HomeMy WebLinkAbout05-3031
IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA
R.H. DONNELLEY PUBLISHING
AND ADVERTISING, INe. t/d/b/a
SPRINT YELLOW PAGES
Civil Action - Law
Plaintiff:
vs.
No.: OS; - 20J/
Cu',l/EA-WJ
THOMAS S. DIEHL
Defendant
NOTICE TO DEFEND
TO: Thomas S. Diehl
302 South Pitt Street
Carlisle, Pennsylvania 17013
YOU HAVE BEEN SUED IN COURT. If you wish to defend against the claims set forth in the
following pages, you must take action within twenty (20) days after this Complaint and Notice are served, by
entering a written appearance personally or by attorney and filing in writing with the Court your defenses or
objections to the claims set forth against you. You are warned that if you fail to do so the case may proceed
without you and a judgment may be entered against you by the Court without further notice for any money
claimed in the Complaint or for any other claim or relief requested by the Plaintiff You may Jose money or
property or other rights important to you.
YOU SHOULD TAKE THIS PAPER TO YOUR LAWYER AT ONCE. IF YOU DO NOT HAVE A
LAWYER, GO TOOR TELEPHONE THE OFFICE SET FORTH BELOW. THIS OFFICE CAN PROVIDE
YOU WITH INFORMATION ABOUT HIRING A LAWYER.
IF YOU C.<\.NNOT AFFORD TO HIRE A LAWYER, THIS OFFICE MftY BE ABLE TO
PROVIDE YOU WITH INFORMATION ABOUT AGENCIES THAT MAY OFFER LEGAL SERVICES
TO ELIGIBLE PERSONS AT A REDUCED FEE OR NO FEE.
Cumberland County Bar Association
2 Liberty Avenue
Carlisle, Pennsylvania 17013
(800) 990-9108
LER, LERMAN,
S
BY:
C S B. ALKINS, ESQUIRE
Attorney for PI intiff
Supreme Court .D. #84738
110 South North rn Way
York, pennsylvan.a 17402
Telephone: (717) 757-7602
,
IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA
R.H. DONNELLEY PUBLISHING
AND ADVERTISING, INC. t/dlb/a
SPRINT YELLOW PAGES
Civil Action - Law
Plaintiff:
vs.
No.:
THOMAS S. DIEHL
Defendant
A VISO
USTED HA smo DEMANDADO EN LA CORTE. Si usted desea defenderse de las quejas expuestas en
las paginas siguientes, debe tomar accion dentro de veinte (20) dias a partir de la fecha en que recibio la
demanda y el aviso. Usted debe presentar comparecencia escrita en persona 0 por abogado y presentar en la
Corte por escrito sus defensas 0 sus objeciones alas demandas en su contra.
Se Ie avisa que si no se defienda, el caso puede proceder sin usted yla Corte puede decidiren su contra
sin mas aviso 0 notificacion por cualquier dinero reclamado en la demanda 0 por cualquier otra queja 0
compensacion reclamados por el Demandante. USTED PUEDE PERDER DINERO, 0 PROPIEDADES U
OTROS DERECHOS IMPORT ANTES PARA USTED.
LLEVE EST A DEMANDA A UN ABOGADO INMEDIATEMENTE. SI USTED NO TIENE 0 NO
CONOCE UN ABOGADO, VAYA 0 LLAME A LA OFICINA EN LA DIRECCION ESCRITA
ABAJO PARA A VERIGUAR DONDE PUEDE OBTENER ASISTENCIA LEGAL
Cumberland County Bar Association
2 Liberty Avenue
Carlisle, Pennsylvania 17013
(800) 990-9108
IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA
RH. DONNELLEY PUBLISHING
AND ADVERTISING, INe. t/dlb/a
SPRINT YELLOW PAGES
Civil Action - Law
Plaintiff:
No.: DS;-
CiuL'!~
vs.
THOMAS S. DIEHL
Defendant
AND NOW, TO WIT, this
COMPLAINT
~ dayof JM~
, 200~ comes the Plaintiff,
R.H. Donnelley Publishing and Advertising, Inc. t/dfb/a Sprint Yellow Pages, by and through its
attorneys, Griffith, Strickler, Lerman, Solymos & Calkins, and Charles B. Calkins, Esquire and files
its Complaint against the Defendant, Thomas S. Diehl, and in support thereof states as follows:
I. The Plaintiff, R.H. Donnelley Publishing and Advertising, Inc. t/d!b/a Sprint Yellow
Pages, is a duly organized Kansas corporation doing business in Pennsylvania whose business
address is 1615 Bluff City Highway, Bristol, Tennessee 37620.
2. The Defendant, Thomas S. Diehl, is an adult individual whose address is 302 South Pitt
Street, Carlisle, Cumberland County, Pennsylvania 17013.
3. The Plaintiff at oral instance and request of the Defendant provided certain advertising
and publication services for the Defendant at the times and in the amounts as more fully set forth in a
true and correct copy of the Plaintiff s Account Summary which is attached hereto, made a part
hereof, and marked Exhibit "A".
4. The amounts charged for the advertising services are enumerated on Exhibit "A"
totaled $32,796.07.
5. Prices charged for the advertising services were fair and reasonable and further are
~
what the Defendant agreed to pay therefore.
6. The Defendant has tendered payments in a total amount of$25,983. 79 to the Plaintiff.
7. The Plaintiffhas credited the Defendant's account in the total amount of$25,983.79.
8. The Plaintiffhas added late charges and collection fees to the Defendants account in
the total amount of$5,488.75.
9. Due to the foregoing, the Defendant remains owing a total amount of$12,301.03 plus
interest to the Plaintiff.
10. Plaintiffhas demanded payment from the Defendant in the amount of$12,301.03, but
Defendant has refused and continues to refuse to pay the same or any part thereof.
II. The amount in controversy herein requires mandatory reference to arbitration.
WHEREFORE, Plaintiff respectfully demands judgment against the Defendant, for the sum
of Twelve Thousand Three Hundred One and 03/1 00 ($12,301.03) Dollars together with interest plus
costs of suit.
BY:
CARL . ALKINS, ESQUIRE
Attorney for PI intiff
Supreme Court I.D. #36208
110 South Northern Way
York, Pennsylvania 17402
Telephone: (717) 757-7602
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IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA
R.H. DONNELLEY PUBLISHING
AND ADVERTISING, INC. tld/bla
SPRINT YELLOW PAGES
Civil Action. Law
Plaintiff:
vs.
No.:
THOMAS S. DIEHL
Defendant
VERIFICATION
I, t t \ \, "r-< V, f\ \c ~v (l , hereby verify that the statements made in the foregoing
document are true and correct to the best of my personal knowledge or information and belief, as well as
reports, records, conferences and other investigatory material made available to me. To the extent that the
foregoing contains averments which are inconsistent in fact, I verify that my knowledge or information is
sufficient to form a belief that one or more of them is true, although I am currently unable, after reasonable
investigation, to ascertain which of the inconsistent averments are true.
To the extent that the foregoing contains legal conclusions or opinions, I hereby state that my
Verification is made upon the advice of counsel, upon whom I have relied in the filing of this document.
This Verification is made subject to the penalties of 18 Pa. C.s. ~4904 related to unsworn falsifications
to authorities.
DATED:Sl '/ [65
R.H. Donnelley Publishing and Advertising
By:
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SHERIFF'S RETURN - REGULAR
CASE NO: 2005-03031 P
COMMONWEALTH OF PENNSYLVANIA:
COUNTY OF CUMBERLAND
R H DONNELLEY PUBLISHING
VS
DIEHL THOMAS S
RON KERR
, Sheriff or Deputy Sheriff of
Cumberland County, Pennsylvania, who being duly sworn according to law,
says, the within COMPLAINT & NOTICE
was served upon
DIEHL THOMAS S
the
DEFENDANT
, at 1906:00 HOURS, on the 21st day of June
2005
at 39 BRIAN DRIVE
CARLISLE, PA 17013
by handing to
DANA DIEHL, WIFE
a true and attested copy of COMPLAINT & NOTICE
together with
and at the same time directing Her attention to the contents thereof.
Sheriff's Costs:
Docketing
Service
Affidavit
Surcharge
So Answers:
18.00
3.70
.00
10.00
.00
31.70
?'~~
R. Thomas Kline
06/22/2005
GRIFFITH STRICKL
LERMAN SOLY
Sworn and Subscribed to before By:
me this ~
day of
Sheriff
(f.il ~"o:! A.D.
( ~~t(ln:!:a~~" { '-H
IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY,
PENNSYL VANIA
RH. Donnelley Publishing
And Advertising, Inc. t/d/b/a
Sprint Yellow Pages
Plaintiff
Civil Action - Law
No. 05-3031
v.
Thomas S. Diehl
Defendant
AAfSWE'R,
AND NOW comes the Defendant, Thomas S. Diehl, Esq., who offers his Answer
to Plaintiff's Complaint:
I. Admitted.
2. Admitted.
3. Admitted in part and denied in part. It is admitted that the Defendant entered into
several contracts with Sprint Yellow Pages (hereinafter "Sprint") from 1998 until 2002,
but Plaintiffs complaint does not indicate under which one, if any, this action is being
brought. The Defendant demands proof of the contract at issue.
Furthermore it is denied that R H. Donnelly was privy to any of the contracts, and
the Defendant is unaware of any relationship between Sprint and R H. Donnelly
4. Denied. The contract at issue, once produced by the Plaintiff, will speak for itself
regarding the fees charged.
5. Denied in part. The fees charged by Sprint and/or the Plaintiff were neither fair
nor reasonable. The Defendant however does acknowledge entering into a contracts with
Sprint with the same reservations as express in answer to paragraph #3.
6. After reasonable inquiry, the Plaintiff is without knowledge or the truth of this
averment. Proof is demanded at trial.
7. After reasonable inquiry, the Plaintiff is without knowledge or the truth of this
averment. Proof is demanded at trial.
8. After reasonable inquiry, the Plaintiff is without knowledge or the truth of this
averment. Proof is demanded at trial.
9. After reasonable inquiry, the Plaintiff is without knowledge or the truth of this
averment. Proof is demanded at trial.
10. Admitted.
11. This averment is a conclusion at law to which no response is necessary.
Dated: August 18, 2005
Respectfully submitted,
4?.{J.&q
P A ID# 78942
P.O. Box 613
Harrisburg, PA 17108
(717) 241-4287
VERIFICATION
I, Thomas S. Diehl, hereby verifY that the statements made in the foregoing document are
true and correct to the best of my personal knowledge, information and belief.
Furthermore I verify this Answer subject to the penalties of 18 Pa. C.S. Sec. 4904 related
to unsworn falsifications to authorities.
Dated: August 18, 2005
T~
CERTIFICATE OF SERVICE
I, Thomas S. Diehl, state that the attached documents were mailed to the
'\
following individual(s) by fitst class mail, postage prepaid on August 18,2005 and
addressed to:
Charles B. Calkins, Esq.
110 South Northern Way
York, PA 17402
(717) 757-7602
Date: August 18, 2005
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RA WLE & HENDERSON LLP
By: Gary N. Stewart
Identification No.: 67353
The Widener Building
One South Penn Square
Philadelphia, PA 19107
215-575-4200
Attorney for Defendant,
Exel Logistics, Inc., n/k/a Exel Inc.
TIMOTHY NEECE
COURT OF COMMON PLEAS
CUMBERLAND COUNTY
Plaintiff
v.
NO. 05-3034
GENERAL MILLS, INC.
Defendant/Third
Party Plaintiff,
and
EXEL LOGISTICS, INC., n/kIa EXEL INC.,
and
SWIFT TRANSPORTATION CO., INC.
Additional
Defendants,
WITHDRAWAL OF APPEARANCE
TO THE PROTHONOTARY:
Kindly withdraw my appearance on behalf of defendant, Exel Logistics, Inc., nlk/a Exel Inc.,
in the above-captioned matter.
RA WLr :
By: J
Ni I A. reene, Esquire
Attorneys for Defendants
ENTRY OF APPEARANCE
Kindly enter my appearance on behalf of defendant Exe! Logistics, Inc., n/kIa Exel Inc., in the
above-captioned matter.
P
By:
ary N. Stewart, Esquire
Attorneys for Defendant
Exel Logistics, Inc., nlk/a Exel Inc.
1176259 v.l
CERTIFICATE OF SERVICE
I hereby certify that a true and correct copy of the Withdrawal/Entry of Appearance of
Defendant was served via first-class United States mail, postage prepaid, to the parties listed
below:
Alyssa L. Rebensdorf, Esquire
Ailana T. McIntosh, Esquire
Booth & Tucker, LLP
230 South Broad Street
Second Floor
Philadelphia, PA 19102
Bobbie Ann Thornburg, Esquire
Feinberg & Silva
Suite 1805
2000 Market Street
Philadelphia, PA 19103
Robert P. Corbin, Esquire
German Gallagher & Murtagh
The Bellevue, Fifth Floor
200 S. Broad Street
Philadelphia, PA 19102
/'
Date: $?' -' L j -- 0 .5
1176259 v.l
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In the Court of Common Pleas
of Cumberland County,
Pennsylvania
R.H. DONNELLEY PUBLISHING AND
ADVERTISING,INC. t/d/b/a SPRINT
YELLOW PAGES
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v.
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ARBITRATION
THOMAS S. DIEHL
.
.
.
.
No.: 05-3031
.
.
.
.
Civil Action - Law
.
.
.
.
PETITION FOR APPOINTMENT
OF ARBITRATORS
TO THE HONORABLE, THE JUDGES OF SAID COURT:
Charles B. Calkins, Esquire, counsel for the Plaintiff in he above action, respectfully represents
that:
1. The above-captioned action is at issue.
2. The claim of the Plaintiff in the action is $12,301.03.
The counterclaim ofthe Defendant in the action is $0.
The following Cumberland County attorney's are interested in the case(s) as counselor
are otherwise disqualified to sit as arbitrators: None
WHEREFORE, your petitioner prays your Honorable Court to appoint three (3)
arbitrators to whom the case shall be submitted.
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R.B. DONNELLEY PUBLISHING AND
ADVERTISING,INC. t/d/b/a SPRINT
YELLOW PAGES
.
.
In the Court of Common Pleas
of Cumberland County,
Pennsylvania
.
.
.
.
.
.
.
.
.
.
v.
.
.
.
.
ARBITRATION
THOMAS S. DIEHL
.
.
.
.
No.: 05-3031
.
.
.
.
Civil Action - Law
.
.
.
.
CERTIFICATE OF SERVICE
AND NOW, this the ::)1"-- day of ~, 2006, I, Charles B. Calkins, Esquire, a
member ofthe firm of GRIFFITH, STRICKLER, LERMAN, SOL YMOS & CALKINS, hereby
certify that I have this date served a copy of the Petition for Appointment of Arbitrators,
addressed to the party as follows:
Thomas S. Diehl
302 South Pitt Street
Carlisle, PA 17013
GRIFFITH, STRICKLER, LERMAN,
SOL YMOS & CALKINS
BY: Qfl ~k
CHARLES B~CA1,KINS, ESQUIRE
Supreme Court lD. No. 36208
Attorney for Plaintiff
110 South Northern Way
York, Pennsylvania 17402-3737
Telephone: (717) 757-7602
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R.H. DONNELLEY PUBLISHING AND :
ADVERTISING, INC. t/dlb/a SPRINT :
YELLOW PAGES :
In the Court 0/ Common Pleas
o/Cumberland County,
Pennsylvania
:
:
v.
:
: ARBITRATION
THOMAS S. DIEHL
:
: No.: 05-3031
:
: Civil Action - Law
:
:
ORDER OF COURT
AND NOW, 1117 /1
~llJ~ (h. ,Esquire,
r '1/
are appointed arbitrators in the above-captioned action as prayed for.
, 2006, in consideration of the foregoing petition,
, . squire, and fYl~ C. ~qUire
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IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY,
PENNSYL VANIA
R.H. Donnelley Publishing
And Advertising, Inc. t1d/b/a
Sprint Yellow Pages
Plaintiff
Civil Action - Law
No. 05-3031
v.
Thomas S. Diehl
Defendant
MOTION FOR ORDER TO COMPEL ANSWERS TO
INTERROGATORIES AND REOUEST FOR PRODUCTION
Defendant, Thomas S. Diehl (hereinafter "Defendant"), moves this Court to Rule
4019 of the Pennsylvania Rules of Civil Procedure for an Order compelling plaintiff R.
H. Donnelley Publishing and Advertising, Inc. (hereinafter "Plaintiff') to answer
Defendant's Interrogatories and Request for Production of Documents, and in support of
said motion states as follows:
1. On April 19, 2006, Defendant served counsel for Plaintiff with the original and
two copies of Defendant's Interrogatories and Request for Production of Documents
(First Set) propounded upon Plaintiff.
2. On May 26, 2006, Defendant sent Plaintiffs counsel a letter notifying him that,
under the Pennsylvania Rules of Civil Procedure, Plaintiffs responses to outstanding
discovery were overdue. A true and correct copy of this letter is attached hereto as
Exhibit "A".
3. In an exchange of emails on June 2, 2006, the parties agreed to extend the
deadline to respond to June 18, 2006. This agreement was confirmed in a letter from
Plaintiff's counsel to Defendant dated June 2, 2006. True and correct copies of the
emails and the subsequent letter are attached hereto as Exhibits "B" and "C", respectively.
4. As of the date of this motion, Plaintiff has failed to respond in any fashion to
Defendant's discovery requests.
WHEREFORE, Defendant respectfully requests that this Court enter an Order
compelling Plaintiff to respond fully to Defendant's outstanding interrogatories and to
produce all requested documents within ten (10) days of the date of said Order, under
penalty of further sanctions pursuant to Pa.R.C.P 4019; OR issue a Rule to Show Cause,
if any, the Plaintiff may have for not responding to Defendant's request for discovery;
OR any other relief the Court deems appropriate.
Respectfully submitted,
c:t- S,I2f)
Thomas S. Diehf
P.O. Box 613
Harrisburg, P A 171 08
(717) 241-4287
P A ID# 78942
Thomas S. Diehl
P.O. Box 613
Harrisburg, P A 17108
(717) 241- 4287
yourfriendtomdieh1@yahoo.com
May 26, 2006
Charles B. Calkins
110 South Northern Way
York, PA 17402
Re: R.H. Donnelley Publishing
Civil Action No. 05-3031
Cumberland County
Dear Mr. Calkins,
On April 19, 2006 I mailed you interrogatories regarding the above matter. I have
not received a response. I am contacting you pursuant to Pa.R.C.P. 239.3(c) in order to
resolve this impasse without court action.
If you need additional time to answer, please contact me and I will stipulate to any
reasonable extension. If I do not hear from you within five (5) business days, I will
presume you do not intend to respond and I will govern myself accordingly.
Your attention is greatly appreciated.
Very Truly Yours,
Thomas S. Diehl
E)C.hibi+ A
Yahoo! Mail- yourfriendtomdiehl@yahoo.com
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Date: Fri, 2 Jun 2006 13:42:46 -0700 (PDT)
"tom dlehl" <yourfriendtomdiehJ@yahoo,com> ~Add to Address
Book iii Add Mobile Alert
From:
SubJect: Re: R.H. DonneJley Publishing and Advertising, Inc. t/d/b/a Sprint Yellow
Pages v, Thomas S. Dlehl
To: "Brittney Fisher" <bfisher@gslsc,com>
Ms. Fisher,
Thank you for your response. A 30 day extension is line with me. The
original answers were due May 19th; thirty more days takes us to Sunday, June
18th. No one wants to have anything due over the weekend, so add two more
days and kindly forward Donnelley's answers to me no later than Tuesday,
June 18, 2006.
Thank you,
Tom Diehl
Brittney Fisher <bflsher@gs/sc.com>wrote:
Dear Mr. Diehl,
I am in receipt of your correspondence dated 5/26/2006, wherein you
indicated you will grant a reasonable extention of time to respond to
your written discovery. Please consider this a request for a 30 day
extension to complete Defendant's responses.
Very truly yours,
Charles B. Calkins
E')(hibif. B
http://us.f516.mail.yahoo.com/ym/ShowLetter?MsgId=966_ 8580801_477173_775_1416_0... 6/2/2006
Yahoo! Mail. yourfriendtomdiehl@yahoo.com
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please (1) do not forward or use this information in any way; and (2)
contact me immediately. Thank you.
Brittney M. Fisher
Griffith, Strickler, Lerman, Solymos & Calkins
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http://us.f516.mail.yahoo.comlym/ShowLetter?Msgld=966 _8580801377173 _775_1416_0... 612/2006
LAW OFFICES
GRIFFITH, STRICKLER, LERMAN, SOLYMOS & CALKINS
ROBERT M. STRICKLER
ROBERT A. lERMAW
PETER D. SOL YMOS
CHARLES B. CALKINS
PAUL G. LUTr
MICHAEL B. SCHEIB.
THOMAS B. SPONAUGLE
1105. NORTHERN WAY
YORK, PENNSYLVANIA 17402-3737
TELEPHONE: (717) 757-7602
FAX: (717) 757.J7B3
EMAll: info@QsIsc.com
WEBS1TE: ~
ANN MARGARET GRAB
KRISTI A. GOHN
GLENN J. SMITH
OF COUNSEL
Charles B. Calkins' EMAIL: Ccalkins@aslsc.com
ROBERT H. GRIFFITH
MICHAEL P. BIANCHINI
OAlso Member MD Bar
-Ll.M (Taxation); also M6fllber CT Bar
-Also Member NY lInd D.C. Bars
June 2, 2006
Mr. Thomas S. Diehl
PO Box 613
Harrisburg, PA 17108
RE: R.H. Donnelley Publishing tjd/b/a Sprint Yellow Pages v. Thomas S. Diehl
Dear Mr. Diehl:
I am in receipt of your correspondence dated 5/26/2006, wherein you indicated you will
grant a reasonable extension of time to respond to your written discovery. Please
consider this a request for a 30 day extension to complete Defendant's response.
v e1\ truly yours,
~...
CHARLES B. CALKINS
CBC/bmf
E><h;b;+ C
I, Thomas S. Diehl, hereby certify that on the
CERTIFICATE OF SERVICE
?*l"
day of July, 2006 I served
true and correct copies of the foregoing Motion for Order to Compel Answers to
Interrogatories and Production of Documents and proposed Order(s) by United States
first class mail, postage prepaid, on counsel for plaintiff:
Charles B. Calkins
Griffith, Streckler, Lerman, Solymos & Calkins
110 South Northern Way
York, PA 17402-3737
c:i s i/J)
Thomas S. Di~
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R. H. DONNELLY PUBLISHING
AND ADVERTISING, INC.
tJd/b/a SPRING YELLOW PAGES
Plaintiff
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
V.
NO. 05-3031 CIVIL
THOMAS S. DIEHL
Defendant
CIVIL ACTION - LAW
ORDER OF COURT
AND NOW, this 18th day of July, 2006, upon consideration of the foregoing
/ '
Motion to 'Compel Answers to Interrogatories and Request for Production, IT IS
HEREBY ORDERED AND DIRECTED that:
1. A rule is issued upon the Plaintiff to show cause why the Defendant is not
entitled to the relief requested;
2. The Plaintiff will file an answer to this petition on or before August 8, 2006;
3. A copy of said answer will be filed with this Court;
4. The petition shall be decided under Pa.R.C.P. No. 206.7;
5. If the Plaintiff files an answer to this Rule to Show Cause, and the answer
raises disputed issues of material fact, a hearing will then be scheduled. If no answer to
the Rule to Show cause is filed by the required date, the relief requested by Defendant
shall be granted.
By the Court,
~k
J.
M. L. Ebert, Jr.,
,;fI'iomas S. Diehl
Defendant
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IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY,
PENNSYL VANIA
R.H. Donnelley Publishing
And Advertising, Inc. tJdIb/a
Sprint Yellow Pages
Plaintiff
Civil Action - Law
No. 05-3031
v.
Thomas S. Diehl
Defendant
MOTION TO MAKE RULE ABSOLUTE
AND NOW comes the Defendant, Thomas S. Diehl, who avers the following:
1. On July 18, 2006 this Court issued an Order in response to Defendant's Motion
for Order to Compel Answer to Interrogatories and Reauest for Production. A copy of
said Order is attached as "Exhibit A".
2. Order of July 18,2006 directed Plaintiff to file an answer to Defendant's petition
on or before August 8, 2006.
3. Order of July 18, 2006 further states that if no answer to the Rule to Show Cause
is filed by the required date, the relief requested by Defendant shall be granted.
4. As of the date of this writing Plaintiff has failed to file an answer.
WHEREFORE the Defendant requests this Court to make its Rule Absolute by
issuing an Order directing the Plaintiff to answer fully Defendant's first set of
Interrogatories and Request for Production of Documents within ten (10) days hereof,
under penalty of further sanctions.
Respectfully Submitted,
d..5.j)J)
Thomas S. Diehl
P.O. Box 613
Harrisburg, PA 17108
(717) 241-4287
VERIFICATION
I, Thomas S. Diehl, hereby verify that the statements made in the foregoing
document are true and correct to the best of my personal knowledge, information and
belief. Furthermore I verify this Answer subject to the penalties of 18 Pa. C.S. Sec. 4904
related to unsworn falsifications to auth~s.
Dated: August 10,2006 G ~ > j)~
Thomas S. Diehl
CERTIFICATE OF SERVICE
I, Thomas S. Diehl, state that the attached documents were mailed to the
following individua1(s) by first class mail, postage prepaid on August 10,2006 and
addressed to:
Charles B. Calkins, Esq.
110 South Northern Way
York, PA 17402
(717) 757-7602
Date: August 10, 2006
~ s. pJ}
Thomas S. Diehl
. . . ...
R. H. DONNELLY PUBLISHING
AND ADVERTISING, INC.
t/d/b/a SPRING YELLOW PAGES
Plaintiff
IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYLVANIA
V.
NO. 05-3031 CIVIL
THOMAS S. DIEHL
Defendant
CIVIL ACTION - LAW
ORDER OF COURT
AND NOW, this 18th day of July, 2006, upon consideration of the foregoing
Motion to Compel Answers to Interrogatories and Request for Production, IT IS
HEREBY ORDERED AND DIRECTED that:
1. A rule is issued upon the Plaintiff to show cause why the Defendant is not
entitled to the relief requested;
2. The Plaintiff will file an answer to this petition on or before August 8, 2006;
3. A copy of said answer will be filed with this Court;
4. The petition shall be decided under Pa.R.C.P. No. 206.7;
5. If the Plaintiff files an answer to this Rule to Show Cause, and the answer
raises disputed issues of material fact, a hearing will then be scheduled. If no answer to
the Rule to Show cause is filed by the required date, the relief requested by Defendant
shall be granted.
By the Court,
~1
J.
M. L. Ebert, Jr.,
Charles B. Calkins, Esquire
Attorney for Plaintiff
Thomas S. Diehl
Defendant
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IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
R H. DONNELLY PUBLISHING
AND ADVERTISIN ,INC.
tld/b/a SPRING YE LOW PAGES
Plain iff
V.
THOMAS S. DIEHL
Defe dant
NO. 05-3031 CIVIL
: CIVIL ACTION - LAW
ORDER OF COURT
AND NOW, t is 15th day of August, 2006, upon motion of Defendant,
Thomas S. Diehl, an the Plaintiff having failed to answer the Rule issued July 18, 2006,
IT IS HEREBY ORD RED AND DIRECTED that the Plaintiff, R H. Donnelley
Publishing and Adve ising, Inc., shall answer fully Defendant's first set of Interrogatories
and Request for Pro uction of Documents on or before August 30,2006. Failure to
answer will result in he imposition of sanctions.
Charles B. Calkins,
Attorney for Plaintiff
Thomas S. Diehl
Defendant
bas
By the Court,
~t
M. L. Ebert, Jr.,
J.
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ViNVAlASNN3d
AlNi1CO f1':d'H:::8~na
II :'1 Wd S I 5!W SOOl
Al:liflONOH10od 3H1 :10
3:xJ~o-G311:l
IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY,
PENNSYLVANIA
R.H. Donnelley Publishing
And Advertising, Inc. t/d/b/a
Sprint Yellow Pages
Plaintiff
Civil Action - LaW
No. 05-3031
v.
Thomas S. Diehl
Defendant
PETITION FOR CONTEMPT AND SANCTIONS UNDER P.R.C.P. 4019
AND NOW comes the Defendant, Thomas S. Diehl, who avers the following:
Factual Back!!:round
1. On April 20, 2006 Defendant filed a first set of Interrogatories and Request for
Production of Docwnents under P.R.C.P. Rules 4005 and 4009.
2. On or about May 5, 2006, in lieu of responding to Defendant's discovery request,
Plaintiff instead filed a petition to schedule and arbitration, which is currently
scheduled for September 13, 2006.
3. Thirty (30) days had elapsed since Plaintiff was served with the Defendant's
discovery request without a response from Plaintiff.
4. By letter dated May 26,2006, Defendant contacted Plaintiff pursuant to P.R.C.P.
239.3(c) in an effort to resolve the impasse without necessitating action by the
Court.
5. Defendant's letter of May 26,2006 stated that the Defendant would, "Stipulate to
any reasonable extension."
6. By email and letter of June 2, 2006, Plaintiff requested an extension of thirty (30)
days to respond to Defendant's discovery request, which was agreed to by
Defendant.
7. An additional thirty (30) days had elapsed since the Plaintiff had requested an
extension and the Plaintiff had still not responded to Defendant's discovery
request.
8. On July 10, 2006 Defendant filed a Motion for an Order to Compel Answers to
Interrogatories and Request for Production.
9. In response, the Court issued Order dated July 18, 2006 (Attached hereto as
"Exhibit A") that instructed the parties that this matter would be addressed
pursuant to P.R.C.P. 206.7 and thereby directed to Plaintiff to file an answer to
Defendant's petition on or before August 8, 2006.
10. Plaintiff did not file an answer in response to the Court's Order of July 18,2006.
11. On August 10, 2006 Defendant filed a Motion to Make Rule Absolute.
12. On August 15, 2006 the Court issued an Order (Attached hereto as "Exhibit B")
directing Plaintiff to fully answer Defendant's first set of Interrogatories and
Request for Production of Documents on or before August 30, 2006, and that
Plaintiffs failure to do so will result in the imposition of sanctions.
13. Notwithstanding three (3) Petitions from the Defendant and this Court's two (2)
prior directives of July 18, 2006 and August 15, 2006, the Plaintiff has not
responded in any way to Defendant's discovery request.
14. The parties are less than two (2) weeks prior to an arbitration requested by the
Plaintiff and currently scheduled for September 13,2006 and the Plaintiff has not
yet provided anything in response to Defendant's request for discovery made
more than four (4) months ago.
15. The Plaintiffs failure to respond to the Court's Ordered discovery has prejudiced
the Defendant such that the Defendant is incapable of formulating a defense
against the Plaintiff s complaint.
ADDlication of the Pennsvlvania Rules of Civil Procedure
16. Sanctions for failure to respond to discovery are governed by P.R.C.P. 4019.
17. This Court may make an appropriate Order for sanctions as the Plaintiff has failed
to:
a. Serve answers to written interrogatories. (Rule 4019(a)(I)(i));
b. Respond to a request for production of documents. (Rule 4019(a)(I)(vii));
AND
c. Obey court orders of July 18, 2006 and August 15, 2006 regarding
discovery. (Rule 4019(a)(I)(viii)).
18. The Court may, when acting under subsection 4019(a), make an Order entering a
judgment of Non Pros against the disobedient party. (Rule 4019(c)(3)).
19. Given the various sanctions available under Rule 4019(c), a judgment of Non
Pros is the most appropriate sanction given the facts of the instant matter for the
following reasons:
a. Remedies under 4019(c)(1)&(2) are the functional equivalent to a
judgment of Non Pros under 4019(c)(3). The Defendant has requested,
among other things, the identity all witnesses and documents to be
presented at hearing. Barring the Plaintiff from using such evidence, as
proscribed by 4019(c)(I)&(2), would be tantamount to a dismissal with
prejudice as a Plaintiff without witnesses or documentary evidence no
longer has a case in chief.
b. Staying the proceedings until the Plaintiff complies, as is also permitted
under 4019(c)(3), only rewards the Plaintiffs non-compliance by further
subjecting the Defendant to delaying the proceeding.
c. A finding of attorney's fees under 4019(c)(4) would have no effect on
Plaintiff as the Defendant is acting Pro Se.
20. Although dismissal of a complaint with prejudice is not a sanction specifically
provided for under 4019, the "catch-all" provision of 4019(c)(5) has been
interpreted to include dismissal of a complaint with prejudice. Pride Contracting.
Inc. v. Biehn Construction. Inc. 381 Pa.Super. 155. 553 A.2d 82 (1989).
(Attached hereto as "Exhibit C").
21. Dismissal with prejudice of a Plaintiffs complaint for failing to respond to
Defendant's interrogatories and the court's subsequent Rule to Show Cause has
precedent in the Commonwealth. See Jones v. Walker. 275 Pa.Super. 524. 419
A.2d 24 (1980). (Attached hereto as "Exhibit D").
WHEREFORE, the Defendant requests this Court to issue an Order entering a
judgment of Non Pros dismissing the Plaintiffs claims with prejudice consistent with the
attached Order.
Respectfully submitted,
~s.?PJ
P.O. Box 613
Harrisburg, P A 17108
(717) 241-4287
R. H. DONNELL YPUBLlSHING
AND ADVERTISING, INC.
Ud/b/a SPRING YELLOW PAGES
Plaintiff
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
V.
NO. 05-3031 CIVIL
THOMAS S. DIEHL
Defendant
CIVIL ACTION - LAW
ORDER OF COURT
AND NOW, this 18th day of July, 2006, upon consideration of the foregoing
Motion to Compel Answers to Interrogatories and Request for Production, IT IS
HEREBY ORDERED AND DIRECTED that:
1. A rule is issued upon the Plaintiff to show cause why the Defendant is not
entitled to the relief requested;
2. The Plaintiff will file an answer to this petition on or before August 8, 2006;
3. A copy of said answer will be filed with this Court;
4. The petition shall be decided under Pa.R.C.P. No. 206.7;
5. If the Plaintiff files an answer to this Rule to Show Cause, and the answer
raises disputed issues of material fact, a hearing will then be scheduled. If no answer to
the Rule to Show cause is filed by the required date, the relief requested by Defendant
shall be granted.
By the Court,
''t
J.
M. L. Ebert, Jr.,
Charles B. Calkins, Esquire
Attorney for Plaintiff
Thomas S. Diehl
Defendant
bas
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E')(hibi+ A
.k
R. H. DONNELLY PUBLISHING : IN THE COURT OF COMMON PLEAS OF
ANDADVERTIS/NG,/NC. : CUMBERLAND COUNTY, PENNSYLVANIA
t1d/b/a SPRING YELLOW PAGES
Plaintiff
V. NO. 05-3031 CIVIL
THOMAS S. DIEHL
Defendant : CIVIL ACTION - LAW
ORDER OF COURT
AND NOW, this 15th day of August, 2006, upon motion of Defendant,
Thomas S. Diehl, and the Plaintiff having failed to answer the Rule issued July 18, 2006,
IT IS HEREBY ORDERED AND DIRECTED that the Plaintiff, R. H. Donnelley
Publishing and Advertising, Inc., shall answer fully Defendant's first set of Interrogatories
and Request for Production of Documents on or before August 30, 2006. Failure to
answer will result in the imposition of sanctions.
By the Court,
'\\ 1.
M. L. Ebert, Jr.,
J.
Charles B. Calkins, Esquire
Attorney for Plaintiff
Thomas S. Diehl
Defendant
bas
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553 A.2d 82
381 Pa.Super. 155,553 A.2d 82
(Cite as: 381 Pa.Super. 155, 553 A.2d 82)
H
Superior Court of Pennsylvania.
PRIDE CONTRACTING, INC., Appellant,
v.
BIEHN CONSTRUCTION, INC., Appellee.
Argued Oct. 14, 1988.
Filed Jan. 6, 1989.
Reargument Denied Feb. 14, 1989.
Plaintiff appealed from an order of the Court of
Common Pleas, Chester County, Civil Division, No.
85-05691, Smith, J., which dismissed its complaint
with prejudice as a failure to comply with a court
order directing discovery. The Superior Court, No.
2634 Philadelphia 1987, Wieand, 1., held that trial
court did not abuse its discretion by dismissing
complaint with prejudice as a sanction for plaintiff's
willful disregard of discovery rules and two orders
which court had entered directing discovery,
particularly in light of fact that defendant had been
prejudiced by plaintiffs failure to provide necessary
discovery .
AffIrmed.
West Headnotes
ill Pretrial Procedure 307A ~46
307A Pretrial Procedure
307 All Depositions and Discovery
307AlI(A) Discovery in General
307 Ak44 Failure to Disclose; Sanctions
307 Ak46 k. Dismissal or Default
Judgment. Most Cited Cases
Although dismissal of complaint with prejudice is not
a sanction specifically provided for by applicable
discovery rule, "catch-all" provision of rule has been
interpreted to include dismissal of complaint with
prejudice. Rules Civ.Proc.. Rule 40 1 9(c)(5), 42
Pa.C.S.A.
ill Appeal and Error 30 ~961
30 Appeal and Error
30XVI Review
30XVI(H) Discretion of Lower Court
30k96 1 k. Depositions, AffIdavits, or
Discovery. Most Cited Cases
In reviewing an order dismissing a complaint as a
Page 1
discovery sanction, appellate court must be satisfied
that trial court selected a punishment appropriate for
the violation. Rules Civ.Proc.. Rule 4019, 42
Pa.C.S.A.
m Pretrial Procedure 307 A ~46
307 A Pretrial Procedure
307 All Depositions and Discovery
307AlI(A) Discovery in General
307 Ak44 Failure to Disclose; Sanctions
307 Ak46 k. Dismissal or Defaqlt
Judgment. Most Cited Cases
Trial court did not abuse its discretion by dismissing
complaint with prejudice as a sanction for plaintiff's
willful disregard of discovery rules and two orders
which court had entered directing discovery,
particularly in light of fact that defendant had been
prejudiced by plaintiffs failure to provide necessary
discovery. Rules Civ.Proc.. Rule 4019,42 Pa.C.S.A.
ill Constitutional Law 92 ~305(3)
92 Constitutional Law
92XII Due Process of Law
92k304 Civil Remedies and Proceedings
92k305 Actions
92k305(3) k. Procedure in General;
Limiting Defenses. Most Cited Cases
Pretrial Procedure 307 A ~46
307 A Pretrial Procedure
307 All Depositions and Discovery
307AIl(A) Discovery in General
307 Ak44 Failure to Disclose; Sanctions
307 Ak46 k. Dismissal or Default
Judgment. Most Cited Cases
Plaintiffs due process rights were not violated by the
absence of a hearing prior to dismissal of its
complaint with prejudice for failure to comply with
discovery where plaintiff failed to comply with initial
court order for discovery, and ignored a second order
for discovery resulting from a conference at which all
parties were represented. Rules Civ.Proc.. Rule
4019,42 Pa.C.S.A.; U.S.C.A. Const.Amend. 14.
**82 *157 Ronald F. Brien, Spring City, for
appellant.
Gary A. Rochestie, Philadelphia, for appellee.
<<:l 2006 ThomsonlWest. No Claim to Orig. U.S. Govt. Works.
,\ E.~h:b;+ c. 11
553 A.2d 82
381 Pa.Super. 155,553 A.2d 82
(Cite as: 381 Pa.Super. 155, 553A.2d82)
Before ROWLEY, WIEAND and BECK, J1.
WIEAND, Judge:
Pride Contracting, Inc. (Pride) has appealed from an
order which dismissed with prejudice its third
amended complaint against Biehn Construction, Inc.
(Biehn) for failure to comply with a court order
directing discovery. Pride contends that the trial
court abused its discretion by imposing an unduly
harsh sanction without a hearing. We disagree and
affIrm the order of the trial court.
**83 Pride's complaint against Biehn contained
averments that Biehn had failed to pay for work done
by Pride and had dealt with Pride in bad faith. Biehn
filed preliminary objections in the nature of a
demurrer to the complaint, and these were sustained
in part. Preliminary objections were also sustained
to amended and second amended complaints.
Finally, a third amended complaint was upheld
against another set of preliminary objections, and
Pride's action was allowed to proceed. Biehn
thereafter served on Pride a set of interrogatories and
requested the production of documents. Pride did
not respond. Correspondence by Biehn's counsel
regarding its requests was ignored. Finally, Biehn
moved for sanctions, and the trial court ordered Pride
to comply with Biehn's discovery requests within
thirty (30) days. In response, Pride delivered to
Biehn a mass of documents which were unlabeled
and represented an incomplete response. The
answers to interrogatories were illegibly written,
inadequate, and evasive. Biehn filed a second
request for sanctions, and following a conference
involving the court and counsel, an order was entered
directing Pride to comply with all discovery requests
within *158 forty-five (45) days. In response, Pride
delivered another stack of documents which, Biehn's
attorney contended, were unlabeled and irrelevant.
No further answers were filed to the defendant-
appellee's interrogatories. Thereafter, a third motion
for sanctions was filed and produced an order which
dismissed the complaint with prejudice and directed
the plaintiff-appellant to pay counsel fees incurred by
Biehn in connection with the several motions for
sanctions. On appeal, a pan~l of the Superior Court
remanded to the trial court for a statement of reasons
for its order. Contrary to the Court's operating
procedures, the panel did not retain jurisdiction and
declined to consider the appeal further. Therefore, a
second appeal, following the filing of a memorandum
opinion by the trial court, was filed and is now before
a different panel for decision.
Page 2
The imposition of sanctions for failing to comply
with a court's discovery order is authorized by
Pa.R.C.P. 40l9(a). The sanctions permitted are
enumerated in Rule 40l9(c) as follows:
(c) The court, when acting under subdivision (a) of
this rule, may make
(1) an order that the matters regarding which the
questions were asked, or the character or description
of the thing or land, or the contents of the paper, or
any other designated fact shall be taken to be
established for the purposes of the action in
accordance with the claim of the party obtaining the
order;
(2) an order refusing to allow the disobedient party to
support or oppose designated claims or defenses, or
prohibiting him from introducing in evidence
designated documents, things or testimony, or from
introducing evidence of physical or mental condition;
(3) an order striking out pleadings or parts thereof, or
staying further proceedings until the order is obeyed,
or entering a judgment of non pros or by default
against the disobedient party or party advising the
disobedience; .
(4) an order imposing punishment for contempt,
except that a party may not be punished for contempt
for a *159 refusal to submit to a physical or mental
examination under Rule 4010;
(5) such order with regard to the failure to make
discovery as is just.
Il.la1 The specific sanction to be imposed under this
rule is a matter within the discretion of the trial court.
Hoffman v. Memorial Osteopathic Hosvital. 342
Pa.Super. 375. 385. 492 A.2d 1382. 1387 (1985).
Although dismissal of the complaint with prejudice is
not a sanction specifically provided for by the rule,
the "catch-all" provision of Pa.R.C.P. 4019(c)(5) has
been interpreted to include dismissal of the complaint
with prejudice. Feinf!old v. Philadelphia National
Bank. 313 Pa.Super. 579. 583. 460 A.2d 339. 341
(1983). In reviewing an order dismissing a
complaint, an appellate court must be satisfied that
the trial court selected a punishment appropriate for
the violation. Id. at 583. 460 A.2d at 341-342;
Brunetti v. Southeastern Pennsvlvania
Transportation Authority. 329 Pa.Super. 477. 481-
482. 478 A.2d 889. 891 (1984). **84 "The court is
required to strike a balance between the procedural
need to move the case to a prompt disposition and the
substantive rights of the parties." Gonzales v.
Procaccio Bros. Trucking Co.. 268 Pa.Super. 245.
252. 407 A.2d 1338. 1341 (1979). The court must
examine the party's failure to comply in light of the
prejudice caused to the opposing party. Brunetti v.
~ 2006 ThomsonlWest. No Claim to Orig. U.S. Govt. Works.
553 A.2d 82
381 Pa.Super. 155,553 A.2d 82
(Cite as: 381 Pa.Super. 155, 553 A.2d 82)
Southeastern Pennsvlvania Transportation Authoritv.
supra 329 Pa.super. at 482. 478 A.2d at 891.
Whether the failure to provide information represents
a willful disregard of a court order is also a factor to
be considered in fashioning the severity of the
sanction. Roman v. Pearlstein. 329 Pa.Super. 392,
399.478 A.2d 845.848 (984). See also: Calderaio
v. Ross. 395 Pa. 196. 150 A.2d 110 (959).
ill In the instant case, the trial court recited the
factors it considered in dismissing Pride's action as
follows:
(1) Appellant's repeated failure to comply with
Appellee's discovery requests, (2) good faith efforts,
if any, on the part of Appellant to comply with
Appellee's requests, (3) *160 Appellant's disregard of
our Orders concerning discovery, (4) the extent to
which Appellee was prejudiced by Appellant's failure
to comply with discovery requests and Orders, and
(5) the various sanctions set forth by Rule 4019.
The trial court specifically found that appellant had
willfully disregarded the Rules of Civil Procedure
pertaining to discovery and also the two orders which
the court itself had entered directing discovery.
Indeed, appellant had failed even to attempt to
supplement its answers to the interrogatories which
were found insufficient by the court in imposing its
second order. The court, therefore, found that the
plaintiff-appellant had made no attempt to
demonstrate good faith. The court also determined
that the p1aintiff-appellant's failure to supply
information was related directly to its averments of
non-payment and bad faith on the part of the
defendant-appellee and would seriously impair the
defendant-appellee's ability to prepare a defense.
The court concluded, therefore, that the defendant
had been prejudiced by the plaintiffs failure to
provide necessary discovery. The court stated:
Twice before imposing this drastic sanction we
offered Appellant the opportunity to comply with
Appellee's discovery requests; twice Appellant
shunned such an opportunity. In light of this
conduct and such factors as repeated failure to
comply with discovery requests, absence of good
faith efforts to comply, disregard of our Orders, and
the extent to which Appellee was prejudiced by
Appellant's failure to comply with discovery requests,
we concluded that dismissal was appropriate and less
severe sanctions were inappropriate in this case.
Although the harsh sanction of dismissal should be
imposed only under the most extreme circumstances,
Page 3
Calderaio v. Ross. supra, a review of the record in
this case reveals that the remedy chosen by the trial
court was an appropriate exercise of the court's
discretion. The appellant's third amended complaint
raised issues of liability for breach. of contract and
bad faith in appellee's business dealings. The
specific allegations thereof related to Biehn's *161
alleged failure to comply with the terms of "written
contracts," failure to pay for work completed, failure
to properly supervise employees, and failure to
provide adequate working conditions. Pride also
alleged that Biehn had forced Pride to hire additional
unnecessary union laborers which ultimately forced
Pride out of business. However, the interrogatories
requesting specific information regarding these
allegations were answered in vague and general
terms.FN1 They provided no explanation whatsoever
regarding the facts relied upon to support Pride's
alleged causes of action. The defendant-appellee's
interrogatories had related directly to the allegations
contained in the third amended complaint, and the
answers**85 thereto were essential to the
preparation of a defense.
FN1. For example, one interrogatory asked:
"State the method by which Pride
Contracting, Inc. calculated lost future
profits of over one million dollars."
Appellant replied: "An estimate which will
be substantiated at trial." Many other
interrogatories were answered with the
statement "Information already in
defendant's possession," or "in accordance
with contracts."
It appears also that other sanctions available to the
court in this case would have achieved the same
result. Thus, if the court had stricken those counts as
to which the plaintiff-appellant had failed to provide
discovery or had refused to receive evidence
pertaining thereto, the effect would have been to deny
plaintiff the right to pursue the general causes alleged
in its complaint.
Appellant has not contended that it provided the
discovery which the. defendant-appellee requested;
neither has it asserted that it was, unable to provide
the requested information. After the plaintiff-
appellant failed to comply with the trial court's first
order, the trial court gave appellant a second
opportunity to comply. Again, appellant failed to
provide the requested discovery. No excuse for this
failure has been offered. In view of these
circumstances and the difficulty plaintiff
~ 2006 Thomson/West. No Claim to Orig. U.S. Govt. Works.
.'
553 A.2d 82
381 Pa.Super. 155,553 A.2d 82
(Cite as: 381 Pa.Super. 155, 553 A.2d 82)
Page 4
demonstrated in alleging with specificity a cause of
action, the trial court could conclude, as it apparently
did, that the existence of a cause of action *162 was
doubtful and that, in any event, plaintiff should not be
permitted to proceed further.
ill Appellant's contention that the entry ofthe court's
sanction order without a prior hearing violated due
process is likewise meritless. In Calderaio v. Ross,
supra, the Supreme Court determined that neither
notice nor hearing was a necessary prerequisite to the
imposition of sanctions pursuant to Pa.R.C.P. 4019.
See also: Griffin v. Tedesco, 355 Pa.Super. 475. 513
A.2d 1020 (1986). In the instant case, appellant
failed to comply with a court order for discovery, a
conference was held at which all parties were
represented, and a second order for discovery
resulting from that conference was ignored.
Appellant cannot now be heard to complain that it
was not given adequate opportunity to avoid the
ultimate dismissal of its complaint for refusal to
comply with the Rules of Civil Procedure and the
orders of the court.FN2
FN2. Although appellant does not
specifically object to the court's order that
Pride pay the costs incurred by Biehn in
litigating the issue of sanctions, we note that
such order was also within the proper
discretion of the trial court. See: Roman v.
Pearlstein, supra.
Order affirmed.
Pa.Super.,1989.
Pride Contracting, Inc. v. Biehn Const., Inc.
381 Pa.Super. 155,553 A.2d 82
END OF DOCUMENT
<<:> 2006 ThomsonlWest. No Claim to Orig. U.S. Govt. Works.
,
, .
~
L/
419 A.2d 24
275 Pa.Super. 524, 419 A.2d 24
(Cite as: 275 Pa.Super. 524, 419 A.2d 24)
c
Superior Court of Pennsylvania.
Bertram E. JONES and Andrea J. Jones,
Administrators of the Estate of Craig Allen Jones,
Deceased; Bertram E. Jones and Andrea J. Jones,
Individually, Appellants,
v.
James M. TREXLER, Commercial Leasing Inc. and
Ennis Manufacturing Company, Inc., a Division of
Easco Tool Corporation, Appellees.
Submitted June 29,1979.
Filed Jan. 25, 1980.
Reargument Denied March 31, 1980.
Plaintiffs appealed from an order of the Court of
Common Pleas of Berks County, Civil Action, Law,
No. 113 August Term, 1976, Eshelman, J.,
summarily dismissing plaintiffs' petition to open or to
strike the judgment entered against them. The
Superior Court, No. 2872 October Term, 1978,
Gates, J., held that where plaintiffs' counsel failed to
respond to defendants' interrogatories and to a rule to
show cause why an order of sanction should not be
granted, court subsequently entered an order
dismissing plaintiffs' complaint with prejudice and
entering judgment for defendants, and thereafter
counsel for plaintiffs failed to me for argument brief
on the petition to open or to strike the judgment until
the date of argument, contrary to the court's order and
the local rules of court, there was a lack of
prosecution, and the lower court did not abuse its
discretion by dismissing plaintiffs' petition to open
and to strike judgment.
Affrrmed.
Dowling, J., dissented and med opinion.
West Headnotes
Judgment 228 €=>344
228 Judgment
228IX Opening or Vacating
228k344 k. Discretion of Court. Most Cited
Cases
Where counsel for plaintiffs failed to respond to
defendants' interrogatories and to a rule to show
cause why an order of sanction should not be granted,
court subsequently entered an order dismissing
Page I
plaintiffs' complaint with prejudice and entering
judgment for defendants, and thereafter counsel for
plaintiffs failed to me her argument brief on the
petition to open or to strike judgment until the day of
argument, contrary to the court's order and the local
rules of court, there was a lack of prosecution, and
thus lower court did not abuse its discretion by
dismissing plaintiffs' petition to open and to strike
judgment. Pa.R.C.P. Nos. 126, 40 I 9(c)(3), 42
Pa.C.S.A.
**25 *525 Lynn Erickson Stock, Reading, for
appellants.
Arthur Ed Saylor, Reading, for appellees.
Before PRICE, DOWLING and GATES, JJ.rFN*l
FN* President Judge G. THOMAS GATES
of the Court of Common Pleas of Lebanon
County, Pennsylvania, and Judge JOHN C.
DOWLING of the Court of Common Pleas
of Dauphin County, Pennsylvania, are
sitting by designation.
*526 GATES, Judge:
This is an appeal from an order of the lower court
summarily dismissing appellants' petition to open or
to strike the judgment entered against them on
October 30, 1978. For the reasons stated herein we
affIrm the order of the lower court.
The essential facts of this case are not in dispute and
may be summarized as follows: On June 17 1975
sixteen year old Craig Allen Jones sustained fatal
injuries when he was struck by a tractor-trailer truck
while riding his bicycle. Bertram E. Jones and
Andrea J. Jones, as administrators of decedent's estate
and individually commenced an action in trespass
against James M. Trexler IBiU, Commercial
Leasing Inc.fFN2], and Ennis Manufacturing
Company, Inc.rFN31. On April 19, 1977, appellees,
Trexler, Commercial and Ennis served interrogatories
on appellants, the Joneses, directing that they be
answered within twenty days of service. No answers
were frIed.
FNl. James M. Trexler was driving the
tractor-trailer truck.
<<;) 2006 ThomsonlWest. No Claim to Orig. U.S. Govt. Works.
~\ E >,h,b\~
I,
i:)
.'
419 A.2d 24
275 Pa.Super. 524,419 A.2d24
(Cite as: 275 Pa.Super. 524, 419 A.2d 24)
FN2. Commercial Leasing Inc., owned the
tractor-trailer truck.
FN3. Ennis Manufacturing Company, Inc.,
leased the tractor-trailer truck and employed
James M. Trexler.
Thereupon appellees, after notifying appellants of
their intention to. initiate sanction procedures, filed a
motion for an order of sanction pursuant to Pa.R.C.P.
4019(c)(3) on October 17, 1977 seeking dismissal of
appellants' complaint and entry of judgment in favor
of appellees. Contemporaneously appellees filed a
petition for a rule to show cause why the motion for
order of sanction should not be granted, which the
court issued returnable on November 7,1977.
No answers to the rule or interrogatories having been
filed, appellees, by letter dated November 23, 1977
notified appellants of their intention to appear in
court and move the rule be made absolute on
November 28, 1977. Subsequently, *527 the court
entered an order dismissing appellants' complaint
with prejudice and entering judgment for appellees.
On December 30, 1977, appellants filed a petition to
open or to strike the order dismissing their complaint.
Appellees filed an answer thereto on January 13,
1978.
The case was listed for argument on September 5,
1978, and, upon the motion of appellants, the court
granted a continuance until the October 2, 1978
argument court. **26 On October 2, 1978, appellants
again moved for a continuance; the motion was
granted, over appellee's objection, with the proviso
that the case be argued on October 30, 1978 or the
petition would be dismissed.
Contrary to Berks County local rules of court fFN41,
Sections 85, 87 and 88, appellants did not file with
the court or serve on opposing counsel a copy of the
argument brief prior to the October 30, 1978
argument court date, but for the first time presented a
brief of argument to the court and to appellees in the
courtroom on October 30, 1978, rendering it
impossible for appellees to file a reply brief and to
have the case argued on that day in compliance with
the local rules of court and court order of October 2,
1978. On that same day, the lower court, upon
appellees' motion, dismissed appellants' petition to
open or to strike the judgment. This appeal followed.
Page 2
FN4. The local rules of court pertaining to
arguments provide, as follows:
"Section 85. The party having the burden
shall, at least ten (10) days before argument,
serve a copy of brief of argument on the
opposing counsel and shall file two (2)
copies thereof with the Prothonotary or
Clerk of Court as applicable, for distribution
to the court. . .
"Section 87. The opposing party shall, at
least four (4) days before argument, except
in criminal cases at least three (3) days
before argument, serve a copy of brief of
argument on the opposing counsel and file
two (2) copies thereof with the Prothonotary
or Clerk of Court as applicable, for
distribution to the court . . .
"Section 88. Unless otherwise ordered by
the court, filing of briefs and oral arguments
shall be required in all cases. . . ."
Four issues are presented for our review. At the
threshold of our consideration is appellants'
contention that the lower court abused its discretion
by dismissing appellants' *528 petition to open and to
strike judgment for failure to comply with the order
of court of October 2, 1978, and having failed to
comply with the local rules of court by failing to file
a timely argument brief. Counsel argues that the
lower court's order dismissing the petition on the
basis of a technical, non-prejudicial error was a harsh
and unnecessary ruling contrary to Pa.R.C.P. 126,
which specifically provides:
"The rules shall be liberally construed to secure the
just, speedy and inexpensive determination of every
action or proceeding to which they are applicable.
The court at every stage of any such action or
proceeding may disregard any error or defect of
procedure which does not affect the substantial rights
of the parties."
Nevertheless, the Pennsylvania Rules of Civil
Procedure, promulgated for the orderly
administration of justice, cannot be ignored but must
be followed in order to insure the smooth and
efficient operation of the judicial process.
In this case, we are of the opinion that appellants'
counsel has flagrantly and repeatedly violated the
rules of court by constant delay and inaction. fFN51
As has already been mentioned, counsel failed to
respond to interrogatories and a rule to show cause
why an order of sanction should not be granted.
Thereafter counsel failed to file her argument brief
(Q 2006 Thomson/West. No Claim to Orig. U.S. Govt. Works.
.
.
.'
419 A.2d 24
275 Pa.Super. 524,419 A.2d 24
(Cite as: 275 Pa.Super. 524, 419 A.2d 24)
until the date of argument, contrary to the court's
order and the local rules. Counsel states in her
appellate brief that she was unable to timely file her
argument brief because of illness. To support this
position, however, counsel should have made some
movement towards protecting herself on the record.
Counsel could have petitioned the *529 court for an
amendment of the lower court order. Instead
appellants were content to sit idly by until the date of
argument, in contravention of the local rules, and
then attempted to proceed with the argument on its
merits. This failure to comport with the local rules,
coupled with appellants' failure to respond **27 to
the interrogatories and the rule to show cause
amounts to a lack of prosecution. " 'The sheer
number of cases and appeals make it imperative the
rules be strictly enforced. Anything less would
disrupt the already tenuous flow of trials and
resulting appeals'''. Straff v. Nationwide Mutual
Fire Ins. Co.. 230 Pa.Super. 403. 326 A.2d 586
(1974). Furthermore, this court is not disposed to
correcting the errors of counsel when the record does
not indicate any disposition on the part of counsel to
take procedural avenues which were available to
protect her case. Moreover, counsel, after her
unexplained failure to move forward, may not now
argue that the court should overlook these procedural
errors in the interest of justice. The principles of
fairness dictates a fmal resolution of this case, and
hence, we fmd that the lower court did not abuse its
discretion.
FN5. The docket entries display a lack of
diligent prosecution of appellants' case from
the onset. The action was instituted by the
filing of a writ of summons one day before
the expiration of the statute of limitations.
The writs were not served until after the
statute had run. Appellees ruled the
appellants to file a complaint on June 23,
1976 but none was filed until April 7, 1977,
more than nine months later. We suspect
that this is the type of situation that
motivated our Supreme Court to adopt the
"240 day rule" for civil cases. See Chief
Justice Eagen's order entered November 19,
1979 to No. 161, E.D. Misc. Docket 1979.
Accordingly, we need not address appellants'
remaining contentions.
AffIrmed.
DOWLING J., files a dissenting opinion.
Page 3
DOWLING, Judge, dissenting.
This case involves the death of a 16 year old cyclist
allegedly as a result of the negligent oper!ition of a
tractor trailer. To dismiss with prejudice such an
action for what is basically a failure to respond to
form interrogatories seems unnecessarily harsh and
misdirected. It is the lawyer who should be punished
for his disregard of the rules, not his innocent client.
Why throw the baby out with the bathwater.
Pa.Super., 1980.
Jones v. Trexler
275 Pa.Super. 524,419 A.2d 24
END OF DOCUMENT
~ 2006 ThomsonlWest. No Claim to Orig. U.S. Govt. Works.
.
VERIFICATION
I, Thomas S. Diehl, hereby verify that the statements made in the foregoing
document are true and correct to the best of my personal knowledge, information and
belief. Furthermore I verify this Answer subject to the penalties of 18 Pa. C.S. Sec. 4904
related to unsworn falsifications to authorities.
Dated: August 31, 2006
c:L>- i/J)
Thomas S. Die@.
CERTIFICATE OF SERVICE
I, Thomas S. Diehl, state that the attached documents were mailed to the
following individual(s) by first class mail, postage prepaid on August 31,2006 and
addressed to:
Date: August 31, 2006
Charles B. Calkins, Esq.
110 South Northern Way
York, PA 17402
(717) 757-7602
cL >yJi
Thomas S. Diehl
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R.H. DONNELLEY PUBLISHING AND
ADVERTISING, INC. Ud/b/a SPRINT
YELLOW PAGES,
Plaintiffs,
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PA
vs.
Civil Action - Law
No. 05-3031
Jury Trial Demanded
THOMAS S. DIEHL,
Defendant.
CERTIFICATE OF SERVICE
AND NOW, this ~~f August, 2006,1, David E. CookiEsquire,a mernberof
the firm of GRIFFITH, STRICKLER, LERMAN, SOL YMOS & CALKINS, Esquires,
hereby certify that I have, this date, served a copy of Plaintiffs' Answers to Defendant's
Interrogatories and Response to Request for Production of Documents, by United
States Mail, addressed to the party or attomey of record as follows:
Thomas S. Diehl
PO Box 613
Harrisburg, PA 17108
GRIFFITH, STRICKLER, LERMAN,
SOLYMOS & CALKINS
c-
BY
~
7-~
DAVID E. COOK, ESQUIRE
Supreme Court 1.0. 78318
Attorney for Plaintiff
110 South Northern Way
York, PA 17402
(717) 757-7602
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IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY,
PENNSYL VANIA
RH. Donnelley Publishing
And Advertising, Inc. t/d/b/a
Sprint Yellow Pages
Plaintiff
Civil Action - Law
No. 05-3031
v.
Thomas S. Diehl
Defendant
MOTION TO AMEND PETITION FOR CONTEMPT
AND TO STRIKE PLAINTIFF'S OBJECTIONS TO DISCOVERY
Factual Backe:round
1. On August 15, 2006 this Court entered an order directing Plaintiff to answer fully
Defendant's first set of Request for Interrogatories and Request for Production of
Documents on or before August 30, 2006. Order attached hereto as "Exhibit 1".
2. On August 31, 2006 Defendant filed a Petition for Contempt and Sanctions under
P.RC.P. 4019 as he had not yet received discovery from the Plaintiff.
3. The further factual averments of this Motion are set forth in the above referenced
Petition for Contempt and Sanctions under P.RC.P. 4019 but for the additions set
forth below.
4. Later on August 31, 2006 the Defendant learned of Plaintiffs email sent on
August 30, 2006 at 3:39 pm, in which the Plaintiffs counsel had stated the
answers to Defendant's first set of Request for Interrogatories and Production of
Interrogatories were mailed on August 30, 2006.
5. Defendant received Plaintiffs Answers to Interrogatories and Response to the
Request for Production for Documents Propounded bv Defendant (First Set) on
September 1, 2006.
6. Upon receiving answers Defendant learned that Plaintiff had objections to some
of the interrogatories.
7. Plaintiff objected to thirteen (13) of Defendant's twenty-three (23) interrogatories.
8. Plaintiff had not previously expressed any objections to Defendant's
interrogatories.
Application of Rules of Civil Procedure and relevant case law
9. Rule 4006(a)(2) states in pertinent part, "The answering party shall serve a copy
of the answers, and objections if any, within thirty days after the service of the
interrogatories. "
10. Case law supports that the time for servmg answers may be extended, but
objections generally must be made or waived within thirty (30) days of service.
Lane v. Hartford Accident and Indemnity Co., 6 Pa. D.&C. 4th 537 (1990); Bonk
v. Block, 12 Pa. D.&C. 3d 749 (1980). Attached hereto as "Exhibit Cl" and
"Exhibit C2"
11. In this instant matter, the Plaintiff had not raised any objections to interrogatories
prior to:
a. Defendant's Motion to Compel Answers to Interrogatories (July 10,2006)
b. Court Order directing the Plaintiff to respond (July 18,2006)
c. Defendant's Motion to Make Rule Absolute (August 10,2006)
d. Court Order directing the Plaintiff to answer fully (August 15,2006).
12. Case law is clear that objections raised after the party seeking discovery files an
action to compel are untimely and deemed waived. See Mountain View
Condominium Owners' Assoc. v. Mountain View Assoc. 9 Pa. D.&C. 4th 81
(1991); Burda v. Cesare, 50 Pa. D.&C. 3d 354 (1988), affirmed 421 Pa. Super
645,613 A.2d 26 (1992). Attached hereto as "Exhibit C3" and "Exhibit C4".
13. Although Defendant is aware of a few exceptions in which a party has been
permitted to file objections beyond thirty (30) days of service of a request for
discovery, he is not aware of any instance, as in this case, in which a party was
permitted to lodge objections after a petition to compel discovery had been filed
and a corresponding Order of Court directing compliance had been issued.
14. To entertain Plaintiffs objections at this time would vitiate this Court's order of
August 15, 2006 and discourage the proper practice of parties considering
objections between themselves prior to seeking intervention by the Court as,
"How can one party examine objections to its discovery (and possibly reconsider
the propriety thereof in the face of such objections) before coming into court if the
other party is not even required to make such objections known?" Mountain View,
supra.
WHEREFORE the Defendant requests in the alternative of his August 31, 2006
petition that this honorable Court strike the Plaintiffs recent objections to discovery and
find the Plaintiff in contempt of its Order of August 15, 2006 for not having answered
fully the Defendant's first set of Interrogatories and Request for Production of
Documents on or before August 30, 2006. Upon such finding, the Defendant requests the
Court to impose sanctions upon the Plaintiff in the form of a fine for each day of its
continued contemptuous behavior in an amount deemed appropriate by the Court until the
Plaintiff so complies, OR in the alternative, such other relief as the Court may deem
appropriate.
~IY Submitted,
Tbom~s~~
P.O. Box 613
Harrisburg, PA 17108
(717) 241-4287
yourfriendtomdiehl@yahoo.com
"\
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. R. H. DONNELLY PUBLISHING : IN THE COURT OF COMMON PLEAS OF
AND ADVERTISING, INC. : CUMBERLAND COUNTY. PENNSYLVANIA
t1d/b/a SPRING YELLOW PAGES
Plaintiff
V. : NO. 05-3031 CIVIL
THOMAS S. DIEHL
Defendant : CIVIL ACTION - LAW
ORDER OF COURT
AND NOW, this 151h day of August. 2006. upon motion of Defendant,
Thomas S. Diehl, and the Plaintiff having failed to answer the Rule issued July 18, 2006,
IT IS HEREBY ORDERED AND DIRECTED that the Plaintiff. R. H. Donnelley
Publishing and Advertising, Inc.. shall answer fully Defendanfs first set of Interrogatories
and Request for Production of Documents on or before August 30, 2006. Failure to
answer will result in the imposition of sanctions.
By the Court,
'\\ 1
M. L. Ebert, Jr..
. J.
Charles B. Calkins, Esquire
Attomey for Plaintiff
Thomas S. Diehl
Defendant
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6 Pa. D. & CAth 537
1990 WL 300276 (Pa.Com.PI.), 6 Pa. D. & CAth 537
~
Court of Common Pleas of Pennsylvania, Dauphin
County .
Lane
v.
Hartford Accident and Indemnity Co.
No. 104-8-1989.
July 12, 1990
*1 **537 Motion to compel.
West Headnotes
Pretrial Procedure ~252
307 Ak252 Most Cited Cases
Pretrial Procedure ~ 403
307 Ak403 Most Cited Cases
Pa.R.C.P. 4006(b)(2)(42 Pa.C.S.A.) and 4009(b)(2),
(42 Pa.C.S.A.), which require the filing of objections
to the interrogatories and a request for production of
documents within 30 days, are mandatory and the
failure to timely object will result in the waiver of the
objections.
Ralph B. Pinskey, for plaintiffs.
C. Kent Price, for defendant Hartford Accident and
Indemnity Company.
DOWLING, J.
Can a party object to interrogatories or a request for
documents after the 30- day period specified in the
rules?
The instant case concerns three discovery requests
propounded by plaintiffs upon defendant Hartford
Accident and Indemnity Company involving two
separate requests for production of documents and a
set of interrogatories.
On October 20, 1989, plaintiffs' first request for
production of documents was served on Hartford. On
February 13, 1990, plaintiffs served a second **538
request for production of documents as well as a set
of written interrogatories.
No answers or objections were served with respect to
this discovery until May 11, 1990. At that time
defendant Hartford served responses to both requests
for production in which it objected to portions of
Page 1
each request. On May 18, 1990, defendant Hartford
served objections to three interrogatories and
promised to answer the rest of them, though this has
not yet occurred.
While many words in our wonderful language are
ambiguous, it is difficult to ascribe an alternate
meaning to the phrase "30 days" or to construe
"shall" into "may." It is worth remembering that this
seemingly small, modest word "shall" has, at times in
the past, been the pivot upon which the hopes and
dreams of whole empires have turned. Whether one
considers MacArthur's ringingly famous promise of
eventual triumph after the fall of the Philippines, "I
shall return!", or Marshal Petain's equally determined
assertion of national resolve, "line passeront pas"
("they shall not pass") as the Germans besieged
Verdun in 1916,-1lliU this word has universally
been regarded as a statement of the positive and the
unequivocal, not the conditional or the variable. Even
the greatest poet of our language made it the
centerpiece of one of his most inspirational passages,
at the conclusion of King John:
FN 1. One could wish that the doughty
Marshal had had the will and the courage to
remember his own words 24 years later,
when history so tragically repeated itself.
"This England never did, nor never shall
Lie at the proud foot of a conqueror
But when it did first help to wound itself.
Now these her princes are come home again,
Come the three comers of the world in anns,
**539 And we shall shock them. Nought shall make
us rue,
If England to itself do rest but true."
*2 If any of the "shalls" in those three passages
quoted above had been rendered by their original
speakers as "may," one might fmd oneself in a world
whe~e Manila was governed from Tokyo, Paris from
Berlm, and Shakespeare's beloved "sceptered isle"
from either the Elysees Palace or the Alhambra.
Since we have no stomach for such a wholesale
rewriting of history, we shall hew to the view that
(0 2006 ThomsonlWest. No Claim to Orig. U.S. Govt. Works.
\' II
E ,c hi b:f-
Cl
6 Pa. D. & CAth 537
1990 WL 300276 (Pa.Com.PI.), 6 Pa. D. & CAth 537
"shall" is a word of command, not of suggestion.
There would likewise seem to be no ambiguity about
the meaning of the term "30 days." fFN21 If there
were a dispute about whether this phrase meant "30
calendar days" or "30 business days," we would
consult the written instruments under review for
clarification; otherwise, one must rely upon the
traditional and statutory construction which holds
that "30 days" from a given date means 30 calendar
days from the date certain; unless the 30th day falls
on a weekend or holiday, in which case the next
business day is counted as the fmal day. Nor,
certainly, does an allotment of 30 days in which to
perform a certain function mean a minimum of 30
days in which to do it. If this were so, a person
sentenced to a 30-day jail sentence could be kept
incarcerated for 20 years, on the grounds that 20
years encompasses the period of 30 days. Yet that is
what defendant, in the instant case, seems to be
suggesting when he says that it was permissible for
**540 him to answer the plaintiffs requests for
production after 30 days had passed.
FN2. One of the oldest, and most bitterly
true, witticisms about America's treatment
of its Indian population holds that, when a
copy of the first treaty between white men
and Indians was discovered, it was found to
declare that the Indians would have the right
to keep their lands for as long as the sun
shines, the wind blows, and the rivers run --
or 30 days, whichever comes first.
Defendant's position is that, since the rules do not
address the issue of the failure to serve objections
within the 30~day period, this requirement merely
establishes the minimum time that one is required to
wait before moving for sanctions; that is, passage of
the 30 days "triggers" the parties' right to move to
compel. It points to rules 1026 and 237.1, the former
of which provides that every pleading subsequent to
the complaint "shall" be filed within 20 days after
service of the preceding pleading; yet this does not
automatically allow for a default judgment. Once the
20 days has expired, one must go further and send
notice of intention to take such a judgment as
provided by rule 237.1.
The "double dip" may be called for in an instance
where a default judgment is at stake, but here we are
only concerned with discovery. This reasoning might
be relevant to the failure to answer interrogatories or
produce documents, but it fails in its application to
objections to such requests. The party seeking the
information must have a remedy if it is not
Page 2
forthcoming, but this is quite different from the
question of the propriety of the data. If no objections
are timely filed, then the requester's way is clear, and
his only concern need be with the time in which he is
going to be accommodated. We feel that any other
interpretation renders the specific time period mere
surplusage with respect to the duty to object.
*3 Defendant relies on two lower court decisions,
Hall v. Sears Roebuck & Co.. 14 D. & C.3d 231
(1980), and Northampton Borough Municipal
Authority v. Remsco Associates Inc.. 22 Pa. D. &
C.3d 541 (1980. In Hall, the decisions relied upon
by the **541 court dealt with the previous rule,
which concluded that the language of rule 4005 --
providing that a party may file objections within 10
days -- was permissive. Relevant at this point are the
words of our Supreme Court in Masland v. Bachman.
473 Pa. 280. 289. 374 A.2d 517. 521 (1977): "A
change in the language of a statute ordinarily
indicates a change of legislative intent. In any event,
the decisions are not binding on this court; we are not
persuaded by their reasoning; and we decline to
follow them."
The Supreme Court in Nissley v. Pennsylvania Rail
Road Company. 435 Pa. 503. 259 A.2d 451 (969),
notwithstanding the apparent permissive nature of the
old discovery rules, held that there was a waiver of
objections to interrogatories when they were not filed
and served until five days before trial. The court
observed that "this case aptly demonstrates that the
integrity of the discovery rules can be preserved only
if the rules are taken more seriously than they were in
the lower court. The rule requiring a party to object to
an improper interrogatory within 10 days was
included in the Rules of Civil Procedure for a
purpose; that purpose would be defeated if we accept
the lower court's apparent conclusion that the
plaintiffs failure to follow this rule was not crucial
under the facts of this case."
In Aetna Life Insurance Co. v. Green. 116 Ga. App.
783. 159 S.E.2d 87.90- 1 (967), a Georgia Court of
Appeals, interpreting the same language, said:
"Code Ann. ~ 38-2108 is the same as rule 33 of the
Federal Rules of Civil Procedure and both contain the
identical statement that '[ w )ithin (10) days after
service of interrogatories a party may serve written
**542 objections thereto....' Accordingly, we look to
the construction placed on the federal rule as
persuasive in applying the identical Georgia rule. '[A]
party cannot give an evasive answer to an
interrogatory and on motion to require a proper
answer raise an objection which should have been
<0 2006 Thomson/West. No Claim to Orig. U.S. Govt. Works.
6 Pa. D. & CAth 537
1990 WL 300276 (pa.Com.PI.), 6 Pa. D. & CAth 537
raised by objection to the original interrogatory
within 10 days after service thereof.' Moore's Manual
of Federal Practice and Procedure, pp. 1154, 1155, ~
15.04(8). Where a timely objection is not made to
interrogatories, the right to object is waived. McKean
v. Highway Truck Drivers and Helpers. Local 107.
28 F.R.D. 592 (D. Del. 1961). The permissiveness of
language of this rule is simply that a party has a
choice of answering the interrogatory or making an
objection in the manner set forth in the rules, and
objections to interrogatories may not be raised in any
other manner. Thus, if written objections are not
served within 10 days, there is a waiver of the right to
object. Baxter v. Vick. 25 F.R.D. 229 (D.C. Pa.
1960). Also, see Moore's Federal Practice (2d ed.)
Vol. 4, p. 2410 et. seq., par. 33.27. Having failed to
raise the issue of relevancy in the proper manner and
at the proper time in the lower court, the appellant
will not be heard to complain as to such an issue in
this court."
*4 The introductory explanatory note to the
Deposition and Discovery Rules states "[m]ore than
25 years of experience and the general acceptance of
the philosophy of discovery justify bringing the
Pennsylvania system into as close conformity as
possible with the federal system." Clearly, under
similar federal discovery procedures, if one does not
timely file objections to discovery, those objections
are waived.
**543 In Shenker v. Sportelli. 83 F.R.D. 365. 366
(E.D. Pa. 1979), the court said that "the failure to
abide by the discovery procedures outlined in the
Rules thwarts the policy of the rules as expressed in
Fed.R.C.P. I, that seeks the ~ust, speedy and
inexpensive determination of every action'" rFN31
and, in Philpot v. Philco-Ford Corp.. 63 F.R.D. 672.
675 (E.D. Pa. 1974) the court warned:
FN3. Pa.R.C.P. 126 provides in relevant part
that "[t]he rules shall be liberally construed
to secure the just, speedy, and inexpensive
determination of every action or proceeding
to which they are applied."
"The provisions governing discovery under the
Federal Rules of Civil Procedure are more than mere
procedural guidelines to be consulted at the pleasure
of a party to a federal civil suit. The language of
these rules is carefully drafted and specific in its
terms in order that they 'secure the just, speedy and
inexpensive determination of every action.' [citing
Fed.R.C.P. 21] Plaintiffs have chosen a most reckless
course by failing to acquaint themselves with, and by
failing to comply with, the clear, precise and central
Page 3
provisions of these rules."
Another federal court has said:
"Regardless of how outrageous or how embarrassing
the questions may be, the defendants have long since
lost their opportunity to object to the questions. If
they feel that the questions are unfair they have no
one to blame but themselves for being required to
answer them now. If discovery rules are to have any
effect or meaning, the failure to serve such objections
within the time prescribed ... should be considered a
waiver of such objections." Davis v. Romnev. 53
F.R.D. 247. 248 (E.D. Pa. 1971). (citation omitted)
**544 See also, Krewson v. City of Quincy. 120
F.R.D. 6. 7 (D. Mass. 1988), and cases cited therein.
"If a party fails to file timely objections to document
requests, such a failure constitutes a waiver of any
objections which a party might have to the requests...'
Any other result would ... completely frustrate the
time limits contained in the federal rules and give a
license to litigants to ignore the time limits for
discovery without any adverse consequences...."
(citations omitted)
In Davis v. Romney. supra. at 247 the court said that,
"The plaintiffs' patience in agreeing to wait for
answers beyond the 45-day period cannot be
considered as a stay or an extension of the time for
filing objections." (Citing Sturdevant v. Sears,
Roebuck & Co., 321 F.R.D. 426 (W.D. Mo. 1963).)
*5 And, in Perry v. Golub. 74 F.R.D. 360. 363 (N.D.
Ala. 1976). where a protective order was sought after
the date required for production of documents, the
court held: "Similarly, the defendants' protective
order motion does not alter the situation since rule 34
required the point be raised by timely objections. As
Professor Moore says, 'The party served with the
request must respond to it within the time limits set
forth in the rule, or object, stating the reasons for the
objection.' 4A Moore's Federal Practice ~ 3702, page
36-7 (2d ed. 1975)."
Accordingly, we enter the following
ORDER
And now, July 12, 1990, defendant Hartford
Accident and Indemnity Company is directed to
answer plaintiffs' interrogatories and requests for
production of documents within 15 days or suffer
appropriate sanctions.o
END OF DOCUMENT
~ 2006 Thomson/West. No Claim to Orig. U.S. Govt. Works.
~
12 Pa. D. & C.3d 749
12 Pa. D. & C.3d 749,1980 WL 966 (pa.Arb.P.H.C.)
C
Pennsylvania Arbitration Panel for Health Care,
Philadelphia County.
Bonk
v.
Block
No. M78-0968.
February 22, 1980
**1 *750 Arbitration Panels for Health Care,
West Headnotes
Health ~806
198Hk806 Most Cited Cases
(Fonnerly 299k17.5 Physicians and
Surgeons)
Arbitration Panels for Health Care under the Health
Care Services Malpractice Act of October 15, 1975,
P.L. 390, as amended (40 P.S. ~ 1301.502), lack
subject matter jurisdiction over a counterclaim by a
defendant for his fee.
Health ~806
1 98Hk806 Most Cited Cases
(Fonnerly 299k 17.5 Physicians and
Surgeons)
An answer to a motion for sanctions filed by mail
with the Arbitration Panels for Health Care 14 days
after the filing of the motion and two days after an
order was entered thereupon should be considered by
the panels and the order vacated.
Pretrial Procedure ~252
307 Ak252 Most Cited Cases
Under Pa.R.C.P. 4006(a)(2)(42 Pa.C.S.A.) all
objections to interrogatories shaU be filed within 30
days from the service thereof; objections not timely
filed must be deemed waived.
opinion by Frankston, Administrator.
On October 24, 1979, defendants filed a motion for
sanctions based upon plaintiffs' failure to respond to
expert witness interrogatories which were served on
or about May 25, 1979. On November 5, 1979, we
entered an order granting plaintiffs 30 days to answer
the interrogatories and deeming aU objections to the
interrogatories waived inasmuch as none were filed
within 30 days of service. We further provided that
should plaintiffs fail to comply with the order, any
defendant could petition that a judgment of non pros
Page 1
be entered in his favor.
On November 7, 1979, plaintiffs' answer and new
matter to motion for sanctions was received.
Plaintiffs recited that they had encountered difficulty
in retaining an expert witness to testify on their
behalf and requested 180 days' additional time to
secure an expert witness.
On November 13, 1979, plaintiffs infonnaUy
requested reconsideration of our November 5, 1979
order in light of their answer and new matter, asked
that the answer and new matter be filed nunc pro
tunc, and challenged our ruling that all objections had
been waived, citing DeMontagne v. Albert Einstein
Medical Center. 1 Pa. D. & C.3d 604 (Phila. Co.
1977). On December 5, 1979, plaintiffs filed answers
to the interrogatories, stating in essence that no expert
had yet been retained and that upon retention of an
expert, the answers would be amended. Further,
plaintiffs filed objections to interrogatory 6, which
requested aU cases in which *751 any proposed trial
expert had testified in the past five years, and to
interrogatory 7, which sought the names of aU experts
consulted by plaintiffs who were not expected to
testi fy.
In response to plaintiffs' answers and objections to
the interrogatories, defendants filed petitions for
entry of judgment of non pros on January 7, 1980 and
January 10, 1980, contending that plaintiffs violated
our order of November 5, 1979, by filing objections
and asserting that because no medical expert has yet
been retained, defendants are entitled to entry of
judgment of non pros. Plaintiffs answered these
petitions on January 29, 1980, contending that the
answers given were as complete and accurate as
possible under the circumstances and that they cannot
identify an expert without access to certain medical
records which plaintiffs requested on December 10,
1979, to which request defendant hospital objected
on January 7, 1980, on grounds that the request was
burdensome and proceduraUy untimely.
**2 In conjunction with this attempt to secure
medical records, plaintiffs included new matter in
their answer to defendant-hospital's petition for non
pros consisting of the following motions: (1) motion
to compel fuU and complete answers to
interrogatories (seeking more specific answers to
interrogatories served upon the hospital on or about
February 1, 1979); (2) motion to strike objections
@ 2006 Thomson/West. No Claim to Orig. U.S. Govt. Works.
"
E )(~;~;+
c..~"
12 Pa. D. & C.3d 749
12 Pa. D. & C.3d 749, 1980 WL 966 (Pa.Arb.P.H.C.)
(seeking to compel production of the medical records
requested on December 10, 1979); and (3) motion for
sanctions (seeking counsel fees in connection with
the answer to the petition for judgment of non pros).
Defendant-hospital responded to these motions by
filing an answer on February 11, 1980.
*752 To further complicate this procedural morass,
on December 28, 1979, defendant Block filed a
counterclaim against plaintiffs for payment of his fee.
Plaintiffs filed preliminary objections to the
counterclaim asserting we lack subject matter
jurisdiction over such matters. To dispose of this
matter summarily, we merely note that plaintiffs'
position is correct. See Loverdi v. Mercy Catholic
Medical Center, M77-0383 (opinion of the
administrator dated November 1, 1978). We shall
deal with the remaining motions in the order in which
we have recounted them.
Initially, we note that the instant action was begun
over two years ago. The Supreme Court, by order
dated November 19, 1979, regarding prompt
certification for trial of civil cases, has imposed a
240-day time frame within which all civil cases
before the courts must be certified ready for trial. See
Vol. 9, Pennsylvania Bulletin, page 3936, published
December 1, 1979. Along this line, we recently
adopted a one-year rule for filing of Certificates of
Readiness effective February 12, 1980. See 37 Pa.
Code ~ 171.123, adopted at Vol. 10, Pennsylvania
Bulletin, page 690, published February 9, 1980.
The new rules also provide, in effect, that all time
limits for completion of discovery previously
imposed are removed. See 37 Pa. Code & 171.33 (10
Pa.B. 692). Should a party wish to terminate
discovery, he must now follow the procedure set
forth in 37 Pa. Code & 171.33 and & 171.71 (10 Pa.B.
692).
It is our intention to strictly enforce these rules and
require prompt disposition of all claims filed before
us. Nevertheless, inasmuch as plaintiffs' answer to the
motion for sanctions was filed just *753 two days
after entry of our order and undoubtedly mailed prior
to receipt of it, we feel the order should be vacated
and the motion should be considered in light of
plaintiffs' answer and new matter. Accordingly,
defendants' petitions for entry of judgment of non
pros must be dismissed without prejudice.
The DeMontagne case, upon which plaintiffs rely in
filing objections to the expert interrogatories, is of no
moment to our disposition of the instant issues since
it predated the present rules of discovery. The rules
Page 2
now provide that all objections to interrogatories
shall be filed within 30 days from service thereof:
Pa.R.C.P. 4006(a)(2). Inasmuch as plaintiffs'
objections were not timely filed, they must be
deemed waived. Accordingly, interrogatory 7 shall be
answered within ten days from the date this opinion
and accompanying order are certified from the record
or judgment of non pros will be entered upon petition
of any defendant.
**3 While we are loath to compel disclosure of
names and addresses of experts specially consulted,
but not expected to testify, particularly in view of the
express language of Pa.R.C.P. 4003.5(a)(3)
protecting the names of such experts from discovery,
we note that not only did plaintiffs fail to file their
objection when the question was propounded, they
also failed to raise it in their answer to the motion for
sanctions. In fact, paragraph 5 of the new matter
contained in their answers avers that defense counsel
were notified that the expert interrogatories would be
answered.
As to the remaining interrogatories, plaintiffs
requested an extension of 180 days for supplying
defendants with the names of their proposed experts.
At the time the motion for sanctions was filed, the
*754 action was nearly two years old--twice the time
within which a certificate of readiness must now be
filed after instituting suit. In addition, the recent
flurry of motions and petitions has caused an
additional three months of delay.
However, because we recognize that in some
instances it may be extremely difficult for a plaintiff
to retain an expert witness in an action brought
against a fellow physician, and in view of plaintiffs'
averment that competent physicians, who are not
willing to testify, have advised them that defendants
were negligent, we are willing to accord plaintiff
additional time to conscientiously seek a trial expert.
Therefore, plaintiffs are directed to fully and
completely respond to interrogatories 1, 2, 3, 4, 5,
and 6 within 90 days from the date this opinion and
accompanying order are certified from the record or
be barred from introducing expert testimony at the
arbitration hearing in this case upon petition of a
defendant.
As to plaintiffs' motion to compel, we note that no
reasons have been assigned to explain plaintiffs'
contention that the hospital's answers are incomplete.
Further, the hospital filed these answers on March 12,
1979. We find it odd that plaintiffs' dissatisfaction
with the answers took nearly a year to surface, and
then only in response to petitions which would have
<0 2006 Thomson/West. No Claim to Orig. U.S. Govt. Works.
12 Pa. D. & C.3d 749
12 Pa. D. & C.3d 749, 1980 WL 966 (Pa.Arb.P.H.C.)
Page 3
brought the action to an end. Accordingly, the motion
to compel is denied.
By the same token, defendant hospital's objections to
plaintiffs' request for production of documents
contain no concrete reasons why such records are not
discoverable. The fact that a petition seeking
judgment of non pros is pending has no effect upon
other pretrial matters. For these reasons, *755
defendant hospital shall, within ten days from the
date this opinion and accompanying order are
certified from the record, supply the requested
documents or suffer imposition of appropriate
sanctions upon petition of plaintiffs.
Plaintiffs' motion for sanctions, which seeks counsel
fees in connection with answering defendants'
petitions, is denied. Accordingly, we enter the
following
ORDER
And now, February 22, 1980, is is hereby ordered
and decreed that the instant action shall proceed as
set forth in the foregoing opinion.
END OF DOCUMENT
~ 2006 ThomsonlWest. No Claim to Orig. U.S. Govt. Works.
W?8f1aw:
9 Pa. D. & CAth 81
1991 WL 299494 (Pa.Com.Pl.), 9 Pa. D. & CAth 81
c
Court of Common Pleas of Pennsylvania, Chester
County .
Mountain View Condominium Owners' Association
v.
Mountain View Associates
No. 88-01863.
January 8, 1991
*1 **81 Motion for sanctions.
West Headnotes
Pretrial Procedure ~41
307 Ak41 Most Cited Cases
Pretrial Procedure ~252
307 Ak252 Most Cited Cases
An objection to interrogatories or other discovery
under Pa.R.C.P. 4006(a)(2)(42 Pa.C.S.A.) or an
application for protective order under Pa.R.C.P. 4012
(~2 Pa.C.S.A.) must be filed before the party seeking
dIscovery has filed a motion for sanctions or other
motion seeking to enforce compliance with the
discovery request or else the objection or the grounds
upon which the protective order is sought will be
waived.
Steven L. Sugarman, for plaintiff.
William 1. Taylor, for defendant.
SHENKIN,1.
In this case we are faced with the all too common
~i~~tion in which one party serves interrogatories (or
InItiates some other facially appropriate discovery
request) and the other party totally ignores the
interrogatories until the party serving them has filed a
motion for sanctions. Then the recipient serves
ans~ers and/or attempts to lodge objections, actions
WhICh should have been taken without requiring the
other party to have gone to the time, trouble and
expense of filing the additional motion.
In this case, interrogatories and a request for
production of documents were served upon counsel
for plaintiff on October 18, 1990. There was no
response, even though counsel for plaintiff had sent a
letter to counsel for defendants concerning other
discovery matters. On November 20, 1990, counsel
for defendants wrote to counsel for plaintiff
Page 1
requesting responses and advising that if counsel for
defendants **82 did not "hear from" counsel for
plaintiff, a motion to compel would be filed. Still
there was no response.
This motion for sanctions was then filed on
December 4, 1990, and only then did counsel for
plaintiff respond by filing, on December 19, 1990, an
answer to the motion to which was appended partial
answers and responses together with objections to
certain of the requested discovery. In its answer to
the motion plaintiff states that "defendants' counsel
knew or should have known that plaintiffs responses
to defendants' discovery requests (other than
objections thereto) would require" more than 30 days
to answer. (emphasis supplied) Nowhere does
counsel for plaintiff state that he contacted counsel
for defendants and advised him of this time
requirement or that he requested additional time to
respond or that he filed those objections which by his
own answer did not require more time or even that he
advised counsel for defendants of his intention to
object to some of the requested discovery. In spite of
the fact that counsel for plaintiff was in contact with
co~nsel for defendants with regard to discovery
WhICh he -- counsel for plaintiff -- wished to pursue,
he made no effort to acknowledge the defendants'
outstanding discovery requests. Instead, he followed
the unfortunate and unacceptable practice of ignoring
that discovery until defendants were forced to file the
motion here under consideration. In defense, counsel
for plaintiff argues that the discovery could not
reasonably be expected to have been answered within
30 days.
*2 We emphasize that it was not the failure to file
answers and produce documents which is so
objectionable, since a good-faith effort to respond to
discovery can indeed take more time than allowed by
the Rules of Civil Procedure as of course, but **83
rather the fai~ure to have acknowledged in any way
even the eXIstence of the outstanding discovery.
There is no indication in this record of so much as a
pho~e call, le~ alone a letter, acknowledging the
receIpt of the dIscovery, requesting additional time to
consider the discovery and respond or object thereto
or indicating an intention to answer and respond ~
part and to object in part. And, we repeat, in the
answer to this motion, counsel for plaintiff
acknowledges that there was no reason whatsoever
why the objections were not filed within 30 days.
Under these circumstances, we deem any objections
~ 2006 ThomsonlWest. No Claim to Orig. U.S. Govt. Works.
"
E"h;Ai~
C3 II
9 Pa. D. & C.4th 81
1991 WL 299494 (Pa.Com.Pl.), 9 Pa. D. & C.4th 81
to the requested discovery to have been waived.
Pa.R.C.P. 4019(a)(2) provides that failure to serve
answers, sufficient answers or objections to written
interrogatories or to respond to a request for
production of documents "may not be excused on the
ground that the discovery sought is objectionable
unless the party failing to act has filed an appropriate
objection or has applied for a protective order."
Accordingly, we hold that an objection to
interrogatories or other discovery or an application
for protective order must be filed before the party
seeking discovery has filed a motion for sanctions, or
other motion seeking to enforce compliance with the
discovery request, or else such objection or the
grounds upon which the protective order is sought
shall be waived. See Nissley v. Pennsvlvania
Railroad Comoany. 435 Pa. 503. 510.259 A.2d 451.
455 (1969); lJ. White Inc. v. Bucklev and Comoanv
Inc.. 65 Pa. D. & C.2d 794 (1974); Bonk v. Block. 12
Pa. D. & C.3d 749 (1980).
We are not here faced with the situation in which an
objection was filed or protective order sought more
than 30 days after the discovery request was served
but before the party seeking the discovery **84 had
taken any action to compel compliance with the
discovery request. It may be that the objection or
request for protective order will not be required --
upon penalty of waiver -- to be filed within the same
time period as is allotted for the response to the
discovery request, but we are not here faced with that
precise issue. Here we have the situation in which no
objection was lodged until after the party
promulgating the interrogatories had been forced to
file a motion for sanctions in order to get any
response at all from opposing counsel, and our
decision is limited to that situation.
We recognize that in Hall v. Sears Roebuck &
Comoanv. 14 Pa. D. & C. 3d 231 (1980) the court
held that objections to interrogatories may be
considered so long as filed prior to disposition of a
motion to compel answers. In the Hall case, supra,
the defendant served interrogatories; seven months
later the defendant filed a motion for sanctions
seeking full and complete answers to the
interrogatories; after the motion had been filed but
prior to the hearing on the motion, plaintiffs filed
general objections to the interrogatories. The court
noted that although Pa.R.C.P. 4006(2) provides that
objections to interrogatories shall be filed within 30
days, the rule does not expressly state that any
objections not so filed are waived. The court also
noted that although Pa.R.C.P. 4019(a)(2) provides
that failure to answer interrogatories cannot be
Page 2
excused on the ground that the discovery sought is
objectionable if a party has not filed objections or
applied for a protective order, it does not specifically
state when such objections must be filed. The court
then did consider the objections and sustained them
in part, ruling that such objections could be
considered so long as they were filed at any time
prior to the hearing on the motion for sanctions.
*3 **85 In the Hall case, the court was concerned
that it could fmd no basis for disregarding the
protections ofPa.R.C.P. 4011 and ordering discovery
of matters which it considered to be outside the scope
ofthe discovery rules. We fmd Pa.R.C.P. 4019(a)(2)
to be ample basis. Pa.R.C.P. 4011 is not self-
executing; a party wishing the benefit of the
protections of that rule must seek to invoke them in a
timely fashion. And we do not fmd that the Rules of
Civil Procedure set forth a list of such matters as may
be inquired into; rather the general philosophy is that
everything is presumed to be discoverable, subject to
specific limitations set forth in various rules. As we
perceive the situation, nothing is per se outside the
scope of the rules. Much evidence is given in court
which would be inadmissible if objected to but which
comes in and is fully probative because no objection
is made. Just so, we fmd that any interrogatory is
required to be answered unless a timely objection
thereto is lodged or protective order sought. Rights,
slept on, are lost every day and we see nothing to be
gained by encouraging dilatory and discourteous
behavior. Discovery received is entitled to a response
before the party proffering the discovery must seek
the court's assistance.
The decision in Hall v. Sears Roebuck & Company,
supra, gives primacy to the protections of Pa.R.C.P.
4011 over the obligations of Pa.R.C.P. 4006(2) and
the directive of Pa.R.C.P. 40 19(a)(2), and the court
stated that its decision was consistent with most cases
which considered the issue under the previous rules
of discovery. However, all of the cases cited in Hall
v. Sears Roebuck & Company, supra, were decided
prior to the adoption of Pa.R.C.P. 40 19(a)(2). Also
we note that under the previous rules, it was stated
that a party may file objections within 10 days after
service of the interrogatories; **86 the present rule
states that objections shall be filed within 30 days.
And the previous rules required a willful failure to
respond before sanctions could be imposed; under the
present rules sanctions may be imposed merely upon
the failure to respond, whether willful or not
(willfulness being only a factor to be considered in
determining whether a sanction is to be imposed and,
if it is, what sanction is appropriate). It is clear to us
that the intention of Rule 40 19( a )(2) is to prevent just
<<;) 2006 ThomsonlWest. No Claim to Orig. U.S. Govt. Works.
9 Pa. D. & CAth 81
1991 WL 299494 (Pa.Com.PI.), 9 Pa. D. & CAth 81
Page 3
the situation which occurred in this case. Otherwise
the rule would be practically meaningless; its only
effect would be to preclude a party from defending
against a motion for sanctions on the basis that the
discovery is objectionable when no objection had
actually been filed or protective order applied for.
Permitting objections to be lodged or protective
orders to be applied for at so late a time (that is, after
a motion for sanctions or other motion to enforce
discovery has been filed) would vitiate Pa.R.C.P.
40 1 9(a)(2) but requiring such action before the
court's assistance is invoked to enforce discovery
rights gives effect and a proper balance both to those
rules which limit the scope of discovery as well as to
those rules requiring diligence in response to
discovery requests received. Our ruling in this case
does not diminish any limitation imposed upon the
scope of discovery; it requires only that such
limitations be raised in a timely fashion. Moreover,
our ruling will encourage parties to make discovery
disputes known to each other before the court
becomes involved and will further the policy that
parties ought to make a good-faith effort to resolve
such disagreements before invoking the assistance of
the court. How can one party examine objections to
its discovery (and possibly reconsider the propriety
thereof in the face of such objections) before coming
**87 into court if the other party is not even required
to make such objections known?
*4 For the reasons set forth above, we enter the
following
ORDER
And now, January 8, 1991, upon consideration of
defendants' motion for sanctions, it is hereby ordered
that plaintiff shall serve upon defendants' counsel full
and complete answers to interrogatories numbers 1,
2, 6 through 58 inclusive, including all sub-parts
thereof, 59(b) and (c), 60(b) and (c) and 61 through
71 inclusive, including all sub-parts thereof, of
defendants' fIrst set of interrogatories addressed to
plaintiff, and interrogatories numbers 1 through 9
inclusive of defendants' expert interrogatories
directed to plaintiff, within 30 days of the date of this
order, and shall produce to defendants' counsel for
inspection and copying all documents in its
possession or within its control responsive to
defendants' fIrst request for the production of
documents addressed to plaintiff within 30 days of
the date of this order or suffer such sanctions as this
court may thereafter deem appropriate.
END OF DOCUMENT
~ 2006 Thomson/West. No Claim to Orig. U.S. Govt. Works.
~
50 Pa. D. & C.3d 354
50 Pa. D. & C.3d 354, 1988 WL 168507 (Pa.Com.PI.)
~
Court of Common Pleas of Pennsylvania, Luzerne
County .
Burda
v.
Cesare
No. 252-C of1984.
September 12, 1988
**1 *355 Motion to compel answers to
interrogatories.
West Headnotes
Pretrial Procedure E?36.1
307 Ak36.1 Most Cited Cases
(Formerly 307 Ak36)
Discovery of fmancial information is not warranted
where the record does not contain sufficient evidence
in support of a claim for punitive damages.
Pretrial Procedure ~305
307 Ak305 Most Cited Cases
Pursuant to Pa.R.C.P. 4006(a)(2), (42 Pa.C.S.A.), a
failure to file objections to interrogatories within 30
days after the service of the interrogatories is deemed
a waiver of the right to object.
Maurice Cardone, for plaintiff.
Eugene D. Sperazza, for defendant Cesare.
John 1. Aponick Jr., for defendant Bromain.
TOOLE, 1.
This matter comes before the ~ourt upon motion to
compel answers to interrogatories. The court received
briefs and heard oral argument. The issues are now
ripe for resolution.
Plaintiff commenced the instant medical malpractice
action by summons on January 20, 1984. A
complaint was filed on February 24, 1984, while
defendants' answers and new matter were filed on
Ap~i1 .3, 1984. A certificate of readiness was filed by
plamtIff on July 6, 1987, and pretrial conference took
place on September 8, 1987.
On January 20, 1988, plaintiff filed a petition to
show cause why plaintiff should not be granted leave
to file an amended complaint. By order of Judge
Page 1
Podcasy on April 5, 1988, plaintiff was granted leave
to file an amended complaint which she did on April
18, 1988. The amended complaint included a claim
for punitive damages.
In addition to the complaint, plaintiff also served
interrogatories on defendants on April 18, 1988.
These interrogatories dealt exclusively with fmancial
information relative to the punitive damages.
*356 Objections were filed on behalf of Dr. Cesare
on June 8, 1988; on June 17, 1988, plaintiff filed a
motion to compel answers to discovery. Counsel for
Dr. Bromain filed objections on June 23, 1988.
Plaintiff argues that both defendants' objections are
untimely and that they should be compelled to
answer the interrogatories. Defendants argue that the
fmancial information requested is irrelevant until
evidence sufficient to support the allegations of
willful, wanton, and outrageous conduct is
established.
~ny inquiry on this subject must naturally begin
~ith the Rules of Civil Procedure governing
discovery. The procedure for answering
interrogatories is specifically governed by Pa.R.C.P.
4006, which provides:
"The answering party shall file and serve a copy of
the answers and objections, if any, within 30 days
after the service of the interrogatories. The party
submitting the interrogatories may move the court to
dismiss an objection and direct that the interrogatory
be answered." 42 Pa. C.S. ~ 4006(a)(2).
~e~endants argue that there is nothing to suggest that
fallmg to file objections within 30 days waives those
objections. While this may be true, it is also true that
the rule does not prohibit a fmding that objections not
made within 30 days are deemed waived. Numerous
courts have so interpreted and this court believes that
such a holding best promotes the spirit of the rules.
**2 Our Supreme Court, in Nisslev v. Pa. R.R. Co..
435 Pa. 503.259 A.2d 451 (969) would not allow a
plaintiff to object to interrogatories outside the time
limits prescribed by the rules. fFNll We recognize
the arguments *357 that the factual difference
between the Nissley case fFN21 and the case at bar
raise limitations in applying Nissley as precedent.
The spirit of the court's opinion, however, is equally
<<;) 2006 Thomson/West. No Claim to Orig. U.S. Govt. Works.
,.
E )(hib..~ C. 't If
50 Pa. D. & C.3d 354
50 Pa. D. & C.3d 354, 1988 WL 168507 (Pa.Com.PI.)
applicable here as it was there. "[T]he integrity of the
discovery rules can be preserved only if the rules are
taken more seriously than they were in the lower
court. The rule requiring a party to object to an
improper interrogatory within 1 0 days was included
in the Rules of Civil Procedure for a purpose; . . ." Id.
at 510. 259 A.2d at455.
FNl. Nissley was governed by Pa.R.C.P.
4005 which allowed a 10- day time limit.
Rule 4006 later expanded the allowance
time to 30 days.
FN2. Nissley involved plaintiffs agreeing to
supply the requested information and then
five days before trial objecting to the
interrogatories.
Similar reasoning has been employed by the courts
of common pleas in other counties. In three separate
cases, the court in Philadelphia County held that
objections not timely filed in accordance with
Pa.R.C.P. 4006(a)(2) are considered waived. See
Bonk v. Block. 12 Pa. D. & C.3d 749 (1980); Frank
v. PhiladelDhia. 38 Pa. D. & C.2d 487 (1965);
Construction of Vine Street Extension. 18 Pa. D. &
C.2d 115 (1959). The Montgomery County Court
similarly found a waiver of objections to
interrogatories not filed within the appropriate time
limits in Hirsch v. Merzow. 72 Pa. D. & C.2d 736
(1975). Hirsch was based on the York County case of
Toomey v. 1. Robert Bazley Inc.. 18 Pa. D. & C.2d
673 (1959). There, the court found the time limits
"clear and unambiguous." An interpretation of the
rules indicates that untimely objections to
interrogatories must be considered waived. Rule 4006
is a mandatory provision and enforcement is left to
judical discretion. See Vogel v. Berkley. 40 Pa. D. &
C.3d 339 (1985).
There are, of course, cases which do not find that
*358 filing objections to interrogatories constitutes a
waiver. In Hall v. Sears. Roebuck & Co.. 14 Pa. D. &
C.3d 231 (1980), the court declined to hold that
objections not filed within 30 days are waived. In
DeMontagne v. Einstein Medical Center. 1 Pa. D. &
C.3d 604 (1977), the court held that a party is not
precluded from objecting to an offensive
interrogatory at the time the other party moves for
sanctions.
The rationale of DeMontagne was argued here by
defendants. More specifically, defendants contend
that objections to interrogatories can be made at
various stages of the judicial process outside the
prescribed time limit of rule 4006. In support of this
Page 2
position, cases have been submitted for the court's
review. See e.g., SDragUe v. Walter. 23 Pa. D. & C.3d
638 (1982). (Motion for protective order in response
to a motion to compel.)
**3 After reviewing all of the cases presented we
feel persuaded to and hold that in order to adhere to
the spirit and letter of the Rules of Civil Procedure,
all objections to interrogatories must be filed within
the 30-day time period of rule 4006. A failure to
respond within that time period will be deemed a
waiver of the right to object and leaves a party with
only one recourse, that is to fully, adequately and
completely answer the interrogatories.
Realizing that our decision is of first impression in
this county, we have decided that the ruling should be
applied prospectively from the date of this order.
Our attention must now turn to the issue of punitive
damages. The general principles of punitive damages
are well enunciated in King v. Logue. 9 Pa. D. &
C.3d 137 (1978). "In negligence actions the right to
recover punitive damages is contingent upon proof
that defendant's actions constituted *359 wanton
misconduct or outrageous conduct done with reckless
indifference to the interest of others." King at 140. It
is established law that a plaintiff is entitled to
discovery of a defendant's [mancial condition when
punitive damages are claimed. Sprague v. Walter,
supra; King v. Logue, supra; Judson v. Tracey Jr.. 25
Pa. D. & C.2d 97 (1961). The pivotal issue is when,
that is, at what stage of the proceedings should a
defendant's financial status be given to an opposing
party .
There is, of course, a dearth of cases with varying
standards. This court has previously held averments
in the complaint were not sufficient to allow [mancial
discovery. Norbeth Corp. v. Rex Vending Co., 77
Luzerne Leg. Reg. 105 (1987). Yet that is not the
situation presently before the court. Here, plaintiff
has taken the deposition testimony of both
defendants. She points to specific portions of those
depositions in support of the claim for punitive
damages. We have carefully reviewed the directed
pages of depositions and we do not feel the present
record contains sufficient evidence at this time to
warrant discovery or disclosure of the [mancial
information.
Our decision in no way passes judgment on the
validity of plaintiffs claim for punitive damages.
Clearly, this is an issue which can be better addressed
at some other stage of the proceedings. We also
specifically note the possibility that discovery may be
~ 2006 Thomson/West. No Claim to Orig. U.S. Govt. Works.
50 Pa. D. & C.3d 354
50 Pa. D. & C.3d 354, 1988 WL 168507 (Pa.Com.PI.)
Page 3
appropriate at a later date. At this time, however, the
motion to compel will be denied.
ORDER
It is hereby ordered and decreed that the motion to
compel is denied and dismissed without prejudice.
END OF DOCUMENT
~ 2006 Thomson/West. No Claim to Orig. U.S. Govt. Works.
~tlaw
613 A.2d 26 (Table)
421 Pa.Super. 645, 613 A.2d26 (Table)
(Cite as: 421 Pa.Super. 645, 613 A.2d 26 (Table))
Page I
H
(The decision of the Court is referenced in the
Atlantic Reporter in a table captioned "Superior
Court of Pennsylvania Decisions Without Published
Opinions". Reports of cases decided by the Superior
Court in which the order, decree, judgment or
decision of the court below w_as. affIrmed or
otherwise disposed of without opinion or without
extended opinion. Beginning with the March 1979
session, the Superior Court adopted a practice of
afftrming per curiam some cases without a published
opinion. However, in most cases a memorandum
opinion has been prepared and filed. Copies of these
memorandum opinions may be obtained at the clerk's
offtce of the Superior. Court in the district in which
the case arose. These memorandum opinions cannot
be considered as precedent, nor can they be cited for
any purpose, except when relevant under the doctrine
of the law of the case, res judicata, or collateral
estoppel and the memorandum is relevant to a
criminal action or proceeding because it recites issues
raised and reasons for a decision affecting the same
defendant in a prior action or proceeding. When an
unpublished memorandum is relied upon, a copy of it
must be furnished to the other party and to the Court.
(Pa.Super.Ct.R.65.37.)
Superior Court of Pennsylvania.
Burda
v.
Cesare FN4
NO.OI993PHL91
May 01, 1992
Appeal From: 252-C of 1984 (Luzerne)
Affirmed
FN4. Petitions for reargument denied July
13, 1992
Pa.Super. 1992.
Burda v. Cesare
421 Pa.Super. 645,613 A.2d 26 (Table)
END OF DOCUMENT
<<;) 2006 ThomsonlWest. No Claim to Orig. U.S. Govt. Works.
VERIFICATION
I, Thomas S. Diehl, hereby verify that the statements made in the foregoing
document are true and correct to the best of my personal knowledge, information and
belief. Furthermore I verify this Answer subject to the penalties of 18 Pa. C.S. Sec. 4904
related to unsworn falsifications to authorities.
Dated: September 18, 2006
~ ~ j;>JJ
Thomas S. Diehl
CERTIFICATE OF SERVICE
I, Thomas S. Diehl, state that the attached documents were mailed to the
following individual( s) by first class mail, postage prepaid on August 31, 2006 and
addressed to:
Charles B. Calkins, Esq.
110 South Northern Way
York, PA 17402
(717) 757-7602
Date: September 18, 2006
~~. j/J)
Thomas S. Dieril
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Plaintiffs,
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PA
vs.
Civil Action - Law
No. 05.3031
Jury Trial Demanded
THOMAS S. DIEHL,
Defendant.
PLAINTIFF'S RESPONSE TO DEFENDANT'S PETITION FOR CONTEMPT AND
SANCTIONS UNDER PA.R.C.P. 4019
AND NOW, comes Plaintiff, R.H. Donnelly, by their counsel, David E. Cook,
Esquire and Griffith, Strickler, Lerman, Solymos & Calkins and states the following in
opposition to Defendant's Petition for Contempt and Sanctions:
1) Admitted.
2) Admitted in part denied in part. It is admitted that Plaintiffs filed a petition
to have the matter scheduled for arbitration. The arbitration hearing,
which at the time of Defendant's Petition for Contempt and Sanctions, was
scheduled for September 13, 2006. The hearing has been rescheduled to
October 25, 2006. All other allegations in this paragraph are denied.
3) It is admitted that Plaintiff did not respond to the Interrogatories and
Request for Production of Documents within thirty (30) days.
4) Admitted.
5) Admitted.
6) Admitted.
7) Admitted.
8) Admitted.
9) The Order of Court speaks for itself and no response is necessary.
Should a response be deemed necessary, the allegations contained in this
paragraph are denied.
10) Admitted.
11) Admitted.
12) The Order of Court speaks for itself and no response is necessary.
13) This paragraph is argumentative in nature and as such is denied. It is
admitted, however, that as of August 15, 2006, Plaintiff had not responded
to Defendant's discovery request. It is denied that Plaintiff has failed to
comply with the August 15, 2006 Order of this Honorable Court.
14) Admitted in part and denied in part. It is admitted that at the time
Defendant filed the instant Petition the arbitration hearing was quickly
approaching. At the present time, however, the arbitration hearing has
been postponed and is rescheduled to October 25, 2006. Moreover,
Plaintiff has provided discovery to Defendant and will also be providing
supplemental answers to the interrogatories as well as a supplemental
response to the request for production of documents. (A true and correct
copy of the Certificate of Service for the Plaintiff's Answers to Defendant's
Interrogatories and Response to Request for Production of Documents is
attached hereto as Exhibit 1).
15) Plaintiff is without sufficient information and/or belief to form a response to
Defendant's claim of prejudice. As a result, this allegation is denied.
Moreover, as indicated in Paragraph 14, Plaintiff has provided discovery
and the hearing has been rescheduled.
16) The rule speaks for itself and no response is necessary.
17) This paragraph contains legal argument and conclusions of law to which
no response is required. Should a response be required, the allegations
are denied.
18) This paragraph contains legal argument and conclusions of law to which
no response is required. Should a response be required, the allegations
are denied.
19) This paragraph contains legal argument and conclusions of law to which
no response is required. Should a response be required, the allegations
are denied. As discovery has been provided, any motion and/or argument
is moot. Finally, as discovery has been provided, and the hearing
rescheduled, the harsh sanction of exclusion of evidence and/or dismissal
would be inappropriate.
20) This paragraph contains legal argument and conclusions of law to which
no response is required. Should a response be required, the allegations
are denied. By way of further response, Plaintiff hereby incorporates its
response in Paragraph 19 as if set forth at length.
21) This paragraph contains legal argument and conclusions of law to which
no response is required. Should a response be required, the allegations
are denied.
WHEREFORE, Plaintiff respectfully requests that this Honorable Court deny
Defendant's Motion as Plaintiff has complied with Defendant's request for discovery and
Defendant will not be prejudiced as the arbitration hearing has been rescheduled.
GRIFFITH, STRICKLER, LERMAN,
SOL YMOS & CALKINS
By:
~ ~~
DAVID E. COOK, ESQUIRE
Supreme Court I.D. 78318
Attorney for Plaintiff
110 South Northern Way
York, PA 17402
(717) 757-7602
~
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R.H. DONNELLEY PUBLISHING AND
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IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PA
vs.
Civil Action - Law
No. 05-3031
Jury Trial Demanded
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hereby certify that I have, this date, served a copy of Plaintiffs' Answers to Defendant's
Interrogatories and Response to Request for Production of Documents, by United
States Mail, addressed to the party or attorney of record as follows:
Thomas S. Diehl
PO Box 613
Harrisburg, PA 17108
GRIFFITH, STRICKLER, LERMAN,
SOL YMOS & CALKINS
BY S- ~ J--~~
DAVID E. COOK, ESQUIRE
Supreme Court J.D. 78318
Attorney for Plaintiff
110 South Northern Way
York, PA 17402
(717) 757-7602
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R.H. DONNELLEY PUBLISHING AND
ADVERTISING, INC. tld/b/a SPRINT
YELLOW PAGES,
Plaintiffs,
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PA
vs.
Civil Action - Law
No. 05-3031
Jury Trial Demanded
THOMAS S. DIEHL,
Defendant.
CERTIFICATE OF SERVICE
AND NOW, this #r--of September, 2006, I, David E. Cook, Esquire, a
member of the firm of GRIFFITH, STRICKLER, LERMAN, SOL YMOS & CALKINS,
Esquires, hereby certify that I have, this date, served a copy of Plaintiffs' Response to
Defendant's Petition for Contempt and Sanctions, by United States Mail, addressed to
the party or attorney of record as follows:
Thomas S. Diehl
PO Box 613
Harrisburg, PA 17108
GRIFFITH, STRICKLER, LERMAN,
SOLYMOS & CALKINS
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DAVID E. COOK, ESQUIRE
Supreme Court I.D. 78318
Attorney for Plaintiff
110 South Northern Way
York, PA 17402
(717) 757-7602
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IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
V.
NO. 05-3031 CIVIL
THOMAS S. DIEHL
Defendant
CIVIL ACTION - LAW
ORDER OF COURT
AND NOW, this 20th day of September, 2006, upon consideration of the
Defendant's Petition for Contempt and Sanctions, to include a judgment of Non Pros,
and it appearing that the Plaintiff did answer the Defendant's Interrogatories and
Request for Production of Documents by August 30, 2006,
IT IS HEREBY ORDERED AND DIRECTED that the Defendant's Petition for
Contempt and Sanctions is DENIED.
By the Court,
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M. L. Ebert, Jr.,
J.
~vid E. Cook, Esquire
Attorney for Plaintiff
,;(homas S. Diehl
Defendant
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Plaintiff,
Civil Action - Law
NO. 05-3031
v.
Thomas S. Diehl,
Defendant.
PRAECIPE FOR WITBDRAWAIiENTRY OF
APPEARANCE PURSUANT TO Pa.R.C.P. 1012
TO THE PROTHONOTARY:
Kindly withdraw the appearance of Kristi A. Gohn, Esquire of Griffith, Strickler, Lerman,
Solymos & Calkins, and enter the appearance of David E. Cook, Esquire of Griffith, Strickler,
Lerman, Solymos & Calkins, as attorneys for the Plaintiffs, R.H. Donnelley Publishing and
Advertising, Inc. tJdlb/a Sprint Yellow Pages, in the above-captioned matter and mark the docket
accordingly.
GRIFFITH, STRICKLER, LERMAN,
SOL YMOS & CALKINS
BY:~' a.//J~.
KRISTI A. GOHN, ESQUIRE
Supreme Court!D No. 84738
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DAVID E. COOK, ESQUIRE
Supreme Court ID No. 78318
Attorney for Plaintiff, R.N Donnelley
Publishing and Advertising,
Inc. t/d/b/a Sprint Yellow Pages
110 South Northern Way
York, PA 17402-3737
Telephone: (717) 757-7602
Dated: September 21,2006
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IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYL VANIA
R.H. Donnelley Publishing and Advertising,
Inc. t/d/b/a Sprint Yellow Pages,
Plaintiff,
Civil Action - Law
NO. 05-3031
v.
Thomas S. Diehl,
Defendant.
CERTIFICATE OF SERVICE
AND NOW, this 21st day of September, 2006, I, David E. Cook, Esquire, a member of
the firm of GRIFFITH, STRICKLER, LERMAN, SOL YMOS & CALKINS, hereby certify that I
have this date served a copy of the Praecipe for WithdrawallEntry of Appearance by United
States Mail, addressed to the party or attorney of record as follows:
Thomas S. Diehl
302 South Pitt Street
Carlisle, P A 17013
GRIFFITH, STRICKLER, LERMAN,
SOL YMOS & CALKINS
BY: c- '--~ r ?~
DAVID E. COOK, ESQUIRE
Supreme Court ID No. 78318
Attorneyfor Plaintiff, R.H Dotmelley
Publishing and Advertising, Inc. tld/bla
Sprint Yellow Pages
110 South Northern Way
York, PA 17402-3737
Telephone: (717) 757-7602
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IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
V.
NO. 05-3031 CIVIL
THOMAS S. DIEHL
Defendant
CIVIL ACTION - LAW
ORDER OF COURT
AND NOW, this 21st day of September, 2006, upon consideration of the Motion
to Amend Petition for Contempt and to Strike Plaintiff's Objections to Discovery filed by
the Defendant, IT IS HEREBY ORDERED AND DIRECTED that:
1. A rule is issued upon the Plaintiff to show cause why the Defendant is not
entitled to the relief requested;
2. The Plaintiff will file an answer to this Motion on or before October 2, 2006;
3. The Prothonotary is directed to forward said answer to this Court when filed;
... A hearing will be held on Friday, October 6, at 1 :30 p.m. in Courtroom NO.5 of
the Cumberland County Courthouse, Carlisle, PA.
By the Court,
Thomas S. Diehl
Defendant
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Attorney for Plaintiff
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Plaintiffs,
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PA
vs.
Civil Action - Law
No. 05-3031
Jury Trial Demanded
THOMAS S. DIEHL,
Defendant.
PRAECIPE
TO: PROTHONOTARY
Please mark the docket in the above captioned matter discontinued and
ended without prejudice.
GRIFFITH, STRICKLER, LERMAN,
SOL YMOS & CALKINS
BY:~~ ---=:: ~
DAVID E. COOK, ESQUIRE
Supreme Court J.D. 78318
Attorney for Plaintiff
11 0 South Northern Way
York, PA 17402
(717) 757-7602
DATED: October 4, 2006
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R.H. DONNELLEY PUBLISHING AND
ADVERTISING, INC. t1d/b/a SPRINT
YELLOW PAGES,
Plaintiffs,
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PA
vs.
Civil Action - Law
No. 05-3031
Jury Trial Demanded
THOMAS S. DIEHL,
Defendant.
CERTIFICATE OF SERVICE
AND NOW, this 4th day of October, 2006, I, David E. Cook, Esquire, a member of
the firm of GRIFFITH, STRICKLER, LERMAN, SOL YMOS & CALKINS, Esquires,
hereby certify that I have, this date, served a copy of the foregoing Praecipe to
Discontinue, by United States Mail, addressed to the party or attorney of record as
follows:
Thomas S. Diehl
PO Box 613
Harrisburg, PA 17108
GRIFFITH, STRICKLER, LERMAN,
SOLYMOS & CALKINS
BY
~ -- ---=c-~
DAVID E. COOK, ESQUIRE
Supreme Court I.D. 78318
Attorney for Plaintiff
110 South Northern Way
York, PA 17402
(717) 757-7602
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IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY,
PENNSYLVANIA
R.H. Donnelley Publishing
And Advertising, Inc. t/d/b/a
Sprint Yellow Pages
Plaintiff
Civil Action - Law
No. 05-3031
v.
Thomas S. Diehl
Defendant
PETITION TO STRIKE DISCONTINUANCE
Facts
1. On September 21, 2006, this court entered an Order that:
a. Directed the Plaintiff to file an answer, on or before October 2,2006, to
Defendant's outstanding motion to strike Plaintiffs objections to discovery; AND
b. Scheduled a hearing on Friday, October 6,2006 to address the issues
raised in Defendant's motion. (A copy of the Order is attached as "Exhibit A")
2. On October 2, 2006 Plaintiff s counsel informed Defendant by telephone of
Plaintiff s intention to discontinue this present action.
3. Defendant advised Plaintiff s counsel that he would only agree to do so if said
discontinuance was with prejudice.
4. Plaintiffs counsel requested an additional day to file an answer in order to either
acquire authority from Plaintiff to discontinue this matter with prejudice or, in the
alternative, to file an answer as directed in the order of September 21, 2006.
5. On October 2,2006 the parties contacted this Court via conference call and
notified the court of their agreement to extend Plaintiff s deadline for filing an
answer until October 3,2006.
6. On October 3, 2006, having not received a response from the Plaintiff, Defendant
sent an email to Plaintiff s counsel requesting status, which stated in pertinent
part:
"If we are unable to resolve this matter today, please email me a copy of your
answer to the outstanding motion contemporaneously with your filing it with the
court. If you send it by mail, I will likely receive it with little or no time
remaining before Friday. If this is not possible, please let me know."
7. Later on October 3,2006, Plaintiffs counsel responded in pertinent part:
"I am still awaiting a response from my client."
8. On October 4,2006, Defendant again requested status of the Plaintiff by sending
Plaintiffs counsel an email that read in pertinent part:
"Have you submitted an answer to the court? If so, can you email a copy to me?
Thanks"
9. Plaintiff s counsel did not respond to this request.
10 On October 5,2006, the Defendant again requested status of the pending matter
by sending Plaintiff s counsel an email that read in pertinent part:
"Our hearing is tomorrow and I still have not received a copy of your answer by
mail, email, or otherwise. Moreover I am a little disappointed that you have not
responded to my previous inquires into this matter. A response would be greatly
appreciated. Thanks." (The above mentioned emails are collectively attached as
"Exhibit B".)
11. Again, Plaintiff s counsel did not respond.
12. On October 6,2006 the Defendant learned from the Court that the Plaintiff had
not filed an answer pursuant to the court's directive of September 21, 2006, but
rather had on October 5,2006 filed a praecipe to discontinue the matter without
prejudice. Attached hereto as "Exhibit C".
13. Accordingly, the hearing of October 6,2006 was cancelled without prior notice to
the Defendant.
Application of Law
14. P.R.C.P. 229(c) states in pertinent part:
"The court, upon petition and after notice, may strike off a discontinuance in
order to protect the rights of any party from unreasonable inconvenience,
vexation, harassment, expense, or prejudice."
15. Defendant has sought discovery in this matter for six months through numerous
motions.
16. In response, Plaintiff has repeatedly failed to respond to court directives regarding
discovery; Plaintiff has not complied with prior orders of court dated: July 18,
2006, August 15, 2006, and September 21, 2006. Attached collectively as
"Exhibit D".
17. The issue scheduled to be heard by the court on October 6,2006 was whether
Plaintiffs dilatory and non-responsive behavior had constituted a waiver of its
ability to object to the Defendant's discovery request.
18. Permitting the Plaintiff to avoid having this determination made by the court and
preserving plaintiffs ability to re-file this action anew in the future prejudices the
Defendant's right to seek and obtain timely discovery pursuant to the P.R.C.P.
19. Given the Plaintiff s history of dilatory and non-responsive prosecution of this
matter, permitting it to "start over" would subject the Defendant to the very
unreasonable inconvenience and expense that P.R.C.P. 229(c) was intended to
prevent.
20. Plaintiff has not set forth any reason for now desiring to discontinue the
proceeding.
21. Plaintiff desires to retain its right to re.file this action at a later date.
22. Plaintiff s praecipe expressly sets forth the discontinuance as being "without
prejudice" .
23. A "discontinuance for the purpose of initiating a second suit is, without more,
presumptively invalid." Yachere v. Yachere, 52 Pa. D. & C. 2d 669. Attach
hereto as "Exhibit E".
WHEREFORE The Defendant respectfully requests this court to issue and order directing
an answer from the Plaintiff and scheduling a hearing in which the Plaintiff may set forth
its reasons, if any, why its praecipe to discontinue should not be stricken.
Thomas S. . I
P.O. Box 613
Harrisburg, P A 17108
(717) 241-4287
yourfriendtomdiehl@yahoo.com
y ,
R. H. DONNELLY PUBLISHING : IN THE COURT OF COMMON PLEAS OF
AND ADVERTISING, iNC. : CUMBERLAND COUNTY, PENNSYLVANIA
tJd/b/a SPRING YELLOW PAGES
Plaintiff
.
V. : NO. 05-3031 CIVIL
THOMAS S. DIEHL
Defendant : CIVIL ACTION - LAW
ORDER OF COURT
AND NOW, this 21st day of September, 2006, upon consideration of the Motion
to Amend Petition for Contempt and to Strike Plaintiffs Objections to Discovery filed by
the Defendant, IT IS HEREBY ORDERED AND DIRECTED that:
1. A rule is issued upon the Plaintiff to show cause why the Defendant is not
entitled to the relief requested;
2. The Plaintiff will file an answer to this Motion on or before October 2, 2006;
3. The Prothonotary is directed to forward said answer to this Court when filed;
3. A hearing will be held on Friday, October 6, at 1 :30 p.m. in Courtroom No.5 of
the Cumberland County Courthouse, Carlisle, PA.
. -, ., {.
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By tne . Court;
David Cook, Esquire
Attorney for Plaintiff
Thomas S. Diehl
Defendant
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Subject: RE: R. H. Donnelly
Date:
Tue, 3 Oct 200613:59:17 -0400
"David Cook" <dcook@gslsc.com> IIAdd to Address Book I Add Mobile
Alert
From:
To: "tom diehl" <yourfriendtomdiehl@yahoo.com>
FYI - I am still awaiting a response from client.
This internet message may contain information that is privileged, confidential, and
exempt from disclosure. It is intended for use only by the person to whom it is
addressed. If-you have received this in error, please (1) do not forward or use this
information in any way; and (2) contact me immediately. Thank you.
David E. Cook, Esquire
Griffith, Strickler, Lerman, Solymos & Calkins
-----Original Message-----
From: tom diehl [mailto:yourfriendtomdiehl@yahoo.com]
Sent: Tuesday, October 03, 2006 11:21 AM
To: David Cook
Subject: R. H. Donnelly
Mr. Cook,
If we are unable to resolve this matter today, please email me a
copy of your answer to the outstanding motion
contemporaneously with your filing it with the court. If you send it
by mail, I will likely receive it with little or no time remaining before
Friday.
If this is not possible, please let me know.
y E')(h~b~+ B - \ '
http://us.f516.mail.yahoo.com/ym/ShowLetter?Msgld=240 1_880686_944273_1567_1505... 10/4/2006
Yahoo! Mail- yourfriendtomdi~hl@yahoo.com
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Date: Wed, 4 Oct 2006 08:51:48 -0700 (PDT)
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From:
"tom diehl" <yourfriendtomdiehl@yahoo.com> ~ View Contact Details
I Add Mobile Alert
Subject: R. H. Donnelly
To: dcook@gslsc.com
Mr. Cook,
Have you submitted an answer to the court? If so, can you email a copy to
me?
Thanks,
Tom Diehl
All-new Yahoo! Mail- Fire up a more powerful email and get things done faster.
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http://us.f516.mail.yahoo.comlymlShowLetter?Msgld=71 08_900072_539916_563_906_0... 10/4/2006
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Date: Thu, 5 Oct 2006 09 :48: 10 -0700 (PDT)
"tom diehl" <yourfriendtomdiehl@yahoo.com> ~view Contact Details
i1 Add Mobile Alert
Subject: R. H. Donnelley
From:
To: dcook@gslsc.com
Mr. Cook,
Our hearing is tomorrow and I still have not received a copy of your answer by
mail, email, or otherwise. Moreover I am a little disappointed that you have not
responded to my previous inquires into this matter. A response would be
greatly appreciated.
Thanks,
Tom Diehl
Do you Yahoo!?
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http://us.f516.mail.yahoo.comlymlShowLetter?MsgId=6890 _942080_540581_596_512_0... 10/5/2006
\' ')
R.H. DONNELLEY PUBLISHING "NO
ADVERTISING, INC. tld/b/a SPRINT,
YELLOW PAGES,
Plaintiffs,
IN THE.COURT OF COMMON PLEAS
" ,CUMBERLAND COUNTY, PA
.' Civil Action - Law
No. 05-3031
Jury Trial Demanded
vs.
THOMAS S. DIEHL,
Defendant.
PRAECIPE
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Please mark the docket in the above captioned matter discontinued and
ended without prejudice.
GRIFFITH, STRICKLER, LERMAN,
SOL YMOS & CALKINS
By: C ~- -==: ~
DAVID E. COOK, ESQUIRE
Supreme Court 1.0.78318
Attorney for Plaintiff
110 South Northern Way
York, PA 17402
(717) 757-7602
DATED: October 4,2006
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R. H. DONNELLY PUBLISHING
AND ADVERTISING, INC.
Ud/b/a SPRING YELLOW PAGES
Plaintiff
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
V.
NO. 05-3031 CIVIL
THOMAS S. DIEHL
Defendant
CIVIL ACTION - LAW
ORDER OF COURT
AND NOW, this 18th day of July, 2006, upon consideration of the foregoing
Motion to Compel Answers to Interrogatories and Request for Production, IT IS
HEREBY ORDERED AND DIRECTED that:
1. A rule is issued upon the Plaintiff to show cause why the Defendant is not
entitled to the relief requested;
2. The Plaintiff will file an answer to this petition on or before August 8, 2006;
3. A copy of said answer will be filed with this Court;
4. The petition shall be decided under Pa.R.C.P. No. 206.7;
5. If the Plaintiff files an answer to this Rule to Show Cause, and the answer
raises disputed issues of material fact, a hearing will then be scheduled. If no answer to
the Rule to Show cause is filed by the required date, the relief requested by Defendant
shall be granted.
By the Court,
~1
J.
M. L. Ebert, Jr.,
Charles B. Calkins, Esquire
Attorney for Plaintiff
Thomas S. Diehl
Defendant
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R. H. DONNELLY PUBLISHING : IN THE COURT OF COMMON PLEAS OF
AND ADVERTISING. INC. : CUMBERLAND COUNTY. PENNSYLVANIA
tJdlb/a SPRING YELLOW PAGES
Plaintiff
V. : NO. 05-3031 CIVIL
THOMAS S. DIEHL
Defendant : CIVIL ACTION - LAW
ORDER OF.COURT
AND NOW. this 1511'1 day of August~ 2006, upon motion of Defendant,
Thomas S. Diehl, and the Plaintiff having failed to answer the Rule issued July 18, 2006,
IT IS HEREBY ORDERED AND DIRECTED that the Plaintiff. R. H. Donnelley
Publishing and Advertising, Inc.. shall answer fully Defendanfs first set of Interrogatories
and Request for Production of Documents on or before August 30, 2006. Failure to
answer will result in the imposition of sanctions.
By the Court,
~1
M. L. Ebert, Jr.,
J.
Charles B. Calkins. Esquire
Attomey for Plaintiff
Thomas S. Diehl
Defendant
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R. H. DONNELLY PUBLISHING ,.: IN THE COURT OF COMMON PLEAS OF
AND ADVERTISING, 1NC. . ,.,..: CUMBERLAND.COUNTY, PENNSYLVANIA
tld/b/a SPRING YELLOW PAGES . '. .' .
Plaintiff . .
V.
THOMAS S. DIEHL
Defendant
.
: NO. 05-3031 CIVIL
: CIVIL ACTION - LAW
ORDER OF COURT
AND NOW, this 21st day of September, 2006, upon consideration of the Motion
to Amend Petition for Contempt and to Strike Plaintiff's Objections to Discovery filed by
the Defendant, IT IS HEREBY ORDERED AND DIRECTED that:
1. A rule is issued upon the Ptain!iff to show cause why the Defendant is nat
entitled to the relief requested;
2. The Plaintiff will file an answer to this Motion on or before October 2, 2006;
3. The Prothonotary is directed to forward said answer to this Court when filed;
3. A hearing will be held on Friday, October 6, at 1 :30 .p.m. in Courtroom NO.5 of
the Cumberland County Courthouse, Carlisle, PA. . . .
i"\..~-'" ~ ..if~' t ...~,
By ttle COUrt; .
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David Cook, Esquire
Attorney for Plaintiff
Thomas S. Diehl
Defendant
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~law:
52 Pa. D. & C.2d 768
26 Som. LJ. 196,52 Pa. D. & C.2d 768, 1971 WL 14217 (Pa.Com.PI.)
Page 1
p
Court of Common Pleas of Pennsylvania, Somerset
County .
Yachere
v.
Yachere
C. D. 1969, no. 325.
July 22, 1971.
** 1 *768 Petition to strike off discontinuance.
West Headnotes
Divorce ~139
134k139 Most Cited Cases
Divorce ~219
134k219 Most Cited Cases
While a discontinuance in a divorce action filed
without leave of court is presumptively valid, a
discontinuance for the purpose of initiating a second
action is invalid and will be stricken off on
defendant's motion pursuant to Pa.R.C.P. 229(c) (12
P.S. Appendix) where the purpose of the
discontinuance is to enable plaintiff to file a divorce
action in Nevada; an alimony order previously
entered will continue in effect.
Divorce C::::>139
134k139 Most Cited Cases
Under Pennsylvania law, a discontinuance for
purpose of initiating a second suit is, without more,
presumptively invalid, unless a legitimate reason for
the second suit appears.
Divorce ~139
134k139 Most Cited Cases
Defendant wife's petition to strike off plaintiff
husband's discontinuance of divorce action will be
granted where there is no showing of legitimate cause
for a subsequent divorce action in Nevada.
Divorce €==>139
134kl39 Most Cited Cases
Where court strikes off discontinuance of plaintiff
husband's divorce action, alimony order will continue
in effect.
Robert W. Critchfield, for plaintiff.
Alexander Ogle, for defendant.
COFFROTH, P. J.
This case is here on two petitions:
I. Defendant wife's petition to strike off plaintiff
husband's discontinuance of this divorce action; and
2. Plaintiff husband's petition to strike off a
judgment entered against him by defendant wife for
unpaid alimony.
On February 23, 1970, we granted defendant's
petition for alimony pendente lite and ordered
payment of $45 monthly in addition to the
contribution of $60 monthly being made for the
support of one child.
On July 27, 1970, plaintiff discontinued the action
"without prejudice" by praecipe to the prothonotary.
On August 17, 1970, defendant petitioned to strike
off the discontinuance.
On February 3, 1971, defendant entered judgment
against plaintiff for $90, unpaid alimony for the
months December, 1970 and January, 1971; and on
February 19, 1971, plaintiff petitioned to strike off
judgment.
*769 At the hearing the parties did not appear and no
testimony was taken, but counsel agreed that
following the discontinuance plaintiff went to
Nevada and filed a divorce complaint in Washoe
County on August 14, 1970, and that a divorce decree
was later obtained there. Counsel for defendant
asserts that plaintiff discontinued for the purpose of
filing the Nevada action although plaintiff is still a
resident of Pennsylvania, that defendant will be put to
""additional and unreasonable inconvenience,
vexation, harassment, expense and prejudice" and
that she would lose her investment in this action if
the discontinuance is allowed. Counsel for defendant
states that the purpose of the discontinuance was not
to file in Nevada, but to obtain the cost refund; that
since the Nevada decree has not been pleaded or in
any way asserted here and since no master has been
appointed and no hearing held defendant is not
prejudiced; and that defendant improperly seeks to
use the alimony decree as a support order.
NA TURE OF DISCONTINUANCE
As at common law, a discontinuance means no more
<0 2006 Thomson/West. No Claim to Orig. U.S. Govt. Works.
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52 Pa. D. & C.2d 768
26 Som. LJ. 196,52 Pa. D. & C.2d 768,1971 WL 14217 (Pa.Com.PI.)
Page 2
than a declaration of plaintiffs willingness to stop the
action. It is not an adjudication of his cause, nor an
acknowledgement that he has no cause of action:
Gibson v. Gibson. 20 Pa. 9 (Black, C. J.); Snyder v.
Snyder. 19 Pa. D. & C. 125: Goodrich-Arnram.
Section 229-2.
**2 The discontinuance is not of right but requires
leave of court: Beaver v. Slane 271 Pa. 317: but in
Pennsylvania the universal practice is to enter the
discontinuance without leave, and to presume leave
subject always to the power of the court to strike off
the discontinuance whenever shown to be inequitable
or prejudicial to the defendant: Bausewine v.
Norristown. 351 Pa. 634: Shapiro v. Philadelohia.
306 Pa. 216: Commonwealth v. Mal!ee. 224 Pa. 166:
Commonwealth v. Tucker. 78 Pa. Superior Ct. 19.
Thus, a *770 plaintiff has the option of seeking prior
leave or of entering the discontinuance of record on
his own motion without leave, but subject always to
the control of the court on a motion or petition by
defendant to strike off for prejudice. These are
alternative methods of reaching the same result. In
either case the court always detennines on equitable
grounds whether pennission to discontinue should be
granted. The court applies exactly the same principles
in detennining the propriety of the discontinuance
whether plaintiff asks for prior leave or not: 1
Goodrich-Arnram. Section 229 (c)-I, page 156.
Moreover, if leave to discontinue has been
improvidently granted the discontinuance may be
later stricken if challenged: Rabuck v. Rabuck. 54 Pa.
D. & C. 276. As to the third party effect of a recorded
discontinuance on the basis of presumed leave, see
Lindsav v. Dutton. 217 Pa. 148. 149: compare
Eichert Estate. 155 Pa. 59 and Sherwood v.
Yeomans. 98 Pa. 453. 456.
Since a discontinuance does not adjudicate any part
of the subject matter of the action, it is not res
judicata and is no bar to a subsequent action on the
same cause of action: Gibson v. Gibson, supra.
In divorce cases, however, the lower courts have
refused to presume leave to discontinue, requiring
express prior leave of court after notice and hearing
in order to discontinue a divorce case: Geiger v.
Geiger. 54 Pa. D. & C. 557: Sellers v. Sellers. 25 Pa.
D. & C. 77. We find no appellate decision
announcing this rule, but it has been applied in this
court in MulI v. Mull, 14 Somerset 192 (Boose, P. J.).
The distinction between divorce cases and other civil
actions in this regard is based on the notion that
divorce is affected with the public interest which
requires stricter supervision of its proceedings.
*771 Discontinuances are now governed by Pa. R.
C. P. 229 which provides as follows:
"(a) A discontinuance shall be the exclusive method
of voluntary tennination of an action, in whole or in
part, by the plaintiff before commencement of the
trial.
**3 "(b) A discontinuance may not be entered as to
less than all defendants without leave of court after
notice to all parties.
"( c) The court, upon petition and after notice, may
strike off a discontinuance in order to protect the
rights of any party from unreasonable inconvenience,
vexation, harassment, expense, or prejudice. II
The rule makes some notable changes in the
common law practice (see 1 Goodrich-Amram.
Section 229-1:)
I. It eliminates all procedures other than
discontinuance for tennination before trial, such as
retraxit and nolIe prosequi;
2. It limits the discontinuance to use before trial;
3. It limits the voluntary nonsuit to use during trial;
4. It prohibits a discontinuance as to less than all
defendants without leave of court after notice.
Since the rule singles out the case of a
discontinuance as to less than all defendants as the
only instance requiring prior leave of court, the
inference is that in all other cases, including divorce,
such prior leave is not required, thus changing the
prior practice. This inference is reinforced by the fact
that, as pointed out in the Committee's Note to Rule
229, prior court approval must be obtained where it is
expressly required by other rules: where a minor is a
party, (2039 a and 2206a), where an incompetent is a
party (2064; Lauterbach v. Lauterbach, 202 Pa.
Superior 260), and in class actions (2230b); Rule
2231 (e) also places special limits on a
discontinuance where defendants primarily and
secondarily *772 liable are joined. Yet the divorce
rules contain no such requirement for prior court
approval and state expressly that the procedure in
divorce shall, unless otherwise provided in the
divorce rules, "be in accordance with the rules
relating to assumpsit." r
But the authors of Goodrich-Amram say that the
fonner discontinuance practice in divorce requiring
express prior leave of court, will continue under the
co 2006 Thomson/West. No Claim to Orig. U.S. Govt. Works.
52 Pa. D. & C.2d 768
26 Som. LJ. 196,52 Pa. D. & C.2d 768,1971 WL 14217 (Pa.Com.PI.)
Page 3
new Rule 229 "since it is in no way inconsistent with
these rules. Particularly is this true because of the
'substantive' right of the Commonwealth, as the so-
called third party, in divorce suits." Apparently most
lower courts are going along with the old practice;
yet, when there is a motion to strike a divorce
discontinuance entered without leave, instead of
striking it off for that reason, inquiry is made into the
fairness of the discontinuance just as is done in any
other civil case whether prior leave was obtained or
not. Therefore it does not appear that discontinuances
in divorce are being treated any differently than in
other types of civil cases.
In Elliott v. Elliott. 30 Pa. D. & C.2d 533. the court
rejected the reasoning of Goodrich-Amram and the
prior practice, and held that Rule 229 puts divorce
cases on an equal plane with other civil actions. In
response, Goodrich-Amram comments, Section 229-
8, 1971 Supplement: "It is not clear from the Court's
opinion how the 'public interest' of the
Commonwealth in divorce actions is eliminated by
the language of the rules."
**4 We agree with Elliott, not only because of the
language of the rules above cited, but because the
public interest is not specially involved in a divorce
discontinuance any more than in the discontinuance
ofthe usual type of civil action. The public interest is
involved to a degree in every lawsuit. See Vivian v.
Renaldo, 364 C. D. 1970. The concept of the
Commonwealth *773 as third party in divorce actions
was developed as a barrier to collusion and to
dissolution of marriage for improper causes: Hall v.
Hall. 122 Pa. Superior Ct. 242: .Smith v. Smith. 112
Pa. Superior Ct. 210: English v. English, 19 Pa.
Superior 586, 598. The law favors continuance of the
marriage, not divorce: Mathiot Estate. 243 Pa. 375.
The doctrine of the Commonwealth as third party is
unrelated to terminating divorce cases; there is no
policy of encouraging the continuation of divorce
litigation. Divorce is not the kind of case which ought
necessarily in the public interest go on despite the
desire of the party filing it, as is the case with some
civil matters. See Mercersburg School District. 237
Pa. 368 and In Re Wilhelm. 104 Pa. Superior Ct. 479.
The public interest is adequately protected by court
supervision and control over the granting of divorce
decrees.
Accordingly, under Rule 229, we conclude that a
discontinuance may be entered in a divorce case
unilaterally on praecipe of plaintiff upon a
presumption of leave as in any other civil case, and
we would therefore not strike this one simply for lack
of such leave and without inquiring into the merits of
its propriety.
THE VOLUNTARY NONSUIT COMPARED
The similarity of the discontinuance to the voluntary
nonsuit should be noted: both terminate the action,
and neither is res judicata nor a bar to a subsequent
suit. Rule 231(a); Goodrich-Amram. Section 230-3.
There are these differences: the voluntary nonsuit
may be made only during trial and before the close of
the testimony; if done before resting his case,
plaintiff may have a nonsuit as a matter of right but if
done later only by leave of court: Rule 230. It has
been held under this rule that a hearing before a
master in divorce is a "trial" and therefore a
discontinuance is improper after the hearings *774
begin: Deigan v. Deigan 210 Pa. Superior Ct. 240. It
is not entirely clear why a voluntary nonsuit during
plaintiffs case at trial should be a matter of right
which cannot be defeated by any showing of
prejudice, whereas a discontinuance before trial is not
of right; but the distinction is well established
judicially. Ordinarily plaintiff after going to trial may
promptly take a voluntary nonsuit which terminates
the action beyond the control of defendant or of the
court: Felts v. Delaware. 170 Pa. 432. irrespective of
any resulting inequity to defendant. Under Rule 229,
the discontinuance may be refused or stricken "in
order to protect the rights of any party from
unreasonable inconvenience, vexation, harassment,
expense, or prejudice." Yet a timely voluntary
nonsuit cannot be denied on any such ground.
DISCONTINUANCE TO BEGIN ANOTHER
ACTION
**5 Although plaintiffis not barred, after
discontinuance, from beginning a new action against
the same defendant upon the same cause of action, it
is precisely such a second action which brings the
discontinuance into question here. It is plain that the
purpose of the discontinuance was not only to
retrieve plaintiffs deposited cost money, but to clear
the Somerset County record so that he might seek a
divorce in Nevada, and we so find; we infer that
purpose from the order and timing of defendant's
actions. Whether the Nevada court had jurisdiction to
make a decree in this case is unknown to us and
plaintiff has not pleaded that decree in support of
either his discontinuance nor his petition to strike the
alimony judgment; consequently the validity of that
decree is not before us. In fact, in this case the
material fact is not the Nevada decree but rather the
discontinuance in Pennsylvania for the purpose of
filing the Nevada action; whether that action is
pending or concluded is immaterial in this record.
*775 The general rule has been stated to be that "the
@ 2006 Thomson/West. No Claim to Orig. U.S. Govt. Works.
52 Pa. D. & C.2d 768
26 Som. LJ. ]96,52 Pa. D. & C.2d 768, ]97] WL ]42]7 (Pa.Com.PI.)
Page 4
fact that plaintiff intends to institute, or institutes
another suit on the same cause of action is not a
sufficient ground for a denial of his motion to
discontinue the action....": 27 CJS. Dismissa] and
Nonsuit. Section 26, page 357. The same text goes on
to state, however, that the contrary has been held,
citing Pennsylvania authority. Whatever may be the
prevailing rule elsewhere, it was early established in
Pennsylvania that:
"Whenever, therefore, it appears a party discontinues
one suit, for the purpose, merely, of instituting
another for the same cause of action elsewhere, the
court, on motion, will set aside the discontinuance,
and reinstate the former suit, and subject the party to
the consequences of his own acts": Mechanics Bank
v. Fisher. 1 Rawle. 341. 347 (829).
This statement was quoted with approval in Brown
v. Phillips. 365 Pa. 155. 159 (950), and its principle
has been generally applied in the Pennsylvania
decisions. Those cases show a consistent pattern. The
court in Leibowitz v. Platt, 43 Pa. D. & C.2d, 225,
230, correctly outlined that pattern:
"In all of the reported decisions on the subject which
we have examined, we have observed that where the
discontinuance was allowed or upheld, a substantial
and legitimate reason was shown for the entry of the
discontinuance and the institution of the second suit."
It appears that a discontinuance without more is
presumptively valid; but a discontinuance for the
purpose of initiating a second suit is, without more,
presumptively invalid. This has been the holding
whether the second action is filed in the same court,
Rabuck v. Rabuck, supra, or in another Pennsylvania
county, Keiser v. Keiser. 4 Pa. D. & C.2d 65. or in
another State, LeFever v. LeFever. 30 Pa. D. & C.2d
553 or in a Federal court, Brown v. Phillips, supra.
On the other hand, *776 where a legitimate reason
for the second action appears, the discontinuance is
approved: Pesta v. Barron. 185 Pa. Suoerior Ct. 323:
Caimaichelo v. Pinkston 41 Pa. D. & C.2d 727:
Snyder v. Snyder, supra. In this case plaintiff has not
attempted to explain or justify nor even to rely upon
his Nevada divorce action, which suggests that he did
merely what many divorce plaintiffs do: filed his
action here at the matrimonial domicile to test
defendant's resistance; finding it firm, and faced with
an unpalatable alimony order requiring him to
contribute to his wife's maintenance which he
undoubtedly regards as unjust in his view of the
marital controversy, which has never been
adjudicated here, he concluded that he would have a
better chance elsewhere, particularly in a distant and
liberal "quickie" divorce state, where defendant is
likely to find it difficult to resist him. Of course if the
Nevada decree were shown to be valid, plaintiff
would necessarily succeed here: Harrison v.
Harrison. 183 Pa. Superior Ct. 562.
**6 If plaintiff had some discernible legitimate cause
for going west to sue, we would not place too much
emphasis on the differences in substantive and
procedural divorce law as between Pennsylvania and
Nevada, nor upon the practical burdens imposed
upon defendant by the distance involved, compare
Delaware v. Ashelma. 300 Pa. 291; but in the
absence of such a showing these latter considerations
loom large and are in fact vexatious and prejudicial to
defendant. Under the circumstances we must strike
the discontinuance.
Although the situation here differs factually from the
case of concurrent duplicate actions, similar policy
considerations are involved: Renaldo v. Vivian,
supra. There we held that the filing of a local trespass
action, concurrent with a Federal action, was justified
because of Federal jurisdictional uncertainties, and
we allowed the prompt discontinuance of the local
*777 action after the Federal court took jurisdiction.
In McSherry v. Erving, 25 Somerset 8], we allowed a
discontinuance against one of several defendants
where no subsequent action was contemplated.
Courts abhor "forum shopping": Lauterbach v.
Lauterbach, supra, at page 262; see also concurring
opinion in Monihan v. Monihan. 438 Pa. 380 at page
386. It implies plaintiffs belief that justice is
unavailable to him in the first forum. Accordingly,
the foreign action may be disapproved to "protect the
jurisdiction" and the integrity of the local court, apart
from prejudice to any party: Wenz v. Wenz. 400 Pa.
397.
In practical terms, striking this discontinuance will
not affect the Nevada Court in proceeding with its
case, nor the validity of its decree: 27 CJS. Divorce.
Section 230. Nor can we force plaintiff to trial in the
local action: Felts v. Delaware, supra; Elliott v.
Elliott, supra, page 542. Plaintiffs failure to proceed
to trial when called may cost him a nonsuit, but it
bears the characteristics of a voluntary nonsuit and
does not bar a later action under Rule 23 ] (b): 1
Goodrich-Amram. Section 231 (b)-b and -6. The
chief practical consequence of striking the
discontinuance here is that the alimony order will
continue in effect; apart from the question whether a
discontinuance impliedly terminates an order for
alimony pendente lite, compare Commonwealth v.
DiDonato. 156 Pa. Superior Ct. 385. which we need
@ 2006 Thomson/West. No Claim to Orig. U.S. Govt. Works.
52 Pa. D. & C.2d 768
26 Som. LJ. ]96,52 Pa. D. & C.2d 768, ]97] WL ]42]7 (Pa.Com.PI.)
Page 5
not here decide, it is certain that the order continues
in effect when the discontinuance is stricken, because
the litigation is still pending. Since plaintiff is not
presently disposed to prosecute this case, the alimony
order is not strictly necessary to enable defendant to
maintain the action and defendant is thus permitted,
as counsel for plaintiff says, to use it as a support
order. But there is no rea] objection to that; it is in
substance a support order because it fu]filIs *778
plaintiffs support obligation to his wife, despite the
technical differences between alimony and support,
as we pointed out when this case was here before: 25
Somerset 41; were we to vacate the alimony order
defendant would simply be relegated to seeking a
support order to accomplish substantialIy the same
objective. That too would be prejudicial to defendant.
**7 According]y, we will "subject the party to the
consequences of his own acts," whatever they may
be.
As to the judgment for alimony, it is authorized by
the Divorce Law as amended, 23 P. S. 46, and no
other question as to its propriety has been raised.
ORDER
Now, Ju]y 22, ]97], the rule to strike off the
discontinuance is made absolute and the
discontinuance is stricken off. Plaintiffs petition to
strike off the alimony judgment is denied. Costs on
plaintiff.
END OF DOCUMENT
@ 2006 Thomson/West. No Claim to Orig. U.S. Govt. Works.
VERIFICATION
I, Thomas S. Diehl, hereby verify that the statements made in the foregoing
document are true and correct to the best of my personal knowledge, information and
belief. Furthermore I verify this petition subject to the penalties of 18 Pa. C.S. Sec. 4904
related to unsworn falsifications to authorities.
Dated: October 13,2006
c;:..5j)J)
Thomas S. Diehl
CERTIFICATE OF SERVICE
I, Thomas S. Diehl, state that the attached documents were mailed to the
following individual(s) by first class mail, postage prepaid on October 13,2006 and
addressed to:
Date: October 13, 2006
David E. Cook, Esq.
110 South Northern Way
York, PA 17402
(717) 757-7602
~ ~j)j)
Thomas S. Diehl
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R. H. DONNELLY PUBLISHING : IN THE COURT OF COMMON PLEAS OF
AND ADVERTISING, INC. : CUMBERLAND COUNTY, PENNSYLVANIA
t/d/b/a SPRING YELLOW PAGES
Plaintiff
V. : NO. 05-3031 CIVIL
THOMAS S. DIEHL
Defendant : CIVIL ACTION - LAW
ORDER OF COURT
AND NOW, this 30th day of October, 2006, upon consideration of the
Defendant's Petition to Strike discontinuance, IT IS HEREBY ORDERED AND
DIRECTED that the Petition to Strike Discontinuance is DENIED at this time
without prejudice.
By the Court,
~avid E. Cook, Esquire
Attorney for Plaintiff
~mas S. Diehl
Defendant
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