HomeMy WebLinkAbout05-09-06 (2)
.
Clerk of OrDhans' Court of Cumberland County
IN RE: Mary Dugan
An Incapacitated Person
Docket No.
21-05-38
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FIRST AND PARTIAL REPORT OF GUARDIAN OF THE ESTATE
I, Constance E. Stoneroad. Partner of Keystone Guardianship Services was /were
appointed plenary guardian of the estate of Mary Dugan
by Decree of the Honorable Judge Hess . Dated November 28. 2005 This is my initial
report for the period from 11/28/2005 to March 31. 2006, ("The Report Period").
I. SUMMARY
A. Value of principal assets at the beginning of the Report Period?
$ ***92.885.88
B. Total amount of income earned during the report period?
$
6.602.25
Total amount of all expenditures made for care and maintenance of the
C. incapacitated person during the Report Period?
1. From principal
$ 14.217.86
$ 5.130.71
$ 1.185.07
$ 78.668.02
$ 80.490.80
$ 1.964.86
2. From income
D. Total amount spent for all other purposes during the Report Period?
E. Total amounts remaining at the end of the Report Period?
1. Principal
2. Income
Total Income and Principal $ 80.632.88
***Amountreceived from previous Guardian, PENNSYLVANIA GUARDIANSHIP ASSOC.
II. ADDITIONAL INFORMATION
A. Principal:
1. Total amount remaining at the end of the Report Period?
How is principal and income currently invested?
Halifax National Bank Savings Account
Halifax National Bank Checking Account
PNC Bank Checking Account
American General Life Insurance Policies
3. Have there been any expenditures from principal during the Report
Period?
If you answered YES, was there Court approval for all expenditures
from principal?
4. Did you receive any principal assets during the report period which
were not included on the inventory or a prior report filed for the estate?
If you answered YES, did you receive Court approval prior to receiving
additional principal?
5. State the sources and amounts of the additional principal you received:
$ 80.632.88
$ 65,470.71
$ 1,812.03
$ 9,817.37
$ 3,531.77
a Yes a No
aYes ONo
a Yes 0 No
a Yes a No
$
$
B. Income:
1. State sources and amounts of income received during the Report Period (i.e., social
security, pension, rents, etc.):
Army Annuity
Civil Service
Social Security
Halifax National Bank Interest
Refunds
Total Income received during Report Period
$ 1.189.00
$ 4.877.62
$ 207.00
$ 470.71
$ 351.24
$ 7.095.57
2. How is income currently invested? (please specify, restricted bank accounts, client care
account, etc.)
_ Bank Accounts Restricted to Guardians Signature
3. Specify what payments were made for the care and maintenance of the incapacitated
person (i.e., clothing, nursing home, medicine, support, etc.).
Alert Pharmacy
PricilIa Whitman
ROBC Limited
Medications
Personal Items
Home Care
$ 251.80
$ 39.49
$ 17,872.21
$ 18,163.50
4. Specify what other payments were made during the Report Period.
AGLA
PNC Bank
Keystone Guardianship Services
Register of Wills
Insurance Premium $
Fees $
Guardianship Fees/Costs $
Certified Copy of Court Appointment $
213.23
122.00
844.84
5.00
$ 1,185.07
GUARDIAN'S COMMENTS:
First: Review of the accounting of the previous guardian raised a question of excessive fees,
in particular the amount taken for the sale of the real estate and the amount paid to someone for
services while a monthly fee was charged by the guardian.
Second: We have petitioned the court to allow for a prepaid burial account, upon approval of
the same, the insurances held in the account will be cashed and the proceeds used toward the
payment of the prepaid burial expenses.
Third: As we were not given a lump sum of money without determination of income and
principal at the onset of the Guardianship, principal was expended. We have petitioned the court
to allow further expenditure of Principal in order to meet anticipated expenses.
I verify that the foregoing information is correct to the best of my knowledge, information and belief;
and that this verification is subject to the penalties of 18 Pa. CSA. ~4904 relative to unsworn
falsification to authorities.
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Date ,/
Keystone Guardianship Services
Court appointed Guardian for
Mary Dugan
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Constance E. Stoneroad
Keystone Guardianship Services
129 Market Street - Suite "A"
Millersburg, P A 17061
Work - 717-692-5173
Cell -717-265-4056
* FILING FEE $15 MUST ACCOMPANY THIS FILING.
THE MATTER OF THE APPOINTMENT
OF A GUARDIAN FOR
MARY DUGAN, AN ALLEGED
INCAPACITATED INDIVIDUAL
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
ORPHANS COURT DIVISION
NO. 2 1 - 0 5 - 3 8 0
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PETITION TO INVADE ASSETS
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TO THE HONORABLE JUDGES OF SAID COURT:
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AND NOW, this 3RD day of May, 2006 comes the guardian,
Constance E. Stoneroad, of Keystone Guardianship Services, of
the above-captioned incapacitated individual, and respectfully
requests that this Honorable Court grant her request to invade
assets held in the Guardianship of Mary Dugan,
to ensure
liquidity of funds from which to pay her debts, daily living
expenses and prepaid burial arrangements. In support thereof,
said guardian avers as follows:
1. An Inventory of Assets for Mary Dugan was prepared by
Keystone Guardianship Services on March 31, 2006, as set forth
on Exhibit "A" attached hereto and incorporated by reference.
2. A three month activity report as filed with the Register
of Wills of Cumberland County on this same date for Mary Dugan;
as set forth on Exhibit "B" attached hereto and incorporated by
reference.
4. The American General Life Insurance Policies totaling an
estimated value of $3,531.77 and a Halifax National Bank Savings
Account in the amount of $65,470.71 are the Principal assets
requiring
liquidation
to
meet
the
following
anticipated
expenses.
A. Pre-Arrangement Burial expenses for Mary Dugan as
estimated by Malpezzi Funeral Home, 8 Market Plaza Way,
Mechanicsburg,
PA
17055
in
an
estimated
amount
of
$5,851.00: as set forth on Exhibit "C" attached hereto and
incorporated by reference.
B. An amount toward expenses of living at the Bridges at
Bent
Creek,
Assisted Living Residence,
Dementia Unit
located at 2100 Bent Creek Boulevard, Mechanicsburg, PA
17050, through December 2006, in the amount $25,000.00.
The monthly expenses are approximately 3,691.35; as set
forth on Exhibit "D" attached hereto and incorporated by
reference.
WHEREFORE,
the
aforementioned
guardian
respectfully
requests this Honorable Court enter an order allowing her to
invade the Principal in order to maintain sufficient liquidity
from which to satisfy the debts and living expenses of Mary
Dugan.
Date:
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Respectfully Submitted:
I
C(J}/lvlr:. /1..{' l/ C ~j ,It III l /-d ((.J
Constance E. Stoneroad
KEYSTONE GUARDIANSHIP SERVICES
129 Market Street Suite "A"
Millersburg, PA 17061
(717) 692-5173
'l'HJ:; MA'l''l'J:;R OF THE APPOINTMENT
OF A GUARDIAN FOR
MARY DUGAN, AN ALLEGED
INCAPACITATED INDIVIDUAL
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
ORPHANS COURT DIVISION
NO. 2 1 - 0 5 - 3 8 0
VERIFICATION
I verify that the averments In this Petition to Invade
Assets are true and correct.
I understand that false statements
herein are made subj ect to the penalties of 18 Pa. C. S. 4904,
relating to unsworn falsification to authorities.
/ 1.1
Date:
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KEYSTONE GUARDIANSHIP SERVICES
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Constance E. Stoneroad
THE MATTER OF THE APPOINTMENT
OF A GUARDIAN FOR
MARY DUGAN, AN ALLEGED
INCAPACITATED INDIVIDUAL
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
ORPHANS COURT DIVISION
NO. 21-05-380
INVENTORY
Description
Value
Halifax National Bank
Savings Account
Checking Account
65,470.71
1,812.03
PNC Bank
Checking Account
9,817.37
American General Life Insurance Policies
Estimated Cash in value as of May 2006
3,531.77
Total Assets
80,632.88
Dated: as of March 31, 2006
Prepared and filed by:
Keystone Guardianship Services
129 Market Street
Millersburg, PA 17061
Phone: 717-692-2345
EXHIBIT
j A
THE MATTER OF THE APPOINTMENT
OF A GUARDIAN FOR
MARY DUGAN, AN ALLEGED
INCAPACITATED INDIVIDUAL
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
ORPHANS COURT DIVISION
NO. 2 1 - 05 - 3 8 0
VERIFICATION
I,
Constance
E.
Stoneroad
of
Keystone
Guardianship
Services, Guardian, verify that the items appearing in the
Inventory include all of the personal assets wherever situate
and all of the real estate in the Commonwealth of Pennsylvania
of Mary Dugan,
an alleged incapacitated person,
that the
valuation placed opposite each item of said Inventory represents
its fair value as of the current date, and that Mary Dugan owns
no real estate outside of the Commonwealth of Pennsylvania. I
further verify that the statements made in this Inventory are
true and correct.
I understand that false statements herein are
made subject to the penalties of 18 Pa.C.S. S 4904 relating to
unsworn falsification to authorities.
KEYSTONE GUARDIANSHIP SERVICES
Date: vi 'iti(,~!,1{(!t
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Constance E. Stoneroad
.
Clerk of Ornhans' Court of Cumberland County
IN RE: Mary Dugan
An Incapacitated Person
Docket No.
21-05-38
FIRST AND PARTIAL REPORT OF GUARDIAN OF THE ESTATE
I, Constance E. Stoneroad. Partner of Keystone Guardianship Services was /were
appointed plenary guardian of the estate of Mary Dugan
by Decree of the Honorable Judge Hess . Dated November 28.2005 This is my initial
report for the period from 11/28/2005 to March 31. 2006, ("The Report Period").
I. SUMMARY
A. Value of principal assets at the beginning of the Report Period? $ ***92.885.88
B. Total amount of income earned during the report period? $ 6.602.25
Total amount of all expenditures made for care and maintenance of the
C. incapacitated person during the Report Period?
1. From principal $ 14.217.86
2. From income $ 5.130.71
D. Total amount spent for all other purposes during the Report Period? $ 1.185.07
E. Total amounts remaining at the end of the Report Period? $ 78.668.02
1. Principal $ 80.490.80
2. Income $ 1.964.86
Total Income and Principal $ 80.632.88
*** Amount received from previous Guardian, PENNSYLVANIA GUARDIANSHIP ASSOC.
EXHIBIT
I 8
11. ADDITIONAL INFORMATION
A. Principal:
1. Total amount remaining at the end of the Report Period?
How is principal and income currently invested?
Halifax National Bank Savings Account
Halifax National Bank Checking Account
PNC Bank Checking Account
American General Life Insurance Policies
3. Have there been any expenditures from principal during the Report
Period?
If you answered YES, was there Court approval for all expenditures
from principal?
4. Did you receive any principal assets during the report period which
were not included on the inventory or a prior report filed for the estate?
If you answered YES, did you receive Court approval prior to receiving
additional principal?
5. State the sources and amounts of the additional principal you received:
$ 80.632.88
$ 65,470.71
$ 1,812.03
$ 9,817.37
$ 3,531.77
o Yes 0 No
o Yes 0 No
o Yes 0 No
o Yes 0 No
$
$
B. Income:
1. State sources and amounts of income received during the Report Period (i.e., social
security, pension, rents, etc.):
Army Annuity
Civil Service
Social Security
Halifax National Bank Interest
Refunds
Total Income received during Report Period
$ 1.189.00
$ 4.877.62
$ 207.00
$ 470.71
$ 351.24
$ 7.095.57
2. How is income currently invested? (please specify, restricted bank accounts, client care
account, etc.)
Bank Accounts Restricted to Guardians Signature
3. SpecifY what payments were made for the care and maintenance of the incapacitated
person (i.e., clothing, nursing home, medicine, support, etc.).
Alert Pharmacy
Pricilla Whitman
ROBC Limited
Medications
Personal Items
Home Care
$ 251.80
$ 39.49
$ 17,872.21
$ 18,163.50
4. SpecifY what other payments were made during the Report Period.
AGLA
PNC Bank
Keystone Guardianship Services
Register of Wills
Insurance Premium $
Fees $
Guardianship Fees/Costs $
Certified Copy of Court Appointment $
213.23
122.00
844.84
5.00
$ 1,185.07
GUARDIAN'S COMMENTS:
First: Review of the accounting of the previous guardian raised a question of excessive fees,
in particular the amount taken for the sale of the real estate and the amount paid to someone for
services while a monthly fee was charged by the guardian.
Second: We have petitioned the court to allow for a prepaid burial account, upon approval of
the same, the insurances held in the account will be cashed and the proceeds used toward the
payment of the prepaid burial expenses.
Third: As we were not given a lump sum of money without determination of income and
principal at the onset of the Guardianship, principal was expended. We have petitioned the court
to allow further expenditure of Principal in order to meet anticipated expenses.
I verifY that the foregoing information is correct to the best of my knowledge, information and belief;
and that this verification is subject to the penalties of 18 Pa. CSA. 84904 relative to unsworn
falsification to authorities.
~?JiZti. ,2, ,:J{}{J{;,
Date ,/
Keystone Guardianship Services
Court appointed Guardian for
Mary Dugan
/Z /I /, '/"' / . '
)(l;pt/?(P/tl1i<!-t:J!:/Jh:?/u~/~ ~-
" Constance E. Stoneroad
Keystone Guardianship Services
129 Market Street - Suite "A"
Millersburg, P A 17061
Work -717-692-5173
Cell - 717-265-4056
* FILING FEE $15 MUST ACCOMPANY THIS FILING.
Malpezzi Funeral Home
Pre-Arrangement Worksheet p /'<L ~r.r....." r....,.)
Pre-arranged Funeral for MA.n.f C. 'DuCAr"'. Date ~"'- 31 { Zu.;k
, I City/State ~d.....I"o\'t :"J."., 111 17 t).sD
Address 21tO li'r.j)l>i M &.....1t C~t:.
A. Charges For Services Selected C. Special Charges
Professional Services Forwarding of remains to
1. Services of Funeral Director & Staff $ i~\ $
2. Embalming $ i "C.l (Funeral Home)
3. Other preparation of the body $ l'-L.l. Receiving of remains from
$ $
Immediate Burial $- a
Use of the Facilities Direct Cremation $ -
I. Use of facilities and services for Other $
Viewing (visitation/wake) $ Total Special Charges. . . . . . . . . . . . $ -0-
2. Use of facilities and services for
Funeral ceremony $ D. Cash Advances
3. Use off3cilities and services for I. Opening Grave $
Memorial service $ 2. Cemetery Equipment $
4. Use of equipment and services for ; .",-.l 3. Newspaper Notices - Local $ IZ!)
Graveside service $ 4. Newspaper Notices-Out-of-town $
5. Other use of facilities 5. Airfare $
$ 6. Clergy Honorarium $ 100
1. Music 6) $
Automotive Equipment 8. Certified Copies of DC' S $~
I. Vehicle to transfer remains to 9. Flowers $ Il:fIJ
Funeral Home $ i"'-l 10. Vault Service Charge $
2. Hearse (Funeral Coach) $ j"t..\. II. $
3. Limousine $ 12. $ .~.
_.
4. Family Car $ 13. $-
5. Flower Car or floral disposition $ ;."'- \. 14. $-
6. Lead tClergy Car $ ;",,-\. Total of Cash Advances. . . . . ... . . . . $ 361
7. Out of town transportation $
Total of Professional Services, Facilities Total of AU Selections $ 5){5l F(~'.\AA,"=)
And Automotive Equipment. . . . . . . .. $ SD90
B. Charges For Merchandise Selected
Casket Selected ::-~lC.dt. 1>1("'-: Description of Services & Special Instructions
('l.'to.~("'" ~rt> ,,'I-t-, fLy ~ $Z~ GrA~""':"'" clLrui.,., "- 4-\- L...\'-A"'~""'", ("'_~ N,,4-~{
C~-2-~7- ~ ~,... .11;~U"", 40 1.12. klJ '-pr-i.JAk\v
Outer Burial Container Selected
~ ~:.ci.QJ C." +k f'A-,lA.<1y ~.. ., k C'UP\<> ..~( ~ rO",,-Jl!k,~....:L.
. ., :'::'-';0... L;.v::z.. $
Register Book(s) $
Memory Folders $
Prayer Cards $
Cremation Urn $
Clothing $ Reason For Embalming
~ R (/);.
Other Merchandise $ hk..... tv ill JD'.i&..e..., l(>W'~
$ ,
Total Merchandise Selected.... a $ l4ro
This is not a Purchase Contract
Prearrangement worksheetdoc
EXHIBIT
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ROBe Limited Partnership
202 Black Matt Road ~)r;:rt:\~.n .n .n rQ.'
Douglassville, PA 19518 'i.llJ...l.C:.::U.-;.l.
, -
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.1 APR 2 1 2006
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Statement
Account:
horobc - 0153 - hodugma2
Date:
04/18/06
~~._--------------
Mary Dugan, c/o Connie Stoneroad ...a"""""
Keystone Guardianship Service
129 Market Street
Millersburg, PA 17061
Payment:
Please remit by May 5th
Thank You
Date Description Charges Payments Balance
Balance Forward 0.00
04/02/06 Beauty Shop - Wash & Set 3/14 15.00 15.00
04/02106 Beauty Shop - Wash & Set 3/21 15.00 30.00
04/05/06 Beauty Shop - Cut, Set & Style 3/28 22.00 52.00
04/17/06 Beauty Shop - Wash & Set 4/4 15.00 67.00
04/17/06 Personal Care Items 3/16-4/15 9.35 76.35
04/18/06 Beauty Shop - Wash & Set 4/11 15.00 91.35
05/01/06 Rent 3,600.00 3,691.35
KEYSTONE GUARDIANSHIP SERVICES
Acct Name: lfltJ./Jy .D tJ;::P/J.--1.-/
Principal: ..--
Interest:
Date: 2-
Paid on: ~
Check no.
pve. o,e. ~ f:--cA X
( ~'l d
EXHIBIT
91.35
30 Days
0.00
I
o
60 Days
0.00
90 Days Amount Du
Current
0.00 3,691.3~