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REVOCABLE TRUST AGREEMENT
THE FLORENCE N. VIPOND REVOCABLE TRUST
THIS AGRE~ is made and entered into this ~~ ~day
?l /1/VY7~/t,v/
of
, 1993, by and between FLORENCE N.
VIPOND, of Waverly, Abington Township, Lackawanna County,
Pennsylvania (the "Settlor"), and said FLORENCE N. VIPOND, as
Trustee (the "Trustee").
WITNESSETH:
WHEREAS, the Settlor has transferred certain assets as
set forth on Schedule "A," attached hereto and made a part
hereof, to the Trustee; and
WHEREAS, the Settlor may be desirous in the future of
placing the active management and control of certain other
property in the hands of the Trustee.
NOW, THEREFORE, for and in consideration of their mutual
covenants and promises, the Settlor and Trustee agree as follows:
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Article One
Trust Assets
~1.1 The Settlor, or any other party or person, may
from time to time make policies of insurance on the Settlor's
life payable to the Trustee or may transfer other assets to the
Trustee, subject to the terms of this Agreement, by inter vivos
grant or by Will. The trust assets shall include the proceeds of
all insurance policies payable to the Trustee and all such other
added assets (collectively the "Trust Assets"), which shall be
held, administered, distributed and governed by the Trustee, IN
TRUST NEVERTHELESS, in accordance with the provisions of this
instrument and any amendments hereto.
Article Two
Durinq the Settlor's Lifetime
~2.1 During the Settlor's lifetime, the Trustee shall
have, hold, manage, invest and reinvest the Trust Assets, collect
the income, and
~2.1.1 The Trustee
entire net income as the
time direct in writing.
to the Settlor such sums
shall payor apply the
Settlor may from time to
The Trustee shall also pay
from or portions of the
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principal of the trust as the Settlor may from time
to time request in writing delivered to the Trustee
during the Settlor's lifetime.
~2.1.2 The Trustee shall pay and use such
portion or all of the income and principal of the
Trust Assets as the Trustee, in the Trustee's sole
discretion, shall deem necessary from time to time
to provide for the proper maintenance, support,
medical, hospital, nursing or nursing home care of
the Settlor and of the Settlor's husband, DAVID S.
VIPOND (the IlSettlor's Husband").
Article Three
Upon the Settlor's Death
~3.1 Upon the death of the Settlor, the Trustee shall
have, hold, manage, invest and reinvest the Trust Assets, collect
the income .and
~3.1.1 If the Settlor's Husband survives the
Settlor, the Trustee shall distribute the net
income in quarter-annual installments, or more
frequently if the Trustee deems it advisable, to or
for the benefit of the Settlor's Husband; and upon
the death of the Settlorl~ Husband, the Trustee
shall pay any accrued or undistributed net income
to the personal representative of the Settlor's
Husband.
~3.1.2 Upon the death of the survivor of the
Settlor and the Settlor's Husband, the Trustee
shall divide the balance of the trust property into
as many equal shares as there are (a) children of
the Settlor then living and (b) children of the
Settlor then deceased but who are survived by issue
then living. Any such share created with respect
to the then living issue of a deceased child of the
Settlor shall be divided into equal shares for such
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then living issue, per stirpes. Each such share
thus created shall be retained by the Trustee and
held, administered and disposed of in accordance
with Article Four hereof.
Article Four
Trusts for Issue
~4.1 Until the "Termination Date" as defined in Article
Five hereof, the Trustee shall hold in separate trust for each
beneficiary for whom a separate trust was created under Article
Three above or ~4.1.2.2 herein (the "Beneficiary"), the separate
trust so created (the "Beneficiary's Trust"), in accordance with
the following provisions of this Article Four:
~4.1.1 The Trustee shall distribute to or for
the benefit of the Beneficiary (a) the net income
of the trust in quarter-annual installments, or
more frequently if the Trustee deems it advisable,
and (b) so much of the principal of the trust as
the Trustee, in the sole discretion of the Trustee
(subject, however, to ~10.3 hereof), shall from
time to time deem necessary or proper for the
health, maintenance and support of the Beneficiary
taking into account other available funds.
~4.1.2 Upon the death of the Beneficiary,
~4.1.2.1 If the Beneficiary's Trust
is a Non-GST Exempt Trust as defined in
Article Eight herein, the Trustee shall
continue to retain all of the assets of
the Non-GST Exempt Trust in accordance
with the provisions of ~4.1.2.2 below
except those which the Beneficiary may
appoint to the creditors of the
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Beneficiary's estate by specific
reference to this general power of
appointment by his or her Last Will.
~4.1.2.2 If the Beneficiary's Trust
is a GST Exempt Trust as defined in
Article Eight herein, the Trustee shall
divide the assets of the GST Exempt Trust
into such separate shares to be held for
the benefit of such of the group
consisting of (a) the Settlor's issue
other than the Beneficiary or (b) the
spouse of a Beneficiary who was a
descendant of the Settlor, as the
Beneficiary may appoint by specific
reference to this special power of
appointment by his or her Last will. Any
Trust Assets not so appointed shall be
divided into separate shares for the
Beneficiary's issue then living, per
stirpes, who are also issue of the
Settlor; or, if the Beneficiary is not
survived by issue who are also issue of
the Settlor, such Trust Assets shall be
divided into separate shares for the
Settlor's issue then living, per stirpes.
Any such separate shares created under
this ~4.1.2.2 shall be retained by the
Trustee as a separate trust estate and
held, administered and disposed of in
accordance with the provisions of this
Article Four.
Article Five
Upon Termination Date
~5.1 Upon the earlier to occur of (a) the date of death
of the survivor of the grandchildr~n of the Settlor or (b) the
date on which occurs the expiration of twenty-one (21) years
beyond the death of the survivor of the Settlor's Husband and the
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Settlor's issue living at the Settlor's death (such first date to
occur being the "Termination Daten), the trusts created hereunder
shall forthwith terminate and the trust property shall be
distributed to the Beneficiary then entitled to the income of the
Beneficiary's Trust.
Article Six
Appointment of Fiduciaries
96.1 Upon the death, resignation or earlier incapacity
of the Settlor as certified by the Settlor's then attending
personal physician, the Settlor appoints JONATHAN VIPOND, III
(the "Individual Trustee"), and WILMINGTON TRUST COMPANY (the
"Corporate Trustee"), as Co-Trustees of any trust created
hereunder. The Individual Trustee serving from time to time
shall have the right to designate his or her respective successor
as Individual Trustee by instrument in writing delivered to the
then acting Corporate Trustee or by last will. The Individual
Trustee serving from time to time shall also have the right to
require the resignation of the then serving Corporate Trustee for
any reason provided that the Individual Trustee shall immediately
appoint a successor Corporate Trustee which shall be a banking
corporation with fiduciary powers. If a lapse occurs in the
position of Individual Trustee at any time, the Corporate Trustee
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shall act as sole Trustee. All references herein to the
"Trustee" shall mean the originally appointed Co-Trustees or
their successors then serving, as the case may be.
~6.2 The then surviving Corporate Trustee is appointed
as Guardian of the estates of any minor beneficiaries under this
Agreement. The Guardian shall have full authority to use such
assets, both principal and income, in any manner the Guardian
shall deem advisable for the best interest of the minor,
including college and graduate education, and professional,
vocational or technical training, without securing a court order.
. Article Seven
Powers of Fiduciaries
~7.1
No fiduciary under this Agreement shall be
required to give bond or other security for the faithful
performance of the fiduciary's duties.
~7.2
Any such fiduciary' shall have the following
powers, in addition to those given by law:
~7.2.1 To invest in, accept and retain any
real or personal property, including stock of a
corporate fiduciary or its holding company, without
restriction to legal inve~tments; provided,
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however, if any property that forms a part of the
principal of the trust(s) established by Article
Three of this Agreement is unproductive, the
Settlor's Husband may at any time and from time to
time by a written notice require the Trustee of
said trust(s) holding such unproductive property
either to make any or all of such property
productive or to convert such property within a
reasonable time after the Trustee receives such
notice;
~7.2.2 To sell, exchange, partition or
lease for any period of time any real or personal
property and to give options therefor for cash or
credit, with or without security;
~7.2.3 To borrow money from any person
including any fiduciary acting hereunder, and to
mortgage or pledge any real or personal property;
~7.2.4 To hold shares of stock or other
securities in nominee registration form, including
that of a clearing corporation or depository, or in
book entry fOrm or unregistered or in such other
form as will pass by delivery;
~7.2.5 To make distributions in cash, or in
kind at current values, or partly in each,
allocating specific assets to particular
distributees on a non-pro rata basis, and for such
purposes to make reasonable determinations of
current values;
~7.2.6 If the Settlor's Executor does not
make an election pursuant to Internal Revenue Code
Section 2056(b) (7) (B) (v) with respect to all of the
assets held in trust under Article Three hereof,
the trust estate thereunder may be divided into
separate trusts pursuant to the terms of the
election and such division shall be based upon the
fair market value of the assets comprising the
trust at the time of the division;
~7.2.7 To execute any agreement relating to
the disposition or redemption of any business
interest that may be a part of the trust estate,
whether the same involves a proprietary interest, a
partnership interest or stock in a closely held
corporation;
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~7.2.8 To operate or arrange for the
operation of any business interest held hereunder,
and to join or become a party to, or to oppose, any
reorganization, readjustment, foreclosure, merger,
voting trust, dissolution, consolidation or
exchange relating to any such business interest;
~7.2.9 To engage in litigation and
compromise, arbitrate or abandon claims;
~7.2.10 To determine the apportionment of
receipts and expenses, including extraordinary cash
dividends, stock dividends, capital-gain dividends
of regulated investment companies and proceeds and
expenses of the sale of unproductive real estate,
between income and principal, such apportionment to
be made so as to balance fairly the interests of
any income beneficiary and the remaindermen; and
~7.2.11 To merge, after the death of the
Settlor, any trust created hereunder with any other
trust or trusts created by the Settlor or the
Settlor's Husband, under will or deed, if the terms
of any such trust are then substantially similar
and are held for the primary benefit of the same
persons, and if such merger shall not cause any
adverse estate, income or generation skipping
transfer tax consequences.
Article Eiqht
Settlor's Generation Ski?pinq Tax Exemption
~8.1
The Settlor's Executor is authorized to allocate
any of the Settlor's exemption from federal generation skipping
transfer tax under ~2631 of the Code (the "Settlor's GST
Exemption") to any property as to which the Settlor is the deemed
transferor under ~2652(a) of the Code, regardless of whether or
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not the property with respect to which an election or allocation
is made is part of the Settlor's probate estate. Any such
election or allocation shall be binding upon the Trustee and any
beneficiary of any trust created hereunder. The Trustee is
directed to divide any trust created hereunder into two or more
separate trusts, if necessary, to segregate the portion or
portions of the trust or trusts created hereunder over which the
Settlor's GST Exemption has been allocated (the "GST Exempt
Trusts") from the portion or portions of the trust or trusts
created hereunder over which the Settlor's GST Exemption has not
been allocated (the "Non-GST Exempt Trusts"); provided, however,
that such separated trusts shall be held, administered and
disposed of in accordance with the, terms hereunder as identical
trusts in all other respects, except as provided in ~4.1.2 above.
Article Nine
Revocabilitv
~9.1 The Settlor may, by instrument in writing
delivered to the Trustee, modify, alter or revoke this instrument
in whole or in part; provided, however, that the duties, powers,
compensation and liability of the Trustee shall not be changed
without the written consent of the Trustee.
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Article Ten
Miscellaneous Provisions
~10.1 As used in this Agreement, the term "Internal
Revenue Code" shall mean the Internal Revenue Code of 1986, as
amended from time to time, or the corresponding provision of
subsequent law.
~10.2 If the Settlor's Husband and the Settlor die
under such circumstances that it is impossible to determine which
survived, it shall be conclusively presumed and this Agreement
shall be construed as if the Settlor's Husband had survived the
Settlor.
~10.3 Whenever a discretionary distribution of net
income or principal is permitted pursuant to any trust created
hereunder, if such distribution may be made in whole or in part
to a person who is then a Trustee of such trust, such person may
not participate in any way in the decision whether to make such
distribution. No Trustee who is under a legal obligation to
support a beneficiary of a trust created hereunder shali
participate in the exercise of any discretion granted to the
Trustee of that trust to distribute net income or principal in
discharge of that legal obligation. Furthermore, no Trustee
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shall enter into any reciprocal arrangement with any other
trustee for the purpose of indirectly exercising a power
prohibited hereunder.
~10.4 Whenever the Trustee is directed to distribute
property to or for the benefit of any beneficiary who is under
(a) twenty-one (21) years of age, or (b) a legal disability or
otherwise suffers from an illness or mental or physical
disability that would make distribution directly to such
beneficiary inappropriate (as determined in the Trustee's sole
discretion exercised in good faith), the Trustee may distribute
such property to the person who has custody of such beneficiary,
may apply such property for the benefit of such beneficiary, may
distribute such property to a custodian for such beneficiary,
whether then serving or selected and appointed by the Trustee
(including the Trustee), under any applicable Uniform Transfers
to Minors Act or Uniform Gifts to Minors Act, may distribute such
property directly to such beneficiary's estate, or may distribute
such property directly to such beneficiary (except if any of the
conditions hereinbefore described in (b) apply), without
liability on the part of the Trustee to see to the application of
such property. This provision shall not in any way operate to
suspend such beneficiary's absolute ownership of such property or
to prevent the absolute vesting thereof in such beneficiary.
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~10.5 Except as otherwise may be provided in this
Agreement, during the continuance of any of the trusts created
hereunder and thereafter until the property is distributed to and
received by any beneficiary hereunder, the principal sums thus
held in trust for any beneficiary, respectively, and the income
thereof shall not be subject to or liable for any contracts,
debts, engagements, liabilities or torts of such beneficiary now
or hereafter made, contracted, incurred or committed, but shall
be absolutely free from the same, and such beneficiary shall have
no power to sell, assign or encumber all or any part of the
principal sums or such beneficiary's interest therein,
respectively, or the income thereof, or to anticipate the income.
~10.6 A corporate fiduciary shall be entitled to
receive compensation for its services hereunder in accordance
with its schedule in effect when the services are performed, but
not in excess of such compensation as would be approved by a
court of competent jurisdiction. An individual fiduciary shall
be entitled to receive reasonable compensation for such
fiduciary's services hereunder.
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This instrument and any trust created hereunder shall be
governed by the laws of Pennsylvania and shall have its situs in
Lackawanna County, Pennsylvania.
IN WITNESS WHEREOF, FLORENCE N. VIPOND, as Settlor and
as Trustee, has hereunto affixed her hand and seal and caused
this instrument to be duly executed on the date and year first
written above.
WITNESS:
SETTLOR:
J~ ';;1J~
Florence N. Vip d
(SEAL)
TRUSTEE:
~/!/$~
~~ Y;. ~SEAL)
Florence N. Vipo d
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THE FLORENCE N. VIPOND REVOCABLE TRUST
SCHEDULE A
WITNESS:
SETTLOR:
~~~~ (SEAL)
TRUSTEE:
Ciuke_ /// !fJ~
d&-v~--<.- tJ';. f/ ~SEAL)
Florence N. V1P~
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COMMONWEALTH OF PENNSYLVANIA
)
)
)
SS:
COUNTY OF
On this, the
/; W day of
1u~-L~
, 1993,
before me, a notary public, the undersigned officer, personally
appeared FLORENCE N. VIPOND, known to me (or satisfactorily
proven) to be the person whose name is subscribed to the within
instrument, and acknowledged that she executed the same for the
purposes therein contained.
IN WITNESS WHEREOF, I hereunto set my hand and official
seal.
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Nota~btk
My Conunission
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Expires:
(SEAL)
NflT~.:~t1.L, ~EAL
JEAN S. swn..K, Notary Pu~llc
Clarks Summit, Lackawanna County
lLy Commission Expires FEB. 24, 1991
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FIRST AMENDMENT TO REVOCABLE TRUST AGREEMENT
THE FLORENCE N. VIPOND REVOCABLE TRUST
THIS AGREEMENT is made and entered into this YA~day of
(f}e1~
, 1998, by and between FLORENCE N. VIPOND, of the
Borough of Carlisle, Cumberland County, Pennsylvania, as Settlor (the "Settlor"), and the said
FLORENCE N. VIPOND and JONATHAN VIPOND, III, of Lower Allen Township,
Permsylvania, as Co-Trustees (hereinafter, the "Trustee").
WITNESSETH:
WHEREAS, the Settlor, as Settlor and Trustee, entered into an Agreement of
Trust dated November 16, 1993 (the "Trust Agreement");
WHEREAS, Article Nine of the Trust Agreement reserves to the Settlor the right
to modify, alter or revoke the Trust Agreement in whole or in part; and
NOW, THEREFORE, the Settlor hereby amends and completely restates the
Trust Agreement to read as follows:
ARTICLE ONE
TRUST ASSETS
g 1.1 The Settlor, or any other party or person, may from time to time make
policies of insurance on the Settlor's life, individual retirement account benefits, and/or qualified
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or non-qualified retirement plan benefits payable to the Trustee, or may transfer assets to the
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Trustee, subject to the terms of this Agreement, by inter vivos grant or by Will. The trust assets
shall include the proceeds of all insurance policies payable to the Trustee and all such other
benefits or added assets (collectively the "Trust Assets"), which shall be held, administered,
distributed and governed by the Trustee, IN TRUST NEVERTHELESS, in accordance with the
provisions of this instrwnent and any amendments hereto.
ARTICLE TWO
DURING TIIE SETTLOR'S LIFETIME
~ 2.1 During the Settlor's lifetime, the Trustee shall have, hold, manage, invest
and reinvest the Trust Assets, collect the income, and
~ 2.1.1 The Trustee shall payor apply the entire net income
as the Settlor may from time to time direct in writing. The Trustee shall
also pay to the Settlor such sums from or portions of the principal of the
trust as the Settlor may from time to time request in writing delivered to
the Trustee during the Settlor's lifetime.
~ 2.1.2 The Trustee shall pay and use such portion or all of
the income and principal of the Trust Assets as the Trustee, in the
Trustee's sole discretion, shall deem necessary from time to time to
provide for the proper maintenance, support, medical, hospital, nursing or
nursing home care of the Settlor and of the Settlor's husband, DAVID S.
VIPOND (the "Settlor's Husband").
ARTICLE THREE
UPON THE SETTLOR'S DEATH
~ 3.1 Upon the death of the Settlor, the Trustee shall divide and distribute the
Trust Assets as follows:
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~ 3.1.1 The Trustee shall retain in trust a pecuniary amount
to be held, administered and disposed of in accordance with the provisions
of Article Four hereof (the "OST Exempt Marital Trust'') equal to the
maximum amount of the Settlor's then unused OST exemption amount
allowed under ~ 263 1 (a) of the Internal Revenue Code (which exemption
amount is presently $1,000,000) which can be added to such OST Exempt
Marital Trust and produce an inclusion ratio of zero. Such swn shall be
composed of cash, or of property in kind, or partly of cash and partly of
property in kind, and shall be valued as of the date of distribution. The
Executor of the Settlor's estate shall have the right to elect on the federal
estate tax return prepared on behalf of the Settlor's estate to have a portion
or all of the property distributed pursuant to this ~ 3.1.1 treated as
qualified terminable interest property in order to qualify such portion or aU
of the property for the marital deduction for federal estate tax purposes,
which election shall be binding and conclusive upon the Trustee. If the
Settlor's Executor elects to have a portion or all of such assets so qualify,
such elected assets may, at the discretion of the Trustee and so long as the
election to qualify such assets for the federal estate tax marital deduction is
not jeopardized, be held and administered by the Trustee as a separate trust
estate with the balance, if any, of the assets which are governed by this
~ 3.1.1 also held and administered as a separate trust estate or may be held
and maintained by the Trustee with the non-elected assets as one trust
estate. In either case, any such trust or trusts shall be held, administered
and disposed of in accordance with the provisions of Article Four hereof
(the "OST Exempt Marital Trust'').
~ 3.1.2 The Trustee shall retain in trust such of the Trust
Assets as shall not have been retained pursuant to the preceding S 3.1.1, to
be held, administered and disposed of in accordance with the provisions of
Article Six hereof (the "Non-OST Exempt Marital Trust"). The Executor
of the Settlor's estate shall have the right to elect on the federal estate tax
return prepared on behalf of the Settlor's estate to have a portion or all of
the property distributed pursuant to this ~ 3.1.2 treated as qualified
terminable interest property in order to qualify such portion or all of the
property for the marital deduction for federal estate tax purposes, which
election shall be binding and conclusive upon the Trustee. If the Settlor's
Executor elects to have a portion or all of such assets so qualify, such
elected assets may, at the discretion of the Trustee and so long as the
election to qualify such assets for the federal estate tax marital deduction is
not jeopardized, be held and administered by the Trustee as a separate trust
estate with the balance, ifany, of the assets which are governed by this
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~ 3. 1.2 also held and administered as a separate trust estate or may be held
and maintained by the Trustee with the non-elected assets as one trust
estate. In either case, any such trust or trusts shall be held, administered
and disposed of in accordance with the provisions of Article Six hereof
(the ''Non-GST Exempt Marital Trust").
ARTICLE FOUR
GST EXEMPT MARITAL TRUST
GST Exempt Marital Trust, collect the income and
~ 4.1 The Trustee shall have, hold, mange, invest and reinvest the assets of the
~ 4.1.1 The Trustee shall distribute the net income in
quarter-annual installments, or more frequently if the Trustee deems it
advisable, to or for the benefit of the Settlor's Husband.
~ 4.1.2 The Trustee may also distribute to or for the benefit
of the Settlor's Husband so much of the principal of the trust property as
the Trustee shall from time to time 'deem necessary or proper for the
health, maintenance and support of the Settlor's Husband, taking into
account other available funds, including his individual assets, provided,
however, that no such distribution shall be made until all assets held in
trust under Article Six of this Trust are first expended or exhausted.
~ 4.1.3 Upon the death of the Settlor's Husband, or upon
the Settlor's death if the Settlor's Husband does not survive the Settlor,
~ 4.1.3.1 If the Settlor's Husband has
survived the Settlor, the Trustee shall pay any accrued
or undistributed net income to the personal
representative of the Settlor's Husband.
~ 4.1.3.2 The Trustee shall thereafter
divide the balance of the trust property into shares for
the Settlor's then living issue, per stirpes. Any such
share created shall be retained in a separate trust and
held, administered and disposed of in accordance with
the provisions of Article Five hereof (the "GST Exempt
Issue's Trust"); or, if none of the Settlor's issue is then
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living, such assets shall be distributed in acCordance
with Article Eight hereof.
ARTICLE FIVE
~ GST EXEMPT ISSUE'S TRUST
~ 5.1 Subject to the provisions of ~ 15.7 herein, the Trustee shaH have, hold,
manage, invest and reinvest the assets of the GST Exempt Issue's Trust, coHect the income and
~ 5.1.1 While the beneficiary of the GST Exempt Issue's
Trust (the "Beneficiary") is under twenty-one (21) years of age, the
Trustee shall apply to or for the benefit of the Beneficiary so much of the
net income and, if the net income is insufficient, so much of the principal
of the GST Exempt Issue's Trust as the non-beneficiary Trustee shaU from
time to time deem necessary or proper for the Beneficiary's health,
maintenance, support and complete education, including preparatory,
coUege and graduate education, and professional, vocational or technical
training, taking into account other available funds, including the
Beneficiary's assets. The Trustee shaU annually accumulate any net
income not so distributed and add the same to the principal of the trust
property.
~ 5.1.2 After the Beneficiary attains twenty-one (21) years
of age, the Trustee shall distribute to or for the benefit of the Beneficiary
all of the net income of the GST Exempt Issue's Trust in quarter-annual
installments, or more frequently if the Trustee deems it advisable, and so
much of the principal of the GST Exempt Issue's Trust as the non-
beneficiary Trustee shall from time to time deem necessary or proper for
the Beneficiary's health, maintenance, support and complete education,
including coUege and graduate education, and professional, vocational or
technical training, and to assist the Beneficiary with reasonable wedding
expenses, in the purchase of a principal residence or in the establishment
of a profession or business considered a good risk by the non-beneficiary
Trustee, taking into account other available funds, including the
Beneficiary's assets; provided however, that if a Non-GST Exempt Issue's
Trust held pursuant to Article Seven hereof is then in existence for such
Beneficiary, such Issue's Trust shall be exhausted before the Trustee shall
expend principal from the GST Exempt Issue's Trust held for the
beneficiary under this Article Five.
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~ 5.1.3 If the Beneficiary dies before the complete
tennination of his or her trust, the Trustee shall distribute the property then
held in trust to such persons or cOrporations (other than the Beneficiary's
estate, the Beneficiary's creditors or the creditors of the Beneficiary's
estate), in such amounts and Upon such trusts, tenns and conditions as the
Beneficiary by the Beneficiary's last wil1 may appoint by specific
reference to this special power of appointment. Any property not so
appointed shall be divided into shares for the Beneficiary's then living
issue, per stirpes, or if none, for the then living issue of the parent of the
Beneficiary who was a descendant of the Settlor, per stirpes, or ifnone, for
the Settlor's issue then living, per stirpes. Each such share shall be held in
continued trust for the benefit of such beneficiary in accordance with the
provisions of this Article Five (the "OST Exempt Issue's Trust"). If the
Settlor has no issue then living, such assets shall be distributed in
accordance with the provisions of Article Eight hereof.
ARTICLE SIX
NON-GST EXEMPT MARITAL TRUST
Non-OST Exempt Marital Trust, coUect the income and
~ 6.1 The Trustee shan have, hold, manage, invest and reinvest the assets of the
~ 6.1.1 The Trustee shall distribute the net income in
quarter-annual installments, or more frequently if the Trustee deems it
advisable, to or for the benefit of the Settlor's Husband.
~ 6.1.2 The Trustee may also distribute to or for the benefit
of the Settlor's Husband so much of the principal of the trust property as
the Trustee shaH from time to time deem necessary or proper for the
health, maintenance and support of the Settlor's Husband, taking into
account other available funds, including his individual assets.
~ 6.1.3 Upon the death of the Settlor's Husband, or upon
the Settlor's death if the Settlor's Husband does not survive the Settlor,
~ 6.1.3.1 If the Settlor's Husband survives
the Settlor, the Trustee shall pay any accrued or
undistributed net income to the personal representative
of the Settlor's Husband. In addition, the Trustee shall
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also pay to the Settlor's Husband's personal
representative or directly to the taxing authority, such
amount, if any, from the principal of the trust property,
as her personal representative certifies as being the
additional amount of estate taxes, inheritance taxes,
transfer taxes and other taxes of a similar nature, and all
interest and penalties with respect to any such taxes,
attributable to the inclusion of the value of any portion
of this trust and the trust held pursuant to Article Four
hereunder (the "GST Exempt Marital Trust'') in the
Settlor's Husband's estate for such tax purposes.
~ 6.1.3.2 The Trustee shall thereafter
distribute the balance of the trust property to the
Settlor's then living issue, per stirpes, with any share
allocable to a beneficiary then under the age of thirty
(30) years being held in continued trust for the benefit
of such beneficiary in accordance with the provisions of
Article Seven hereof (the Non-GST Exempt Issue's
Trust"); or, ifnone of the Settlor's issue is then living,
such assets shall be distributed in accordance with the
provisions of Article Eight hereof.
ARTICLE SEVEN
NON-GST EXEMPT ISSUE'S TRUST
~ 7.1 The Trustee shall have, hold, manage, invest and reinvest the assets of the
Non-GST Exempt Issue's Trust, collect the income and
~ 7.1.1 While the beneficiary of the trust (the
"Beneficiary") is under twenty-one (21) years of age, the Trustee shall
apply to or for the benefit of the Beneficiary so much of the net income
and, if the net income is insufficient, so much of the principal of the trust
as the Trustee shall from time to time deem necessary or proper for the
Beneficiary's health, maintenance, support and complete education,
including preparatory, coIIege and graduate education, and professional,
vocational or technical training, taking into account other available funds,
including the Beneficiary's assets. The Trustee shall annually accumulate
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any net income not so distributed and add the same to the Principal of the
trust property.
~
~ 7.1.2 After the Beneficiary attains twenty-one (21) years
of age, the Trustee shall distribute to or for the benefit of the Beneficiary
the net income of the trust in quarter-annual inslallments, or more
frequently if the Trustee deems it advisable, and so mnch of the principal
as the Trustee shall from time to time deem DecesSllJy or proper for the
Beneficiary's health, maintenance, sllpport and complete education,
including college and graduate education, and Professioual, vocational Or
teehnical tnUning, and to assist the Beneficiary with reasonable Wedding
expenses, in the purchase of a principal residence or in the establishment
of a profession or husiness considered a good risk by the Trustee, taking
into account other available funds, including the Beneficiary's assets.
~ 7.1.3 At any time after the Beneficiary attains twenty-five
(25) years of age, the Beneficiary may withdraw such sums as do not
exceed one-third (1/3) of the mar:ket value of the principal of the trust as
constituted on the Beneficiary's twenty-fifth (25th) birthday, or on the
later establishment of the trust
~ 7.1.4 At any time after the Beneficiary attains twenty-
eight (28) years of age, the Beneficiary may withdraw such sums as do not
exceed one-half (1/2) of the market value of the principal of the trust as
constituted on the Beneficiary's lwenty'eighth (28th) birthday, or on the
later establishment of the trust.
9 7.1.5 At any time after the Beneficiary attains thirty (30)
years of age, the Beneficiary may withdraw any or all of the principal of
the trust.
~ 7.1.6 If the Beneficiary dies before the complete
tennination of his or her trust, the Trustee shall distribute the property then
held in trust for such beneficiary to such persons or entities (including the
Beneficiary' s estate), in such amounts and upon such !rusts, telmS and
conditions as the Beneficiary by his or her last Will may appoint by
sperific reference to this general POWer of appointment. Any property not
so appointed sha11 be divided into shares for the Beneficiary's issue then
living, per stilpes, or if none, for the issue then living of the parent of the
Beneficiary who was a descendant of the Settlor, per stirpes, or if none, for
the Settlor's issue then living, per stirpes, and, in all circumstances, with
any share allocable to a beneficiary then under thirty (30) years of age
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lJQC ao q!i1.n.lr,;-:w::; r:; : 'r,'.' ,....;
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being held in continued trust for the benefit of such beneficiazy in
accordance with the provisions of this Article Seven. If the Settlor has no
issue then living, such assets shall be distributed in accordance with the
provisions of Article Eight hereof.
..~-.....~~.. ~"} ;:;:: .~;...'
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ARTICLE EIGHT
CONTINGENT DISTRIBUTION
distributed to the person or persons who wonld be entitled thereto if the Settlor and the Settlor's
~ 8.1 Any assets to be distributed in accordance with this Article Eight shall be
Hnsbaod had each died intestate and 1lDOlarried, each seized and J>OSSessed of one-half (112) of
such assets, and domiciled in the Commonwealth of Pennsylvania.
ARTICLE NINE
APPOINTMENT OF FIDUCIARIES
hereunder, JONATHAN VIPOND, III shall act as sole Trustee hereunder dwing the life of the
~ 9.1 Upon the resignation or incapaCity of the Settlor to act as a Co-Trustee
Settlor. Upon the death of the Settlor, the Settlor appoints the WILMINGTON TRUST
COMPANY to serve with JONATHAN VIPOND, III as Co-Trustees of all trusts created
hereunder. JONATHAN VlPOND,III shall have the right to resign at any time, for any reason
wha1lloever, and shall have the right to designate his successor as Trustee or Co-Trustee by
testamentary or inter vivos writing delivered to the then-serving Co-Trustee or, if none, to the
then income beneficiarie;; (or their legal guardians) of all trusts created hereunder. In the absence
of any such designation having been made by JONATHAN VIPOND, In, upon his resignation,
incapacity or death, the Settlor's daughter, LINDA V. HEATH, shall act as individual Trustee
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.. .~ ~ rr~'. ;(I~ \ ~ ~".: ;~;.~ 'j':~I:f C'" .'0 ',' :. 4 ;..:'
or Co-Trustee hereunder in his stead. Any individual Trustee or Co-Trustee then serving shall
.----.----.-.--.--.. '-"..
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have the right to resign, for any reason whatsoever, and shall have the right to designate his or
her s~r as Trustee by inter vivos or testamentaIy writing delivered to the then-serving
corporate Co-Trustee. In the absence of any such designation having been made by the
individual Co-Trustee upon his or her resignation, incapacity or death, the then income
beneficiaries of all frusts hereunder (or their legal or natural guardians) shaJI have the right to
designate the SUccessor individual Co-Trustee as Trustee by majority vote. Any individual Co;..
Trustee then serving shall have the right from time to time to require the resignation of the
COrporate Co-Trustee provided that the individual Co-Trustee shall immediately appoint a
successor COrporate Co-Trustee, which shall be a corporate financial institution with fiduciary
powers.
originally appointed Trustee or the successor Co-Trustees, as the case may be.
~ 9.2 AU references herein to the '.'Trustee" shall mean the then serving
ARTICLE TEN
POWERS OF FIDUCIARIES
security for the faithful perfonnance of the fiduciary's duties.
S 10.1 No fiduciary under this Agreement shall be required to give bond or other
given by law:
S 10.2 Any such fiduciary shall have the following powers, in addition to those
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~ 10.2.1 To invest in, accept and retain any real or personal
property, including stock of a corporate fiduciary or its holding company,
without restriction to legal investments; provided, however, if any
property that fonns a part of the principal of the trusts established by
Articles Four and Six of this Agreement is unproductive, the Settlor's
Husband may at any time and from time to time by a written notice require
the Trustee of said trust(s) holding such unproductive property either to
make any or all of such property productive or to convert such property
within a reasonable time after the Trustee receives such notice;
~ 10.2.2 To sell, exchange, partition or lease for any period
of time any real or personal property and to give options therefor for cash
or credit, with or without security;
~ 10.2.3 To borrow money from any person including any
fiduciary acting hereunder, and to mortgage or pledge any real'or personal
property;
~ 10.2.4 To hold shares of stock or other securities in
nominee registration fonn, including that of a clearing corporation or
depository, or in book entry fonn or unregistered or in such other fonn as
will pass by delivery;
~ 10.2.5 To make distributions in cash, or in kind at current
values, or partly in each, allocating specific assets to particular distributees
on a non-pro rata basis, and for such purposes to make reasonable
detenninations of current values;
~ 10.2.6 To tenninate, following the death of the Settlor's
Husband any trust created herein, the principal of which is or becomes too
small in the Trustee's discretion to make the establishment or continuance
of the trust advisable, and to make immediate distribution of the then
remaining trust property to the beneficiary then entitled to the income of
the trust property or, if there is more than one beneficiary, to the
beneficiaries then entitled to the income of the trust property, in proportion
to their respective interests therein or, if such interests are not defined, in
equal shares to such beneficiaries. The receipts and releases of the
distributees wiII tenninate absolutely the right of all persons who might
otherwise have a future interest in the trust, whether vested or contingent,
without notice to them and without the necessity of filing an account in
any court;
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~ 10.2.7 If the Settlor's Executor does not make an election
pursuant to Internal Revenue Code Section 2056(b)(7)(B)(v) with respect
to all of the assets held in trust under either Articles Four or Six hereof, the
respective trust estates thereunder may be divided into separate trusts
pursuant to the terms of the election and such division shall be based upon
the fair market value of the assets comprising the trust at the time of the
division;
~ 10.2.8 To allocate between the trusts established by
Articles Four and Six of this Agreement any property that is not includible
in the Settlor' s ~state for administration purposes, but which is paid
directly to the Trustee and is not otherwise designated for a specific trust,
in such shares as the Trustee deems appropriate; provided, however, any
portion of such property that does not form a part of the Settlor's gross
estate for federal estate tax purposes or generation skipping transfer tax
purposes shall be allocated to the trust established by Article Four of this
Agreement and shall not be used for the payment of death taxes, debts or
administration expenses;
~ 10.2.9 To execute any agreement relating to the disposition
or redemption of any business interest that may be a part of the trust estate,
whether the same involves a proprietary interest, a partnership interest or
stock in a closely held corporation;
~ 10.2.10 To operate or arrange for the operation of any
business interest held hereunder, and to join or become a party to, or to
Oppose, any reorganization, readjustment, foreclosure, merger, voting
trust, dissolution, consolidation or exchange relating to any such business
interest;
9 10.2.1 I To engage in litigation and compromise, arbitrate or
abandon claims;
9 10.2.12 To determine the apportionment of receipts and
expenses, including extraordinary cash dividends, stock dividends,
capital-gain dividends of regulated investment companies and proceeds
and expenses of the sale of unproductive real estate, between income and
principal, such apportionment to be made so as to balance fairly the
interests of any income beneficiary and the remaindermen;
~ 10.2.13 To make elections, decisions, concessions and
settlements in connection with all income, estate, inheritance, gift or other
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tax returns and the payment of such taxes, without obligation to adjust the
distributive share of income or principal of any person thereby affected;
~ 10.2.14 To merge, after the death of the Settlor, any trust
" created hereunder with any other trust or trusts created by the Settlor or the
Settlor's Husband, under will or deed, if the terms of any such trust are
then substantially similar and are held for the primary benefit of the same
persons, and if such merger shall not cause any adverse estate, income or
generation skipping transfer tax consequences; and
~ 10.2.15 The Settlor's Executor is authorized to allocate any
of the Settlor's exemption from federal generation skipping transfer tax
under ~ 2631 of the Code to any property as to which the Settlor is the
deemed transferor under ~ 2652(a) of the Code, regardless of whether or
not the property with respect to which an election or allocation is made is
part of the Settlor's probate estate. Any such election or allocation shall
be binding upon the Trustee and any beneficiary of any trust created
hereunder. The Trustee is authorized to divide any trust created hereunder
into two or more separate trusts if such separation, in the discretion of the
Trustee, is advantageous to such trust and the beneficiaries of such trust
for the purposes of application of the federal generation skipping transfer
tax; provided, however, that such separated trusts shall be held,
administered and disposed of in accordance with the tenns hereunder as
identical trusts in all other respects.
ARTICLE ELEVEN
BUS~SS~RESTS
~ 11.1 In the event any business interest should be a Trust Asset, whether the
same involves a proprietary interest, a partnership interest or stock in a closely-held corporation,
either wholly owned, controlled by the Trustee or owned in substantial part by the Trustee, the
Trustee is authorized, subject to the tenus of any agreement which the Settlor or the Trustee may
have made for the sale of such interest, to continue said business until such time as the Trustee
shall deem it advisable to sell, liquidate or distribute the same in kind. With respect to any sale
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or exchange of the stock of any such business interest and in the absence of any such agreement
entered into by the Settlor or the Trustee, the Trustee is directed to consider and detennine the
appropri~ness of a sale or redemption of such stock in accordance with Section 303 of the
Internal Revenue Code to the business entity and a possible deferral of federal estate tax
payments under Section 6166 of the Internal Revenue Code. It is the Settlor's desire that, to the
extent possible, any such business interest be continued or disposed of only in an orderly manner
so as to maximize the proceeds of any disposition. If an election under the foregoing provisions
will effect such desire, the Trustee is encouraged to pursue such election if it deems such election
also to be in the best interests of the trust(s) created hereunder and the beneficiaries thereof. The
Trustee shall have all rights and powers in connection with such business as an owner thereof,
including specifically the power at any time and from time to time to operate or to join in the
operation of the same as a going concern, to fonn or to refonn a general or limited Partnership, to
incolpOrate or to reincorporate and to liquidate or to sell the same or any part thereof as the
Trustee deems advisable for the best interests of the trust(s) created hereunder and the
beneficiaries thereof without the necessity of any order of court and without any liability for loss
resulting from the operation of said business, except when such loss is the result of gross
negligence or fraud on the part of the Trustee.
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ARTICLE TWELVE
DUTIES AND RIGHTS wrrn RESPECT TO POLICIES
"'
~ 12.1 The Settlor and the Trustee shall have the following duties and rights with
respect to all insurance policies payable to the Trustee (the "Policies"):
~ 12.1.1 The Trustee shall not be obligated to pay any
premiwns or assessments on any of the Policies and shall be WIder no
obligation with respect to the Policies, except for safekeeping during the
Settlor's lifetime and to the extent otherwise expressly agreed to herein.
. ~ 12.1.2 With respect to any of the Policies, the Settlor
reserves to herself, during her ownership of said Policies and during her
lifetime, all rights, payments, dividends, sUlTender values and benefits of
any kind which may accrue on accoWIt of any of the Policies, and the right
at any time to assign, pledge or use said Policies, or any of them, or to
change the beneficiary thereof to borrow money thereon, or for any
purpose, without the consent, approval or joinder of the Trustee or any
beneficiary hereWIder. It is the intent of the Settlor, with regard to said
Policies, that this instrument shall be operative only with respect to the
proceeds of such of the Policies as may be due and payable to the Trustee
. at the time of the death of the Settlor or thereafter, after deduction of aU
charges against the Policies by reason of advances, loans, premiwns, or
otherwise; and the receipt of the Trustee for such proceeds shall release the
insurance companies from liability on the Policies.
~ 12.1.3 The Settlor agrees and directs that, upon her death,
the proceeds of all Policies which are then subject to the terms of this
instrument shall be paid in accordance with the directions then set forth in
said Policies or the beneficiary designations then attached thereto. If the
proceeds of said Policies are payable to the Trustee, the Trustee may
institute any proceeding at law or in equity in order to enforce the payment
thereof, and may do and perform any and all other acts and things which
may be necessary, for the purpose of collecting any sums which may be
due and payable WIder the terms of said Policies; it being distinctly
WIderstood, however, that the Trustee shall not, except at its option, enter
into or maintain any litigation to enforce the payment of said Policies until
it shall have been guaranteed indemnification by one or more of the
beneficiaries of this instrument to its satisfaction against all expenses and
liabilities to which it may, in its jUdgment, be subjected by any such
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action. The Trustee is authorized to compromise and adjust claims arising
out of the Policies, or any of them, upon such tenus and conditions as it
may deem just, and the decision of the Trustee shall be binding and
conclusive upon all parties interested therein.
"'
ARTICLE THIRTEEN
PROVISION FOR TAXES, DEBTS AND EXPENSES
expenses of her last illness, funeral, burial and administrative expenses ofher estate and estate .
~ 13.1 The Trustee may pay any of the Settlor's legally enforceable debts, any
taxes, inheritance taxes, transfer taxes and other taxes ofa similar nature payable by reason of the
Settlor's death to any government or subdivision thereofupon or with respect to any property
subject to any such tax, and any penalties thereon, or any portion thereof, in the Trustee's sole
discretion, without reimbursement, out of the principal of that portion of Trust Assets disposed of
by ~ 3.1.2 hereof, and to the extent such assets are insufficient, from that portion of the Trust
Assets disposed of by ~ 3.1.1 hereof; provided, however, that no such debts, expenses, tax,
interest and penalties shall be paid from any portion of the Trust Assets elected to qualify for the
federal estate tax marital deduction.
ARTICLE FOURTEEN
REVOCABILITY
alter or revoke this instrument in whole or in part; provided, however, that the duties, powers,
~ 14.1 The Settlor may, by instrument in writing delivered to the Trustee, modify,
compensation and liability of the Trustee shall not be changed without the written consent of the
Trustee.
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~
ARTICLE FIFTEEN
MISCELLANEOUS PROVISIONS
~ 15.1 As used in this Agreement, the term "Internal Revenue Code" shall mean
the Internal Revenue Code of 1986, as amended from time to time, or the corresponding
provision of subsequent law.
~ 15.2 If the Settlor's Husband and the Settlor die under such circumstances that
it is impossible to determine which survived, it shall be conclusively presumed and this
Agreement shall be construed as if the Settlor's Husband had predeceased the Settlor.
~ 15.3 Whenever a discretionary distribution of net income or principal is
pennittedpursuant to any trust created hereunder, if such distribution may be made in whole or
in part to a person who is then a Trustee of such trust, such person may not participate in any
way in the decision whether to make such distribution. No Trustee who is under a legal
obligation to support a beneficiary of a trust created hereunder shall participate in the exercise of
any discretion granted to the Trustee of that trust to distribute net income or principal in
discharge of that legal obligation. Furthermore, no Trustee shall enter into any reciprocal
arrangement with any'other trustee for the purpose ofindirectIy exercising a power prohibited
hereunder.
~ 15.4 Whenever the Trustee is directed to distribute property to or for the benefit
of any beneficiary who is under (a) twenty-one (21) years of age, or (b) a legal disability or
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otherwise suffers from an illness or mental or physical disability that would make distribution
~
directly to such beneficiary inappropriate (as determined in the Trustee's sole discretion
exercised in good faith), the Trustee may distribute such property to the person who has custody
of such beneficiary, may apply such property for the benefit of such beneficiary, may distribute
such property to a custodian for such beneficiary, whether then serving or selected and appointed
by the Trustee (including the Trustee), under any applicable Uniform Transfers to Minors Act or
Uniform Gifts to Minors Act, may distribute such property directly to such beneficiary's estate,
or may distribute such property directly to such beneficiary (except if any of the conditions
hereinbefore described in (b) apply), without liability on the part of the Trustee to see to the
application of such property. This provision shall not in any way Operate to suspend such
beneficiary's absolute ownership of such property or to prevent the absolute vesting thereof in
such beneficiary.
~ 15.5 Except as otherwise may be provided in this Agreement, during the
continuance of any of the trusts created hereunder and thereafter until the property is distributed
to and received by any beneficiary hereunder, the principal swns thus held in trust for any
beneficiary, respectively, and the income thereof shall not be subject to or liable for any
contracts, debts, engagements, liabilities or torts of such beneficiary now or hereafter made,
contracted, incurred or committed, but shall be absolutely free from the same, and such
beneficiary shall have no power to sell, assign or encumber aJl or any part of the principal sums
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or such beneficiary's interest therein, respectively, or the income thereof, or to anticipate the
"'
income.
~ 15.6 A corporate fiduciary shall be entitled to receive compensation for its
services hereunder in accordance with its schedule in effect when the services are performed, but
not in excess of such compensation as would be approved by a court of competent jurisdiction:
An individual fiduciary shall be entitled to receive reasonable compensation for such fiduciary's
services hereunder.
~ 15.7 Notwithstanding any other provision of this Agreement, upon the
expiration of twenty-one (21) years after the death of the last survivor of the group consisting of
the Settlor's Husband and the Settlor's issue living at the Settlor's death, the trusts created
hereunder shall forthwith terminate and the trust property shall be distributed to the beneficiary
then entitled to the income of the trust property or, if there is more than one beneficiary, to the
beneficiaries then entitled to the income of the trust property in proportion to their respective
interests therein or, if such interests are not defined, in equal shares to such beneficiaries.
~ 15.8 This instrument and any trust created hereunder shall be governed by the
laws of Pennsylvania and shall have it situs in Cumberland County, Pennsylvania.
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IN WITNESS WHEREOF, the Settlor and the Trustee have hereunto affixed
their hands and seals and/or caused this instrument to be duly executed on the date and year first
written above.
WIlNESS:
SEITLOR:
dHA/l Lv. 7tUr-;2..ur..)
~.:f.?/ ~ (. <?' .., L/ 7J. ~""J.e~SEAL)
Florence N. Vipond
CO-TRUSTEES:
()'1A.--' LJ ~ ?/t:~.
d./-H"u-..A~ 17. ~~.j- (SEAL)
Florence N. Vipond
Jonathan Vipond, III
(SEAL)
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THE FLORENCE N. VIPOND REVOCABLE TRUS1:
SCHEnT JLE A
WI1NESS:
SEDLOR:
(J~ W.~
Jt/-cA L~.v' ~. ;/~~(SEAL)
Florence N. Vipond
CO-TRUSTEES:
/7
U4-< "'... ll'.J - fl--r--tJ-::Lp ./\ -/
~;J~ ~."'Ao.N/JJ. U',..a__"",- (SEAL)
Florence N. Vipond t1
Jonathan Vipond, III
(SEAL)
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COMMONWEALTH OF PENNSYL VANIA
COUNTY OF n "li-W.THN.f.t'11
& N\be.rltutL
ss:
On this, the d ul day of 6Lh-bLr
. 1998, before me, a notary
public, the undersigned officer, personally appeared FLORENCE N. VIPOND, known to me
(or satisfactorily proven) to be the person whose name is subscribed to the within instrument, and
acknowledged that.)re executed the same for the purposes therein contained.
IN WIlNESS WHEREOF, I hereunto set my hand and official seal. .
,~I/It~h
Notary blic
My Commission Expires:
11114-=- .
".i1h.... _ ~PU8uc
"-~flIIlONoNo~:Ot". J
(SEAL)
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COMM.ONWEALTH OF PENNSYL VANIA
COUNTYOF~
On this, the JNJ day of ~:h7bty
ss:
. 1998, before me, a notary
public, the undersigned officer, personally appeared JONATHAN VIPOND, III, known to me
(or satisfactorily proven) to be the person whose name is subscribed to the within instrument, and
acknowledged that he executed the same for the purposes therein contained.
IN WITNESS WHEREOF, I hereunto set my hand and official seal.
~ IdJelU-AhJc
Notary P blic
My Commission Expires:
(SEAL)
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HBG1; 99986-1