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\. /'7- /9- b
COMMONWEALTH OF PENNSYLVANIA
DEPARTMENT OF REVENUE
BUREAU OF INDIVIDUAL TAXES
INHERITANCE TAX DIVISION
DEPT. Z80601
HARRISBURG, PA 171Z8-0601
NOTICE OF INHERITANCE TAX
APPRAISEMENT, ALLOWANCE OR DISALLOWANCE
OF DEDUCTIONS AND ASSESSHENT OF TAX
Recorded
Rec,i.~tfir
v''''''- ....,...
ice of
V'lills
DATE
ESTATE OF
DATE OF DEATH
FILE NUMBER
COUNTY
ACN
12-17-2001
MILFORD
04-02-2001
21 01-1018
CUMBERLAND
101
.01 Ole 27 Al0 :13
DAVID J LENOX
1 S BALTIMORE ST
DILLSBURG aer~1(.'17(J19_L
""lmbe '-", r"" ,".,
\..1\ 'fiClIIL; '_-,U.,
*'
REY-1547 EX AFP el2-00)
JAMES
S
Amount Remitted
PA
MAKE CHECK PAYABLE AND REMIT PAYMENT TO:
REGISTER OF WILLS
CUMBERLAND CO COURT HOUSE
CARLISLE, PA 17013
CUT ALONG THIS LINE ~ RETAIN LOWER PORTION FOR YOUR RECORDS ~
REv=is4-j-ix-AFP-fi'2:ooi--No'fici--oF-'rNHEififAi.fcE-'fAx-APPRA-isEMENT~--Ai:i-owAiicE-cfR-----------------
DISALLOWANCE OF DEDUCTIONS AND ASSESSMENT OF TAX
ESTATE OF MILFORD JAMES S FILE NO. 21 01-1018 ACN 101 DATE 12-17-2001
TAX RETURN WAS: (X) ACCEPTED AS FILED
CHANGED
I~ an assessment was issued previously, lines 14, 15 and/or 16, 17, 18 and 19 will
re~lect ~igures that include the total o~ ALL returns assessed to date.
ASSESSMENT OF TAX:
15. Amount of Line 14 at Spousal rate (15)
16. Amount of Line 14 taxable at Lineal/Class A rate (16)
17. A.ount of Line 14 at Sibling rate (17)
18. A.ount of Line 14 taxable at Collateral/Class B rate (18)
19. Principal Tax Due
TAX CREDITS:
RESERVATION CONCERNING FUTURE INTEREST - SEE REVERSE
APPRAISED VALUE OF RETURN BASED ON: ORIGINAL RETURN
1. Real Estate (Schedule A)
2. Stocks and Bonds (Schedule B)
3. Closely Held Stock/Partnership Interest (Schedule C)
4. Mortgages/Notes Receivable (Schedule D)
5. Cash/Bank Deposits/Hisc. Personal Property (Schedule E)
6. Jointly Owned Property (Schedule F)
7. Transfers (Schedule G)
8. Total Assets
(1)
(2)
(3)
(4)
(5)
(6)
(7)
.00
.00
.00
.00
.00
.00
1,280,440.31
(8)
APPROVED DEDUCTIONS AND EXEMPTIONS:
9. Funeral Expenses/Ad.. Costs/Misc. Expenses (Schedule H) (9)
10. Debts/Mortgage Liabilities/Liens (Schedule I) (10)
11. Total Deductions
12. Net Value of Tax Return
13. Charitable/Governmental Bequests; Non-elected 9113 Trusts (Schedule J)
14. Net Value of Estate Subject to Tax
.00
.00
(11)
(12)
(13)
(14)
NOTE:
605,440.30 X DO =
. DO X 045 =
. DO X 12 =
. DO X 15 =
NOTE: To insure proper
credit to your account,
sub.it the upper portion
of this for. with your
tax pay.ent.
1,280,440.31
00
1,280,440.31
675,000.01
605,440.30
(19)=
.00
.00
.00
.00
.00
PAYMENT RECEIPT DISCOUNT (+) AMOUNT PAID
DATE NUMBER INTEREST/PEN PAID (-)
TOTAL TAX CREDIT .00
BALANCE OF TAX DUE .00
INTEREST AND PEN. .00
TOTAL DUE .00
. IF PAID AFTER DATE INDICATED, SEE REVERSE
FOR CALCULATION OF ADDITIONAL INTEREST.
IF TOTAL DUE IS LESS THAN $1, NO PAYMENT IS REQUIRED.
IF TOTAL DUE IS REFLECTED AS A "CREDIT" (CR), YOU MAY BE DUE
A REFUND. SEE REVERSE SIDE OF THIS FORM FOR INSTRUCTIONS.)
\, //}-/9-~
BUREAU OF INDIVIDUAL TAXES
INHERITANCE TAX DIVISION
DEPT. 280601
HARRISBURG~ PA 17128-0601
COMMONWEALTH OF PENNSYLVANIA
DEPARTMENT OF REVENUE
NOTICE OF DETERMINATION AND
ASSESSMENT OF PENNSYLVANIA
ESTATE TAX BASED ON FEDERAL
ESTATE TAX RETURN
*
REY-lilS EX AFP U2-00)
Recoroc"c:
Regist;::,
DATE.
ESTATE OF
DATE OF DEATH
FILE NUMBER
COUNTY
ACN
12-17-2001
MILFORD
04-02-2001
21 01-1018
CUMBERLAND
201
JAMES
S
DAVID J LENOX
1 S BALTIMORE ST
DILLSBURG
.01 ole 17 P12 :04
Allount Rellitted
P AUflG'I'9,
C',u,nberland
MAKE CHECK PAYABLE AND REMIT PAYMENT TO:
REGISTER OF WILLS
CUMBERLAND CO COURT HOUSE
CARLISLE, PA 17013
NOTE: To insure proper credit to your account, subllit the upper portion of this forll with your tax paYllent.
CUT ALONG THIS LINE ~ RETAIN LOWER PORTION FOR YOUR FILES ~
ii-v =483--EX-AFP--fi2:.-ooj-----.-..-Niffici--oF--JiETi-iMINATIirri-iN-Ji-is-sEss-MENy------------------------ -----
OF PENNSYLVANIA ESTATE TAX BASED ON FEDERAL ESTATE TAX RETURN ..
ESTATE OF MILFORD
JAMES
S FILE NO.21 01-1018
ESTATE TAX DETERMINATION
ACN 201
DATE 12-17-2001
1. Credit For State Death Taxes as Verified
.00
2. Pennsylvania Inheritance Tax Assessed
(Excluding Discount and/or Interest)
.00
3. Inheritance Tax Assessed by Other States
or Territories of the United States
(Excluding Discount and/or Interest)
.00
4. Total Inheritance Tax Assessed
.00
5. Pennsylvania Estate Tax Due
.00
TAX CREDITS:
PAVMENT RECEIPT DISCOUNT (+) AMOUNT PAID
DATE NUMBER INTEREST/PEN PAID (-)
TOTAL TAX CREDIT .00
BALANCE OF TAX DUE .00
INTEREST AND PEN. .00
TOTAL DUE .00
-IF PAID AFTER THIS DATE, SEE REVERSE SIDE (IF TOTAL DUE IS LESS THAN $1, NO PAYHENT IS REQUIRED
FOR CALCULATION OF ADDITIONAL INTEREST. IF TOTAL DUE IS REFLECTED AS A "CREDIT-- (CR), YOU HAY BE
DUE A REFUND. SEE REVERSE SIDE OF THIS FORH FOR INSTRUCTIONS.)
1'7-19-8
" BUREAU OF INDIVIDUAL TAXES
INHERITANCE TAX DIVISION
DEPT. 280601
HARRISBURG I PA 17128-0601
DAVID J LENOX
1 S BALTIMORE ST
DILLSBURG PA 17019
COMMONWEALTH OF PENNSYLVANIA
DEPARTMENT OF REVENUE
NOTICE OF DETERMINATION AND
ASSESSMENT OF PENNSYLVANIA
ESTATE TAX BASED ON FEDERAL
CLOSING LETTER
DATE
ESTATE OF
DATE OF DEATH
FILE NUMBER
. COUNTY
ACN
'*
REY-756 EX AFP (01-02)
03-17-2003
MILFORD
04-02-2001
21 01-1018
CUMBERLAND
202
Allount Rellitted
JAMES S
MAKE CHECK PAYABLE AND REMIT PAYMENT TO:
REGISTER OF WILLS
CUMBERLAND CO COURT HOUSE
CARLISLE, PA 17013
NOTE: To insure proper credit to your account, subllit the upper portion of this forll with your tax paYllent.
CUT ALONG THIS LINE ~ RETAIN LOWER PORTION FOR YOUR FILES ~
Ri-y-:ji6--EX--AFP--for:.-li2i-----.-.-fiofici:--OF--DET'ERMiNAiioti-ANii-ASSESS-MENy---------------------- - -- - --
OF PENNSYLVANIA ESTATE TAX BASED ON FEDERAL CLOSING LETTER ..
ESTATE OF MILFORD
JAMES
S FILE NO.21 01-1018
ACN 202
DATE 03-17-2003
ESTATE TAX DETERMINATION
1. Credit For State Death Taxes as Verified
.00
2. Pennsylvania Inheritance Tax Assessed
(Excluding Discount and/or Interest)
.00
3. Inheritance Tax Assessed by Other States
or Territories of the United States
(Excluding Discount and/or Interest)
.00
4. Total Inheritance Tax Assessed
.00
5. Pennsylvania Estate Tax Due
.00
6. Amount of Pennsylvania Estate Tax Previously Assessed
Based on Federal Estate Tax Return
.00
7. Additional Pennsylvania Estate Tax Due
.00
TAX CREDITS:
PAVMENT RECEIPT DISCOUNT (+) AMOUNT PAID
DATE NUMBER INTEREST/PEN PAID (-)
TOTAL TAX CREDIT .00
BALANCE OF TAX DUE .00
INTEREST AND PEN. .00
TOTAL DUE .00
-IF PAID AFTER THIS DATE, SEE REVERSE SIDE (IF TOTAL DUE IS LESS THAN $1, NO PAYHENT IS REQUIRED
FOR CALCULATION OF ADDITIONAL INTEREST. IF TOTAL DUE IS REFLECTED AS A "CREDIT" (CR), YOU HAY BE
DUE A REFUND. SEE REVERSE SIDE OF THIS FORH FOR INSTRUCTIONS.)
REV-1500 EX + (6-00) OFFICIAL USE ONLY
COMMONWEALTH OF PENNSYLVANIA REV-1500
r s
DEPARTMENT OF REVENUE
DEPT. 280601 INHERITANCE TAX RETURN FILE NUMBER /fll9'
HARRISBURG, PA 17128-0601 RESIDENT DECEDENT 21 01
COUNTY CODE YEAR NUMBER
DECEDENT'S NAME (LAST, FIRST, AND MIDDLE INITIAL) SOCIAL SECURITY NUMBER
Milford, Janes S 205-10-1570
DECE- DATE OF DEATH (MM-DD-YEAR) I DATE OF BIRTH (MM-DD-YEAR) THIS RETURN MUST BE FILED IN DUPLICATE
DENT
04/02/01 11/06/1920 WITH THE REGISTER OF WILLS
(IF APPLICABLE) SURVIVING SPOUSE'S NAME (LAST, FIRST, AND MIDDLE INITIAL) SOCIAL SECURITY NUMBER
Milford, t M.
3. Remainder Return
CHECK ~' Original Return ~. Supplemental Return ~ (date of death prior to 12-13-82)
APPRO- 4. LImited Estate 4a. Future Interest Compromise 5. Federal Estate Tax Return Required
(date of death after 12-12-82)
PRIATE 6. Decedent Died Testate 7. Decedent Maintained a Living Trust 8. Total Number of Safe Deposit Boxes
(Attach copy of Will) (Attach a copy of Trust)
BLOCKS 9. Utigation Proceeds Received 10. Spousal Poverty Credit (date of death between 0 11. Election to tax under Sec. 9113(A)
12-31-91 and 1-1-95) (Attach Sch O)
jijt3.:g<<tJQi'~MQiin~I~~~t$h\ijU:jQjjg~a':i;:qgiPWWftliij\ti~(!_M'flmfiijQ.rMOMaimg::ljjo;::
NAME COMPLETE MAILING ADDRESS
COR- David J. lenox, 'C'~ , ~ One S. Balti.nore St.
re
RE- FIRM NAME (If Applicable) Dillsburg, PA 17019
SPON
DENT Wiley , lenox, Colqan, & Marzzacco , PC
TELEPHONE NUMBER
717-432-9666
None OFFICIAL USE ONLY
1. Real Estate (Schedule A) (1)
2. Stocks and Bonds (Schedule B) (2) None
3. Closely Held Corporation, Partnership or Sole-Proprietorship (3) None
4. Mortgages & Notes Reeeivable (Schedule D) (4) None
5. Cash, Bank Deposits & Miscellaneous Personal
Property (Schedule E) (5) None
6. Jointly Owned Property (Schedule F)
0 Separate Billing Requested (6) None
RECA-
PITULA- 7. Inter-Vivos Transfers & Miscellaneous
TION Non-Probate Property (Schedule G or L) (7) 1,280,440.31
8. Total Gross Assets (total Lines 1-7) (8) 1,280,440.31
9. Funeral Expenses & Administrative Costs (Schedule H) (9) None
10. Debts of Decedent, Mortgage Liabilities, & Liens (Schedule I) (10) None
11. Total Deductions (total Lines 9 & 10) (11) 0.00
12. Net Value of Estate (Line 8 minus LIne 11) (12) 1,280,440.31
13. Charitable and Governmental Bequests/See 9113 Trusts for which an election to tax (13) 675,000.01
has not been made (Schedule J)
14. Net Value Subject to Tax (Line 12 minus Line 13) (14) 605,440.30
SEE INSTRUCTIONS ON PAGE 2 FOR APPLICABLE RATES
15. Amount of Line 14taxable at the spousal tax
rate, or transfers under Sec. 9116 (a)(1.2) 605,440.30 X .0 0 (15) 0.00
TAX 16. Amount of Line 14 taxable at lineal rate 0.00 X .0 45 (16) 0.00
-
COMPU- 17. Amount of Line 14 taxable at si bling rate 0.00 x.12 (17) 0.00
TATION 18. Amount of Line 14 taxable at collateral rate 0.00 X .15 (18) 0.00
19. Tax Due (19) 0.00
20. 0 ~~KHe;6~JfYQO:M~J.~~:AJt~ijb:P.f::j.ij~9vgRe#.fM$ftt~\l
....... >...-.....'.........'.. ............................... ............ ... . ................... ........ ........... ....... ..... "' .............
/ 7 -Jq-~
"Mf$eJ~l;:nl!J;it~AN$w.l;RAum:l~We$noN$.Q.N,lfAGe:~9iiNP~aeCB.'~l.;%.JM:tB.#:::
...,..........................,....
..............;.....'......................
o PA15001
NTF 29755
Copyright 2000 Greatland/Nelco LP- Forms Software Only
~
Page 2
CITY
Mechanic
Tax Payments and Credits:
1. Tax Due (Page 1 Une 19)
2. Credits/Payments
A. Spousal Poverty Credit
8. Prior Payments
C. Discount
STATE
PA
ZIP
17055
(1)
0.00
Total Credits (A + 8 + C)
(2)
0.00
3. InteresVPenalty if applicable
D. Interest
E. Penalty
TotallnteresVPenalty (D + E) (3) 0 . 00
4. If Line 2 is greater than Line 1 + Line 3, enter the difference. This is the OVERPAYMENT.
Check box on Page 1 Line 20 to request a refund (4)
5. If Line 1 + Line 3 is greater than Une 2, enter the difference. This is the TAX DUE. (5) 0 . 00
A. Enter the interest on the tax due. (SA) 0 . 00
8. Enter the total of Line 5 + SA. This is the BALANCE DUE. (58) 0 . 00
.......:::::::::: .... ..~~.~~:~.~~S~:.r:~~.~:~I~ :~~:::.:~:::.I~TE::::\:2'::=::;:::00t:J:::::;:::::::':"::: ..:.::::/.....:..: ::::::::::::::::::::::::::::::::: . .......... .... .
..
.......P"LEASEANSWERfHE:FOLLOWING QUESTIONS BY pLACING AN "i'IN THlf.A.PPR"OPRiATE..aLOcKs................
1. Did decedent make a transfer and:
a. retain the use or income of the property transferred; .......................................
b. retain the right to designate who shall use the property transferred or its income; ..................
c. retain a reversionary interest; or. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
d. receive the promise for life of either payments, benefits or care? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2. If death occurred after December 12, 1982, did decedent transfer property within one year of death
without receiving adequate consideration? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
3. Did decedent own an "in trust for" or payable upon death bank account or security at his or her death? . . .
4. Did decedent own an Individual Retirement Account, annuity, or other non-probate property which
contains a beneficiary designation? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. ~
IF THE ANSWER TO ANY OF THE ABOVE QUESTIONS IS YES,
YOU MUST COMPLETE SCHEDULE G AND FILE IT AS PART OF THE RETURN.
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my
knowledge and belief, it is true, correct and complete. Declaration of preparer other than the personal representative is based on information of
which preparer has any knowledqe.
SIGN T RE OF PERSON RESPONSI8LE FOR F=ILlNG RETU.at'! ~ ) ~A}E . /
. ~ 9/" ,/"1
ADDRES
See S
S A
Yes No
I ~
B ~
o
THAN REPRESENTATIVE
DATE
'9 r9, 0/
Baltirrore St., Dillsburg, PA 17019
." ... .:.;.:.:.;.:.:.:.:.:.:.:-:-:.:.:.:.:.:.:-:. ... .......... .. ....... ............................................. .;.;.;.:.:.;.: ...........................;:::::..
F~/~~;~~:;r~~~~~~~:~;~;~;;~UI~ ;,; 994 a~d b;f~'r;; :J:~nu~;~\::\99~:T~~:~:;~;~.i~.~.0~;d:~~. ~~.~~~;:~~i~;:.~; ;:;~~~:;:;:~:i;::~:ifor tti~.~~~.~fV~; ~~r~i~;'~g spouse is~t....
[72 P.S. Ii 9116 (al (1.1)(i)].
For dates of death on or after January 1, 1995, the tax rate is imposed on the net value of transfers to or for th e use of the survivin9 spouse is 0% [72 P.S. Ii 9116 (a) (1.1)(il)].
The statute doe~ not exempt a transfer to a surviving spouse from tax, and the statutory requirements for disclosure of assets and filing a tax return are still applicable even if
the surviving spouse is the only beneficiary.
For dates of death on or after July 1, 2000:
The tax rate imposed on the net value of transfers from a deceased child twenty-one years of age or younger at death to or forthe use of a natural parent, an adoptive parent,
or a stepparent of the child is 0% [72 P.S.li9116(a)(1.2)].
The tax rate imposed on the net value of transfers to or for the use of the decedent's lineal beneficiaries is 4.5%, except as noted in 72.P.S.1i 9116(1.2) [72 P.S.1i 9116(a)(1)].
The tax rate imposed on the net value of transfers to orforthe use of the decedent's siblings is 12% [72 P.S.li91t6(a)(1.3)]. A sibling is defined, under Section 9102, as an individual
who has at least one parent in common with the decedent, whether by blood or adoption.
o PA15002
NTF 29756
Copyright 2000 Greatland/Nelco LP - Forms Software Only
Estate' of : Janes S Milford
21-01-
'Ibe following person(s) are signing the return. as representative(s) of the estate:
Margaret M. Milford
210 Courtland Ave.
Shiremanstown, PA 17011
~
<,
REVOCABLE
TRUST AGREEMENT
MADE this 12th day of June, 1998 by and between JAMES S. & MARGARET M.
MILFORD, his wife, residents of Shiremanstown, Cumberland County, Pennsylvania,
(hereinafter referred to as the "Settlors"), and JAMES S. & MARGARET M. MILFORD,
his wife, residents of Shiremanstown, Cumberland County, Pennsylvania, as the Trustees
(hereinafter collectively referred to as the "Trustees").
WIT N E SSE T H:
ARTICLE ONE
. (A) Establishment of Trost Estate: The Settlors have transferred and delivered
to the Trustees that property more fully described in Schedule "A ", attached hereto and made
part hereof (the "Property"). The Trustees shall hold and administer the Property, together with
all other cash or property of any kind which the Trustees at any time may acquire from the
Settlors or from others by inter-vivos transfer or pursuant to beneficiary designations by Last
Will and Testament or otherwise, including, but not limited to, the residue and remainder of
Settlors' -Estate as provided for in Settlors' Last Wills and Testaments ("Additions"), together
with the proceeds, investments and reinvestments with respect thereto as a trust estate ("Trust
Estate ") on the terms and condition hereinafter set forth.
The name of the Trost herein created shall be THE JAMES S. MILFORD AND
MARGARET M. MILFORD REVOCABLE TRUST, dated June 12th, 1998.
(B) Distributions to Settlors Durin~ Settlors Lifetime: During the lifetime of the
Settlors, the Trustees shall pay to the Settlors or expend for the Sett1ors' benefit the entire net
income produced by the Trust Estate ("Income") in convenient installments or otherwise as
Settlors may from time to time direct, together with such portion of the principal of said Trust
Estate as Settlors may from time to time direct or, if Settlors give no directions, as the Trustees
deem advisable to provide for the health, welfare and comfortable support of the Settlors, and
to continue Settlors' accustomed pattern of giving to individuals and organizations. Any
unexpended Income shall be added to principal and invested as such.
(C) Distributions of Trost Estate in the Event a Settlor Becomes Incapacitated:
If at any time a Settlor is under a legal disability, or if by reason of illness or mental or physical
disability a Settlor is "incapacitated," as such term is dermed below, and is unable to make or
communicate responsible decisions concerning Settlor's affairs, the Trustees shall use the income
and part or all of the principal of the Trust Estate for the care, comfort and support of the
T-1
,.
t
Settlor, or for any other purpose which the Trustees, in their sole and absolute discretion, deem
to be for the best interests of the Settlor.
"Incapacity" of a Settlor shall be determined by the existence of one or more of the
following: .
(1) There is a court order, which such Trustee or beneficiary deems to be
jurisdictionally proper and still concurrently applicable, holding a person to be legally
incapacitated to act on his or her own behalf or appointing a guardian to act for him or her, or
(2) There is a duly executed, witnessed, and acknowledged written certificate of a
licensed physician (whom represents that he or she is certified by a recognized medical board),
to the effect that the physician has examined the Settlor and has concluded that such person has
become incapacitated to act rationally and prudently in his or her own fmancia! best interests,
or .
(3) There is evidence which such Trustee or beneficiary deems to be creditable and
still currently applicable that the Trustee has disappeared, is unaccountable absent, or is being
detained under duress where he or she is unable effectively and prudently to look after his or
her own best interests.
Given the occurrence of such events or circumstances, the affected Settlor shall be
d~med to have become incapacitated. Such incapacity shall be deemed to continue until such
court order, certificates, and/or circumstances have become inapplicable or have been revoked.
Any physician's aforesaid certificate may be revoked by a similar certificate to the effect
that the person is no longer incapacitated executed either: (a) by the originally certifying
physician or (b) by another licensed, board certified physician. No Trustee shall be under any
duty to institute any inquiry into the person's possible incapacity, but the expense of any such
inquiry reasonably instituted may be paid from the Trust assets. Payment for such inquiry refers
both to a reasonable inquiry as to the incapacity of such individual and to that inquiry as to the
revocation of such a certificate.
(D) Distribution of Trust Estate Upon the First Settlor's Death:
Upon the death of the first Settlor to die, the Trustees are authorized to pay to the
deceased Settlor's personal representative or to expend directly such sums as deceased Settlor's
personal representative shall request in writing to supplement the deceased Settlor's estate in
order to pay particular legacies, debts, funeral expenses, administration expenses, estate
inheritance and other taxes in the nature thereof, together with any interest or penalties thereon,
becoming due by reason of the Settlor's death with respect to the property constituting Settlor's
gross estate for death tax purposes, whether or not such property passes under this Trust
Agreement; PROVIDED, HOWEVER, that no assets shall be used for this purpose which are
not otherwise included in a deceased Settlor's gross taxable estate; and PROVIDED FURTHER,
T-2
that if the Trust Estate contains any United States government bonds which are redeemable at
par in payment of Federal estate taxes, the Trustees shall apply them directly in payment of said
taxes, regardless of the sufficiency of assets in the estate or any direction in the Last Will and
Testament of the Settlor to pay all such taxes from the probate estate.
(E) Creation of the Family Trust: The Family Trust shall consist of a fractional
share of the Trust Assets. In cases where the Trust is to be funded to the maximum extent
allowable under Federal and State Estate Tax provisions, the numerator of the fraction shall
equal the largest value of the Trust Assets that can pass free of federal estate tax by reason of
the Unified Credit available under current federal law and the credit for state death taxes (to the
extent the use of such credit does not increase state death taxes) allowable to the Settlor's estate,
after reduction by reason of (i) Settlor's adjusted taxable gifts, (ii) other dispositions of property
included in Settlor's gross estate for which no marital, charitable, or other deduction is allowed
in computing Settlor's federal estate tax, and (ill) administration expenses and other charges to
principal that are not claimed and allowed as federal estate tax deductions. The denominator of
the fraction shall equal the value of the Trust Assets as finally determined for federal estate tax
purposes. Settlor realizes that the fraction may be effected by the exercise of certain elections
made by Settlor's personal representative and by the surviving Settlor.
There is no requirement that the Family Trust be funded to the maximum extent
allowable but in no event shall the amount of funds deposited exceed the fractional amount
specified in the paragraph immediately above.
(F) Residual Distribution Upon the First Settlor's Death: After establishment of
the Family Trust pursuant to Paragraph (E) of this, Article One, the remaining trust estate if any
of first Settlor to die shall remain in this "revocable trust and be administered for the benefit of
the surviving settlor as called for and described in this Article One, Paragraphs B and C.
(G) Allocation of Assets: The Trustees shall not allocate to the Residual Distribution
any property or proceeds of property that cannot qualify for the marital deduction. To the extent
possible, the Trustees shall not allocate any assets upon which a foreign death tax is payable.
In other respects, the Trustees may allocate assets as the Trustees deem to be in the best interests
of the beneficiaries, valuing each asset on the date of allocation.
(H) Allocation of Income: Income earned on the Trust Assets before the division
shall retain its character as income and shall be allocated in the same fractions. Income earned
on assets that are not included in Settlor's gross estate for federal estate tax purposes shall retain
its character as income in the Family Trust.
(I) Followine the Death of the Survivin~ Settlor: The Successor Trustees shall
administer the residual portion distributed upon the death of the first Settlor together with all
other property having been delivered to this trust excepting the property in the Family Trust
according to the following.
T-3
I,
"
1. Income Distribution Upon Death of Survivin~ Settlor: Upon the death of the
surviving Settlor, if he/she survives deceased Settlor by at least thirty (30) days, the Successor
Trustees shall pay to the personal representative of the estate of the surviving Settlor, all Income
accrued but undistributed as of the date of death of the surviving Settlor.
2. Distribution of Principal to Estate of Surviving Settlor to Pay "Death Taxes":
The Successor Trustees shall then make payment to the personal representative of the estate of
surviving Settlor, out of the principal of the Trust, an amount equal to the estate, inheritance,
transfer, succession or other death taxes ("death taxes") federal, state and other, payable by
reason of the inclusion of part of all of the trust property in his or her estate. The determination
by the personal representative of the estate of the surviving Settlor, of the amount payable
hereunder shall be final and conclusive. The fmal determination of the amount due hereunder
shall be based upon the values as finally determined for federal estate tax purposes in the estate
of the surviving Settlor. The Settlors hereby direct the Successor Trustees to pay such amount
promptly upon written request of the personal representative of the estate of the surviving
Settlor, and upon payment of the amount finally detennined to be due hereunder, the Successor
Trustees shall be discharged from any further liability with respect to such payment. The
surviving Settlor may waive the right of his or her estate to payment under this, Paragraph (1)2
of Article One, by Last Will and Testament, executed after Settlor's death, or in a property
executed Codicil made part of the Last Will and Testament of the surviving Settlor after Settlor's
death, in which surviving Settlor specifically refers to the right to payment hereby given to the
estate of surviving Settlor.
3. Power of Appointment Exercisable by the Surviving Settlor: Upon the death of the
surviving Settlor, the remaining principal and any accrued or undistributed Income shall be
transferred and delivered to or for the benefit of such one or more persons, corporations or other
organizations, including the estate of the surviving Settlor or to the creditors of the surviving
Settlor, in such portions or amounts and subject to such trusts, terms and conditions as the
surviving Settlor may appoint by specific reference in the Last Will and Testament of the
surviving Settlor to the power of appointment contained in this, Paragraph (1)3 of Article One.
If the surviving Settlor does not exercise this power in full, the unappointed principal and
accumulated and undistributed Income shall be added to the Family Trust, subject to payment
of taxes as hereinafter provided.
ARTICLE TWO
OPERATION OF THE FAMILY TRUST
(A) Dllrin~ The Lifetime of The Sllrvivin~ Settlor:
(1). Income Distributions: The Trustees shall pay as much of the net income
of the Family Trust to the surviving Settlor, as the Trustees in their sole discretion may from
time to time think advisable for the health, welfare, comfort and support of the surviving Settlor,
in quarterly installments, or more convenient installments, or apply the same directly for the
support of the surviving Settlor, should the surviving Settlor, by reason of age, illness or any
other cause in the opinion of the Trustees be incapable of disbursing it.
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(2). Principal Distributions: The Trustees shall distribute as much of the principal
of the Family Trust as the Trustees in their sole discretion may from time to time think advisable
for the health, welfare, comfort and support of the surviving Settlor.
It is the Settlor's express intent that distributions under Paragraph (A) 1 and 2 of this,
Article Two, be made so that the surviving Settlor may be ,maintained in the manner of living
and in the station of life to which the surviving Settlor is accustomed at Settlor's death, taking
into account the other readily available assets and sources of income of the surviving settlor;
provided, however, that, insofar as practical, no principal of the Family Trust shall be paid to
the surviving Settlor or applied for the benefit of the surviving Settlor as long as any principal
remains undistributed in the Revocable Trust.
(3) Additional Withdrawals of Principal: In addition to the above provisions,
the surviving Settlor shall have the power to direct the Trustees to pay to the surviving settlor
or to apply out of principal of the Family Trust in each year including the year of Settlor's death
an aniount not in excess of the greater of Five Thousand ($5,000) Dollars or Five (5 %) percent
of the then aggregate value of the principal of the Family Trust. This power is noncumulative
and can be exercised only by an instrument in writing signed by the surviving Settlor and
delivered to the Trustees.
(B) Followine The Death of The Survivine Settlor:
(1). Distribution of Income and Principal: Upon the death of the surviving Settlor, or
upon the death of the deceased Settlor, if the surviving Settlor does not survive Settlor by at least
thirty (30) days, the then remaining principal of the Family Trust and any accumulated or
undistributed income shall be distributed as follows:
(a) Specific Distributions from the Trust Estate:
Prior to any distribution of the balance of the Trust Estate, the following specific
distributions shall be made by the Successor Trustee: NONE
(b) Distribution of the Balance of the Trust Estate:
After provision has been made for the above noted specific distributions, the balance of
the Trust Estate shall be distributed as follows:
1) JAMES S. :MILFORD, JR., Settlors' son, shall receive one-half (1/2) of
the balance of the Trust Estate.
2) ROBERT S. MILFORD, Settlors' son, shall receive one-half (1/2) of the
balance of the Trust Estate.
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(2) In the event that JAMES S. :MILFORD, JR. should predecease the Settlors, all
of his share of the Trust Estate is to be left in Trust to be equally divided per stirpes among that
person's issue and bestowed directly to them if they have reached their Forty-Fifth (45th)
birthday, or if not as described hereinafter in ARTICLE THREE, PARAGRAPH A. If a
beneficiary should predecease the death of the Surviving Settlor and should die without issue,
then his or her share of the Trust Estate shall be added to the other shares set aside for the
benefit of the Settlors' other living beneficiaries or their surviving issue.
Except that RAYMOND WOODS, the adopted son of JAMES S. MILFORD,
JR. is specifically and expressly excluded from receiving any inheritance hereunder, either
directly or indirectly or as the beneficiary of any Trust, Custodial Account, or of any legal or
beneficial interest whatsoever.
(3) In the event that ROBERT S. MILFORD should predecease the Settlors, all of
his share of the Trust Estate is to be left in Trust to be equally divided per stirpes among that.
person's issue and bestowed directly to them if they have reached their Fortieth (40th) birthday,
or if not as described hereinafter in ARTICLE THREE, PARAGRAPH B. If a beneficiary
should predecease the death of the Surviving Settlor and should die without issue, then his or
her share of the Trust Estate shall be added to the other shares set aside for the benefit of the
Settlors' other living beneficiaries or their surviving issue.
ARTICLE THREE
ADDITIONAL PROVISIONS APPLICABLE TO TRUSTS
(A) Beneficiary Provisions: If a beneficiary who is entitled to receive a
share of the principal of the Trust Estate as a survivor of JAMES S. :MILFORD,
JR., shall not have attained the age of forty-five (45) years, the Trustees are hereby
authorized and empowered to continue to hold, manage and distribute such share
for the following uses and purposes:
(1). The Trustees shall payor apply to or for the use of the beneficiary
thereof, in quarterly or other convenient installments, so much of the income and
principal (even to the point of exhausting the same) as the trustees, in their sole
discretion, deem advisable, to provide for the health, welfare, maintenance, support,
education and emergency need of said beneficiary. The term .. education II as used
herein shall include all expenses (including tuition, room, board, books, supplies,
transportation expenses, and reasonable spending money) necessary to complete a
normal two or four-year college education, and graduate education, as well as
technical, or vocational training, at an accredited institution, should the beneficiary
thereof show aptitude and desire to pursue such education.
(2). Upon written request made by the beneficiary thereof and delivered
to the Trustee, the Trustee shall distribute to him or her up to one-third (1/3) of the
then-remaining principal and accumulated income thereon, on or after the date upon
which said beneficiary attains the age of thirty-five (35) years.
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(3). Upon written request made by the beneficiary thereof and delivered
to the Trustee, the Trustee shall distribute to him or her up to one-half (112) of the
then-remaining principal and accumulated income thereOn, on or after the date upon
which said beneficiary attains the age of forty (40) years.
(4). The entire remaining balance of principal and accumulated income
then-remaining thereon shall be distributed to the beneficiary thereof when he or she
attains the age of forty-five (45) years, at which time said trust shall terminate.
(5). If the beneficiary thereof dies before receiving fmal distribution
hereunder, t~e undistributed balance thereof shall be distributed as appointed in the
Last Will and Testament of said beneficiary or failing such a valid appointment to
the issue of said beneficiary and if none pursuant to the provisions of ARTICLE
'TWO as though the beneficiary thereof had predeceased the surviving settlor.
(B) Beneficiary Provisions: If a beneficiary who is entitled to receive a
share of the principal of the Trust Estate as a survivor of ROBERT S. MILFORD,
shall not have attained the age of forty (40) years, the Trustees are hereby
authorized and empowered to continue to hold, manage and distribute such share
.for the following uses and purposes:.
(1). The Trustees shall payor apply to or for the use of the beneficiary
thereof, in quarterly or other convenient installments, so much of the income and
principal (even to the point of exhausting the same) as the trustees, in their sole
discretion, deem advisable, to provide for the health, welfare, maintenance, support,
education and emergency need of said beneficiary. The term 1l education" as used
herein shall include all expenses (including tuition, room, board, books, supplies,
transportation expenses, and reasonable spending money) necessary to complete a
normal two or four-year college education, and graduate education, as well as
technical, or vocational training, at an accredited institution, should the beneficiary
thereof show aptitude and desire to pursue such education.
(2). Upon written request made by the beneficiary thereof and delivered
to the Trustee, the Trustee shall distribute to him or her up to one-third (1/3) of the
then-remaining principal and accumulated income thereon, on or after the date upon
which said beneficiary attains the age of thirty (30) years.
(3). Upon written request made by the beneficiary thereof and delivered
to the Trustee, the Trustee shall distribute to him or her up to one-half (112) of the
then-remaining principal and accumulated income thereon, on or after the date upon
which said beneficiary attains the age of thirty-five (35) years.
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(4). The entire remaining balance of principal and accumulated income
then-remaining thereon shall be distributed to the beneficiary thereof when he or she
attains the age of forty (40) years, at which time said trust shall terminate.
(5). If the beneficiary thereof dies before receiving final distribution
hereunder, the undistributed balance thereof shall be distributed as appointed in the
Last Will and Testament of said beneficiary or failing such a valid appointment to
the issue of said beneficiary and if none pursuant to the provisions of ARTICLE
TWO as though the beneficiary thereof had predeceased the surviving settlor.
(C) In the disbursement of funds directed to be paid to or for the use and
benefit of any beneficiary who shall not have attained the age of eighteen (18)
years, the Trustees may, in their sole and absolute discretion, make payment of the
same to the parent, guardian or such other person, if any, having custody of the
'beneficiary who has not yet attained the age of eighteen (18) years at the time such
. payments are made, to be used for the health, education, welfare, maintenance
and support of such beneficiary, but without liability on the part of the Trustees to
see the application of said payments by the payee, and the receipt of any such person
shall be a full acquittance of the Trustees as to any amounts so paid, or the Trustees
may make payment of the same directly to or for the benefit of such beneficiary.
This shall be construed as a power only and shall not operate to suspend the absolute
ownership thereof by such beneficiary who has not yet attained the age of eighteen
(18) years, nor prevent the absolute vesting thereof of such beneficiary.
(D) Perpetuities Savings Provision: Notwithstanding anything to the
contrary herein contained, upon the expiration of twenty-one (21) years following
the death of the survivor of all the beneficiaries herein named or described who are
living at the death of the first Settlor to die, all Trusts remaining hereunder shall
terminate, and the principal shall be transferred and delivered to the person then
entitled to the Income therefrom.
(E) Spendthrift Clause: Neither the principal nor the income of any portion
of the Trust Estate shall be liable or subject to the contracts, debts, liabilities or
torts, now or hereafter made, contracted, incurred or committed, of any beneficiary
or remainderman; nor shall the principal or Income of the Trust Estate be liable to
attachment by garnishment proceedings or other legal process; nor shall any
assignment or order either of principal or income, given by any beneficiary or
remainderman be valid, but the principal and Income shall be paid by the Trustees
directly to or for the use of the beneficiary entitled thereto, without regard to any
assignment, order, attachment or claim whatever. Every such attempted assignment
or other disposition by any beneficiary or remainderman shall not be merely
voidable, but absolutely void, except that this provision shall not impair or restIict
the exercise of any power of appointment granted hereunder. No payment hereunder
shall become the property of any beneficiary or remainderman until it is received by
him or his guardian.' .
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(F) Disposition of Accrued Income Followine Death of Income
Beneficiary: Upon the death of any Income beneficiary, any Income accrued or
received by the Trustees subsequent to the last Income payment date shall be paid
to the person or persons for whose benefit the principal producing such Income is
continued in trust or to whom such principal is distributed under the terms hereof.
(G) Stock Dividends Allocated To Principal: Corporate distributions
received in shares of the distributing corporation shall be allocated to principal,
regardless of the number of shares and however described or designated by the
distributing company.
(H) Characterization of "Income": "Accrued Income": Income accrued
on any property received by the Trustees, either at the inception of the Trust Estate
or as an addition thereto, shall be treated as Income and not as principal;
. PROVIDED, HOWEVER, that any lump-sum distribution payable to the Trustees
under any employee benefit plan or individual retirement account in which the
Settlor has an interest shall be treated as principal notwithstanding the options,
elections or privileges that may be exercised by the Trustees, the Settlor or any
beneficiary of income, estate or death tax purposes. Upon the death of any
beneficiary of income, any undistributed income then held by the Trustees for such
beneficiary shall be paid to the person or persons for whose benefit the principal
producing such income is continued in Trust or to whom it is distributed under
the terms hereof.
ARTICLE FOUR
PROVISIONS WHICH GOVERN mE TRUSTEES
(A) Powers of the Trustees: The Trustees hereunder shall have the
. following powers, in addition to and not in limitation of those granted by law:
1. Accept. Purchase and. Retain Assets: To accept assets in kind
from the Settlor, his estate or elsewhere, to purchase assets from the
estate and to retain such assets in kind;
2. Sale and Investment of Other Assets: To sell assets and to invest
and reinvest the proceeds and any other cash in any kind of property,
real or personal, or part interest therein, located in the United States
or abroad, including interest bearing accounts in or certificates issued
by any firm, including a corporate fiduciary, and securities
underwritten by syndicates of which the corporate fiduciary is a
member but not purchased from the Trustees, all statutory and
other limitations as to the investment of funds, now or hereafter
enacted or in force, being waived;
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3. Hold Cash: To hold Income cash uninvested until the next regular
payment date, without liability for interest thereon;
4. Purchase Life Insurance: To retain or to purchase policies of life
insurance, to pay premiums thereon from income or principal and to
exercise all rights of ownership thereof;
5. Encumber Assets: To pledge, exchange or mortgage real or
personal property and to lease the sanie for terms exceeding five (5)
years;
6. Give OJ>tions: To give options for sales, leases and exchanges;
7. Compromise Claims: To compromise claims and controversies;
8. Vote Common Stock: To vote shares of corporate stock, in
person or by proxy, in favor of or against management proposals;
9. Carry Securities Without Identifying Trust Estate: To carry
securities in the name of a nominee, including that of a clearing
corporation or depository, or in book entry form or unregistered or
in such other form as will pass by delivery;
10. Distribution in Kind: To make division or distribution
hereunder either in cash or in kind; and, in connection therewith,
to allocate to different kinds of, or interests in, property and
property having different bases for federal income tax purposes,
all as the Trustees deem equitable;
11. Investment of Trust Estate Assets: To invest and reinvest the Trust
Estate funds (or leave them temporarily uninvested), in any type of property
and every kind of investment, without regard to any principle of
diversification of risk, and without being limited to "legal investments",
including (but not limited to) corporate obligations of every kind, preferred
or common stocks, securities of any regulated investment trust, and
partnership interests.
12. Participate in Business Operations: To participate in the operation of
any business or other enterprise for whatever period of time the Trustees
deem proper, with full power to do any and all things deemed necessary or
appropriate, including the power to incorporate any unincorporated business;
to vote any and all shares of stock owned in any such business; to borrow
and to pledge assets as security for such borrowing; to assent to, join in,
or vote in favor of or against any merger, reorganization, voting trust plan,
or similar action, and to delegate discretionary duties with respect thereto;
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to delegate all or any part of the supervision, management and operation of
the business to such person or persons as may be selected; and to close out,
liquidate, or sell the business at such time and upon such terms as the
Trustees deem advisable.
13. Deposlt Funds: To deposit Trust Estate funds in any commercial savings
or savings and loan accounts; or in "money market" or similar accounts
maintained by any corporate fiduciary.
14. Borrow Funds: To borrow money for any reasonable Trust Estate purpose
from any lender, including the power to borrow from the probate estate of
Settlor for the purpose of payment of taxes or on behalf of any separate
trust hereunder from any other separate trust hereunder, upon such terms,
including (but not limited to) interest rates, security, and loan duration,
as they deem advisable.
15. Make Loans: To lend Trust Estate funds to such persons and on such
terms, including (but not limited to) interest rates, security, and loan
duration, as the Trustees deem advisable, including the power to make loans
to the Settlor during his lifetime.
16. Sale of Trust Estate Assets:. To sell or otherwise dispose of Trust Estate assets,
including (but not limited to) Trust Estate real Property, for cash or credit, at public
or private sale, and with such warranties or indemnifications as the Trustees deem
advisable.
17. Alteration or Disposal of Trust Estate Assets: To improve, develop, manage,
lease,or abandon any Trust Estate assets, as the Trustees deem advisable.
18. Hold Property Without Identifying Trust Estate: To hold property in the name
of any Trustee or any custodian or nominee, without disclosing this trust, but the
Trustees are responsible for the acts of any custodian or nominee the Trustees so use.
19. Compensate for Administration: To pay and advance money for the Trust
Estate's protection and for all expenses, losses, and liabilities sustained in its
administration.
20. Act as Legal Representative: To prosecute or defend any action for the
protection of the Trust Estate, the Trustees in the performance of their duties, or
both, and to pay, contest, or settle any claim by or against the Trust Estate or the
Trustees in the performance of their duties.
21. Hire Consultants. etc.: To employ an~ dismiss agents, brokers, investment
advisors, accountants, attorneys and employees, regardless ,of whether they are
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associated with the Trustees,or the Trustees or affiliates or employees thereof, and
to advise or assist them in the performance of their duties.
22. Allocate Between Principal and Income: To determine what is principal or
income and what items shall be charged or credited to either.
23. Execute Bindin~ Le~al Instruments: To execute and deliver any instruments
necessary or useful in the exercise of any of the foregoing powers.
24. Retain Non-Income Producin~ Property: To retain, during the lifetime of the
Settlors, for so long as the Trustees may deem advisable any property whatsoever,
regardless of whether or not such property is income producing.
25. Retain Settlor's Personal Residence: Following the death of the Settlor, the
Trustees are authorized to retain as part of the Trust Estate for the personal use of
the surviving Settlor, any property occupied by Settlor and the Surviving Settlor at
the death of Settlor as their principal place of residence for so long as the surviving
Settlor wishes to occupy said residence. During such period of retention, the
Trustees shall pay from the income or principal of the separate trusts established
hereunder as the Trustees may deem to be in the best interests of such trusts and their
beneficiaries, all taxes and assessments levied upon or assessed against residence,
and all costs of maintaining, repairing and insuring said residence.
No obligation of rent shall be imposed upon the surviving Settlor during any period
of occupation of said residence. On written or oral request of the surviving
Settlor, the Trustees may sell said residence and replace it with other property which
in the opinion of the Trustees is suitable as a residence for the surviving Settlor, to
be retained in the trust in the same manner as the property which was replaced.
26. Authority to Sign Documents: Either Trustee shall have the power to
execute individually any and all documents necessary to carry out the powers,
functions, and duties of the position of Trustee. Such power shall include,
but shall not be limited to: the signing of checks, the opening of bank or
other financial accounts, the disbursement of Trust funds, the execution of
cOntracts, and other such financial transactions.
(B) Resienation of Trustees: Any Trustee may resign at any time during Settlors'
lifetimes by written notice to Settlors. After the death of the last Settlor to die, a Trustee may
resign at any time, without stating cause, by notice to the remaining Trustee(s); provided, however
that prior to the resignation of a sole remaining individual Trustee, such Trustee's resignation shall
not become effective until after such Trustee has appointed a corporate trustee as successor, and
such corporate trustee has accepted such appointment. Absent such appointment and acceptance,
said Trustee's resignation shall not become effective until said Trustee has petitioned a court of
competent jurisdiction to designate a successor corporate trustee.
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(C) Successor Trustee(s): Upon the death, disability, incapacity or resignation of a
Trustee, during the lifetimes of the Settlors, the Settlors may appoint one or more Co- Trustees or
Successor Trustees. Upon the death, disability, incapacity or resignation of a Trustee following
the death of the surviving Settlor, then the remaining Trustee if any may appoint one or more
Successor Trustees.
Unless the Settlors make other provisions during their lifetimes, as is their unlimited right,
then upon the death or incapacity of the surviving Settlor, JAMES S. ~FORD, JR. and
ROBERT S. MILFORD, Settlor's sons shall serve as Successor Co-Trustees. No bond or
security shall be required of any Trustee named or appointed hereunder in any jurisdiction where
they may serve. In the event one of said Co-Trustees fails to serve or ceases to serve, the
remaining Trustee or Trustees may continue to serve without necessitating the appointment of a
replacement Trustee for the failed or ceased Trustee.
'(D) Replacement of a Corporate Trustee: If at any time a corporate trustee has been
appointed during the lifetime of Settlors, the Settlors may replace such corporate trustee by written
notice to said corporate trustee, and may, but shall not be required to, designate a successor
corporate trustee. Following the death of the Settlors, the individual Trustees may replace a
corporate trustee by written notice thereto, and may, but shall not be required to, designate a
successor corporate trustee.
(E) Compensation of Trustees: The Trustees shall be entitled to receive annual
compensation for their services hereunder but not in excess of such compensation as would be
approved by a court of competent jurisdiction. Payment of such compensation to a Trustee, in his,
her or its capacity as such shall not preclude payment to any Trustee for the rendition of
professional services for, or on behalf of, the Trust Estate. For any services performed by the
Trustees in connection with Settlors' estates, which services are normally performed by the personal
representative, the Trustees shall be entitled to such additional compensation as may be fair and
reasonable under the circumstances.
(F) Authority to Terminate Small Trusts: Should the principal of any Trust Estate herein
provided for, be or become too small in the Trustees' discretion to make establishment or
continuance of the Trust Estate advisable, the Trustees may make immediate distribution of the
remaining principal and Income outright to the Income beneficiaries in the proportion to which they
are then entitled to the Income. The receipts and releases of the distributees will terminate
absolutely the right of all persons who might otherwise have a future interest in any portion of the
Trust Estate, whether vested or contingent, without notice to them and without the necessity of
fuing an account with the court.
(G) Mer~er: The Trustees may merge or consolidate for administrative purposes any trust
established under this Trust Agreement with any other trust established by Settlor of the surviving
Settlor having the same Trustee and substantially the same dispositive provisions.
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(H) Division and Dele~ation of Duties by Trustees: One or more of the Trustees may,
whenever, as often, and for such period as they shall deem it advisable to do so, delegate to one
or more of the other Trustees, any or all ministerial and administrative duties, including the keeping
of books and records, acting as custodian of the Trust Estate property, and preparing all necessary
tax returns, as well as the authority to exercise in their names and behalf any or all the powers,
authorizations, discretion, and duties vested in or devolving upon them as Trustees under the
provisions of this Trust Estate. Any action taken by the Trustees to which such division or
delegation shall be made shall have the same force and effect as if taken and exercised by the
designating or delegating Trustee(s) acting in conjunction with the designated or delegated
Trustee(s). Any such delegation shall be sufficiently evidenced for any and every purpose if
contained in a writing, signed by the designating Trustee(s) and delivered to the designated
Trustee( s).
<n Fiduciary Restrictions. Discretion and Elections: The powers and discretion granted
to the Trustees are exercisable only in a fiduciary capacity and may not be used to shift or enlarge
any beneficial interest except as an incidental consequence of the discharge of fiduciary duties. The
Trustees may make discretionary payments of income and principal in unequal shares to the
beneficiaries of any trust established hereunder, and may, but shall not be required to, consider
other resources available to any beneficiary. The Trustees may make tax elections without regard
to the relative interests of any beneficiaries and .may, but shall not be required to, make equitable
adjustments among beneficiaries.
(J) Limitation on Ri!!hts of the Survivinz Settlor to Participate in Certain Decisions:
1. Decisions Regarding Principal Distributions From the Family Trust:
Notwithstanding anything herein contained. to the contrary, the surviving Settlor shall not
participate in, nor have any power to make, any decisions regarding discretionary
distributions of any portion of the principal of the Family Trust. Such decisions shall be
made by the Successor Trustees appointed in Article Four, Paragraph (C) hereunder.
2. Other Decisions Which Might Result in the Inclusion of the Family Trust in the Estate
of the Surviving Settlor: Notwithstanding anything herein contained. to the contrary, the surviving
Settlor shall have no right to participate in any decisions affecting the Family Trust which might
result in the inclusion of the principal thereof in surviving Settlor's estate for federal estate tax
purposes. If any provision of this Trust Agreement shall result in the inclusion of any portion of
the Family Trust in the estate of surviving Settlor, such provision is hereby revoked and this Trust
Agreement shall be read as if any provision thereof inconsistent with exclusion of any portion of
the Family Trust from the estate of surviving Settlor is null and void.
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ARTICLE FIVE
ADDmONS TO TRUST ESTATE;
RIGHT TO REVOKE. ALTER AND AMEND TRUST AGREEMENT:
LIFE INSURANCE AND EMPLOYEE DEATH BENEFITS
(A) Additions to Trust F.state: The Settlors or others may, by Last Will and Testament,
inter-vivos transfer or beneficiary designation, add to the Trust Estate, cash or such property in
kind as is acceptable to the Trustees at any time during the term of the present Trust Agreement.
(B) Settlors' Rip.t to Revoke Aereement: The Settlors expressly reserve the right at any
time and from time to time to revoke this Agreement, in whole or in part, by written notice
delivered to the Trustees during Settlors joint lifetimes. 'The Surviving Settlor shall have the right
to revoke, in whole or in part, the portion of the present Trust Agreement relating to the Revocable
Trust created herein. The Surviving Settlor shall have, however, no right whatsoever, to revoke
any portion of the Trust Agreement relating. to the Family Trust created herein. Upon the death
of the surviving Settlor, the Family Trust and all of its terms and conditions shall become
irrevocable and not subject to amendment or modification.
(C) Settlors' Ri!!ht to Amend Trust A&reement: The Settlors further reserve the right
at any time and from time to time to amend this Agreement at any time during their joint lives by
a proper instrument in writing, executed by the Settlors and delivered to the Trustees during
. Settlors' lifetimes and accepted by the Trustees. The Surviving Settlor shall have the right to
amend, in whole or in part, any provision in the present Trust Agreement, except however, the
surviving Settlor after the first Settlor's death shall have no I1ght whatsoever, to change any
provision in the Trust Agreement relating to the Family Trust created herein. Upon the death of
the surviving Settlor, the Family Trust and all of its terms and conditions shall not be subject to
amendment or modification.
(D) Life Insurance: If Settlors designate the Trustees as beneficiary of the proceeds of any
policies of insurance on their lives, the duty and responsibility for the payment of premiums and
other charges on such policies during the Settlors' lifetimes shall rest solely upon Settlors. The
only duty of the Trustees shall be the safekeeping of such policies as are deposited with it, and the
Trustees shall be under no duty to notify the Settlors that any such premium or other charge is due
and payable.
All options, rights, privileges and benefits exercisable by or accruing to the Settlors during
their lifetimes by the terms of the policies shall be for the Settlors' sole benefit. The Settlors agree,
however, not to exercise any options whereby the proceeds would be payable to the Trustees other
than in one sum. Upon the written request of the Settlors, the Trustees shall execute and deliver
such consents and instruments as may be requisite to enable the Settlors to exercise or avail
themselves of any option right, privilege or benefit granted by any of the policies. Upon the
Settlor's/Settlors' death(s), or at such later time as may be specified in the policies, the net proceeds
of any policies then payable to the Trustees hereunder shall be collected by the Trustees; the receipt
of the Trustees for such proceeds shall release the insurance companies from liability on the
policies, and the insurance companies shall be under no duty to see to the application of such
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"
proceeds. The Trustees may take all steps necessary in their opinion to eilforce payment of said
policies and shall be entitled to indemnify themselves out of any property held hereunder against
all expenses incurred in taking such action.
(E) Emnlovee Death Benefits: The Settlors may designate the Trustees as beneficiary of
certain employee death benefits. In such case the Trustees shall collect the proceeds receivable
therefrom upon the Settlor's/Settlors' death(s) and hold them as part of the Trust Estate. The
receipt of the Trustees for such proceeds shall be a full acquittance to the administrator of such
benefit, and said administrators shall not be liable to see to the application of such proceeds. To
the extent that such proceeds are not included in the Settlor's estate for federal estate tax purposes,
they shall not be used for the payment of death taxes or any administration expenses of Settlor's
estate. The Trustees may select any option available to it as to the time and method of payment
of such proceeds and may also exercise any option with respect to the income or death taxes
thereon as they in their sole discretion deem advisable, and their decision in these matters shall be
binding upon, and shall not be subject to question by, the beneficiaries.
ARTICLE SIX
MISCELLANEOUS PROVISIONS
(A) Incontestability:
The beneficful provisions of this instrument and of Settlors Last Will and Testament are
-intended to be in lieu of any other rights, claims, or interests of whatsoever nature, whether
:statutory or otherwise, except bona fide pre-death debts, which any beneficiary hereunder may have
against or in Settlors' estate of the properties in Trust hereunder. Accordingly, if any
beneficiary hereunder asserts any claim (except a legally enforceable debt), statutory election, or
other right or interest against or in Settlors' estate, Settlors' Will, or any properties of said Will,
or directly or indirectly contests, disputes, or calls into question, before any court, the validity of
this instrument or of said Will, then;
(a) Such beneficiary shall thereby absolutely forfeit any and all beneficial interests
of whatsoever kind and nature which such beneficiary might otherwise have under
this instrument and the interests of the other beneficiaries hereunder shall thereupon
be appropriately and proportionally increased and/or advanced.
(b) All if the provisions of this instrument, to the extent that they confer any
benefits, powers, or rights whatsoever upon such claiming, electing or contesting
beneficiary, shall thereupon become absolutely void and revoked, and
(c) Such claiming, electing, or contesting beneficiary, if then acting as a Trustee
hereunder, shall automatically cease to be a Trustee and shall thereafter be ineligible
either to select, remove, or become a Trustee hereunder. The foregoing shall not
be construed, however, to limit the appearance of any beneficiary as.a witness in any
T-16
proceeding involving this instrument or said Will nor limit any beneficiary's
appearance in any capacity in any proceeding solely for the construction of either of said
documents.
(B) Payment of Debts. Taxes and Other Charees upon Settlor's Death: Upon each
Settlor's ,death, the Trustees may pay to or upon the order of Settlor's personal representative funds
needed to pay Settlor's debts, funeral and burial expenses, costs of admimstration, death taxes and
specific bequests, if any, under the Settlor's Last Will and Testament. The Trustees may rely upon
Settlor's personal representative as to the amount of such charges. The decision of the Trustees
about whether to provide funds shall be final, except that the Trustees shall use any U. S. Treasury
securities that may be redeemed at par to pay federal estate taxes for that pUl'Pose. Assets that are
not included in Settlor's gross estate for federal estate tax purposes shall not be used for such
payments. The Trustees shall pay the charges before the division of the Trust Estate under Article
One, Paragraph I hereof, and the payments shall not be charged against the residual distribution
or the ,share of any beneficiary hereunder.
(C) Disclaimer: Any beneficiary hereunder, or the legal representative of any such
beneficiary shall have the right, within the time prescribed by law, to disclaim any benefit or power
under this Trust Agreement. All or any fractional part of the residual distribution made upon the
first Settlor's Death disclaimed by or on behalf of the surviving Settlor shall be added to the Family
Trust. The surviving Settlor shall have the same interest in such added property as the surviving
Settlor has in the other property in the Family Trust (unless the surviving Settlor also disclaims his
orher interest in the Family Trust), except that the surviving Settlor shall have no discretionary
power as Trustee or otherwise to direct enjoyment of the disclaimed property for the benefit of any
person other than the surviving Settlor in a transfer that is not subject to federal gift or estate tax.
The Trustees shall segregate the disclaimed property from the property of the FamiJ,y Trust
over which the surviving Settlor retains any such power. Any additional estate or inheritance taxes
attributable to any disclaimer of the Residual Distribution or other property qualifying for the
Marital Deduction for federal estate tax purposes shall be paid from the disclaimed property. The
taxes attributable to any disclaimer shall be the difference between (i) the actual taxes payable at
the Settlor's death and (ll) the taxes that would be payable if the disclaimer were not made.
(D) Word Meanin!!s: The words "herein", "hereinbefore", "hereinafter" and "hereunder"
refer to this Agreement as a whole and not merely to a subdivision in which such words appear,
unless the context requires otherwise. The singular shall include the plural, the plural the singular,
and the use of any gender shall be applicable to all genders. The terms "child" "children" and
"issue", and similar terms shall include adopted 'children, regardless of the date of adoption, with
full effect as if they were the natural children of the adopting parents. The term "minor" shall
mean any person under the age of twenty-one (21) years, regardless of the age of the majority
provided by statute.
(E) Paraeraph or Article Headin~s: Headings contained in this Trust Agreement are
inserted only as a matter of convenience and for reference, and shall not be construed in any way
to defme, limit, extend or describe the scope of any of the provisions hereof.
T-17
(F) Governine Law: This Agreement shall be deemed to have been delivered to and
accepted by the Trustees in the State of Pennsylvania, regardless of the jurisdiction in which actual
execution may have occurred, and shall be interpreted and governed in all respects by the laws of
said State which shall be applied to any dispute arising hereunder.
(G) Enforceability: The invalidity or enforceability of any particular provisions of this
Agreement shall not affect the other provisions hereof and this Agreement shall be construed in all
respects as if such invalid or unenforceable provision was .omitted.
(H) Chan::e of Aereement: Except as otherwise specifically provided herein, no change,
modification, amendment of, or waiver under, this Agreement shall be valid unless the same be in
writing and signed by all of the parties hereto.
(I) Notices: Any notice, request, direction, instruction or other communication
permitted or requested to be made hereunder by any party to the other shall be in writing including
telex, .telegram or telecopier ["fax"], signed by the party giving such notice and shall be delivered
personally, sent by registered or certified mail, postage prepaid, or by telex, telegram or fax (in
each such case followed by written confirmation) to the other parties, to the addresses indicated
below the signature of each of the undersigned (or to such other address as any or all of said
undersigned may have submitted therefor by written notification). The date of personal delivery,
the date of receipt (if mailed), when delivered by the telegraph company or in the case of telex or
fax, when received, as the case may be, shall be the effective date of such notice. Whenever under
the terms hereof the time for giving notice or performing an act falls upon a Saturday, Sunday or
holiday, such time shall be extended to the next business day.
IN WITNESS WHEREOF, with the intentions to be legally bound hereby, the Settlor and
the Trustees have executed this Trust Agreement on the day and year first above written.
WITNESS:
/
SETTLOR:
~~~4~
A s. MILFORD
WITNESS:
SETTWR:
~, [. \/~
~m.~
ARET M. MILFO
T-18
WITNESS:
~:;~ Iltf-
~&D- --I---
TRUSTEE
V-o//~
WITNESS:
~(ftc [., Y 01il1"1
~m.~
T M. MILFO
COMMONWEALTH OF PENNSYLVANIA:
: SS
COUNTY OF YORK
On this, the -12 -i:h day of --:s ~ " 199R, before me, a Notary Public, personally
'appeared Margaret M. Milford as Power of Attorney for James S. Milford and Margaret M.
Milford, known to me or satisfactorily proven to be the persons whose names are subscribed to the
within instrument as the Settlors and as the Trustees and acknowledged that they executed the same
for the purposes therein contained. '
IN WITNESS WHEREOF I hereunto set my hand and official seal this J 2.. +b. day of
-:s- u.....- . , 199jL. ,
s ~ ~~LfM.J
Notary Public i and for Said County
My Commission Expires:
Notarial Seal
S. Dawn Gladfelter. Notary Public
DiIIsbur!:l Bore, York County
Mv CommisSion Expires May 17. 2001
MemDc,:':::rmsylvania Association of Dtaries
T-19
REV-1510 EX+ (1-97)
COMMONWEALTH OF PENNSYLVANIA
INHERITANCE TAX RETURN
RESIDENT DECEDENT
ESTATE OF
Janes S Milford
SCHEDULE G
INTER-VIVOS TRANSFERS &
MISC. NON-PROBATE PROPERTY
FILE NUMBER
21-01-
This schedule must be completed and filed if the answer to any of questions 1 through 4 on the reverse side of the REV-1500 COVER SHEET is yes.
DESCRIPTION OF PROPERTY %OF EXCLUSION
ITEM INCLUDE NAME OF THE TRANSFEREE, THEIR DATE OF DEATH DECO'S (IF TAXABLE VALUE
RELATIONSHIP TO DECO & DATE OF TRANSFER.
NO. ATTACH COpy OF THE DEED FOR REAL ESTATE. VALUE OF ASSET INTEREST APPLICABLE)
Assets held by Janes S. Milford and
Margaret M. Milford Revocable
Living Trust Dated Jtme 12, 1998.
1 PP&L Co. Harrisburg Division 39,344.79
Federal Credit Union:
2 M:!mbers 1st Federal Credit Union 25.00
Savings Account #199448-00:
3 Merribers 1st Federal Credit Union 99,880.17
CD#199448-40:
4 PSECU AcCOlIDtS: 104,093.17
5 Waypoint Bank AcCOLmtS: 53,080.53
6 Drovers Bank AcCOLmtS: 35,906.98
7 First Union Securities AcCOLmtS: 267,179.00
8 Putnam Investrrents Accounts: 44,879.83
9 Dreyfus Accounts: 27,204.05
10 PNC Bank, N .A. AcCOLmtS: 124,328.23
11 Delaware Investrrents AcCOLmtS: 68,409.95
12 Mellon Bank, N .A. AcCOLmtS: 96,343.15
13 M&T AcCOLmtS: 53,086.55
14 Allfirst Bank AcCOlIDtS: 126,274.53
15 Real Estate situate at 210 West 136,140.00
Courtland Ave. , Shiremanstown
Borough, CUmberland County, PA:
16 Allfirst IRA, AcCOlIDt 4,264.38
#8700020635002:
TOTAL (Also enter on line 7, Recapitulation) $ 1,280,440.31
7 CPA01 NTF 10910
Copyright Forms Software Only. 1997 Nelco, Inc.
(If more space is needed, insert additional sheets of the same size)
1', 1', ,,~, e" ~a't~ Z)Wi4Uue
Federal Credit Union
1801 Brookwood Street, Harrisburg, Penna. 17104
June 20, 2001
David J. Lenox, Esq.
The Wiley Group
1 South Baltimore Street
Dillsburg PAl 70 19
Dear Mr. Lenox:
I am writing in response to your letter concerning James S. Milford's
account with our Credit Union. His account was opened on September 25,
1950. On December 14, 1998 Margaret Milford's name was added as
trustee. Interest was last credited to his account on January 1,2001. The
next date for interest to be posted will be July 1, 2001. The account balance
on the date ofMr. Milford's death was $39,344.79.
If I can be of any further assistance please call me at 236-6138.
Very truly yours,
George Lebo
Credit Union Treasurer
GEL/srb
MembersJ
FEDERAL CREDIT UNION
INSURANCE DEPARTMENT
5000 LOUISE DRIVE
P. O. BOX 40
MECHANICSBURG. PA 17055
1 -800-283-2328 or (717) 697-1161
JAMES MILFORD REVO~ABLE TRUST
REGULAR SAVINGS ACCOUNT:
Account NumbedSuffix
Date Account Opened
Principal Balance at Date of Death
Accrued Interest to Date of Death
Total Principal and Accrued Interest
Name of Trustees
199448 -00
12/06/2000
$25.00
$.00
$25.00
James M. Milford & Margaret M. Milford
CERTIFICIATE OF DEPOSIT:
Account Number/Suffix
Date Certificate Purchased
Principal Balance at Date of Death
Accrued Interest to Date of Death
Total Principal and Accrued Interest
Name of Trustees
199448 -40 2 yr
12/0612000
$99,861.35
$18.82
$99,880.17
James M. Milford & Margaret M. Milford
MM. ~~.T R C DITU1<lON
M%m
Denise A. Anders
Insurance Products Supervisor
August 10,2001
Estate of: JAMES M. MILFORD
Date of Death: 04/02/2001
Social Security Number: 205-10-1570
PSECII;
the financial finkm
August 7,2001
Account # 0169149257
MARGARET MILFORD
210 W COURTLAND AVE
SHIREMANSTOWN, PA 17011
Dear MRS MILFORD:
The following is the status of JAMES MILFORD & MARGARET MILFORD REVOCABLE LIVING
TRUST's account with PSECU as of the date of death.
Joint Owner's Name
Date Established
Date of Death
NONE
09.15.76 CHANGED TO R/UT ON OR ABOUT 10.09.98
04.02.01
Share(s)
Regular Shares (81)
24-MONTH Certificate (856)
24-MONTH Certificate (S57)
24-MONTH Certificate (S58)
Balance
$ 315.62
20841.87
51945.19
30970.53
Accrued Dividend
$ 0.02
4.00
9.99
5.95
The dividend earned from January 1,2001 through the date of death was $2105.98. The decedent had no
loans with us. We do not have safe deposit boxes for our members. If you have any questions, please call
234-8484 in Harrisburg or our toll-free number, (800) 237-7328. At the menu prompt, enter 6 and then
extension 2227.
~<!;../1 /~
( ~~f1-)
, Debra A Kerstetter I
Member Service Representative
Finance Support Unit
PENNSYLVANIA STATE EMPLOYEES CREDIT UNION
Main Address: 1 Credit Union Place, Harrisburg, PA 17110-2990' (717) 234-8484 . (800) 237-7328
Mailing Address: P.O. Box 67013, Harrisburg, PA 17106-7013' (717) 777-2100 (TOO) . (800) 472-1967 (TDO)
Web Address: www.psecu.com
Savings federally insured up to $100,000 by the National Credit Union Administration.
~I Way~qi!1J
LOOK FOR US. WE'LL GET YOU THERE.
David Lenox, ESQ.
Mrs. Milford came into Waypoint Bank on Old Gettysburg Rd. on 7/31/01 and requested the following
information for the purpose of tax information regarding James Milford. Here is the information requested:
Checking Account Balance on 4/2/01:
Certificate of Deposit on 4/2/01:
$26,213.24
$26,867.29
These amountslbalances have been verified.
Thank you,
India Ficarra/Waypoint Bank Customer Service
P.O. Box 1711, HARRISBURG. PENNSYLVANIA 17105-1711
Toll Free 1-866-WAYPOINT (1-866-929-7646) , www.waypointbank.com
Member FDIC
Grow with us.
August 1,2001
Margaret Milford
210 W Courtland Ave
Shiremanstown P A 17011
Re: Estate of James S Milford
Date of Death: 4-2-01
Per the request of Mrs. Milford, the following information is being provided:
o Type of Account: Certificate of Deposit
Opening Date: 11/14/00
Accrued Interest at DOD: $ 906.98
Ownership Name(s): James S and Margaret M Milford
Revocable Trust
J ames and Margaret Milford Trustees
Account Number: 128284
Account Bal.: $ 35,000.00
Prepared by: Carol L. Hopper ext. 336 Deposit Account Services
30 South George Street, York, Pennsylvania 17401
717-843-1586 · www.droversbank.com . 1-800-DROVERS
The Drouers S' Mechanics Bank
f~N.
. .
Securltl..
First Union Securities
WF3240
Harrisburg Branch
3401 North Front Street
Suite 110
Harrisburg, PAl 711 0
Tel 717 238-9636
800 254-8211
Fax 717 238-9789
August 15, 2001
David J. Lenox, Esq.
The Wiley Group
1 South Baltimore Street
Dillsburg, PA 17019
RE: Estate of James S. Milford
Dear Mr. Lenox:
Per your request dated August 9, 2001, I have provided for you the date of death
values for the assets held in the account of James & Margaret Milford Trust account.
Security
# of shares
High
Low
Close
PPL Corporation
PPL Electric Preferred
5960
5
$45.52
$64.00
$44.03
$64.00
$45.52
$64.00
Should you require additional information, please do not hesitate to give me a call at
(717) 231-7205 or (800) 254-8211.
"While the information herein has been obtained from sources we believe to be reliable, its
accuracy and completeness is not guaranteed."
First Union Securities. Inc.
Member NYSE/SIPC
PUT NAM INVESTMENTS
Putnam Investor Services
Post Office Box 41203
Providence, Rhode Island 02940-1203
1-800-225-1581
www.putnamim'_com
August 6, 2001
DAVID LENOX ESQ
THE WILEY GROUP PC
1 S BALITMORE ST
DILLSBURG PA 17019
~I
r... \~
Account No.: A381205101570BBCU
Account No.: A801205101570BBCH
Registrati<m,; James~rMiffora~-"'~ "
f/' Margaret M Milford Ttees
(,~::argaret ~i
Reference No.: 0309291791
Dear Mr. Lenox:
Thank you for contacting us regarding the above-referenced account. The following table
provides the information requested as of April 2, 2001.
A381205101570BBCU
A80 120510 1570BBCH
To sell or transfer the shares, we require:
. A letter of instructions from the remaining Trustee in-capacity, Margaret M. Milford,
signed exactly as her name is noted in the registration. Her signature must be guaranteed
by an investment dealer or a bank. We cannot accept a notarization.
. A certified death certificate for James S. Milford. We can accept a copy provided it
shows proof of original certification.
. (To transfer) The enclosed Form W-9. The form must be completed and signed by the
new account holder to certify the tax identification number for the new account.
Kindly include the reference number noted above when responding to this letter.
.
Mr. Lenox
Page Two
August 6, 2001
Should you have any additional questions, please call us toll free at 1-800-225-1581. One of our
representatives will be pleased to assist you.
Sincerely,
.--.,
,
1-/;'//);
)\"y'l-{
.IE:
;l/ ~
Ted Buttenheim
Putnam Investor Services
enc. W-9
cc: Margaret M Milford
Dreyfus
Service Corporation
144 Glenn Curtiss Boulevard
Uniondale, New York II556-0144
July 31,2001
Ms. Margaret Milfor~
210 W. Courtland Ave.
Shiremanstown, PA 17011-6507
RE: James S. & Margaret M. Milford Ttees
James S. & Margaret M. Milford Revocable Living Trust
Dreyfus Premier State Municipal Bond Fund: Pennsylvania Series, Class A
AlC No. 058-3352992709
Ref No. 20010731134940
Dear Ms. Milford:
As per your request, the following is a summary of the Date of Death balance for the
above referenced account.
The balance of the Dreyfus Premier State Municipal Bond Fund: Pennsylvania Series,
Class A, AlC No. 058-3352992709, as of April 2, 2001 was $27,204.05. The accrued
dividend was $7.21, and is included in the balance.
If you have any questions regarding the above information, please feel free to speak with
one of our service representatives toll free at 1-800-645-6561. The service department
hours are ~w1onday throu&~ Friday, 8 n.m. to 6 p.m., Eastern tim.e..
~!f~
Correspondent
Call Toll Free 1-800-645-6561 · In New York City Call 1-718-895-1206
JUL-26-2001 09: 05
PNCBANK elF DEPARTMENT
412 705 0057 P.01/02
Q PNCBAN<
Decedent Reporting
Firstside Center
P7-PFSC-4-F
500 First Avenue
Pittsburgh, PA 15219-3128
Isep
July 25,2001
David J. Lenox, Esquire
1 South Baltimore Street
Dillsburg, P A 17019
RE: Estate of James S. Milford, Deceased
SSN: 205.10-1570
DOD: 4/2/2001
Dear Mr. Lenox:
Please find the date of death balances you have requested listed below.
CERTIFICATES OF DEPOSIT
#31600189516 EstabHsbed 06/15/2000
JAMES & MARGARET MILFORD TRUST
JAMES S MILFO)W TTEE
MARGA.RE1' M MILFORD TrEE
REVOCABLE LIVING TRUST
DOD Balance; $21,042.26 + $70.57 accrued interest
#31100203787 Established 06/15/1999
JAMES & MARGARET MILFORD TRUST
JAMES S MILFORD TrEE
MARGARET M MILFORD TrEE
REVOCABLE LIVING TRUST
DOD Balance: $48,70 1.20 + $139.98
Page 1 of2
A. member of The PNC Finandal Services Group
Om: PNC Plaza 243 Fifth Avenue Pittsburgh PJ:nnsylvani~ 15222 2707
w_~ __ ___. -~ ~
. ."'I__ln.." _... .....-.-11..'1......1'11
~_~ ,~~ ~~1 . .~~,~~
a PNCBAN<
#31700174990
Established 01/03/2000
JAMES S MILFORD REV LN TRT
JAMES S MILFORD &
MARGARET M MILFORD TrEES
DOD Balance; $53.983.05 + $289.29 accn1ed interest
CHECKING ACCOUNT
#5000998571
Established 06/05/1995
JAMES & MARGARET MILFORD TRUST
JAMES S MILFORD TIEE
MARGARET M MILFORD TTEE
REVOCABLE LIVING TRUST
DOD Balance: $101.88 + 50.00 accrued interest
Our office only provides date of deatla balances for IRA '5, CD's, Checking and
Savings acco.nts. We do NO Financial Transactions or Statement Orders. For
Further iuformatiOll please call1..soO-4-BANKER or your toeal PNC Branch and
ask to speak with a Financial Services Representative.
Sincerely,
~~
Rachelle Sciullo
1-800-762-1775
Page 2 of2
A member of The fINe Fi'/lanaal Sel'lliCC5 Group
One PNC Plaza 249 Fifth Avenul;' Pittsburgh Pl.:nnsylvania 15222 2707
- --.-----"
TOTAL P. 02
.DELAWARE~
INVESTMENTS
June 25, 2001
David J. Lenox
The Wiley Group
Attorneys at Law
Wiley Lenox Colgan Marzacco P.C.
1 South Baltimore Street
Dillsburg, PA 17019
Re: Delaware Tax-Free Pennsylvania Fund A #5077306584
James S. Milford & Margaret M. Milford TTEES
James S. Milford & Margaret M. Milford Rev. Liv. Tr. DTD 6/12/98
Dear Mr. Lenox:
I am truly sorry to learn of the death of James S. Milford. Please convey our condolences to the family on behalf
of Delaware Investments. I received your letter, reflecting the signature of Ms. Milford, requesting that we provide
you with the date-of-death balance of the account listed above. I will be glad to provide you with this information.
The Tax-Free Pennsylvania Fund is a mutual fund with a daily fluctuating price per share. On April 3, 2001, this
account reflected a balance of 8,722.321 shares. The net asset value of the Fund on that day was $7.83. Thus, the
principal value of this account on the date of death was $68,295.77. Dividends for this Fund are earned daily and
paid each month. Dividends that had accrued and that were not posted to the account as of April 3, 2001 amounted
to $114.18. Therefore, the total value of this account on that day was $68,409.95.
If you have any questions, please feel free to contact our Service Center directly at the toll-free number listed
below.
cc: Michael Crouse, Fahnestock & Co., Inc.
00145461
201
1818 Market Street, Philadelphia, PA 19103-3682 . Nationwide: 800-523-1918 . Philadelphia: 255-124]
@
Account
Number
01026836
01062973
Mellon Bank
Account Title
Lvg Trust of J S & M M Milford
James S Milford TTEE
Margaret M Milford TTEE
Lvg Trust of J S & M M Milford
James S Milford TTEE
Margaret M Milford TTEE
Thursday, August 23,2001
Date Opened: 03/15/2000
Principal Sal Int from Last
as of DOD Posting to DOD
$50,000.00 $3,942.05
Date Opened: 06/02/2000
Principal Sal Int from Last
as of DOD Posting to DOD
$40,000.00 $2,401.10
Account Type: TO
Account Sal YTD Int to
as of DOD DOD
$53,942.05 $963.90
Account Type: TO
Account Sat YTD Int to
as of DOD DOD
$42,401.10 $2,401.10
Page 2 of 2
rI'M&rBank
August 1, 2001
Margaret Milford
210 W. Courtland Ave.
Shiremanstown, P A 17011
Dear Mrs. Milford,
As per our conversation on August 1 S\ I have prepared the following
information regarding the joint certificate of deposit. The value of account #
31003910514726 as of Apri12, 2001 was 53,086.55. If there are any further
questions involving this matter, please feel free to contact me.
Thank you for continuing to choose M&T Bank for your banking needs.
Sincerely,
/~ '
'--r11t~-LL
(-,
Jodi D. Lomison
Branch Sales Associate
Mechanicsburg Branch
:U1
~.
Manufacturers and Traders Trust Company. 5303 East Simpson Ferry Road, Mechanicsburg, PA 17050
(717) 766-1847 · Fax: (717) 796-1671
07/17/01 12:50
ftl 302 934 2955
CIS
"
, '
A11first Financial Center NA-
PO Box 900
Millboro, DE 19966
July 17,2001
The Wiley Group
Attorneys At Law
1 South Baltimore Street
Dillsburg, P A 17019
Re: Estate of James S. Milford
Social Security: 205-10-1570
Date of Death: ADril2. 2001
Dear Sir or Madam:
.__~002/0~ _
allfirst
Per your inquiry dated May 30, 200 1 please be advised that at the time of death, 1he above-Bilrned decedent had on
deposit wi1b this bank the following:
1.
Type of Account
Relationship ChecJdng WlInterest
0060176660
Account Number
Ownership (Names oj)
James S. Milford, Owner
Margaret M Mdford, Owner
Opening Date
12/28/80
Balance on Date of Death
$7,132.06
$ 2.38
--$7.134.44-------------------
Accrued Interest
Total
2.
Type of Account
Money FundA/temative
0098296949
Account Number
Ownership (Names oj)
James S. & Margaret M. Milford Rev Trust
James S. Milford, TRT
Margaret M. Milford. TRT
03/18/98
Opening Date
Balance on Date afDeath
$40,144.44
$ 64.3/
--f4iXzOi['!5----------------------
Accrued lnterest
Total
07/17/01 12:50
ftl 302 934 2955
CIS
IaJ 003/004
. J I .
3. Type of Account IRA 60-120 Mos.
Account Number 87000206325002
Ownership (Names oj) James S. Milford, Owner
Opening Date 02103/87
Balancs on Date of Death $4,230./9
Accrued Interest $ 34.19
Total --"$4.26438----------------.---------.
4. Type of Account Certificate of Deposit
Account Number 80000002174459
Ownership (Names oj) James S. & Margaret M. Milford Rev Trust
James S. Milford, TRT
Margaret M. Milford, TRT
Opening Date 05/08100
Balance on Date of Death $42,098.48
Accrued Interest $ 424.77
Total --$ii2,523.25 ----------------------------
5. Type of Account Certificate of Deposit
Account Number 87008141192019
Ownership (Names oj) Milford, JS & MM Rev Liv Tn DID
James S. Milford, TRT
Margaret M Milford, TRT
Opening Date 07/01/98
Balance on Date of Death $36,184.97
Accrued Interest $ 223.12
Total -- $36,4r58.759-----..------------------------
6. Type of Account Scife Deposit Box
Account Number 1000565100010255
Ownership (Names oj) James S. Milford
Margaret M. Milford
Opening Date 11/13/98
,07/17/01
12: 50
ft1 302 934 2955
CIS
0041004
. .
These accounts were convertedfrom tire acqui<ion of another lmancial Instltlltlon. Unfortunately,
we are unable to accesr afr)l 11fformat/on per/alni1lg to the date the acc01l1ll W/U made jolnl
This letter does not Include any accounts i1Ilfhich the deceased may have been listed Q3 Power of A/JOm8)l,
CUJltodJan of Uniform Tr~rs, Repre8t!ntatlve Payee, or Trustee unde, a Written Agreement.
For further acccnmt l1fformation, clO8ll1'es and/or reimbursement of jimds refer to belem branch:
MECHANICSBURG OFFICE
5219 SIMPSON FERRY ROAD
MECHANlCSBURG,PA17055
717-255-2031
l:~/ I A
Sue~~
Assistant I
Cis Services, (302) 934-2909
... . I ~
TAX YEAR
2001-02 REAL ESTATE TAX NOTICE ** SCHOOL **
MECHANICSBURG AREA SCHOOL DISTRICT
lAME CHECKS PAYABLE TO:
DATE
JULY 1 2001
AsseSSMENT
B!ll NO. C~
JUDY C. PROWELL
211 E. CHESTNUT STREET
SHIREMANSTOWN PA 17011
PHONE: (717) 737-2193
I. 7/1 TO 9/1 TUES & THURS 7PM - 9PM
ALSO THURS 1-3PM & WED AUG 29 7-9PM
SEPT & OCT 7-9PM ON THURSDAY ONLY
AFTER NOV 1 BY APPOINTMENT ONLY
136,140
370
%P
M
O/",P
%P
M DURING THIS PERIOD
OtSOOUNT AND PENALTY HAVE BEEN COMPUTED FOR YOUR CONVENIENCE
1,440.901
1,470.31,
1,617.34
ACCT NO
ISCOUNT
ACE
ENALTY
1,470.31
1,617.34
37-23-0557-144
210
SHIREMP-.NSTOWN BORO.
MILFORD, JAMES S TRUSJrJDY C, PROWELL
& MARGARET M MILFORD TAX COLLECTOR
210 WEST COURTLAND AVENUE LOT 13 F
SHIREMANSTOWN PA '17011
COURTLAND AVENUE ,
'j /
{.. )'~///!JC1L ...-7/,;)1 (
r .. j?J?
1.,.......".,.-
IF UNPAID BY 12/15/01 TAXES WILL BE
TURNED OVER TO CUMBERLAND CO.
TAX CLAIM BUREAU.
$1.00 FEE FOR ADD'L RECEIPTS REQUESTED
IF~~'~'.:I1~~"l~'_
THIS BILL TO YOUR MORTGAGE COMPANY
REV-1513 EX + (1-97)
. - GO~MONWEALTH OF PENNSYLVANIA
INHERITANCE TAX RETURN
RESIDENT DECEDENT
ESTATE OF
SCHEDULE J
BENEFICIARIES
FILE NUMBER
Janes S Milford
No. NAME AND ADDRESS OF PERSON(S) RECEIVING PROPERTY
I. TAXABLE DISTRIBUTIONS (include outright spousal distributions)
RELATIONSHIP TO DECEDENT
Do Not List Trustee(s)
1 Margaret M. Milford
210 Courtland Ave.
shiremanstown, PA 17011
SUrviving spouse
21-01-
AMOUNT OR
SHARE OF ESTATE
605,440.30
ENTER DOLLAR AMTS. FOR DISTRIBS. SHOWN ABOVE ON LINES 15 THROUGH 17 AS APPROPRIATE ON REV 1500 COVER SHEET
II. NON-TAXABLE DISTRIBUTIONS:
A. SPOUSAL DISTRIBUTIONS UNDER SECTION 9113 FOR WHICH AN ELECTION TO TAX IS NOT BEING MADE
1 Optinal Mcrrital Deduction into Credit Shelter Trust, as directed
by the Janes S. Milford and Margaret Milford Revocable Living
Trust dated June 12, 1998
B. CHARITABLE AND GOVERNMENTAL DISTRIBUTIONS
None
TOTAL OF PART II -- ENTER TOTAL NON-TAXABLE DISTRIBUTIONS ON LINE 13 OF REV 1500 COVER SHEET $
7 CPA13 NTF 10913
(If more space is needed, insert additional sheets of the same size)
Copyright Forms Software Only, 1997 Nelco, Inc.
675,000.01
675,000.01