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HomeMy WebLinkAbout06-0148 II GRACE BONNIE NEFF, Plaintiff Defendant ) ) ) ) ) ) ) ) IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA VS, CIVIL ACTION - LAW QUIET TITLE KENNETH ROCKY, NO. ,'ii)()&- I 'If:" c'" I NOTICE TO DEFENDANT NAMED HEREIN: YOU HAVE BEEN SUED IN COURT. IF YOU WISH TO DEFEND AGAINST THE CLAIMS SET FORTH IN THE FOLLOWING PAGES, YOU MUST TAKE ACTION WITHIN TWENTY (20) DAYS AFTER THIS COMPLAINT AND NOTICE ARE SERVED, BY ENTERING A WRITTEN APPEARANCE PERSONALLY OR BY ATTORNEY AND FILING IN WRITING WITH THE COURT YOUR DEFENSES OR OBJECTIONS TO THE CLAIMS SET FORTH AGAINST YOU, YOU ARE WARNED THAT IF YOU FAIL TO DO SO, THE CASE MAY PROCEED WITHOUT YOU, AND A JUDGMENT MAY BE ENTERED AGAINST YOU BY THE COURT WITHOUT FURTHER NOTICE FOR ANY MONEY CLAIMED IN THE COMPLAINT OR FOR ANY OTHER CLAIM OR RELIEF REQUESTED BY THE PLAINTIFF. YOU MAY LOSE MONEY OR PROPERTY OR OTHER RIGHTS IMPORTANT TO YOU, YOU SHOULD TAKE THIS PAPER TO YOUR LAWYER AT ONCE, IF YOU DO NOT HAVE A LAWYER OR CANNOT AFFORD ONE, GO TO OR TELEPHONE THE OFFICE SET FORTH BELOW TO FIND OUT WHERE YOU CAN GET LEGAL HELP. CUMBERLAND COUNTY BAR ASSOCIATION 2 LIBERTY AVENUE CARLISLE, PENNSYLVANIA 17013 TELEPHONE: (717) 249-3166 -1- II Defendant ) ) ) ) ) ) ) ) IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA GRACE BONNIE NEFF, Plaintiff vs, CIVIL ACTION. LAW QUIET TITLE KENNETH ROCKY, NO, (Ie:;. 1'If' (C-<-<~j Tv-- COMPLAINT TO QUIET TITLE AND NOW comes the above-named Plaintiff, by her attorney, Samuel L, Andes, and files the following Complaint to Quiet Title to real property situate in the Borough of Lemoyne, Cumberland County, Pennsylvania, aLL based upon the foLLowing: 1, The Plaintiff is Grace Bonnie Neff, an adult individual who resides at 117 Walton Street, Lemoyne, Cumberland County, Pennsylvania, 2, The Defendant is Kenneth Rocky, an adult individual who resides, to the best of Plaintiff's knowledge, at 103 Dawn Drive, Carlisle, Cumberland County, Pennsylvania, 3, In October of 2001, Plaintiff was the sole owner of real estate situate in the Borough of Lemoyne, Cumberland County, Pennsylvania, together with improvements erected thereon known and numbered as 117 Walton Street, aLL of which are more particularly bounded and described in Exhibit A which is attached hereto (hereinafter, the "Property"), 4. By an Installment Sales Agreement dated 11 October 2001, a copy of which is attached hereto and marked as Exhibit B (hereinafter, the "Agreement"), Plaintiff agreed to -2- . II sell the Property to the Defendant in exchange for payment of a specified consideration in various installments, all as more specifically set out in the Agreement. 5, Defendant failed to perform his obligations under the Agreement by failing to make the payments as due c>.nd, by doing so, breached the Agreement between the parties, 6, As a result of Defendant's breach of the Agreement, Plaintiff terminated the Agreement and Defendant's rights in the Property. Despite repeated requests and demands by Plaintiff, however, Defendant has failed to execute a document formally terminating his interest in the Agreement or acknowledging the termination of the Agreement, 7, The Agreement was recorded in the Recorder of Deeds Office in and for Cumberland County, Pennsylvania, in Mise, Book 681 at Page 3743. As a result, until a document is filed terminating absolutely the Defendant's rights under the Agreement, the Agreement creates and represents a cloud on Plaintiff's title to the Property, 8, Defendant, by refusing to execute a document formally terminating his rights under the Agreement, has injured Plaintiff by continuing a cloud on the Property and, by continuing in his failuFe and refusal to execute such an agreement, continues to injure Plaintiff and her interest in the Property, 9. Defendant's conduct in this matter has been arbitrary, vexatious, and in bad faith, As a result, Plaintiff is entitled to recover her attorney's fees in this matter. 10. Plaintiff anticipates that her fees to conclude this matter and quiet the title to the Property will exceed $1,000,00, -3. . II WHEREFORE, Plaintiff prays this Court to: A, Decree that the Agreement is null and void because the Defendant has breached it; and B. Decree that Plaintiff is the sole owner of the Property; and C. Award Plaintiff her attorney's fees in this matter, in the amount of $1,000,00 or more; and D, Order and decree such other actions as the Court deems appropriate and necessary to adjudicate and resolve this case, ~GJQ~ Samuel L, Andes Attorney for Plaintiff Supreme Court ID 17225 525 North 12th Street Lemoyne, PA 17043 (717) 761-5361 -4- . II I verify that the statements made in this document are true and correct, I understand that any false statements in this document are subject to the penalties of 18 Pa. C.S. 4904 (unsworn falsification to authorities), DATE: l-~1..16 / OS ! I ~/ e <g?ki- GRACE BONNIE NEFF . .- -5- '( I ':"'.1 ( '-', '.0 " n,(jl\ ; / '.......\.- 'L\:-;~:\..rn 1.1,--, Neff Rocky QeD scn/bus , " i , ') ~) C\ LIS \-\"\ J I- "., OUlT -CLAIM DEED THIS INDENTURE MADE this 13th day of October, 2004. BETWEEN KENNETH ROCKY of 117 Walton Strcet, Lemoyne, Cumberland County, Pcnnsylvania 17043, Party ofthc First Part, Grantor -AND- GRACE BONNIE NEFF, adult individual of2165 York Road, Dovcr, York County, Pennsylvania 17315, Party ofthc Sccond Part, Grantec. WITNESSETH, in consideration of thc sum of Onc and 00/100 ($1.00) Dollar, rcceipt whcreof is hcreby acknowlcdgcd, KENNETH ROCKY, the said Grantor, docs hcreby rclcasc and quit claim to the said Grantcc, GRACE BONNIE NEFF, her successors and assigns, all thosc certain tracts or parcels of real estatc situatcd and being located in Borough of Lemoyne, Cumberland County, Pennsylvania, morc fully boundcd and describcd on Exhibit "A," attachcd hcreto and made a part hcreof. TOGETHER with all buildings, improvcments, woods, ways, rights, libcrties, privilegcs, hcreditaments and appurtcnances, to thc samc bclonging, or in any way appertaining, and any revisions, rcmaindcrs, rents, issues and profits thercof, and of evcry part and parcel thercof, including any intcrests spccifically sct forth on Exhibit "A," if any. And also, all the estatc, right, title, intercst, property, posscssion, claim and dcmand whatsoevcr, both in law and cquity, of the Grantor of, in and to thc same. TO HAVE AND TO HOLD the said prcmiscs, and thc appurtcnanccs, hcreby granted to Grantee and Grantec's hcirs, successors and assigns, to and for the only propcr use, bencfit and bchalf of the said Grantec and Grantce's heirs, succcssors and assigns forcvcr, under and subjcct to the conditions set forth on Exhibit "A," if any. IN WITNESS WHEREOF, the said Grantor has hercunto sct his hand and scal thc day and year first abovc written. WITNESS: Kenneth Rocky Plaintiff's Exhibit " ,::.- ~' "':". COMMONWEALTH OF PENNSYLVANIA SS. COUNTY OF DAUPHIN On thc 13th day of October, 2004, bcforc mc, a Notary Public in and for said County and Statc, thc undcrsigned officcr, personally appeared KENNETH ROCKY, known to mc (or satisfactorily proven) to be thc pcrson whose namc is subscribcd to the within instrument, and acknowledged that hc exccuted the same for the purposcs thercin contained, and dcsircd thc same might bc rccorded as such. IN WITNESS WHEREOF, I hercunto sct my hand and official scal. , <; ) J.. c. C~~~ku:l&t'?"- .'...... Notary Public NOTARIAL SEAl CHRISTINA L, NICHOLAS, fiolary Public Susquehanna Twp., Dauphin County My CommisSion Expires June 20, 2005 ****************************************************************************** CERTIFICATE OF RESIDENCE I hercby certifY that the precisc residence of the Grantec is; J I '1 Wa\ +U'" ~t' ~MVlt1(., .pI) 1'10+3 ) ~GQQ~~ - Attomcyl Agcnt for Grantec ****************************************************************************** RECORDED in thc Officc Pcnnsylvania in Record Book and Scal of Office, this of Dccds in and for Cumberland County, WITNESS my Hand ,200_. Recorder of De cds 8JD,i( (. ) '"-" .':- '-3880 ALL THOSE CERTAIN tracts or parccls ofland situatc in thc Borough ofLcmoync, County of Cumbcrland and Commonwcalth of Pennsylvania, boundcd and dcscribcd as follows, to wit; TRACT NO.1: BEGINNING at the northeast corner ofWarrcn and Walton Streets; thcncc eastwardly along thc northcrn sidc of Walton Strcct, 60 fect to a point; thence northwardly on a line parallcl with Warren Street, 100 fcct to a point; thencc wcstwardly at right angles with Warren Strcet, 60 fect to the eastern side of Warren Strcet; and thcncc southwardly along Warrcn Strect, 100 feet to thc placc ofBEGINNlNG. HAVING THEREON ERECTED a dwelling house known as No. 117 Walton Strect, Lemoync, Pcnnsylvania 17043. BEING Lot No. 439 on a Plan of Lots laid out for R.R. Baugher, known as Rcplat ofthc Walton Quarry Plot. UNDER AND SUBJECT to casements, restrictions, rights-of-way or othcr mattcrs of prior rccord. BEING THE SAME PREMISES WHICH John Neff and Gracc Bonnie Neff, husband and wife, by their Dccd datcd Octobcr 19, 1994 and rccorded January II, 1995 in the Office ofthc Rccordcr of Dceds of Cumbcrland County, Pcnnsylvania, in Decd Book 117, Page 476, transfcrrcd and convcyed unto John Neff. TRACT NO.2: BEGINNING at the northeast corncr of Warren and Walton Strccts; thcncc northwardly along thc castcrn sidc of Warren Strcct, 100 feet to a point; thcncc wcstwardly 15 fcet to a point in thc centcr of a proposcd strcet known as Warrcn Strect; thence southwardly 100 fcet to a point on the north side of Walton Street; thcnce eastwardly 15 fcct to thc southwest corncr of 201 Walton Strcct, the placc of BEGINNING. I "er' I' i -0 t(\ \", r"co"dcd . \.j""-, '- .J _._'j '--.I,,", v-, A... il; Cumberland County PA .'.' , . "'" ,:f" 1 '?,:~,:t'A':~i..- F ,/ Vi BDDt: r:,_; c-r) (2Q'i rl\':'-~"iU(",.J....>. . .........;~..:!i.\ ',' . \'.~ ';AjI,.. Cv~ \".~/ ~ Recorder ofDceds 34<.rso E - ~ , _ L_' "'! T (~ :.. i\ Neff to Rocky ;sc scnlre '01 OCT 16 PFl 1 11 INSTALLMENT SALES CONTRACT THIS AGREEMENT is madc this 11th day of Octobcr, 2001, by and bctwecn GRACE BONNIE NEFF, of 117 Walton Strcct, Lemoyne, Cumberland County, Pennsylvania 17043, hereafter "Scller" and Grantor -and- KENNETH ROCKY, singlc man, 415 9th Street, Ncw Cumbcrland, Cumbcrland County, Pcnnsylvania, 17070, hcreafter "Purchaser" and Grantec WHEREAS, Scllcr is the record owner of thc premiscs known and numbered as 117 Walton Strcct, Lcmoyne, Cumbcrland County, Pennsylvania, and more particularly describcd on Exhibit "A"; and WHEREAS, Scller desircs to sell and Purchaser agrces to purchase said real cstate undcr and subjcct to the terms and conditions hcrcinaftcr provided; and WHEREAS, thc partics dcsire to confirm their undcrstanding in writing. NOW THEREFORE, the partics hereto, intcnding to bc legally bound hcreby, agree as follows: 1. REClT ALS. The recitals sct forth above arc incorporatcd hercin by rcfcrence. 2. PREMISES. Scller agrccs to sell to Purchascr and Purchaser agrees to purchasc and accept the convcyance from Scllcr of all and singular that certain parccl or tract of land and premises situatc in Lcmoync Borough, Cumbcrland County, Pennsylvania, as more particularly dcscribcd on Exhibit "A", attachcd hereto and made a part hercof, and known and numbered as I 17 Walton Strcct, Lcmoyne, Cumberland County, Pennsylvania 17043. For no additional consideration, Scller also agrccs to scll to Purchascr any interest that shc may havc in thc real prcmiscs that arc dcscribcd on Exhibit "B", attached hcrcto and made a part hcrcof. 3. CONSIDERATION. Purchascr agrees to pay to Seller as consideration or pricc for thc said premiscs the sum of Ninety Thousand and 00/100 ($90,000.00) Dollars. I BUDX 681 FAGE:r743 Plaintiff's Exhibit B 4. PAYMENT OF PURCHASE PRlCE. Purchascr shall pay to Sellcr thc sum of Nincty Thousand and 00/100 ($90,000.00) Dollars as follows: a. Tcn Thousand and 0011 00 ($10,000.00) Dollars at or before the signing and dclivery of this agreement, rcccipt of which is hcrcby acknowlcdged; and b. The balancc of Eighty Thousand and 0011 00 ($80,000.00) Dollars, amortized ovcr a term of thirty (30) ycars, with intcrcst computcd at the ratc ofninc (9%) perccnt pcr annum on the unpaid principal balance, in cqual monthly installmcnts of Six Hundrcd Forty Three and 701100 ($643.70) Dollars, beginning on Novembcr 1,2001, and monthly thercafter until paid in full. Intcrest shall bc dcducted first from cach paymcnt and thc balancc applied to the rcduction of principal. Purchaser may, at any time, prcpay the balancc hereundcr without penalty. Time is of the essence for all payments required hereunder including principal payments, interest payments, real estate tax payments, insurance paymcnts, etc" etc" etc. This Installment Sales Contract and a Promissory Note shall sccure said balance of thc purchasc price. c. Purchascr shall pay a latc chargc equal to fivc (5%) pcrccnt of the principal and intcrcst payment duc if Scllcr does not rcccivc payment by the fiftccnth (15th) day of thc month. Nonetheless, this provision shall not bc construed to allow late paymcnt. AlIlatc chargcs shall be a pcna1ty and not applicd against the rcduction of principal or the paymcnt of intcrcst. d. NOTWITHSTANDING ANYTHING HEREIN TO THE CONTRARY, THE ENTIRE REMAINING PRINCIPAL BALANCE AND ALL ACCRUED INTEREST SHALL BE DUE AND PAYABLE SIXTY (60) MONTHS FOl,LOWING SETTLEMENT, 5. TITLE. When the purchase pricc is paid in full, Seller agrces to dcliver to Purchaser said prcmiscs by deed of spccial warranty, free and clcar of all licns, encumbrances, and easements, cxccpting easements, rights-of-way, and restrictions of record which are visib1c on inspection, cxisting building restrictions and ordinances, othcrwise titlc shall bc good and marketablc or such as will be insured by a reputablc title insurancc company doing business in Pcnnsylvania at thcir rcgular rates. Buycr acknowlcdges that a rcasonable opportunity has been cxtcnded for Buyer to examinc thc titlc, and by executing this agreemcnt Buyer acknowledges that the condition of the titlc is satisfactory to Buycr and that Buyer shall not rcfuse to discharge any obligation to Seller hcreunder on thc basis of objections to thc title unlcss such objcctions arise as a rcsult of transactions occurring subsequent to thc datc of this agrcement or as the rcsult of matters not recordcd by thc datc of this agreemcnt. 6. PAYMENT. All paymcnts, obligations, fces, chargcs, noticcs or any other items to bc given from Purchascr to Scllcr shall be delivcrcd to Sellcr at the following addrcss; Bonnic G. Ncff 2165 York Road, Dovcr, PA 17315 or at any modification thereof provided in writing to Purchaser from Scllcr. 2 BOD~ 681. fAGE3"744 7. POSSESSION & OCCUPANCY. Purchaser shall bc cntitled to posscssion of the prcmises upon cxecution of this Agrccment and thc paymcnt of any monics rcquired at thc time of or prior to the exccution hercof. Continued possession is subjcct to compliancc by Purchaser with the terms and conditions of this agreemcnt. 8. APPORTIONMENT. It is undcrstood that until thc dccd is rccorded, all tax bills will be issucd in the namc of Seller, howcvcr, it will bc the responsibility of Purchascr to either pay the tax bill dircctly or reimbursc Scller for any taxes paid upon proof of paymcnt presented from Scllcr to Purchaser. It shall bc the responsibility of Scllcr to pay all rcal estatc taxes, water rcnts, scwer rcnts, rcfusc changes, municipal assessments, and othcr charges now lcvied on thc prcmises prior to scttlcmcnt or date of Purchaser's posscssion, whichcver shall first occur. All rcal estate taxcs, rcnts, water rcnts, scwcr rents, rcfusc charges, municipal assessments, municipal utilitics and othcr chargcs in relation to thc rcal cstate shall be proratcd as of the datc of this agrcemcnt or datc of Purchascr's posscssion, whichcvcr shall first occur. Watcr, sewer, rcfuse, municipal utility chargcs or any othcr fees, chargcs, costs, or asscssments which may becomc a licn on the premiscs which is the subjcct of this Agrecmcnt shall bc paid by Purchascr hcrcinaftcr. Further, Purchascr shall provide Scllcr with proof of payment of all itcms requircd to bc paid by Purchaser undcr this Agreement within tcn (10) days of thc reccipt of a paid invoicc or other evidencc of paymcnt and it shall bc the obligation of Purchaser to obtain a rcccipt for all payments madc hcrcundcr at the time of payment. All chargcs rcquired to be paid hcreunder by Purchascr shall be paid in a timcly manncr and beforc any such chargcs becomc past due, go into dcfault or havc any pcnalty added thercto. Failure of Purchascr to make such paymcnts requircd hcrcin as thc same bccome due and bcfore any penalty pcriod, may be paid by Scller, and if so paid, Sellcr shall be cntitled to add to the amount paid, intcrcst, pcnalties, and a five (5%) pcrccnt accommodation charge, all of which sums shall bc addcd to thc ncxt monthly payment rcquircd to be madc by Purchaser undcr this agreement pursuant to writtcn notice from Scller to Purchascr ofthc amount paid for Purchascr's accommodation. In addition thereto, Scllcr may treat Purchaser's failure to pay such itcms on a current basis as a dcfault under this agrccmcnt that must bc curcd by Purchascr within thc time hereinaftcr sct forth. 9. ESCROW. Notwithstanding anything to the contrary hcrcin containcd, Purchascr agrccs to pay Ninety-Two and 67/1 00 ($92.57) Dollars per month, on thc due date for cach monthly payment, to be hcld by Seller as an escrow for paymcnt of rcal estatc taxcs. Further, Purchaser agrees to pay an additional sum of Twcnty Thrcc and 25/100 ($23.25) Dollars, on thc due datc for cach payment to be held by Seller as an escrow for payment of insurance prcmiums. Thc sums rcquired hcrcin to bc paid may be from time to time, incrcascd or dccrcascd, in conjunction with incrcasc or decrcasc in real cstatc taxcs and insurance prcmium. Thc funds shall bc held by Seller in a non-intercst bcaring account and Seller agrees to pay the real cstate taxes when billcd and during the discount period. Adjustments for overpayment or undcrpayment of taxes shall be adjusted at the end of each calendar ycar by notice, from Seller. At the timc of thc cxccution of this Agrccmcnt, Purchascr shall pay an cscrow to Seller for thc taxcs to bc fcvicd for the next tax billing pcriods. 3 BOOK 681 fAGE:r745 Ie. REALTY TRANSFER TAX. All realty transfer taxes shall bc divided cqually betwcen the parties hcrcto and shall bc paid at thc time a Dccd is dclivercd to Purchaser for rccordation. II. INSURANCE (Fire, ctc.). Purchascr agrces to kecp thc prcmises herein conveyed insured for fire, storm and casualty covcrage, paid in advance, with any reliable insurancc company Iiccnscd to do busincss in thc Commonwealth of Pcnnsylvania, acceptable to Sellcr, in thc amount cqual to at least the One Hundred (100%) per ccnt replacemcnt value ofthe premises, Scllcr and Purchascr as their intcrest may appear. In the cvcnt fire or storm damage to thc premiscs should occur, all monies rcceivcd from any insurancc company shall be applicd first to rcasonable rcpair of said damages and monics in exccss thercof shall bc paid to Scllcr to be applicd to the unpaid purchase pricc. 12. INSURANCE (Liability). Purchascr agrees to keep thc premises hcrcin convcyed insurcd with comprchensivc gcneral and contractual, liability insurance, with Scllcr namcd as additional insured, in the policy limits of Three Hundred Thousand and 00/100 ($300,000.00) Dollars for personal injury and One Hundred Thousand and 00/1 00 ($100,000.00) Dollars for propcrty damage. 13. INSURANCE (Miscellaneous). (a) Copics of all policies rcferred to hercin shall bc marked or endorscd in such manncr that Scller shall bc notificd of thc canccllation or thrcat of cancellation of any policy at least thirty (30) days beforc the policy is to bc canceled. (b) Purchascr. All policies will be endorscd with notations as to the interests of Sellcr and ( c) Failurc to obtain or maintain thc aforcsaid insurancc policies shall be considcrcd default in thc tcrms of this Agrcement. (d) Copics of all policics shall bc delivcrcd to Scllcr. (e) It is understood that thc prcmises may be insured in the name of Sellcr and Seller may pay the insurancc premiums dircctly. In that cvent, Purchascr agrccs to rcimburse Scllcr for any insurance prcmiums paid upon prcscntation by Seller to Purchascr of a paid insurancc reccipt. 14. MAINTENANCE & REPAIRS. It is agrced that Purchaser has inspected the prcmiscs, find it in good condition and acccpt it "as is" without rcliance upon opinions or rcprescntations of Scllcr. The Sellcr makcs no warranty as to thc adequacy of cxisting sewcr or water facilities and all warranties, expressed or implied, are hercby disclaimed and Purchaser acknowfedges thc same and agrccs to accept the samc "as is". The present "as is" condition will bc maintained by Purchaser who shall assumc and be responsible for the maintenance and repair of the prcmises from thc date hcrcof, and shall keep and hold Seller safe and harmless from any and all claims for work and labor done or matcrials furnished in conncction with maintaining thc 4 BOOr. 681 FAGE :3"746 said premiscs in good ordcr and rcpair, all as otherwise providcd hcrcin. Purchascr agrecs that thcy will, at thcir own cxpensc, maintain. thc prcmises in a good statc of rcpair and in a good condition at all timcs and will not pcrmit any wastc or disrepair to occur. Purchaser agrces to comply at all timcs with all applicablc housing codc, safcty codc, or other govcrnmcntal rcquircmcnts, or requiremcnts imposed by any insurancc company to maintain insurancc coverage for the said propcrty. Purchascr has been provided with a written Seller's Disclosure Statement. 15. IMPROVEMENTS & ALTERATIONS. No major improvcmcnts or altcrations, nor any structural improvements or altcrations, shall be madc to thc premises without the prior written conscnt of Scllcr, which conscnt shall not bc withhcld unreasonably. No improvcmcnts shall bc madc to thc prcmiscs until such timc as a Stipulation Against Liens or comparablc document is recordcd with thc Prothonotary of Cumbcrland County, Pcnnsylvania. Purchascr agrccs that Scller or Sellcr's agcnt or agcnts shall havc thc right at all rcasonablc times of the day and upon reasonable notice undcr the circumstanccs to cnter the premises for the purpose of inspcction to detcrmine whether Purchasers have complied with all of thc tcrms of this Agreemcnt. In thc cvcnt of Purchaser's default as to any term of this Agreemcnt, any and all improvements and additions made to the prcmises, at Seller's sole option, shall bc and rcmain as a pcrmanent part of thc prcmiscs and shall not bc rcmovcd by Purchascr and Purchaser will not be entitlcd to any rcimbursement thcreforc; ncvertheless, if such improvements, alterations or additions are made without thc writtcn prior approval of Scllcr, Purchascr will, at thc sole option of Scllcr, rcmovc the same within tcn (10) days, upon writtcn noticc from Scller, to do so. In the cvcnt of such notice to removc itcms, Purchascr will rcpair thc surfaccs from which such items or improvcments were removcd in conformity with the surrounding surfaccs. Purchascr shall not permit any mechanic's claim or lien to be placcd upon the premises or any building or improvement constituting a part thcrcof and in casc of thc filing of any such claim or lien, Purchascr will promptly discharge same or procure a lien or rclcase bond with a good and sufficicnt surcty company in an amount cqual to onc and onc-half (1 1/2) timcs thc amount of the claim or thc licn. If dcfault in discharge thereof or procuring a bond shall continue for a pcriod of twcnty (20) days aftcr scrvice of the mcchanic's claim or licn, Seller shall havc thc right and privilcgc of paying thc same or any portion thcrcof without inquiry as to the validity thercof, andlor of dcclaring this agrccmcnt in dcfault, without any further noticc rcquirements to Purchaser. 16. ASSIGNMENT OF SALE. This Agrccmcnt may not be assigned by Purchaser without thc prior writtcn approval of Scllcr which may bc withhcld at Sellcr's solc option; nor may thc prcmiscs bc sold by Purchascr by means of an Installmcnt Salcs Contract or comparable documcnt without the prior written approval of Seller; providcd, that nothing containcd in this paragraph shall be construed as a prohibition against the salc of thc prcmises by Purchascr to a third party whcrcby Scllcr rcccivcs thc full considcration statcd herein and is paid in full. 17. INSPECTION & WARRANTY AS TO USE/OCCUPANCY. Seller warrants that the prcsent usc of thc prcmiscs is in conformity with federal, statc and local laws rclativc to zoning. Seller makes no warranty or reprcsentation as to thc conformity of any future use or occupancy of the subject premises insofar as fedcral, statc or local laws are conccrncd relative to 5 ~OOK 68t fAGE3747 zoning, bolilding or othcr laws, ordinances or codes. In thc cvent that Purchascr wishcs to obtain approval of any change of use or occupancy, Scllcr agrecs to cooperatc to a reasonable degrec with such application or requcst, providing all costs associated therewith shall bc bornc by Purchaser. Purchaser has inspccted thc prcmiscs and acknowledgc that there arc no reprcsentations which havc been made by Seller or any othcr pcrsons, as to condition or any othcr matter nor is Purchaser rclying on any rcprcsentation in cntering into this transaction exccpt as sct forth hcrcin. Purchaser is purchasing thc prcmiscs in "as is" condition. Scllcr warrants that Scller has not receivcd any notice of any violation of any govcrnment regulations. Purchaser is advised that the prcmises are serviccd by a privatc water system and by a public scwer system. 18. CONDEMNATION. In thc cvent of condemnation of the premiscs or any portion thereof by any govcrnmental agcncy, public authority or utility prior to the payment of all thc obligations set forth hcrein from Purchaser to Scllcr, thc paymcnt of damages for thc "taking" shall bc divided bctween Purchaser and Scller as thcir respcctive intcrests may appear. 19. DEFAULT. Any failurc of Purchaser to make payment of any monics requircd by this Agreement within fiftccn (15) days aftcr thc due datc for such paymcnt, or thc performancc of any act forbiddcn by this Agrccmcnt, or the failurc to pcrform any act requircd by this Agreemcnt, shall constitutc a default at thc option of Sellcr. In the casc of default by Purchaser, Scller shall rctain any and all monies rcccived under thc provisions of this Agrcement, whethcr on account of purchasc price or otherwisc, as compcnsation for Purchaser's use and occupancy of said prcmises to thc datc of breach. IN DETERMINING DEFAULT, TIME IS OF THE ESSENCE. Thc rctention of monies receivcd hercunder by Seller shall not limit any other right or claim of Sellcr hercundcr or at law. 20. CONFESSION OF JUDGMENT, In the cvent of default of any payment of any sum of principal or interest, or other charge, fee or amount herein agrced to be paid for the space of ten (10) days after the same shall become due and payable by the terms hereof, or on the breach of any other terms of this Agreement, at the option of Seller, the whole of the principal amount remaining due shall become duc and payable forthwith, anything herein before contained to the contrary notwithstanding. In such case of default, Purchaser hereby authorizes and empowers any attorney of any court of record in the Commonwealth of Pennsylvania or elsewhere to appear for Purchaser and confess a judgment for the entire principal sum and interest remaining unpaid thereon with ten (10%) per cent attorney's commission or fees, hereby waiving the right of exemption and inquisition, so far as the land herein dcscribed, and any property or building thereon may be concerned, Said Seller, at Seller's option, among other remcdies available to Seller, may proceed by Action of Ejectment on this Agreement after default made as aforesaid for the recovery of said premises; in such case, Purchaser hereby authorizes and empowers any attorney of any court of record in the Commonwealth of Plmnsylvania or elsewhere to appear for Purchaser and confess judgment of ejectment, and authorizes the immediate issuing of a Writ of Possession and Execution (without asking leave of court) for thc costs and ten (10%) percent attorney's commission or fees, waiving all stay and exemption laws, Any exercise of any confession of judgment provisions herein shall not exhaust these 6 BJOK 681 FACE3748 confessio-1S of judgment rights and Seller shall continue to have the privilege of again confessing judgment at any later date or dates, Purchaser's Initials At thc timc of cxccution of this Agrccmcnt, Purchasers furthcr agrcc to dclivcr to Seller, a Quit-Claim Dccd signcd and acknowledgcd, which may be recordcd at Scller's option, aftcr any default by Purchascrs which rcmains uncured. 21. DEFAULT BY SELLER. In thc cvcnt that titlc cannot bc conveyed by Scllcr to Purchascr at thc time of final payment in accordancc with this contract, Purchaser shall havc thc option of taking such titlc as Scllcr can convcy (without abatcmcnt of pricc), or of terminating this contract and bcing rcpaid all monies paid on account of the purchasc price, less thc rcasonable rental value of the premises, togethcr with rcasonable costs actually incurred by Purchascr for titlc search. 22. QUIET ENJOYMENT. Seller covcnants, warrants and agrccs to allow Purchascr to quictly and peaceably enjoy possession of thc prcmiscs frce from any interference or interruption from them or any pcrson claiming undcr or through them, so long as Purchaser is in compliancc with all ofthc tcrms of this Agreement and cxccpt as othcrwisc providcd herein. 23. NOTICES. Unless othcrwisc provided herein, any noticc, tcnder or dclivcry to bc given hereunder by either party to thc othcr may bc effcctcd by pcrsonal dclivery in writing or by certificd mail, postagc prcpaid, rcturn rcccipt requested, and shall bc dcemed rcccivcd as of thc date of mailing. Mailed noticcs shall bc addresscd to Sellcr at thc addrcss set forth Paragraph 6 abovc, and to Purchascr at the following address: Kcnncth Rocky 117 Walton Strcet, Lemoync, P A 17043 Nevertheless, either party hereto may changc thc address set forth herein in accordancc with this paragraph. 24. RECORDING. party at thc cost of Purchascr. This Agreement may bc rccorded at thc option of eithcr 25. APPLICABLE LAW. In thc cvent of any disagrccmcnt or misundcrstanding, the terms of this Agreement shall be construed pursuant to thc laws of thc Commonwealth of Pcnnsylvania in cffcct at thc timc of thc cxecution hereof and as they may bc amended subscqucntly. 26. TIME OF THE ESSENCE. Timc shall bc of the esscncc throughout this Agrccmcnt and all of its conditions or modifications. 7 800,\ 68 t fAGE .3"749 2'i. WAIVER. Thc failurc of cither party to insist upon strict enforccment of any provision of this Agrccmcnt shall not constitutc a waiver of the right to enforcemcnt of that provision or any othcr provision. 28. MODIFICATION. No modification of this Agreemcnt shall be binding unlcss the same shall bc in writing and duly approvcd by Scller and Purchascr by signing their namcs thereto. 29. ENTIRE AGREEMENT. This documcnt contains the cntirc Agrccment bctwcen the PURCHASER and Scller; thcre arc no rcprcsentations, warranties, covcnants, tcrms or conditions cxcept as specifically set forth herein. Purchaser spccifically waives, rcleases and relinquish any other claims, actions, contracts, agrccments or rights which thcy have for any building, construction work or othcr matter for compensation" paymcnt or intcrcst in thc prcmises or against Seller. 30. BINDING AGREEMENT. This Agrccment is voluntarily entcred into by all parties signcd hcrcunder after cach party hercto has rcad thc same and aftcr cach party has cither rcvicwed this Agrcemcnt with legal counscl or waivcr the right to do the same. Each party hcrcto acknowledgcs that hc or she has read this Agrccment and undcrstands thc same. This Agreemcnt shall extcnd to and bc lcgally binding upon thc parties hereto, their rcspective heirs, cxecutors, administrators and assigns. This Agrccment shall bc construed fairly and not in favor of or against, Sellcr, Purchascr, or author. All obligations, duties and liabilities crcated hercunder shall bc joint and scveral. IN WITNESS WHEREOF, the parties hcrcto, intending to bc legally bound, havc cxecutcd this Agrccment thc day and year first above writtcn. WITNESS: ~f1.~~ SELLER: ~ ~~ ~~'i '\j " GRACE BONNIE NEFF ' PURCHASER: ~}~fT ~ ~ 6 8 cOOK G81 PAGE3750 COMMONWEALTH OF PENNSYLVANIA ss. COUNTY OF DAUPHIN On this, the ll'h day of Octobcr, 200 I, before me, thc undcrsigned officer, pcrsonally appcared KENNETH ROCKY, known to mc (or satisfactorily provcn) to bc the person whosc name is subscribed to thc within instrument, and acknowledgcd that hc cxecutcd the same for thc purposes thcrcin containcd. IN WITNESS WHEREOF, I havc hcreunto sct my hand and official scal. ~(~~- I\J otary Public NOTARIAL SEAL Steve C. Nicholas, Notary Public Township of Susquehanna, County of Dauphin My Commission Expires Sept. 25, 2003 ****** COMMONWEALTH OF PENNSYLVANIA SS. COUNTY OF DAUPHIN On this, the 11 Ih day of Octobcr, 2001 bcfore mc, the undcrsigned officer, personally appcared GRACE BONNIE NEFF, a single woman, known to mc (or satisfactorily proven) to bc thc person whosc namc is subscribcd to thc within instrumcnt, and acknowlcdged that hc cxecutcd the samc for the purposcs thcrcin containcd. IN WITNESS WHEREOF, I havc hercunto set my hand and official scal. k ( ;{)t/---_ , Notary Public NOTARIAL SEAL Steve C. Nicholas, Notary Public Township of Susquehanna, County of Dauphin My C~mmisslon Expires Sept. 25, 2003 9 BOOK 681 PAGE3'?,51 ALL THAT CERTAIN tract or parcel of land situate in the Borough of Lcmoyne, County of Cumberland and Commonwcalth ofPcnnsylvania, boundcd and dcscribed as follows, to wit: BEGINNING at thc northcast comcr ofWarrcn and Walton Strcets; thencc castwardly along thc northern side of Walton Strcct, 60 feet to a point; thcncc northwardly on a linc parallcl with Warrcn Strcct, 100 fcct to a point; thcnce westwardly at right angles with Warren Street, 60 feet to thc eastern sidc ofWarrcn Strcet; and thcncc southwardly along Warren Strcct, 100 fcet to the placc of BEGINNING. HAVING THEREON ERECTED a dwelling house known as No. 117 Walton Strcet, Lemoync, Pcnnsylvania 17043. BEING Lot No. 439 on a Plan of Lots laid out for R.R. Baughcr, known as Rcplat of the Walton Quarry Plot. UNDER AND SUBJECT to eascments, restrictions, rights-of-way or othcr matters of prior record. BEING THE SAME PREMISES WHICH John Ncff and Gracc Bonnic Ncff, husband and wifc, by thcir Dccd dated Octobcr 19, 1994 and rccordcd January 11, 1995 in the Officc ofthc Recorder of Dccds of Cumberland County, Pcnnsylvania, in Dccd Book 117, Page 476, transfcrred and conveycd unto John Neff. Exhibit "A" 10 BOOK 681 PAGE3'752 ALL THAT CERTAIN tract or parccl of land situatc in thc Borough of Lemoyne, County of Cumberland and Commonwealth ofPcnnsylvania, boundcd and describcd as follows, to wit: BEGINNING at the northcast corncr of Warren and Walton Streets; thcnce northwardly along the castcrn side ofWarrcn Street, 100 fcct to a point; thencc wcstwardly 15 feet to a point in the centcr of a proposed strcct known as Warrcn Strcct; thencc southwardly 100 fcct to a point on the north sidc of Walton Strcct; thence eastwardly 15 fcct to the southwest corncr of 201 Walton Strect, thc place ofBEGlNNING. I Certi fy tl In Cum bel ~ \~ ,J. '-: \_; :;',1 'n. I;. ~,.l_:U ,", d 01 l,)CC' S Exhibit "8" II BJOf, '381 PACE 3'7.'53 "" ~) I..) ~ v' .0:::- ~ < \ ~ d ..J v\ Sl.-) -0 ~ r <Y 9- .:.> --" OC ..c: = -, ~ e n ,-. c -- -n c_ ""', { 1 '1 \.c:"J ;--) , . \ ". F\F1LES\DA, AFILE\GeneraIICulTeml]] 797_] _pra Created: 1112/06 3.27PM Revised; Jl12/06 3:27PM Hillary A. Dcan, Esquirc LD. Numbcr 92878 MARTSON DEARDORFF WILLIAMS & OTTO Ten East High Strect Carlisle, PA 17013 717-243-3341 Attorneys for Plaintiffs GRACE BONNIE NEFF, Plaintiff ; IN THE COURT OF COMMON PLEAS OF ; CUMBERLAND COUNTY, PENNSYLVANIA v. : NO. 2006 - 148 CIVIL KENNETH ROCKY, Defendant ; CIVIL ACTION - LAW : QUIET TITLE PRAECIPE To the Prothonotary; Plcase cnter the appearancc of Hillary A. Dean, Esquire, of Marts on DcardorffWilliams & Otto for thc Defendant. MARTSON DEARDORFF WILLIAMS & OTTO By .11., A Dom,; ire a j)t tJ/ JU Attorncy LD. No. 92878 10 East High Street Carlisle, P A 17013 (717) 243-3341 Date: January 12,2006 Attorneys for Defendant .~ '" CERTIFICATE OF SERVICE I, Mary M. Pricc, an authorized agent of MARTS ON DEARDORFF WILLIAMS & OTTO, hcrcby ccrtifythat a copy of the forcgoing Praccipe was servcd this date by depositing samc in thc Post Office at Carlislc, P A, first class mail, postagc prcpaid, addressed as follows: Samucl L. Andes, Esquire 525 North Tweffth Strcet P.O. Box 168 Lemoync, P A 17043 MARTSON DEARDORFF WILLIAMS & OTTO BY~') 1't. (~ Mary . Pricc 10 East High Strcct Carlislc, PA 17013 (717) 243-3341 Dated; January 12,2006 ("" -" c__ :~ .",-1 f' ' '0 \" (,") (:-) ~"~._! SHERIFF'S RETURN - REGULAR CASE NO: 2006-00148 P COMMONWEALTH OF PENNSYLVANIA: COUNTY OF CUMBERLAND NEFF GRACE BONNIE VS ROCKY KENNETH BRIAN BARRICK Sheriff or Deputy Sheriff of Cumberland County, Pennsylvania, who being duly sworn according to law, says, the within COMPLAINT -QUIET TITLE was served upon ROCKY KENNETH the DEFENDANT , at 0917:00 HOURS, on the 12th day of January ,2006 at 103 DAWN DRIVE CARLISLE, PA 17013 by handing to DIANA ZAWATSKI, FIANCEE'S DAUGHTER, ADULT IN CHARGE a true and attested copy of COMPLAINT -QUIET TITLE together with and at the same time directing Her attention to the contents thereof. Sheriff's Costs: Docketing Service Postage Surcharge So Answers: 18.00 4.40 .39 10.00 .00 32.79 ~~--'.c~ R. Thomas Kline 01/13/2006 SAMUEL ANDES Sworn and Subscribed to before By: me this .l6~ day of l (/"'C~ diJl)~ A.D. r ;'\. r- Lt1 k,oo.. ~. /Prothonotary .", J ~ Hillary A. Dean, Esquire 1.D. Numbcr 92878 MARTS ON DEARDORFF WILLIAMS & OTTO Tcn East High Strcet Carlisle, PA 17013 717-243-3341 Attorncys for Plaintiffs GRACE BONNIE NEFF, Plaintiff : IN THE COURT OF COMMON PLEAS OF ; CUMBERLAND COUNTY, PENNSYL VANIA v. ; NO. 2006 - 148 CIVIL KENNETH ROCKEY, Defcndant : CIVIL ACTION - LAW ; QUIET TITLE v. STEVE C. NICHOLAS, Defcndant NOTICE You havc bccn sucd in court. If you wish to dcfend against the claims set forth in the following pages, you must take action within twcnty (20) days aftcrthis Complaint and Noticc arc served, by cntering a writtcn appcarance pcrsonally or by attorncy and filing in writing with the court your defcnses or objcctions to thc claims sct forth against you. You arc warned that if you fail to do so, the case may procccd without you and a judgment may be cntered against you by the court without furthernotice for any moncy claimed in thc Complaint or for any othcr claim or relicf requested by the Plaintiffs. You may losc moncy or propcrty or othcr rights important to you. YOU SHOULD TAKE THIS PAPER TO YOUR LAWYER AT ONCE. IF YOU DO NOT HAVE A LA WYER, GO TO OR TELEPHONE THE OFFICE SET FORTH BELOW. THIS OFFICE CAN PROVIDE YOU WITH INFORMATION ABOUT HIRING A LAWYER. IF YOU CANNOT AFFORD TO HIRE A LAWYER, THIS OFFICE MAY BE ABLE TO PROVIDE YOU WITH INFORMATION ABOUT AGENCIES THAT MAY OFFER LEGAL SERVICES TO ELIGIBLE PERSONS AT A REDUCE FEE OR NO FEE: Cumberland County Bar Association 32 South Bedford Street Carlisle, P A 17013 (717) 249-3166 F:\F1LES\DA T AFlLEIGenerallCurrerll\1 J 791.lans&cfoss Crealed: 1/18/06 11:08AM Revised: 2/6/06 9:35AM ~ Hillary A. Dean, Esquirc J.D. Number 92878 MARTSON DEARDORFF WILLIAMS & OTTO Tcn East High Street Carlislc, PA 17013 717-243-3341 Attorneys for Plaintiffs GRACE BONNIE NEFF, Plaintiff ; IN THE COURT OF COMMON PLEAS OF : CUMBERLAND COUNTY, PENNSYLVANIA v. ; NO. 2006 - 148 CIVIL KENNETH ROCKEY, Dcfendant ; CIVIL ACTION - LAW ; QUIET TITLE v. STEVE C. NICHOLAS, Dcfcndant DEFENDANT'S ANSWER TO PLAINTIFF'S COMPLAINT, COUNTERCLAIM AND CROSS CLAIM I. Neithcr admittcd nor denicd. Aftcr reasonable investigation, Answering Defcndant is without knowledge or information sufficient to form a belicf as to thc truth of the avcrmcntcontained in Paragraph I. 2. Admittcd. 3. Admitted. By way offurthcr answcr, Dcfendant's name is spclled Rockey. 4. Paragraph 4 is denied as a conclusion of law to which no responsc is rcquircd. 5. Paragraph 5 is denied as a conclusion of law to which no rcsponsc is rcquircd. 6. Admitted in part, denicd in part. It is admittcd that thc Installmcnt Sales Contract was tcrminated. Thc rcmainder of Paragraph 6 is denied as a conclusion oflaw to which no rcsponse is requircd. 7. Admittcd in part, denicd in part. It is admittcd that thc Agreement was recorded in thc Recorder of Dc cds Office in and for Cwnbcrland County, Pcnnsylvania, in Misc. Book 681 at Pagc 3743. The rcmainder of Paragraph 7 is dcnied as a conclusion of law to which no rcsponse is required. 8. Paragraph 8 is denicd as a conclusion of law to which no rcsponse is rcquircd. 9. Paragraph 9 is denicd as a conclusion of law to which no response is required. 10. Thc avcrmcnt of Paragraph 10 is spccifically denied. Strict proof is dcmanded thcreof. WHEREFORE, Answcring Defcndant rcqucsts this Honorablc Court to dismiss Plaintiffs Complaint, with prcjudice. COUNTERCLAIM KENNETH ROCKEY v. GRACE BONNIE NEFF 11. Paragraphs 1 through 10 are hcreby incorporatcd by refcrence as though fully sct forth hercin. 12. On Octobcr 11,2001, Kenncth Rockcy and Grace Bonnic Neff entered into an Installment Sa1cs Contract (hcreinafter "contract") for thc sale ofthc prcmiscs known as 117 Walton Strcct, Lemoync, Cumberland County, Pcnnsylvania. The contract price for thc premiscs was ninety thousand dollars ($90,000.00). 13. Kenneth Rockey paid ten thousand dollars ($1 0,000.00) at the time of signing, and made monthly paymcnts toward thc purchase price in accordancc with the contract. 14. Kcnncth Rockey made 33 consecutivemonthlypaymcnts of$643. 70 towards thepurchasc , of thc premises. 15. On or around thc month ofJune, 2004, the partics agrecd to convcy said prcmises back to Plaintiff and thc $10,000.00 down payment would bc reimbursed to Mr. Rockey. 16. Defendant did not make monthly paymcnts toward the purchase pricc from June, 2004, through Octobcr, 2004. 17. Dcfcndant continued to pay the homeowners insurance and the utilitics for the premises at 117 Walton Street from November, 2004 through April, 2005 at the requcst of the Plaintiff. 18. Said paymcnts ofhomeowncrs insurance and utilitics totalcd $1 ,483 .55 for the six month period. Sec attached Exhibit "A," a truc and correct copy of thc reccipts. 19. On Octobcr 13,2004, Dcfcndant wcntto the offices of his attorney, Stcve C. Nichofas, at Northwood Office Center, 2215 Forest Hills Drivc, Suite 37, Harrisburg, Dauphin County, Pcnnsylvania, 17112, and signcd a Quit-Claim Decd drafted by Attorncy Nicholas. 20. Defendant believes, and therefore avers, that said Quit-Claim Deed signed by him on October 13, 2004, terminated the contract between himself and Plaintiff. COUNT I 21. Paragraphs 1 through 20 are hereby incorporated by reference as though fully set forth herein. 22. Under the Installment Sales Contract, Mr. Rockey gained equity in the premises by making 33 monthly payments of$643.70 toward the purchase price. 23. Under the terms ofthe Installment Sales Contract, $80,000.00 at 9% interestona 30 year amortization schedule reveals that Mr. Rockey paid $1 ,629.28 toward the principal of the purchase price of the premises. 24. Further, at the time of signing said contract in October, 2001, Mr. Rockey paid $10,000.00 towards the principal of the purchase price. 25. Mr. Rockey paid $1 ,483.55 in homeowner's insurance and utilities from November, 2004 through April, 2005. 26. Mr. Rockey is entitled by law to be compensated for the equity he gained in the premises at 117 Walton Street, Lemoyne, Pennsylvania. WHEREFORE, based upon the foregoing, Defendant Kenneth Rockey respectfully demands judgment in his favor in an amount of not less than $13,112.83, together with interest and costs, and any other remedy this court may deem appropriate. COUNT 2 27. Paragraphs I though 25 are hereby incorporated by reference as though fully set forth herein. 28. Plaintiffhas directly and/or indirectly received the benefit of payments of homeowners insurance and utilities for the premises she owns at 117 Walton Street, paid for by Defendant, valued at not less than $1,483.55. 29. In dcclining to rcimbursc Defcndant for the payment ofhomcoWllcrs insurance and utilities he made aftcr thc contract was terminated, and for thc equity he gaincd in the premises, Plaintiffhas bcen unjustly enrichcd in an amount of not Icss than $13,112.83. 30. Dcfendant is entitled to bc compensated for hispaymcntofhomcowners insurance, utilities, and cquity gained in thc prcmises, for which he has not rcceivcd paymcnt. WHEREFORE, based upon the forcgoing, Defcndant respectfully demands judgment in his favor in thc amount of not less than $13, 112.83, togethcr with intercst thcreon and costs, and any otherrcmedy this Court may deem appropriatc. CROSS CLAIM KENNETH ROCKEY v, STEVE C. NICHOLAS 31. Paragraphs 1 though 29 are hcreby incorporatcd by refcrence as though fully set forth hcrcin. 32, Stevc C. Nicholas is a licensed profcssional attorney with offices at 2215 Forest Hills Drivc, Suite 37, Harrisburg, Pennsylvania, 17112. Defendant Rockey is asserting a professional liability claim against this Defcndant. 33. On or about Octobcr 11,200 I, Mr. Nicholas prepared the Installmcnt Sales Agrccmcnt betwcen Gracc Bonnic Neff and Kcnneth Rockey for the purchase ofthc premises at 117 Walton Strect, Lcmoync, Pcnnsylvania. 34. On or about October 13,2004, Mr. Nicholas preparcd thc Quit-Claim Dccd signed by Defcndant Rockcy. 35. On or about Octobcr 13,2004, at his offices in Harrisburg, Mr. Nicholas adviscd Mr. Rockcy to sign the Quit-Claim Dced that he prepared, 36. Mr. Nicholas failed to advise Mr. Rockcy of his rightto rcceive a refund ofthc cquity to which hc was entitlcd under law, 37. Mr. Nicholas adviscd Mr. Rockcy that signing thc Quit-Claim Decd would terminatc thc installment salcs contract bctween Mr. Rockcy and Ms. Neff. 38. Defcndant Rockey believcs, and thcrefore avers, that if the Installment Salcs Agreement was not terminatcd bythc signing of the Quit-Claim Deed, Mr. Nicholas failcd to propcrly draftadocumcnt suitable for this purposc. 39. Mr. Rockcy belicves, and thercforc avcrs, that if the Installment Salcs Agreement was not tcrminated by the signing of the Quit-Claim Dced, Mr. Nicholas is responsible for thc payment of Plaintiff Neff s fccs, including attomey' s fccs, to quict thc titlc to thc prcmiscs, ifthe Court elects to award Plaintiff attorncy's fees. 40. Mr. Rockey believes, and thcrefore avers, that Mr. Nicholas failed to advise him of his right to rcimburscment of cquity in the premiscs and is thereforc liable for such. WHEREFORE, bascd on the foregoing, Dcfendant Kenneth Rockey rcspcctfully dcmands judgment in his favor, and against Defcndant Steve C. Nicholas, in an amount of not less than $13, 112.83, plus any fecs, including attorncy' s fces, together with costs, and any other remcdythis Court may dcem appropriate. MARTSON DEARDORFF WILLIAMS & OTTO {. By I {, t ). tL { () _ l Hillary A. De' Attorncy J.D. No. 92878 10 East High Strcet Carlislc, PA 17013 (717) 243-3341 --, ;' / D . -11 !"\'!I" atc. iY '.J~r ,..l[ Attorneys for Defendant Kcnncth Rockcy EXHIBIT A fax Server 9f J/2005 4: J.I PM PAGE 2/002. fa:{ Server ::005090D20003~J8:0CJO!Kl scanned on IM.\M';'~R by Operatllr on Sep 01, ~CO."i at ()4 : 4:24 D\1 ~ Page I .)f' ............., -,..1"..1 -..'I.:",Q"'~","",~~~~.u.~.lOoiIt.""""'~""'-__~"I.~' Kt1'i!\:HH L. ROCKl:Y !<1MBERL Y A ROCKty 1711) :;'~1O 117 W.\1. TON ~TR.U.T UJo.\l)~I.I'.' I"!\)\J 1':,,' WIll" L ./ -f ( '. ; t_,... f",-.., ~.. -, .)of Or<;,rcf__ _._~...,__..L!_.__.. 3013 Dat<:O<,-/ 2") l.<::c'J ...."":;1:;1 '", I $ ~~ r- ,"fr,~,.-<.c, J (, , ,_X/V>J.J J!l.CG...~L,J,.:c.t;.-a:""-"'7f;,JuIl;\f> ~ ~:=- o f,~S~~N< Pflrn~'~ ~1 ,'_<II" l'lan ~~ ~~ FtJr_...6":":'-2-!~.-L-J"""I...) //,~,<,;d~ ~_./ -r.:; .<1 ..- I:Qi~i~~?ial: 5oaOH,t?c~" 3DH ~. JOOH.?DO," ~~ - .,. .."...,~"",,,,-, "-~""":"~~'.---... - ....- .a.::....-....~ -,.-. ....-J,;;4-.L~"1- ..--,.. --... ..- .:""l ",' ". '~ . ; 'HU::I,SSC:G 3.5 !":::~~..~ ~I'~: [:~":4 .':>31 (:..;)-';0 II" -p.Ji.y.,'.~ 't: ~"lr .~; {.r' "":_:.., .~ ~~~~.:"''',~ :,:':... . _. . ~,-- , . ,- . ----- , " ..... . ." "-'. . - - ,,,~ ...." ,.. .. ."- ,- ... - ,,,. -' - ~. --- - --- ... -- 2005090132000398000001 IM.~GR O~ 20041105 000000000024283874 00u~OOD00000036700 000000003073 0 000000005080361721 KENNETH L ROCKEY 113 t3REEN LANE DR CAMP HILL, PA 17011-8315 ,,~ ~ Pennsylvania American Water P.O. Box 578, Alton IL 62002 1-800-565-7292 08/09/2005 Rocky, Ken 113 Grccn Lane Dr Camp Hi lll7001 Account Number: 24-1337755-3 Premise Number: 240371734 117WaltonSt Dcar Customcr; Our rccords indicatc you are rcqucsting your lcdger history from the above mentioncd account. Bclow is thc information requestcd, wc hope this additional information is hclpful. Current Balance; $ 0 Bill Date: Type; Amount: 08 II Q4 082304 091004 09 23 04 10 1204 11 0904 111004 120804 121004 122804 12 28 04 01 ]205 021005 02 24 05 03 09 05 03 2405 04 06 05 04 1205 04 1905 06 08 05 CHG LKB CHG LKB CHG CHG LTC LTC CHG LKB LKB CHG CHG LTC CHG LKB LTC CHG CHG LKB 28.24 28.24 CR 34.01 34.01 CR 28.96 27.80 .43 .85 15.65 56.76 CR 16.93CR 11.64 13.97 .17 13.97 25.61 CR .21 12.86 5.25 32.46CR Plcase contact our Customcr Scrvicc Ccnter at 1-800-565-7292, if we can providc additional assistance. Rcpresentativcs are available 24 hours a day, 7 days a week for your convenicnce. Sincerely, Customer Scrvice ACTSTMT ]4055745 Sf \to eX \\(0 Sl1 Le rro~l nc &yUJ(~f) Locate 35690 Find' 0 Invoice 0 OldNo Save EXIt < > PavPlan . . Trans Date Status Amoont.. Remaining -j29-Au9-2005 C $3.00 $0.00 1 29-Aug-2005 0 $0.00 $3.00 'I 04-Aug-2005~- C ($37.80) $0.00 -104-AUg-2005' C ($63.00) $0.00 104-Aug-2005 0 $0.00 ($63.00) -I 09-Jul-2005- 0 $60.00 $60.00 H-Jun-2005 C $1.80 $0.00 H-Jun-2005 C $3.00 $0.00 65862 17-Jun-2005, 0 $0.00 $4.80 "; 64893 02-May-2005 0 $96.00 $58.20 _ 19-Apr-2005 C '~$109.46) $0.00 ~;; l13-APr-2005 ..; C $0.65 $0.00 .;.i 13-Ap,-2005; C $4.57 $0.00 -;tt 63611 ; 13-Apr-2005 C ~ $0.00 03-Mar-2005 Cl1:ll91.79) ) $0.00 :. 03-Ma,-2005 C~171. 76) $0.00 62708 i 02-Mar-2005,; C $96.00 $0.00 ll-Feb-2005.ii; C $12.94 $0.00 J l1-Feb-2005 i C $0.00 $0.00 04-Jan-2005 ..., C $94.00 $0.00 15-0ec-2004 .. C $7.85 $0.00 "I 15-0ec-2004 ';i C $0.00 $0.00 ] 12-Nov-2004' C $94.~ $0.00 14-0ct-2004:; C $3.00 $0.00 14-0ct-2004 C $0.00 $0.00 01-Sep-2004 C $60.00 $0.00 '"I 20-Aug-2004.: C ($98.70) $0.00 19-Aug-2004. C! $4.70 I $0.00 19-Aug-2004 C $0.00 $0.00 14-Jul-2004 C $94.00 $0.00 06-Jul-2004 C ($3.60) $0.00 02-Jul-2004 C ($75.78) $0.00 " 02-Jul-2004 C ($94.94) $0.00 " 01-Jul-2004 C $7.05 $0.00 1 01-Jul-2004 C $1.25 $0.00 I 01-Jul-2004 ..- C $0.00 I $0.00 '!28-Apr-2004 .. C $94.00 $0.00 "I 28-Jan-2004 C $2.10 $0.00 -j28-Jan-2004 C $1.25 $0.00 BalalfceAfter . $63.00 " "'" $60.00 ...:; $60.00 " - $9780 ...:; $160.80 $160.80 $100.80 $99.00 $96.00 $96.00 $0.00 .. "'" $109.46 " ,~ $108.81 $104.24 $104.24 $196.03 $367.79 ~ $271. 79 $258.85 $258.85 $164.85 $157.00 $157.00 $63.00 $60.00 $60.00 $0.00 $98.70 $94.00 I $94.00 $0.00 $3.60 $79.38 $174.32 $167.27 $16602 $166.02 $72.02 $69.92 Description Penalty - Sewer-08/291 InternalBiIJ fpayment - Refuse-OBI I Payment - Sewer-OBIO '"temaIBiIl Trans Code Invoice I 3 ~I PenS Bill I Ref Pay ISeWPay I Bill )Bill PenR PenS Bill Bill UBPaym PenR PenS . Biil . Ref Pay i Sewpay Bill 67998 67588 67073 " - " Penalty - Refuse-06/17 Penalty - Sewer-06/HI IntemalBiII " "'" " - 11 " " Utility Billing Paym-04/ Penaity - Refuse-04/13 Penalty - Sewer-04/131 lntemalBill Payment - Refuse-03! Payment - Sewer-03/0 " - " " "'" .. ~ PenR Biil Bill PenR Bill Biil PenR Bill Bill UBPaym PenR Bill Biil UBPaym RefPay Sewpay PenR PenS Bill Bill PenR PenS Penaity - Refuse-02l11 '"temaIBiII " - 59614 58693 " "'" " ... " "'" ~ Penaily - Refuse-12115 '"temaIBiII 57374 56426 " Penaily - Refuse-l0/14 InternaJBiII " - 55090 54238 " "'" " - Utility Billing Paym-08/ Penalty - Refuse-08/19 lnternalBilI " " - 49943 48975 " - 1 " "'" " Utility Billing Paym-07/ Payment - Refuse-071 Payment - Sewer-OlIO IPenalty - Refuse-07/01 , jPenalty - sewer-07101/1 InternalBill " - 1 -I -I ] "1 -TJ " - " " - 44097 43168 " - " Penalty - Refuse-01/28 Penalty - Sewe,-01/281 " " - Irtl UTILITIES, INC. Ken L Rockey 117 Walton St Lemoyne PA 17043 Account Number 216-544-5272-15 READ DATE 4/18/2005 2/17/2005 1/19/2005 12/17/2004 11/16/2004 10/18/2004 TOTAL PAYMENTS 06/14/05 03/22/05 02/23/05 01/27/05 01/03/05 TOTAL DUE DATE 7/18/2005 3/16/2005 2/11/2005 1/14/2005 12/13/2005 11/10/2005 178.69 13.28 200.00 27.83 120.00 539.80 7.41 cr 518,54 2.35 539.8 26.32 cr UGI Utilities, Inc. 225 Morgantown Road Post Office Box 13009 Reading, PA 19612.3009 16101375-4441 Telephone USAGE TOTAL NET LATE PAYMENT CHARGE 107 17 142 2 82 20 152.53 30.14 182.98 11.05 1 08.43 33.41 0.14 1.56 0.65 518.54 2.35 balance as of 10/20/04 Total Net Bills Late Charges Total Payments Refunded by check 7/14/05 , , , 0 , w , ,",3 , '"''" , H , '" VERIFICATION Thc foregoing document is bascd upon information which has becn gathcrcd by my counscl in the preparation ofthc lawsuit. Thc language ofthc document is that of counscf and not my own. I havc read thc document and to the cxtent that it is bascd upon information which I havc givcn to my counsel, it is truc and COITcctto thc best of my knowledge, information and belief. To thc cxtcnt that the contcntofthc documcnt is that of counscl, I have rclied upon counscl in making this vcrification. This statemcnt and verification are made subject to thc penaltics of 18 Pa. C.S. Section 4904 rclating to unsworn falsification to authorities, which providcs that if! makc knowingly false averments, I may bc subject to criminal pcnaltics. ~# Kenneth Rockcy CERTIFICATE OF SERVICE I, Mary M. Price, an authorizcd agent of MARTS ON DEARDORFF WILLIAMS & OTTO, bercby ccrtifythat a copy of the foregoing Answer to PlaintilT s Complaint, Counterclaim and CrosscIaim was scrved this date by depositing samc in thc Post Office at Carlisle, P A, first class mail, postagc prepaid, addrcssed as follows: Samucl 1. Andcs, Esquirc 525 North Twelfth Strcet P.O. Box 168 Lemoync, PA 17043 MARTSON DEARDORFF WILLIAMS & OTTO By Ma . Price 10 Ea tHigh Strcct Carlisle, PA 17013 (717) 243-3341 Date; Fcbruary 6, 2006 C) , ~::~ ':'~ :) cr... o -n --' ~-r+ re-;--; ::::.1'J r- ..,-,"'. ; ~-; ......, r, l;n I en ~-:~, ,,-.. ",'; i,l'l .:-l (-, ': ."j -< , Hillary A. Dcan, Esquirc J.D. Numbcr 92878 MARTSON DEARDORFF WILLIAMS & OTTO Ten East High Strcct Carlisle, P A 17013 717-243-3341 Attorncys for Plaintiffs GRACE BONNIE NEFF, Plaintiff ; IN THE COURT OF COMMON PLEAS OF ; CUMBERLAND COUNTY, PENNSYLVANIA v. : NO. 2006 - 148 CIVIL KENNETH ROCKEY, Dcfcndant ; CIVIL ACTION - LAW ; QUIET TITLE v. STEVE C. NICHOLAS, Defcndant RULE 1042,3 CERTIFICATE OF MERIT FOR STEVE C. NICHOLAS I, Hillary A. Dcan, Esquire, hereby state that thcrc cxists arcasonable probability that thc carc, skill or knowlcdgc exercised or exhibitcd in thc trcatmcnt, practice or work that is thc subjcct ofthc Crossclaim Complaint containcd hcrcin, fcll outside acceptable professional standards and that such conduct was a causc in bringing about the harm. MARTSON DEARDORFF WILLIAMS & OTTO Datc: February 6, 2006 Attorneys for Defendant Kenneth Rockey CERTIFICATE OF SERVICE I, Mary M. Pricc, an authorizcd agcnt of MARTS ON DEARDORFF WILLIAMS & OTTO, hcrcby certifY that a copy of the forcgoing Certificate of Merit was scrvcd this date by depositing same in thc Post Officc at Carlisle, P A, first class mail, postage prcpaid, addrcsscd as follows; Samuef 1. Andcs, Esquire 525 North Twclfth Strcct P.O. Box 168 Lcmoync, P A 17043 MARTSON DEARDORFF WILLIAMS & OTTO By ~ftG~N Mary ricc 10 East igh Strect Carlislc, PAl 70 13 (717) 243-3341 Date: February 6, 2006 c:'~?, "...... ..-., \,;1 c..) \ C;"> C) --;, .---:-~ o ...-'" v" Edwin A.D. Schwartz, Esquirc Attorney LD. Number 75902 McKISSOCK & HOFFMAN, P.c. 2040 Linglestown Road, Suitc 302 Harrisburg, PA 17110 (717) 540-3400, ext. 24 Plaintiff IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA GRACE BONNIE NEFF, v. KENNETH ROCKEY, NO.: 2006-148 CIVIL Defendant v. CIVIL ACTION - LAW STEVE C. NICHOLAS, QUIET TITLE Defendant NOTICE TO PLEAD To: Kcnneth Rockey clo Hillary A. Dean., Esq. Ten East High Strcet Carlisle, PA 17013 You are hereby notified to file a written response to the enclosed Preliminary Objections within 20 days from service hereof or a judgment may be entered against you, PRELIMINARY OBJECTIONS OF ADDITIONAL DEFENDANT STEVE C. NICHOLAS TO DEFENDANT'S CROSS CLAIM AND NOW, comes Additional Defendant, Steve C. Nicholas, by and through his counsel, McKissock & Hoffman, P.c., and respcctively provides thc forcgoing Prcliminary Objections to Defendant's Cross Claim! and as such, provides thc following: [ For purposes of clarification to this Court, it should be noted that attorney Hillary A. Dean represents Defendant Kenneth Rockey not Plaintiff as indicated in the attorney's identification block above the caption of Defendant's Answer to Plaintiff's Complaint. I. Preliminary Objection In The Nature Of A Motion to Strike For Failing To Conform To Law Or Rule Of Court 1. Additional Dcfendant Steve C. Nicholas was impropcrly joined to thc instant . 2 actIOn. 2. Dcfendant has attemptcd to join Stcve C. Nicholas to thc instant action without complying with the spccific mandates ofPa.R.C.P. 2252(b). Spccifically, Defcndant has attcmpted to join Steve C. Nicholas to this action by simply including his namc in thc caption and asserting a "cross claim". 3. Defcndant has not complicd with Pa.R.C.P. 2252(b), inasmuch as Dcfendant has not filed a Praecipe for a Writ nor a Complaint formally joining Stcve C. Nicholas in this action. 4. Inasmuch as Dcfendant has not propcrly joined Steve C. Nicholas to the instant action, all claims asscrted by Defendant against Steve C. Nicholas in the nature of a cross claim should bc stricken. WHEREFORE, Additional Defcndant Steve C. Nicholas respectfully requests this Honorable Court grant his preliminary objections and strike Defendant's cross claim as asscrted against him, and furthcr grant all such other rclicf as is just and propcr. 2 For purposes of reference, Steve C. Nicholas will be referred to throughout these objections as an "Additional Defendant". Such reference shall not be construed, expressly or by inference, as an acknowledgement that Steve C. Nicholas either been properly joined in this action or is a proper party to this action. II, Preliminary Obiection In The Nature Of A Demurrer 5. Additional Defendant respcctfully incorporates the objcctions as sct forth hcrcinabove as is more fully statcd hcrc. 6. Defcndant's apparent cfforts to asscrt a cross claim against Additional Dcfendant Stcve C. Nicholas are without any basis in law. 7. At no timc relevant to the undcrlying action was Dcfendant, Kcnneth Rockey cver represented by Additional Defendant Steve C. Nicholas. Therc was never any attorney/client relation established nor was there any privity betwccn Mr. Rockey and Mr. Nicholas 8. This lack of an attorneylclient rclation is tacitly acknowlcdged by Dcfendant Rockey inasmuch as there is no alfegation in thc cross claim to any agrcement for rcprescntation betwcen Mr. Rickey and Mr. Nicholas. 9. Absent the cstablishment of an attorney/client relationship, Defendant Rockcy cannot, as a mattcr of law, assert a profcssionalliability claim against Additional Dcfendant Stcve C. Nicholas. See Kituskic v. Corbman, 714 A.2d 1027 (Pa. 1998) (the elements nccessary to assert a professional liability claim against an attorney are; (a) cmploymcnt of tbc attorney or other basis for duty; (b) the failurc of the attorncy to cxcrcise ordinary skilf and knowlcdge; and (c) that such negligcncc was the proximatc cause of thc actual damages.) 10. Given the completc lack of any attorncy/client relation between Mr. Rockey and Mr. Nicholas, Mr. Rockey, as a matter of law cannot asscrt a profcssionalliability claim against Mr. Nicholas. 12. Regardlcss of thc form of Defcndant's pleading attcmpts (via cross claim, joinder, ctc.), Dcfendant Kenncth Rockey has no standing to assert a professional liability claim against Additional Defcndant Stcve C. Nicholas. WHEREFORE, Additional Dcfendant Steve C. Nicholas respectfully rcqucsts this Honorablc Court grant his preliminary objections and strike Defendant's cross claim as asserted against him, and furthcr grant all such othcr relicf as is just and proper. III. Preliminarv Obiection In The Nature Of A Motion to Strike Certificate Of Merit 13. Additional Dcfendant rcspectfully incorporatcs the objcctions as sct forth hereinabove as is more fully stated here. 14. Thc Ccrtificate of Mcrit as attachcd to Defcndant's Answcr to Plaintiff's Complaint, Countcrclaim and Cross Claim fails to comply with thc rcquirements of Pa.R.c.p. 1042.3. 15. Namcfy, Defcndant's counsel hersclf has certified "that a rcasonable probability" cxists that thc standard of care has bccn brcachcd. Self certification by counsel is not permitted, contemplated or in conformity with the spirit of the Rules of Civil Procedurc . which govern cCltificates of merit. 16. In fact the rulcs specifically requirc that the certificatc of merit rcflect that "an appropriate licensed professional has suppljed a written statemcnt". Pa,R.C.P. 1042.3(a)(I). (Emphasis added). 17. Defendant's instant Certificatc of Mcrit docs not indicatc the prcsencc of a written statcment from an appropriately licenscd profcssionaf to support possible futurc sanctions undcr Pa.R.C.P. 1042.7. WHEREFORE, Additional Defcndant Stevc C. Nicholas rcspectfully requcsts this Honorablc Court grant his preliminary objections and strikc Defcndant's Certificatc of Mcrit as failing to comply with Pa.R.C.P. 1042.3, and further grant all such other rclief as is just and propcr. Rcspectfully submitted, By: McKissock & Hoffman, P.C /~' Edwin A.D. Schw 1.D. No.: 75902 2040 Linglestown Road, Suitc 302 Harrisburg, PA 17110 (717) 540-3400 Attorncys for Additional Defendant Steve C. Nicholas Dated; 077"~..4 Ob CERTIFICATE OF SERVICE I hcrcby certify that I am this day scrving a copy of the foregoing Preliminary Objcctions to Dcfcndant's Answcr to Plaintiff's Complaint, Counterclaim and Crossclaim upon the person(s) and in thc manner indicatcd bclow, which scrvice satisfies the requiremcnts of the Pennsylvania Rules of Civil Proccdure, by depositing a copy of same in thc United States Mail, first-class postagc prcpaid, addressed as follows: Samuel 1.. Andcs, Esq. 525 North Twclfth Strcct P.O. Box 168 Lcmoyne, PA 17043 (Counsel for Plaintiff) Hillary A. Dcan., Esq. Ten East High Street Carlislc, PA 17013 (Counsel for Defendant) McKissock & Hoffman, P.C. By: Datcd: Z.y' ~~ oc. Edwin A.D. Schw sqUlrc Identification No.; 5902 2040 Linglestown Road Suite 302 Harrisburg, PA 17110 (717) 540-3400 Attorncys for Additional Dcfendant, Stevc C. Nicholas --n \ c (I) -.'- , ~ Edwin AD. Schwartz, Esquire Attorney I.D. Number 75902 McKISSOCK & HOFFMAN, P.e. 2040 Lingfestown Road, Suite 302 Harrisburg, P A 1711 0 (717) 540-3400, ext. 24 Plaintiff IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA GRACE BONNIE NEFF, v. KENNETH ROCKEY, NO.; 2006-148 CIVIL Dcfendant v CIVIL ACTION - LAW STEVE C. NICHOLAS, QUIET TITLE Dcfendant ENTRY OF APPEARANCE Kindly entcr my appearancc on behalf of Additional Dcfcndant, Steve e. Nicholas, Esquire, in thc abovc-captioncd. Rcspcctfully submitted, McKissock & Hoffman, P.C. By: Edwin A.D. Schw z, quire Attorney J.D. No.; 75902 2040 Linglcstown Road Suite 302 Hanisburg, PA 17110 (717) 540-3400 Dated: .;;?~ ~6 <:> b Attorncys for Additional Dcfendant, Stevc e. Nicholas, Esquire . CERTIFICA TE OF SERVICE I hcreby certify that I am this day serving a copy of the forcgoing Entry of Appearancc upon the pcrson(s) and in the manncr indicated bclow, which service satisfics the requiremcnts of thc Pennsylvania Rules of Civil Procedure, by depositing a copy of samc in the Unitcd States Mail, first-class postage prepaid, addresscd as follows; Samuef L. Andes, Esq. 525 North Twelfth Strcet P.O. Box 168 Lemoyne, PA 17043 (Counsel for Plaintiff) Hillary A Dcan., Esq. Ten East High Strect Carlisfe, PA 17013 (Counsel for Defendant) McKissock & Hoffman, P.C. BY;~~ Edwin AD. Sch z squire Attorney J.D. No.; 75902 2040 Linglcstown Road Suite 302 Harrisburg, PA 17110 (7] 7) 540-3400 Dated: :zy ~.J<~ <=> c:: Attorneys for Additional Defcndant, Stcvc C. Nicholas, Esquirc ,-./ F;\F]LES\DA T AFlLE\General\Currenl\11797. lans2/ajl Crealed 4/]8/06 1153AM Revised 4/18/06 0:06PM 11797.1 Hillary A. Dean, Esquire LD. Numbcr 92878 MARTSON DEARDORFF WILLIAMS & OTTO Ten East High Strcet Carlislc,PA 17013 717-243-3341 Attorncys for Plaintiffs GRACE BONNIE NEFF, Plaintiff : IN THE COURT OF COMMON PLEAS OF ; CUMBERLAND COUNTY, PENNSYLVANIA v. : NO. 2006 - 148 CIVIL KENNETH ROCKEY, Defendant : CIVIL ACTION - LAW : QUIET TITLE DEFENDANT'S ANSWER TO PLAINTIFF'S COMPLAINT AND NEW MATTER COUNTERCLAIM TO: GRACE BONNIE NEFF, Plaintiff, and hcr attorney, SAMUEL L, ANDES, ESQUIRE YOU ARE HEREBY NOTIFIED TO FILE A WRITTEN RESPONSE TO THE ENCLOSED NEW MATTER WITHIN TWENTY (20) DAYS FROM SERVICE HEREOF OR A JUDGMENT MAY BE ENTERED AGAINST YOU. AND NOW comes Dcfcndant, Kcnneth Rockey, by and through his attorneys, MARTSON DEARDORFF WILLIAMS & OTTO, and hcrcby rcsponds to Plaintiffs Complaint as follows; I. Ncither admitted nordcnicd. Afterrcasonablc investigation, Answcring Dcfcndant is without knowlcdge or information sufficicnt to form a bclicf as to thc truth ofthe avcrmcnt contained in Paragraph 1. 2. Admitted. 3. Admittcd. By way of further answer, Dcfendant's namc is spcllcd Rockcy. 4. Paragraph 4 is dcnicd as a conclusion oflaw to which no rcsponsc is rcquircd. 5. Paragraph 5 is dcnicd as a conclusion of law to which no rcsponsc is requircd. 6. Admittcd in part, dcnicd in part. It is admittcd that thc Installmcnt Salcs Contract was tcrminatcd. Thc rcmaindcr of Paragraph 6 is denicd as a conclusion oflaw to which no responsc is rcquircd. 7. Admitted in part, denied in part. It is admitted that the Agreement was recorded in the Recorder of Deeds Office in and for Cwnberland County, Pennsylvania, in Misc. Book 681 at Page 3743. The remainder of Paragraph 7 is denied as a conclusion oflaw to which no response is required. 8. Paragraph 8 is denied as a conclusion of law to which no response is required. 9. Paragraph 9 is denied as a conclusion oflaw to which no response is required. 10. The averment of Paragraph 10 is specifically denied. Strict proof is demanded thereof. WHEREFORE, Answering Defendant requests this Honorable Court to dismiss Plaintiffs Complaint, with prejudice. NEW MATTER COUNTERCLAIM KENNETH ROCKEY v. GRACE BONNIE NEFF II. Paragraphs I through 10 are hereby incorporated by reference as though fully set forth herein. 12. On October 11,2001, Kenneth Rockey and Grace Bonnie Neff entered into an Installment Sales Contract (hereinafter "contract") for the sale of the premises known as 117 Walton Street, Lemoyoe, Cumberland County, Pennsylvania. The contract price for the premises was ninety thousand dollars ($90,000.00). 13. Kenneth Rockey paid ten thousand dollars ($10,000.00) atthetime of signing, and made monthly payments toward the purchase price in accordance with the contract. 14. Kenneth Rockey made 33 consecutive monthly payments of$643. 70 towards the purchase of the premises. 15. On or around the month ofJune, 2004, the parties agreed to convey said premises back to Plaintiff and the $10,000.00 down payment would be reimbursed to Mr. Rockey. 16. Defendant did not make monthly payments toward the purchase price from June, 2004, through October, 2004. 17. Defendant continued to pay the homeowners insurance and the utilities for the premises at 117 Walton Street from November, 2004 through April, 2005 at the request of the Plaintiff. 18. Said payments ofhomeowners insurance and utilities totaled $1 ,483.55 for the six month period. See attached Exhibit "A," a true and correct copy of the receipts. 19. On October 13, 2004, Defendant went to the offices of attorney, Steve C. Nicholas, at Northwood Office Center, 2215 Forest Hills Drive, Suite 37, Harrisburg, Dauphin County, Pennsylvania, 17112, and signed a Quit-Claim Deed drafted by Attorney Nicholas. 20. Defendant believes, and therefore avers, that said Quit-Claim Deed signed by him on October 13, 2004, terminated the contract between himself and Plaintiff. COUNT I 21. Paragraphs 1 through 20 are hereby incorporated by reference as though fully set forth herein. 22. Under the Installment Sales Contract, Mr. Rockey gained equity in the premises by making 33 monthly payments of $643.70 toward the purchase price. 23. Under the terms of the Installment Sales Contract, $80,000.00 at 9% interest on a 30 year amortization schedule reveals that Mr. Rockey paid $1 ,629.28 toward the principal ofthe purchase price of the premises. 24. Further, at the time of signing said contract in October, 2001, Mr. Rockey paid $10,000.00 towards the principal of the purchase price. 25. Mr. Rockey paid $1 ,483.55 in homeowner's insurance and utilities from November, 2004 through April, 2005. 26. Mr. Rockey is entitled by law to be compensated for the equity he gained in the premises at 117 Walton Street, Lemoyoe, Pennsylvania. WHEREFORE, based upon the foregoing, Defendant Kenneth Rockeyrespectfully demands judgment in his favor in an amount of not less than $13,112.83, together with interest and costs, and any other remedy this court may deem appropriate. COUNT 2 27. Paragraphs 1 though 26 are hereby incorporated by reference as though fully set forth herein. 28. Plaintiffhas directly and/or indirectly received the benefit of payments of homeowners insurance and utilities for the premises she owns at 117 Walton Street, paid for by Defendant, valued at not less than $1,483.55. 29. In declining to reimburse Defendant for the payment ofhomeowners insurance and utilities he made after the contract was terminated, and for the equity he gained in the premises, Plaintiffhas been unjustly enriched in an amount of not less than $13,112.83. 30. Defendant is entitled to be compensated for his payment of homeowners insurance, utilities, and equity gained in the premises, for which he has not received payment. WHEREFORE, based upon the foregoing, Defendant respectfully demands judgment in his favor in the amount of not less than $13, 112.83, together with interest thereon and costs, and any other remedy this Court may deem appropriate. Respectfully Submitted, MARTSON DEARDORFF WILLIAMS & OTTO By .Hillary A. De Attorney J.D. o. 92878 10 East High Street Carlisle, PA 17013 (717) 243-3341 / Date: April 18, 2006 Attorneys for Defendant Kenneth Rockey EXHIBIT A J Of> --,'..'. v{"1.. C, l' :)VO '*: 1 't fo'M l-!AlIt. ZI l.J'JZ tax "-:"':lrver ~:)()5C9Cl~~O,)(l_1(8():'()IXl s,;.~.=m'~d'Jr.l~f.\""k~:;: by :\aat.)r l.m S..:p 01. ;l:l:'~' arC4 ,t:24 )\j - Plfl~ j )f! .........' _ .'~""'-":ii:l...............a~~.~'-'''''''''''_'''''''''''__~,,,,~'''''''''5.:Io-'''6J'''''''''. J(E:-'~ETH L R<..KK!:Y KlM8ERL Y ,\ ROCKty .711) ;~r4610 II~ W.\I. T')o( \TRU.T U.l."J~~ I, r. \','1)\,' f';", :Jlh,.? .J -f ( $ ~ r- l)':';l".rLr__L_.!:-~'.'"'"'__.Lr~~~:::_:lL._/,",-fr"',,~__ J G #/ _;:;:.(~t...~.// .Ut-/pL~~~JuII."> e-- o PNCBAN<. " ' f'N<.,...... ~.~ 000 P'IIne ~., ,'.."Ir.'\ }'b" ,.~...,.. :~~-~~'~'~&~~~O~~7)~~~: ~~~ ~,~ ~b7aCJ,: 307:l D31<:0<,.,1 2 ')_~c'l ".::0'\1 :;'1:: '" ..a:.~~_~......t-.,-""~-,,,,;'-"&~" - .._-~..,~ "p- "'-"',-..J.~__ ..'-_.. --... ..- :> -',I ("' ~ ; 'IW':"'I:SS!::C 3-5 !.~,~~.~.: ~..:: t:~..:t ."31 .~':>CO 1 t.. ''.It-y:-..~ 't: ~r'c; :~r' _~. :. .~ .'.".JJ.. .~."., ,...,._, ..,.-.. , - . ~..- . . - ---- .,... . . '" _... -,.,. - . .. . ... ..- .,..- -- ---- "'-.. 10Cj0901320003~80COOOl ":M,l!..M.GR 01 20C41105 COJ000000024283a74 OO~JOOC00000036700 0(0000)0>(73 , 00(000(05080361721 KEtn{E'{H L ROCKE'! 113 L:JP..EEN L'WE LR CAMF Hl:'L, PA 1'1011-8315 ',~~) - '~ '~~ ~ Pennsylvania American \Vater - ..'~ --~~~~ P,O, Bc~ )"'8, A)lon lL t:~002 1-S00-565.7:Q::! 08 09.2005 Rocky, Ken 113 Green Lane Dr Camp Hi III ~001 Account :-;umber: 24-133~~55-3 Premise Number: 2403 ~ I ~34 \ \7 Walton 5t Dear Customer: Our records indicate you are requesting your ledger history from the above mentioned account. Below is the information requested, we hope this additional information is helpful. Current Balance: $ 0 Bill Date: Type' Amount 08 II 04 082304 09 1004 09 23 04 10 1204 110904 II 1004 l2 08 04 121004 122804 122804 01 1205 02 10 05 02 24 05 030905 03 24 05 04 06 05 04 1205 04 1905 06 08 05 CHG LKB CHG LKB CHG CHG LTC LTC CHG LKB LKB CHG CHG LTC CHG LKB LTC Clm CflG LKB 28.24 28.24 CR 34.01 34.01 CR 28.96 27.80 ,43 85 15.65 56.76 CR 16.93 CR 1164 13.97 .17 1397 2561 CR .21 12.86 5.25 32,46CR Please contact our Customer Service Center at 1-800-565-7292, if we can provide additional assistance, Representatives are available 24 hours a day, 7 days a week for your convenience, Sincerely, Customer Service .\CTST\H J -liJ~S:'-l:'i I - t~.' .-', , f~ ? \ f-- 1. I ,', 1--- ~ '--./ '["'.. ."" .... Jr- . 1~ I ;.j J' . - , ,. <.. \ \, t.I ;C , r Ii ",I O!dNo PavPlan Save ,. InvoIce Tran. Oats Statu. Amount Rsmalnlng O..crlplfon Balanc.Atler I !Z9.AUg.Z005 JCI $3.00 $0.00 IPenally. Sewer.08/Z9/1 $63.00 " - " 67998 IZ9.AUg.2005 . n/OI $0.00 $300 l,nternalBill I $60.00 " -- I I 04.Aug-2005 ~I ($3780) $0.00 Ipayment - Refuse.081 I $60.00 " I 104.AUg-Z005 ($63 DO) $0.00 I Payment. Sewer.08/0 I $97.80 " - I 67588 I 04.Aug.2005 "'/0 $0.00 ($63.00) l,nternalBill I $16080 " - I 67073 I Og-Jul.Z005 0 $60.00 $60.00 $160.80 " - I 117 .Jun.Z005 C $1.80 $0.00 Penally. Refuse.06/17 $100.80 " "'" '" I 17.Jun.ZOOS C $3.00 $0.00 Penalty. Sewer-06l171 $99.00 " "'" I 65862 '1 17.Jun-200S 0 $0.00 $4.80 InternalBIII $96.00 " I 64893 IOZ.May-2005 0 $96.00 $58. ZO $96.00 " I 19.Apr.200S J~]t~.1 "'" -, $0.00 IUtility Billing paym.0411 $0,00 " "'" I -I 13.Apr-200S fCl $0.6S I $000 Ipenalty - Refuse.04/13I $109.46 " - I I 13.Apr.2005 fc $4,57 $0.00 IPenalty - Sewer.04/13/1 $108.81 " - -I 63611 113.APr.2005=i iQ.Oll. $0.00 InternalBilI $104.24 " "'" l 1 03-Mar.2005 C 91.79) $0.00 Payment. Refuse.031 $104.24 " "'" I -, 03-Mar.2005' C $171,76) $0.00 Payment. Sewer-03/0 $196.03 " - I 62708 I 02.Mar-200S 1 $96.00 $0.00 $367.79 " "'" -, 1'1.Feb-Z005 E $1Z.94 $0.00 lpenally. Refuse-02l11 , $271.79 " "'" -, 59614 -I 11.Feb.2005 . ~ $0.00 $0.00 InternalBIII $258,85 " ".. I 58693 I 04.Jan-ZOOS C $94.00 $0.00 $258.85 " - 1 15-0ec-2004 C $7.85 $0.00 Penally. Refuse-12115 $164.85 " J 115-oec.2004 -fc "'" 57374 $0.00 $0.00 IntemalBIII $157.00 " "'" 1 56426 11Z-Nov-ZOO4 C $94.0 $0.00 $157.00 " - "'" 1 1 14-0ct-2004 C $3.00 $0.00 Penally. Refuse-10/14 $63.00 " - I 55090 I 14-0ct-2004 C $0.00 $0.00 IntemalBIII $60,00 " .... -I 54238 101.Sep.2oo4 C $60.00 $0.00 $60.00 " I '120-Aug-2004 Cj .... ($98.70) $0,00 Utility Billing Paym.08/ $0.00 " I I 19.Aug-2004 JC $4.70 $0.00 I Penalty. Refuse.08119I $98.70 " I 49943 -I 19.Aug.Z004 fc $0.00 $0.00 InternalSiII $94.00 " I 48975 I 14.Jul-Z004 fCl $94.00 $0.00 $94.00 " - I I 06.Jul.Z004 fCl ($3.60) $0.00 IUlilily Billing Paym.07/1 $0.00 " I 02.Jul.2004 fCl /payment. Refuse-071 , - ($75.78) $0.00 $3.60 " - I 02.Jul.2004 fCl ($9494) $0.00 lPayment. Sewer-07/0 I $79.38 " , 01.Jul.2004 fCl $705 $0.00 IPenalty . Refuse-07/011 $174.32 " I 01.Jul.Z004 [CI I /Penalty. Sewer.0710111 -- $125 $0.00 $167.27 " - 44097 I 01.Jul-ZOO4 fCl $000 I $0.00 l,nternal8iU , $166.0Z " 43168 I Z8.Apr.2004 [CI $9400 I $000 I I $16602 " - I jZ8.Jan.Z004 fCl $210 I $0.00 JPenalty - Refuse-01i28 , $7Z.0Z " - I IZ8.Jan.2oo4 fCl $IZ5 I $0.00 IPenally. Sewer.01lZ8/1 $69 92 " - U~.I IlTlI./TlES INe Ken L Rockey 117 Walton 51 Lemoyne PA 17043 Account Number 216-544-5272-15 READ DATE 4/18/2005 2/17/2005 1/19/2005 12/17/2004 11/16/2004 10/18/2004 TOTAL PAYMENTS 06/14/05 03/22/05 02/23/05 01/27/05 01/03/05 TOTAL DUE DATE 7/18/2005 3/16/2005 2/11/2005 1/14/2005 12/13/2005 11/10/2005 178,69 13,28 200,00 27,83 120,00 539,80 7.41 cr 518,54 2,35 539,8 26,32 cr ~: _' ,: f$, :r,: ~:~' \\r'~iir"~'M: C:,;,~ F:,t r~Tj ) ~':x . ~':9 :,- ,j; -:::, :,~ . 9E': -:':,:9 [ '.: : ~:. -':.:~ ~ ~" ,:r,' ."e USAGE TOTAL NET LATE PAYMENT CHARGE 107 17 142 2 82 20 152,53 30,14 182,98 11,05 108,43 33,41 0.14 1,56 0,65 518.54 2,35 balance as of 1 0/20/04 Total Net Bills Late Charges Total Payments Refunded by check 7/14/05 ~ , ~ co , " c_ ry 52 " o ~ o ~ U) ~ c o o u u "" ~ c w " " o u , , , . c w " o . o ~ C1 >- . o , o " u "" " " o o u u "" 'C "'", ; ~ ~ '" ;W~~ CGri(; .11 L rl . ~. = " .q .n CI ~o n ~ c: ~ I ..~ (:' 0.) '--: ~-' c o "' ., " 2 ,. ~ ,. 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'.;;: 0.0 " T ~ w o ,"", I , , , , , "", '" , '" I M , "" .... , , , , 01 0' 0' 0' , , '" , "" '" I 0' , , , , , I , , , , I , I I I I , , , , I , ~, "" , '" , NI u> , , I , I , , ''''~ , "'''' I ,....'" ,....'" , "' u> , I , I , , , ~, c, , , , ~, 0' , , , , , , , , I I , , , , , , , , , 'W C H 0- "'~ "' ,~ [..1,...,f OJ .- ~ o ~ C ~ , , , , , I 0' "" '" , ~I "" ~, , , , 0' 0' 0' 01 , , 0'1 , 0' ~, 0' I I I , , , I , , , I , , I I , , , I , , I .... , N' I '" , N , "" I , , , I , , I~ , 0'1 , '''' '''' " , "' I , I I , , "" D , '- , "" 0' , , , , , , I I , , , , , , , , , 1 , 2i..... I -I--' ~ 1) c: E-<--I ,11 ~,~ $, "'. 0 W'" 0. ~ cO DO o C <'IN ,-, moo M ~ " ~ ~ '" o '0 "I , ~ ,0 , w VERIFICATION The foregoing docwnent is based upon information which has been gathered by my cOlmsel in the preparation ofthe lawsuit. The language ofthe document is that of counsel and not my O\\TI, I have read the docllment and to the extent that it is based upon information which I have given to my counsel, it is true and correct to the best of my knowledge, information and belief. To the extent that the content of the document is that of counsel, I have relied upon counsel in making this verification, This statement and verification are made subject to the penalties of 18 Pa, C ,S. Section 4904 relating to unsworn falsification to authorities, which provides that in make knowingly false averments, I may be subject to criminal penalties, ~#- Kenneth Rockey CERTIFICATE OF SERVICE I, Ami J. Thurnma, an authorized agent of MARTS ON DEARDORFF WILLIAMS & OTTO, hereby certify that a copy ofthe foregoing Answer was served this date by depositing same in the Post Office at Carlisle, P A, first class mail, postage prepaid, addressed as follows: Samuel L. Andes, Esquire 525 North Twelfth Street P,O. Box 168 Lemoyne, P A 17043 MARTSON DEARDORFF WILLIAMS & OTTO By (111\A~ ~Hll,d AmiJ. Th ma 10 East High Street Carlisle, P A 17013 (717) 243-3341 Date: April 18, 2006 II I' GRACE BONNIE NEFF, ) IN THE COURT OF COMMON PLEAS Plaintiff ) OF CUMBERLAND COUNTY, ) PENNSYLVANIA vs. ) ) KENNETH ROCKEY, ) CIVIL ACTION - LAW Defendant ) ) vs, ) QUIET TITLE ) STEVE C. NICHOLAS, ) NO, 2006-148 CIVIL TERM Defendant ) PLAINTIFF'S REPLY TO THE COUNTERCLAIM OF DEFENDANT KENNETH ROCKEY AND NOW comes the above-named Plaintiff, by her attorney, Samuel L. Andes, and makes the following Reply to the Counterclaim of the Defendant Kenneth Rockey: 11, No answer required, To the extent that any factual response is deemed necessary or appropriate, Plaintiff incorporates herein the averments set out in her original complaint. 12. Admitted, 13. Admitted, 14. Admitted with clarification, One of the checks with which Rockey made payment bounced and was never made good, By way of further answer, Plaintiff states that Rockey or his wife occupied the property until October of 2004 without making any payments pursuant to the agreement during that time, 15, Denied. The discussions between the parties in June of 2004 involved Rockey's wife who still occupied the property, and continued to occupy it through October of that year, Rockey's offer to continue to pay utilities and other expenses at the home until Plaintiff returned to take possession of it, and the fact that Rockey was no longer able or willing to make payments on the installment sales agreement. There was never any discussion involving the refund of $10,000.00 to Rockey, II 16. Admitted. By way of further answer, Plaintiff states that, during that time, Rockey and/or his wife occupied the property without making those payments, 17, Admitted, Rockey made those payments, however, because he and or his wife continued to occupy the property through the end of October of that year and Rockey continued to store his possessions in the property thereafter. Plaintiff agreed to allow Rockey that limited occupancy and use of the property in exchange for his making payment of insurance, utilities, and other expenses, In addition to paying those expenses, Rockey was to vacate the property, remove his possessions from it, and leave it in a clean condition so that Plaintiff could take possession of it in April of 2005, Rockey failed to perform those obligations. 18. It is admitted that the documents attached as Exhibit A to Rockey's Answer indicate payments made. Whether those payments were all made by Rockey and whether he was refunded any portion of those payments or not, however, is not known to Plaintiff because that information is within the exclusive control of Rockey and so Plaintiff denies Rockey's claim that he made these payments in full and the implication that he did not receive any portion of those payments back, and demands proof thereof at trial. The averments set forth in the preceding paragraphs of this Reply are incorporated herein, 19. Although Plaintiff is aware that Rockey signed a quit claim deed and believes that was signed at the office of Steve Nicholas, she is not precisely aware of when, where, or how that deed was signed because that information is within the exclusive possession of Rockey and Mr, Nicholas and so she denies the same and demands proof thereof at trial. 20. Although Plaintiff cannot answer averments as to what Rockey believes, she acknowledges that the transactions between the parties, including the quit claim deed, notices issued to Rockey by Mr, Nicholas, and communications from Plaintiff to Rockey terminated the agreement as a result of Rockey's violation and breach of the agreement by failing and refusing to make the payments due, II COUNT I 21, No answer required, To the extent that a factual response is required or appropriate, Plaintiff incorporates herein by reference the averments made in her original complaint and the averments set out in the foregoing portions of this Reply, 22, Denied as stated, Although it is admitted that Rockey obtained an equitable interest in the property as a result of the agreement he signed and the payments he made, Plaintiff states that any equitable interest he acquired in the property was terminated when he breached the agreement and failed to cure his default. Rockey has admitted as much in the statements made in Paragraph 20 of his counterclaim, 23. Denied. Plaintiff at the present time is unable to determine the amount of principal that Rockey paid on the installment sales agreement because she does not have information as to the precise amount and date of the payments Rockey made. Because that information is within the exclusive control of Rockey, she denies these averments and demands proof thereof at trial. Plaintiff denies that Defendant gained any equity in the property as a result of any principal payments he made on the debt, because he defaulted n the agreement and, thereby, lost any equitable interest in the property, 24. Admitted, By way of further answer, the averments set out in Paragraph 23 above are incorporated herein by reference. 25, Denied. Plaintiff does not know what expenses Rockey paid for homeowners insurance or utilities, because that information is within the exclusive possession of Rockey and so Plaintiff denies the same and demands proof thereof at trial. 26, Denied, Rockey forfeited and lost any equitable interest he obtained in the property by virtue of the agreement between Plaintiff and Rockey when he breached the contract, failed to cure his breach, and acknowledged the termination of the contract by executing and delivering the quit claim deed, Moreover, Rockey occupied the property for approximately three and a half years, during which he enjoyed the exclusive occupancy, use and benefit of the property, As a result of both of these matters, Rockey has no equity in the property and is not entitled to compensation for any payments he made during the time he benefitted from his occupancy of the property, II WHEREFORE, Plaintiff prays that Rockey's counterclaim be dismissed and that judgment be entered in her favor in accordance with her complaint. COUNT II 27, No answer required. To the extent that a factual response is required or appropriate, Plaintiff incorporates herein by reference the averments made in her original complaint and the averments set out in the foregoing portions of this Reply, 28. Denied. Rockey received the benefit of all of the payments he made both because he was obligated to make those payments under the agreement he signed with Plaintiff and because he enjoyed the exclusive occupancy, use, and benefit of the property during the time that he made the payments, 29, Denied, Plaintiff was without the occupancy, use, or benefit of the property for more than three years while Rockey alone enjoyed the occupancy, use, and benefit of the property and, as a result, was not unjustly enriched by the amounts Rockey paid, To the contrary, Rockey, alone, enjoyed the benefit of the payments he made during the time he occupied the property, 30, No answer is required because Paragraph 30 merely states a legal conclusion, and an erroneous one, not a factual averment. To the extent that a factual response is required, Plaintiff incorporates herein the statements set out in the foregoing paragraphs of this Reply, WHEREFORE, Plaintiff prays that Rockey's counterclaim be dismissed and that judgment be entered in her favor in accordance with her complaint, PLAINTIFF'S REPLY TO CROSS CLAIM OF DEFENDANT KENNETH ROCKEY AGAINST STEVE C. NICHOLAS 31, No answer required. To the extent that a factual response is required or appropriate, Plaintiff incorporates herein by reference the averments made in her original complaint and the averments set out in the foregoing portions of this Reply, II i 32, Plaintiff admits that Mr, Nicholas is an attorney with offices at the address listed, She denies that Rockey is validly asserting any claim against Mr, Nicholas, 33. Admitted, 34. Plaintiff does not know the date the quit claim deed was prepared but believes it was prepared by Mr. Nicholas, 35, Denied, Plaintiff has no knowledge about the communications between Mr, Nicholas and Rockey because she was not party to those communications and information about them is now within the possession of adverse, or potentially adverse, parties, Accordingly, she denies the averments in Paragraph 35 and demands proof thereof at trial. 36. Denied for the same reasons set forth in the Reply to Paragraph 35 above. Plaintiff states, by way of further answer, that Rockey does not have a right to receive any refund or other payment and was not entitled to any refund of equity under the law, 37, Denied for the same reasons set forth in the Reply to Paragraph 35 above, 38. Denied for the same reasons set forth in the Reply to Paragraph 35 above, Way of further answer, Plaintiff states that her attorney prepared and sent to Rockey, on or about 7 November 2005, a termination waiver and release document and a request that he sign and return that document to avoid the trouble for everyone of a quite title action, Attached hereto, and marked as PLAINTIFF'S REPLY EXHIBIT - 1, is a copy of the termination waiver and release and the letter with which it was mailed to Rockey in November of 2005, 39, No answer required because the statements in Paragraph 39 of Rockey's Cross Claim state a conclusion of law and are not factual averments, To the extent that a factual response is required, Plaintiff denies that Mr, Nicholas is responsible for payment of fees or costs or damages incurred and created solely by Rockey and his violation of the agreement with Plaintiff, 40. No answer is required because the statements in Paragraph 40 state a conclusion of law and are not averments of fact, To the extent that a factual response is required, Plaintiff states that Rockey had no right of reimbursement to which Mr, Nicholas, or anyone else, was obligated to advise him, II II i WHEREFORE, Plaintiff prays this court to dismiss Rockey's Cross Claim against Steve C, Nicholas and to enter judgment in favor of the Plaintiff in accordance with her original complaint. ~jJ.J;.. Attorney for Plaintiff Supreme Court 10 17225 525 North 12th Street Lemoyne, PA 17043 (717) 761-5361 I verify that the statements made in this document are true and correct. I understand that any false statements in this document are subject to the penalties of 18 Pa, C.S, 4904 (unsworn falsification to authorities), DATE: f,jg /Of ~Jf~ GRACE BONNIE NEF II . ' PLAINTIFF'S REPLY EXHIBIT - 1 SAMUEL L. ANDES ATTORNEY AT LAW 525 NORTH TWELFTH STREET P. Q. BOX J68 LEMOYNE,PENNSYLVANlA17043 TELEPHONE (717) 761-5361 p= (n7\ 761-14:)5 7 November 2005 Mr. Kenneth Rocky 103 Dawn Drive Carlisle, P A 17013 Dear Mr. Rocky: I represent Grace Bonnie Neff with whom you entered into an agreement in October 01 2001 to purchase her residence at 117 Walton Street in Lemoyne. You eventually defaulted on that agreement by failing to make payments and I write now to resolve the status of that agreement and the property. You signed a Quit Claim Deed in 2004 to return the property to Mrs. Neff. However, to make it clear that you have released any rights you acquired to the property as a result of the installment sales agreement, we need to file something in the courthouse other than the Quit Claim Deed or I will have to file an action with the court to have it formally declare that you have no rights in the property, The simplest way to do that, obviously, is for both of you to sign a document releasing any rights or claims against the other, or to the property, arising out of that agreement. I have prepared such a document and I enclose it. If you will take it to a notary public, sign it, and return a notarized copy to me, I will have Mrs, Neff do the same and then record it at the courthouse, That will end the matter completely. If you will not do that, 1 will have no choice but to file a formal Quiet Title action against you to clear this matter up. That will only involve a good bit of expense and trouble for you and I would like to avoid that for everyone, If you have any questions about this, you may want to consult an attorney. Otherwise, please get the enclosed document signed and notarized, keep the extra copy for your files, and then return the document to me in the enclosed envelope, If I do not hear from you, or an attorney on your behalf, within two weeks, I will assume that you are not going to cooperate and I will then commence legal action against you to protect my client's rights. Please help us avoid that. Sincerely, Samuel L. Andes amh / Enclosures cc: Ms, Grace Bonnie Neff x. TERMINA nON WAIVER AND RELEASE WITNESSETH, the parties executing this Termination Waiver and Release were parties to an installment sales contract dated 11 October 2001 which was thereafter recorded in the Recorder of Deeds Office in and for Cumberland County, Pennsylvania, in Deed Book 681 at Page 3743 and, after the agreement was signed, Kenneth Rocky, the purchaser under the agreement, defaulted by failing to make the payments and the parties now wish to terminate that agreement, waive their claims against each other, and release the other party from those claims and wish to have those actions reduced to writing, NOW, THEREFORE, in consideration of the above recitals and of the mutual covenants hereinafter set forth and intending to be legally bound and to legally bind their heirs, successors, and assigns hereby, the parties do hereby covenant, promise, and agree as follows: 1, Both parties hereby terminate the installment stales agreement between them dated 11 October 2001 and recorded as described above, 2, Each of the parties does hereby waive, release, relinquish, and terminate absolutely any rights they may have against the other as a result of the installment sales contract and hereby releases the other party from any further obligation thereunder. 3, The parties acknowledge that title to the property which was the subject of that agreement, which is a residence known and numbered as 117 Walton Street in Lemoyne, Cumberland County, Pennsylvania, which is rnore particularly bounded and described on Exhibit A, has been returned to Grace Bonnie Neff and Kenneth Rocky does hereby waive, release, relinquish and terminate absolutely any interest in or claim to that property. IN WITNESS WHEREOF the parties hereto have set their hands and seals this day of 2005. Witness GRACE BONNIE NEFF Witness KENNETH ROCKY II II !ICOMMONWEALTH OF PENN5YL VANIA II I!COUNTY OF CUMBERLAND I' I' ,I II On this, the day of ,2005, before me, a Notary i!Public, the undersigned officer, personally appeared GRACE BONNIE NEFF known to me (or Illsatisfactory proven) to be the person whose name is subscribed to the within instrument, and I acknowledge that said person executed the sarne for the purposes therein contained, II IN WITNE55 WHEREOF, I hereunto set my hand and official seal. .1 Ii Ii Ii if I' Ii Ii II , COMMONWEALTH OF PENN5YL VANIA ) (55.: ) Notary Public. ) (55.: ) , I I COUNTY OF CUMBERLAND I Ii On this, the day of ,2005, before me, a Notary [Public, the undersigned officer, personally appeared KENNETH ROCKY known to me (or satisfactory proven) to be the person whose name is subscribed to the within instrument, and I acknowledge that said person executed the same for the purposes therein contained, ! IN WITNE55 WHEREOF, I hereunto set my hand and official seal. Notary Public, I I I , EXHIBIT A ALL THOSE CERTAIN tracts or parcels ofland situate in the Borough of Lemoyne, County of Cumberland and Commonwealth ofPeIUlsylvarua, bounded and described as follows, to wit: TRACT NO, 1: BEGINNING at the northeast corner of Warren and Walton Streets; thence eastwardly along the northern side of Walton Street, 60 feet to a point; thence northwardly on a line parallel with Warren Street, 100 feet to a point; thence westwardly at right angles with Warren Street, 60 feet to the eastern side of Warren Street; and thence southwardly along Warren Street, 100 feet to the place of BEGINNING, HAVING THEREON ERECTED a dwelling house known as No. 117 Walton Street, Lemoyne, Pennsylvania 17043. BEING Lot No. 439 on a Plan of Lots laid out for R.R. Baugher, known as Replat of the Walton Quarry Plot. UNDER AND SUBJECT to easements, restrictions, rights-of-way or other matters of prior record. BEING THE SAME PREMISES WHICH John Neff and Grace Bonnie Neff, husband and wife, by their Deed dated October 19, 1994 and recorded January 11, 1995 in the Office of the Recorder of Deeds of Cumberland County, Pennsylvania, in Deed Book 117, Page 476, transferred and conveyed unto John Neff. TRACT NO. 2: BEGINNING at the northeast corner of Warren and Walton Streets; thence northwardly along the eastern side of Warren Street, 100 feet to a point; thence westwardly 15 feet to a point in the center of a proposed street known as Warren Street; thence southwardly 100 feet to a point on the north side of Walton Street; thence eastwardly 15 feet to the southwest corner of 201 Walton Street, the place of BEGINNING. SHERIFF'S RETURN - OUT OF COUNTY ..,,, . CASE NO: 2006-00148 P COMMONWEALTH OF PENNSYLVANIA: COUNTY OF CUMBERLAND NEFF GRACE BONNIE VS ROCKY KENNETH R, Thomas Kline , Sheriff or Deputy Sheriff who being duly sworn according to law, says, that he made a diligent search and and inquiry for the within named ADD'TL DEFEND , to wit: NICHOLAS STEVE C but was unable to locate Him in his bailiwick, He therefore deputized the sheriff of DAUPHIN County, Pennsylvania, to serve the within COMPLAINT -QUIET TITLE PLAINTIFF'S COMPLAINT, COUNTERCLAIM AND CROSSCLAIM On February 17th, 2006 , this office was in receipt of the DEF~NDANT'S ANSWER TO attached return from DAUPHIN Sheriff's Costs: Docketing Out of County Surcharge Dep Dauphin County Postage 18,00 9.00 10.00 37,25 ,39 74,64 02/17/2006 MDW&O .. ..7 So a~nsw- -'.".--v '?""::.=------..::.-- ~.....~~..~~ ~ . . /../. /~~~ ".<Co";' :.:--.~._.,--,- R, Thomas Kline Sheriff of Cumberland County Sworn and subscribed to before me this .:lP ,1aoL... day of .=1,J",u"j -In The Court of Common Pleas of Cumberland County, Pennsylvan:ia Grace Bonnie Neff VS Kenneth Rockey VS, Steve C. Nicholas \ No. 06-148 civil Now, Feb~ 7. 2006 , I, SHERIFF OF CUMBERLAND COUNTY, P A, do hereby deputize the Sheriff of Dauphin County to execute this Writ, this deputation being made at the request and risk of the Plaintiff. .- ;"~ J~~ Sheriff of Cumberland County, P A Affidavit of Service Now, ,20-, at 0' clock M, served the within upon at by handing to a copy of the original and made lmown to the contents thereof, So answers, Sheriff of County, PA Sworn and subscribed before me this _ day of ,20_ , COSTS SERVICE . MILEAGE AFFIDAVIT $ $ @ttitt of tlp~ ~1rpriff Mary Jane Snyder Real Estate Deputy William T, Tully Solicitor Charles E, Sheaffer Chief Deputy Michael W, Rinehart Assistant Chief Deputy Dauphin County Harrisburg, Pennsylvania 17101 ph: (717) 780-6590 fax: (717) 255-2889 Jack Lotwick Sheriff Commonwealth of Pennsylvania County of Dauphin NEFF GRACE BONNIE vs Sheriff's Return NICHOLAS STEVE C ESQUIRE No, 0226-T - -2006 OTHER COUNTY NO, 06-148 AND NOW:February 14,2006 at 10:37AMserved the within DEFT'S ANSWER TO PLA COMPLAINT COUNTERCL upon NICHOLAS STEVE C ESQUIRE by personally handing to STEVE C NICHOLAS ESQ DEFT 1 true attested copy(ies) of the original DEFT'S ANSWER TO PLA COMPLAINT COUNTERCL and making known to him/her the contents thereof at Sworn and subscribed to before me this 14TH day of FEBRUARY, 2006 ~A/ NOTARIAL SEAL MARY JANE SNYDER, Notary Public Highspire, Dauphin County My Commission Expires Sept. I, 2006 NORTHWOOD OFFICE CENTER 2215 FOREST HILLS DR - SUITE 37 HBG, PA 17112-0000 So Answers, JR~ :~rHf ~:y. " Deputy Sheriff Sheriff's Costs: $37.25 PD 02/09/2006 RCPT NO 214730 Pa, GM \ 051.17/2006 WED 15:46 65/17/2006 03:38 FAX 717 540 3434 McKissock & Hoffman, PC I4i 0021003 717-243-1850 MDW&O PAGE 02/03 Edwin A,D, Schwartz, Esquire Attorney LD. Number 75902 McKISSOCK & HOFFMAN, P.e. 2040 Linglestown'Road, Suite 302 Harrisburg, PA 17110 (717) 540-3400, ex\. 24 GRACE BONNIE NEFF, Plaintiff IN THE COURT OF COMMON PlEAS OF CUMBERLAND COUNTY, PENNSYLVANIA v, Defendant NO,: 2006-148 C1VlL crvll. ACTION - LAW KENNETH ROCKEY, v, STEVE C, NICHOLAS, QUlET TITLE Defendant STIPULATION AND.NOW comes Samuel L. Andes, Esquire, as cOUllllel for Plaintiff, Grace Bonnie Neff; and Hillary A, Dean, Esquire, as counsel for Defendant, Kenneth Rockey; .and Edwin AD, Schwartz, Esquire, as counsel for Additional Defendant, Steve C, Nicliolas, who on behalf of their respective clients hereby agree and stipulate to the following: 1. The crossclaim asserted by Defendant, Kenneth Rockey, against Steve C. Nicholas in Defendant's Answer to Plaintiff's Complaint, Counterclaim and Crossclaim as filed with the Prothonotary pf Cumberland County on February 6, 2006 is hereby . withdrawn with prejudice, It is further agreed that any and all claims against Steve C, Nicholas by either of the parties are hereby waived and dismissed with prejudice, 2, Defendant, Kenneth Rockey, is pennitted twenty (20) days from the date of filing of this Stipulation to file an Amended Answer and New Matter to the Complaint filed by Plaintiff, Grace Bonnie Neff, 1! 05/17/2006 03:38 717-243-1850 MDW & 0 Ii!J 003/003 PAGE 03/03 05/17/2006 WED 15:46 FAX 717 540 3434 McKissack & Hoffman. PC . 3. The PIeliminary Objections of Additional Defendant, Steve C. Nicholas, to Defendant, Kenneth Rockey's, Crossclaim will be withdrawn, via Praecipe within ten (10) days of the filing of this Stipulation, Respectfully submitted, ~ Samuel L. Andes, Esq, Attorney 10. No.: 17225 525 North Twelfth Street P,O. Box 168 Lemoyne, PA 17043 (Couns~l for Plaintiff) ary A,D Attorney LO, ,: 92878 Ten East High Street Carlisle, PA 17013 (CoWl8~lfor Defendant) Oate;2.( M7t~c.b.. zc:o:" Oate:~~ Edwin A,O, Schwartz, McKissack & Hoffnian, .C, Attorney ID, No,; 75902 2040 Linglestown Road Suite 302 Harrisburg, PA 17110 (717) 540-3400 Attorneys fo( Additional Defendant, Steve C, Nicholas, Esquire Date: /7 ~7 o{:. (') ~; .~ d~!F ".:- ;~~ ~,~:: ~::.. ~~~, ;:=, j;; ~~ ::2 I ~ """ a" % ::P'~ -: ~ ~,~ rtp -err'. oilY ''::'0 ~~T", ;~2-5 ....:..rn ~ ~ cD -u :% N .. ..,.. .. .. Edwin A.D, Schwartz, Esquire Attorney LD, Number 75902 McKISSOCK & HOFFMAN, P,C, 2040 Linglestown Road; Suite 302 Harrisburg, PA 17110 (717) 540-3400, ex!. 24 Plaintiff IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA GRACE BONNIE NEFF, v, KENNETH ROCKEY, NO,: 2006-148 CIVIL Defendant Defendant CNIL ACTION - LAW I QUIET TITLE PRAECIPE v, STEVE C, NICHOLAS, To the Prothonotary: Kindly withdraw and strike the Preliminary Objections of Additional Defendant, Steve C, Nicholas to Defendant, Kenneth Rockey's Cross Claim in the above-referenced matter. The request to withdraw and strike the Preliminary Objections are based upon the filing of the Stipulation of all counsel as filed with the Prothonotary on May 18,2006, McKissock & Hoffman, P,C, BY~~~~ Edwin A,D, Schw z quire LD, No,: 75902 2040 Linglestown Road Suite 302 Harrisburg, PA 17110 (717) 540-3400 Date: ......-3 .___-J/ <::>~ / Attorneys for Additional Defendant " . CERTIFICATE OF SERVICE I hereby certify that I am this day serving a copy of the foregoing Praecipe upon the person(s) and in the manner indicated below, which service satisfies the requirements of the Pennsylvania Rules of Civil Procedure, by depositing a copy of same in the United States Mail, first-class postage prepaid, addressed as follows: Samuel L. Andes, Esq, 525 North Twelfth Street P,O, Box 168 Lemoyne, PA 17043 (Counsel for Plaintiff) Hillary A, Dean" Esq, Ten East High Street Carlisle, PA 17013 (Counsel for Defendant) McKissock & Hoffman, p,c. BY:~~ Edwin A,D. Sch Identification No.: 902 2040 Linglestown Road Suite 302 Harrisburg, P A 17110 (717) 540-3400 . Dated: 'Z:3 --;'V 0 Co Attorneys for Additional Defendant, Steve C, Nicholas - , () "" c = 0 C:? "':-~~ 0'" -n ( Z 1"1"1 l' "'" -< rT1-~ .-- N -oiTl ..,.. ~IJC? -:-~C) -0 ::;r; '" C) Si f);' Om -I N 5'J -.J -< PRAECIPE FOR USTING CASE FOR TRIAL TO THE PROTHONOTARY OF CUMBERLAND COUNTY Please list the following case: ( ) (xxxx ) for JURY trial at the next term of civil court. for trial without a jury. (' 'n :-;:l (xxxx ) ( ) (xxxx ) Civil Action - Law Appeal from Atbitratioo Quite Title Action GRACE BONNIE NEFF, Plaintiff The trial list will be called on ~ / A:', and N / A . . Trials commence on N / A. vs. Pretrials will be held on N / A (Briefs are due 5 days before pretrials). KENNETIi ROCKEY, Defendant (The party listing this case for trial shall provide forthwith a copy of the praecipe to all counsel, pursuant to local Rule 214.1). No. 2006 - 148 Civil Indicate the attorney who will try case for the party who files this praecipe: Samuel L. Andes, Esquire 525 North 12th Street, Lemoyne, PA 17043 Indicate trial counsel for other parties if known: Hillary A Dean, Esquire 10 East High Street, Carlisle, PA 17013 This case is ready for trial. ,~ Samuel L. An e~ . Attorney for Plaintiff 7 July 2006 ..I :.:, c,~~ f'\.: ~ .,. GRACE BONNIE NEFF, PLAINTIFF : IN THE COURT OF COMMON PLEAS OF : CUMBERLAND COUNTY, PENNSYLVANIA V, KENNETH ROCKEY, DEFENDANT : 06-0148 CIVIL ORDER OF COURT AND NOW, this 17th day of July 2006, the non-jury trial in the above referenced case has been assigned to this Court, Prior to setting an actual trial date IT IS HEREBY ORDERED AND DIRECTED that the parties in this case file a pre-trial memorandum with the Court on or before August 7,2006 in the following format: I. A concise statement of factual issues to be decided at trial. II, A list of witnesses the party intends to call at trial along with a concise statement of their anticipated testimony, III, A list of all exhibits each party anticipates presenting at trial. IV, A statement of any legal issues each party anticipates being raised at trial along with copies of any cases which may be relevant to resolution of the stated issue, V, An estimate of the anticipated time needed for the party to present its case, Upon receipt and review of these memorandums, the Court will set a trial date for this case, By the Court, M~~L,~ ~ :{tJ ~\ C) "/: Sf.: ::8 !;i} 'I Tir r1'i7 J... I.; "ii..;.".... Ill, ,.. ^Uc'~._~...i \ \ t' ~ Samuel L. Andes, Esquire Attorney for Plaintiff Hillary A. Dean, Esquire Attorney for Defendant Court Administrator ~ ~t~ bas GRACE BONNIE NEFF, PLAINTIFF V, : IN THE COURT OF COMMON PLEAS OF : CUMBERLAND COUNTY, PENNSYLVANIA KENNETH ROCKEY, DEFENDANT : 06-0148 CIVIL ORDER OF COURT AND NOW, this 9th day of August, 2006, the non-jury trial in the above referenced case will be held on Friday, October 20,2006 at 9:30 a,m. in Courtroom No, 5 of the Cumberland County Courthouse, Carlisle, Pennsylvania, By the Court, ~k M, L, Ebert, Jr., ~muel L, Andes, Esquire Attorney for Plaintiff ,A;lIary A. Dean, Esquire Attorney for Defendant ~ p;DV ~\j o Court Administrator Cot!5-r\flrolo bas ~- -=;,. JJN~~~~~~j~ 9 I :01 WV 6- SOV ~OOZ AliV'lGNOH10l:Jd 3H1 :l0 ~1:!:lo-a3'1:l GRACE BONNIE NEFF, Plaintiff IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA V. KENNETH ROCKEY, Defendant CIVIL ACTION - LAW NO. 06-0148 CIVIL TERM ORDER OF COURT AND NOW, this 20th day of October, 2006, after trial in this matter based on the stipulation of the parties and after argument, it is hereby ordered and directed that the parties shall submit proposed findings of fact to the Court on or before the close of business Friday, November 3rd, 2006. By the Court, -\.~ Ebert, Jr., J. ~uel L. Andes, Esquire For the Plaintiff ~lary For the :lfh -\ \iH'~\f,lrl!SNN3d I \ ~ WI-. ,. '\ ....' "."'. '"'. Wr'V'''I /UJ''l11 jl,./. I -:. ,<.~H ~jf~ IV L S :6 \.IV f;Z 1::10900l AU\,./ll-" .'" , . ,"" 'd 3H1 :10 .QV. ~f\!\..)ft~0~ .". 3;)l:HO-031\j GRACE BONNIE NEFF, Plaintiff IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA V. KENNETH ROCKY, Defendant CIVIL ACTION - LAW NO. 2006-148 CIVIL TERM IN RE: TRANSCRIPT OF PROCEEDINGS Proceedings held before the HONORABLE M. L. EBERT, JR., J. Cumberland County Courthouse, Carlisle, Pennsylvania on Friday, October 20, 2006, commencing at 9:30 a.m. in Courtroom Number Five APPEARANCES: Samuel L. Andes, Esquire For the Plaintiff Hillary A. Dean, Esquire For the Defendant ORIGINAL 1 (Whereupon, Plaintiff's Exhibit Nos. 1, 2, 2 and 3 were marked for identification.) 3 (Whereupon, Defendant Exhibit Nos. 1 and 2 4 were marked for identification.) 5 THE COURT: This is the time and place for 6 Neff versus Rocky, a non-jury trial. 7 MR. ANDES: Yes, Your Honor. 8 THE COURT: Parties ready to proceed? 9 MR. ANDES: We are, and with your indulgence 10 I think we have agreed -- I know we have agreed to submit 11 the case on a set of stipulated facts. If I may, I will 12 recite them, and Ms. Dean will correct me if I go astray. 13 As you are aware, this is a matter involving an 14 installment sales agreement for the purchase by the 15 Defendant and the sale by the Plaintiff of real estate in 16 Lemoyne. 17 We have agreed that the document marked as 18 Plaintiff's Exhibit 1 is a true and accurate copy of the 19 installment sales agreement which both parties signed and 20 which is valid. 21 We have agreed that the document marked as 22 Plaintiff's Exhibit 2 is a true and correct copy of a quit 23 claim deed executed by Mr. Rocky in October of 2004 but not 24 recorded for some time thereafter, specifically on November 25 3rd of 2005. We have agreed that's a valid deed. 2 1 Plaintiff's Exhibit No.3 is a letter that I sent 2 to Mr. Rocky dated the 7th of November, 2005, with a release 3 that I asked him to sign releasing any claims under the 4 installment sales agreement marked as Plaintiff's Exhibit 1. 5 THE COURT: That was November the 7th? 6 MR. ANDES: Yes, of 2005. We have also 7 agreed that if called to testify, the Plaintiff would 8 testify that Mr. Rocky -- I'm sorry. The parties have 9 further agreed and stipulated that Mr. Rocky was in 10 possession of the property from October of 2001 through 11 November of 2004 and during that time he made a down payment 12 as required by the agreement of $10,000.00, and he made 31 13 payments of principal and interest of $643.70. Those were 14 the monthly installments of principal and interest. 15 And that he, in addition to that, for the same 31 16 months made payments of $115.82, which was an escrow 17 arrangement for the payment of real estate taxes and 18 homeowner's insurance, and that from those funds the 19 Plaintiff paid the real estate taxes and homeowner's 20 insurance. 21 Mr. Rocky vacated the property in November of '04. 22 His last payment was made in May of '04, but after he 23 vacated or -- strike that. After May he would testify that 24 he paid an additional $1,483.00 for electric service and 25 homeowner's insurance for the property for the period from 3 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 May of '04 until April of '05, and his Exhibit No.1 are copies of checks and a copy of a bill summary from PP&L. We have agreed that would be admitted as an exhibit although my client does not acknowledge she has any liability to reimburse him for those expenses. Defendant's Exhibit No.2 is an amortization schedule for the principal balance due under the installment sales agreement at the interest rate and with the payment terms set out in the agreement, and we have agreed the parties have agreed that Defendant's Exhibit 2 may be entered as an exhibit. The Defendant, I understand, will contend that he should be reimbursed some portion of the principal that he paid or all of the principal that he paid, and we do not acknowledge or agree that he's owed that money but that may be entered as an exhibit subject to my client's defense of it. We have also agreed that if my client were called to testify, she would testify that upon her regaining possession of the property in the spring of 2005, there were damages to the property as follows: There was a roof leak and damage to downspouts that had caused water to leak into the second floor -- I'm sorry, leak into the living room area near the fireplace which damaged the plaster on the walls and the ceiling and 4 1 the stone face on the fireplace. 2 There was a solar panel tank in a rear porch area 3 that leaked and caused extensive damage to the floor and 4 caused mold problems. The carpet throughout the first 5 floor, but in particular in the living room area, was 6 damaged by a dog, was not damaged when my client entered 7 into the agreement with the Defendant. 8 When she moved back in, it was extensivley damaged 9 as were the vertical blinds in the living room, and those 10 items required replacement. My client would testify that 11 the total cost to affect the repair of these items is 12 $7,287.00. 13 The Defendant stipulates that that would be my 14 client's testimony although he does not stipulate that he 15 owes that money. Is that a fair statement of our 16 stipulation? 17 MS. DEAN: The only thing I would add, Your 18 Honor, is that the estimate or the amount of $1,483.55 is 19 not just for PP&L and homeowner's insurance, that also 20 21 22 23 24 25 includes UGI, sewer and trash, and water which those exhibits are in -- all in that packet. THE COURT: And that's Defendant's Exhibit No. I? MS. DEAN: Correct. MR. ANDES: So utilities and homeowner's 5 1 insurance for that period of time -- 2 MS. DEAN: Is all included in May. 3 MR. ANDES: May of '04 until sometime in 4 April of '05. And with that, Your Honor, unless you feel 5 the necessity of any factual questions you would like us to 6 address, we're willing to allow that to be the record in the 7 case. 8 We each have some argument to make, and I think 9 the legal issues are probably what -- my position is the 10 legal issues will decide the case. 11 THE COURT: There was some -- I may have 12 improperly, you know, adduced this myself, but I caught 13 something in either the pleadings and/or your briefs, 14 pretrial memorandums, in regard to the fact that there was 15 almost a second contract to agree to terminate the first 16 contract. 17 That, you know, that was the negotiation about the 18 quit claim deed and that really I'm not in breach because I 19 never, A, the Plaintiff never told me, and, B, we really had 20 negotiated the ending of this entire thing, so consequently 21 I'm not in breach and the forfeiture clause that's pretty 22 obvious in Plaintiff's Exhibit No.1 doesn't come into play. 23 I didn't hear -- and that's a major factual dispute. 24 MR. ANDES: We don't have any evidence to 25 that, Your Honor. 6 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 MS. DEAN: That would be Defendant's position, Your Honor. THE COURT: MR. ANDES: But you realize record wise There isn't any evidence of it in the record, that's correct. THE COURT: I'll leave it at that. MR. ANDES: All right. THE COURT: I'm probably going to -- again, I've read this extensively, but I'm probably going to ask you to just layout -- this doesn't seem tremendously lengthy, but probably your proposed findings of fact with regard to this case. I'm not even positive about any more law on this. I mean I'm assuming, Ms. Dean, you're basically relying on that new restatement. It's not new any longer, but the restatement of torts basically saying she shouldn't get a windfall in all of this. And I think, Mr. Andes, you're probably relying on your forfeiture clause in saying there really wasn't any windfall. We're about even with regard to -- even if you accepted, you know, the total amount of payments and now I have damages, and, you know, you had to pay that insurance because he was still in possession of the place, was required to do that under the escrow. So I'm going to ask you then for proposed findings 7 1 of fact with regard to that. I would be happy to hear oral 2 argument, or if you prefer to do it in writing, that's 3 really up to you. 4 MR. ANDES: I am prepared, and I think it may 5 be helpful if we offered some oral argument, and then if 6 there's something you would like us to expand upon we can 7 address that in writing if you would. 8 THE COURT: Everyone is agreed, though, I'm 9 going to ask you for, you know, one through however of your 10 proposed findings of fact, and then based on this record, 11 pursuant to these stipulations, make a decision. 12 Would it be necessary to have those stipulations 13 transcribed, and would you like an opportunity to look at 14 them between you or -- 15 MR. ANDES: I think they're simple enough, 16 Your Honor. 17 MS. DEAN: They're fine. 18 MR. ANDES: We wrote them down even. 19 THE COURT: Okay. Great. All right. Ms. 20 Dean. 21 MS. DEAN: Your Honor, it is Defendant's 22 position in this case that there was no breach of the 23 contract; however, we will be laying that out in our 24 proposed findings of fact. 25 However, Defendant's argument would be that even 8 1 if it were to be found that he was in default of the 2 contract and in breach, that the Plaintiff would not be 3 entitled to receive a windfall in this case. 4 Mr. Rocky lived in the home from October 2001 5 through -- or his wife through November of 2004, which is 6 about three and a half years. At that time he put down 7 $10,000.00 towards the purchase price of the home, and the 8 exhibit 2, Defendant's Exhibit 2, shows that those payments 9 that were made to him from November of 2001 through May of 10 2004, so that he had put down about $876.22 as principal, 11 towards the principal purchase price of the property. 12 We're looking at about, you know, $18,000.00 there 13 plus the other part -- portion of the payment that had gone 14 to interest. The, you know, essential restatement does 15 state that, you know, even if a party is in breach, the 16 opposing party or the non-breaching party should not receive 17 a windfall. 18 And in this case Mrs. Neff would be unjustly 19 enriched by the retention of the $10,000.00 as well as the 20 principal purchase price which would be money he paid in 21 principal, not the interest, but the principal, the $876.22. 22 Furthermore, after Mr. Rocky and his wife did 23 leave the premises altogether -- they signed the quit claim 24 deed in October of 2004 -- Mr. Rocky continued to make 25 payments of the utilities, the homeowner's insurance, as 9 1 well as UGI, water bills, and that amount as we stipulated 2 to was $1,483.55. 3 Again, Mr. Rocky's position is that even if he 4 were in breach of the contract, which at all times he 5 maintains he is not, should Mrs. Neff be permitted to keep 6 those portions of his purchase price, she would be unjustly 7 enriched. 8 Further, I would like to state I believe that 9 there is going to be some argument about some damages to the 10 premises; however, I would like to note that Plaintiff's 11 complaint does not anywhere state that the premises were 12 damaged at any time that Mr. Rocky was in occupation of the 13 property. 14 The action simply in quiet title and from our 15 understanding the Plaintiff only was seeking something else 16 besides a quiet -- a quit claim deed to be signed to 17 terminate any rights that Mr. Rocky had in the property. 18 At all times Mr. Rocky's position is that when he 19 signed a quit claim deed, he felt that did terminate the 20 contract and the reason that the quit claim deed was not 21 immediately filed -- it was filed a year later -- was as we 22 will show in our proposed findings of fact because Mr. Rocky 23 was to be paid his $10,000.00 down money, and if he were to 24 get up and testify he would say Mrs. Neff was buying the 25 property back from him. 10 1 Again, while there isn't a huge expanse of cases 2 on this matter, there is case law to suggest that even if it 3 were to be found that Mr. Rocky is in default or was in 4 breach, he is still entitled to portions of the principal 5 purchase price of the property. 6 The other amounts would be fair to say that those 7 would be considered rents for the time that he occupied the 8 property if it were -- he would not be claiming those 9 amounts. Other than that, I believe that that would be our 10 position at this time. 11 MR. ANDES: Well, Your Honor, first of all 12 there is no testimony -- there's no evidence about any 13 agreement to modify or reform this contract, and for there 14 to be a reformation there would have to be a subsequent 15 agreement which would require consideration, and there's 16 nothing in the record to support that. 17 What we have is an installment sales agreement. 18 We have a default, and we have a continuing occupancy after 19 the default for some period of time. We acknowledge 20 payments were made pursuant to the installment sales 21 agreement, a $10,000.00 down payment, a $643.70 of principal 22 and interest as agreed, plus an amount to reimburse my 23 client the homeowner's insurance and real estate taxes that 24 she was required to pay and, in fact, did pay. 25 The case law that Ms. Dean refers to, and she 11 1 referred to them in her pretrial memorandum, consist, number 2 one, of a case by this Court, by Judge Bayley in 1984, I 3 believe, in which he found that in the absence of a 4 forfeiture clause, there could be restitution, but he made 5 it very clear that in the absence of that -- that is only in 6 the absence of a forfeiture clause. 7 The other case that she cited and frankly the only 8 case that I can find that departs from the cornmon law on 9 this point is Lancelloti versus Thomas, which was decided in 10 1985, in which the Superior Court adopted the restatement of 11 restitution and said that if there is a disporportionate 12 benefit to the seller, the buyer may recover the 13 disproportionate benefit. 14 Now, in doing so, that case -- by the way, 15 Lancelloti and Thomas involved not the sale of real estate, 16 but the sale of tangible personal property. But more 17 importantly, even if you take the Defendant's argument at 18 the most beneficial and the strongest and say the 19 restatement of restitution does apply here, the restatement 20 specifically excludes recovery in the face of a forfeiture 21 clause, and I'm reading now from Paragraph 2 of Section 357, 22 and this is cited and quoted in the Lancelotti opinion. 23 The Plaintiff has no right to -- the Plaintiff 24 being the buyer who is himself breached the contract, the 25 Plaintiff has no right to compensation for his partial 12 1 performance if it is merely a payment of earnest money or -- 2 this is the part I emphasize if the contract provides it 3 may be retained and it's not so greatly in excess of the 4 Defendant's harm that the provision is rejected as imposing 5 a penalty. 6 Now, we don't have any proof here by the Defendant 7 of the rental value of the property or what he contends was 8 the excess benefit he conferred. All he told us -- all the 9 record reflects is what he paid, and he had the unfettered, 10 unlimited, unconditional occupancy of that property for 36 11 or 37 months. 12 If he believed that the money he paid exceeded the 13 benefit he received by occupying the property, the burden is 14 on him to prove that, and one way to prove it would be to 15 come in with credible evidence or proof of a rental value or 16 an occupancy value of the property, which he has not done. 17 The forfeiture clause therefore controls whether 18 we follow the restatement or whether we follow the common 19 law rule, which is also cited in Lancelotti and quoted at 20 length because there's a forfeiture clause. 21 And in the face of a forfeiture clause, unless the 22 Defendant proves such an excess benefit to my client as to, 23 in effect, be a penalty, which he hasn't done, then the 24 forfeiture clause provides my client can retain the money. 25 THE COURT: Even Judge Bayley's opinion -- he 13 1 still recognizes that even if a contract has a forfeiture 2 clause, it must bear reasonable relationship to the harm 3 caused by the breach. How do you describe the harm that 4 your client suffered here? 5 MR. ANDES: Well, she suffered harm in two 6 ways, actually three ways. An immediate way was that she 7 did not have occupancy of this property for a period of 37 8 months while the Plaintiff or the Defendant did, and that's 9 a loss. That's a financial loss. Just like if I can't live 10 in my house. 11 She also when she moved back in found rather 12 extensive damages, and the total cost of those is going to 13 exceed $7,000.00. So there are two types of damage that she 14 received. 15 Another type of damage is that after this man's 16 default, she no longer received the monthly payments of 17 $643.00. Now, she eventually got back occupancy of the 18 property, but she lost the bargain of the sale. 19 So those are the three damages I think she 20 suffered, and I think they're very real as opposed to Mr. 21 Rocky's contention that somehow she received this great 22 benefit, but he hasn't proven what that benefit is or what 23 it's worth. 24 THE COURT: Ms. Dean, and I guess this was 25 always the issue here about -- you know, when I put all 14 1 these payments together, and I think I came up -- this isn't 2 precisely correct -- but I added the $10,000.00 and there 3 was still some dispute whether there were 31 payments or 33. 4 I think you've now stipulated that there were 31 payments. 5 You do all the math and someplace you get in there 6 to around $31,000.00 or something, and you divide that out 7 by the total amount of months that the person was in the 8 home, it comes out to something like less than a thousand 9 dollars a month to occupy a full house. Where are you 10 seeing a tremendous unjust enrichment here? What are you 11 looking at? 12 MS. DEAN: Well, first of all, you know, we 13 feel that we shouldn't even be at this argument because we 14 feel they were not in breach of the contract and that the 15 forfeiture clause shouldn't apply. 16 If you read that installment sales contract on 17 Page 6, Paragraph 19, states that in determining a breach 18 time is of the essence. Mr. Rocky was never notified that 19 he was in breach until a year after the quit claim deed was 20 filed. 21 THE COURT: I've read that with interest but, 22 you know, the terms of describing the breach, I think it 23 went 15 days without making payment after a payment was due. 24 Do you really believe that, you know, you could go for a 25 whole year having not made a payment, and said, gee, I 15 1 really don't believe I'm in breach. Does that sound 2 credible? 3 MS. DEAN: Well, Your Honor, you know, we 4 would contend that it wouldn't have been a whole year, that 5 Mr. Rocky went ahead and terminated his rights in the 6 contract by signing a quit claim deed in October of 2004. 7 In June of 2004 -- 8 THE COURT: That's true, but that means the 9 quit claim deed came five or six months after the time 10 that's described in the contract as when you're in breach, 11 which is 15 days after making a payment. 12 You know, your client seems to be expanding that 13 idea of, I'm going to put on blinders and, you know, until 14 somebody tells me I'm in breach even though I'm not making 15 any payments, I'm not in breach. That's hard for me to get 16 over that. 17 MS. DEAN: And that would be the argument 18 that the two had made the agreement at that time when Mr. 19 Rocky fell into some financial difficulty to go ahead and 20 terminate the contract, and, you know, return the premises 21 or any rights that he had in the premises back to Mrs. Neff. 22 You know, Plaintiff states that, you know, she had 23 no occupancy of the property for 36 months or 33 months, but 24 they're never denying that, you know, Mr. Rocky did make 25 payments towards the property from November of 2001 through 16 1 July or May 2004. 2 And again I would reiterate that the damages that 3 have been brought up today were never sued for or brought up 4 in any action. There was never any action in ejectment 5 brought towards Mr. Rocky. 6 While he did exit the premises In November or 7 October and his wife in November of 2004, Mrs. Neff's 8 daughter did then occupy the property from November or 9 December of 2005 forward, you know, and -- 10 THE COURT: Is that in the record anyplace? 11 MR. ANDES: No. What we agreed to in the 12 record, Your Honor, and I think Ms. Dean will agree, was 13 that Mr. Rocky had occupancy of the property from the 11th 14 of October, 2001, through November of 2004. After that 15 possession was returned to my client. 16 THE COURT: Okay. Understand. 17 MS. DEAN: And again, as we were saying, we 18 would, you know, our first position would be that the 19 forfeiture clause does not apply here, and that, you know, 20 if time is of the essence regarding a default, there's no 21 mention of any default until after a quit claim deed was 22 already filed. 23 The quit claim deed in Mr. Rocky's mind did 24 terminate any rights he had to the property, which was 25 signed and was filed. Unfortunately it wasn't filed until a 17 1 year later, but it was signed in October of 2004. It wasn't 2 filed until November of 2005, but it was signed. 3 At that point, you know, he would have testified 4 and, you know, we'll show in our proposed findings of fact 5 that there was an agreement, although it was orally, between 6 the two that, you know, they were friends. 7 They were going to go ahead and terminate the 8 contract. Mr. Rocky was in, you know, having a hard time as 9 far as financially went, and he wasn't going to make an 10 issue of whatever was a default or a non-default. 11 Again, you know, the harm that she has suffered, I 12 don't see any great harm that she has suffered, and, you 13 know, Mr. Rocky has suffered a harm in that he said about 14 purchasing a home and, you know, put $10,000.00 down and 15 continued to occupy it for three and a half years, then made 16 an agreement to go ahead and terminate that, you know, 17 without ever going ahead and trying to work out a payment 18 plan or anything after he had one check that bounced decided 19 okay I'll go ahead and relinquish my rights in the property. 20 Now he's out of that money that he could have put towards 21 another home. 22 THE COURT: Okay. 23 MR. ANDES: If I may, virtually ninety 24 percent of what she just said is not in the record. If you 25 want to, I suppose we can debate the party's financial 18 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 circumstances or whatever, but I want to make, if I may, just two comments. It's true that when we filed this complaint, we did not seek damages for the repairs that my client had to make, and we're not asking you to award a monetary judgment against this man. We're asking you to enter a decree in our quit claim or quiet title action to make it clear that he has no further rights in the property. We asked him to do that voluntarily, and he never responded, which is why we had to file this action several months later. That's what we're after. He is the one that has the burden to demonstrate somehow my client received the benefit far and beyond what her loss of occupancy was worth. He has not done that. All we're asking is that you deny his counterclaim to suggest that my client suffered no damage, when, in fact, she was out of the property and had no benefit from it except his payments. All we're asking is that she be allowed to retain those payments and that you enter a decree quieting the title so that there's no dispute about anybody's rights in the property in the future. THE COURT: MR. ANDES: Okay. Thank you. 19 1 THE COURT: Okay. Thank you very much. I'll 2 enter this order: 3 AND NOW, this 20th day of October, 2006, after 4 trial in this matter, based on the stipulation of the 5 parties and after argument, it is hereby ordered and 6 directed that the parties shall submit proposed findings of 7 fact to the Court on or before close of business Friday, 8 November 3rd, 2006. 9 MR. ANDES: Fine. Thank you, Your Honor. 10 THE COURT: Thank you very much. We'll stand 11 in recess. 12 (Whereupon, the proceedings were concluded at 13 10:10 a.m.) 14 15 16 17 18 19 20 21 22 23 24 25 20 ~ CERTIFICATION I hereby certify that the proceedings are contained fully and accurately in the notes taken by me on the above cause and that this is a correct transcript of the same. ~f.~an~Jf.an.d/~ Official Court Reporter The foregoing record of the proceedings on the hearing of the within matter is hereby approved and directed to be filed. '\\\S\ \)(0 , Date OS :6 \~~ 9 I {'ION SOOZ N:lV.LQ;.\Ur j,UJUd 3Hl :10 381:!:.10-{]:1l1.:l GRACE BONNIE NEFF, PLAINTIFF : IN THE COURT OF COMMON PLEAS OF : CUMBERLAND COUNTY, PENNSYLVANIA v, KENNETH ROCKEY, DEFENDANT : 06-0148 CIVIL ORDER OF COURT AND NOW, this 9th day of November, 2006, following trial in the above captioned matter we find by a preponderance of the evidence in favor of the Plaintiff and thereby order that the Quit Claim Deed dated October 13, 2004 and recorded in the Recorder of Deeds Office in Cumberland County, Pennsylvania in Deed Book 271 at page 3879 is fully valid, and accordingly Defendant Kenneth Rockey is forever barred from asserting any right, lean, title, or interest in or to the property at 1117 Walton Street in the Borough of Lemoyne, Cumberland County, Pennsylvania, as is more particularly described in the aforementioned deed. On the Defendant Kenneth Rockey's counter claim, the Court finds in favor of Grace Bonnie Neff and therefore DENIES Defendant's request for monetary damages, fees and costs. By the Court, ~~u1 J. M. L. Ebert, Jr., Hillary A. Dean, Esquire Attorney for Defendant > Il---t{-t)' ~ ~ Jl-l5 Samuel L. Andes, Esquire Attorney for Plaintiff bas ViNVi\lAS'!\:I'~jd ,!J' 1;'1'\<"') ;~;:.I\ln"'" .I \ 1_,. '.., ,,'_ '.,' ~, +..; 90 : II tlV 6- I\mi 900l AtlVIOf\iJ,-IJCtd 3Hl :i0 3~~)::J'~J{=1""(ljl'j