Loading...
HomeMy WebLinkAbout07-25-14 $z N C7 � 1 wO m C7 cn TRUST c -n 0T N �T COURT OF COMMON PLEAS OF o CUMBERLAND COUNTY, PENNSYLVANIA ORPHANS' COURT DIVISION TRUST UNDER REVOCABLE AGREEMENT OF TRUST OF R UTH N. EBERLE DATED JUNE 18, 1986 AMENDED DECEMBER 29, 1987 AMENDED JUNE 22, 1989 FIBIO DAVID O. EBERLE GSTT EXEMPT No. 21-07-0567 PETITION FOR ADJUDICATION/ STATEMENT OF PROPOSED DISTRIBUTION PURSUANT TO PA. O.C. RULE 6.9 This form may be used in all cases involving the Audit of Trust Accounts. Ifspace is insufficient, riders may be attached INCLUDE ATTACHMENTS AT THE BACK OF THIS FORM. Name of Counsel: Stanley A. Smith, Esquire Supreme Court I.D. No.: 33782 Name of Law Firm: Rhoads & Sinon LLP Address: 1 S.Market Square, 12" Fir., PO Box 1146, Harrisburg,PA 17108-1146 Telephone: 717-233-5731 Fax: 717-260-4428 949497.1 Name of Trust: Trust Under Agreement With Ruth N. Eberle, f/b/o David O. Eberle GSTT Exempt 1. Name(s) and address(es) of Petitioner(s): Petitioner: Petitioner: Manufacturers and Traders Trust Company Attn: Karen Cummins, Vice Name: President David 0. Eberle Address: One M&T Plaza, 9'h Floor 1018 Chelmsford Drive Buffalo, NY 14203 Mechanicsburg, PA 17055 2. Check if any of the following issues are involved in this case: A. Appointment of Trustee..................................................................................❑ B. Interpretation...................................................................................................❑ C. Discharge of Trustee.......................................................................................❑ D. Transfer of Situs .............................................................................................❑ E. Appointment Ad Litem....................................................................................❑ F. Minor, Unborn or Unascertained Beneficiary(ies)..........................................❑ G. Principal Distribution......................................................................................❑ H. Partial/Full Termination of Trust....................................................................❑ 1. Missing Beneficiary(ies)...................................................................................❑ J. Cy Pres.............................................................................................................❑ K. Williamson Issue**.........................................................................:................❑ L. Other Issues.....................................................................................................❑ List: Please nole:A detailed explanation of issues checked should be set forth at item 13 below. See Williamson Estate, 368 Pa.343,82 A.2d 49(1951), if Trustee was also Executor of the settlor/decedents estate and received commissions in such capacity. Name of Trust: Trust Under Agreement With Ruth N.Eberle, f/b/o David O. Eberle GSTT Exempt 3. Testamentary Trust: Decedent's date of death: Date of Decedent's Will: Date(s) of Codicil(s): Date of probate: or Inter Vivos Trust: Date of Trust: June 18, 1986 Amended December 29, 1987; Amended June 22 Date(s) of Amendment(s): 1989 4. A. If any other Court has taken jurisdiction of any matter relating to this Trust, explain: No other court has taken jurisdiction of this Trust. B. Identify all prior accountings and provide dates of adjudication. On October 13, 2009, this court confirmed the First and Final Account of the Ruth N. Eberle Revocable Trust, and awarded one-half of the assets to the CSTT Exempt Trustf/b/o David O. Eberle. 5. A. State how each Trustee was appointed: Pursuant to the Ruth N. Eberle Revocable TrustAgreement(the "Trust Agreement'), Manufacturers and Traders Trust Company, successor to Dauphin Deposit Bank and Trust Company, and David O. Eberle are appointed Trustees, and are now serving as such. B. If a Petitioner is not a Trustee, explain: N/A Name of Trust: Trust Under Agreement With Ruth N.Eberle, f/b/o David O. Eberle GSTT Exempt 6. State how and when the present fund was awarded to Trustee(s): On October 13, 2009, this court confirmed the First and Final account of the Trustee under the Trust Agreement and awarded one-half of the assets to the subject Trust, 7. Period covered by accounting: May 3, 2010 to April 11, 2014. 8. Current fair market value of the Trust principal is $ 225,036.74. (See page 11 of Account) 9. State concisely the dispositive provisions of the Trust: Under said Paragraph SIXTH(b) of the Trust Agreement, the Trustee shall: (a) Pay to the Beneficiary (David O. Eberle) the net income of the trust for his lifetime. (b) At any time after three years from the date of Settlor's death,pay to the Beneficiary, upon the Beneficiary's written request, up to 5% of the principal of the Trust annually. (c) At the discretion of the Trustee,pay to the Beneficiary or the Beneficiary's descendants,principal necessary for the Beneficiary's maintenance, education, health and support of the Beneficiary or the Beneficiary's descendants. In addition:The Beneficiary may appoint the remaining trust assets by will at his or her death. 10. Explain the reason for filing this Account (if filed because of the death of a party, state name of person, relationship to Trust and date of death): The occasion for the filing of the present account is to acquaint interested parties with the transactions that have occurred during the Trust Administration. 11. State why a Petition for Guardian/Trustee Ad Litem has or has not been filed for this Audit (see Pa. O.C. Rule 12.4): All parties in interest are sui juris. Name of Trust: Trust Under Agreement With Ruth N. Eberle, f/b/o David O. Eberle GSTT Exempt 12. A. State the amount of Pennsylvania Transfer Inheritance Tax and Pennsylvania Estate Tax paid (including postponed tax on remainder interests), the dates of payment and the interest upon which such amounts were paid: A Pennsylvania Inheritance Tax Return was filed for the Settlor's estate and file return was accepted by the Pennsylvania Department of Revenue. Tax on all interests was paid as follows: 811712007, $55,000, 212012008, $5,390.61. A discount for early payment in the sum of$2,894.74 was credited to the estate.A refund of$947.27 was issued to the estate on 11912009. B. If any such taxes remain unpaid or are in dispute, explain: No taxes renrain unpaid or are in dispute. 13. Describe any questions requiring Adjudication and state the position of Petitioner(s) and give details of any issues identified in item 2: There are no questions requiring adjudication. 14. Written notice of the Audit as required by Pa. O.C. Rules 6.3, 6.7 and 6.8 has been or will be given to all parties in interest listed in item 15 below. In addition, notice of any questions requiring Adjudication as discussed in item 13 above has been or will be given to all persons affected thereby. A. If Notice has been given, attach a copy of the Notice as well as a list of the names and addresses of the parties receiving such notice. B. If Notice is yet to be given, a copy of the Notice as well as a list of the names and addresses of the parties receiving such Notice shall be submitted at the Audit together with a statement executed by Petitioner(s) or counsel certifying that such Notice has been given. C. If any such party in interest is not sui juris (e.g., minors or incapacitated persons), Notice of the Audit has been or will be given to the appropriate representative on such party's behalf as required by Pa. O.C. Rule 5.2. Name of Trust: Trust Under Agreement With Ruth N. Eberle,f/b/o David O. Eberle GSTT Exempt D. If any charitable interest is involved,Notice of the Audit has been or will also be given to the Attorney General as required under Pa. O.C. Rule 5.5. In addition, the Attorney General's clearance certificate (or proof of service of Notice and a copy of such Notice) must be submitted herewith or at the Audit. 15. List all parties of whom Petitioner(s) has/have notice or knowledge, having or claiming any interest in the Trust, whether such interest is vested or contingent, charitable or non-charitable. This list shall: A. State each party's relationship to the Settlor/Decedent and the nature of each party's interest(s); Name and Address of Each Party in Interest Relationship and Commenis, if Interest an David O. Eberle, Co-Trustee and Son of Settlor Vested Income Beneficiary and Principal 1018 Chelmsford Drive interest Mechanicsburg, PA 17050 Taylor A. Eberle Grandchild of Settlor Contingent 1018 Chelmsford Drive remainder Mechanicsburg, PA 17055 interest Christopher L. Eberle Grandchild of Settler Contingent 1018 Chelmsford Drive remainder Mechanicsburg, PA 17055 interest Karen A. Eberle Daughter of Settlor Remote 1409 Harwich Court contingent New Cumberland, PA 17070 remainder interest Manufacturers and Traders Trust None Co-Trustee Company One M&T Plaza, 9`h Floor Buffalo, NY 14203 Attention: Karen Cummins Name of Trust: Trust Under Agreement With Ruth N. Eberle, f/b/o David O.Eberle GSTT Exempt B. Identify each party who is not sui juris (e.g., minors or incapacitated persons). For each such party, give date of birth, the name of each guardian and how each guardian was appointed. If no Guardian has been appointed, identify the next of kin of such party, giving the name, address and relationship of each; and All parties are sui juris. C. If distribution is to be made to the personal representative of a deceased part, state date of death, date and place of grant of Letters and type of Letters granted. N/A 16. If Petitioner(s) has/have knowledge that a Trust share has been assigned or attached, provide a copy of the assignment or attachment, together with any relevant supporting documentation. N/A 17. If a trustees principal commission is claimed: A. If based on a written agreement, attach a copy thereof. B. If a principal commission is claimed, state amount. C. If a principal commission is claimed, state the amounts and dates of any principal commissions previously paid in prior accounting periods. 18. If a reserve is requested, state amount and purpose. Amount: Purpose: Name of Trust: Trust Under Agreement With Ruth N. Eberle, f/b/o David O. Eberle GSTT Exempt If a reserve is requested for counsel fees, has notice of the amount of fees to be paid from the reserve been given to the parties in interest?................... Yes ❑No If so, attach a copy of the notice. 19, Is the Court being asked to direct the filing of a Schedule of Distribution? ............. ....... Yes X No Wherefore, your Petitioners ask that distribution be awarded to the parties entitled and suggest that the distributive shares of income and principal (residuary shares being stated in proportions,not amounts) are as follows: A. Income: Proposed Disiribulee(s) Amount/Proportion To Co-Trustees for further administration 100% B. Principal Proposed Distributee(a) Amount/Proportion To Co-Trustees for further administration 100% Submitted By: Manufacturers and Traders Trust Company, successor to Dauphin Deposit Trust Company, Co-Trustee By: Karen C ns,Vice President By: David O. Eberle, Co-Trustee 1018 Chelmsford Drive Mechanicsburg,PA 17055 Name of Trim: Trus(Undcr Agn:oment With John A.Merle, f/b/o David O.Eberle OST'T Exempt If a reserve is requested for counsel fees,has ,otloe of the amount of fees to be paid from the reserve been given to the parties in interest?...................nYes ❑No If so, attach a copy of the notice, 19. is the Court being asked to direct the filing of a Schedule of Distribution'? ........................❑ Yes X No Wherefore, your Petitioners ask that distribution be awarded to the parties entitled and suggcu. a.. t.. ..w '::.j. principal (residuary shares being stated in proportions, not amounts)are as follows: A. Income: Proposed Dlstributee(s) AmounOroporflnn , u,_Co�True•8era fur further adminis(rulion B.Principal Proposed Distributee(s) Amount/Proportion To Co-Trustees for further administration 100% Submitted By, Manufacturers and Traders Trust Company, successor to Dauphin Deposit Trust Company, Co-Trustee By: _ Karen Cummins,Vice President �By, _ d O. Eberle, Co-Ttustire 1018 Chelmsford Drive Mechanicsburg,PA 17055 r.T RC-PT fiTr17.77'YnO Name of Trust: Trust Under Agreement With Ruth N.Eberle, f/b/o David O.Eberle GSTT Exempt Verification of Petitioner (Verification must be by at least one petitioner) The undersigned hereby verifies that Karen Cummins is a Vice President of Manufacturers and Traders Trust Company, Co-Trustee of the said Trust, and that the facts set forth in the foregoing Petition for Adjudication/Statement of Proposed Distribution which are within the personal acknowledge of the Petitioner are true, and as to facts based on the information of others,the Petitioner, after diligent inquiry, believes them to be true; and that any false statements herein are made subject to the penalties of 18 Pa. C.S. § 4904 (relating to unsworn falsification to authorities). MANUFACTURERS AND TRADERS TRUST COMPANY By: 5� XarwKCummins, Vice President *Corporate petitioners must complete bracketed Information Certification of Counsel The undersigned counsel hereby certifies that the foregoing Petition for Adjudication/Statement of Proposed Distribution is a true and accurate reproduction of the form Petition authorized by the Supreme Court, and that no changes to the form have been made be a responses herein. S & SIN N LLP e ith Stanley A. Smith ph(717)231-6628 fx s ) 23I-6676 RHOADS & SINON LLP smith sm ith @rhoads-sinon.com RENO:2937/09 July 25, 2014 RE: TRUST UNDER AGREEMENT OF RUTH N. EBERLE DATED 06/1.8/86,AMENDED 12/29/87 AND 6/22/89 CERTIFIED MAIL.RETURN RECEIPT REQUESTED Mr. David 0. Eberle Ms. Karen A. Eberle 1018 Chelmsford Drive 1409 Harwich Court Mechanicsburg, PA 17055 New Cumberland, PA 17070 Ms. Taylor A. Eberle Mr. Christopher L. Eberle 1018 Chelmsford Drive 1018 Chelmsford Drive Mechanicsburg, PA 17055 Mechanicsburg, PA 17055 Dear Beneficiaries: This is the Notice required by law that the First and Partial Account of Manufacturers and Traders Trust Company, Successor to Dauphin Deposit Bank and Trust Company, and David 0. Eberle, Co-Trustees of the above-captioned Trust, has been filed for confirmation with the Orphans' Court Division of the Court of Common Pleas of Cumberland County, Pennsylvania. A Petition for Adjudication accompanied the Account. The Account will be called for confirmation by the Orphans' Court on August 26, 2014, in Cumberland County Courthouse, 1 Courthouse Square, Carlisle, Pennsylvania. Copies of the Account and Petition are enclosed. The Account reports all transactions in the Trust from May 3, 2010 through April 11, 2014. The Petition proposes the confirmation of all transactions related to administration of the Trust during such time period. The Account is offered for the purpose of informing you of such transactions. If you have no objections to the Account, Petition or to the proposed distribution, you need not take any action. If you have any objections to any transactions shown in the Account or omitted from the Account, to the Petition or to the Proposed Distribution, you must file with the Clerk of the Orphans' Court Division of Cumberland County,Pennsylvania, no later than One South Market Square, 12th Floor • P.O. Box 1146 • Harrisburg, PA 17108-1146 • ph: 717.233.5731 737971 29 Dowlin Forge Road • Exton, PA 19341 ph: 610.423.4200 fax: 610.423.4201 www.rhoads-sinon.coin July 23, 2014 Page 2 9:00 a.m. (prevailing time), August 26, 2014, objections thereto in writing, in conformity with Cumberland County Orphans' Court Division Rules. In the absence of written Objections to the Account; the Court will assume that you have no objections and may confirm the Account. Very truly yours, RmADS SIN N By: nley A. Smith Enclosures Cc: Ms. Karen Cummins, Manufacturers and Traders Trust Company IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PA. _ ORPHANS' COURT DIVISION TRUST UNDER AGREEMENT WITH RUTH N. EBERLE DATED 6/18/86, AS AMENDED 12/29/87 & 6/22/89 F/B/O DAVID 0. EBERLE GST EXEMPT FIRST AND PARTIAL ACCOUNT Manufacturers and Traders Trust Company and David 0. Eberle, Co-Trustees Date of First Receipt of Funds: May 3, 2010 Accounting for the period: - May 3, 2010 to April 11, 2019 Purpose of Account: The Trustees offer this Account to acquaint interested parties with the transactions that have occurred during the Administration. It is important that the Account be carefully examined. Requests for additional information, questions or objections can be discussed with: Karen Cummins, Vice President Manufacturers and Traders Trust Company One M&T Plaza, 9th Floor Buffalo, NY 19203 (716) 892-5581 C ' O 7� X) �S1 fV H :_7 vi �C.CD O: --_ 1 _ C•9(7 o ;'' SUMMARY OF ACCOUNT PAGES PRINCIPAL Receipts - 3 $ 296,364.76 Net Gain on Sales or Disposition 4-5 1, 898.02 $ 298,262.78 Less Disbursements: Fiduciary Fees 6-8 $ 13, 464.09 Legal Fees 8 305.25 Federal State 6 Local Taxes 8 412.00 General Disbursements 9 1,300.00 -15,481.34 Balance before Distributions $ 282,781.44 Distributibns -to Beneficiaries 10 -48, 947.94 Principal Balance on Hand 11 $ 233,833.50 For Information: Investments Made 12 Changes in Holdings 13-17 INCOME Receipts 18-21 $ 11,212.06 Less Disbursements 22-24 -7,250.13 Balance before Distributions $ 3, 961.93 Distributions, to Beneficiaries 25 -3, 919.21 Income Balance on Hand 26 $ 42.72 COMBINED BALANCE ON HAND $ 233,876.22 Verification 27-28 2 DISBURSEMENTS OF PRINCIPAL FIDUCIARY FEES Manufacturers and Traders Trust Comoanv Trustee Fee 06/07/10 $ 31.54 07/06/10 389.24 08/06/10 390.40 09/07/10 390.23 10/06/10 390.76 11/08/10 391.89 12/06/10 331.36 01/06/11 331.47 02/07/11 327.16 03/07/11 328.70 04/06/11 327.81 05/06/11 327.49 06/06/11 327.35 07/06/11 327.40 08/08/11 326.98 09/06/11 328.25 10/06/11 326.71 11/07/11 326.76 12/06/11 328.57 01/06/12 329.12 02/06/12 322.74 FORWARD $ 6, 903. 93 6 - DISBURSEMENTS OF PRINCIPAL (cont'd) FORWARD $ 6, 903.93 FIDUCIARY FEES (cont'd) Manufacturers and Traders Trust Company Trustee Fee (cont'd) 03/06/12 322.31 04/06/12 322.17 05/07/12 314.28 06/06/12 321.28 07/06/12 321.71 08/06/12 321.47 09/06/12 321.90 10/08/12 325.17 11/06/12 322.62 12/06/12 319.89 01/07/13 316.49 02/06/13 211.20 $ 10,644.42 Manufacturers and Traders Trust Comoanv - Market Value Fee 03/06/13 $ 218.30 04/08/13 216.64 05/06/13 210.61 06/06/13 207.19 07/08/13 198.79 08/06/13 199.17 FORWARD $ 1,250.70 $ 10, 644.42 7 _ DISBURSEMENTS OF PRINCIPAL (cont'd) FORWARD $ 1,250.70 $ 10, 644.42 FIDUCIARY FEES (cont'd) Manufacturers and Traders Trust Company - Market Value Fee (cont'd) 09/06/13 201.14 10/07/13 199.79 11/06/13 199.65 12/06/13 196.88 01/06/14 197.68 02/06/14 188.66 03/06/14 192.75 04/07/14 192.42 2,819.67 $ 13, 464.09 LEGAL FEES Rhoads & Sinon, .LLP - Attorney Fee 02/24/14 305.25 305.25 FEDERAL STATE & LOCAL TAXES Pennsylvania Department of Revenue State Fiduciary Income Tax 12/28/10 4th Quarter Estimated S 8.00 05/05/11 2010 Refund -8.00 04/09/13 2012 Balance due 406.00 04/10/14 1st Quarter Estimated 4.00 04/10/14 2013 Balance due 2.00 412.00 412.00 FORWARD $ 14,181.34 - 8 - DISTRIBUTIONS OF PRINCIPAL TO BENEFICIARIES John E. Eberle C/T/A GST - Balance of Right of Withdrawal 03/06/11 $ 91.74 David 0. Eberle - Distribution - Right of Withdrawal 02/03/11 $ 8,994.77 01/12/12 14,617.29 01/02/13 13,741.48 01/06/14 11,502.66 48,856.20 TOTAL DISTRIBUTIONS OF PRINCIPAL TO BENEFICIARIES $ 48,947.94 10 - PRINCIPAL BALANCE ON HAND FIDUCIARY VALUE AT ACQUISITION 04/11/2014 VALUE Common Stocks 1,000 Shs. Alliancebernstein Holding LP $ 25,030.00 $ 21,797.50 Mutual Funds 400 Shs. IShares Silver Trust 7, 676.00 11,708.96 2,500 Shs. Nuveen Municipal Value Fund 23,575.00 25,475.30 1,000 Shs. Nuveen Quality PFD Income Ed 2 8, 690.00 8,081.50 200 Shs. SPUR Gold Trust 25,386.00 32,090.50 $ 90,357.00 $ 99,153.76 CASH (AUTOMATICALLY INVESTED) 134, 679.74 134,679.74 TOTAL PRINCIPAL BALANCE ON HAND $ 225, 036.74 $ 233,833.50 - 11 - PRINCIPAL INVESTMENTS MADE 08/22/12 1,000 Shs. Cisco Systems Incorporated $ 19,220.40 08/22/12 1,000 Shs. Freeport McMoran Copper & - - Gold Incorporated 35, 672.40 08/23/12 1, 000 Shs., Washington Real Estate Invt (REST) 26,432.40 08/23/12 1,000 Shs. Government Properties Income Trust 22, 492.40 01/14/13- 200 Shs. SPDR Gold Trust 32, 090.50 01/14/13 1, 000- Shs. 'Cliffs Natural Resources Incorporated 37,662.10 01/14/13 400 Shs. IShares Silver Trust 11,708.96 . 04/16/13 500 Shs. Nuveen Municipal Value Fund 5,161.20 04/17/13 500 Shs.' Nu'veen Municipal Value Fund 5,190.50 06/05/13 500 Shs. Nuveen Municipal Value Fund 5,051.20 06/10/13 1,000 Shs. Nuveen- Municipal Value Fund' 10, 072.40 11/27/13 1,000 Shs. Nuveen Quality PFD Income Fd 2 8,081.50 11/27/13 1,000 Shs. Alliancebernstein Holding LP 21,797.50 TOTAL PRINCIPAL INVESTMENTS MADE $ 240, 653.46 12 - II� ,. __ ._,. .._._.. ...._.� s� -, ... ..Y.i�:.:LL'J. .._ .. ��... _ � .. I�__ .a». .. . .... ._. ..,�,..._ - ' �. ! _._:.Z is .. .. _. — ' -._ .. (;. r, , +tiq�•_t"�wwT?Y�^'nafl'M�+ct�,..a`w...a.c.�yrtwnyv.yam+r�y�e`euww.,...�,�ww.n�^`swn"�.' � 5w�ww,u�rwfM+ .,r�uyyWawrttton+,w+i+r�uwy!,Rv`°"'s...:eprvsr�»a�uwnNr+iyx!r�.��H' wr�s'?e�'!Iw„'+�`r' CHANGES IN PRINCIPAL HOLDINGS (cont'd) ACCOUNT VALUE Cisco Systems Incorporated 08/22/12 1,000 Shs. Purchased $ 19,220.90 06/27/13 1,000 Shs. Sold -19,220.90 0 Shs. $ 0.00 Cliffs Natural Resources Incorporated 01/19/13 1,000 Shs. Purchased $ 37, 682.10 02/19/13 1,000 Shs. Sold -37, 682.10 0 Shs. $ 0.00 __________________ __________________ Duke Energy Corporation 06/02/10 500 Shs. Received $ 10,225.00 07/03/12 500 Shs. Delivered in Reverse Split to Duke Energy Holding Corporation -10,225.00 0 Shs. $ 0.00 ---------------- ------------------ Duke Energy Holding Corporation 07/03/12 166.65 Shs. Received in 1 for 3 Reverse Split from Duke Energy Corporation $ 10,225.00 07/29/12 0.65 Shs. Sold -39.88 166.00 Shs. $ 10,185.12 06/27/13 166.00 Shs. Sold -10,185.12 0.00 Shs. $ 0.00 --------------------- ------------------ 14 - CHANGES IN PRINCIPAL HOLDINGS (cont-d) ACCOUNT VALUE Freeport McMOran Cooper & Gold Incorporated 08/22/12 1,000 Shs. Purchased $ 35,672.40 04/24/13 1,000 Shs. Sold -35, 672.40 0 Shs. $ 0.00 --------------------- ------------------ --------------------- ------------------ Government Properties Income Trust 08/23/12 1,000 Shs. Purchased $ 22,492.40 02/19/13 Prior Year Return of Capital -84.45 1,000 Shs. $ 22, 407.95 06/27/13 1,000 Shs. Sold -22, 407.95 0 Shs. $ 0.00 IShares Silver Trust 01/14/13 400 Shs. Purchased $ 11,708.96 Nuveen Municipal Value Fund 04/16/13 500 Shs. Purchased $ 5,161.20 04/17/13 500 Shs. Purchased 5, 190.50 1,000 Shs. $ 10,351.70 06/05/13 500 Shs. Purchased 5,051.20 M 1,500 Shs. $ 15,402.90 06/10/13 1,000 Shs. Purchased 10,072.40 2,500 Shs. $ 25,475.30 15 - CHANGES IN PRINCIPAL HOLDINGS (cont'd) ACCOUNT VALUE Nuveen Ouality PFD Income Fd 2 11/27/13 1,000 Shs. Purchased $ 8,081.50 Promissory Note - David 0. Eberle 06/02/10 0 Received $ 231,500.00 01/24/13 0 Permanent Delivery of Unsecured Note -231,500.00 0 $ 0.00 SPDR Gold Trust 06/02/10 100 Shs. Received $ 6,533.49 01/02/13 100 Shs. Sold -6,533.49 0 Shs. $ 0.00 01/14/13 200 Shs. Purchased 32,090.50 200 Shs. $ 32,090.50 Tortoise Energy Infrastructure Corporation 06/02/10 500 Shs. Received $ 17,510.01 09/01/10 Tax Free Return of Capital -270.00 500 Shs. $ 17,240.01 11/30/10 Tax Free Return of Capital -270.00 500 Shs. $ 16, 970.01 03/01/11 Tax Free Return of Capital -272.50 500 Shs. $ 16, 697.51 06/02/11 Tax Free Return of Capital -273.75 500 Shs. $ 16, 423.76 - 16 - CHANGES IN PRINCIPAL HOLDINGS (cont'd) ACCOUNT VALUE Tortoise Enerav Infrastructure Corporation (cont'd) 01/02/13 500 Shs. Sold $ -16,423.76 0 Shs. $ 0.00 ------------------- ---------------- --------------------- ------------------ Washington Real Estate Invt (REIT) 08/23/12 1,000 Shs. Purchased $ 26,432.40 02/19/13 Prior Year Return of Capital -153.60 1, 000 Shs. $ 26,278.80 06/27/13 1, 000 Shs. Sold -26,278.80 0 Shs. $ 0.00 _____________________ __________________ 17 - RECEIPTS OF INCOME Alliancehernstein Holding LP 03/13/14 Dividend 1,000 Shs. $ 600.00 Blackrock Munivld PA Quality Fund 12/01/10 Dividend 491 Shs. $ 36.58 12/31/10 Dividend 491 Shs. 42.16 78.74 Blackrock Munivld Pennsylvania Insur 07/02/10 Dividend 491 Shs. $ 35.35 08/02/10 Dividend 491 Shs. 35.35 09/01/10 Dividend 491 Shs. 35.35 10/01/10 Dividend 491 Shs. 36.58 11/01/10 Dividend 491 Shs. 36.58 179.21 Cisco Systems Incorporated 10/24/12 Dividend 1,000 Shs. $ 140.00 12/19/12 Dividend 1,000 Shs. 140.00 04/24/13 Dividend 1,000 Shs. 170.00 450.00 Duke Energy Corporation 09/16/10 Dividend 500 Shs. $ 122.50 12/16/10 Dividend 500 Shs. 122.50 03/16/11 Dividend 500 Shs. 122.50 06/16/11 Dividend 500 Shs. 122.50 09/16/11 Dividend 500 Shs. 125.00 12/16/11 Dividend 500 Shs. 125.00 03/16/12 Dividend 500 Shs. 125.00 06/18/12 Dividend 500 Shs. 125.00 990.00 Duke Energy Holding Corporation 09/17/12 Dividend 166 Shs. $ 126.99 12/17/12 Dividend 166 Shs. 126. 99 03/18/13 Dividend 166 Shs. 126.99 06/17/13 Dividend 166 Shs. 126.99 507.96 Freeport McMoran Copper & Gold Incorporated 11/01/12 Dividend 1,000 Shs. $ 312.50 02/01/13 Dividend 1,000 Shs. 312.50 05/01/13 Dividend 1,000 Shs. 312.50 937.50 FORWARD $ 3,743.41 18 - RECEIPTS OF INCOME (cont'd) FORWARD $ 3,743.41 Government Properties Income Trust 11/21/12 Dividend 1,000 Shs. $ 430.00 02/22/13 Dividend 1,000 Shs. 430.00 05/24/13 Dividend 1,000 Shs. 430.00 1,290.00 MTB Money Market Fund Select Shs 02/01/12 interest $ 1.87 03/01/12 Interest 1.74 04/02/12 Interest 29.33 32.94 MTB PA Tax Free Money Market-Inst I Fund #492 07/01/10 Interest $ 1.45 08/02/10 Interest 4.10 09/01/10 Interest 3.82 10/01/10 Interest 3.49 11/01/10 Interest 3.28 12/01/10 Interest 3.00 01/03/11 Interest 3.72 02/01/11 Interest 3.82 03/01/11 Interest 3.02 04/01/11 Interest 2.91 05/02/11 Interest 2.68 06/01/11 Interest 2.85 07/01/11 Interest 2.10 08/01/11 Interest 2.17 09/01/11 Interest 1.94 10/03/11 Interest 1.82 11/01/11 Interest 1.95 01/03/12 Interest 1.86 12/01/13 Interest 1.82 51.80 Nuveen Municipal Value Fund 06/03/13 Dividend 1,000 Shs. S 37.00 07/01/13 Dividend 2,500 Shs. 92.50 08/01/13 Dividend 2,500 Shs. 92.50 09/03/13 Dividend 2,500 Shs. 92.50 10/01/13 Dividend 2,500 Shs. 92.50 11/01/13 Dividend 2,500 Shs. 92.50 12/02/13 Dividend 2, 500 Shs. 92.50 12/31/13 Dividend 2,500 Shs. 104.75 FORWARD $ 696.75 $ 5, 118.15 19 - RECEIPTS OF INCOME (cont'd) FORWARD $ 696.75 $ 5,116.15 Nuveen Municipal Value Fund (cont'd) 02/03/14 Dividend 2,500 Shs. 92.50 03/03/14 Dividend 2,500 Shs. 92.50 04/01/14 Dividend 2,500 Shs. 90.00 971.75 Nuveen Quality PFD Income Fd 2 12/31/13 Dividend 1,000 Shs. $ 55.00 02/03/14 Dividend 1,000 Shs. 55.00 03/03/14 Dividend 1,000 Shs. 55.00 04/01/14 Dividend 1,000 Shs. 55.00 220.00 RECEIVED FROM JOHN E. EBERLE T/A GST 12/28/11 $ 377.71 01/05/12 13.77 01/11/12 177.23 568.71 RECEIVED FROM RUTH N. EBERLE TRUST 06/02/10 Partial Distribution of Income $ 60.01 07/02/10 Distribution of Income 62.55 122.56 Tortoise Energy Infrastructure Corporatio 09/01/11 Dividend 500 Shs. $ 276.25 11/30/11 Dividend 500 Shs. 277.50 03/01/12 Dividend 500 Shs. 278.75 06/01/12 Dividend 500 Shs. 280.00 09/04/12 Dividend 500 Shs. 281.25 11/30/12 Dividend 500 Shs. 282.50 1, 676.25 Transfer from Principal 04/20/11 Partial ROW 1,300.00 Washington Real Estate Invt (REIT) 09/28/12 Dividend 1,000 Shs. $ 300.00 12/31/12 Dividend 1, 000 Shs. 300.00 03/29/13 Dividend 1, 000 Shs. 300.00 06/28/13 Dividend 1,000 Shs. 300.00 1,200.00 FORWARD $ 11,177.42 - 20 - RECEIPTS OF INCOME (cont,d) FORWARD $ 11, 177.42 Wilmington Tax-Exempt Money Market Fund Select Shs 04/02/12 Interest $ 1.20 05/01/12 Interest 2.52 06/01/12 Interest 3.30 07/02/12 Interest 2.04 08/01/12 Interest 1.60 09/04/12 Interest 1.58 10101112 Interest 0. 90 11/01/12 Interest 0. 93 12/03/12 Interest 0. 96 01/02/13 Interest 0. 90 02/01/13 Interest 0.84 03/01/13 Interest 0. 66 04/01/13 Interest 0. 93 05/01/13 Interest 0.82 06/03/13 Interest 0.96 07/.01/13 Interest 0.95 08/01/13 Interest 1.55 09/03/13 Interest 1.55 10/01/13 Interest 1.50 11/01/13 Interest 1.55 12/02/13 Interest 1.46 01/02/14 Interest 1.37 02/03/14 Interest 1.65 03/03/14 Interest 1.39 04/01/14 Interest 1.33 34.64 TOTAL RECEIPTS OF INCOME $ 11,212.06 21 - DISBURSEMENTS OF INCOME Manufacturers and Traders Trust Comoanv Trustee Fee 06/07/10 $ 16.98 07/06/10 209.59 08/06/10 210.21 09/07/10 210.13 10/06/10 210.41 11/08/10 211.01 12/06/10 176.43 01/06/11 178.50 02/07/11 176.18 03/07/11 176.99 04/06/11 176.52 05/06/11 176.36 06/06/11 176.27 07/06/11 176.30 08/08/11 176.07 09/06/11 176.76 10./06/11 175. 94 11/07/11 177.03 12/06/11 176. 93 01/06/12 177.23 02/06/12 173.80 FORWARD $ 3,717.64 22 DISBURSEMENTS OF INCOME (cont'd) FORWARD $ 3,717.64 Manufacturers and Traders Trust Companv Trustee Fee (cont'd) 03/06/12 173.56 04/06/12 173.49 05/07/12 169.24 06/06/12 173.00 07/06/12 173.24 08/06/12 173.10 09/06/12 173.33 10/08/12 175.10 11/06/12 173.73 12/06/12 172.26 01/07/13 170. 42 02/06/13 113.74 $ 5,731.85 Manufacturers and Traders Trust Company - - Market Value Fee 03/06/13 $ 117.55 04/08/13 116.65 05/06/13 113.41 06/06/13 111.56 07/06/13 107.04 08/06/13 107.24 FORWARD $ 673.45 $ 5,731.85 23 - DISBURSEMENTS OF INCOME (cont'd) FORWARD $ 673.45 $ 5,731.85 Manufacturers and Traders Trust Company Market Value Fee (cont'd) 09/06/13 108.31 10/07/13 107.58 11/06/13 107.50 12/06/13 106.01 01/06/14 106.44 02/06/14 101.59 03/06/14 103.79 04/07/14 103.61 1,518.28 TOTAL DISBURSEMENTS OF INCOME $ 7,250.13 29 _ DISTRIBUTIONS OF INCOME TO BENEFICIARIES John E. Eberle C/T/A GST - Balance of Right of Withdrawal 04/20/11 $ 7.90 David 0. Eberle - Distribution 06/21/10 $ 43.03 03/20/12 60.00 11/20/12 225.11 12/20/12 808.19 01/22/13 130.48 02/20/13 199.60 03/20/13 440.10 . 04/22/13 184.28 05/20/13 369.91 06/20/13 483.39 07/22/13 286.41 02/20/14 35.71 03/20/14 645.10 3,911.31 TOTAL DISTRIBUTIONS OF INCOME TO BENEFICIARIES $ 3,919.21 - 25 - INCOME BALANCE ON HAND FIDUCIARY VALUE AT ACQUISITION 04/11/2014 VALUE CASH (AUTOMATICALLY INVESTED) $ 42.72 $ 42.72 TOTAL INCOME BALANCE ON HAND $ 42.72 $ 42.72 THE ABOVE CASH IS CURRENTLY INVESTED IN Wilmington Tax Exempt Money Market Fund Select Shs Manufacturers and and Traders Trust Company BY //\ 2K U' Kare ins, Vice President Co-Trustee under Agreement with Ruth N. Eberle, Deceased and BY David O. Eberle, Co-Trustee under Agreement with Ruth N. Eberle, Deceased - 26 - INCOME BALANCE ON HAND YIDUCIARY VALUE AT ACOUISITT,ON ,04/1.1/2014 VALI)?' CASH (AUTOMATICALLY INVESTED) ¢ 92.72 S 42.72 TOTAL INCOME BALANCE 014 HAND y 42.72 $ 42,'72 THE AEOV$ CASH 15 CURRENTLY TNVP,STED TN Wilmington Tax Exempt Money Market Lrund Select Shs Manu£arturers and Traders Trust Company EYKar, Vice President _ Co-Trustee under Agreonient with Huth N. Eberle, Deceased nd BY Dav`d/C. Eberle, Co-TYU,tee undo Agreement wi,eh Ruth N. Eberle, Deceased 26 c /c •'a n Fa.r T.T S %C - 7n r T n 7•F 7 •T n n VERIFICATION Manufacturers and Traders Trust Company and David O. Eberle, Co-Trustees under Agreement with RUTH N. EBERLE, deceased, hereby declare under oath that they have fully and faithfully discharged the duties of their office; that the foregoing Account is true and correct and fully discloses all significant transactions occurring during the accounting period; that all known claims against the Trust have been paid in full; that, to their knowledge, there are no claims now outstanding against the Trust; and that all taxes presently due from the Trust have been paid. This statement is made subject to the penalties of 18 PA. C.S.A. Section 4904 relating to unsworn falsification to authorities. Z�"� - Man act ers and Traders Trust Company Dated::/ C?O)t 27 _ VERIFICATION (COnt'd) Manufacturers and Traders Trust Company and David O. Eberle, Co-Trustees under Agreement with Ru,rH N. EBERLE, deceased, hereby declare under oath that they have fully and faithfully discharged the duties of their office; that the foregoing ACCOUnt is true and correct and fully discloses all signi.fi.r..ant transactions occurring during the accounting period; that all known claims against the Trost have been paid in full; chat, to their knowledge, there are no claims now outstanding against the Trust; and that all Laxes presently due from the Truac have been paid. This statement iu :wide :iubject to the penalties of 18 PA. C.S.A. Section 4904 relating to unsworn fa),aifi.Cation to authorities. —a;�J3_"_ Da O. Eberle, Co-Trustee - 20 - c /r •a�wa rnv FC!nT fiTn7 '77'Tnr