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HomeMy WebLinkAbout02-2333FRANKLIN FEED DAVID C. WERTIME & SUPPLY COMPANY, : Plaintiff : WERTIME, Esquire, and : & GUYER, : Defendants : IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA CIVIL ACTION - LAW JURY TRIAL DEMANDED No. 333 NOTICE YOU HAVE BEEN SUED IN COURT. If you wish to defend against the claims set forth in the following pages, you must take action within twenty (20) days after this Complaint and Notice are served, by entering a written appearance personally or by attorney and filing in writing with the Court your defenses or objections to the claims set forth against you. You are warned that if you fail to do so the case may proceed without you and a judgment may be entered against you by the Court without further notice for any money claimed in the Complaint or for any other claim or relief requested by the Plaintiff. You may lose money or property or other rights important to you. YOU SHOULD TAKE THIS PAPER TO YOUR LAWYER AT ONCE. IF YOU DO NOT HAVE A LAWYER OR CANNOT AFFORD ONE, GO TO OR TELEPHONE THE OFFICE SET FORTH BELOW TO FIND OUT WHERE YOU CAN GET LEGAL HELP. Lawyer Referral Service Court Administrator 4th Floor Cumberland County Courthouse Carlisle, PA 17013 717-240-6200 FRANKLIN FEED & SUPPLY COMPANY, : Plaintiff : DAVID C. WERTIME, Esquire, and : WERTIME & GUYER, : Defendants : IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA CIVIL ACTION LAW JURY TRIAL DEMANDED COMPLAINT Franklin Feed & Supply Company, by its counsel, Keefer Wood Allen & Rahal, LAP, files this action for professional malpractice against David C. Wertime, Esquire, and Wertime & Guyer, averring as follows: Parties and Terms of Enqaqement 1. Plaintiff, Franklin Feed & Supply Company ("Franklin Feed"), is a corporation organized and existing under the laws of the Commonwealth of Pennsylvania, with its principal place of business located at 1977 Philadelphia Avenue, Chambersburg, Franklin County, Pennsylvania. 2. Defendant David C. Wertime, Esquire ("Attorney Wertime"), is an attorney duly licensed to practice law in the Commonwealth of Pennsylvania, who conducts his law practice from an office located at 50 Eastern Avenue, Greencastle, Pennsylvania 17225. 3. Defendant Wertime & Guyer is a law partnership or professional association of attorneys whose principal place of business is located at 50 Eastern Avenue, Greencastle, Pennsylvania 17225. 4. Plaintiff avers, on information and belief, that at all times relevant hereto, Attorney Wertime was a partner or principal in the law firm of Wertime & Guyer, and conducted his professional practice under the name of that law firm and from its offices in Greencastle, Pennsylvania. 5. Plaintiff avers, on information and belief, that Attorney Wertime has regularly performed professional legal services on behalf of his clients in Cumberland County. Plaintiff further avers that certain of the transactions and occurrences out of which its causes of action arose took place in Cumberland County. Accordingly, venue in this matter is proper in Cumberland County. 6. Beginning in October 1992, Franklin Feed retained and employed Attorney Wertime as its attorney in connection with the matters described more fully herein. 7. Attorney Wertime accepted such professional employment and undertook to perform legal services on Franklin Feed's behalf, as described more fully herein. -2- 8. Franklin Feed paid fees to defendants for professional services rendered by Attorney Wertime and his law firm to Franklin Feed. 9. As a result of his attorney-client relationship with Franklin Feed, Attorney Wertime and his law firm had a duty to represent Franklin Feed with the reasonable care, skill, and diligence possessed and exercised by other attorneys in the community in similar circumstances. Backqround 10. In 1992, a dispute arose between Franklin Feed and Garry Martin and Victoria Martin, individually and t/d/b/a Creekside Farms ("the Martins"), when the Martins refused to pay invoices for animal feed that Franklin Feed sold and delivered to the Martins' dairy farm. 11. In October 1992, Franklin Feed retained Attorney Wertime to provide professional legal representation in connection with the dispute with the Martins. Attorney Wertime thereafter prepared and mailed a letter to the Martins on Wertime & Guyer stationery, demanding on Franklin Feed's behalf that the Martins pay the overdue invoices. 12. During the course of his professional engagement by Franklin Feed, Attorney Wertime became aware of the Martins' -3- contention (and basis for their refusal to pay) that some of the feed sold to them by Franklin Feed was defective and that it had caused the deaths of some of their cows and consequential economic losses to their business. 13. On February 2, 1993, on Franklin Feed's behalf, Attorney Wertime filed a civil action against the Martins in the Franklin County Court of Common Pleas, docketed to A.D. No. 1993- 60, to collect the unpaid invoices (hereinafter referred to as "the collection suit"). 14. In an answer with new matter filed on or about February 11, 1993, the Martins asserted affirmative defenses to the collection suit, alleging they had purchased defective feed from Franklin Feed and that it had harmed their dairy cows, and that the seller had thereby breached express and implied warranties. 15. Attorney Wertime prepared and filed Franklin Feed's reply to the Martins' new matter, and was thus, as early as February 1993, fully informed and aware of the Martins' claim that Franklin Feed had sold them defective feed and that their business had been damaged as a result. 16. On October 22, 1993, while the collection suit was still pending, the Martins commenced a civil action against -4- Franklin Feed and Purina Mills, Inc. ("Purina") in this Court, docketed to No. 3356 Civil 1993 ("the Martin suit"), by filing a praecipe for issuance of writs of summons. 17. One of the writs was shortly thereafter served upon Franklin Feed, who promptly forwarded a copy and brought the Martin suit to the attention of Franklin Feed's counsel, Attorney Wertime. 18. After a brief investigation that consisted of one or two telephone calls to Purina's counsel, Attorney Wertime advised Franklin Feed that the Martins had filed suit in the wrong county, instructed Franklin Feed to ignore the writ of summons, placed his copy of the writ in his law firm's file, and took no further action with respect to the Martin suit. 19. As a consequence of Attorney Wertime's failure to provide appropriate legal advice and counsel, Franklin Feed made no effort at that time to notify its commercial general liability insurance carrier, Pennsylvania Manufacturers' Association Insurance Company ("PMA"), regarding the Martins' claim or the fact that they had initiated a lawsuit against Franklin Feed. 20. In early 1995, while Attorney Wertime was still representing Franklin Feed, the collection suit proceeded to an -5- arbitration hearing that lasted several trial days, spread over a period of months. 21. Attorney Wertime represented Franklin Feed throughout the arbitration hearing, during which extensive testimony was presented (including the testimony of experts) as to whether the feed that Franklin Feed supplied to the Martins was defective. 22. On June 22, 1995, the arbitrators issued an award of judgment in favor of the Martins, Feed. 23. provide with no recovery by Franklin As a consequence of Attorney Wertime's failure to appropriate legal advice and counsel, Franklin Feed did not exercise its right to appeal the adverse arbitration decision and obtain an automatic trial de novo, as authorized by Pa. R. Civ. P. 1308 and 1311, and was thereby deprived of the opportunity to obtain a different and potentially more beneficial result. 24. Attorney Wertime further neglected to provided advice and counsel to Franklin Feed regarding the risk that findings of fact essential to the arbitration award, including any finding that its feed was defective, might be given collateral estoppel effect by this Court and thereby be detrimental to Franklin Feed's defense of the pending Martin suit. -6- 25. By reason of the aforementioned conduct, Attorney Wertime filed to exercise the ordinary skill and knowledge possessed by attorneys in the community. 26. As a proximate result of Attorney Wertime's acts or omissions, Franklin Feed's ability to defend itself against claims for damages asserted in the Martin suit was prejudiced and impaired, and/or its defense was made more costly. 27. In October 1995, approximately three (3) months after the expiration of Franklin Feed's right to appeal from the arbitration award, Franklin Feed received a written demand for settlement of the Martin suit, which included a specification of alleged damages; Franklin Feed promptly forwarded a copy of this correspondence to its insurer, PMA. 28. In a complaint filed on December 19, 1995, in the Martin suit, the Martins alleged they had incurred damages exceeding the sum of $400,000 due to various causes of action arising from the sale to them by Franklin Feed of allegedly defective animal feed. 29. In their complaint, the Martins made specific reference to the arbitration award in the collection suit and asserted that Franklin Feed was collaterally estopped from denying that the feed sold by Franklin Feed was defective. -7- 30. On January 22, 1996, PMA denied coverage for the claims asserted in the Martin suit and disclaimed any further obligation to defend Franklin Feed. Shortly thereafter, PMA withdrew from the defense of the Martin suit. 31. In denying coverage, PMA asserted that it had been prejudiced by Franklin Feed's delay in providing notice of the Martins' claim and lawsuit, because the issues previously decided by the arbitrators' award in the collection suit were likely to be given collateral estoppel effect in the Martin suit. 32. As a result of PMA's actions, which could have been avoided if Franklin Feed had been advised by Attorney Wertime to provide prompt notice of the Martins' claim to PMA and to forward a copy of the Martin writ to PMA upon receipt in 1993, Franklin Feed was forced to hire defense counsel at its own expense and incurred attorney's fees and other defense costs associated with the defense of the Martin suit. 33. To secure its right to a defense and potential coverage under PMA's policy, and as a proximate result of Attorney Wertime's professional negligence, Franklin Feed was compelled to file an action for declaratory judgment in this Court, docketed to No. 74 Civil 1998 (~PMA action"). -8- 34. On June 11, 1999, this Court (by Hon. J. Wesley Oler, Jr., J.) granted Franklin Feed's motion for partial summary judgment in the PMA action, declaring that PMA was obligated under its insurance policy to defend Franklin Feed in the Martin action. 35. In an order issued the same day in the Martin action, the Court also held that as a result of the prior arbitration decision in the collection action handled by Attorney Wertime, Franklin Feed ~is estopped from denying that it breached the contract of sale of feed to plaintiffs." 36. Following this Court's partial summary judgment order in the PMA action, PMA agreed to henceforth provide counsel to defend Franklin Feed at PMA's expense, and also agreed to provide reimbursement of a portion of the legal expenses previously incurred by Franklin Feed in defending the Martin action. Franklin Feed will not seek recovery of the reimbursed expenses from defendants in this action. However, Franklin Feed reasonably agreed to accept less than full reimbursement of its legal expenses from PMA as consideration for the discontinuance of the PMA action and to thereby mitigate the losses that were accruing as a result of defendants' professional malpractice. Accordingly, Franklin Feed's damages in this action include the -9- unreimbursed portion of the legal expenses it incurred in defending the Martin action. 37. As a direct and proximate result of defendants' professional negligence, as described above, Franklin Feed has been damaged. 38. Franklin Feed's pecuniary losses include, without limitation, legal fees and other expenses incurred in pursuing the PMA action, legal fees and other expenses incurred in defending the Martin action (to the extent not reimbursed by PMA), and other damages proximately caused by defendants' professional negligence, in a total amount that exceeds the jurisdictional limit for mandatory arbitration in this Court. COUNT I (Professional Negligence) 39. The above paragraphs 1 through 37 are incorporated here by reference as if fully restated. 40. As a result of their attorney-client relationship with Franklin Feed, defendants had a duty to represent Franklin Feed with the reasonable care, skill, and diligence possessed and exercised by other attorneys in the community in similar circumstances. -10- 41. Defendants breached the duty of care owed Franklin Feed, as follows: a. Failing to advise and counsel Franklin Feed to provide timely notice to PMA of the Martins' claim and the service of the writ of summons upon Franklin Feed in the Martin suit; b. Failing to provide appropriate legal advice and counsel to Franklin Feed regarding its right to appeal the adverse arbitration decision and obtain an automatic trial de novo, as authorized by Pa. R. Civ. P. 1308 and 1311, with the result that Franklin Feed waived its right to appeal and lost the opportunity to obtain a different and potentially more beneficial result; and c. Failing to advise and counsel Franklin Feed of the potentially adverse consequences of waiving its right to appeal the adverse arbitration award, such as the risk that findings of fact essential to the arbitration award against Franklin Feed, including, inter alia, any finding that its feed was defective, might be given collateral estoppel effect by this Court -11- and thereby be detrimental to Franklin Feed's defense of the Martin suit. 42. By reason of the conduct alleged herein, defendants failed to exercise the ordinary skill and knowledge possessed by other attorneys in the community in similar circumstances and thereby breached the duty of care, all to Franklin Feed's damage. 43. As a direct and proximate result of defendants' professional negligence, as described above, Franklin Feed has been damaged in a total amount that exceeds the jurisdictional limit for mandatory arbitration in this Court. WHEREFORE, plaintiff Franklin Feed respectfully requests that this Honorable Court enter an award of damages against defendants in an amount exceeding the limit for mandatory arbitration in this Court, plus interest, costs and such other and further relief as the Court determines to be fair and just. COU~T II (Breach of Contract) 44. The above paragraphs 1 through 43 are incorporated by reference as if fully stated at this place. 45. provide Franklin Feed has been damaged, As a result of defendant's breach of their agreement to legal services to Franklin Feed in a professional manner, as set forth above. -12- 46. AS a direct and proximate result of defendants' breach of contract, as described above, Franklin Feed has been damaged in a total amount that exceeds the jurisdictional limit for mandatory arbitration in this Court. WHEREFORE, plaintiff Franklin Feed respectfully requests that this Honorable Court enter an award of damages against defendants in an amount exceeding the limit for mandatory arbitration in this Court, plus interest, costs and such other and further relief as the Court determines to be fair and just. Dated: May 10, 2002 By Respectfully submitted, KEEFER WOOD ALLEN & P~AHAL, LLP Char~e~~ Atty. No. 23172 Donald M. Lewis III Atty. No. 58510 210 Walnut Street P. O. Box 11963 Harrisburg, PA 17108-1963 717-255-8010 and 8038 Attorneys for plaintiff -13- VERIFICATION The undersigned, states that: 1. Company, 2. behalf; 3. Samuel E. Miller, hereby verifies and He is General Manager of Franklin Feed & Supply plaintiff herein; He is authorized to make this verification on its The facts set forth in the foregoing complaint are true and correct belief; 4. subject to the best of his knowledge, information, and and He is aware that false statements herein are made to the penalties of 18 Pa.C.S. Sec. 4904, relating to unsworn falsification to authorities. Dated: May A, 2002 FRANKLIN FEED & SUPPLY COMPANY, : Plaintiff : : V. : DAVID C. WERTIME, Esquire, and : WERTIME & GUYER, : : Defendants : IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA CIVIL ACTION - LAW JURY TRIAL DEMANDED No. 02-2333 Civil ACCEPTANCE OF SERVICE AND ENTRY OF APPEARANCE ON BEHALF OF DEFENDANTS TO: Curt Long, Prothonotary Please enter my appearance for defendants in this matter and note the docket to reflect that, being duly authorized to do so, I hereby accept service of plaintiff's complaint on behalf of defendants David C. Wertime, Esquire and Wertime & Guyer. BOSWELL TINTNER PICCOLA & WICKERSHA_M Dated: May /~ , 2002 By Jeffrey R. Boswell 315 North Front Street P. O. Box 741 Harrisburg, PA 17108-0741 717-236-9377 Attorneys for defendants CERTIFICATE OF SERVICE I, Jeffrey R. Boswell, Esquire, one of the attorneys for defendant, hereby certify that I have served the foregoing paper upon counsel of record this date by depositing a true and correct copy of the same in the United States mail, first-class postage pre~aid, addressed as follows: Charles W. Rubendall II, Esquire Keefer Wood Allen & Rahal, LLP 210 Walnut Street P. O. Box 11963 Harrisburg, PA 17108-1963 BOSWELL TINTNER PICCOLA & WICKERSHAM Dated: May /S , 2002 By Je~y R. Boswel~l Jeffrey R. Boswell, Esquire Supreme Court I.D. #25444 BOSWELL, TINTNER, PICCOLA & WICKERSHAM 315 North Front Street P. Q. Box 741 Harrisburg, Pennsylvania 17108-0741 Attorneys for Defendants FRANKLIN FEED & SUPPLY COMPANY, Plaintiff, V. DAVID C. WERTIME, Esquire, and WERTIME & GUYER, Defendants. : IN THE COURT OF COMMON PLEAS : CUMBERLAND COUNTY, PENNSYLVANIA : NO. 02-2333 CIVIL : CIVIL ACTION - LAW : JURY TRIAL DEMANDED NOTICE TO PLEAD TO: Franklin Feed & Supply Company and its attorneys Charles W. Rubendall, II, Esquire Donald M. Lewis, III, Esquire KEEFER, WOOD, ALLEN & RAHAL, LLP 210 Walnut Street P. O. box 11963 Harrisburg, PA 17108-1963 You are hereby notified to file a written response to the enclosed Answer with New Matter within twenty (20) days from service hereof or a judgrnent may be entered against you. BOSWELL, TINTNER, PICCOLA & WlCKERSHAM BY: Je{¥1e~ R~-Boswell, Esquire Date: Julyt.?_~, 2002 Jeffrey R. Boswell, Esquire Supreme Court I.D. #25444 BOSWELL, TINTNER, PICCOLA & WlCKERSHAM 315 North Front Street P. O. Box 741 Harrisburg, Pennsylvania 17108-0741 Attorneys for Defendants FRANKLIN FEED & SUPPLY COMPANY, Plaintiff, V. DAVID C. WERTIME, Esquire, and WERTIME & GUYER, Defendants. : IN THE COURT OF COMMON PLEAS : CUMBERLAND COUNTY, PENNSYLVANIA : NO. 02-2333 CIVIL : CIVIL ACTION - LAW : JURY TRIAL DEMANDED ANSWER WITH NEW MATTER AND NOW comes the Defendants, David C. Wertime, Esquire, and Wertime & Guyer, by and through their attorneys, Jeffrey R. Boswell, Esquire, and Boswell, Tintner, Piccola & Wickersham, and makes this Answer With New Matter set forth, as follows: Parties and Terms of Engagement 1. Admitted. 2. Admitted. 3. Admitted. 4. Admitted. 5. Admitted. 6. Admitted in part, and denied in part. Defendants admit that they were engaged to represent Plaintiff solely in connection with the collection of a certain debt for animal feed sold to Garry Martin and Victoria Martin, individually, and t/d/b/a Creekside Farms ("the Martins"). The Defendants deny that they were retained by Plaintiff for any other purpose. Defendants further deny that they were retained to serve as Plaintiff's corporate counsel. Defendants further deny that they were retained to provide advice concerning or otherwise to defend a civil action commenced by the Martins against Franklin Feed & Supply Company ("Franklin Feed") and Purina Mills, Inc. ("Purina") in the Court of Common Pleas of Cumberland County docketed to No. 3356 Civil 1993. 7. Admitted in part, and denied in part. Defendants admit that they were engaged to represent Plaintiff solely in connection with the collection of a certain debt for animal feed sold to Garry Martin and Victoria Martin, individually, and t/d/b/a Creekside Farms ("the Martins"). The Defendants deny that they were retained by Plaintiff for any other purpose. Defendants further deny that they were retained to serve as Plaintiff's corporate counsel. Defendants further deny that they were retained to provide advice concerning or otherwise to defend a civil action commenced by the Martins against Franklin Feed and Purina Mills, Inc. ("Purina") in the Court of Common Pleas of Cumberland County docketed to No. 3356 Civil 1993. 8. Admitted, with the clarification that said fees were paid for and in consideration of performance of legal services pursuant to the limited scope of representation as set forth in more detail in Paragraphs 6 and 7, above. 9. Admitted, with the clarification that Defendants fulfilled said duty, which duty was limited by the terms of the representation. -2~ Backeround 10. Admitted. 11. Admitted. By way of further answer, Defendants admit that theywere retained solely to collect the outstanding debt occasioned by the Martins' nonpayment of certain invoices, and aver further that the professional legal representation was limited to that single assignment. 12. Admitted. By way of further answer, Attorney Wertime learned during the preparation for the arbitration of the collection action that the Martins refused to pay for the feed because they contended the feed was allegedly defective, but the Martins did not file a counterclaim in the collection action for any consequential economic losses to their business, nor aver within the scope of the collection action any claim against Plaintiffs relative to the integrity of the feed at issue. 13. Admitted. 14. Denied as stated; the answer and new matter speaks for itself. By way of further answer, Defendants incorporate herein by reference their answer to Paragraph 12, above. 15. Admitted in part, and denied in part. Attorney Wertime admits that he prepared and filed Franklin Feed's Reply to Martins' New Matter, but he denies that he was, in February, 1993, fully informed and aware of Martins' claims. Attorney Wertime avers that Franklin Feed vigorously disputed the Martins' claims and, thus, Attorney Wertime was not fully informed by the Martins, nor by Franklin Feed or Purina, about the feed and the damage it may have caused. 16. Admitted. 17. Admitted in part, and denied in part. Attorney Wertime admits that he was provided with a copy of the Writ of Summons filed by the Martins in the Court of Common Pleas of -3- Cumberland County. However, Attorney Wertime denies that he was engaged to provide any legal advice about that action or to defend that action. 18. Denied. Attorney Wertime denies that the Plaintiff's averment is a proper representation of the facts, and Defendants therefore demand proof at trial. To the contrary, Attorney Wertime admits that he spoke with Purina's counsel, and thereafter confirmed that he considered his engagement to be for the collection of the debt for the nonpayment for certain invoices, that the Martins' filing of the Writ of Summons in Cumberland County did not require Franklin Feed to file an answer or other pleading at that time, that he (Attorney Wertime) had not been engaged to defend Franklin Feed in the Martins' civil action in Cumberland County, and that he (Attorney Wertime) did not file an answer or other pleading in the Cumberland County action because he did not represent Franklin Feed in that action nor did he file his appearance in that action. 19. Denied. Plaintiff' s aveiment states a legal conclusion to which no answer is required. To the extent a response is deemed required, the Defendants deny the averment. 20. Admitted, with the clarification that he was still representing Plaintiff within the limited scope of representation as set forth in Paragraphs 6 and 7, above. 21. Admitted, with the clarification that he was still representing Plaintiff within the limited scope of representation as set forth in Paragraphs 6 and 7, above. 22. Admitted. By way of further answer, Defendants aver that the arbitration award provided no opinion or memorandum as to the basis for the arbitrators' award. 23. Denied. Plaintiff's averment states a legal conclusion to which no answer is required. To the extent a response is deemed required, the Defendants deny the averment. By way of further -4- answer, Defendants did advise Plaintiff of its appellate fights; Plaintiff decided not to appeal because of economic reasons, the costs that it had already spent to attempt to collect the debt from the Martins and the prospective costs for a trial upon appeal, costs that exceeded the amount of the debt for nonpayment of the invoices. 24. Denied. The Plaintiff's averment states a legal conclusion to which no answer is required. To the extent a response is deemed required, the Defendants deny the averment. 25. Denied. The Plaintiff's averment states a legal conclusion to which no answer is required. To the extent a response is deemed required, the Defendants deny the averment. 26. Denied. The Plaintiff's avemient states a legal conclusion to which no answer is required. To the extent a response is deemed required, the Defendants deny the avemient. 27. Admitted in part, and denied in part. Attorney Wertime admits that he is aware of the facts contained in this averment. However, Defendants deny that they were engaged to defend the Martins' suit in the Court of Common Pleas of Cumberland County, and Defendants deny that they had any duty to provide advice with regard to insurance coverage for the Martins' claims. 28. Admitted in part, and denied in part. The Martins' complaint speaks for itself. By way of further answer, Defendants deny that they were engaged to defend or otherwise provide legal counsel to Franklin Feed with respect to the action filed by the Martins and the allegations raised therein. Further, Defendants incorporate herein by reference their answers to Paragraphs 6 and 7, above. 29. Admitted in part, and denied in part. The Martins' complaint speaks for itself. By way of further answer, Defendants deny that theywere engaged to defend or otherwise provide legal -5- counsel to Franklin Feed with respect to the action filed by the Martins and the allegations raised therein. 30. Admitted in part, and denied in part. Defendants admit that they later learned that PMA denied coverage to Franklin Feed and that PMA disclaimed its obligation to defend Franklin Feed in the Martins' action filed in Cumberland County, but Defendants deny that they were ever engaged to represent Franklin Feed in the Cumberland County action, nor did they owe any duty to provide advice to Franklin Feed in that action. 31. Admitted in part, and denied in part. Defendants are now aware of PMA's assertion set forth in this averment. However, Defendants deny that PMA's assertion was correct, as the only issue decided by the arbitrators was the denial of Franklin Feed's demand for payment of the debt. To the extent that Franklin Feed states a conclusion in this averment, no answer is required. To the extent a response is deemed required, the Defendants deny the averment. 32. Denied. Attorney Wertime denies that he had a duty to provide advice to Franklin Feed concerning its insurance coverage and to provide advice as to Franklin Feed's duties and obligations under its insurance policy to provide notice of any claims to PMA. By way of further answer, Attorney Wertime asserts that he was never requested to provide advice nor to represent Franklin Feed in the Martins' action filed in Cumberland County and that Attorney Wertime is unaware as to the specific attorneys fees and defense costs and the reasonableness of same in Franklin Feed's defense of the Martins' civil action in Cumberland County, and therefore he demands proof at trial. -6- 33. Denied. Plaintiff's averment states a legal conclusion to which no answer is required. To the extent a response is deemed required, the Defendants deny the averment. 34. Admitted. Defendant Wertime later received information concerning Judge Oler granting Franklin Feed's motion for partial summaryjudgrnent in the action filed by Franklin Feed against PMA. 35. Admitted. Defendant Wertime later received information concerning Judge Oler granting Franklin Feed's motion for partial summaryjudgrnent in the action filed by Franklin Feed against PMA. 36. Denied. Plaintiff's averment sets forth facts not known to Defendants, and Defendants therefore demand proof at trial. 37. Denied. Plaintiff's averment sets forth a legal conclusion to which no answer is required. To the extent a response is deemed required, the Defendants deny the averment. 38. Denied. Plaintiff's averment set forth a legal conclusion to which no answer is required. To the extent a response is deemed required, the Defendants deny the averment. By way of further answer, Defendants deny that any pecuniary losses were caused byDefendants' negligence and to the extent Plaintiff paid legal fees and expenses, Defendants are without specific information and therefore demand proof at trial. Furthermore, Defendants deny that the alleged losses are reasonable. -7- ANSWER TO COUNT I (Professional Negligence) 39. Defendants incorporate the answers stated in paragraphs 1 through 38 by reference as if fully restated. 40. Denied. Plaintiff's averment states a legal conclusion to which no answer is required. To the extent a response is deemed required, the Defendants deny the averment. 41. Denied. Plaintiff's averments in 41 a., b., and c. state legal conclusions to which no answers are required. To the extent a response is deemed required, the Defendants deny the averment. 42. Denied. Plaintiff s averment states a legal conclusion to which no answer is required. To the extent a response is deemed required, the Defendants deny the averment. 43. Denied. Plaintiff's averment states a legal conclusion to which no answer is required. To the extent a response is deemed required, the Defendants deny the averment. ANSWER TO COUNT H (Breach of Contract) 44. The Defendants incorporate their answers stated in paragraphs 1 through 43 by reference as if fully restated. 45. Denied. Plaintiff's averment states a legal conclusion to which no answer is required. To the extent a response is deemed required, the Defendants deny the averment. 46. Denied. Plaintiff's averment states a legal conclusion to which no answer is required. To the extent a response is deemed required, the Defendants deny the averment. -8- WHEREFORE, Defendants, David C. Wertime, Esquire, and Wertime & Guyer respectfully request that this Honorable Court dismiss the Complaint of Franklin Feed & Supply Company and direct costs to be paid by Plaintiffs. 47. fully restated. NEW MATTER Defendants incorporate their answers to paragraphs 1 through 46 by reference as if 48. County. Prior to October, 1993, and, thereafter, Plaintiff occupied real estate in Franklin 49. Plaintiff, at all times relevant to this action, had insurance coverage on account of this real estate. 50. At all times relevant to this action, Plaintiff had numerous motor vehicles used to conduct its business. 51. At all times relevant to this action, Plaintiff had insurance coverage on account of these vehicles. 52. At all times relevant to this action, Plaintiffreceived annually from Pennsylvania Manufacturers' Association Insurance Company ("PMA") and perhaps other insurance companies, a proposal for various insurance coverages. 53. Prior to October, 1993, Plaintiff had filed claims for benefits under various insurance policies that it maintained in the course of its commercial business operations, and had both actual and constructive notice of the prerequisites, including all applicable notice requirements, for presenting such claims. -9- 54. The PMA policy at issue did not require Plaintiffto notify the insurer of the collection action against the Martins, nor of the Martins' answer to the complaint filed in that action, which answer contained no counterclaim against the Plaintiff. 55. In the Martins' answer to the collection action, the Martins asserted various affirmative defenses, but did not assert any counterclaim against Franklin Feed. 56. The arbitrators entered their award in favor of the Martins on June 22, 1995. 57. The arbitrators' award did not include any findings of fact or conclusions of law and did not state the basis for their award in favor of the Martins, nor acknowledge in any way the existence of a pending claim and/or cause of action by the Martins against the Plaintiff. 58. In October, 1995, Plaintiff received a written demand for settlement of the Martin action in Cumberland County, which demand included a list of alleged damages. 59. At no time after its receipt of the October, 1995 settlement demand from the Martins did Plaintiff engage the services of Defendants with respect to the demand, or otherwise consult Defendants and request advice and counsel from them relative to the same. 60. On December 19, 1995, the Martins filed a complaint against Purina and Franklin Feed in the Cumberland County action, alleging for the first time that they incurred damages in excess of $400,000 relating to the sale to them by Purina and Franklin Feed of purportedly defective animal feed. 61. At no time after having been served with the Martins' complaint, did Plaintiff engage the services of Defendants with respect to that complaint, or otherwise consult Defendants and request advice and counsel from them relative to the same. -10- 67. granted. 68. Defendants. 69. 62. Plaintiff engaged the services of legal counsel, other than Defendants, to provide advice relative to the Martins' claims concerning the allegedly defective animal feed, and to represent its interests as of record in the Martins' lawsuit against Plaintiff and Purina. 63. With respect to the action filed by Plaintiff against its insurer, and referenced by the Plaintiff in Paragraph 33, supra., upon advice of its counsel of record in that action and analysis of the relative strengths and weaknesses of the case, Plaintiffelected to settle its claim with PMA upon PMA's payment to Franklin Feed of less than what Franklin Feed paid for attorneys fees and defense costs in defense of the Martin action in Cumberland County. 64. Plaintiff had an independent, contractual duty to report any claims, including the Martin claim, under its insurance policy with PMA. 65. The defense costs and attorneys fees incurred by Plaintiff, as alleged in Paragraphs 36 and 38 of the Complaint, wgre unreasonable. 66. The damages paid by PMA to Franklin Feed for attorneys fees and defense costs are the proper measure of those damages. Plaintiff's Complaint fails to set forth a cause of action upon which relief can be The doctrine of estoppel bars, in whole or in part, Plaintiff's claims against The doctrine of accord and satisfaction bars, in whole or in part, Plaintiff's claims against Defendants. 70. 71. failures to act. Plaintiff's claims may be barred in whole or in part by the defense of release. Plaintiff suffered no damages as a result of the Defendants' alleged acts and/or 72. Plaintiff's damages may be reduced in whole or in part by the doctrine of mitigation. 73. Plaintiff's damages, if any, were caused by the actions and/or omissions of persons other than Defendants, and over whom Defendants had no control or fight to control. 74. Plaintiff consented to the fact and temis of the respective settlements that it reached with PMA and with the Martins. 75. At the time that it agreed to the respective settlements with PMA and the Martins, Plaintiff relied, in whole or in part, upon the advice of legal counsel. WHEREFORE, Defendant demands that judgment be entered in Defendants' favor and against the Plaintiffs, plus costs of suit. BOSWELL, TINTNER, PICCOLA & WICKERSHAM Dated: July Ot , 2002 By: ~efrf~ey R. Boswell, Esquire I.D. No. 25444 315 N. Front Street P. O. Box 741 Harrisburg, PA 17108-0741 Attorneys for Defendants -12- VERIFICATION I, David C. Wertime, Esquire, state upon personal knowledge or information and belief that the averments set forth in the Answer With New Matter are true. I understand that false statements herein are made subject to the penalties of 18 Pa.C.S. §4904 relating to unswom falsification to autho{~ j/~.~..~ ~rtime, ]~sq~ Dated: CERTIFICATE OF SERVICE I, Jeffrey R. Boswell, Esquire, do hereby certify that I have served a true and correct copy of the foregoing document to the following: Charles W. Rubendall, Il, Esquire Donald M. Lewis, IR, Esquire KEEFER, WOOD, ALLEN & RAHAL, LLP 210 Walnut Street P. O. Box 11963 Harrisburg, PA 17108-1963 Attorneys for Plaintiff Method of Service: __X First class mail Certified mail/Restricted Delivery Hand-delivery BOSWELL, TINTNER, PICCOLA & WlCKERSHAM By: jr . .~~/.Ax mtrey R. Boswell~Esquire Dated: July I"] , 2002 FRANKLIN FEED & SUPPLY COMPANY, : : Plaintiff : : Y. : : DAVID C. WERTIME, Esquire, and : WERTIME & GUYER, : : Defendants : IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA CIVIL ACTION - LAW JURY TRIAL DEMANDED No. 02-2333 CIVIL PLAINTIFF'S REPLY TO DEFE~TDANTS' NEW MATTER Plaintiff Franklin Feed & Supply Company ("Franklin Feed"), by its counsel, Keefer Wood Allen & Rahal, LLP, files this reply to new matter asserted by defendants, David C. Wertime, Esquire and Wertime & Guyer, averring as follows: 47. Plaintiff incorporates here by reference paragraphs 1 through 46 of its complaint, as if fully restated. 48. Admitted. 49. Admitted, with the clarification that in admitting the averments of this paragraph, plaintiff assumes defendants' reference to "this real estate" is meant to refer to the real estate occupied by Franklin Feed in Franklin County. 50. Admitted. 51. Admitted, with the clarification that in admitting the averments of this paragraph, plaintiff assumes defendants' reference to ~these vehicles" is meant to refer to the motor vehicles used by Franklin Feed to conduct its business. 52. Admitted in part and denied in part. It is admitted that at all times relevant to this action, Franklin Feed was insured for commercial general liability by PMA. Franklin Feed is no longer insured by PMA, and has obtained commercial general liability insurance from other insurance companies. The remaining averments of this paragraph are denied. 53. Admitted in part and denied in part. It is admitted that prior to October 1993, Franklin Feed presented one or more claims for insurance coverage. The averment that Franklin Feed had actual and constructive notice of the prerequisites for presenting insurance claims constitutes a legal conclusion to which no reply is required. To the extent a reply is deemed necessary, plaintiff avers that upon receipt of the writ of summons in the Martin action, it forwarded a copy to Attorney Wertime for his review and guidance. 54. Denied, for the reason that the PMA policy speaks for itself and/or its alleged interpretation constitutes a legal conclusion to which no reply is required. 55. Admitted. 56. Admitted. 57. Denied, for the reason that the arbitrators' award is a written document that speaks for itself and/or its alleged -2- interpretation constitutes a legal conclusion to which no reply is required. 58. Admitted. 59. Admitted in part and denied in part. It is admitted that Franklin Feed did not engage defendants' services after receipt of the October 1995 settlement demand letter. Instead, Franklin Feed promptly forwarded a copy to PMA because it was evident from the letter, contrary to information and advice previously provided by Attorney Wertime, that the Martins were quite serious about pursuing a significant claim for damages against Franklin Feed. PMA thereafter contacted Attorney Wertime to obtain further information regarding the Martin action, and appointed counsel to represent Franklin Feed pending completion of PMA's coverage investigation. Franklin Feed therefore denies any implication in this paragraph that its attorney-client relationship with defendants did not encompass the Martin action. 60. Admitted in part and denied in part. It is admitted that the Martins filed a complaint against Franklin Feed on or about December 19, 1995. It is denied that the Martins alleged for the first time in that complaint that they incurred damages in excess of $400,000 relating to the purchase of defective animal feed. To the contrary, such allegations were made in the -3- Martins' October 1995 settlement demand letter and on previous occasions. 61. 62. Admitted. Admitted in part and denied in part. It is admitted that Franklin Feed did not engage defendants' services after receipt of the complaint in the Martin action. The averments of this paragraph are otherwise denied, because defendants counseled Franklin Feed regarding the Martins' allegations in connection with the arbitration of the collection suit, and also provided advice regarding the service of the writ of summons in the Martin action. 63. Denied as stated. Franklin Feed settled its claim against PMA and reasonably agreed to accept less than full reimbursement of its legal expenses from PMA as consideration for the discontinuance of the PMA action and to thereby mitigate the losses that were accruing as a result of defendants' professional malpractice. 64. Denied as a legal conclusion to which no reply is required. To the extent a reply is deemed necessary, Franklin Feed avers that Attorney Wertime instructed it to ignore the writ of summons served in the Martin action, but Franklin Feed thereafter promptly notified PMA regarding its receipt of the Martins' October 1995 settlement demand letter. --4-- 65. Denied as a legal conclusion to which no reply is required. To the extent a reply is deemed necessary, Franklin Feed avers that the attorneys' fees and other defense costs were reasonable. 66. Denied as a legal conclusion to which no reply is required. To the extent a reply is deemed necessary, Franklin Feed avers that PMA did not pay ~damages" but made a lump sum payment to settle and compromise a disputed claim and to avoid further litigation with Franklin Feed. 67. Denied as a legal conclusion to which no reply is required. 68. Denied as a legal conclusion to which no reply is required. 69. Denied as a legal conclusion to which no reply is required. 70. Denied as a legal conclusion to which no reply is required. 71. Denied as a legal conclusion to which no reply is required. To the extent a reply is deemed necessary, Franklin Feed avers that it was damaged as alleged in the complaint in this action. 72. Denied as a legal conclusion to which no reply is required. -5- 73. required. 74. Denied as a legal conclusion to which no reply is Admitted in part, otherwise denied. Franklin Feed admits only that it entered into settlement agreements with PMA and the Martins. Defendants' averment that Franklin Feed "consented" thereto is denied as a legal conclusion to which no reply is required. 75. Admitted. WHEREFORE, plaintiff respectfully requests that this Honorable Court enter an award of damages against defendants in an amount exceeding the limit for compulsory arbitration in this Court, plus interest, costs and such other and further relief as the Court determines to be fair and just. Dated: August 13, 2002 Respectfully submitted, KEEFER WOOD ALLEN & RAHAL, LLP Charles W. Rubendall II I.D. # 23172 Donald M. Lewis III I.D. # 58510 210 Walnut Street P. O. Box 11963 Harrisburg, PA 17108-1963 717-255-8010 and 255-8038 Attorneys for plaintiff -6- VERIFIC__ATION The undersigned, Samuel E. Miller, hereby verifies and states that: 1. He is General Manager of Franklin Feed & Supply Company, plaintiff herein; He is authorized to make this verification on its behalf; 3. The facts set forth in the foregoing reply to new matter are true and correct to the best of his knowledge, information, and belief; and 4. He is aware that false statements herein are made subject to the penalties of 18 Pa.C.S. Sec. 4904, relating to unsworn falsification to authorities. Dated: CERTIFICATE OF SERVICE I, Charles W. Rubendall II, Esquire, one of the attorneys for plaintiff, hereby certify that I have served the foregoing paper upon counsel of record this date by depositing a true and correct copy of the same in the United States mail, first-class postage prepaid, addressed as follows: Jeffrey R. Boswell, Esquire BOSWELL TINTNER PICCOLA & WICKERSHAM 315 North Front Street P. O. Box 741 Harrisburg, PA 17108-0741 KEEFER WOOD ALLEN & RAHAL, LLP Charles W. Rubendall II Dated: August 13, 2002 PRAECIPE FOR LISTING CASE FOR TRIAL (Must be typewritten and submitted in duplicate) TO THE PROTHONOTARY Of CUMBERLAND COUNTY Please list the following case: (Check one) ( × ) for JURY trial at the next term of civil court. ( ) for trial without a jury. CAPTION OF CASE (entire caption must be stated in full) FRANKLIN FEED & SUPPLY COMPANY, (check one) AssumPsit Trespass Trespass (Motor Vehicle) (Plaintiff) VS. DAVID C. WERTIME, ESQUIRE and WERTIME & GUYER, VS. (Defendant) ( ) (other) The trial list will be called on and April 1~.2003 Trials commence on April 28, 2003 Pretrials will be held on __April 9, 2003 (Briefs are due 5 days before pretrials.) (The party listing this case for trial shall provide forthwith a copy of the praecipe to all counsel, pursuant to local Rule 214-1.) No. 02-2333 Civil ....................... Indicate the attorney who will try case for the party who files this praecipe: ..................... Charles W. Rubendall_II fQ.r__p~_al_~tD[ff- .......................................... Indicate trial counsel for other parties if known: _ Jeffre¥_._R._ ~qswe.!!_ for .defendants_ . This case is ready for trial. Date: ._Januar]t__~O, .__2_00_3 ...... Print Name: .... _Cha~_les_._~,-.. Rub. enRall_II-- ..... Attorney for: ?la.i~t if f ................... FRANKLIN FEED & SUPPLY COMPANY, Plaintiff V. DAVID C. WERTIME, ESQUIRE, and WERTIME & GUYER, Defendants : IN THE CC,URT OF COMMON PLEAS OF : CUMBERLAND COUNTY, PENNSYLVANIA : : : CIVIL ACTION - I.~W JU~Y TRIAL DEMANDED : : No. 02-2333 Civil PLAINTIFF'S MOTION TO COMPEL DISCOVERY AND FOR SANCTIONS, SEEKING EXPEDITED RELIEF NOW COMES plaintiff Franklin Feed & Supply Company (hereinafter "plaintiff"), by its attorneys, Keefer Wood Allen & Rahal, LLP, to move this Honorable Court for expedited relief and to compel defendant David C. Wertime, Esquire (hereinafter "Attorney Wertime") and defendant Wertime & Guyer to respond completely, fully and immediately, and without objections, to discovery requests propounded by plaintiff and/or to grant the other forms of relief requested below, averring as follows: 1. The subject litigation concerns claims of professional negligence and breach of contract related to legal services that were provided to plaintiff by Attorney Wertime and defendant Wertime & Guyer, the law firm in which Attorney Wertime is a partner (hereinafter referred to collectively as ~defendants"). 2. The history of the underlying civil proceedings that gave rise to the instant litigation is exceedingly complicated and is described in detail in the complaint. Essentially, plaintiff avers that defendants' actions and failures to act on its behalf during the course of a relatively modest collection action involving the non-payment of certain feed bills to plaintiff by a customer (which went forward in Franklin County and was concluded almost a decade ago) led not only to an arbitration award in favor of the customer and with no recovery by plaintiff in the collection action, but also to dire consequences for plaintiff in a subsequent products liability action filed in Cumberland County by the customer against plaintiff (and another entity) in regard to the alleged defectiveness of the feed in question and also to a related coverage dispute with plaintiff's commercial general liability insurance carrier that also resulted in litigation (i.e., a declaratory judgment action that also went forward in Cumberland County).~ 3. Plaintiff filed the complaint in the instant litigation on May 13, 2002, averring that defendants, during the course of the events described above, had breached the duty of care owed to plaintiff by failing to represent it with the reasonable care, skill and diligence possessed and exercised, by other attorneys in the community in similar circumstances, and. that defendants had l/ Both the products liability action and the declaratory judgment actions have been settled and have been discontinued with prejudice. - 2 - breached the agreement to provide legal services to plaintiff in a professional manner. 4. Defendants filed their answer with new matter to the complaint on July 18, 2002, and plaintiff then filed its response to defendants' new matter on August 15, 20(]2. 5. To date, the instant litigation has not required the involvement of the Court in regard to any other procedural or discovery issue. 6. Just prior to the conclusion of the pleadings stage, plaintiff's counsel directed a letter, dated August 13, 2002, to defendants' attorney, advising that he believed that "...we should do some discovery before this matter is referred to mediation" and also requesting available dates for the deposition of Attorney Wertime. A true and correct cc, py of said letter is attached hereto as Exhibit 7. In the weeks that followed, plaintiff received no response from defendants' attorney to the aforementioned letter or to subsequent correspondence sent to him on August 29, 2002, September 5, 2002, and September 9, 2002. True and correct copies of said correspondence are attached ihereto collectively as Exhibit - 3 - 8. Attorney Wertime's deposition was eventually scheduled for September 25, 2002, but was postponed at his request; the deposition was rescheduled for October 2, .2002. 9. The deposition of Attorney Wertime took place on October 2, 2002, as scheduled; the deposition was relatively brief and focused on only a limited number of issues, since Attorney Wertime had been deposed previously on related topics during the course of the declaratory judgment action referenced above. 10. Subsequent to Attorney Wertime's deposition, plaintiff served a set of interrogatories and a request for production of documents upon defendants on October 28, 2002. True and correct copies of plaintiff's discovery requests are attached hereto as Exhibit "C." 11. The discovery requests in question are simple and straightforward, consisting of three (3) interrogatories (seeking information on expert witnesses, fact witnesses and exhibits) and five (5) document requests (again seeking documents related to fact witnesses, expert witnesses and exhibits, as well as some limited correspondence believed to be in defendants' possession). 12. On December 2, 2002, having received no response to plaintiff's discovery requests or any communication from defendants' attorney related thereto, plaintiff's counsel directed a letter to defendants' attorney seeking responses to - 4 - plaintiff's outstanding discovery requests and advising that "[w]e very much wish to list this case for trial." A true and correct copy of said letter is attached hereto as Exhibit 13. Again, after receiving no response to the aforementioned correspondence, plaintiff's counsel sent another letter, dated December 13, 2002, to defendants' attorney, inquiring about the status of plaintiff's discovery responses. true and correct copy of said letter is attached hereto as Exhibit ~E." 14. In or about early January 2003, defendants' attorney contacted plaintiff's counsel by telephone to inform him that defendants' responses to plaintiff's discovery requests would be served by January 8 or 9, 2003. Defense counsel also indicated that he wished to depose Samuel E. Miller, plaintiff's general manager. 15. With a letter, dated January 6, 2002, plaintiff's counsel provided defendants' attorney with available dates for Mr. Miller's deposition, also stating that ~[w]e are very eager to conclude discovery and list the matter for trial." A true and correct copy of said letter is attached hereto as Exhibit "F." 16. Plaintiff's counsel received no response to the aforementioned letter and then directed additional correspondence to defendants' attorney on January 13, 2003, again inquiring A - 5 - about the status of defendants' discovery responses, which had not been served the previous week as promised, and also asking that a date be selected for Mr. Miller's deposition. He further indicated that he wished to list the case for a jury trial during the trial term commencing on March 10, 20013. A true and correct copy of said letter is attached hereto as ]Exhibit ~G." 17. On January 20, 2003, having heard nothing at all from defendants' attorney, plaintiffs' counsel forwarded to the Prothonotary's office via Federal Express a praecipe to list the case for the March trial term, with the deadline for such listing being January 21, 2003. 18. Unfortunately, Federal Express did not deliver the listing praecipe to the prothonotary on January 21, 2003, because the Federal Express delivery person mistakenly believed that the courthouse offices in Carlisle, like some of the courthouse offices in Harrisburg, were closed due to the inauguration ceremonies for Governor Edward G. Rendell that were being held on this date. 19. On January 22, 2003, before he was aware that the listing praecipe had not been filed as intended, plaintiff's counsel sent a letter to defendants' attorney, informing him that the recent trial listing "...should not be viewed as a waiver of our right to receive your client's discovery responses," and - 6 - further indicating that "...if we do not receive what we are seeking from you in this regard on or before January 31, we will present a motion to compel seeking expedited relief." He further stated that plaintiff continued to be willing to ~...accommodate [defendants'] wish to depose Sam Miller before trial, if you act quickly to select a date," noting that proposed dates had already been provided. A true and correct copy of said letter is attached hereto as Exhibit 20. Again, plaintiff's attorney received no response to the aforementioned letter from defendants' counsel. 21. On January 30, 2003, plaintiff's counsel forwarded to the prothonotary's office another praecipe to list the case for a jury trial for the next available trial term (i.e., April 2003). A copy of this letter was sent to defendants' attorney, with a blind postscript stating that plaintiff's counsel intended to proceed as described in his letter of January 22, 2003. A true and correct copy of said letter is attached[ hereto as Exhibit 22. The only response that plaintiff's counsel has received to the letters he has directed to defendants' attorney over the past several weeks is a recent telephone call in which representations have again been made that defendants' responses to plaintiff's discovery requests, which have been outstanding - 7 - for over two (2) months, will be served sometime in the near (but nebulous) future. No date has been chosen by defendants' counsel for the deposition of Mr. Miller 23. The Court's intervention is necessary because informal efforts to resolve discovery-related issues with defendants' counsel, as referenced above, have proved 'unsuccessful and have, along with defense counsel's general unresponsiveness since the inception of this case, thwarted plaintiff's desire to complete discovery and to prepare for the trial now scheduled for the April 2003 trial term. 24. There is simply no justification for defendants' failure to respond to plaintiff's discovery requests, particularly given the very basic nature of said requests; nor is there any justification for defendants' failure to pursue its own discovery initiatives, like the deposition of Mr. Miller. 25. The information sought by plaintiff's discovery requests is and will continue to be necessary for it to prosecute its claims. 26. The time between now and the April 2003 trial date is very short, however, and plaintiff, therefore, is seeking expedited relief from the Court. 27. Defendants' failure to provide responses to plaintiff's interrogatories and its request for production of documents is in - 8 - violation of Pa. R. Civ. P. 4006 and Pa. R. Civ. P. 4009.12 and is sanctionable under Pa. R. Civ. P. 4019, as both defendants' attorney and his client, Attorney Wertime, are well aware. 28. Moreover, defendants have not served objections to plaintiff's discovery requests within the 'time period prescribed by the Pennsylvania Rules of Civil Procedure and, therefore, have waived their right to state objections. 29. Defendants have also not sought a protective order in regard to plaintiff's discovery requests. 30. Pursuant to Pa. R. Civ. P. 4019(2), a failure to act in regard to responding to discovery requests ~...may not be excused on the ground that the discovery sought is objectionable unless the party failing to act has filed an appropriate objection or has applied for a protective order." 31. Under Pa. R. Civ. P. 4019(a) (1) (i) (vii) and (viii), this Court may enter an appropriate order d[irecting defendants to respond to plaintiff's interrogatories and its request for production of documents and to produce the documents requested. 32. Pa. R. Civ. P. 4019(c) (1) provides that the Court may enter an order to the effect that the matters addressed in discovery requests to which a party has failed to respond ~...shall be taken to be established for the purposes of the - 9 - action in accordance with the claim of the party obtaining the order." 33. Pa. R. Civ. P. 4019(c) (2) provides that the Court may enter an order ~...refusing to allow the disobedient party to support or oppose designated claims or defenses, or prohibiting such party from introducing in evidence designated documents, things or testimony...- 34. Pa. R. Civ. P. 4019(c) (3) provides that the Court may enter judgment by default as an appropriate sanction against a party who has failed to comply with discovery rules and orders of the court. 35. Pa. R. Civ. P. 4019(c) (5) provides that the Court may make any other order that is ~just." Here, if plaintiff's motion is granted, the Court should require defendants, whose conduct necessitated the motion, or the attorney advising such conduct or both of them to pay to plaintiff the reasonable expenses, including attorney's fees, incurred by it in obtaining the order of compliance and the order for sanctions. 36. In light of defendants' repeated and continuing failure to comply with the Pennsylvania Rules of Civil Procedure, plaintiff requests that the Court enter judgment by default on liability in favor of plaintiff and against defendants, to permit plaintiff to demonstrate its damages at time of trial and to - 10 - prohibit defendants from presenting at trial any testimony or evidence that would have otherwise been revealed to plaintiff if defendants had complied with the Pennsylvania Rules of Civil Procedure and responded to the discovery requests in question. 37. In the alternative, plaintiff believes that defendants should be required to respond fully, completely and immediately, and without objections, to plaintiff's interrogatories and request for production of documents pursuant to Pa. R. Civ. P. 4006 and Pa. R. Civ. P. 4009.12. 38. Plaintiff also requests that this Court require defendants to pay to plaintiff its costs and reasonable attorney's fees associated with preparing and filing this motion to compel discovery and for sanctions. 39. Plaintiff requests expedited relief from the Court in regard to this motion to compel discovery and for sanctions, since this case has been listed for trial in the April 2003 trial term. 40. Counsel for plaintiff has sought the concurrence of defendants' attorney in this motion; counsel for defendants has declined to concur. WHEREFORE, plaintiff seeks expedited relief and specifically requests that this Court enter judgment by default on liability in favor of plaintiff and against defendants, to permit plaintiff - 11 - to demonstrate its damages at time of trial and to prohibit defendants from presenting at trial any testimony or evidence that would have otherwise been revealed to plaintiff if defendants had complied with the Pennsylvania Rules of Civil Procedure and responded to the discovery requests in question, or, in the alternative, that the Court enter an order requiring defendants to respond fully, completely and immediately, and without objections, to plaintiff's interrogatories and its request for production of documents. Plaintiff also requests that defendants be required to pay to plaintiff its costs and reasonable attorney's fees associated with preparing and filing this motion to compel and for sanctions. February 3, 2003 Dated: Respectfully submitted, KEEFER WOOD ALLEN & RAHAL, LLP Charles W. Rubendall II I.D. # 23172 Donald M. Lewis III I.D. # 58510 210 Walnut Street P. O. Box 11963 Harrisburg, PA 17108-1963 717-255-8010 and 255-8038 Attorneys for plaintiff - 12 - August 13, 2002 Voice: 255-8010 Fax: 255-8003 crubendall~keeferwood.com Jeffrey R. Boswell, Esquire Boswell Tintner Piccola & Wickersham 315 North Front Street P. O. Box 741 Harrisburg, PA 17108-0741 Re: Franklin Feed & SupPly Company v. David Wertime, et al. C.C.P. Cumberland No. 02-2333 Civil Dear Jeff: As discussed with you previously, I believe that we should do some discovery before this matter is referred to mediation, should your clients continue to be interested in that approach. Thus, I suggest that you provide me with dates that are available on your schedule and on Dave Wertime's schedule for his oral deposition, either here or in your office. Thank you for your anticipated cooperation. Very truly yours, KEEFER WOOD ALLEN & RAHAL, LLP CWRII/sg By Charles W. Rubendall II August 29, 2002 Voice: 255-8010 Fax: 255-8003 crubendall@keeferwood.com Jeffrey R. Boswell, Esquire Boswell Tintner Piccola & Wickersham 315 North Front Street P. O. Box 741 Harrisburg, PA 17108-0741 Re: Franklin Feed & Supply Company v. David Wertime, et al. C.C.P. Cumberland No. 02-2333 Civil Dear Jeff: I have not heard from you in response to my letter of August 13. I propose that David Wertime be deposed at your office or at ours on one of the following dates: Wednesday, September 18 Thursday, September 19 Wednesday, September 25 Thursday, September 26 Please let me hear from you promptly. I wish to avoid issuing a deposition notice, only to find that the date selected by me is unsatisfactory for you or Dave.. Thank you for your anticipated cooperation. Very truly yours, KEEFER WOOD .ALLEN & RAHAL, LLP By Charles W. Rubendall II CWRII/sg COVER SHEET From: CHARLES W. RUBENDALL I! 210 Walnut Street. P. O. Box 11963 Harrisburg. PA 17108-1963 Direct-Dial No.: 717-255-8010 Fax: 717-255-8003 E-mail address: crubendall@keeferwood.com Date: September 5, 2002 To: Jeff Boswell 236-9316 No. Sheets Being Sent: 1 (including cover sheet) This transmission is being made on an OKIFAX 2600. If you do not receive all of the pages being sent, please call Sharon at 717-255-8047. ..... CONFIDENTIALITY NOTE ..... The documents accompanying this telecopy transmission contain confidential and/or legally privileged information from the law firm of Keefer Wood AIlen & Rahal, LLP. The information is intended only for the use of the individual or entity named on this transmission sheet. If you are not the intended recipient, you are hereby notified that any disclosure, copying, distribution or the taking of any action in reliance on the contents of this telecopied information is strictly prohibited, and that the documents should be returned to this firm immediately. In this regard, if you have received this telecopy transmission in error, please notify us by telephone immediately so that we can arrange for the return of the telecopied documents to us at no cost to you. Thank you. KWA&R Message: Re: Franklin Feed v. Wertime Jeff, which of the following dates will work for a deposition of Dave Wertime: Wednesday, September 18 Thursday, September 19 Wednesday, September 25 Thursday, September 26 I am under pressure to move ahead and your non-response to my earlier communications on this topic are causing client relations problems for me. Thanks, and best regards. Chip September 9, 2002 Voice: 255-8010 Fax: 255-8003 crubendall@keeferwood.com Jeffrey R. Boswell, Esquire Boswell Tintner Piccola & Wickersham 315 North Front Street P. O. Box 741 Harrisburg, PA 17108-0741 Re: Franklin Feed & Supply Company v. David Wertime, et al. C.C.P. Cumberland No. 02-2333 Civil Dear Jeff: Your lack of response to my earlier communications has forced me to issue a notice for Dave Wertime's deposition on September 25, to be taken here in our offices and commencing at 10:00 a.m. Please alert your client. Thank you for your anticipated cooperation. Very truly yours, KEEFER WOOD ALLEN & RAHAL, LLP CWRII/sg Enclosure By Charles W. Rubendall II FRANKLIN FEED & SUPPLY COMPANY, : : Plaintiff : : V. : : DAVID C. WERTIME, Esquire, and : WERTIME & GUYER, : : Defendants : IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA CIVIL ACTION - LAW JURY TRIAL DEMANDED No. 02-2333 Civil PLAINTIFF'S INTERROGATORIES DIRECTED TO DEFENDANTS (SET I) TO: Defendants -and- Jeffrey R. Boswell, their counsel PLEASE TAKE NOTICE that you are hereby required, pursuant to Pa. R. Civ. P. 4005 and 4006, as amended, to serve upon the undersigned your answers and objections, if any, in writing and under oath to the following interrogatories within thirty (30) days after service upon your counsel. The answers and objections shall be inserted in the space provided following each interrogatory. If there is insufficient space to respond to an interrogatory, the remainder of the response shall follow on a supplemental sheet. These interrogatories shall be deemed continuing in nature, in accordance with the provisions of Pa. R. Civ. P. 4007.4, as amended. If between the time of filing yo'ur original answers to these interrogatories and the time you or anyone acting on your behalf learns the identity or location of .additional persons having knowledge of discoverable facts or the identity of persons expected to be called as witnesses at trial and not already disclosed in your answers, or if you or an expert witness obtain information upon the basis of which you or he/she knows that an answer, though correct when made, is no longer true, then you shall promptly supplement your original answers, under oath, to include information thereafter acquired and promptly furnish the same as supplemental answers to the undersigned. DEFINITIONS: A. The term "person," as used herein, means any natural person, partnership, corporation, or other business entity and all present and former officers, directors, agents, employees, attorneys, and others acting or purporting to act on behalf of such natural person, partnership, corporation, or other business entity. B. The term "document," as used herein, means the original and all copies of any written, printed, typed, or other graphic matter of any kind or nature and any other tangible thing in your custody or control, including but not limited to: !. All contracts, agreements, letter agreements, representations, warranties, certificates, and opinions; 2. All letters or other forms of correspondence or communication, including envelopes and notes, telegrams, cables, telex messages, telexes and messages, including reports, notes, notations, and memoranda of or relating to telephone conversations or conferences; 3. All memoranda, reports, test results, financial .statements or reports, notes, scripts, transcripts, tabulations, studies, analyses, evaluations, projections, workpapers, corporate records or copies thereof, expressions or statements of policy, lists, questionnaires, surveys, charts, graphs, summaries, extracts, statistical statements or records, compilations and opinions or reports of consultants; All desk calendars, appointment books, and o diaries; 5. Ail minutes, records, or transcripts of meetings and conferences and lists of persons attending meetings or conferences; 6. All reports and summaries of interviews or negotiations; 7. All books, articles, press releases, magazines, newspapers, booklets, brochures, pa~)hlets, circulars, bulletins, notices, instructions, and manuals; 8. All motion pictures and photographs (whether developed or undeveloped), tape recordings, microfilms, phonographs, tapes or other records, punch cards, magnetic tapes, discs, data cells, drums, print-outs, and other data compilations from which information can be obtained; and 9. Drafts of any documents, revisions of any draft documents, and original or preliminary notes. C. The term "communication," as used herein, means all statements, admissions, denials, inquiries, discussion, conversations, negotiations, agreements, contracts, understandings, meetings, telephone conversations, letters, -4- correspondence, notes, telegrams, telexes, advertisements, or any other form of written or verbal intercourse. D. The term "identify," when used with respect to a document, means to state the date, author, addressee, type of document (e.q. "letter"); to identify its last known custodian and location; and to state the exhibit nu~er of the document if it has been marked during the course of a court proceeding. E. The term "identify," when used with respect to an individual, means to give the person's full name, all known aliases, present or last known business and home addresses and telephone numbers, and present position or business affiliation. F. The term "identify," when used with respect to any other "person," means to give the person's: official, legal, and formal name or the name under which the person acts or conducts business, the address and telephone number of the person's place of business, professional, commerce, or home, and the identity of the person's principal or chief executive officer or person who occupies the position most closely analogous to a chief executive. G. The term "relate(s) to," as used. herein, means constitute(s), refer(s) to, reflect(s), concern(s), pertain(s) to, or in any way logically or factually connect(s) with the matter described in the interrogatory. -5- H. The terms "subject incident," as used herein, refers to the occurrence(s) that forms the basis of the cause of action or claim for relief described in plaintiff's complaint. -6- INTERROGATORIES: 1. Identify each person whom defendants will call as an expert Qitness at the trial of this matter. For each person so identified, state the following: (a) the subject matter on which the expert is expected to testify; (b) the facts and opinions to which the expert is expected to testify; (c) a summary of the grounds for each opinion; (d) whether the expert has prepared a written report, memorandum or other transcript; and (e) if so, give the name and address of the present custodian of same, and state whether you will produce said report, etc. without the necessity of a motion. [You may file as your answer to this interrogatory the report(s) of the expert(s) identified herein, or have the interrogatory answered and signed by said expert(s).] ANSWER: -7- 2. List the names, addresses and telephone number of each fact witness, i.e., each non-expert witness, whom defendants will call at time of trial, and briefly summarize their anticipated testimony. ANSWER: -8- 3. Identify all exhibits that defendants will offer into evidence at time of trial. ANSWER: Dated: October 28, 2002 KEEFER WOOD ALLEN & RAHAL, LLP Charles W. Rubendall II Donald M. Lewis III 210 Walnut Street P. O. Box 11963 Harrisburg, PA 17108-1963 717-255-8010 and 255-8038 Attorneys for plaintiff CERTIFICATE OF SERVICE I, Charles W. Rubendall II, Esquire, one of the attorneys for plaintiff, hereby certify that I have served the foregoing paper upon counsel of record this date by depositing a true and correct copy of the same in the United States mail, first-class postage prepaid, addressed as follows: Jeffrey R. Boswell, Esquire Boswell Snyder Tintner & Piccola 315 North Front Street P. O. Box 741 Harrisburg, PA 17108-0741 KEEFER WOOD ALLEN & RAHAL, LLP Charles W. Rubendall II Dated: October 28, 2002 FRANKLIN FEED & SUPPLY COMPANY, : : Plaintiff : : V. : : DAVID C. WERTIME, Esquire, and : WERTIME & GUYER, : : Defendants : IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA CIVIL ACTION - LAW JURY TRIAL DEMANDED No. 02-2333 Civil PLAINTIFF'S REQUEST FOR PRODUCTION OF DOCUMENTS DIRECTED TO DEFENDANTS (F]~RST SET) TO: Defendants -and- Jeffrey R. Boswell, their counsel THIS IS A REQUEST FOR PRODUCTION OF DOCUMENTS ~ND TANGIBLE ITEMS. You must respond in a timely and appropriate manner, pursuant to the Pennsylvania Rules of Civil Procedure, as follows: RULE 4009.12 ANSWER TO REQUEST UPON A PARTY FOR PRODUCTION OF DOCUMENTS AND THINGS (a) The party upon whom the request is served shall within thirty days after the service of the request (1) serve an answer includ[ing objections to each numbered paragraph in the request, and (2) produce or make available to the party submitting the request those documents and things described in the request to which there is no objection. (i) Where the documents may be identified only after review of a larger group of documents, and the burden of identifying the documents would be substantially the same for the party serving the request as for the party served, the party served may afford the party serving the request reasonable opportunity to identify the documents, to examine or inspect them and to obtain copies. (b) The answer shall be in the form of a paraqraph-by-paraqraph response which shall (1) identify all documents: or things produced or made available; (2) identify all documents or thinqs not produced or made available because of the objection that they are not within the scope of permissible discovery under Rule 4003.2 through Rule 4003.6 inclusive and Rule 401!(c) . Documents or things not produced shall be identified with reasonable particularity together with the basis for non-production; (3) specify a larger group of documents or things from which the documents or things to be produced or made available may be identified as provided by subdivision (a) (2) (i); (4) object to the request on the grounds set forth in Rule 4022(a), (b), and (e) or on the ground that the request does not. meet the requirements of Rule 4009.11; (5) state that after reasonable investiqation, it has been determined that there are no documents responsive to the request. (c) The answer shall be siqned and verified by the party making it and siqned also by the attorney makinq an objection if one is set forth. (d) If a request is reasonably susceptible to one construction under which documents sought to be produced are within the scope of the request and another construction under which the documents are -2- outside the scope of the request, the answering party shall either produce the documents or identify with reasonable particularity the documents not produced together with the basis for non-production. (Emphasis supplied.) This request for production shall be deemed contmnuing in nature, in accordance with the provisions of Pa. R. Civ. P. 4007.4, as amended. -3- DEFINITIONS: A. The term "person," as used herein, means any natural person, partnership, corporation, or other business entity and all present and former officers, directors, agents, employees, attorneys, and others acting or purporting to act on behalf of such natural person, partnership, corporation, or other business entity. B. The term "document," as used herein, means the original and all copies of any written, printed, typed, or other graphic matter of any kind or nature and any other tangible thing in your custody or control, including but not limited to: 1. Ail contracts, agreements, letter agreements, representations, warranties, certificates, and opinions; 2. Ail letters or other forms of correspondence or communication, including envelopes and notes, telegrams, cables, telex messages, telexes and messages, including reports, notes, notations, and memoranda of or relating to telephone conversations or conferences; 3. Ail memoranda, reports, test results, financial statements or reports, notes, scripts, transcripts, tabulations, studies, analyses, evaluations, projections, workpapers, corporate records or copies thereof, expressions or statements of policy, lists, questionnaires, surveys, charts, graphs, summaries, extracts, statistical statements or records, compilations and opinions or reports of consultants; diaries; Ail desk calendars, appointment books, and 5. Ail minutes, records, or transcripts of meetings and conferences and lists of persons attending meetings or conferences; 6. Ail reports and summaries of interviews or negotiations; 7. Ail books, articles, press releases, magazines, newspapers, booklets, brochures, pamphlets, circulars, bulletins, notices, instructions, and manuals; 8. All motion pictures and photographs (whether developed or undeveloped), tape recordings, microfilms, phonographs, tapes or other records, punch cards, magnetic tapes, discs, data cells, drums, print-outs, and other data compilations from which information can be obtained; and 9. Drafts of any documents, revisions of any draft documents, and original or preliminary notes. C. The term "communication," as used herein, means all statements, admissions, denials, inquiries:, discussion, conversations, negotiations, agreements, contracts, understandings, meetings, telephone conversations, letters, correspondence, notes, telegrams, telexes, advertisements, or any other form of written or verbal intercourse. D. The term "identify," when used with respect to a document, means to state the date, author, addressee, type of document (e.q. "letter"); to identify its last known custodian and location; and to state the exhibit number of the document if it has been marked during the course of a court proceeding. E. The term "identify," when used with respect to an individual, means to give the person's full name, all known aliases, present or last known business and home addresses and telephone numbers, and present position or business affiliation. · F. The term "identify,.. when used with respect to any other "person," means to give the person's official, legal, and formal name or the name under which the person acts or conducts business, the address and telephone number of the person's place of business, professional, commerce, or home, and the identity of the person's principal or chief executive ,officer or person who occupies the position most closely analogo'us to a chief executive. G. The term "relate(s) to," as used herein, means constitute(s), refer(s) to, reflect(s), concern(s), pertain(s) to, or in any way logically or factually connect(s) with the matter described in the request. -5- H. The terms "subject incident," as used herein, refers to the occurrence(s) that forms the basis of the cause of action or claim for relief described in plaintiff's complaint. -6- The specific requests follow: 1. Ail of defendants' correspondence with or relating to Franklin Feed & Supply Company up to the time that PMA first became involved in the underlying dispute with the ~artins. RESPONSE: 2. A copy of the curriculum vitae of each expert whom defendants expect to call as an expert witness at the trial of this case. RESPONSE: 3. Copies of all opinions, reports, summaries, notes or other writings relating to the subject matter of this litigation prepared by each and every expert whom defendants expect to call as a witness at the time of trial. RESPONSE: -9- 4. Copies of all exhibits that defendants will offer into evidence at time of trial. RESPONSE: -10- 5. If you or your attorneys are withholding from production, or are failing to identify, any documents falling within the fair scope of plaintiff's request for production of documents on the basis of the attorney-client privilege, the work product immunity, or some other claim of privilege, provide a list in which said documents are identified with sufficient specificity to permit a full determination by the Court as to whether the claimed privilege is valid, and include the following: (a) The date of the document; (b) The type of document (e.q., letter, memorandum, chart, etc.) (c) The name, address, employer, job title and occupation of all authors of the document; (d) The name, address, employer, job title and occupation of the person in the possession, custody or control of the document; and (e) The type of privilege asserted and your basis for asserting that privilege. RESPONSE: -11- Respectfully submitted, Dated: October 28, 2002 KEEFER WOOD ALLEN & RA/qAL, LLP By Charles W. Rubendall II Donald M. Lewis III 210 Walnut Street P. O. Box 11963 Harrisburg, PA 17108-1963 717-255-8010 and 255-8038 Attorneys for plaintiff -12- CERTIFICATE OF SERVICE I, Charles W. Rubendall II, Esquire, one of the attorneys for plaintiff, hereby certify that I have served the foregoing paper upon counsel of record this date by depositing a true and correct copy of the same in the United States mail, first-class postage prepaid, addressed as follows: Jeffrey R. Boswell, Esquire Boswell Snyder Tintner & Piccola 315 North Front Street P. O. Box 741 Harrisburg, PA 17108-0741 KEEFER WOOD ALLEN & RAHAL, LLP By Charles W. Rubendall II Dated: October 28, 2002 December' 2, 2002 Voice: 255-8010 Fax: 255-8003 crubendall~keeferwood.com Jeffrey R. Boswell, Esquire Boswell Tintner Piccola & Wickersham 315 North Front Street P. O. Box 741 Harrisburg, PA 17108-0741 Re: Franklin Feed & Supply Company v. David Wertime, et al. C.C.P. Cumberland No. 02-2333 Civil Dear Jeff: This letter will confirm our telephone conversation last week. We very much wish to list this case for trial. Thus, please do what you can to respond to the very few discovery inquiries that we served upon you some thirty-plus days ago. Thank you for your anticipated cooperation. Very truly yours, KEEFER WOOD ALLEN & RAHAL, LLP By Charles W. Rubendall II CWRII/sg December 13, 2002 Voice: 255-8010 Fax: 255-8003 crubendallekeeferwood.com Jeffrey R. Boswell, Esquire Boswell Tintner Piccola & Wickersham 315 North Front Street P. O. Box 741 Harrisburg, PA 17108-0741 Re: Franklin Feed & Supply Company v. David Wertime, et al. C.C.P. Cumberland No. 02-2333 Civil Dear Jeff: Please provide me with your client's discovery responses, which are now seriously overdue. It will ]De entirely pointless for us to file a motion to compel just to obtain items that you have already undertaken to provide to us. Thank you for your anticipated cooperation. Very truly yours, KEEFER WOOD ALLEN & RAHAL, LLP By Charles W. Rubendall II CWRII/sg January 6, 2003 Voice: 255-8010 Fax: 255-8003 crubendall@keeferwood.com Jeffrey R. Boswell, Esquire Boswell Tintner Piccola & Wickersham 315 North Front Street P. O. Box 741 Harrisburg, PA 17108-0741 Re: Franklin Feed & Supply Company v. David Wertime, et al. C.C.P. Cumberland No. 02-2333 Civil Dear Jeff: Please be advised that Sam Miller can make himself available in your office or in ours for an oral deposition on any of the following dates: January 14, January 15, January 17, January 20, January 21, January 31, February 3, February 4, February 5, February 6. Please select a date and issue a notice for Sam's deposition. We are very eager to conclude discovery and list the matter for trial. Thank you for your anticipated cooperation. Very truly yours, KEEFER WOOD ALLEN & RAHAL, LLP By Charles W. Rubendall II CWRII/sg January 13, 2003 Voice: 255-8010 Fax: 255-8003 crubendallokeeferwood.com Jeffrey R. Boswell, Esquire Boswell Tintner Piccola & Wickersham 315 North Front Street P. O. Box 741 Harrisburg, PA 17108-0741 Re: Franklin Feed & Supply Company v. David Wertime, et al. C.C.P. Cumberland No. 02-2333 Civil Dear Jeff: I continue to await, with less patience than before, your clients' responses to our discovery devices. Furthermore, I have asked you to select a date for Sam Miller's deposition, and I would like to hear from you on that topic as well. Can we agree that this matter should be listed for the trial term commencing March 107 Please advise me more or less immediately, as the final day for listing is next Monday, January 20. Your questions will be welcome. Thank you for your anticipated cooperation. Very truly yours, KEEFER WOOD ALLEN & RAHAL, LLP CWRII/sg By Charles W. Rubendall II January 22, 2003 Voice: 255-8010 Fax: 255-8003 crubendall~keeferwood.com Jeffrey R. Boswell, Esquire Boswell Tintner Piccola & Wickersham 315 North Front Street P. O. Box 741 Harrisburg, PA 17108-0741 Re: Franklin Feed & Supply Company v. David Wertime, et al. C.C.P. Cumberland No. 02-2333 Civil Dear Jeff: Our recent listing of this case for trial during the civil jury trial term commencing March 10 should not be viewed as a waiver of our right to receive your clients' discovery responses. Indeed, if we do not receive what we are seeking from you in this regard on or before January 31, we will present a motion to compel seeking expedited relief. By the same token, we will accommodate your wish to depose Sam Miller before trial, if you act quickly to select a date. Kindly refer to my earlier letter on this topic. If none of the dates mentioned therein are available on your schedule, please suggest dates on or after February 17, but not later than February 25. Your questions will be welcome. anticipated cooperation. Thank you for your Very truly yours, KEEFER WOOD ALLEN & RA3{AL, LLP CWRII/sg By Charles W. Rubendall II January 30, 2003 Voice: 255-8010 Fax: 255-8003 crubendall~keeferwood.com Curt Long, Prothonotary Cumberland County Courthouse High and Hanover Streets Carlisle, PA 17013 Re: Franklin Feed & Supply Company v. David Wertime, et al. No. 02-2333 Civil Dear Mr. Long: Enclosed for filing is our praecipe (in duplicate) to list this case for jury trial in April 2003. We are sending a copy of this item to counsel for defendants this date. Thank you for your anticipated cooperation. Very truly yours, KEEFER WOOD ALLEN & RAHAL, LLP By cwRII/sg Enclosures cc: Jeffrey R. Boswell, Esquire Charles W. Rubendall II (w/encl.) B.P.S. Jeff, our first praecipe was delayed by Federal Express, and we missed the March trial term. Nevertheless, I do intend to proceed as outlined in my recent letter to you. Chip CERTIFICATE OF SERVICE I, Charles W. Rubendall II, Esquire, ()ne of the attorneys for plaintiff, hereby certify that I have served the foregoing paper upon counsel of record this date by depositing true and correct copies of the same in the United States mail, first-class postage prepaid, addressed as follows: Jeffrey R. Boswell, Esquire Boswell Snyder Tintner & Piccola 315 North Front Street P. O. Box 741 Harrisburg, PA 17108-0741 KEEFER WOOD ALLEN & ~~L,...LLP Charles W. Rubendall II Dated: February 3, 2003 FRANKLIN FEED & SUPPLY COMPANY, Plaintiff V. DAVID C. WERTIME, ESQUIRE, and WERTIME & GUYER, Defendants : IN THE COURT OF COMMON PLEAS OF : CUMBERLAND COUNTY, PENNSYLVANIA : : : : CIVIL ACTION - LAW : JURY TRIAL DEMANDED : : : No. 02-2333 Civil RULE TO SHOW CAUSE AND NOW, this /2 g day of February 2003, upon consideration of plaintiff,s motion to compel discovery and for sanctions directed to defendants and plaintiff's request for expedited relief due to the listing of this case for the April 2003 civil trial term, a rule is hereby issued to show cause, if any there be, why the relief requested in plaintiff,s motion /D should not be granted. Rule returnable days from the date of this Order. 02-1 -o3 BY THE COURT: / Jo M:\HOME\JRB\LITIGAT~WERTIME RESPONSE.WPD Draft #2 February 24, 2003 Jeffrey R. Boswell, Esquire Supreme Court #25444 Brigid Q. Alford, Esquire Supreme Court #38590 BOSWELL, TINTNER, PICCOLA & WICKERSHAM 315 North Front Street Post Office Box 741 Harrisburg, PA 17101 (717) 236-9377 Attorneys for Defendants FRANKLIN FEED & SUPPLY COMPANY, Plaintiff, Vo DAVID C. WERTIME, Esquire, and WERTIME & GUYER, Defendants. : IN THE COURT OF COMMON PLEAS : CUMBERLAND COUNTY, PENNSYLVANIA : : NO. 02-2333 CIVIL : CIVIL ACTION - LAW : JURY TRIAL DEMANDED DEFENDANTS' RESPONSE TO PLAINTIFF'S MOTION TO COMPEl. DISCOVERY AND FOR SANCTIONS, SEEKING EXPEDITED RELIEF NOW COMES Defendant, David C. Wertime, Esquire, and Wertime & Guyer, by their attorneys, Boswell, Tintner, Piccola & Wickersham, to respond to the Rule to Show Cause received by Defendants' counsel on February 18, 2003, to make this Response to Plaintiff's Motion to Compel Discovery and for Sanctions, and to oppose Plaintiff's Request for Sanctions for the reasons set forth, as follows: 1. Admitted. In further response, Defendants did not participate in the substantive issues in the Cumberland County products liability action nor in the resolution of those issues, nor did Defendants participate in Plaintiff's declaratoryj udgment action filed against its liability insurance carrier, except as a fact witness. 2. Defendants admit that the history is complicated. However, Defendants deny that Defendants' actions or inactions unilaterally caused the consequences of which Plaintiff complains. 3. Defendants admit that Plaintiff filed the complaint in this instant litigation on May 13, 2002, but deny the averments represented. 4. Admitted. 5. Admitted. 6. Admitted. In further answer, Defendants, prior to and subsequent to August 13, 2002, offered to mediate or to arbitrate the claims made by Plaintiffagainst the Defendants. Defendant Wertime was deposed on October 2, 2002, as suggested in Plaintiffs counsel's letter. This offer to mediate or to arbitrate these claims has not been withdrawn by Defendants. In January, 2003, Plaintiff's counsel decided not to arbitrate or mediate these claims. 7. Denied. Plaintiff's correspondence concemed the proposed deposition of Defendant David C. Wertime, who agreed to be available for his deposition. A written response to this correspondence was not necessary. Defendant Wertime was also deposed on October 2, 2002. This deposition was the second deposition, as he was deposed on December 9, 1998, in the declaratory judgment action. In that December 9, 1998, deposition, Mr. Wertime was interrogated by Attomey Rubendall, who represented the Plaintiff Franklin Feed & Supply Company. 8. Admitted. 9. Admitted. In further answer, Attorney Wertime's October 2, 2002, deposition was 56 pages. There were 9 exhibits reviewed at that deposition. Mr. Wertime's December 9, 1998, deposition was 152 pages. There were 6 exhibits reviewed at that deposition. Plaintiff's counsel had these exhibits prior to the depositions. 10. Defendants' counsel received Plaintiff's set of Interrogatories and Request for Production of Documents on October 29, 2002. 11. Denied. Whereas, Plaintiff had 3 interrogatories and 5 document requests, Plaintiffs definitions attached to the interrogatories and the document request are comprehensive, arguably making relevant to this action the documents in Attorney Wertime's Franklin County arbitration case file. Previous to Attorney Wertime's deposition, the Plaintiff waived its attorney/client privilege. On February 14, 1996, Attorney Wertime provided Plaintiff's counsel with a copy of his "complete file" for the Franklin County arbitration case. Defendants' counsel has informed Plaintiff's counsel that Attorney Wertime's file, which is approximately 6 inches thick, containing correspondence, notes, reports, records, and documents used in the arbitration case in Franklin County, could be inspected by Plaintiff's counsel. The Defendants had not yet named their expert witnesses nor fact witnesses, nor had they selected exhibits that will be introduced at trial. Until January, 2003, Defendants were under the impression Plaintiff would mediate or arbitrate its claims in this action. 12. Since December 2, 2002, Plaintiff's counsel and Defendants' counsel have discussed the outstanding discovery requests, Plaintiff's counsel's later decision not to mediate or to arbitrate the claims, and settlement discussions. 13. Since December 13, 2002, Plaintiff's counsel and Defendants' counsel have discussed the outstanding discovery requests, Plaintiff's counsel's decision not to mediate or to arbitrate the claims, and settlement discussions. 14. Admitted. In further response, Defendants' counsel also informed Plaintiff's counsel that he had Attorney Wertime's file in his possession, from which file Attorney Wertime produced documents to Plaintiff's counsel on February 14, 1996. Defendants had not yet named an expert witness, nor had they selected their documents to be introduced at trial. 15. Admitted. In further answer, Attomey Wertime had always cooperated with Plaintiff, even executing a Tolling Agreement dated as of January 1, 1997, which agreement was extended three times until January 1, 2003. During this time period, Attorney Wertime cooperated with Plaintiff and Plaintiff's counsel to supply information to enable Plaintiff to pursue its declaratory judgment action against it's liability insurance carrier and to defend itself in the Martins' products liability claim filed against Plaintiff and Purina Mills, Inc. Plaintiff's counsel has never been deprived of any information pertinent to the claims in the May, 2002, complaint filed against Defendants. 16. Plaintiff's counsel is aware of Defendants' request to depose Samuel E. Miller, Plaintiff's General Manager, who was Plaintiff's contact with Attorney Wertime in the Franklin County arbitration case. Plaintiff had not yet named an expert witness. 17. Admitted that Defendants' counsel did not contact Plaintiff's counsel between January 13 and January 20. 18. Admitted. 19. Admitted. In further answer, Plaintiff's counsel and Defendants' counsel did discuss discovery. PlaintiWs counsel now states that Plaintiffis very eager to conclude its discovery and has listed the matter for trial when discovery is not complete. Plaintiff, through related cases, has already obtained substantially all of its discovery whereas Defendants have not had that opportunity. 20. Plaintiff's attorney suggested Mr. Miller's deposition be held between February 17 and February 25. Defendant has requested that his deposition be held between March 18 and March 21 to allow time for Plaintiffto respond to Defendants' First Set of Interrogatories to Plaintiffand Defendants' First Request for Production of Documents to Plaintiff. 21. Admitted. In further answer, Plaintiff's counsel listed this action for trial knowing there were outstanding discovery requests and knowing that Defendants intended to depose Plaintiff's key witness. 22. PlaintiWs counsel is aware that Defendants' counsel has Attorney Wertime's file from the Franklin County arbitration case in order to comply with Plaintiff's discovery requests. Defendants' counsel has requested that Mr. Miller be available for his deposition at 9:00 a.m. on March 18, March 19, March 20, or March 21. 23. The pleadings in this action are closed with Plaintiff's filing its Reply to New Matter. Plaintiff's counsel is aware of Defendants' request to mediate or to arbitrate the claims raised by Plaintiff. Plaintiff is in possession of some of the documents requested in Plaintiff's discovery. Attorney Wertime has been deposed twice. Defendants' counsel has made a substantial settlement offer to Plaintiff's counsel. Plaintiff's counsel has listed this case for discovery, knowing there is outstanding discovery, including the deposition of Plaintiff's key witness. Defendants' counsel has told Plaintiff's counsel he would provide the discovery responses as soon as possible. 24. Defendants' counsel has made an effort to limit discovery, requesting mediation or arbitration of these claims. Defendants' counsel has made a substantial offer to settle these claims, even though the settlement offer may be withdrawn if this case must be prepared for trial. 25. Admitted. Defendants aver that both sides have substantial work to be done to prepare this case for trial on April 28. 26. In further response, additional time may be necessary because of the deposition of Mr. Miller and Plaintiff's response to Defendants' Interrogatories and Request for Production may lead to the need for further discovery and depositions. 27. Denied. Defendants have no intention to withhold information properly requested in PlaintiWs Interrogatories and its Request for Production, noting that Plaintiff already has substantial information, particularly noting the two depositions of Attorney Wertime and the 15 exhibits presented for his review at those depositions. 28. Admitted. 29. Admitted. 30. Admitted. In further answer, Attorney Wertime has always been cooperative since 1997. 31. Admitted. However, Defendants willingly will produce appropriate responses to Plaintiff's Interrogatories and its Request for Production of Documents. 32. Admitted. However, Defendants willingly will produce appropriate responses to Plaintiff's Interroatories and its Request for Production of Documents. 33. Denied. Whereas, it is admitted that Pa. R. Civ. P. 4019 (c)(2) is quoted correctly, Defendants were not "disobedient" to warrant these sanctions. In further response, Plaintiff's counsel has had access to significant documents requested in its discovery from February, 1996, and has had contact with Attomey Wertime concerning specific documents and issues prior to his first deposition on December 9, 1998. Attorney Wertime, on specific request by Plaintiff's counsel, provided Plaintiff's counsel with copies of documents from Attorney Wertime's arbitration case file on February 16, 1996. 34. Denied. Defendants intend to comply with discovery rules. Defendants have not failed to comply with Orders of the Court. Defendants have cooperated with Plaintiff's counsel since February, 1996, providing significant information that was helpful in Plaintiff's winning its action for declaratory judgment that resulted in its liability insurance carrier providing not only a defense but also coverage in the Martins' products liability action against the Plaintiff. 35. Denied. Plaintiff has not been prejudiced. Plaintiff was already in possession of significant documents requested by its recent discovery. Whereas, it is admitted that Defendants have not named an expert witness, nor have specifically designated exhibits, Defendants contend that both actions would be done in a reasonable time prior to trial. Defendants did not name an expert witness prior to this time in order to save expense if this matter could be settled. 36. Denied. Plaintiff's request is patently unfair given the cooperation exhibited by the Defendants since February, 1996, including two depositions, the informal production and follow up, and the examination of documents provided to Plaintiff's counsel by Defendant. Plaintiff's representations are unfair given Defendants' prior docuent production, Defendants' request to depose Mr. Miller, and Plaintiff's expressed intent to name an expert witness promptly, given the possible trial date of April 28, and Defendants' offer to allow Plaintiff's counsel to review Defendants' file. 37. Defendants intend to respond without objection to Plaintiff's Interrogatories and Request for Production of Documents. 38. Defendants deny that they should pay Plaintiff its costs and reasonable attorney's fees, as this Motion to Compel Discovery and for Sanctions was unnecessary. 39. Defendants deny that expedited relief is necessary as it has complied with the discovery requests to a large extent and intends to comply fully as they intend to name an expert witness and prepare documents and reports for trial. 40. Admitted. WHEREFORE, Defendants respectfully request Plaintiff's motion be denied. Respectfully submitted, By: Je~uire Supreme Court I.D. #25444 Brigid Q. Alford, Esquire Supreme Court I.D. #38590 BOSWELL, TINTNER, PICCOLA & WICKERSHAM 315 North Front Street Post Office Box 741 Harrisburg, Pennsylvania 17108-0741 Attomeys for Defendants Date: February 24, 2003 CERTIFICATE OF SERVICE I do hereby certify that I have served a tree and correct copy of the foregoing Defendants' Response to Plaintiff's Motion to Compel Discovery and for Sanctions, Seeking Expedited Relief, by placing the same in the United States Mail, first class, postage prepaid, at Harrisburg, Pennsylvania, addressed as follows: Charles W. Rubendall, II, Esquire Keefer, Wood, Allen & Rahal, LLP 210 Walnut Street P. O. Box 11963 Harrisburg, PA 17108-1963 Attorneys for Plaintiff Jeffr~ire Date: February24, 2002 FRANKLIN FEED & SUPPLY COMPANY, Plaintiff VS. DAVID C. WERTIME, Esquire, and WERTIME & GUYER, Defendants IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA CIVIL ACTION - LAW 02-2333 CIVIL JURY TRIAL DEMANDED IN RE: MOTION TO COMPEL AND FOR SANCTIONS ORDER AND NOW, this Z g' day of February, 2003, a brief argument on the plaintiff's motion to compel and for sanctiOns is set for Thursday, March 20, 2003, at 4:00 p.m. in Courtroom Number 4, Cumberland County Courthouse, Carlisle, PA. BY THE COURT, Charles Rubendall, II, Esquire For the Plaintiff Jeffrey Boswell, Esquire For the Defendants :rlm ¥1NVA~ASNN~ct FRANKLIN FEED & SUPPLY COMPANY, Plaintiff Vo DAVID C. WERTIME, Esquire : and WERTIME & GUYER, : Defendants : #4 IN THE COURT OF COMMO~PLEAS OF CUMBERLAND COUNTY, PE~SYLVANIA NO. 02-2333 CIVIL TERM JURY TRIAL DEMANDED CONFERENCE IN RE: PRETRIAL At a pretrial conference :held Wedn s~i 9 2003 before the ~onorable Edward E. Guido, Jud e, p~e~en for the Plaintiff was Charles W. Rubendall, II, Es~ire, and present for the Defendants was Jeffrey R. Boswell, Esquire. The parties estimate this case wil~ take two to two and a half days to try It is a legal malpractice case· We · I note that Plaintiff's counsel is listed as a witntss by the defense. This raises issues under Rule :3.7 of the Rules of Professional Conduct regarding Plaintiff's counsel's ability to continue as triaI counsel. The parties are directed to work together to attempt to resolve those issues prior to trial. If that cannot be done, then alternate arrangements for trial counsel need to be made by Plaintiff. In that ca+e, we will entertain a request for a continuance by' the Plaintiff. There also appears to be issues w~th regard to discovery. Plaintiff's position is that: they hav~ completed all of their discovery and that Defendant was dilato~ in pursuing its discovery. In any event, we note that the case was filed less than one year ago. The parties are working hard to attempt to resolve the outstanding issues, and there is reasonable likelihood that they will be resolved. However, lif the Defendant requests a continuance by April 22, 20U3, it will be granted to the July term of court. Any' request for continuance should be addressed to this judge, i Absent any request for continuance! prior thereto, all motions in limine, with supporting aulthority, shall be filed by close of business on Wednesday, April ~3, 2003. responses, with supporting authority, shall be filed by 9:00 a.m. on Monday, April 28, 2003. Settlement negotiations are ongoinI. to the Court that there is a "reasonable" chance o~ ! By the Court Any It appears settlement. Edward E. Guido, J. Charles W. Rubendall, II, Esquire Attorney for Plaintiff Jeffrey R. Boswell, Esquire Attorney for Defendants Court Administrator srs Jeffrey R. Boswell, Esquire Supreme Court #25444 BOSWELL, T1NTNER, PICCOLA & WICKERSHAM 315 North Front Street Post Office Box 741 Harrisburg, PA 17101 (717) 236-9377 Attorneys for Defendants FRANKLIN FEED & SUPPLY COMPANY, Plaintiff, V. DAVID C. WERTIME, Esquire, and WERTIME & GUYER, Defendants. IN THE COURT OF COMMON PLEAS CUMBERLAND COUNTY, PENNSYLVANIA NO. 02-2333 CIVIL CIVIL ACTION - LAW JURY TRIAL DEMANDED NOTICE OF INTENT TO SERVE SUBPOENA TO PRODUCE DOCUMENTS AND THINGS FOR DISCOVERY PURSUANT TO RULE 4009.21 Defendants David C. Wertime and Wertime & Guyer intend to serve a subpoena identical to the one that is attached to this notice upon the following: 1. Pennsylvania Manufacturers' Association Insurance Company You have twenty (20) days from the date listed below in which to file of record and serve upon the undersigned an objection to the subpoena. If no objection is made, the subpoena may be served. Respectfully subrnitted, Date: By: ~3oswell, Esquire Supreme C. ourt I.D. # 25444 Boswell, Tintner, Piccola & Wickersham 315 North Front Street, Post Office Box 741 Harrisburg, PA 17108-0741 Attorneys for Defendants COMMONWEALTH ~F PENNSYLVANIA COUNTY OF CUMBERLAND FRANKLIN FEED & SUPPLY COMPANY, Plaintiff, V. DAVID C. WERTIME, Esquire, WERTIME & GOYER, Defendants and File No. SUBPOENA TO PRODUCE DOCUMENTS OR THINGS FOR DISCOVERY PURSUANTTO RULE[ 4009.22 02-2333 Civil TO: Pennsylvania Manufactuters' Association Insurance Company (Name of Person or En~) Within twenty (20) days after Se~ice of this subpoena, you are ordered by the court to produce the following documents or things: Any and all documents or o~her items relating to insurance policies issUed by Pennsylvania Manufactuters' Association Insurance Company's to or on behalf of Franklin Feed and Supply Company. at 315 North Front Str~: R~h~rg. PA 17191 (Ad~ress) You may deliver or mail legible copies of the documents or produce things requested by this subpoena, together ¢¢ith the certificate of compliance, to the party making this request at t~e address listed above. You have the right ,'.c seek in advance the reasonable cost of preparing the copies or producing the things sought. if you fail to produce the documents or things required by this subpoena within twenty (20) days after its service, :~,e party serving this subpoena may seek a court order compelling you ~.o comply with it. THIS SUBPOENA WAS ISSUED ATTHE REQUEST OF THE FOLLOWING PERSON: Name Jeffrey R. Boswell, Esquire &ddress: 315 N. Front Street, P. O. Box 741 Harrisburg, PA 17108-0741 7elephone: (717) 236-9377 Supreme Court ID # 25444 &~orney For: Defendants BY THE COURT: Date: Seal of the Court Prothonotary/Clerk, Civil Division Deputy (Eft. 7/97) CERTIFICATE OF SERVICE I do hereby certify that I have served a tree and correct copy of the foregoing Defendants' Notice of Intent to Serve Subpoena to Produce Documents and Things for Discovery Pursuant to Rule 4009.21 by first-class United States mail upon the following parties at the addresses set forth below: Charles W. Rubendall, II, Esquire Donald M. Lewis, m, Esquire KEEFER, WOOD, ALLEN & 1LkI-IAL, LLP 210 Walnut Street Post Office Box 11963 Harrisburg, PA 17108-1963 Date: By: Jeff. Boswell, Esquir-e 2003 Jeffrey R. Boswell, Esquire Supreme Court #25444 BOSWELL, T1NTNER, PICCOLA & WICKERSHAM 315 North Front Street Post Office Box 741 Harrisburg, PA 17101 (717) 236-9377 Attorneys for Defendants FRANKLIN FEED & SUPPLY COMPANY, Plaintiff, V. DAVID C. WERTIME, Esquire, and WERTIME & GUYER, Defendants. : IN THE COURT OF COMMON PLEAS : CUMBERLAND COUNTY, PENNSYLVANIA : : NO. 02-2333 CIVIL : CIVIL ACTION - LAW : JURY TRIAL DEMANDED AND NOW, thisa~ ,n/d ORDER day of April, 2003, upon motion of Defendants David C. Wertime, Esquire, and Wertime & Guyer for a Continuance and upon finding good cause therefor: IT IS HEREBY ORDERED THAT this case is stricken from the April, 2003, trial list and is continued until the July, 2003, trial calendar. '~ ~ t~_a__ .__._ __st_,~.c.% .~ ~ Ju~'~ Edwar/l E. 13uido Franklin Feed & Supply Company V David C. Wertime, Esquire and Wertime & Guyer IN THE COURT OF COMMON PLEAS OF CUMBEP,_LAND COUNTY, PENNSYLVANIA NO. 02-2333 CIVIL TERM ORDER OF COURT AND NOW, June 10, 2003, counsel having failed to call the above case for thai, the case is stricken from the July 7, 2003 trial term. Counsel is directed to relist the case when ready. Charles W. Rubendall, II, Esquire For the Plaintiff Jeffrey R. Boswell, Esquire For the Defendant Court Administrator Id By the Court, FRANKLIN FEED & SUPPLY COMPANY, : Plaintiff : DAVID C. WERTIME, Esquire, and : WERTIME & GUYER, : Defendants : IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA CIVIL ACTION - LAW JURY TRIAL DEMANDED No. 02-2333 Civil PRAECIPE TO DISCONTINUE, WITH PREJUDICE TO: Curt Long, Prothonotary Please mark the docket for this action to note that been settled and discontinued, with prejudice. it has Dated: July I , 2003 Respectfully submitted, KEEFER WOOD ALLEN & RAHAL, LLP Charles W. Rubendall II I.D. # 23172 Donald M. Lewis III I.D. # 58510 210 Walnut Street P. O. Box 11963 Harrisburg, PA 17108-1963 717-255-8010 and 255-8038 Attorneys for plaintiff