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Creatod: 02125199 04:57:28 PM
Re\-ised: 02!2S1990S:09:16PM
INRE:
ESTATE OF ROBERT M. MUMMA,
IN THE COURT OF COMMON PLEAS OF
OFCUMBERLANDCOUNTY,PENNSYL VANIA
Deceased,
ORPHAN'S COURT DIVISION
NO.21-86-398 ORPHAN'S COURT
NOTICE TO PLEAD
TO: ROBERT M. MUMMA, II, Petitioner
YOU ARE HEREBY NOTIFIED TO FILE A WRITTEN RESPONSE TO THE
ENCLOSED NEW MATTER OF BARBARA McK. MUMMA AND LISA M. MORGAN,
RESPONDENTS HEREIN, TO PETITION FOR ACCOUNTING WITHIN TWENTY (20) DAYS
FROM SERVICE HEREOF OR A JUDGMENT MAY BE ENTERED AGAINST YOU
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MARTSON DEARDORFF WILLIAMS & OTTO
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Ten East High Street
Carlisle, PA 17013
(717) 243-3341
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Attorneys for Barbara McK. Mumma and
Lisa M. Morgan
Date: February 26, 1999
IN THE COURT OF COMMON PLEAS
OF CUMBERLAND COUNTY
IN RE ESTATE OF
ROBERT M. MUMMA,
ORPHANS' COURT DIVISION
Deceased.
NO. 21-86-398
ANSWER AND NEW MATTER OF BARBARA McK.
MUMMA AND LISA M. MORGAN TO PETITION
OF ROBERT M. MUMMA. II FOR ACCOUNTING
Respondents Barbara McK. Mumma ("Mrs. Mumma") and Lisa M. Morgan
("Lisa") hereby respond as follows to the petition of Robert M. Mumma, II ("Robert II") for
accounting in accordance with the numbered paragraphs thereof:
Answer
1. Admitted.
2. Denied as stated. On March 13, 1991, Robert II filed with this Court a petition
to compel accountings with respect to the estate of and trusts created under the will of Robert M.
Mumma, Sr. (''Mr. Mumma, Sr.'').
3. Admitted in part, denied in part. It is admitted that an interim accounting was
filed with respect to Mr. Mumma, Sr.'s estate in August 1991. Interim accountings for the trusts
under Mr. Mumma, Sr. "swill also were filed at that time. It is further admitted that no further
accountings have been filed since that time. The allegation that no further accountings have been
"presented" since 1991 is vague and ambiguous. Robert II has not been provided with copies of
any accountings covering time periods after that date.
4. Admitted in part, denied in part. It is admitted that an accounting covering the
period between August 1991 and March 1994 has been prepared. That accounting has not been
filed. It is denied that Robert II has not received information from the executrices or their
counsel. On the contrary, both the executrices and their counsel have on numerous occasions
provided Robert II with financial and other information regarding assets now or formerly owned
by the family members or the family-owned corporations.
5. Denied. The alIegations ofthis paragraph constitute legal conclusions to
which no responsive pleading is required and are, therefore, denied. To the extent that a further
response is required, Mrs. Mumma and Lisa are, after reasonable investigation, without
information sufficient either to admit or to deny the alIegations of this paragraph.
New Matter
1. Robert M. Mumma, Sr. ("Mr. Mumma, Sr.") died testate on April 12, 1986.
2. Mr. Mumma, Sr.left a Last WiII and Testament dated May 19, 1982, with a
codicil dated October 12, 1984 (colIectively, the "WiII"), both of which were probated.
3. Mr. Mumma, Sr.'s widow, Barbara McK. Mumma ("Mrs. Mumma"), and his
youngest daughter, Lisa M. Morgan ("Lisa") were named as executrices of and trustees of two
trusts under the WiII.
4. Mr. Mumma, Sr.'s four children -- Robert M. Mumma, II ("Robert II"),
Barbara M. Mumma ("Barbara"), Linda M. Mumma ("Linda") and Lisa -- were named as
remaindermen of the trusts created under the WiII.
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5. On January 6, 1987, Robert II executed a disclaimer of his interest under Mr.
Mumma, Sr. 's Will.
6. Upon Robert II's execution ofthe disclaimer, his minor children became, in his
place, remaindermen of the trusts established under Mr. Mumma, Sr.' sWill.
7. On June 20,1989, Robert II filed in this Court a petition to revoke the
disclaimer.
8. Robert II's petition to revoke the disclaimer was opposed by Robert M. Frey,
Esquire. On December 19, 1988, Mr. Frey had been appointed guardian ad litem for minor
beneficiaries under the Will, including the minor children of Robert II, "with authorization to
represent said minor persons in all matters pertaining to the sale of [businesses of Mr. Mumma,
Sr.] and the actions. . . pertaining thereto. . . and in any further or other proceedings relating to
or arising out of such matters."
9. Robert II has three minor children. Upon information and belief, two of those
minor children, Susan M. Mumma and Marguerite M. Mumma, reside with Robert II and his
current wife.
10. Robert II's third minor child is Robert M. Mumma, III ("Robert III"). Upon
information and belief, Robert II and his former wife, Sally Osler Songster, have shared custody
of Robert III. Also upon information and belief, Robert III resides primarily with Ms. Songster.
11. By Opinion and Order dated November 17, 1989, President Judge Sheely
granted Robert II's petition to revoke the disclaimer. Mr. Frey's appeal from Judge Sheely's
ruling was remanded by the Superior Court on January 7, 1991 "for determination of exceptions
pending in the trial court."
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12. On March 21, 1991, Judge Sheely entered an Opinion and Decree Nisi
directing that Robert II be permitted to revoke his disclaimer. On July 21,1993, Judge Sheely
denied Mr. Frey's exceptions to the March 21, 1991 ruling.
13. In a Memorandum filed July 18, 1994, the Superior Court dismissed Mr.
Frey's appeal from the denial of his exceptions on the ground that "Mr. Frey lacks standing to
appeal the decision to revoke [Robert Ill's disclaimer. . . ."
14. As a consequence of the ruling of the Superior Court that Mr. Frey lacked
standing to litigate on behalf of minor persons interested in the Will of Mr. Mumma, Sr. the
validity of Robert II's revocation of his disclaimer, those issues have never been finally
adjudicated.
15. Absent a final adjudication of the validity of Robert II's revocation of his
disclaimer, Mrs. Mumma and Lisa are unable to identifY those interested persons to whom they
must account as executrices of and trustees under Mr. Mumma, Sr.'s Will. Moreover, the
identities of the remaindermen of the trusts established under the Will remain uncertain.
16. In order to meet their obligations as executrices of and trustees of trusts under
the Will, Mrs. Mumma and Lisa must serve any documents pertaining to any accounting upon
persons interested in Mr. Mumma, Sr.'s estate or the trusts established under his Will.
17. If it is determined that Robert II's revocation of his disclaimer was invalid,
Robert III will be a remainderman of the trusts under Mr. Mumma, Sr. 's Will.
18. Mrs. Mumma and Lisa are uncertain as to the current residence and custody
arrangements for Robert III and request the guidance of the Court regarding the address at which
they must serve upon Robert III any such materials as may be required.
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WHEREFORE, Mrs. Mumma and Lisa respectfully request that the Court appoint
a guardian ad litem to represent Robert II's minor children with respect to a determination ,of the
validity of Robert II's revocation of his disclaimer. Mrs. Mumma and Lisa further request that
the Court enter an order that they are entitled to serve any materials to which Robert III may be
entitled upon him care of Robert II at the latter's address at Box 58, Bowmansdale, Pennsylvania.
Jpseph A. O'Connor, Jr.
J-1arc J. Sonnenfeld
Brady L. Green
MORGAN, LEWIS & BOCKIUS LLP
1701 Market Street
Philadelphia, PA 19103-2921
(215) 963-5212, 5572, 5079
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Ivo V. Otto, III
MARTS ON, DEARDORFF, WILLIAMS
& OTTO
10 East High Street
Carlisle, PA 17010
(717) 243-3341
Attorneys for Barbara McK. Mumma
and Lisa M. Morgan
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VERIFICATION
I, Joseph J. O'Connor, Jr., hereby verify that: (a) I am counsel for BarbaraMcK.
Mumma and Lisa M. Morgan in the above-referenced matter; (b) Barbara McK. Munnna and
Lisa M. Morgan are outside the jurisdiction of the Court and the verification of neither can be
obtained within the time required for the filing of the foregoing answer and new matter; and (c)
the averments in the foregoing answer and new matter are true and correct to the best of my
knowledge, information and belief. I acknowledge that this verification is made subject to the
penalties of 18 Pa.C.S. ~ 4904 relating to unsworn falsification to authorities.
Dated: February J:.-1.1999
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CERTIFICATE OF SERVICE
The undersigned counsel for Barbara McK. Mumma and Lisa M. Morgan c.ertifies
that a true and correct copy of the foregomg answer and new matter was this Zc,th day of
February, 1999, served by first-class mail, postage prepaid, upon the following:
Robert M. Mumma, IT
Box 58
Bowmansdale, P A J 7008
- and-
6880 SE Harbor Circle
Stuart, FL 34996
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Ivo V. Otto, ill
Attorney for Barbara McK. Mumma
and Lisa M. Morgan
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