HomeMy WebLinkAbout04-17-15 (2) ANNUAL REPORT OF
GUARDIAN OF THE ESTATE
COURT OF COMMON PLEAS OF
Cumberland COUNTY, PENNSYLVANIA
ORPHANS' COURT DIVISION
Estate of Diana L. Fenton-Pate , an Incapacitated Person
No. 21-2013-1022
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I. INTRODUCTION . r
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Thomas P. Pate waap in-ed,
M Plenary 0 Limited Guardian of the Estate by Decree of Judge Thomas A. Placey ►--• F,
dated 22 January 2014 �{ c-3 cn CD
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0 A. This is the Annual Report for the period from 1 April 2014
to 31 March 2015 (the"Report Period"); or
0 B. This is the Final Report for the period from ,
to (the"Report Period"), and is filed
for the following reason:
1. The death of the Incapacitated Person. Date of death:
Name of Personal Representative:
2. The Guardianship was terminated by the Court by Decree of
J., dated
Form G-02 rev.10.13.06 Page 1 of 5
Estate of Diana L. Fenton-Pate , An Incapacitated Person
H. SUMMARY
A. State the value of the estate reported on the Inventory $ 1,332,664.00
B. State the value(s) of principal assets at the beginning of
the Report Period. (Same as Inventory if first Report,
otherwise, ending balance from last Report.) $ 1,332,664.00
C. What is the total amount of income earned during the
Report Period? $ 73,056.00
D. What is the total amount of income and principal
spent for all purposes during the Report Period? $ 73,511.00
E. What are the balances remaining at the end of the Report
Period?
1. Principal $ 1,365,972.00
2. Income $ 1,052.00
3. Total of Principal and Income $ 1,367,024.00
III. ADDITIONAL INFORMATION
(If more space is needed,please attach additional pages.)
A. Principal
1. How is the principal balance listed above currently
invested? (Please specify,e.g.,real estate,
certificates of deposit, restricted bank accounts, etc.):
Stocks, Bond Funds,Mutual Funds,ETFs scattered across various brokerage
accounts, Dividend Reinvestment Plans, and IRAs. Most dividends are still
being reinvested rather than being spent to cover bills.
Moved cash from Diana's Government Thrift Savings Plan into the existing
USAA Regular IRA account and began investing in stocks during this period.
2. Have there been any expenditures from the principal
during the Report Period? . . . . . . . . . . . . . . . . . . . . . . . . . . . . ®Yes 0 No
If yes:
a. Have all expenditures from the principal been for
the sole benefit of the Incapacitated Person? . . . . . . . . ❑ Yes ❑No
Form G-02 rev.10.13.06 Page 2 of.5
Estate of Diana L. Fenton-Pate ,An Incapacitated Person
b. List purpose and amount of expenditures:
c. Was Court approval received prior to
expending the principal? . . . . . . . . . . . . . . . . . . . . . . . ❑ Yes ❑No
3. Were additional principal assets received during the
Report Period which were not included in the
Inventory or a prior Report filed for the Estate? . . . . . . . . . . . 0 Yes 0 No
If yes:
a. Was Court approval requested prior to
receiving the additional principal? . . . . . . . . . . . . . . . . ❑ Yes ❑No
b. State the sources and amounts of the
additional principal received:
B. Income
1. State sources and amounts of income received
during the Report Period (e.g., Social Security,
pension,rents, etc.):
Civil Service Retirement $ 44,011.00
Dividends $ 29,045.00
$
$
Total income received during Report Period: $ 73,056.00
Form G-02 rev.10.13.06 Page 3 of 5
Estate of Diana L. Fenton-Pate , An Incapacitated Person
2. How is income currently invested? (Please
specify,e.g., restricted bank accounts, client
care account, etc.):
Credit Union Checking and Savings accounts
C. Expenses for Care and Maintenance
Specify what expenditures were made from the principal and
income for the care and maintenance of the Incapacitated
Person (e.g., clothing,nursing home,medicine, support, etc.):
Caregivers from Homes Instead Senior Care approx 61 hours per week $71,233
Medical consumables, i.e., depends, disposable wipes,pads, creams, etc. $2,106
Copayments to Celtic Home Health Care-when not on Hospice care $ 172
D. Other Expenditures
Specify what other expenditures were made during the Report
Period. (Do not include any items stated in response to
question C above.)
none
E. Guardian's Commissions
List amounts of compensation paid as Guardian's commission
and state how amount was determined:
Court
Amount Method of Determination Approval Obtained
0.00 Yes Ej No
Yes El No
Form G-02 rev.10.13.06 Page 4 of 5
Estate of Diana L. Fenton-Pate ,An Incapacitated Person
F. Counsel Fee
List amounts paid as counsel fee, and indicate whether Court approval was obtained.
Court
Amount Approval Obtained
0.00 Yes 0 No
Yes El No
I verify that the foregoing information is correct to the best of my knowledge,
information and belief; and that this Verification is subject to the penalties of 18 Pa.C.S. § 4904
relative to unsworn falsification to authorities.
6 April, 2015 X-4
Date Signature of Guardian of e Estate
Thomas P. Pate
Name of Guardian of the Estate(type or print)
5034 Erbs Bridge Road
Address
Mechanicsburg,Pa 17050
City,State,zip
(717) 730 9918
Telephone
Form G-01 rev.10.13.06 Page 5 of 5