HomeMy WebLinkAbout01-0697
PETITION FOR PROBATE and GRANT OF LETTERS
~-OI' "97
Estate of D:>nald E. Zimnennan
also known as
No.
To:
Register of Wills for the
Deceased. County of Cumberland in the
Social Security No. 196-14-1323 Commonwealth of Pennsylvania
The petition of the undersigned respectfully represents that:
Your petitioner(s), who is/are 18 years of age or older an the execut rix
in the last will of the above decedent, dated August 14 "
and codicil(s) dated
named
,19~
(state relevant circumstances, e.g. renunciation, death of executor, etc.)
Decendent was domiciled at death in Cumberland County, Pennsylvania, with
h is last family or principal residence at 105 Cockleys Drive
l~per AllAn ~own~h;p
(list street, number and muncipality)
Decendent, then 75 years of age, died April 19. 2001 , ~
at HarrLc;bt.n::g, PA
Except as follows, decedent did not marry, was not divorced and did not have a child born or adopted
after execution of the will offered for probate; was not the victim of a killing and was never adjudicated
incompetent:
Decendent at death owned property with estimated values as follows:
(If domiciled in Pa.) All personal property
(If not domiciled in Pa.) Personal property in Pennsylvania
(If not domiciled in Pa.) Personal property in County
Value of real estate in Pennsylvania
situated as follows:
$ ,1 0 , ()1)'0 r IJ()
$
$
$
WHEREFORE, petitioner(s) respectfully request(s) the probate of the last will and codicil(s)
presented herewith and the grant of letters testamentm:.y
(testamentary; administration c.t.a.; administration d.b.n.c.t.a.)
theron.
l~ /J4/ )~~
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-g .g Bettv R. Zimnennan
C'3',= 105 CockleysDrive
3~
(I) '- MAr.h;:m; r.!=:h1 lrg I PA 1 701:)1:)
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en
OATH OF" PERSONAL REPRESENTATIVE
COMMONWEALTH OF PENNSYLVANIA I ss
COUNTY OF CUMBERIAND J
The petitioner(s) above-named swear(s) or affirm(s) that the statements in the foregoing petition are
true and correct to the best of the knowledge and belief of petitioner(s) and that as personal represen-
tative(s) of the above decedent petitioner(s) will well an ruly administer the estate according to law.
,
affirmed and
25th
en
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~o. 21-2001-697
Estate of
Ibnald E. Zimnennan
, Deceased
DECREE OF PROBATE A~D GRA~T OF LETTERS
AND NOW July 26th P9 2001, in consideration of the petition on
the reverse side hereof, satisfactory proof having been presented before me,
IT IS DECREED that the instrument(s) dated Auqust 14, 1997
described therein be admitted to probate and filed of record as the last will of
Ibnald E. Zimnennan
and Letters Testamentary
are hereby granted to Betty R. Zimnerman
FEES
Probate, Letters, Etc. ......... $ 50 00
Short Certificates(\O) . . . . . . . . .. $ 30.00
Renunciation ................ $
x-Pages (11) $ 33.00
JCP 5.00
Cert. Copy Will TOTAL - $ L . uu
Filed J.l.llY. 26 II 2001 . . . . . . . . . S. . . . . . . . . .
$120.00
9rl7 C. BJ:j~~IdL~
. Registe of Wills Me. Lewis '7
Bridget M. Whitley, St. Ct. #33580
ATTORNEY (Sup. Ct. I.D. No.)
Keefer Wood Allen & Rahal, LLP
P.O. Box 11963, Harrisburq, PA 17108-1963
ADDRESS
(717) 255-8027
PHONE
MAILED IErI'ERS 'TO ATTORNEY
WARNING: IT IS ILLEGAL TO ALTER THIS COPY OR
TO DUPLICATE BY PHOTOSTAT OR PHOTOGRAPH.
UJII1MONWEALTH OF PENNSYLVANiA
DE PAF1TMENT OF HEALTH VITAL RECORDS
:.or: .'~;. rEGISTR.AR'S CERTIFICATION OF DEATH
CERT. NO. T 4 8 6 7 7 5 5
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April 19, 2001
Date of Issue of This Certification
21-2001-697
Name of Decedent
Donald E.
-------.-------....----...------ ---'-~----
~ ~/!(LJii
Zimmerman
Ld\.t
Sex ___M.al.a_________ Social Security No. _~-=-.l.!L=_J1V_______ Date of Death Apr! 1 19, 2001
Date of Birth_ Janua!y_~1926 _,____ Birthplace __~Q.wer__~l~n_,Township, Cumberlan~, County, Pennsylvania
Place of Death ___Har..}'j.sburg_ Hospi ta 1
~-(1;'II,t\' N:-m:t'
Dauphin County
)I,':t..,
Harris?urg
City 80(OI.Jgll Ti]WrlS~II.(
Pennsylvania
Race_______!!h!_1:e______ Occupation Insurance Agent
Decedent's
Marital Status Married __ Mailing Address __ 105___
-. _____ Armed Forces? (Yes or No)
Yes
~JL'~:t)(,
Cockley's Drive
~.)tl-'~d
_~echanicsburg
PA
~~Ity or T (wm
State
!nformant___Mrs '~!_1:y~Zimmerman Funeral Director Scott D. Brermeman, FD
Name and Address of
Funeral Establishment Cocklin Puneral Home, IDe. ,30 N. Chestnut Street, Dillsburg, PA 17019
Interval Between
Onset and Death
Part I
Immediate Cause
(a)__~!mon~fl Failure
20 days
(b)__ Adl!!.~~espirat?ry D_~stress Syndrome
20 days
(c) _______.__.________________________~__.________
Part II:
(d) _______m____________.~__~__
Other Significant Conditions
___ J~..Q.!.Q.!lil]:"...Y__ArJ:~~...Y Disease, Redo Coronary Arte_ry Bypass
I
___----L-
Manner of Death
Describe how injury occurred:
Natural
Accident
~x
Homicide
Pending Investigation
Could not be Determined
o
Suicide
I-l
Name and Title of Certfier
William B. lams. MQ
(M.D., D.O., Coroner, M.E.)
Address__________ 423 N.._ ,21st StI~. Camp Hill,__PL.l:.ZQ.!.1_____
This is to certify that the information here given is correctly copied from an original certificate
of d(~ath duly filed with me as Local Registrar. The original certificate will be forwarded to the
State Vital Records Office for permanent fil~~ 'r' ~~~
67608
LI! :il PL'~i~~rrClr ;)r V;tal RAcords
District No
~PE;! 19~c;:.~~QL__,_
153 L~n Road, Dillsburg, PA 17019
:;t'(':'I!l..,Jljn,s
;-'i'y Bor:)U~1n. Ly:,nsh:p
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LAST WILL AND TESTAMENT OF
DONALD E. ZIMMERMAN
I, DONALD E. ZIMMERMAN, of 105 Cockleys Drive, Upper Allen
Township, Mechanicsburg, Cumberland County, Pennsylvania, do
hereby make this my Last Will and Testament, reVOking any former
wills and Codicils made by me.
FIRST: I am married to Betty R. Zimmerman, and all refer-
ences to my wife in this will are to her. I have two children:
Kathy J. Myers (born June 11, 1953) and Connie M. Rehman (born
June 10, 1955). These and any other children born to or adopted
by my wife and me are described in this will as "my children," or
as "a child of mine." Any person born to or adopted by a child
of mine is described in this will as "my issue." Provided,
however, that no adopted person shall benefit hereunder unless
the order or decree of adoption is entered before such adopted
person attains the age of twenty-one (21) years.
SECOND: I give my tangible personal property and all
casualty insurance that I am carrying on said tangible personal
property, to my wife, Betty R. Zimmerman, or, if she does not
survive me, I give said property to my children living at my
death to be divided equitably between them as they may determine,
or, if they are unable to agree, as my Executor shall determine,
after considering the wishes of such children. I have complete
confidence that my wife, my children or my Executor will honor
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any written instructions that I may leave with regard to said
tangible personal property. Any such property not so distributed
shall be sold, and the proceeds added to my residuary estate to
pass as hereafter described.
THIRD: I give, devise and bequeath the rest, residue and
remainder of my estate, real and personal, to my wife. Should
she not survive me, or to the extent that she, or her executor,
trustee, attorney-in-fact, or other successor in interest,
disclaims any interest, I give, devise and bequeath such rest,
residue and remainder, or interest therein or portion thereof, to
my Trustee, hereinafter named, IN TRUST NEVERTHELESS, to be held,
administered and distributed for all purposes as part of the
Bypass Trust.
FOURTH: The Bypass Trust shall be held, administered and
distributed as follows:
(1) My Trustee shall pay to or apply for the benefit
of anyone or more of my said wife, my children and my issue,
until division into shares pursuant to Paragraph (4), all of the
net income from the Bypass Trust in convenient installments in
such shares and proportions as my Trustee in its sole discretion
shall determine primarily for the health care, education, support
and maintenance in reasonable comfort of my said wife, children
and issue, taking into consideration to the extent my Trustee
deems advisable, any other income or resources of my said wife,
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children and issue known to my Trustee, considering that my wife
is the primary object of my bounty.
(2) Prior to division into shares pursuant to Para-
graph (4), my Trustee may pay to or apply for the benefit of any
one or more of my said wife, children and issue such sums from
the principal of the Bypass Trust in such shares and proportions
as in its sole discretion shall be necessary or advisable from
time to time for the health care, education, support and mainte-
nance in reasonable comfort of my said wife, children and issue,
taking into consideration to the extent my Trustee deems advis-
able, any other income or resources of my said wife, children and
issue known to my Trustee, considering that my wife is the
primary object of my bounty. Any payment or application of
benefits for a beneficiary pursuant to this Paragraph shall be
charged against this Trust as a whole rather than against the
ultimate distributive share of such beneficiary to whom or for
whose benefit the payment is made.
(3) Upon the death of my said wife, the entire remain-
ing principal of the Bypass Trust shall be divided into equal
separate shares so as to provide one (1) share for each then-
living child of mine, one (1) share for each deceased child of
mine who shall leave issue then living and one (1) share to be
divided between or among my grandchildren, per capita, with the
issue of a deceased grandchild to take the deceased grandchild's
share. The share provided for a living child of mine shall be
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distributed to such child. The share provided for a deceased
child of mine who shall leave issue then living shall be distrib-
uted per stirpes to such issue.
(4) If at the time of my death, or at any later time
prior to final distribution hereunder, my said wife and all my
issue are deceased and no other disposition of the property is
directed by this Trust, then and in that event only, the then-
remaining property of this Trust, together with any undistributed
income, shall be divided and paid over and distributed to Mona-
ghan Presbyterian Church, Dillsburg, Pennsylvania, without
restriction as to use.
FIFTH: If any share hereunder becomes distributable to a
beneficiary who has not attained the age of thirty-five (35)
years, then such share shall immediately vest in such benefici-
ary, but notwithstanding the provisions herein, my Trustee shall
retain possession of such share in trust for such beneficiary
until such beneficiary attains the age of thirty-five (35) years,
using so much of the net income and principal of such share as my
Trustee deems necessary to provide for the proper health care,
education, support and maintenance in reasonable comfort of such
beneficiary, taking into consideration to the extent my Trustee
deems advisable any other income or resources of such beneficiary
or his or her parents known to my Trustee. Any income not so
paid or applied shall be accumulated and added to principal.
Such beneficiary's share shall be paid over and distributed to
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such beneficiary upon attaining the age of thirty-five (35)
years, or if he or she shall sooner die, to his or her executors
or administrators. I recommend that my Trustee consider dis-
tributing approximately one-third (1/3) of that portion of the
principal of such beneficiary's share which my Trustee antici-
pates will ultimately be paid to such beneficiary when the
beneficiary reaches twenty-five (25) years of age, approximately
one-half (1/2) of the remaining portion when the beneficiary
reaches thirty (30) years of age, and the remainder when the
beneficiary reaches thirty-five (35) years of age. My Trustee
shall have with respect to each share so retained all the powers
and discretions had with respect to the trusts created herein
generally.
SIXTH: Anything in this Will to the contrary notwithstand-
ing, no trust created herein shall continue beyond twenty-one
(21) years after the deaths of one, the last to die of my issue
living at the time of my death; and two, all issue, living at the
time of my death, of the individual serving as President of the
united States at my death and all issue, living at the time of my
death, of said individual's five (5) immediate predecessors in
said office; upon the expiration of such period, all trusts shall
terminate and all the assets thereof shall be distributed to
those beneficiaries (and in the same proportions) as are then
entitled to receive the income therefrom.
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SEVENTH: If any beneficiary and I should die under such
circumstances as would render it doubtful whether the beneficiary
or I died first, then it shall be conclusively presumed for the
purposes of this my will that said beneficiary predeceased me:
provided, however, that if my wife shall die with me as afore-
said, I direct that my wife shall be conclusively presumed to
have survived me.
EIGHTH: (1) I name as my Executrix my wife, Betty R.
Zimmerman. If she is unable or unwilling to serve, I name as my
Co-Executors my daughters, Kathy J. Myers and Connie M. Rehman.
If either of my daughters is unable or unwilling to serve, the
other shall serve alone. If both of my daughters are unable or
unwilling to serve, I name as my Executor Mellon Bank, N.A.,
Commonwealth Region, 10 South Market Square, Harrisburg, Dauphin
County, Pennsylvania. I direct that my Executor, herein referred
to as my Executor regardless of number or gender, serve without
bond in any jurisdiction in which called upon to act.
(2) I name as my Trustee Mellon Bank, N.A., Common-
wealth Region. I direct that my Trustee, herein referred to as
my Trustee regardless of number or gender, serve without bond in
any jurisdiction in which called upon to act.
(3) Except as otherwise provided herein, if Mellon
Bank, N.A., or any successor as herein defined should fail to
qualify as Trustee hereunder, or for any reason should cease to
act in such capacity, the successor or substitute Trustee shall
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be some bank or trust company with trust powers, which successor
or substitute Trustee shall be designated in a written instrument
filed with the court having jurisdiction over the probate of my
estate and signed by my wife. Following the death or incapacity
of my wife, this power may be exercised by a majority of my
children who have attained the age of eighteen {18} years, or if
they fail to act, by the court having jurisdiction over the
probate of my estate. The situs of the Trust may be transferred
to the situs of any such successor or substitute Trustee by
designation in the written instrument aforesaid. I direct that
at least two individuals or a qualified bank or trust company
with trust powers shall serve as my Trustee at all times.
{4} For services as Executor and Trustee, my Executor
and Trustee shall receive reasonable compensation.
NINTH: (l) I give to any Executor and to any Trustee
named in this will or any Codicil hereto or to any successor or
substitute Executor or Trustee all of the powers enumerated in
this will and all of the powers applicable by law to fiduciaries
in the Commonwealth of Pennsylvania and in particular through the
Pennsylvania Probate, Estates and Fiduciaries Code, as effective
and as in effect on the date hereof, during the administration
and until the completion of the distribution of my estate, and
until the termination of all trusts created in this will or any
Codicil hereto and until the completion of the distribution of
the assets of such trusts. I direct that all such powers shall
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be construed in the broadest possible manner and shall be exer-
cisable without court authorization.
(2) In determining the federal estate and income tax
liabilities of my estate, my Executor shall have discretion to
select the valuation date and to determine whether any or all of
the allowable administration expenses in my estate shall be used
as federal estate tax deductions or as federal income tax deduc-
tions and shall have the discretion to file a joint income tax
return with my wife.
(3) If at any time any trust created hereunder (or any
share thereof if the trust shall have been divided into shares)
shall be of such value that, in the opinion of my Trustee, the
administration expense of holding the assets contained therein in
trust is not justified, my Trustee, in its absolute discretion,
may terminate such trust and distribute the trust property to the
person or persons then entitled to receive or have the benefit of
the income therefrom or the legal representative of such person.
If there is more than one income beneficiary, my Trustee shall
make such distribution to such income beneficiaries in the
proportion in which they are beneficiaries or if no proportion is
designated in equal shares to such beneficiaries.
(4) My Executor and Trustee are authorized and
empowered to acquire and to retain, either permanently or for
such period of time as my Executor or Trustee may determine,
any assets, including the capital stock of any closely held
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corporation, whether such assets are or are not of the character
approved or authorized by law for investment by fiduciaries and
whether such assets do or do not represent an overconcentration
in one investment.
(5) My Executor and my Trustee are authorized and
empowered to disclaim any interest, in whole or in part, of which
I, my Executor, or my Trustee, may be the beneficiary, devisee,
or legatee, by executing an appropriate instrument (in accordance
with section 2518 of the Internal Revenue Code of 1986, as
amended, or such similar section as may then be in effect).
(6) My Executor and Trustee are authorized and
empowered to sell at public or private sale, or exchange, and to
encumber or lease, for any period of time, any real or personal
property and to give options to buy or lease any such property.
Additionally, my Executor and Trustee are authorized and
empowered to compromise claims, to borrow from anyone (including
a fiduciary hereunder) and to pledge property as security there-
for, to make loans to and to buy property from anyone (including
a fiduciary or beneficiary hereunder); provided that any such
loans shall be adequately secured and at a fair interest rate.
(7) My Executor and Trustee are authorized and
empowered to allocate property, charges on property, receipts and
income among and between principal or income, or partly to each,
without regard to any law defining principal and income.
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( .
TENTH: No person who at any time is acting as a co-trustee
(if any) hereunder shall have any power or obligation to partici-
pate in or to exercise any discretionary authority that I have
given to my Trustee to pay principal or income to such person, or
for his or her benefit or in relief of his or her legal obliga-
tions. Such discretionary authority shall be exercised solely by
the disinterested co-trustee(s).
ELEVENTH: No interest of any beneficiary under this will,
any Codicil hereto, or any trust created herein, shall be subject
to anticipation or to voluntary or involuntary alienation.
TWELFTH: All estate, inheritance, succession and other
death taxes imposed or payable by reason of my death and interest
and penalties thereon with respect to all property comprising my
gross estate for death tax purposes, whether or not such property
passes under this Will, shall be paid out of the residue of my
estate, as if such taxes were expenses of administration, without
apportionment or right of reimbursement. I authorize my Executor
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and Trustee to pay all such taxes at such time or times as deemed
advisable.
IN WITNESS WHEREOF, I have set my hand and seal on this my
Last will and Testament this
/l/1;!,day of ~
, 1997.
~E~.(SEAL)
DONALD E. Z ERMAN
SIGNED, SEALED, PUBLISHED, and
DECLARED by DONALD E. ZIMMERMAN,
as and for his Last will and
Testament, on the day and year
last above written, in the
presence of us, who, at his
request, in his presence, and
in the presence of each other,
all being present at the same
time, have hereunto subscribed
our names as witnesses:
/LuL L. ~
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SELF-PROVING AFFIDAVIT
COMMONWEALTH OF PENNSYLVANIA
COUNTY OF W-fY\.Q.QAQ~
SSe
WE, DONALD E. ZIMMERMAN, and HEATH L. ALLEN
, and SHAWN W. WEIS , the
Testator and the witnesses, respectively, whose names are signed
to the attached or foregoing instrument, being first duly sworn,
do hereby declare to the undersigned authority that the Testator
signed and executed the instrument as his Last will and that he
had signed willingly (willingly directed another to sign for
him), and that he executed it as his free and voluntary act for
the purposes therein expressed, and that each of the witnesses,
in the presence and hearing of the Testator, signed the will as
witness and to the best of his or her knowledge the Testator was
at that time eighteen (18) years of age or older, of sound mind,
and under no constraint or undue influence.
r
DONALD E. ZI Testator
/[~ L. ~.-::-
witness
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Witness
witness
Subscribed, sworn to, and acknowledged before me by DONALD E.
ZIMMERMAN, the Testator, and subscribed and sworn to before me by
HEATH L. ALLEN , and
SHAWN W. WEIS , witnesses, this I '-{ ~ day
of ~~~y , 1997.
~~,i ju~
otary Public '-
NOTARIAL SEAL
MARJORIE L. JOHNSON, Notary Public
City of Harnsburg, Dauphin County
L.,.~_ Commission Expires March 8, 1999
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t'
IN THE MATTER OF
THE ESTATE OF
DONALD E. ZIMMERMAN, DECEASED :
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PA
NO. 2001-00697
RECEIPT, RELEASE, REFUNDING AND INDEMNITY AGREEMENT
CONCERNING FINAL DISTRIBUTION OF ESTATE
THIS AGREEMENT, made as ofthe~to. 'fI.- day of November, 2002,
WITNESSETH:
THE CIRCUMSTANCES leading up to the execution of this Agreement are as follows:
1. Donald E. Zimmerman (the "Decedent"), a married man, died testate on April 19,
2001, and his wife, Betty R. Zimmerman, duly qualified as executor (the "Executor") of the
Decedent's probate estate (the "Estate").
2. Article SECOND of the Decedent's Last Will and Testament, dated August 14,
1997 (the "Will") provides for the distribution of the Decedent's tangible personal property to the
Executor.
3. Shortly after the Decedent's death, the Executor distributed the Decedent's
tangible personal property to herself, in satisfaction of her rights under Article SECOND of the
Will.
4. Article THIRD of the Will provides as follows:
THIRD: I give, devise and bequeath the rest, residue and remainder of my
estate, real and personal, to my wife. Should she not survive me, or to the extent
that she, or her executor, trustee, attorney-in-fact, or other successor in interest,
disclaims any interest, I give, devise and bequeath such rest, residue and remain-
der, or interest therein or portion thereof, to my Trustee, hereinafter named, IN
TRUST NEVERTHELESS, to be held, administered and distributed for all
purposes as part of the Bypass Trust.
5. By instrument dated September 6, 2001, the Executor disclaimed the bequest of
the residue of the Estate of the Decedent, which Disclaimer is duly recorded in the Office of the
Register of Wills of Cumberland County, Pennsylvania.
6. By virtue of the disclaimer, the residue of the Estate passes to the trustee named in
the Will, to be held as the Bypass Trust, and administered and distributed as provided in Article
FOURTH of the Will.
7. Article EIGHTH, Paragraph (2) of the Will names Mellon Bank, N.A. (the
"Trustee") as trustee of any trusts created by the Will, including the Bypass Trust.
8. The value of the principal and income of the Estate which is distributable to the
Trustee is indicated on the informal account of the Executor which is attached hereto as Exhibit
A and incorporated herein by reference.
9. The Trustee desires that the final distribution of the Estate be made without the
formality of an accounting in the Orphans' Court Division of the Cumberland County Court of
Common Pleas (the "Court"), and the Executor is willing to make such distribution upon the
execution of this Agreement.
10. Betty R. Zimmerman is the Decedent's surviving spouse, and Kathy 1. Myers and
Connie M. Rehman are the Decedent's adult children (collectively, the "Beneficiaries"). The
Beneficiaries also desire the Executor to settle the Estate informally in order to avoid the expense
and delay involved with the formal adjudication of an accounting by the Court.
NOW THEREFORE, in consideration of the foregoing and intending to be legally bound
hereby, the Trustee does, for itself, its successors and assigns, hereby agrees as follows:
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1. The Trustee waives any right which it may have under law to require that an
accounting of the Estate be filed with, and approved by, the Court.
2. The Trustee hereby fully releases and discharges the Executor, and each of the
Executor's employers, employees, agents, attorneys, advisors, and counselors, and
their respective heirs, legal representatives, successors and assigns, from any and
all rights, claims, and actions which the Trustee, on its own behalf and on behalf
of its successors and assigns now has or may hereafter have against the Executor
arising out of the administration of the Estate and the failure of the Executor to
file an accounting of such administration with, and obtain the approval of, the
Court.
3. The Trustee acknowledges receipt from the Executor of the amounts shown on
Exhibit A, Schedule of Combined Balance on Hand, attached hereto and incorpo-
rated by reference, in full and complete satisfaction of any and all of its respective
right, title and interest in and to the Estate.
4. The Trustee hereby agrees, to the extent of the funds received by it and remaining
in its possession, to indemnify, save and hold harmless the Executor from and
against any and all claims, loss, liability, or damage which the Executor may
suffer or to which she may be subjected by reason of the distribution described in
this Agreement.
5. The Trustee covenants and agrees, to the extent of the funds received by it and
remaining in its possession, to refund to the Executor any amount which may
hereafter be determined to have been an erroneous or excess distribution.
6. The Trustee consents to the Court exercising personal jurisdiction over it in any
suit or action arising out of the enforcement of this Agreement.
AND FURTHERMORE, the Beneficiaries, in consideration of the foregoing and
intending to be legally bound hereby, jointly and severally, for themselves, their heirs, personal
representatives, successors and assigns, do hereby agree as follows:
1. The Beneficiaries waive any rights which they may have under law to require that
an accounting of the Estate be filed with, and approved by, the Court.
2. The Beneficiaries hereby release, remise, quitclaim and forever discharge the
Trustee, its successors and assigns, from and against any and all claims they may
have against the Trustee in connection with the Trustee's waiver of its right to a
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formal accounting by the Court.
3. The Beneficiaries hereby fully release and discharge the Executor, and each of the
Executor's employers, employees, agents, attorneys, advisors, and counselors, and
their respective heirs, legal representatives, successors and assigns, from any and
all rights, claims, and actions which the Beneficiaries now have or may hereafter
have against the Executor arising out of the administration of the Estate and the
failure of the Executor to file an accounting of such administration with, and
obtain the approval of, the Court.
4. The Beneficiaries consent to the Court exercising personal jurisdiction over them
in any suit or action arising out of the enforcement of this Agreement.
IN WITNESS WHEREOF, the Trustee, by its duly authorized representative, and the
Beneficiaries, have executed the attached consents to this Agreement.
-4-
CONSENT TO RECEIPT.. RELEASE.. REFUNDING AND
INDEMNITY AGREEMENT CONCERNING FINAL DISTRIBUTION OF ESTATE
I, Angela R. Thompson, in my capacity as Assistant Vice President of Mellon Bank, N.
A., the Trustee of the Bypass Trust under the Last Will and Testament of Donald E. Zimmerman,
deceased, hereby consent to and join in the Receipt, Release, Refunding and Indemnity Agree-
ment Concerning Final Distribution of the Estate of Donald E. Zimmerman, deceased, a copy of
which Agreement, including all exhibits, has been provided to me.
ATTEST:
MELLON BANK, N.A.
Trustee of the Trust Under Will of
Donald E. Zimmerman
E(;/(~ j
By:
COMMONWEALTH OF PENNSYLVANIA
COUNTY OF ---;:> C<.Mf k
I certify that on Jfl..4 Cl/l'n ~ / 7 , 2002, Angela R. Thompson personally
appeared before me, a Notary Public of the Commonwealth of Pennsylvania, and acknowledged,
to my satisfaction, that she is an Assistant Vice President of Mellon Bank, N.A., a corporation,
and the person who executed the above instrument, and that she, being authorized to do so,
executed the foregoing instrument on behalf of the corporation for the uses and purposes
ss.
expressed in the instrument.
In witness whereof, I set my hand and official seal.
'/11aJ;ftfIL
Notary Public
i/
,
/J~
N(::;'nai'::::;I~
Martha H ; : ' "",. n tr
Ci~~ (',I I'""'\~, 'i.' ,i~ '~,>l.!i":
" " . .' \. !~ .nh,
L~~\..o,r':>-:.' ", .' )..."'J,, 1
M..)nJb;:-- -".. ..,~.~- ;:~~~:;r::~:;i~~r~~_i
-5-
CONSENT TO RECEIPT.. RELEASE.. REFUNDING AND
INDEMNITY AGREEMENT CONCERNING FINAL DISTRIBUTION OF ESTATE
AND RECEIPT FOR DISTRIBUTION
I, Betty R. Zimmerman, hereby acknowledge receipt of the tangible personal property of
the Decedent, and I hereby consent to and join in the Receipt, Release, Refunding and Indemnity
Agreement Concerning Final Distribution of the Estate of Donald E. Zimmerman, deceased, a
copy of which Agreement, including exhibits, has been provided to me.
&~L7~ (SEAL)
COMMONWEAL TH OF PENNSYL VANIA
COUNTY OF ~
SS.
On this, the ~ 1 ~ day of N 0"1 ~
, 2002, before me, the undersigned
officer, personally appeared Betty R. Zimmerman, known to me (or satisfactorily proven) to be
the person whose name is subscribed to the within instrument, and acknowledged that she
executed the same in the capacities and for the purposes therein contained.
IN WITNESS WHEREOF, I hereunder set my hand and official seal.
~(j- ~.
-6-
J'; C !
~50~1ty, I
._~~--
CONSENT TO RECEIPT.. RELEASE.. REFUNDING AND
INDEMNITY AGREEMENT CONCERNING FINAL DISTRIBUTION OF ESTATE
I, Kathy J. Myers, hereby consent to andjoin in the Receipt, Release, Refunding and
Indemnity Agreement Concerning Final Distribution of the Estate of Donald E. Zimmerman,
deceased, a copy of which Agreement, including exhibits, has been provided to me.
COMMONWEALTH OF PENNSYLVANIA
SS.
COUNTY OF
On this, the ~ day of ~ev'
, 2002, before me, the undersigned
officer, personally appeared Kathy J. Myers, known to me (or satisfactorily proven) to be the
person whose name is subscribed to the within instrument, and acknowledged that she executed
th~ SaIne fur the pur pu~es therdn cOlJ.tail1ed.
IN WITNESS WHEREOF, I hereunder set my hand and official seal.
~~
No~Public
NOT ARIAL SEAL
SCOTT M. DINNER, Notary Public
Camp Hill Bora., Cumberland County
M Commission Expires October 23, 2006
-7-
CONSENT TO RECEIPT.. RELEASE.. REFUNDING AND
INDEMNITY AGREEMENT CONCERNING FINAL DISTRIBUTION OF ESTATE
I, Connie M. Rehman, hereby consent to and join in the Receipt, Release, Refunding and
Indemnity Agreement Concerning Final Distribution of the Estate of Donald E. Zimmerman,
deceased, a copy of which Agreement, including exhibits, has been provided to me.
~~~~
Connie M. Rehman
(SEAL)
STATE OF MARYLAND
COUNTYOF ;9~ry-
SS.
n,. . J _ /
On this, the l~t:l day of ~
, 2002, before me, the
undersigned officer, personally appeared Connie M. Rehman, known to me (or satisfactorily
proven) to be the person whose name is subscribed to the within instrument, and acknowledged
ttat she executed the same fer the pUl."poses theff~in contained.
IN WITNESS WHEREOF, I hereunder set my hand and official seal.
~J.I~~
Notary Pub ic , /J /
~ ~J/f' 5~--V-'
-8-
SUMMARY OF ACCOUNT
Estate of Donald E Zimmerman
For Period 04/19/2001 Through 09/30/2002
Proposed Distribution to Beneficiaries
Principal
Receipts
Net Gain (or Loss) on Sales or
Other Dispositions
Other Receipts
Less Disbursements:
Administration Expenses (prin)
Fees and Commissions (prin)
Funeral Expenses (prin)
Balance before Distributions
Distributions to Beneficiaries
Principal Balance on Hand
For Information:
Changes in Investment Holdings
Income
Receipts
Less Disbursements:
Income Taxes
Balance before Distributions
Distributions to Beneficiaries
Income Balance on Hand
Combined Balance on Hand
Page
11
1
2
3
4
4
$28,052.77
15,233.10
10,952.38
5
6
7-9
10
flb1 A
Fiduciary
Acquisition
Value
$532,881.74
-----------
-----------
$568,188.76
4,017.72
0.00
$572,206.48
54,238.25
$517,968.23
0.00
$517,968.23
$ 15,558.51
645.00
$ 14,913.51
0.00
$ 14,913.51
$532,881.74
-----------
-----------
RECEIPTS OF PRINCIPAL
Estate of Donald E Zimmerman
As of 09/30/2002
Assets Listed in Inventory
(Valued as of date of death)
Money Market Accounts
DF Tax Exempt Money Market Fund
$26.40 Accrued Interest
Common Stocks
John Hancock Financial
95 Units
Mutual Funds
MPAM Large Cap Stock Fund
4,867.385 Units
MPAM Penna Int Mun Bd Fund
16,631.131 Units $489.45 Accrued Dividend
State Farm Growth Fund
5,876.072 Units
Certificates of Deposit
Mellon Bank CD
$203.65 Accrued Interest
TOTAL INVENTORY
$ 51,642.95
213,035.30
281,522.61
· Page -1
Fiduciary
Acquisition
Value
$ 13,452.60
3,331.65
546,200.86
5,203.65
$568,188.76
GAINS AND LOSSES ON SALES OR OTHER DISPOSITIONS
Estate of Donald E Zimmerman
For Period 04/19/2001 Through 09/30/2002
08/06/2001 Sale of asset
MPAM PA Inter Muni Bd
16,631.131 Units
Net Proceeds
Fiduciary Acquisition Value
Net Gain
08/06/2001 Sale of asset
MPAM Large Cap Stock Fd
4,867.385 Units
Net Proceeds
Fiduciary Acquisition Value
Net Loss
Gain
$216,537.33
212,545.85
$ 3,991.48
$ 49,111.91
51,642.95
12/18/2001 Long term capital gains dividend reinvestment
57.818 units
Net Proceeds
Fiduciary Acquisition Value
Net Gain
Total Gains and Losses
Less Loss
Net Gain
$ 2,557.28
0.00
2,557.28
$6,548.76
(2,531.04)
$ 4,017.72
, Page '2
Loss
$ 2,531.04
$2,531.04
DISBURSEMENTS OF PRINCIPAL · Page 9
Estate of Donald E Zimmerman
For Period 04/19/2001 Through 09/30/2002
Administration Expenses (prin)
05/17/2001 Mellon Bank - custodial fee $ 289.57
06/15/2001 Mellon Bank - custodial fee 292.27
07/17/2001 Mellon Bank - custodial fee 291.60
08/17/2001 Mellon Bank - custodial fee 293.52
09/17/2001 Mellon Bank - custodial fee 291.50
10/16/2001 Mellon Bank - custodial fee 297.06
11/16/2001 Mellon Bank - custodial fee 297.04
12/17/2001 Mellon Bank - custodial fee 297.09
01/17/2002 Pennsylvania Inheritance Tax 19,469.20
01/17/2002 Mellon Bank - custodial fee 297.06
01/18/2002 Pennsylvania Inheritance Tax 41.66
02/05/2002 Register of Wills
Additional probate fee 220.00
02/15/2002 Mellon Bank - custodial fee 271.66
03/15/2002 Mellon Bank - custodial fee 271.67
04/17/2002 Mellon Bank - custodial fee 271.89
05/17/2002 Mellon Bank - custodial fee 272.04
06/17/2002 Mellon Bank - custodial fee 272.25
07/17/2002 Mellon Bank - custodial fee 272.19
08/16/2002 Mellon Bank - custodial fee 271.66
09/17/2002 Mellon Bank - custodial fee 271.84
09/27/2002 Family Exemption amount paid to
Betty R. Zimmerman 3,500.00
-----------
$ 28,052.77
DISBURSEMENTS OF PRINCIPAL
Estate of Donald E Zimmerman
For Period 04/19/2001 Through 09/30/2002
Fees and Commissions (prin)
01/23/2002 George Clauser
Fees for real estate appraisals
01/23/2002 Keefer Wood Allen & Rahal, LLP
Attorney fees and disbursements
06/25/2002 Mellon Private Asset Management
Tax return preparation fee
09/27/2002 Keefer Wood Allen & Rahal, LLP
Attorney fees and disbursements
Funeral Expenses (prin)
09/27/2002 Funeral expenses (burial, luncheon,
headstone) reimbursed to Betty R. Zimmerman
TOTAL DISBURSEMENTS OF PRINCIPAL
$ 2,030.00
6,476.06
250.00
6,477.04
.Page 4
$ 15,233.10
10,952.38
$ 54,238.25
Checking Accounts
Estate Cash Account
Common Stocks
John Hancock Financial
95 Units
Mutual Funds
State Farm Growth Fund
6,056.13 Units
Less: Income balance on hand
PRINCIPAL BALANCE ON HAND
PRINCIPAL BALANCE ON HAND
Estate of Donald E Zimmerman
As of 09/30/2002
· Page 5
Current
Value
Carrying
Value
$240,219.44
$240,219.44
2,641.00
3,331.65
205,787.30
289,330.65
$448,647.74
14,913.51
$532,881.74
14,913.51
$433,734.23
$517,968.23
-----------
-----------
-----------
-----------
INFORMATION SCHEDULES
Estate of Donald E Zimmerman
For Period 04/19/2001 Through 09/30/2002
Changes in Investment Holdings
MPAM Large Cap Stock Fund
$ 51,642.95
08/06/2001 Sale of asset
MPAM Large Cap Stock Fd
4,867.385 Units
-51,642.95
MPAM Penna Int Mun Bd Fund
$213,035.30
05/01/2001 Dividend
-489.45
08/06/2001 Sale of asset
MPAM PA Inter Muni Bd
16,631.131 Units
-212,545.85
State Farm Growth Fund
$ 281,522.61
06/19/2001 periodic dividend {reinvested}
36.71 Units
1,704.06
12/18/2001 Dividend reinvestment
40.773 Units
1,803.40
12/18/2001 Long term capital gains dividend reinvestment
57.818 Units
2,557.28
06/26/2002 Dividend reinvestment
44.757 Units
1,743.30
Mellon Bank CD
$
5,203.65
09/22/2001 Interest
-203.65
09/22/2001 Mellon Bank Certificate of Deposit - matured
and redeemed
-5,000.00
.Page 6
$ 0.00
0.00
289,330.65
0.00
RECEIPTS OF INCOME
Estate of Donald E Zimmerman
For Period 04/19/2001 Through 09/30/2002
Dividends
MPAM Large Cap Stock Fund
06/04/2001 Dividend
07/02/2001 Dividend
08/01/2001 Dividend
MPAM Penna Int Mun Bd Fund
05/01/2001 Dividend
06/05/2001 Dividend
07/02/2001 Dividend
08/01/2001 Dividend
09/04/2001 Dividend
State Farm Growth Fund
06/19/2001 periodic dividend (reinvested)
12/18/2001 Dividend reinvestment
06/26/2002 Dividend reinvestment
Total Dividends
Interest
DF Tax Exempt Money Market Fund
05/01/2001 Interest
06/01/2001 Interest
07/02/2001 Interest
08/01/2001 Interest
$
38.94
4.87
4.87
48.68
$ 283.37
764.54
727.59
793.91
149.21
2,718.62
$ 1,704.06
1,803.40
1,743.30
5,250.76
$
15.28
40.38
35.56
36.82
.Page 'it
$ 8,018.06
RECEIPTS OF INCOME
Estate of Donald E Zimmerman
For Period 04/19/2001 Through 09/30/2002
f.Page e
09/04/2001 Interest
$
497.63
10/01/2001 Interest
222.89
848.56
Estate Cash Account
10/01/2001 Monthly Interest $ 464.94
11/01/2001 Monthly interest 716.59
12/03/2001 Monthly interest 622.50
01/02/2002 Monthly interest 589.39
02/01/2002 Monthly interest 537.22
03/01/2002 Monthly interest 430.41
04/01/2002 Monthly interest 459.23
05/01/2002 Monthly interest 443.18
06/03/2002 Monthly interest 453.96
07/01/2002 Monthly interest 445.99
08/01/2002 Monthly interest 446.67
09/03/2002 Monthly interest 440.29
-----------
6,050.37
Mellon Bank CD
09/22/2001 Interest
$
153.83
Total Interest
$ 7,052.76
Other Income
MPAM Large Cap Stock Fund
05/07/2001 Fee reimbursement income
26.31
06/08/2001 Fee reimbursement income
29.08
07/10/2001 Fee reimbursement income
27.42
RECEIPTS OF INCOME
Estate of Donald E Zimmerman
For Period 04/19/2001 Through 09/30/2002
08/10/2001 Fee reimbursement income
09/10/2001 Fee reimbursement income
MPAM Penna Int Mun Bd Fund
05/07/2001 Fee reimbursement income
06/08/2001 Fee reimbursement income
07/10/2001 Fee reimbursement income
08/10/2001 Fee reimbursement income
09/10/2001 Fee reimbursement income
Total Other Income
TOTAL RECEIPTS OF INCOME
$
27.36
4.43
114.60
$ 87.78
90.80
88.31
91.37
14.83
373.09
.Page 9
$
487.69
$ 15,558.51
DISBURSEMENTS OF INCOME
Estate of Donald E Zimmerman
For Period 04/19/2001 Through 09/30/2002
Income Taxes
07/01/2002 United States Treasury
Fiduciary Income Tax for FY 2001
07/01/2002 PA Dept. of Revenue
Fiduciary Income Tax for FY 2001
TOTAL DISBURSEMENTS OF INCOME
$
337.00
308.00
page- H)
$ 645.00
$
645.00
., , . .
PROPOSED DISTRIBUTIONS TO BENEFICIARIES
Estate of Donald E Zimmerman
For Period 04/19/2001 Through 09/30/2002
l'age- 1-!
To: Trust U/ W of Donald E. Zimmerman
Distribution of Residue
09/30/2002 The beneficiary will receive a 100% interest in the
estate's residue, representing a portion of the
following assets:
Cash
$240,219.44
John Hancock Financial
95 Units
Current balance
3,331.65
$3,331.65
State Farm Growth Fund
6,056.13 Units
Current balance
289,330.65
$289,330.65
Total
$532,881.74
TOTAL PROPOSED DISTRIBUTIONS TO BENEFICIARIES
$532,881.74
-----------
-----------
--.
Register 0f Wills of Cumberland County, Pennsylvania
..
INVENTORY
Estate of Donald E. Zimmerman
No.
2001-0697
also known as
Date of Death 04/19/2001
, Deceased
Social Security No. 196-14-1323
I. Bettv R. Zimmerman
Personal Representative{s) of the above Estate, deceased, verify that the items appearing in the following inventory include all
of the personal assets wherever situate and all of the real estate in the Commonwealth of Pennsylvania of said Decedent, that
the valuation placed opposite each item of said Inventory represents its fair value as of the date of the Decedent's death, and
that Decedent owned no real estate outside of the Commonwealth of Pennsylvania except that which appears in a memorandum
at the end of this inventory. I/We verify that the statements made in this Inventory are true and correct. I/We understand that
false statements herein are made subject to the penalties of 18 Pa. C.S. Section 4904 relating to unsworn falsification to
authorities.
1.0. No.:
33580
Attorney:
Bridaet M. Whitlev
Address:
P.O. Box 11963
Harrisbura. PA 17108-1963
Telephone: 717-255-8027
Description
Value
5,876.972 shares State Farm Growth Fund
$281,522.71
Mellon Bank Certif'lcate of Deposit #01107335 with accrued interest
5,203.65
or;
tf*t- _.... ..
=(1) 0
:j :;:t N
cr"
(F "
'-
~
Z
N
W
::0
m
n
!;:~
(:/
"'f:!
r"!
"
-0
W
cx::;
Total: $286,726.36
NOTE: The Memorandum of real estate outside the Commonwealth of Pennsylvania may, at the election of the personal representative, include
the value of each item, but such figures should not be extended into the total of the Inventory.
Form RW-7 (Dauphin County) - Rev. 9/92
/6-o?~6 -$
\ BUREAU OF INDIVIDUAL TAXES
\I INHERITANCE TAX DIVISION
DEPT. 280601
HARRISBURG, PA 17128-0601
BRIDGET M WHITLEY
KEEFER ETAL
PO BOX 11963
HBG PA \j~171108
COMMONWEALTH OF PENNSYLVANIA
DEPARTMENT OF REVENUE
NOTICE OF DETERMINATION AND
ASSESSMENT OF PENNSYLVANIA
ESTATE TAX BASED ON FEDERAL
CLOSING LETTER
DATE
ESTATE OF
DATE OF DEATH
FILE NUMBER
COUNTY
ACN
*
REY-75' EX AFP CUl-02)
,....-,'
Ul.
"t" )
~ ...:.
: 1':5
08-05-2002
ZIMMERMAN
04-19-2001
21 01-0697
CUMBERLAND
202
AlIOUnt Rellitted
DONALD E
MAKE CHECK PAYABLE AND REMIT PAYMENT TO:
REGISTER OF WILLS
CUMBERLAND CO COURT HOUSE
CARLISLE, PA 17013
NOTE: To insure proper credit to your account, subllit the upper portion of this forll with your tax paYllent.
CUT ALONG THIS LINE .. RETAIN LOWER PORTION FOR YOUR FILES ~
RE;;:;iir-EX-1rFP--(oi~-02)-----.il-NOificE--OF-iDETifRMiN1rfiCtN-AN-D-A!fSES!fMENY-----------------------------
OF PENNSYLVANIA ESTATE TAX BASED ON FEDERAL CLOSING LETTER ..
ESTATE OF ZIMMERMAN
DONALD
E FILE NO.21 01-0697
ACN 202
DATE 08-05-2002
ESTATE TAX DETERMINATION
1. Credit For State Death Taxes as Verified
16,392.48
2. Pennsylvania Inheritance Tax Assessed
(Excluding Discount and/or Interest)
19,610.46
3. Inheritance Tax Assessed by Other States
or Territories of the United States
(Excluding Discount and/or Interest)
.00
4. Total Inheritance Tax Assessed
19,610.46
5. Pennsylvania Estate Tax Due
.00
6. Amount of Pennsylvania Estate Tax Previously Assessed
Based on Federal Estate Tax Return
.00
7. Additional Pennsylvania Estate Tax Due
.00
TAX CREDITS:
PAYMENT RECEIPT DISCOUNT (+) AMOUNT PAID
DATE NUMBER INTEREST/PEN PAID (-)
TOTAL TAX CREDIT .00
BALANCE OF TAX DUE .00
INTEREST AND PEN. .00
TOTAL DUE .00
-IF PAID AFTER THIS DATE, SEE REVERSE SIDE (IF TOTAL DUE IS LESS THAN $1, NO PAYMENT IS REQUIRED
FOR CALCULATION OF ADDITIONAL INTEREST. IF TOTAL DUE IS REFLECTED AS A "CREDIT" (CR), YOU MAY BE
DUE A REFUND. SEE REVERSE SIDE OF THIS FORM FOR INSTRUCTIONS.)
'" ....
COMMONWEALTH OF PENNSYLVANIA
DEPARTMENT OF REVENUE
BUREAU OF INDIVIDUAL TAXES
DEPT. 280601
HARRISBURG, PA 17128-0601
REV-1162 EX(11-96)
RECEIVED FROM:
PENNSYLVANIA
INHERITANCE AND ESTATE TAX
OFFICIAL RECEIPT
BRIDGET M SHITLEY ESQUIRE
210 WALNUT STREET
HARRISBURG, PA 17101
-------- fold
ESTATE INFORMATION: SSN: 196-14-1323
FILE NUMBER: 21-2001- 0697
DECEDENT NAME: ZIMMERMAN DONALD E
DATE OF PAYMENT: 01/23/2002
POSTMARK DATE: 01/22/2002
COUNTY: CUMBERLAND
DATE OF DEATH: 04/19/2001
NO. CD 000783
ACN
ASSESSMENT
CONTROL
NUMBER
AMOUNT
101 I $19,469.20
I
I
I
I
I
I
I
I
TOTAL AMOUNT PAID:
REMARKS: BRIDGET M WHITLEY ESQUIRE
CHECK# 10346759
SEAL
INITIALS: CW
RECEIVED BY:
$19,469.20
MARY C. LEWIS
REGISTER OF WILLS
REGISTER OF WILLS
oJ .
COMMONWEALTH OF PENNSYLVANIA
DEPARTMENT OF REVENUE
BUREAU OF INDIVIDUAL TAXES
DEPT. 280601
HARRISBURG, PA 17128-0601
REV-1162 EX(11-96)
RECEIVED FROM:
PENNSYLVANIA
INHERITANCE AND ESTATE TAX
OFFICIAL RECEIPT
BRIDGET M WHITLEY ESQUIRE
210 WALNUT STREET
HARRISBURG, PA 17101
-------- fold
ESTATE INFORMATION: SSN: 196-14-1323
FILE NUMBER: 21-2001- 0697
DECEDENT NAME: ZIMMERMAN DONALD E
DATE OF PAYMENT: 01/23/2002
POSTMARK DATE: 01/22/2002
COUNTY: CUMBERLAND
DATE OF DEATH: 04/19/2001
NO. CD 000782
ACN
ASSESSMENT
CONTROL
NUMBER
AMOUNT
101 I $ 99.60
I
I
I
I
I
I
I
I
TOTAL AMOUNT PAID:
$99.60
REMARKS: BRIDGET M WHITLEY ESQUIRE
CHECK# 65322
SEAL
INITIALS: CW
RECEIVED BY:
MARY C. LEWIS
REGISTER OF WILLS
REGISTER OF WILLS
"'COMMON~EALTH OF PENNSYLVANIA
DEPARTMENT OF REVENUE
BUREAU OF INDIVIDUAL TAXES
DEPT. 280601
HARRISBURG, PA 17128-0601
REV-1162 EX( 11-96l
RECEIVED FROM:
PENNSYLVANIA
INHERITANCE AND ESTATE TAX
OFFICIAL RECEIPT
BRIDGET M WHITLEY ESQUIRE
210 WALNUT STREET
HARRISBURG, PA 17101
-------- fold
ESTATE INFORMATION: SSN: 196-14-1323
FILE NUMBER: 21-2001- 0697
DECEDENT NAME: ZIMMERMAN DONALD E
DA TE OF PAYMENT: 01/23/2002
POSTMARK DATE: 01/22/2002
COUNTY: CUMBERLAND
DATE OF DEATH: 04/19/2001
NO. CD 000781
ACN
ASSESSMENT
CONTROL
NUMBER
AMOUNT
101 I $41 .66
I
I
I
I
I
I
I
I
TOTAL AMOUNT PAID:
REMARKS: BRIDGET M WHITLEY ESQUIRE
CHECK# 10346982
SEAL
INITIALS: CW
RECEIVED BY:
REGISTER OF WILLS
$41 .66
MARY C. LEWIS
REGISTER OF WILLS
/0- c:27'b ~
~ BUREAU OF INDIVIDUAL TAXES
INHERITANCE TAX DIVISION
DEPT. 280601
HARRISBURG I PA 17128-0601
COMMONWEALTH OF PENNSYLVANIA
DEPARTMENT OF REVENUE
*
NOTICE OF INHERITANCE TAX
APPRAISEMENT, ALLOWANCE OR DISALLOWANCE
OF DEDUCTIONS AND ASSESSMENT OF TAX
REV-1547 EX AFP (01-02>
BRIDGET M WHITLEY
KEEFER ETAL
PO BOX 11963
HBG PA lil08
DATE
ESTATE OF
DATE OF DEATH
FILE NUMBER
COUNTY
ACN
11-11-2002
ZIMMERMAN
04-19-2001
21 01-0697
CUMBERLAND
101
DONALD
E
Allount Rellitted
MAKE CHECK PAYABLE AND REMIT PAYMENT TO:
REGISTER OF WILLS
CUMBERLAND CO COURT HOUSE
CARLISLE, PA 17013
CUT ALONG THIS LINE ~ RETAIN LOWER PORTION FOR YOUR RECORDS ~
REv=isi;-j-E3f-AFP--fol-:02i--No;--icE--oF-'rNHEififANci-TAx-jrpPRAisEMENT~--AL1-owAN-ci-oR-----------------
DISALLOWANCE OF DEDUCTIONS AND ASSESSMENT OF TAX
ESTATE OF ZIMMERMAN DONALD E FILE NO. 21 01-0697 ACN 101 DATE 11-11-2002
TAX RETURN WAS: (X) ACCEPTED AS FILED
) CHANGED
RESERVATION CONCERNING FUTURE INTEREST - SEE REVERSE
APPRAISED VALUE OF RETURN BASED ON: SUPPLEMENTAL RETURN
1. Real Estate (Schedule A) (1)
2. Stocks and Bonds (Schedule B) (2)
3. Closely Held Stock/Partnership Interest (Schedule C) (3)
4. Mortgages/Notes Receivable (Schedule D) (4)
5. Cash/Bank Deposits/Misc. Personal Property (Schedule E) (5)
6. Jointly Owned Property (Schedule f) (6)
7. Transfers (Schedule G) (7)
8. Total Assets
NO. 01
.00
3,331.65
.00
.00
.00
.00
.00
(8)
NOTE: To insure proper
credit to your account,
subllit the upper portion
of this form with your
tax payment.
3,331.65
APPROVED DEDUCTIONS AND EXEMPTIONS:
9. Funeral Expenses/Adll. Costs/Misc. Expenses (Schedule H) (9)
10. Debts/Mortgage Liabilities/Liens (Schedule I) (10)
11. Total Deductions
12. Net Value of Tax Return
13. Charitable/Governmental Bequests; Non-elected 9113 Trusts (Schedule J)
14. Net Value of Estate Subject to Tax
.00
.00
(11)
(12)
(13)
(14)
on
3,331.65
.00
1,196,096.07
NOTE:
I~ an assessment was issued previously, lines 14, IS and/or 16, 17, 18 and 19 will
re~lect figures that include the total of ALL returns assessed to date.
ASSESSMENT OF TAX:
15. Amount of Line 14 at Spousal rate (IS)
16. Amount of Line 14 taxable at Lineal/Class A rate (16)
17. Amount of Line 14 at Sibling rate (17)
18. Amount of Line 14 taxable at Collateral/Class B rate (18)
19. Principal Tax Due
477,345.51 X 00 =
167,031.58 X 045 =
.00 X 12 =
.00 X 15 =
(19)=
.00
7,516.42
.00
.00
7,516.42
TAX CREDITS:
r-ft.n~n. 1C1:1,,;1:~t"1 II l+J AMOUNT PAID
DATE NUMBER INTEREST/PEN PAID (-)
01-19-2002 CDOO0783 .00 7,301.77
01-22-2002 CDOO0781 .00 41.66
01-22-2002 CDOO0782 .00 99.60
10-17-2002 CDOO1744 2.92- 76.31
TOTAL TAX CREDIT 7,516.42
BALANCE OF TAX DUE .00
INTEREST AND PEN. .42
TOTAL DUE .42
· If PAID AFTER DATE INDICATED, SEE REVERSE
fOR CALCULATION OF ADDITIONAL INTEREST.
( IF TOTAL DUE IS LESS THAN $1, NO PAYMENT IS REQUIRED.
IF TOTAL DUE IS REFLECTED AS A "CREDIT" (CR), YOU MAY BE DUE
A REFUND. SEE REVERSE SIDE OF THIS FOR" FOR INSTRUCTIONS.)
\, /6 -c2~ --3
BUREAU OF INDIVIDUAL TAXES
INHERITANCE TAX DIVISION
DEPT. 280601
HARRISBURG. PA 17128-0601
COMMONWEALTH OF PENNSYLVANIA
DEPARTMENT OF REVENUE
INHERITANCE TAX
STATEMENT OF ACCOUNT
*'
REV-1'07 EX AFP (01-02)
BRIDGET M WHITLEy.02
KEEFER ETAL
PO BOX 11963
HBG
_r)
L.
, :2 1
DATE
ESTATE OF
DATE OF DEATH
FILE NUMBER
COUNTY
ACN
07-29-2002
ZIMMERMAN
04-19-2001
21 01-0697
CUMBERLAND
101
DONALD
E
AlIOunt Reid tted
, .
CRA.-.17108
MAKE CHECK PAYABLE AND REMIT PAYMENT TO:
REGISTER OF WILLS
CUMBERLAND CO COURT HOUSE
CARLISLE1 PA 17013
NOTE: To insure proper credit to your accountl submit the upper portion of this form with your tax payment.
CUT ALONG THIS LINE .. RETAIN LOWER PORTION FOR YOUR RECORDS ~
RE-V':ii,',-j-i3fAFP--foi-:oz'Y------...--INirERi,.-ANc'E-fAx--STA-YEME-tif-oF-Accouiif--.-..---------------------
ESTATE OF ZIMMERMAN DONALD E FILE NO.21 01-0697 ACN 101 DATE 07-29-2002
THIS STATEHENT IS PROVIDED TO ADVISE OF THE CURRENT STATUS OF THE STATED ACN IN THE NAHED ESTATE. SHOWN BELOW
IS A SUHHARY OF THE PRINCIPAL TAX DUEl APPLICATION OF ALL PAYHENTSI THE CURRENT BALANCEI ANDI IF APPLICABLE I
A PROJECTED INTEREST FIGURE.
DATE OF LAST ASSESSMENT OR RECORD ADJUSTMENT: 01-01-2002
PR I NCI PAL TAX DUE: ...........................................................................................................................................................................................................................
71442.96
PAYMENTS (TAX CREDITS):
PAYMENT RECEIPT DISCOUNT (+) AMOUNT PAID
DATE NUMBER INTEREST/PEN PAID (-)
01-19-2002 CDOO0783 .00 71301.77
01-22-2002 CDOO0781 .00 41.66
01-22-2002 CDOO0782 .07- 99.60
TOTAL TAX CREDIT 71442.96
BALANCE OF TAX DUE .00
INTEREST AND PEN. .00
. IF PAID AFTER THIS DATEI SEE REVERSE TOTAL DUE .00
SIDE FOR CALCULATION OF ADDITIONAL INTEREST.
( IF TOTAL DUE IS LESS THAN $11
NO PAYMENT IS REQUIRED.
IF TOTAL DUE IS REFLECTED AS A "CREDIT" (CRll
YOU HAY BE DUE A REFUND. SEE REVERSE SIDE OF THIS FORM FOR INSTRUCTIONS. l
/ 6 -c:2~ 6' '-.3
~ BUREAU OF INDIVIDUAL TAXES
INHERITANCE TAX DIVISION
DEPT. 280601
HARRISBURG, PA 17128-0601
COMMONWEALTH OF PENNSYLVANIA
DEPARTMENT OF REVENUE
INHERITANCE TAX
STATEMENT OF ACCOUNT
*
REV-li07 EX AFP COl-02)
BRIDGET M WHITLEY
KEEFER ETAL
PO BOX 11963
HBG
.02
--2
'I :?-j
DATE
ESTATE OF
DATE OF DEATH
FILE NUMBER
COUNTY
ACN
07-29-2002
ZIMMERMAN
04-19-2001
21 01-0697
CUMBERLAND
102
DONALD
E
Allount Rellitted
'...
ftAt17108
MAKE CHECK PAYABLE AND REMIT PAYMENT TO:
REGISTER OF WILLS
CUMBERLAND CO COURT HOUSE
CARLISLEI PA 17013
NOTE: To insure proper credit to your accountl subllit the upper portion of this forll with your tax paYllent.
CUT ALONG THIS LINE ~ RETAIN LOWER PORTION FOR YOUR RECORDS ~
RE-Y=i6oj-ix--AFP--foi-.:ozi-------...--iNifERITANci--flX--STA-YEMENY-OF-lC-COUiiy--.-..---------------------
ESTATE OF ZIMMERMAN DONALD E FILE NO. 21 01-0697 ACN 102 DATE 07-29-2002
THIS STATEHENT IS PROVIDED TO ADVISE OF THE CURRENT STATUS OF THE STATED ACN IN THE NAHED ESTATE. SHOWN BELOW
IS A SUHHARY OF THE PRINCIPAL TAX DUEl APPLICATION OF ALL PAYHENTSI THE CURRENT BALANCEI ANDI IF APPLICABLE I
A PROJECTED INTEREST FIGURE.
DATE OF LAST ASSESSMENT OR RECORD ADJUSTMENT: 01-01-2002
P R I NC I PAL TAX DUE: ...........................................................................................................................................................................................................................
121167.50
PAYMENTS (TAX CREDITS):
PAYMENT RECEIPT DISCOUNT (+) AMOUNT PAID
DATE NUMBER INTEREST/PEN PAID (-)
01-19-2002 CDOO0783 .00 121167.43
TOTAL TAX CREDIT 121167.43
BALANCE OF TAX DUE .07
INTEREST AND PEN. .00
. IF PAID AFTER THIS DATEI SEE REVERSE TOTAL DUE .07
SIDE FOR CALCULATION OF ADDITIONAL INTEREST.
( IF TOTAL DUE IS LESS THAN $11
NO PAYHENT IS REQUIRED.
IF TOTAL DUE IS REFLECTED AS A "CREDIT" (CRll
YOU HAY BE DUE A REFUND. SEE REVERSE SIDE OF THIS FORH FOR INSTRUCTIONS. l
/6w~1/6 -0
" BUREAU OF INDIVIDUAL TAXES
~INHERITANCE TAX DIVISION
DEPT. 280601
HARRISBURG, PA 17128-0601
COMMONWEALTH OF PENNSYLVANIA
DEPARTMENT OF REVENUE
NOTICE OF DETERMINATION AND
ASSESSMENT OF PENNSYLVANIA
ESTATE TAX BASED ON FEDERAL
ESTATE TAX RETURN
'*
REV-485 EX AFP e01-02>
'OZ
JUL 26
DATE
ESTATE OF
DATE OF DEATH
FILE NUMBER
COUNTY
ACN
07-29-2002
ZIMMERMAN
04-19-2001
21 01-0697
CUMBERLAND
201
DONALD
E
BRIDGET M WHITLEY
KEEFER ETAL
PO BOX 11963
HBG
; .')-;
.,_L
AlIOUnt Rellitted
~.~.;
,""
PA 17i\&8;
MAKE CHECK PAYABLE AND REMIT PAYMENT TO:
REGISTER OF WILLS
CUMBERLAND CO COURT HOUSE
CARLISLE1 PA 17013,
NOTE: To insure proper credit to your account1 subllit the upper portion of this forll with your tax paYllent.
CUT ALONG THIS LINE ~ RETAIN LOWER PORTION FOR YOUR FILES ~
RE-V:483--EX-j{FP--{oi~-02i-----.-.-NO-ficE--OF-1iETifiMiNlrfio-N-AN-j-AifsESS-MENif----------------------------
OF PENNSYLVANIA ESTATE TAX BASED ON FEDERAL ESTATE TAX RETURN ..
ESTATE OF ZIMMERMAN
DONALD
E FILE NO.21 01-0697
ACN 201
DATE 07-29-2002
ESTATE TAX DETERMINATION
1. Credit For State Death Taxes as Verified
16,392.48
2. Pennsylvania Inheritance Tax Assessed
(Excluding Discount and/or Interest)
19.610.46
3. Inheritance Tax Assessed by Other States
or Territories of the United States
(Excluding Discount and/or Interest)
.00
4. Total Inheritance Tax Assessed
19,610.46
5. Pennsylvania Estate Tax Due
.00
TAX CREDITS:
PAYMENT RECEIPT DISCOUNT (+) AMOUNT PAID
DATE NUMBER INTEREST/PEN PAID (-)
TOTAL TAX CREDIT .00
BALANCE OF TAX DUE .00
INTEREST AND PEN. .00
TOTAL DUE .00
-IF PAID AFTER THIS DATE, SEE REVERSE SIDE (IF TOTAL DUE IS LESS THAN $11 NO PAYMENT IS REQUIRED
FOR CALCULATION OF ADDITIONAL INTEREST. IF TOTAL DUE IS REFLECTED AS A "CREDIT" (CR), YOU MAY BE
DUE A REFUND. SEE REVERSE SIDE OF THIS FORM FOR INSTRUCTIONS.)
/6 -~1/b -t3
BUREAU OF INDIVIDUAL TAXES
INHERITANCE TAX DIVISION
DEPT. 280601
HARRISBURG, PA 17128-0601
COMMONWEALTH OF PENNSYLVANIA
DEPARTMENT OF REVENUE
INHERITANCE TAX
STATEMENT OF ACCOUNT
*
REY-1U1 EX AFP (01-02)
'01,-./.) , . .
.JUL 26
DATE
ESTATE OF
DATE OF DEATH
FILE NUMBER
COUNTY
ACN
07-22-2002
ZIMMERMAN
04-19-2001
21 01-0697
CUMBERLAND
101
DONALD
E
BRIDGET M WHITLEY
KEEFER ETAL
PO BOX 11963 Ct i.:
HBG PA 17108
\....
Allount Rellitted
MAKE CHECK PAYABLE AND REMIT PAYMENT TO:
REGISTER OF WILLS
CUMBERLAND CO COURT HOUSE
CARLISLE, PA 17013
NOTE: To insure proper credit to your account, subllit the upper portion of this forll with your tax paYllent.
CUT ALONG THIS LINE ~ RETAIN LOWER PORTION FOR YOUR RECORDS ~
REy:i6oj-iifAFi.--foi-.:oz.r------...--INH-iRITANCE"-TAif-STA-YEME-tiy-OF'-Accouiif--...---------------------
ESTATE OF ZIMMERMAN DONALD E FILE NO. 21 01-0697 ACN 101 DATE 07-22-2002
THIS STATEHENT IS PROVIDED TO ADVISE OF THE CURRENT STATUS OF THE STATED ACN IN THE NAHED ESTATE. SHOWN BELOW
IS A SUMMARY OF THE PRINCIPAL TAX DUE, APPLICATION OF ALL PAYHENTS, THE CURRENT BALANCE, AND, IF APPLICABLE,
A PROJECTED INTEREST FIGURE.
DATE OF LAST ASSESSMENT OR RECORD ADJUSTMENT: 01-01-2002
PR I NC I PAL TAX DU E : ........................................................._................................................................................................................................................................
7,442.96
PAYMENTS (TAX CREDITS):
PAYMENT RECEIPT DISCOUNT (+) AMOUNT PAID
DATE NUMBER INTEREST/PEN PAID (-)
01-22-2002 CDOO0781 .00 41.66
01-22-2002 CDOO0782 .00 99.60
01-22-2002 CDOO0783 3.66- 7,305.36
TOTAL TAX CREDIT 7,442.96
BALANCE OF TAX DUE .00
INTEREST AND PEN. .00
. IF PAID AFTER THIS DATE, SEE REVERSE TOTAL DUE .00
SIDE FOR CALCULATION OF ADDITIONAL INTEREST.
( IF TOTAL DUE IS LESS THAN $1,
NO PAYHENT IS REQUIRED.
IF TOTAL DUE IS REFLECTED AS A "CREDIT" (CR),
YOU HAY BE DUE A REFUND. SEE REVERSE SIDE OF THIS FORH FOR INSTRUCTIONS. )
/b-~~b-~
BUREAU OF INDIVIDUAL TAXES
INHERITANCE TAX DIVISION
DEPT. 280601
HARRISBURG~ PA 17128-0601
COMMONWEALTH OF PENNSYLVANIA
DEPARTMENT OF REVENUE
INHERITANCE TAX
STATEMENT OF ACCOUNT
*
REV-16D7 Ell AFP t01-0Z)
'02
JUt --:' r.:
LO
:20
DATE
ESTATE OF
DATE OF DEATH
FILE NUMBER
COUNTY
ACN
07-22-2002
ZIMMERMAN
04-19-2001
21 01-0697
CUMBERLAND
102
DONALD
E
BRIDGET M WHITLEY
KEEFER ETAL
PO BOX 11963
HBG
Allount Rellitted
~, .'
f"11 '_
"~;A'17108
MAKE CHECK PAYABLE AND REMIT PAYMENT TO:
REGISTER OF WILLS
CUMBERLAND CO COURT HOUSE
CARLISLE, PA 17013
NOTE: To insure proper credit to your account, subllit the upper portion of this forll with your tax paYllent.
CUT ALONG THIS LINE ~ RETAIN LOWER PORTION FOR YOUR RECORDS ~
RE-y-:i6'ifj-ix--AFP--foi-::ozi-------...--xNiiiRITANc'E-ylX--si'i,fiME-tif-oF'-lccouiif--.-..---------------- -----
ESTATE OF ZIMMERMAN DONALD E FILE NO. 21 01-0697 ACN 102 DATE 07-22-2002
THIS STATEHENT IS PROVIDED TO ADVISE OF THE CURRENT STATUS OF THE STATED ACN IN THE NAHED ESTATE. SHOWN BELOW
IS A SUHHARY OF THE PRINCIPAL TAX DUE, APPLICATION OF ALL PAYHENTS, THE CURRENT BALANCE, AND, IF APPLICABLE,
A PROJECTED INTEREST FIGURE.
DATE OF LAST ASSESSMENT OR RECORD ADJUSTMENT: 01-01-2002
PR I NC I PAL TAX DU E : ........................................................................................_.................................................................................................................................
12,167.50
PAYMENTS (TAX CREDITS):
INT
AT
REV
PAYMENT RECEIPT DISCOUNT (+) AMOUNT PAID
DATE NUMBER INTEREST/PEN PAID (-)
01-22-2002 CDOO0783 .00 12,163.84
EREST IS CHARGED THROUGH 08-06-2002 TOTAL TAX CREDIT 12,163.84
THE RATES APPLICABLE AS OUTLINED ON THE
ERSE SIDE OF THIS FORM.* BALANCE OF TAX DUE 3.66
INTEREST AND PEN. 6.11
. IF PAID AFTER THIS DATE, SEE REVERSE TOTAL DUE 9.77
SIDE FOR CALCULATION OF ADDITIONAL INTEREST.
( IF TOTAL DUE IS LESS THAN $1,
NO PAY"ENT IS REQUIRED.
IF TOTAL DUE IS REFLECTED AS A "CREDIT" (CR),
YOU "AY BE DUE A REFUND. SEE REVERSE SIDE OF THIS FORH FOR INSTRUCTIONS. )
~
/ b--.~~ ~~ --~3
7/0
\
"'v
COMMONWEALTH OF PENNSYLVANIA
DEPARTMENT OF REVENUE
BUREAU OF INDIVIDUAL TAXES
DEPARTMENT 280601
HARRISBURG, PA 17128-0601
7 -16-2002
Telephone
717 783-5826
Bridget M. Whitley Esq.
Keefer Wood Allen & Rahal, LLP
P.O. Box 11963
Harrisburg, PA 17108
Re: Estate of Donald E. Zimmerman
File Number 2101-0697
Date of Death: 4-19-2001
Dear Ms. Whitley:
Enclosed is a "Notice of Inheritance Tax Appraisement, Allowance or Disallowance of
Deductions and Assessment of Tax," (REV-1547 EX), ACN 101 establishing the tax applicable
to all present interests in the above estate. Also enclosed is a "Notice of Inheritance Tax
Appraisement, Allowance or Disallowance of Deductions and Assessment of Tax," (REV-1547
EX), ACN 102 establishing the tax applicable to future interests where the rate of tax is
uncertain.
Based on the provisions of the above decedent's Will, Deed of Trust and the information
reported on Schedule M by the estate representative, the Department concurs with the estate
representative's compromise proposal, and the tax on the future interests have been assessed
as shown on the ACN 102 assessment notice. All existing inheritanceand/or estate tax
payments have been appropriately applied. Any changes which become necessary as a result
of a protest decision or an order of court will be reflected in adjustments to both ACN 101 and
ACN 102.
Please contact me at the telephone number above if you have any questions.
Sincerely,
"
""-) 0 0 r _ ./'"
t j t-/'-\ ~
Bill Lyons
Trust Valuation Specialist
Inheritance Tax Division
Enclosure
BUREAU OF INDIVIDUAL TAXES
INHERITANCE TAX DIVISION
DEPT. 280601
HARRISBURG, PA 17128-0601
COMMONWEALTH OF PENNSYLVANIA
DEPARTMENT OF REVENUE
'*
REV-1547 EX (12-97) PC
Bridget M. Whitley Esq.
Keefer Wood Allen & Rahal, llP
P.O. Box 11963
Harrisburg PA 17108
NOTICE OF INHERITANCE TAX
APPRAISEMENT, ALLOWANCE OR DISALLOWANCE
OF DEDUCTIONS AND ASSESSMENT OF TAX
DATE
ESTATE OF
DATE OF DEATH
FILE NO.
COUNTY
ACN
7-16-2002
Donald E. Zimmerman
4-19-2001
2101-0697
Cumberland
101
Amount Remitted
MAKE CHECK PAYABLE AND REMIT PAYMENT TO:
Register of Wills
Cumberland County Courthouse
Carlisle, PA 17013
CUT ALONG THIS LINE ~ RETAIN LOWER PORTION FOR YOUR RECORDS ~
- -rfeV:1547 EX -(06--97fpc - - - - - - - - - - - - - Noi'it-e - CfF -INt:fERI"i A-Nce-tj\)( A P-PRAis-E ME-Nt: - AlI.oWANCi:- OR- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - --
DISALLOWANCE OF DEDUCTIONS AND ASSESSMENT OF TAX
ESTATE OF Donald E. Zimmerman FILE NO. 2101-0697 ACN 101 DATE 7-16-2002
TAX RETURN WAS: ( 0 ) ACCEPTED AS FILED ( ~ ) CHANGED see attached
RESERVATION CONCERNING FUTURE INTEREST - SEE REVERSE
APPRAISED VALUE OF RETURN BASED ON: ORIGINAL RETURN
1. Real Estate (Schedule A)
2. Stocks and Bonds (Schedule B)
3. Closely Held Stock/Partnership Interest (Schedule C)
4. MortQaQes/Notes Receivable (Schedule D)
5. Cash/Bank Deposits/ Misc. Personal Property (Schedule E)
6. Jointly Owned Property (Schedule F)
7. Transfers (Schedule G)
8. Total Assets
APPROVED DEDUCTIONS AND EXEMPTIONS:
9. Funeral Expenses/Adm. Costs/Misc. Expenses (Schedule H) (9) 29,557.38
10. Debts/MortQaQe Liabilities/Liens (Schedule I) (10) 0.00
11. Total Deductions (11) 29,557.38
12. Net Value of Tax Return (12) 1,192,764.42
13. Charitable/Governmental Bequests; Non-elected 9113 Trusts (Schedule J) (13) 0.00
14. NetValueofEstateSubiecttoTax (14) 1,192,764.42
NOTE: If an assessment was issued previously, lines 14,15 and/or 16,17 and 18 will reflect figures
that include the total of ALL returns assessed to date.
(1 )
(2)
(3)
(4)
(5)
(6)
(7)
0.00
281,522.61
0.00
0.00
382,608.32
0.00
558,190.87
(S)
NOTE: To insure proper
credit to your account,
submit the upper portion
of this form with your
tax payment.
1,222,321.80
ASSESSMENT OF TAX:
15. Amount of Line 14 at Spousal rate
16. Amount of Line 14 taxable at Lineal/Class A rate
17. Amount of Line 14 taxable at SiblinQ rate
18. Amount of Line 14 taxable at Collateral/Class B rate
19. Principal Tax Due
TAX CREDITS:
(15) 475,646.37 X .00 0.00
(16) 165,399.07 X .045 7.442.96
(17) X .12
(18) X .15
(19) 7.442.96
PAYMENT RECEIPT DISCOUNT (+)
DATE NUMBER INTEREST/PEN PAID (-) AMOUNT PAID
1-22-2002 CDOO0781 -3.66 41.66
1-22-2002 CDOO0782 99.60
1-22-2002 CDOO0783 7,305.36
TOTAL TAX CREDIT 7,442.96
BALANCE OF TAX DUE 0.000
INTEREST 0.00
TOTAL DUE 0.00
* IF PAID AFTER DATE INDICATED, SEE REVERSE
FOR CALCULATION OF ADDITIONAL INTEREST.
(IF TOTAL DUE IS LESS THAN $I, NO PAYM&:NT IS REQUIRED.
IF TOTAL DUE IS REFLECTED AS A CREDIT (CR), YOU MAY BE DUE
A REFUND. SEE REVERSE SIDE OF THIS FORM FOR INSTRUCTIONS.)
REV-1470 EX (6-88)
.
INHERITANCE TAX
EXPLANATION
OF CHANGES
COMMONWEALTH OF PENNSYLVANIA
DEPARTMENT OF REVENUE
BUREAU OF INDIVIDUAL TAXES
DEPT. 280601
HARRISBURG PA 17128-0601
DECEDENrS NAME
Donald E. Zimmerman
FILE NUMBER
REVIEWED BY
Bill Lyons
ACN
2101-0697
101
SCHEDULE ITEM
NO.
EXPLANATION OF CHANGES
The tax due on all current interests is reflected on the attached Inheritance Tax
Assessment. The tax due on all future interest uncertainties is covered on the attached
compromise tax assessment,(ACN 102).
ROW
Page 1
..
BUREAU OF INDIVIDUAL TAXES
INHERITANCE TAX DIVISION
DEPT. 280601
HARRISBURG, PA 17128-0601
COMMONWEALTH OF PENNSYLVANIA
DEPARTMENT OF REVENUE
'*
REV-1547 EX (12-97) PC
Bridget M. Whitley Esq.
Keefer Wood Allen & Rahal, LLP
P.O. Box 11963
Harrisburg PA 17108
NOTICE OF INHERITANCE TAX
APPRAISEMENT, ALLOWANCE OR DISALLOWANCE
OF DEDUCTIONS AND ASSESSMENT OF TAX
DATE
ESTATE OF
DATE OF DEATH
FILE NO.
COUNTY
ACN
7 -16-2002
Donald E. Zimmerman
4-19-2001
2101-0697
Cumberland
102
Amount Remitted
MAKE CHECK PAYABLE AND REMIT PAYMENT TO:
Register of Wills
Cumberland County Courthouse
Carlisle, PA 17013
CUT ALONG THIS LINE c::> RETAIN LOWER PORTION FOR YOUR RECORDS ~
. -R-EV:1547 EX -(06-97YPC - - - - - - - - - - - - - -Noi'ic-e .O-F -IN~fERii A-NClrTAj( AP-PR-Ais-EMENi'~ - ALL.OWANCE- OR- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - --
DISALLOWANCE OF DEDUCTIONS AND ASSESSMENT OF TAX
ESTATE OF Donald E. Zimmerman FILE NO. 2101-0697 ACN 102 DATE 7-16-2002
TAX RETURN WAS: ( IZI ) ACCEPTED AS FILED ( D ) CHANGED
RESERVATION CONCERNING FUTURE INTEREST. SEE REVERSE
APPRAISED VALUE OF RETURN BASED ON: ORIGINAL RETURN
1. Real Estate (Schedule A)
2. Stocks and Bonds (Schedule B)
3. Closely Held Stock/Partnership Interest (Schedule C)
4. Mortaaaes/Notes Receivable (Schedule D)
5. Cash/Bank Deposits/ Misc. Personal Property (Schedule E)
6. Jointly Owned Property (Schedule F)
7. Transfers (Schedule G)
8. Total Assets
APPROVED DEDUCTIONS AND EXEMPTIONS:
9. Funeral Expenses/Adm. Costs/Misc. Expenses (Schedule H) (9) 0.00
10. Debts/Mortaaae Liabilities/Liens (Schedule I) (10) 0.00
11. Total Deductions (11) 0.00
12. Net Value of Tax Return (12) 551.718.98
13. Charitable/Governmental Beauests; Non-elected 9113 Trusts (Schedule J) (13) 0.00
14. Net Value of Estate Subiect to Tax (14) 551.718.98
NOTE: If an assessment was issued previously, lines 14, 15 and/or 16, 17 and 18 will reflect figures
that include the total of A.b.b. returns assessed to date.
(1 )
(2)
(3)
(4)
(5)
(6)
(7)
0.00
0.00
0.00
0.00
0.00
0.00
551,718.98
(8)
NOTE: To insure proper
credit to your account,
submit the upper portion
of this form with your
tax payment.
551.718.98
ASSESSMENT OF TAX:
15. Amount of Line 14 at Spousal rate
16. Amount of Line 14 taxable at Lineal/Class A rate
17. Amount of Line 14 taxable at SiblinQ rate
18. Amount of Line 14 taxable at Collateral/Class B rate
19. Principal Tax Due
TAX CREDITS:
(15) 281.330.07 X .00 0.00
(16) 270,388.91 X .045 12.167.50
(17) X .12
(18) X .15
(19) 12,167.50
PAYMENT RECEIPT DISCOUNT (+) AMOUNT PAID
DATE NUMBER INTEREST/PEN PAID (-)
1-22-2002 CDOO0783 -5.99 12,163.81
I
TOTAL TAX CREDIT 12,163.81
BALANCE OF TAX DUE 3.66
INTEREST 6.10
TOTAL DUE 9.76
* IF PAID AFTER DATE INDICATED, SEE REVERSE
FOR CALCULATION OF ADDITIONAL INTEREST.
(IF TOTAL DUE IS LESS THAN $1, NO PAYMENT IS REQUllU:D.
IF TOTAL DUE IS REFLECTED AS A CREDIT (CR), YOU MAY BE DUE
A REFUND. SEE REVERSE SIDE OF THIS FORM FOR INSTRUCTIONS.)
COMMONWEALTH OF PENNSYLVANIA
DEPARTMENT OF REVENUE
BUREAU OF INDIVIDUAL TAXES
DEPT. 280601
HARRISBURG, PA 17128-0601
REV-1162 EX(11-96)
RECEIVED FROM:
PENNSYLVANIA
INHERITANCE AND ESTATE TAX
OFFICIAL RECEIPT
WHITLEY BRIDGET M
KEEFER,WOOD,ALLEN & RAHAL
P.O. BOX 11963
HARRISBURG, PA 17108-1963
-------- fold
ESTATE INFORMATION: SSN: 196-14-1323
FILE NUMBER: 2101-0697
DECEDENT NAME: ZIMMERMAN DONALD E
DA TE OF PAYMENT: 10/18/2002
POSTMARK DATE: 10/17/2002
COUNTY: CUMBERLAND
DA TE OF DEATH: 04/19/2001
NO. CD 001744
ACN
ASSESSMENT
CONTROL
NUMBER
AMOUNT
101 I $76.31
I
I
I
I
I
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I
TOTAL AMOUNT PAID:
REMARKS: BRIDGET M WHITLEY ESQUIRE
CHECK# 10437635
SEAL
INITIALS: CW
RECEIVED BY:
REGISTER OF WILLS
$76.31
MARY C. LEWIS
REGISTER OF WILLS
,
.
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~~
STATUS REPORT UNDER RULE 6.12
Name of Decedent: Donald E. zimmerman
Date of Death: APril 19. 2001
will No.
2001-00697
Admin. NO.
Pursuant to Rule 6.12 of the supreme Court orphans' Court Rules,
I report the following with respect to completion of the administra-
tion of the above-captioned estate:
1. State whether administration of the estate is complete:
Yes xx No
2. If the answer is NO, state when the personal representative
reasonably believes that the administration will be complete:
3. If the answer to No. 1 is Yes, state the following:
a. Did the personal representative file a final account
with the court? Yes No xx
b. The separate orphans' Court No. (if any) for the person-
al representative's account is:
c. Did the personal representative state an account infor-
mally to the parties in interest? Yes xx No
d. copies of receipts, releases, joinders and approvals of
formal or informal accounts may be filed with the clerk of the
orphans' Court and may be attached to this report.
Date: APr~l 21. 2003
~~~.frU7
Bridget M. whitley
Name (please type or print)
Keefer, wood, Allen & Rahal LLP
210 walnut St., P.O. Box 11963
Harrisburg. PA 17108-1963
Address
717-255-8027
Tel. No.
capacity:
personal Representative
counsel for personal
representative
xx
Cumberland County - Register Of Wills
Hanover and High Street
Carlisle, PA 17013
. Phone: (717) 240-6345
Date: 3/10/2003
ZIMMERMAN BETTY R
105 COCKLEYS DRIVE
MECHANICSBURG, PA 17055
RE: Estate of ZIMMERMAN DONALD E
File Number: 2001-00697
Dear Sir/Madam:
It has corne to my attention that you have not filed the Status
Report by Personal Representative (Rule 6.12) in the above captioned
estate.
As per the AMENDMENTS TO SUPREME COURT ORPHANS' COURT RULES, NO.
103 SUPREME COURT RULES DOCKET NO.1, for decedents dying on or after
July 1, 1992, the personal representative or his counsel, within two
(2) years of the decedent's death, shall file with the Register of
Wills a Status Report of completed or uncompleted administration.
This filing will become delinquent on: 4/19/2003
Your prompt attention to this matter will be appreciated.
Thank You.
Sincerely,
DONNA M. OTTO
DEPUTY REGISTER OF WILLS
cc: /File
Counsel
Judge
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CERTIFICATION OF NOTICE UNDER RULE 5.6(a)
Name of Decedent:
Donald E. Zimmerman
Date of Death:
April 19, 2001
Will No.:
2001-00697
To the Register:
I certify that notice of estate administration required by Rule 5.6 of the Orphans'
Court Rules was served on or mailed to the following beneficiaries of the above-captioned
estate on July 31.2001:
Betty R. Zimmerman, 105 Cockleys Drive, Mechanicsburg, PA 17055
Kathy J. Myers, 1701 Creek Vista Drive, New Cumberland, PA 17070
Connie M. Rehman, 10300 Parkman Road, Silver Spring, MD 20903
Mellon Bank, Attention: Sharon Garcia, Trust Department, P.O. Box 1010, Harrisburg,
PA 17108-1010
Notice has now been given to all persons entitled thereto under Rule 5.6 (a).
Date: July 3~J 2001
~fA~ ');t. JfQ-~
r idget M. Whitley, Esq.
Keefer Wood Allen & Rahal, LLP
P.O. Box 11963
Harrisburg, PA 17108-1963
Capacity: Counsel for Personal Representative
~
IMPORTANT NOTICE
NOTICE OF ESTATE ADMINISTRATION
THIS NOTICE DOES NOT MEAN THAT YOU WILL RECEIVE
ANY MONEY OR PROPERTY FROM THIS ESTATE OR OTHERWISE
Whether you will receive any money or property
will be determined wholly or partly by the
decedent's will. lfthe decedent died without a will,
whether you will receive any money or property
will be determined by the intestacy laws of
Pennsylvania.
BEFORE THE REGISTER OF WILLS, COUNTY OF CUMBERLAND
PENNSYLVANIA
In re Estate of Donald E. Zimmerman, deceased,
TO: Betty R. Zimmerman
105 Cockleys Drive
Mechanicsburg, PA 17055
Please take notice of the death of decedent and the grant of letters to the personal
representative named below.
The Decedent, Donald E. Zimmerman, died, on the 19th day of April, 2001, at Harrisburg
Hospital, City of Harrisburg, Dauphin County, Pennsylvania.
The Decedent died testate (with a Will).
The personal representative of the Decedent is Betty R. Zimmerman, 105 Cockleys
Drive, Mechanicsburg, P A 17055 (717) 766-3574.
The Will has been filed with the Office of the Register of Wills of Cumberland County, 1
Courthouse Square, Carlisle, P A 17013-3387; Phone number (717) 240-6345.
A copy of the Will may be obtained by contacting the Register of Wills and paying the
charges for duplication.
Date: July 31, 2001
~~.~
Bridget M. Whitley, Esq.
Keefer Wood Allen & Rahal, LLP
P.O. Box 11963, Harrisburg, PA 17108
Telephone (717) 255-8027
Capacity:
Counsel and Personal Representative
IMPORTANT NOTICE
NOTICE OF ESTATE ADMINISTRATION
THIS NOTICE DOES NOT MEAN THAT YOU WILL RECEIVE
ANY MONEY OR PROPERTY FROM THIS ESTATE OR OTHERWISE
Whether you will receive any money or property
will be determined wholly or partly by the
decedent's will. If the decedent died without a will,
whether you will receive any money or property
will be determined by the intestacy laws of
Pennsylvania.
BEFORE THE REGISTER OF WILLS, COUNTY OF CUMBERLAND
PENNSYL VANIA
In re Estate of Donald E. Zimmerman, deceased,
TO: Kathy J. Myers
1701 Creek Vista Drive
New Cumberland, P A 17070
Please take notice of the death of decedent and the grant of letters to the personal
representative named below.
The Decedent, Donald E. Zimmerman, died, on the 19th day of April, 2001, at Harrisburg
Hospital, City of Harrisburg, Dauphin County, Pennsylvania.
The Decedent died testate (with a Will).
The personal representative of the Decedent is Betty R. Zimmerman, 105 Cockleys
Drive, Mechanicsburg, P A 17055 (717) 766-3574.
The Will has been filed with the Office of the Register of Wills of Cumberland County, 1
Courthouse Square, Carlisle, P A 17013-3387; Phone number (717) 240-6345.
A copy of the Will may be obtained by contacting the Register of Wills and paying the
charges for duplication.
Date: July 31, 2001
~,.o/?f. ~
Bridget M. Whitley, Esq.
Keefer Wood Allen & Rahal, LLP
P.O. Box 11963, Harrisburg, PA 17108
Telephone (717) 255-8027
Capacity:
Counsel and Personal Representative
IMPORTANT NOTICE
NOTICE OF ESTATE ADMINISTRATION
THIS NOTICE DOES NOT MEAN THAT YOU WILL RECEIVE
ANY MONEY OR PROPERTY FROM THIS ESTATE OR OTHERWISE
Whether you will receive any money or property
will be determined wholly or partly by the
decedent's will. If the decedent died without a will,
whether you will receive any money or property
will be determined by the intestacy laws of
Pennsylvania.
BEFORE THE REGISTER OF WILLS, COUNTY OF CUMBERLAND
PENNSYLVANIA
In re Estate of Donald E. Zimmerman, deceased,
TO: Connie M. Rehman
10300 Parkman Road
Silver Spring, MD 20903
Please take notice of the death of decedent and the grant of letters to the personal
representative named below.
The Decedent, Donald E. Zimmerman, died, on the 19th day of April, 2001, at Harrisburg
Hospital, City of Harrisburg, Dauphin County, Pennsylvania.
The Decedent died testate (with a Will).
The personal representative of the Decedent is Betty R. Zimmerman, 105 Cockleys
Drive, Mechanicsburg, P A 17055 (717) 766-3574.
The Will.has been filed with the Office of the Register of Wills of Cumberland County, 1
Courthouse Square, Carlisle, PA 17013-3387; Phone number (717) 240-6345.
A copy of the Will may be obtained by contacting the Register of Wills and paying the
charges for duplication.
Date: July 31, 2001
~~)fl. ~
Bridget M. Whitley, Esq.
Keefer Wood Allen & Rahal, LLP
P.O. Box 11963, Harrisburg, PA 17108
Telephone (717) 255-8027
Capacity:
Counsel and Personal Representative
IMPORTANT NOTICE
NOTICE OF ESTATE ADMINISTRATION
THIS NOTICE DOES NOT MEAN THAT YOU WILL RECEIVE
ANY MONEY OR PROPERTY FROM THIS ESTATE OR OTHERWISE
Whether you will receive any money or property
will be determined wholly or partly by the
decedent's will. If the decedent died without a will,
whether you will receive any money or property
will be determined by the intestacy laws of
Pennsylvania.
BEFORE THE REGISTER OF WILLS, COUNTY OF CUMBERLAND
PENNSYLVANIA
In re Estate of Donald E. Zimmerman, deceased,
TO: Mellon Bank
Attention: Sharon Garcia
Trust Department
P.O. Box 1010
Harrisburg, P A 17108-1010
Please take notice of the death of decedent and the grant of letters to the personal
representative named below.
The Decedent, Donald E. Zimmerman, died, on the 19th day of April, 2001, at Harrisburg
Hospital, City of Harrisburg, Dauphin County, Pennsylvania.
The Decedent died testate (with a Will).
The personal representative of the Decedent is Betty R. Zimmerman, 105 Cockleys
Drive, Mechanicsburg, P A 17055 (717) 766-3574.
The Will has been filed with the Office of the Register of Wills of Cumberland County, 1
Courthouse Square, Carlisle, P A 17013-3387; Phone number (717) 240-6345.
A copy of the Will may be obtained by contacting the Register of Wills and paying the
charges for duplication.
Date: July 31,2001
~>>t. ~
Bridget M. Whitley, Esq.
Keefer Wood Allen & Rahal, LLP
P.O. Box 11963, Harrisburg, PA 17108
Telephone (717) 255-8027
Capacity:
Counsel and Personal Representative
IN THE MATTER OF
THE ESTATE OF
DONALD E. ZIMMERMAN, DECEASED :
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PA
NO. 2001-00697
INSTRUMENT OF DISCLAIMER
THIS INSTRUMENT, made this t day of J~
R. ZIMMERMAN (the "Disclaimant"),
, 2001, by BETTY
WITNESSETH:
THE CIRCUMSTANCES leading up to the execution of this Instrument are as follows:
1. Donald E. Zimmerman (the "Decedent"), a married man, died testate on April 19,
2001, and his wife, Betty R. Zimmerman, duly qualified as executor (the "Executor") of the
Decedent's probate estate (the "Estate").
2. The Decedent and the Disclaimant were co-owners, as tenants by the entireties, of
a Mellon Bank certificate of deposit, account number 01107335 (the "Certificate of Deposit").
3. The Decedent's Estate consists of 5,876.072 shares of the State Farm Growth
Fund; 4,867.385 shares of the MPAM Large Cap Stock Fund; 16,631.131 shares of the MPAM
Pennsylvania Intermediate Municipal Bond Fund, with accrued income of $489.45; and
13,426.40 shares of the DF Tax Exempt Money Market Fund, with accrued income of $26.40
(collectively, the "Probate Assets").
4. Article THIRD of the Last Will and Testament of the Decedent, dated August 14,
1997 (the "Will") provides as follows:
THIRD: I give, devise and bequeath the rest, residue and remainder of my
estate, real and personal, to my wife. Should she not survive me, or to the extent
that she, or her executor, trustee, attorney-in-fact, or other successor in interest,
disclaims any interest, I give, devise and bequeath such rest, residue and
- 1 -
remainder, or interest therein or portion thereof, to my Trustee, hereinafter named,
IN TRUST NEVERTHELESS, to be held, administered and distributed for all
purposes as part of the Bypass Trust.
5. The Disclaimant desires to renounce, absolutely and forever, her survivorship
rights with respect to the Certificate of Deposit. The Disclaimant understands that as a result of
her renunciation, the Decedent's undivided one-half (1/2) interest in the Certificate of Deposit
will pass into the residue of the Estate.
6. The Disclaimant desires to renounce, absolutely and forever, her bequest of the
residue of the Estate of the Decedent.
7. The Disclaimant desires to retain her beneficial interest in the Decedent's Bypass
Trust, which will receive the Decedent's undivided one-half (1/2) interest in the Certificate of
Deposit, and all of the Probate Assets (after deductions for inheritance taxes and expenses of
estate administration).
8. The Disclaimant desires to exercise the rights granted to her in Chapter 62 of the
Pennsylvania Probate, Estates and Fiduciaries Code, 20 Pa.C.S. Sections 6201-6207, to disclaim,
release, and renounce, absolutely and forever, any and all of her right, title and interest in and to
her survivorship interest with respect to the Decedent's undivided one-half (1/2) interest in the
Certificate of Deposit, and any and all of her right, title and interest in and to the residue of the
Decedent's Estate.
9. It is the Disclaimant's intention that this Instrument shall constitute a "qualified
disclaimer" under Section 2518 of the Internal Revenue Code of 1986, as amended, and
applicable Treasury Regulations issued thereunder.,
NOW THEREFORE, the Disclaimant, intending to be legally bound hereby, for herself,
- 2 -
her heirs, personal representatives, successors and assigns, does, by these presents, hereby
disclaim, release and renounce, absolutely and forever, any and all right title and interest in and
to the Decedent's undivided one-half (112) interest in the Certificate of Deposit and the Probate
Assets as identified above in Paragraphs 2 and 3 (which Paragraphs are incorporated herein by
reference as if they were fully set forth); provided, however, that nothing in this Instrument shall
modify, diminish or affect the beneficial interest of the Disclaimant in and to such disclaimed
property which thereby passes to the Bypass Trust under the Will.
AND, the Executor hereby accepts this Instrument for the purposes expressed herein, so
that the Decedent's undivided one-half (1/2) interest in the Certificate of Deposit shall pass to the
residue of the Estate, and the residue of the Estate shall pass to the Bypass Trust, for the benefit
of the Disclaimant and the Decedent's issue.
IN WITNESS WHEREOF, and intending that this Instrument shall be delivered to the
Executor and filed of record in the Office of the Register of Wills of Cumberland County,
Pennsylvania, the Disclaimant has hereunder set her hand and seal to this Instrument on the date
first above written.
LYNdf/1.~rdp
WITNESS
q~~ Z~~~
BETTY R. MERMAN
"Disclaimant" and "Executor"
- 3 -
COMMONWEALTH OF PENNSYLVANIA
: ss.
COUNTY OF CUMBERLAND
On this, the G~ day of ~ ,2001, before me, the undersigned
officer, personally appeared BETTY R. ZIMMERMAN, known to me (or satisfactorily proven)
to be the person whose name is subscribed to the within instrument, and acknowledged that she
executed the same for the purposes therein contained.
In witness whereof, I hereunto set my hand and official seal.
~c~CJ=LL
NOT AAfAl SEAL
C CYNTHIA J. RULE, Notary Public
aa'P Hi~ ~.rt).. CU,mberland County.
""",,".4;; !res Jan. 24,2004
- 4-
:::
REV-1500 EX + (6-00) OFFICIAL USE ONLY
COMMONWEALTH OF PENNSYLVANIA REV-1500 /& - ,1.V~ ~ -7-
DEPARTMENT OF REVENUE V
DEPT. 280601 . INHERITANCE TAX RETURN FiLE NUMBER.
HARRISBURG, PA 17128-0601 RESIDENT DECEDENT 21 2001 0697
CQUNTYCQDE YEAR NUMBER
DECEDENT'S NAME (LAST, FIRST, AND MIDDLE INITIAL) SOCIAL SECURITY NUMBER
Zimrernen, Donald E. 196-14-1323
DECE- DATE OF DEATH (MM-DD-YEAR) I DATE OF BIRTH (MM-DD-YEAR) THIS RETURN MUST BE FILED IN DUPLICATE
DENT
04/19/01 . 01/03/1926 WITH THE REGISTER OF WILLS
". (IF APPLICABLE) SURVIVING SPOUSE'S NAME (LAST, FIRST, AND MIDDLE INITIAL) SOCIAL SECURITY NUMBER
zimrernen, Betty R.
~ 3. Remainder Return
CHECK ~' Original Return r Supplemental'Return (date of death prior to 12-13-82)
APPRO- 4. Limited Estate 4a. Future Intllrest Compromisll 5. Federal Estate Tax Return Required
~ateofdeathafter12-12-82)
PRIATE 6. Decedent Died Testate 7. ecederlt Maintained a Living Trust 0 8. Total Number of Safe Deposit Boxes
(Attach copy of Will) tttach acopy of Trust)
BLOCKS 9. Litigation Proceeds Received 10. pousal Poverty Credit (date of death between 0 11. Election to tax under Sec. 9113(A)
U-31-S1 and 1-1-95) (Attach Sch 0)
jfll$.~ijMiJ~f(ijI!Q_~p;~g~lll!~m1jn.G9l!ijjlPilftji4i!tA%.l~ijQijMA'tj\$l$!!9liIit!Mtioo;IMjlIlTOi"
NAME COMPLETE MAILING ADDRESS
COR- Bridqet M. Whitlev P.O. Box 11963
RE- FIRM NAME (If Applicable) Harrisbillg , PA 17108
SPON
DENT Keefer Wood Allen & Rabal, LLP
TELEPHONE NUMBER 00 f3 ::0
717-255/-8027 ;; ('!} ;:rJ (1)
~."; ,.i' q
cr &FFICIAL{l:ISE ONLY
1. Real Estate (Schedule A) (1) NObe ~ ":'I,}
2. Stocks and Bonds (Schedule B) (2) 281,522.t;1 N
3. Closely Held Corporation, Partnership or Sole-Proprietorship (3) None W
4. Mortgages & Notes Receivable (Schedule D) (4) None -V
5. Cash, Bank Deposits & Miscellaneous Personal ~J.J
Property (Schedule E) (5) 382,608.)4 ~
6. Join~y Owned Property (Schedule F) CO
0 Separate Billing Requested (6) None
RECA-
PITULA- 7. Inter-Vivos Transfers & Miscellaneous
TtON Non-Probate Property (Schedule G or L) (7) 558,190.87
8. Total Gross Assets (total Lines 1-7) (6) 1,222,321.80
9. Funeral Expenses & Administrative Costs (Schedule HI(9) 29,557.38
10. Debts of Decedent, Mortgage Liabilities, & Liens(Schedule I) (10) None
11. Total Deductions (total Lines 9 & 10) (11) 29,557.38
12. Net Value of Estate (Line 8 minus Line 11) (12) 1,192,764.42
13. Charitable and Governmental Bequests/See 9113 Trusts for which an election to tax (13) None
has not been made (Schedule J)
14. Net Value Subject to Tax (Une 12 minus Une 13) (14) 1,192,764.42
SEE INSTRUCTIONS ON PAGE 2 FOR APPLICABLE RATES
15. Amountof line 14 taxable at the spousal t(1J(
rate, or transfers under Sec. 9116 {al\1.2} 756,976.44 X .0 0 (15) 0.00
TAX 16. Amountof Line 14taxableat lineal rate 435,787.98 X .0 ~ (16) 19,610.46
0.00 -
COMPU- 17. Amount 01 line 14 taxable at s'lbl'lng rate X .12 (17) 0.00
TATION 18. Amount of Line 14 taxable at collateral rate 0.00 X .15 (18) 0.00
19. Tax Due (19) 19,610.46
20. 0 ~~~~ij~!ifYQ!lAllilijilijjlli$i!ijQjjrR~NQi!:iIl'Nj~jijjfj!ii_1ft1
"""""""""",,,,,,,,,,,,,',i"""",'~ii!alinlQiR!IttQ',AN$~M;@J:~(I.e$TIQl'I$!qi!!,,*,liIi;!\\'.i\N:P\l!;!;g.jIlGJR,MA'!'B$!>?g)'""
o PA15001
NTF 29755
Copyright 2000 Greatland/Nelco LP - Forms Software Only
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Estate of: Donald E. zimmerman
SUMMARY OF ALlJJCIIITICNS 10 BENEFICIARIES
Taxable at lineal rate
Trust Under will
Kathy J. Myers
270,388.91
165,399.07
435,787.98
21-2001-0697
Estate of Donald E. Zimmerman
REV-1500
File Number 21-2001-0697
Calculation of share of Estate taxable at 0% as a spousal transfer:
Net value of estate per LINE 12:
Less:
(1) Non-probate items passing to surviving spouse:
Schedule E, Item 3 - State Farm Ins. Supp. Contract
Schedule E, Item 4 - State Farm Ins. Ext. Term. Pay
Schedule E, Item 5 - State Farm Ins. (Carolyn Rehman, Ins.)
Schedule E, Item 5 - State Farm Ins. (Ryan Rehman, Ins.)
Schedule E, Item 6 - State Farm Ins. (Brooke Rehman, Ins.)
Schedule G, Item 8 - State Farm Ins. Deferred Annuity
Schedule G, Item 9 - State Farm Ins. Deferred Annuity
Schedule G, Item 10 - Transatlantic Life Annuity
(2) Non-probate items passing to other beneficiaries
Schedule G, Item 1 - Individual Retirement Account
Value of Bypass Trust
$246,715.35
126,559.00
1,609.25
1,716.81
804.26
46,124.80
10,878.13
41.238.77
$475,646.37
$165,399.07
Marital Share of Bypass Trust, per Schedule M Future Interest Compromise
Lineal Share of Bypass Trust, per Schedule M Future Interest Compromise
Marital Share of Bypass Trust, per Schedule M Future Interest Compromise
Non-probate assets (as described above)
Portion of estate taxable at 0% as spousal transfer
Portion of estate taxable at 0% as spousal transfer
Portion of estate taxable at 4.5% as lineal transfer
Individual Retirement Account
Bypass Trust Share
$165,399.07
270.388.91
$1,192,764.42
(641.045.44)
$551,718.98
281,330.07
270.388.91
551,718.98
281,330.07
475.646.37
$756,976.44
$756,976.44
435.787.98
$1,192,764.42
PA REV-1500 EX (6-00)
Page 2
Decedent's Complete Address:
STREET ADDRESS
105 Cocklevs Drive
CITY I STATE I ZIP
Mechanic PA 17055
Tax Payments and Credits:
1. Tax Due (page 1 Line 19)
2. Credits/Payments
A. Spousal Poverty Credit
B. Prior Payments
C. Discou nt
(1)
19,610.46
Total Credits (A + 8 + C)
(2)
0.00
3. Interest/Penalty if applicable
D. Interest
E. Penalty
TotallnterestfPenalty (D + E)
4. If line 2 is greater than Line 1 + Line 3, enter the difference. This is the OVERPAYMENT.
Check box on Page 1 LIne 20 to request a refund
5. If Line 1 + Line 3 is greater than Una 2, enter the difference. This is the TAX. DUE.
A. Enter the interest on the tax due.
8. Enter the total of Line 5 + 5A. This is the BALANCE DUE.
" ,~~keCheckPayableto REGISTER,OF"ViILLS, AGENT
/~[~!~~X~~!~~+~~f8[[8!i~a~u~~+i~~~~~~tx6i~ax~I;!~';[~fAgX~~~6~~iXY~~tdgk~}
(3) 0.00
(4)
(5) 19, 610 .4~
(5A) 0.00
(58) 19,610.46
1. Did decedent make a transfer and:
a. retain the use or income of the property transferred; ..,......,.......,..
b. retain the right to designate who shall use the property transferred or its income;
c. retain a reversionary interest; or. . . , . . . . . . . . . . . . . . . , . . . . . , . . . . . . . . . . . . .
d. receive the promise for life of either payments, benefits or care? , . . . . .
2. If death occurred after December 12, 1982, did decedent transfer property within one year of death
without receiving adequate consideration? . , . , . . . . . . , . . . . . . . . , . . . . . . , . .
3. Did decedent own an "in trust for" or payable upon death bank account or security at his or her death?
4. Did decedent own an Individual Retirement Account, annuity, or other non-probate property which
contains a beneficiary designation? . . . . . . . . . . . . , , . . . . , . . . . . . , . , . . . . . , . , . . . . . . , . . . . . , . . .
IF THE ANSWER TO ANY OF THE ABOVE QUESTIONS IS YES,
YOU MUST COMPLETE SCHEDULE G AND FILE IT AS PART OF THE RETURN.
Under penalties 01 perjury, I declare that I have examined this return including accompanying schedules and statements, and to the best of my
knowledge and beilef, it is true, correct and complete. Declaration at preparer other ttlan the personal representative is based on information 01
which re arer has an knowled e.
SIGNAT OF PERS E ONSI8LE FOR FILl~G RETURN DAT
~ ~ ~
Yes No
~ ~
8 ~
.0
D
ADD ESS
See S e attached
SIGN~OF PREPARER O~HER J
ADDRESS
210 Walnut Street, Harrisburg, PA
DAT
~Z--
17108-1963
..'...................:.'::,',:::,:"",:,,::;:::::,:,::::},::,;;;::"",:,:-, :"'::':'::""':':"':':":"::::::::::::':":::"::'::,::,:::::,::::::::::,::":,,:,:,:-:.:-,,..,.,. . ....'.,.'.,..,:,:",:,::,,:,:
,:::,;:',:,:,:,::,:,.......
For dates'o('leat'ti on or'afi'e;~July"i'''1'994 arid i:iefoj-e'jarl~iary 1,1'S9S;'tri'e taiC'ra."te imposed"I':"th'El'riiii'value'of't"r'ansfers'to'or for t'tie'use'of the'surviving's'po'use
(s'3Oj~
[72P.S.1i 9116(a)(1,1)(i)j.
For dates of death on or a1ter January 1, 1995, the ta)(rate is impcsed on the net value 01 trans1ers to or tor the use of the surviving spouse is 0% [72 P.S. Ii 9116 (a}(1.1)(ii)).
Thestatute MnpQ nnt ",,,,,,mnt a transfer to a surviving spouse from tax. and the statutory requirements for disclosure of assets and filingataxreturn are stillapplicabie even if
the surviving spouse is the only beneficiary.
For dates of death on or after JL.lly 1, 2000:
The tax rate imposed on the net value of transfers from a deceased child twenty-one years of age or younger at death to or for the use of a natural parent, an adoptive parent,
orastepparentofthechildisO% [72 P.S.li9116(a)(1.2)l.
The tax rate impond on the net value of transfers to or for the use of the decedel'lt's lineal beneficiaries is 4.5%, except as noted in 72.P.S.1i 9116(1.2) [72 P.S.1i 9116(a)(1)].
The tax rate imposed on the net value of transfers to or for the use of the decedent's siblings is 12% [72 P.S. Ii 9116(a)(1.3)l. A sibling is defined, under Section 91Q2, as an individual
who has at least one parent in common with the decedent, whether by blood or adoption.
o PA15002
NTF 29756
Copyright 2000 Greatland/Nelco LP - Forms Software Only
Estate of: D:lnald E. zinmerTIl3Il
21-2001-0697
The following person(s) are signing the ret= as representative(s) of the estate:
Betty R. ZimreITl\3l1
105 Cockleys Drive
Mechanicsburg, PA 17055
. REV-1;03 EX + (1-97)
COMMONWEALTH OF PENNSYLVANIA
INHERITANCE TAX RETURN
RESIDENT DECEDENT
ESTATE OF
Ibnald E. Zi!llrennan
SCHEDULE B
STOCKS & BONDS
FILE NUMBER
21-2001-0697
All property Jointly-owned with right of survivorship must be disclosed on Schedule F.
ITEM
NO. DESCRIPTION
VALUE AT DATE
OF DEATH
1 State Farm Growth Fund
5,876.072 shares
281,522.61
TOTAUA!sa enter an line 2, Recaoitulation) $
(If more space is needed, insert additional sheets of the same size)
281,522.61
7 CPA31 NTF 10905
Copyright Forms Software Only, 1997 Nelco, Inc.
.
REV-1508 EX + (1-97)
COMMONWEALTH OF PENNSYLVANIA
INHERITANCE TAX RETURN
RESIDENT DECEDENT
ESTATE OF
Donald E. Zimre:rman
SCHEDULE E
CASH, BANK DEPOSITS, & MISC.
PERSONAL PROPERTY
FILE NUMBER
21-2001-0697
Include proceeds of litigation & date proceeds were received by the estate. All prop. Jolntlv-owned with rlaht 01 survlvorshln must be disclosed on Sch. F.
ITEM
NO.
DESCRIPTION
VALUE AT
DATE OF DEATH
1 Mellon Bank CD #01107335
5,000.00
2 Interest on above i tern accrued as of
decedent's death
203.65
3 State Farm Insurance SUpplementary
contract No. 1505-2016 (Keogh Plan)
Betty R. zimre:rman is the beneficiary
246,715.35
4 State Farm Insurance Extended Tennination
payrrents, payable at the rate of
$1, 196 . 69 per m::m.th to Betty R.
Zimre:rman, f= as long as she lives. The
asset is valued at the present value of
the payrrents over Mrs. Zimre:rman's life
expectancy .
126,559.00
5 State Farm Life Insurance Policy
#LF-0945-9371, Carolyn M. Rehm3n, Insured
By terms of the contract, Betty R. Zimre:rman became the owner
upon decedent's death.
1,609.25
6 State Farm Life Insurance Policy
#LF-1071-6400, Ryan B. Rehman, Insured
By terms of the =tract, Betty R. zimre:rman became the owner
upon decedent's death.
1,716.81
7 State Farm Life Insurance Policy
#LF-1379-9169, Brooke M. Rehman, Insured
By terms of the contract, Betty R. Zimre:rman became the owner
upon decedent's death.
804.26
TOTAL (Also enter on line 5, Recapitulation' $
(If more space is needed, insert additional sheets of the same size)
382,608.32
7 CPA81 NTF 10908
Copyright Forms Software Only, 1997 Nelco, Inc.
REV-1510 EX + (1-97)
COMMONWEALTH OF PENNSYLVANIA
INHERITANCE TAX RETURN
RESIDENT DECEDENT
ESTATE OF
Donald E. Zirrrrermm
SCHEDULE G
INTER-VIVOS TRANSFERS &
MISC. NON-PROBATE PROPERTY
FILE NUMBER
21-2001-0697
This schedule must be completed and filed if the answer to any of questions 1 through 4 on the reverse side of the REV-1500 COVER SHEET is yes.
DESCRIPTION OF PROPERTY
ITEM INCLUDE NAME OF THE TRANSFEREE, THEIR DATE OF DEATH
RELATIONSHIP TO DECD & DATE OF TRANSFER.
NO. ATTACH COPY OF THE DEED FOR REAL ESTATE. VALUE OF ASSET
1 Individual Retirerrent Account
holding
3,452.287 shares of State Farm
Growth
Fund (dad value $47. 91 per share) .
Paid
to Kathy J. Myers as beneficiary
The decedent created a revocable
trust on October 13, 1989 with
Mellon Bank (fonnerly Carrronwealth
National Bank) as Trustee. As of
the date of death, the Trust had
the assets listed below as items 2
through 6:
2 MPAM Large Cap Stock Fund
4,867.385 shares
3 MPAM Penna Int Mun Ed Fund
16,631.131 shares
4 Accrued incare to Date of Death
5 DF Tax Exerrpt Money Market Fund
6 Interest on above i tern accrued as
of decedent's death
% OF EXCLUSION
DECD'S (IF
INTEREST APPLICABLE)
TAXABLE VALUE
165,399.07
51,642.95
212,545.85
489.45
13,426.40
26.40
7 Metropolitan Life Investors
Variable
Annuity
Betty R. ZimrenTl3.Il, beneficiary
16,419.05
8 State Farm Insurance Calpany
Deferred Life Annuity Policy
LF-1087-8950
Betty R. ZimrenTl3.Il is the survivor
annuitant
46,124.80
Total fran continuation naae (s)
52,116.90
1 CPA01 NTF 10910
TOTAL {Also enter on line 7, Recapitulation} $
(If more space is needed, insert additional sheets of the same size)
558,190.87
Copyright Forms ScHware Only, 1997 Nelco, Inc.
Estate of: IXmald E. Zimre!JlBI1
Page 2
21-2001-0697
SCHEDULE G -- Inter-Vivos Transfers and Non-Probate Property
Item
No.
Description
9 State Farm Insurance Carpany
Deferred Life Armuity Policy
LF-1393-9452
Betty R. Zimre!JlBI1 is the survivor
annuitant
10 Transatlantic Life Insurance
Armuity
Policy #26140734
Betty R. Zimre!JlBI1 is the
beneficiary
Date of Death
Value of Asset
'TOI1\L. (Cany forward to rrain schedule) . . . . . .
% Of
Decd's
Interest Exclusion Taxable Value
10,878.13
41,238.77
52,116.90
REV-1511EX + (1-97)
COMMONWEALTH OF PENNSYLVANIA
INHERITANCE TAX RETURN
RESIDENT DECEDENT
ESTATE OF
Donald E. zinmerrran
SCHEDULE H
FUNERAL EXPENSES &
ADMINISTRATIVE COSTS
FILE NUMBER
21-2001-0697
Debts of decedent must be reported on Schedule I.
ITEM
NO. DESCRIPTION AMOUNT
A. FUNERAL EXPENSES:
1 Cocklin Funeral Hare 8,463.38
2 Funeral lnnchean 300.00
3 Headstone purchase and engraving 2,189.00
B. ADMINISTRATIVE COSTS:
1. Personal Representative's Commissions 0.00
Name of Personal Representative(s)
Social Security Number(s)/EIN No. of Personal Representative(s)
Street Address
City State Zip
Year(s) Commission Paid:
2. Attorney Fees Name: Keefer Wood Allen & Rahal, LLP 12,500.00
3. Family Exemption: (If decedent's address is not the same as claimant's, attach explanation) 3,500.00
Claimant Betty R. Zinmerrran
Street Address 105 Cockleys Drive
City Mechanicsburq State PA Zip 17055
Relationship of Claimant to Decedent Survi vinq Spouse
4. Probate Fees 75.00
5. Accountant's Fees 0.00
$. Tax Return Preparer's Fees 0.00
7 Clauser Real Estate Appraisals 2,030.00
8 Attorneys accrued and anticipated disburserrents in cormection 500.00
with estate administration
TOTAL IAlso enwr on line 9, Recapitulation) $ 29,557.38
(If more space is needed, insert additional sheets of the same size)
7 CPA11 NTF 10911
Copyright Forms Software Only, 1997 Nelco, Inc.
REV-1513 EX + (1-97)
COMMONWEALTH OF PENNSYLVANIA
INHERITANCE TAX RETURN
RESIDENT DECEDENT
ESTATE OF
SCHEDULE J
BENEFICIARIES
Donald E. Zimrernan
No. NAME AND ADDRESS OF PERSON(S) RECEIVING PROPERTY
I. TAXABLE DISTRIBUTIONS (include outright spousal distributions)
1 Betty R. Zimrernan
105 Cockleys Drive
Mechanicsburg, PA 17055
2 Trust Under Will
c/o Mellon Private Asset Managerent
P.O. Box 1010
Harrisburg, PA 17108-1010
3 Kathy J. Myers
1701 Creek Vista Drive
New Cumberland, PA 17070
FILE NUMBER
RELATIONSHIP TO DECEDENT
Do Not Ust Trustee(s)
surviving spouse
Daughter
21-2001-0697
AMOUNT OR
SHARE OF ESTATE
756,976.44
270,388.91
165,399.07
ENTER DOLLAR AMTS. FOR DISTRIBS. SHOWN ABOVE ON LINES 15 THROUGH 17 AS APPROPRIATE ON REV 1500 COVER SHEET
II. NON-TAXABLE DISTRIBUTIONS:
A. SPOUSAL DISTRIBUTIONS UNDER SECTION 9113 FOR WHICH AN ELECTION TO TAX IS NOT BEING MADE
None
B. CHARITABLE AND GOVERNMENTAL DISTRIBUTIONS
None
7 CPA13 NTF 10913
TOTAL OF PART II n ENTER TOTAL NON-TAXABLE DISTRIBUTIONS ON LINE 13 OF REV 1500 COVER SHEET $
0.00
Copyright Forms Software Only, 10197 Neice, Inc.
(If more space is needed, insert additional sheets of the same size)
REV-'647 EX. 19-0*
COMMONWEALTH OF PENNSYLVANIA
INHERITANCE TAX RETURN
RESIDENT DECEDENT
sa -.~M
FUTURE INTEREST COMPROMISE
Check Box 4a on Rev-1500 Cover Sheet
ESTATE OF
Donald E. Zirrmennan
FILE NUMBER
21-01-0697
This Schedule is appropriate only for estates of decedents dying after Oecember 12,1982.
This schedule is to be used for all future interests where the rate of tax which will be applicable when the future interest vests in
possession and enjoyment cannot be established with certainty.
Indicate below the type of instrument which created the future interest and attach a copy to the tax return.
!9 Will 0 Trust 0 Other
I. Beneficiaries
NAME OF BENEFICIARY RELATIONSHIP DATE OF BIRTH AGE TO
NEAREST BIRTHDAY
1. Betty R. Zirrmennan sw:viving spouse 8/24/1931 70
2.
3.
4.
5.
II. For decedents dying on or after July 1, 1994, if a surviving spouse exercised or intends to exercise a right of withdrawal within
9 months of the decedent's death, check the appropriate block and attach a copy of the document in which the surviving spouse
exercises such withdrawal right.
0 Unlimited right of withdrawal 0 Limited right of withdrawal
ll!. Explanation of Compromise Offer:
The Bypass Trust created under the Last Will and Testament of the Decedent p
~or the payment of all inccxne to the surviving spouse, children and issue, and
liiscretionary distribution of principal to the sw:viving spouse, children and is
p'he Trustee is familiar with the income and assets of the sw:viving spouse, and
~ticipates distributing all of the inccxne to the surviving spouse and none to
hildren and issue. The Trustee does not anticipate distributing any principal
o either the surviving spouse, children or issue during the surviving spouse's
ifetime. Therefore, it is proposed to value the Bypass Trust as a life estate
he surviving spouse, remainder to children and issue. Based on the IRe Section
ate for April 2001 (6%), and the age of the surviving spouse (70l the value of
urviving spouse's life estate is 51% of the Trust and the remainder is 49% of t
rust. The attached affidavit of Mellon PRivate Asset Management is attached in
urther support of the proposed canpomise.
IV. Summary of Compromise Offer:
1. Amount of Future Interest. . ....... ....... ....... ...... ..... ......$ 55L718.98
2. Value of Line 1 exempt from tax as amount passing to charities, etc. - 0
(also include as part of total shown on Line 13 of Cover Sheet) .$ -
3. Value of Line 1 passing to spouse at appropriate tax rate
Check One 0 6%, 0 3%, ~ 0% . . . . . . . . . . . . . . . . ..... $ 281,330.07
(also include as part of total shown on Line 15 of Cover Sheet)
4. Value of Line 1 taxable at lineal rate .....$ 270,388.91
Check One D 6%, iM 4.5% ... . . . . . . . . . . . . .
(also include as part of total shown on Line 16 of Cover Sheet)
5. Value of Line 1 taxable at sibling rate (12010)
(also include as part of total shown on Line 17 of Cover Sheet) ... ..$ - 0 -
6. Value of Une 1 taxable at collateral rate (15%)
(also include as part of total shown on L.ine 18 of Cover Sheet) ... . .$ - 0 -
7. Total value of Future Interest (sum of Lines 2 thru 6 must equal Line 1) .... ........ ...... . .$ 551,718.98
rovides
sue.
for
7520
the
he
(If more space is needed, insert additional sheets of the same size)
Life Estate and Remainder Factors
Calculation of Life Estate portion of Donald E, Zimmerman Trust UIW
Transfer Date:
97520 Rate:
Calculation Type:
Principal:
Age:
Factor:
Value:
Life Estate
0,50993
$281,338,07
4/2001
6,00%
One Life
$551,719
70
Remainder
0,49007
$270,380,93
ESTATE OF DONALD E. ZIMMERMAN,
DECEASED
AFFIDAVIT OF SHARON M. GARCIA
ASSIST ANT VICE PRESIDENT
MELLON PRIVATE ASSET MANAGEMENT
TRUSTEE UNDER WILL OF DONALD E. ZIMMERMAN
Commonwealth of Pennsylvania
County of Dauphin
SHARON M. GARCIA, Assistant Vice President, Mellon Private Asset Management,
Trustee under Will of Donald E. Zimmerman, deceased, being duly sworn according to law,
deposes and says:
1. The Last Will and Testament of Donald E. Zimmerman provides as follows regarding
the distribution of trust income:
(1) My Trustee shall pay to or apply for the benefit of anyone or more
of my said wife, my children and my issue, until division into shares pursuant to
Paragraph (4), all of the net income from the Bypass Trust in convenient install-
ments in such shares and proportions as my Trustee in its sole discretion shall
determine primarily for the medical care, education, support and maintenance in
reasonable comfort of my said wife, children and issue, taking into consideration to
the extent my Trustee deems advisable, any other income or resources of my said
wife, children and issue known to my Trustee, considering that my wife is the
primary object of my bounty.
2. The Last Will and Testament of Donald E. Zimmerman provides as follows regarding
the distribution of trust principal:
(2) Prior to division into shares pursuant to Paragraph (4), my Trustee
may pay to or apply for the benefit of anyone or more of my said wife, children
and issue such sums from the principal of the Bypass Trust in such shares and
proportions as in its sole discretion shall be necessary or advisable from time to
time for the medical care, education, support and maintenance in reasonable
comfort of my said wife, children and issue, taking into consideration to the extent
my Trustee deems advisable, any other income or resources of my said wife,
children and issue known to my Trustee, considering that my wife is the primary
object of my bounty. Any payment or application of benefits for a beneficiary
pursuant to this Paragraph shall be charged against this Trust as a whole rather
than against the ultimate distributive share of such beneficiary to whom or for
whose benefit the payment is made.
3. The Last Will and Testament of Donald E. Zimmerman provides for the following
appointment as Trustee:
(2) I name as my Trustee Mellon Bank, N.A., Commonwealth Region.
I direct that my Trustee, herein referred to as my Trustee regardless of number or
gender, serve without bond in any jurisdiction in which called upon to act.
Mellon Private Asset Management is a division of Mellon Private Banking, which assumed
all fiduciary appointments of Mellon Bank, N.A.
4. We have met with Betty R. Zimmerman to discuss our proposed administration of the
Bypass Trust, and have discussed her financial circumstances and those of her immediate family,
which constitute the members of the class of eligible beneficiaries of the Bypass Trust.
5. Based on what we have learned of the financial circumstances and the current needs of
Betty R. Zimmerman, and of her children and issue, and pursuant to the decedent's declaration
that A...my wife is the primary object of my bounty...B, I would expect that periodic discretionary
disbursements of whatever income is generated by the Trust would be made to Mrs. Zimmerman.
6. Similarly, in view of the assets, income and expenses of Betty R. Zimmerman, and of
her children and issue currently known to us, I do not anticipate that it will be necessary to invade
the principal of the Trust in order to make distributions to any of the class of beneficiaries during
Mrs. Zimmerman's lifetime.
~Yvv~'
1SHARON M. GARCIA
ASSISTANT VICE PRESIDENT
MELLON PRIVATE ASSET MANAGEMENT
Sworn and subscribed to
before me, on this , 8
day of 9 (/,'1> u..OA."-F 2002.
\--1J70vctlw\ d"'~
Notary Public
My Commission expires:
Notarial Seal
Martha H. Heil, Notary Public
Hamsbutg, Dauphin County
My Commission Expires Feb. 4, 2002
MemT1er, Pennsylva"'<, A.sSOC\atlon of Nolanss
-2-
LAST WILL AND TESTAMENT OF
DONALD E. ZIMMERMAN
I, DONALD E. ZIMMERMAN, of 105 cockleys Drive, upper Allen
Township, Mechanicsburg, Cumberland County, Pennsylvania, do
hereby make this my Last Will and Testament, revoking any former
wills and Codicils made by me.
FIRST: I am married to Betty R. Zimmerman, and all refer-
ences to my wife in this will are to her. I have two children:
Kathy J. Myers (born June 11, 1953) and Connie M. Rehman (born
June 10, 1955). These and any other children born to or adopted
by my wife and me are described in this Will as "my children," or
as "a child of mine." Any person born to or adopted by a child
of mine is described in this will as "my issue." Provided,
however, that no adopted person shall benefit hereunder unless
the order or decree of adoption is entered before such adopted
person attains the age of twenty-one (21) years.
SECOND: I give my tangible personal property and all
casualty insurance that I am carrying on said tangible personal
property, to my wife, Betty R. zimmerman, or, if she does not
survive me, I give said property to my children living at my
death to be divided equitably between them as they may determine,
or, if they are unable to agree, as my Executor shall determine,
after considering the wishes of such children. I have complete
confidence that my wife, my children or my Executor will honor
UJ
-1-
any written instructions that I may leave with regard to said
tangible personal property. Any such property not so distributed
shall be sold, and the proceeds added to my residuary estate to
pass as hereafter described.
THIRD: I give, devise and bequeath the rest, residue and
remainder of my estate, real and personal, to my wife. Should
she not survive me, or to the extent that she, or her executor,
trustee, attorney-in-fact, or other successor in interest,
disclaims any interest, I give, devise and bequeath such rest,
residue and remainder, or interest therein or portion thereof, to
my Trustee, hereinafter named, IN TRUST NEVERTHELESS, to be held,
administered and distributed for all purposes as part of the
Bypass Trust.
FOURTH: The Bypass Trust shall be held, administered and
distributed as follows:
(1) My Trustee shall pay to or apply for the benefit
of anyone or more of my said wife, my children and my issue,
until division into shares pursuant to Paragraph (4), all of the
net income from the Bypass Trust in convenient installments in
such shares and proportions as my Trustee in its sole discretion
shall determine primarily for the health care, education, support
and maintenance in reasonable comfort of my said wife, children
and issue, taking into consideration to the extent my Trustee
deems advisable, any other income or resources of my said wife,
~~~
<-~,/}-
C
-2-
children and issue known to my Trustee, considering that my wife
is the primary object of my bounty.
(2) Prior to division into shares pursuant to Para-
graph (4), my Trustee may pay to or apply for the benefit of any
one or more of my said wife, children and issue such sums from
the principal of the Bypass Trust in such shares and proportions
as in its sole discretion shall be necessary or advisable from
time to time for the health care, education, support and mainte-
nance in reasonable comfort of my said wife, children and issue,
taking into consideration to the extent my Trustee deems advis-
able, any other income or resources of my said wife, children and
issue known to my Trustee, considering that my wife is the
primary object of my bounty. Any payment or application of
benefits for a beneficiary pursuant to this Paragraph shall be
charged against this Trust as a whole rather than against the
ultimate distributive share of such beneficiary to whom or for
whose benefit the payment is made.
(3) upon the death of my said wife, the entire remain-
ing principal of the Bypass Trust shall be divided into equal
separate shares so as to provide one (1) share for each then-
living child of mine, one (1) share for each deceased child of
mine who shall leave issue then living and one (1) share to be
divided between or among my grandchildren, per capita, with the
issue of a deceased grandchild to take the deceased grandchild's
share. The share provided for a living child of mine shall be
,!?lj
-3-
distributed to such child. The share provided for a deceased
child of mine who shall leave issue then living shall be distrib-
uted per stirpes to such issue.
(4) If at the time of my death, or at any later time
prior to final distribution hereunder, my said wife and all my
issue are deceased and no other disposition of the property is
directed by this Trust, then and in that event only, the then-
remaining property of this Trust, together with any undistributed
income, shall be divided and paid over and distributed to Mona-
ghan Presbyterian Church, Dillsburg, Pennsylvania, without
restriction as to use.
FIFTH: If any share hereunder becomes distributable to a
beneficiary who has not attained the age of thirty-five (35)
years, then such share shall immediately vest in such benefici-
ary, but notwithstanding the provisions herein, my Trustee shall
retain possession of such share in trust for such beneficiary
until such beneficiary attains the age of thirty-five (35) years,
using so much of the net income and principal of such share as my
Trustee deems necessary to provide for the proper health care,
education, support and maintenance in reasonable comfort of such
beneficiary, taking into consideration to the extent my Trustee
deems advisable any other income or resources of such beneficiary
or his or her parents known to my Trustee. Any income not so
paid or applied shall be accumulated and added to principal.
Such beneficiary's share shall be paid over and distributed to
-4-
~
,
such beneficiary upon attaining the age of thirty-five (35)
years, or if he or she shall sooner die, to his or her executors
or administrators. I recommend that my Trustee consider dis-
tributing approximately one-third (1/3) of that portion of the
principal of such beneficiary's share which my Trustee antici-
pates will ultimately be paid to such beneficiary when the
beneficiary reaches twenty-five (25) years of age, approximately
one-half (1/2) of the remaining portion when the beneficiary
reaches thirty (30) years of age, and the remainder when the
beneficiary reaches thirty-five (35) years of age. My Trustee
shall have with respect to each share so retained all the powers
and discretions had with respect to the trusts created herein
generally.
SIXTH: Anything in this will to the contrary notwithstand-
ing, no trust created herein shall continue beyond twenty-one
(21) years after the deaths of one, the last to die of my issue
living at the time of my death; and two, all issue, living at the
time of my death, of the individual serving as President of the
united states at my death and all issue, living at the time of my
death, of said individual's five (5) immediate predecessors in
said office; upon the expiration of such period, all trusts shall
terminate and all the assets thereof shall be distributed to
those beneficiaries (and in the same proportions) as are then
entitled to receive the income therefrom.
-5-
A4:' ...;;-
(/
SEVENTH: If any beneficiary and I should die under such
circumstances as would render it doubtful whether the beneficiary
or I died first, then it shall be conclusively presumed for the
purposes of this my will that said beneficiary predeceased me;
provided, however, that if my wife shall die with me as afore-
said, I direct that my wife shall be conclusively presumed to
have survived me.
EIGHTH:
(1) I name as my Executrix my wife, Betty R.
zimmerman. If she is unable or unwilling to serve, I name as my
Co-Executors my daughters, Kathy J. Myers and Connie M. Rehman.
If either of my daughters is unable or unwilling to serve, the
other shall serve alone. If both of my daughters are unable or
unwilling to serve, I name as my Executor Mellon Bank, N.A.,
Commonwealth Region, 10 South Market Square, HarriSburg, Dauphin
County, Pennsylvania. I direct that my Executor, herein referred
to as my Executor regardless of number or gender, serve without
bond in any jurisdiction in which called upon to act.
(2) I name as my Trustee Mellon Bank, N.A., Common-
wealth Region. I direct that my Trustee, herein referred to as
my Trustee regardless of number or gender, serve without bond in
any juriSdiction in which called upon to act.
(3) Except as otherwise provided herein, if Mellon
Bank, N.A., or any successor as herein defined should fail to
qualify as Trustee hereunder, or for any reason should cease to
act in such capacity, the successor or substitute Trustee shall
-6-
~
o
be some bank or trust company with trust powers, which successor
or substitute Trustee shall be designated in a written instrument
filed with the court having jurisdiction over the probate of my
estate and signed by my wife. Following the death or incapacity
of my wife, this power may be exercised by a majority of my
children who have attained the age of eighteen (18) years, or if
they fail to act, by the court having jurisdiction over the
probate of my estate. The situs of the Trust may be transferred
to the situs of any such successor or substitute Trustee by
designation in the written instrument aforesaid. I direct that
at least two individuals or a qualified bank or trust company
with trust powers shall serve as my Trustee at all times.
(4) For services as Executor and Trustee, my Executor
and Trustee shall receive reasonable compensation.
NINTH:
(1)
I give to any Executor and to any Trustee
named in this will or any Codicil hereto or to any successor or
substitute Executor or Trustee all of the powers enumerated in
this will and all of the powers applicable by law to fiduciaries
in the Commonwealth of Pennsylvania and in particular through the
pennsylvania Probate, Estates and Fiduciaries Code, as effective
and as in effect on the date hereof, during the administration
and until the completion of the distribution of my estate, and
until the termination of all trusts created in this will or any
Codicil hereto and until the completion of the distribution of
the assets of such trusts. I direct that all such powers shall
-7-
H..-- '/7
/
.?
be construed in the broadest possible manner and shall be exer-
cisable without court authorization.
(2) In determining the federal estate and income tax
liabilities of my estate, my Executor shall have discretion to
select the valuation date and to determine whether any or all of
the allowable administration expenses in my estate shall be used
as federal estate tax deductions or as federal income tax deduc-
tions and shall have the discretion to file a joint income tax
return with my wife.
(3) If at any time any trust created hereunder (or any
share thereof if the trust shall have been divided into shares)
shall be of such value that, in the opinion of my Trustee, the
administration expense of holding the assets contained therein in
trust is not justified, my Trustee, in its absolute discretion,
may terminate such trust and distribute the trust property to the
person or persons then entitled to receive or have the benefit of
the income therefrom or the legal representative of such person.
If there is more than one income beneficiary, my Trustee shall
make such distribution to such income beneficiaries in the
proportion in which they are beneficiaries or if no proportion is
designated in equal shares to such beneficiaries.
(4) My Executor and Trustee are authorized and
empowered to acquire and to retain, either permanently or for
such period of time as my Executor or Trustee may determine,
any assets, including the capital stock of any closely held
-8-
Mz
y
corporation, whether such assets are or are not of the character
approved or authorized by law for investment by fiduciaries and
whether such assets do or do not represent an overconcentration
in one investment.
(5) My Executor and my Trustee are authorized and
empowered to disclaim any interest, in whole or in part, of which
I, my Executor, or my Trustee, may be the beneficiary, devisee,
or legatee, by executing an appropriate instrument (in accordance
with section 2518 of the Internal Revenue Code of 1986, as
amended, or such similar section as may then be in effect).
(6) My Executor and Trustee are authorized and
empowered to sell at public or private sale, or exchange, and to
encumber or lease, for any period of time, any real or personal
property and to give options to buy or lease any such property.
Additionally, my Executor and Trustee are authorized and
empowered to compromise claims, to borrow from anyone (including
a fiduciary hereunder) and to pledge property as security there-
for, to make loans to and to buy property from anyone (including
a fiduciary or beneficiary hereunder); provided that any such
loans shall be adequately secured and at a fair interest rate.
(7) My Executor and Trustee are authorized and
empowered to allocate property, charges on property, receipts and
income among and between principal or income, or partly to each,
without regard to any law defining principal and income.
~~
}
-9-
TENTH: No person who at any time is acting as a co-trustee
(if any) hereunder shall have any power or obligation to partici-
pate in or to exercise any discretionary authority that I have
given to my Trustee to pay principal or income to such person, or
for his or her benefit or in relief of his or her legal obliga-
tions. Such discretionary authority shall be exercised solely by
the disinterested co-trustee(s).
ELEVENTH: No interest of any beneficiary under this Will,
any Codicil hereto, or any trust created herein, shall be subject
to anticipation or to voluntary or involuntary alienation.
TWELFTH: All estate, inheritance, succession and other
death taxes imposed or payable by reason of my death and interest
and penalties thereon with respect to all property comprising my
gross estate for death tax purposes, whether or not such property
passes under this Will, shall be paid out of the residue of my
estate, as if such taxes were expenses of administration, without
apportionment or right of reimbursement. I authorize my Executor
~
-10-
and Trustee to pay all such taxes at such time or times as deemed
advisable.
IN WITNESS WHEREOF, I have set my hand and seal on this my
Last will and Testament this
Ilf~day of ~
, 1.997.
.auJj B FVn~ (SEAL)
DONALD E. Z ERMAN
SIGNED, SEALED, PUBLISHED, and
DECLARED by DONALD E. ZIMMERMAN,
as and for his Last Will and
Testament, on the day and year
last above written, in the
presence of us, who, at his
request, in his presence, and
in the presence of each other,
all being present at the same
time, have hereunto subscribed
our names as witnesses:
/LcdL L. ~
~ CJ. lA-/'-~-
-ll-
SELF-PROVING AFFIDAVIT
COMMONWEALTH OF PENNSYLVANIA
COUNTY OF GJJY\.~0A.C.l
:
:
SS.
:
WE, DONALD E. ZIMMERMAN, and HEATH L. ALLEN
, and SHAWN W. WEIS the
Testator and the witnesses, respectively, whose names are signed
to the attached or foregoing instrument, being first duly sworn,
do hereby declare to the undersigned authority that the Testator
signed and executed the instrument as his Last Will and that he
had signed willingly (willingly directed another to sign for
him), and that he executed it as his free and voluntary act for
the purposes therein expressed, and that each of the witnesses,
in the presence and hearing of the Testator, signed the will as
witness and to the best of his or her knowledge the Testator was
at that time eighteen (18) years of age or older, of sound mind,
and under no constraint or undue influence.
DO~ ~~~:;:;;ator
/l~ L. ~___
Witness
(
i VV
/,~'_", ' ," L.\"/
c::::. ~- _m '/,---~
Witness
witness
Subscribed, sworn to, and
ZIMMERMAN, the Testator,
HEATH L. ALLEN
SHAWN W. WEIS
of ~l <c-t "",y , 1997.
acknowledged before me by DONALD E.
and subscribed and sworn to before me by
, and
I'-I-~
day
, witnesses, this
~OJ\ ~\UJ { joktvJ-ifYV
Notary Publ ic '-
NOTARIAL SEAL
MARJORIE L. JOHNSON, Notary Public
City of Harrisburg, Dauphin county
~.Q~~_~~pires March 8, 1999
-12-
IN THE MATTER OF
THE EST A TE OF
DONALD E. ZIMMERMAN, DECEASED :
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PA
NO. 2001-00697
INSTRUMENT OF DISCLAIMER
THIS INSTRUMENT, made this t day of JF
R. ZIMMERMAN (the "Disclaimant"),
,2001, by BETTY
WIT N E SSE T H:
THE CIRCUMSTANCES leading up to the execution of this Instrument are as follows:
1. Donald E. Zimmerman (the "Decedent"), a married man, died testate on April 19,
2001, and his wife, Betty R. Zimmerman, duly qualified as executor (the "Executor") of the
Decedent's probate estate (the "Estate").
2. The Decedent and the Disclaimant were co-owners, as tenants by the entireties, of
a Mellon Bank certificate of deposit, account number 01107335 (the "Certificate of Deposit").
3. The Decedent's Estate consists of 5,876.072 shares of the State Farm Growth
Fund; 4,867.385 shares of the MPAM Large Cap Stock Fund; 16,631.131 shares of the MPAM
Pennsylvania Intermediate Municipal Bond Fund, with accrued income of $489.45; and
13,426.40 shares of the DF Tax Exempt Money Market Fund, with accrued income of $26.40
(collectively, the "Probate Assets").
4. Article THIRD of the Last Will and Testament of the Decedent, dated August 14,
1997 (the "Will") provides as follows;
THIRD: I give, devise and bequeath the rest, residue and remainder of my
estate, real and personal, to my wife. Should she not survive me, or to the extent
that she, or her executor, trustee, attorney-in-fact, or other successor in interest,
disclaims any interest, I give, devise and bequeath such rest, residue and
-1-
remainder, or interest therein or portion thereof, to my Trustee, hereinafter named,
IN TRUST NEVERTHELESS, to be held, administered and distributed for all
purposes as part of the Bypass Trust.
5. The Disclaimant desires to renounce, absolutely and forever, her survivorship
rights with respect to the Certificate of Deposit. The Disclaimant understands that as a result of
her renunciation, the Decedent's undivided one-half (112) interest in the Certificate of Deposit
will pass into the residue ofthe Estate.
6. The Disclaimant desires to renounce, absolutely and forever, her bequest of the
residue of the Estate of the Decedent.
7. The Disclaimant desires to retain her beneficial interest in the Decedent's Bypass
Trust, which will receive the Decedent's undivided one-half(1I2) interest in the Certificate of
Deposit, and all of the Probate Assets (after deductions for inheritance taxes and expenses of
estate administration).
8. The Disclaimant desires to exercise the rights granted to her in Chapter 62 of the
Pennsylvania Probate, Estates and Fiduciaries Code, 20 Pa.C.S. Sections 6201-6207, to disclaim,
release, and renounce, absolutely and forever, any and all of her right, title and interest in and to
her survivorship interest with respect to the Decedent's undivided one-half (112) interest in the
Certificate of Deposit, and any and all of her right, title and interest in and to the residue of the
Decedent's Estate.
9. It is the Disclaimant's intention that this Instrument shall constitute a "qualified
disclaimer" under Section 2518 of the Internal Revenue Code of 1986, as amended, and
applicable Treasury Regulations issued thereunder.,
NOW THEREFORE, the Disclaimant, intending to be legally bound hereby, for herself,
- 2 -
her heirs, personal representatives, successors and assigns, does, by these presents, hereby
disclaim, release and renounce, absolutely and forever, any and all right title and interest in and
to the Decedent's undivided one-half (112) interest in the Certificate of Deposit and the Probate
Assets as identified above in Paragraphs 2 and 3 (which Paragraphs are incorporated herein by
reference as if they were fully set forth); provided, however, that nothing in this Instrument shall
modifY, diminish or affect the beneficial interest of the Disclaimant in and to such disclaimed
property which thereby passes to the Bypass Trust under the Will.
AND, the Executor hereby accepts this Instrument for the purposes expressed herein, so
that the Decedent's undivided one-half (112) interest in the Certificate of Deposit shall pass to the
residue of the Estate, and the residue of the Estate shall pass to the Bypass Trust, for the benefit
of the Disclaimant and the Decedent's issue.
IN WITNESS WHEREOF, and intending that this Instrument shall be delivered to the
Executor and filed of record in the Office of the Register of Wills of Cumberland County,
Pennsylvania, the Disclaimant has hereunder set her hand and seal to this Instrument on the date
first above written.
uiA/4/l1.~d/
WITNESS '
,(~ Z~~..J
BETTY R. MERMAN
"Disclaimant" and "Executor"
- 3 -
COMMONWEALTH OF PENNSYLVANIA
: ss.
COUNTY OF CUMBERLAND
On this, the G~ day of ~ ,2001, before me, the undersigned
officer, personally appeared BETTY R. ZIMMERMAN, known to me (or satisfactorily proven)
to be the person whose name is subscribed to the within instrument, and acknowledged that she
executed the same for the purposes therein contained.
In witness whereof, I hereunto set my hand and official seal.
~;~LL
NOTARIAL SEAL
CYNTHIA J. RULE, Notary Public
c. amp HI". Boro.. Cumberland Cou~ty
'JlJ~g.EfTlm~!!lQ~9~ Jan. 24. 2004
- 4-
.'
SIN:;I.E-T:n:'R = OF 'mUST
I, Dft.....A\....~ Co? ~"""'~'ltM"~ of .~___c-w.A..~3:.e...L~u12G....l ~,
hereby transfer to ~ NATIONAL BANK as trustee the property
described in the annexed schedule to be held IN 'mlST as follows:
I. Lifet:ilt'te Trust: OJring 1lTi lifet:ilt'te 1lTi trustee shall invest ani manage
the property as a separate trust, ani make distributions as follows:
A. Pavments: As much, even if all, of the net income ani priroipal
as I may from t:ilt'te to tilna direct in writing shall be paid either
to me or as I may specify;
B. Balance: My remaining net i.nc:orre shall frem time to tilna be
accumuJ.ated ani added to principal; however,
C. Di=hilitv: If I am, in 1lTi trustee's opinion, disabled by
advanced age, illness or other cause, as much of the net income ard principal
as my tr.lStee may from time to t:ilt'te think desirable. for 1lTi or 1lTi depen:ient's
welfare. comfort, support or !!l!Iergency needs shall be paid to either of us or
applied directly for those purposes.
II. Di"'""""ition at rw.th: Upon 1lTi death my trustee shall pay the
then-remainin:] principal ani any undistributed net i.nc:cme to certain
beneficiaries I nalre a supplemental benefici,a..-y schedule. If that schedule
is net accepted by my trustee. or if the schedule is not in existence at 'lIrf
death the principal ard income shall be paid to or in trust for such one or
more persons or organizations on such terms as I may appoint by a will
specifically referring to this power of appointment or, in default of
appointment or insofar as it is not effective, to 1lTi personal representative
for distribution as part of my estate.
III. Riahts F-~-"""': I reserle the following rights, each of which may be
exerciSed \</henever ani as often as I may wish:
A. To Add: '!he right to add to this trust with assets acceptable to
my trustee; ani
B. To Revoke: '!he right by an inst.rurnent in writing - other than a
will - to revoke or amen:i this deed ani the trust hereun::l.er in
part or in \</hole. However, amendments must be approvEd by my
trustee .
'N. Mana. '-'IL Previsions: I authorize my trustee:
A. Retain/Invest: To retain ani to invest in all foms of real and
personal property, including corm.:ll1 trust ~~,. ll\l.1tU;l1 eun:m ard
money market deposit a=unts c...,erated or offered by my corporate
trustee. or any affiliate of it, regardless of any limitations
iJtp:lsed by law on investments by rrustees, or any principle of
law concernin;r investment diversification;
B. Comcromise: To compromise claims and to abardon property which,
in my trustee's opinion, has little or no value;
C. Borrow: To borrow from anyone, even if the lender is a trustee
hereunder, and to pledge prcpert"/ as security for repayment of
the fun::ls borrowed;
D. Sell/T""5E!: To sell at public or private sale, to exchange or to
lease for any period of time, arrJ real or personal property, an:!
to give options for sales or leases;
E. caoital O1anaes: To join in any merger, reorganization, voting-
trust plan or other concerted action of security holders, an:! to
delegate discretionary duties with respect thereto;
F. Allocate: To allocate arrj property received or charge incurred
to principal or income or partly to each, witheM; regard to any
law defining principal and inccme; and
G. Distribute: To distribute in cash or in Jdnd.
These powers shall exterxi to all property at arrj time held by my trustee an:!
shall continue in full force until the actual distribution of all such
property. All p:owers, authorities, and discretion granted by this deed shall
be in addition to those granted by law and shall be exercisalJle without court
authori-zation.
v. (', ... -'lSation: My corporate trustee sl".all receive c:c:mpmsation in
a=rdance with its standard schedule of fees in effect while its services
are perfotmed.
VI. Sit.",. and Governin:r law: The situs of this deed shall be in
Pennsylvania, and all questions as to the validity or effect of this deed or
the aclll\ini.stration of the tnlst hereunder si'.all be governed by the law of
Pennsylvania.
Executed \?-, 0<:.. ~o'l!!.~"tl.
, lS}i3..
.tl-JJ E r.....~
Witnesses:
Q
A 0
-
77-7. ~/~uJ
2
S'lM'E OF
ss.
a:mm OF
On , 19_, before me, the Ul'ldersigned notazy
public, personally appeared (a) ani in due form of
law acknculedqed the foreqoirq iJ1strument to be his act arxi dee:i ani desired
the saIl'e to be recorded as such.
Witness Irrf hard ani notarial seal the day arxi year aforesaid.
Notary Public
My Colmlission Expires:
!he foregoirq deed of trJst was delivered, and is hereby aooepted, in
Pennsylvania, on \"3. OC""t"o ~'-1t.. , 19"-<\.
By
3
SCHEIXJI..E RUJ:;Ht<W 'I'O IN THE 1INNEXED
DEED OF 'mJST
Dated
,19_
From
, T1:uStor
To
cx::M1ONWEALTH NATIONAL BlINK, Trustee
4
"''' .... Mutual
'~" Funds"
State Farm VP Management Corp.
May 21, 2001
Kathy J. Myers
1701 Creek Vista Dr.
New Cumberland, PA 17070-2212
P.O. Box 219548
Kansas City, Missouri 64121 -9548
1-800-447-4930
RE: IRA Account #60067147 New #70290014
Donald Zimmerman IRA
Dear Ms. Myers:
I have been notified of the death of your father, Donald Zimmerman. Please accept my
condolences.
Our records show you as the primary beneficiary ofMr. Zimmerman's IRA. On the date of death,
April 19, 2001, the Growth Fund of the above referenced account held 3,452.287 shares. The
price per share was S~7.91 for a value of$165,399.07. Please note that the price per share can
vary from day to day.
Mr. Zimmerman was over 70 Yz and therefore required to take distributions from his IRA. The
distribution for year 200 I has already been redeemed.
If you wish to continue distributions for future years, based on your single non-recalculated life
expectancy, please complete and return the enclosed IRA Systematic Withdrawal Plan form.
These distributioD5 must begin no later than December 31, 2002.
You may also elect to redeem all the shares in the above account. The shares need to be
redeemed no later than December 3 I, 2002. I will need the enclosed Distribution Request form
completed and returned by you. Before the shares in the account can be redeemed, we need a
copy of the death cenificate certified by the appropriate local official. You may want to seek tax
advice regarding your particular circumstances.
If you have any questions, please write to the above address or phone 1-800-447-0740. Our
hours are Monday through Friday between the hours of7:30 a.m. to 4:15 p.m. CST.
Sincerely,
'1<Cvv.-''''- '--L,,,G.U
Karen Kroll
Retirement Services Representative
Enclosure
State Farm Mutual Funds are not insurance oroducts and are offered by State Farm VP Management Corp" One State Farm Plaza. 8loomington, Illinois 617\0.0001, 1-800.447-4930.
State Farm Insurance Companies
STAT! FAIlM
A
INSUll....Nc;l
,
PO Box 8000
BALLS TON SPA NY 12020-8000
August 13, 2001
Donald Zimmerman
105 Cockleys Drive
MECHANICSBURG, PA 17055-5808
Policy:
SC-1505-2016
Annuitant:
Donald Zimmerman
POLICY STATUS
The value of this policy on 4/19/01 was $246,715.35
n~&~
Jill Bennett
L!H Admin Clerk III
HPJE
State Farm Life Insurance Company (Not licensed in New YOfk or Wisconsin) State Farm Life and Accident Assurance Company (Licensed in New York and Wisconsin)
State Farm Insurance Companies
STAn ,1.'_
A
INSU.A.MU.
May 15,2001
Betty Zimmerman
Spacious Acres
105 Cockleys Drive
Mechanicsburg, PA 17055-5808
""nnsylvania Regional OffIce
One Slate Farm Drive
Concordville. Pennsylvania
19339-0001
Termination Payments
Estate of Donald Zimmerman #38-2303
Dear Mrs. Zimmerman:
The enclosed check #113 402S00A in the amount'ofSl;661.01 ~presents the April 30,2001
termination payment.
In addition, we have received approval based upon the documents you provided to continue
making monthly lifetime payments to you as follows:
Survivor's
Company662/3 Amount
State Farm Mutual Auto Ins Company
$ 925.27
State Farm Fire and Casualty Ins Company
$ 227.19
State Farm General Insurance Company
$ 11.33
State Farm Life Insurance Company
$ 32.90
Total Monthly Payment
$ 1,196.69
Sincerely,
~~~ c>-h~t(cer--
Robert Obergefell
Accounting Manager
RO/jm
Fred Dannels
egina Hines
Corporate Accounting Benefits
\,\~'i 11.) 2'U~'
~.~.'r\.
HOME OFFICES: BLOOMINGTON. ILLINOIS 81710.0001
Annuity Factors
Present Value Calculation of State Farm Insurance Extended
Termination Payments to be paid to Betty R Zimmerman
$1,196.69 per month, for life, commencing 5/1/2001.
8/3/2001
Transfer Date:
97520 Rate:
Calculation Type:
Aggregate Annual Payments:
Payment Timing:
Age:
4/2001
6.00%
One Life
$14,360
Begin
70
Annuity Factor: 8.4988
First
Factor Subtotal Payment Value
Annual: 1.0000 $122,043 $14,360 $136,403
Semiannual: 1.0148 $123,849 $7,180 $131,029
Quarterly: 1.0222 $124,752 $3,590 $128,342
Monthly: 1.0272 $125,362 $1,197 $126,559
Weekly: 1.0291 $125,594 $276 $125,870
Form 712 (Rev. 8-9-4)
Ii!!IIII Uvlng Insured.
(FOe Wdh United States Gift Tax Return, Form 709. May Be Filed Wdh United States Estate Tax
Return, Form 706 or Form 706-NA, Where Decedent Owned Insurance on Life of Another)
SECTION A. - Generallnlormallon
Page 2
33
First name and middle initlal of donor (or decedent) 34 Last Name
Oonald E Zimmerman
Date of gift for which valuation data submitted ...............................................................,.........
Date 01 decedent's death for which valuation data submitted...................................................
SECTION B. - Policy lnlonmatlon
35 Social Security Number
196-14-1323
36
37
19-Apr-2001
38
Name of Insured
Carotyn M Rehman
Name and address of insurance company
State Farm Life Insurance Company
One State Farm Plaza
Bloomington, lIIinois 61710
39 Sex
Female
40 Date of Birth
Q6-0ct-1987
41
42 Type of Policy 143 Policy Number 44 Face Amount 46 Issue Date
Whole Life L431.Q945-9371 $50.000.00 07-Apr- 1988
46 Gross premium 47 Frequency of payment
$149.50 Annual
48 Assignee's name 49 Date assigned
Betty Zimmerman
60 If irrevocable designation of beneficiary made, name of 61 Sex 62 Date of birth. 63 Date designated
beneficiary if known
54 If other than simple designation, quote in full. (Attach additional sheet if necessary.)
65 If policy is not paid up:
a Interpolated terminal reserve on date of death, assignment or irrevocable designation
of beneficiary.......... ........... .... . ............................... ................... ................................. $1 ,027.00
b Add proportion of gross premium paid beyond date of death, assignment or irrevocable
designation of beneficiary ................... ....................................................................................... $144.58
c Add adjustment on account of dividends to credit of policy......................................................... $518.67
d Total (add lines a, b, and c)... ............................... .........................................................................
e Outstanding indebtedness against policy........................................ ..,.......................................................... ...........
f Net total value of the polley (for gift or estate tax purposes) (subtract line e from line d).......................................
56 If policy is either paid up or a single premium:
a Total cost, on date of death, assignment or irrevocable designation 0; benefICiary. of a
single-premium policy on life of insured at attained age, for original face amount plus
any additional paid~up insurance (additional face amount $ 0.00)
(If a single premium policy for the total face amount would not have been issued on
the life of the insured as of the date specified, nevertheless, assume that such a policy
could then have been purchased by the insured and state the cost thereof, using for
such purpose the same formula and basis employed, on the date specified, by the
company in calculating single premiums.)
b Adjustment on account or dividends to credit of policy ..............................................................
c Total (add lines 560 and 56b).......................................................................................................................
d Outstanding indebtedness against policy .............................. ................................................................................
e Net value of policy (for gift or estate tax purposes) (subtract line S6d from line S6c)..........................................
The undersigned officer of thQ abO"e.named insurance company nereby certifies thattl'lis statement $4l!ts forth true and correct information
Signature: ~ CV . "\.,l- ~ ~0-~'"V Title: AssociateActuary Date ol Certification: ~) Ilclc I
Form 112 (RIIY. 8-94)
... Uving Insured
(File With United States Gift Tax Return. Form 709. May Be Filed With United States Estate Tax
Return, Form 706 or Form 706-NA, Where Decedent Owned Insurance on ute ot Another)
SeCTION A. - General Information
Page 2
33
35 Social Security Number
196-14-1323
First name and middle initial of donor (or decedent) 34 Last Name
Donald E Zimmerman
Date of gift for which valuation data submitted ......,.......................h......................,..................
Date of decedenrs death for which valuation data submitted...................................................
SECTION B. - Policy Information
36
37
19-Apr-2oo1
38
Name of Insured
Ryan B Rehman
Name and address of insurance company
State Farm Life Insurance Company
One State Farm Plaza
Bloomington, Illinois 61710
38 Sex
Male
40 Date of Birth
29-Nov-1989
41
42 Type of Policy 143 PoUcy Number 44 Face Amount 45 Issue Date
Whole Ufe L431-1071-6400 $50.000.00 02-Jan-1990
46 Gross premium 47 Frequency of payment
$169.50 Annual
48 Assignee's name 49 Date assigned
Betty Zimmerman
50 If irre'iocable designation of beneficiary made, name of 51 Sex 52 Date of birth, 53 Date designated
beneficiary if known
54 If other than simple designation, quote in full. (Attach additional sheet if necessary.)
55 If policy is nol paid up:
a Interpolated terminal reselVe on date of death, assignment or irrevocable designation
of beneficiary.... ............... ..................................................................................... $1,123.00
b Add proportion of gross premium paid beyond date of death, assignment or irrevocable
designation of beneficiary......................................... ......................... ............................. $119.35
c Add adjustment on account of dividends to credit of policy......................................................... $474.46
d Total (add lines a, b, and c)................................. ................................ ........................................................
e Outstanding indebtedness against policy..................... ..........................................................................................
f Net total value of the policy (for gift or estate tax purposes) (subtract Une e from line d).......................................
56 If policy is either paid up or a stngle premium:
a Total cost, on date of death, assignment or irrevocable designation of beneficiary, of a
single-premium policy on life of insured at attained age, for original face amount plus
any additional paid-up insurance (additional face amount $ 0.00)
(If a single premium policy for the total face amount would not have been issued on
the life of the insured as of the date specified, nevertheless, assume that such a policy
could then have been purchased by the insured and state the cost thereof, using for
such purpose the same formula and basis employed, on the date specified, by the
company in calculating single premiums.)
b Adjustment on account of dividends to credit of policy... ..........................................................
c Total (add lines 56a and 56b)...................................................................................................................
d Outstanding indebtedness against policy.................... ......................,... ............... ,........................ ....... .................
e Net value of licy (for gift or estate tax purposes) (subtract line 5ed from line 56c)..........................................
TtuJ undersigned officer of th9 abo..,.named insuranc?I company hereby certifies that this statement sets forth true and correct information. /
Signature: 'J) ~-V ^<l-<l. k: S,-k~L,^,-, c.... Tille: AssociateActuary DateofCertmeat;on: 211D/0 (
Form 712 (Rev. S.94)
mill Uving Insured
(File With United States Gift Tax Return, Form 709. May Be Filed With United States Estate Tax
Return, Form 706 or Form 706-NA, Where Decedent Owned Insurance on Life of Another)
SECTION A. - GenerallnfonnaliQn
Page 2
33
35 Social Security Number
196-14-1323
First name and middle initial of donor (or decedent) 34 last Name
Donald E Zimmerman
Date of gift for which valuation data submitted .....,..................................................................,
Date of decedenfs death for which valuation data submitted...................................................
SECTION B. - PQllcy InlQnnatiQn
36
37
19-Apr-2001
38
Name of Insured
Brooke M Rehman
Name and address of insurance company
State Farm Life Insurance Company
One state Farm Plaza
Bloomington, Illinois 61710
38 Sex
Female
40 Date of Birth
04-Aug-1994
41
42 Type of Policy 143 Policy Number 44 face Amount 46 Issue Date
Whole life N431-1379-9169 $50,000.00 Q6.0cl-1994
46 Gross premium 47 f~uency 01 payment
$170.00 Annual
48 Assignee's name 48 Dale asslgned
Betty Zimmerman
50 If irrevocabte designation of beneficiary made, name of 51 Sex 52 Date of birth, 53 Date designated
beneficiary il known
54 If other than simple designation, quote in full. (Attach additional sheet if necessary.)
55 II policy is not paid up:
a Interpolated terminal reserve on date of death, assignment or irrevocable designation
01 beneficiary. .......... . ............... ...... ............. ........... ........ ........... ............... ................................ $576.00
b Add proportion of gross premium paid beyond date of death, assignment or irrevocable
designation of beneficiary..... ...................................................................................................... $79.18
c Add adjustment on account of dividends to credit of policy............................................... $149.08
d Total (add lines a, b, and c)...........................................................................................................................
e Outstanding indebtedness against policy ......................................................................,.......... ....... ........................
f Net total value of the policy (for gift or estate tax purposes) (subtract line e from line d).......................................
56 If policy is either paid up Of a single premium:
a Total cost, on date of death, assignment or irrevocable designation of beneficiary, of a
single-premium policy on life of insured at attained age, for original face amount plus
any additional pald~up insurance (additional face amount $ 0.00)
(If a single premium policy for the total face amount would not have been Issued on
the life of the insured as of the date specified, nevertheless, assume that such a polley
could then have been purchased by the Insured and state the cost thereof, using for
such purpose the same formula and basis employed, on the date specified, by the
company in calculating single premiums.)
b Adjustment on account of dividends to credit of policy..............................................................
c TQtal (add linea 560 and 56b).......................................................................................................................
d Outstanding indebtedness against policy........ .......... .......................................u........................ ...........................
e Net value of policy (for gift or estate tax purposes) (subtract line S6d from line S6c)..........................................
The undersigned officer of the abOve-named insunmce compan'i hereby certifies that thls statement sets forth true and correct information.
Signature: j) c-t' G ,; C~ )( 5fu"~"r'--' Title: Aaaociate Actuary Date QI CertificatlQn: 5'//0 It, I
@ Mellon
Mellon Private Asset Management"
6 August, 2001
Bridget M. Whitley, Esq.
Keefer Wood Allen & Rahal
PO Box 11963
Harrisburg, PAl 71 08-1963
Re: Donald E. Zimmerman TR
#10172398BN8
Dear Bridget;
Thanks for the notice regarding this estate. I will need the following items for
termination:
. Death Certificate
. Short Certificate
. Instructions for transfer offunds to the Estate Account.
. Estate Tax Identification Number
In the meantime I have sold the assets in the trust and will have the "Estate" sign release
documents to close the trust. I will send these to you for review if you like.
A copy of the June 30, 2001, statement is enclosed. The trust was valued as of date of
death as follows
DF Tax Exempt Money Market $ 13,426.40
MPAM Large Cap Stock Fund $ 51,64295
MPAM PA Intermediate Muni Bond Fund $212,545.85
Accrued Income to D.O.D. $ 51585
Total Value at D.O D. $278,13105
If you need any additional information at this time please do not hesitate to call me at
(717) 780-3016.
Very truly yours;
~
Assistant Vice President
Enclosures
COInmoflwclIlth Region
12th fluor. 2 t'. Second Street. PO. Box lOW . Harrisburg, PA 17108-1010
(717l 231-7465 Office
A .lll'lloJl Fil!ulIcial Compan\' ,',I
717 231 6509
AUG 10 2001 11'38 FR MELLON,HBG TRU5T DEPT717 231 6509 TO 92558050
P.01/01
Accrued Income to D.O.D.
Donald E. Zimmerman Tr. #10172398BN8
Income Balance at 0.0.0.
$
Accrued Interest on:
OF Tax Ex. M.M.
M~AM ~A Inter Muni Fd
Total Accrued Interest
$ 26.40
$ 469.45
$ 515.65
Total Accrued Income
$ 515.85
FAX MemO
T.~~:t (~
C(II pt.:
FAX Number: :2"1'1>' 'lfJd)
COUlJll_ta:
No. 01 "'9.' -1 ((ib Mellon Ba~k
Fro.." .;) lAo.A.01 !2/1)\.llJ- _
COJDopl., l
FAXl'iI_r. Ii
PhODe NlUDber: i
** TOTAL PAGE.01 **
State Farm Insurance Companies
STATE ,""Rolli
A
auu....Ncl
.
PO Box 8000
BALLSTON SPA NY 12020-8000
August 13, 2001
Betty R Zimmerman
105 Cockleys Dr
MECHANICSBURG PA 17055-5808
State Farm Regional Office
PO Box 8000
BALLSTON SPA NY 12020-8000
policy:
LF-1087-8950
Annuitant:
Owner:
Betty R Zimmerman
Betty R Zimmerman
POLICY STATUS
The value of this policy on 4/19/01 was $46,124.80
~
Jill Bennett
L/H Admin Clerk III
Agent: Walter Harg~aves Ph. 717-766-6385
HPJE PS 38-6156
State Farm Ufe Insurance Company (Not licensed in New Yoek. Of Wisconsin} State Farm Ufe and Accident Assurance Company (Licensed in New York and Wisconsin)
sU.n F"'RM
State Farm Insurance Companies
A
UUU....NCE
.
PO Box 8000
BALLSTON SPA NY 12020-8000
August 13, 2001
Betty R Zimmerman
105 Cockleys Dr
MECHANICSBURG PA 17055-5808
State Farm Regional Office
PO Box 8000
BALLS TON SPA NY 12020-8000
Policy:
LF-13 93 - 9452
Annuitant:
Owner:
Betty R Zimmerman
Betty R Zimmerman
POLICY STATUS
The value of this policy on 4/19/01 was $10,878.13
r2u-A...- ~v~
Jill Bennett
L/H Admin Clerk III
Agent: Walter Hargraves Ph. 717-766-6385
HPJE PS 38-6156
State Farm Life Insurance Company (Not licensed in New York Of Wisconsin) State Farm Ufe and Accident Assurance Company (Licensed in New York and WiSConsin)
i. TRANS AMERICA
.
ANNUITY ADMINISTRATION
Administrative Office: 4333 Edgewood Road NE
Cedar Rapids~ Iowa 52499-0001
M ailing Address:
P.O. Box 3183
Cedar Rapids, Iowa 52406-3183
September 14, 2001
Betty R Zimmerman
c/o Keefer Wood Allen & Rahal
POBox 11963
Harrisburg PA 17108-1963
RE: Annuity Policy Number(s) 26140734
Dear Betty R Zimmerman:
Our office has received your request concerning the above listed non-
qualified tax deferred annuity. We have been notified that the
annuitant, Donald E Zimmerman, is deceased. Please accept our
company's sincere condolences for your recent loss.
This annuity currently reflects the following information:
Annuitant:
Owner (s) :
Primary Beneficiary(-ies)
Policy Date:
Today's Full Value:
Taxable Portion:
Death Value as of 04-19-2001:
Donald E Zimmerman
Donald E Zimmerman
Betty R Zimmerman
11-06-2000
$122,823.42
$8,469.52
$41,238.77
As primary beneficiary of this annuity, you have a variety of options
for death claim processing. Receiving the funds through a death claim
in a lump sum payment would be the first option. The interest portion
will be reported as a taxable distribution, and the following January
you will receive a Form 1099-R reporting this distribution. If you
would like to choose this option, we will need the following:
· Certified copy of the death certificate
. Original policy
. Annuity Claimants Statement
Your second option would be to delay the lump sum payment for up to
five (5) years from the date of death. To complete the claim, you
will be responsible for notifying the company prior to the end of the
fifth year. It is important to note that you may not redesignate a
beneficiary under this option. In the event of your death, any
Transamerica Assllrance Compan:,
Trans3mcrica Life [murance and Annuity Company
Transarncrica Occidental Lift: Insurance Company
~~~
t...
REV-1'OO EX +(6-00) OFFICIAL USEONL Y
'" REV-1500 :1
COMMONWEALTH OF PENNSYLVANIA / {.., - d'l~ -
DEPARTMENT OF REVENUE
DEPT. 280601 INHERITANCE TAX RETURN FILE NUMBER
HARRISBURG, PA 17128-0601 RESIDENT DECEDENT 21 2001 0697
COUNTY CODE YEAR NUMBER
DECEDENT'S NAME (LAST, FIRST, AND MIDDLE INITIAL) SOCIAL SECURITY NUMBER
Zimmerman, Donald E 196-14-1323
DECE- DATE OF DEATH (MM-DD-YEAR) [ DATE OF BIRTH (MM-DD-YEAR) THIS RETURN MUST BE FILED IN DUPLICATE
DENT
04/19/2001 01/03/1926 WITH THE REGISTER OF WILLS
(IF APPLICABLE) SURVIVING SPOUSE'S NAME (LAST, FIRST, AND MIDDLE INITIAL) SOCIAL SECURITY NUMBER
Zimmerman Bettv R 190-26-6205
3. Remainder Return
CHECK ~ ' "'om "~m ~' '"~__m ~ (date of death prior to 12-13-82)
APPRO- 4. Limited Estate 4a. Future Interest Compromise 5. Federal Estate Tax Re1urn Required
(date of death atter 12-12-,62}
PRIATE 6. DececlentOiedTestate 7. Decedent Mamtalned a living Trust 8. Total Number of Safe Deposit Boxes
(Attach copy of Will) (Attach acopyof Trust)
BLOCKS 9. Litigation Proceeds Received 10. Spousal Poverty Credit (date of death between 0" Election to taxunderSeC,9113(A\
12-31-91 and 1-1-95) (Attach Sch 0)
THIS SECTION MUST BE COMPLETEO, ALL CORRESPONDENCE S. CONFIDENTIAL TAX INFORMATION SHOULD BE DIRECTED TO:
NAME COMPLETE MAILING ADDRESS
COR- Bridaet M. Whitlev P.O. 11963
RE- Box
SPON FIRM NAME (If Applicable) Harri.sburg, PA 1710B-1963
DENT Keefer Wood Allen & Rahal LLP
TELEPHONE NUMBER
717-255-B027 . .'
0.00 OFFICIAL USE ONLY
,. Real Estate (Schedule A) (1)
2. Stocks and Bonds (Schedule B) (2) 3,331.65
.
3. Closely Held Corporation, Partnership or Sole-Proprietorship (3) 0.00
4. Mortgages & Notes Receivable (Schedule D) (4) 0.00 -.."
5. Cash, Bank Deposits & Miscellaneous Personal
Property (Schedule E) (5) 0.00
6. Jointly Owned Property (Schedule F)
o Separate Billing Requested (6) 0.00
RECA-
PITULA- 7. Inter-Vivos Transfers & Miscellaneous
TION Non-Probate Property (Schedule G or L) (7) 0.00
8. Total Gross Assets (total Lines 1-7) (8) 3,331. 65
9. Funeral Expenses & Administrative Costs (Schedule H) (9) 0.00
10. Debts of Decedent, Mortgage Liabilities, & Liens (Schedule I) (1 0) 0.00
11. Total Deductions (total Lines 9 & 10) (11) 0.00
12. Net Value of Estate (Une 8 minus Line 11) (12) 3,331.65
13. Charitable and Governmental Bequests/Sec 9113 Trusts for which an election to tax (13) 0.00
has not been made (Schedule J)
14. Net Value Subject to Tax (Line 12 minus Une 13) (14) 3,331.65
SEE INSTRUCTIONS ON PAGE 2 FOR APPLICABLE RATES
15. Amount o~ Une 14taxable a11he spousal 1a)(
rate, or transfers under Sec. 9116{a)(1.2} 1,699.14 x.OO (15) 0.00
-
TAX 16. Amountof line 14 taxable at lineal rate 1,632.51 X.045 (16) 73.46
-
COMPU- 17. Amountof Line 14taxableatsibling rate 0.00 X .12 (17) 0.00
TATlON 18. Amountof Line 14 taxable at collateral rate 0.00 X .15 (18) 0.00
19. Tax Due (19) 73.46
20. 0 I CHECK HERE IF YOU ARE REQUESTING A REFUND OF AN OVERPAYMENT I
>> BE SURE TO ANSWER ALL QUESTIONS ON PAGE 2 AND RECHECK MATH<<
o PA15001
NTF 29755
Copyrigh12DCrO Gre<ltlandlNelco LP- Forms Software Only
PA R~-1500 EX (6-00)
Decedent's Complete Address:
I STREET ADDRESS
105 Cockleys Drive
I CITY
Mechanicsburq
Tax Payments and Credits:
1. Tax Due (Page 1 Line 19)
2. Credits/Payments
A. Spousal Poverty Credit
B. Prior Payments
C. Discount
Page 2
I STATE
PA
I ZIP
17055
(1)
73.46
0.00
0.00
0.00
Total Credits (A + B + C)
(2)
0.00
3. Interest/Penalty if applicable
D. Interest
E Penalty
0.00
~_ __~___ ~__~ 0 . 00
Totallr.~erestJPenalty (D ~ E)
4. If Line 2 is greater than Line 1 + Line 3, enter the difference. This is the OVERPAYMENT.
Check box on Page 1 Line 20 to request a refund
5. If Line 1 + Line 3 is greater than Line 2, enter the difference. This is the TAX DUE.
A. Enter the interest on the tax due.
B. Enter the total of Line 5 + SA. This is the BALANCE DUE.
Make Check Payable to: REGISTER OF WILLS, AGENT
(3) 0.00
(4)
(5) 73.46
(SA) 2.85
(5B) 76.31
PLEASE ANSWER THE FOllOWING QUESTIONS BY PLACING AN "X" IN THE APPROPRIATE BLOCKS
1. Did decedent make a transfer and:
a. retain the use or income of the property transferred;
b. retain the right to designate who shall use the property transferred or its income;
c. retain a reversionary interest; or.
d. receive the promise for life of either payments, benefits or care?
2. If death occurred after December 12, 1982, did decedent transfer property within one year of death
without receiving adequate consideration? .
3. Did decedent own an "in trust for" or payable upon death bank account or security at his or her death?
4. Did decedent own an Individual Retirement Account, annuity, or other non-probate property which
contains a beneficiary designation?
IF THE ANSWER TO ANY OF THE ABOVE QUESTIONS IS YES,
YOU MUST COMPLETE SCHEDULE G AND FilE IT AS PART OF THE RETURN.
-Onder penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my
knowledge and belief, it is true, correct and complete. Declaration of preparer other than the personal representative is based on information of
~hich preparer has any knowledge. _,_,____, ________~_
SIGf-,{A iU OF PERSON ESPONSiBlE r-QA ;:'lllNG RETURN
"4~ ~______
Cockleys Drive
Me hanicsburg, PA 17055
ATURE OF PREPARER OTHER THAN REPRESENTATIVE
>>to f:J+Ut.
~DDRESS eefer Wood Allen & Rahal, LLP P.O. Box 11963
Harrisburg, PA 17108-1963
Yes No
~ I
8 ~
o
:8J
DAI~ III/'. /"
~~-----
I
Fo.r dates of death all arafterJuly 1, 1994and before January 1, 1995,the tax ratfl imposed on tile nBt "alue of transf"'Tsta artarthe use af the sUf"iving spo.use is 3%
172P.S.I 9116(a)(1.1)(i)].
For dates 01 death o.n oratter January 1, 1995,tl1e tax rate is ilTIpo:;ed Qllthenatvalue af transfers to arffJftheuse of the surviving spouse isO%[72 P.S. g9116(a)(1.1)(iil1.
The statute daes no.t exempt a transfer to a slll"wing spollse trom tax, and the statutory requirements for disclosure of assets and filing a tax return are still <,pplicable even if
thesllrvivingspauseistl1eo.nlybenefici,uy.
FordatesafdeathanorafterJuly1,2000:
Ih",taxratelmposedo.nthenetvalueo.ftransfersfromadeceasedcbildtwenty-oneycarsofageoryo.ungeratdeathtoartortheuseofanaturai parant, an adoptive parent,
ar astepparent af tbe child is 0% [72 P.S. g9116(aX1.2)].
The tax rala imposed on the net value of tranEf<<lrEto or tOI the '.lEe af the decedent's Ij"eal beneficiaries is 4.5%, except as nated in 72.P.S. g 9116(1.2) [72 P.S. 11 91 16(a){1)j
The tax rate imposed all the net value o.t transfers to 01' for the use af the decedent's siblings is 120/0 [72 P.S. !i 9116(a)(1.3)]. A sibling is defined, under Sectio.n 9102, as an
individual
who has at least one parent in COlTImon with the decedent, whether by blo.od aradoptian.
o PA15002
NTF 29756
Copyright 2000 GreatlandlNe\co lP - Forms Saftware Only
REV-1,03 EX + (1-97)
COMMONWEALTH OF PENNSYLVANIA
INHERITANCE TAX RETURN
RESIDENT DECEDENT
ESTATE OF
Zimmerman, Donald E
SCHEDULE B
STOCKS & BONDS
FILE NUMBER
21-2001-0697
All property jointly-owned with right of survivorship must be disclosed on Schedule F.
ITEM
NO.
1. 95 Shares John
Inc. valued at
DESCRIPTION
Hancock Financial Services,
$35.07 per share
VALUE AT DATE
OF DEATH
3,331. 65
NTF33300
TOTAL (Also enter on line 2, Recapitulation) $
(If more space IS needed, insert additional sheets of the same size)
o PA15031
Copyright 2000 GreatlandlNelco LP - Forms Software Only
3,331.65
Attachment to Supplemental Inheritance Tax Return
Estate of Donald E. Zimmerman
196-14-1323
The Executor recently discovered the existence of 95 shares of John Hancock Financial Services,
Inc. stock, with a date of death value of$35.07 per share, for a total value of $3,331.65.
These shares will form part of the residue of the estate, and will pass to a trust for the benefit of
decedent's spouse and children.
Pursuant to the previously approved future interest compromise, 51% of the value of the trust is
taxed at the spouse's rate of 0%, and 49% of the value of the trust is taxed at the lineal rate of
4.5%.
The tax was due on January 22, 2002 (January 19 was a Saturday, January 20 was a Sunday and
January 21 was a legal holiday for state and county offices). The interest has been calculated on
the daily rate of .000164 times 237 days (through October 18, 2002).