Loading...
HomeMy WebLinkAbout01-0207 -:::-.. REV.1500FX'.UQ.9T)(IJ /(0 - die:? - 6 ~ REV-1500 INHERITANCE TAX RETURN RESIDENT DECEDENT I- Z W C W U W C COMMONWEAlTH OF PENNSYLVANIA OEPARTMENT OF REVENUE DEPT. 280601 HARRISBURG A 17128-0601 DECEDENTS NAME (LAST, FIRST, AND MIDDLE INrTlAL) use a blank block to separate words FilE NUMBER 21 Gaughen, Lorena G. DATE OF BIRTH February 15, 1907 THIS RETURN MUST BE FILED IN DUPLICATE WITH THE REGISTER OF WILLS w '" 1IC:!U) U"'~ w"U ,,00 u"'... ..m .. ~ 0: 1. Original Return 0 2. Supplemental Return 0 3. Remainder Return (dale of death prior to 12-13-82) o 4.limiled Estate 0 4a. Future Interest Compromise ldaleoldealhEJfter12-12-62} 0 5. Federal Estate Tax Return Required Q 6. DecedentDied Testate (Allach copy of Wi I) 0 7. Decedent Maintained a living Trust (Allach copy ofTrust) _ 8. Total Number of Safe Deposit Boxes o 9. litigation Proceeds Received 0 10. Spousal Poverty Credit (daleo/death belwelll112.31-91 and 1-1-95) 0 11. Election to tax under Sec. 9113(A) {Allac:h Sc:h O} THIS SECTION MUST BE COMPLETED. ALL CORRESPONDENCE AND CONFIDENTIAL TAX INFORMATION SHOULD BE DIRECTED TO: NAME COMPLETE MAILING ADORESS ... z W Q Z o .. VI W '" '" o U Patricia Armstrong, Esquire FIRM NAME (1IAppliceble) THOMAS, THOMAS, ARMSTRONG & NIESEN 255-7627 212 Locust Street P.O. Box 9500 Harrisburg, PA 17108-9500 I. Real Estate (Schedule A) (I) 2. Slocks and Bonds (Schedule B) (2) 3. Closely Held Corporation'partnership or Sole-Proprietorship (3) 4. Mortgages & Notes Receivable (Schedule D) (4) 5, Cash, Bank Deposits & Miscellaneous Personal Property (5) Z (Schedule E) 0 6, Jointly Owned Property (Schedule Fl (6) j 7. Inter-Vivos Transfers & Miscellaneous Non-Probate Property (7) :J (Schedule G or l) !::: 8, Total Gross Assets (tolal Lines 1-7) a.. <( 9, Funeral Expenses & Administrative Costs (Schedule H) (9) U W ~ 10. Debts of Decedent. Mortgage Liabilities, & liens (Schedule I) (10) 11, Total Deductions (total Lines 9 & 10) -0- 268,168 54 -0- -0- 37,988 67 -0- 306,157 (8) 18,573 24 2,570 54 (II) (12) (13) (14) (15) (16) (17) (18) 6,255 60 20,400 00 26,655 60 21,143 285,013 10,000 275,013 78 43 00 12, Net Value of Estate (Line 8 minus line 11) 13, Charitable and Governmental Bequests/See 9113 Trusts for which all election to tax has not been 14. Net Value Subject to Tax (Une 12 minus line 13) 43 15, Amount of line 14 taxable -0- Z at the spousal tax rate 0 See instructions on reverse i efor Ie cenl e i= 16, Amount ofline 14 taxable 139,013 43 ~;! 'I ~ 4.5 % rate x .06 "':) 17. Amount of line 14 taxable 136,000 00 G. x .15 :IE al15%rate 0 U 18. Tax Due 19 0 CHECK HERE IF YOU ARE REQUESTING A REFUND OF AN OVERPAYMENT > > BE SURE TO ANSWER ALL QUESTIONS ON REVERSE SIDE AND RECHECK MATH < < Under penallles of perjury, I declare !hat I have examined this return, Including acrompanylng schedules and 5talemenls, and to the besl of my knowledge and belief, it is true, correct and complete. Declaration of preparer other than the D8rsonal r'eDresentaliva is based on all informaoon of which Or'eD8rer has anv krlowledoe. SIGNATURE OF PERSON ONSIBLE FOR FILING RETURN ADDRESS C Jill U-t~l WRZ- SIG ATURE OF PREPARER OTHER THAN R ADDRESS P.O. Box 9500, Harrisburg, PA 17108 DATE U/!1/O/ DATE ' t Decedent s ComDlete Address: STREET ADDRESS Manor Care 1700 Market Street CITY I SlATE PA I ZIP Camp Hill 17011 Tax Payments and Credits: 1. Tax Due (Page 1 Line 18) 2. Credits/Payments A. Spousal Poverty Credit (1) 8. Prior Payments C. Discount 22,500.00 1,184.21 Total Credits (A + 8 + C ) (2) 23,684.21 3. InteresUPenalty if applicable D.lnterest E. Penalty TotallnteresUPenalty (D + E) (3) 4. If line 2 is greater than line 1 + line 3, enter the differenoe. This is the OVERPAYMENT. Check box on Page 1 Line 19 to request a refund (4) 5. If line 1 + line 3 is greater than line 2, enter the differenoe. Tliis is the TAX DUE, (5) 2,971.39 A. Enter the interest on the tax due. (5A) B. Enter the total of Line 5 + 5A. This Is the BALANCE DUE. (58) 2,971.39 __.......:~~i~~::~~0\1~~,.A:@.,,_ PLEASE ANSWER THE FOLLOWING QUESTIONS BY PLACING AN X IN THE APPROPRIATE BLOCKS 1. Did decedent make a transfer and: Yes No a. retain the use or income of the property transferred; ..... ................ ...... 0 []I b. retain the right to designate who shall use the property transferred or its income;............... 0 []I c. retain a reversionary interest; or. ................ ............... ................. ............................0 ~ d. receive the promise for life of either payments, benefits or care? .......................................0 IJi 2. If death occurred on or before December 12,1982, did decedent within two years preceding death transfer property without receiving adequate consideration? If death occurred after December 12, 1982, did decedent transfer property within one year of death without receiving adequate consideration? .... ..~(~...................,... ............. ..........0 0 3. Did decedent own an "in trust for" or payable upon death bank account or security at his or her death? . ........................ ............... ........................... ..........0 ~ 4. Did decedent own an individuai retirement account, annuity, or other non-probate property?... 0 []I IF THE ANSWER TO ANY OF THE ABOVE QUESTIONS IS YES, YOU MUST COMPLETE SCHEDULE G AND FILE IT AS PART OF THE RETURN _!_liii__liTIII.m_it;m,ll~,.j__ 72 P.S. 99116 (a) (1.1) (i) provided for the reduction of the tax rate imposed on the net vaiue of transfers to or for the use of the surviving spouse from 6% to 3% for dales of dealh on or after July 1, 1994 and before January 1, 1995. 72 P.S. 99116 (a) (1.1) (ii) provided for the reduction ofthe rale imposed on Ihe net value of Iransfers to or for the use of the surviving spouse from 3% to D% for dates of death on or after January 1, 1995. The statute does not exemot a transfer to a surviVing spouse from tax, and the statutory requirements for disclosure of assets and filing a tax return are still applicable even if the surviving spouse is the oniy benefiCiary. FOR DATES OF DEATH ON OR AFTER JANUARY 1, 1995 - Please answer the following question by piacing an "x" in the appropriate space. Did the decedent create a trust or similar arrangement which is solely for the surviving spouse s benefit for his or her entire lifetime? Yes 0 No [ID If you answered yes to the above question, the tax on the trust or similar arrangement is postponed until the dealh of the second spouse, al which time il will be fully taxable at the rate(s) appiicabie to the remainder beneficiary(ies). Enter the vaiue of the trust on Schedule J, Part II, in order to remove it from the calculation of the tax due in this estate. You may wish to file Schedule 0 in order to make the election available under Seclion 9113. If the eiection is made, the trust or similar arrangement is taxed in the estate of the first decedent spouse, the portion of the trust or similar arrangement which benefits the surviving spouse is taxed at the zero tax rate, and the remainder is taxed at the rate(s} applicable to the remainder beneficiary(ies). If you choose to make the election, you must attach Schedule 0 to a timely-filed tax return, along with Schedule(s) K and/or M in order to show the apportionment of the trust or similar arrangement between the surviving spouse and the remainder beneficiary(ies). ''''W''':~'''II''. COMMONWEALTH OF PENNSYLVANIA INHERITANCE TAX RETURN RESIDENT DECEDENT SCHEDULE A REAL ESTATE ESTATE OF Lorena G. Gaughen FILE NUMBER 2001-0027 All real property owned solely or as a tenant In common must be reported at fair market value. Fair market value is defined as the price at which property would be exchanged between a willing buyer and a willing seller, neither being compeKetI to buy or sen, both having reasonable knowledge of the relevant facts. Real property which Is Jointly-owned with right of survlvorshln must be disclosed on Schedule F. ITEM NUMBER 1. DESCRIPTION VALUE AT DATE OF DEATH None TOTAL (Also enter on line 1, Recapitulation) $ <If more space is needed, insert additional sheets of the same size) -0- ""'~'''::'''"''. COMMONWEAllH or PENNSYLVANIA INHERITANCE TAX RETURN RESIDENT DECEDENT SCHEDULE B STOCKS & BONDS ESTATE OF Lorena G. Gaughen FilE NUMBER 2001-0027 All property Jolntly-owned with right of survivorshIp must be disclosed on Schedule F. ITEM NUMBER 1. DESCRIPTION PNC (Combined Trust Porffollo) VALUE AT DATE OF DEATH $268,168.54 TOTAL (Also enteron line 2, Recapitulation) $ 268,168.54 (If more space is needed, insert addITional sheets of the same size) '~'~~.':'''''". COMMONWEALTH Of PENNSYLVANIA INHERITANCE TAX RETURN RESIDENT DECEDENT SCHEDULE E CASH, BANK DEPOSITS, & MISC. PERSONAL PROPERTY ESTATE OF 2001.0027 Lorena G. Gaughen FILE NUMBER Include the proceeds of litigation and the date the proceeds were received by the estate, All proPflfty JOllltly~ned with the right of survivorshiP musl be disclosed on Schedule F. ITEM NUMBER 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. DESCRIPTION PNC Checking Account PNC - Trust Cash E.L. Gaughen (Spouse) Trust Payment Peoples Benefit Peoples Benefit Patriot News Refund IRS Tax Refunds PA Tax Refunds Blue Cross/Blue Shield Refund Blue Cross/Blue Shield Refund VALUE AT DATE OF DEATH $18,959.72 14,508.43 631.80 220.00 17.39 67.05 2,606.00 440.00 401.90 136.38 TOTAL (Also enteron line 5, Recapitulation) $ 37,988.67 (If more space is needed, insert additional sheets of the same size) '''''''''',.':''''''. COMMONWEALTH OF PENNSYLVANIA INHERITANCE TAX RETURN RES\DEN1 DECEDENT SCHEDULE H FUNERAL EXPENSES & ADMINISTRATIVE COSTS ESTATE OF FI~E NUMBER Lorena G. Gaughen 2001-0027 Debts of decedent must be reported on Schedule I. ITEM NUMBER DESCRIPTION AMOUNT A. FUNERA~ EXPENSES: 1. Myers Funeral Home 6,795.00 Catholic Cemetaries 625.00 Post Funeral Wake 1,146.61 B. ADMINISTRATIVE COSTS: 1. Personal Representative So Cmnmissoos 6,000.0 Name of Personal Representative (s) Patricia Armstrong Morgan Social Security Number(sj {EIN Number of Personal Representa\\ve(s} Street Address 514 Orchard Drive City Lemoyne State PA Zip 17043 Year(s) Commission Paid: 2. Attorney fees 3,000.0 3. Family Exemption: (If decedent 5 address is not the same as claimant s, attach explanation) Claimant Street Address City State Zip Relationship 01 Claimant to Decedent 4. Probate Fees 506.6 5. Accountant s Fees 500.0 6. Tax Return Preparers Fees 7. TOTA~ (Also enteron line 9, Recapitulation) $ 18,573.24 .. o o 3 o (If more space 's needed, Insert add,tlonal sheets of the same sIZe) ''''''''''':'''''''. COMMONWEALTH OF PENNSYLVANIA INHERITANCE 1M RETURN RESIDENT DECEDENT ESTATE OF SCHEDULE I DEBTS OF DECEDENT, MORTGAGE LIABILITIES & LIENS FILE HUMBER Lorena G. Gaughen 2001-0027 Include unreimbursed medical expenses. ITEM NUMBER DESCRIPTION AMOUNT 100.00 529.39 953.07 66.06 627.02 295.00 2. Conner Riech Assoc. NeighborCare Pharmacy Manor Care Manor Care Thomas, Thomas, Armstrong & Niesen (pre 000) Robert Daub - Accountant (2000 Inc. taxes) 1. 3. 4. 5. TOTAL (Also enter on line 10, Recapitulation) $ 2,570.54 (If more space is needed, insert additional sheets of the same size) '''''''':.~''"m* COMMONWEAlTH OF PENNSYLVANIA INHERITANCE TAX RETURN RESIDENT DECEDENT SCHEDULE J BENEFICIARIES ESTATE OF FILE NUMBER 2001-0027 Lorena G. Gaughen RELATIONSHIP TO DECEDENT AMOUNT OR SHARE NUMBER NAME AND ADDRESS OF PERSON(S) RECEIVING PROPERTY Do Not List Trustee(s) OF ESTATE I. TAXABLE DISTRIBUTIONS (include outright spousal distributions) 1. See Attached List ENTER DOLLAR AMOUNTS FOR DISTRIBUTIONS SHOWN ABOVE ON LINES 15 THROUGH 17. AS APPROPRIATE. ON REV 1500 COVER SHEET II. NON-TAXABLE DISTRIBUTIONS: A. SPOUSAL DISTRIBUTIONS UNDER SECTION 9113 FOR WHICH AN ELECTION TO TAX IS NOT BEING MADE 1. B. CHARITABLE AND GOVERNMENTAL DISTRIBUTIONS 1. Good Shephard Church 10,000.00 TOTAL OF PART II. ENTER TOTAL NON-TAXABLE DISTRIBUTIONS ON LINE 13 OF REV 1500 COVER SHEET $ 10,000.00 (If more space is needed, insert additional sheets of the same size) Name Address Relationship Amount Gloria A. Dillree 2208 Logan Street, Camp Hill, PA 17011 Friend $75,000 Richard L. Rickert 2208 Logan Street, Camp Hill, PA 17011 Friend $25,000 Beverly Stone 15 King's Arms, Mechanicsburg, PA 17055 Friend $ 2,000 Kathryn Armstrong 3600 Logan Street, Camp Hill, PA 17011 Friend $ 5,000 Susan Marlene Shank and 153 Glendale Street, Carlisle, PA 17013 Niece and her $ 5,000 Dennis Shank husband 153 Glendale Street, Carlisle, PA 17013 Kirby Shank 45 Chestnut Street, Telford, PA 18969 Great Nephew $ 2,000 Kyra Shank 45 Chestnut Street, Telford, Pa 18969 Great Great $ 2,000 Niece Christopher Shank 420 West Union Street, 3,d Floor Great Nephew $ 2,000 West Chester, PA 19382 Todd Shank 153 Glendale Street, Carlisle, PA 17013 Great Nephew $ 2,000 Phyllis Shanahan 4855 Grover Street, Omaha, NE 68106 Cousin $ 5,000 Suzanne Palkovic 5 Chrisma Drive, Camp Hill, PA 17011 Niece $ 3,000 Alex Jeffrey Palkovic 5 Chrisma Drive, Camp Hill, PA 17011 Great Nephew $ 500 Katelyn Elizabeth Palkovic 5 Chrisma Drive, Camp Hill, PA 17011 Great Niece $ 500 Thomas Gaughen P.O. Box 686, Camp Hill, PA 17001-0686 Son Residue Kevin Gaughen P.O. Box 686, Camp Hill, PA 17001-0686 Grandson $15,000 Grant Gaughen P.O. Box 686, Camp Hill, PA 17001-0686 Grandson $15,000 Porsha Gaughen P.O. Box 686, Camp Hill, PA 17001-0686 Granddaughter $15,000 Warren Gaughen P.O. Box 686, Camp Hill, PA 17001-0686 Grandson $15,000 Doris & 128 Minnich Road Cousin $ 2,000 J. Richard Washinger Chambersburg, PA 17201 Susan Grobaski 05505 Denise Road Niece $ 3,000 Boyne Falls, MI 49713-9729 Martin Shanahan 261 E. 3"' Street, Wahoo, NE 68066 Cousin $ 2,000 LAST WILL AND TESTAMENT OF LORENA G. GAUGHEN I, Lorena G. Gaughen, of Country Meadows, Mechanicsburg, Pennsylvania, being of sound and disposing mind, memory and understanding, do hereby make, publish, and declare this as and for my last will and testament, hereby revoking any and all prior wills, and any and all codicils thereto, by me at any time heretofore made. FIRST: I direct the payment of the just, reasonable and lawful expenses of my last illness and funeral from my estate as soon after my death as conveniently may be done. SECOND: Except as I may have otherwise provided in a memorandum signed by me and accompanying this willi give my tangible personal property (excluding inter alia, any cash, stocks or monies in Trust) to my son, Thomas W. Gaughen, if he survives me by sixty (60) days. THIRD: 1 give and bequeath the following: a) The sum of $5,000 jointly to my niece, Susan Marlene Shank and her husband Dennis Shank, per stirpes and an additional $2000 for each of their three children, per stirpes and $2,000 in Trust for and to their granddaughter Kyea. b) The sum of $75,000 to my very good and faithful friend Gloria Dillree. c) The sum of $25,000 to my good friend Rich Rickert. d) The sum of $2,000 to my good friend Beverly Stone. e) The sum of $5,000 to my good and faithful friend Kathryn Armstrong. f) The sum of $5,000 to my husband's cousin Phyllis Shanahan. -1- October 8, 1998 g) The sum of $3,000 to my niece Susan Palkovic and an additional $500 in Trust for and to each of her two children. h) The sum of $15,000 each to my grandchildren Kevin, Grant, Porsha and Warren Gaughen. i) The sum of $2,000 to my friends Doris and Dick Washinger of Chambersburg, PA. j) The sum of $3,000 to my niece Susan Grabowski. k) The sum of $2,000 to Martin Shanahan. I) The sum of $10,000 to Good Shepherd Church, Camp Hill, Pennsylvania. I recognize that after my residuary pays all the taxes associated with these bequests, as well as the costs of administrating my estate, there may be virtually no residuary. However, my son Tom will receive the balance of all monies from the estate of my husband, Eldon L. Gaughen. FOURTH: All the rest, residue and remainder of my property wheresoever and whatsoever, I give, devise and bequeath to my son, Thomas W. Gaughen, if he survives me by sixty (60) days. If he does not survive me, then I give, devise and bequeath the remainder to my grandchildren under the terms of paragraph SIXTH. I also exercise any power of appointment I may have under any document and provide for any monies or property to be given to my son, Thomas W. Gaughen. ~ -2- October 8, 1998 FIFTH: If my son, Thomas W. Gaughen, does not survive me by sixty (60) days, I give, devise, and bequeath all the rest, residue, and remainder of my estate in equal shares to my grandchildren, Kevin, Grant, Porsha and Warren Gaughen, per stirpes. If any of my grandchildren are a beneficiary under this paragraph FIFTH or under paragraph THIRD and have not reached age thirty (30) at the lime of my death then that part of my estate passing to them shall be held in Trust as hereinafter set forth. If my son, Thomas W. Gaughen, disclaims any portion of my estate passing to him under Paragraphs SECOND and FOURTH hereof, said disclaimed portion shall pass under this Paragraph FIFTH. SIXTH: If any of the beneficiaries are under age thirty (30) when they take under the terms provided herein then the monies passing to them shall be held in Trust by Patricia Armstrong Morgan and Gloria Dillree as Co-Trustees (hereinafter collectively referred to as "Trustee"), for the benefit of such beneficiary or beneficiaries, and so much of the income therefrom and so much of the corpus thereof as may from time to time be deemed to be necessary in the sole discretion of my Trustees shall be used, paid and applied for the support, health, comfort, maintenance and education of such beneficiary or beneficiaries. The Trustee shall from time to time add to the corpus any surplus income. As each beneficiary attains the age of thirty (30) years, the fund then held for his or her benefit shall be paid and distributed to such beneficiary or beneficiaries but if such person shall die prior thereto, the balance shall be distributed to his or her executor or administrator. -3- October 8, 1998 SEVENTH: My Executor shall, in his absolute discretion, determine any available elections under the Internal Revenue Code of 1986 or that are in effect at the time of my death. EIGHTH: I direct that neither the Trustees, nor any Executor/Executrix, or other fiduciary named, nominated, or appointed in this, my last will and testament, shall be required to post any bond or give any security of any type for any purpose whatsoever, any law or rule of court of the Commonwealth of Pennsylvania or any other jurisdiction to the contrary notwithstanding. NINTH: My Executor/Executrix or other fiduciary named, nominated or appointed in this my last will and testament and their successors shall have the following powers (if applicable) in addition to those vested in them by law or by other provisions of this will or any trust agreement, to be exercised by them in their absolute discretion, which powers shall be applicable to all property held by them, effective without the order of any court and until the actual distribution of all such property: A. To retain, as investments of my estate or trust, any or all assets of my estate, real, personal, or mixed, without regard to any principal of diversification, and to purchase and acquire real or personal property, and to hold any or all of such real and personal property retained or acquired without making the same productive of income; B. To permit any beneficiary to occupy any real estate retained or acquired upon such terms and conditions as my fiduciary shall deem proper; -4- October 8, 1998 c. To invest and reinvest at discretion without restriction to so called "legal investments." with the specific right to invest in common and preferred stocks, and in such common trust, diversified, money market and mutual funds as they deem appropriate; D. To sell. to grant options for the sale of, or otherwise convert any real or personal property or interest therein. at public or private sale, for such prices, at such time. in such manner and upon such terms as they may think proper. and to execute and deliver good and sufficient conveyances, assignments and transfers thereof without liability of any purchaser to see to the application of the purchase money; E. To compromise and arbitrate claims by or against my estate or any trust created hereunder; F. To make distributions in cash or kind. or partly in each at valuations fixed by my Executor and Trustee at the time of distribution; G. To join in any recapitalization. merger, reorganization or voting trust plan affecting investments; to deposit securities under agreement; to subscribe for stock and bond privileges; and generally to exercise all rights of security holders; H. To manage. operate, repair, alter or improve real estate or other property, and to lease real estate and other property upon such terms and for such period as my Executor and Trustee deem advisable even for more than five years and beyond the duration of any trust; -5- October 8, 1998 I. To deduct administration expenses upon either the federal estate tax return or fiduciary income tax return, with or without adjustment between principal and income, as my Executor shall determine; J. To associate with them in the absence of a corporate fiduciary, an accountant, custodian and investment advisor, and their agents and to compensate such accountant, custodian and investment advisor, and agents out of principal or income or both as my Executor or Trustee shall determine, such compensation to be a reduction to the compensation of my Executor or Trustee; K. To carry out the terms of any agreement I may have entered into to sell all or any part of any property or any interest I may own in any business at the time of my death; L. To execute and deliver any written instruments that they may deem advisable to carry out any power, duty, or discretion granted to them, and all persons shall be fully protected in relying upon their power to execute every such instrument and no one shall be obligated to see to the application by them of any money or property received by them pursuant to the execution and delivery of any such instrument; M. Any Executor or Trustee may delegate any or all of hislher powers, duties and discretions to any other Executor or Trustee by an instrument in writing and may revoke such delegation at will in the same manner. In this regard, the Executor of my estate shall have full authority to change the Trustee named herein to any corporate Trustee of their choosing, so long as this power does not constitute a general power of appointment or -6- October 8, 1998 result in the imposition of additional taxes, in which case, said authority is rescinded or limited so as to preclude such inclusion; N. To do all other acts and things necessary or appropriate in the management, administration and distribution of my estate; and O. To make any election provided for in the Internal Revenue Code with respect to all or any part of my estate qualifying for any such election. TENTH: Not withstanding any other provision hereof, the Trustee, may, in its sole and absolute discretion, at any time terminate any or all Trust created hereunder if in the judgment of such Trustee the value thereof is insufficient to warrant the cost and inconveniences of continued administration, or if, in its judgment continued administration is otherwise impractical. Upon such termination the entire balance remaining shall be paid over to the current income beneficiary, then in equal shares to all income beneficiaries (whether or not then receiving income in equal shares). In making such a judgment, such Trustee need not consider the interest of remaindermen or succeeding income beneficiaries and their respective interest in the Trust shall cease upon such determination by such Trustee. ELEVENTH: My Executor and Trustee shall pay all estate, inheritance and other death taxes, together with interest and penalties, which shall be payable with respect to property or interests subject to taxation by reason of my death and whether passing under my will or any codicil, or otherwise, including jointly held and other non-testamentary property. My Executor and Trustee shall pay the same out of the principal of the residuary -7- October 8, 1998 unless otherwise required by law. Trustee may advance to my Executor from the principal of the Trust such amount as may be required by my Executor for the payment of such taxes. Notwithstanding the foregoing, I authorize my Executor to exercise any options available in determining, minimizing and paying taxes of my estate as my Executor may at his sole discretion deem appropriate. TWELFTH: Any and all payment or payments of any sum or sums, whether in cash or in kind and whether of principal or income, payable to any beneficiary, shall be free from anticipation, alienation, assignment, attachment, and pledge, and free from control by the creditors of any such beneficiary. THIRTEENTH: I appoint Patricia Armstrong Morgan as Executrix of this, my last will and testament, but should she for any reason fail to qualify as such Executrix, or having qualified fail to serve as such Executrix, then I nominate, constitute, and appoint my son, Thomas W. Gaughen, as my Executor of this, my last will and testament. I understand that I may choose anyone to act in this latter capacity and have voluntarily requested that Patricia Armstrong Morgan be named Executrix. I intend that any Executor/Executrix or Trustee serving hereunder be compensated for their services in addition to any other monies they may receive. FOURTEENTH: Words used in the singular may be read to include the plural or the plural may be read as the singular. Similarly, the masculine form may be read to include the feminine and neuter; the feminine may be read to include the masculine and neuter; and the neuter may be read to include the masculine and feminine. -8- October 8, 1998 FIFTEENTH: Finally, all references in this will to issue shall include natural born children as well as adopted children. IN WITNESS WHEREOF, I have hereunto set my hand and seal to this, my last will and testament, consisting of nine (9) typewritten pages, this 8th day of October, 1998. c1~j~ Signed, sealed, published, and declared by the above named Testatrix, Lorena G. Gaughen, as and for her last will and testament, in the sight and presence of uS"who, at hislher request, in hislher sight and presence, and in the sight and presence of each other, have hereunto subscribed our names as witnesses. (/'~~~d~ AddressZiZ- 6xvs+ -sJ. t-/e4. .b\ J 7/D& Address S-o::: s~.w Sf {A~Li<I<L M I J -9- October 8, 1998 COMMONWEALTH OF PENNSYLVANIA COUNTY OF We, Lorena G. Gaughen, the Testatrix and the witnesses, respectively, whose names are signed to the Last Will and Testament, being first duly sworn, do hereby declare to the undersigned authority that the Testatrix signed and executed the instrument as her Last Will and Testament that she had signed willingly, and that she executed it as her free and voluntary act for the purposes therein expressed, and that each of the witnesses, in the presence and hearing of the Testatrix, signed the will as witness and that to the best of his or her knowledge the Testatrix was at that time eighteen (18) years of age or older, of sound mind and under no constraint or undue influence. (' Subscribed, sworn to and acknowledged before me by Lorena G. Gaughen, Testatrix, and subscribed and sworn to before me by fame-Ia Il. WOS'SOf) and ~TOh(} fl. fj !WfnOU..... , this 8th day of October, 1998. ~~ Notary Public My Commission Expires: F:\ClIENT5IMfSC\GAUGHEMWllLS\2'VVflL.WPD Notarial Seal Rhonda Heffelling"', Notary PubIio Harrisburg. Dauphin Cout:'tV My Commission Expires March 13. 2000 Member. Pennsyl1lania AssociaUon of Notaries Register of Wills of Cumberland County, Pennsylvania PETITION FOR GRANT OF LETTERS Estate of Lorena G. GauQhen No. 21-01-207 also known as Sue GauQhen , Deceased Social Security No. 201-16-4933 Petitioner(s), who is/are 18 years of age or older, applv(ies) for: (COMPLETE "A" OR "B" BELOW:) [;I A Probate and Grant of Letters and aver that Pet:itione'(s) is the ex:EnJtrix nama:! in the Last Will of the Docedent dated October 8, 1998 and codicil(s) dated State relevant circumstances. e.g., renunciation, death of executor, etc. Except: as fOIb.tvs, D:o:dent:do not many, was notdi\.aced, and do not have a dlitt born or adoplEd afterexe:utbn of1t-e clocunenls<::llren:d 1iJr pobate; was not the victim of a killing and was never adjudicated incompetent: [;I B. Grant of Letters of Administration (d.b.n.c.t.a.: pendente lite; durante absentia; durante minoritate) Petitioner{s) after a pq:H g:m:;h ~aoca1aina::l that!JEo:dalt left no Will and was survi\,a:l by the fdbtving spouse (If any) and heirs: I Name Relationship Residence I (COMPLETE IN ALL CASES:) Attach additional sheets if necessary. County, Pennsylvania, with her last family or prindpal residence at (l c~&~s L..vv. C....o-t-- 4g?Jl e I (......t(le. (list street, number and municipality) ~a.e" IVJ~ \l.cl "<'<"\e c..1.i......t:\..iV'l c S '() u..'-' 9...- Decedent, then~ years of age, died February 10, 2001, at Manor Care Health Services. 1700MarketStreet.CamoHiII.PA 17011 \7c:;:;, (Location) Decedent at death owned property with estimated values as follows: (If domiciled in PAl All personal property . . . . . . . . . . . . . . . . . . . . .. $ 290,000.00 (If not domiciled in PAl Personal property in Pennsylvania ..... $ (If not domiciled in PAl Personal property in County . . . . . . . . .. $ Value of real estate in Pennsylvania ............................. $ Total. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $ 290,000.00 Real Estate situated as follows: N/A Wherelbre, Petitioner(s) respectfully request(s) 1t-e probate of1t-e last Will and Codicil(s) presentEd with this Petition and the grant of letters in the appropriate form to the undersigned: T Patricia Armstrong Morgan 514 Orchard Drive Lemo ne PA 17043 Form RW-1 Pag", 1 of:2 (Dauphin County) ~ Rev. 9/92 /6 -02Ic:2 - b Oath of Personal Representative Commonwealth of Pennsylvania County of CUMBERLAND TIle Petitioner{s) al:x::M3-narra::l S\M3Elr(s) and affirrn(s) that "the statEments in "the foregoing Petition are true and cx:>rrect to "the best of "the knowledge and belief of Petitioner{s) and that as personal representative(s) of"the I:JEo::dent Petitioner(s) will vvell and truly administer the estate according to lavv. Svvorn to and affirmed and subscribed ~~uC/ before me this 21st day of Q.~u {J/Ul K () FEBRUARY 2001 ~I () >j2/L/4_'~~hJ) /7t ~ ~.7" No. 21-01-207 Estate of Lorena G. Gauqhen Deceased Social Security No. 201-16-49 Date of Death: Februarv 10. 2001 AND NOW. FEBRUARY 22 .2001, in consideration ofthe Petition on the reverse side hereon, satisfactory proof having been presented before me, IT IS DECREED that Letters J'Testamentary ijbo{xA.1dmmi:st~~ xJl\XXIl{~:K1e.t:x:lxlxlma:Je~Il{~mi:Il{CllliIlIaac are hereby granted to Patricia Armstronq Morqan. e/ktB rBtrioiQ ^rmatr8n~ in the above estate and that the instrument(s) dated October 8. 1998 described in the Petition be admitted to probate and filed of record as the last Will of Decedent. FEES Letters......................... .$ 270.00 \~/.//)1:;:.t~/~!z;""j) ~e) .q~J,71 . eglster of Wills Short Certificate(s) ...(3).$ 9.00 Renunciation......... ...... $ Affidavit ( ) ................ $ Extra Pages ( ) ...........$ Cod i c i I .......................... $ JCP Fee............... .........$ 27.00 5.00 Attorney: Patricia Armstronq. Esquire 1.0. No: 23725 Address: 212 Locust Street. P.O. Box 9500 Harrisbun:l, PA 17108-9500 Telephone: (71 7) 255-7627 Inventory............ ..........$ Other........................... $ TOTAL.. .. .. .. .. .. ... $ 311. 00 Form RW-1 Page 2 of 2 (Dauphin County) - Rev. 9/92 HlOS.80" REV {)/86 This is to certify that the information here given is correctly copied fron: an original certificate of death dul~ filed with me as Local Registrar. The original certificate will be forwarded to the State Vital Records Office for permanent fillllg. WARNING: It is illegal to duplicate this copy by photostat or photograph. No. ..."'-' t.i;:-.:..-:,v /"?;'(} ./....-/ ':.:. aA~/; .... //>,>=..,41 C!_ ' - _...~"... .....,. .,.,r-- J/ d Fee for this certificate, $2.00 Local Registrar p 7176563 rEg 1 3 7001 Date ;43_ 21117 COMMONWEALTH OF PENNSYLVANIA. DEPARTMENT OF HEALTH. VITAL RECORDS CERTIFICATE OF DEATH ........ OF DEClDENT If.... _ L_ .. _tl.."'- _. - Do,e SEX I)jft 0# IRTN ,_.000(.- ..-rHI'UClI Pv- _..f_c....w 93 v... COUNTY OF ount Cumberland 1lECEDIHI"I_ .,-=:.;o:.,="=:;, "Housewife . 1lECEIlENT'.IoWUNG_aalSlr"'~_2iD~ 4837 East Trindle Road Mechanicsburg,Pa 17055 CGIIogo ('''.$+) _SlllrUS._ --- -~ ... -........."... - LallI 1 Paul Gussman INI'QIlMAHT"S_ITp/PmII Thanas Gau hen - O -Oc~O - ~~ ...... Cumberland DId - ... ... .......' ... .~ ___.. H;:"'1[,'!",n ... Piil _. ___0 o LICENSE -.. 2'~ *SCAlE MFEAAEDlOMEOICAL EX""t~ ,. ... 0 ...0&. ,~. I__ a _........ MIlT I: lllIw ...-_.........._... .. ...........~_......1'M1' L .. tw ~ J..t -./YIt....;{'q.. , _lOjORASA OUlNClOf): ~ _lOjORAS A COHSEOUlNCl Of): _lOjOR AS ACOHSEOUlNCl Of): -."- I)jft OF INJURY ~.Dor. _ o o o ~OFIMJUAY."""".-'___ 101. -......~ _. ~ OF IUUAY IIOJURYR~ DEScMI HOW INJuRy OC:cuflAEo. _OFOERH - - p o o - ... 0 ...0 ...0 ...0 - c:o..i....._ lOCRlONlS*-.~SIIloI -. _.0-......... .C8IY"'._~~_d______....__ano__""'231 ...._....,_.....--....._01--..- ........... ..... ..... .......... ....... ........ ...... a _. SlGHRIlAE AND TITI.E OF CERTIFIER 1A--b o JI-. W. <: ~ otNSE;;rOY3~Vl( (. ..r=.o';n~1oi- ........__saOFPEASON~COMI'I.ETUI_OFOERH 271TypaOl_ u.)- ,>~...tN\ o Cf1r ;.1. ~ If! Jt ~IM .PIIONCMINDHQ AND caIn.,.,INCIlltt'l'SIQAN ~ bolt'I 03fanounotl9 ~ Md c..vy.ng 1Oe.tuM 011 au'" ...._...,............. _.._....._. _. ................._....._01_..._.. _.. ....................... IlE~STAAR~AND~~ ~..___...___u_______._________~__.__..._.. ldL~~j 22. IlATE fILED ,_. Dor. ..... ,~:~ _..!I~__.:d_tp5?.!m_ ___,,__ _...._._ ._: ... ~--1 {-"lO!1 -.oICAL ElIAIIIHEJlICOIII On _ _",.._Ion __ _......,. in m, opIftlon..lllIl occun..,...... lime. d.'e. _ place. _ duo 10.... ....00(.)- ................... . . . . . . . . . . . . ., . . . . ... . . . . . . . . . . .. . . . . . . . . . . . . . ... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . 31.. LAST WILL AND TESTAMENT OF LORENA G. GAUGHEN I, Lorena G. Gaughen, of Country Meadows, Mechanicsburg, Pennsylvania, being of sound and disposing mind, memory and understanding, do hereby make, publish, and declare this as and for my last will and testament, hereby revoking any and all prior wills, and any and all codicils thereto, by me at any time heretofore made. FIRST: I direct the payment of the just, reasonable and lawful expenses of my last illness and funeral from my estate as soon after my death as conveniently may be done. SECOND: Except as I may have otherwise provided in a memorandum signed by me and accompanying this willi give my tangible personal property (excluding inter alia, any cash, stocks or monies in Trust) to my son, Thomas W. Gaughen, if he survives me by sixty (60) days. THIRD: I give and bequeath the following: a) The sum of $5,000 jointly to my niece, Susan Marlene Shank and her husband Dennis Shank, per stirpes and an additional $2000 for each of their three children, per stirpes and $2,000 in Trust for and to their granddaughter Kyea. b) The sum of $75,000 to my very good and faithful friend Gloria Dillree. c) The sum of $25,000 to my good friend Rich Rickert. d) The sum of $2,000 to my good friend Beverly Stone. e) The sum of $5,000 to my good and faithful friend Kathryn Armstrong. f) The sum of $5,000 to my husband's cousin Phyllis Shanahan. -1- October 8, 1998 g) The sum of $3,000 to my niece Susan Palkovic and an additional $500 in Trust for and to each of her two children. h) The sum of $15,000 each to my grandchildren Kevin, Grant, Porsha and Warren Gaughen. i) The sum of $2,000 to my friends Doris and Dick Washinger of Chambersburg, PA. j) The sum of $3,000 to my niece Susan Grabowski. k) The sum of $2,000 to Martin Shanahan. I) The sum of $10,000 to Good Shepherd Church, Camp Hill, Pennsylvania. I recognize that after my residuary pays all the taxes associated with these bequests, as well as the costs of administrating my estate, there may be virtually no residuary. However, my son Tom will receive the balance of all monies from the estate of my husband, Eldon L. Gaughen. FOURTH: All the rest, residue and remainder of my property wheresoever and whatsoever, I give, devise and bequeath to my son, Thomas W. Gaughen, if he survives me by sixty (60) days. If he does not survive me, then I give, devise and bequeath the remainder to my grandchildren under the terms of paragraph SIXTH. I also exercise any power of appointment I may have under any document and provide for any monies or property to be given to my son, Thomas W. Gaughen. ~ -2- October 8, 1998 FIFTH: If my son, Thomas W. Gaughen, does not survive me by sixty (60) days, I give, devise, and bequeath all the rest, residue, and remainder of my estate in equal shares to my grandchildren, Kevin, Grant, Porsha and Warren Gaughen, per stirpes. If any of my grandchildren are a beneficiary under this paragraph FIFTH or under paragraph THIRD and have not reached age thirty (30) at the time of my death then that part of my estate passing to them shall be held in Trust as hereinafter set forth. If my son, Thomas W. Gaughen, disclaims any portion of my estate passing to him under Paragraphs SECOND and FOURTH hereof, said disclaimed portion shall pass under this Paragraph FIFTH. SIXTH: If any of the beneficiaries are under age thirty (30) when they take under the terms provided herein then the monies passing to them shall be held in Trust by Patricia Armstrong Morgan and Gloria Dillree as Co-Trustees (hereinafter collectively referred to as "Trustee"), for the benefit of such beneficiary or beneficiaries, and so much of the income therefrom and so much of the corpus thereof as may from time to time be deemed to be necessary in the sole discretion of my Trustees shall be used, paid and applied for the support, health, comfort, maintenance and education of such beneficiary or beneficiaries. The Trustee shall from time to time add to the corpus any surplus income. As each beneficiary attains the age of thirty (30) years, the fund then held for his or her benefit shall be paid and distributed to such beneficiary or beneficiaries but if such person shall die prior thereto, the balance shall be distributed to his or her executor or administrator. -3- October 8, 1998 SEVENTH: My Executor shall, in his absolute discretion, determine any available elections under the Internal Revenue Code of 1986 or that are in effect at the time of my death. EIGHTH: I direct that neither the Trustees, nor any Executor/Executrix, or other fiduciary named, nominated, or appointed in this, my last will and testament, shall be required to post any bond or give any security of any type for any purpose whatsoever, any law or rule of court of the Commonwealth of Pennsylvania or any other jurisdiction to the contrary notwithstanding. NINTH: My Executor/Executrix or other fiduciary named, nominated or appointed in this my last will and testament and their successors shall have the following powers (if applicable) in addition to those vested in them by law or by other provisions of this will or any trust agreement, to be exercised by them in their absolute discretion, which powers shall be applicable to all property held by them, effective without the order of any court and until the actual distribution of all such property: A. To retain, as investments of my estate or trust, any or all assets of my estate, real, personal, or mixed, without regard to any principal of diversification, and to purchase and acquire real or personal property, and to hold any or all of such real and personal property retained or acquired without making the same productive of income; B. To permit any beneficiary to occupy any real estate retained or acquired upon such terms and conditions as my fiduciary shall deem proper; -4- October 8, 1998 C. To invest and reinvest at discretion without restriction to so called "legal investments," with the specific right to invest in common and preferred stocks, and in such common trust, diversified, money market and mutual funds as they deem appropriate; D. To sell, to grant options for the sale of, or otherwise convert any real or personal property or interest therein, at public or private sale, for such prices, at such time, in such manner and upon such terms as they may think proper, and to execute and deliver good and sufficient conveyances, assignments and transfers thereof without liability of any purchaser to see to the application of the purchase money; E. To compromise and arbitrate claims by or against my estate or any trust created hereunder; F. To make distributions in cash or kind, or partly in each at valuations fixed by my Executor and Trustee at the time of distribution; G. To join in any recapitalization, merger, reorganization or voting trust plan affecting investments; to deposit securities under agreement; to subscribe for stock and bond privileges; and generally to exercise all rights of security holders; H. To manage, operate, repair, alter or improve real estate or other property, and to lease real estate and other property upon such terms and for such period as my Executor and Trustee deem advisable even for more than five years and beyond the duration of any trust; -5- October 8, 1998 I. To deduct administration expenses upon either the federal estate tax return or fiduciary income tax return, with or without adjustment between principal and income, as my Executor shall determine; J. To associate with them in the absence of a corporate fiduciary, an accountant, custodian and investment advisor, and their agents and to compensate such accountant, custodian and investment advisor, and agents out of principal or income or both as my Executor or Trustee shall determine, such compensation to be a reduction to the compensation of my Executor or Trustee; K. To carry out the terms of any agreement I may have entered into to sell all or any part of any property or any interest I may own in any business at the time of my death; L. To execute and deliver any written instruments that they may deem advisable to carry out any power, duty, or discretion granted to them, and all persons shall be fully protected in relying upon their power to execute every such instrument and no one shall be obligated to see to the application by them of any money or property received by them pursuant to the execution and delivery of any such instrument; M. Any Executor or Trustee may delegate any or all of his/her powers, duties and discretions to any other Executor or Trustee by an instrument in writing and may revoke such delegation at will in the same manner. In this regard, the Executor of my estate shall have full authority to change the Trustee named herein to any corporate Trustee of their choosing, so long as this power does not constitute a general power of appointment or -6- October 8, 1998 result in the imposition of additional taxes, in which case, said authority is rescinded or limited so as to preclude such inclusion; N. To do all other acts and things necessary or appropriate in the management, administration and distribution of my estate; and O. To make any election provided for in the Internal Revenue Code with respect to all or any part of my estate qualifying for any such election. TENTH: Not withstanding any other provision hereof, the Trustee, may, in its sole and absolute discretion, at any time terminate any or all Trust created hereunder if in the judgment of such Trustee the value thereof is insufficient to warrant the cost and inconveniences of continued administration, or if, in its judgment continued administration is otherwise impractical. Upon such termination the entire balance remaining shall be paid over to the current income beneficiary, then in equal shares to all income beneficiaries (whether or not then receiving income in equal shares). In making such a judgment, such Trustee need not consider the interest of remaindermen or succe~ding income beneficiaries and their respective interest in the Trust shall cease upon such determination by such Trustee. ELEVENTH: My Executor and Trustee shall pay all estate, inheritance and other death taxes, together with interest and penalties, which shall be payable with respect to property or interests subject to taxation by reason of my death and whether passing under my will or any codicil, or otherwise, including jointly held and other non-testamentary property. My Executor and Trustee shall pay the same out of the principal of the residuary -7- October 8, 1998 unless otherwise required by law. Trustee may advance to my Executor from the principal of the Trust such amount as may be required by my Executor for the payment of such taxes. Notwithstanding the foregoing, I authorize my Executor to exercise any options available in determining, minimizing and paying taxes of my estate as my Executor may at his sole discretion deem appropriate. TWELFTH: Any and all payment or payments of any sum or sums, whether in cash or in kind and whether of principal or income, payable to any beneficiary, shall be free from anticipation, alienation, assignment, attachment, and pledge, and free from control by the creditors of any such beneficiary. THIRTEENTH: I appoint Patricia Armstrong Morgan as Executrix of this, my last will and testament, but should she for any reason fail to qualify as such Executrix, or having qualified fail to serve as such Executrix, then I nominate, constitute, and appoint my son, Thomas W. Gaughen, as my Executor of this, my last will and testament. I understand that I may choose anyone to act in this latter capacity and have voluntarily requested that Patricia Armstrong Morgan be named Executrix. I intend that any Executor/Executrix or Trustee serving hereunder be compensated for their services in addition to any other monies they may receive. FOURTEENTH: Words used in the singular may be read to include the plural or the plural may be read as the singular. Similarly, the masculine form may be read to include the feminine and neuter; the feminine may be read to include the masculine and neuter; and the neuter may be read to include the masculine and feminine. -8- October 8, 1998 FIFTEENTH: Finally, all references in this will to issue shall include natural born children as well as adopted children. IN WITNESS WHEREOF, I have hereunto set my hand and seal to this, my last will and testament, consisting of nine (9) typewritten pages, this 8th day of October, 1998. J1~j~ Signed, sealed, published, and declared by the above named Testatrix, Lorena G. Gaughen, as and for her last will and testament, in the sight and presence of us, who, at his/her request, in his/her sight and presence, and in the sight and presence of each other, have hereunto subscribed our names as witnesses. ,?/~ )/:iJd ~ I Address 2/2.. Locusf 5+. ~t:4. 84 17 loB Address S-o$" s~.w Sf (AteL'5/~ t7;/ J ) ft -9- October 8, 1998 COMMONWEALTH OF PENNSYLVANIA COUNTY OF We, Lorena G. Gaughen, the Testatrix and the witnesses, respectively, whose names are signed to the Last Will and Testament, being first duly sworn, do hereby declare to the undersigned authority that the Testatrix signed and executed the instrument as her Last Will and Testament that she had signed willingly, and that she executed it as her free and voluntary act for the purposes therein expressed, and that each of the witnesses, in the presence and hearing of the Testatrix, signed the will as witness and that to the best of his or her knowledge the Testatrix was at that time eighteen (18) years of age or older, of sound mind and under no constraint or undue influence. ./ t/~~ Subscribed, sworn to and acknowledged before me by Lorena G. Testatrix, and subscribed and sworn to before me by Pamela II. WtJs..SVt) IohfJ Ii. A /2ClfYJOrCA-. Gaughen, and , this 8th day of October, 1998. ~Ii~ My Commission Expires: Notarial Seal Rhonda Heffelfinger, Notary PubUo Harrisburg. Dauphin Coulity , My Commission Expires March 1S. 2000 Member. Pennsylvania Association of Notaries F.ICLlENTSIMISCIGAUGHENIWILLS\2WILL.WPD :Jlomas. :Jlomas. A7JW1ls!!I"I{)7/u/ & ~sen :lItlorneys arul Counsellors al Law SUITE 500 212 LOCUST STREET P. O. Box 9500 HARR[SBURG, PA [7[08-9500 www.ttanlaw.com PATRTCIA ARMSTRONG FIRM (7[7) 255-7600 CHARLES E. THOMAS (1913 - 1998) DiITct Dial: (717) 255-7627 E-Mail: parmstrongril:ttanlaw.com FAX (717) 236-8278 May 7,2001 Mary C. Lewis Register of Wills Cumberland County Courthouse 1 Courthouse Square Carlisle, PA 17013-3387 In re: Estate of Lorena G. Gaughen Late of Cumberland County Date of Death: February 10, 2001 County File No.: 2001:ot)2=l. OJ D 7 Dear Ms. Lewis: Enclosed is a check in the amount of $22,500 for payment during the discount period on the above referenced estate. If you have any questions, please contact the undersigned. Very truly yours, THOMAS, THOMAS, ARMSTRONG & NIESEN By <~:i~u~ Enclosures F :\CLI ENTS\MISC\GAUGHEN\Probate\01 0507. wpd E --- CERTIFICATION OF NOTICE UNDER RULE 5.6(a) Name of Decedent: Lorena G. Gauahen Date of Death: Februarv 10. 2001 \.;' Will No. 2001-~;2 0, Admin. No. To the Register: I certify that notice of beneficial interest required by Rule 5.6(a) of the Orphans' Court Rules was served on or mailed to the following beneficiaries of the above--captioned estate on March 7, 2001: Name Address Gloria A. Dillree Richard L. Rickert 2208 Logan Street, Camp Hill, PA 17011 2208 Logan Street, Camp Hill, PA 17011 Beverly Stone 15 King's Arms, Mechanicsburg, PA 17055 Kathryn Armstrong 3600 Logan Street, Camp Hill, PA 17011 153 Glendale Street, Carlisle, PA 17013 Susan Marlene Shank Dennis Shank 153 Glendale Street, Carlisle, PA 17013 Kirby Shank 45 Chestnut Street, Telford, PA 18969 Kyra Shank 45 Chestnut Street, Telford, PA 18969 Christopher Shank 420 West Union Street, 3rd Floor, West Chester, P A 19382 Todd Shank 153 Glendale Street, Carlisle, PA 17013 Phyllis Shanahan 4855 Grover Street, Omaha, Nebraska 68106 Suzanne Palkovic 5 Chrisma Drive, Camp Hill, PA 17011 5 Chrisma Drive, Camp Hill, PA 17011 Alex Jeffrey Palkovic Katelyn Elizabeth Palkovic 5 Chrisma Drive, Camp Hill, PA 17011 Thomas Gaughen P.O. Box 686, Camp Hill, PA 17001-0686 Kevin Gaughen P.O. Box 686, Camp Hill, PA 17001-0686 Grant Gaughen P.O. Box 686, Camp Hill, PA 17001-0686 Porsha Gaughen P.O. Box 686, Camp Hill, PA 17001-0686 Warren Gaughen P.O. Box 686, Camp Hill, PA 17001-0686 Doris & J. Richard Washinger 128 Minnich Road, Chambersburg, PA 17201 Susan Grobaski 05505 Denise Road, Boyne Falls, MI 49713-9729 !) '" .-. Martin Shanahan 261 E. 3rd Street, Wahoo, Nebraska 68066 Good Shepherd Catholic Church 3435',Trindle Road, Camp Hill, PA 17011 Notice has now been given to all persons entitled thereto under Rule 5.6(a) except N/A Date: fY)axtA /1 2CJdl ) ~7~ . /' - 1 \'" t:LLL~U lSignature ~ Name Patricia Armstrong. Esquire Address 212 Locust Street, P.O. Box 9500 Harrisburq, PA 17108-9500 Telephone (717) 255-7600 Capacity: Personal Representative X Counsel for personal representative Adopted April 30, 1992, to apply to decedents dying on or after July 1, 1992. F:\CLlENTS\MISC\GAUGHEN\Probate\CERT5.6A. wpd \ \ \ \ \ \ , \ \ \ \ \ \ \ \ \ \ \ , \ r \ t \ ( 1 " '" \ l \ \ \ \ \ \ \. , -~ .p.,',. ~' i1 . ~ ~ ~ a: cD c,D It) U) C1) .. 4- 4- o % ~ ....t- wo. '4.iii ~t; 0 aw UJ ~o ct. >- a ..J (/)..1 ~ io :: 'fa ~ t:u.. \'5 - ..~.,~ .,--_. I I 1 \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ ~\ ::!\ ~\ ffi\ 'W\ - \ ~\ 1 \ \ \ \ \ \ \.' '.. '.. . ", .~ c ~ I.1l I.1l 0- .:t \ ..0 ... I ~ ... 0 a: tu ~ Z Ul fS) g ... Ul ffi ex: ~ u- o o . o .0 . o o .., . at N .. ~ tz ".:> o ~ g .., N tu .. .... o ... o :;;( 0. tz ".:> o ~ ;;i. '0 l- ,,-_. .\,\1 r U1 ... ~ a.: f.!) 04 W w 1: ex:. m o ~ I- meSa: %~a:~ ~(/)tz~ wo".:> (/)0% ~ \ \ I 1 I t I I t I I l I I I ! r [ " ( I i !:o 1m !~ lm 1:0 10 111 l:E l~ I 1 1 I I l f [ I I I ! I r r I [ ! I ! [ W m )> r n :r: fJ1 n ;'Ii; . ::II 0 (") m ~ 0 s:: m ~ 5i ~ n~ @ ruo !; ......~ ~ ....-i m 0:J: rn ...... ]') ru r 8 ! ... t:I ..... o ..... fa) :0 m (') m <: %J 3m f1\ >>0 G'J 2~ - en -4 rn.. ~ b ~ r )> s:: o c z ; 'H~..( \ "'D ,I'J.t '~-I' 0, . 1:1 o ~ > o-~ '0 -> .ont ..... I\) o o ..... " , \',,- ... ~ -i m o -n o-~ .....-< ru3: ~ .....-i N o o .... i2 o :r:: :!! m g} ,... Cf) m m-4 Z)> rrF -I ...~ m z > 3: m ~ 1>0 ~ ri,9l ~ ~ 8 ~ Z-i ... ~ t -I rf.~ 2 0 o ~ 'oJ Z J> Q CD CO Z " I\) ~ 0 ~ .... I ... 0- I .f:" .0 W W ~ ,~ ~ ~ x m :II m '"",-..,.,,_._.:,,._:l;,._-c;;.~'.--,:;':.:.-.., J:"ONJ> 1> -;.JJ J'JOfU3 %J eft ...qiO r -t cooOJ'J m><no c: c:z 1:I..oCDGl G'U.J -t · 0 '"0 om>> "'0 -t..... J> :Q~ rn.... fJ10 .... -4- 'oJ 1> .... o OJ , .0 (J o o ... o ..... . ro .. .0 -.J ..... W .0 I :II m o m <: m o 'TI :II o ~ )> z(')~ cOm)> s::ZW(') t:O:dWZ mo:!: ::IIr~ -I )> s:: o c Z -I :J:OCDoa >mcmo ~~i1~~ ~~l:~~ C(5Om~ ~~"TIzm - Z -i > :!! co!:! .... <"TI:J: ~ 6:00 - cm-n I\) ><~ 0> r-mrFi Si!~' ....zz (5 .cz )(m(/] m -< In !< > z ;; o 'TI 'TI - n - )> r- :u m n m - "'0 -I Z % m ::0 =i )>"'U Zm OZ mZ )>0 Z-< C~ m)> 0Z ...- )>)> ... m ~ >< [ l I I i f I I r [ ! [ I I I r I I I I t I [ i Z o ~ .... U) 0') """-' .... --.I 1 ~(')' jt ';It" ~ :JJ;l[)malJ9 :JJ;l[)malJ9 AlIW1llJ!1l"I[)7/u/ & ~lJtBn :Jlttonuu/s ami Counsellors at kw SUITE 500 212 LOCUST STREET P. O. Box 9500 HARRISBURG, PA J7108-9500 www.ttanlaw.com PATRICIA ARMSTRONG Direct Dial: (717) 255-7627 E-Mail: parmstrong@ttanlaw.com FIRM (717) 255-7600 FAX (717) 236-8278 CHARLES E. THOMAS (1913 - 1998) June 19, 2001 Ms. Mary C. Lewis Cumberland County Register of Wills Cumberland County Courthouse 1 Courthouse Square Carlisle, PA 17013-3387 In re: Estate of Lorena G. Gaughen Date of Death: February 10, 2001 Social Security Number: 201-16-4933 File Number: 2001-0027 ;)1)1 PA Number: 21-2001-060 Dear Ms. Lewis: Would you kindly acknowledge receipt by dating and stamping the attached copy of this letter. Enclosed in duplicate is the Pennsylvania Inheritance Tax Return (Schedules A, B, E, H, I, and J) together with the following: 1 . Copy of decedent's will dated October 8, 1998; 2. A check in the amount of $2,971.39 payable to the Register of Wills for the Inheritance Taxes due; 3. There is no Federal Estate Tax Return; and 4. A check in the amount of $15.00 to cover the cost of filing the Return. Very truly yours, Enclosure F :\CLl ENTS\MISC\GAUGHEN\Probate\01 0619RegofWiIIs. wpd THOMAS, THOMAS, ARMSTRONG & NIESEN By 77::rr~ Q~] Iv ~i~ia Armstrong d / t., ;v;; -t BUREAU OF INDIVIDUAL TAXES INHERITANCE TAX DIVISION DEPT. 280601 HARRISBURG, PA 17128-0601 COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF REVENUE NOTICE OF INHERITANCE TAX APPRAISEMENT~ ALLOWANCE OR DISALLOWANCE OF DEDUCTIONS AND ASSESSMENT OF TAX PATRICIA ARMSTRONG ESQ THOMAS ETAl PO BOX 9500 HBG PA ~rl08 DATE ESTATE OF DATE OF DEATH FILE NUMBER COUNTY ACN 07-30-2001 GAUGHEN 02-10-2001 21 01-0207 CUMBERLAND 101 5;* REY-ISO EX AFP Cl2-DDl LORENA G Amount Remitted MAKE CHECK PAYABLE AND REMIT PAYMENT TO: REGISTER OF WILLS CUMBERLAND CO COURT HOUSE CARLISLE~ PA 17013 CUT ALONG THIS LINE ~ RETAIN LOWER PORTION FOR YOUR RECORDS ~ REV=is'4;-EX-AFP--n2:iioY-NOTicE--Oi=-YNHEifiTANCE-YAX-APPRAiSEMENT,--AL1-oWANCE-oi----------------- DISALLOWANCE OF DEDUCTIONS AND ASSESSMENT OF TAX ESTATE OF GAUGH EN LORENA G FILE NO. 21 01-0207 ACN 101 DATE 07-30-2001 TAX RETURN WAS: (X) ACCEPTED AS FILED CHANGED NOTE: I~ an assessment was issued previously, lines 14, 15 and/or 16, 17, 18 and 19 will re~lect ~igures that include the total o~ ALL returns assessed to date. ASSESSMENT OF TAX: 15. Amount of Line 14 at Spousal rate (15) 16. Amount of Line 14 taxable at Lineal/Class A rate (16) 17. Amount of Line 14 at Sibling rate (17) 18. Amount of Line 14 taxable at Collateral/Class B rate (18) 19. Principal Tax Due .00 X 00 = .00 139~013.43 X 045 = 6~255.60 .00 X 12 = .00 136,000.00 X 15 = 20,400.00 (19)= 26,655.60 RESERVATION CONCERNING FUTURE INTEREST - SEE REVERSE APPRAISED VALUE OF RETURN BASED ON: ORIGINAL RETURN 1. Real Estate (Schedule A) 2. Stocks and Bonds (Schedule B) 3. Closely Held Stock/Partnership Interest (Schedule C) 4. Mortgages/Notes Receivable (Schedule D) 5. Cash/Bank Deposits/Misc. Personal Property (Schedule E) 6. Jointly Owned Property (Schedule F) 7. Transfers (Schedule G) 8. Total Assets (1) (2) (3) (4) (5) (6) (7) .00 268,168.54 .00 .00 37,988.67 .00 .00 (8) APPROVED DEDUCTIONS AND EXEMPTIONS: 9. Funeral Expenses/Adm. Costs/Misc. Expenses (Schedule H) 10. Debts/Mortgage Liabilities/Liens (Schedule I) 11. Total Deductions 12. Net Value of Tax Return 13. Charitable/Governmental Bequests; Non-elected 9113 Trusts (Schedule J) 14. Net Value of Estate Subject to Tax (9) (10) 18,573.24 2.570.54 (11) (12) (13) (14) NOTE: To insure proper credit to your account, submit the upper portion of this form with your tax payment. 306,157.21 21.143 18 285,013.43 10~000.00 275,013.43 TAX CREDITS: PAYMENT RECEIPT DISCOUNT (+) AMOUNT PAID DATE NUMBER INTEREST/PEN PAID (-) 05-08-2001 AA496566 1~184.21 22,500.00 06-19-2001 AA496747 .00 2,971.39 TOTAL TAX CREDIT 26~655.60 BALANCE OF TAX DUE .00 INTEREST AND PEN. .00 TOTAL DUE .00 . IF PAID AFTER DATE INDICATED, SEE REVERSE FOR CALCULATION OF ADDITIONAL INTEREST. ( IF TOTAL DUE IS LESS THAN $1, NO PAYMENT IS REQUIRED. IF TOTAL DUE IS REFLECTED AS A "CREDIT" (CR)~ YOU MAY BE DUE A DC'C'IINn ~I=I= RI=UFRSI' SIDE OF THIS FORM FOR INSTRUCTIONS.) PLEASE FILE THIS REPORT WITHIN TWO YEARS OF DATE OF DEATH REGARDLESS OF THE STATUS OF THE EST ATE. IF EST ATE IS NOT COMPLETED, FILE a 6.12 FORM YEARLY UNTIL COMPLETION /,/. )f~ / <------' STATUS REPORT UNDER RULE 6.12 Name of Decedent: Lorena G. Gaughen Date of Death: 02/10/01 Will No.: Admin. No.: 21-207-2001 Pursuant to Rule 6.12 of the Supreme Court Orphans' Court Rules, I report the following with respect to completion of the administration of the above-captioned estate: 1. State whether administration of the estate is complete: Yes x No 2. If the answer is No, state when the personal representative reasonably believes that the administration will be complete: 3. If the answer to No.1 is yes, state the following: A. Did the personal representative file a final account with the court? Yes No x B. The separate Orphans' Court No. (if any) for the personal representative's account IS: C. Did the personal representative state an account informally to the parties in interest? Yes x No D. Copies of receipts, releases, joinders and approvals of formal or informal accounts may be filed with the Clerk of the Orphans' Court and may be attached to this report. ceiL~ )~''f ( 19nature' U Date: /(;L/D/b I I I r- Patricia Armstrong Name (Please type or print) - - 212 Locust Street Suite 500, Harrisburg, P A 17101 Address 0... 5 . :~iJ 1I.1ii 0) (MAH:rmt/ Alvct.'tI. c..J Cl p aj ~.,Cl ..;:: s:: (1)= ~jC5 (717) 255-7627 Telephone No. Capacity: Personal Representative X Counsel for Personal Representative RW.-27