HomeMy WebLinkAbout01-0896
Estate of Francis L. Peredna
also kno wn as
PETITION FOR PROBATE and GRANT- OF LE'ITERS
No. ~ I - 0/-. '6 q U
To:
Register of Wills for the
Deceased. County of Cllmhf'rl ;:mrl in the
Social Security No. 022-10-R21fl Commonwealth of Pennsylvania
The petition of the undersigned respectfully represents that:
Your petitioner(s), who is/are 18 years of age or older an the execut r; v
in the last will of the above decedent, dated ()(" r/"lhpr ? r.:;
and codici1(s) dated
named
, 19 99
(state releo..anr circumstances. e.g. renunciation. de:lth of e~ecutor, ere.)
DC\:endent was domiciled at death in Cumberland County, Pennsylvania, with
h is last family or principal residence at 906 nrf'.xf'.l Hi 11 Q Rnt11 l=>'t7!l"l"'rj ~ BorQl.lgh Qf "
New Cumberland
(list street. num~r 3ftd muncipaJity)
Deceqdent, ~hen ~l years of age, died necemhf'r 11 ~ 20Q" ,
at h1) 11 flV'\~ MsPIM , .
Except as follows, decedent did not marry, was not <;fivorced and did not have a child born or adopted
after execution of the will offered for probate; was not the victim of a killing and was never adjudicated
incompetent:
Decendenc at de~th owned property with estimated values as fellows:
(I f domiciled in Pa.) All personal property
(I f not domiciled in Pa.) Personal property in PennsylJlania
(I f not domiciled in Pa.) Personal property in County
Value of real estate in Pennsylvania
situated as follow~:
S 2 .000 . 00
S
S
S
. ...
\\"HEREFORE. petitioner(s) respectfully request(s) the probate of the last will and codiciI(s)
presenced herewith and the gram of letters Testamentarv
{h~ron.
(1~13mentary: administration C.La.; administration d.b.n.e-t.a.)
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OATH OF PERSONAL REPRESENTATIVE
CO~I~IO~WEALTH OF PE~NSYLVA~HA I .....
r :s:s
CO{;~TY OF Cumberland )
The petitioner(s) above-named swear(s) or affirm(s) that the statements in the foregoing petition are
true:: and I.:orrel.:t to the best of the knowledge and belief of petitioner(s) and that as personal represen-
t:lti\'eh) of the:: above decedent peritioner(s) will w,>l~and truly administer the estate according to law.
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Estate of
Francis L. Perpnn~
, Deceased
DECREE OF PROBATE AND GRANT OF LElTERS
AND NO~ Ot!-- T. J 2 _ y{f). cx::?n' consideration of the petition on
the reverse side hereof, satisfactory proof having been (resented before me,
IT IS DECREED that the instrument(s) dated October 25. 1999
described therein be admitted to probate and filed of record as the last will of
Frane] R T. Pprprln"l
and Letters TeRt"~mpnhJ""Y
are hereby granted to Dianne F. Peredn.q
FEES . f}6,OO
Probate, ~e.tters, Etc. ......... Si!BB
Shan Cenlficates..<t ) (J 65 . . . .. S ·
R."'ll1Wj..ti3<l .. ^-:~tiP.. ~ '
Filed~r: rz. J~2Mh =. ~~
102
717-612-5802
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:>5.805 REV 9/86
This is to certify that the information here given is correctly copied fron: an original certificate of death dul~ filed with me as
Local Registrar. The original certificate will be forwarded to the State VItal Records Office for permanent filmg,
WARNING: It is illegal to duplicate this copy by photostat or photograph.
Fee for this certificate, $2.00
p
7022901
No.
~~~p-
Local Registrar (J
JAN 0 2 Z001
Date
COMMONWEALTH OF PENNSYLVANIA e DEPARTMENT Of HEALTH e VITAL RECORDS
CERTIFICATE OF DEATH
ley. 2187
. NAME OF OECEDeNT(F,;;t;i'oda.e.la511
~,. Francis L.
-. AGE (Lw llo<\tIoay) UNDER 1 YEAR
Monlha O.ya
61
SEll
Peredna ~male
SlAT E FILE NUMIIER
SOCIAL SECURITY NUMBER
OATEOFOEATHIMCnlI't:Da~. '-1
4. r'e-te YYl b ( c.31 2~
3. 022 - 30 8236
IJN(lEA 1 OM
HcJuq MinuIea
8IRTHPl.ACf (C.Iy....d PlACE OF DEATH IC/>eClI 0IlIy Ilf'e - _ ,n""uc"",,", on _ -I
3\a1e at F Cl"'9" Counuy) HOSPITAl:
lnpalienl fj(] ER/Oulpalienl 0 DCA 0
,. Newton MA ...
FACILITY NAME (N noll""'IUl1On. give sc.eet ana 1lUIll_'
:dylD
5.
COUNTY OF OEJiTH
Cumberland
Ie.
....
DECEDENT'S uSUAl OCCUPRION
(~=:~~':::t:'f
. ".. Branch President t1ll.Steel
DECEDENT'S MAIlING AOOAESS ($I.IMI. C.....Ibwn. ~.1:opCotlel
Distributio
DECEDENT'S
ACTUAl.
RESIDENCE
(See _IlOna
on """" slIlel
RACE. Atnenr:an Il\diom. BlKk, White. etc:.
tSc>od'tI
10.
white
SURVIVING SPOUSE
In ""'e. gMI..-._I
MAAtTAl STATUS.1MmecS
Ne_ Manoed. Widowed.
o.-ced (Speedy)
14. Married
11e.D ...... ~Ilwdln
Dianne F. Marcin
1Wp.
,..
FArHER'S NAME (F;,51. MoOdIe. la"l
18. Anthon F. Peredna
1Nf'0000000'S NAME (T ype/Pr1f1l\
Dianne F. Peredna
ME'T}l()() Of' DISPOSITION
8uIW M C._ion 0 "--aIlfom Slaroo
0lh0Ir (SpKlIy'I
Did
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Min.
Cumberland -..nip? 17d.~ :t...-':::.=0I New Cumberland
MOTHER'S NAME iF.... _. M_ Surname)
~ Ethel W eth
NfOAMANT'S MAIlING AOOflESS (StrIMl. C.lyflOwn. S-. Zip eoo.)
. 906 Drexel Hills Blvd., New Cumberland, PA
PlACE OF DISPOSITION. M_ 01 c-tory. C,ematoty lOCAllON . CitylTown. Slat.. lip Code
or Ol/lel PIac:.
11.. SI.le
906 Drexel Hills Blvd.
New Cumberland, PA 17070
l1b.
DATE OF DISPOSITION
(Monlh. OlIY. 'IlIar)
o itb.January 4, 2001
PERSON ACTING AS SUCH lICENSE NUMBeR
22b.FD 013 340 L
21e.Gate
.... 24-28 _ be compleIed by
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21. MR'T I: Entet ,lie diMaMa. in",ries 01 compIIcallOM ..hicl\ caused \IIe dealh
l.. only _ cause on HCIl_.
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~TE~IFonaI
_or CaodI\tOIl
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DUE 10 (OR AS A CONSEQUENCE Of):
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DUE 10 COR AS A CONSEQUENCE Of): ~
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Seqo-.JIy .. condiIiona
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.,.... E_ UNDeRLYING
CAUSE (00MMa 01 tIl(UIy
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,-..ng on o.fll LAST
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d.
DUE 10100 ASA CONSEQUENCE Of):
~AN AUlOPSv WERE AUlOPSY FINDINGS MANNER OF DEATH
PERFOAMED1 AIIUlA8lE PAlOA 10
COMPlETION CJ/F CAUSE Natur-' ~ 0
OF OEJiTH1 Ham",.
Ae_ 0 Paneling In"'''igalion 0
_81 NoD v.. D No 0 Suicide 0 Could no! be dele""fIIed 0
OATE OF INJURV
(MonIh. Cay. ""ar)
ellyJbon>.
17070
PA 17055
Norbl
21.
I App<oJurneIo
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PART II: OlhoIr.l\c:antoondlliaow~lOde.lII. but
nal ~ in lIle ~_QivWlin PART I.
0"',-oi>,,- , \...- 1'7 '-yr '- () /11,,' r t
e...//
TIME OF INJURV
INJURV AT INOAK? DESCRIBE HOW INJURY OCCURRED.
_ 0 NoD
M. 3OC.
29.
3010.
PLACE OF INJURY. AI home. tann. ."....lacIOIy. olftce
building, etc. 16pec,M
3Oe.
2k. :Db.
CERf.lER ICheck only oneI
.CUlTIFYING PtlYlllCIAN (PhyStCOaO ce<ltlyl(\Q ~sa ~ deaI/lwhen o>nolhe< ph.~.an has ptO<1OUoce<l deal/1 allO completed "em 23)
To........ 0' M)' _...... de.... occ:llfNd due IDlIle eauM('I_ m....... .. .1a1ed. . . . . . . . . . . . . . . . . . . . . . . . . .
'PAONOUNClHG AHO Cl'RTIFYING PHYSICIAN (PhysIC"", bOth ;>tonounc"'9 lJealh all(] Cer1IIV"'9 to cause 01 <lea"'\
To.... _ 0111I)' kno~. do.... occu..... .,.... lime, dale. and place. .nd du.,o.... ea....I.I.nd manne... "aled..
"MEDICAl. EXAMINER/CORONER
On !he b.aia 01 ......In.llon .ndlM invealig.lion, in my opinion. de.'" occurred at lhellm.. d.,., .nd place. and duo 10 the causels) and
manner.a .t.,,,,.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
31..
REGISTRAR'S SIGNATURE AND NUIolBER ~ ~ ~
33.
I~,I,~/I/I
o 31b.
LICENSE NUMBER
o 31c. A? 'l> '1 F ..l } ~ - L 31d. "2.. l,:j.., I
NAME AND AOORESS OF PERSON WHO COMPI.E'TEO CAUSE OF ~Ij.
(I1em271TypeorPflnl T~'--./ A.. Y:::> .......-,. -~
o r-~ oJ /? ~ ("...... Ch-v--tA-.'", J
32. Cc..... '11 ,..-?A ,1411
DATE FILED (MOIl~Ih' lay. j'l
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I
LAST WILL AND TESTAMENT OF
FRANCIS L. PEREDNA
I, FRANCIS L. PEREDNA, of Cumberland County, Pennsylvania,
do hereby make this my Last will and Testament, revoking any and
all former Wills and Codicils made by me.
FIRST: I am married to Dianne F. Peredna, and all
references to my wife in this will are to her. I have no
children.
SECOND: I give my tangible personal property and all
casualty insurance that I am carrying on said tangible personal
property to my wife, Dianne F. Peredna, or, if she does not
survive me, said property shall be sold and the proceeds added
to my residuary estate. I have complete confidence that my wife
or my Executor will honor any written instructions that I may
leave with regard to said tangible personal property.
THIRD: If my wife, Dianne F. Peredna, shall survive me,
I bequeath to my Trustee, hereinafter named, IN TRUST NEVERTHE-
LESS, cash, securities or other property in the amount specified
below, to be known as the "Bypass Trust."
(1) The bequest shall be $650,000, subject however,
to Paragraphs (2) and (3) below.
(2) The bequest shall increase or decrease, based
upon the availability of my federal unified credit for estate
~ d., ~
-1-
and gift taxes and the maximum allowable federal estate tax
credit for state death taxes (but only to the extent that the
use of such state death tax credit does not increase the death
tax payable to any state), whether due to statutory changes,
lifetime gifts in excess of the federal unified estate and gift
tax exemption-equivalent amounts, or any other transfer which
affects the availability of my federal credits aforesaid.
(3) The bequest shall decrease, even to zero, if
necessary to reduce federal estate tax payable as a result of
my death to zero, considering that my intention is to fund the
Bypass Trust by using my available federal unified credit for
estate and gift taxes and my federal estate tax credit for state
death taxes and to eliminate federal estate tax on the balance
of my federal taxable estate by using the federal estate tax
unlimited marital deduction.
FOURTH: I give, devise, and bequeath the rest, residue and
remainder of my estate, real and personal, to my wife. Should
she not survive me, I give, devise, and bequeath such rest,
residue and remainder to my Trustee, hereinafter named, IN TRUST
NEVERTHELESS, to be held, administered and distributed for all
purposes as part of the Bypass Trust.
FIFTH: The Bypass Trust shall be held, administered and
distributed as follows:
~~ d.~~~
-2-
(1) My Trustee shall pay to or apply for the benefit
of my said wife, until division into shares pursuant to
paragraph (4), all of the net income from the Bypass Trust in
convenient installments in such shares and proportions as my
Trustee in its sole discretion shall determine primarily for the
medical care, education, support and maintenance in reasonable
comfort of my said wife, taking into consideration to the extent
my Trustee deems advisable, any other income or resources of my
said wife known to my Trustee, considering that my wife is the
primary object of my bounty.
(2) Prior to division into shares pursuant to Para-
graph (4), my Trustee may pay to or apply for the benefit of my
said wife such sums from the principal of the Bypass Trust in
such shares and proportions as in its sole discretion shall be
necessary or advisable from time to time for the medical care,
education, support and maintenance in reasonable comfort of my
said wife, taking into consideration to the extent my Trustee
deems advisable, any other income or resources of my said wife
known to my Trustee, considering that my wife is the primary
object of my bounty.
(3) In addition to the income and discretionary
payments of principal from this Trust, there shall be paid to
my said wife during her lifetime from the principal of this
~ d--~
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Trust upon her written request during the last month of each
fiscal year of the Trust an amount not to exceed during such
fiscal year the amount of Five Thousand Dollars ($5,000) or five
percent (5%) of the aggregate value of the principal of the
Bypass Trust on the last day of such fiscal year without
reduction for the principal payment for such fiscal year,
whichever is greater. This right of withdrawal is noncumula-
tive, so that if my said wife does not withdraw, during such
fiscal year, the full amount to which she is entitled under this
Paragraph, her right to withdraw the amount not withdrawn shall
lapse at the end of that fiscal year.
(4) Upon the death of my said wife, the entire
remaining principal of the Bypass Trust, or the part of such
trust not effectively appointed shall be distributed as follows:
Twenty-five percent (25%) to Janet F. Irons of Norwood,
Massachusetts, per stirpes; and
Thirty-seven and one-half percent (37-1/2%) to Robert
Peredna of Hanover, Massachusetts, per stirpes; and
Thirty-seven and one-half percent (37-1/2%) to Richard
Peredna of Waltham, Massachusetts, per stirpes.
SIXTH:
If any beneficiary and I should die under such
circumstances as would render it doubtful whether the benefi-
ciary or I died first, then it shall be conclusively presumed
for the purposes of this my Will that said beneficiary prede-
ceased me; provided, however, that if my wife shall die with me
~~ ~- ~~
-4-
as aforesaid, I direct that my wife shall be conclusively
presumed to have survived me.
SEVENTH: (1) I name Dianne F. peredna as my Executrix.
If she is unable or unwilling to serve, I name Richard
Peredna, of Waltham, Massachusetts and Robert Peredna of
Hanover, Massachusetts, or the survivor of them, as my Execu-
tors. I direct that my Executrix or Executor, herein referred
to as my Executor regardless of number or gender, serve without
bond in any jurisdiction in which called upon to act.
(2) I name Robert Peredna of Hanover, Massachusetts, as
my Trustee. I direct that my Trustee, herein referred to as my
Trustee regardless of number or gender, serve without bond in
any jurisdiction in which called upon to act.
(3) Except as otherwise provided herein, if my
Executor or Trustee or any successor as herein defined should
fail to qualify as Executor or Trustee hereunder, or for any
reason should cease to act in such capacity, the successor or
substitute Executor or Trustee shall be some bank or trust
company with trust powers, which successor or substitute
Executor or Trustee shall be designated in a written instrument
filed with the court having jurisdiction over the probate of my
estate and signed by my wife or if she fails to act, signed by
the court having jurisdiction over the Trust. The situs of the
~ ":).~
-5-
Trust may be transferred to the situs of such successor or
substitute Executor or Trustee by designation in the written
instrument aforesaid.
(4) For services as Executor and Trustee, my Executor
and Trustee shall receive reasonable compensation.
EIGHTH: (1) I give to any Executor and to any Trustee
named in this will or any Codicil hereto or to any successor or
substitute Executor or Trustee all of the powers enumerated in
this Will and all of the powers applicable by law to fiduciaries
in the Commonwealth of Pennsylvania and in particular through
the Pennsylvania Probate, Estates and Fiduciaries Code, as
effective and as in effect on the date hereof I during the
administration and until the completion of the distribution of
my estate, and until the termination of all trusts created in
this Will or any Codicil hereto and until the completion of the
distribution of the assets of such trusts. I direct that all
such powers shall be construed in the broadest possible manner
and shall be exercisable without court authorization.
(2) In determining the federal estate and income tax
liabilities of my estate, my Executor shall have discretion to
select the valuation date and to determine whether any or all
of the allowable administration expenses in my estate shall be
used as federal estate tax deductions or as federal income tax
~~ d-_Y~
-6-
deductions and shall have the discretion to file a joint income
tax return with my wife. My Executor shall have the authority
to make a QTIP election or a reverse QTIP election with respect
to any trust created under this will and shall have the
discretion to allocate the $1,000,000 Generation Skipping Tax
exemption as he deems appropriate.
(3) If at any time any trust created hereunder (or
any share thereof if the trust shall have been divided into
shares) shall be of such value that, in the opinion of my
Trustee, the administration expense of holding the assets
contained therein in trust is not justified, my Trustee, in its
absolute discretion, may terminate such trust and distribute the
trust property to the person or persons then entitled to receive
or have the benefit of the income therefrom or the legal
representative of such person. If there is more than one income
beneficiary, my Trustee shall make such distribution to such
income beneficiaries in the proportion in which they are
beneficiaries or if no proportion is designated in equal shares
to such beneficiaries.
(4) My Executor and Trustee are authorized and em-
powered to acquire and to retain, either permanently or for such
period of time as my Executor or Trustee may determine, any
assets, including the capital stock of any closely held corpora-
~~,~
-7-
tion, whether such assets are or are not of the character
approved or authorized by law for investment by fiduciaries and
whether such assets do or do not represent an overconcentration
in one investment.
(5) My Executor and my Trustee are authorized and
empowered to disclaim any interest, in whole or in part, of
which I, my Executor, or my Trustee, may be the beneficiary,
devisee, or legatee, by executing an appropriate instrument (in
accordance with section 2518 of the Internal Revenue Code of
1986, as amended and supplemented, or such similar section as
may then be in effect).
(6) My Executor and Trustee are authorized and em-
powered to sell at public or private sale, or exchange, and to
encumber or lease, for any period of time, any real or personal
property and to give options to buy or lease any such property.
Additionally, my Executor and Trustee are authorized and em-
powered to compromise claims, to borrow from anyone (including
a fiduciary hereunder) and to pledge property as security
therefor, to make loans to and to buy property from anyone
(including a fiduciary or beneficiary hereunder); provided that
any such loans shall be adequately secured and at a fair
interest rate.
(7) My Executor and Trustee are authorized and em-
~~ 6-~
-8-
powered to allocate property, charges on property, receipts and
income among and between principal or income, or partly to each,
without regard to any law defining principal and income.
NINTH: No person who at any time is acting as a Trustee
or co-trustee (if any) hereunder shall have any power or
obligation to participate in or to exercise any discretionary
authority that I have given to my Trustee to pay principal or
income to such person, or for his or her benefit or in relief
of his or her legal obligations. Such discretionary authority
shall be exercised solely by a disinterested co-trustee.
TENTH: No interest of any beneficiary under this Will,
any Codicil hereto, or any trust created herein, shall be
sUbject to anticipation or to voluntary or involuntary alien-
ation.
ELEVENTH: All estate, inheritance, succession and other
death taxes imposed or payable by reason of my death and
interest and penalties thereon with respect to all property
comprising my gross estate for death tax purposes, whether or
not such property passes under this Will, shall be paid out of
the residue of my estate, as if such taxes were expenses of
administration, without apportionment or right of reimbursement.
I authorize my Executor and Trustee to pay all such taxes at
such time or times as deemed advisable.
~~r~
-9-
IN WITNESS WHEREOF, I have set my hand and seal on this my
Last will and Testament this 25th day of October 1999.
SIGNED, SEALED, PUBLISHED, and
DECLARED by FRANCIS L. PEREDNA,
as and for his Last will and
Testament, on the day and year
last above written, in the
presence of us, who, at his
request, in his presence, and
in the presence of each other,
all being present at the same
time, have hereunto subscribed
our names as witnesses:
~~.~
FRANCIS L. PEREDNA
(SEAL)
UI-
-10-
SELF-PROVING AFFIDAVIT
COMMONWEALTH OF PENNSYLVANIA
SSe
COUNTY OF CUMBERLAND
WE, Francis L. Peredna and
Patricia D. Olyarnik
Wayne M. Pecht
and
Stefanie A. Morrison
the Testator and the witnesses, respectively, whose names are
signed to the attached or foregoing instrument, being first duly
sworn, do hereby declare to the undersigned authority that the
Testator signed and executed the instrument as his Last will and
that he had signed willingly (willingly directed another to sign
for him), and that he executed it as his free and voluntary act
for the purposes therein expressed, and that each of the
witnesses, in the presence and hearing of the Testator, signed
the Will as witness and to the best of his or her knowledge the
Testator was at that time eighteen (18) years of age or older,
of sound mind, and under no constraint or undue influence.
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20en;a;tor
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witness
Subscribed, sworn to, and acknowledged before me by Francis L.
Peredna, the Testator, and subscribed and sworn to before me by
Wayne M. Pecht
Stefanie A. Morrison
Patricia D. Olyarnik
and
, witnesses, this 25th day of October
1999.
Cynthia JNotarial Seal /
Camp Hill Bo'r~u~e. Ngtary Public
My Commission 'Ex~~ e~lnd C. O"~fy ,
as an. 24, 2Mtl i
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N~C}~
-11-
. .
CERTIFICATION OF NOTICE UNDER RULE 5.6(a)
Name of Decedent: Francis L. Peredna
Date of Death: December 31, 2000
Will No.: 2001-00896
To the Register:
I certify that notice of estate administration required by Rule 5.6 of the Orphans' Court
Rules was served on or mailed to the following beneficiaries of the above-captioned estate on
January 22, 2002:
Dianne F. Peredna 906 Drexel Hills Boulevard, New Cumberland, P A 17070
Robert F. Peredna, Trustee
U/W Francis L. Peredna 153 Tecumseh Drive, Hanover, MA 02339
Notice has now been given to all persons entitled thereto under Rule 5.6 (a).
w~q&-
Keefer Wood Allen & Rahal, LLP
415 Fallowfield Road, Suite 301
Camp Hill, PAl 7011-4906
Date: January 22,2002
Capacity:
Counsel for Personal Representative
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IMPORTANT NOTICE
NOTICE OF ESTATE ADMINISTRATION
THIS NOTICE DOES NOT MEAN THAT YOU WILL RECEIVE
ANY MONEY OR PROPERTY FROM THIS ESTATE OR OTHERWISE
Whether you will receive any money or property will be
determined wholly or partly by the decedent's will. If the decedent
died without a will, whether you will receive any money or
property will be determined by the intestacy laws of Pennsylvania.
BEFORE THE REGISTER OF WILLS, COUNTY OF CUMBERLAND, CARLISLE, PA
In re Estate of Francis L. Peredna, deceased,
Estate No: 2001-00896
TO: Dianne F. Peredna
906 Drexel Hills Boulevard
New Cumberland, PA 17070
Please take notice of the death of decedent and the grant of letters to the personal representative named below.
The Decedent, Francis L. Peredna, died on the 31 st day of December 2000, at East Pennsboro Township,
Cumberland County, Pennsylvania.
The Decedent died testate (with a Will).
The personal representative of the Decedent is:
Dianne F. Peredna
906 Drexel Hills Boulevard
New Cumberland, P A 17070
The Will has been filed with the Office of the Register of Wills of Cumberland County, One Courthouse
Square, Carlisle, PA 17013. Phone number 717-240-6345.
A copy of the Will may be obtained by contacting the Register of Wills and pa . g the charges for duplication.
Date:
/ ~J..(~(}Y
Capacity:
Wayne . Pecht, Esquire
Keefer Wood Allen & Rahal, LLP
415 Fallowfield Road, Suite 301
Camp Hill, PA 17011-4906 17108
Telephone 717-612-5802
Counsel for Personal Representative
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STATUS REPORT UNDER RULE 6.12
Name of Decedent:
Francis L. Peredna
Date of Death: 12/31/00
Will No.
2001-00896
Admin. No.
Pursuant to Rule 6.12 of the Supreme Court Orphans'
Court Rules, I report the following with respect to completion of
the administration of the above-captioned estate:
1. State whether administration of the estate is complete:
Yes No X
2. If the answer is No, state when the personal
representative reasonably believes that the administration will be
complete: 6/03
3. If the answer to No. 1 is Yes, state the following:
a. Did the personal representative file a final
account with the Court? Yes No
b. The separate Orphans' Court No. (if any) for
the personal representative's account is:
c. Did the personal representative state an
account informally to the parties in interest? Yes No
d. Copies of receipts, releases, joinders and
approvals of formal or informal accounts may be filed with the
::::: o:2/::~02orPhan5' Court and may 2~ #eporto
Wayne M. Pecht, Esquire
Name (Please type or print)
Keefer Wood Allen & Rahal, LLP
415 Fallowfield Road, Suite 301
AddressCamp Hill, PA 17011-4906
( 717) 612-5802
Tel. No.
Capacity: Personal Representative
(MAH:rmf/AM3)
x Counsel for personal
representative
"t
L/
IN THE MATTER OF THE
ESTATE OF FRANCIS L.
PEREDNA,DECEASED
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
ORPHANS' COURT DIVISION
NO. 2001-00896
ESTATE SETTLEMENT AGREEMENT
THIS AGREEMENT, made thisJ ~ay of August 2003,
WITNESSETH:
THE CIRCUMSTANCES leading up to the execution of this Agreement are as follows:
1. Francis L. Peredna (the "Decedent"), a married man, died testate on December
31, 2000, and Dianne F. Peredna duly qualified with the Register of Wills of Cumberland
County, Pennsylvania as Executrix (the "Executrix") of his probate Estate (the "Estate").
2. The Will provides as follows:
Article THIRD:
If my wife, Dianne F. Peredna, shall survive me, I bequeath to my Trustee,
hereinafter named, IN TRUST NEVERTHELESS, cash, securities or other property in the
amount specified below, to be known as the "Bypass Trust."
(1) The bequest shall be $650,000, subject, however, to Paragraphs (2) and (3)
below.
(2) The bequest shall increase or decrease, based upon the availability of my
federal unified credit for estate and gift taxes and the maximum allowable
federal estate tax credit for state death taxes (but only to the extent that the
use of such state death tax credit does not increase the death tax payable to
any state), whether due to statutory changes, lifetime gifts in excess of the
federal unified estate and gift tax exemption-equivalent amounts, or any
other transfer which affects the availability of my federal credits afore-
said..
(3) The bequest shall decrease, even to zero, if necessary to reduce federal
estate tax payable as a result of my death to zero, considering that my
intention is to fund the Bypass Trust by using my available federal unified
credit for estate and gift taxes and my federal estate tax credit for state
death taxes and to eliminate federal estate tax on the balance of my federal
taxable estate by using the federal estate tax unlimited marital deduction.
Article FOURTH:
I give, devise, and bequeath the rest, residue and remainder of my estate, real and
personal, to my wife. Should she not survive me, I give, devise, and bequeath such rest, residue
and remainder to my Trustee, hereinafter named, IN TRUST NEVERTHELESS, to be held,
administered and distributed for all purposes as part of the Bypass Trust.
3. At the time of the decedent's death he had probate assets totaling $10,160.08
comprised of:
E*Trade Securities Inc. Account #4794-6945
$2,086.02
Northwestern Mutual Life Insurance Company
Policy #5943901 on the life of Dianne F.
Peredna
$8,074.06
and non-probate assets totaling $652,776.01.
4. Due to the nature and amount of the probate assets, which would be used to fund
-2-
the Bypass Trust provided for under Article THIRD of decedent's Will, the Executrix and the
Trustee, Robert Peredna, hereby agree that it would not be economical to fund the trust and that
the assets that would be used should be distributed directly to Dianne F. Peredna.
5. The Beneficiaries desire to forever settle and compromise any and all claims and
rights which they may possess, now or hereafter, in the Estate.
6. The Beneficiaries wish to release the Executrix and to indemnify her against any
and all claims that may be asserted against the Estate or the Executrix after the date hereof.
7. The Executrix is willing to settle the Estate informally in consideration of the
indemnifications hereinafter provided by the Beneficiaries.
NOW, THEREFORE, in consideration of the foregoing and intending to be legally
bound, jointly and severally, the Beneficiaries, for themselves, their heirs, personal representa-
tives, successors and assigns:
1. Represent and warrant that they have read and understand this Agreement
and confirm that the facts set forth above are true and correct, to the best
of their knowledge, information, and belief.
2. Acknowledge receipt ofa copy of the Schedule of Distribution.
3. Declare that they have had the opportunity to review the Schedule of
Distribution and based upon an examination (or on their decision not to
make such an examination), they are satisfied that they have sufficient
information to make an informed waiver of their right to a formal account-
ing with the Court, and do hereby waive the filing and auditing of the
same.
-3-
4. Accept the Account, examined or not, as if the same had been duly filed
with and audited, adjudicated, and confirmed absolutely by the Court.
5. Acknowledge that the distributive share or amount received shall be in full
satisfaction of their respective entitlements under the Will, and ac-
knowledge that they have each received their respective shares.
6. Release, remise, quitclaim and forever discharge the Executrix, her heirs,
personal representatives, successors and assigns, from and against all
claims that they, as residuary legatees and heirs had, now have, or may in
the future have, in connection with the Estate.
7. Agree to refund on demand, all or any part of any aforesaid distribution,
which has been determined by the Executrix, or by the Court, or by any
court of competent jurisdiction to have been improperly made.
8. Agree to indemnify and hold harmless the Executrix, her heirs, personal
representatives, successors and assigns, from and against any and all
claims, loss, liability or damage (whether or not related to the negligence
of the Executrix) that may hereafter be asserted against the Estate or
against the Executrix.
9. Consent to the Court exercising personal jurisdiction over them in any suit
or action arising out of the enforcement of this Agreement.
IN WITNESS WHEREOF, and intending to be legally bound, the Beneficiaries have
placed their hands and seals on the attached Consents to this Estate Settlement Agreement.
-4-
CONSENT TO ESTATE SETTLEMENT AGREEMENT
I, DIANNE F. PEREDNA, hereby consent to and join in the Estate Settlement Agreement
relating to the Estate of Francis L. Peredna, deceased, a copy of which Estate Settlement Agree-
ment has been provided to me.
Q~ -4:-' -#>J2-- -:/.D~~__ __""
D~PERED~
COMMONWEALTH OF PENNSYLVANIA
COUNTYOF ~
SS.
On this, the ~ ~day Of~i- 2003, before me, the undersigned officer,
personally appeared DIANNE F. PEREDNA, known to me (or satisfactorily proven) to be the
person whose name is subscribed to the within instrument, and acknowledged that she executed
the same in the capacities and for the purposes therein contained.
IN WITNESS WHEREOF, I hereunder set my hand and official seal.
~~
Not Public
NOTARIAL SEAL
CYNTHIA J. RULE. Notary Public
Camp Hill Bow., Cumberland County
, mmi$$ion Ex ires Jan. 24, 2004
-5-
CONSENT TO ESTATE SETTLEMENT AGREEMENT
I, ROBERT PEREDNA, Trustee under the Last Will and Testament of Francis L.
Peredna, hereby consent to and join in the Estate Settlement Agreement relating to the Estate of
Francis L. Peredna, deceased, a copy of which Estate Settlement Agreement has been provided
tome.
STATE OF MASSACHUSETTS
p~YfrJo VII H
SS.
COUNTY OF
On this, the It 7ft..day of s'Errem861l...2003, before me, the undersigned officer,
Cf
personally appeared ROBERT PEREDNA, known to me (or satisfactorily proven) to be the
....-
person whose name is subscribed to the within instrument, and acknowledged that he executed
the same in the capacity and for the purposes therein contained.
IN WITNESS WHEREOF, I hereunder set my hand
official seal.
ROBERT C. SHEA
Notary Public
Commonwealth of Massachusetts
My Commission Expires
JlJ[l~~QOa
-6-
EXHIBIT "A"
SCHEDULE OF DISTRIBUTION
1. To: Dianne F. Peredna
Proceeds ofE* Trade Securities, Inc.
Account #4794-6945
$2,144.92
Northwestern Mutual Life Insurance Company
Policy #5943901 on the life of Dianne F. Peredna
8.074.06
2.
TOTAL ASSETS TO BE DISTRIBUTED
$10.218.98
HEATH L. ALLEN
N. DAVID RAHAL
CHARLES W. RUBENDALL II
ROBERT L. WELDON
EUGENE E. PEPINSKY. .JR.
.JOHN H. ENOS m
GARY E. FRENCH
DONNA $. WELDON
BRADFORD DORRANCE
.JEFFREY S. STOKES
ROBERT R. CHURCH
STEPHEN L. GROSE
R. SCOTT SHEARER
WAYNE M. PECHT
ELYSE E. ROGERS
CRAIG A. LONG YEAR
DONALD M. LEWIS 1II
BRIDGET M. WHITLEY
.JOHN A. FEICHTEL
ANN McGEE CARBON
ELIZABETH .J. GOLDSTEIN
BARBARA A. GALL
STEPHANIE KLEINFELTER
C~
KEEFER WOOD ALLEN & RAHAL, LLP
415 F ALLOWFIELD ROAD, SUITE 301
CAMP HILL. PA 17011-4906
ESTABLISHED IN 1878
OF COUNSEL:
SAMUEL. C. HARRY
PHONE 717-612-5800
FAX 717-612-5805
HARRISBURG OFFICE:
210 WALNUT STREET
HARRISBURG. PA 17101
EIN No. 23-0716135
www.keeferwood.com
PHONE 717-255-8000
November 5, 2003
717-612-5800
crule@keeferwood.com
Register of Wills of
Cumberland County
Courthouse
High and Hanover Streets
Carlisle, PA 17013
\ _II
Re: Estate of Francis L. Peredna, deceased
No. 2001-00896
Dear Madam:
Enclosed for filing with your office is an Estate Settlement Agreement for the above-
referenced estate. Also enclosed is our check in the amount of $17 to cover your filing fees.
Please time-stamp and return the additional copy of the Estate Settlement Agreement. A return
envelope is enclosed for your use.
If you have any questions, please call me.
cJr
Enclosures
Very truly yours,
Q~}-k
Cynthia J. Rule
Legal Secretary
HEATH L. ALLEN
N. DAVID RAHAL
CHARLES W. RUBENDALL II
ROBERT L. WELDON
EUGENE E. PEPINSKY, .JR.
.JOHN H. ENOS m
GARY E. FRENCH
DONNA S. WELDON
BRADFORD DORRANCE
..JEFFREY S. STOKES
ROBERT R. CHURCH
STEPHEN L. GROSE
R. SCOTT SHEARER
WAYNE M. PECHT
ELYSE E. ROGERS
DONALD M. LEWIS JlJ:
BRIDGET M. WHITLEY
CRAIG A. LONGYEAR
..JOHN A. FEICHTEL
ANN McGEE CARBON
ELIZABETH ..J. GOLDSTEIN
BARBARA A. GALL
KEEFER WOOD ALLEN & RAHAL, LLP
415 F ALLOWFIELD ROAD, SUITE 102
CAMP HILL, PA 17011-4906
ESTABLISHED IN 1878
OF COUNSEL:
SAMUEL C. HARRY
PHONE 17171 612-5800
FAX 17171 612-5805
HARRISBURG OFFICE:
210 WALNUT STREET
HARRISBURG, PA 17101
K'Q0
j))I"
PHONE 17171 255-8000
FAX 17171 255-B050
EIN No. 23-0716135
i.-
WRITER'S DIRECT DIAL:
September 27, 2001
717-612-5802
wpecht@keeferwood.com
Mary C. Lewis
Register of Wills of Cumberland County
High & Hanover Streets
Carlisle, P A 17013
Re: Estate of Francis L. Peredna
Date of Death: December 31, 2000
Social Security No: 022-30-8236
Dear Mary:
Enclosed are the following items for filing with your office:
1. Original and one copy of the Pennsylvania Inheritance Tax Return;
2. Check in the amount of $15 payable to Register of Wills, Agent representing filing fees.
I also enclose three copies of the front page of the of the Inheritance Tax Return which I ask that
you time-stamp. Also, please issue your official receipt for the payment of the inheritance tax. A self-
addressed, postage paid return envelope is enclosed for your use.
If you have any questions, please call.
WMP:cjr
Enclosures
cc: Dianne F. Peredna
Very truly yours,
KEEFER 'jPO~LEN & RAHAL. LLP
By ~~
COMMONWEALTH OF PENNSYLVANIA
DEPARTMENT OF REVENUE
/1-/tJ-/O
I
BUREAU OF INDIVIDUAL TAXES
INHERITANCE TAX DIVISION
DEPT. 280601
HARRISBURG, PA 17128-0601
NOTICE OF INHERITANCE TAX
APPRAISEMENT, ALLOWANCE OR DISALLOWANCE
OF DEDUCTIONS AND ASSESSMENT OF TAX
RecorcJ:_
Reg:2,'t~-;
12-31-2001
PER EDNA
12-31-2000
21 01-0896
CUMBERLAND
101
.02
JAN -4 Pl2 :32
DATE
ESTATE OF
DATE OF DEATH
FILE NUMBER
COUNTY
ACN
WAVNE M PECHT
C/O KEEFER ETAL
415 FALLOWFIELD RD Clerk~C
CAMP HILL PAGlmoD!nanC
*'
s~
(/
REY-1547 EX AFP 112-DDI
FRANCIS
L
AIIount Re.1i tted
~i~ t
PA
MAKE CHECK PAYABLE AND REMIT PAYMENT TO:
REGISTER OF WILLS
CUMBERLAND CO COURT HOUSE
CARLISLE, PA 17013
CUT ALONG THIS LINE ~ RETAIN LOWER PORTION FOR YOUR RECORDS ~
Ri-,,=is4,-ix--AFP--ci'2:ooi--NCffici--OF-'rtiiiEififAHCi-.fAirirPPRAisiMENT-,--AL"rOWAifci-oli-----------------
DISALLOWANCE OF DEDUCTIONS AND ASSESSMENT OF TAX
ESTATE OF PEREDNA FRANCIS l FILE NO. 21 01-0896 ACN 101 DATE 12-31-2001
TAX RETURN WAS: (X) ACCEPTED AS FILED
CHANGED
RESERVATION CONCERNING FUTURE INTEREST - SEE REVERSE
APPRAISED VALUE OF RETURN BASED ON: ORIGINAL RETURN
1. Real Estate (Schedule A)
2. Stocks and Bonds (Schedule B)
3. Closely Held Stock/Partnership Interest (Schedule C)
4. Mortgages/Notes Receivable (Schedule D)
S. Cash/Bank Deposits/Misc. Personal Property (Schedule E)
6. Jointly Owned Property (Schedule F)
7. Transfers (Schedule G)
8. Total Assets
(ll
(2)
(3)
(4)
(S)
(6)
(7)
.00
.00
.00
.00
10,160.08
.00
642,615.93
(8)
APPROVED DEDUCTIONS AND EXEMPTIONS:
9. Funeral Expenses/Adm. Costs/Misc. Expenses (Schedule H) (9)
10. Debts/Hortgage Liabilities/Liens (Schedule I) (10)
11. Total Deductions
12. Net Value of Tax Return
13. Charitable/Governmental Bequestsj Non-elected 9113 Trusts (Schedule J)
14. Net Value of Estate SUbject to Tax
.00
.00
Ul)
(2)
(3)
(4)
US) 642,615.93 X 00 =
(6) .00 X 045 =
(7) .00 X 12 =
(8) .00 X 15 =
(9)=
NOTE: To insure proper
credit to your account,
submit the upper portion
of this form with your
tax payment.
652,776.01
00
652,776.01
10,160.08
642,615.93
TAX CREDITS:
PAYHENT RECEIPT DISCOUNT (+) AI10UNT PAID
DATE NUMBER INTEREST/PEN PAID (-)
TOTAL TAX CREDIT .00
BALANCE OF TAX DUE .00
INTEREST AND PEN. .00
TOTAL DUE .00
. IF PAID AFTER DATE INDICATED, SEE REVERSE
FOR CALCULATION OF ADDITIONAL INTEREST.
IF TOTAL DUE IS LESS THAN $1, NO PAYI1ENT IS REQUIRED.
IF TOTAL DUE IS REFLECTED AS A ..CREDIT.. (CR), YOU HAY BE DUE
A REFUND. SEE REVERSE SIDE OF THIS FORI1 FOR INSTRUCTIONS.)
1..///'7-/0- /0
BUREAU OF INDIVIDUAL TAXES
INHERITANCE TAX DIVISION
DEPT. 280601
HARRISBURG, PA 17128-0601
WAYNE M PECHT
C/O KEEFER ETAL
415 FALLOWFIELD RD
CAMP HILL PA 17011
COMMONWEALTH OF PENNSYLVANIA
DEPARTMENT OF REVENUE
NOTICE OF DETERMINATION AND
ASSESSMENT OF PENNSYLVANIA
ESTATE TAX BASED ON FEDERAL
CLOSING LETTER
DATE
ESTATE OF
DATE OF DEATH
FILE NUMBER
COUNTY
ACN
*'
REY-75' EX AFP (01-02)
03-31-2003
PEREDNA
12-31-2000
21 01-0896
CUMBERLAND
202
FRANCIS L
Allount Rellitted
MAKE CHECK PAYABLE AND REMIT PAYMENT TO:
REGISTER OF WILLS
CUMBERLAND CO COURT HOUSE
CARLISLE, PA 17013
NOTE: To insure proper credit to your account, subllit the upper portion of this forll with your tax paYllent.
CUT ALONG THIS LINE ~ RETAIN LOWER PORTION FOR YOUR FILES ~
iE-v: 736-EX-AFP--{oi:.-o21-----..-Nifficf-oF--oETERMiNA"Tiifti-Aiii-AS-SESSMENT----------------------- -- ---
OF PENNSYLVANIA ESTATE TAX BASED ON FEDERAL CLOSING LETTER ..
ESTATE OF PER EDNA
FRANCIS
L FILE NO.21 01-0896
ACN ZOZ
DATE 03-31-2003
ESTATE TAX DETERMINATION
1. Credit For State Death Taxes as Verified
.00
Z. Pennsylvania Inheritance Tax Assessed
(Excluding Discount and/or Interest)
.00
3. Inheritance Tax Assessed by Other States
or Territories of the United States
(Excluding Discount and/or Interest)
.00
4. Total Inheritance Tax Assessed
.00
5. Pennsylvania Estate Tax Due
.00
6. Amount of Pennsylvania Estate Tax Previously Assessed
Based on Federal Estate Tax Return
.00
7. Additional Pennsylvania Estate Tax Due
.00
TAX CREDITS:
PAYMENT RECEIPT DISCOUNT (+) AMOUNT PAID
DATE NUMBER INTEREST/PEN PAID (-)
TOTAL TAX CREDIT .00
BALANCE OF TAX DUE .00
INTEREST AND PEN. .00
TOTAL DUE .00
-IF PAID AFTER THIS DATE, SEE REVERSE SIDE (IF TOTAL DUE IS LESS THAN $1, NO PAYHENT IS REQUIRED
FOR CALCULATION OF ADDITIONAL INTEREST. IF TOTAL DUE IS REFLECTED AS A "CREDIT" (CR), YOU HAY BE
DUE A REFUND. SEE REVERSE SIDE OF THIS FORH FOR INSTRUCTIONS.)
~ BUREAU OF INDIVIDUAL TAXES
INHERITANCE TAX DIVISION
DEPT. 280601
HARRISBURG, PA 17128-0601
COMMONWEALTH OF PENNSYLVANIA
DEPARTMENT OF REVENUE
NOTICE OF DETERMINATION AND
ASSESSMENT OF PENNSYLVANIA
ESTATE TAX BASED ON FEDERAL
ESTATE TAX RETURN
*'
REV-483 EX AFP (01-03)
WAYNE M PECHT
C/O KEEFER ETAL
415 FALLOWFIELD RD
CAMP HILL PA 17011
DATE
ESTATE OF
DATE OF DEATH
FILE NUMBER
COUNTY
ACN
03-24-2003
PEREDNA
12-31-2000
21 01-0896
CUMBERLAND
201
FRANCIS
L
Amount Remitted
MAKE CHECK PAYABLE AND REMIT PAYMENT TO:
REGISTER OF WILLS
CUMBERLAND CO COURT HOUSE
CARLISLE, PA 17013
NOTE: To insure proper credit to your account, submit the upper portion of this form with your tax payment.
CUT ALONG THIS LINE ~ RETAIN LOWER PORTION FOR YOUR FILES ~
----------------------------------------------------------------------------------------------------------------
REV-483 EX AFP (01-03) ~~ NOTICE OF DETERMINATION AND ASSESSMENT
OF PENNSYLVANIA ESTATE TAX BASED ON FEDERAL ESTATE TAX RETURN ~~
ESTATE OF PEREDNA
FRANCIS
L FILE NO.21 01-0896
ACN 201
DATE 03-24-2003
ESTATE TAX DETERMINATION
1. Credit For State Death Taxes as Verified
.00
2. Pennsylvania Inheritance Tax Assessed
(Excluding Discount and/or Interest)
.00
3. Inheritance Tax Assessed by Other States
or Territories of the United States
(Excluding Discount and/or Interest)
.00
4. Total Inheritance Tax Assessed
.00
5. Pennsylvania Estate Tax Due
.00
TAX CREDITS:
PAYMENT RECEIPT DISCOUNT (+) AMOUNT PAID
DATE NUMBER INTEREST/PEN PAID (-)
TOTAL TAX CREDIT .00
BALANCE OF TAX DUE .00
INTEREST AND PEN. .00
TOTAL DUE .00
*IF PAID AFTER THIS DATE, SEE REVERSE SIDE (IF TOTAL DUE IS LESS THAN $1, NO PAYMENT IS REQUIRED
FOR CALCULATION OF ADDITIONAL INTEREST. IF TOTAL DUE IS REFLECTED AS A "CREDIT" (CR), YOU MAY BE
DUE A REFUND. SEE REVERSE SIDE OF THIS FORM FOR INSTRUCTIONS.)
01
elL
STATUS REPORT UNDER RULE 6.12
Name of Decedent: Francis L. Peredna
Date of Death: December 31.2000
No. 2001-00896
Pursuant to Rule 6.12 of the Supreme Court Orphans' Court Rules, I report the
following with respect to completion of the administration of the above-captioned estate:
1. State whether administration of the estate is complete: ~ Yes _ No
2. If the answer is No, state when the personal representative reasonably believes
that the administration will be complete:
3. If the answer to NO.1 is Yes, state the following:
a. Did the personal representative file a final account with the Court?
Yes ..X- No
b. The separate Orphans' Court No. (if any) for the personal
representative's account is:
c. Did the personal representative state an account informally to the
parties in interest? ..X- Yes _ No
d.
Copies of receipts, releases, joinders and approvals of formal or
informal accounts may be filed with the Clerk of Orphan's Court and
may be attached to this report.
~~ f
Date:
November 10. 2003
Elyse E. Rogers, Esquire
Keefer Wood Allen & Rahal, LLP
415 Fallowfield Road, Suite 301
Camp Hill, PA 17011-4906
717-612-5801
N
~
Capacity:
_ Personal Representative
-L Counsel for Personal Representative
REV-1500 EX + (6-00) I
COMMONWEALTH OF PENNSYLVANIA REV-1500
DEPARTMENT OF REVENUE I
DEPT. 280601 INHERITANCE TAX RETURN FILE NUMBER
HARRISBURG, PA 17128-0601 RESIDENT DECEDENT
DECE-
DENT
CHECK
APPRO-
PRIATE
BLOCKS
COR-
RE-
SPON
DENT
RECA-
PITULA-
TION
TAX
COMPU-
TATION
o PA15001
6iJ/ 7 -/() - Ie)
OFFICIAL USE ONLY
o
COUNTY CODE
NUMBER
DECEDENT'S NAME (LAST, FIRST, AND MIDDLE INITIAL)
SOCIAL SECURITY NUMBER
Peredna Francis L.
DATE OF DEATH (MM-DD-YEAR)
12 31 00 01 24 1939
(IF APPLICABLE) SURVIVING SPOUSE'S NAME (LAST, FIRST, AND MIDDLE INITIAL)
Peredna, Dianne F.
022-30-8236
THIS RETURN MUST BE FILED IN DUPLICATE
WITH THE REGISTER OF WILLS
SOCIAL SECURITY NUMBER
~ 1. Original Return
4. Limited Estate
6. Decedent Died Testate
(Attach copy of Will)
9. Litigation Proceeds Received
3. Remainder Return
o (date of death prior to 12-13-82)
~ 5. Federal Estate Tax Return Required
8. Total Number of Safe Deposit Boxes
011. Election to tax under Sec. 9113(A)
(Attach Sch 0)
~ 2. Supplemental Return
4a. Future Interest Compromise
(date of death after 12-12-82)
7. Decedent Maintained a Living Trust
(Attach a copy of Trust)
10. Spousal Poverty Credit(da1e of death between
12-31-91 and 1-1-95)
:tI11$:~CfloijMu$T~c.QMpU~f~p;AtWc.oaRe$iilQNii~ijG~~GoM~jQ~NTIAUTAXjijFoijM.Mf:iQN$BQijUp:~titR~~b.TQd
NAME COMPLETE MAILING ADDRESS
Wa e M. Pecht, ire 415 Fallowfield Road
FIRM NAME (If Applicable) suite 102
Keefer Wcxxl Allen & Rahcl, UP Camp Hill, PA 17011
TELEPHONE NUMBER
717-612-5802
1. Real Estate (Schedule A)
2. Stocks and Bonds (Schedule B)
OFFICIAL USE ONLY
(1)
(2)
None
None
None
None
3. Closely Held Corporation, Partnership or SOI,-Proprietorship (3)
4. Mortgages & Notes Receivable (Schedule D) (4)
5. Cash, Bank Deposits & Miscellaneous Personal
Property (Schedule E) (5)
6. Jointly Owned Property (Schedule F)
o Separate Billing Requested (6)
10,160.08
None
7. Inter-Vivos Transfers & Miscellaneow.
Non-Probate Property (Schedule G (r L)
(7)
642,615.93
8. Total Gross Assets (total Lines 1-i\
9. Funeral Expenses & Administrative Cr,'-;ts (Schedule H)(9)
10. Debts of Decedent, Mortgage Liabilities, Co. '."ons (Schedule I) (10)
11. Total Deductions (total Lines 9 & 1/))
12. Net Value of Estate (Line 8 minus U,le 11)
13. Charitable and Governmental Bequ(:5ts/Se9 9113 Trusts for which an election to tax
has not been made (Schedule J)
14. Net Value Subject to Tax (Line 12 m~nus Line 13)
652,776.01
(8)
None
None
(11 )
(12)
(13)
0.00
652,776.01
10,160.08
(14)
642,615.93
SEE INSTRUCTIONS ON PAGE 2 FOR APPLICABLE RATES
15. Amount of Line 14 taxable at the spousal tax
rate, or transfers under Sec. 9116(a)(1.2) 642,615.93 X.O ~ (15)
16. Amount of Line 14 taxable at lineal rate 0.00 x.o 45 (16)
17. Amount of Line 14 taxable at sibling rate 0.00 X .12 (17)
18. Amount of Line 14 taxable at collatera, rate 0.00 X .15 (18)
~~: TaDul@f$qKflgijijjEVQQiijt~~i;!qQ~$tiNqAiij~fQNQQfiM'.QV$ijeAYMi;!fiJ'i(19)
::::::::n:#~:ij~$.QRttQ~~\l$wgF:lA@@Q~$t-@N$PNeA@~~Af;@8~qHg$~MAtB~M
0.00
0.00
0.00
0.00
0.00
......................
.......................
......................
.......................
......................
.......... .... .......
.. ........... ...............
...................................
::::::::::::::::::::=:=::::::::::::::::::=::::::::===:;.:.:........
.........................
NTF 29755
Copyright 20CO Gn''''',nd/Nelco LP- Forms Software Only
PA REV-15oo EX (6-00)
Page 2
Decedent's Complete Address:
STREET ADDRESS
906 Drexel Hill Boulevard
--.
CITY I STATE I ZIP
New CUmberland PA 17070
-
Tax Payments and Credits:
1. Tax Due (Page 1 Une 19)
2. Credits/Payments
A. Spousal Poverty Credit
B. Prior Payments
C. Discount
(1)
0.00
Total Credits (A + B + C)
(2)
0.00
3. Interest/Penalty if applicable
D. Interest
E. Penalty
(3) 0.00
(4)
(5) 0.00
(SA) 0.00
(5B) 0.00
Total Interest/Penalty (0 + E)
4. If Une 2 is greater than Une 1 + line 3, enter the difference. This is the OVERPAYMENT.
Check box on Page 1 Line 20 to request a refund
5. If Line 1 + Line 3 is greater than Line 2, enter the difference. This is the TAX DUE.
A. Enter the interest on the tax due.
B. Enter the total of Une 5 + SA. This is the BALANCE DUE.
Make Check AGENT
PLEASE ANSWER THE FOLLOWj~"3 QUESTIONS BY PLACING AN "X" IN THE APPROPRIATE BLOCKS
Yes No
~ I
B ~
1. Did decedent make a transfer and:
a. retain the use or income of the poperty transferred; .......................................
b. retain the right to designate who r.hall use the property transferred or its income; .................
c. retain a reversionary interest; or. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
d. receive the promise for life of eithe' payments, benefits or care? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
If death occurred after December 12, 1982, did decedent transfer property within one year of death
without receiving adequate considera'i.Jn? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
3. Did decedent own an "in trust for" or payable upon death bank account or security at his or her death? . . .
4. Did decedent own an Individual Retirement Account, annuity, or other non-probate property which
contains a beneficiary designation? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ., ~
IF THE ANSWER TO ANY OF THE ABOVE QUESTIONS IS YES,
YOU MUST COMPLETE SCHEDULE G AND FILE IT AS PART OF THE RETURN.
o
2.
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my
knowledge and belief, it is true, correct and complete. Declaration of preparer other than 1he personal representative is based on information 01
which preparer has any know1edQe.
SIG E OF PfRSON RESPON FOR !:ILII'IG RETURN DATE
ADDRESS
415 Fall~ield Road, suite 102, Camp Hill, PA 17011
.........'............................ ..... .......;::::::;:;:::;:::;:::::;:;:::;:::::-:.:............ .......................:.:.;.;.;.;.;.;.;.;.:.:.:.;.:.:.:.:. .:.;.:.:.:.:.....
.............:.:.:.;.:.:.:.:.:.:.;.:.;.:.:.:.:.:.:.:. ... .::::::::;:;:;:;::.::::;:;:;::::::.:::. ...............:.:.:...:::::::;.
F~/d~t~~~{d~~th~~o;~ft~/J~iy..l;..19.94a~.db~io;~J~~~~;y'i,i.99S;ih~'t~~;~i'~;;;'PO~~d~~th~~~t.~~i~~~ii;~~~f~;~'i~O;f~;th~'~;~~iih~'~;;;~;~i~'g~~~~~~i~':3~X"':.' ...... .......
[72 P.S. Ii 9116 (a)(1.1)(i)].
For dates of death on or after January 1, 1995, the tax rate is im~osed on the net value of transfers to or for the use of the surviving spouse is 0% [72 P.S. Ii 9116 (a)(1.1)(ii)].
The statute rlnA:!'i. not p.xlI!!mpt a transfer to a surviving spouse fl om tax, and the statutory requirements for disclosure of assets and filing a tax return are still applicable
even if
the surviving spouse is the only beneficiary.
For dates of death on orafter July 1, 2000:
The tax rate imposed on the net value of transfers from a deceased child twenty-one years of age or younger at death to or tor the use of a natural parent, an adoptive parent,
or a stepparent of the child is 0% [72 P.S.1i9116(aX1.2)].
The tax rate imposed on the net value of transfers to or for the use of th e decedent's lineal beneficiaries is 4.5%, except as noted in 72.P.S.1i 9116(1.2) [72 P.S.1i 9116(aX1)].
The tax rate imposed on the net value of transfers to or for the use of the decedent's siblings is 12% [72 P.S. Ii 9116(aXl.3)]. A sibling is defined, under Section 9102, as an individual
who has at least one parent in common with the decedellt, whether by blood or adoption.
o PA1S002
NTF 29756
Copyright 2000 Greal.ind/Nelco LP - Forms Software Only
REV-1508 EX + (1-97)
COMMONWEALTH OF PENNSYLVANIA
INHERITANCE TAX RETURN
RESIDENT DECEDENT
SCHEDULE E
CASH, BANK DEPOSITS, & MISC.
PERSONAL PROPERTY
ESTATE OF FILE NUMBER
Francis L. Peredna
Include proceeds of litigation & date proceeds were received by the estate. All DroD.lolntlv-owned with right of survlvorshlD must be disclosed on Sch. F.
ITEM
NO. DESCRIPTION
VALUE AT
DATE OF DEATH
1 E*Trade Securities Inc. Account #4794-6945
2,086.02
2 Northwestern Mutual Life Insurance Company Policy #5943901
Insured: Dianne F. Peredna
OWner: Francis L. Peredna
8,074.06
TOTAL (Also enter on line 5, Recapitulation) $
(If more space is needed, insert additional sheets of the same size)
10,160.08
7 CPA81 NTF 10908
Copyright Forms Software Only, 1997 Nelco, Inc.
REV-1510 EX + (1-97)
COMMONWEALTH OF PENNSYLVANIA
INHERITANCE TAX RETURN
RESIDENT DECEDENT
ESTATE OF
Francis L. Peredna
SCHEDULE G
INTER-VIVOS TRANSFERS &
MISC. NON-PROBATE PROPERTY
FILE NUMBER
This schedule must be completed and filed if the ulswer to any of questions 1 through 4 on the reverse side of the REV-1500 COVER SHEET is yes.
DESCRIPTION OF PROPERTY %OF EXCLUSION
ITEM INCLUDE NAME OF THE TRANSFEREE, THEIR DATE OF DEATH DECD'S (IF TAXABLE VALUE
RELATIONSHIP TO DECD & DATE OF TRANSFER.
NO. ATTACH COpy OF THE DEED FOR REN. ESTATE. VALUE OF ASSET INTEREST APPLICABLE)
1 Prudential Securities elF Francis 298,232.64 100% 298,232.64
L. Peredna IRA Account #044-808625
Beneficiary: Dianne F. Peredna
2 Northwestern Mutual Variabh~ 27,889.70 100% 27,889.70
Annuity IRA Contract #9230125
Beneficiary: Dianne F. Peredna
3 American steel and Alumimnn 316,493.59 100% 316,493.59
Corporation 40lK
Beneficiary: Dianne F. peredna
TOTAL (Also enter on line 7, Recapitulation) $ 642,615.93
7 CPA01
NTF 10910
Copyright Forms Software Only, 1997 Nelco, Inc.
(If more space is needed, insert additional sheets of the same size)
REV-1513 EX + (1-97)
COMMONWEALTH OF PENNSYLVANIA
INHERITANCE TAX RETURN
RESIDENT DECEDENT
ESTATE OF
SCHEDULE J
BENEFICIARIES
Francis L. Peredna
No. NAME AND ADDRESS OF PERSON(S) RECEIVING PROPERTY
I. TAXABLE DISTRIBUTIONS (include outright spousal distributions)
1 Dianne F. Pere.dna
906 Drexel Hill Boulevard
New cumberland, PA 17070
FILE NUMBER
RELATIONSHIP TO DECEDENT
Do Not List Trustee(s)
SUrviving spouse
AMOUNT OR
SHARE OF ESTATE
642,615.93
ENTER DOLLAR AMTS. FOR DISTRIBS. ;?HOWN ABOVE ON LINES 15 THROUGH 17, AS APPROPRIATE, ON REV 1500 COVER SHEET
II. NON-TAXABLE DISTRIBUTIONS:
A. SPOUSAL DISTRIBUTIONS UNDER SEC~ ION 9113 FOR WHICH AN ELECTION TO TAX IS NOT BEING MADE
1 Trust under Will of Francis L. Peredna for the benefit of Dianne
M. Peredna
Robert Peredna, Trustee
B. CHARITABLE AND GOVERNMENTAL DISTRIBUTIONS
None
10,160.08
7 CPA13 NTF 10913
TOTAL OF PART II -- ENTER TOTAL Nm.,.TAXABLE DISTRIBUTIONS ON LINE 13 OF REV 1500 COVER SHEET $
10,160.08
Copyright Forms Software Only, 1997 Nelco, Inc.
(If more ~,: ace is needed, insert additional sheets of the same size)
LAST WILL AND TESTAMENT OF
FRANCIS L. PEREDNA
I, FRANCIS L. PEREDNA, of Cumberland County, Pennsylvania,
do hereby make this my Last Will and Testament, revoking any and
all former wills and Codicils made by me.
FIRST: I am married to Dianne F. Peredna, and all
references to my wife in this will are to her. I have no
children.
SECOND: I give my tangible personal property and all
casualty insurance that I am carrying on said tangible personal
property to my wife, Dianne F. Peredna, or, if she does not
survive me, said property shall be sold and the proceeds added
to my residuary estate. I have complete confidence that my wife
or my Executor will honor any written instructions that I may
leave with regard to said tangible personal property.
THIRD: If my wife, Dianne F. Peredna, shall survive me,
I bequeath to my Trustee, hereinafter named, IN TRUST NEVERTHE-
LESS, cash, securities or other property in the amount specified
below, to be known as the "Bypass Trust."
(1) The bequest shall be $650,000, subject however,
to Paragraphs (2) and (3) below.
(2) The bequest shall increase or decrease, based
upon the availability of my federal unified credit for estate
~ d. y~
-1-
and gift taxes and the maximum allowable federal estate tax
credit for state death taxes (but only to the extent that the
use of such state death tax credit does not increase the death
tax payable to any state), whether due to statutory changes,
lifetime gifts in excess of the federal unified estate and gift
tax exemption-equivalent amounts, or any other transfer which
affects the availability of my federal credits aforesaid.
(3) The bequest shall decrease, even to zero, if
necessary to reduce federal estate tax payable as a result of
my death to zero, considering that my intention is to fund the
Bypass Trust by using my available federal unified credit for
estate and gift taxes and my federal estate tax credit for state
death taxes and to eliminate federal estate tax on the balance
of my federal taxable estate by using the federal estate tax
unlimited marital deduction.
FOURTH: I give, devise, and bequeath the rest, residue and
remainder of my estate, real and personal, to my wife. Should
she not survive me, I give, devise, and bequeath such rest,
residue and remainder to my Trustee, hereinafter named, IN TRUST
NEVERTHELESS, to be held, administered and distributed for all
purposes as part of the Bypass Trust.
FIFTH: The Bypass Trust shall be held, administered and
distributed as follows:
~~ d-~~~
-2-
(1) My Trustee shall pay to or apply for the benefit
of my said wife, until division into shares pursuant to
Paragraph (4), all of the net income from the Bypass Trust in
convenient installments in such shares and proportions as my
Trustee in its sole discretion shall determine primarily for the
medical care, education, support and maintenance in reasonable
comfort of my said wife, taking into consideration to the extent
my Trustee deems advisable, any other income or resources of my
said wife known to my Trustee, considering that my wife is the
primary object of my bounty.
(2) Prior to division into shares pursuant to Para-
graph (4), my Trustee may pay to or apply for the benefit of my
said wife such sums from the principal of the Bypass Trust in
such shares and proportions as in its sole discretion shall be
necessary or advisable from time to time for the medical care,
education, support and maintenance in reasonable comfort of my
said wife, taking into consideration to the extent my Trustee
deems advisable, any other income or resources of my said wife
known to my Trustee, considering that my wife is the primary
object of my bounty.
(3) In addition to the income and discretionary
payments of principal from this Trust, there shall be paid to
my said wife during her lifetime from the principal of this
~~ ~-~.
-3-
Trust upon her written request during the last month of each
fiscal year of the Trust an amount not to exceed during such
fiscal year the amount of Five Thousand Dollars ($5,000) or five
percent (5%) of the aggregate value of the principal of the
Bypass Trust on the last day of such fiscal year without
reduction for the principal paYment for such fiscal year,
whichever is greater. This right of withdrawal is noncumula-
tive, so that if my said wife does not withdraw, during such
fiscal year, the full amount to which she is entitled under this
Paragraph, her right to withdraw the amount not withdrawn shall
lapse at the end of that fiscal year.
(4) Upon the death of my said wife, the entire
remaining principal of the Bypass Trust, or the part of such
trust not effectively appointed shall be distributed as follows:
Twenty-five percent (25%) to Janet F. Irons of Norwood,
Massachusetts, per stirpes; and
Thirty-seven and one-half percent (37-1/2%) to Robert
Peredna of Hanover, Massachusetts, per stirpes; and
Thirty-seven and one-half percent (37-1/2%) to Richard
Peredna of Waltham, Massachusetts, per stirpes.
SIXTH:
If any beneficiary and I should die under such
circumstances as would render it doubtful whether the benefi-
ciary or I died first, then it shall be conclusively presumed
for the purposes of this my Will that said beneficiary prede-
ceased me; provided, however, that if my wife shall die with me
~~ 6~ ~~
-4-
as aforesaid, I direct that my wife shall be conclusively
presumed to have survived me.
SEVENTH: (1) I name Dianne F. Peredna as my Executrix.
If she is unable or unwilling to serve, I name Richard
Peredna, of Waltham, Massachusetts and Robert Peredna of
Hanover, Massachusetts, or the survivor of them, as my Execu-
tors. I direct that my Executrix or Executor, herein referred
to as my Executor regardless of number or gender, serve without
bond in any jurisdiction in which called upon to act.
(2) I name Robert Peredna of Hanover, Massachusetts, as
my Trustee. I direct that my Trustee, herein referred to as my
Trustee regardless of number or gender, serve without bond in
any jurisdiction in which called upon to act.
(3) Except as otherwise provided herein, if my
Executor or Trustee or any successor as herein defined should
fail to qualify as Executor or Trustee hereunder, or for any
reason should cease to act in such capacity, the successor or
substitute Executor or Trustee shall be some bank or trust
company with trust powers, which successor or substitute
Executor or Trustee shall be designated in a written instrument
filed with the court having jurisdiction over the probate of my
estate and signed by my wife or if she fails to act, signed by
the court having jurisdiction over the Trust. The situs of the
~~,~,
-5-
Trust may be transferred to the situs of such successor or
substitute Executor or Trustee by designation in the written
instrument aforesaid.
(4) For services as Executor and Trustee, my Executor
and Trustee shall receive reasonable compensation.
EIGHTH: (1) I give to any Executor and to any Trustee
named in this will or any Codicil hereto or to any successor or
substitute Executor or Trustee all of the powers enumerated in
this Will and all of the powers applicable by law to fiduciaries
in the Commonwealth of Pennsylvania and in particular through
the Pennsylvania Probate, Estates and Fiduciaries Code, as
effective and as in effect on the date hereof, during the
administration and until the completion of the distribution of
my estate, and until the termination of all trusts created in
this Will or any Codicil hereto and until the completion of the
distribution of the assets of such trusts. I direct that all
such powers shall be construed in the broadest possible manner
and shall be exercisable without court authorization.
(2) In determining the federal estate and income tax
liabilities of my estate, my Executor shall have discretion to
select the valuation date and to determine whether any or all
of the allowable administration expenses in my estate shall be
used as federal estate tax deductions or as federal income tax
~~ d-~~
-6-
deductions and shall have the discretion to file a joint income
tax return with my wife. My Executor shall have the authority
to make a QTIP election or a reverse QTIP election with respect
to any trust created under this will and shall have the
discretion to allocate the $1,000,000 Generation skipping Tax
exemption as he deems appropriate.
(3) If at any time any trust created hereunder (or
any share thereof if the trust shall have been divided into
shares) shall be of such value that, in the opinion of my
Trustee, the administration expense of holding the assets
contained therein in trust is not justified, my Trustee, in its
absolute discretion, may terminate such trust and distribute the
trust property to the person or persons then entitled to receive
or have the benefit of the income therefrom or the legal
representative of such person. If there is more than one income
beneficiary, my Trustee shall make such distribution to such
income beneficiaries in the proportion in which they are
beneficiaries or if no proportion is designated in equal shares
to such beneficiaries.
(4) My Executor and Trustee are authorized and em-
powered to acquire and to retain, either permanently or for such
period of time as my Executor or Trustee may determine, any
assets, including the capital stock of any closely held corpora-
~ ~,~~
-7-
tion, whether such assets are or are not of the character
approved or authorized by law for investment by fiduciaries and
whether such assets do or do not represent an overconcentration
in one investment.
(5) My Executor and my Trustee are authorized and
empowered to disclaim any interest, in whole or in part, of
which I, my Executor, or my Trustee, may be the beneficiary,
devisee, or legatee, by executing an appropriate instrument (in
accordance with section 2518 of the Internal Revenue Code of
1986, as amended and supplemented, or such similar section as
may then be in effect).
(6) My Executor and Trustee are authorized and em-
powered to sell at public or private sale, or exchange, and to
encumber or lease, for any period of time, any real or personal
property and to give options to buy or lease any such property.
Additionally, my Executor and Trustee are authorized and em-
powered to compromise claims, to borrow from anyone (including
a fiduciary hereunder) and to pledge property as security
therefor, to make loans to and to buy property from anyone
(including a fiduciary or beneficiary hereunder); provided that
any such loans shall be adequately secured and at a fair
interest rate.
(7) My Executor and Trustee are authorized and em-
~~ ~-~
-8-
powered to allocate property, charges on property, receipts and
income among and between principal or income, or partly to each,
without regard to any law defining principal and income.
NINTH: No person who at any time is acting as a Trustee
or co-trustee (if any) hereunder shall have any power or
obligation to participate in or to exercise any discretionary
authority that I have given to my Trustee to pay principal or
income to such person, or for his or her benefit or in relief
of his or her legal obligations. Such discretionary authority
shall be exercised solely by a disinterested co-trustee.
TENTH: No interest of any beneficiary under this Will,
any Codicil hereto, or any trust created herein, shall be
subject to anticipation or to voluntary or involuntary alien-
ation.
ELEVENTH: All estate, inheritance, succession and other
death taxes imposed or payable by reason of my death and
interest and penal ties thereon with respect to all property
comprising my gross estate for death tax purposes, whether or
not such property passes under this Will, shall be paid out of
the residue of my estate, as if such taxes were expenses of
administration, without apportionment or right of reimbursement.
I authorize my Executor and Trustee to pay all such taxes at
such time or times as deemed advisable.
~~ ~r~
-9-
IN WITNESS WHEREOF, I have set my hand and seal on this my
Last Will and Testament this 25th day of October 1999.
SIGNED, SEALED, PUBLISHED, and
DECLARED by FRANCIS L. PEREDNA,
as and for his Last will and
Testament, on the day and year
last above written, in the
presence of us, who, at his
request, in his presence, and
in the presence of each other,
all being present at the same
time, have hereunto subscribed
our names as witnesses:
~dr~
FRANCIS L. PEREDNA
(SEAL)
'.
-10-
SELF-PROVING AFFIDAVIT
COMMONWEALTH OF PENNSYLVANIA
SS.
COUNTY OF CUMBERLAND
WE, Francis L. Peredna and
Wayne M. Pecht
Patricia D. Olyarnik and Stefanie A. Morrison
the Testator and the witnesses, respectively, whose names are
signed to the attached or foregoing instrument, being first duly
sworn, do hereby declare to the undersigned authority that the
Testator signed and executed the instrument as his Last will and
that he had signed willingly (willingly directed another to sign
for him), and that he executed it as his free and voluntary act
for the purposes therein expressed, and that each of the
witnesses, in the presence and hearing of the Testator, signed
the Will as witness and to the best of his or her knowledge the
Testator was at that time eighteen (18) years of age or older,
of sound mind, and under no constraint or undue influence.
~2>~
~~enutor
~~~-
Witness
Subscribed, sworn to, and acknowledged before me by Francis L.
Peredna, the Testator, and subscribed and sworn to before me by
Wayne M. Pecht Patricia D. Olyarnik and
Stefanie A. Morrison
, witnesses, this 25th day of October
1999.
Cynthia JN~ar;a' Seal I
Camp Hill Boro ule, Notarypubllc I
My Commission 'rRlJ1!'berllilnCl COUIi'" .
pIres Jill). 24 2f':{j-\ '
---__ : _;..;..1.... i
---.1'
N~~~
-11-