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HomeMy WebLinkAbout01-0563 ~at~ 01 Catharine H. Ellenberger mo .blown G P~IIIION FOR PROBATE and GR&~ OF LE'ITERS ;}.J-G 1- S (P8 No. To: IcPslcr of Wills tor the · ~ County of Cumberland in the: Social S<<urit;l No. 161- 32 - 5261 Commonwealth of P=msylVUJia The: petition of the undc:rsilned rCSl'CCtfuJly represenu that: Your pctitionc:r(s), who islare 18 years of aae or older an the: c:xec:ut or in the last will o( the above decedent, dated December 4 and CO<1iciI(s) dated aamed I 19-2.B.....- (swc rdcnnt dn:umstaoc::s. La. rmllllCiarioD. dal!l of executor. crc.) Decendent was domiciled at death in Cumberland CJunry, Penmylvama. with h er last furilly or principal re:sidenc:at 824 Lisburn Road. Ca.mp Hi 11 _ PA (Lower Allen Township) (Ilst stne!. aumber &Ild :DUDdpality) Decendent. then 97 years ohge, died . Ma y 24 U Harrisbur~ HosDital. Harrisburg, PA Exc..-pt as follows, d~cnt did not marry, was not divorc:d and did !lot have a child born or adopted after execution of the will offered for probate; was not the victim of alci1Iing and was never adjudicated incompetent: Decendent at death oWlied propcrt)' with estimated value$ as fonows: (If domiciled in Pa.) All personal property (If not domic1ed bt Pa.) Personal property in Pennsylvania (If not domic1ed in Pa.) Personal property in County Value of real estate in Pennsylvania situated as fonows: None .195: 2001 I S 400,000. S S S WHEREFORE, pctitionc:r(s) respectfully requert{sl"thc"probate'-oT' the:"'wCWiIl"Uid~CodiC1(s)'-" ,"".:-,.":--. presented herewith and the grant of letters Q.lm'~m;mft1'Uioa CoLa..; Mmi"i.I..dau ci.b.a.c.t.L) J'/J . ),1/ .Y'~7'"/ .rb?/~a-&~U".<..k . . Allfirst Trust Company of Pennsylvania, NA Successor Corporation to Dauphin Deposit Bank and Trust Company P . 0 .. Box 2 9 fi ] Harrisburg. PA 17105 OATH OF PERSONAL REPRESENTATIVE CO M:M 0 NYYEAL TH OF PENNSYL V A..'aA } as COUNTY OF Cumberland The petitioaer{s) above-named ~wear{s) or affum(s) that the statements in the foregoing petition are true and correct to the best of th~ knowledge and belief of petitioncr(s) and that as personal represen- tative(s) of the above decedent pct.itioner(s) will we!1 and truly administer the estate accor~ to law. Allfirst T st Co of P sylvanla, NA v. Sworn to or amI1I}ed hand subscnOci Y:. c" lx:fore me this . 14t da28l5 ~ . . .. ~e~~,; 1 ~ /(y'dJt,~!JM C.L~~. . RegLsrer ~ No. 21-2001-563 Estate of Catharine H. Ellenbereer ,Deeeased . DECREE OF PROBATE AND GRANT OF LETIEllS AND NOW June 15th 19:2001 I lD coDSidcration of the petition 011 the reverse side hereof. satisfaa0i7 proof baYiq bcm ~ belore ~ . rr IS DECREED that the iDstrumeDl(s) dMlI!llf December 4. 1998 described thcrc:m be admitted to proba!c and filed of record IS the last will of ", Catharine H. Ellenberger and ~ers Testamentarv are hereby p;mted to Allfirst Trust Company of Pennsylvania. NA ----.- FEES Probate. Letters. Etc. ......... S 340.00 Short Certificates(5 ) ... . .. . ... $ 1 ') . 00 Renunciation ................ S x-Pages (5) $ 15.00 JCP ~ _ ~5.~0. . TOtal 375.00 Filed ...................... . . . . . . . . . . . . . ?rIM g;. . AU/~~, ~ '''~~ C. LEWIS ~ Keefer, Wood, Allen & Rahal Elyse E. Rodgers, #41274 ATTOR2'(EY (.Sap. 0. Ln. No.) 415 Fallowfield Roa-d. -'- Camp Hill. PA 17011 ADDRESS (717) 612-5801 PHON! CALL ALLFIFST BANK 255-2051 Hill" i)lj'} I~l \ l'his IS to certit\' r1w the inftmnarIOll here given IS correctly copied from an original certific~te of death du!~ filed with me as lOClI RegimaL The origi,Lll certificate will be f~mvJrded to the State Vita] Records Office for permanent hllllg. WARNING: It is illegal to duplicate this copy by photostat or photograph. hT f;n this o:rtitlcJtc, :52.00 No, \II",(~f['[F1{}~--__ ~~\,\I~ /~J};"\. ,\~. ~~<:;;:.~ !'~~/<:.... \?~ ~"'Ct '.. 'i~~ ~ S~, .~~f-t.. ::~~ ... \- , ....... . \: '*~>"., \~;., ~ /~/ "'- ~'~ .,/~\\\ 'o...__7/l/~.-'_"~~\: """ --.....;" ENT \\ """, "';,;,///#,,/111 .....: ' ..t,,"/(/ //? ~ Local Registrar P 7428890 MAY 2 5 ZOOl Date 21-2001-563 4J A.v. 2/87 COMMONWEALTH OF PENNSYLVANIA. OEPARTMENT OF HEALTH. VITAL RECOROS CERTIFICATE OF DEATH ._-uae_..._odby ~"""-"O~dHlh. NAME Of DECEDENT (f"$I. M4dd1.. l_1 (l/1T/fI/I?JIIE II. ELLEAl13ER.GEI!- UNDER lOW' Hot.n ! ..lnul.. I AGE (l..1IoMclay) UNDER 1 YEAR ........ 0... SEX 2. F STAlE FilE NUMBER SOCIAL SECURITY NUMBER 3. 1"1 - 3.;/. -S-.2.~1 OAlE Of DEATH Ia.ecn.,. aa... ...., ., 111111/.;2Jf i?OOI .. DArE OF BIRTH PlACE OF oeAl'H (C~ 0I\Iy we ~- 'iN 'nslfUCI.on9 on othef 'SIde1 HOSPITAL OTHER: '-'- 0 E~.... 0 :::=u (8 =-',0 ClIm8SLflN)) Ie. I/fl~'~.B{Jec. SCHooLS DECEDENT'S ACTUAL RESIDENCE lSoo ,,,""..,,.... on_~ MARITAL SWUS._ -........-. 00.0,.... (SpocIyJ WHITE SUIlVMNll SI'OUSE II -.. QNe ma.o.n '*'* 171. Stale 13. PEA/III~"L U AN fA ...... (J(Jfna~Lt+NlJ Did - "ine -.....,1 ..... ~ = SocIuonoioIw.. -- Ie b -'_-.glo_ ~~. EMer UNDUI..YING ~CM-.~or......y ~...... in6IIed ~ -~''''''''o..Ih)LAaT -- . ....WOSAHAlJ1OPSY WERE AUTtlPSYFlNOlNGS ,ii;I'EIlFOAMED? ~~~~ " OF DEArH1 at. l~ :~~ I 1 I ....liQ. _T11 CAUSI! (F.... ~arconclilion "_'-..no In ~l---" '0 PART.: 0Ih0r1igMlcoN_~1o_.'" ...-*lng.....~__..PMT I. DUE 1O(OA AS AC<JIo/S[OUENCE OF), - YeoO MANNER OF DEArH -.. JiCI - 0 -.. 0 Po-.g -...gallon 0 -... 0 Could noI be detemuMd 0 DArE OF INJURY (Moo..., Cay, 'lhf) TIMe OF IN.lUAY INJURY Ifl WORK? DESCRlllE HOW INJURy OCCU_D. .... 0 Nor!; N........ ... 0 NoD NoD .... 2... CEIn'.... cCt<<:ll onI., ooel -CRl'TWYING ""SlCIAN (Phy5lC6&n C8fWylng cause ~ dealh wh.... anolhe..- physc.an has PfClnOUrlCed dealh ana completed Item 231 To........ of "" knowlecIge, ..th OCCurn4 due Ie.... cauM(a) and fMnner.. ....... . . . . . . . . . . . . . . . . . . . . . . . a. ... PlACE OF INJURY - AI home. "rm, SIt.... tac:tofy, offtce building, _. C$pecilv) _. ~ -PRONOuNcING AND CERTtn'ING PHYSICIAN IPhVSCJal1 both prOllOuoclOO ~oiIIlh andc4lf1lfytnQ IOcau,. of dealhl :;J To.........."'., knowledge, ....occurr....h_. da", .ndpl.c.. anddue"lhecauM(a)andmann., .. alated. , ............ -= ,.,. .MEDlCAL EXAMINER/CORONER . On the b1111, of IxaminatJon and/or inv"llgation.ln my opinion, d..lh OCcurred .."'. tlm., d.'., and plac., and due lo'he uu..(a) and ......,...... ....ed.. . . . . . . . . . .. . . . . . . . . . ....... . . . .. . . . . . . . . .. .. . . .... .. . ...... . . . ........ . ... " .. ..... ... 31a. lu ~ /~/I/I 30. cJ/ Last Will and T <estam<ent OF CATHARINE H. ELLENBERGER I, CATHARINE H. ELLENBERGER, of Lower Allen Township, Cumberland County, Pennsylvania, do make, publish and declare this to be my Last Will and Testament, hereby revoking all Wills and Codicils by me at any time made. ITEM I: I direct that all inheritance and estate taxes becoming due by reason of my death, whether such taxes may be payable by my estate or by any recipient of any property, shall be paid by the Executor out of the property passing under ITEM IV of this Will, as an expense and cost of administration of my estate. The Executor shall have no duty or obligation to obtain reimbursement for any such tax so paid, even though on proceeds of insurance or other property not passing under this Will. ITEM II: I direct the Executor to pay the expenses of my last illness and funeral expenses from the property passing under this Will as an expense and cost of administration of my estate. ITEM III: I give and bequeath to SHIPPENSBURG UNIVERSITY FOUNDATION, INC., my four (4) pictures of Shippensburg University and my Shippensburg University President's Club plate. Page 1 ( (J.'2 ITEM IV: I give, devise and bequeath the rest, residue and remainder of my estate to DAUPHIN DEPOSIT BANK AND TRUST COMPANY, Harrisburg, Pennsylvania, IN TRUST NEVERTHELESS, to be held, administered and distributed in accordance with the terms of a certain Second Amended and Restated Agreement of Trust executed by DAUPHIN DEPOSIT BANK AND TRUST COMPANY as Trustee and by me as Grantor, dated July 29, 1994, and as amended by Amendment to Second Amended and Restated Agreement of Trust between me and DAUPHIN DEPOSIT BANK AND TRUST COMPANY dated August 4, 1997. I hereby confirm and ratifY the Second Amended and Restated Agreement of Trust, as further amended by me, in every respect. ITEM V: In addition to powers given by law, the Executor shall have the following discretionary powers, effective without court order: (a) To retain any property received by the Executor; (b) To sell real estate for any purposes, publicly or privately, for such prices and on such terms as the Executor deems proper, without liability on the purchasers to see to application of the purchase moneys; (c) To compromise controversies; (d) To distribute income or principal in cash or in kind, or partly in each, at valuations fixed by the Executor at such times as are deemed appropriate; Page 2 1 : ,I.... ,'" L, (e) To hold investments in the name of a nominee; and (f) To undertake all other acts in the Executor's judgment deemed necessary for the proper and advantageous administration and settlement of my estate. ITEM VI: I hereby nominate, constitute and appoint DAUPHIN DEPOSIT BANK AND TRUST COMPANY to be the Executor. The Executor is specifically relieved from the duty or obligation of filing any bond or other security. IN WITNESS WHEREOF, I have set my hand and seal to this, my Last Will and Testament, consisting of this and the preceding two (2) pages, at the end of each page of which I have also set my initials for greater security and better identification this 4'1ay ofIJtCtJ~&Y;-199g C ~p-&L--{ /--v ~,<,l),.... Ib~/ t.J (SEAL) CATHARINE H. ELLENBERGER We, the undersigned, hereby certify that the foregoing Will was signed, sealed, published and declared by the above-named Testatrix as and for her Last Will and Testament, in the presence of us, who, at her request and in her presence and in the presence of each other, have hereunto set our hands and seals the day and year first above written, and we certify that at the time of the execution thereof, the said Testatrix was of sound and disposing mind and memory. vi "-' m dU f'A7 8}..~ a.. 8~c::. ~~.~ (SEAL) Residing at P' fi.Jo/J~.... tY/lr-L.e- #u/YJmels- -I-otc)~ /}; /7ad~ (SEAL) Residing at dCJ R~"J-N::X" ~fl\Jl m()(1;fJ7fLL plJ. 175</7 , (SEAL) Residing at ..;lC65~1~ Pic ~,~ PA 17~'6 , ACKNOWLEDGMENT COMMONWEALTH OF PENNSYLVANIA ) r: . ) SS: COUNTYOF q-~~(j ) I, CATHARINE H. ELLENBERGER, Testatrix, whose name is signed to the attached or foregoing instrument, having been duly qualified according to law, do hereby acknowledge that I signed and executed the instrument as my Last Will and Testament; that I signed it willingly; and that I signed it as my free and voluntary act for the purposes therein expressed. (SEAL) {-A~' AA~W 7.t~e-J CATHARINE H. ELLENBERGER Swo~ to and s,ubscribed before /J. ' me thIS ., a day of ~-?--~v , 19 'if. : 7 i? ~Il/l . / c . y /,'::4a.d../HALL.l.~/ .----- // Notary u IC ;/ My Commission Expires: JI!lmmeJINl. maumilllSm/I I lItlmiialk,~I,'~IPl.IWIil; I i MWlOilmmi~'>lIl.~nn~ 11 , lIlIIoro~rw$JlJmJl!'114l, 11~ (SEAL) . . AFFIDAVIT COMMONWEALTH OF PENNSYLVANIA ) ) SS: COUNTY OF ) , We, S' Uf? nJA-uery , SJ1ITr~/J ^ iJrf'ld/Jl;"k and Ire/II' 11. /J/f/~/)cI , the Witnesses whose names are signed to the attached or foregoing instrwnent, being duly qualified according to law, do depose and say that we were present and saw Testatrix, CATHARINE H. ELLENBERGER, sign and execute the instrument as her Last Will and Testament; that Testatrix signed willingly and that she executed said Will as her free and voluntary act for the purposes therein expressed; that each of us in the hearing and sight of the Testatrix signed the Will as Witnesses; and that to the best of our knowledge the Testatrix was at that time eighteen (18) or more years of age, of sound mind and under no constraint or undue influence. J~m~ ~},t1...(lb)., ~. 0.. Afl~ ~ Witness Witness ~~.,~ Wi tness Swom to and subscribed before me this 7 c/O day of 1Ce-ce-,~' ) '19~.. / . / ,~_~J ~.. ~--L Notary Pubhc " Joanne M C Notarial Seal M Harrlsb:r~utS:~pe~'lnNcotary Public y Commi~~' 1;' ou~ ".~ . .. ~ ~n~~~~......~91 ...... My Commission Expires: (SEAL) 8227 1 ff CERTIFICATION OF NOTICE UNDER RULE 5.6(a) Name of Decedent: Catharine H. Ellenbere-er Date of Death: May 24.2001 Will No. Admin. No. 21-01-0563 To the Register: I certify that notice of estate administration required by Rule 5.6(a) of the Orphans' Court Rules was served on or mailed to the following beneficiaries of the above-captioned estate on '.il/N2_ ~(.o :}cc, . I Name Address Shinnensbure- Universitv Foundation. Inc. 1871 Old Main Dr.. Shinnensbure-. PA Allfirst Trust of Pennsylvania 213 Market Street. Harrisbure-. PA 17105-2961 Notice has now been given to all persons entitled thereto under Rule 5.6(a). Date: ,,"~llht' ~:H.1 dC'C( I . _-----' /1 (J!~0 Z ~--, \ Signatiire.-.J Elvse E. Rogers. Esauire Name 415 Fallowfield Road. Suite 102 Camn Hill. PA 17011 Address (717) 612-5801 Telephone Capacity: Personal Representative --X- Counsel for Personal Representative 0/ OFFICIAL USE ONLY /EV-'500 EX. (6-00) ~ CAPB HpRL EplO CRAC KOTK ES C P o 0 R N R D E E S N T C o M T ~ A T X A T I o N REV-1500 INHERITANCE TAX RETURN RESIDENT DECEDENT FILE NUMBER D E C E D E N T COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF REVENUE o EPT. 280601 HARRISBURG, PA 17128-0601 DECEDENT'S NAME (LAST. FIRST, AND MIDDLE INITIAL) Ellenber er Catharine H. DATE OF DEATH (MM-DD-YEAR) DATE OF BIRTH (MM-DD-YEAR) NUMBER 21-2001-563 COUNTY CODE YEAR SOCIAL SECURITY HUMBER 161-32-5261 THIS RETURN MUST BE ALED IN DUPUCATEWlTH THE 05 24/2001 10/14 1903 IF APPLICABL SURVIVING SPOUSE'S NAME LAST, FIRST, AND MIDDLE INITIAL REGISTER OF WILLS SOCIAL SECURITY HUM ER X 1. Original Return 4. Limited Estate X 6. Decedent Died Testate (Attach copy of WilQ o 9. Litigation Proceeds Received 2. Supplemental Return 4a. Future Interest Compromise (date of death after 12-12-82) 7. Decedent Maintained a LIving Trust (Attach copy of Trust) 010. Spousal Poverty Credit (date of death between 12-31-91 and 1-1-95) ...... ..j;!.....- o 3 date of death . Remainder Return prior to 12-13-82) 5. Federal Estate Tax Return Required 8. Total Number of Safe Deposit Boxes o 11. Election to tax under Sec. 9113(A) 'rr!~~:II~~l,q!;!.. NAME Sue Mauer FI RM NAME (If Applicable) Allfirst Trust Com an of PA, NA TELEPHONE NUMBER .. I:I~RItC_~;':. 213 Market Street Harrisburg, PA 17101 2 5- Real Estate (Schedule AI (1) None OFFICIAL USE ONLY Stocks and Bonds (Schedule B) (Z) 311 ,480at-j (3) :0 Closely Held Corporation, Partnership or Nan"" ~ (J) Sole-Proprietorship :j 7. t,,",,: CT. 4. Mortgages & Notes Receivable (Schedule D) (4) N~ne "- 5. Cash, Bank Deposits & Miscellaneous Personal Property (5) 126,012i34 = R :z E (Schedule E) N C A 6. Jointly Owned Property (Schedule F) (6) None 'D P 0 I Separate Billing Requested -0 T 7. Inter-Vivos Transfers & Miscellaneous Non-Probate Property (7) N~ hJ U C! L (Schedule G or L) :J: A Total Gross Assets (total Lines 1-7) (8) 437,492.71 T 8. I 9. Funeral Expenses & Administrative Costs (Schedule H) (9) 29,657.81 0 N 10. Debts of Decedent, Mortgage Liabilities, & Liens .(Schedule I) (10) 1,689.80 11. Total Deductions (total lines 9 & 10) (11) 31.347.61 12. Net Value of Estate (Line 8 minus Line 11) (lZ) 406,145.10 13. Charitable and Governmental Bequests/See 9113 Trusts for which an election to tax has not been (13) 406.145.10 made (Schedule J) 14. Net Value Subject to Tax (Line 12 minus Line 13) (14) 0.00 SEE INSTRUCTIONS ON REVERSE SIDE FOR APPLICABLE RATES 15. Amount of Line 14 taxable at the spousal tax rate, or transfers under Sec. 9116(aX1.2) 16. Amount of Une 14 taxable at lineal rate 17. Amount of Une 14 taxable at sibling rate 18. Amount of Line 14 taxable at collateral rate 19. Tax Due ZO. 0.00 0.00 0.00 0.00 .0 0 .0 45 .12 - .15 (15) (16) (17) (18) (19) x X X X 0.00 0.00 0.00 0.00 0.00 Copyright (c) 2000 form software only The Lackner Group, Inc. Form REV-1500 EX (Rev. 6-00) Decedent's Complete Address: STREET ADDRESS 824 Lisburn Road CITY I STATE I ZIP Camp Hill PA 17011 Tax Payments and Credits: 1. Tax Due (Page 1 Line 19) Z. CreditslPayments A. Spousal Poverty Credit B. Prior Payments C. Discount (1) 0.00 0.00 Total Credits (A+B + C) (2) 3. Interest/Penalty if applicable D. Interest E. Penalty 0.00 Total Interest/Penalty ( D + E) (3) 4. If Line 2 is greater than Line 1 + line 3, enter the difference. This is the OVERPAYMENT. Check box on Page 1 Line 20 to request a refund (4) 5. If Line 1 + Line 3 is greater than Line 2, enter the difference. This is the TAX DUE. (s) A. Enter the interest on the tax due. (SA) B. Ente, the total of Line 5 + SA. This is the BALANCE DUE. (5B) Mak~C~~ck."ayableto: REGISTER OF WILLS, AGENT ''''''''''''''':'''~'E~~:~''~~~:~~''tA~''~6EL6Wi~~'"~U~~~;~'~~':';~"~~:~ING AN I!!,~I!! :;~m~~I~m~~~:~~~I~I:~~,,;~~:~:~I~i:""" 1. Did decedent make a transfer and: Yes No a. retain the use or income of the property transferred; . . . . . ~ ~~x b. retain the right to designate who shall use the property transferred or its income; . c. retain a reversionary interest; or . d. receive the promise for life of either payments, benefits or care? 2. If death occurred after December 12, 1982, did decedent transfer property within one year of death without receiving adequate consideration? . 3. Did decedent own an -in trust for. or payable upon death bank account or security at his or her death? ........ 4. Did decedent own an Individual Retirement Account, annuity, or other non-probate property which contains a beneficiary designation? . . . . . . . IF THE ANSWER TO ANY OF THE ABOVE QUESTIONS IS YES, YOU MUST COMPLETE SCHEDULE G AND FILE IT AS PART OF THE RETURN. 0.00 0.00 0.00 0.00 0.00 o 0- o []J []J []J Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct and complete. Declaratron of preparer other than the personal representative is based on all Information of which preparer has any knowledge. SIGNATURE OF PERSON RESPONSIBLE FOR FILING RETURN DATE .,J '-LR- /1/ CU-t. .v~ SIGNATURE OF PREPARER OTHER THAN REPRESENTATIVE il/tO/dL DATE For dates of death on or after July 1, 1994 and before January 1, 1995, the tax rate imposed on the net value of transfers to or for the use of the surviving spouse is 3% [72 P,S. 9116 (a)(1.1) (i)]. For dates of death on or after January 1, 1995, the tax rate imposed on the net value of transfers to or for the use of the surviving spouse is 0% [72 P.S. 9116 (a) (1.1) (ii)]. The statute does not exemot a transfer to a surviving spouse from tax, and the statutory requirements for disclosure of assets and filing a tax return are still applicable even if the surviving spouse is the only beneficiary. For dates of death on or after July 1, 2000: The tax rate imposed on the net value of transfers from a deceased child twenty-one years of age or younger at death to or for the use of a natural parent, an adoptive parent, or a stepparent of the child is 0% [72 P.S. 9116 (a) (1.2)]. The tax rate imposed on the net value of transfers to or for the use of the decedent's lineal beneficiaries is 4.5%, except as noted in 72 P.S. 9116(1.2) [72 P.S. 9116(aX1)]. The tax rate imposed on the net value of transfers to or for the use of the decedent's siblings is 12% [72 P.S. 9116(aX1.3)]. A sibling is defined, under Section 9102, as an individual who has at least one parent in common with the decedent, whether by blood or adoption. Copyright (c) 2000 form software only The Lackner Group, Inc. Form REV-1500 EX (Rev. 6-00) REV-1503 EX +(1-97) COMMONWEALTH OF PENNSYLVANIA INHERITANCE TAX RETURN RESIDENT DECEDENT SCHEDULE B STOCKS & BONDS ESTATE OF FILE NUMBER Catharine H. Ellenberger SSft 161-32-5261 OS/24/2001 All property Jointly-owned wnh right of survivorship must be disclosed on Schedule F. ITEM NUMBER 1 10 11 DESCRIPTION 268.197 shares Firsthand Technology Value Fund 1037 2 547.891 Janus Worldwide Fund #41 3 749.052 shares Legg Mason Inc 4 650.108 shares PBHG Growth Fund #632 5 500.935 shares Vanguard 500 Index-Admiral Shs #540 6 $15,000 Federal Home Loan Banks 7.25% due 5/13/05 Accrued Interest 7 $25,000 CitiGroup Inc. Note 5.7% due 2/6/04 Accrued Interest 8 $25,000 Federal Home Loan Banks 5.46% due 9/22/04 Accrued Interest 9 $25,000 Federal Home Loan Banks 5.9% due 1/30/06 Accrued Interest $25,000 Federal Home Loan Banks 6.05% due 2/14/08 Accrued Interest $25,000 GTE Southwest Debenture 6.23% due 1/1/07 Accrued Interest UNIT VALUE (If more space is needed. insert additional sheets of the same size) Copyright (c) 1996 form software only CPSystems, Inc. TOTAL (Also enter on line 2, Recapitulation) 21-2001-563 VALUE AT DATE OF DEATH 15,005.62 29,120.41 46,868.18 17,526.91 59,738.90 15,923.44 33.23 25,163.75 423.54 25,054.69 235.08 25,101. 56 467.08 24,960.94 420.14 24,818.23 618.67 311,480.37 Form REV-1503 EX (Rev. 1-97) REV-1S08EX +(1-97) COMMONWEALTH OF PENNSYLVANIA INHERITANCE TAX RETURN RESIDENT DECEDENT SCHEDULE E CASH, BANK DEPOSITS, & MISC. PERSONAL PROPERTY ESTATE OF FILE NUMBER Catharine H. Ellenberger SS# 161-32-5261 OS/24/2001 21-2001-563 Include the proceeds of litigation and the date the proceeds were received by the estate. All property jointly-owned with the right of survivorship must be disclosed on Schedule F. ITEM NUMBER 1 Cash found in room 10 11 DESCRIPTION VALUE AT DATE OF DEATH 1. 73 2 Federated Fund #851 - Date of Death Balance Accrued Interest 101,332.94 219.25 3 First Union Checking Account #1000663233666 - Date of Death Balance 3,760.21 4 Internal Revenue Service - 2001 Tax Relief Check 300.00 5 Received from AARP - Refund 21. 75 6 Received from Orrstown Bank - Balance in Checking Account as of Date of Death Accrued Interest 13,410.28 43.12 7 Received from Orrstown Bank Shippensburg University - Final Payment on Charitable Remainder Unitrust 3,317.66 8 State Employee Retirement - 5/1 - 5/24 1,460.95 9 The Christian Science Monitor - Refund 13.54 Jewelry - Sale Price 981. 65 Personal Property - Sale Price 1,149.20 TOTAL (Also enter on line 5, Recapitulation) $ 126,012.34 (If more space is needed, insert additional sheets of the same size) Copyrlght{c) 1996 form software only CPSystems, Inc. Form REV-150B EX (Rev. 1-97) REV-1511 EX + (1~97) COMMONWEALTH OF PENNSYLVANIA INHERITANCE TJ,X RETURN RESIDENT DECEDENT SCHEDULE H FUNERAL EXPENSES & ADMINISTRATIVE COSTS ESTATE OF Catharine H. Ellenberger Debts of decedent must be reported on ~chedule I. ITEM NUMBER A. B. SSf, 161-32-5261 FILE NUMBER 21-2001-563 OS/24/2001 DESCRIPTION AMOUNT 1 FUNERAL EXPENSES, W. Orville Kimmel Funeral Home, Inc. - Funeral Expense 16.00 1. ADMINISTRATIVE COSTS, Personal Representative's Commissions Name of Personal Representative(s) Al1first Trust Company of PA, NA Social Security Number(s) I EIN Number of Personal Representative(s) Stree, Address 213 Market Street City Harrisburg Stale PA Zip 17101 19,499.71 . Year(s) Commission Paid: 2. 3. Attorney's Fees Keefer, Wood, Allen & Rahal Family Exemption: (If decedent's address is not the same as claimant's, attach explanation) Claimant Street Address 9,749.85 City Relationship of Claimant to Decedent State Zip 4. Register of Wills 375.00 Probate Fees 5. Accountant's Fees 6. Tax Return Preparer's Fees 7. 1 Other Administrative Costs Haar's Auction - Commission on Sale Jewelry 11.25 2 PA Department of Health Division of Vital Records - Death Certificate for Peter and Henrietta Birnstie1 6.00 TOTAL (Also enter on line 9, Recapitulation) S 29 I 657.81 (If more space is needed, insert additional sheets of the same size) CopyrIght (c) 1996 form software only CPSystems. Inc. Form REV-1511 EX (Rev. 1-97) REV. 1512 EX +(1-97) COMMONWEALTH OF PENNSYLVANIA INHERITANCE TAX RETURN RESIDENT DECEDENT ESTATE OF Catharine H. Ellenber~er SCHEDULE I DEBTS OF DECEDENT, MORTGAGE LIABILITIES, AND LIENS SS/; 161-32-5261 OS/24/2001 FILE NUMBER 21-2001-563 Include unreimbursed medical expenses. ITEM NUMBER 1 DESCRIPTION Brockie Pharmacy Tech - Medical Expense AMOUNT 227.12 2 First Union Checking Account #1000663233666 - Outstanding Check as of Date of Death 5.00 3 Kelly Assisted Living Services - Contract Services Expense 136.00 4 McCuen & Associates - Medical Expense 79.12 5 Metropolitan Medical Inc. - Medical Expense 87.00 6 Orrstown Bank - Trustee Fee 424.65 7 Sue Tobias, Beautician. Hair Care 11.00 8 Verizon - Telephone Expense 25.02 9 Woods at the Cedar Run - Nursing Home EXpense 694.89 TOTAL (Also enter on line 10, Recapitulation) S 1,689.80 (If more space is needed, insert additional sheets of the same size) CopyrJght(c) 1996 form software only CPSystems, Inc. Form REV-1512 EX (Rev. 1-97) REV-1513 EX +(9-00) COMMONWEALTH OF PENNSYlVANIA INHERITANCE TAX RETURN RESIDENT DECEDENT SCHEDULE J BENEFICIARIES ESTATE OF Catharine H. E11enber2er SSft 161-32-5261 OS/24/2001 RELATIONSHIP TO DEC~qENT Do Not List T,ustee(s) FILE NUMBER 21-2001-563 AMOUNT OR SHARE OF ESTATE NUMBER I. NAME AND ADDRESS OF PERSON(S) RECEIVING PROPERlY TAXABLE DISTRIBUTIONS [Include outright spousal dIstributions, and transfers under See. 9116(a)(1.2)} 1 Peter Birnstie1 Date of Death 6/10/00 2 Henrietta S. Birnstie1 Date of Death 6/9/00 ENTER DOLLAR AMTS. FOR DISTRIBUTIONS SHOWN ABOVE ON LN. 15 THRU 18, AS APPROPRIATE, ON REV 1500 COVER SHEET II. NON-TAXABLE DISTRIBUTIONS, _ A. SPOUSAL DISTRIBUTIONS UNDER SEC. 9113 FOR WHICH AN ELECTION TO TAX IS NOT BEING MADE 1 B. CHARITABLE AND GOVERNMENTAL DISTRIBUTIONS Grace United Methodist Church Attn: Charles A. Morris, Treasurer 216 State Street Harrisburg, PA 17101 25,000.00 Specific Bequest as per Article (ii) of Second Amended & Restated Agreement of Trust 7/29/94 Total of Continuation Schedu1e(s) 381,145.10 TOTAL OF PART 11- ENTER TOTAL NON-TAXABLE DISTRIBUTIONS ON LINE 13 OF REV 1500 COVER SHEET S (If more space is needed, insert additional sheets of the same size) Copyright (cl 2000 form software only The Lackner Group, Inc. 406,145.10 Form REV-1513 EX (Rev. 9-00) Estate of: Catharine H. Ellenberger Soc Sec #: 161-32-5261 Date of Death: OS/24/2001 Continuation of Schedule J, Part II-B (Charitable and Governmental Bequests) Item # Description Amount or Share of Estate 2 50,000.00 Specific Bequest as per Article (iii) of Second Amended & Restated Agreement of Trust dtd 7/29/94 Shippensburg University Foundation, Inc. Attn: John Clinton Old Main Shippensburg, PA 17257 3 Dauphin County Historical Society 219 S. Front Street Harrisburg, PA 17104 5,000.00 Specific Bequest as per Article (iv) of Second Amended & Restated Agreement of Trust dtd 7/29/94 4 Cumberland County His~orical Society 21 N. Pitt Street Carlisle, PA 17013 5,000.00 Specific Bequest as per Article (v) of Second Amended & Restated Agreement of Trust dtd 7/29/94 5 Harrisburg Civic Club 612 N. Front Street Harrisburg, PA 17101 5,000.00 Spec if ic Bequest per Article (iv) of Second Amended & Restated Agreement of Trust dtd 7/29/94 6 United Methodist Women Grace United Methodist Church 216 State Street 5,000.00 Specific Bequest per Estate of: Catharine H. Ellenberger Soc Sec #: 161-32-5261 Date of Death: OS/24/2001 Continuation of Schedule J, Part II-B (Charitable and Governmental Bequests) Item II Description Amount or Share of Estate Harrisburg, PA 17101 Article (vii) Second Amended & Restated Agreement of Trust dtd 7/29/94 7 Harrisburg Symphony Association 800 Corporate Circle Harrisburg, PA 17110 5,000.00 Specific Bequest per Article (viii) Second Amended & Restated Agreement of Trust dtd 7/29/94 8 Shippensburg University Foundation, Inc. Attn: John Clinton Old Main Shippensburg, PA 17257 5,000.00 Specific Bequest per Article (ix) of Second Amended & Restated Agreement of Trust dtd 7/29/94 9 Shippensburg University Foundation, Inc. Attn: John Clinton Old Main Shippensburg, PA 17257 1/2 share of Residue per Article (x) of Second Amended ~ & Restated Agreement of Trust dtd 7/29/94 150,572.55 10 Grace United Methodist Church Attn: Charles A. Morris, Treasurer 216 State Street Harrisburg, PA 17101 1/2 share of Residue per Article (x) of Second Amended & Restated Agreement of Estate of: Catharine H. Ellenberger Soc Sec #: 161-32-5261 Date of Death: OS/24/2001 Continuation of Schedule J, Part II-B (Charitable and Governmental Bequests) Item Description # Amount or Share of Estate Trust dtd 7/29/94 150,572.55 381,145.10 :::;::;;..0"""" ....'.., " ;,:j, H' .'\i . , ~SBURG. PENNSYLVANIA 1711Cl-09l50 r-. - , [' ::_'t~_,;,::: ," ~ .:. A~endment to 'Se~~nd Anlendedand-" Restated Agreement of Trust "':-';"'-.' - THIS AMENDMENT, made and entered into this 1 day of ~ ,199'? by and between CATHARINE H. ELLENBERGER, of Lower ~eQWIlSbip, Cumberland County, Pennsylvania, hereinafter referred to as "Grantor", and DAUPHIN DEPOSIT BANK AND TRUST COMPANY, Harrisburg, Pennsylvania, hereinafter referred to as "Trustee", WITNESSETH: WHEREAS, Grantor has entered into a Second Amended and .-., ' -., Restated Agreement of Trust with Trustee dated July 29, 1994; and WHEREAS, ARTICLE VI of the Second Amended and Restated Agreement of Trust provides that Grantor may, during Grantor's lifetime, amend the Second Amended and Restated Agreement of Trust; and WHEREAS, Grantor desires to amend the Second and Amende<;! and -.......--- .. Restated Agreement of Trust, NOW, THEREFORE, in consideration ofthe mutual covenants and agreements contained herein, the parties hereto as follows: ARTICLE I: substituted the fonowing: ARTICLE I(d)(i) is revoked and there shall be (d) (i) The sum of FIFTEEN THOUSAl'ID ($15,000) DOLLARS to PETER BIRNSTIEL, or, if he is not living at the time of II:. 1 ,~.. . . (-.~-, - "~: . Grantor's death, to h...:i wdc, PENRIETTA-S.BIRNSTn...';--If tleHh.... PETER BIRNSTIEL nor HENRIETTA S. BIRNSTIEL are living at the. time of Grantor's death, this bequest shall lapse; ARTICLE II: The parties hereto hereby affirm and ratify the Second Amended and Restated Agreement of Trust executed the 29th day of July, 1994, in all respects except as provided herein. IN WITNESS WHEREOF, CATHARINE H. ELLENBERGER has hereunto set her hand and seal, and DAUPHIN DEPOSIT BANK AND TRUST COMPANY has caused this Amendment to Second Amended and Restated Agreement of Trust to be signed by its (Vice) President and its seal affixed, attested by its Secretary, all by order of its Board of Directors, and all on the day and year first above written. GRANTOR: ') ea..7Lt.Fu.~._ ... Il5.M--<.. P~~AL) CATHARINE H. ELLENBERGE TRUSTEE: DAtrPHIN DEPOSIT BANK AND TRUST COMPANY ATTEST: By-n. -'- u M~.": () (Vice) President 'l-TR~H O~,,~~;~ (SEAL) ,:,. '.',1 -. --"'-~.,,- , .;. ":~""::', ,:.(;}:;.} <.COMMONWEALTH OF PbJfNsnVANIt~ . . ,- .,----._--" '.,~~;;1 COUNTY OF . Day;~ . 85: ..,.".... :-1 On this, the 'I day af t'luz , 19 ~ before me, a N otaxy Public, the undersigned officer, personally a;;;';~ CATHARINE H. ELLENBERGER, known to me (or-satisfactorily proven) to be the person whose name is subscribed to the within instrument, and acknowledged that she executed the same for the purposes therein contained. IN WITNESS WHEREOF, I have hereunto set my hand and notarial seal. (SEAL) Notarial Seal Public Elyse E. Ro~ers. No:f.in CountY SusQuehanna ~:o. i~~Rpril 5. 2001 My CommISSIon t:X . . --.ill Association at NotaneS ~J1p.mr.Rr . ~"l"SV'Ya i .,1 .. ..,.....~..~_...."'.:---.... ... - ,. - .' , '._"1 .., .. . . ; ,. -~.~:l . "'_ COMMONWEALTH OF :E-.:::.;:mSYLvAN.IA ; COUNTYOF..D~ !co):j . ss: '"", ::-:;;1 I On this, tb.~ay of~ 19r;, before me, a Notary Public, the undersigned officer, personally appeared who acknowledged bilDseIfto be the (Vice) President of DAUPHIN DEPOSIT BANK AND TRUST COMPANY, a corporation, and that he, as such (Vice) President, being authorized to do so, executed the foregoing instrument for the purposes therein contained by signing the name of the corporation by himself as (Vice) President. IN WITNESS WHEREOF, I hereunto set my hand and notarial seal. JJ~ ct, ~ rnJ~ Notary Public (SEAL) Notarial Seal Grace A. Gordon, Notary Public Harrisburg. Dauphin County My CommiSSion Expires Sept. 25. 2000 \1,"'l":_-", '-":::'-:;lli2 .;',~"'l"'''+i,,~ ~t Notaries 109277 1 '~::~~:~l~~:;r . . ~.;~:;;:;tlE{~ ~:;:;:~:::}:~::' ~t}i?~~ . .~~; : ..; -;". .:-; ..u. : .'. '-.: -:;: .~;'. :~<~;~~:~~~~~f~- >1 J ! , . i f ' ! ! '. FROU-KEEFER,WQOD,ALLEN_'-RAHAL n Q SECOND THIS SECO made and entered in and between CATHAR Dauphin County, Pe hereinafte~ referre AND TRUST COMPANY, part, hereinafter r WITNESSET WHEREAS, Revocable Inter Viv April, 1977, which 30, 1993; and WHEREAS, Agreement of Trust ..:a...gree!:...e~t: a:ld 1176125805 T-Q2Z P.DOZ F-Z3S ,,- , .,> 0" ED AND RESTATED AGREEM:E:IJr OF TRUST ED 1u~ED AND RESTATED AGREEMENT OF, lRUST, this .:2.97?-;day of ~ ' 19'-/, by H. ELLENBEaGER, of the C~ty of Harrisburg, ylvania, party of the first part, !to as "Grantor", and DAUPHIN DEPOSIT BAme ~~risburg, Pel~ylv~~ia, party of the second j=ed to ~ ."""".00'. 1 I , i ran~or a~d Trustee e~te:ed into a , , 5 Trust Agre~m~t dated t~e first i :.. ~reemer.t was ~endea and restated I ! cer~a2..L. day of on Aoril i RTICLE VIII I . ~served to of said Amended ~~d Restated , I Grantor the right to a~end said I w~~EREAS. ranto~ desires to amend a~d restate said Amended and Restate iAgreement of Trust in its entirety. I I NOW, TEER FORE, in consideration of the mutual cove~a~ts contained herein, saidAq~eement 0: T=us~ is amencec and restated in its ~n~ire~y as follows: A:."TICLE I all assets comprisi Trustee, IN TRUST N purposes: Trustee; agrees to hold and a~~i~iste= i g this Trust:~.d any additions thereto, as ! i- ERTHELESS, tor the fol1owinq uses and r '~~ f~:'::.:f~ '." -.". ::X;:'~;:f" . ;.::-<>::: --.. 4_2001'ti:23u . -, ~. , ''''Yo ,,".' FROM-KEEFER.WOOD,ALLEN_'_RAHAL (';' '-' 11TU125805 1-922 P. 003/01 l .F-235 i \. I .- ." .......,.-; (a) Trus e shall hav~, hold, manige, invest and . I reinvest the 5 ,collect the income and pay over the nv~~ient, at least quarterly, IGra~tor during Grantor's lifetime. I ! I (b) puri T the lifetL~e of Gr~'tor, Trustee stall to Grantor such portion 'or all of the principal of I ' T.. 'h . b \ r' . f' rus~ as S' q; ~ncome ~..e.!:~c~ary Iltay rom t.une to request i !wr~t~~g. i . I I (c) Trus ee may also expe::c.c. so much of the net income in installments t pay the time principal necessary and/ Gra.."ltor in ord including medi care for suc~ Trust as, 1n its discretion, may be advisable to supulement all income of , - r to provide!suppor~ and maintenance, aI, hospital; nursing a.."ld nursing home I f"" . e..'1e J..cJ..ary. i i the death of ,Grantor, Trustee shal: pay i 1 tutor of Grantor's estate so much of the 1 principal as s:all be re~~ited to pay all inheritance and estate tax S, fune=al and a~~~c~stration costs over (dl Upon to the Ex whid: may be i Thereafter, Tr assets of this (i '($25,000) !':e is I:ot death, to If neithe curred with respect to Grantor's estate. ~tee shall distribute the remainin~ . , trust as follows: \ ' I 'n:e SU-'!t oflTII'S"'""TY-FIVE THOUS_~ Dec.eo5".e..d DOLLARS to PETER BIfu'lSTIEL, or, if D01) "'{lOloo livin~ at the tiAe 0: Grantor's . fis wife, t~IETTA S. BI~~STIEL.PO~ ~~~o !PETE~ EI&'lSTIEL nor HE~~IETTA S. , , B~&'lSTIEL are living at the time of Grantor's ceath, th k be~~est will lapse: - ? - I I I .' -i ;: ~\; . ""-; JUN-04-2001 13:24 = eJ If) ~ , rsJlJ . fr j r(fJV1"ptv D );f)JL r s '1 5h'fP (}r FROY-KEEFER,IOOD,ALLEN_'-RAHAL (-----' I -....;.. 71 16125805 T-922 P.004/012 F-235 -.: ' ~ -.',.i"" I (i' The sum of TWENTY-FIVE' 'r"J:OUSAND ($25,000) OLLARS to(G~CE UN:i:TED ME'l'SODIS':.' /ftfl1: f CHURCH, 2 ~ State S1:reE;!t, Ha=isburg. ())..~ (I s: : Pennsylv la; 17/CJI) I I fl1d1 ~ -r jLf- f?A ' (ii' The sum of FIFTY TEOUSA.U ($50,000) OLLARS to the SEIP?ENSBURG I UNIVERSI . 'FOUNDATION, 'INC., to be added to its endont f~~d andiheld as a sepa~a:e fur.d known las "THE CATHARINE E. ELLENB~GE...". i SCHOLARSH.:.: FUND". The pri~cipal of the r1.:.Ild I 'r remain in~act. The income. determine in accor~an~e with the Fo~~datio-'s Endowment jspenCing Policy, will be awar~ed 'by the Fo~~dation a~~ually to one or more st 'dents enroll,ed full-t.ime at Shippensbu -g l,.T::dversit.y, Shippe:lsburg, Pennsylva.;:'a. St".J.dent(>s) shall be selec:ed by Shippe : u:::g Univers,ity Foundation. Student (5) !selected fori schola~ship : I ' assistance~ust. be erxolled in a program 0: I . iOu::J.selil:'_g in' primary m: seconda:::y insti1:utions. Recioient.s of , - scholarshi assistance ~hal~ also satisfy I , succ o~~er ~equireme~ts: as a=e established fro~ ti~eo t.ime by Shippe~sburg Universi~y study- tor educationa FOu.:';..dat.icn /' f Sf, (i v i The 5'= 0 f. FIVE T:lOl.:S!'~'ID J/tl S.rrOW, ($5,000) D LLA.'<.S to the DA:J?:i:I)< COl.1"Nc:'Y H~STORIC~ SOCIETY, Ha:::risbu:::g, pe~_~sylvania; I 7/(J C-/ I I - 3 - ..~ ~ T-QZZ p.aaS/alZ F-Z3S 71751zssas FRCII-KEEFER. iIOOD. U LEN_LIWlAl. ( I \..... ..f JUN-04-zaot 13:Z4 .1 . '-" :':.': ~:j~ I () The Stlln 0& FIVE T:",OUSAND ($5,000) , tne CUM3ERLAND COL"N'I'Y HISTORI r SOCIETY, Carlisle, I?ennsylvar.ia; f1;fS1 ;J./;J -grtfsr (v ) /J. ((I. ($5,000) b / ')- CLUE, Har The = of FIVE THOUSA.'lD LLARS to the HAR.."tIS3URG CIVIC 'sburg, Pa=Sylva!:.ia; 1710/ (vi, The sum of PDT=: T~OUSANn I ($5,000) 'PLLA-~S to the UNITED METF.ODIS~ WOMEN, GR.yfE mUTED METEODIS':' CH"JRC:i, 216 State StrJrt, Earrisburg, Pe=nsylva~ia; (b,t-Y----(Vii1) T:J.e s::--n of fIVE TECUS;'.N:J ~~:()O.P ($5,000) i!lLLA-1l.S t= t:-:.e !"J;..::G.ISSu"RG SYMPE/-07W:'10 LP,r f~ ASSOCIATI Har=is~~rg, Pe~_~sylv~~iai /< I (L j The sum of F.LiTE THOUSAlliD I ($5,000) ':OLLA...-:<.S to the SHIPPENSBURG UNIVERSIT ipOG~AT~ON, :INC., for the' benefit of the FE -rIVAL CH.~'G:::..-=t ORCF.ESTFJI. ! ASSOCIATI The balan~e, it acy, s~all be Shi~e~~;~rg, ?er~'sy:vaniaj and ~~ UNiVERS:T " 'al shares to (a) the SHIPPENS3URG , . iFOUNDJ..TIO t,- be seded to "~1<".'" CA",uZlr.:l"'N'" '-' ,;oCT """"""'1'":.;:-. "~"'OC 11""'''-. r:_ ~".L.:T-..l.. - ~-~. ___~_'l'::;___'__~' ....'-.. ......-.....,,--.-.. FL~-nrl, to e he:c. ar...c. ac...-n.:d.scerea a.s p.:-oviced ir: F_~..'rIC:'E I (c) (iii} ~..e=eof; and (b) GR.'<CE Ll:-iIT D METHODIST C:rrj'RCE, 216 State Street, Ha jrisburg, Pe~~sylvania. I ! ;7013 .;.. JUN-04-Z001 13:Z4 I . [' FROIol-KEEfER, 11000, ",LEltLRAHAL , I T-92Z P,OOS/OIZ F-Z35 TlTS1 Z5905 "-... ....-/ I ARTICLE I Graneor, or any other person. from eime I eo time. with the c ent of Truyeee, may make insurance policies on the life of Gran r subject to the terms of this Agreement:, or give. devise. beque h, grant orlotherwise eransfer and cor..vey any other property, eal, personal or mixed, to Trustee, co be administered and di [ributed in a::ccorda-~ce with the provisions 0: this Agreement. A-qTICLE I : ~~y person may rely on a copy. cer~itie~ by a nOt:a~ nubIic. Ib: the ~~ecuted original of t:his Agreemer..t: of TrusC held b~ t:he Tt~stees, and ?f any of Che noCations 0'- it: a=~ writings att:ached tjl it, as fully as he might rely or.. t:~e original doc~ents ffEIDselves. ~y such person may re:y ful:, or.. any s~ate..'1\ents of f <:t certifiedl by anyone who appears fro:: s::::h original docQ~ents r from such certified copy to be a Tr~st:ee , under this Agre~~en i No one dealing with the Trustee neec I inquire concerning he validity ?f anything ehe Trustee purpcrt:s to do. No one deal ~g with the Trustee need see to the application of anytlm~ng paid or transferred to Or upon the order of the T::-ustee 0:: t... e Trus't. 1 ARTICLE I ,: The Trustee shall possess. 'a.T,Or.g ot::;r5, the following power fiduciary capacity consist:en~ wit:~ and all of i d - n -a:ter whi~h are exercisable sole~y i~ a the'deat~ of t~e Grant:or in a ma~~,er ~~ f~thera~ce of the c~ari~able pu=?cses ~= t.his ':'r'J.s~: (e) To v ry or to re~ain invest:ment:s. includin~ t~e s~ock of af~ corporate ~ruscee na~ed herein. whe~ d d . . ii b ~ -' , . :::::. s::~~~Jhot~s~~::~e~s::~et:o::::::s~:rsuc~ securities or Tn such otherlproperty, real or persona: ~ ' , as Tr~stee sha-f deem wise. jwithout being restricted ~o , i I - 5 - ! I .... JUll-04-2001 I '( :::Xi. . :-", ~ 13:24 FRO~KEEFER,IOOO,ALlEN_'_RAHAL F-m so-called "leg to any statute fiduciaries. (bJ In 0 principal of a including any authorized to the personalty and to allocat Trusts created T17S12seos H2Z P.OOT/01Z , '- '-" ,~', " investments. and withoJt beL~g limited r rule of law regarding investments by er to effect a division of the , rus~ or for;any other purpose, inal distribUtion of a Trust, Trustee is i ,_ 'd d' ; . d" b' - ^e sa~ ~v~s~ons or ~str~ ut10ns 0= d 1- ~t' . 11 . ,. - rea ~y, pa_ _y or weo y ~~ ~nc, . -F' , . -... ~ Ispec~_~c asse~s ~"ong oene~~c~ar~es a~c hereunder sO,long as the total marke~ value of any s are is ~ot a!=ec~e~ by such al1oca~ions. Should it appe es ta te , '1'rus te consummate par . 1 'I' ~nvo untar~ y, recogniza."lces, as can be exer simple. (c) To s. upon such term advantageous t estate or inte r desirable to partition ~y rea. i ! lis authorized to m~~e, joi= i~ and , itions of laccs~ vol~~tarily or fnCIUding giving of mutual deecs, ~r other obliaations wit~ as wide pcwers , - , ised by an ir:dividual Ow:1er in fee , . 11 either at public or private sale anc I~"ld conditi~ns as T~Jstee ~ay dee~ !a Trust, any 0= all ~eal O~ pe~sonal , . ests therein o\~ed by a T~~s~ severally or in co~j~~ct ~n with other persons, and to co~s~~na~e said sa:e or s les by sufficie~t deeds or ot~er , , in5t~~ent5 to the purchase~ or p~~c~asers, co~veyi~g a e, free and clear of all trust and ton or liabili~y 0: t~e purc~aser or ee to the anolica~io~ of the purchase ! - .. money, or to m ke inquiry icto ~he validity of said 1 1 11 ., ., 1- sa e or sa es; ~ so, ~o rna~e, execu~e, ac.~~cw ecge a~c deliver any an tall deeds, assi~nments, options or i fee simple tit without obliga purchasers to - 6 - . .---.. ...._--.~ JUN-04-Z001 I3:Z4 FROU-KEEFER,IDOD,ALlER_lJlAHAL 71TSIZSSOS T-9ZZ P.OOS/OIZ F-Z35 J . , I I lor:: .- . ( \ '-" ........ ! "-~~:,, I other writings thiCh may be:necessary I ' carrying out: y of the pow~rs I I , in this parac;r ph or elsewhere I I I , rtgage real of real est:ate iextending oj ciesirable in confe=ed upon Trustee in this instrument. (d) To hereunder. estate, and to make leases beyond the term of the Trusts (e) rrcw money from ~~y party, including Trus~ee. co pay i~debteIess of a T~s~ and taxes, and to assi~~ a~d pledge assets : a Trust therefor. (f) To p y all cos~s, itaxes, expenses and charges . t' 't.l.- ....I.t t' f'1' 1n connec ~an ~ ~ ~~e a~~~n~s ra ~o~ 0 a _r~st. including a re sc~able carnp~~satian to agents. (g) In t e discretion:of Trustee, to unite wich othe= owners 0: simi1ar proper~y in carrying out any pl~~s reorganiza~ion of any coroo~ation or comp~~y whose - I securities for~ a part 0: a:7rus~. for the (h) To v te a::y shares of stoc:< which fo= a-pa=~ 0><'. Trust. (i) To a sign to and hold in tr~st an ~~divided portion 0: any asset. (j) To C- all other acts in its judgment dee:::tec necessary or C sir able for the proper and adva~ta9"eous manage!nent f in estment and distribl:t.:.on of the TrJ.sts. l'.RTICT.E V Whe:1eve::- a:-.d if the Granc:or s1:a1l he unde= legal cisabil ty, or in t2e sole judgment o~ T~~stee, sna:1 - 7 - I I I I I i JUN-04-2001 13:25 , FROlI-KEEFER.1IOOJ~~LjI.IlAHAL I,:.., , 71T6125805 T-9ZZ P.OOS/01Z F-Z30 r ...;-<- , . --' :..- otherwise be unable interests and advan . I o apply such any payments to ner 0'...-:: best ges, Trustee may make all or any po~tior- 0: such payments in an one or more, of the following ways: , I (a) i Dire :tly to such peneficiary; I (b) To t beneficiary; Legal Guardian or Conserva~or 0= suc~ I (c) To a ~elative of such bene:iciary. ~o be expe~ded by su h relative for the benefit of S~C2 beneficiary; 0 said (d) By i :Self benefi~iaf . ARTICLE VI: exp~~ihg sa~e fo= ~he be~ef~t of Grantor: may, by inst=ume::!t in ~';:::-;L':=-:-_;; ., modify, alter or revoke this Agree::te::;: i:: delivered to Tr~ste whole or in part ,. IN WITNESr WrlEREOF. CATF~~INE H. EL~EN3~RGE~ ~as hereunto set her h"d .and seal, and DAU:?HIN DEPOSIT 3A~iK .1l.'::C TRUST COMPANY has CjuSed this Ag~eement of T~st t~ be si~e~ =~ its (Vice) presider.'! and its'seal a::fixec., attested by it:s - 8 - JUN-D4-ZDDl 13:Z5 l-: FROII-KEEFER, IXlD.ALLElCUAHAL (-. ' ....- ." I' '--' T1TS1ZSSDS T-SZZ P.OIO/OIZ f-m ti: -"......,I- ..- "'": ~~~A./ 3y: C~ /:, ~ ". ..f;/':' ~..:cretary I I' "ssr(Vic~ ?:-esident -r7l..iJS7" Of;FrUEf'- "" 1 i i I Secretary, all by 0 day and year first ATTEST: CSEA:.1 - -. . , ,~ -. er of its Board of Direc~ors, and all on t~e ove written! GR.liNTOR: ~C1~ 1"~.-?--~lG) CATF'}'Jl.L.~ E. ELLENBERGER T!-tUST3E: DAUPHIN DEPOSIT BANK A.VD TRUST COMPANY i: I FIKIHEEFER, IllOD, ALLElLLRAHAL Pe' l.:, .:~ - :~ ......... rH~ll=dUO JUN-04-2DDl 13:25 J. - ., .._-:-:; ,-."" r.YII''''.. I ..... C ',.._i .~ ..... COMMONWEALTH OF P YLVANIA COUNTY OF ~ On this, !e cP~ day of f)~ ,1994, before me, a Notary PubliC'1the undersi~ed office~ personally appeared CATHARINE H. ELLENE GER, known to me (or satisfactorily prov~~) to be the e nw~e is sUbscribed to the within instrument, and ac' ~Wledged that she executed ~he s&~e for the purposes therein co Jained. I I L'l WITNE5 iWEEREOF, ! have hereunto set my hand an:: I notarial seal. : I i 155: Exp::res: ,I' - _seal ~t.l~~ ~Ex;itesSollL28.19il7 . Member. ~'''''''''''''''"at_ ~ I I I .:t~ JUN-04-Z001 13:Z5 k,. FRCiHEEfER, lDlC). ALLEN_LRAHAL h' ~ .. ,-. ......,.. (I,D,,:r.u..- I ...... . ._._ _._ COMMONWEALTH OF Ii' :55: COUNTY OF 7)IJIJ jJlf. On this, ':e fJt;L day of ~ me, a Notary Pub ic, Ithe undersigned offlcer, cersonally appeared ~d r' :1t::' . who ackno,..ledg-~d himself to be th~(Vi{e) li'residen of DAUPHIN DEPOSIT a~ JL~~ TRUST COMI?~~~, a . corporation, a..""id t he, as such (Vice) PreSic.e4t, being authorized to do lexecuted the foregoi~g inst~~ent for ~~e purposes therein a.:.ned by signing t~e n~~e 0: t~e co=poracior. by himself as (vice) I?resident. I I I I ~e~eunto set ~.~ cand anc notaria: I , 1994, be:ore i IN WI~'"ESS [WHEREOF, I . seal. 0: _~~~' Nota=y P)lbEc My Copn.:.ssion I: (SEAL i I I ! Expires: , I _SeE:I ~Nc:'9/1'Iibla My ComIli$'siCn = ~1994 :'o:""TlI':'e>", ?QI'YIS"/~JarlI3."t"'i~ or Notaries 822 9_1 , .. - . , ~ ,~ , Last Will and T esfalrnent OF CATHARINE H. ELLENBERGER I, CATHARINE H. ELLENBERGER, of Lower Allen Township, Cumberland County, Pennsylvania, do make, publish and declare this to be my Last Will and Testament, hereby revoking all Wills and Codicils by me at any time made. ITEM I: I direct that all inheritance and estate taxes becoming due by reason of my death, whether such taxes may be payable by my estate or by any recipient of any property, shall be paid by the Executor out of the property passing under ITEM IV of this Will, as an expense and cost of administration of my estate. The Executor shall have no duty or obligation to obtain reimbursement for any such tax so paid, even though on proceeds of insurance or other-property not passing under this Will. ITEM II: I direct the Executor to pay the expenses of my last illness and funeral expenses from the property passing under this Will as an expense and cost of anmini~tration of my estate. ITEM III: I give and bequeath to SHIPPENSBURG UNIVERSITY FOUNDATION, INC., my four (4) pictures of Shippensburg University and my Shippensburg Uriversity President's Club plate. Page 1 C IJ L "" (~. .......' .~ ( . ~ ~.'....,:, ITEM IV: . I give, devise and bequeath the rest, residue and remainder of my estate to DAUPHIN DEPOSI~ BANK AND TRUST COMPANY, Harrisburg, Pennsylvania, IN TRUST NEVERTHELESS, to be held, arlministered and distributed in accordance with the terms of a certain Second Amended and Restated Agreement of Trust executed by DAUPHIN DEPOSIT BANK AND TRUST COMPANY as Trustee and by me as Grantor, dated July 29, 1994, and as amended by Amendment to Second Amended and Restated Agreement of Trust between me and DAUPHIN DEPOSIT BANK AND TRUST COMPANY dated August 4, 1997. I hereby confirm and ratify the Second Amended and Restated Agreement of Trust, as further amended by me, in every respect. ITEM V: In addition to powers given by law, the Executor shall have the following discretionary powers, effective without court order: (a) To retain any property received by the Executor; (b) To sell real estate for any purposes, publicly or privately, for such prices and on such terms as the Executor deems proper, without liability on the purchasers to see to application of the purchase moneys; (c) To compromise controversies; (d) To distribute income or principal in cash or in kind, or partly in each, at valuations fixed by the Execu~or at such times as are deemed appropriate; Page 2 ( Jl ~ (,,,,, ". .H~ ..:! c .,;......,.' ...._~<~ - - ------ (e) To hold investments in the name of a nominee; and I '"0' (f) To undertake all other acts in the Executor's judgment deemed necessary for the proper and advantageous administration and settlement of my estate. ITEM VI: I hereby nominate, constitute and appoint DAUPHIN DEPOSIT BANK AND TRUST COMPANY to be the Executor. The Executor is specifically relieved from the duty or obligation of filing any bonil or other security. IN WITNESS WHEREOF, I have set my hand and seal to this, my Last Will and Testament, consisting of this and the preceding two (2) pages, at the end of each page of which I have also set my initials for greater security and better identification this 'I '1ay of~Uh-hiK 199 'i ^ ~ ~~( ~v ,. If- ,!{~ / (((,i . ."...,...-<./.....' (SEAL) CATHARINE H. ELLENBERGER We, the undersigned, hereby certify that the foregoing Will was signed, sealed, published and declared by the above-named Testatrix as and for her Last Will and Testament, in the presence of us, who, at her request and in her presence and in the presence of each other, have hereunto set our hands and seals the day and year first above written, and we certifY that at the time of the . . , /"'e, t:::~::<... 0~ ~.. . , ~.: ~-;~~~-- execution thereot; the said Testatrix was of sound and disposing mind and memory. A~ md.V~7 (SEAL) ID,,0J1.M.., a. ~ ""At,......,. k (SEAL) ~~.~ (SEAL) Residingat p-t;,#/J~- t?//ll'"/t? ,11t.tn?/7I~/J' -rol.().() ~ /7tHc" Residing at dq R~,,~,...I ;:J.a"'-'Z 'rntJn;.-H-n.... /Ill. /7.51./7 . Residing at ..-" ir S ~I J-J-vMl P /c. c.:...:..b .~ PI'< t7j)/fO , .:;c.....:..:;. -",-;.::.~tJ;:.--,,>.-. ,. "-' c ""'" k,--" . c._..~.._'-;' ." ACKNOWLEDGMENT COMMONWEALTH OF PENNSYLVANIA COUNTY OF -6--~~-~~-- ) ) SS: ) I, CATHARINE H. ELLENBERGER, Testatrix, whose name is signed to the attached or foregoing instrument, having been duly qualified according to law, do hereby acknowledge that I signed and executed the instrument as my Last Will and Testament; that I signed it willingly; and that I signed it as my free and voluntary act for the purposes therein expressed. (SEAL) [-:,cL, ..~~{j '7l~r CATHARINE H. ELLENBERGER Swom to and subscribed before methis .., a day of ~ ,197f. l // J-r /i ',/ / j y J- ......' r<.A A'C;,'f\, .il,.r'-(.f../r-4~..e.,-"", - ,: Notary PublIc- ,/ My Commission Expires: ........IIL IIIImmiIIISlmII Ii ~~:;;\:~J!lWlfIi::I! ~C'ammillBicm"'-" ~~ ' . ~n!S:"'-Wl~t:' 1'4._ 1!~ (SEAL) ~" '.- . _..___m - _~_L-_ , (--. (, ._.:. AFFIDA vrr COMMONWEALTH OF PENNSYLVANIA ) ) SS: COUNTY OF ) We, S'tt~ /rJ,4!.1€?ry , Sf,A-rtJ/1 ^ IJrf'kl/J/;'k and ~/1' ,i} fll-l/(McI . the Witnesses whose names are signed to the attached or foregoing instrument, being duly qualified according to law, do depose and say that we were present and saw Testatrix, CATHARINE H. ELLENBERGER, sign and execute the instrument as her Last Will and Testament; that Testatrix signed willingly and that she executed said Will as her free and voluntary act for the purposes therein expressed; that each of us in the hearing and sight of the Testatrix signed the Will as Witnesses; and that to the best of our knowledge the Testatrix was at that time eighteen (18) or more years of age, of sound mind and under no constraint or undue influence. JW7 /J7 ~/' Witness Sh(1M'>-, 2. (,l,NJ~t Witness ~c4.. ~a..vC Witness - Sworn to and subscribed before me this 7 C!t-- day of {}~c-,J~ 19 If' , Ii .' /~0 '/ '- \ '/71- "/ . ,/., .. Vb' _~"-tr..-M"'-'/' L~./~<./---r~xL. (/ Notary Public------ My Commission Expires: (SEAL) Joanne M cNotarial Saal I-i . roU(/1amal Notary PubIIo MLco~~i~~~~'~~~fo~~. ~~u~ - 82Z7 1 ~ ..J. v Register of Wills of CUMBERLAND County, Pennsylvania INVENTORY Estate of Catharine H. Ellenberger No. 21-2001-563 also known as Date of Death OS/24/2001 . Deceased Social Security No. 161- 32 - 5261 A11first Trust Company of PA, NA, Personal Representative(s) of the above Estate, deceased, verify that the items appearing in the following Inventory include all of the personal assets wherever situate and all of the real estate in the Commonwealth of Pennsylvania of said Decedent. that the valuation placed opposite each item of said Inventory represents its fair value as of the date of the Decedent's death, and that Decedent owned no real estate outside of the Commonwealth of Pennsylvania except that which appears in a memorandum at the end of this Inventory. I fINe verify that the statements made in this Inventory are true and correct. IflNe understand that false statements herein are made subject to the penalties of 18 Pa. C.S. Section 4904 relating to unsworn falsification to authorities. Personal Representative Name of Attorney: Elyse Rogers Signature: A1" m~ A11first Trust Company of PA, NA 1.0. No.: Signature: Address: 415 Fa110wfield Rd Suite 102 Address: 213 Market Street Camp Hill, PA 17011 Harrisburg, PA 17101 Telephone: 717/612 - 5800 Telephone: 717/255-2051 Dated: Description Value (See continuation page(s) attached) (Attach additional sheets if necessary) Total: 437,492.71 NOTE: The Memorandum of real estate outside the Commonwealth of Pennsylvania may. at the election of the personal representative, include the value of each item, but such figures should not be extended into the total of the Inventory. Prepared by the Pennsylvania Bar Association Copyright (c) 1996 form software only CPSystems.lnc. Form #RW-7 (1992) ,. , Estate of: Date of Death: County: INVENTORY Catharine H. Ellenberger OS/24/2001 Cumberland CASH: Cash found in room Federated Fund *851 - Date of Death Balance Accrued Interest First Union Checking Account *1000663233666 - Date of Death Balance Internal Revenue Service - 2001 Tax Relief Check Received from AARP - Refund Received from Orrstown Bank - Balance in Checking Account as of Date of Death Accrued Interest Received from Orrstown Bank Shippensburg University - Final Payment on Charitable Remainder Unitrust State Employee Retirement - 5/1 - 5/24 The Christian Science Monitor - Refund PERSONAL PROPERTY: Jewelry - Sale Price Personal Property - Sale Price 1 1. 73 101,332.94 219.25 3,760.27 300.00 21.75 13,410.28 43.12 3,317.66 1,460.95 13.54 981. 65 1,149.20 123,881.49 2,130.85 ; Estate of: Date of Death: County: Catharine H. Ellenberger OS/24/2001 Cumberland STOCKS/LISTED: 268.197 shares Firsthand Technology Value Fund 1037 15,005.62 547.891 Janus Worldwide Fund #41 29,120.41 46,868.18 749.052 shares Legg Mason Inc 650.108 shares PBHG Growth Fund #632 17,526.91 59,738.90 500.935 shares Vanguard 500 Index-Admiral Shs #540 BONDS: $15,000 Federal Home Loan Banks 7.25% due 5/13/05 Accrued Interest 15,923.44 33.23 $25,000 CitiGroup Inc. Note 5.7% due 2/6/04 Accrued Interest 25,163.75 423.54 $25,000 Federal Home Loan Banks 5.46% due 9/22/04 Accrued Interest 25,054.69 235.08 $25,000 Federal Home Loan Banks 5.9% due 1/30/06 Accrued Interest 25,101.56 467.08 $25,000 Federal Home Loan Banks 6.05% due 2/14/08 Accrued Interest 24,960.94 420.14 $25,000 GTE Southwest Debenture 6.23% due 1/1/07 Accrued Interest 24,818.23 618.67 TOTAL RECEIPTS OF PRINCIPAL........ ....... 2 168,260.02 143,220.35 437,492.71 , /6 ;z.Q6- /1 BUREAU OF INDIVIDUAL TAXES INHERITANCE TAX DIVISION DEPT. Z80601 HARRISBURG, PA 171Z8-0601 COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF REVENUE NOTICE OF INHERITANCE TAX APPRAISEMENT, ALLOWANCE OR DISALLOWANCE OF DEDUCTIONS AND ASSESSMENT OF TAX DATE ESTATE OF DATE OF DEATH FILE NUMBER COUNTY ACN 03-11-2002 ELLENBERGER 05-24-2001 21 01-0563 CUMBERLAND 101 '02 t'W~ 18 P 2 :1 6 SUE MAUERV ALLFIRST TR CO 213 MARKET ST HBG OF PA. \.1. ~ CUlli,.. PA 17101-1183 * REV-1547 EX AFP (01-0Zl CATHARINE H Allount Rellitted MAKE CHECK PAYABLE AND REMIT PAYMENT TO: REGISTER OF WILLS CUMBERLAND CO COURT HOUSE CARLISLE, PA 17013 CUT ALONG THIS LINE .. RETAIN LOWER PORTION FOR YOUR RECORDS ~ rtiv=i5'4-j-E3f-AFP-foY:02Y-NoT"icE--OF-YN'HERiTANCE-T"Ax-A"PPRA"isEi"-iNT~--Ai:rOWANCE-(fR------------ ----- DISALLOWANCE OF DEDUCTIONS AND ASSESSMENT OF TAX ESTATE OF ELLENBERGER CATHARINE H FILE NO. 21 01-0563 ACN 101 DATE 03-11-2002 TAX RETURN WAS: (X) ACCEPTED AS FILED ) CHANGED RESERVATION CONCERNING FUTURE INTEREST - SEE REVER$E APPRAISED VALUE OF RETURN BASED ON: ORIGINAL RETURN 1. Real Estate (Schedule A) 2. Stocks and Bonds (Schedule B) 3. Closely Held Stock/Partnership Interest (Schedule C) 4. Mortgages/Notes Receivable (Schedule D) 5. Cash/Bank Deposits/Misc. Personal Property (Schedule E) 6. Jointly Owned Property (Schedule F) 7. Transfers (Schedule G) 8. Total Assets (1) (2) (3) (4) (5) (6) (7) 311.480.37 .00 .00 .00 126,012.34 .00 .00 (8) APPROVED DEDUCTIONS AND EXEMPTIONS: 9. Funeral Expenses/Adn. Costs/Misc. Expenses (Schedule H) 10. Debts/Mortgage Liabilities/Liens (Schedule I) 11. Total Deductions 12. Net Value of Tax Return 13. Charitable/Governnental Bequests; Non-elected 9113 Trusts (Schedule J) 14. Net Value of Estate Subject to Tax NOTE: I~ an assessment was issued previously, lines re~lect ~igures that include the total o~ ALL ASSESSMENT OF TAX: 15. Allount of Line 14 at Spousal rate (15) 16. Allount of Line 14 taxable at Lineal/Class A rate (16) 17. Allount of Line 14 at Sibling rate (17) 18. Anount of Line 14 taxable at Collateral/Class B rate (18) 19. Principal Tax Due TAX CREDITS: 29,657.81 1,689.80 (11) (12) (13) (14) (9) (10) NOTE: To insure proper credit to your account, subllit the upper portion of this forn with your tax paynent. 437,492.71 31.347 61 406,145.61 406,145.10 .00 14, 15 and/or 16, 17, 18 and 19 will returns assessed to date. .00 X 00 = .00 X 045 = .00XI2= .00 X 15 = (19)= .00 .00 .00 .00 .00 ~~~~~. l"J AMOUNT PAID DATE NUMBER INTEREST/PEN PAID (-) TOTAL TAX CREDIT .00 BALANCE OF TAX DUE .00 INTEREST AND PEN. .00 TOTAL DUE .00 . IF PAID AFTER DATE INDICATED, SEE REVERSE FOR CALCULATION OF ADDITIONAL INTEREST. ( IF TOTAL DUE IS LESS THAN $1, NO PAYMENT IS REQUIRED. IF TOTAL DUE IS REFLECTED AS A "CREDIT"' (CR), YOU MAY BE DUE A REFUND. SEE REVERSE SIDE OF THIS FORM FOR INSTRUCTIONS.) RESERVATION: Estates of decedents dying on or before December lZ, 198Z -- if any future interest in the estate is transferred in possession or enjoyment to Class B (collateral) beneficiaries of the decedent after the expiration of any estate for life or for years, the Commonwealth hereby expresslY reserves the right to appraise and assess transfer Inheritance Taxes at the lawful Class 8 (collateral) rate on any such future interest. PURPOSE OF NOTICE: To fulfill the requirements of Section Z140 of the Inheritance and Estate Tax Act, Act Z3 of ZOOO. (7Z P.S. Section 9140), PAYMENT: Detach the top portion of this Notice and submit with your payment to the Register of Wills printed on the reverse side. --Make check or money order payable to: REGISTER OF KILLS, AGENT REFUND (CR): A refund of a tax credit, which was not requested on the Tax Return, may be requested by completing an "Application for Refund of Pennsylvania Inheritance and Estate Tax" (REV-1313). Applications are available at the Office of the Register of Wills, any of the Z3 Revenue District Offices, or by calling the special Z4-hour answering service for forms ordering: 1-800-36Z-Z050; services for taxpayers with special hearing and I or speaking needs: 1-800-447-30Z0 (TT only). OBJECTIONS: Any party in interest not satisfied with the appraisement, allowance, or disallowance of deductions, or assessment of tax (inCluding discount or interest) as shown on this Notice must object within sixty (60) days of receipt of this Notice by: --written protest to the PA Department of Revenue, 80ard of Appeals, Dept. Z810Z1, Harrisburg, PA 171Z8-10Z1, OR --election to have the matter determined at audit of the account of the personal representative, OR --appeal to the Orphans' Court. ADMIN- ISTRATIVE CORRECTIONS: Factual errors discovered on this assessment should be addressed in writing to: PA Department of Revenue, Bureau of Individual Taxes, ATTN: Post Assessment Review Unit, Dept. Z80601, Harrisburg, PA 171Z8-0601 Phone (717) 787-6505. See page 5 of the booklet "Instructions for Inheritance Tax Return for a Resident Decedent" (REV-1501) for an explanation of administratively correctable errors. DISCOUNT: If any tax due is paid within three (3) calendar months after the decedent's death, a five percent (570) discount of the tax paid is allowed. PENALTY: The 1570 tax amnesty non-participation penalty is computed on the total of the tax and interest assessed, and not paid before January 18, 1996, the first day after the end of the tax amnesty period. This non-participation penalty is appealable in the same manner and in the the same time period as you would appeal the tax and interest that has been assessed as indicated on this notice. INTEREST: Interest is charged beginning with first day of delinquency, or nine (9) months and one (1) day from the date of death, to the date of payment. Taxes which became delinquent before January 1, 198Z bear interest at the rate of six (670) percent per annum calculated at a dailY rate of .000164. All taxes which became delinquent on and after January 1, 198Z will bear interest at a rate which will vary from calendar year to calendar year with that rate announced by the PA Department of Revenue. The applicable interest rates for 198Z through ZOOZ are: Year Interest Rate Daily Interest Factor Year Interest Rate Daily Interest Factor 198Z ZO% .000548 199Z 970 .000Z47 1983 1670 .000438 1993-1994 77. .00019Z 1984 1170 .000301 1995-1998 970 .000Z47 1985 1370 .000356 1999 77. .00019Z 1986 1070 .000Z74 ZOOO 870 .000Z19 1987 970 .000Z47 ZOOl 970 .000Z47 1988-1991 1170 .000301 ZOOZ 670 .000164 --Interest is calculated as follows: INTEREST = BALANCE OF TAX UNPAID X NUKBER OF DAYS DELINQUENT X DAILY INTEREST FACTOR --Any Notice issued after the tax becomes delinquent will reflect an interest calculation to fifteen (15) days beyond the date of the assessment. If payment is made after the interest computation date shown on the Notice, additional interest must be calculated. ~~ PLEASE FILE THIS REPORT \VITHIN TWO YEARS OF DATE OF DEATH REGARDLESS OF THE STATUS OF THE ESTATE. IF ESTATE IS NOT COMPLETED, FILE a 6.12 FORM YEARLY UNTIL COMPLETION STATUS REPORT UNDER RULE 6.12 Name of Decedent: Catherine H. Ellenberger Date of Death: 5-24-01 Estate No.: 21,,:,,01-0563 Pursuant to Rule 6.12 of the Supreme Court Orphans' Court Rules, I report the following with respect to completion of the administration of the above-captioned estate: 1. State whether administration of the estate is complete: Yes x No 2. If the answer is No, state when the personal representative reasonably believes that the administration will be complete: (date) 3. If the answer to No.1 is yes, state the following: A. Did the personal representative file a final account with the court? Yes X No B. The separate Orphans' Court No. (if any) for the personal representative's account is: (Not Applicable in Dauphin County) C. Did the personal representative state an account informally to the parties in interest? Yes No D. Copies of receipts, releases, joinders and approvals of formal or informal accounts may be filed with the Clerk of the Orphans' Court and may be attached to this report. Date: 9/5/" z. Allfirst T~USL Company of Pennsylvania, NA Executor ot the Estate of Catherine H. BY x1tU /Y2 ~ _ Ellenberger Signature Sue Maulry, Vice President Sue Mauery, Vice President Name (Please type or print) Sue Mauery, Vice President/Trust Officer Address (717) 255-2051 :MAH:rmtJAM3 " Telephone No. Caoac::itv' Person:J.1RepresernJtl ',l~ Counsel for Personal Represenranve R.W.-58 .. '. COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA ORPHANS' COURT DIVISION NO. 2 1 - 0 1 - 05 6 3 ESTATE OF CATHARINE H. ELLENBERGER, DECEASED -------------------------------------------- -------------------------------------------- FIRST AND FINAL ACCOUNT OF Allfirst Trust Company of Pennsylvania, NA, Executor -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- Date of Death: May 24, 2001 June 15, 2001 July 6, 2001 May 24, 2001 to May 29, 2002 Date of Executor's Appointment: Date of First Advertisement of Letters: Accounting for the period: -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- Purpose of Account: Allfirst Trust Company of Pennsylvania, NA, Executor, offers this account to acquaint interested parties with the transactions that have occurred during this administration. It is important that the account be carefully examined. Requests for additional information or questions or objections can be discussed with: Allfirst Trust Company of Pennsylvania, NA 213 Market Street Harrisburg, PA 17101-2127 (717) 255-2051 Or Elyse Rogers Keefer, Wood, Allen & Rahal 415 Fallowfield Road Camp Hill, PA 17011 (717) 612-5800 " SUMMARY OF ACCOUNT Estate of Catharine H. Ellenberger, Deceased For Period of OS/24/2001 through OS/29/2002 Page Proposed Distributions to Beneficiaries 19 PRINCIPAL Receipts: Per Inventory Filed 3-4 This Account 4 Net Gain (or Loss) on Sales or Other Disposition 5-6 Less Disbursements: Debts of Decedent 7 Funeral Expenses 7 Administration Expenses 7-8 Reserves 8 Balance before Distributions Distributions to Beneficiaries 9-10 Principal Balance on Hand 11 For Information: Investments Made Changes in Investment Holdings 12-14 INCOME Receipts: This Account 15-16 Net Gain (or Loss) on Sales or Other Disposition Less Disbursements 17 Balance Before Distribution Distributions to Beneficiaries Income Balance on Hand 18 Investments Made Changes in Investment Holdings COMBINED BALANCE ON HAND 2 Current Value " '. Fiduciary Acquisition Value 291,475.73 291,475.73 --------------- --------------- --------------- --------------- 2,360.80 16.00 418.25 29,749.56 437,492.71 194.61 (15,899.20) 421,788.12 32,544.61 389,243.51 105,000.00 284,243.51 8,046.78 0.00 8,046.78 814.56 7,232.22 0.00 7,232.22 291,475.73 OS/24/01 OS/24/01 RECEIPTS OF PRINCIPAL AS PER INVENTORY AS FILED 1/15/02: CASH: Cash found in room Federated Fund #851 - Date of Death Balance Accrued Interest First Union Checking Account #1000663233666 - Date of Death Balance Internal Revenue Service - 2001 Tax Relief Check Orrstown Bank - Balance in Checking Account as of Date of Death Accrued Interest Orrstown Bank - Shippensburg University - Final Payment on Charitable Remainder Unitrust Received from AARP - Refund State Employee Retirement - 5/1 - 5/24/01 The Christian Science Monitor - Refund PERSONAL PROPERTY: Jewelry - Sale Price Personal Property - Sale Price STOCKS/LISTED: 268.197 shares Firsthand Technology Value Fund #1037 547.891 shares Janus Worldwide Fund #41 3 1. 73 101,332.94 219.25 3,760.27 300.00 13,410.28 43.12 3,317.66 21.75 1,460.95 13 .54 981.65 1,149.20 15,005.62 29,120.41 I' " Fiduciary Acquisition Value 123,881.49 2,130.85 OS/24/01 OS/24/01 OS/24/01 08/30/01 749.052 shares Legg Mason Inc. 46,868.18 650.108 shares PBHG Growth Fund #632 17,526.91 500.935 shares Vanguard 500 Index-Admiral Shares #540 59,738.90 BONDS: $15,000 Federal Home Loan Banks 7.25% due 5/13/05 Accrued Interest 15,923.44 33.23 $25,000 CitiGroup Inc. Note 5.7% due 2/6/04 Accrued Interest 25,163.75 423.54 $25,000 Federal Home Loan Banks 5.46% due 9/22/04 Accrued Interest 25,054.69 235.08 $25,000 Federal Home Loan Banks 5.9% due 1/30/06 Accrued Interest 25,101. 56 467.08 $25,000 Federal Home Loan Banks 6.05% due 2/14/08 Accrued Interest 24,960.94 420.14 $25,000 GTE Southwest Debenture 6.23% due 1/1/07 Accrued Interest 24,818.23 618.67 CASH SUBSEQUENT TO INVENTORY: Legg Mason Inc. - 194.61 Proceeds from 3.263 shares received as Capital Gains Distribution TOTAL RECEIPTS OF PRINCIPAL............... 4 " 168,260.02 143,220.35 123,881.49 437,687.32 07/11/01 07/17/01 07/17/01 07/17/01 07/17/01 07/20/01 07/20/01 07/23/01 07/23/01 GAINS AND LOSSES ON SALES OR OTHER DISPOSITIONS - PRINCIPAL Gain Loss Personal Property - Sale Price Net Proceeds Fid. Acq. Value 1,149.20 1,149.20 0.00 $15,000 Federal Home Loan Banks 7.25% due 5/13/05 Net Proceeds Fid. Acq. Value 15,904.69 15,923.44 18.75 $25,000 Federal Home Loan Banks 5.46% due 9/22/04 Net Proceeds Fid. Acq. Value 24,812.50 25,054.69 242.19 $25,000 Federal Home Loan Banks 5.9% due 1/30/06 Net Proceeds Fid. Acq. Value 24,843.75 25,101. 56 257.81 $25,000 Federal Home Loan Banks 6.05% due 2/14/08 Net Proceeds Fid. Acq. Value 24,757.81 24,960.94 203.13 268.197 shares Firsthand Technology Value Fund #1037 Net Proceeds Fid. Acq. Value 11,789.94 15,005.62 3,215.68 650.108 shares PBHG Growth Fund #632 Net Proceeds Fid. Acq. Value 15,167.02 17,526.91 2,359.89 $25,000 CitiGroup Inc. Note 5.7% due 2/6/04 Net Proceeds Fid. Acq. Value 25,470.75 25,163.75 307.00 $25,000 GTE Southwest Debenture 6.23% due 1/1/07 Net Proceeds Fid. Acq. Value 25,331.50 24,818.23 513.27 5 07/31/01 07/31/01 08/30/01 09/06/01 547.891 shares Janus Worldwide Fund #41 Net Proceeds Fid. Acq. Value 500.935 shares Vanguard 500 Index-Admiral Shs #540 Net Proceeds Fid. Acq. Value 749.052 shares Legg Mason Inc. Net Proceeds Fid. Acq. Value Jewelry - Sale Price Net Proceeds Fid. Acq. Value 25,367.35 29,120.41 55,744.05 59,738.90 44,194.07 46,868.18 981.65 981.65 TOTAL GAINS AND LOSSES/PRINCIPAL. . . . . . . . . . . LESS LaSS............................. NET GAIN OR LOSS.. . . . . . . . . . . . . . . . . . . . . . . . . . 6 0.00 820.27 16,719.47 (15,899.20) ., 3,753.06 3,994.85 2,674.11 16,719.47 07/03/01 07/17/01 07/17/01 07/17/01 07/17/01 07/17/01 07/24/01 07/31/01 08/14/01 04/08/02 04/08/02 06/25/01 06/13/01 06/26/01 DISBURSEMENTS OF PRINCIPAL DEBTS OF DECEDENT Sue Tobias, Beautician - Hair Care 11.00 Brockie Pharma Tech - Pharmaceuticals 227.12 Kelly Assisted Living Services - Contract Services Expense 136.00 McCuen & Associates PT - Medical Expense 79.12 Metropolitan Medical Inc. - Medical Expense 87.00 Orrstown Bank - Trustee Fee Paid for 4/1 - 5/24/01 424.65 Woods at Cedar Run - Nursing Home Expense 694.89 Verizon - Telephone Expense 25.02 First Union Checking Account #1000663233666 - Check Outstanding as of Date of Death 5.00 Internal Revenue Service - 2001 Personal Income Tax Balance Due 386.00 Pennsylvania Dept of Revenue - 2001 Personal Income Tax Balance Due 285.00 TOTAL DEBTS OF DECEDENT. . . . . . . . . . . . . . . . . . . . . . . . . . . . . FUNERAL EXPENSES W. Orville Kimmel Funeral Home - Eight Death Certificates 16.00 TOTAL FUNERAL EXPENSES.............................. ADMINISTRATION EXPENSES Cumberland County Register of wills - Cost to Probate and Letters 375.00 PA Department of Health - Div of Vital Records - Death Certificates for Peter & Henrietta Birnstiel 6.00 7 2,360.80 16.00 11/27/01 01/15/02 Haar's Auction - Commission from Sale of Jewelry Cumberland County Register of wills - Filing Inheritance Tax Return and Inventory 11.25 26.00 RESERVES TOTAL ADMINISTRATION EXPENSES....................... Allfirst Trust Company of PA, NA - Executor's Fee Cumberland County Register of wills - Filing Fees Keefer, Wood, Allen & Rahal - Attorney's Fee 19,499.71 500.00 9,749.85 TOTAL RESERVES. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . TOTAL DISBURSEMENTS OF PRINCIPAL.................... 8 .. 418.25 29,749.56 32,544.61 DISTRIBUTIONS OF PRINCIPAL TO BENEFICIARIES Cumberland County Historical Society 08/15/01 Specific Bequest as per Article I(d) (v) of the Second Amended & Restated Agreement of Trust dated 7/29/94 Dauphin County Historical Society 08/21/01 Specific Bequest as per Article I(d) (iv) of the Second Amended & Restated Agreement of Trust dated 7/29/94 Grace United Methodist Church 08/17/01 Specific Bequest as per Article I(d) (ii) of the Second Amended & Restated Agreement of Trust dated 7/29/94 Harrisburg Civic Club 08/24/01 Specific Bequest as per Article I(d) (vi) of the Second Amended & Restated Agreement of Trust dated 7/29/94 Harrisburg Symphony Association 08/15/01 Specific Bequest as per Article I(d) (viii) of the Second Amended & Restated Agreement of Trust dated 7/29/94 Shippensburg University Foundation, Inc. - "The Catharine H. Ellenberger Scholarship Fund" 09/06/01 Specific Bequest as per Article I (d) (iii) of the Second Amended & Restated Agreement of Trust dated 7/29/94 Shippensburg University Foundation, Inc. - Festival Chamber Orchestra Association 09/06/01 Specific Bequest as per Article I(d) (ix) of the Second Amended & Restated Agreement of Trust dated 7/29/94 9 5,000.00 5,000.00 25,000.00 5,000.00 5,000.00 50,000.00 5,000.00 United Methodist Women - Grace United Methodist Church 08/17/01 Specific Bequest as per Article I (d) (vii) of the Second Amended & Restated Agreement of Trust dated 7/29/94 TOTAL DISTRIBUTIONS TO BENEFICIARIES...... 10 5,000.00 105,000.00 PRINCIPAL BALANCE ON HAND Description Current Value Fiduciary Acquisition or as Noted Value ARK Money Market Portfolio 284,243.51 284,243.51 284,243.51 284,243.51 --------------- --------------- --------------- --------------- 11 CHANGES IN INVESTMENT HOLDINGS - PRINCIPAL Cost $15,000 Federal Home Loan Banks 7.25% due 5/13/05 OS/24/01 07/17/01 inventoried sold 15,923.44 (15,923.44) 0.00 $25,000 CitiGroup Inc. Note 5.7% due 2/6/04 OS/24/01 07/23/01 inventoried sold 25,163.75 (25,163.75) 0.00 $25,000 Federal Home Loan Banks 5.46% due 9/22/04 OS/24/01 07/17/01 inventoried sold 25,054.69 (25,054.69) 0.00 $25,000 Federal Home Loan Banks 5.9% due 1/30/06 OS/24/01 07/17/01 inventoried sold 25,101. 56 (25,101.56) 0.00 $25,000 Federal Home Loan Banks 6.05% due 2/14/08 OS/24/01 07/17/01 inventoried sold 24,960.94 (24,960.94) 0.00 12 $25,000 GTE Southwest Debenture 6.23% due 1/1/07 OS/24/01 07/23/01 inventoried sold 24,818.23 (24,818.23) 0.00 Firsthand Technology Value Fund #1037 OS/24/01 07/20/01 268.197 shares inventoried (268.197)shares sold 15,005.62 (15,005.62) o 0.00 Janus Worldwide Fund #41 OS/24/01 07/31/01 547.891 shares inventoried (547.891)shares sold 29,120.41 (29,120.41) o 0.00 Jewelry OS/24/01 09/06/01 inventoried sold 981.65 (981.65) 0.00 -------------- -------------- Legg Mason Inc. OS/24/01 08/30/01 749.052 shares inventoried (749.052)shares sold 46,868.18 (46,868.18) o 0.00 PBHG Growth Fund #632 OS/24/01 07/20/01 650.108 shares inventoried (650.108)shares sold 17,526.91 (17,526.91) o 0.00 -------------- -------------- Personal Property OS/24/01 07/11/01 inventoried sold 1,149.20 (1,149.20) 0.00 -------------- -------------- 13 Vanguard 500 Index-Admiral Shares #540 OS/24/01 07/31/01 500.935 shares inventoried (500.935)shares sold 59,738.90 (59,738.90) o 0.00 14 RECEIPTS OF INCOME INTEREST $15,000 Federal Home Loan Banks 7.25% due 5/13/05 07/17/01 $25,000 CitiGroup Inc. Note 5.7% due 2/6/04 07/23/01 $25,000 Federal Home Loan Banks 5.46% due 9/22/04 07/17/01 $25,000 Federal Home Loan Banks 5.9% due 1/30/06 07/17/01 $25,000 Federal Home Loan Banks 6.05% due 2/14/08 07/17/01 $25,000 GTE Southwest Debenture 6.23% due 1/1/07 07/17/01 07/23/01 Interest 5/24 - 7/1/01 160.08 95.18 ARK Money Market Portfolio 08/01/01 09/04/01 10/01/01 11/01/01 12/03/01 12/03/01 02/01/02 03/01/02 04/01/02 05/01/02 375.59 1,091.54 843.93 700.31 538.39 576.97 516.43 453.14 470.41 456.95 15 154.06 233.54 200.96 217.16 222.67 255.26 6,023.66 Orrstown Bank 09/19/01 Interest on Checking Account 8/27 - 9/14/01 Interest on Checking Account 5/29 - 6/25/01 Interest on Checking Account 7/26 - 8/26/01 Interest on Checking Account 5/24 - 5/28/01 Interest on Checking Account 6/26 - 7/25/01 49.84 27.21 09/19/01 50.93 09/19/01 53.47 09/19/01 15.34 09/19/01 Orrstown Bank Federated Fund 07/17/01 07/17/01 08/15/01 Interest 5/24 - 6/1/01 Interest 6/1 - 6/30/01 Interest 7/1 - 7/31/01 63.95 352.94 125.79 TOTAL INTEREST INCOME.................. ... TOTAL RECEIPTS OF INCOME.................. 16 196.79 542.68 8,046.78 8,046.78 07/17/01 OS/29/02 DISBURSEMENTS OF INCOME Orrstown Bank - Trustee Fee Paid for 5/25 - 6/30/01 290.97 Allfirst Trust Company of PA, NA - Commission on Income 523.59 TOTAL DISBURSEMENTS OF INCOME.................. 814.56 17 INCOME BALANCE ON HAND Current Value Fiduciary Acquisition Value Description or as Noted ARK Money Market Portfolio 7,232.22 7,232.22 7,232.22 7,232.22 --------------- --------------- --------------- --------------- 18 PROPOSED DISTRIBUTIONS TO BENEFICIARIES Current Value or as Noted Peter Birnstiel - Deceased 6/10/00 Henrietta Birnstiel - Deceased 6/9/00 Grace United Methodist Church One-Half Share of Residue as per Article I(d) (x) of the Second Amended & Restated Agreement of Trust dtd 7/29/94 145,737.86 Fiduciary Acquisition Value 145,737.86 145,737.86 145,737.86 Shippensburg University Foundation, Inc. - "The Catharine H. Ellenberger Scholarship Fund" One-Half Share of Residue as per Article I(d) (x) of the Second Amended & Restated Agreement of Trust dtd 7/29/94 145,737.87 145,737.87 291,475.73 19 145,737.87 145,737.87 291,475.73 AFFIDAVIT Allfirst Trust Company of pennsylvania, NA, Executor under the Last will and Testament of CATHARINE H. ELLENBERGER, deceased, hereby declares under oath that it has fully and faithfully discharged the duties of its office; that the foregoing Account is true and correct and fully discloses all significant transactions occurring during the accounting period; that all known claims against the estate have been paid in full; that, to its knowledge, there are no claims now outstanding against the Estate; that all taxes presently due from the estate have been paid; and that more than four months have elapsed since the first complete advertisement of the granting of letters in this estate. Allfirst Trust ~ vania, NA, Executor Subscribed and sworn to before me this Q to day of ~ ,2002. cJlpf~ d(-'. ~4... Notary Public NGtarlal Seal Deanrya L Wells, Notary Public HarriSburg, Dauphin County My Commission Expires Dec. 6, 2004 Member, f'l!nnsylvania AstOCialion Of Notaries 20 " ~ THE ESTATE OF CATHARINE H. ELLENBERGER, Deceased IN THE COURT OF COMMON PLEAS CUMBERLAND COUNTY, PENNSYLVANIA ORPHANS' COURT DIVISION NO. 21-01-0563 ATTORNEY'S CERTIFICATE I, Elyse E. Rogers, do hereby certify that written notice of the filing of the First and Final Account of Allfirst Trust Company of Pennsylvania, NA, Executor for the Estate of Catharine H. Ellenberger, Deceased, and of the date, time and place when the same will be presented to the Orphans' Court Division of the Court of Common Pleas of Cumberland County for confirmation and of the last day to file written objections to the Account and Proposed Statement of Distribution has been given to every unpaid claimant and to every other person known to the account to have or claim an interest in the Estate as creditor, beneficiary, heir or next of kin at least twenty (20) days prior to the date fixed therefor. The requirements of Rule 6.3-1 of the Orphans' Court Rules of Cumberland County, Pennsylvania, have been met. , Date: J~ JL(. J.00L , r ..... --~ - -- .