased $ 4,930.74
04/24/14 72 Shs. Sold -4,930.74
0 Shs. $ 0.00
---------------------
--------------------- ------------------
------------------
IShares MSCI EAFE Index Fund
02/18/14 83 Shs. Purchased $ 5,481.41
04/24/14 83 Shs. Sold -5,481.41
0 Shs. $ 0.00
---------------------
--------------------- ------------------
------------------
Lazard Emeraina Markets Portfolio-In
06/15/09 103.448 Shs. Purchased $ 1,500.00
12/27/10 92.464 Shs. Purchased 2,000.00
195.912 Shs. $ 3,500.00
12/29/11 5.653 Shs. Reinvested Capital Gain 94.07
201.565 Shs. $ 3,594.07
12/29/11 Long Term Capital Gain Distribution 0.00
201.565 Shs. $ 3,594.07
12/26/12 6.733 Shs. Reinvested Capital Gain 128.80
208.298 Shs. $ 3,722.87
12/26/12 Long Term Capital Gain Distribution 0.00
208.298 Shs. $ 3,722.87
12/24/13 3.97 Shs. Reinvested Capital Gain 73.93
212.268 Shs. $ 3,796.80
12/24/13 Long Term Capital Gain Distribution 0.00
212.268 Shs. $ 3,796.80
02/13/14 212.268 Shs. Sold -3,796.80
0.0 Shs. $ 0.00
---------------------
--------------------- ------------------
------------------
- 66 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
LSV Value Eauitv Fund
12/18/08 480.307 Shs. Purchased $ 5,000.00
04/22/14 480.307 Shs. Sold -5,000.00
0.0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
Mainstav Epoch Global Eauitv Yield
Fund-I
02/14/12 191.205 Shs. Purchased $ 3,000.00
12/10/13 0.392 Shs. Reinvested Capital Gain 7•47
191.597 Shs. $ 3,007.47
12/10/13 Long Term Capital Gain Distribution 0.00
191.597 Shs. $ 3,007.47
04/22/14 191.597 Shs. Sold -3,007.47
0.0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
Marketvest Funds Short Term Bond Fund
#592
O1/15/97 114.458 Shs. Purchased $ 1,140.00
03/23/98 114.458 Shs. Delivered in exchange to ARK Fds
Short Term Bond Portfolio -1,140.00
0.0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
- 67 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
ARK Fds Short Term Bond Portfolio
03/23/98 114.458 Shs. Received in exchange from
Marketvest Funds Short Term Bond
Fund #592 $ 1,140.00
02/24/99 20.101 Shs. Sold -200.21
94.357 Shs. $ 939.79
03/23/99 23.116 Shs. Sold -230.23
71.241 Shs. $ 709.56
04/06/99 10.03 Shs. Sold -99.90
61.211 Shs. $ 609.66
06/22/99 22.335 Shs. Sold -222.46
38.876 Shs. $ 387.20
07/07/99 10.152 Shs. Sold -101.11
28.724 Shs. $ 286.09
09/08/99 9.156 Shs. Sold -91.19
19.568 Shs. $ 194.90
10/06/99 19.568 Shs. Sold -194.90
0.0 Shs. $ 0.00
---------------------
--------------------- ------------------
------------------
Masters Select International Fund #306
06/15/09 131.234 Shs. Purchased $ 1,500.00
08/02/11 131.234 Shs. Name changed to Litman Gregory
Masters International INS -1,500.00
0.0 Shs. $ 0.00
---------------------
--------------------- ------------------
------------------
- 68 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Litman Greaorv Masters International INS
08/02/11 131.234 Shs. Name changed from Masters Select
International Fund #306 $ 1,500.00
04/22/14 131.234 Shs. Sold -1,500.00
0.0 Shs. $ 0.00
MFS Emeraina Markets Debt Fd-CL I
05/04/11 102.319 Shs. Purchased $ 1,500.00
12/09/11 0.34 Shs. Reinvested Capital Gain 4.93
102.659 Shs. $ 1,504.93
12/09/11 Long Term Capital Gain Distribution 0.00
102.659 Shs. $ 1,504.93
02/14/12 200.133 Shs. Purchased 3,000.00
302.792 Shs. $ 4,504.93
06/27/12 46.419 Shs. Purchased 700.00
349.211 Shs. $ 5,204.93
06/29/12 33.135 Shs. Purchased 500.00
382.346 Shs. $ 5,704.93
12/12/12 2.503 Shs. Reinvested Capital Gain 40.89
384.849 Shs. $ 5,745.82
12/12/12 Long Term Capital Gain Distribution 0.00
, � 384.849 Shs. $ 5,745.82
12/11/13 1.789 Shs. Reinvested Capital Gain 25.97
386.638 Shs. $ 5,771.79
12/11/13 Long Term Capital Gain Distribution 0.00
386.638 Shs. $ 5,771.79
04/22/14 386.638 Shs. Sold -5,771.79
0.0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
- 69 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
MFS International New Discoverv CL I
02/13/14 88.059 Shs. Purchased $ 2,500.00
04/22/14 88.059 Shs. Sold -2,500.00
0.0 Shs. $ 0.00
---------------------
--------------------- ------------------
------------------
MSIF Small Co Gr Portfolio CL IS
02/13/14 198.413 Shs. Purchased $ 4,000.00
04/22/14 198.413 Shs. Sold -4,000.00
0.0 Shs. $ 0.00
---------------------
--------------------- ------------------
------------------
MTB Eauitv Income Portfolio-Inst I Fund
#43
02/03/05 1,004.016 Shs. Purchased $ 10,000.00
11/29/05 296.401 Shs. Reinvested Capital Gain 2,341.57
1,300.417 Shs. $ 12,341.57
11/29/05 Long Term Capital Gain Distribution 0.00
1,300.417 Shs. $ 12,341.57
10/19/06 563.063 Shs. Sold -5,343.73
737.354 Shs. $ 6, 997.84
12/05/06 78.3 Shs. Reinvested Capital Gain 655.37
815.654 Shs. $ 7, 653.21
12/05/06 Long Term Capital Gain Distribution 0.00
815.654 Shs. $ 7, 653.21
08/31/07 815.654 Shs. Sold -7, 653.21
0.0 Shs. $ 0.00
---------------------
--------------------- ------------------
------------------
- 70 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
MTB Eauitv Index-Inst I Fund #134
05/17/06 929.368 Shs. Purchased $ 10,000.00
12/18/08 929.368 Shs. Sold -10,000.00
0.0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
MTB Income-Inst I Fund #143
08/31/07 314.465 Shs. Purchased $ 3,000.00
10/06/09 514.403 Shs. Purchased 5,000.00
828.868 Shs. $ 8, 000.00
12/03/10 12.495 Shs. Reinvested Capital Gain 124.08
841.363 Shs. $ 8,124.08
12/03/10 Long Term Capital Gain Distribution 0.00
841.363 Shs. $ 8,124.08
12/05/11 21.003 Shs. Reinvested Capital Gain 206.67
862.366 Shs. $ 8,330.75
12/05/11 Long Term Capital Gain Distribution 0.00
862.366 Shs. $ 8,330.75
03/12/12 862.366 Shs. Name changed to Wilmington Broad
Market Bond Fund Institutional Shs -8,330.75
0.0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
- 71 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Wilminaton Broad Market Bond Fund
Institutional Shs
03/12/12 862.366 Shs. Name changed from MTB Income-Inst I
Fund #143 $ 8,330.75
11/16/12 975.609 Shs. Purchased 10,000.00
1,837.975 Shs. $ 18,330.75
12/05/12 34.705 Shs. Reinvested Capital Gain 349.13
1,872.68 Shs. S 18, 679.88
12/05/12 Long Term Capital Gain Distribution 0.00
1,872.68 Shs. $ 18, 679.88
12/05/13 29.749 Shs. Reinvested Capital Gain 2g2.p2
1,902.429 Shs. $ 18, 961.90
12/05/13 Long Term Capital Gain Distribution 0.00
1,902.429 Shs. $ 18, 961.90
04/22/14 1,902.429 Shs. Sold -18,961.90
0.0 Shs. $ 0.00
---------------------
--------------------- ------------------
------------------
MTB Intermediate Term Bond-Inst I Fund
220
08/31/07 410.256 Shs. Purchased $ 4,000.00
O1/18/08 997.009 Shs. Purchased 10,000.00
1,407.265 Shs. $ 14,000.00
12/03/10 13.73 Shs. Reinvested Capital Gain 146.08
1,420.995 Shs. $ 14,146.08
12/03/10 Long Term Capital Gain Distribution 0.00
1,420.995 Shs. $ 14, 146.08
12/05/11 53.379 Shs. Reinvested Capital Gain 556.21
1,474.374 Shs. $ 14,702.29
12/05/11 Long Term Capital Gain Distribution 0.00 -
1,474.374 Shs. $ 14,702.29
- 72 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
MTB Intermediate Term Bond-Inst I Fund
#220 (cont'd)
02/14/12 94.429 Shs. Purchased S 1,000.00
1,568.803 Shs. $ 15,702.29
03/12/12 1,568.803 Shs. Name changed to Wilmington
Intermediate-Term Bond Fund
Institutional Shs -15,702.29
0.0 Shs. $ 0.00
------------------
Wilminaton Intermediate-Term Bond Fund
Institutional Shs
03/12/12 1,568.803 Shs. Name changed from MTB Intermediate
Term Bond-Inst I Fund #220 $ 15,702.29
11/16/12 926.784 Shs. Sold -9,276.26
642.019 Shs. $ 6,426.03
12/05/12 9.67 Shs. Reinvested Capital Gain 102.70
651.689 Shs. $ 6,528.73
12/05/12 Long Term Capital Gain Distribution 0.00
651.689 Shs. $ 6,528.73
12/05/13 19.338 Shs. Reinvested Capital Gain 194.55
671.027 Shs. $ 6,723.28
12/05/13 Long Term Capital Gain Distribution 0.00
671.027 Shs. $ 6,723.28
02/13/14 671.027 Shs. Sold -6,723.28
0.0 Shs. $ 0.00
------------------
- 73 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
MTB LarQe Cap Value-Inst I Fund #327
02/03/05 896.057 Shs. Purchased $ 10,000.00
11/29/05 60.364 Shs. Reinvested Capital Gain 701.43
956.421 Shs. $ 10,701.43
11/29/05 Long Term Capital Gain Distribution 0.00
956.421 Shs. $ 10,701.43
12/05/06 63.573 Shs. Reinvested Capital Gain 796.57
1,019.994 Shs. $ 11,498.00
12/05/06 Long Term Capital Gain Distribution 0.00
1,019.994 Shs. $ 11,498.00
04/18/07 223.881 Shs. Purchased 3,000.00
1,243.875 Shs. $ 14,498.00
12/05/07 76.048 Shs. Reinvested Capital Gain 919.42
1,319.923 Shs. $ 15,417.42
12/05/07 Long Term Capital Gain Distribution 0.00
1,319.923 Shs. $ 15,417.42
12/03/08 5.524 Shs. Reinvested Capital Gain 36.68
1,325.447 Shs. $ 15,454.10
12/03/08 Long Term Capital Gain Distribution 0.00
1,325.447 Shs. $ 15,454.10
12/18/08 1,325.447 Shs. Sold -15,454.10
0.0 Shs. $ 0.00
---------------------
--------------------- ------------------
------------------
- 74 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
MTB Mid Cap Growth-Inst I Fund #401
05/17/06 313.48 Shs. Purchased $ 5,000.00
12/05/06 47.746 Shs. Reinvested Capital Gain 677.99
361.226 Shs. $ 5,677.99
12/05/06 Long Term Capital Gain Distribution 0.00
361.226 Shs. $ 5,677.99
12/05/07 60.7 Shs. Reinvested Capital Gain 821.26
421.926 Shs. $ 6,499.25
12/05/07 Long Term Capital Gain Distribution 0.00
421.926 Shs. $ 6,499.25
05/08/08 145.138 Shs. Sold -2,235.67
276.788 Shs. $ 4,263.58
12/03/08 12.744 Shs. Reinvested Capital Gain 87.04
289.532 Shs. $ 4,350.62
12/03/08 Long Term Capital Gain Distribution 0.00
289.532 Shs. $ 4,350.62
12/18/08 132.1 Shs. Sold -1,984.99
157.432 Shs. $ 2,365.63
12/26/08 157.432 Shs. Sold -2,365.63
0.0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
- 75 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
MTB Short Duration Government Bond
Inst I Fund #120
08/31/07 415.369 Shs. Purchased $ 4,000.00
O1/18/08 612.87 Shs. Purchased 6,000.00
1,028.239 Shs. $ 10,000.00
05/08/08 204.708 Shs. Purchased 2,000.00
1,232.947 Shs. $ 12,000.00
12/26/08 203.459 Shs. Purchased 2,000.00
1,436.406 Shs. $ 14,000.00
02/11/09 303.644 Shs. Purchased 3,000.00
1,740.05 Shs. $ 17,000.00
10/06/09 652.61 Shs. Sold -6,375.89
1,087.44 Shs. $ 10,624.11
01/12/10 150.905 Shs. Sold -1,474.32
936.535 Shs. $ 9, 149.79
04/13/10 40.363 Shs. Sold -394.34
896.172 Shs. $ 8,755.45
12/27/10 203.252 Shs. Sold -1, 985.74
692.92 Shs. $ 6,769.71
O1/21/11 203.252 Shs. Sold -1, 985.74
489.668 Shs. $ 4,783.97
05/04/11 101.215 Shs. Sold -988,g5
388.453 Shs. $ 3,795.12
03/12/12 388.453 Shs. Name changed to Wilmington Short
Duration Government Bond Fund
Institutional Shs -3,795.12
0.0 Shs. $ 0.00
---------------------
--------------------- ------------------
------------------
- 76 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Wilminaton Short Duration Government
Bond Fund Institutional Shs
03/12/12 388.453 Shs. Name changed from MTB Short
Duration Government Bond Inst I
Fund #120 $ 3,795.12
06/27/12 142.857 Shs. Sold -1,395.69
245.596 Shs. $ 2,399.43
06/29/12 245.596 Shs. Sold -2,399.43
0.0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
MTB Short Term Corporate Bd-Inst I-#518
08/31/07 408.163 Shs. Purchased $ 4,000.00
12/03/10 0.587 Shs. Reinvested Capital Gain 6.00
408.75 Shs. $ 4,006.00
12/03/10 Long Term Capital Gain Distribution 0.00
408.75 Shs. $ 4,006.00
05/04/11 145.631 Shs. Purchased 1,500.00
554.381 Shs. $ 5,506.00
12/05/11 2.028 Shs. Reinvested Capital Gain 20.65
556.409 Shs. $ 5,526.65
12/05/11 Long Term Capital Gain Distribution 0.00
556.409 Shs. $ 5,526.65
03/12/12 556.409 Shs. Name changed to Wilmington Short
Term Corporate Bond Fund
Institutional Shs -5,526.65
0.0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
- 77 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Wilminaton Short Term Corporate Bond
Fund Institutional Shs
03/12/12 556.409 Shs. Name changed from MTB Short Term
Corporate Bd-Inst I-#518 $ 5,526.65
12/05/12 1.431 Shs. Reinvested Capital Gain 14.74
557.84 Shs. $ 5,541.39
12/05/12 Long Term Capital Gain Distribution 0.00
557.84 Shs. $ 5,591.39
12/05/13 5.092 Shs. Reinvested Capital Gain 51.99
562.932 Shs. $ 5,593.38
12/05/13 Long Term Capital Gain Distribution 0.00
562.932 Shs. $ 5,593.38
04/22/14 562.932 Shs. Sold -5,593.38
0.0 Shs. $ 0.00
---------------------
--------------------- ------------------
------------------
Pennsvlvania Power & LiQht Companv
08/15/84 1,485 Shs. Purchased $ 34,021.33
12/O1/89 Adjustment to Book Value as of Date
of Death 26,213.98
1,485 Shs. $ 60,235.31
05/20/92 1,485 Shs. Received in 2 for 1 Stock Split 0.00
2, 970 Shs. $ 60,235.31
05/24/95 2, 970 Shs. Name changed to PP&L Resources
Incorporated -60,235.31
0 Shs. $ 0.00
---------------------
--------------------- ------------------
------------------
- 78 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
PP&L Resources Incorporated
05/24/95 2, 970 Shs. Name changed from Pennsylvania
Power & Light Company $ 60,235.31
12/23/99 20 Shs. Sold -405.62
2, 950 Shs. $ 59,829.69
02/16/00 2,950 Shs. Name changed to PPL Corporation -59,829.69
0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
PPL Corporation
02/16/00 2,950 Shs. Name changed from PP&L Resources
Incorporated $ 59,829.69
04/10/00 50 Shs. Sold -1,014.06
2, 900 Shs. $ 58,815.63
12/2�/00 40 Shs. Sold -811.25
2,860 Shs. $ 58,004.38
02/27/02 20 Shs. Sold -405.63
2,840 Shs. $ 57,598.75
08/15/02 40 Shs. Sold -811.25
2,800 Shs. $ 56,787.50
09/18/03 25 Shs. Sold -507.03
2,775 Shs. $ 56,280.47
06/17/04 25 Shs. Sold -507.03
' � 2,750 Shs. $ 55,773.44
02/03/05 1,000 Shs. Sold -20,281.25
1,750 Shs. $ 35,492.19
08/25/05 1,750 Shs. Received in 2 for 1 Stock Split 0.00
3,500 Shs. $ 35,492.19
05/19/06 1,500 Shs. Sold -15,210.94
2,000 Shs. $ 20,281.25
- 79 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
PPL Corporation (cont'd)
04/20/07 200 Shs. Sold $ -2,028.13
1,800 Shs. $ 18,253.12
09/05/07 200 Shs. Sold -2,028.12
1,600 Shs. $ 16,225.00
O1/14/08 500 Shs. Sold -5,070.31
1,100 Shs. $ 11,154.69
02/06/09 200 Shs. Sold -2,028.13
900 Shs. $ 9,126.56
06/17/09 100 Shs. Sold -1,014.06
800 Shs. $ 8,112.50
04/15/10 100 Shs. Sold -1,014.06
700 Shs. $ 7,098.44
08/12/10 100 Shs. Sold -1,014.06
600 Shs. $ 6,084.38
05/06/11 50 Shs. Sold -507.03
550 Shs. $ 5,577.35
04/18/13 25 Shs. Sold -253.52
525 Shs. $ 5,323.83
02/18/14 25 Shs. Sold -253.52
500 Shs. $ 5,070.31
04/24/14 500 Shs. Sold -5,070.31
0 Shs. $ 0.00
---------------------
--------------------- ------------------
------------------
- 80 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
RS Global Natural Resources Fd-Y
12/27/10 26.638 Shs. Purchased $ 1,000.00
05/04/11 36.747 Shs. Purchased 1,500.00
63.385 Shs. $ 2,500.00
12/16/11 0.419 Shs. Reinvested Capital Gain 14.28
63.804 Shs. $ 2,514.28
12/16/11 Long Term Capital Gain Distribution 0.00
63.804 Shs. $ 2,514.28
12/17/12 0.191 Shs. Reinvested Capital Gain 6.99
63.995 Shs. $ 2,521.27
12/17/12 Long Term Capital Gain Distribution 0.00
63.995 Shs. $ 2,521.27�
,
09/23/13 63.995 Shs. Sold -2,521.27
0.0 Shs. $ 0.00
--------------------- ------------------
--------------------- ------------------
Scout Unconstrained Bond Fund
02/13/14 297.114 Shs. Purchased $ 3,500.00
04/22/14 297.114 Shs. Sold -3,500.00
0.0 Shs. $ 0.00
--------------------- ------------------
--------------------- ------------------
- 81 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Southern Companv
2,130 Shs. Received $ 20,897.20
08/14/84 2,130 Shs. Sold -20,897.20
0 Shs. $ 0.00
--------------------- ------------------
--------------------- ------------------
STI Classic Seix Floatina Rate-I
O1/18/08 265.675 Shs. Purchased $ 2,500.00
04/02/08 265.675 Shs. Name changed to Ridgeworth Seix FL
Rate HI Inc Fd-I -2,500.00
0.0 Shs. $ 0.00
--------------------- ------------------
--------------------- ------------------
RidQeworth Seix FL Rate HI Inc Fd-I
04/02/08 265.675 Shs. Name changed from STI Classic Seix
Floating Rate-I $ 2,500.00
12/27/10 223.964 Shs. Purchased 2,000.00
489.639 Shs. $ 4,500.00
05/04/11 276.855 Shs. Purchased 2,500.00
766.494 Shs. $ 7,000.00
04/22/14 766.494 Shs. Sold -7,000.00
0.0 Shs. $ 0.00
--------------------- ------------------
- 82 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
T. Rowe Price Dividend Growth Fd #58
12/18/08 304.878 Shs. Purchased $ 5,000.00
05/04/11 121.31 Shs. Sold -1, 989.48
183.568 Shs. $ 3,010.52
02/14/12 121.065 Shs. Sold -1,985.47
62.503 Shs. $ 1,025.05
04/16/13 27.816 Shs. Sold -456.18
34.687 Shs. $ 568.87
12/13/13 0.236 Shs. Reinvested Capital Gain 7.63
34.923 Shs. $ 576.50
12/13/13 Long Term Capital Gain Distribution 0.00
34.923 Shs. $ 576.50
02/13/14 34.923 Shs. Sold -576.50
0.0 Shs. $ 0.00
--------------------- ------------------
T. Rowe Price Inst L/C Growth
12/18/08 545.852 Shs. Purchased $ 5,000.00
02/04/09 108.814 Shs. Purchased 1,000.00
654.666 Shs. $ 6,000.00
02/14/12 166.206 Shs. Sold -1,523.27
488.46 Shs. $ 4,476.73
04/22/14 488.46 Shs. Sold -4,476.73
0.0 Shs. $ 0.00
- 83 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
Vanauard Institutional Index Fund #94
02/04/09 52.11 Shs. Purchased $ 4,000.00
05/04/11 8.05 Shs. Sold -617.92
44.06 Shs. $ 3,382.08
04/22/14 44.06 Shs. Sold -3,382.08
0.00 Shs. $ 0.00
--------------------- ------------------
--------------------- ------------------
VanQUard S/C Value Index-Inv #860
12/18/08 195.886 Shs. Purchased $ 2,000.00
04/22/14 195.886 Shs. Sold -2,000.00
0.0 Shs. $ 0.00
--------------------- ------------------
--------------------- ------------------
Vanauard Short Term Corporate Fd-Inv #39
O1/18/08 278.811 Shs. Purchased $ 3,000.00
05/08/08 188.857 Shs. Purchased 2,000.00
467.668 Shs. $ 5, 000.00
12/31/10 0.261 Shs. Reinvested Capital Gain 2.81
467.929 Shs. $ 5, 002.81
12/31/10 Long Term Capital Gain Distribution 0.00
467.929 Shs. $ 5,002.81
03/23/11 1.697 Shs. Reinvested Capital Gain 18.25
469.626 Shs. $ 5,021.06
03/23/11 Long Term Capital Gain Distribution 0.00
469.626 Shs. $ 5,021.06
02/14/12 186.393 Shs. Purchased 2,000.00
656.019 Shs. $ 7,021.06
12/31/12 2.786 Shs. Reinvested Capital Gain 30.17
658.805 Shs. $ 7,051.23
- 84 -
CHANGES IN PRINCIPAL HOLDINGS (cont'd)
ACCOUNT
VALUE
VanQUard Short Term Corporate Fd-Inv #39 (cont'd)
12/31/12 Long Term Capital Gain Distribution $ 0.00
658.805 Shs. S 7,051.23
04/O1/13 1.34 Shs. Reinvested Capital Gain 14.49
660.145 Shs. $ 7, 065.72
04/Ol/13 Long Term Capital Gain Distribution 0.00
660.145 Shs. $ 7,065.72
12/18/13 1.169 Shs. Reinvested Capital Gain 12.54
661.314 Shs. $ 7,078.26
12/18/13 Long Term Capital Gain Distribution 0.00
661.314 Shs. $ 7,078.26
04/Ol/14 0.185 Shs. Reinvested Capital Gain 1.98
661.499 Shs. $ 7,080.24
04/O1/14 Long Term Capital Gain Distribution 0.00
661.499 Shs. $ 7,080.24
04/22/14 661.499 Shs. Sold -7,080.24
0.0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
Wilminaton Multi-Manaqer Real Asset Fund
Institutional Shs
02/13/14 243.563 Shs. Purchased $ 3,500.00
04/22/14 243.563 Shs. Sold -3,500.00
0.0 Shs. $ 0.00
------------------
--------------------- ------------------
---------------------
- 85 -
RECEIPTS OF INCOME
Aberdeen Global Hiah Income FD-I
O1/02/14 Dividend 588.612 Shs. $ 33.40
O1/31/14 Dividend 588.612 Shs. 27.64
02/28/14 Dividend 588.612 Shs. 29.77
03/31/14 Dividend 588.612 Shs. 33.57 $ 124.38
ARK Fds Short Term Bond Portfolio
04/06/98 Dividend 114.458 Shs. $ 1.53
05/O1/98 Dividend 114.458 Shs. 5.11
06/O1/98 Dividend 114.458 Shs. 5.27
07/O1/98 Dividend 114.458 Shs. 5.33
08/03/98 Dividend 114.458 Shs. 5.31
09/Ol/98 Dividend 114.458 Shs. 5.23
10/O1/98 Dividend 114.458 Shs. 4.82
11/02/98 Dividend 114.458 Shs. 4.87
12/01/98 Dividend 114.458 Shs. 4.71
O1/04/99 Dividend 114.458 Shs. 4.66
02/O1/99 Dividend 114.458 Shs. 4.68
03/O1/99 Dividend 94.357 Shs. 4.26
04/O1/99 Dividend 71.241 Shs. 3.69
05/03/99 Dividend 61.211 Shs. 2.53
06/Ol/99 Dividend 61.211 Shs. 2.48
07/O1/99 Dividend 38.876 Shs. 2.13
08/02/99 Dividend 28.724 Shs. 1.30
09/O1/99 Dividend 28.724 Shs. 1.24
10/O1/99 Dividend 19.568 Shs. 0.97
11/Ol/99 Dividend 19.568 Shs. 0.15 70.27
ARK Monev Market Portfolio
08/03/98 Interest $ 2.03
09/O1/98 Interest 0.95
11/02/98 Interest 1.50
12/O1/98 Interest 0.12
02/01/99 Interest 0.76
03/O1/99 Interest 0.21
05/03/99 Interest 2.66
06/01/99 Interest 1.27
07/O1/99 Interest 0.16
08/02/99 Interest 2.48
09/O1/99 Interest 1.09
10/O1/99 Interest 0.19
11/O1/99 Interest 2.37
12/O1/99 Interest 0.82
01/03/00 Interest 0.34
FORWARD $ 16.95 $ 194.65
- 86 -
RECEIPTS OF INCOME (cont'd)
FORWARD S 16.95 S 194.65
ARK Monev Market Portfolio
(cont'd)
02/O1/00 Interest 3.06
03/O1/00 Interest 1.61
09/03/00 Interest 0.43
05/O1/00 Interest 5.26
06/O1/00 Interest 5.70
07/03/00 Interest 4.28
08/Ol/00 Interest 6.20
09/O1/00 Interest 4.39
10/02/00 Interest 2.47
11/O1/00 Interest 4.16
12/O1/00 Interest 2•12
O1/02/O1 Interest 1.90
02/O1/Ol Interest 10.98
03/O1/O1 Interest 7.57
04/02/Ol Interest 6.03
05/O1/O1 Interest 6.49
06/01/O1 Interest 4.53
07/02/O1 Interest 2.53
08/01/01 Interest 3.48
09/04/O1 Interest 2•24
10/O1/O1 Interest 0.90
11/O1/01 Interest 1.43
12/03/O1 Interest 0.42
02/O1/02 Interest 0.55
03/O1/02 Interest 0.09
04/O1/02 Interest 0.24
05/O1/02 Interest 1.18
06/03/02 Interest 0.56
07/O1/02 Interest 0.07
08/O1/02 Interest 0.91
09/03/02 Interest 1.52
10/Ol/02 Interest 1.59
11/O1/02 Interest 2.44
12/02/02 Interest 1.56
O1/02/03 Interest 1.25
02/03/03 Interest 1.69
03/03/03 Interest 1.17
04/O1/03 Interest 1.11
05/O1/03 Interest 1.46
06/02/03 Interest 1.12
07/O1/03 Interest 0.79
08/01/03 Interest 1.08
FORWARD $ 125.51 $ 194.65
- 87 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 125.51 $ 194.65
ARK Monev Market Portfolio
(cont'd)
08/27/03 Interest 0.42 125.93
Artio Global HiQh Income FD-I
04/30/10 Dividend 142.993 Shs. $ 9.29
05/28/10 Dividend 142.993 Shs. 9.15
06/30/10 Dividend 142.993 Shs. 12.01
07/30/10 Dividend 142.993 Shs. 10.01
08/31/10 Dividend 142.993 Shs. 10.30
09/30/10 Dividend 142.993 Shs. 10.15
10/29/10 Dividend 142.993 Shs. 9.44
11/30/10 Dividend 142.993 Shs. 9.44
12/30/10 Dividend 142.993 Shs. 19.61
12/30/10 Short Term Capital Gain Distribution 23.71
O1/31/11 Dividend 146.899 Shs. 8.67
02/28/11 Dividend 146.899 Shs. 8.08
03/31/11 Dividend 146.899 Shs. 11.16
04/29/11 Dividend 146.899 Shs. 8.67
05/31/11 Dividend 194.069 Shs. 12.42
06/30/11 Dividend 194.069 Shs. 11.64
07/29/11 Dividend 194.069 Shs. 10.67
08/31/11 Dividend 194.069 Shs. 12.81
09/30/11 Dividend 194.069 Shs. 10.87
10/31/11 Dividend 194.069 Shs. 10.48
11/30/11 Dividend 194.069 Shs. 12.61
12/29/11 Dividend 194.069 Shs. 16.43
O1/31/12 Dividend 197.427 Shs. 10.46
02/29/12 Dividend 508.953 Shs. 30.54
03/30/12 Dividend 508.953 Shs. 29.52
04/30/12 Dividend 508.953 Shs. 33.59
05/31/12 Dividend 508.953 Shs. 35.63
06/29/12 Dividend 582.328 Shs. 34.36
07/31/12 Dividend 582.328 Shs. 37.85
08/31/12 Dividend 582.328 Shs. 38.43
09/28/12 Dividend 582.328 Shs. 30.86
11/O1/12 Dividend 582.328 Shs. 37.27
11/30/12 Dividend 582.328 Shs. 42.51
12/28/12 Dividend 582.328 Shs. 37.12
O1/31/13 Dividend 582.328 Shs. 34.94
02/28/13 Dividend 582.328 Shs. 38.43
03/28/13 Dividend 582.328 Shs. 35.52
04/30/13 Dividend 582.328 Shs. 36.10
FORWARD $ 800.75 $ 320.58
- 88 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 800.75 $ 320.58
Artio Global Hiah Income FD-I
(cont'd)
05/31/13 Dividend 582.328 Shs. 40.18
06/28/13 Dividend 582.328 Shs. 33.78
07/31/13 Dividend 582.328 Shs. 35.52
08/30/13 Dividend 582.328 Shs. 34.94
09/30/13 Dividend 582.328 Shs. 30.28
10/31/13 Dividend 582.328 Shs. 34.36
' 11/27/13 Dividend 582.328 Shs. 32.81 1,042.62
Boston Companv International Small Cap
Fund
06/30/06 Dividend 197.785 Shs. $ 27.69
12/15/06 Dividend 197.785 Shs. 6.98
12/15/06 Short Term Capital Gain Distribution 10.71
06/29/07 Dividend 332.544 Shs. 49.88 95.26
,
BridQewav Ultra Small Co. Mkt Fd
12/15/06 Dividend 510.725 Shs. $ 42.29
12/19/07 Dividend 520.551 Shs. 21.89
12/17/08 Dividend 477.377 Shs. 102.35
12/16/09 Dividend 311.785 Shs. 53.89
12/15/10 Dividend 226.388 Shs. 33.22
12/16/11 Dividend 226.388 Shs. 32.78
12/24/12 Dividend 236.586 Shs. 94.51
12/18/13 Dividend 284.56 Shs. 52.40 433.33
California S&P Midcap Index Fund
O1/02/09 Dividend 238.663 Shs. $ 9.93
04/O1/09 Dividend 238.663 Shs. 12.12
07/O1/09 Dividend 238.663 Shs. 2.05
� 10/02/09 Dividend 238.663 Shs. 1.53
O1/04/10 Dividend 239.021 Shs. 22.16
04/O1/10 Dividend 239.021 Shs. 9.58
07/O1/10 Dividend 239.021 Shs. 7.79
10/01/10 Dividend 239.021 Shs. 13.15
O1/04/11 Dividend 239.021 Shs. 5.86
04/O1/11 Dividend 239.021 Shs. 10.52
07/O1/11 Dividend 239.021 Shs. 7.79
10/03/11 Dividend 239.021 Shs. 8.87
O1/03/12 Dividend 249.832 Shs. 11.09 122.44
FORWARD $ 2,014.23
- 89 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 2,014.23
Capital Reserve Account
07/07/89 Interest $ 3.71
08/03/89 Interest 20.71
09/07/89 Interest 18.24
10/04/89 Interest 14.21
11/06/89 Interest 19.86
12/06/89 Interest 16.28
Ol/08/90 Interest 13.21
02/05/90 Interest 19.33
03/08/90 Interest 14.55
04/04/90 Interest 12.91
05/02/90 Interest 18.15
06/04/90 Interest 15.76
07/03/90 Interest 12.56
08/03/90 Interest 18.26
09/05/90 Interest 15.64
10/05/90 Interest 11.88
11/05/90 Interest 18.69
12/04/90 Interest 14.90
01/03/91 Interest 12.58
02/04/91 Interest 16.70
03/04/91 Interest 12.55
04/02/91 Interest 10.17
05/O1/91 Interest 14.48
06/04/91 Interest 11.95
07/O1/91 Interest 8.89
08/O1/91 Interest 13.76
09/03/91 Interest 11.37
10/01/91 Interest 9.65
11/O1/91 Interest 12.82
12/02/91 Interest 9.76
O1/02/92 Interest 8.73
02/04/92 Interest 10.42
03/02/92 Interest 7.42
04/O1/92 Interest 6.72
05/01/92 Interest 8.66
06/O1/92 Interest 6.93
07/O1/92 Interest 6.32
08/03/92 Interest 7.82
09/O1/92 Interest 6.42
10/01/92 Interest 5.03
11/02/92 Interest 6.62
12/Ol/92 Interest 5.72
O1/04/93 Interest 4.85
FORWARD $ 515.19 $ 2,014.23
- 90 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 515.19 $ 2,014.23
Capital Reserve Account
(cont'd)
02/O1/93 Interest 6.01
03/O1/93 Interest 5.30
04/O1/93 Interest 5.04
05/03/93 Interest 5•87
06/O1/93 Interest 4.83
07/O1/93 Interest 4.89
08/03/93 Interest 5.74
09/02/93 Interest 5.68
10/04/93 Interest 4.46
11/02/93 Interest 5•��
12/02/93 Interest 5•79
O1/04/94 Interest 4.67
02/02/94 Interest 6.39
03/O1/94 Interest 5.20
04/O1/94 Interest 4.91
05/03/94 Interest 6.57
� 06/O1/94 Interest 6.95
07/O1/94 Interest 5•99
08/02/94 Interest �•80
09/O1/94 Interest 8•98
10/03/94 Interest 7.40
11/01/99 Interest 10.74
12/O1/94 Interest 9•81
O1/03/95 Interest 9.13
02/O1/95 Interest 13.53
03/O1/95 Interest 11.26
04/03/95 Interest 10.88
05/O1/95 Interest 12.83
06/Ol/95 Interest 13.63
07/03/95 Interest 10.17
08/O1/95 Interest 13.26
09/01/95 Interest 11.77
10/02/95 Interest 9.11
11/O1/95 Interest 13.07
12/01/95 Interest 10.73
O1/02/96 Interest 8.54
02/01/96 Interest 12•��
03/O1/96 Interest 9.45
04/01/96 Interest �•48
05/O1/96 Interest 11.35
06/03/96 Interest 9.06
07/01/96 Interest 6.56
FORWARD $ 864.56 $ 2,014.23
- 91 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 864.56 $ 2,014.23
Capital Reserve Account
(cont'd)
08/O1/96 Interest 10.96
09/03/96 Interest 8.48
10/02/96 Interest 6.96
11/05/96 Interest 10.24
12/04/96 Interest 7,6g
O1/06/97 Interest 6.17
02/03/97 Interest 6.97
03/09/97 Interest 2.7g
04/03/97 Interest 1.15
05/05/97 Interest 2.96
06/05/97 Interest 2.38
07/03/97 Interest 0.74
08/O1/97 Interest 3.85
09/03/97 Interest 1.87
10/02/97 Interest 0.58
11/03/97 Interest 3.15
12/02/97 Interest 1.30
12/31/97 Interest 0.17
02/02/98 Interest 3.18
03/02/98 Interest 1.42
04/02/98 Interest 0.19
05/O1/98 Interest 3.24
06/01/98 Interest p.gg
07/O1/98 Interest 0.26 952.14
CRM Mid Cap Value Fd-Instl #32
12/16/05 Dividend 388.954 Shs. $ 89.50
12/16/05 Short Term Capital Gain Distribution 60.60
12/19/06 Dividend 229.947 Shs. 45.05
12/19/06 Short Term Capital Gain Distribution 138.01
12/18/07 Dividend 242.732 Shs. 57.69
12/18/07 Short Term Capital Gain Distribution 375.94
12/18/08 Dividend 268.126 Shs. 75.94
12/16/09 Dividend 267.397 Shs. 31.48
12/15/10 Dividend 267.397 Shs. 44.87
12/15/11 Dividend 162.831 Shs. 32.91
12/13/12 Dividend 162.831 Shs. 65.34
12/13/13 Dividend 162.831 Shs. 43.13
12/13/13 Short Term Capital Gain Distribution 168.46 1,228.92
FORWARD $ 4, 195.29
- 92 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 4,195.29
Dodae & Cox Stock Fund #145
03/31/05 Dividend 77.863 Shs. $ 32.70
03/31/05 Short Term Capital Gain Distribution 11.37
06/30/05 Dividend 78.322 Shs. 33.68
09/30/05 Dividend 78.322 Shs. 33.68
12/30/05 Short Term Capital Gain Distribution 7.44
O1/03/06 Dividend 79.79 Shs. 32.90
04/03/06 Dividend 79.79 Shs. 33.51
06/30/06 Dividend 79.933 Shs. 39.17
09/29/06 Dividend 79.933 Shs. 53.56
12/29/06 Dividend 79.933 Shs. 43.16
12/29/06 Short Term Capital Gain Distribution 19.74
03/30/07 Dividend 83.384 Shs. 62.54
03/30/07 Short Term Capital Gain Distribution 8.67
06/29/07 Dividend 83.953 Shs. 47.01
09/28/07 Dividend 83.953 Shs. 42.82
12/31/07 Dividend 83.953 Shs. 43.66
12/31/07 Short Term Capital Gain Distribution 63.22
03/28/08 Dividend 91.312 Shs. 50.22
03/28/08 Short Term Capital Gain Distribution 4.47
06/27/08 Dividend 86.576 Shs. 45.89
09/29/08 Dividend 86.576 Shs. 38.09 747.50
DWS FloatinQ Rate Plus Inst
02/24/14 Dividend 315.789 Shs. $ 10.04
03/25/14 Dividend 315.789 Shs. 10.11 20.15
Everareen Intl Bd Fd -In
09/14/07 Dividend 274.977 Shs. $ 10.45
12/14/07 Dividend 274.977 Shs. 86.78
03/14/08 Dividend 274.977 Shs. 13.75
06/13/08 Dividend 274.977 Shs. 56.26
09/12/08 Dividend 274.977 Shs. 60.99
12/12/08 Dividend 274.977 Shs. 60.14
12/30/08 Dividend 274.977 Shs. 315.98
12/11/09 Dividend 274.977 Shs. 30.19
03/12/10 Dividend 274.977 Shs. 36.13
06/11/10 Dividend 274.977 Shs. 29.84 700.51
Federated Ultra Short Bd-Ins
07/02/12 Dividend 326.797 Shs. $ 0.21
FORWARD $ .21 $ 5, 663.45
- 93 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ .21 $ 5,663.45
Federated Ultra Short Bd-Ins
(cont'd)
08/O1/12 Dividend 326.797 Shs. 3.67
09/04/12 Dividend 326.797 Shs. 4.63
10/O1/12 Dividend 326.797 Shs. 5.40
11/O1/12 Dividend 326.797 Shs. 4.22
12/05/12 Dividend 326.797 Shs. 4.50
O1/03/13 Dividend 326.797 Shs. 2.29
O1/09/13 Dividend 326.797 Shs. 4.39
02/05/13 Dividend 326.797 Shs. 3.63
03/O1/13 Dividend 326.797 Shs. 3.53
04/O1/13 Dividend 326.797 Shs. 3.51
05/O1/13 Dividend 326.797 Shs. 3.46
06/03/13 Dividend 326.797 Shs. 3.37
07/O1/13 Dividend 326.797 Shs. 3.28
08/O1/13 Dividend 326.797 Shs. 3.41
09/03/13 Dividend 326.797 Shs. 3.14
10/O1/13 Dividend 326.797 Shs. 2.64
11/O1/13 Dividend 326.797 Shs. 3.21
12/02/13 Dividend 326.797 Shs. 3.45
12/31/13 Dividend 326.797 Shs. 1.76
O1/02/14 Dividend 326.797 Shs. 3.38
02/03/14 Dividend 326.797 Shs. 2.85
03/03/14 Dividend 326.797 Shs. 2.41
04/01/14 Dividend 326.797 Shs. 2.39
05/O1/14 Dividend 326.797 Shs. 1.66 80.39
FPA New Income Fund
04/02/14 Dividend 339.476 Shs. 27.16
Goldman Sachs Hiah Yield Fd-I#527
11/02/09 Dividend 223.547 Shs. $ 8.90
12/O1/09 Dividend 223.547 Shs. 10.82
O1/04/10 Dividend 223.547 Shs. 14.55
02/01/10 Dividend 223.547 Shs. 10.85
03/O1/10 Dividend 223.547 Shs. 10.24
04/O1/10 Dividend 223.547 Shs. 10.29
05/03/10 Dividend 223.547 Shs. 3.98 69.63
Guinness Atkinson - China & HK Fd
12/31/09 Dividend 31.837 Shs. $ 10.80
FORWARD $ 10.80 $ 5,840.63
- 94 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 10.80 $ 5,840.63
Guinness Atkinson - China & HK Fd
(cont'd)
12/31/10 Dividend 32.847 Shs. 12.62
12/30/11 Dividend 34.023 Shs. 6.74
12/30/11 Short Term Capital Gain Distribution 13.68
12/28/12 Dividend 35.708 Shs. 21.21 65.05
Harbor Capital Appreciation Fd #12
12/20/06 Dividend 315.557 Shs. $ 22.46
12/20/07 Dividend 315.557 Shs. 38.60
12/22/08 Dividend 530.889 Shs. 83.03
12/21/09 Dividend 430.116 Shs. 37.33
12/20/10 Dividend 430.116 Shs. 33.24
12/19/11 Dividend 329.208 Shs. 14.04
12/18/12 Dividend 256.692 Shs. 43.49
12/18/13 Dividend 256.692 Shs. 11.58 283.77
Harbor International Fund #11
12/21/05 Dividend 235.849 Shs. $ 243.07
12/20/06 Dividend 241.756 Shs. 353.19
12/20/07 Dividend 249.221 Shs. 263.00
12/20/07 Short Term Capital Gain Distribution 85.89
12/22/08 Dividend 260.129 Shs. 202.21
12/21/09 Dividend 327.315 Shs. 230.70
12/20/10 Dividend 327.315 Shs. 285.31
12/19/11 Dividend 304.843 Shs. 401.05
12/18/12 Dividend 179.302 Shs. 225.28
12/18/13 Dividend 179.302 Shs. 268.11 2,557.81
IShares Hiqh Dividend EquitV Fund ETF
03/31/14 Dividend 72 Shs. 40.78
Lazard Emerainq Markets Portfolio-In
12/30/09 Dividend 103.448 Shs. $ 48.08
08/10/10 Dividend 103.448 Shs. 7.27
12/29/10 Dividend 195.912 Shs. 49.66
08/10/11 Dividend 195.912 Shs. 15.78
12/29/11 Dividend 195.912 Shs. 107.49
12/26/12 Dividend 201.565 Shs. 71.81
12/24/13 Dividend 208.298 Shs. 74.49 374.58
FORWARD $ 9,162.62
- 95 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 9,162.62
Litman Greaorv Masters International INS
12/29/11 Dividend 131.234 Shs. $ 3.43
12/31/12 Dividend 131.239 Shs. 9.19
12/30/13 Dividend 131.234 Shs. 24.13 36.75
LSV Value Eauitv Fund
12/31/08 Dividend 480.307 Shs. $ 182.42
12/31/09 Dividend 480.307 Shs. 135.64
12/31/10 Dividend 480.307 Shs. 101.49
12/30/11 Dividend 980.307 Shs. 136.26
12/31/12 Dividend 480.307 Shs. 157.92
12/31/13 Dividend 480.307 Shs. 154.51 868.24
Mainstav Epoch Global Eauitv Yield
Fund-I
04/02/12 Dividend 191.205 Shs. $ 18.64
06/29/12 Dividend 191.205 Shs. 38.26
09/28/12 Dividend 191.205 Shs. 21.17
12/12/12 Dividend 191.205 Shs. 18.96
03/29/13 Dividend 191.205 Shs. 32.07
06/28/13 Dividend 191.205 Shs. 40.67
09/30/13 Dividend 191.205 Shs. 18.07
12/10/13 Dividend 191.205 Shs. 21.64
03/31/14 Dividend 191.597 Shs. 26.79 236.27
Market SQUare Cash ManaQer I
01/03/84 Interest $ 2.38
02/O1/84 Interest 3.51
03/O1/84 Interest 1.93
04/02/84 Interest 5.22
05/02/84 Interest 4.83
06/O1/84 Interest 2.27
07/02/84 Interest 6.09
08/O1/84 Interest 6.00
09/04/84 Interest 13.56
10/O1/84 Interest 7.37
11/O1/84 Interest 14.08
12/03/84 Interest 10.55
O1/02/85 Interest 7.51
02/O1/85 Interest 10.51
03/O1/85 Interest 9.28
FORWARD $ 104.59 $ 10,303.88
- 96 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 104.59 $ 10,303.88
Market Square Cash Manaaer I
(cont'd)
04/O1/85 Interest 8•58
05/09/85 Interest 11.44
06/04/85 Interest 9•�g
07/02/85 Interest �•20
08/02/85 Interest 11.20
09/04/85 Interest 9•38
10/03/85 Interest 8•18
11/05/85 Interest 11.09
12/10/85 Interest 9•82
Ol/07/86 Interest �•86
02/05/86 Interest 10.98
03/04/86 Interest 8•87
04/04/86 Interest �•18
05/03/86 Interest 13.46
05/05/86 Interest 10.34
06/03/86 Interest 12.15
07/03/86 Interest 11.34
08/05/86 Interest 14.24
09/03/86 Interest 11.92
10/03/86 Interest 9.48
11/05/86 Interest 12.13
12/02/86 Interest 10.86
O1/05/87 Interest 10.27
02/02/87 Interest 13.16
03/03/87 Interest 10.43
04/03/87 Interest 10.03
05/04/87 Interest 12.35
06/03/87 Interest 11.80
07/03/87 Interest 10.50
08/03/87 Interest 13.94
09/02/87 Interest 12.62
10/O1/87 Interest 11.05
11/02/87 Interest 15.35
12/02/87 Interest 11.96
O1/04/88 Interest 10.87
02/O1/88 Interest 12•�8
03/02/88 Interest 11.47
04/04/88 Interest 10.58
06/O1/88 Interest 13.06
07/01/88 Interest 11.64
08/O1/88 Interest 15.58
09/O1/88 Interest 15.09
FORWARD $ 576.60 $ 10,303.88
- 97 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 576.60 $ 10,303.88
Market Sauare Cash Manaaer I
(cont'd)
10/03/88 Interest 12.82
11/04/88 Interest 17.25
12/05/88 Interest 15.24
O1/06/89 Interest 13.14
02/06/89 Interest 17.g9
03/02/89 Interest 15.83
04/05/89 Interest 16.10
05/03/89 Interest 20.19
06/05/89 Interest 19.00
07/06/89 Interest 11.83 735.89
Marketvest Funds Short Term Bond Fund
#592
02/06/97 Dividend 114.458 Shs. $ 2.94
03/04/97 Dividend 114.458 Shs. 4.94
04/02/97 Dividend 114.458 Shs. 5.47
05/05/97 Dividend 114.458 Shs. 5.37
06/04/97 Dividend 114.458 Shs. 5.57
07/03/97 Dividend 114.458 Shs. 5.42
08/04/97 Dividend 114.958 Shs. 5.58
09/03/97 Dividend 114.458 Shs. 5.56
10/03/97 Dividend 119.458 Shs. 5.42
11/05/97 Dividend 114.458 Shs. 5.55
12/02/97 Dividend 114.458 Shs. 5.45
12/31/97 Dividend 114.458 Shs. 5.51
02/03/98 Dividend 114.458 Shs. 5.48
03/02/98 Dividend 114.458 Shs. 5.03
03/20/98 Dividend 114.458 Shs. 3.93 77.22
Masters Select International Fund #306
12/31/09 Dividend 131.234 Shs. $ 9.14
12/30/10 Dividend 131.234 Shs. 9.07 18.21
MFS Emerqina Markets Debt Fd-CL I
06/O1/11 Dividend 102.319 Shs. $ 6.00
07/O1/11 Dividend 102.319 Shs. 6.85
08/O1/11 Dividend 102.319 Shs. 6.85
09/01/11 Dividend 102.319 Shs. 6.85
10/03/11 Dividend 102.319 Shs. 6.90
FORWARD $ 33.45 $ 11,135.20
- 98 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 33.45 $ 11,135.20
MFS Emeraina Markets Debt Fd-CL I
(cont'd1
11/O1/11 Dividend 102.319 Shs. 6•84
12/O1/11 Dividend 102.319 Shs. 6.84
12/09/11 Short Term Capital Gain Distribution 1.10
01/03/12 Dividend 102.659 Shs. 8.51
02/O1/12 Dividend 102.659 Shs. 6•87
03/02/12 Dividend 302.792 Shs. 14.05
� 04l03/12 Dividend 302.792 Shs. 19.99
05/O1/12 Dividend 302.792 Shs. 20.00
06/O1/12 Dividend 302.792 Shs. 20.00
07/02/12 Dividend 382.346 Shs. 20.53
08/02/12 Dividend 382.346 Shs. 24.49
09/05/12 Dividend 382.346 Shs. 24.49
10/02/12 Dividend 382.346 Shs. 24.55
11/O1/12 Dividend 382.346 Shs. 24.56
12/03/12 Dividend 382.346 Shs. 24.58
12/12/12 Short Term Capital Gain Distribution 20.32
O1/02/13 Dividend 384.899 Shs. 31.38
02/O1/13 Dividend 384.849 Shs. 24.73
03/Ol/13 Dividend 384.849 Shs. 24•�Z
04/O1/13 Dividend 384.849 Shs. 24.34
05/01/13 Dividend 384.849 Shs. 24.31
06/03/13 Dividend 384.849 Shs. 23.96
07/01/13 Dividend 384.849 Shs. 23.94
08/01/13 Dividend 384.849 Shs. 23.44
09/03/13 Dividend 384.849 Shs. 22•71
10/O1/13 Dividend 384.849 Shs. 22.66
11/01/13 Dividend 384.849 Shs. 22•69
12/02/13 Dividend 384.849 Shs. 22.69
12/11/13 Short Term Capital Gain Distribution 0.03
O1/02/14 Dividend 386.638 Shs. 22•�5
02/03/14 Dividend 386.638 Shs. 22.39
03/03/14 Dividend 386.638 Shs. 22•��
� 04/O1/14 Dividend 386.638 Shs. 22•�8
05/01/14 Dividend 386.638 Shs. 15.95 699.41
MTB Eauitv Income Portfolio-Inst I Fund
#43
02/25/05 Dividend 1,004.016 Shs. $ 13.05
03/30/05 Dividend 1,004.016 Shs. 11.04
04/28/05 Dividend 1,004.016 Shs. 10.04
05/27/05 Dividend 1,004.016 Shs. 16.06
FORWARD $ 50.19 $ 11,834.61
- 99 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 50.19 $ 11,834.61
MTB Equitv Income Portfolio-Inst I Fund
#43
(cont'd)
06/29/05 Dividend 1,004.016 Shs. 16.06
07/29/05 Dividend 1,004.016 Shs. 16.06
08/30/05 Dividend 1,004.016 Shs. 16.06
09/29/05 Dividend 1,004.016 Shs. 17.07
10/28/05 Dividend 1,004.016 Shs. 18.07
11/29/05 Dividend 1,004.016 Shs. 18.07
11/29/05 Short Term Capital Gain Distribution 462.65
12/29/05 Dividend 1,300.417 Shs. 15.61
01/30/06 Dividend 1,300.417 Shs. 14.30
02/27/06 Dividend 1,300.417 Shs. 15.61
03/30/06 Dividend 1,300.417 Shs. 15.61
04/27/06 Dividend 1,300.417 Shs. 15.61
05/30/06 Dividend 1,300.417 Shs. 19.51
06/29/06 Dividend 1,300.417 Shs. 22.11
07/28/06 Dividend 1,300.417 Shs. 22.11
08/30/06 Dividend 1,300.417 Shs. 22.11
09/28/06 Dividend 1,300.417 Shs. 26.01
10/30/06 Dividend 737.354 Shs. 14.75
11/29/06 Dividend 737.354 Shs. 19.75
12/05/06 Short Term Capital Gain Distribution 415.28
12/28/06 Dividend 815.654 Shs. 17.94
O1/30/07 Dividend 815.654 Shs. 8.16
02/27/07 Dividend 815.654 Shs. 8.16
03/29/07 Dividend 815.654 Shs. 8.16
04/27/07 Dividend 815.654 Shs. 8.16
05/30/07 Dividend 815.654 Shs. g.79
06/28/07 Dividend 815.654 Shs. 9.79
07/30/07 Dividend 815.654 Shs. g.�g
08/30/07 Dividend 815.654 Shs. 10.60 1,338.15
MTB Eauitv Index-Inst I Fund #134
06/29/06 Dividend 929.368 Shs. $ 39.96
09/28/06 Dividend 929.368 Shs. 43.68
12/28/06 Dividend 929.368 Shs. 45.54
03/29/07 Dividend 929.368 Shs. q2,75
06/28/07 Dividend 929.368 Shs. 44.61
09/27/07 Dividend 929.368 Shs. 46.47
12/28/07 Dividend 929.368 Shs. 64.22
03/28/08 Dividend 929.368 Shs. 43.77
06/27/08 Dividend 929.368 Shs. 49.81
FORWARD $ 420.81 $ 13,172.76
- 100 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 420.81 $ 13, 172.76
MTB EQUitv Index-Inst I Fund #134
(cont'd)
09/29/08 Dividend 929.368 Shs. 50.46 471.27
MTB Income-Inst I Fund #143
09/04/07 Dividend 314.465 Shs. $ 0.38
10/01/07 Dividend 314.465 Shs. 12.01
11/O1/07 Dividend 314.465 Shs. 12.15
12/03/07 Dividend 314.465 Shs. 12.17
01/02/08 Dividend 314.465 Shs. 12.62
02/O1/08 Dividend 314.465 Shs. 11.94
03/03/08 Dividend 314.465 Shs. 13.07
04/O1/08 Dividend 314.465 Shs. 11.33
05/O1/08 Dividend 314.465 Shs. 11.82
06/02/08 Dividend 314.465 Shs. 12.13
07/O1/08 Dividend 314.465 Shs. 12.23
08/O1/08 Dividend 314.465 Shs. 12.45
09/02/08 Dividend 314.465 Shs. 12.63
10/01/08 Dividend 314.465 Shs. 12.70
11/03/08 Dividend 314.465 Shs. 12.41
12/01/08 Dividend 314.465 Shs. 12.96
01/02/09 Dividend 314.465 Shs. 14.23
02/02/09 Dividend 314.465 Shs. 12.50
03/02/09 Dividend 314.465 Shs. 9.60
04/O1/09 Dividend 314.465 Shs. 9.99
05/O1/09 Dividend 314.465 Shs. 10.10
06/O1/09 Dividend 314.465 Shs. 8.88
07/O1/09 Dividend 314.465 Shs. 8.39
08/03/09 Dividend 314.465 Shs. 10.68
09/O1/09 Dividend 314.465 Shs. 11.17
10/O1/09 Dividend 314.465 Shs. 10.95
11/02/09 Dividend 828.868 Shs. 26.83
12/O1/09 Dividend 828.868 Shs. 29.23
Ol/04/10 Dividend 828.868 Shs. 30.44
02/01/10 Dividend 828.868 Shs. 30.36
03/01/10 Dividend 828.868 Shs. 26.87
04/O1/10 Dividend 828.868 Shs. 27.44
05/03/10 Dividend 828.868 Shs. 26.58
06/Ol/10 Dividend 828.868 Shs. 28.40
07/O1/10 Dividend 828.868 Shs. 27.34
08/02/10 Dividend 828.868 Shs. 28.30
09/O1/10 Dividend 828.868 Shs. 29.35
10/O1/10 Dividend 828.868 Shs. 28.72
FORWARD $ 631.35 $ 13,644.03
- 101 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 631.35 $ 13,649.03
MTB Income-Inst I Fund #143
(cont'd1
11/O1/10 Dividend 828.868 Shs. 30.18
12/O1/10 Dividend 828.868 Shs. 29.92
12/03/10 Short Term Capital Gain Distribution 17.16
O1/03/11 Dividend 841.363 Shs. 29.74
02/O1/11 Dividend 841.363 Shs. 28.38
03/01/11 Dividend 841.363 Shs. 26.26
04/O1/11 Dividend 841.363 Shs. 29.37
05/02/11 Dividend 841.363 Shs. 27.88
06/O1/11 Dividend 841.363 Shs. 29.47
07/O1/11 Dividend 841.363 Shs. 28.32
08/O1/11 Dividend 841.363 Shs. 27.80
09/O1/11 Dividend 841.363 Shs. 25.39
10/03/11 Dividend 841.363 Shs. 23.50
11/O1/11 Dividend 841.363 Shs. 29.34
12/O1/11 Dividend 841.363 Shs. 25.02
12/OS/11 Short Term Capital Gain Distribution 75.40
O1/03/12 Dividend 862.366 Shs. 27.15
02/01/12 Dividend 862.366 Shs. 26.82
03/02/12 Dividend 862.366 Shs. 23.45 1,186.90
MTB Intermediate Term Bond-Inst I Fund
#220
09/04/07 Dividend 410.256 Shs. $ 0.47
10/O1/07 Dividend 410.256 Shs. 14.68
11/O1/07 Dividend 410.256 Shs. 14.84
12/03/07 Dividend 410.256 Shs. 14.80
O1/02/08 Dividend 410.256 Shs. 15.29
02/O1/08 Dividend 1,407.265 Shs. 29.20
03/03/08 Dividend 1,407.265 Shs. 50.54
04/O1/08 Dividend 1,407.265 Shs. 42.24
05/O1/08 Dividend 1,407.265 Shs. 38.76
06/02/08 Dividend 1,407.265 Shs. 43.62
07/O1/08 Dividend 1,407.265 Shs. 48.39
08/O1/08 Dividend 1,407.265 Shs. 48.78
09/02/08 Dividend 1,407.265 Shs. 97.95
10/O1/08 Dividend 1,407.265 Shs. 49.31
11/03/08 Dividend 1,407.265 Shs. 50.63
12/O1/08 Dividend 1,407.265 Shs. 53.07
O1/02/09 Dividend 1,407.265 Shs. 56.90
02/02/09 Dividend 1,407.265 Shs. 56.99
03/02/09 Dividend 1,907.265 Shs. 47.77
FORWARD $ 724.23 $ 14,830.93
- 102 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 724.23 $ 14,830.93
MTB Intermediate Term Bond-Inst I Fund
#220
(cont'd)
04/O1/09 Dividend 1,907.265 Shs. 50.63
05/01/09 Dividend 1,407.265 Shs. 51.48
06/01/09 Dividend 1,407.265 Shs. 55.65
07/O1/09 Dividend 1,407.265 Shs. 56.99
08/03/09 Dividend 1,407.265 Shs. 60.24
09/01/09 Dividend 1,407.265 Shs. 55.03
10/O1/09 Dividend 1,407.265 Shs. 50.12
11/02/09 Dividend 1,407.265 Shs. 54.47
12/01/09 Dividend 1,407.265 Shs. 57.56
01/04/10 Dividend 1,407.265 Shs. 59.68
02/O1/10 Dividend 1,407.265 Shs. 59.10
03/O1/10 Dividend 1,407.265 Shs. 50.93
04/O1/10 Dividend 1,407.265 Shs. 48.91
05/03/10 Dividend 1,407.265 Shs. 35.22
06/O1/10 Dividend 1,407.265 Shs. 49.68
07/O1/10 Dividend 1,407.265 Shs. 51.06
08/02/10 Dividend 1,407.265 Shs. 49.04
09/O1/10 Dividend 1,407.265 Shs. 43.52
10/O1/10 Dividend 1,407.265 Shs. 43.65
11/Ol/10 Dividend 1,407.265 Shs. 45.35
12/O1/10 Dividend 1,407.265 Shs. 42.44
12/03/10 Short Term Capital Gain Distribution 72.90
O1/03/11 Dividend 1,420.995 Shs. 43.35
02/01/11 Dividend 1,420.995 Shs. 44.38
03/O1/11 Dividend 1,420.995 Shs. 41.82
04/O1/11 Dividend 1,420.995 Shs. 47.78
05/02/11 Dividend 1,420.995 Shs. 44.57
06/01/11 Dividend 1,420.995 Shs. 44.17
07/01/11 Dividend 1,420.995 Shs. 40.53
08/O1/11 Dividend 1,420.995 Shs. 36.48
09/O1/11 Dividend 1,420.995 Shs. 33.00
10/03/11 Dividend 1,420.995 Shs. 32.68
11/01/11 Dividend 1,420.995 Shs. 35.02
12/Ol/11 Dividend 1,420.995 Shs. 33.04
12/05/11 Short Term Capital Gain Distribution 293.04
O1/03/12 Dividend 1,474.374 Shs. 29.82
02/O1/12 Dividend 1,474.379 Shs. 29.34
03/02/12 Dividend 1,568.803 Shs. 27.27 2,723.67
FORWARD $ 17,554.60
- 103 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 17,554.60
MTB LarQe CaA Value-Inst I Fund #327
03/30/05 Dividend 896.057 Shs. $ 17.92
06/29/05 Dividend 896.057 Shs. 18.82
09/29/05 Dividend 896.057 Shs. 18.82
11/29/05 Short Term Capital Gain Distribution 65.86
12/29/05 Dividend 956.421 Shs. 22.95
03/30/06 Dividend 956.421 Shs. 26.78
06/29/06 Dividend 956.421 Shs. 26.78
09/28/06 Dividend 956.421 Shs. 27.74
12/05/06 Short Term Capital Gain Distribution 147.60
12/28/06 Dividend 1,019.994 Shs. 37.74
03/29/07 Dividend 1,019.994 Shs. 20.40
06/28/07 Dividend 1,243.875 Shs. 29.85
09/27/07 Dividend 1,243.875 Shs. 38.56
12/05/07 Short Term Capital Gain Distribution 106.43
12/28/07 Dividend 1,319.923 Shs. 42.37
03/28/08 Dividend 1,319.923 Shs. 39.60
06/27/08 Dividend 1,319.923 Shs. 50.55
09/29/08 Dividend 1,319.923 Shs. 37.35
12/03/08 Short Term Capital Gain Distribution 10.79 786.91
MTB Mid Cap Growth-Inst I Fund #401
12/05/06 Short Term Capital Gain Distribution $ 128.40
12/05/07 Short Term Capital Gain Distribution 83.92 212.32
MTB Monev Market-Inst I Fund #420
09/02/03 Interest $ 0.42
10/O1/03 Interest 0.77
11/05/03 Interest 1.41
12/O1/03 Interest 1.14
O1/02/04 Interest 0.93
02/02/04 Interest 1.41
03/O1/04 Interest 1.16
04/O1/04 Interest 0.90
05/03/04 Interest 1.20
06/Ol/04 Interest 1.02
07/O1/04 Interest 1.18
08/02/04 Interest 2,37
09/01/04 Interest 2.qg
10/O1/04 Interest 2.3g
11/O1/04 Interest 3.58
12/O1/04 Interest 3.43
FORWARD $ 25.78 $ 18,553.83
- 104 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 25.78 $ 18,553.83
MTB Monev Market-Inst I Fund #420
(cont'd)
O1/03/05 Interest 3.41
02/O1/05 Interest 5.00
03/O1/05 Interest 10.26
04/O1/05 Interest 12.01
05/03/05 Interest 13.36
06/O1/05 Interest 13.61
07/O1/05 Interest 12•89
08/O1/05 Interest 15.28
09/O1/05 Interest 15.22
10/03/05 Interest 14.38
11/01/05 Interest 16.92
12/O1/05 Interest 16.42
O1/03/06 Interest 17.00
02/O1/06 Interest 19.66
03/Ol/06 Interest 17.29
04/03/06 Interest 17.67
05/O1/06 Interest 16.47
06/O1/06 Interest 2�•92
07/03/06 Interest 26.83
08/O1/06 Interest 28•8�
09/01/06 Interest 28.23
10/02/06 Interest 18.65
11/01/06 Interest 22.31
12/O1/06 Interest 28.04
O1/02/07 Interest 2�•�3
02/O1/07 Interest 29•81
03/O1/07 Interest 25.19
04/02/07 Interest 25.98
05/01/07 Interest 2�•98
06/O1/07 Interest 33.28
07/02/07 Interest 26.64
08/O1/07 Interest 25•�$
09/04/07 Interest 39.81
10/O1/07 Interest 45.25
11/O1/07 Interest 50.96
12/03/07 Interest 45.09
O1/02/08 Interest 37.24
02/01/08 Interest 46.99
03/03/08 Interest 35.13
04/O1/08 Interest 28.65
05/O1/08 Interest 21.96
06/02/08 Interest 18.86
FORWARD $ 1,028.81 $ 18,553.83
- 105 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 1,028.81 $ 18,553.83
MTB Monev Market-Inst I Fund #420
(cont'd)
07/01/08 Interest 16.57
08/O1/08 Interest 17.19
09/02/08 Interest 16.80
10/Ol/08 Interest 15.28
11/03/08 Interest 12.83
12/Ol/08 Interest 8.16
O1/02/09 Interest 6.12
02/02/09 Interest 5.06
03/02/09 Interest 1.37
04/Ol/09 Interest 0.36
05/O1/09 Interest 0.20
06/O1/09 Interest 0.16
08/03/09 Interest 0.33
09/Ol/09 Interest 0.19
10/O1/09 Interest 0.03
11/02/09 Interest 0.01
O1/04/10 Interest 0.01
02/O1/10 Interest 0.01
03/01/10 Interest 0.01
06/O1/10 Interest 0.02
07/O1/10 Interest 0.02
08/02/10 Interest 0.31
09/01/10 Interest 0.39
10/O1/10 Interest 0.30
11/01/10 Interest 0.31
12/O1/10 Interest 0.30
O1/03/11 Interest 0.21
02/O1/11 Interest 0.31
03/O1/11 Interest 0.28
04/O1/11 Interest 0.30
05/02/11 Interest 0.27
10/03/11 Interest 0.01
11/O1/11 Interest 0.01
12/01/11 Interest 0.01
01/03/12 Interest 0.01
O1/25/12 Rate Adjustment for December 2011 0.03 1,132.59
MTB Short Duration Government Bond
Inst I Fund #120
09/04/07 Dividend 415.369 Shs. $ 0.47
10/O1/07 Dividend 415.369 Shs. 13.34
FORWARD $ 13.81 $ 19, 686.42
- 106 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 13.81 $ 19, 686.42
MTB Short Duration Government Bond
Inst I Fund #120
(cont'd)
11/01/07 Dividend 415.369 Shs. 11.38
12/03/07 Dividend 415.369 Shs. 12.12
O1/02/08 Dividend 415.369 Shs. 13.06
02/01/08 Dividend 1,028.239 Shs. 21.16
03/03/08 Dividend 1,028.239 Shs. 33.65
04/Ol/08 Dividend 1,028.239 Shs. 30.44
05/01/08 Dividend 1,028.239 Shs. 32.79
06/02/08 Dividend 1,232.947 Shs. 37.26
07/O1/08 Dividend 1,232.947 Shs. 37.45
08/O1/08 Dividend 1,232.947 Shs. 37.17
09/02/08 Dividend 1,232.997 Shs. 33.67
10/O1/08 Dividend 1,232.947 Shs. 32.25
11/03/08 Dividend 1,232.947 Shs. 32.96
12/01/08 Dividend 1,232.947 Shs. 35.97
O1/02/09 Dividend 1,436.406 Shs. 40.36
02/02/09 Dividend 1,436.406 Shs. 43.36
03/02/09 Dividend 1,740.05 Shs. 41.93
04/01/09 Dividend 1,740.05 Shs. 42.24
05/01/09 Dividend 1,740.05 Shs. 38.43
06/O1/09 Dividend 1,740.05 Shs. 42•79
07/O1/09 Dividend 1,740.05 Shs. 54.10
O8/03/09 Dividend 1,740.05 Shs. 58.70
09/O1/09 Dividend 1,740.05 Shs. 47.38
10/O1/09 Dividend 1,740.05 Shs. 45.15
11/02/09 Dividend 1,087.44 Shs. 30.92
12/01/09 Dividend 1,087.44 Shs. 29.57
O1/04/10 Dividend 1,087.94 Shs. 29.15
02/Ol/10 Dividend 936.535 Shs. 25.30
03/O1/10 Dividend 936.535 Shs. 22.82
04/01/10 Dividend 936.535 Shs. 26.03
05/03/10 Dividend 896.172 Shs. 21.78
06/Ol/10 Dividend 896.172 Shs. 24.67
07/O1/10 Dividend 896.172 Shs. 24.23
08/02/10 Dividend 896.172 Shs. 24.02
09/O1/10 Dividend 896.172 Shs. 18.91
10/01/10 Dividend 896.172 Shs. 15.95
11/O1/10 Dividend 896.172 Shs. 18.59
12/O1/10 Dividend 896.172 Shs. 18.70
Ol/03/11 Dividend 692.92 Shs. 17.59
02/O1/11 Dividend 489.668 Shs. 11.88
03/O1/11 Dividend 489.668 Shs. 8•82
FORWARD $ 1,238.51 $ 19, 686.42
- 107 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 1,238.51 $ 19, 686.42
MTB Short Duration Government Bond
Inst I Fund #120
(cont'd)
04/O1/11 Dividend 489.668 Shs. 10.13
05/02/11 Dividend 489.668 Shs. 10.03
06/O1/11 Dividend 388.453 Shs. 8.61
07/O1/11 Dividend 388.453 Shs. 8.16
08/O1/11 Dividend 388.453 Shs. 8.31
09/01/11 Dividend 388.453 Shs. 8.19
10/03/11 Dividend 388.453 Shs. 8.18
11/O1/11 Dividend 388.453 Shs. 8.23
12/O1/11 Dividend 388.453 Shs. 7.88
O1/03/12 Dividend 388.453 Shs. 6.71
02/01/12 Dividend 388.453 Shs. 6.12
03/02/12 Dividend 388.453 Shs. 6.76 1,335.82
MTB Short Term Corporate Bd-Inst I-#518
09/09/07 Dividend 408.163 Shs. $ 0.46
10/Ol/07 Dividend 408.163 Shs. 14.39
11/O1/07 Dividend 408.163 Shs. 14.32
12/03/07 Dividend 408.163 Shs. 14.36
O1/02/08 Dividend 408.163 Shs. 14.49
02/O1/08 Dividend 408.163 Shs. 13.55
03/03/08 Dividend 408.163 Shs. 14.98
04/O1/08 Dividend 408.163 Shs. 12.40
05/O1/08 Dividend 408.163 Shs. 11.65
06/02/08 Dividend 408.163 Shs. 12.36
07/Ol/08 Dividend 408.163 Shs. 12.73
08/O1/08 Dividend 408.163 Shs. 12.39
09/02/O8 Dividend 408.163 Shs. 12.06
10/O1/08 Dividend 408.163 Shs. 11.63
11/03/08 Dividend 408.163 Shs. 11.46
12/O1/08 Dividend 408.163 Shs. 11.95
O1/02/09 Dividend 408.163 Shs. 12.58
02/02/09 Dividend 408.163 Shs. 11.84
03/02/09 Dividend 408.163 Shs. 9.84
04/O1/09 Dividend 408.163 Shs. 10.14
05/O1/09 Dividend 408.163 Shs. 9.7g
06/O1/09 Dividend 408.163 Shs. 8.85
07/O1/09 Dividend 408.163 Shs. 8.31
08/03/09 Dividend 408.163 Shs. 9.70
09/Ol/09 Dividend 408.163 Shs. 9,pg
10/01/09 Dividend 408.163 Shs. 7.g7
FORWARD $ 293.29 $ 21,022.24
- 108 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 293.29 $ 21, 022.24
MTB Short Term Corporate Bd-Inst I-#518
(cont'd)
11/02/09 Dividend 408.163 Shs. 7.95
12/01/09 Dividend 408.163 Shs. 6.78
01/04/10 Dividend 408.163 Shs. 8.03
02/O1/10 Dividend 408.163 Shs. 8.60
03/O1/10 Dividend 408.163 Shs. 7.29
, 04/O1/10 Dividend 408.163 Shs. 6.78
05/03/10 Dividend 408.163 Shs. 6.47
06/01/10 Dividend 408.163 Shs. 8.22
07/O1/10 Dividend 408.163 Shs. 8.15
08/02/10 Dividend 408.163 Shs. 7.95
09/01/10 Dividend 408.163 Shs. 7.12
10/01/10 Dividend 408.163 Shs. 6.73
11/O1/10 Dividend 408.163 Shs. 7.18
12/O1/10 Dividend 408.163 Shs. 6.22
01/03/11 Dividend 408.75 Shs. 5.04
02/Ol/11 Dividend 408.75 Shs. 4.73
03/O1/11 Dividend 408.75 Shs. 4.84
04/O1/11 Dividend 408.75 Shs. 5.99
05/02/11 Dividend 408.75 Shs. 5.78
06/O1/11 Dividend 554.381 Shs. 7.37
07/O1/11 Dividend 554.381 Shs. 6.91
08/Ol/11 Dividend 554.381 Shs. 6.89
09/01/11 Dividend 554.381 Shs. 6.33
10/03/11 Dividend 554.381 Shs. 6.49
11/O1/11 Dividend 554.381 Shs. 7.30
12/01/11 Dividend 554.381 Shs. 7.09
12/05/11 Short Term Capital Gain Distribution 11.20
O1/03/12 Dividend 556.409 Shs. 6.75
02/Ol/12 Dividend 556.409 Shs. 7.02
03/02/12 Dividend 556.409 Shs. 6.87 503.36
� Pennsvlvania Power & Liqht Company
10/02/84 Dividend 1,485 Shs. $ 920.70
01/02/85 Dividend 1,485 Shs. 920.70
04/02/85 Dividend 1,485 Shs. 950.40
07/02/85 Dividend 1,485 Shs. 950.40
10/02/85 Dividend 1,485 Shs. 950.40
O1/02/86 Dividend 1,485 Shs. 950.40
04/02/86 Dividend 1,485 Shs. 950.40
07/02/86 Dividend 1,485 Shs. 950.40
10/02/86 Dividend 1,485 Shs. 965.25
FORWARD $ 8,509.05 $ 21,525.60
- 109 -
_- - - _ _ _ _
RECEIPTS OF INCOME (cont'd)
FORWARD $ 8,509.05 $ 21,525.60
Pennsvlvania Power & Liaht Companv
(cont'd)
O1/02/87 Dividend 1,485 Shs. 965.25
04/02/87 Dividend 1,485 Shs. 994.95
07/02/87 Dividend 1,485 Shs. 994.95
10/02/87 Dividend 1,485 Shs. 994.95
O1/04/88 Dividend 1,485 Shs. 994.95
04/04/88 Dividend 1,485 Shs. 1,024.65
07/05/88 Dividend 1,485 Shs. 1,024.65
10/03/88 Dividend 1,485 Shs. 1,024.65
O1/03/89 Dividend 1,485 Shs. 1,024.65
04/04/89 Dividend 1,485 Shs. 1,061.78
07/03/89 Dividend 1,485 Shs. 1,061.78
10/03/89 Dividend 1,485 Shs. 1,061.78
01/02/90 Dividend 1,485 Shs. 1,061.78
04/02/90 Dividend 1,485 Shs. 1, 106.33
07/02/90 Dividend 1,485 Shs. 1, 106.33
10/02/90 Dividend 1,485 Shs. 1, 106.33
O1/02/91 Dividend 1,485 Shs. 1,106.33
04/02/91 Dividend 1,485 Shs. 1,150.88
07/01/91 Dividend 1,485 Shs. 1,150.88
10/Ol/91 Dividend 1,485 Shs. 1,150.88
O1/02/92 Dividend 1,485 Shs. 1,150.88
04/O1/92 Dividend 1,485 Shs. 1,188.00
07/02/92 Dividend 2, 970 Shs. 1,188.00
10/O1/92 Dividend 2,970 Shs. 1,188.00
Ol/04/93 Dividend 2, 970 Shs. 1,188.00
04/02/93 Dividend 2, 970 Shs. 1,225.13
07/02/93 Dividend 2,970 Shs. 1,225.13
10/04/93 Dividend 2,970 Shs. 1,225.13
O1/03/94 Dividend 2,970 Shs. 1,225.13
04/04/94 Dividend 2,970 Shs. 1,239.98
07/07/94 Dividend 2,970 Shs. 1,239.98
10/03/94 Dividend 2, 970 Shs. 1,239.98
O1/03/95 Dividend 2,970 Shs. 1,239.98
04/04/95 Dividend 2,970 Shs. 1,239.98 46,681.08
PP&L Resources Incorporated
07/03/95 Dividend 2,970 Shs. $ 1,239.98
10/02/95 Dividend 2,970 Shs. 1,239.98
O1/02/96 Dividend 2,970 Shs. 1,239.98
04/O1/96 Dividend 2,970 Shs. 1,239.98
07/01/96 Dividend 2,970 Shs. 1,239.98
FORWARD $ 6,199.90 $ 68,206.68
- 110 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 6, 199.90 $ 68,206.68
PP&L Resources Incorporated
(cont'd)
10/O1/96 Dividend 2,970 Shs. 1,239.98
O1/02/97 Dividend 2,970 Shs. 1,239.98
04/09/97 Dividend 2, 970 Shs. 1,239.98
07/01/97 Dividend 2, 970 Shs. 1,239.98
10/02/97 Dividend 2, 970 Shs. 1,239.98
O1/02/98 Dividend 2, 970 Shs. 1,239.98
04/01/98 Dividend 2, 970 Shs. 1,239.98
07/06/98 Dividend 2, 970 Shs. 1,239.98
10/O1/98 Dividend 2, 970 Shs. 742.50
O1/04/99 Dividend 2,970 Shs. 742.50
04/O1/99 Dividend 2,970 Shs. 742.50
07/O1/99 Dividend 2,970 Shs. 742.50
10/01/99 Dividend 2,950 Shs. 742.50
01/03/00 Dividend 2,950 Shs. 742.50 20,574.74
PPL Corporation
� 04/03/00 Dividend 2, 950 Shs. $ 781.75
07/03/00 Dividend 2, 900 Shs. 768.50
10/02/00 Dividend 2, 900 Shs. 768.50
01/02/Ol Dividend 2,860 Shs. 768.50
04/02/01 Dividend 2,860 Shs. 757.90
07/02/O1 Dividend 2,860 Shs. 757.90
10/01/01 Dividend 2,860 Shs. 757.90
O1/02/02 Dividend 2,860 Shs. 757.90
04/O1/02 Dividend 2,840 Shs. 1,022.40
07/O1/02 Dividend 2,840 Shs. 1,022.40
10/01/02 Dividend 2,800 Shs. 1,008.00
O1/02/03 Dividend 2,800 Shs. 1,008.00
04/O1/03 Dividend 2,800 Shs. 1,078.00
07/01/03 Dividend 2,800 Shs. 1,078.00
10/O1/03 Dividend 2,775 Shs. 1,078.00
01/02/04 Dividend 2,775 Shs. 1,068.38
04/O1/04 Dividend 2,775 Shs. 1,137.75
07/01/04 Dividend 2,750 Shs. 1,137.75
10/O1/04 Dividend 2,750 Shs. 1,127.50
O1/03/05 Dividend 2,750 Shs. 1,127.50
04/O1/05 Dividend 1,750 Shs. 805.00
07/01/05 Dividend 1,750 Shs. 805.00
10/03/05 Dividend 3,500 Shs. 875.00
O1/03/06 Dividend 3,500 Shs. 875.00
04/03/06 Dividend 3,500 Shs. 962.50
FORWARD $ 23,335.03 $ 88,781.42
- 111 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 23,335.03 $ 88,781.42
PPL Corporation
(cont'd)
07/03/06 Dividend 2, 000 Shs. 550.00
10/02/06 Dividend 2,000 Shs. 550.00
O1/02/07 Dividend 2, 000 Shs. 550.00
04/02/07 Dividend 2, 000 Shs. 610.00
07/02/07 Dividend 1,800 Shs. 549.00
10/O1/07 Dividend 1, 600 Shs. 488.00
01/02/08 Dividend 1, 600 Shs. 488.00
04/O1/08 Dividend 1,100 Shs. 368.50
07/O1/08 Dividend 1,100 Shs. 368.50
10/O1/08 Dividend 1,100 Shs. 368.50
01/02/09 Dividend 1,100 Shs. 368.50
04/O1/09 Dividend 900 Shs. 310.50
07/O1/09 Dividend 800 Shs. 310.50
10/O1/09 Dividend 800 Shs. 276.00
O1/04/10 Dividend 800 Shs. 276.00
04/Ol/10 Dividend 800 Shs. 280.00
07/O1/10 Dividend 700 Shs. 245.00
10/Ol/10 Dividend 600 Shs. 210.00
01/03/11 Dividend 600 Shs. 210.00
04/O1/11 Dividend 600 Shs. 210.00
07/O1/11 Dividend 550 Shs. 192.50
10/03/11 Dividend 550 Shs. 192.50
O1/03/12 Dividend 550 Shs. 192.50
04/02/12 Dividend 550 Shs. 198.00
07/02/12 Dividend 550 Shs. 198.00
10/Ol/12 Dividend 550 Shs. 198.00
O1/02/13 Dividend 550 Shs. 198.00
04/O1/13 Dividend 550 Shs. 202.13
07/01/13 Dividend 525 Shs. 192.94
10/O1/13 Dividend 525 Shs. 192.94
O1/02/14 Dividend 525 Shs. 192.94
04/O1/14 Dividend 500 Shs. 186.25 33,258.73
Ridaeworth Seix FL Rate HI Inc Fd-I
05/O1/08 Dividend 265.675 Shs. $ 11.72
06/02/08 Dividend 265.675 Shs. 11.43
07/O1/08 Dividend 265.675 Shs. 10.88
08/01/08 Dividend 265.675 Shs. 11.78
09/02/08 Dividend 265.675 Shs. 11.95
10/O1/08 Dividend 265.675 Shs. 11.73
11/04/08 Dividend 265.675 Shs. 13.35
FORWARD $ 82.84 $ 122, 040.15
- 112 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 82.84 $ 122,040.15
Ridaeworth Seix FL Rate HI Inc Fd-I
(cont'd)
12/01/08 Dividend 265.675 Shs. 13.28
O1/05/09 Dividend 265.675 Shs. 13.10
02/02/09 Dividend 265.675 Shs. 11.48
03/02/09 Dividend 265.675 Shs. 8.67
04/O1/09 Dividend 265.675 Shs. 9.28
05/O1/09 Dividend 265.675 Shs. 9.38
06/Ol/09 Dividend 265.675 Shs. 9.99
07/Ol/09 Dividend 265.675 Shs. 11.28
08/03/09 Dividend 265.675 Shs. 12.21
09/02/09 Dividend 265.675 Shs. 10.94
10/O1/09 Dividend 265.675 Shs. 10.24
11/03/09 Dividend 265.675 Shs. 11.30
12/O1/09 Dividend 265.675 Shs. 11.16
01/04/10 Dividend 265.675 Shs. 11.97
02/O1/10 Dividend 265.675 Shs. 11.52
03/Ol/10 Dividend 265.675 Shs. 10.90
04/O1/10 Dividend 265.675 Shs. 11.93
05/03/10 Dividend 265.675 Shs. 11.57
06/01/10 Dividend 265.675 Shs. 11.68
07/O1/10 Dividend 265.675 Shs. 10.62
08/02/10 Dividend 265.675 Shs. 10.94
09/01/10 Dividend 265.675 Shs. 13.58
10/O1/10 Dividend 265.675 Shs. 11.49
11/01/10 Dividend 265.675 Shs. 12.12
12/02/10 Dividend 265.675 Shs. 11.29
Ol/03/11 Dividend 489.639 Shs. 13.41
02/02/11 Dividend 489.639 Shs. 20.71
03/02/11 Dividend 489.639 Shs. 19.35
04/01/11 Dividend 489.639 Shs. 23.42
05/02/11 Dividend 489.639 Shs. 20.38
06/O1/11 Dividend 766.494 Shs. 31.71
07/01/11 Dividend 766.494 Shs. 29.95
08/O1/11 Dividend 766.494 Shs. 30.35
09/01/11 Dividend 766.494 Shs. 30.34
10/03/11 Dividend 766.494 Shs. 27.42
11/O1/11 Dividend 766.494 Shs. 29.71
12/01/11 Dividend 766.494 Shs. 28.23
12/16/11 Dividend 766.494 Shs. 3.88
O1/03/12 Dividend 766.494 Shs. 27.84
02/02/12 Dividend 766.494 Shs. 26.69
03/02/12 Dividend 766.494 Shs. 27.21
04/03/12 Dividend 766.494 Shs. 29.13
FORWARD $ 784.49 $ 122,040.15
- 113 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 784.49 $ 122,040.15
Ridaeworth Seix FL Rate HI Inc Fd-I
(cont'd1
05/02/12 Dividend 766.494 Shs. 26.56
06/Ol/12 Dividend 766.494 Shs. 29.22
07/02/12 Dividend 766.494 Shs. 27.86
08/01/12 Dividend 766.494 Shs. 28.74
09/04/12 Dividend 766.494 Shs. 29.71
10/O1/12 Dividend 766.494 Shs. 27.79
11/02/12 Dividend 766.494 Shs. 28.70
12/03/12 Dividend 766.494 Shs. 26.27
12/20/12 Dividend 766.494 Shs. 0.52
O1/02/13 Dividend 766.494 Shs. 27.45
02/05/13 Dividend 766.494 Shs. 26.24
03/01/13 Dividend 766.494 Shs. 23.82
04/01/13 Dividend 766.494 Shs. 26.87
05/01/13 Dividend 766.494 Shs. 23.64
06/03/13 Dividend 766.494 Shs. 24.15
07/O1/13 Dividend 766.494 Shs. 22.82
08/01/13 Dividend 766.494 Shs. 23.25
09/03/13 Dividend 766.494 Shs. 22.84
10/O1/13 Dividend 766.494 Shs. 22.07
11/O1/13 Dividend 766.494 Shs. 23.78
12/02/13 Dividend 766.494 Shs. 23.36
12/19/13 Dividend 766.494 Shs. 0.02
O1/02/14 Dividend 766.494 Shs. 24.21
02/03/14 Dividend 766.494 Shs. 24.43
03/03/14 Dividend 766.494 Shs. 23.08
04/O1/14 Dividend 766.494 Shs. 25.21
05/01/14 Dividend 766.494 Shs. 16.25 1,413.35
RS Global Natural Resources Fd-Y
12/17/12 Dividend 63.804 Shs. 2.97
S&P Midcap Index Fund
04/02/12 Dividend 249.832 Shs. $ 8.37
07/02/12 Dividend 249.832 Shs. 9.54
10/02/12 Dividend 249.832 Shs. 9.17
12/03/12 Short Term Capital Gain Distribution 15.86
01/02/13 Dividend 265.55 Shs. 21.11
04/O1/13 Dividend 265.55 Shs. 18.67
07/01/13 Dividend 265.55 Shs. 21.01
10/O1/13 Dividend 265.55 Shs. 10.62
FORWARD $ 114.35 $ 123,456.47
- 114 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 114.35 $ 123,456.47
S&P MidcaA Index Fund
(cont'd)
12/02/13 Short Term Capital Gain Distribution 7.59
Ol/02/14 Dividend 276.921 Shs. 25.53
04/O1/14 Dividend 276.921 Shs. 13.29 160.76
Scout Unconstrained Bond Fund
03/03/14 Dividend 297.114 Shs. $ 0.98
04/01/14 Dividend 297.114 Shs. 0.63
05/O1/14 Dividend 297.114 Shs. 0.37 1.98
Southern Companv
09/07/83 Dividend 2,130 Shs. $ 905.25
12/07/83 Dividend 2,130 Shs. 958.50
03/07/84 Dividend 2,130 Shs. 958.50
06/07/84 Dividend 2,130 Shs. 958.50
09/07/84 Dividend 2,130 Shs. 958.50 4,739.25
STI Classic Seix Floatinq Rate-I
02/04/08 Dividend 265.675 Shs. $ 6.99
03/03/08 Dividend 265.675 Shs. 13.82
04/O1/08 Dividend 265.675 Shs. 13.82 34.63
T. Rowe Price Dividend Growth Fd #58
06/29/09 Dividend 304.878 Shs. $ 24.39
09/29/09 Dividend 304.878 Shs. 18.29
12/14/09 Dividend 304.878 Shs. 24.39
03/30/10 Dividend 304.878 Shs. 21.34
06/29/10 Dividend 304.878 Shs. 21.34
09/29/10 Dividend 304.878 Shs. 18.29
12/14/10 Dividend 304.878 Shs. 27.44
03/30/11 Dividend 304.878 Shs. 21.34
06/29/11 Dividend 183.568 Shs. 16.52
09/29/11 Dividend 183.568 Shs. 14.69
12/14/11 Dividend 183.568 Shs. 18.36
03/29/12 Dividend 62.503 Shs. 5.63
06/28/12 Dividend 62.503 Shs. 6.88
09/27/12 Dividend 62.503 Shs. 5.63
12/14/12 Dividend 62.503 Shs. 10.00
03/27/13 Dividend 62.503 Shs. 5.00
FORWARD $ 259.53 $ 128,393.09
- 115 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 259.53 $ 128,393.09
T. Rowe Price Dividend Growth Fd #58
(cont'd)
06/27/13 Dividend 34.687 Shs. 4.16
09/27/13 Dividend 34.687 Shs. 3.47
12/13/13 Dividend 34.687 Shs. 3.82 270.98
T. Rowe Price Inst L/C Growth
03/30/09 Dividend 654.666 Shs. $ 24.39
12/18/09 Dividend 654.666 Shs. 15.06
12/20/10 Dividend 654.666 Shs. 26.19
12/20/11 Dividend 654.666 Shs. 19.64
12/20/12 Dividend 488.46 Shs. 34.19
12/19/13 Dividend 488.46 Shs. 4.88 124.35
Transfer from Principal
12/08/97 $ 7.86
02/23/99 175.00
03/23/99 227.00
06/22/99 219.00
12/23/99 270.00
09/13/00 50.00
09/20/00 230.00
12/28/00 100.00
03/21/O1 100.00
06/21/O1 115.00
02/27/02 161.00
03/06/02 51.00
03/20/02 235.00
08/05/02 74.37
09/20/02 129.74
03/25/09 To cover Distributions for February and
March 759.00 2,903.97
Vanquard Institutional Index Fund #94
03/27/09 Dividend 52.11 Shs. $ 27.77
06/24/09 Dividend 52.11 Shs. 23.81
09/29/09 Dividend 52.11 Shs. 26.26
12/29/09 Dividend 52.11 Shs. 37.21
03/30/10 Dividend 52.11 Shs. 23.97
06/29/10 Dividend 52.11 Shs. 26.84
09/28/10 Dividend 52.11 Shs. 29.08
FORWARD $ 194.94 $ 131,692.39
- 116 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 194.94 $ 131, 692.39
Vanauard Institutional Index Fund #94
(cont'd)
12/29/10 Dividend 52.11 Shs. 30.59
03/31/11 Dividend 52.11 Shs. 27.93
06/30/11 Dividend 44.06 Shs. 24.50
09/30/11 Dividend 44.06 Shs. 26.00
12/28/11 Dividend 44.06 Shs. 29.87
03/30/12 Dividend 44.06 Shs. 25.16
06/29/12 Dividend 44.06 Shs. 27.85
09/28/12 Dividend 44.06 Shs. 31.33
12/27/12 Dividend 44.06 Shs. 40.36
03/28/13 Dividend 44.06 Shs. 29.56
06/28/13 Dividend 44.06 Shs. 34.41
09/27/13 Dividend 44.06 Shs. 34.50
12/27/13 Dividend 44.06 Shs. 39.30
03/31/14 Dividend 44.06 Shs. 35.69 631.99
VanQUard S/C Value Index-Inv #860
12/24/08 Dividend 195.886 Shs. S 56.02
03/23/09 Dividend 195.886 Shs. 1.37
12/24/09 Dividend 195.886 Shs. 46.62
03/23/10 Dividend 195.886 Shs. 1.18
12/27/10 Dividend 195.886 Shs. 55.83
03/23/11 Dividend 195.886 Shs. 0.39
12/23/11 Dividend 195.886 Shs. 59.35
03/22/12 Dividend 195.886 Shs. 1.37
12/24/12 Dividend 195.886 Shs. 83.25
03/20/13 Dividend 195.886 Shs. 0.78
12/24/13 Dividend 195.886 Shs. 77.57
03/25/14 Dividend 195.886 Shs. 0.78 384.51
Vanauard Short Term Corporate Fd-Inv #39
02/O1/08 Dividend 278.811 Shs. $ 5.56
03/03/08 Dividend 278.811 Shs. 11.56
04/O1/08 Dividend 278.811 Shs. 11.75
05/Ol/08 Dividend 278.811 Shs. 11.17
06/02/08 Dividend 467.668 Shs. 17.45
07/O1/08 Dividend 467.668 Shs. 18.57
08/01/08 Dividend 467.668 Shs. 19.59
09/02/08 Dividend 467.668 Shs. 19.57
10/Ol/08 Dividend 467.668 Shs. 18.63
11/03/08 Dividend 467.668 Shs. 19.60
FORWARD $ 153.45 $ 132,708.89
- 117 -
_ _ _
RECEIPTS OF INCOME (cont'd)
FORWARD $ 153.45 $ 132,708.89
VanQUard Short Term Corporate Fd-Inv #39
(cont'd)
12/O1/08 Dividend 467.668 Shs. 18.95
01/02/09 Dividend 467.668 Shs. 18.67
02/02/09 Dividend 467.668 Shs. 18.91
03/02/09 Dividend 467.668 Shs. 16.92
04/O1/09 Dividend 467.668 Shs. 17.33
05/01/09 Dividend 467.668 Shs. 16.30
06/O1/09 Dividend 467.668 Shs. 16.70
07/01/09 Dividend 467.668 Shs. 16.10
08/03/09 Dividend 467.668 Shs. 16.26
09/O1/09 Dividend 467.668 Shs. 15.45
10/O1/09 Dividend 467.668 Shs. 14.46
11/03/09 Dividend 467.668 Shs. 15.35
12/O1/09 Dividend 467.668 Shs. 14.46
O1/04/10 Dividend 467.668 Shs. 14.84
02/O1/10 Dividend 467.668 Shs. 14.96
03/01/10 Dividend 467.668 Shs. 13.41
04/O1/10 Dividend 467.668 Shs. 14.73
05/03/10 Dividend 467.668 Shs. 14.36
06/O1/10 Dividend 467.668 Shs. 14.69
07/O1/10 Dividend 467.668 Shs. 14.13
08/02/10 Dividend 467.668 Shs. 14.42
09/01/10 Dividend 467.668 Shs. 14.13
10/O1/10 Dividend 467.668 Shs. 13.69
11/02/10 Dividend 467.668 Shs. 13.85
12/O1/10 Dividend 467.668 Shs. 12.94
O1/03/11 Dividend 467.929 Shs. 13.04
02/O1/11 Dividend 467.929 Shs. 13.06
03/O1/11 Dividend 467.929 Shs. 11.43
03/23/11 Short Term Capital Gain Distribution 4.68
04/O1/11 Dividend 469.626 Shs. 12.27
05/02/11 Dividend 469.626 Shs. 11.93
06/O1/11 Dividend 469.626 Shs. 11.94
07/01/11 Dividend 469.626 Shs. 11.31
08/O1/11 Dividend 469.626 Shs. 11.72
09/O1/11 Dividend 469.626 Shs. 11.54
10/03/11 Dividend 469.626 Shs. 10.97
11/O1/11 Dividend 469.626 Shs. 11.16
12/Ol/11 Dividend 469.626 Shs. 10.74
01/03/12 Dividend 469.626 Shs. 11.08
02/Ol/12 Dividend 469.626 Shs. 11.10
03/02/12 Dividend 656.019 Shs. 12.77
04/02/12 Dividend 656.019 Shs. 14.43
FORWARD $ 734.63 $ 132,708.89
- 118 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 734.63 $ 132,708.89
Vanquard Short Term Corporate Fd-Inv #39
(cont'd)
05/O1/12 Dividend 656.019 Shs. 13.70
06/O1/12 Dividend 656.019 Shs. 13.78
07/02/12 Dividend 656.019 Shs. 13.07
08/O1/12 Dividend 656.019 Shs. 13.10
, 09/04/12 Dividend 656.019 Shs. 12.72
10/01/12 Dividend 656.019 Shs. 12.14
11/02/12 Dividend 656.019 Shs. 12.15
12/03/12 Dividend 656.019 Shs. 11.54
12/31/12 Short Term Capital Gain Distribution 9.18
Ol/03/13 Dividend 658.805 Shs. 11.42
02/05/13 Dividend 658.805 Shs. 11.03
03/O1/13 Dividend 658.805 Shs. 9.71
04/O1/13 Short Term Capital Gain Distribution 3.29
04/01/13 Dividend 658.805 Shs. 10.51
05/01/13 Dividend 660.145 Shs. 9.71
06/03/13 Dividend 660.145 Shs. 9.99
� 07/01/13 Dividend 660.145 Shs. 9.62
08/O1/13 Dividend 660.145 Shs. 10.21
09/03/13 Dividend 660.145 Shs. 10.76
10/O1/13 Dividend 660.145 Shs. 11.04
11/O1/13 Dividend 660.145 Shs. 11.86
12/02/13 Dividend 660.145 Shs. 11.42
01/02/14 Dividend 661.314 Shs. 11.69
02/04/14 Dividend 661.314 Shs. 11.81
03/03/14 Dividend 661.314 Shs. 10.71
04/O1/14 Dividend 661.314 Shs. 11.65
05/O1/14 Dividend 661.314 Shs. 8.02 1,030.46
Wells Farao Advantaae International Bond
Fund
' 09/27/10 Dividend 274.977 Shs. $ 26.29
12/13/10 Dividend 274.977 Shs. 17.78
12/20/10 Dividend 276.82 Shs. 56.14
03/28/11 Dividend 276.82 Shs. 30.39
09/27/11 Dividend 401.301 Shs. 95.87
12/19/11 Dividend 403.353 Shs. 91.81
06/26/12 Dividend 903.353 Shs. 71.43
12/21/12 Dividend 406.205 Shs. 25.38
12/10/13 Short Term Capital Gain Distribution 8.13
12/23/13 Dividend 420.673 Shs. 30.58 453.80
FORWARD $ 134,193.15
- 119 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 134,193.15
Wilminqton Broad Market Bond Fund
Institutional Shs
04/03/12 Dividend 862.366 Shs. $ 24.24
05/O1/12 Dividend 862.366 Shs. 23.15
06/O1/12 Dividend 862.366 Shs. 22.64
07/02/12 Dividend 862.366 Shs. 21.21
08/01/12 Dividend 862.366 Shs. 20.96
09/04/12 Dividend 862.366 Shs. 21.21
10/Ol/12 Dividend 862.366 Shs. 19.99
11/O1/12 Dividend 862.366 Shs. 20.65
12/03/12 Dividend 1,837.975 Shs. 28.17
12/05/12 Short Term Capital Gain Distribution 122.43
O1/02/13 Dividend 1,872.68 Shs. 42.38
02/01/13 Dividend 1,872.68 Shs. 41.37
03/O1/13 Dividend 1,872.68 Shs. 38.21
04/O1/13 Dividend 1,872.68 Shs. 42.14
05/01/13 Dividend 1,872.68 Shs. 40.51
06/03/13 Dividend 1,872.68 Shs. 41.22
07/01/13 Dividend 1,872.68 Shs. 37.91
08/O1/13 Dividend 1,872.68 Shs. 37.69
09/03/13 Dividend 1,872.68 Shs. 38.04
10/01/13 Dividend 1,872.68 Shs. 38.17
11/O1/13 Dividend 1,872.68 Shs. 39.17
12/02/13 Dividend 1,872.68 Shs. 39.61
12/05/13 Short Term Capital Gain Distribution 35.13
01/02/14 Dividend 1, 902.429 Shs. 49.06
02/04/14 Dividend 1, 902.429 Shs. 44.65
03/04/14 Dividend 1, 902.429 Shs. 40.77
04/O1/14 Dividend 1, 902.429 Shs. 39.03
05/O1/14 Dividend 1, 902.429 Shs. 26.07 1,035.78
Wilminqton Intermediate-Term Bond Fund
Institutional Shs
04/03/12 Dividend 1,568.803 Shs. $ 35.54
05/O1/12 Dividend 1,568.803 Shs. 34.50
06/O1/12 Dividend 1,568.803 Shs. 33.76
07/02/12 Dividend 1,568.803 Shs. 30.55
08/Ol/12 Dividend 1,568.803 Shs. 30.62
09/04/12 Dividend 1,568.803 Shs. 30.44
10/O1/12 Dividend 1,568.803 Shs. 28.64
11/O1/12 Dividend 1,568.803 Shs. 30.19
12/03/12 Dividend 642.019 Shs. 20.47
12/05/12 Short Term Capital Gain Distribution 42.40
FORWARD $ 317.11 $ 135,228.93
- 120 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 317.11 $ 135,228.93
Wilminqton Intermediate-Term Bond Fund
Institutional Shs
(cont'd)
O1/02/13 Dividend 651.689 Shs. 11.54
02/05/13 Dividend 651.689 Shs. 11.29
03/O1/13 Dividend 651.689 Shs. 10.00
04/01/13 Dividend 651.689 Shs. 11.45
05/O1/13 Dividend 651.689 Shs. 11.53
06/03/13 Dividend 651.689 Shs. 11.27
07/01/13 Dividend 651.689 Shs. 10.17
08/01/13 Dividend 651.689 Shs. 10.52
09/03/13 Dividend 651.689 Shs. 10.35
10/Ol/13 Dividend 651.689 Shs. 9.54
11/O1/13 Dividend 651.689 Shs. 9.77
12/02/13 Dividend 651.689 Shs. 9.68
12/05/13 Short Term Capital Gain Distribution 7.55
O1/02/14 Dividend 671.027 Shs. 10.18
02/03/14 Dividend 671.027 Shs. 10.79
03/04/14 Dividend 671.027 Shs. 4.25 476.99
Wilminqton Prime Monev Market Fund
Select Shs
05/O1/12 Interest $ 0.02
08/O1/12 Interest 0.02
09/04/12 Interest 0.04
11/O1/12 Interest 0.01
12/03/12 Interest 0.02
02/01/13 Interest 0.01
03/O1/13 Interest 0.02
04/O1/13 Interest 0.01
05/Ol/14 Interest 0.52
06/02/14 Interest 1.55
07/O1/14 Interest 1.50 3.72
Wilminaton Short Duration Government
Bond Fund Institutional Shs
04/05/12 Dividend 388.453 Shs. $ 8.21
05/02/12 Dividend 388.453 Shs. 8.74
06/O1/12 Dividend 388.453 Shs. 6.93
07/02/12 Dividend 388.453 Shs. 5.77 29.65
FORWARD $ 135,739.29
- 121 -
RECEIPTS OF INCOME (cont'd)
FORWARD $ 135,739.29
Wilminaton Short Term Corporate Bond
Fund Institutional Shs
04/03/12 Dividend 556.409 Shs. $ 7.17
05/01/12 Dividend 556.409 Shs. 6.56
06/01/12 Dividend 556.409 Shs. 6.29
07/02/12 Dividend 556.409 Shs. 6.09
08/Ol/12 Dividend 556.409 Shs. 6.25
09/04/12 Dividend 556.409 Shs. 6.25
10/O1/12 Dividend 556.409 Shs. 5.80
11/O1/12 Dividend 556.409 Shs. 5.80
12/03/12 Dividend 556.409 Shs. 5.62
12/05/12 Short Term Capital Gain Distribution 9.79
Ol/02/13 Dividend 557.84 Shs. 5.43
02/05/13 Dividend 557.84 Shs. 4.89
03/Ol/13 Dividend 557.84 Shs. 4.27
04/01/13 Dividend 557.84 Shs. 4.86
05/O1/13 Dividend 557.84 Shs. 4.71
06/03/13 Dividend 557.84 Shs. 4.85
07/O1/13 Dividend 557.84 Shs. 4.53
08/O1/13 Dividend 557.84 Shs. 4.65
09/03/13 Dividend 557.84 Shs. 4.86
10/O1/13 Dividend 557.84 Shs. 4.62
11/O1/13 Dividend 557.84 Shs. 4.70
12/02/13 Dividend 557.84 Shs. 4.85
12/05/13 Short Term Capital Gain Distribution 17.54
O1/02/14 Dividend 562.932 Shs. 5.22
02/03/14 Dividend 562.932 Shs. 5.00
03/03/14 Dividend 562.932 Shs. 4.10
04/O1/14 Dividend 562.932 Shs. 4.02
05/O1/14 Dividend 562.932 Shs. 2.76 161.48
TOTAL RECEIPTS OF INCOME $ 135,900.77
---------------
---------------
- 122 -
DISBURSEMENTS OF INCOME
Dauphin Deposit Bank and Trust Companv -
Commission
09/29/83 $ 36.21
12/28/83 38.34
03/26/84 38.63
06/26/84 38.83
09/26/84 39.37
12/26/84 38.11
03/26/85 37.92 $ 267.41
Dauphin Deposit Bank and Trust Companv -
Trustee Fee
05/12/87 $ 81.09
11/12/87 82.61
05/11/88 50.00
11/14/88 50.00
05/11/89 50.00
11/13/89 50.00
05/11/90 50.00
11/14/90 50.00
05/13/91 50.00
11/13/91 50.00
05/12/92 50.00
11/12/92 50.00
FORWARD $ 663.70 $ 267.41
- 123 -
DISBURSEMENTS OF INCOME (cont'd)
FORWARD $ 663.70 $ 267.41
Dauphin Deposit Bank and Trust Companv -
Trustee Fee (cont'd)
05/11/93 50.00
11/10/93 50.00
05/11/94 50.00
11/09/94 50.00
05/10/95 50.00
11/13/95 50.00
05/13/96 100.00
11/13/96 100.00
05/12/97 100.00
12/31/97 28.18
04/05/99 43.98
05/05/99 46.66
06/07/99 48.01 1,430.53
Dauphin Deposit Bank and Trust Companv -
Fixed Fee
05/05/98 $ 200.00
11/05/98 200.00 400.00
FORWARD $ 2,097.94
- 124 -
DISBURSEMENTS OF INCOME (cont'd)
FORWARD $ 2,097.94
Allfirst Trust Companv of Pennsvlvania,
NA - Trustee Fee
07/06/99 $ 49.41
08/05/99 47.59
09/07/99 46.40
10/05/99 46.69
11/05/99 45.06
12/06/99 41.75
O1/05/00 41.70
02/07/00 41.33
03/06/00 39.62
04/05/00 40.23
05/05/00 42.02
06/05/00 41.98
07/05/00 41.46
08/07/00 45.80
09/05/00 50.77
10/05/00 56.86
11/06/00 56.32
12/05/00 57.84
O1/05/01 52.59
02/05/01 57.89
FORWARD $ 943.31 $ 2,097.94
- 125 -
DISBURSEMENTS OF INCOME (cont'd)
FORWARD $ 943.31 $ 2,097.94
Allfirst Trust Companv of Pennsvlvania,
NA - Trustee Fee (cont'd)
03/05/01 60.63
04/05/O1 60.82
05/07/O1 67.11
06/05/O1 71.87
07/05/O1 68.24
08/06/01 60.02
09/05/O1 57.90
10/05/O1 51.66
11/OS/O1 50.87
12/05/O1 52.27
01/07/02 49.00
02/05/02 49.84
03/05/02 50.98
04/05/02 53.97
05/06/02 52.76
06/05/02 50.52
07/05/02 48.70
08/05/02 48.59
09/05/02 50.72
10/07/02 48.07
FORWARD $ 2, 047.85 $ 2,097.94
- 126 -
DISBURSEMENTS OF INCOME (cont'd)
FORWARD $ 2,047.85 $ 2,097.94
Allfirst Trust Companv of Pennsvlvania,
NA - Trustee Fee (cont'd)
11/05/02 51.39
12/05/02 48.70
01/06/03 51.87
02/05/03 50.90
03/05/03 50.88
04/07/03 51.84
05/05/03 51.40
06/05/03 56.50
07/07/03 56.85
08/06/03 53.92 2,572.10
Manufacturers and Traders Trust Companv
Trustee Fee
09/08/03 $ 55.43
10/06/03 56.77
11/06/03 55.14
12/08/03 55.02
Ol/06/04 57.61
02/06/04 59.00
03/08/04 60.39
04/06/04 60.05
FORWARD $ 459.41 $ 4,670.04
- 127 -
DISBURSEMENTS OF INCOME (cont'd)
FORWARD $ 459.41 $ 4,670.04
Manufacturers and Traders Trust Companv
Trustee Fee (cont'd)
05/06/04 5-7,2g
06/07/04 56.88
07/06/04 59.80
08/06/04 59.87
09/07/04 61.27
10/06/04 61.36
11/08/04 64.37
12/06/04 64.02
O1/06/05 69.31
02/07/05 62.88
03/07/05 62.58
04/06/05 61.92
05/06/05 62.44
06/06/05 63.89
07/06/05 65.48
08/08/05 66.85
09/06/05 68.35
10/06/05 67.35
11/07/05 65.19
12/06/05 gg,75
FORWARD $ 1,744.26 $ 4,670.04
- 128 -
DISBURSEMENTS OF INCOME (cont'd)
FORWARD $ 1,744.26 $ 4,670.04
Manufacturers and Traders Trust Companv
Trustee Fee (cont'd)
O1/06/06 89•83
02/06/06 90.71
' 03/06/06 92.35
04/06/06 91.42
05/08/06 89.81
06/06/06 84.94
07/06/06 86.18
08/07/06 87.45
09/06/06 87•73
10/06/06 85.76
11/06/06 87.61
12/06/06 90.40
O1/08/07 89.77
02/06/07 90.71
03/06/07 90.17
04/0�/07 95.47
05/07/07 96.41
06/06/07 97.15
07/06/07 98.60
08/06/07 96.49
FORWARD $ 3,563.22 $ 4,670.04
- 129 -
DISBURSEMENTS OF INCOME (cont'd)
FORWARD S 3,563.22 S 4,670.04
Manufacturers and Traders Trust Companv
Trustee Fee (cont'd)
09/06/07 95.45
10/09/07 97.24
11/06/07 g�,83
12/06/07 98.55
O1/07/08 94.89
02/06/08 89.09
03/06/08 gg,93
04/07/08 89.73
05/06/08 gg,gg
06/06/08 91.52
07/07/08 88.93
08/06/08 86.45
09/08/08 83.67
10/06/08 �g,q�
11/06/08 74.81
12/08/08 73.40
Ol/06/09 �g,72
02/06/09 77.13
03/06/09 71.17
04/06/09 75.46
FORWARD $ 5,285.54 $ 4,670.04
- 130 -
DISBURSEMENTS OF INCOME (cont'd)
FORWARD $ 5,285.54 $ 4,670.04
Manufacturers and Traders Trust Companv
Trustee Fee (cont'd)
05/06/09 77.66
06/08/09 80.08
07/06/09 78.84
08/06/09 80.67
09/08/09 80.94
10/06/09 81.66
11/06/09 194.27
12/07/09 83.80
01/06/10 84.64
02/08/10 81.91
03/08/10 83.76
04/06/10 84.58
05/06/10 82•52
06/07/10 80.24
07/06/10 79.66
08/06/10 82.33
09/07/10 81.92
10/06/10 83.74
11/08/10 140.90
12/06/10 84.58
FORWARD $ 7,094.24 $ 4,670.04
- 131 -
DISBURSEMENTS OF INCOME (cont'd)
FORWARD $ 7,094.24 $ 4,670.04
Manufacturers and Traders Trust Companv
Trustee Fee (cont'd)
O1/06/11 85.99
02/07/11 86.62
03/07/11 g�,02
04/06/11 87.39
05/06/11 87.55
06/06/11 86.08
07/06/11 86.71
08/08/11 83.10
09/06/11 82.65
10/06/11 80.67
11/07/11 111.65
12/06/11 83.26
01/06/12 g2,95
02/06/12 84.90
03/06/12 85.12
04/06/12 85.11
05/07/12 79.07
06/06/12 83.13
07/06/12 84.59
08/06/12 84.83
FORWARD $ 8,812.63 $ 4,670.04
- 132 -
DISBURSEMENTS OF INCOME (cont'd)
FORWARD $ 8,812.63 $ 4,670.04
Manufacturers and Traders Trust Companv
Trustee Fee (cont'd)
09/06/12 85.26
10/08/12 86.21
11/06/12 125.58
12/06/12 85.60
O1/07/13 86•�2
02/06/13 87.30
03/06/13 87•��
04/08/13 87•57
05/06/13 88.63
06/06/13 87.50
07/08/13 87.30
08/06/13 89.32
09/06/13 88.10
10/07/13 89.34
11/06/13 90.18
12/06/13 90.21
O1/06/14 90•87
02/06/14 89•��
03/06/14 92•82
04/07/14 92.64
FORWARD $ 10, 621.25 $ 4,670.04
- 133 -
DISBURSEMENTS OF INCOME (cont'd)
FORWARD $ 10, 621.25 $ 4,670.04
Manufacturers and Traders Trust Companv
Trustee Fee (cont'd)
05/06/14 99.01
06/06/14 98.93
07/07/14 98.84 10,918.03
Dauphin Deposit Bank and Trust Companv -
Tax Preparation Fee
07/22/88 1987 85.00
Transfer to Principal
05/06/99 $ 41.00
06/08/99 89.00
08/06/99 80.00
02/07/00 30.00
04/03/00 75.00
O1/02/02 35.00
01/07/02 91.00
04/05/02 100.00
05/06/02 90.00
06/05/02 100.00
07/08/02 100.00
08/13/02 148.74
FORWARD $ 979.74 $ 15,673.07
- 134 -
DISBURSEMENTS OF INCOME (cont'd)
FORWARD $ 979.74 $ 15,673.07
Transfer to Principal (cont'd)
10/24/11 To Provide Liquidity for P&I 6,000.00
01/22/13 To cover P&I Distributions for 2013 4,000.00
02/19/14 To cover P&I 3,000.00 13,979.74
TOTAL DISBURSEMENTS OF INCOME $ 29, 652.81
--------------
--------------
- 135 -
DISTRIBUTIONS OF INCOME TO BENEFICIARIES
Dorothv A. Jacobsen - Distribution
09/20/83 $ 285.00
09/21/83 285.00
10/24/83 285.00
11/21/83 285.00
O1/23/84 285.00
02/21/84 285.00
03/21/84 285.00
04/23/84 285.00
05/21/84 285.00
06/21/84 285.00
07/23/84 285.00
08/21/84 285.00
09/21/84 285.00
10/22/84 285.00
11/21/84 285.00
12/21/84 285.00
O1/21/85 285.00
02/21/85 285.00
03/21/85 285.00
04/22/85 285.00
05/20/85 285.00
06/20/85 285.00
07/22/85 335.00
08/20/85 335.00
FORWARD $ 6,940.00
- 136 -
DISTRIBUTIONS OF INCOME TO BENEFICIARIES (cont'd)
FORWARD $ 6,940.00
Dorothv A. Jacobsen - Distribution (cont'd)
09/20/85 335.00
10/21/85 335.00
11/20/85 335.00
12/20/85 335.00
O1/21/86 335.00
02/20/86 335.00
03/20/86 335.00
04/21/86 335.00
05/20/86 335.00
06/20/86 335.00
07/21/86 335.00
08/20/86 335.00
09/22/86 335.00
10/20/86 335.00
11/20/86 335.00
12/22/86 335.00
O1/20/87 335.00
02/20/87 335.00
03/20/87 335.00
04/20/87 335.00
05/20/87 335.00
06/22/87 335.00
FORWARD $ 14,310.00
- 137 -
DISTRIBUTIONS OF INCOME TO BENEFICIARIES (cont'd)
FORWARD $ 14,310.00
Dorothv A. Jacobsen - Distribution (cont'd)
07/20/87 335.00
08/20/87 335.00
09/21/87 335.00
10/20/87 335.00
11/20/87 335.00
12/21/87 335.00
01/20/88 335.00
02/22/88 335.00
03/21/88 335.00
04/20/88 335.00
05/20/88 335.00
06/20/88 335.00
07/20/88 350.00
08/22/88 350.00
09/20/88 350.00
10/20/88 350.00
11/21/88 350.00
12/20/88 350.00
O1/20/89 350.00
02/21/89 350.00
03/20/89 350.00
04/20/89 350.00
FORWARD $ 21,830.00
- 138 -
DISTRIBUTIONS OF INCOME TO BENEFICIARIES (cont'd)
FORWARD $ 21,830.00
Dorothv A. Jacobsen - Distribution (cont'd)
05/22/89 350.00
06/20/89 350.00
� 07l20/89 375.04
08/21/89 375.00
09/20/89 375.00
10/20/89 375.00
11/20/89 375.00
12/20/89 375.00
O1/22/90 375.00
02/20/90 375.00
03/20/90 375.00
04/20/90 375.00
05/21/90 375.00
06/20/90 375.00
07/20/90 375.00
, 08/20/90 375.00
09/20/90 375.00
10/22/90 375.00
11/20/90 375.00
12/20/90 375.00
O1/22/91 375.00
02/20/91 375.00
FORWARD $ 30,030.00
- 139 -
DISTRIBUTIONS OF INCOME TO BENEFICIARIES (cont'd)
FORWARD $ 30,030.00
Dorothv A. Jacobsen - Distribution (cont'd)
03/20/91 375.00
04/22/91 375.00
05/20/91 375.00
06/20/91 375.00
07/22/91 375.00
08/20/91 375.00
09/20/91 375.00
10/21/91 400.00
11/20/91 400.00
12/20/91 400.00
O1/21/92 400.00
02/20/92 400.00
03/20/92 400.00
04/20/92 400.00
05/20/92 400.00
06/22/92 400.00
07/20/92 400.00
08/20/92 400.00
09/21/92 400.00
10/20/92 400.00
11/20/92 400.00
12/21/92 400.00
FORWARD $ 38, 655.00
- 140 -
DISTRIBUTIONS OF INCOME TO BENEFICIARIES (cont'd)
FORWARD $ 38,655.00
Dorothv A. Jacobsen - Distribution (cont'd)
O1/20/93 400.00
02/22/93 400.00
03/22/93 400.00
09/20/93 400.00
05/20/93 400.00
06/21/93 400.00
07/20/93 400.00
08/20/93 400.00
08/20/93 400.00
10/20/93 400.00
11/22/93 400.00
12/20/93 400.00
01/20/94 400.00
02/22/94 400.00
03/21/94 400.00
04/20/94 400.00
05/20/94 400.00
06/20/94 400.00
07/20/94 400.00
08/22/94 400.00
09/20/94 400.00
10/20/94 400.00
FORWARD $ 47,455.00
- 141 -
DISTRIBUTIONS OF INCOME TO BENEFICIARIES (cont'd)
FORWARD $ 47,455.00
Dorothv A. Jacobsen - Distribution (cont'd)
11/21/94 400.00
12/20/94 400.00
01/20/95 400.00
02/21/95 400.00
03/20/95 400.00
04/20/95 450.00
05/22/95 450.00
06/20/95 450.00
07/20/95 450.00
08/21/95 450.00
09/20/95 450.00
10/20/95 450.00
11/20/95 450.00
12/20/95 450.00
O1/22/96 450.00
02/20/96 450.00
03/20/96 450.00
04/22/96 450.00
05/20/96 450.00
06/20/96 450.00
07/22/96 450.00
08/20/96 450.00
FORWARD $ 57,105.00
- 142 -
DISTRIBUTIONS OF INCOME TO BENEFICIARIES (cont'd)
FORWARD $ 57,105.00
Dorothv A. Jacobsen - Distribution (cont'd)
09/20/96 450.00
10/21/96 450.00
11/20/96 450.00
12/20/96 450.00
O1/21/97 450.00
02/20/97 450.00
03/20/97 450.00
04/21/97 450.00
05/20/97 450.00
06/20/97 450.00
07/21/97 450.00
08/20/97 450.00
pg/22/g� 450.00
10/20/97 450.00
11/20/97 450.00
12/22/97 413.00
O1/20/98 413.00
02/20/98 413.00
03/20/98 413.00
04/20/98 413.00
05/20/98 413.00
06/22/98 413.00
FORWARD $ 66,746.00
- 143 -
DISTRIBUTIONS OF INCOME TO BENEFICIARIES (cont'd)
FORWARD $ 66,746.00
Dorothv A. Jacobsen - Distribution (cont'd)
07/20/98 413.00
08/20/98 413.00
09/21/98 235.00
10/20/98 235.00
11/20/98 235.00
12/21/98 235.00
O1/20/99 235.00
02/22/99 235.00
03/22/99 235.00
04/20/99 235.00
05/20/99 235.00
06/21/99 235.00
07/20/99 235.00
08/20/99 235.00
09/20/99 235.00
10/20/99 235.00
11/22/99 235.00
12/20/99 235.00
O1/20/00 235.00
02/22/00 235.00
03/20/00 235.00
04/20/00 235.00
FORWARD $ 72,272.00
- 144 -
DISTRIBUTIONS OF INCOME TO BENEFICIARIES (cont'd)
FORWARD $ 72,272.00
Dorothv A. Jacobsen - Distribution (cont'd)
05/22/00 235.00
06/20/00 235.00
07/20/00 235.00
08/21/00 235.00
09/20/00 235.00
10/20/00 235.00
11/20/00 235.00
12/20/00 235.00
01/22/Ol 235.00
02/20/O1 235.00
03/20/O1 235.00
04/20/O1 235.00
05/21/01 235.00
06/20/O1 235.00
07/20/01 235.00
08/20/Ol 235.00
09/20/O1 235.00
10/22/O1 235.00
11/20/O1 235.00
12/20/01 235.00
O1/22/02 235.00
02/20/02 235.00
FORWARD $ 77,442.00
- 145 -
- -
DISTRIBUTIONS OF INCOME TO BENEFICIARIES (cont'd)
FORWARD $ 77,442.00
Dorothv A. Jacobsen - Distribution (cont'd)
03/20/02 235.00
04/22/02 235.00
05/20/02 235.00
06/20/02 235.00
07/22/02 235.00
08/20/02 235.00
09/20/02 235.00
10/21/02 235.00
11/20/02 235.00
12/20/02 235.00
O1/21/03 235.00
02/20/03 235.00
03/20/03 235.00
04/21/03 235.00
05/20/03 235.00
06/20/03 235.00
07/21/03 235.00
08/20/03 235.00
09/22/03 235.00
10/20/03 235.00
11/20/03 235.00
12/22/03 235.00
FORWARD $ 82,612.00
- 146 -
DISTRIBUTIONS OF INCOME TO BENEFICIARIES (cont'd)
FORWARD $ 82,612.00
Dorothv A. Jacobsen - Distribution (cont'd)
O1/20/04 235.00
02/20/04 235.00
03/22/04 235.00
04/20/04 235.00
05/20/04 235.00
06/21/04 235.00
07/20/04 235.00
08/20/04 235.00
09/20/04 235.00
10/20/04 235.00
11/22/04 235.00
12/20/04 235.00
Ol/20/05 235.00
02/22/05 235.00
03/21/05 235.00
04/20/05 235.00
05/20/05 235.00
06/20/05 235.00
07/20/05 235.00
08/22/05 235.00
09/20/05 235.00
10/20/05 235.00
FORWARD $ 87,782.00
- 147 -
DISTRIBUTIONS OF INCOME TO BENEFICIARIES (cont'd)
FORWARD $ 87,782.00
Dorothv A. Jacobsen - Distribution (cont'd)
11/21/05 235.00
12/20/05 235.00
Ol/20/06 235.00
02/21/06 235.00
03/20/06 235.00
04/20/06 235.00
05/22/06 235.00
06/20/06 235.00
07/20/06 235.00
08/21/06 235.00
09/20/06 235.00
10/20/06 235.00
11/20/06 235.00
12/20/06 235.00
01/22/07 235.00
02/20/07 235.00
03/20/07 235.00
04/20/07 235.00
05/21/07 235.00
06/20/07 235.00
07/20/07 235.00
08/20/07 235.00
FORWARD $ 92,952.00
- 148 -
DISTRIBUTIONS OF INCOME TO BENEFICIARIES (cont'd)
FORWARD $ 92,952.00
Dorothv A. Jacobsen - Distribution (cont'd)
09/20/07 235.00
10/22/07 235.00
11/20/07 235.00
12/20/07 235.00
12/21/07 Year End Accumulated Income 4,700.00
O1/22/08 235.00
02/20/08 235.00
03/20/08 235.00
' 04/21/08 235.00
05/20/08 235.00
06/20/08 235.00
07/21/08 235.00
08/20/08 235.00
09/22/OS 235.00
10/20/08 235.00
11/20/08 235.00
12/22/08 235.00
O1/20/09 235.00
01/27/09 Residual Income for 2008 1,768.77 $ 103,415.77
FORWARD $ 103,415.77
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DISTRIBUTIONS OF INCOME TO BENEFICIARIES (cont'd)
FORWARD $ 103,415.77
Dorothv A. Jacobsen - Distribution In
Accordance with P&I Act
02/20/09 $ 379.50
03/20/09 379.50 759.00
Barbara Dinonno - Distribution
04/30/14 Accrued & Undistributed Income due
Estate of D. Jacobsen 171.22
TOTAL DISTRIBUTIONS OF INCOME TO BENEFICIARIES $ 104,345.99
---------------
---------------
- 150 -
INCOME BAI.ANCE ON HAND
FIDUCIARY
VALUE AT ACQUISITION
07/07/2014 VALUE
CASH (AUTOMATICALLY INVESTED) $ 1, 901.97 $ 1,901.97
TOTAL INCOME BALANCE ON HAND $ 1, 901.97 $ 1,901.97
THE ABOVE CASH IS CURRENTLY INVESTED IN
Wilmington Prime Money Market Fund Select Shs
- 151 -
PROPOSED PRINCIPAL DISTRIBUTION SCHEDULE
Market Value Fiduciary
as of Acquisition
07/07/2014 Value
T0: Cristi Fredricksen Kvler - 1/4th
share of Residue
Principal Cash $ 43,462.91 $ 43,462.91
$ 43,462.91 $ 43,462.91
T0: Cleve Matthew Fredricksen - 1/4th
share of Residue
Principal Cash � 43,462.91 S 43.462.91
43,462.91 43,462.91
T0: Erica J. Vauahan - 1/4th share of
Residue
Principal Cash � 43,462.91 $ 43,462.91
43,462.91 43,462.91
T0: Jennifer J. Cassell - 1/4th share of
Residue
Principal Cash $ 43,462.91 $ 43,462.91
$ 43,462.91 $ 43,462.91
TOTAL $ 173,851.64 $ 173,851.64
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PROPOSED INCOME DISTRIBUTION SCHEDULE
Market Value Fiduciary
as of Acquisition
07/07/2014 Value
T0: Cristi Fredricksen Kvler - 1/4th
share of Residue
Income Cash $ 475.50 $ 475.50
$ 975.50 $ 475.50
TO: Cleve Matthew Fredricksen - 1/4th
share of Residue
Income Cash $ 475.49 $ 475.99
475.49 475.49
T0: Erica J. Vauahan - 1/4th share of
Residue
Income Cash $ 475.49 $ 475.49
475.49 475.49
TO: Jennifer J. Cassell - 1/4th share of
Residue
Income Cash $ 475.49 $ 475.49
$ 475.49 $ 475.49
TOTAL $ 1,901.97 $ 1,901.97
---------------- ----------------
---------------- ----------------
THE ABOVE CASH IS CURRENTLY INVESTED IN
Wilmington Prime Money Market Fund Select Shs
Manufacturers and Traders Trust Company
BY °' ��
C arles Buehl , Vice President
rustee under Agreement with Harriet J.
Fredricksen, Deceased
- 153 -
VERIFICATION
Manufacturers and Traders Trust Company, Successor to Allfirst
Trust Company of Pennsylvania, N.A., Successor to Dauphin Deposit Bank and
Trust Company, Trustee under Agreement with HARRIET J. FREDRICKSEN,
deceased, hereby declares under oath that it has fully and faithfully
discharged the duties of its office; that the foregoing Account is true
and correct and fully discloses all significant transactions occurring
during the accounting period; that all known claims against the Trust have
been paid in full; that, to its knowledge, there are no claims now
outstanding against the Trust; and that all taxes presently due from
the Trust have been paid.
This statement is made subject to the penalties of 18 PA. C.S.A.
Section 4904 relating to unsworn falsification to authorities.
V' �
M nufacturers a d Traders Trust Company
Dated: �� " �j/
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