HomeMy WebLinkAbout09-13-06
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JOANNE HARRISON CLOUGH. PC
BY: JOANNE HARRISON CLOUGH. ESOUIRE
Attorney I.D. No. 36461
24 N. 32nd Street
Camp Hill. PAl 7011
Telephone: (717) 737-5890
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Attorneys for Plaintiff
IN RE: JAMES ALOYSIUS RUHLAND
: IN THE COURT OF COMMON PLEAS
: CUMBERLAND COUNTY, PENNSYLVANIA
: ORPHANS COURT
: NO. J.-\ -OLD - O<a'O'L
PETITION FOR GUARDIANSHIP AND FINIANCIAL RESPONSIBILITY OVER MINOR'S
ESTATE AND PROPERTY
AND NOW, this 5th day of September, 2006, comes, the Petitioner, Joseph T Maurer, by and
through his counsel, Joanne Harrison Clough, Esquire, and files this petition for Appointment of
Guardianship Financial Responsibility over the Minor James Aloysius Ruhland's Estate and Property
and therefore avers as follows:
1 The minor child James Aloysius Ruhland was born on the 25th day of November, 1997.
2. Pamela Maurer Ruhland was the natural mother of James Aloysius Ruhland.
3. In the summer of 2002, Pamela Maurer Ruhland was diagnosed with ALS.
4. Petitioner Joseph T. Maurer adopted the minor child James Aloysius Ruhland on
Ocotber 17,2005. See attached Adoption Petition of maternal grandfather of James Aloysius Ruhland.
5. On October 30,2003, Petitioner Joseph T. Maurer established a James Ruhland
Irrevocable Trust, which is an irrevocable trust set up for the specific benefits for the minor child James
Aloysius Ruhland.
,
,
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6. On November 28, 2003 Pamela Ruhland executed a Codicil to her Last Will and
Testament specifically directing that all of her property at the time of her death be placed into an
Irrevocable Trust created on October 30, 2003, named "James Ruhland Irrevocable Trust" which was
established by Joseph T. Maurer, the settlor and trustee. A true and correct copy of the Codicil Pamela
Maurer Ruhland executed on November 28, 2003 is attached hereto as Petitioner's exhibit 2.
7. On April 19, 2006, Pamela D. Ruhland died. After her death, Petitioner negotiated a life
insurance and health insurance settlement for benefits for Pamela Ruhland from an insurance carrier
UNUM Life Insurance Company of America on behalf of the decedent Pamela Ruhland. .
8. UNUM Providence Insurance Company has indicated that they will release the insurance
proceeds for which the minor child James Aloysius Ruhland is the beneficiary "upon receipt of a Court
Order appointing a guardian over James Ruhland's estate and property".
9. Petitioner, Joseph T. Maurer, requests the Court appoint him guardian offmancial
responsibility over the minor James Aloysius Ruhland's estate and property, so that UNUM Providence
Insurance Company will release the insurance proceeds to the petitioner so they may be deposited intot
the James A Ruhland Irrevocable Trust.
10. There are no other individuals or entities that have any claim or right that will be adversely
affected by the granting of this Petition.
,.
WHEREFORE, Petitioner Joseph T. Maurer respectfully requests this Honorable Court to grant
this Petition for Guardianship and issue the attached Order appointing him Guardian of the minor James
Aloysius Ruhland's Estate and Property and grant any further relief this Court deems appropriate.
Respectfully submitted,
Joanne Harrison Clough, Es
Attorney I.D. No.: 36461
24 N. 32nd Street
Camp Hill, PA 17011
717-737-5890
Dated: ~ " ~ v Olt
Attorneys for Petitioner
~
VERIFICATION
I, Joseph Maurer, hereby verify and state that the facts set forth in the foregoing
pleading are true and correct to the best of my information, knowledge and belief.
I understand that false statements herein are made subject to the penalties of 18 Pa. C.S.
Section 4904 relating to unsworn verification to authorities.
DATE: 9- s:- Ot
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(fPSE T. MAURER
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JOSEPH T. MAURER
803 Michigan Avenue
Lemoyne, P A 17043
717-763-8951 Fax:717-730-9228
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Jamie A. Merrill (Fax: 207-575-7407)
Benefit Customer Service Representative
Unum Life Insurance Company of America
P.O.Box 9061
Portland, ME 04104-6096
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July 27, 2006
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Ref: Claim # 2703218; Unum Security Account # 811153525
Dear Jamie:
Per our discussion today regarding my responsibility for James A. Ruhland, I've attached
a September 9, 2004 Court Order which gave me, my wife Gail, and my now-deceased
daughter Pamela Ruhland, "the right to make all major non-emergency decisions
affecting the Child's general well-being...". As I have previously informed you, I
subsequently adopted James Ruhland on October 17, 2005 so "that the welfare of the
child proposed to be adopted will be promoted by such adoption" (refer to the attached
Adoption Decree). Therefore, with the support of two Court Orders, I again request to
have the proceeds of Pamela Ruhland's Life insurance be transferred from State Street
bank in Boston directly to the Irrevocable Trust set up for James Ruhland with
Ameriprise Financial Services.
Please advise the best way this can be effected, and thank you for your cooperation in this
matter. ~11/DJ. ,.,. .
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Very truly yours,
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~ep: T. Maurer
Maternal grandfather and adoptive father
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SEP 0 9 2004~
DALE RUHLAND,
Plaintiff
: IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYLVANIA
V.
: NO. 2004-3301 CIVIL TERM
PAMELA D. RUHLAND and
JOSEPH & GAIL MAURER
Defendants
: CIVIL ACTION - LAW
. : IN CUSTODY
ORDER OF COURT
, 2004, upon
Report, it is ordered and directed as
AND NOW, this ~ day of
consideration of the attached Custody Conciliati
follows:
1. The Mother, Pamela D. Ruhland and maternal grandparents, Joseph
Maurer and Gail Maurer, shall have shared legal custody of James Aloysius Ruhland,
born November 25, 1997. They shall have an equal right, to be exercised jointly with the
other, to make all major non-emergency decisions affecting the Child's general weIl-
I being including, but not limited to, all decisions regarding his health, education and
religion.
2.
the child.
Mother and maternal grandparents shall have primary physical custody of
1. Father shall have periods supervised visitation as follows with paternal
grandparents or Father's .sister as the supervisor:
A. Two weekends per month as agreed by the parties on Saturday and
Sunday from 10:00 a.m. to 6:00 p.m.
B. Thanksgiving Day from 9:00 a.m. to 3:00 p.m.
C. Such other times as the parties agree.
4. The parties shall cooperate with a custody evaluation which shall include a
psychiatric evaluation of Father by Sheinvold & Associates. Mother shall be responsible
for the payment of the cost of the evaluation, but reserves the right for the Court to
ultimately apportion the cost among the parties.
5. The parties shall share transportation such that the receiving party shall
transport. Maternal grandparents shall transport for Mother. Either paternal grandparents
or sister shall transport for Father.
6. . This Order is entered pursuant to an agreement ofthe parties at a Custody
Conciliation Conference. The parties may modify the provisions of this Order by mutual
consent. In the absence of mutual consent, the terms of this Order shall control. Another
Conciliation Conference is scheduled for December 14, 2004 at 10:30 a.m.
BY THE COURT,
cc: Galen R. Waltz, Esquire, Counsel for Father
Joanne H. Clough, Esquire, Counsel for Mother and maternal grandparents
IN RE ADOPTION OF
JAMES ALOYSruSRUHLAND
: IN THE COURT OF COMMON PLEAS
: CUMBERLAND COUNTY, PENNSYL V ANlA
~ No. '13 ItD1J ~TI DN~ ~D"D~
: ORPHANS COURT DIVISION
: ADOPTION
ADOPTION DECREE
AND NOW, to wit, this ~ day of
oZkL;s
.2005, upon
consideration of the Petition of Joseph T. Maurer, for the adoption of James Aloysius Ruhland,
minor, and after hearing held thereon by the Court on the ~daY of D jo~~ '\ ,2005, at
which time said minor was present, together with Petitioner, the Court finds that the statements
made in the Petition are true, and that the welfare of the child proposed to be adopted will be
promoted by such adoption; and that all requirements of the Acts of Assembly have been fulfilled
and complied with; and the Court therefore DECREES James Aloysius Ruhland shall be adopted
by the Petitioner. It is further ORDERED and DECREED that the parental rights of the natural
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mother Pamela D. Ruhland are retained. It is further ORDERED and DECREED that the said
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Jaxhes Aloysius Ruhland shall,~ve all the le~al rights of a child and heir oithe said Petitioner,
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and be subject to the duties of such child; and it is further DECREED that the said child shall
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!~f~r~~ to be.f~-wn by the name of James Aloysius Ruhland.
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BY THE COURT
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'UNUMPROVIDENt~
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UNUMPRO~DINTCORPORAnON
Group Ute Customer Care Center
PO Box 9061
Portland, ME 04104-5046
FAX; 1-207-575-6096
July 25, 2006
::ro S'7l1
.Jsmes T. Maurer
803 Michigan Avenue
Lemoyne, P A 17043
Re: James A. Ruhland, a minor
Unum Security Account No. 811153525
Dear Mr. Maurer:
I am writing to let you know that we have received your letter dated July 18th in which you requested
information on how to facilitate the transfer of funds from the above captioned account to the James
Ruhland Irrevocable Trust.
Please be advised that the claim paid according to the policy contract requirements and beneficiary
designation. The last will and testament does not in any way impact Unum Provident's obligation to
pay according to the policy contract requirements and beneficiary designation. However, we are
willing to release the funds upon receipt of a court order appointing a guardian of James estate or
property.
If you have any questions, please feel free to contact me at the toll free number shown below.
Sincerely,
7k"7lo~. Sr~ Tc. ~.. L~J'/t
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Jamie A. Merrill
Benefit Customer Service Representative
Unum Life Insurance Company of America
1-800-445-0402, ext. 53162
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December 15. 2003
FIRST CODICIL
OF
PAMELA D. RUHLAND
I, PAMELA D. RUHLAND, of Lemoyne, Cumberland County, Pennsylvania, being of
sound and disposing mind, memory and understanding, do hereby make, publish and declare this my
First Codicil to my Last Will and Testament dated July 29,2003.
1. Paragraph 4 of my Last Will and Testament is hereby revoked and the following is
substituted in its place:
All the rest, residue and remainder of the property that I own at the time of my death, both
real and personal, and of every kind and description, wherever situated, to which I may be legally
or equitably entitled to at the time of my death (my "residuary estate"), I give to the trustee named
in an indenture of trust created on October 30,2003 and named the "THE JAMES RUHLAND
IRREVOCABLE TRUST" with JOSEPH T. MAURER as settlor and trustee, to be held,
administered and distributed according to the provisions contained therein. PROVIDED THAT, if
my child, JAMES RUHLAND, shall predecease me leaving issue who survive me, then I leave my
residuary estate to his issue, per stirpes; PROVIDED THAT if my child predeceases me and does
not leave issue who survive me, I leave my residuary estate to the then living grandchildren of
JOSEPH T. MAURER.
2. Paragraphs 5, 6, 7 and 12 shall be deleted in their entirety.
3. In all other respects, I hereby confirm and ratify my said Last Will and Testament dated
July 29, 2003.
Page 1 of 3
. F:\WPWin\WILLS\Ruhland.codicil.wpd
December 15. 2003
IN WITNESS WHEREOF, I have hereunto set my hand and seal to this, my First Codicil
to my Last Will and Testament, consisting of one page, thisJ8~ day of November, 2003.
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PAMELA D. RUHLAND, Testator
Signed, sealed, published and declared by the above-named Testator, Pamela D. Ruhland,
as and for the First Codicil to her Last Will and Testament, in the sight and presence of us, who, at
her request, in her sight and presence and in the sight and presence of each other, have hereunto
subscribed our names as witnesses.
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December 15. 2003
COMMONWEALTH OF PENNSYLVANIA )
: SS.
COUNTY OF CUMBERLAND )
I, PAMELA D. RUHLAND, THE TESTATRIX, WHOSE NAME IS SIGNED TO THE
FOREGOING INSTRUMENT, HAVING BEEN DULY QUALIFIED ACCORDING TO LAW, DO
HEREBY ACKNOWLEDGE THAT I SIGNED AND EXECUTED THE INSTRUMENT AS THE FIRST
CODICIL TO MY LAST WILL AND TEST AMENT; THAT I SIGNED IT WILLINGLY; AND THAT I
SIGNED IT AS MY FREE AND VOLUNTARY ACT FOR THE PURPOSES THEREIN EXPRESSED.
SWORN OR AFFIRMED T~ ACKNOWLEDGED BEFORE ME BY PAMELA D.
RUHLAND, THE TESTATRIX THIS . DAY OF NOVEMBER, 2003.
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PAMELA D. RUHLAND, Testatrix
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Notary Public -----
Notarial Seal
Deborah L Brenneman, Notary Public
Camp Hill BolO, Cumberland County
My Commission Expires JLr1e 18, 2006
Member. Pennsylvania Association Of NoIaries
COMMONWEALTH OF PENNSYLVANIA
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: SS.
COUNTY OF CUMBERLAND ) t /J 1 . \ J .~_. ! . ,/
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WE, LeJtIJ~4.It'1 P1tJII AND-.Io "T 1'1C{lo4.rer ,
THE WITNESSEs'WHOSE NAMES ARE SIGNED TO THE FO~OING INSTRUMENT, ING
DUL Y QUALIFIED ACCORDING TO LAW, DEPOSE AND SAY THAT WE WERE PRESENT AND
SAW THE AFORESAID TEST A TRIX SIGN AND EXECUTE THE INSTRUMENT AS THE FIRST
CODICIL TO HER LAST WILL AND TESTAMENT; THAT SHE SIGNED WILLINGLY AND THAT
SHE EXECUTED IT AS HER FREE AND VOLUNTARY ACT FOR THE PURPOSES THEREIN
EXPRESSED; THAT EACH OF US IN THE HEARING AND SIGHT OF THE TEST A TRIX SIGNED
THE CODICIL AS WITNESSES; AND THA TTO THE BEST OF OUR KNOWLEDGE THE TESTATRIX
W AS AT THE TIME EIGHTEEN (18) OR MORE YEARS OF AGE, OF SOUND MIND AND UNDER
NO CONSTRAINT OR UNDUE INFLUENCE.
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SWORN OR AFFIRMED TO AND SUBSCRIBED TO BEFORE ME, THISd8 DAY OF
NOVEMBER, 2003.
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otary PUhlIC Notarial Seal
Deborah L Brememan, Notary PubI'lC
Camp HiH Boro. Cumberland County
My Cormlission Expires JLr1e 18, .2006
Member. Pennsyfvania Asscciation Of Nolaries
-----
Page 3 of 3
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JAMES RUHLAND IRREVOCABLE TRUST AGREEMENT
THIS TRUST AGREEMENT, is made this .3{)bJ day of Oc. toht.-r, 2003, by
JOSEPH T. MAURER of 803 Michigan Avenue, Lemoyne, Pennsylvania 17043 (hereinafter
the "Settlor" and "Trustee").
ARTICLE I. TRUST PROPERTY
1.01 The Settlor transfers and delivers to the Trustee named above and his successor
the cash and property enumerate on the attached Schedule A, receipt of which is acknowledged
by the Trustee, and which, together with any other cash, securities, and property, real or personal,
that may hereafter be transferred by the Settlor or by any other persons to the Trustee (the "Trust
Estate"), shall be held, administered and distributed by the Trustee subject to the terms,
conditions, powers, and agreements set forth in this Agreement. Any additional property must be
acceptable to the Trustee, and after receipt of the additional property it shall be held,
administered, and distributed as part of the trust estate.
The name of the trust herein created shall be:
The James Ruhland Irrevocable Trust
ARTICLE II. IRREVOCABILITY OF TRUST
2.01. This Trust shall be irrevocable and may not be altered, amended, revoked, or
terminated in whole or in part by the Settlor or any other person. The Settlor may not revoke or
amend this agreement in any way. The Trustee, however, may at any time and from time to time,
amend any administrative provisions of this trust by any instrument in writing signed and
acknowledged by the Trustee. For purposes of the foregoing, the term "administrative provision"
refers to any provision of the trust dealing with the management and administration of the trust,
and in no event shall any such amendment effect, enlarge, or shift any beneficial interests created
hereunder.
ARTICLE III. DISTRIBUTION BY TRUSTEE
3.01. Income Distribution. Until the Settlor's grandchild, JAMES RUHLAND,
referred to as the "Beneficiary" hereinafter, shall reach the age of twenty-one (21) years, the
Trustee shall pay to or apply for the benefit of the Beneficiary so much of the annual net income
of the Trust Estate as the Trustee, in his discretion, deems reasonably necessary for the proper
care, support, maintenance, or education of the Beneficiary. The balance of the annual net
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income of the Trust Estate, if any, shall be accumulated by the Trustee and added to the principal
of the Trust Estate.
3.02. Invasion of Principal. The Trustee is authorized to payor apply principal of the
trust, at any time, to or for the benefit of the Beneficiary, even to the point of exhausting trust
principal, in such amounts as the Trustee, in his absolute discretion, deems necessary or
advisable to provide for the health, support, maintenance and education of the Beneficiary. For
example, but not by way of limitation, the Trustee's power of authority to make discretionary
payments may include expenditures customarily related to assist in elementary or secondary
education, post-secondary technical or vocational training; college; postgraduate, and
professional study; purchasing a primary residence, to assist in purchasing a business, or to assist
in entering a trade or profession. In exercising discretion, the Trustee shall take into account any
funds that may be available to the Beneficiary to meet those needs from any source other than
this Trust.
3.03. Termination of Trust. Upon the Beneficiary reaching twenty-one (21) years of
age, this trust shall terminate and the Trustee shall transfer the remaining Trust Estate, including
any accumulated or undistributed net income of the Trust Estate, to the Beneficiary free of trust.
3.04 Premature Death of Beneficiary. If the Beneficiary dies before reaching twenty-
one (21) years of age, this Trust terminates on the death of the Beneficiary. The Trustee shall
transfer the remaining Trust Estate, including any accumulated or undistributed net income of the
Trust Estate, in equal shares, to the then living grandchildren of Joseph T. Maurer
3.05. Payments Not for Minor's Support. No payments made by the Trustee pursuant
to the terms of this Agreement to or for the benefit of the Beneficiary during his minority shall
discharge, in whole or in part, any person's legal obligation to provide for the support,
maintenance, and education of the Beneficiary.
ARTICLE IV. POWERS OF TRUSTEE
4.01. Description of Powers. In order to carry out the purposes of this Trust
Agreement, the Trustee, in addition to all other powers granted by law, shall have the following
powers and discretion:
4.01.01. Retain Assets. To continue to hold any and all property received
by the Trustee or subsequently added to the trust estate or acquired pursuant to property authority
if and as long as the Trustee, in exercising reasonable prudence, discretion, and intelligence,
considers that the retention is in the best interest of the Trust.
4.01.02. Investments. To invest and reinvest in every kind of property,
real, personal, or mixed, and every kind of investment, specifically including, but not by way of
limitation, corporate obligations of every kind, and stocks, preferred or common, that persons of
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prudence, discretion, and intelligence acquire for their own accounts without regard to any
principle of diversification and without being confined to legal investments.
4.01.03. Management of Securities. To exercise, respecting securities
held in the trust estate, all the rights, powers and privileges of an owner, including, but not
limited to, the power to vote, give proxies, and to pay assessments and other sums deemed by the
Trustee necessary for the protection of the trust estate; to participate in voting trusts, pooling
arrangements, foreclosures, reorganizations, consolidations, mergers, and liquidations, and in
connection with these to deposit securities with and transfer title to any protective or other
committee under such terms as the Trustee may deem advisable; to exercise or sell stock
subscription or conversion rights; to accept and retain as an investment any securities or other
property received through the exercise of any of the foregoing powers, regardless of any
limitations elsewhere in this instrument relative to investments by the Trustee.
4.01.04. Form of Ownership of Trust Property. To hold securities or
other trust property in the name of the Trustee as Trustee under this Trust Agreement, in the
Trustee's own name, in the name of a nominee, or in such conditions where ownership will pass
by delivery.
4.01.05. Business Interest. To continue and operate, to sell or to liquidate,
as the Trustee deems advisable at the risk of the trust estate, any business or partnership interest
received by the trust estate, and to organize a partnership or corporation for this purpose.
4.01.06. Sell and Exchange. To sell for cash or on deferred payments and
on such terms and conditions as are deemed appropriate by the Trustee, whether at public or
private sale, to exchange, and to convey any property of the trust estate.
4.01.07. Abandonment of Trust Assets. To abandon any trust asset or
interest in any trust asset in the discretion of the Trustee.
4.01.08. Option.. To grant an option involving disposition of a trust asset
and to take an option for the acquisition of any asset by the trust estate.
4.01.09. Lease. To lease any real or personal property of the trust estate for
any purpose for terms within or extending beyond the duration of the trust.
4.01.10. Property Management. To manage, control, improve, and repair
real and personal property belonging to the trust estate.
4.01.11. Development of Property. To partition, divide, subdivide, assign,
develop, and improve any trust property; to make or obtain the vacation of plats and adjust
boundaries or to adjust differences in valuation on exchange or partition by giving or receiving
consideration; and to dedicate land or easements to public use with or without consideration.
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4.01.12. Repair, Alter, Demolish, and Erect. To make ordinary and
extraordinary repairs and alterations in buildings or other trust property, to demolish any
improvements, to raze party walls or buildings, and to erect new party walls or buildings as the
Trustee deems advisable.
4.01.13. Borrowing and Encumbering. To borrow money for any trust
purpose from any person, firm, or corporation, including one acting as Trustee under this
Agreement, on the terms and conditions deemed appropriate by the Trustee and to obligate the
trust estate for repayment; to encumber the trust estate or any of its property by mortgage, pledge,
or otherwise, using whatever procedures to consummate the transaction deemed advisable by the
Trustee; to replace, renew, and extend any encumbrance and to pay loans or other obligations of
the trust estate deemed advisable by the Trustee.
4.01.14. Natural Resources. To enter into oil, gas, liquid or gaseous
hydrocarbon, sulfur, metal, and any and all other natural resource leases on terms deemed
advisable by the Trustee, and to enter into any pooling, unitization, repressurization, community,
and other types of agreements relating to the exploration, development, operation, and
conservation of properties containing minerals or other natural resources; to drill, mine and
otherwise operate for the development of oil, gas, and other minerals; to contract for the
installation and operation of absorption and repressurizing plants and to install and maintain
pipelines.
4.01.15. Insurance. To procure and carry, at the expense of the trust estate,
insurance of the kinds, forms, and amounts deemed advisable by the Trustee to protect the trust
estate and the Trustee against any hazard.
4.01.16. Enforcement of Hypothecations. To enforce any mortgage or
pledge held by the trust estate and to purchase at any sale thereunder any property subject to any
hypothecation. .
4.01.17. Extending Time of Payment of Obligations. To extend the time
of payment of any note or other obligation held in the trust estate, including accrued or future
interests, in the discretion of the Trustee.
4.01.18. Adjustment of Claim. To compromise, submit to arbitration,
release with or without consideration, or otherwise adjust claims in favor of or against the trust
estate.
4.01.19. Litigation. To commence or defend at the expense of the trust
estate any litigation affecting the Trust or any property of the Trust Estate deemed advisable by
the Trustee.
4.01.20. Administration Expenses. To pay all taxes, assessments,
compensation of the Trustee, and all other expenses incurred in the collection, care,
administration, and protection of the Trust Estate.
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4.01.21. Employment of Attorneys, Advisors, and Other Agents. To
employ an attorney, investment advisor, accountant, broker, tax specialist, or any other agent
deemed necessary in the discretion of the Trustee; and to pay from the Trust Estate reasonable
compensation for all services performed by any of them.
4.01.22. Distribution. On any partial or final distribution of the trust
estate, to apportion and allocate the assets of the Trust Estate in cash or in kind, or partly in cash
and partly in kind, or in undivided interests in the manner deemed advisable at the discretion of
the Trustee, and to sell any property deemed necessary by the Trustee to make the distribution.
4.01.23. General. To do all the acts, to take all the proceedings, and to
exercise all the rights, powers, and privileges that an absolute owner of the property would have,
subject always to the discharge of his or her fiduciary obligations; the enumeration of certain
powers in this Trust Agreement shall not limit the general or implied powers of the Trustee; the
Trustee shall have all additional powers that may now or at a later time be conferred on it by law
or that may be necessary to enable the Trustee to administer the trust in accordance with the
provisions of this Trust Agreement, subject to any limitations specified in this Trust Agreement.
4.02. Limitation on Powers of Trustee. All powers given to the Trustee by this Trust
Agreement are exercisable by the Trustee only in a fiduciary capacity. Notwithstanding any
provision of this Agreement to the contrary, no powers enumerated or accorded to the trustee
under this Agreement pursuant to law shall be construed to enable the Settlor, the Trustee, or any
other person to sell, purchase, exchange, or otherwise deal with or dispose of all or any part of
the principal or income of the Trust for less than adequate consideration in money or money's
worth. Further, nothing shall be construed to allow the Settlor or any other person to borrow
income or principal without adequate interest or security. No person other than the Trustee
acting in a fiduciary capacity shall have or exercise the power to vote or direct the vote of any
corporate shares or other securities of this Trust, to control the investment of this Trust by
directing investments or reinvestments, or to reacquire or exchange any property of this Trust by
submitting other property of equivalent value.
ARTICLE V. DUTIES AND COMPENSATION OF TRUSTEE
5.01. Allocation of Income and Principal. Except as otherwise specifically provided
below, the Trustee, in his sole discretion, may determine what is income and what is principal,
and how all expenses, costs, taxes, charges, and disbursements shall be credited, charged, or
apportioned as between principal and income. The Trustee's judgment is to be made in
accordance with the applicable laws of the Commonwealth of Pennsylvania, and if so made, will
be binding on everyone beneficially interest in this Trust. The Trustee may rely on the statement
of a paying corporation as to whether its dividends are paid from profits or earnings or are a
return of capital or a distribution of assets, and as to any other fact relevant under this Trust
concerning the source or character of dividends or distributions of corporate assets.
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6.02. Spendthrift Provision. No beneficiary of this Trust shall have any right, power,
or authority to alienate, encumber, or hypothecate his or her interest in the principal or income of
this Trust in any manner, nor shall such interest of any beneficiary be subject to claims of his or
her creditors or liable to attachment execution, or other process oflaw.
6.03. Payments to Minors. Whenever payment is to be made to or for the benefit of a
minor, the Trustee may make the payment directly to the entity benefiting from the payment, to
the minor as an allowance, to the guardian of the minor, or to any other person having the care
and control ofthe minor.
6.04. Payments to Incompetents. Whenever payment is to be made to an
incompetent, the trustee may make the payment directly to his guardian of the person or the
estate. The term "incompetent" refers to all cases in which a guardian of the person or estate of
any person having rights under this Agreement has been appointed by a court of competent
jurisdiction.
6.05. Appointment of Successor Trustee. The Trustee shall have the right to resign at
any time. In the event of his resignation, death, or inability to serve as Trustee, then
LEIGHANN MOLL shall serve a successor Trustee in his place.
6.06. Rights and Powers of Successor Trustee. Any successor Trustee appointed
under Section 6.05 above, because of the death, resignation, or other act of the Trustee, shall
immediately succeed to all title of the Trustee to the trust estate and to all powers, rights,
discretions, obligations, and immunities of the Trustee under this Agreement as if the successor
Trustee had been originally appointed Trustee.
6.07. Bond. No bond or other security shall be required of any Trustee in any
jurisdiction.
ARTICLE VII. CONSTRUCTION OF TRUST
7.01. Applicable Law. The Trust created by this Agreement has been accepted by the
Trustee in the Commonwealth of Pennsylvania, will be administered by the Trustee in
Pennsylvania, and its validity, construction, and all rights under it shall be governed by the laws
of the Commonwealth of Pennsylvania.
7.02. Severability. If any provision of this Agreement is or becomes invalid or
unenforceable, the remaining provisions of this Agreement shall continue to be fully effective.
ARTICLE VIII. NOTICES
8.01. Any notices or other communication required or permitted by this Agreement to
be delivered to or served on the Trustee shall be deemed properly delivered to, served on, and
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received by the Trustee when personally delivered to the Trustee. However, in lieu of personal
service, notice shall be deemed to be delivered when deposited in the United States mail,
certified mail with postage prepaid, addressed to the Trustee at 803 Michigan A venue, Lemoyne,
Pennsylvania 17043.
IN WITNESS WHEREOF, with the intentions to be legally bound hereby, the Settlor
and Trustee have executed this Trust Agreement on the date and year first above written.
WITNESS:
SETTLOR:
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{9SE T. MAURER
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TRUSTEE:
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(PSE H T. MAURER
COMMONWEALTH OF PENNSYL VANIA
COUNTY OF ~l~
)
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On this, the 3c {t. day of CY~~ , 2003, before me, a Notary Public,
the undersigned officer, personally appeared JOSEPH T. MAURER, known to me (or
satisfactorily proven) to be the person whose name is subscribed to the within instrument and
acknowledged that he executed the same for the purpose therein contained as Settlor and Trustee.
IN WITNESS WHEREOF, I hereunto set my hand and official seal.
lJ;;wd'l~___
{Notary Public ..........
My Commission Expires:
Notarial Seal
Detlorw1 L. Brenneman, Ncwy Public
QrnpHlBoro, ~Cowlty
MyCcl,..~ ~Jl.n818, 2006
MIrnbei. ~ AaocialIri1 aNotarieJs
..
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SCHEDULE A
LIST OF TRUST ASSETS
1.
2.
3.
4.
5.