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HomeMy WebLinkAbout04-21-15 RHOADS & SINON LLP C < �a By Scott Alan Mitchell t o Attorney ID No. 76124 r'"ry 0 -'u One S.Market Square, 12"Fl. =`' r> r— r.� —t � P.O.Box 1146 `N M m �. "3 .:a CDP .A c� Harrisburg,PA 17108-1146 (717)231-6602 1 1" y Fax: (717)260-4402 , Email: smitchell@rhoads-sinon.com r- M C.) cn r m co -T7 IN RE: IN THE COURT OF COMMON PEAS CUMBERLAND COUNTY, PENNSYLVANIA KATHLEEN M. KNISELY ORPHANS' COURT DIVISION An Incapacitated Person No. 21-12-946 MOTION FOR PROTECTIVE ORDER NOW COMES The Bryn Mawr Trust Company, by and through its counsel, Scott Alan Mitchell, Rhoads & Sinon LLP, and files the below Motion for Protective Order pursuant to Pa.R.C.P. No. 4012, and in support thereof avers as follows: 1. On or about February 18, 2015, The Bryn Mawr Trust Company (hereinafter `BMTC"), plenary guardian of the estate of Kathleen M. Knisely, filed with this Court a Petition For Approval To Expend Ongoing Principal By Plenary Guardian Of Estate For Monthly Expenses And Charitable Giving. 2. By Order dated March 12, 2015,this Court scheduled a hearing on the aforementioned petition for April 22, 2015, at 1:30 p.m. 3. By letter dated March 23, 2015, Delano M. Lantz, Esquire, counsel for Samuel Scott Knisely, a son of Kathleen M. Knisely, provided counsel for BMTC with a Notice to Produce Directed to Bryn Mawr Trust Company, a copy of which is attached hereto as "Exhibit A" and incorporated herein by reference. 1 983727.2 4. In the aforementioned Notice, Samuel Scott Knisely requests (1) federal tax returns of Mrs. Knisely from 1992 through 2013; (2) documentation regarding Mrs. Knisely's current and ongoing living expenses, "including any and all expenditures going to any of her children, grandchildren or any entities owned or controlled by her children or grandchildren"; and (3) documentation for Mrs. Knisely's expenditures for periodic trips/vacations and entertainment expenses. 5. Additionally, by letter dated March 30, 2015, a copy of which is attached hereto as "Exhibit B" and incorporated herein by reference, Samuel Scott Knisely requests a copy of Mrs. Knisely's Declaration of Trust, dated December 28, 2012,prepared by Mette Evans & Woodside pursuant to prior order of this Court dated December 20, 2012. 6. As a result of prior actions of Samuel Scott Knisely, matters involving Mrs. Knisely's person and estate have been the subject of numerous petitions filed with this Court resulting in various Orders of Court issued by the Court. 7. In short, in 2012, Samuel Scott Knisely abducted his mother from Pennsylvania and took her to Las Vegas,Nevada, whereupon he embarked upon a course of action of financially exploiting his mother while neglecting her health care needs. 8. To the best of the knowledge of Mrs. Knisely and her other children, Samuel Scott Knisely converted hundreds of thousands of dollars from his mother, including approximately $500,000 to $600,000 used to purchase an elaborate condominium in Las Vegas, where Samuel Scott Knisely currently resides, and converting several years of income tax returns due Mrs. Knisely. 9. As a result of the foregoing, in this Court's Order of December 20, 2012, the Court specifically limited the access of Samuel Scott Knisely to Mrs. Knisely, even providing 2 that the guardians of the person must be in the house during such times as Samuel Scott Knisely visits Mrs. Knisely,pending the Court's review of a psychiatric evaluation of Samuel Scott Knisely, which counsel for BMTC believes has not been provided to the Court. 10. Samuel Scott Knisely is not a party to the instant guardianship matter and has no standing to request the production of documents. 11. Rule 4009.1 of the Pennsylvania Rules of Civil Procedure provides that only a party to an action may serve discovery requests upon other parties in the action. 12. Additionally, BMTC submits that Samuel Scott Knisely's request for over twenty (20) years of income tax returns is designed to be an unreasonable annoyance and oppression to Mrs. Knisley. 13. Additionally, in light of the history of financial exploitation of Mrs. Knisely by Samuel Scott Knisely, and in light of this Court's imposition of safeguards to prohibit Samuel Scott Knisely from exploiting Mrs. Knisely, BMTC submits that the documents requested by Samuel Scott Knisely are part of his pattern of exploitation of Mrs. Knisely and will contain confidential information to which it would be highly inappropriate for Samuel Scott Knisely to have access and which he certainly could use for further financial exploitation. 14. BMTC submits that any evidence necessary to support its Petition should be presentable to and reviewable only by the Court - and not by Samuel Scott Knisely. 15. Rule 4012 of the Pennsylvania Rules of Civil Procedure gives the Court broad powers to protect a party and witness from the unreasonable annoyance, oppression burden and expense and to issue a protective order prohibiting that discovery: Upon motion by a party or by the person from whom discovery or deposition is sought, and for good cause shown, the court may make any order which justice requires to protect a party or person from unreasonable annoyance, 3 embarrassment, oppression, burden or expense, including one or more of the following. (1) that the discovery or deposition shall be prohibited; (2) that the discovery or deposition shall be only on specified terms and conditions, including a designation of the time and place; (3) that the discovery or deposition shall be only by a method of discovery or deposition other than that selected by the party seeking discovery or deposition; (4) that certain matters shall not be inquired into; (5) that the scope of discovery or deposition shall be limited; (6) that discovery or deposition shall be conducted with no one present except persons designated by the court; (7) that a deposition shall be sealed and shall be opened only by order of the court; (8) that the parties simultaneously shall file specified documents or information enclosed in sealed envelopes to be opened as directed by the court; (9) that a trade secret or other confidential research, development or commercial information shall not be disclosed or be disclosed only in a designated way. 16. Additionally, in Stenger v. Lehigh Valley Hosp. Ctr., 554 A.2d 954, 960 (Pa. Super. 1989), our Superior Court confirmed that a court has wide latitude in fashioning protective orders to minimize discovery abuses, and may enter any order which justice requires. WHEREFORE, Petitioner, The Bryn Mawr Trust Company, respectfully requests that this Honorable Court grant its Motion for Protective Order and enter the Order attached hereto, directing that The Bryn Mawr Trust Company, Guardian of the Estate of Kathleen M. Knisely, is not required to respond to the requests of Samuel Scott Knisely and that Samuel Scott Knisely shall have no access to financial records or other exhibits submitted to the Court in support of the 4 Petition For Approval To Expend Ongoing Principal By Plenary Guardian Of Estate For Monthly Expenses And Charitable Giving Respectfully submitted, RHOADS & SINON LLP Dated: 4/ L.2°�/� By: Scott Alan Mitchell Attorneys for Petitioner One S. Market Square, 12" Fl. P.O. Box 1146 Harrisburg, PA 17108-1146 (717) 231-6602 Sup. Ct. Attorney ID #76124 5 Delano M. Lantz & Associates Attorneys & Counselors at Law 4 North Hanover Street,.Carl isle, PA 17013 (717)422-5874 (717)422-5879(fax) (717)448-8634(cell) dlantz(a-Mlantz1aw.corn Delano M. Lantz Attorney at Law March 23, 2015 Scott Alan Mitchell, Esquire Rhoads & Sinon LLP One South Market Square, 12th Floor P.O. Box 1146 Harrisburg, PA 17108-1146 IN RE: Kathleen M. Knisely, an incapacitated person C.C.P. Cumberland County No. 21-12-946 Dear Mr. Mitchell: I hereby enclose and serve upon you a Notice to Produce for the hearing scheduled on April 22, 2015, at 1:30 p.m. in Courtroom No. 3 in the Cumberland County Courthouse. If possible, I would appreciate receipt of the documents in advance of the hearing so that I have an opportunity to review them prior to the hearing and thereby avoid any delays at the hearing. Very truly yours, Delano L M.Msitz &Associates '0* L By: Delano M. Lan DML:nfc Enclosure c whancl.: Mark F. Bayley, Esq. Anthony L. DeLuca, Esq. DELANO M. LANTZ&ASSOCIATES By: Delano M. Lantz, Esquire Identification No. 21401 4 North.Hanover Street Carlisle, PA 17013 717-422-5874 717-422-5879 (fax) GUARDIANSHIP : IN THE COURT OF COMMON PLEAS ESTATE OF CUMBERLAND COUNTY, PENNSYLVANIA KATHLEEN M. KNISELY CP - 21 - 2012-946 ORPHANS' COURT: NOTICE TO PRODUCE DIRECTED TO BRYN MAWR TRUST COMPANY TO: BRYN MAWR TRUST COMPANY You are directed to produce the following: 1. The federal tax returns for Kathleen M. Knisely from 1992 through 2013, specifically including Schedule A, together with supporting materials to show the itemization of all charitable gifts made by Kathleen M. Knisely and/or Kathleen M. Knisely and her husband for each year; 2. Documentation for Mrs. Knisely's current and ongoing living expenses from the date Bryn Mawr Trust was appointed guardian, specifically including any and all expenditures going to any of her children, grandchildren or any entities owned or controlled by her children or grandchildren; 3. Documentation for Mrs. Knisely's expenditures for periodic trips/vacations and sporadic expenses for entertainment and the like from the date Bryn Mawr Trust was appointed guardian to the present; at Courtroom No. 3 in the Cumberland County Courthouse, 1 Courthouse Square, Carlisle, Pennsylvania 17013 on April 22, 2015 at 1:30 p.m. If you fail to produce the documents or things required by this Notice to Produce, you may be subject to the sanctions authorized by Rule 234.5 of the Pennsylvania Rules of Civil Procedure. Dated: March 23, 2015 DELANrMTZ&ASSOCIATES By: De ano M. Lantz I.D. No. 21401 4 North Hanover Street Carlisle, PA 17013 717-422-5874 717-422-5879 (fax) Attorney for Respondent Samuel Scott Knisely 2 CERTIFICATE OF SERVICE The undersigned hereby certifies that on this date, a true and correct copy of the foregoing document was served by first class mail, postage prepaid, upon the following: Scott Alan Mitchell, Esquire Rhoads & Sinon LLP One South Market Square, 12th Floor P.O. Box 1146 Harrisburg, PA 17108-1146 Anthony L. DeLuca, Esquire . 113 Front Street P.O. Box 358 Boiling Springs, PA 17007 Mark F. Bayley, Esquire 17 West South Street .Carlisle, PA 17013 Delano M. Lantz Date: March 23, 2015 Delano M. Lantz & Associates Attorneys & Counselors at Law 4 North Hanover Street, Carlisle, PA 17013 (717)422-5874 (717)422-5879 (fax) (717)448-8634(cell) dlantzCa_)dlantzlaw.com Delano M'. Lantz Attorney at Law March 30, 2015 Scott Alan Mitchell, Esquire Rhoads & Sinon LLP One'South Market Square, 12th Floor P.O. Box 1146 Harrisburg, PA 17108-1146 IN RE: Kathleen Mr Knisely, an incapacitated person C.C.P. Cumberland County No. 21-12-946 Dear Mr. Mitchell: As you know, I represent Samuel Scott Knisely. The Court Order of December 20, 2012, authorized the Guardian of the Estate to work with the firm of Mette Evans &Woodside to establish a gift-giving plan to take advantage of the unified credit. In the Petition of Bryn Mawr Trust filed with the Court on February 17, 2015, in Paragraph 9, reference is made to the "Declaration of Trust dated December 28, 2012, for the benefit of her children, which Trust is administered by Petitioner and has a current balance of$4,385,000." Please provide us with a copy of Trust agreement. I will appreciate receipt of that agreement before the April 22 hearing. Very truly you , Delano M. a tz &Associ tes By: Delano M. L tz DML:nfc , c: Mark F. Bayley, Esq. Anthony L. DeLuca, Esq. CERTIFICATE OF SERVICE I HEREBY CERTIFY that I have this 'Zo-n- day of 2015, served the foregoing Petition upon the person and in the manner indicated below. Service by first-class mail, addressed as follows: Delano M. Lantz, Esquire 4 North Hanover Street Carlisle, PA 17013 RHOADS & SINON LLP By: Scott Alan Mitchell Attorneys for Petitioner One S. Market Square, 12" Fl. P.O. Box 1146 Harrisburg, PA 17108-1146 (717) 231-6602 Sup. Ct. Attorney ID #76124 6