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HomeMy WebLinkAbout01-1013 1/-/9- / ~. BUREAU OF INDIVIDUAL TAXES INHERITANCE TAX DIVISION DEPT. 280601 HARRISBURG1 PA 17128-0601 COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF REVENUE NOTICE OF INHERITANCE TAX APPRAISEHENT3 ALLOWANCE OR DISALLOWANCE OF DEDUCTIONS AND ASSESSHENT OF TAX KEITH 0 BRENNEMAN ESQ SNELBAKER ETAL 44 W MAIN ST MECHANICSBURG '01 DATE ESTATE OF DATE OF DEATH FILE NUMBER f) ".:1 -nt::,COUNTY I ,.. 'J-'ACN 06-17-2002 SHIELDS 10-10-2001 21 01-1013 CUMBERLAND 101 JUfi,J 21 '* REY-1547 EX AFP (01-02) PAUL J Allount Rellitted L.. PA 17oS5HL MAKE CHECK PAYABLE AND REMIT PAYMENT TO: REGISTER OF WILLS CUMBERLAND CO COURT HOUSE CARLISLE3 PA 17013 CUT ALONG THIS LINE ~ RETAIN LOWER PORTION FOR YOUR RECORDS ~ iE-v :i54-j-Ex--iFP-fol-:021--NiiTicE--oF-'rNHEifi;:Ai'-cE-~''-Ai-APPRjrisEiiENT~--i[l-owAi'-cE-iri-------------- --- DISALLOWANCE OF DEDUCTIONS AND ASSESSMENT OF TAX ESTATE OF SHIELDS PAUL J FILE NO. 21 01-1013 ACN 101 DATE 06-17-2002 TAX RETURN WAS: (X) ACCEPTED AS FILED ) CHANGED RESERVATION CONCERNING FUTURE INTEREST - SEE REVERSE APPRAISED VALUE OF RETURN BASED ON: SUPPLEMENTAL RETURN 1. Real Estate (Schedule A) (1) 2. Stocks and Bonds (Schedule B) (2) 3. Closely Held Stock/Partnership Interest (Schedule C) (3) 4. Hortgages/Notes Receivable (Schedule D) (4) 5. Cash/Bank Deposits/Hisc. Personal Property (Schedule E) (5) 6. Jointly Owned Property (Schedule F) (6) 7. Transfers (Schedule G) (7) 8. Total Assets NO. 01 .00 .00 .00 .00 347.88 .00 .00 (8) APPROVED DEDUCTIONS AND EXEMPTIONS: 9. Funeral Expenses/Adll. Costs/Hisc. Expenses (Schedule H) (9) 10. Debts/Hortgage Liabilities/Liens (Schedule I) (10) 11. Total Deductions 12. Net Value of Tax Return 13. Charitable/Governllental Bequests; Non-elected 9113 Trusts (Schedule J) 14. Net Value of Estate Subject to Tax .00 .00 lll) ll2) ll3) ll4) NOTE: I~ an assessment was issued previously, lines re~lect ~igures that include the total o~ ALL ASSESSMENT OF TAX: 15. Allount of Line 14 at Spousal rate (15) 16. Allount of Line 14 taxable at Lineal/Class A rate (16) 17. Allount of Line 14 at Sibling rate (17) 18. Allount of Line 14 taxable at Collateral/Class B rate (18) 19. Principal Tax Due TAX CREDITC:; NOTE: To insure proper credit to your account3 subllit the upper portion of this forll with your tax paYllent. 347.88 00 347.88 .00 2773339.61 14, lS and/or 16, 17, 18 and 19 will returns assessed to date. 713759.53 X 00 = 2053580.09 X 045 = .00 x 12 = .00 X 15 = ll9)= .00 93251.11 .00 .00 93251.11 - -ft. n~1'I1 KI:l;I:J.t'I n I+J DATE NUHBER INTEREST/PEN PAID (-) AHOUNT PAID 01-07-2002 CDOO0723 462.56 83850.00 03-18-2002 REFUND .00 71.36- PAYMENT MUST BE MADE BY 07-10-2002~. TOTAL TAX CREDIT 93241.20 BALANCE OF TAX DUE 9.91 INTEREST AND PEN. .00 TOTAL DUE 9.91 . IF PAID AFTER DATE INDICATED3 SEE REVERSE FOR CALCULATION OF ADDITIONAL INTEREST. ( IF TOTAL DUE IS LESS THAN $13 NO PAYHENT IS REQUIRED. IF TOTAL DUE IS REFLECTED AS A "CREDIT" (CR)3 YOU HAY BE DUE A REFUND. SEE REVERSE SIDE OF THIS FORH FOR INSTRUCTIONS.) No 21 - 01 - 1013 . Estate of Paul J. Shields , Deceased DECREE OF PROBATE AND GRANT OF LETTERS AND NOW NOVEMBER 5 t 1'$ 200,}.in consideration of the petition on the reverse side hereof, satisfactory proof having been presented before me, IT IS DECREED that the instrument(s) dated September 18, 1997 described therein be admitted to probate and filed of record as the last will of Paul .T_ Shi~lds and Letters rpp~t-ampnt-ary are hereby granted to Randall A. Shields Register of ills MARY CLEWIS /~~ ~. \j FEES $ 18 . 00 $ q 00 $ $ 6.00 5.00 TOTAL - $ 38.00 Filed ... N.Q~~~.B.~R. 5.,. .~OO.1....... ...... Probate, Letters, Etc. ......... Short Certificates( 3) . . . . . . . . . . Renunciation ................ X-PAGES JCP A TIORNEY (Sup. Ct. I.D. No.) Keith O. Brenneman 147077 44 W. Main Street ADDRESS Mechanicsburg, PA 17055 (717) 697-8528 PHONE Called attorney on 11-5-01. / /' H105.112 REV 8/88 (FEE FOR THIS CERTIFICATE 52.001 WARNING: IT IS IllEGAL TO ALTER THIS COpy OR TO DUPLICATE BY PHOTOSTAT OR PHOTOGRAPH. COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF HEALTH VITAL RECORDS LOCAL REGISTRAR'S CERTIFICATION OF DEATH CERT. NO. T 4 9 9 4 5 6 9 10-15-2001 Date of Issue of This Certification Name of Decedent Paul J . Shields First Middlo Last Sex Male Social Security No. 188-12-3440 Date of Death 10...10-2001 Date of Birth May 18, 1922 Birthplace Grundy Center, Iowa Place of Death Harrisburg Hospital Dauphin Harrisburg Pennsj.o'lvania Facility Name County City, Borough or Township Race White Marital Status Married Occupation Decedent's Mailing Address 552 Brighton Place Number Street Chief Deliveryman Armed Forces? (Yes or No) Yes Mechanicsburg PA 1705 City or Town State Informant Randall A. Shields Name and Address of Funeral Establishment Funeral Director James F. Nickel Nickel Funeral Home, Loysville, PA 17047 Part I: Immediate Cause Interval Between Onset and Death (a) Respiratory failure (b) Myocardial infarction (c) Part II: (d) Other Significant Conditions Manner of Death Natural ~ Accident 0 Suicide 0 Describe how injury occurred: Homicide Pending Investigation Could not be Determined o o o Name and Title of Certfier Ronald Williams M.D. (M.D., D.O., Coroner, M.E.) Address 2601 N. 3rd St., Harrisburg, PA 17110 This is to certify that the information here given is correctly copied from an original certificate of death duly filed with me as Local Registrar. The original certificate will be forwarded to the State Vital Records Office for permanent filing. 5 10-12-2001 Date RACei\'ed b~! Local Registrar 101 Barnett St.. New Bloomfield. PA 17068 Street Address City. Borough, Township LAW OFFICES SNELBAKER. BRENNEMAN & SPARE LAST WILL AND TESTAMENT OF PAUL J. SHIELDS I, PAUL J. SHIELDS, of Upper Allen Township, Cumberland County, Pennsylvania, being of sound and disposing mind, memory and understanding, do hereby make, publish and declare 'this as and for my Last will and Testament, hereby revoking and making void any and all wills by me at any time heretofore made. 1. I direct that all my debts and funeral expenses be paid as soon as practical after my death by my Executor hereinafter named. 2. All the rest, residue and remainder of my estate, real, personal and mixed, and t'\Theresoever the same may be situate, I give, devise and bequeath to my son, RANDALL A. SHIELDS. Should my son, RANDALL A. SHIELDS, predecease me, I give, devise and bequeath all the rest, residue and remainder of my estate, real, personal and mixed, and wheresoever the same may be situate, in equal shares to my grandson, WILLIAM R. SHIELDS, and my granddaughter, JACLYN L. SHIELDS. 4. I hereby nominate, constitute and appoint my said son, RANDALL A. SHIELDS, as Executor of this my Last will and Testament. I further direct that no person serving as Executor hereunder shall be required to post any bond to secure the faithful performance of his duties in the Commonwealth of Pennsylvania or in any other jurisdiction. IN WITNESS WHEREOF, I have hereunto set my hand and seal to LAW OFFICES SNELBAKER. BRENNEMAN Be SPARE 4 this my Last will and Testament written on Two (2) pages this 18th day of September, 1997. -Pevuk r} cfrtU~(SEALl Paul J. Shields signed, sealed, published and declared by PAUL J. SHIELDS, the Testator above named, as and for his Last will and Testament, in our presence, who, in his presence, at his request, and in the presence of each other, have hereunto subscribed our names as attesting witnesses. K~~4~ ( SEAL) ~ C~ i: pASEALl -2- COMMONWEALTH OF PENNSYLVANIA) SSe COUNTY OF CUMBERLAND) We, PAUL J. SHIELDS, KEITH O. BRENNEMAN, ESQUIRE and SUSAN L. ZYCH, the Testator and the witnesses, respectively, whose names are signed to the attached or foregoing instrument, being first duly sworn, do hereby declare to the undersigned authority that the Testator signed and executed the instrument as his Last will and Testament and that he had signed willingly, and that he executed it as his free and voluntary act for the purposes therein expressed, and that each of the witnesses, in the presence and hearing of the Testator, signed the will as witness and that to the best of his or her knowledge the Testator was at that time eighteen years of age or older, of sound mind and under no constraint or undue influence. ~c/6~ -d~ Witness -4~~;( ~~ WJ.tne Subscribed, sworn to and acknowledged before me by PAUL J. SHIELDS, Testator, and subscribed and sworn to before me by KEITH o. BRENNEMAN, ESQUIRE and SUSAN L. ZYCH, witnesses, this 18th day of September, 1997. q~Q~ Notary Public LAW OFFICES SNELBAKER. BRENNEMAN Be SPARE -..:,....... LA W OFFICES r.) SNELBAKER. BRENNEMAN ' ~ Be SPARE CERTIFICATION OF NOTICE UNDER RULE 5.6(A) Name of Decedent: Paul J. Shields Date of death: October 10, 2001 0\ Administration No.: 21~1013 To the Register: I certify that notice of beneficial interest required by Rule 5.6(a) of the Orphans' Court Rules was served on or mailed to the following beneficiary of the above-captioned Estate on November 14,2001. Name Marietta Shields Randall A. Shields Address Room 107 Seidle Hospital 120 S. Filbert Street Mechanicsburg, P A 17055 and 552 Brighton Place Mechanicsburg, P A 17055 2 Skywood Court Baltimore, MD 21234-1421 Notice has now been given to all persons entitled thereto under Rule 5.6(a) except: None. Dated: November 14,2001 M ':":' ~~::} '.J 'J o o ij) a: ..- p N B: I,,() ..-- 1.,1 ::::;:.. ~ .,.,::'J I:: '1) ...b '':: $:: \U= Go ~ Keith O. Brenneman, Esquire Snelbaker, Brenneman & Spare, P. c. 44 West Main Street Mechanicsburg PA 17055-0318 Capacity: _ Personal Representative -.X. Counsel for personal representative LA W OFFICES SNELBAKER. BRENNEMAN & SPARE IN RE: ESTATE OF PAUL J. SHIELDS, : IN THE COURT OF COMMON PLEAS OF Deceased : CUMBERLAND COUNTY, PENNSYLVANIA : NO. 21-01-1013 : ORPHANS' COURT DIVISION NOTICE OF SURVIVING SPOUSE'S ELECTION TO TAKE ELECTIVE SHARE PURSUANT TO 20 Pa.C.S.A. 2210(a) I, Marietta Shields, surviving spouse of Paul J. Shields, hereby elect to take my elective share against the Will and/or Estate of Paul 1. Shields. Date: 1-'1 "'"-0" C J N'\,,-~.....~ ~e \~. Marietta Shields By: R~~~ L ~() ~" ~..'...ft\). " Randall A. Shields, attorney-in-fact po =$ ~ ;:. 0" ,,' ~..' 5:1' ::; c. 2..? d - is <: t8 -0 N o -..J :'0 )> ::rJif CD() (00 ;~..a :pro '"~ C:::t ~ (i; 0 -., COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF REVENUE BUREAU OF INDIVIDUAL TAXES DEPT. 280601 HARRISBURG, PA 17128-0601 REV-1162 EX(11-96) RECEIVED FROM: PENNSYLVANIA INHERITANCE AND ESTATE TAX OFFICIAL RECEIPT BRENNEMAN KEITH 0 44 W MAIN STREET MECHANICSBURG, PA 17055 -------- fold ESTATE INFORMATION: SSN: 188-12-3440 FILE NUMBER: 21 - 2001 - 1 01 3 DECEDENT NAME: SHIELDS PAUL J DA TE OF PAYMENT: 01/07/2002 POSTMARK DATE: 00/00/0000 COUNTY: CUMBERLAND DATE OF DEATH: 1 0/ 1 0/2001 NO. CD 000723 ACN ASSESSMENT CONTROL NUMBER AMOUNT 101 I $8,850.00 I I I I I I I I TOTAL AMOUNT PAID: $8,850.00 REMARKS: KEITH 0 BRENNEMAN ESQ. CHECK#1015 SEAL INITIALS: AC RECEIVED BY: MARY C. LEWIS REGISTER OF WILLS REGISTER OF WILLS SNELBAKER, BRENNEMAN 8 SPARE ^ PROFESSIONAL CORPORATION AITORNEYS AT LAW MECHANICSBURG, PENNSYLVANIA 17055 44 WEST MAIN STREET RICHARD C. SNELBAKER KEITH O. BRENNEMAN PHILIP H. SPARE Mary Lewis, Register of Wills Cumberland County Courthouse One Courthouse Square Carlisle, P A 17013 Re: Estate of Paul 1. Shields Estate No. 2001-01013 PA No. 21-01-1013 Dear Ms. Lewis: 717-697-8528 January 7, 2002 BY HAND DELIVERY ~/ P o. BOX 318 FACSIMILE (717) 697-7681 Enclosed please find a check payable to Register of Wills, Agent in the amount of $8,850.00 representing pre-payment of the inheritance tax with respect to the above Estate. KOB/sz Enclosure CC: Randall A. Shields, Executor Yours truly, IJf~~ Keith O. Brenneman or; ~CF :j ~. t.r' co "."'1, -. [\ C'. ~ ~ I -..J '"'0 -.... w :o~ (DO r.() C, ;.:;}" ~, o -. .. STATE OF MARYLAND COUNTY OF ~ ~ LV Prf..,O . } 55: Randall A ~hiplrl~ .being duly sworn according to law, deposes and says that he is the Executor of the Estate of Paul J. Shields late of -1].pper AIJ..Jiill.._~Qwnship , Cumberland County. Pa.. deceased and that the within is an inventory made by Randall A. Shields_ , the said Executor of the entire estate of said decedent, consisting of all the personal prop~rty and real estate. except real estate outside the Commonwealth of Pennsylvania, and that the figures opposite each item of the Inventory represent it's fair value as of the date of decedent's death. and subscribed before me, l~x 2002 Ro.... ~- ~ ~ ~a~\.~ Executor. Administrator 2 Skywood Court My CooInIssIon ExpIres lay 1 t 2005 Baltimore, MD 21234 Addr.ss Date of Death 10 Day October Month 2001 Y.ar INSTRUCTIONS I. An inventory must be filed within three months after appointment of personal representative. 2. A supplement inventory must be filed within thirty days of discovery of additional assets. 3. Additional sheets may be attached as to personalty or realty 4. See Article IV, Fiduciaries Act of 1949. >- (,"2 ~ roo G>> ~ w I"""l tit ~ I- cs W < GJ CD A. I- 'r~ u 0 0 en ~ CD W W - Q :I: c: CJ) I- A. Z I- ..J LL 4i LL ..J < 0 . A. W 0 < w t'j .;.. > c: Z I"""l - Z 0 Q c ~ ::a 0 en Z 0 Co! ItS 0 Z w < ~ 0 - A. -0 c '" - -.::: 0 CD ..a -0 ~ CD E 0 - ...! ta ::a 0 ..J 0 u: CD lnventory of the real and personal estate of Paul J. Shields, deceased -I . REAL ESTATE A. 552 Brighton Place, Upper Allen Township, Cumberland County, Pennsylvania (condominium unit). Appraised Value: TOTAL VALUE, PERSONALTY: 11,500 00 TOTAL VALUE, REAL ESTATE: II. PERSONALTY A. First Union Securities, Account No. 7963-7005: B. PNC Bank, N.A., Checking Account No. 50000998192: 12,244. C. Miscellaneous furniture, furnishings a'nd property: 83 TOTAL VALUE, REAL ESTATE AND PERSONALTY: 83 o ~ o .....-. c:::.;:- ," ".,; ~,.. ..... ..... 'I 8~) ~o: N N z c:::r: -, ':5 .:-.0 ';;;: $':: 0>:::: 0(5 ~ \, /l~/q-/ ~ ._'. --.,. BUREAU OF INDIVIDUAL TAXES INHERITANCE TAX DIVISION DEPT. 280601 HARRISBURG, PA 17128-0601 COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF REVENUE NOTICE OF INHERITANCE TAX APPRAISEMENT, ALLOWANCE OR DISALLOWANCE OF DEDUCTIONS AND ASSESSMENT OF TAX DATE ESTATE OF DATE OF DEATH FILE NUMBER COUNTY ACN 03-25-2002 SHIELDS 10-10-2001 21 01-1013 CUMBERLAND 101 RtK' KEITH 0 BRENNEMA~ES~R -1 SNELBAKER ETAL 44 W MAIN ST Cis: MECHANICSBURG Cl;lf~;}7055 P12 :48 *' REY-1547 EX iFP (01-02' PAUL J Allount Rellitted Cl) (2) (3) (4) (5) (6) (7) 111,500.00 .00 .00 .00 18,544.83 .00 163,704.60 MAKE CHECK PAYABLE AND REMIT PAYMENT TO: REGISTER OF WILLS CUMBERLAND CO COURT HOUSE CARLISLE, PA 17013 CUT ALONG THIS LINE ~ RETAIN LOWER PORTION FOR YOUR RECORDS ~ REY=is4j-Ex-iFP-fol-':ozl--NcfficE--oF-'rtiHEifiTANci-YAX-APPRAisEMENY-,--iii-oWANCi-oi----------------- DISALLOWANCE OF DEDUCTIONS AND ASSESSMENT OF TAX ESTATE OF SHIELDS PAUL J FILE NO. 21 01-1013 ACN 101 DATE 03-25-2002 TAX RETURN WAS: ( ) ACCEPTED AS FILED ( X) CHANGED SEE ATTACHED NOTICE RESERVATION CONCERNING FUTURE INTEREST - SEE REVERSE APPRAISED VALUE OF RETURN BASED ON: ORIGINAL RETURN 1. Real Estate (Schedule A) 2. Stocks and Bonds (Schedule B) 3. Closely Held Stock/Partnership Interest (Schedule C) 4. Mortgages/Notes Receivable (Schedule D) 5. Cash/Bank Deposits/Misc. Personal Property (Schedule E) 6. Jointly Owned Property (Schedule F) 7. Transfers (Schedule G) 8. Total Assets APPROVED DEDUCTIONS AND EXEMPTIONS: 9. Funeral Expenses/Adll. Costs/Misc. Expenses (Schedule H) 10. Debts/Mortgage Liabilities/Liens (Schedule I) 11. Total Deductions 12. Net Value of Tax Return 13. Charitable/Governllental Bequests; Non-elected 9113 Trusts (Schedule J) 14. Net Value of Estate Subject to Tex (9) ClO) 16,292.41 NOTE: To insure proper credit to your account, subllit the upper portion of this forll with your tax paYllent. (8) 293,749.43 465.29 Cl1) Cl2) Cl3) Cl4) 1".757 70 276,991.73 .00 276,991.73 NOTE: I~ an assessment was issued previously, lines 14, 15 and/or 16, 17, 18 and 19 will re~lect ~igures that include the total o~ abb returns assessed to date. ASSESSMENT OF TAX: 15. Allount of Line 14 at Spousal rate (15) 16. Allount of Line 14 taxable at Lineal/Class A rate (16) 17. Allount of Line 14 at Sibling rate (17) 18. Allount of Line 14 taxable at Collateral/Class B rate (18) 19. Principal Tax Due TAX CREDITS: 71,643.57 X 00 = .00 205,348.17 X 045 = 9,240.67 .00 X 12 = .00 .00 X 15 = .00 Cl9)= 9,240.67 , ..., n..'..' 'u.ow...... , II l + J AMOUNT PAID DATE NUMBER INTEREST/PEN PAID (-) 01-07-2002 CDOO0723 462.03 8,850.00 03-18-2002 REFUND .00 71.36- TOTAL TAX CREDIT 9,240.67 BALANCE OF TAX DUE .00 INTEREST AND PEN. .00 TOTAL DUE .00 . IF PAID AFTER DATE INDICATED, SEE REVERSE FOR CALCULATION OF ADDITIONAL INTEREST. ( IF TOTAL DUE IS LESS THAN $1, NO PAYMENT IS REQUIRED. IF TOTAL DUE IS REFLECTED AS A "CREDIT" (CR), YOU MAY BE DUE A REFUND. SEE REVERSE SIDE OF THIS FORM FOR INSTRUCTIONS.) ~ REV-1470 EX (6-88) '* INHERITANCE TAX EXPLANA TION OF CHANGES COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF REVENUE BUREAU OF INDIVIDUAL TAXES DEPT. 280601 HARRISBURG PA 17128-0601 DECEDENTS NAME Paul J. Shields FilE NUMBER REVIEWED BY Sheila Megonnell ACN 2101-1013 101 ITEM SCHEDULE NO. G 1 EXPLANATION OF CHANGES The IRA is fully taxable as the decedent is the primary owner and the transferee is a beneficiary not a joint owner. H Repairs cannot be used as deductions against the decedent's estate unless the real estate has been sold. ROW Page 1 ~ 1~-/9- I BUREAU OF INDIVIDUAL TAXES INHERITANCE TAX DIVISION DEPT. Z80601 HARRISBURG, PA 171Z8-0601 COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF REVENUE INHERITANCE TAX STATEMENT OF ACCOUNT *' REY-1U7 EX AFP U1-02) KEITH 0 BRENNEMAN ESQ"02 SNELBAKER ETAL 44 W MAIN ST MECHANICSBURG I~oc 20 D '";I .~.) 1 If 1\ ../ I.J-1- DATE ESTATE OF DATE OF DEATH FILE NUMBER COUNTY ACN 04-01-2002 SHIELDS 10-10-2001 21 01-1013 CUMBERLAND 101 PAUL J Allount Rellitted t~.,. PA ,'X~~~" MAKE CHECK PAYABLE AND REMIT PAYMENT TO: REGISTER OF WILLS CUMBERLAND CO COURT HOUSE CARLISLE, PA 17013 NOTE: To insure proper credit to your account, subllit the upper portion of this for.. with your tax paYIIBnt. CUT ALONG THIS LINE ~ RETAIN LOWER PORTION FOR YOUR RECORDS ~ REV=i6'ifj-ix--AFP--foi-:02-f------...-iNHERiTANC'E-yiX--STAfEME-tiy-cfF'-ic-couiif--.-..---------------- ----- ESTATE OF SHIELDS PAUL J FILE NO. 21 01-1013 ACN 101 DATE 04-01-2002 THIS STATEMENT IS PROVIDED TO ADVISE OF THE CURRENT STATUS OF THE STATED ACN IN THE NAMED ESTATE. SHOWN BELOW IS A SUMMARY OF THE PRINCIPAL TAX DUE, APPLICATION OF ALL PAYMENTS, THE CURRENT BALANCE, AND, IF APPLICABLE, A PROJECTED INTEREST FIGURE. DATE OF LAST ASSESSMENT OR RECORD ADJUSTMENT: 03-25-2002 PR I NCI PAL TAX DU E : ..._...._................................................_.............................................................................................................................................................. 9,240.67 PAYMENTS (TAX CREDITS): PAYMENT RECEIPT DISCOUNT (+) AMOUNT PAID DATE NUMBER INTEREST/PEN PAID (-) 01-07-2002 CDOO0723 462.03 8,850.00 03-18-2002 REFUND .00 71.36- TOTAL TAX CREDIT 9,240.67 I BALANCE OF TAX DUE .00 INTEREST AND PEN. .00 . IF PAID AFTER THIS DATE, SEE REVERSE TOTAL DUE .00 SIDE FOR CALCULATION OF ADDITIONAL INTEREST. ( IF TOTAL DUE IS LESS THAN $1, NO PAYMENT IS REQUIRED. IF TOTAL DUE IS REFLECTED AS A "CREDIT" (CRJ, YOU MAY BE DUE A REFUND. SEE REVERSE SIDE OF THIS FORM FOR INSTRUCTIONS. J ~ REV-l500 EX (6.QO) t , '* COMMONWEAITHOF PENNSYLVANIA . DEPARTMENT OF REVENUE DEPT. 280601 HARRISBURG, PA 17128-0601 REV-1500 INHERITANCE TAX RETURN RESIDENT DECEDENT w ~~(I) ua::~ wo..U :::1:00 (,Ja::.J o..al 0.. c( I- Z W C W U W C DECEDENTS NAME (LAST, FIRST, AND MIDDLE INITIAL) Shields, Paul J. DATE OF DEATH (MM-DD-YEAR) 10 10 2001 5 18 1922 (IF APPLICABLE) SURVIVING SPOUSE'S NAME (LAST, FIRST, AND MIDDLE INITIAL) Shields, Marietta D 1. Original Return D 4. Limited Estate D 6. Decedent Died Testate (AI1ach copy of WiU) D 9. Litigation Proceeds Received [3 2. Supplemental Return D 4a. Future Interest Compromise (date of death after 12-12-82) D 7. Decedent Maintained a Living Trust (Allach copy of Trust) D 10. Spousal Poverty Credit (date of death belween 12-31-91 and 1-1-95) c:.. I 7 -/Cf - { .._..."*-_.--_...._--.-*x~.-..:__,>"'___.".,.,"""'-..:._~,<-'.'.><-""....,..._~..,....<>...c.._..._"........"_..V<-._..'''.._._.....,,-.,.._w FILE NUMBER 2 1- 0 1 COUNTY CODE YEAR o 101 3 ----- NUMBER SOCIAL SECURITY NUMBER 188 12 3440 THIS RETURN MUST BE FILED IN DUPLICATE WITH THE REGISTER OF WILLS SOCIAL SECURITY NUMBER 172 24 - 9184 D 3. Remainder Return (date of death prior to 12-13-82) D 5. Federal Estate Tax Return Required 8. Total Number of Safe Deposit Boxes D 11. EJection to tax under Sec. 9113(A) (Allach Sch 0) NAME COMPLETE MAILING ADDRESS Keith O. Brenneman, Es uire FIRM NAME (If Appicable) Snelbaker, Brenneman & S are, P. TELEPHONE NUMBER (717) 697-8528 z o ~ ~ :J a.. :E o u >< ~ ..... z w o z o 0.. (I) W a:: a:: o u z o ti ...J :J !:: D. <( U W 0::: 1. Real Estate (Schedule A) 2. Stocks and Bonds (Schedule B) 3. Closely Held Corporation, Partnership or Sole-Proprietorship 4. Mortgages & Notes Receivable (Schedule D) 5. Cash, Bank Deposits & Miscellaneous Personal Property (Schedule E) 6. Jointly Owned Property (Schedule F) D Separate Billing Requested 7. Inter-Vivos Transfers & Miscellaneous Non-Probate Property (Schedule G or L) 8. Total Gross Assets (total Lines 1-7) 9. Funeral Expenses & Administrative Costs (Schedule H) 10. Debts of Decedent. Mortgage Liabilities, & Liens (Schedule I) 11. Total Deductions (total Lines 9 & 10) 12. Net Value of Estate (Line 8 minus Line 11) 13. Charitable and Governmental Bequests/See 9113 Trusts for which an election to tax has not been made (Schedule J) (1) (2) (3) (4) (5) (6) (7) (9) (10) 14. Net Value Subject to Tax (Line 12 minus Line 13) SEE INSTRUCTIONS ON REVERSE SIDE FOR APPLICABLE RATES 15. Amount of Line 14 taxable at the spousal tax rate, or transfers under Sec. 9116 (a)(1.2) 115.96 231.92 16. Amount of Line 14 taxable at lineal rate 17. Amount of Line 14 taxable at sibling rate 18. Amount of Line 14 taxable at collateral rate 19. Tax Due 44 W. Main Street Mechanicsburg, PA 347.88 x .0 JL (15) x .0 ~ (16) x .12 (17) x .15 (18) 20.0 CHECK HERE IF YOU ARE REQUESTING A REFUND OF AN OVERPAYMENT 17055 d :'.....) N -~ ........-.J (8) 347.88 (11 ) (12) (13) 347.88 (14) 347.88 10.44 (19) 10.44 . , Decedent's Complete Address: STREET ADDRESS 552 Bri hton Place CITY Mechanicsbur Tax Payments and Credits: 1. Tax Due (Page 1 Line 19) 2. Credits/Payments A. Spousal Poverty Credit B. Prior Payments C. Discount (1 ) 10.44 Total Credits (A + B + C ) (2) 3. Interest/Penalty if applicable D. Interest E. Penalty TotallnterestlPenalty ( D + E ) (3) 4. If Line 2 is greater than Line 1 + Line 3, enter the difference. This is the OVERPAYMENT. Check box on Page 1 Line 20 to request a refund (4) 5. If line 1 + line 3 is greater than Line 2, enter the difference. This is the TAX DUE. 10.44 (5) (SA) (5B) A. Enter the interest on the tax due. B. Enter the total of Line 5 + SA. This is the BALANCE DUE. 10.44 Make Check Payable to: REGISTER OF WILLS, A GENT PLEASE ANSWER THE FOllOWING QUESTIONS BY PLACING AN "X" IN THE APPROPRIATE BLOCKS 1. Did decedent make a transfer and: Yes a. retain the use or income of the property transferred;.......................................................................................... 0 b. retain the right to designate who shall use the property transferred or its income; ............................................ 0 c. retain a reversionary interest; or.......................................................................................................................... 0 d. receive the promise for life of either payments, benefits or care? ...................................................................... 0 2. If death occurred after December 12, 1982, did decedent transfer property within one year of death without receiving adequate consideration? ............................... .................... ........... .............. ..... ............................. D 3. Did decedent own an "in trust for" or payable upon death bank account or security at his or her death? .............. D 4. Did decedent own an Individual Retirement Account, annuity, or other non-probate property which contains a beneficiary designation? ........................................................................................................................ !J No ; XE9 ~ ~ ~ D IF THE ANSWER TO ANY OF THE ABOVE QUESTIONS IS YES, YOU MUST COMPLETE SCHEDULE G AND FILE IT AS PART OF THE RETURN. Under penalties of pe~ury, I declare that I have examined this retum, Induding accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct and complete. Dedaration of preparer other than the personal representative is based on an information of which preparer has any knowledge. SIGNAT PERSON RESPONSIBLE FOR FILING RETURN ~ .. , Executor ADDRESS ADDRESS SIGNATURE 44 w DATE 2.c ....,,~ c '- ,n ~,:JM"- DA E For dates of death on or after July 1, 1994 and before January 1, 1995, the tax rate imposed on the net value of transfers to or for the use of the surviving spouse is 3% [72 P.S. 99116 (a) (1.1) (i)1. For dates of death on or after January 1, 1995, the tax rate imposed on the net value of transfers to or for the use of the surviving spouse is 0% [72 P.S. 99116 (a) (1.1) (ii)J. The statute does not exemot a transfer to a surviving spouse from tax, and the statutory requirements for disclosure of assets and filing a tax return are still applicable even if the surviving spouse is the only beneficiary. For dates of death on or after July 1, 2000: The tax rate imposed on the net value of transfers from a deceased child twenty-one years of age or younger at death to or for the use of a natural parent, an adoptive parent, or a stepparent of the child is 0% [72 P.S. ~9116(a)(1.2)J. The tax rate imposed on the net value of transfers to or for the use of the decedent's lineal beneficiaries is 4.5%, except as noted in 72 P.S. 99116(1.2) [72 P.S. 99116(a)(1 )]. The tax rate imposed on the net value of transfers to or for the use of the decedent's siblings is 12% [72 P.S. ~9116(a)(1.3)]. A sibling is defined, under Section 9102, as an individual who has at least one parent in common with the decedent, whether by blood or adoption. . f( .....,..".".... . COMMONWEALTH OF PENNSYlVANIA INHERITANCE TAX RETURN RESIDENT DECEDENT SCHEDULE E CASH, BANK DEPOSITS, & MISC. PERSONAL PROPERTY ESTATE OF Paul J. Shields FILE NUMBER 21-01-1013 Include the proceeds of litigation and the date the proceedS were received by the estate. All property jointly-owned with the right of survivorship must be disclosed on Schedule F. ITEM VALUE AT DATE NUMBER DESCRIPTION OF DEATH 1. Refund, Medicare Supplemental Health Insurance 249.82 2. Refund, prescription drug plan 18.17 3. Refund, automobile insurance 75.55 4. Refund, MetLife Group Life Insurance 4.34 TOTAL (Also enter on line 5, Recapitulation) $ 347 . 88 (If more space is needed, insert additional sheets of the same size) .-.- , " REV-1S13 EX+ (2-'''' '* COMMONWEALTH Of P~NNSYLVANIA INHE.nANeE TAX lnulN IESlDENT DECEDENT SCHED'ULE J BENEFICIARIES ESTATE OF FILE NUMBER Paul J. Shields 21-01-1013 ITEM NAME AND ADDRESS OF BENEFICIARY RELATIONSHIP AMOUNT OR NUMBER SHARE OF EST A TE A. Taxable Be.quests: 1. Randall A. Shields Son Residue of Es 2 Skywood Court Baltimore, MD 21234 Marietta Shields Surviving Spousal Elect Room 107, Seidle Hospital Spouse 1/3 of net pr 120 S. Filbert Street Estate Mechanicsburg, PA 17055 tate ion: abate ITEM NUMBER NAME AND ADDRESS OF BENEFICIARY AMOUNT OR SHARE OF ESTATE B. Charitable and Governmental Bequests: 1. TOTAL CHARITABLE AND GOVERNMENTAL BEQUESTS (Also enter on line 13, Recapitulation) S (If more space is needed, insert additional sheets of same size) (/ :n n r- c::: DI CD - Q. 3 ~ 0'" ~ ~ 0 ro .. - ;- ~. :! rt' Q. ." 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TTEpUEH ~?"J1 HI L.L. ?I:I;J aNYlIII~ :10 llNno:) VINVA'lCN.-3t1 ~o 1I11Y1J.\NOWWO:> Of"Jy7A~ -tJ(} ~6(/S COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF REVENUE BUREAU OF INDIVIDUAL TAXES DEPT. 280601 HARRISBURG. PA 17128-0601 REV-1162 EX( 11-96) RECEIVED FROM: PENNSYLVANIA INHERITANCE AND ESTATE TAX OFFICIAL RECEIPT BRENNEMAN KEITH 0 44 W MAIN STREET MECHANICSBURG, PA 17055 -------- fold ESTATE INFORMATION: SSN: 188-12-3440 FILE NUMBER: 2101-1013 DECEDENT NAME: SHIELDS PAUL J DATE OF PAYMENT: OS/24/2002 POSTMARK DATE: 00/00/0000 COUNTY: CUMBERLAND DATE OF DEATH: 10/10/2001 NO. CD 001211 ACN ASSESSMENT CONTROL NUMBER AMOUNT 101 I $10.44 I I I I I I I I TOTAL AMOUNT PAID: $1 0.44 REMARKS: KEITH 0 BRENNEMAN ESQUIRE CHECK#1043 SEAL INITIALS: VZ RECEIVED BY: REGISTER OF WILLS MARY C. LEWIS REGISTER OF WILLS LAW OFFICES SNELBAKER. BRENNEMAN Be SPARE ESTATE OF PAUL J. SHIELDS, DECEASED NO. 21-01-1013 FIRST AND FINAL ACCOUNT OF RANDALL A. SHIELDS, EXECUTOR UNDER THE LAST WILL AND TESTAMENT OF PAUL J. SHIELDS, DECEASED, LATE OF UPPER ALLEN, TOWNSHIP, CUMBERLAND COUNTY, PENNSYLVANIA RANDALL A. SHIELDS, EXECUTOR and Accountant herein avers as follows: DATE OF DECEDENT'S DEATH: October 10,2001 DATE LETTERS TESTAMENTARY ISSUED: November 5, 2001 LETTERS TESTAMENTARY WERE ADVERTISED AS FOLLOWS: The Patriot-News Co.: November 27, December 4, 11,2001 Cumberland Law Journal: November 23,30, December 7,2001 DATE OF RULE 5.6(A) CERTIFICATION: November 14, 2001 PERSONALTY - PRINCIPAL ACCOUNT DEBITS The Accountant charges himself with receipt of the Decedent's personal property as more fully set forth in the Inventory and Appraisement filed in the Office of the Register of Wills for Cumberland County, Pennsylvania on January 22,2002 ($18,544.83) together with the following additional sums: Refund, Medicare Supplemental Health Insurance: Refund, prescription drug plan: $249.82 18.17 LAW OFFICES SNELBAKER. BRENNEMAN & SPARE Refund, automobile insurance: Refund, MetLife group life insurance: 75.55 4.34 Total: TOTAL, PERSONALTY, PRINCIPAL ACCOUNT, DEBITS: PRINCIPAL CONVERSIONS INTO CASH The Accountant claims the following gains/losses associated with principal conversions into cash: First Union Securities, Account No. 7963-7005 Date of Death Value: Sums withdrawn to close of account: $5,790.11 6.365.80 Net Gain/Loss: TOTAL, PERSONALTY, PRINCIPAL CONVERSIONS: PERSONALTY - PRINCIPAL ACCOUNT CREDITS The Accountant claims credit for payment of the following items from personalty principal: Checks posted to Decedent's checking account after date of death: United Water Pennsylvania: William Shields: Upper Allen Township: $ 14.94 101.75 100.00 Total: Nickel Funeral Home - funeral expense Rev. Julie Hart - honorarium for services St. Paul's Church and Social Committee - services and luncheon -2- $18.892.71 $18.892.71 $575.69 $575.69 $ 216.69 6,552.60 200.00 1,000.00 Snelbaker, Brenneman & Spare, P. C. - reimbursement of costs advanced: Initial probate fee: Cumberland Law Journal: Patriot News: Register of Wills - Spousal Election: $38.00 75.00 96.81 15.00 Total: Snelbaker, Brenneman & Spare, P. C. -legal fees to 1/31/02 Chuck Bricker, Auctioneer - appraisal of personalty Pinnacle Health Hospital - payment on account Register of Wills, Agent - inheritance tax on probate assets Register of Wills - additional probate fee U. S. Postal Service - postage The Patriot News - payment on account Bank of America - check printing fee Pinnacle Health Hospital - payment on account Pinnacle Health Hospital - payment on account The Accountant reserves the following sums to be paid subsequent to the filing hereof: Snelbaker, Brenneman & Spare, P. C. -legal fees and costs advanced to 4/24/02: M. Shields - payment of family exemption: Reserve for miscellaneous legal expenses, accounting expenses and filing fees: TOTAL, PERSONALTY, PRINCIPAL ACCOUNT, CREDITS: PERSONALTY - INCOME ACCOUNT DEBITS The Accountant charges himself with receipt of the following items of income from personalty: LAW OFFICES SNELBAKER. BRENNEMAN Be SPARE PNC Checking Account No. 5000998192, interest posted/earned from date of death to close of account: TOTAL, PERSONALTY, INCOME ACCOUNT, DEBITS: -3- 224.81 2,422.50 40.00 19.39 1,780.31 271. 00 13.60 3.35 22.00 357.00 2,389.50 1,641.40 3,500.00 1.000.00 $21.654.25 $8.52 $8.52 PERSONALTY - INCOME ACCOUNT CREDITS The Accountant claims credit for payment of the following items from personalty income: Commonwealth of Pennsylvania, 2001 income: $ 15.94 U. S. Treasury, 2001 Federal Income Tax: 859.00 TOTAL, PERSONALTY, INCOME ACCOUNT, CREDITS: $874.94 REAL ESTATE - PRINCIPAL ACCOUNT DEBITS The Accountant charges himself with receipt of the Decedent's real estate as follows: Condominium Unit known as 552 Brighton Place, Mechanicsburg, as described in Cumberland County Deed Book 173, Page 50 Sales Price: $123,900.00 $123.900.00 TOTAL, REAL ESTATE, PRINCIPAL ACCOUNT, DEBITS: REAL ESTATE - PRINCIPAL ACCOUNT CREDITS The Accountant claims credit for payment of the following items from real estate principal: LAW OFFICES SNELBAKER. BRENNEMAN Be SPARE L. G. Connor Appraisers - appraisal fee S. H. Black & Son - repairs to condominium Brighton Place - condominium fees (November, December) Waste Management of Central PA (October, November) PP&L Electric (August - November) United Water Pennsylvania (September - November) Comcast - final payment on account 275.00 10,221.91 136.00 19.84 91.57 34.14 5.22 -4- Verizon - payment on account AT &T Consumer Lease Services - payment on account Brighton Place Condominium fee (January - March) United Water Pennsylvania (December - April) PP&L Electric Upper Allen Township - sewer charges Settlement costs on sale of Real Estate: Transfer tax Sewer charges: Notary fee: Tax certification: Homeowner's dues 2002 County Real Estate Taxes Resale Certificate fee: Processing fee to Re/Max Sales Commission to Re/Max $1,239.00 115.56 14.00 68.00 312.24 50.00 195.00 7.434.00 Total: TOTAL, REAL ESTATE, PRINCIPAL ACCOUNT, CREDITS: REAL ESTATE - INCOME ACCOUNT DEBITS The Accountant charges himself with receipt of the following income from real estate: Credit for prorated items upon sale of real estate: County Real Estate Taxes School Taxes: April Condo fee: $223.03 283.90 35.17 Total: Refunds, AT&T LA W OFFICES SNELBAKER. BRENNEMAN Be SPARE TOTAL, REAL ESTATE, INCOME ACCOUNT, DEBITS: -5- 58.98 19.46 204.00 49.95 281. 78 200.00 9.427.80 $21.025.65 $542.10 33.44 $575.54 LAW OFFICES SNELBAKER. BRENNEMAN & SPARE REAL ESTATE - INCOME ACCOUNT CREDITS The Accountant claims credit for payment of the following items from real estate income: TOTAL, REAL ESTATE, INCOME ACCOUNT, CREDITS: -6- NONE NONE - __u __u __ __ LAW OFFICES SNELBAKER. BRENNEMAN Be SPARE I. PERSONALTY A. PRINCIPAL ACCOUNT Debits Net Gains/Losses Sub- Total Credits Balance B. INCOME ACCOUNT Debits Credits Balance RECAPITULATION $18,892.71 575.69 19,468.40 (21.654.25) $ 8.52 874.94 C. NET BALANCE OF PERSONALTY: II. REAL ESTATE A. PRINCIPAL ACCOUNT Debits Credits Balance B. INCOME ACCOUNT Debits Credits Balance $ 123,900.00 21.025.65 $ 575.54 -0- C. NET BALANCE OF REAL ESTATE: III. NET BALANCE OF ESTATE FOR DISTRIBUTION: -7- $(2,185.85) $(866.42) $(3,052.27) $102,874.35 $575.54 $103.449.89 $100.397.62 SCHEDULE OF PROPOSED DISTRIBUTION 1. To: MARIETTA SHIELDS on account of Spousal Election pursuant to 20 Pa.C.S.A. S 2210(a): $ 33,131.21 2. To: RANDALL A. SHIELDS as per Item 2 of Decedent's Will: Furniture/furnishings received in kind: $510.00 Cash: $66.756.41 $ 67.266.41 TOTAL DISTRIBUTION: $100.397.62 LAW OFFICES SNElBAKER. BRENNEMAN a: SPARE -8- STATE OF MARYLAND COUNTYOF ~ ) : SS. ) RANDALL A. SHIELDS, being duly sworn according to law deposes and says: that he is the Executor of the Estate of PAUL J. SHIELDS, Deceased and the Accountant herein; that the foregoing Accounting is true and complete; that the attached list or schedule [*] contains the names and addresses of all persons who have given notice of their claims, and whose claims remain unpaid; that the attached list or schedule [**] contains the names of all persons interested in the distribution of said Estate; and that the facts set forth in the within Account are true and correct to the best of his knowledge, information and belief. R~- - ~-~\\.~ .g.~~~ \ Randall A. Shields, Executor (SEAL) My Commission Expires May 1, 2005 * Persons havin~ claims against Estate: None ** Persons interested in distribution of Estate: Randall A. Shields 2 Skywood Court Baltimore, MD 21234 Marietta Shields Room 107, Seidle Hospital 120 S. Filbert Street Mechanicsburg,PA 17055 Cumberland County Assistance Office c/o Linda Hasco P. O. Box 599 Carlisle, PA 17013-0599 -9- ///)_/9-/ BUREAU OF INDIVIDUAL TAXES INHERITANCE TAX DIVISION DEPT. 280601 HARRIS8URG, PA 11128-0601 COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF REVENUE INHERITANCE TAX STATEMENT OF ACCOUNT * REV-U07 EX AFP (01-02) "()2 JUl -1 DATE ESTATE OF DATE OF DEATH FILE NUMBER :05 COUNTY ACN 06-24-2002 SHIELDS 10-10-2001 21 01-1013 CUMBERLAND 101 PAUL J KEITH 0 BRENNEMAN ESQ SNELBAKER ETAL 44 W MAIN ST MECHANICSBURG Allount Re..itted C PA 17J5~rnL MAKE CHECK PAYABLE AND REMIT PAYMENT TO: REGISTER OF WILLS CUMBERLAND CO COURT HOUSE CARLISLEI PA 17013 NOTE: To insure proper credit to your accountl subllit the upper portion of this forll with your tax paYllent. CUT ALONG THIS LINE ~ RETAIN LOWER PORTION FOR YOUR RECORDS ~ REY:ii;b-j-ix-AFP--i'lif:ozi-------...-iNiiERi'TANC'E-TAX-STA-iEMENT-'(fF'-Accouiii--.-..--------------- --- - -- ESTATE OF SHIELDS PAUL J FILE NO.21 01-1013 ACN 101 DATE 06-24-2002 THIS STATEHENT IS PROVIDED TO ADVISE OF THE CURRENT STATUS OF THE STATED ACN IN THE NAHED ESTATE. SHOWN BELOW IS A SUHHARY OF THE PRINCIPAL TAX DUEl APPLICATION OF ALL PAYHENTSI THE CURRENT BALANCEI ANDI IF APPLICABLE I A PROJECTED INTEREST FIGURE. DATE OF LAST ASSESSMENT OR RECORD ADJUSTMENT: 06-17-2002 P R I NC I PAL TAX DU E : ........................................................................................................................................................................................................................... 91251.11 PAYMENTS (TAX CREDITS): PAYMENT RECEIPT DISCOUNT (+) AMOUNT PAID DATE NUMBER INTEREST/PEN PAID (-) 01-07-2002 CDOO0723 462.56 81850.00 03-18-2002 REFUND .00 71.36- 05-24-2002 CDOO1211 .00 10.44 TOTAL TAX CREDIT 91251.64 BALANCE OF TAX DUE .53CR INTEREST AND PEN. .00 . IF PAID AFTER THIS DATEI SEE REVERSE TOTAL DUE .53CR SIDE FOR CALCULATION OF ADDITIONAL INTEREST. ( IF TOTAL DUE IS LESS THAN $11 NO PAYHENT IS REQUIRED. IF TOTAL DUE IS REFLECTED AS A "CREDIT" (CRll YOU HAY BE DUE A REFUND. SEE REVERSE SIDE OF THIS FORH FOR INSTRUCTIONS. l v v STATUS REPORT UNDER RULE 6.12 Name of Decedent: Paul J. Shields Date of Death: October 10, 2001 Will No. Admin. No. 21-01-1013 Pursuant to Rule 6.12 of the Supreme Court Orphans' Court Rules, I report the following with respect to completion of the administration of the above-captioned estate: 1. State whether administration of the estate is complete: Yes X No 2. If the answer is No, state when the personal representative reasonably believes that the administration will be complete: 3. If the answer to No. 1 is Yes, state the following: a. Did the personal representative file a final account with the Court? Yes X No b The separate Orphans' Court No. (if any) for the personal representative's account is: c. Did the personal representative state an account informally to the parties in interest? Yes No d. Copies of receipts, releases, joinders and approvals of formal or informal accounts may be filed with the Cerk of the Orphans' Court and may be attached to this report. Date: June 26. 2002 IjJn~ Signature r- I _J ::-.:J -----:; Keith o. Brenneman Name (Please type or print) 44 W. Main Street Mechanicsburq, PA 17055 Address :....,......., . . t';-; to" i c:3 (7171 697-8528 Te 1. No. ',(" ~ --" ....~_... Capacity: Personal Representative x Counsel for personal representative (MAH: rmf / AM) ) 17- /9- / ~~ BUREAU OF INDIVIDUAL TAXES INHERITANCE TAX DIVISION DEPT. 280601 HARRISBURG, PA 11128-0601 COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF REVENUE NOTICE OF INHERITANCE TAX APPRAISEHENT, ALLOWANCE OR DISALLOWANCE OF DEDUCTIONS AND ASSESSHENT OF TAX KEITH 0 BRENNEMAN ESQ SNELBAKER ETAL 44 W MAIN ST MECHANICSBURG '02 DATE ESTATE OF DATE OF DEATH FILE NUMBER () "") 'r\r~COUNTY , , '.I-'ACN 06-17-2002 SHIELDS 10-10-2001 21 01-1013 CUMBERLAND 101 JUI\J 21 * REV-1S~7 EX AFP (01-02) PAUL J \J~' :. PA 17o!i~nt, Allount Rellitted MAKE CHECK PAYABLE AND REMIT PAYMENT TO: REGISTER OF WILLS CUMBERLAND CO COURT HOUSE CARLISLE, PA 17013 CUT ALONG THIS LINE ~ RETAIN LOWER PORTION FOR YOUR RECORDS ~ RE-Y=iS4-j-EX-AFP-fol-':oz-f-NoT"icE--oF-'Z-NHE;fiTiifcE-T"Ax-jrppRjrisEMENT-,--AL'LowiNCE-oii----------------- DISALLOWANCE OF DEDUCTIONS AND ASSESSMENT OF TAX ESTATE OF SHIELDS PAUL J FILE NO. 21 01-1013 ACN 101 DATE 06-17-2002 TAX RETURN WAS: (X) ACCEPTED AS FILED ) CHANGED I~ an assessment was issued previously, lines 14, 15 and/or 16, 17, 18 and 19 will re~lect ~igures that include the total o~ ALL returns assessed to date. ASSESSMENT OF TAX: 15. Allount of Line 14 at Spousal rate (15) 16. Allount of Line 14 taxable at Lineal/Class A rate (16) 17. Allount of Line 14 at Sibling rate (17) 18. Allount of Line 14 taxable at Collateral/Class B rate (18) 19. Principal Tax Due TAX CREDIT~~ RESERVATION CONCERNING FUTURE INTEREST - SEE REVERSE APPRAISED VALUE OF RETURN BASED ON: SUPPLEMENTAL RETURN 1. Real Estate (Schedule A) (1) 2. Stocks and Bonds (Schedule B) (2) 3. Closely Held Stock/Partnership Interest (Schedule C) (3) 4. Hartgages/Notes Receivable (Schedule D) (4) 5. Cash/Bank Deposits/Hisc. Personal Property (Schedule E) (5) 6. Jointly Owned Property (Schedule F) (6) 7. Transfers (Schedule G) (7) 8. Total Assets NO. 01 .00 .00 .00 .00 347.88 .00 .00 (8) APPROVED DEDUCTIONS AND EXEMPTIONS: 9. Funeral Expenses/Adll. Costs/Hisc. Expenses (Schedule H) (9) 10. Debts/Hortgage Liabilities/Liens (Schedule I) (10) 11. Total Deductions 12. Net Value of Tax Return 13. Charitable/Governllental Bequestsj Non-elected 9113 Trusts (Schedule J) 14. Net Value of Estate Subiect to Tax .00 .00 lll) ll2) ll3) ll4) NOTE: 71,759.53 X 00 = 205,580.09 X 045 = .00 X 12 = .00 X 15 = NOTE: To insure proper credit to your account, subllit the upper portion of this forll with your tax paYllent. 347.88 no 347.88 .00 277,339.61 ll9)= .00 9,251.11 .00 .00 9,251.11 - r"rnl::nl K~I;~~"'I l+J AHOUNT PAID DATE NUHBER INTEREST/PEN PAID (-) 01-07-2002 CDOO0723 462.56 8,850.00 03-18-2002 REFUND .00 71.36- PAYMENT MUST BE MADE BY 07-10-2002*. TOTAL TAX CREDIT 9,241.20 BALANCE OF TAX DUE 9.91 INTEREST AND PEN. .00 TOTAL DUE 9.91 . IF PAID AFTER DATE INDICATED, SEE REVERSE FOR CALCULATION OF ADDITIONAL INTEREST. ( IF TOTAL DUE IS LESS THAN $1, NO PAYHENT IS REQUIRED. IF TOTAL DUE IS REFLECTED AS A "CREDIT" (CR), YOU HAY BE DUE A REFUND. SEE REVERSE SIDE OF THIS FORM FOR INSTRUCTIONS.) J . REV-15oo EX (&<lO) c...... COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF REVENUE DEPT. 280601 HARRISBURG, PA 17128-0601 REV-1500 INHERITANCE TAX RETURN RESIDENT DECEDENT w ..., ~:$lI) oD::~ wc..o J:oo oD::..J c..1D c.. <( /7- /9 - FILE NUMBER 21_01 o 1 013 COUNTY COOE YEAR ----- NUMBER SOCIAL SECURITY NUMBER 188 - 12 I- Z W o W U w o DECEDENT'S NAME (LAST, FIRST, AND MIDDLE INITIAL) Shields, Paul J. DATE OF DEATH (MM-DD-YEAR) 10/10/2001 (IF APPLICABLE) SURVIVING SPOUSE'S NAME (LAST, FIRST, AND MIDDLE INITIAL) 3440 DATE OF BIRTH (MM-DD-YEAR) 05/18/1922 THIS RETURN MUST BE FILED IN DUPLICATE WITH THE REGISTER OF WILLS SOCIAL SECURITY NUMBER Shields Marietta ~ 1. Original Return D 4. limited Estate ~ 6. Decedent Died Testate (Attach copy of Will) D 9. Litigation Proceeds Received D 2. Supplemental Return D 4a. Future Interest Compromise (date of death after 12-12-82) D 7. Decedent Maintained a Living Trust (Attach copy ofTrust) D 10. Spousal Poverty Credit (dete of death belween 12-31-91 and 1-1-95) D 3. Remainder Return (date of death prior 10 12-13-82) o 5. Federal Estate Tax Return Required JL 8. Total Number of Safe Deposit Boxes o 11. Election to tax under Sec. 9113(A) (Attach SchO) COMPLETE MAILING ADDRESS NAME . . Ke1th o. Brenneman, Esqu1re FIRM NAM~If.APPli~ble) SneinaKer, Brenneman & S are, p.e TELEPHONE NUMBER (717) 697-8528 1. Real Estate (Schedule A) 2. Stocks and Bonds (Schedule B) 3. Closely Held Corporation, Partnership or Sole-Proprietorship 4. Mortgages & Notes Receivable (Schedule D) 5. Cash, Bank Deposits & Miscellaneous Personal Property (Schedule E) 6. Jointly Owned Property (Schedule F) o Separate Billing Requested 7. Inter-Vivos Transfers & Miscellaneous Non-Probate Property (Schedule G or L) 8, Total Gross Assets (total lines 1-7) 9. Funeral Expenses & Administrative Costs (Schedule H) 10. Debts of Decedent, Mortgage Liabilities, & Liens (Schedule I) 11. Total Deductions (total Lines 9 & 10) 12. Net Value of Estate (line 8 minus line 11) 13. Charitable and Governmental Bequests/See 9113 Trusts for which an election to tax has not been made (Schedule J) z o ~ ....I ::) !:: 0.. <C u w 0:: 14. Net Value Subject to Tax (line 12 minus line 13) 44 W. Main Street Mechanicsburg, PA 17055 (1) (2) (3) (4) (5) 111,500.00 ::J(';; ~ ~~:; 3~ (;"" r ~ :rJ?t' (~1 <'": C" (~ 18,544.83 L.. ~ (6) N N (7) 125.593.10 " ' (8) 255,637.93 (9) (10) 26,514.32 465.29 (11) 26,979.61 (12) 228,658.32 (13) (14) 228,658.32 SEE INSTRUCTIONS ON REVERSE SIDE FOR APPLICABLE RATES 34,011.52 194,646.80 x.O L (15) x .O..!? (16) -0- 8,759.11 z o ~ .- ::) 0.. :E o u ~ 15. Amount of line 14 taxable at the spousal tax rate, or transfers under Sec. 9116 (a)(1.2) 16. Amount of line 14 taxable at lineal rate 17. Amount of Line 14 taxable at sibling rate 18. Amount of Line 14 taxable at collateral rate 19. Tax Due x .12 (17) x .15 (18) (19) 8,759.11 CHECK HERE IF YOU ARE REQUESTING A REFUND OF AN OVERPAYMENT 20.@ Decedent's Complete Address: STREET ADDRESS 552 Brighton Place CITY 1 . b ~q I STATE PA I ZIP 17055 MeClanlCS ur Tax Payments and Credits: 1. Tax Due (Page 1 Line 19) 2. Credits/Payments A. Spousal Poverty Credit B. Prior Payments C. Discount (1) 8,850.00 437.95 Total Credits (A + B + C ) (2) 9,287.95 3. Interest/Penalty if applicable D. Interest E. Penalty Total Interest/Penalty ( D + E ) (3) 4. If Line 2 is greater than line 1 + line 3, enter the difference. This is the OVERPAYMENT. Check box on Page 1 Line 20 to request a refund (4) 528.84 5. If Line 1 + Line 3 is greater than Line 2, enter the difference. This is the TAX DUE. A. Enter the interest on the tax due. (5) (5A) B. Enter the total of line 5 + 5A. This is the BALANCE DUE. (5B) Make Check Payable to: REGISTER OF WILLS, AGENT PLEASE ANSWER THE FOllOWING QUESTIONS BY PLACING AN "X" IN THE APPROPRIATE BLOCKS 1. Did decedent make a transfer and: Yes a. retain the use or income of the property transferred;.......................................................................................... D b. retain the right to designate who shall use the property transferred or its income; ............................................ D c. retain a reversionary interest; or.......................................................................................................................... D d. receive the promise for life of either payments, benefits or care? ...................................................................... D 2. If death occurred after December 12,1982, did decedent transfer property within one year of death without receiving adequate consideration? .............................................................................................................. D 3. Did decedent own an "in trust for" or payable upon death bank account or security at his or her death? .............. D 4. Did decedent own an Individual Retirement Account, annuity, or other non-probate property which contains a beneficiary designation? ........................................................................................................................ ~ No 00 00 lXI lXI [iI [iI D IF THE ANSWER TO ANY OF THE ABOVE QUESTIONS IS YES, YC J ~IU;. f COMPLETE SCHEDULE G AND FILE IT AS PART OF THE RETURN. Under penalties of pe~ury. I declare that I have examined this retum, including accompanying schedule, and stalemee,ts, and 10 the pest of my knowledge and belief, it is true. correct and complete. Declaration of preparer other than the personal representative is based on all information of which ~leparer has any knowledge. DATE IGo ~, 0"'1- SIGNAT~ PERSON RESPONSIBLE FOR FILING RETURN l::s:'o...~... OQ .A-.e;~..'-~ Executor ADDRESS 25 Court, Baltimore, MD 21234 SIGNAT R THAN REPRESENTATIVE -DATE Vi/J/, 1'- 2.0' l... ADDRESS For dates of death on or after July 1, 1994 and before January 1, 1995, the tax rate imposed on the net value of transfers to or for the use of the surviving spouse is 3% [72 P.S. ~9116 (a) (1.1) (i)]. For dates of death on or after January 1, 1995, the tax rate imposed on the net value of transfers to or for the use of the surviving spouse is 0% [72 PS. ~9116 (a) (1.1) (ii)J. The statute does not exemot a transfer to a surviving spouse from tax, and the statutory requirements for disclosure of assets and filing a tax return are still applicable even if the surviving spouse is the only beneficiary. For dates of death on or after July 1, 2000: The tax rate imposed on the net value of transfers from a deceased child twenty-one years of age or younger at death to or for the use of a natural parent, an adoptive parent, or a stepparent of the child is 0% [72 P.S. 99116(a)(1.2)). The tax rate imposed on the net value of transfers to or for the use of the decedent's lineal beneficiaries is 4.5%, except as noted in 72 P.S. ~9116(1.2) [72 P.S. ~9116(a)(1)]. The tax rate imposed on the net value of transfers to or for the use of the decedent's siblings is 12% [72 P.S. ~9116(a)(1.3)]. A sibling is defined, under Section 9102, as an individual who has at least one parent in common with the decedent, whether by blood or adoption. REV.,502EX' (1.97) (I) SCHEDULE A REAL ESTATE COMMONWEALTH OF PENNSYLVANIA INHERITANCE TAX RETURN RESIDENT DECEDENT ESTATE OF FILE NUMBER Paul J. Shields 21-01-1013 All real property owned solely or as a tenant in common must be reported at fair market value. Fair market value is defined as the price at which property would be exchanged between a willing buyer and a willing seller, neither being compelled to buy or sell, both having reasonable knowledge of the relevant facts. Real property which is jointly-owned with right of survivorshiD must be disclosed on Schedule F. ITEM NUMBER 1. DESCRIPTION Condominium un~t known as 552 Br~ghton Pl.ace, Upper Allen Township, Cumberland County, Pennsylvania, more fully described in Cumberland County Deed Book 173, Page 50, Appraised Value: VALUE AT DATE OF DEATH $111,500.00 TOTAL (Also enter on line 1, Recapitulation) $ 111,500.00 (If more space is needed, insert additional sheets of the same size) REV-1508 EX '(1-97) (I) SCHEDULE E CASH, BANK DEPOSITS, & MISC. PERSONAL PROPERTY COMMONWEALTH OF PENNSYLVANIA INHERITANCE TAX RETURN RESIDENT DECEDENT ESTATE OF Paul J. Shields FILE NUMBER 21-01-1013 Include the proceeds of litigation and the date the proceeds were received by the estate. All property jointly-owned with the right of survivorship must be disclosed on Schedule F. ITEM VALUE AT DATE NUMBER DESCRIPTION OF DEATH 1. First Union Securities, Account No. 7963-7005 A. Money Market: B. Pioneer Midcap Value Fund: Total: $1,096.00 4,694.11 $5,790.11 2. Miscellaneous personal furnishings, furniture and property: 510.00 3. PNC Bank Account No. 5000099819~checking): 12,244.72 TOTAL (Also enter on line 5, Recapitulation) $ 18 , 544 . 83 (If more space is needed, insert additional sheets of the same size) REV-1510 EX + (1-97) (I) SCHEDULE G INTER.VIVOS TRANSFERS & MISC. NON.PROBA TE PROPERTY ESTATE OF Paul J. Shields FILE NUMBER 21-01-1013 COMMONWEALTH OF PENNSYLVANIA INHERITANCE TAX RETURN RESIDENT DECEDENT ITEM NII~ARi=R 1. This schedule must be completed and filed if the answer to any of questions 1 through 4 on the reverse side of the REV-1500 COVER SHEET is yes. % OF DEeDS INTEREST DESCRIPTION OF PROPERTY INCLUOE THE NAME OF THE TRANSFEREE. THEIR RELATlOOSHIP TO DECEDENT AND THE DATE OF TRANSFER ATIACH A COPY OF THE DEED FOR REAl. ESTATE. DATE OF DEATH VAllJF OF A!,;!,;FT First Union Securities; Paul Shielc s IRA Account No. 7164-3092. Transfc r to son, Randall A. Shields, named beneficiary upon death ; 163,704.60 2. 1993 Mercury Sedan, VIN 2MELM75WXPX607833 Transferee: Marietta Shields, surviving spouse. Decedent and spouse owned vehicle as tenants by the entireties since 1994. 100% 1,200.00 50% *Insurance proceeds payable to account upon death of account owne EXCLUSION IF 'Da 'NO' d TAXABLE VALUE 38,111 50* 125,593.10 100% -0- TOTAL (Also enter on line 7, Recapitulation) $ 125, 593 . 10 (If more space IS needed, insert additional sheets of the same size) '"""0'"'''' '* COMMONWEALTH OF PENNSYLVANIA INHERITANCE TAX RETURN RESIDENT DECEDENT SCHEDULE H FUNERAL EXPENSES & ADMINISTRATIVE COSTS ESTATE OF Paul J. Shields FILE NUMBER 21-01-1013 Debts of decedent must be reported on Schedule I. ITEM NUMBER A. 1. B. 1. 2. 3. 4. 5. 6. 7. DESCRIPTION FUNERAL EXPENSES: Nickel Funeral Home - funeral expense Rev. Julie Hart - honorarium for serVlce St. Paul's Church and Social Committee - service and funeral luncheon ADMINISTRATIVE COSTS: Personal Representative s Commissions Name of Personal Representative (s) Social Security Number(sll EIN Number of Personal Representative(s) Street Address City State Zip Year(s) Commission Paid: Attomey Fees to Snelbaker, Brenneman & Spare, P. c. Family Exemption: (If decedent s address is not the same as claimant s, attach explanation) Claimant Marietta Shields Street Address Room 107, Seidle Hospital 120 City Filbert St. Mechanicsbur%tate PA Zip survivinq spouse S. 17055 Relationship of Claimant to Decedent ProbateFeesi spousal election filing fee: Accountants Fees, miscellaneous probate expenses; filing fees, reserve XQli~e~j(IXj~<<s!n~K. Advertise Letters Testamentary: A. The Patriot News Co. B. Cumberland La\l Journal Total: L.G. Connor Real Estate Appraisers, Ltd. - real estate appraisal Chuck Bricker, Auctioneer - appraisal of personalt) S.H. Black & Son - repairs to and maintenance of Estate real estate $96.81 75.00 TOTAL (Also enter on line 9, Recapitulation) (If more space is needed, insert additional sheets of the same size) AMOUNT $6,552.60 200.00 1,000.00 3,500.00 3,500.00 53.00 1,000.00 171.81 275.00 40.00 10,221.91 $ 26,514.32 Schedule H - Funeral Expenses and Administrative Costs Estate of Paul J. Shields File No. 21-01-1013 Item Number B.3. Family Exemption Explanation Decedent's surviving spouse, Marietta Shields has a separate address due to the length of her hospitalization. She continues to undergo medical treatment and requires assistance due to a partial amputation of her leg. REV-15" EX '(1-97) (I) SCHEDULE I DEBTS OF DECEDENT, MORTGAGE LIABILITIES & LIENS COMMONWEALTH OF PENNSYLVANIA INHERITANCE TAX RETURN RESIDENT DECEDENT ESTATE OF Paul J. Shields FILE NUMBER 21-01-1013 Include un reimbursed medical expenses. ITEM NUMBER 1. 2. 3. 4. 5. 6. 7. 8. 9. DESCRIPTION Waste Management of Central PA - payment on accoun - trash removal service AMOUNT 19.84 PP&L Electric - payment on account - electric utility service 91.57 Uni ted Water, PA - payment on account - water service 49.08 Comcast - payment on account - cable service 5.22 Verizon - payment on account - telephone service 58.98 AT&T Consumer Lease Services - payment on account 19.46 pinnacle Health Hospital - payment on account - medical expense 19.39 William R. Shields - labor and mileage 101.75 Upper Allen Township - sewer charges 100.00 TOTAL (Also enter on line 10, Recapitulation) $ 465 . 29 (If more space is needed, insert additional sheets of the same size) REV-1513 EX + (1-97) (I) SCHEDULE J BENEFICIARIES COMMONWEALTH OF PENNSYLVANIA INHERITANCE TAX RETURN RESIDENT DECEDENT ESTATE OF Paul J. Shields NUMBER I. NAME AND ADDRESS OF PERSON(S) RECEIVING PROPERTY TAXABLE DISTRIBUTIONS (include outright spousal distributions) 1. Randall A. Shields 2 Skywood Court Baltimore, MD 21234 Marietta Shields Room 107, Seidle Hospital 120 S. Filbert Street Mechanicsburg, PA 17055 FILE NUMBER 21-01-1013 RELATIONSHIP TO DECEDENT AMOUNT OR SHARE Do Not List Trustee(s) OF ESTATE Son Residue of Estate Surviving Spouse Spousal Election: 1/3 of net probate Estate ENTER DOLLAR AMOUNTS FOR DISTRIBUTIONS SHOWN ABOVE ON LINES 15 THROUGH 17, AS APPROPRIATE, ON REV 1500 COVER SHEET II. NON-TAXABLE DISTRIBUTIONS: A. SPOUSAL DISTRIBUTIONS UNDER SECTION 9113 FOR WHICH AN ELECTION TO TAX IS NOT BEING MADE 1. B. CHARITABLE AND GOVERNMENTAL DISTRIBUTIONS 1. TOTAL OF PART II. ENTER TOTAL NON-TAXABLE DISTRIBUTIONS ON LINE 13 OF REV 1500 COVER SHEET $ (If more space is needed, insert additional sheets of the same size) SNELBAKER. BRENNEMAN a SPARE LAST WILL AND TESTAMENT OF PAUL J. SHIELDS I, PAUL J. SHIELDS, of Upper Allen Township, Cumberland County, Pennsylvania, being of sound and disposing mind, memory and understanding, do hereby make, publish and declare this as and for my Last will and Testament, hereby revoking and making void any and all wills by me at any time heretofore made. 1. I direct that all my debts and funeral expenses be paid as soon as practical after my death by my Executor hereinafter named. 2. All the rest, residue and remainder of my estate, real, personal and mixed, and wheresoever the same may be situate, I give, devise and bequeath to my son, RANDALL A. SHIELDS. Should my son, RANDALL A. SHIELDS, predecease me, I give, devise and bequeath all the rest, residue and remainder of my estate, real, personal and mixed, and wheresoever the same may be situate, in equal shares to my grandson, WILLIAM R. SHIELDS, and my granddaughter, JACLYN L. SHIELDS. 4. I hereby nominate, constitute and appoint my said son, RANDALL A. SHIELDS, as Executor of this my Last will and ;'estament. I further direct that no person serving as Executor ',eunder shall be required to post any bond to secure the I , !chful performance of his duties in the Commonwealth of Pennsylvania or in any other jurisdiction. IN WITNESS WHEREOF, I have hereunto set my hand and seal to SNELBAKER. BRENNEMAN a SPARE this my Last Will and Testament written on Two (2) pages this 18th. day of september, 1997. ~-<-A..lk ,,) ..-f IfJL'c!.-(SEAL) Paul J. shields Signed, sealed, published and declared by PAUL J. SHIELDS, the Testator above named, as and for his Last will and Testament, in our presence, who, in his presence, at his request, and in the presence of each other, have hereunto subscribed our names as attesting witnesses. K~ (SEAL) ~JJJ C~/ :A p}ySEAL) -2- ".'-, /- L"'W OFFICES SNELBAKER. BRENNEMAN a SPARE . r-. COMMONWEALTH OF PENNSYLVANIA) SS. COUNTY OF CUMBERLAND) We, PAUL J. SHIELDS, KEITH O. BRENNEMAN, ESQUIRE and SUSAN L. ZYCH, the Testator and the witnesses, respectively, whose names are signed to the attached or foregoing instrument, being first duly sworn, do hereby declare to the undersigned authority that the Testator signed and executed the instrument as his Last Will and Testament and that he had signed willingly, and that he executed it as his free and voluntary act for the purposes therein expressed, and that each of the witnesses, in the presence and hearing of the Testator, signed the Will as witness and that to the best of his or her knowledge the Testator was at that time eighteen years of age or older, of sound mind and under no constraint or undue influence. ~~t:YJ~ tie:;;;; -J,~I"- ;;( ~Ji w~tne Subscribed, sworn to and acknowledged before me by PAUL J. SHIELDS, Testator, and subscribed and sworn to before me by KEITH O. BRENNEMAN, ESQUIRE and SUSAN L. ZYCH, witnesses, this 18th day of September, 1997. (?cat~"v9 ~ Notary PUblic Notarial Seal Palrltla J. Thomson, Notal'{ PublIc Mecl1..lcsburg BolO, eombe<1and CountY My CommIsSion Expires Dec. 31, ,996 _,~.-xlA1IonolNm"'"