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HomeMy WebLinkAbout01-0387 PETITION FOR PROBATE and GRANT OF LETTERS ~/- 0 1- 3 fi7 Estate of william F. Sutphen No. also known as To: William F _ Sutphen, Sr Register of Wills for the . Deceased. County of Cumberland in the Social Security No. 1 I} 6-1 0- 51 4 q Commonwealth of Pennsylvania The petition of the undersigned respectfully represents that: Your petitioner(s), who is/are 18 years of age or older an the execut rj y in the last will of the above decedent, dated September 21 r and codicil(s) dated named ,19~ (state relevant circnmstances, e.g. renunciation, death of executor, etc.) Decendent was domiciled at death in Cumberland County, Pennsylvania, with h is last family or principal residence at 506 Benton Road Borough of Camp Hill (list street, number and muncipality) Decendent, then 79 years of age, died January 24, 2001 at Harrisburqr Hospital Except as follows, decedent did not marry, was not divorced and did not have a child born or adopted after execution of the will offered for probate; was not the victim of a killing and was never adjudicated incompetent: Decendent at death owned property with estimated values as follows: (If domiciled in Pa.) All personal property (If not domiciled in Pa.) Personal property in Pennsylvania (If not domiciled in Pa.) Personal property in County Value of real estate in Pennsylvania situated as follows: $ 1 4,000 00 $ $ $ None WHEREFORE, petitioner(s) respectfully request(s) the probate of the last will and codicil(s) presented herewith and the grant of letters Testamentary (testamentary; administration c.La.; administration d.b.n.c.La.) theron. V> V u t:: v ~3 v ..... Ct:v C "00 c',= ~',= 3~ v<..., ~ 0 Cti c eo Ci3 ~. ~~L.~.'~ /r;!0(J~~ Nila J~ Sutp~n SOh Rpnrnn Rnrln Camp Hill, PA 17011 OATH OF PERSONAL REPRESENTATIVE COMMONWEALTH OF PENNSYLVANIA I -.~ COUNTY OF CUMBERLAND J s~ The petitioner(s) above-named swear(s) or affirm(s) that the statements in the foregoing petition are true and correct to the best of the knowledge ~nd belief of petitioner(s) and that as personal represen- tative(s) of the above decedent petitioner(s) will well and truly administer the estate according to law. ~ . -rL .1- ,- 7~.C:,-, /r v/~-p~ Nila ~ Sutplten sw.orn. to or affirmed ~d subs cribedJ before~ me this / '7 ~~i of ~ ~ 2~ 'tTh..1';:! UI jJ4'. /::,(2. ~f~ l.fl.t I . Q' Register (, - :2 ::i.Lf -- 0 ~ ~. ~ l::l ...... ~ ~ ~ Estate of No. 21-01-387 WILLIAM F. SUTPHEN a/k/a WILLIAM F. SUTPHEN, SR. , Deceased DECREE OF PROBATE AND GRANT OF LETTERS AND NOW APRIL 18th 2~, in consideration of the petition on the reverse side hereof, satisfactory proof having been presented before me, IT IS DECREED that the instrument(s) dated September 21, 1995 described therein be admitted to probate and filed of record as the last will of William F. Sutphen a/k/a William F. Sutphen, Sr. and Letters Testamentary are hereby granted to Nila J. Sutphen /J}(},C~ :;(v.LUt()', ~j. (/. t( . )r.:;,L;;U; i11JO~ / ) /. Register of Wills . FEES Probate, Letters, Etc. ......... $ 50.00 Short Certificates( 2) . . . . . . . . .. $ 6.00 ~~X~~~K EXTRA.fGS.12. $ 36.00 JCP $ 5.00 TOTAL _ $ 97.00 Filed . AP.E.lL. .1.a" .2.QQl................. Jerry R. Duffie (09601) Johnson, Duffie, Stewart & Weidner ATTORNEY (Sup. Ct. I.D. No.) 301 Market St., P. O. Box 109 T,~m{")ynE' 1 p~ 17043-0109 ADDRESS (717) 761-4540 PHONE MAILED LETTERS APRIL 18, 2001 HI05,905 REV,(09/00) This is to certifY that this is a true copy of the record which is on file in the Pennsylvania Division of Vital Records In accordance with Act 66, P.L. 304, approved by the General Assembly, June 29, 1953. WARNING: It is illegal to duplicate this copy by photostat or photograph. ~~S.~/~. Robert S. <ZbJnerman, Jr., MPH Secretary of Health No. ~II~ Charles Hardester State Registrar 1368669 FEB 0 8 2001 Date 'l"YPE/PRINT IN PERMANENT IIUCl( 1Nt( COMMONWEALTH OF PENNSYLVANIA. DEPARTMENT OF UEALTH · VITAL RECORDS CERTIFICATE OF DEATH ~o Hl05.143R....2187 NAME OF DECEDENT IF..., _, ,..., SEX STATE FilE NUM8E.R SOCIAL SECURITY NUMBER eX lit. Dauphin DEceDENT'S USUAL OCCU_ION (GMo kIf'd oI"""k done dufong mosr oI-u.a Ille: do.... use ....ed ) . l1L Manager 1110. DEceDENT'S UAIlING AOOAESS (SIt.... c..,rtOwn, sr... Z-", Code) 506 Benton Road ... Camp Hill, Pa 17011 Sr UNDER. OIlY J. Male 3. 156 10 s. 79 COUNTY OF OERH Y... BiRTHPLACE ~C.ty~.c:I PLACE ~ DEAJ'H fCt.eck oNy iY'e - -;ee 'flSltUCI.oo-s on 0Ihef 'JIOe) Stale Of f cre.gn COlItlIrvJ HOSPITAL; Elizabeth,NJ InpaI_~ E~.._ 0 T, ... FACilITY NAUE in nor onsM\J_. !;lYe "'eel and number. '7b. Counoy Did - "in. (,'l1rrnprl ;uvl -..nip1 .Td.lXI ~~'::::oI UOTHER'S NAME iF.... UodclIe. _ Surnamel It. Catherine F INFORMANT'S MAIUNG AllIlAESS (SIr_ Cityno-. S1aIe, Z-op Codel 2Gb. 506 Benton Road Camp Hill, Pa 17011 Pt.ACE OF DISPOSITION. N..... 01 c-ery. C.....a1ory LOCATION - C;tyno-, St.... Z-op Code Of au- "'- lWp. ciIy_. _"""'S1al.o 21e. Harrisbur Pa ~ ~ff~tpgt1701 2311. 23c. '^"5 CASE REFERRED TO UEDICAl. W~INEAlCORONER1 ..... 0/""'0 NoD at. I Approxima.. PART II: OINt signirteanC c:ondiIions conuibuting to dI.~. but I _ _ .... resuttirw.ln ttMo undertyWwJ.,.... vi- n PIVlT I. : 0ftMl and dnCh I \ :: d. WERE AUTOPSY FINDINGS A1AILABlE PRIOR 10 COMP\.ET1ON OF CAUse OF DEATH? MANNER OF DEATH Halur" Aj o o DATE OF INJURY (Mono., Day, 'featl T1UE OF INJURY INJURY AT WORK? DESCRIBE HOW INJURY OCCURRED. Accidenl Hom;cide P.nding _iga'ion o o o ~CE OF INJURY. "'home, 1.'m~;....IO<:1"", offic. bo-.g, Ole. ,Spec..,1 JOe. 'tile 0 NoD Yes D "MEDICAL EXAMINER/COAONER On the b..i. of ...min.tion and/or investigation. in my opinion, de.th occuned at the time. date, and place, i1nd due to the c.use(a) and manner as It.ted.. . . . . . . . . . . . . . . . . . . . _ . . . . . . _ _ . . _ . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . .. . . . . . 31.. REGISTRAR'S SIGNATURE AND NUMBER o NoD SuCide Couad noc be drRtermlned 2'" 2.... CERTIFIER ,Check oniy onel 'CERTIFYING PHYSICIAN (Phys.oan ceftlf'ylng caused death Whet' anOlher pl\VSlCoan nas Pfonounced dealtl ana ccmpAeted lIem 23l To the be8I of my know'-dge, dee'" occu"""" due to the cause(.. and manner.. lbitec:l. . . . . . . . . . . . . . . . . . . . . . . . . 2tI. >- ~ o w ~ o u.. o w ::l1 -< z 'PAONOUNCJNG AND CERTIFYING PHVSK:IAN (Physcsan both ;>f:)n()unc.og cJeath and cerufVWl91oca~ ot dea"" To the bNt of my know'-dgf!. de.'" occurred at Ihe time. date, and ptace, and due to the c:ause(e. and manner.. staled.. . . . . . . 005359-00010/June 27, 1994/JRD/DKL/35425 ,. . .. .... 21-01-.137 1lLast 30ill aub Qrestameut OF WILLIAM F. SUTPHEN I, WILLIAM F. SUTPHEN A/K/A WILLIAM F. SUTPHEN, SR., of Borough of Camp Hill, Cumberland County, Pennsylvania, declare this to be my last will and revoke any will previously made by me. I. I direct that all my legal debts and funeral expenses, including my gravemarker and all expenses of my last illness, shall be paid, unless otherwise provided, from my residuary estate as soon as practicable after my decease as a part of the expense of the administration of my estate. II. I bequeath my automobiles, household goods and personal effects and other tangible personalty of a like nature (not including cash or securities), together with any existing insurance thereon, to my wife, NILA J. SUTPHEN, provided she shall survive me. Should my wife, NILA J. SUTPHEN, predecease me, I bequeath such tangible personalty and insurance thereon, to my children, BARBARA LEE BARaNOWSKI, WILLIAM F. SUTPHEN, JR., DIANA SUTPHEN SHAW and PATRICIA ANN SUTPHEN, to be divided among them by my Executor with due regard for their personal preferences in as nearly equal shares as practical. III. I give to my Trustee, hereinafter named, to hold IN TRUST (hereinafter referred to as the "Credit Shelter Trust"), in addition to all assets received directly by Trustee that are excludable from my gross taxable estate for federal estate tax purposes, assets of a total value equal to the largest amount, if any, that can be passed free of federal estate tax by reason of the unitied credit and any other credits available for federal estate tax purposes except: .~ 005359-00010/June 27, 1994/JRD/DKL/35425 ... . '.; . , . (i) The state death tax credit to the extent the use would require an increase in the amount of state death taxes paid; and (ii) The credit for tax on prior transfers to the extent that credit arises from transfers to me from individuals who die after me. Such latter amount shall be reduced by the value for federal estate tax purposes of any gift which do not qualify for the marital or charitable deduction made by me under this Will, or otherwise, and further reduced by an amount equal to the sum of all charges to principal, except death taxes (since I direct hereafter that such death taxes be paid from this Trust), that are not deducted in computing my federal estate tax. I recognize that depending upon the amount of bequests under my Will, my non-testamentary dispositions, the amount of state death taxes and administration expenses, and other factors, this Trust might be nonexistent or might consume all estate assets, so that no assets may remain to pass outright to my wife pursuant to the residuary gift. The assets of the Credit Shelter Trust shall be held by the Trustee and distributed on the following terms: A. During the lifetime of my wife, NIL A J. SUTPHEN, Trustee shall pay and distribute to her or for her benefit the entire net income therefrom, which payments shall be made to her periodically, but not less frequently than quarterly. In addition, Trustee shall from time to time pay to my wife, or apply directly for her benefit, as much of the principal of this Credit Shelter Trust as my Trustee may consider desirable for her health, maintenance and support, after considering all resources available to her. B. My wife, NILA J. SUTPHEN, shall have the right to withdraw annually the greater of Five Thousand ($5,000.00) Dollars or five (5 %) percent of the principal of this Credit Shelter Trust valued at the end of the calendar year in which the withdrawal is made. -2- 005359-00010/June 27, 1994/JRD/DKL/35425 The right of withdrawal shall be exercised only in writing and delivered to the Trustee in the lifetime of my wife and the right of withdrawal shall be noncumulative. C. Upon the death of my wife, NILA J. SUTPHEN, or at my death if my wife, NILA J. SUTPHEN, shall predecease me, Trustee shall distribute all assets and the principal of the Credit Shelter Trust to my son, WILLIAM F. SUTPHEN, JR. In the event that my son, WILLIAM F. SUTPHEN, JR., is not then living, then the Trustee shall distribute all assets and the principal of the Credit Shelter Trust to my daughter-in-law, KAREN L. SUTPHEN IV. I devise and bequeath the residue of my estate of every nature and wherever situate to my wife, NILA J. SUTPHEN, provided she shall survive me. V. Should my wife, NILA J. SUTPHEN, predecease me, I devise to my son, WILLIAM F. SUTPHEN, JR., all that certain 4.743 acre tract situate in Monroe Township, Cumberland County, Pennsylvania, being Lot No.1, Plan of Lots of Paul R. Souder, recorded in the Office of the Recorder of Deeds of Cumberland County in Plan Book 22, Page 185, being more particularly bounded and described in Deed, dated June 29, 1988, recorded in the Oftice of the Recorder of Deeds of Cumberland County in Deed Book L, Volume 33, Page 273, and I devise to my son, WILLIAM F. SUTPHEN, JR., all that certain .775 acre tract, situate in Monroe Township, Cumberland County, Pennsylvania, being more particularly described in Deed, dated June 29, 1988, recorded in the Office of the Recorder of Deeds of Cumberland County in Deed Book L, Volume 33, Page 270. In the event that my son, WILLIAM F. SUTPHEN, JR., shall predecease me then I devise both parcels of real estate, as described in this Paragraph V, to my daughter-in-law, KAREN L. SUTPHEN. VI. Should my wife, NILA J. SUTPHEN, predecease me, I bequeath to my son, WILLIAM F. SUTPHEN, JR., an amount equal to the amount due and payable to me as of the date of death as a result -3- 005359-00010/June 27, 1994/JRD/DKL/35425 of loans made by me to Lawns Unlimited, Inc., provided that my son, WILLIAM F. SUTPHEN, JR., shall loan said amount to Lawns Unlimited, Inc. and Lawns Unlimited, Inc. shall pay to the Executor as an asset of my estate the amount due and payable as of the date of death as a result of said loans. VII. Should my wife, NIL A J. SUTPHEN, predecease me, I bequeath to my son, WILLIAM F. SUTPHEN, JR., all shares of common stock of Lawns Unlimited, Inc. owned by me. In the event that my son, WILLIAM F. SUTPHEN, JR., shall predecease me, then I bequeath said shares of common stock to my daughter-in-law, KAREN L. SUTPHEN. VIII. Should my wife, NILA J. SUTPHEN, predecease me, I devise and bequeath the residue of my estate of every nature and wherever situate as follows: A. Two-thirds (2/3rds) thereof, in equal shares, to my children, BARBARA LEE BARaNOWSKI, WILLIAM F. SUTPHEN, JR. and DIANA SUTPHEN SHAW. In the event that any of my said children, BARBARA LEE BARaNOWSKI, WILLIAM F. SUTPHEN, JR. or DIANA SUTPHEN SHAW, shall predecease me then I devise his or her share to his or her then living issue, per stirpes, and in default of said issue said share shall be added to or distributed to the surviving child or children or to the issue of a deceased child named in this Paragraph VIII-A. B. Twenty (20%) percent thereof to the Trustee, hereinafter named, IN TRUST, for the following uses and purposes: (1) To hold, manage, invest and reinvest the shares so received and distribute the net income (not principal) from time to time as follows: (a) During the lifetime of my daughter , PATRICIA ANN SUTPHEN, Trustee shall pay all or so much of the income, as -4- 005359-00010/June 27, 1994/JRD/DKL/35425 Trustee shall determine in its sole and absolute discretion, periodically to and for the support, maintenance and welfare and benefit of my daughter, PATRICIA ANN SUTPHEN, or may, in Trustee's sole and absolute discretion, add part or all of the income to principal and to be invested as principal. (b) Trustee shall have the complete discretion as to how much of the income shall be used for such purpose and may pay so much of the income as Trustee shall determine, in its sole and absolute discretion, to any person or institution having the care of my daughter, PATRICIA ANN SUTPHEN, without liability on the part of Trustee to see to the application thereof, or directly to or for the benefit of my daughter, PATRICIA ANN SUTPHEN. (c) It is my intention that the Trustee shall have sole and absolute discretion with respect to the amount and timing of income distributions and that the purpose of this Trust is to supplement governmental benefits and is not intended to replace governmental benefits or to provide what governmental benefits are intended to provide. (2) Upon the death of my daughter, PATRICIA ANN SUTPHEN, Trustee shall, if necessary, pay from any accrued or undistributed income or principal of this Trust. or both, the reasonable funeral expenses for my daughter and thereafter the Trust shall terminate and the then remaining principal balance together with any accrued and undistributed income shall be distributed one-half (1/2) thereof to my grandson, JUSTIN SUTPHEN, and one-half (1/2) thereof, in equal shares, to my children, BARBARA LEE BARONOWSKI, WILLIAM F. SUTPHEN, JR. and DIANA SUTPHEN SHAW. In the event that either my grandson, -5- 005359-OOO10/June 27, 1994/JRD/DKL/35425 JUSTIN SUTPHEN, or any of my children, BARBARA LEE BARaNOWSKI, WILLIAM F. SUTPHEN, JR., or DIANA SUTPHEN SHAW, shall not be then living, then I direct that his or her share shall be distributed to his or her then living issue, per stirpes, and in default of said issue said share shall be added to and distributed to the surviving child or children or to the issue of a deceased child named in this Subparagraph VIII-B(2). C. The balance thereof to the Trustee, hereinafter named, IN TRUST, for the following uses and purposes: (1) To hold, manage, invest and reinvest the shares so received and accumulation of income thereon and to use and apply the income and principal, or so much thereof as, in Trustee's sole and absolute discretion, may be necessary and appropriate for support and education (including trade school and college education, both graduate and undergraduate) of my grandson, JUSTIN SUTPHEN, without regard to his parent's ability to provide for such support and education and to make payments for these purposes, without further responsibility, to my grandson or to my grandson's parent or any person taking care of my grandson. Any income not so applied or used shall be accumulated and added to and thereafter treated as part of the principal. (2) When my grandson, JUSTIN SUTPHEN, shall attain the age of twenty- one (21) years, the Trustee shall pay the net income of the Trust to my grandson in such payments as Trustee shall tind convenient but at least as often as quarter-annually. (3) When my grandson, JUSTIN SUTPHEN, has attained the age of twenty- five (25) years, the Trust shall terminate and Trustee shall distribute the -6- 005359-00010/June 27, 1994/JRD/DKL/35425 then remaining principal together with any accrued and undistributed income to my grandson, JUSTIN SUTPHEN. In the event that my grandson shall die prior to the age of final distribution, then his share shall be distributed to his then living issue, per stirpes, and in default of said issue, his share shall be distributed to my children, BARBARA LEE BARaNOWSKI, WILLIAM F. SUTPHEN, JR., DIANA SUTPHEN SHAW and PATRICIA ANN SUTPHEN. In the event that any of my said children, BARBARA LEE BARaNOWSKI, WILLIAM F. SUTPHEN, JR., DIANA SUTPHEN SHAW or PATRICIA ANN SUTPHEN, shall not be then living, then his or her share shall be distributed to his or her then living issue, per stirpes. IX. If my wife, NIL A J. SUTPHEN, disclaims all or any part of her interest in the residuary gift provided in Paragraph IV, such disclaimed property shall be added to and held and distributed in accordance with the terms of the Credit Shelter Trust. If for any reason the Credit Shelter Trust shall not have been created or shall have been exhausted, such property shall be held and distributed under the same terms as set forth for the Credit Shelter Trust. X. If my wife, NILA J. SUTPHEN, and I shall die under circumstances which render the order of our death uncertain, for purposes of residual marital gift, as set forth in Paragraph IV, it shall be conclusively presumed that my wife survived me. XI. Should any of my issue, except my children, BARBARA LEE BARaNOWSKI, WILLIAM F. SUTPHEN, JR., DIANA SUTPHEN SHAW and PATRICIA ANN SUTPHEN, and further excepting my grandson, JUSTIN SUTPHEN, entitled to a share of my estate not attained the age of twenty-five (25) years at the time of distribution to him or her, I devise and bequeath the share of each such issue to DAUPHIN DEPOSIT BANK AND TRUST CaMP ANY, of Harrisburg, Pennsylvania, IN SEPARATE -7- 005359-00010/June 27, 1994/JRD/DKL/35425 " TRUST, to hold, manage, invest and reinvest the shares so received and the accumulation of income thereon, and to use and apply the income and principal, or such much thereof as, in Trustee's sole and absolute discretion, may be necessary and appropriate for such issue's support and education (including trade school and college education, both graduate and undergraduate) without regard to his or her parent's ability to provide for such support and education and to make payments for these purposes, without further responsibility, to such issue or such issue's parent or to any person taking care of such issue. Any income not so used or applied shall be accumulated and added to and thereafter treated as part of principal. After each such issue shall attain the age twenty-one (21) Trustee shall distribute to each such issue the net annual income from his or her separate trust at least as often as quarter-annually. When each such issue shall attain the age of twenty-five (25) years, his or her separate trust shall terminate and the principal and any accumulated and undistributed income shall be distributed to him or her absolutely. If he or she dies before attaining the age of twenty-five (25) years, the Trust shall terminate and the then remaining principal together with any accumulated and undistributed income shall be distributed to said issue's then living issue, per stirpes, and in default of said issue said share shall be distributed to said issue's personal representative. XII. No interest in income or principal shall be assignable by a beneficiary available to anyone having a claim against a beneficiary before actual payment to the beneficiary. XIII. My Executrix and Trustee, and their successors, shall have the following powers in addition to those given by law to be exercised by them in their absolute discretion, which powers shall be applicable to all property held by them, effective without the order of any court and until actual distribution of all such property: A. To retain any investments at discretion including stock of any corporate fiduciary, or the holding company controlling it. -8- 005359-OOO10/June 27, 1994/JRD/DKL/35425 B. To invest and reinvest at discretion without restriction to the so called "legal investments" with a specific right to invest in common and preferred stocks and in such common stock, diversified, money market and mutual funds as they deem appropriate. C. To sell, grant options for sale of, or otherwise convert any real or personal property, or interest therein, at public or private sale, for such prices, at such times, in such manner and upon such terms and they may think proper, and to execute and deliver good and sufficient conveyances, assignments and transfers thereof without liability of any purchaser to see to the application of the purchase price. D. To borrow money and secure its repayment by mortgage of real estate or personal property, pledge of investments or otherwise, without liability on the part of the lender to see to its application. E. To compromise claims by or against my estate or any trust created by this, my last Will. F. To make distributions in cash or in kind, or partly in each. G. To register investments in the name of a nominee or to hold the same unregistered in such form that they will pass by delivery. H. To manage, operate, repair, alter or improve real estate or other property, and to lease real estate and other property upon such terms and for such period as my Executor and Trustee deems advisable even for more than tive (5) years and beyond the duration of any trust. I. To deduct administration expenses upon either the federal estate tax or fiduciary income tax return, with or without adjustment between principal and income, as my Executrix shall determine. -9- 005359-00010/June 27, 1994/JRD/DKL/35425 , .J : J. To join with my wife and file any income tax or gift tax returns that may be due on my behalf and to pay so much of such taxes as my Executrix may deem appropriate and to consent to any gifts made by the wife being treated as having been made one-half (1/2) by me. K. To retain accountants, custodians, investment advisors and other agents as my Executrix and Trustee shall determine and to compensate them out of principal or income or both as my Executrix and Trustees shall determine. L. To do all acts and things necessary or appropriate in the management, administration and distribution of my estate. XIV. My Executrix and Trustee shall pay all estate, inheritance and other death taxes (including the supplemental estate tax on certain qualified plans but not including any generation skipping tax imposed on a direct skip), together with any interest and penalties, which shall be payable with respect to property or interests subject to taxation by reason of my death and whether passing under my Will or otherwise, including jointly held or other non-testamentary property. My Executrix and Trustee shall pay the same out of principal of the Credit Shelter Trust without apportionment. Only to the extent that the Credit Shelter Trust is insufficient or unless my wife predeceases me shall any such payments be made from my residuary estate. xv. No property received by my Executrix and Trustee which is exempt from federal estate tax that may be assessed against my estate shall be available for the payment of debt, inheritance and estate taxes or penalties and interest, or administration expenses in the settlement of my estate. XVI. I appoint DAUPHIN DEPOSIT BANK AND TRUST COMPANY, Trustee of any Trust created by this, my last Will. -10- . 005359-00010/August 22, 1995/JRD/DKL/35425 .1' '. XVII. I appoint my wife, NILA J. SUTPHEN, Executrix of this, my last Will. Should my wife, NILA J. SUTPHEN, fail to qualify or cease to act as Executrix, I appoint DAUPHIN DEPOSIT BANK AND TRUST COMPANY, Executor of this, my last Will. XVIII. I direct that my Corporate Trustee shall be entitled to compensation based on its regular schedule of fees for such services in effect from time to time during the period over which its services are performed . XIX. I direct that my Executrix and Trustee, and their successors, shall not be required to post bond for the faithful performance of their duties in any jurisdiction. IN WITNESS WHEREOF, I have hereunto set my hand and seal this )1;f~~ , 1995. "I 1 /. day of Z!/t1~ ~ WILLIAM F. SUT EN (SEAL) Signed, sealed, published and declared by the above-named Testator, as and for his Last Will and Testament, in the presence of us, who, at his request, in his presence and in the presence of each other have hereunto subscribed our names as witnesses. -11- . 005359-00010/August 22, 1995/JRD/DKL/35425 .' " ACKNOWLEDGMENT COMMONWEALTH OF PENNSYLVANIA : ss: COUNTY OF CUMBERLAND I, WILLIAM F. SUTPHEN, Testator, whose name is signed to the foregoing instrument, having been duly qualified according to law, do hereby acknowledge that I signed and executed the instrument as my Last Will and Testament; that I signed it willingly; and that I signed it as my free and voluntary act for the purposes therein expressed, ~ Y:/t//:. . ~Z~C2-. WILLIAM F. SU HEN. . .tJ ~worn or affirmed to and acknowledged before me, by WILLIAM F. SUTPHEN, the Testator, thIS t?(/Y; day of "St-PJ eP1BU , 1995. NOTARIAL SEAL V ~~ DONNA K. LINDSEY, Notary Public 1'-- otary Public Lemoyne Borough Cumberland Co. My Commission Expires Mar. 15, 1999 z -12- _ 005359-00010/August 22, 1995/JRD/DKL/35425 " ~411 -~ AFFIDA VIT COMMONWEALTH OF PENNSYLVANIA COUNTY OF CUMBERLAND / We, ::);,Iqr:}! f J)urlC'/c and /(at :srt:- j/J}/rtJ, the witnesses whose names are signed to the foregoing instrument, being duly qualified according to law, do depose and say that we were present and saw the Testator sign and execute the foregoing instrument as his Last Will and Testament; that he signed willingly and that he executed it as his free and voluntary act for the purposes therein expressed; that each of us in the hearing and sight of the Testator signed the Will as witnesses; and that to the best of our knowledge, the Testator was that time at least 18 years of age, of sound mind and under no constraint or undue influence. L~.. Sworn or affirmed to and subscribed to before me by ;)(;-'.(1.'1 ,t L/~/)-:l and /(,::..! :> r,-?- f.., (''\ {) H'vl) , witnesses, this C;-.I'/'SJ day of S'i.I'7"' ~,~t~ , 1995. NOTARIAL SEAL /? / DONNA K. LINDSEY, Notary Public \. ... ...- Lemoyne Borough Cumberland Co. Notary Public My Commission Expires Mar. 15, 1999 c -13- E CERTIFICATION OF NOTICE UNDER RULE 5.6(a) Name of Decedent: William F. Sutphen a/k/a William F. Sutphen, Sr. Date of Death: January 24,2001 Will No.: 2001-00387 Admin. No.: To the Register: I certify that notice of beneficial interest required by Rule 5.6(a) of the Orphans' Court Rules was served on or mailed to the following beneficiaries of the above-captioned estate on April 18. 2001. Name Nila J. Sutphen, Wife of the decedent and Executrix of the Estate Address 506 Benton Road, Camp Hill, PA 17011 Notice has now been given to all persons entitled thereto under Rule 5.6(a) except None. Date: tfI;..yo I ~ i natur ame: Jerry R. Duffie, Esq. Johnson, Duffie, Stewart & Weidner Address: 301 Market St. P. O. Box 109 Lemoyne, PA 17043-0109 Telephone: (717) 761-4540 Capacity: Personal Representative X Counsel for personal representative REV.1500EXi6-00! COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF REVENUE DEPT 280601 HARRISBURG, PA 17128-0601 I- Z W C W (,,) W C INHERITANCE TAX RETURN RESIDENT DECEDENT DECEDENTSJJAME (LAS~ FIRSTtAND MIDDLE INITI~L) / SUTPHEN, WLLL AM F. aIR a REV-1500 OFFICIAL IJSE ONLY FILE NUMBER 2 1 0 1 00387 COUNTY CODE NUMBER YEAR SOCIAL SECURITY NUMBER 156 10 5149 DATE OF DEATH (MM-DD-YEAR) DATE OF BIRTH (MM-DD-YEAR) January 24, 2001 December 13, 1921 (IF APPLICABLE) SURVIVING SPOUSE'S NAME (LAST, FIRST, AND MIDDLE INITIAL) Nila J. Sutphen THIS RETURN MUST BE FILED IN DUPLICATE WITH THE REGISTER OF WILLS SOCIAL SECURITY NUMBER W I- ::.:::!IJ) ,,"'''' w"" ",00 ,,"'''' ..'" .. '" [Xl 1. Original Return o 4. Limited Estate ~ 6. Decedent Died Testate (Attach copy of Will) o 9. Litigation Proceeds Received o 2. Supplemental Return o 4a. Future Interest Compromise (date of death after 12-12-82) D 7. Decedent Maintained a Living Trust (Attach copy of Trust) D 10. Spousal Poverty Credit (date of death between 12.31.91 and 1-1-95) D 3. Remainder Return (date of death prior to 12-13-(2) D 5. Federal Estate Tax Return Required 8. Total Number of Safe Deposit Boxes D 11. Election to tax under Sec. 9113(A) (Alt<lcM SeM 0) I- Z W C Z o .. '" w '" '" C " NAME Jerry R. Duffie. Esq. 1. Real Estate (Schedule A) 2. Stocks and Bonds (Schedule 8) 3. Closely Held Corporation, Partnership or Sole-Proprietorship 4. Mortgages & Notes Receivable (Schedule D) 5. Cash, Bank Deposits & Miscellaneous Personal Property Z (Schedule E) 0 6. Jointly Owned Property (Schedule F) ~ D Separate Billing Requested :> 7. Inter-Vivos Transfers & Miscellaneous Non-Probate Property I- (Schedule G or L) a: < B. Total Gross Assets (total Lines 1-7) (,,) 9. Funeral Expenses & Administrative Costs (Schedule H) W D:: 10. Debts of Decedent, Mortgage Liabilities, & Liens (Schedule I) 11 Total Deductions (total Lines 9 & 10) 12. Net Value of Estate (Line 8 minus Line 11) FIRM NAME {If Applicable) Johnson, Duffie. Stewart & Weidner TELEPHONE NUMBER (717) 761-4540 COMPLETE MAILING ADDRESS 301 Market St. P. O. Box 109 Lemoyne. PA 17043-0109 13. Charitable and Governmental Bequests/Sec 9113 Trusts for which an election to tax has not been made (Schedule J) 14. Net Value Subject to Tax (Line 12 minus Line 13) (1) (2) (3) (4) (5) IOFFICIAL USE ONLY 23.260.00 (6) (7) 114.621.55 (9) (10) (B) 9,170.00 137,881.55 (11) 9,170.00 (12) 1 :;U~ . 7 1 1 . 'i'i (13) -0- SEE INSTRUCTIONS ON REVERSE SIDE FOR APPLICABLE RATES (14) 128.711. 55 z o !;;: I-' :> c. ::E o (,,) ~ 15. Amount of Line 14 taxable at the spousal lax rate, or transfers under Sec. 9116 (a){1.2) DR 711 'i'i 16. Amount of Line 14 taxable at lineai rate 17. Amount of Line 14 taxable at sibling rate 1B. Amount of Line 14 taxable at collateral rate 19 Tax Due 20.0 CHECK HERE IF YOU ARE REQUESTING A REFUND OF AN OVERPAYMENT x.o~ (15) -0- x.O_ (16) -O- x .12 (17) -0 x .15 (1B) -0- (19) -0 Decedent's Complete Address: STREET ADDRESS 506 Benton Road L . CI1Y Camp Hill I STATE I ZIP 17011 PA Tax Payments and Credits: 1. Tax Due (Page 1 Line 19) (1) 2. Credits/Payments A. Spousal Poverty Credit B. Prior Payments C. Discount -0- Total Credits (A+ B+ C) (2) -0- 3. InteresVPenally if applicable D. Interest E. Penalty TotallnteresVPenally (D + E) (3) 4. If Line 2 is 9reater than Line 1 + Line 3, enter the difference. This is the OVERPAYMENT. Check box on Page 1 Line 2il to request a refund (4) A. Enter the interest on the tax due. (S) (SA) -0- S. If Line 1 + Line 3 is greater than Line 2, enter the difference. This is the TAX OUE. B. Enter the total of Line S + SA. This is the BALANCE DUE. (SB) - 0 - Make Check Payable to: REGISTER OF WILLS, AGENT PLEASE ANSWER THE FOllOWING QUESTIONS BY PLACING AN "X" IN THE APPROPRIATE BLOCKS 1. Did decedent make a transfer and: Yes No a. retain the use or income of the property transferred;....... ......................................... ....... 0 IKI b. retain the right to designate who shall use the property transferred or its income; .......................................... D !Xl C. retain a reversionary interest; or.......................................................... ......................... ................. ............ D [X) d. receive the promise for life of either payments, benefits or care? ....................... ........................................ D 00 2. If death occurred after December 12, 1982, did decedent transfer property within one year of death without receiving adequate consideration? ...................................................................................... . . .................. D IZJ 3. Did decedent own an "in trust for" or payable upon death bank account or security at his or her death? ....... ...... D lID 4. Did decedent own an Individual Retirement Account, annuity, or other non.probate property which contains a beneficiary designation? ................................................... .... .......... ...... 0 IXI IF THE ANSWER TO ANY OF THE ABOVE QUESTIONS IS YES, YOU MUST COMPLETE SCHEDULE G AND FILE IT AS PART OF THE RETURN, Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct and complete. Declaration of preparer other than the personal representative is based on all information of which pre parer has any knowledge. SIGNATURE OF PERSON RESPONSIBLE FOR FILING RETURN ~-}~ ADDRESS Nil~ J. sutphen, Executrix 506 Benton oad, Camp Hill, PA 17011 SIGNATURE OF PRE ARER AN R PRE~ENTATIVE DATE loiN/of ADDRESS ffie, Esq. St., P. O. Box 109 Lemo ne PA 17043-0109 III For dates of death on or after July 1, 1994 and before January 1, 1995, the tax rate imposed on the net value of transfers to or for the use of the surviving spouse is 3% [72 PS. ~9116 (a) (1.1) (i)]. For dates of death on or after January 1, 1995, the tax rate imposed on the net value of transfers to or for the use of the surviving spouse is 0% [72 P.S. ~9116 (a) (1.1) (ii)]. The statute does not exemot a transfer to a surviving spouse from tax, and the statutory requirements for disclosure of assets and filing a tax return are still applicable even if the surviving spouse is the only beneficiary. For dates of death on or after July 1, 2000: The tax rate imposed on the net value of transfers from a deceased child twenty.one years of age or younger at death to or for the use of a natural parent, an adoptive parent, or a stepparent of the child is 0% [72 P.S. ~9116(a)(1.2)]. The tax rale imposed on the net value of transfers to or for the use of the decedent's lineal beneficiaries is 4.5%, except as noted in 72 P.S. ~9116(1.2) [72 P.S. ~9116(a)(1)]. The tax rate imposed on the net value of transfers to or for the use of the decedent's siblin9s is 12% [72 P.S. ~9116(a)(1.3)]. A sibling is defined, under Section 9102, as an individual who has at least one parent in common with the decedent, whether by blood or adoption. ~ """'~'EX'.{'.71. COMMONWEALTH OF PENNSYLVANIA INHERITANCE TAX RETURN RESIDENT DECEDENT SUTPHEN, WILLIAM F. a/k/a SUTPHEN, SR., WILLIAM F. SCHEDULE E CASH, BANK DEPOSITS, & MISC. PERSONAL PROPERTY ESTATE OF FILE NUMBER 21-01-00387 Include the proceeds of litigation and the date the proceeds were received by the estate. All property jointly-owned with the right of survivorship must be disclosed on Schedule F. ITEM NUMBER 1. DESCRIPTION VALUE AT DATE OF DEATH 2. 3. 4. 1995 Lincoln Continental - date of death value 1991 Mercury Topaz - date of death value High Associates - unpaid commission due decedent Lawns Unlimited, Inc. - loan balance outstanding 7.500.00 1,500.00 5,760.00 8,500.00 TOTAL (Also enter on line 5, Recapitulation) $ 23, 260. 00 (If more space Is needed, Insert additional sheets of the same size) R~'''''~''''"* COMMONWEALTH OF PENNSYLVANIA INHERITANCE TAX RETURN RESIDENT OECED NT SCHEDULE G INTER.VIVOS TRANSFERS & MISC. NON.PROBATE PROPERTY ESTATE OF SUTPHEN, WILLIAM F. a/k/a SUTPHEN, SR., WILLIAM F. FILE NUMBER 21-01-00387 This schedule must be ccmpleted end filed If the answerta any of questions 1 through 4 on the reverse side of the REV.1S00 COVER SHEET Is yes. DESCRIPTION OF PROPERTY %DF ITEM INCUJOE THE NAhlE Of: rHE TRANSFEREE. THEIR RElATIONSHIP TO DECEDENT ANt) THE DATE OF TfWIlSFER DATE OF DEATH DECO'S EXCLUSION TAXABLE VALUE ATTACHACOP'fOFlliE oeee FClRREALESTATE. VALUE OF ASSET INTEREST ftFAFPLICABL-ei- NUMBER 1. Allfirst Trust Company IRA Account Beneficiary: Nila J. Sutphen, Wife 114,621.55 114.621,55 . TOTAL (Also enter on line 7, Recapitulation) I $ 114.621.55 (If more space is needed, insert additional sheets of the same size) (az!s awes al.n 10 slaa4S leuO!l!ppe ).l6SU! 'papeeu S1 eoeds ;:lJOW II) 00"0L.1'6 $ (UO!I"lnl!d"~al:l '6 aUlI uo JalUa OSI\I) 1\1101 OO"Se: u.:rn'laM xeJ; "qUI '9 I -AUT arn - sTT1'M JO .:ra'ls1'5aM OL saa:! s)aJedaJd UJma~ xel 09 saa:! s,lUe~uno~o'V 09 00"L.6 A'lUnO::> pueT.:raqwn;:J - STT1'M JO .:ra'lsj:6al1 - saa:! areqOJd 0, ~uapeoaa o~ lueW!el:J 10 d!4SUOne191:l nOLt d!Z ~ al"IS tHH dwe::> h~!:J peOM uO'luas 90S ssaJPPV l:aaJlS OO"OOS'E uaqd'lns "r eT1'N luew!el:J (uoqeueldxa 40ene 's,Juew!ep se awes 64i IOU S! ssaJppe s,)uapa:Jap 11) :uO!ldWaX3 AJ!WB:l oC OO"OOS't .:raupj:aM '9 'l.:reMa'lS 'a1'JJna 'uosuqor - saa:! A6U.JOlN 0, :p!ed UO!SS!WWO:J {s)JeaA d!z-eJe~s ^l!~ SSaJpP'v'laa.J1S (s)a^!~BtuasaJdaClleuos.Jed 10 .JaqwnN N13/(s)JaqwnN Al!Jn:Jas IB!OOS (s)a^!le~UasaJdaH leuosJ6d 10 aweN suo\ss!wwo:J S,8^!lBlUasaJdaB \BuosJad 01 :81808 3^11\ll:l18INI~a\l 08 OO"BvO'v aWOH Te.:raun.il .:rau.:reH-s.:raAW 01 :838N3dX31\l1:l3Nn" ov lNnowv NOlldl8~S3a 838V'lnN W311 LBEOO-tO-H 1:I3e~nN 311" 'I elnpe40s uo palJode) aq lsnw luepeoap 10 slqaa ".il WVI11IM '"MS 'NaHdJ;DS e/~/e ".il WVI11IM 'NaHdJ;DS "0 31'a'lS3 J.N3<l383G J.N3GIS3'd N8nl.31:f X\(l3oN'v'1183HNI 'liIN'v'^lASNN3d ::lO H.Ll'v'3MNOV'lV'lO:J SlSOJ 3^ll~lSINIWaV 'II S3SN3dX3 '~3Nn~ H 1I1na1lH'S #.~)!;,O 11", '," ~',~ ' '~ (66-2a) +X3 ~~Sa-^3l::1 (ezls ewes 941)0 SI994S leuO!l!Ppe ~esul 'papaeu SI eoeds 9JOW II) .. $ 133HS ll3^OO 1lO9~ ^3ll:l0 El3NI1 NO SNOl1n81ll1SId 31S'iX\l1-NON 1't101ll31N3 - II l!IVd ~O 1V101 , ~ SNOl1n81ll1SIO 1't1N3l^1Nll3^OE) ON't 31S't1Ill'tHO '8 'I 30'tl^l E)N13S10N SI XV1 01 NOl10313 N't H:JIHM llO:l Ell6 NOI1:J3S ll30Nn SNOlln81ll1SId l'tSnOdS ''t :SNOlln8Ill1SIO 31S'iX\l1-NON 'II 133HS ll3^O:J 0091 ^3ll NO '31 'tllldOllddY S't 'L ~ HE)nOllH1 9 I S3NI1 NO 3^08Y NMOHS SNOl1n81ll1SIO llO:l SlNnOl^lY llY1100 ll31N3 HOL 1 'lid '111H dw12;) anp]:self Poolf UD:j.uag 90S ":j.l12UOS.:rad elQ16ue.L e~nM ueqd:j.ns "r enN '\ IsuonnqplslP lesnods 14Bplno 9pnpuI) SNOl1nSIll1SI0 318'1)(Y 1 'I 31Y1S3,0 (s)9ajSI1J1Is'1 JON 00 JJ.ll3dOlld E)NIAl303llls)NOSll3d ,0 SS3ll00Y ONY 3WYN ll38l^1nN 3ll'tHS liO lNnOl^lY 1N303030 01 dlHSNOl1 'v'13ll "d W'liI~~IM '"lfS 'NaHd.LDS 12/)[/12 "d W'liI~~IM 'NaHd.LDS ~031VlS3 lN3Q3~3a IN30lS3~ N~n13~ XVI 3:JNVll~3HNI V1NV^lASNN3d ~o HI1V3MNOrl~O:) .(",',~"'''~' L8EOO-10-1(: 113811lnN 311~ S3IH\fI:)I:l3N38 r 31na3H:)S ~ .. 'COMMONWEALTH OF PENNSYLVANIA COUNTY OF CUMBERLAND } ss: Nila J. Sutphen being duly sworn according to faw. deposes and says that she is Executrix of the Estate of William F. Sutphen a/k/a Willia~ f. Sutphen Sr. late of Camp Hill Borough I Cumberland County. Pa., deceased and that the within is an inventory made by NIla .~. Sutphen , the ~aid Executrix of the e~tire estate of said decedent, consisting of all the personal prop~rty and real estate, except real estate outside the Commonwealth of Pennsylvania. and that the figures opposite each item of the Inventory represent it's fair value as of the date of decedent's death. 2001 7t:j.<- ) -if;/~h- t.-. / Ex-cut ~ . Adm inistrator Nila J. Sutphen, Executrix 506 Benton Road Sworn to and subscribed before me, 'j----- Notarial Seal Kristee K. Myers. Notary Public Lemoyne Bora. Cumberland County Mv coinrnission Expires Dec. 2. 200,2 MC"'\bC~ P~::n\:~:"y..'tJania Association ot {'I manes ,.....it ,.; , Camp Hill, PA 17011 Address Date of Death 24th Day January Month 2001 Year INSTRUCTIONS I. An inventory must be filed within three months after appointment of personal representative. 2. A supplement inventory must be filed within thirty days of dis~overy of additional assets. 3. Additional sheets may be. attached as to personalty or realty 4. See Article IV. Fiduciaries Act of 1949. m 0 ....-l 0 I M ~ 0 I""- ....-l CO ~ '-. . ..c: P-t I""- ~ ~ 01 00 >- '-.00 ~ -c Cl) . OJ M i- W CO 0 "" tJ1 C 0 ~ ~ I- ~ /Q en ~ w ~ C C' 0 lU 0 c.. CJ ~ 0 I 0 tn OJ OJ CO lU. G :>-E ....-l 0 W L.U , ..c: ..c: c t1\ ::r: ~ ~~ .....-l IQ .. G OJ 0 f- e.. u. 0.. OJ E ...:l I Z i- ....J ..j.J..j.J .....-l /Q .r-! < 0 0 ....-l U. ...J ~ ~ or-! c.. 4-f == UJ 0 < w OOCf) ::r: .. N ~ >. 4-1 <m > Z - ~ ~o 'Z 0 ~ c 0 ::I Q ....-l 0 Vl Z ~~ E 0 ~ < CO U ~ Z UJ E E u ~ 0- -0 0:;. 0 co co c o:l o r-! 0 r-! /g ~ .....-l.....-l - i: .....-l.....-l 0 Q) ~ 0 o r-! 0 r-! ...a ...lIe ~ lU E -0 OJ :3::3: - Q 0 IlJ ::I 0 IJ P-t ...J U u: CJ Inventory of the real and personal estate of WILLIAM F. SUTPHEN a/k/a WILLIAM F. SUTPHEN, SR. deceased 1. 1995 Lincoln Continental - date of death value 2. 1991 Mercury Topaz - date of death value 3. High Associates - unpaid commission due decedent 4. Lawns Unlimited, Inc. - loan balance outstanding Total 7,500 00 1,500 00 5,760 00 8,500 00 I I 23, 26.0 00 " /6 -~c:L~-~ BUREAU OF INDIVIDUAL TAXES INHERITANCE TAX DIVISION DEPT. 280601 HARRISBURG, PA 17128-0601 COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF REVENUE NOTICE OF DETERMINATION AND ASSESSMENT OF PENNSYLVANIA ESTATE TAX BASED ON FEDERAL ESTATE TAX RETURN *' REV-483 EX iFP U2-00) ReCOfGC'd Registet of VV!lis DATE ESTATE OF DATE OF DEATH FILE NUMBER COUNTY ACN 12-10-2001 SUTPHEN 01-24-2001 21 01-0387 CUMBERLAND 201 WILLIAM F .01 ole -7 All =34 JERRY R DUFFIE ESQ JOHNSON ETAL PO BOX 109 LEMOYNE Allount Rellitted Cierh; - . , P Ktf'9&43larK1 MAKE CHECK PAYABLE AND REMIT PAYMENT TO: REGISTER OF WILLS CUMBERLAND CO COURT HOUSE CARLISLE1 PA 17013 NOTE: To insure proper credit to your account 1 subllit the upper portion of this forll with your tax paYllent. CUT ALONG THIS LINE ~ RETAIN LOWER PORTION FOR YOUR FILES ~ RE-V:483--EX--AFP--{i2~-OO)-----.-i-NO-ficE--OF--DETifRMiiiATiifN-AN-D-AS-SESS-HENY----------------------------- OF PENNSYLVANIA ESTATE TAX BASED ON FEDERAL ESTATE TAX RETURN .. ESTATE OF SUTPHEN WILLIAM F FILE NO.21 01-0387 ACN 201 DATE 12-10-2001 ESTATE TAX DETERMINATION 1. Credit For State Death Taxes as Verified .00 2. Pennsylvania Inheritance Tax Assessed (Excluding Discount and/or Interest) .00 3. Inheritance Tax Assessed by Other States or Territories of the United States (Excluding Discount and/or Interest) .00 4. Total Inheritance Tax Assessed .00 5. Pennsylvania Estate Tax Due .00 TAX CREDITS: PAYMENT RECEIPT DISCOUNT (+) AMOUNT PAID DATE NUMBER INTEREST/PEN PAID (-) TOTAL TAX CREDIT .00 BALANCE OF TAX DUE .00 INTEREST AND PEN. .00 TOTAL DUE .00 -IF PAID AFTER THIS DATEI SEE REVERSE SIDE (IF TOTAL DUE IS LESS THAN $11 NO PAYMENT IS REQUIRED FOR CALCULATION OF ADDITIONAL INTEREST. IF TOTAL DUE IS REFLECTED AS A "CREDIT" (CR)I YOU MAY BE DUE A REFUND. SEE REVERSE SIDE OF THIS FORM FOR INSTRUCTIONS.) \. /6401.2-''Y'-b COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF REVENUE BUREAU OF INDIVIDUAL TAXES INHERITANCE TAX DIVISION DEPT. 280601 HARRISBURG. PA 17128-0601 NOTICE OF INHERITANCE TAX APPRAISEMENT, ALLOWANCE OR DISALLOWANCE OF DEDUCTIONS AND ASSESSMENT OF TAX ReCC'l>: Reg',1 Ui DATE ESTATE OF DATE OF DEATH FILE NUMBER P12 :03 COUNTY ACN 12-10-2001 SUTPHEN 01-24-2001 21 01-0387 CUMBERLAND 101 .01 0 J C 17 JERRY R DUFFIE ESQ JOHNSON ETAL PO BOX 109 LEMOYNE Clerk~ . PA 17b~~nbf:;rlai <i 'i i R4 * REY-1547 EX AFP (12-00> WILLIAM F Allount Rellitted CHANGED (1) (2) (3) (4) (05) (6) (7) .00 .00 .00 .00 23.260.00 .00 114.621.55 (8) MAKE CHECK PAYABLE AND REMIT PAYMENT TO: REGISTER OF WILLS CUMBERLAND CO COURT HOUSE CARLISLE, PA 17013 CUT ALONG THIS LINE ~ RETAIN LOWER PORTION FOR YOUR RECORDS ~ HE-V = is"4-j-Ex--AFP-("i"2-:oo1--NOY-iCE--oF--fNHEifiTAN-CE-Y-Ax-APPRjrisEr.fENT~--ALi-oWAifcE-(rR----------- - - - - -- DISALLOWANCE OF DEDUCTIONS AND ASSESSMENT OF TAX ESTATE OF SUTPHEN WILLIAM F FILE NO. 21 01-0387 ACN 101 DATE 12-10-2001 TAX RETURN WAS: (X) ACCEPTED AS FILED RESERVATION CONCERNING FUTURE INTEREST - SEE REVERSE APPRAISED VALUE OF RETURN BASED ON: ORIGINAL RETURN 1. Real Estate (Schedule A) 2. Stocks and Bonds (Schedule B) 3. Closely Held Stock/Partnership Interest (Schedule C) 4. Mortgages/Notes Receivable (Schedule D) S. Cash/Bank Deposits/Misc. Personal Property (Schedule E) 6. Jointly Owned Property (Schedule F) 7. Transfers (Schedule G) 8. Total Assets APPROVED DEDUCTIONS AND EXEMPTIONS: 9. Funeral Expenses/Adll. Costs/Misc. Expenses (Schedule H) 10. Debts/Mortgage Liabilities/Liens (Schedule I) 11. Total Deductions 12. Net Value of Tax Return 13. Charitable/Governllental Bequestsj Non-elected 9113 Trusts (Schedule J) 14. Net Value of Estate Subject to Tax NOTE: If an assessment was issued previously, lines reflect figures that include the total of ALL ASSESSMENT OF TAX: IS. Allount of Line 14 at Spousal rate (IS) 16. Allount of Line 14 taxable at Lineal/Class A rate (16) 17. Allount of Line 14 at Sibling rate (17) 18. Allount of Line 14 taxable at Collateral/Class B rate (18) 19. Principal Tax Due TAX CREDITS: (9) (10) 9,170.00 NOTE: To insure proper credit to your account, subllit the upper portion of this forll with your tax paYllent. 137,881.55 Q.170 00 128,711.55 .00 128,711.55 14, 15 and/or 16, 17, 18 and 19 will returns assessed to date. .00 .00 .00 .00 .00 PAYMENT RECEIPT DISCOUNT (+) AMOUNT PAID DATE NUMBER INTEREST/PEN PAID (-) TOTAL TAX CREDIT .00 BALANCE OF TAX DUE .00 INTEREST AND PEN. .00 TOTAL DUE .00 .00 (11) (12) (13) (14) 128,711.55 X 00 = .00 X 045= .00 X 12 = .00 X 15 = (19)= . IF PAID AFTER DATE INDICATED, SEE REVERSE FOR CALCULATION OF ADDITIONAL INTEREST. IF TOTAL DUE IS LESS THAN $1, NO PAYMENT IS REQUIRED. IF TOTAL DUE IS REFLECTED AS A "CREDIT" (CR), YOU MAY BE DUE A REFUND. SEE REVERSE SIDE OF THIS FORM FOR INSTRUCTIONS.) FROM: LEONARDO HERRADA,P.A. j ." FAX NO. Aug. 19 2002 10:24AM P2 ~/- (J/ .- 3f'l .,"~ Internal Revenue Service Department of Treasury /;'~~'''- r:~:::"'... ~'Y( ,({( '",..... "" t,-!"",;",',;"" L, "",','! ''\ ~ ,~l,,;::.:/ \\'.... ,\._j,." 'U; , ~j .-.'-9 Estate of: SUTPHEN. Sr. William F. Decedent's Social Security Number: 15€i-1 0~5149 Date of Death: January 24, 2001 Person to Contact: Steve Fehring Contact Telephone Number: (859) 669.5283 Date: March 18,2002 Leonardo Herrada, P.A. 630 Lowther Road Lewisberry, PA 17339 Estate Tax Closing Letter (This is not a biill for tax due) Our computation of the Federal tax liability for the above estate is shown at the bottom of this letter. It does not include any interest that may be charged. If you have made a request for discharge of personal liability under Section 2204 of the Internal Revenue Code, proof of request and payment of tax will discharge you from personal liability for the tax and any deficiency that may later be found due. This letter and proof of payment, such as canceled checks or receipts, will establish that your personal liability for the tax has been settled. This letter is evidence that the Federal tax return for the estate has either been accepted as filed or has been accepted after an adjustment to which you have agreed. You should keep this letter as a permanent record. Your attorney may need it to close probate proceedings for the estate. This is not a formal closing agreement under Section 7121 of the Internal Revenue Code. We will not reopen this case, however, unless Revenue Procedure 94-68 reproduced on the following page of this letter applies. Sincerely youns, -r() JJ I. ( ~,~ ((!a._ (2~,~~.da_,) Field Director Cincinnati Corr'pliance Service Center Tentative Tax.................................. f........ f f' ... . f.... ... ... .... .. ... ... ... ... . .. .. ... .. . .. .. . ... $ Less: Aggregate gift taxes payable (for gifts made after 12-31-76).... ......... ... .......... $ Unified Credit.........................,......, .'. ..... _.. ..... $ Credit for State death taxes........... It................ . $ Credit for Federal gift taxes (on gifts prior to 1-1-77).................................. $ .00 Credit for foreign death taxes.. ... ..... ................. $ .00 Total subtractions.... '" ...... ... ....... .... _... ...... .", ...... ... .............,....... ......,. ...... .... .... $ Net estate tax.. . .. . .. . .. . .. . $ Generation-Skipping Tra~~f~~';:~~~~~::.'"'''''''''''' ................................................. $ Total Estate Taxes. .., . ... . . ..........,. f.. ... ...... ............. ... ..... .. f... ... .... ... ... $ ......... ....+..... 'I' ...... ,..... .'1'1............... ... ........ ..t ....... ... ..a........... .000 .00 220,550.00 .00 220,550.00 .00 .00 ,00 201 West Rivercenter BlVd., Covinaton. KV 41n11 t-._-~.~..._- TO Register of Wills Office FROM Cumberland County Courthouse JOHNSON, DUFFIE, STEWART & WEIDNER 1 Courthouse Square Attorneys at Law Carlisle, PA 17013-3387 P.O. Box 109 Lemoyne, P A 17043 (717) 761-4540 SUBJECT: DATE: August 19, 2002 Estate of William F. Sutphen, Sr. No. 21-01-00387 Enclosed is a copy of the Estate Tax Closing letter for the above-captioned Estate confirming that the Federal tax return for the Estate was accepted as filed. SIGNED: Jerry R. Duffie csh (~ wI ~// PLEASE FILE THIS REPORT WITHIN TWO YEARS OF DATE OF DEATH REGARDLESS OF THE STATUS OF THE ESTATE. IF ESTATE IS NOT COMPLETED, FILE a 6.12 FORM YEARLY UNTIL COMPLETION. STATUS REPORT UNDER RULE 6.12 Name of Decedent: WilLIAM F. SUTPHEN a/k/a WilliAM F. SUTPHEN. SR. Date of Death: January 24.2001 Will No.: 2001-00387 Admin No.: Pursuant to Rule 6.12 of the Supreme Court Orphans' Court Rules, I report the following with respect to completion of the administration of the above-captioned estate: 1. State whether administration of the estate is complete: Yes~ No 2. If the answer is No, state when the personal representative reasonably believes that the administration will be complete:. 3. If the answer to NO.1 is yes, state the following: A. Did the personal representative file a final account with the Court? Yes No ~ B. The separate Orphans' Court No. (if any) for the personal representative's account is:. C. Did the personal representative state an account informally to the parties in interest? Yes No ~ Executrix, surviving spouse of the decedent, was the sole beneficiary . D. Copies of receipts, releases, joinders and approvals of formal or informal accounts may be filed with the Clerk of the Orphans' Court and may be attached to this report. Date: f'/H/t; 2.- ~ 'gnatur erry R. Duffie, Esq. Johnson, Duffie, Stewart & Weidner 301 Market Street, P.O. Box 109 Lemovne. PA 17043-0109 Address (717) 761-4540 Telephone No. Capacity: Personal Representative ~ Counsel for Personal Representative /6 -C:;;a -</'- P ~ BUREAU OF INDIVIDUAL TAXES INHERITANCE TAX DIVISION DEPT. 280601 HARRISBURG, PA 17128-0601 JERRY R DUFFIE ESQ JOHNSON ETAL PO BOX 109 lEMOYNE PA 11U43 COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF REVENUE NOTICE OF DETERMINATION AND ASSESSMENT OF PENNSYLVANIA ESTATE TAX BASED ON FEDERAL CLOSING LETTER DATE ESTATE OF DATE OF DEATH FILE NUMBER COUNTY ACN *' REY-75' EX AFP 101-02) 09-16-2002 SUTPHEN 01-24-2001 21 01-0387 CUMBERLAND 202 WIllIAM F Amount Remitted MAKE CHECK PAYABLE AND REMIT PAYMENT TO: REGISTER OF WIllS CUMBERLAND CO COURT HOUSE CARLISLE, PA 17013 NOTE: To insure proper credit to your account, submit the upper portion of this form with your tax payment. CUT ALONG THIS LINE ~ RETAIN LOWER PORTION FOR YOUR FILES ~ irEv = 736--EX--AFP--for:.-ozj-----.-.-Ncffic'E--oF--DET'E-RMIN-ATIoti-AND-ASSEssMENy---------------------- - -- - -- OF PENNSYLVANIA ESTATE TAX BASED ON FEDERAL CLOSING LETTER .. ESTATE OF SUTPHEN WIllIAM F FILE NO.21 01-0387 ACN 202 DATE 09-16-2002 ESTATE TAX DETERMINATION 1. Credit For State Death Taxes as Verified .00 2. Pennsylvania Inheritance Tax Assessed (Excluding Discount and/or Interest) .00 3. Inheritance Tax Assessed by Other States or Territories of the United States (Excluding Discount and/or Interest) .00 4. Total Inheritance Tax Assessed .00 5. Pennsylvania Estate Tax Due .00 6. Amount of Pennsylvania Estate Tax Previously Assessed Based on Federal Estate Tax Return .00 7. Additional Pennsylvania Estate Tax Due .00 TAX CREDITS: PAYMENT RECEIPT DISCOUNT (+) AMOUNT PAID DATE NUMBER INTEREST/PEN PAID (-) TOTAL TAX CREDIT .00 BALANCE OF TAX DUE .00 INTEREST AND PEN. .00 TOTAL DUE .00 -IF PAID AFTER THIS DATE, SEE REVERSE SIDE (IF TOTAL DUE IS LESS THAN $1, NO PAYMENT IS REQUIRED FOR CALCULATION OF ADDITIONAL INTEREST. IF TOTAL DUE IS REFLECTED AS A "CREDIT" (CR), YOU MAY BE DUE A REFUND. SEE REVERSE SIDE OF THIS FORM FOR INSTRUCTIONS.)