HomeMy WebLinkAbout03-23-06
COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA
ORPHANS' COURT DIVISION
No. 94-559
GUARDIAN OF THE ESTATE OF BRITTANIE A. GEORGE, A MINOR
SECOND AND PARTIAL ACCOUNT OF
MANUFACTURERS AND TRADERS TRUST COMPANY, SUCCESSOR IN
INTEREST UNDER COURT ORDER DATED JUNE 27,1994
Date of Appointment: June 27,1994
Account Stated from June 1, 2004 to January 31, 2006
SUMMARY & INDEX
Paaes
Principal
Receipts
Net Loss on Conversions
2-3
3-7
195,391.36
17,376.17
178,015.19
5,500.00
Less Distributions
7
Principal Balance as of January 31, 2006
Income
Receipts 8 - 9
Less Disbursements 9
I ncome Balance as of January 31, 2006
62,572.92
60,932.93
COMBINED BALANCE AS OF JANUARY 31,2006
172,515.19
1,639.99
$ 174,155.18
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PRINCIPAL BALANCE
209.387 shs. Evergreen International Bond Fund
161.841 shs. Goldman Sachs High Yield Fund
402.441 shs. MTB Intermediate Term Bond Fund
821.529 shs. MTB Short Duration Government Bond Fund
535.84 shs. MTB Short Term Corporate Bond Fund
161.986 shs. Northeast Investors Trust
2087.256 shs. MTB PA Municipal Bond Fund
262.132 shs. CRM Mid Cap Value Fund
2939.685 shs. MTB Large Cap Stock Fund
937.781 shs. MTB Large Cap Value Fund
1882.378 shs. MTB Small Cap Stock Fund
280.977 shs. Thompson Plumb Growth Fund
90.668 shs. Vanguard Institutional Index Fund
512.204 shs. Vanguard 500 Index Fund
1594.376 shs. MTB International Equity Fund
312.906 shs. Boston Co. International Small Cap Fund
MTB Prime Money Market Fund
INCOME ACCOUNT
MTB Prime Money Market Fund
Combined Balances as of January 31, 2006
PRINCIPAL RECEIPTS
Balance as per First and Partial Account
Adjust Cost Basis:
733.142 shs. MTB Short Duration Gov. Bond Fund
354.435 shs. MTB Intermediate Term Bond Fund
2454.462 shs. MTB I nternational Equity Fund
2534.675 shs. MTB Large Cap Stock Fund
1592.261 shs. MTB Small Cap Stock Fund
93.674 shs. Vanguard Institutional Index Fund
Market Value
Jan. 31,2006
2,259.29
1,285.02
3,943.92
7,829.17
5,224.44
1,218.13
21,143.90
7,255.81
24,781.54
11,328.39
18,070.83
12,879.99
10,611.78
60,419.58
18,032.39
7,102.97
2,647.93
216,035.08
1,639.99
$ 217,675.07
12/10/04 Long Term Capital Gain Evergreen International Bond Fund
12/16/04 Long Term Capital Gain MTB Large Cap Stock Fund
Short Term Capital Gain MTB Large Cap Stock Fund
12/17/04 Long Term Capital Gain MTB Small Cap Stock Fund
Short Term Capital Gain MTB Small Cap Stock Fund
12/22/04 Long Term Capital Gain Boston Co. International Small Cap Fund
Short Term Capital Gain Boston Co. International Small Cap Fund
12/23/04 Long Term Capital Gain CRM Mid Cap Value Fund
Short Term Capital Gain CRM Mid Cap Value Fund
-2-
Cost Basis
2,215.54
1,269.74
4,097.14
8,042.97
5,287.65
1,188.99
20,000.00
6,065.43
27,450.59
8,087.79
16,250.93
11,643.77
9,274.95
30,000.00
14,157.11
4,834.66
2,647.93
$
172,515.19
1,639.99
$
174,155.18
194,141.66
56.96
(0.08)
(1,887.50)
(6,839.26)
(787.90)
(898.90)
183,784.98
1.67
1,977.08
428.39
1,659.28
323.39
269.95
108.69
79.07
186.94
PRINCIPAL RECEIPTS (continued)
12/23/04 Long Term Capital Gain Thompson Plumb Growth Fund
Short Term Capital Gain Thompson Plumb Growth Fund
11/29/05 Long Term Capital Gain MTB International Equity Fund
Short Term Capital Gain MTB International Equity Fund
Long Term Capital Gain MTB Large Cap Value Fund
Short Term Capital Gain MTB Large Cap Value Fund
Long Term Capital Gain MTB Large Cap Stock Fund
Long Term Capital Gain MTB Small Cap Stock Fund
12/07/05 Long Term Capital Gain Evergreen International Bond Fund
12/15/05 Long Term Capital Gain Boston Co. International Small Cap Fund
Short Term Capital Gain Boston Co. International Small Cap Fund
12/16/05 Long Term Capital Gain CRM Mid Cap Value Fund
Short Term Capital Gain CRM Mid Cap Value Fund
12/19/05 Long Term Capital Gain Thompson Plumb Growth Fund
Short Term Capital Gain Thompson Plumb Growth Fund
Total Principal Receipts
PRINCIPAL CONVERSIONS INTO CASH
Gain
Balance as per First and Partial Account
06/28/04 14.562 shs. MTB Small Cap Stock Fund
Proceeds 138.92
Account Value 124.58
14.34
07/28/04 862.762 shs. MTB International Equity Fund
Proceeds 8,213.49
Account Value 7,482.82
730.67
07/28/04 126.376 shs. MTB Short Duration Gov. Fund
Proceeds 1,213.21
Account Value 1,262.49
07/28/04 18.713 shs. MTB Intermediate Term Bond Fund
Proceeds 186.57
Account Value 191.99
07/28/04 110.533 shs. MTB Short Term Corp Bond Fund
Proceeds 1,085.43
Account Value 1,097.59
07/28/04 90.349 shs. Goldman Sachs High Yield Fund
Proceeds 711.05
Account Value 654.13
56.92
3:37 PM
-3-
118.22
28.11
2,003.66
26.68
623.19
64.58
1,475.89
1,276.52
3.35
323.59
117.41
164.85
39.66
242.47
63.74
$
195,391.36
Loss
19,318.12
49.28
5.42
12.16
PRINCIPAL CONVERSIONS INTO CASH (continued)
Gain
Loss
07/28/04 87.679 shs. Northeast Investors Trust
Proceeds 662.85
Account Value 622.52
40.33
07/28/04 21.284 shs. MTB Large Cap Value Fund
Proceeds 219.65
Account Value 179.27
40.38
08/24/04 65.161 shs. MTB Small Cap Stock Fund
Proceeds 564.29
Account Value 557.45
6.84
08/24/04 56.178 shs. MTB International Equity Fund
Proceeds 543.24
Account Value 487.24
56.00
08/24/04 53.097 shs. MTB Large Cap Stock Fund
Proceeds 461 .41
Account Value 508.91
47.50
08/24/04 29.713 shs. MTB Large Cap Value Fund
Proceeds 308.12
Account Value 250.26
57.86
08/24/04 3.006 shs. Vanguard Institutional Index
Proceeds 302.49
Account Value 390.66
88.17
08/24/04 6.376 shs. Thompson Plumb Growth Fund
Proceeds 289.04
Account Value 221.95
67.09
08/24/04 15.021 shs. Mellon Boston Co. International Small Cap Fund
Proceeds 227.57
Account Value 224.71
2.86
08/24/04 14.935 shs. MTB Short Duration Gov. Bond Fund
Proceeds 144.27
Account Value 149.20
4.93
08/24/04 6.752 shs. CRM Mid Cap Value Fund
Proceeds 153.54
Account Value 154.69
1.15
-4-
PRINCIPAL CONVERSIONS INTO CASH (continued)
Gain Loss
08/24/04 12.123 shs. Evergreen International Bond Fund
Proceeds 131.53
Account Value 128.26
3.27
08/24/04 10.384 shs. MTB Intermediate Term Bond Fund
Proceeds 104.77
Account Value 106.54
1.77
08/24/04 8.401 shs. MTB Short Term Corp Bond Fund
Proceeds 82.83
Account Value 83.42
0.59
08/24/04 8.718 shs. Northeast I nvestors Trust
Proceeds 66.52
Account Value 61.90
4.62
08/24/04 6.599 shs. Goldman Sachs High Yield Fund
Proceeds 52.20
Account Value 47.78
4.42
09/28/04 5.314 shs. MTB Small Cap Stock Fund
Proceeds 47.24
Account Value 45.46
1.78
10/29/04 5.164 shs. MTB International Equity Fund
Proceeds 53.34
Account Value 44.79
8.55
11/29/04 118.867 shs. MTB Large Cap Stock Fund
Proceeds 1,107.84
Account Value 1,139.30
31 .46
11/29/04 84.271 shs. MTB Small Cap Stock Fund
Proceeds 842.71
Account Value 720.93
121.78
11/29/04 21.304 shs. MTB International Equity Fund
Proceeds 231.57
Account Value 184.77
46.80
12/30/04 10.034 shs. Boston Co. International Small Cap Fund
Proceeds 172. 18
Account Value 150. 11
22.07
-5-
PRINCIPAL CONVERSIONS INTO CASH {continued}
Gain Loss
01/26/05 10.334 shs. MTB Intermediate Term Bond Fund
Proceeds 104.06
Account Value 106.03
1.97
02/28/05 7.482 shs. Boston Co. I nternational Small Cap Fund
Proceeds 137.67
Account Value 111.93
25.74
04/26/05 5.577 shs. MTB Intermediate Term Bond Fund
Proceeds 55.66
Account Value 57.22
1.56
OS/26/05 138.134 shs. Northeast Investors Trust
Proceeds 1 ,033.24
Account Value 983.04
50.20
OS/26/05 127.266 shs. Goldman Sachs High Yield Fund
Proceeds 990.13
Account Value 930.33
59.80
OS/26/05 63.74 shs. MTB Large Cap Stock Fund
Proceeds 551.35
Account Value 610.92
59.57
06/28/05 4.739 shs. Boston Co. International Small Cap Fund
Proceeds 86.81
Account Value 70.90
15.91
07/26/05 117.447 shs. MTB Small Cap Stock Fund
Proceeds 1,119.27
Account Value 1,004.75
114.52
07/26/05 42.687 shs. Boston Co. International Small Cap Fund
Proceeds 805.08
Account Value 638.60
166.48
07/26/05 5.843 shs. CRM Mid Cap Value Fund
Proceeds 158.58
Account Value 133.86
24.72
08/29/05 1.61 shs. MTB Intermediate Term Bond Fund
Proceeds 16.02
Account Value 16.52
0.50
-6-
PRINCIPAL CONVERSIONS INTO CASH (continued)
Gain
Loss
09/27/05 1.885 shs. MTB International Equity Fund
Proceeds 22.00
Account Value 16.35
5.65
1 0/26/05 7.159 shs. MTB Intermediate Term Bond Fund
Proceeds 70.23
Account Value 73.45
3.22
11/28/05 41.008 shs. MTB International Equity Fund
Proceeds 479.79
Account Value 355.67
124.12
12/28/05 42.492 shs. Boston Co. International Small Cap Fund
Proceeds 884.26
Account Value 635.68
248.58
12/28/05 67.953 shs. MTB International Equity Fund
Proceeds 718.26
Account Value 589.36
128.90
Totals 2,251.20 19,627.37
Net Loss on Conversions $ 17,376.17
PRINCIPAL DISBURSEMENTS
Balance as per First and Partial Account
0.00
08/24/04 Transfer to Income
07/15/05 Bible Baptist School, tuition
3,500.00
2,000.00
Total Principal Disbursements
$
5,500.00
PRINCIPAL INVESTMENTS
06/28/04 13.934 shs. MTB Intermediate Term Bond Fund
07/28/04 390.839 shs. Mellon-Boston Co. International Small Cap Fund
221.057 shs. Evergreen International Bond Fund
191.648 shs. MTB Small Cap Stock Fund
146.907 shs. MTB Large Cap Stock Fund
27.716 shs. Thompson Plumb Growth Fund
08/26/04 .743 shs. MTB Small Cap Stock Fund
09/28/04 1.668 shs. MTB Intermediate Term Bond Fund
10/29/04 3.019 shs. MTB Intermediate Term Bond Fund
11/29/04 40.005 shs. Thompson Plumb Growth Fund
20.864 shs. MTB Intermediate Term Bond Fund
12/10/04 .138 sh. Evergreen International Bond Fund
12/16/04 288.772 shs. MTB Large Cap Stock Fund
-7-
138.92
5,846.95
2,338.78
1,665.42
1,285.44
1,254.96
6.51
16.95
30.64
1,850.25
210.10
1.67
2,405.47
PRINCIPAL INVESTMENTS (continued)
12/17/04 225.56 shs. MTB Small Cap Stock Fund
12/22/04 23.187 shs. Boston Co. International Small Cap Fund
12/23/04 10.375 shs. CRM Mid Cap Value Fund
3.193 shs. Thompson Plumb Growth Fund
12/30/04 10.777 shs. MTB Intermediate Term Bond Fund
01/26/05 17.241 shs. MTB Short Duration Gov. Fund
02/28/05 8.963 shs. MTB Intermediate Term Bond Fund
03/29/05 3.626 shs. MTB Short Duration Gov. Bond Fund
04/26/05 9.375 shs. MTB Small Cap Stock Fund
OS/26/05 4.377 shs. MTB Intermediate Term Bond Fund
06/28/05 3.066 shs. MTB Intermediate Term Bond Fund
07/26/05 5.956 shs. MTB Intermediate Term Bond Fund
08/29/05 2.988 shs. MTB Small Cap Stock Fund
09/27/05 .953 sh. MTB Intermediate Term Bond Fund
10/26/05 4.786 shs. Thompson Plumb Growth Fund
11/28/05 21.831 shs. MTB Intermediate Term Bond Fund
11/29/05 196.168 shs. MTB International Equity Fund
59.189 shs. MTB Large Cap Value Fund
175.284 shs. MTB Large Cap Stock Fund
146.558 shs. MTB Small Cap Stock Fund
12/07/05 .315 sh. Evergreen International Bond Fund
21.335 shs. Boston Co. International Small Cap Fund
12/16/05 7.544 shs. CRM Mid-Cap Value Fund
12/19/05 6.846 shs. Thompson Plumb Growth Fund
12/28/05 208.831 shs. MTB Short Duration Gov. Bond Fund
187.945 shs. MTB Short Term Corp Bond Fund
2.678 shs. MTB Intermediate Term Bond Fund
01/26/06 3.697 shs. MTB Intermediate Term Bond Fund
29.751 shs. MTB Large Cap Stock Fund
1,982.67
378.64
266.01
146.33
1 08.31
165.86
89.99
34.63
78.09
43.81
30.81
59.20
27.25
9.43
209.58
214.38
2,030.34
687.77
1,475.89
1,276.52
3.35
441.00
204.51
306.21
1,994.34
1,834.34
26.41
36.30
249.02
INCOME RECEIPTS
Balance as per First and Partial Account
52,566.04
08/24/04 Transfer from Principal
Dividends, MTB Intermediate Term Bond Fund 6-1-04 to 1-3-06
Dividends, PA Muni Bond Fund 6-1-04 to 1-3-06
Dividends, MTB Short Duration Gov. Fund 6-1-04 to 1-3-06
Dividends, MTB Short Term Corp Bond 6-1-04 to 1-3-06
Dividends, Goldman Sachs High Yield Fund 6-4-04 to 1-3-06
Dividends, Vanguard 500 I ndex Fund 6-29-04 to 12-29-05
Dividends, MTB Large Cap Value Fund 6-30-04 to 12-29-05
Dividends, MTB Large Cap Stock Fund 7-1-04 to 12-29-05
Dividends, Northeast Investors Fund 8-30-04 to 11-22-05
Dividends, Evergreen International Bond Fund 9-20-04 to 12-16-05
Dividends, Vanguard Institutional Index Fund 7-9-04 to 12-29-05
Dividends, Boston Co. I nternational Small Cap Fund
12-23-04 to 12-15-05
Dividends, CRM Mid Cap Value Fund 12-23-04 to 12-16-05
-8-
3,500.00
266.28
1,286.83
260.89
155.93
308.48
1,828.57
146.63
509.66
217.97
150.49
335.66
79.95
80.83
. Il t .
INCOME RECEIPTS (continued)
Dividends, Thompson Plumb Growth Fund 12-23-04 to 12-19-05
Dividends, MTB I nternational Equity Fund 12-30-04 to 12-29-05
Dividends, MTB Money Market Fund 6-1-04 to 1-3-06
Total Income Receipts
INCOME DISBURSEMENTS
Balance as per First and Partial Account
07/06/04 Bible Baptist School, tuition
08/06/04 Register of Wills, Court Costs
08/25/04 St. Patrick Church, transportation to Bible Baptist Church School
02/16/05 Bible Baptist School, registration fee
02/25/05 PA Department of Revenue, Tax due PA40
04/01/05 PA Department of Revenue, estimated tax
06/01/05 PA Department of Revenue, estimated tax
07/15/05 Bible Baptist School, tuition
08/30/05 St. Patrick Church, bus transportation
09/01/05 PA Department of Revenue, estimated tax
10/07/05 St. Patrick Church, bus transportation
12/20/05 PA Department of Revenue, estimated tax
M& T Bank, trustee fees
Total Income Disbursements
191.13
466.88
220.70
$
62,572.92
47,796.32
4,298.56
254.00
675.00
75.00
195.00
80.00
80.00
2,462.66
600.00
80.00
100.00
80.00
4,156.39
$
60,932.93
MANUFACTURERS AND TRADERS TRUST COMPANY
PLENARY GUARDIAN BRITTANIE A. GEORGE
A MINOR
~~~JL
Ja e F. Burke, Vice President
COMMONWEALTH OF PENNSYLVANIA
COUNTY OF CUMBERLAND
Jane F. Burke, Vice President, Manufacturers and Traders Trust Company, being duly
sworn, deposes and says that the foregoing Account, both as to the items of charge and discharge,
is just and true to the best of her knowledge and belief.
~\L.lfuuJL
Ja F. Burke, Vice President
Swo~n t~nd Subscribed before me
this~_ day of March, 2006
COMMONWEALTH OF PENNSYLVANIA
Notarial Seal
Gwendolyn E. Killian, Notary Public
Carlisle 8oro, Cumberland County
My Commission Expires Nov. 22, 2008
Member, Pennsylvania Association Of Notaries
-9-
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Notary ublic
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