HomeMy WebLinkAbout02-19-91
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J. A28013/90
IN THE ESTATE OF ROBERT M.'
MUMMA, DECEASED
) IN THE SUPERIOR COURT OF
: PENNSYLVANIA
)
APPEAL OF: ROBERT M. FREY,
GUARDIAN AD LITEM,
BARBARA MCK MUMMA and LISA M. :
MORGAN, INDIVIDUALLY AND AS )
EXECUTRIXES OF ESTATE OF
ROBERT M. MUMMA, DECEASED, )
BARBARA M. McCLURE,
LINDA M. ROTH, )
ROBERT M. MUMMA, II NO. 39 HarriSburg, 1990
Appeal from Order
Pleas, Orphans'
Cumberland county,
of the Court of Common
Court Division, of
No. 21-86-398.
BEFORE: WIEAND, DEL SOLE and MONTEMURO, JJ.
MEMORANDUM:
FILED: JANAURY 7, 1991
Robert M. Mumma died testate on April 12, 1986. By
his last will and testament, Mumma created several trusts,
naming as remaindermen his four children. On January 6,
1987, one of the children, Robert M. Mumma, II, disclaimed
his remainder interest. On June 20, 1989, however, in an
apparent change of mind, he filed a petition to revoke the
prior disclaimer and obtained from the orphans' Court of
Cumberland county a rule to show cause.
The petition was
opposed by the Executrices/Trustees; by Linda Roth, a child
of the testator; and by Robert M. Frey, Esquire, guardian ad
litem for minor children of the petitioner. A hearing was
held on the petition, and, on November 17, 1989, the Orphans'
Court entered an order allowing the petitioner to revoke his
disclaimer. The guardian ad litem filed exceptions and, on
December 12, 1989, an appeal to this Court. Because of the
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appeal, the exceptions have not been decided by the orphans'
Court. 1
The Superior Court wrote in In re Adootion of
Hamilton, 362 Pa.super. 249, 523 A.2d 1176 (1987), as
follows:
Under the rules of equity procedure
governing orphans' court matters,
[appellant] must have the opportunity to
raise his issues before the court in
motions for post-trial relief.
pennsylvania Orphans' Court Rule 3.1
provides that pleading and practice in
orphans' court shall conform ~o pleading
and practice in equity, unless otherwise
prescribed by statute, supreme court
rule, or local orphans' court special
order or rule. [Where] there are no
local orphans' court rules
governing the filing of exceptions or
decrees nisi, the court and parties
should ... . follow[] the procedure in
equity cases.
Pennsylvania Rule of Civil Procedure
1517 provides that in equity actions, the
court shall proceed by entering an
adjudication including a decree nisi.
Post-trial practice then proceeds in
accordance with Pa.R.C.p. 227.1 which
requires the filing of a motion for post-
trial relief from an adjudication or
decree nisi.
Id. at 251, 523 A.2d at 1177.
At all times pertinent to the instant case, Rule 77
of the Cumberland county orphans' Court Rules provided as
follows:
1The court wrote: "[P]ending resolution of the appeal
filed with the Superior Court, we are without jurisdiction to
rule on the guardian ad litem's exceptions pursuant to
Pa.R.A.P. 1701(a). Should the Superior Court remand for a
ruling on said exceptions, we will obviously do so at that
time."
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"Exceptions shall be filed at such place
and time, shall be in such form, copies
thereof served and disposition made
thereof as local rules shall
prescribe. ,,2
similar rules have been interpreted as requiring motions for
post-trial relief. Thus, the Court in In re Adoption of
Hamilton, supra, said:
"In the absence of statutory law
specifying a different procedure, or of
any special order or general rule in
[Cumberland] County regarding the filing
of exceptions or decrees nisi ~n orphans'
court matters, Orphans' Court Rule 3.1
dictates that the court and parties
should have followed equity procedure,
which in turn required a decree nisi and
motions for post-trial relief before the
entry of a final appealable decree."
Id.
at 253-254, 523 A.2d at 1178.
See also: In re
Involuntarv Termination of Parental Riqhts to 8.M.D. and
R.L.D., 487 Pa. 387, 389 n.l, 409 A.2d 404, 405-406 n.l
(1979).
The arguments advanced by appellant on appeal are
(1) that the Orphans' Court decision is in conflict with the
2The rule in Cumberland county was amended May 15, 1990,
effective July 1, 1990, to provide as follows:
EXCEPTIONS -GENERALLY
RULE 7.1-1 No Exceptions shall be filed to
decrees, adjudications, confirmations or other
decisions or orders of court entered in
proceedings unless the right to except thereto
is expressly conferred by Act of Assembly, by
general rule, or by special order; and ail
decrees, adjudications, confirmations or other
decisions or orders of court, other than those
to which Exceptions are so allowed to be taken,
shall be final and definitive.
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law of inter vivos gifts and the law of third party
beneficiary contracts; (2) that the decision nullifies the
intent of Section 6201 et seg. of the Probate, Estates and
Fiduciaries Code; and (3) that the decision constitutes an
attempt to follow an improperly construed provision of the
will.
These issues do not appear to have been considered
specifically by the orphans' Court.
Moreover, the decision
of the Orphans' Court contains no findings of fact.
Under
these circumstances, we are of the opinion that a remand is
essential to permit the trial court to consider the issues
raised by appellant. "The opportunity to resolve disputes
under Pa.R.C.P. 227 and 227.1 is an essential aspect of the
appellate process designed to effect the resolution of
controversies, if possible, before they reach this court, and
to clarify the issues on appeal." In re Estate of Wood, 355
Fa.Super. 422, 425, 513 A.2d 993, 994 (1986).
Remanded for determination of exceptions pending in
the trial court. Jurisdiction is not retained meanwhile.
DATED: JANUARY J, 1991
JUDGMENT ENTERED
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DEPUTY PROTHONOTARY
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