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HomeMy WebLinkAbout06-7313 ~~- :. .. SHIPPENSBURG AREA SCHOOL DISTRICT FINANCIAL REPORT JUNE 30, 2006 O~. 7313 Lj \Ii) Tep.rrl CONTENTS INDEPENDENT AUDITOR'S REPORT 1-2 Management's Discussion & Analysis 3 - 10 Basic Financial Statements: Government-wide Financial Statements: Statement of Net Assets 11 - 12 Statement of Activities 13 Fund Financial Statements: Balance Sheet - Governmental Funds 14 Reconciliation of the Governmental Funds Balance Sheet to the Statement of Net Assets 15 Combined Statement of Revenues, Expenditures and Changes in Fund Balances - Governmental Funds 16 Reconciliation of the Governmental Funds Statement of Revenues, Expenditures and Changes in Fund Balances to the Statement of Activities 17 Statement of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual - General Fund 18 Statement of Net Assets - Proprietary Fund- Food Service 19 Statement of Revenues, Expenses and Change in Net Assets - Proprietary Fund - Food Service 20 Statement of Cash Flows - Proprietary Fund - Food Service 21 - 22 Statement of Fiduciary Net Assets 23 Notes to Financial Statements 24 - 39 , CONTENTS (Continued) SUPPLEMENTARY INFORMATION General Fund - Schedule of Revenues 40 - 41 General Fund - Schedule of Expenditures 42 - 47 Combining Balance Sheet - Non-Major Governmental Funds 48 Combining Statement of Revenues, Expenditures and Changes in Fund Balances - Non-Major Governmental Funds 49 Independent Auditor's Report on Internal Control over Financial Reporting and on Compliance ahd Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards 50 - 51 Independent Auditor's Report on Compliance with Requirements Applicable to Each Major Program and Internal Control over Compliance in Accordance with OMB Circular A-l33 52 - 53 Schedule of Findings and Questioned Costs 54 - 55 Schedule of Expenditures of Federal Awards 56 - 59 Notes to Schedule of Expenditures of Federal Awards 60 Summary Schedule of Prior Year's Audit Findings 61 . '[J38R) BoYER & RITTffi CERTlAED PuBLIC ACCOUNTANTS ANn CONSULTANTS Web Site: www.cpabr.com INDEPENDENT AUDITOR'S REPORT Board of School Directors Shippensburg Area School District Shippensburg, Pennsylvania We have audited the accompanying financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of Shippensburg Area School District, as of and for the year ended June 30, 2006, which collectively comprise Shippensburg Area School District's basic financial statements as listed in the table of contents. These financial statements are the responsibility of Shippensburg Area School District's management. Our responsibility is to express opinions on these fffiancial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe our audit provides a reasonable basis for our opinions. As explained in Note 2 to the financial statements, Shippensburg Area School District adopted Governmental Accounting Standards Board (GASB) Statements No. 42, Accounting and Financial Reporting for Impairment of Capital Assets and for Insurance Recoveries, No. 46, Net Assets Restricted by Enabling Legislation, and No. 47, Accounting for Termination Benefits. In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of Shippensburg Area School District, as of June 30,2006, and the respective changes in financial position and cash flows, where applicable, thereof and the respective budgetary comparison for the General Fund for the year then ended in conformity with accounting principles generally accepted in the United States of America. In accordance with Government Auditing Standards, we have also issued our report dated August 11, 2006, on our consideration of Shippensburg Area School District's internal control over financial reporting and our tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be considered in assessing the results of our audit. CAMP HILL CARLISLE CHAMBERSBURG LEWISTOWN STATE COLLEGE 1\n Independently Owned Member of the RSM McGladrey Network '" The Management's Discussion & Analysis on pages 3 through 10 are not a required part of the basic financial statements but are supplementary information required by accounting principles generally accepted in the United States of America. We have applied certain limited procedures, which consisted principally of inquiries of management regarding the methods of measurement and presentation of the required supplementary information. However, we did not audit the information and express no opinion on it. Our audit was conducted for the purpose of forming an OpInIOn on the financial statements that collectively comprise Shippensburg Area School District's basic financial statements. The combining non-major fund financial statements and other schedules, listed in the table of contents as supplementary information are presented for purposes of additional analysis and are not a required part of the basic financial statements. The accompanying Schedule of Expenditures of Federal Awards is presented for purposes of additional analysis as required by U. S. Office of Management and Budget Circular A-133, Audits of States, Local Governments, and Non-Profit Organizations, and is not a required part of the basic financial statements. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements, and in our opinion, is fairly stated, in all material respects, in relation to the basic financial statements taken as a whole. ~ ~.dLu Chambersburg, Pennsylvania August 11, 2006 2 ... MANAGEMENT'S DISCUSSION & ANALYSIS (MD&A) SHIPPENSBURG AREA SCHOOL DISTRICT JUNE 30, 2006 The discussion and analysis of Shippensburg Area School District's (District) financial performance provides an overall review of the District's financial activities for the fiscal year ended June 30, 2006. The intent of this discussion and analysis is to look at the District's financial performance as a whole; readers should also review the financial statements and the notes to the basic financial statements to enhance their understanding of the District's financial performance. The Management's Discussion & Analysis (MD&A) is an element of the new reporting model adopted by the Governmental Accounting Standards Board (GASB) in their Statement No. 34 Basic Financial Statements and Management's Discussion and Analysis for State and Local Governments issued in June 1999. Certain comparative information between the current year and the prior year is required to be presented in the MD&A. Financial Highlights Special Education The trends of prior years indicate that during the fiscal year 2005-2006, the Shippensburg Area School District would experience another year of significant increases in the costs for Special Education Instruction. Alternative Education Alternative Education costs increased during the 2005-2006 fiscal year. The District transferred additional financial resources to fund Alternative Education Placements for at-risk students during the fiscal year. Building Program Due to increased enrollment, the District is building a Grade 4-5 building, Shippensburg Area Intermediate School, and plans to complete limited renovations on the James Burd and Nancy Grayson Elementary Schools. The District applied for and received a variance of Pennsylvania Department of Education's (PDE) 20-year rule for reimbursable projects. The District will receive state reimbursement on the renovations ofthe existing elementary schools and the new Grade 4-5 building. Borrowing The Board of School Directors authorized additional borrowing of $7,000,000 for planned renovations and construction at the existing Nancy Grayson and James Burd elementary schools. 3 " Table A-l summarizes the major features of the District's financial statements, including the portion of the District they cover and the types of information they contain. The remainder to this overview section of MD&A explains the structure and contents of the statements. Table A-l Major Features of Shippensburg Area School District's Government-Wide and Fund Financial Statements Government-Wide Fund Statements Statements Governmental Funds Pronrietarv Funds Fiduciarv Funds Scope Entire District (except Activities of the District Activities the District Activities in which the fiduciary funds) that are not operates similar to District is the trustee or proprietary or private business - agent to someone else's fiduciary. such as Food Service resources education, Activity Funds administration and community services Required Financial Statement of Net Assets Balance Sheet Statement of Net Assets Statement of Fiduciary Infor1lUltion Net Assets Statement of Revenues, Statement of Revenues, Statement of Activities Expenditures and Expenses and Changes Statement of Changes Changes in Fund in Net Assets in Fiduciary Net Assets Balances Statement of Cash Flows Accounting Basis and Accrual accounting and Modified-accrual Accrual accounting and Accrual accounting and Measurement Focus economic-resources accounting and current economic-resources economic-resources focus financial-resources focus focus focus Type of assetlliabi/ity All assets and Only assets expected to All assets and All assets and information liabilities, both be used up and liabilities, both liabilities, both short- financial and capital, liabilities that come due financial and capital, tenn and long-tenn and short-tenn and during the year or soon and short-tenn and long-tenn thereafter; no capital long-tenn assets included Type of injlOlll/outjlOlll All revenues and Revenues for which All revenues and All revenues and information expenses during the cash is received Wring expenses during the expenses during the year. regardless of or soon after the end of year, regardless of year, regardless of when cash is received the year; expendiim:s when cash is received when cash is received or paid when goods or services or paid or paid have been received lIld payment is due during the year or soon thereafter 4 . Overview of Financial Statements Government-Wide Statements The government-wide statements report information about the District as a whole using accounting methods similar to those used by private-sector companies. The Statement of Net Assets includes all of the government's assets and liabilities. All of the current year's revenues and expenses are accounted for in the Statement of Activities regardless of when cash is received or paid. The two government-wide statements report the District's net assets and how they have changed. Net assets, the difference between the District's assets and liabilities, are one way to measure the District's financial health or position. Over time, increases or decreases in the District's net assets are an indication of whether its financial health is improving or deteriorating, respectively. To assess the overall health of the District, additional non-financial factors, such as changes in the District's property-tax base and the performance of students, must be considered. The government-wide financial statements of the District are divided into two categories: · Governmental activities - All of the District's basic services are included here, such as instruction, administration and community services. Property taxes and state and Federal subsidies and grants finance most of these activities. · Business-type activities - The District conducts a food-service operation and charges fees to students, staff and visitors to cover the costs of their operation. Fund Financial Statements The District's fund financial statements provide detailed information about the most significant funds _ not the District as a whole. Some funds are required by state law and by bond requirements. Governmental funds - Most of the District's activities are reported in governmental funds, which focus on the determination of financial position and changes in financial position, not on income determination. They are reported using an accounting method called modified-accrual accounting, which measures cash and all other financial assets that can readily be converted to cash. The governmental-fund statements provide a detailed, short-term view of the District's operations and the services it provides. Governmental-fund information helps the reader determine whether there are more or fewer financial resources that can be spent in the near future to finance the District's programs. The relationship (or differences) between governmental activities (reported in the Statement of Net Assets and the Statement of Activities) and governmental funds is reconciled in the financial statements. Proprietary funds - These funds are used to account for the District's activities that are similar to business operations in the private sector; or where the reporting focuses on determining net income, financial position, changes in financial position, and where a significant portion of funding comes through user charges. When the District charges customers for services it provides - whether outside customers or to other units in the District - these services are generally reported in proprietary funds. The Food Service Fund is the District's proprietary fund and is the same as the business-type activities reported in the government-wide statements, but provides more detail and additional information such as ca'Sb flows. 5 .. Fiduciary funds - The District is the trustee, or fiduciary, for several activity funds. All fiduciary activities are reported in a separate Statement of Net Assets. We exclude these activities from the District's other financial statements because the District cannot use these assets to finance operations. Financial Analysis of the District as a Whole The District's total net assets were $12,974,413 at June 30,2006. Table A-2 As of June 30, 2006 and 2005 Net Assets Total Percentage Governmental Activities Business-Type Activities Total ChanRe 6/30/05 6/30/06 6/30/05 6/30106 6/30/05 6/30/06 2005-2006 S 29.915,604 S 20.655,537 $ 53,916 S 82,345 $ 29.969,520 S 20.737,882 -30.80010 20,879,558 30.463.977 199.106 174,228 21,078,664 30,638,205 45.35% S 50.795,162 S 51.119.5t4 S 253.022 S 256.573 S 51,048.184 S 5 I ,376,087 0.64% S 4,204,252 S 3,953,017 S 25,683 $ 20,041 S 4,229.935 $ 3,973,058 6.07% 36,015.985 34,428.616 36.015.985 34.428.616 4.41% S 40.220,237 S 38,38 I ,633 S 25,683 S 20,041 S 40,245,920 S 38,401,674 4.58% Current and other assets Capital assets Total assets Current and other liabilities Long-term liabilities Total liabilities Net Assets Invested in capital assets. net of related debt Restricted Unrestricted Total net assets S (15,848.848) 24,080,436 2,343,337 S 10.574,925 S (4,631.749) S 14.783,744 2,585.886 S 12.737,881 $ 185.857 $ 174.228 $ (15,662,991) 24.080.436 2.384.819 S 10,802.264 $ (4,457.521) 14,783.744 2,648,190 $ 12.974,413 71.54% 38.61% -11.04% -20.11% 4t,482 227,339 $ 62,304 236,532 Most of the District's net assets consist of restricted amounts. The remaining net assets consist invested in capital assets (land, site improvements, buildings and equipment) and unrestricted amounts including designated and undesignated amounts. The restricted balances are amounts set aside to fund future purchases or capital projects as planned by the District. The results of this year's operations as a whole are reported in the Statement of Activities. All expenses are reported in the first column. Specific charges, grants, revenues and subsidies that directly relate to specific expense categories are presented to detennine the final amount of the District's activities which are supported by other general revenues. The two largest general revenues are the Basic Education Subsidy provided by the Commonwealth of Pennsylvania, and the local taxes assessed to community taxpayers. 6 . Table A-3 restates information from the Statement of Activities in a different format. Table A-3 Fiscal Years Ended June 30, 2006 and 2005 Changes in Net Assets Total Percentage Governmental Activities Business- Type Activities Total ChanRe 6130/05 6130/06 6/30/05 6/30/06 6130105 6/30/06 2005-2006 Revenues Program revenues Charges for services $ 137.368 $ 96,034 $ 713.801 $ 747.122 $ 851,169 $ 843.156 -0.94% Operating grants and contributions 5.725.135 6,151.326 367,986 370,902 6,093.121 6,522,228 7.04% General revenues Property taxes 12.630,054 13,615,805 12.630.054 13.615.805 7.80% Other taxes 3.859.857 3.974.057 3,859.857 3,974,057 2.96% Grants. subsidies and contributions. unrestricted 6,776.245 7.007,126 6,776.245 7,007,126 3.41% Other 701,880 1,289,754 1,344 3.163 703,224 1.292.917 83.86% Total revenues 29.830,539 32.134,102 1.083,131 1,121.187 30,913.670 33,255.289 7.57% Expenses Instructional 18,510,902 19.551.670 18,510,902 19,551,670 -5.62% Instructional student support 2,120.572 2,207,988 2,120,572 2,207.988 -4.12% Administrative and financial support 2,225.324 2,447.017 2,225,324 2.447,017 -9.96% Operation and maint. of plant services 1,852,974 2,222,057 1.852.974 2,222,057 -19.92% Pupil transportation 1,233,961 1.538.885 1.233.961 1,538.885 -24.71% Student activities 497,646 600,349 497.646 600.349 -20.64% Community services 19.076 t8,654 19,076 18,654 2.21% Interest on long-tenn debt 1,158,542 1.384.526 1.158.542 1.384.526 -19.51% Food service 1,039,453 1.111,994 1,039,453 1,111,994 -6.98% Total expenses 27.618.997 29.971,146 1,039,453 1,111,994 28.658.450 31.083,140 -8.46% Changes in net assets $ 2,211.542 $ 2,162,956 $ 43.678 $ 9,193 $ 2,255.220 $ 2.172,149 3.68% 7 The tables below present the expenses of both the Governmental and Business-Type Activities of the District. Table A-4 presents the District's seven (7) largest functions - instructional programs, instructional student support, administration, operation and maintenance of plant services, pupil transportation, student activities and community services and each program's net cost (total cost less revenues generated by the activities). This table also shows the net costs offset by the other unrestricted grants, subsidies and contributions to show the remaining financial needs supported by local taxes and other miscellaneous revenues. Table A-4 Fiscal Years Ended June 30, 2006 and 2005 Governmental Activities Functions/Programs Instructional Instructional student support Administration Operation and maintenance Pupil transportation Student activities Community services Interest on long-term debt Total governmental activities Less unrestricted grants, subsidies Total needs for grants, taxes and other revenues 6/30/2005 $ 18,510,902 2,120,572 2,225,324 1,852,974 1,233,961 497,646 19,076 1,158,542 $ 27,618,997 Total Cost of Services 6/30/2006 $ 19,551,670 2,207,988 2,447,017 2,222,057 1,538,885 600,349 18,654 1,384,526 $ 29,971,146 Net Cost of Services 6/30/2005 6/30/2006 $ 14,732,998 $ 15,165,906 1,871,590 1,825,388 2,148,726 2,304,786 1,112,107 1,778,442 289,802 732,299 424,057 514,462 18,672 17,977 1,158,542 1,384,526 21,756,494 23,723,786 6,776,245 7,007,126 $ 14,980,249 $ 16,716,660 Table A-5 reflects the activities of the Food Service Program, the only business-type activity of the District. Table A-5 Fiscal Years Ended June 30, 2006 and 2005 Business-type Activities Functions/Programs Food services Add: investment earnings Total business-type activities Total Cost of Services 6/30/2005 6/30/2006 $ 1,039,453 $ 1,111,994 Net Cost of Services 6/30/2005 6/30/2006 $ 42,334 $ 6,030 1,344 3,163 $ 43,678 $ 9,193 The Statement of Revenues, Expenses and Changes in Net Assets for this proprietary fund will further detail the actual results of operations. 8 .. The District Funds At June 30, 2006, the District's governmental funds reported a <:ombined fund balance of $17,810,828, which reflects a decrease of $8,843,009 from June 30, 2005. The primary reason for this decrease is the construction of the new Grade 4-5 elementary school. General Fund Budget During the fiscal year, the Board of School Directors (Board) authorizes revisions to the original budget to accommodate differences from the original budget to the actual expenditures of the District. All adjustments are again confirmed at the time the annual audit is accepted, which is after the end of the fiscal year and not prohibited by state law. A schedule showing the District's original and final budget amounts compared with amounts actually paid and received is provided in the financial statements. The District applied for Federal, state and local grants. These grants cannot always be anticipated in the budgeting process. Budgeted Revenues increased by $213,422 as a result of additional approved grants. Budgeted expenditures and other financing uses also increased by the same amount to compensate for the additional approved grants. Transfers between specific categories of expenditures/financing uses occur during the year. The most significant transfers are from the budget reserve to specific expenditures. Capital Asset and Debt Administration Capital Assets At June 30, 2006, the District had $30,638,205 invested in a broad range of capital assets, including land, buildings, furniture and equipment. Table A-6 Fiscal Years Ended June 30, 2006 and 2005 Capital Assets - Net of Depreciation 6130/05 $ 784,455 $ 15,154,722 3,900.470 1,239,017 $ 21.078.664 6130106 771,890 14,600.323 3,894,902 11,371,090 $ 30,638.205 Total Percentage Change 2005-2006 -1.60% -3.66% -0.14% 100.00% 45.35% Land and site improvements Buildings and improvements Furniture and equipment Construction-in-progress Governmental Activities Business-Type Activities 6130/05 6130/06 6130/05 6130/06 $ 784.455 $ 771.890 $ $ 15,154,722 14.600.323 3.701,364 3,720,674 t99.106 174,228 t,239.017 11.371.090 S 20,879.558 S 30.463,977 S 199,106 S t74,228 Total 9 Debt Administration As of July 1,2005, the District had total outstanding bond principal of$36,390,000. During the year, the District made payments against principal of $1,565,000 resulting In ending outstanding debt as of June 30, 2006, of $34,825,000. Table A-7 Fiscal Years Ended June 30, 2006 and 2005 Outstanding Debt Total Percentage Governmental Activities Business- Type Activities Total ChanRe 6/30/05 6/30/06 6/30/05 6130/06 6130/05 6130/06 2005-2006 General Obligation Bonds Series of 200 t $ 1.630.000 $ 830.000 $ $ $ 1,630.000 $ 830,000 -49,08% Series of2001A 9.395.000 8.870.000 9.395,000 8,870,000 -5.59% Series of 2004 t5.420.000 15,420,000 15,420.000 15.420.000 100.00% General Obligation Note Series of 2003 9,945,000 9,705,000 9.945.000 9,705,000 -2.41% General Obligation Note Seriesof2003 13,249 13.249 -100.00% $ 36.390,000 $ 34.825.000 $ 13.249 $ $ 36,403.249 $ 34.825.000 -4.34% Other obligations include capital lease obligations and accrued vacation-pay and sick-leave for specific employees of the District. More detailed information about our long-term liabilities is included in Notes to the Financial Statements. Table A-8 reflects the comparison of revenue and expenditure categories by percentages. Table A-8 Revenues and Expenditures 2002-2003 2003-2004 2004-2005 2005-2006 Local revenues 53.9% 55.9% 59.4% 60.7% State revenues 43.6% 41.3% 38.2% 36.9% Federal revenues 2.5% 2.8% 2.4% 2.4% Instruction 6300% 61. 7% 60.9% 46.1% Support services 28.4% 27.6% 26.3% 20.4% N on- instructional/community 1.7% 1.8% 1.7% 1.4% Facilities acquisition, construction and improvement services 0.2% 2.3% 2.9% 24.9% Debt service 6.7% 6.6% 8.2% 7.2% Contacting the District's Financial Management Our financial report is designed to provide our citizens, taxpayers, parents, students, investors and creditors with a general overview of the District's finances and to show the Board's accountability for the money it receives. If you have questions about this report or wish to request additional financial information, please contact Deborah Westover, Business AdministratorlBoard Secretary, at the Shippensburg Area School District, 317 North Morris Street, Shippensburg, PA 17257, (717) 530-2702. 10 SHIPPENSBURG AREA SCHOOL DISTRICT STATEMENT OF NET ASSETS June 30, 2006 Govenmtental Business-Type ASSETS Activities Activities Total Current Assets Cash $ 15,208,354 $ 4,305 $ 15,212,659 Investments 3,400,166 3,400,166 Receivables Taxes - net of allowance for uncollectibles 1,061,948 1,061,948 Federal subsidies 305,065 39,210 344,275 State subsidies 357,598 4,563 362,161 Other 12,852 12,852 Prepaid expenses 8,203 8,203 Inventories 34,267 34,267 Total current assets 20,354,186 82,345 20,436,531 Noncurrent Assets Bond issuance costs - net Land and improvements - net Building and improvements - net Furniture and equipment - net Construction-in-progress Total noncurrent assets 301,351 771,890 14,600,323 3,720,674 11,371,090 30,765,328 174,228 301,351 771,890 14,600,323 3,894,902 11,371,090 30,939,556 174,228 Total assets $ 51,119,514 $ 256,573 $ 51,376,087 See Notes to Financial Statements. 11 Governmental Business-Type LIABILITIES AND NET ASSETS Activities Activities Total Current Liabilities Accounts payable $ 414,230 $ 568 $ 414,798 Current portion of long-tenn debt General obligation debt 1,630,000 1,630,000 Capital lease obligation 67,680 67,680 Accrued expenses Salaries and benefits 1,454,100 1,454,100 Payroll withholdings 258,665 258,665 Interest payable 125,321 125,321 Deferred revenues 712 19,473 20,185 Unearned revenues 2,309 2,309 Total current liabilities 3,953,017 20,041 3,973,058 Noncurrent Liabilities Long-tenn debt - net of current portion General obligation debt 33,195,000 33,195,000 Capital lease obligation 203,046 203,046 Compensated absences 1,030,570 1,030,570 Total noncurrent liabilities 34,428,616 34,428,616 Total liabilities 38,381,633 20,041 38,401,674 Net Assets (Deficit) Invested in capital assets - net of related debt (4,631,749) 174,228 (4,457,521) Restricted for: Capital projects 14,607,187 14,607,187 Capital reserve 146,757 146,757 Athletic 29,800 29,800 Unrestricted 2,585,886 62,304 2,648,190 Total net assets 12,737,881 236,532 12,974,413 Total liabilities and net assets $ 51,119,514 $ 256,573 $ 51,376,087 12 Eo- U ;: Eo- VJ - Q ~ o o = u VJ -< r-l ~ -< ~ ~ ;;;J = VJ Z r-l Q,., Q,., - = VJ VJ r-l - Eo- ~\C -= Eo-= UN -<= ~l") o ~ Eo- = Z"':l r-lil ~'O r-l = Eo-r-l -< ... 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Q)6-v 1::Q)f= Q) a V.S r:::::= = '" tJQ)vv Q)~DJIDJ1 > .- '; ; .5:E-s.c:: ~u DJI = '= DJI = = 'Q=6 v = .Qv I .:J.:J v v '" '" '" '" . . ...... v v zz r<'l - '" 1:: Q) E Q) 1U 00 "; .~ r::: ~ g CIl Q) .... o Z Q) Q) CI.l SHIPPENSBURG AREA SCHOOL DISTRICT BALANCE SHEET - GOVERNMENTAL FUNDS June 30, 2006 Capital Non-Major Total Projects Governmental Governmental General Construction Funds Funds ASSETS Cash $ 3,122,207 $ 11,875,673 $ 210,474 $ 15,208,354 Investments 644,952 2,755,214 3,400,166 Receivables Taxes - net of allowance for uncollectibles 1,061,948 1,061,948 Federal subsidies 305,065 305,065 State subsidies 357,598 357,598 Other 12,302 550 12,852 Prepaid expenses 8,203 8,203 Total assets $ 5,512,275 $ 14,630,887 $ 211,024 $ 20,354,186 LIABILITIES AND FUND BALANCES Accounts payable $ 356,775 $ 23,700 $ 33,755 $ 414,230 Accrued expenses Salaries and benefits 1,454,100 1,454,100 Payroll withholdings 258,665 258,665 Deferred revenues 413,342 712 414,054 Unearned revenue 2,309 2,309 Total liabilities 2,485,191 23,700 34,467 2,543,358 Fund Balances Reserved for Capital projects 14,607,187 14,607,187 Capital reserve 146,757 146,757 Athletic 29,800 29,800 Unreserved 3,027,084 3,027,084 Total fund balances 3,027,084 14,607,187 176,557 17,810,828 Total liabilities and fund balances $ 5,512,275 $ 14,630,887 $ 211,024 $ 20,354,186 See Notes to Financial Statements. 14 SHlPPENSBURG AREA SCHOOL DISTRICT RECONCILIATION OF THE GOVERNMENTAL FUNDS BALANCE SHEET TO THE STATEMENT OF NET ASSETS June 30, 2006 Total Fund Balances - Governmental Funds 17,810,828 Amounts reported for governmental activities in the Statement of Net Assets are different because: Capital Assets used in governmental activities are not fmancial resources, and therefore, they are not reported as assets in governmental funds. The cost of assets is $46,001,693, including construction-in-progress in the amount of$II,371,090, and the accumulated depreciation is $15,537,716. Property taxes receivable will be collected this year, but are not available soon enough to pay for the current period's expenditures, and therefore, they are deferred revenues in the funds. Governmental funds report bond issuance costs as expenditures. However, in the Statement of Activities, the costs of issuance are allocated over the lives of the debt issues. This is the amount by which bond issuance costs exceed accumulated amortization. Long-term liabilities, including bonds payable and compensated absences, are not due and payable in the current period, and therefore, they are not reported as liabilities in the funds. Long-term liabilities at year-end consist of: Bonds payable (34,825,000) Capital leases payable (270,726) Accrued interest (125,321) Compensated absences (1,030,570) Total net assets - governmental activities See Notes to Financial Statements. 15 $ 30,463,977 413,342 301,351 (36,251,617) $ 12,737,881 SHIPPENSBURG AREA SCHOOL DISTRICT COMBINED STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUNDBALANCES-GOVERNMENTALFUNDS Year Ended June 30, 2006 Capital Non-Major Total Projects Governmental Governmental General Construction Funds Funds Revenues Local sources $ 18,610,047 $ 858,563 $ 58,613 $ 19,527,223 State appropriations 11,891,215 11,891,215 Federal appropriations 777,190 777,190 Total revenues 31,278,452 858,563 58,613 32,195,628 Expenditures Instructional 18,910,236 18,910,236 Support services 8,247,999 25,142 113,060 8,386,201 Operation of non- instructional servi;es 422,669 171,177 593,846 Construction/improvement services 10,199,103 10,199,103 Debt service Principal 1,565,000 1,565,000 Interest 1,390,060 1,390,060 Total expenditures 30,535,964 10,224,245 284,237 41,044,446 Excess (deficiency) of revenues over expenditures 742,488 (9,365,682) (225,624) (8,848,8 I 8) Other Financing Sources (Uses) Refund of prior years' receipts (2,625) (2,625) Refund of prior years' expenditures 8,434 8,434 Operating transfers in 286,180 286,180 Operating transfers out (286,180) (286,180) Total other financing sources (uses) (288,805) 294,614 5,809 Net changes in fund balances 453,683 (9,365,682) 68,990 (8,843,009) Fund Balances - July 1,2005 2,573,401 23,972,869 107,567 26,653,837 Fund Balances - June 30, 2006 $ 3,027,084 $ 14,607,187 $ 176,557 $ 17,810,828 See Notes to Financial Statements. 16 SHIPPENSBURG AREA SCHOOL DISTRICT RECONCILIATION OF THE GOVERNMENTAL FUNDS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES TO THE STATEMENT OF ACTIVITIES Year Ended June 30,2006 Net change In fund balances - total governmental funds $ (8,843,009) Amounts reported for governmental activities in the Statement of Activities are different because: Capital outlays are reported in governmental funds as expenditures. However, in the Statement of Activities, the costs of those assets are allocated over their useful lives as depreciation expense. This is the amount by which capital outlays exceed depreciation in the period. Capital outlays Less depreciation expense 10,442,197 (857,405) 9,584,792 The net effect of various miscellaneous transactions involving capital assets (ie. sales, trade-ins, and donations) is to decrease net assets. (373) Because some property taxes will not be collected for several months after the District's fiscal year ends, they are not considered as "available" revenues in the governmental fundso Deferred tax revenues decreased by this amount this year. (69,960) Interest on long-term debt in the Statement of Activities differs from the amount reported in the governmental funds because interest is recognized as an expenditure in the funds when it is due, and thus requires the use of current financial resources. In the Statement of Activities, interest expense is recognized as the interest accrues, regardless of when it is due. The additional interest accrued in the Statement of Activities over the amount due is shown here. 5,534 Some expenses reported in the Statement of Activities do not require the use of current financial resources, and therefore, they are not reported as expenditures in governmental funds. (110,311 ) The issuance of long-term debt provides current financial resources to governmental funds, while the repayment of the principal ofIong- term debt consumes the current financial resources of governmental funds. Neither transaction, however, has any effect on net assets. Also, governmental funds report the effect of issuance costs, premiums, discounts, and similar items when debt is first issued, whereas these amounts are deferred and amortized in the Statement of Activities. This amount is the net effect of these differences in the treatment ofIong-term debt and related items. Repayment of long-term debt Repayment of capital lease obligation Amortization of bond issuance costs 1,565,000 67,680 (36,397) 1,596,283 $ 2, I 62,956 Change In net assets of governmental activities See Notes to Financial Statements. 17 SHIPPENSBURG AREA SCHOOL DISTRICT STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE _ BUDGETANDACTUAL-GENERALFUND Year Ended June 30, 2006 Variance with Final Budgeted Amounts Budget Favorable Original Final Actual (Unfavorable ) Revenues Local sources $ 18,562,300 $ 18,731,828 $ 18,610,047 $ (121,781) State appropriations 11,708,188 11,743,669 11,891,215 147,546 Federal appropriations 674,454 682,867 777,190 94,323 Total revenues 30,944,942 31,158,364 31,278,452 120,088 Expenditures Instructional 18,970,505 19,185,249 18,910,236 275,013 Support services 8,460,359 8,456,421 8,247,999 208,422 Operation of non-instructional services 430,550 433,166 422,669 10,497 Debt service 3,033,303 3,033,303 2,955,060 78,243 Total expenditures 30,894,717 31,108,139 30,535,964 572,175 Excess of revenues over expenditures 50,225 50,225 742,488 692,263 Other Financing Uses Refund of prior years' receipts (2,625) (2,625) Operating transfers out (286,180) (286,180) (286,180) Budgetary reserve (l00,000) (l00,000) 100,000 Total other financing uses (386,180) (386,180) (288,805) 97,375 Net changes in fund balance $ (335,955) $ (335,955) 453,683 $ 789,638 Fund Balance - July 1,2005 2,573,401 Fund Balance - June 30, 2006 $ 3,027,084 See Notes to Financial Statements. 18 SHIPPENSBURG AREA SCHOOL DISTRICT STATEMENT OF NET ASSETS - PROPRIETARY FUND - FOOD SERVICE June 30, 2006 ASSETS Current Assets Cash $ 4,305 Receivables Federal subsidies 39,210 State subsidies 4,563 Inventories 34,267 Total current assets 82,345 Noncurrent Assets Furniture and equipment - net 174,228 Total assets $ 256,573 LIABILITIES AND NET ASSETS Liabilities Accounts payable $ 568 Deferred revenues 19,473 Total liabilities - all current 20,041 Net Assets Invested in capital assets 174,228 Unrestricted 62,304 Total net assets 236,532 TotalUabilities and net assets $ 256,573 See Notes to Financial Statements. 19 SHlPPENSBURG AREA SCHOOL DISTRICT STATEMENT OF REVENUES, EXPENSES AND CHANGE IN NET ASSETS _ PROPRIETARY FUND - FOOD SERVICE Year Ended June 30, 2006 Operating Revenues Food service revenue $ 747,122 Operating Expenses Labor, taxes and benefits 565,598 Professional and technical services 8,150 Disposal services 2,279 Electricity 20,000 Equipment repairs and maintenance 12,185 Extermination services 1,071 Advertising 670 Printing and binding 440 Travel 845 Supplies 32,074 Food and milk 393,705 Donated commodities used 46,055 Depreciation 27,578 Dues and fees 940 Total operating expenses 1,111,590 Operating loss (364,468) Nonoperating Revenues (Expense) Investment income 3,163 Federal subsidies 270,878 State subsidies 53,969 Value of donated commodities 46,055 Interest expense (404) Total nonoperating revenues 373,661 Change in net assets 9,193 Net Assets - July 1,2005 227,339 Net Assets - June 30, 2006 $ 236,532 See Notes to Financial Statements. 20 SHlPPENSBURG AREA SCHOOL DISTRICT STATEMENT OF CASH FLOWS- PROPRIETARY FUND - FOOD SERVICE Year Ended June 30, 2006 Cash Flows From Operating Activities Cash received from meal sales $ 747,122 Cash payments for goods and services (510,023) Cash payments to employees for services (565,598) Net cash used in operating activities (328,499) Cash Flows From Non-Capital Financing Activities Federal subsidies 270,878 State subsidies 53,969 Net cash provided by non-capital financing activities 324,847 Cash Flows From Capital and Related Financing Activities Acquisition of equipment (2,700) Principal paid on financing agreements (13,249) Interest paid on financing agreements (404) Cash used in capital and related financing activities (16,353) Cash Flows From Investing Activities Investment income 3,163 Net decrease in cash (16,842) Cash: July 1, 2005 21,147 June 30, 2006 $ 4,305 (Continued) 21 SHlPPENSBURG AREA SCHOOL DISTRICT STATEMENT OF CASH FLOWS- PROPRIETARY FUND - FOOD SERVICE (Continued) Year Ended June 30, 2006 Reconciliation of Operating Loss to Net Cash Used in Operating Activities Operating loss Adjustments to reconcile operating loss to net cash used in operating activities Depreciation Value of donated commodities Changes in assets and liabilities: (Increase) decrease in: Receivables Inventories (Decrease) increase in: Accounts payable Deferred revenues Net cash used in operating activities $ (364,468) 27,578 46,055 (33,928) (11,343) (63) 7,670 (328,499) $ See Notes to Financial Statements. 22 SHIPPENSBURG AREA SCHOOL DISTRICT STATEMENT OF FIDUCIARY NET ASSETS June 30, 2006 James Burd Nancy Grayson Elementary Elementary Middle School Senior High Activity Fund Activity Fund Activity Fund Activity Fund ASSETS Cash $ 6,375 $ 2,528 $ 9,533 $ 63,325 Receivables 103 127 Total assets $ 6,375 $ 2,631 $ 9,533 $ 63,452 LIABILITIES Due to student groups $ 6,375 $ 2,631 $ 9,533 $ 63,452 23 SHIPPENSBURG AREA SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 1. Summary of Significant Accounting Policies Shippensburg Area School District operates two elementary schools, one middle school and one high school in Shippensburg, Pennsylvania. The District operates under current standards prescribed by the Pennsylvania Department of Education in accordance with the provisions of the School Laws of Pennsylvania. The District operates under a locally-elected, nine-member Board. The financial statements of Shippensburg Area School District (the District) have been prepared in accordance with accounting principles generally accepted in the United States of America (GAAP) as applied to governmental units. The Governmental Accounting Standards Board (GASB) is the authoritative standard-setting body for the establishment of governmental accounting and financial reporting principles. The more significant of these accounting policies are as follows: A. Reporting Entity Shippensburg Area School District's financial statements include the operations of all entities for which the School Board exercises oversight responsibility. Oversight responsibility is demonstrated by financial interdependency, selection of governing authority, designation of management, ability to significantly influence operations, and accountability for fiscal matters. Shippensburg Area School District is the lowest level of government which has oversight responsibility and control over all activities related to public school education in the Commonwealth of Pennsylvania. The District receives funding from local, state and Federal government sources and must comply with the requirements of these funding-source entities. However, the District is not included in any other governmental "reporting entity" since the School Board Members are elected by the public and have decision-making authority, the power to designate management, the ability to significantly influence operations and primary accountability for fiscal matters. Additionally, the District does not exercise oversight responsibility over any other entities, and consequently, no other entities have been included in the accompanying financial statements. B. Government-wide and Fund Financial Statements The government-wide financial statements (i.e., the Statement of Net Assets and the Statement of Activities) report information on all of the non-fiduciary activities of the primary government and its component units. For the most part, the effect of interfund activity has been removed from these statements. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business-type activities, which rely to a significant extent on fees and charges for support. Likewise, the primary government is reported separately from certain legally- separate component units for which the primary government is financially responsible. The Statement of Activities demonstrates the degree to which the direct expenses of a given function or segment are offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenues include 1) charges to customers or applicants who purchase, use or directly benefit from goods, services, or privileges provided by a given function or segment and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or segment. Taxes and other items not included among program revenues are reported as general revenues. 24 SHIPPENSBURG AREA SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note I. Summary of Significant Accounting Policies (Continued) B. Government-wide and Fund Financial Statements (Continued) Separate-fund financial statements are provided in the report for all of the governmental, proprietary, and fiduciary funds of the District, even though the latter are excluded from the government-wide financial statements. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund [mancial statements. Non-major funds are aggregated and presented in a single column. Fiduciary funds are reported by fund type. C. Measurement Focus, Basis of Accounting and Financial Statement Presentation The District complies with accounting principles generally accepted in the United States of America (GAAP) and applies all relevant Governmental Accounting Standards Board (GASB) Pronouncements. The government-wide financial statements are reported using the economic-resources measurement focus and the accrual basis of accounting, as are the proprietary and fiduciary-fund financial statements. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenues as soon as all eligibility requirements imposed by the provider have been met. Net assets (total assets less total liabilities) are used as a practical measure of economic resources and the operating statement includes all transactions and events that increased or decreased net assets. Depreciation is charged as expense against current operations and accumulated depreciation is reported on the Statement of Net Assets. Governmental-fund financial statements are reported using the current financial-resources measurement focus and the modified-accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the government considers revenues to be available if they are collected within 60 days of the end of the current fiscal period. Revenues from Federal, state and other grants designated for payment of specific School District expenditures is recognized when the related expenditures are incurred; accordingly, when such funds are received, they are recorded as deferred revenues until earned. Expenditures generally are recorded when liabilities are incurred, as under accrual accounting. However, debt-service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. When both restricted and unrestricted resources are available for use, it is the District's policy to use restricted resources first, then unrestricted resources as they are needed. Governmental Funds are those through which most governmental functions of the District are financed. The acquisition, use and balances of the District's expendable financial resources and related liabilities (except those accounted for in proprietary funds) are accounted for through Governmental Funds. 25 SHIPPENSBURG AREA SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note I. Summary of Significant Accounting Policies (Continued) C. Measurement Focus, Basis of Accounting and Financial Statement Presentation (Continued) The District reports the following major governmental funds: The General Fund is the District's primary operating fund. It accounts for all financial resources except those required to be in another fund. Revenues are primarily derived from local property, earned income, per capita and occupational taxes, and state and,Federal distributions. Many of the more important activities of the District, including instruction, administration of the District and certain non-instructional services are accounted for in this fund. The Capital Projects Fund is used to account for fmancial resources available for the acquisition or construction of major capital facilities (other than those fmanced by proprietary funds). The District operates one enterprise fund, the Food Service Fund. This fund accounts for the activities of the District's food service program. Additionally, the District reports the following non-major governmental funds: The Athletic Funds are authorized by Section 511 of the Public School Code of 1949 to account for the revenues and expenditures of athletic activities. The funds account for gate receipts and other revenues from athletic events and certain budgeted costs of the District's athletic programs. The Capital Reserve Fund (Section 2932 is authorized by P.L. 145, Act of April 30, 1943, known as Section 2932 School Laws of Pennsylvania) accounts for (1) monies transferred during any fiscal year from appropriations made for any particular purpose which may not be needed, and (2) surplus monies in the General Fund of the District at the end of any fiscal year. This fund is included in the financial statements as a Special Revenue Fund. Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with the proprietary fund's principal on-going operations. The principal operating revenues of the District's enterprise fund are food service charges. Operating expenses for the District's enterprise fund include food production costs, supplies, administrative costs, and depreciation on capital assets. All revenues or expenses not meeting this definition are reported as nonoperating revenues and expenses. The District does not attempt to allocate "building-wide costs" to the Food Service Fund. Thus, General Fund expenditures which partially benefit the Food Service Fund (utilities, janitorial services, insurance, etc.) are not proportionately recognized within the Food Service Fund; similarly, the Food Service Fund does not recognize a cost for the building space it occupies (no rental-of-facilities expense). The Activity Funds account for the monies authorized by Section 511 of the Public School Code of 1949 for school publications and organizations. A portion of the Activity Funds is an Agency Fund which is separate from other Agency Funds because of legal requirements. Agency Funds are custodial in nature (assets equal liabilities) and do not involve measurement of results of operations. Agency Funds are also accounted for using the modified-accrual basis of accounting. 26 SHIPPENSBURG AREA SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note I. Summary of Significant Accounting Policies (Continued) D. Budgets and Budgetary Accounting An operating budget is adopted prior to the beginning of each year for the General Fund on a modified- accrual basis of accounting. The General Fund is the only fund for which a budget is legally required. The Pennsylvania School Code dictates specific procedures relative to adoption of the District's budget and reporting of its financial statements: The District, before levying annual school taxes, is required to prepare an operating budget for the succeeding fiscal year. The District is required to publish notice by advertisement, at least once in two newspapers of general circulation in the municipality in which it is located, and within fifteen days of fmal action, that the proposed budget has been prepared and is available for public inspection at the administrative office of the District. Notice that public hearings will be held on the proposed operating budget must be included in the advertisement; such hearings are required to be scheduled at least ten days prior to when final action on adoption is taken by the Board. Legal budgetary control is maintained at the sub-function/major-object level. The Board of School Directors may make transfers of funds appropriated to any particular item of expenditure by legislative action in accordance with the Pennsylvania School Code. Management may amend the budget at the sub- function/sub-object level without Board approval. Appropriations lapse at the end of the fiscal period. Budgetary information reflected in the financial statements is presented at or below the level of budgetary control and includes the effect of approved budget amendments. E. Assets, Liabilities and Net Assets or Equity Cash and Cash Equivalents: For purposes of the Statement of Cash Flows presented for the proprietary fund, the District considers all highly-liquid investments with maturities of three months or less when purchased to be cash equivalents. Investments: Investments are stated at market value. Allowance for Estimated Uncollectible Taxes and Deferred Revenues: The allowance for estimated uncollectible taxes is based upon an historical estimate of delinquent taxes that will not be received within one year of the fiscal year-end. Deferred revenues are based upon an historical estimate of delinquent taxes expected to be received within one year of the fiscal year-end. The portion of taxes receivable which is expected to be received within sixty days of June 30 is recorded as revenue in the current year. The remaining amount of taxes receivable which is expected to be received within one year from June 30 is recorded as deferred revenues. All other amounts in taxes receivable are written off as estimated uncollectible taxes. 27 SHIPPENSBURG AREA SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note I. Summary of Significant Accounting Policies (Continued) E. Assets, Liabilities and Net Assets or Equity (Continued) Inventories: On government-wide financial statements, inventories are presented at the lower of cost or market on a fIrst-in, first-out basis, and are expensed when used. A physical inventory of the Food Service Fund's food and supplies was taken as of June 30, 2006. The inventory consisted of government-donated commodities which were valued at estimated fair market value, and purchased commodities and supplies, valued at cost using the fIrst-in, first-out (FIFO) method. The District has adopted an inventory recordkeeping system which does distinguish between donated and purchased commodities. Accordingly, deferred revenues for donated commodities has been recorded. Capital Assets and D((preciation: Capital assets, which include property, plant and equipment, are reported in the applicable governmental or business-type activities column in the government-wide financial statements. Capital assets are capitalized at the discretion of management, unless the assets are acquired by debt proceeds, in which case the assets must be capitalized. Management considers various factors in the capitalization of assets, including the assets' estimated useful lives, costs, and the extent to which the assets are part of a larger capital project. The District's capital assets include library books, classroom texts, computer equipment, classroom furniture, and other instructional equipment, subject to the on-going discretion of management. The costs of normal maintenance and repairs that do not add to the value of the assets or materially extend asset lives are not capitalized. Depreciation is provided for fixed assets on the straight-line basis over the estimated useful lives of the assets or groups of assets as determined by management. Long-Term Obligations: In the government-wide financial statements, and in the proprietary fund type in the fund fmancial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental or business-type activity columns in the Statement of Net Assets. Bond premiums and discounts, as well as issuance costs, are deferred and amortized over the lives of the issues using the effective interest method. Bonds payable are reported net of applicable bond premiums Of discounts. Bond issuance costs are reported as deferred charges and amortized over the terms of the related debt. In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs, during the current period. The face amount of the debt issued is reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. Compensated Absences: Under the system of fmancial accounting and reporting for Pennsylvania School Systems, the District accrues certain accumulated employee benefits, such as unpaid vacation and sick pay. Calculation of this amount is determined by the appropriate vacation, sick and retirement lump-sum payments which would be available to employees if they would leave or retire from the District and is adjusted for expected turnover rates of employees. Accrued benefit days, multiplied by appropriate salary amounts, are reflected as a long-term liability unless retirements are likely within the upcoming fiscal year. Those costs, determined to be current-year costs, are reflected as a liability of the General Fund. 28 SHIPPENSBURG AREA SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note I. Summary of Significant Accounting Policies (Continued) E. Assets, Liabilities and Net Assets or Equity (Continued) Transfers: Advances between funds that are not expected to be repaid are accounted for as transfers. In those cases when repayment is expected, the advances are accounted for through the various "due from" and "due to" accounts. Fund Balance: The District classifies fund balances as follows: Reserved Reserved is used to denote that portion of the fund balance, which is not available for expenditure appropriation or is legally segregated for a specific purpose. · Reserved for athletics represents that portion of fund balance legally restricted to athletic programs. · Reserved for capital reserve represents that portion of fund balance legally restricted to capital projects. Unreserved · Designated is used to indicate intentions for financial-resource utilization. · Undesignated is used to denote that portion of fund balance which IS available for appropriations. Use of Estimates: Management uses estimates and assumptions in preparing financial statements. These estimates and assumptions affect the reported amounts of assets and liabilities and the reported revenue, expenditures and disclosures. 29 SHlPPENSBURG AREA SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 2. Change in Accounting Principles During the year ended June 30, 2006, the District adopted Statements of Governmental Accounting Standards (SGAS) No. 42, Accounting and Financial Reportingfor Impairment of Capital Assets andfor Insurance Recoveries, No. 46, Net Assets Restricted by Enabling Legislation, and No. 47, Accountingfor Termination Benefits for the year ended June 30, 2006. Statement No. 42 requires governments to report the effects of capital asset impairment in their financial statements when it occurs and requires all governments to account for insurance recoveries in the same manner. Statement No. 46 clarifies that a legally enforceable enabling legislation restriction is one that a party external to a government, such as citizens, public interest groups, or the judiciary, can compel a government to honor. The Statement states that the legal enforceability of an enabling legislation restriction should be reevaluated if any of the resources raised by the enabling legislation are used for a purpose not specified by the enabling legislation or if a government has other cause for reconsideration. This Statement also specifies the accounting and financial reporting requirements if new enabling legislation replaces existing enabling legislation or if legal enforceability is reevaluated. Finally, this Statement requires governments to disclose the portion of total net assets that is restricted by enabling legislation. Statement No. 47 establishes accounting standards for termination benefits and will be effective for those termination benefits provided other than through an existing defined OPEB benefit plan. The Standard provides recognition guidance for voluntary and involuntary termination benefits (for example, severance benefits). Note 3. Deposits and Investments Under Section 440.1 of the Public School Code of 1949, as amended, the District is permitted to invest funds consistent with sound business practices in the following types of investments: · U.S. Treasury Bills · Short-term obligations of the U.S. Government or its agencies or its instrumentalities · Deposits in savings accounts or time deposits or share accounts of institutions insured by either: 1. The Federal Deposit Insurance Corporation (FDIC), or 2. The Federal Savings and Loan Insurance Corporation (FSLIC), or 3. The National Credit Union Share Insurance Fund (NCUSIF) to the extent that such accounts are so insured, and for any amounts above maximum insurable limits, provided that approved collateral as provided by law shall be pledged by the depository · Obligations of (a) the United States of America or its agencies or instrumentalities backed by the full-faith and credit of the United States of America, and (b) the Commonwealth of Pennsylvania or instrumentalities thereof backed by the full-faith and credit of these political subdivisions · Shares of investment companies whose investments are restricted to the above categories The deposit and investment policies of the District adhere to state statutes and prudent business practices. There were no deposit or investment transactions during the year that violated either state statutes or District policies. 30 SHIPPENSBURG AREA SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 3. Deposits and Investments (Continued) Deposits: Custodial-Credit Risk Custodial-credit risk is the risk that in the event of a bank failure, the District's investments may not be returned to it. As ofJune 30, 2006, $17,168,941 of the District's total bank balances of$17,268,941 were exposed to custodial-credit risk as follows: Uninsured and collateralized by assets maintained in conformity with Act 72 Amount $ 17,168,941 Act 72 is an act standardizing the procedures for pledges of assets to secure deposits of public funds with banking institutions pursuant to other laws; establishing a standard rule for the types, amounts and valuations of assets eligible to be used as collateral for deposits of public funds; permitting assets to be pledged against deposits on a pooled basis and authorizing the appointment of custodians to act as the pledgor of the assets. Investments As of June 30, 2006, the District had the following investments: Investment Pennsylvania Local Government Investment Trust (pLGIT/ARM) Maturities 41-days weighted avg Fair Values $ 2,755,214 Portfolio Assets PLGIT/ARM - This fund invests in U.S. Treasury and agency securities and repurchase agreements secured by such obligations, as well as certain municipal obligations and collateralized or insured certificates of deposit. Weighted-average portfolio maturity for the fund is expected to be kept at or below 60 days. W eighted-A verage Maturity The weighted-average maturity (W AM) method expresses investment time horizons-the time when investments become due and payable-in years or months, weighted to reflect the dollar size of individual investments within an investment type. In this illustration, W AMs are computed for each investment type. The portfolio's W AM is derived by dollar-weighting the W AM for each investment type. Interest-Rate Risk The District does not have a formal investment policy that limits investment maturities as a means of managing its exposure to fair-value losses arising from increasing interest rates. 31 SHIPPENSBURG AREA SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 3. Deposits and Investments (Continued) Credit Risk As indicated above, Section 440.1 of the Public School Code of 1949, as amended, limits the composition of the District's investments, and the District has no investment policy that would further limit its investment choices. As of June 30, 2006, the District's investments in PLGIT were rated AAAm by Standard & Poor's. Concentrations of Credit Risk The District places no limit on the amounts invested in anyone issuer. The District's investments in PLGIT represent 100% of the District's total investments. Note 4. Taxes Receivable, Deferred Revenues and Estimated Uncollectible Taxes A summary of the taxes receivable and related accounts at June 30, 2006, follows: Amount Uncollected taxes - real estate $ 599,409 Uncollected taxes - personal 5,568 Interest and commissions - net 18,187 Earned income taxes 374,798 Realty transfer taxes 63,986 Taxes Receivable - Net $ 1,061,948 Taxes to be collected within 60 days $ 652,992 Deferred revenues - delinquent taxes 413,342 Allowance for uncollectible taxes (4,386) Taxes Receivable - Net $ 1,061,948 Deferred Revenue - General Fund Delinquent taxes $ 413,342 Grant revenues 2,309 $ 415,651 Deferred Revenue - Food Service Fund Student deposits $ 9,750 Donated commodities 9,723 $ 19,473 32 SHIPPENSBURG AREA SCHOOL DISTRICT NOTES TOnNANCIAL STATEMENTS Note 5. Interfund Accounts Individual fund transfer activity at June 30, 2006, is as follows: Transfers In Transfers Out General $ $ 286,180 Capital Reserve 170,500 Senior High Athletic 84,396 Middle School Athletic 31,284 $ 286,180 $ 286,180 Note 6. Food Service Fund Inventory The composition of Food Service Fund inventory at June 30, 2006, is as follows: Materials and supplies Purchased food Donated food $ Amount 7,010 17,534 9,723 34,267 $ Note 7. Property Taxes Property taxes are levied on July 1st. Taxes are collected at a discount until August 31st, at their face amount from September 1 st until October 31 st, and include a penalty thereafter. The taxes are billed and collected by elected tax collectors. The County Tax Bureaus collect delinquent real estate taxes for the District. 33 SHIPPENSBURG AREA SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 8. General Fixed Assets Capital asset activity for the year ended June 30, 2006, was as follows: July 1, 2005 Increases Decreases June 30, 2006 Governmental Activities Land and site improvements $ 1,152,747 $ 14,772 $ $ 1,167,519 Buildings and improvements 25,485,158 25,485,158 Furniture and equipment 7,889,409 295,352 206,835 7,977,926 Construction-in-progress 1,239,017 10,132,073 11,371,090 Total Governmental Activities Assets 35,766,331 10,442,197 206,835 46,001,693 Less accumulated depreciation Land and site improvements 368,292 27,337 395,629 Buildings and improvements 10,330,436 554,399 10,884,835 Furniture and equipment 4,188,045 275,669 206,462 4,257,252 Total accumulated depreciation 14,886,773 857,405 206,462 15,537,716 Governmental Activities, Capital Assets - Net $ 20,879,558 $ 9,584,792 $ 373 $ 30,463,977 Business-Type Activity Machinery and equipment $ 684,160 $ 2,700 $ $ 686,860 Accumulated depreciation (485,054) (27,578) (512,632) Business-Type Activity, Capital Assets - Net $ 199,106 $ (24,878) $ $ 174,228 Depreciation expense was charged to the functions/programs of the District as follows: Amount Governmental Activities Instructional Instructional student support Administration and financial support Operation and maintenance of plant services Student activities Community services Total governmental activities Business- Type Activity Food Service Total School District $ 642,616 71,979 77,236 36,827 28,380 367 857,405 $ 27,578 884,983 34 SHlPPENSBURG AREA SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 9. Accrued Salaries and Benefits Accrued salaries and benefits at June 30, 2006, consist of the following: Accrued salaries Retirement Social security Workers' compensation Amount $ 1,073,120 290,747 81,651 8,582 $ 1,454,100 Accrued salaries represent teachers' salaries earned during the 2005-06 school year which will be paid subsequent to June 30, 2006. Accrued retirement represents the public school employees' retirement board-contribution for the second quarter of calendar year 2006, including the portion pertaining to accrued salaries at June 30, 2006. Accrued social security represents the District's liability arising from accrued salaries at June 30, 2006. Note 10. Long- Tenn Debt During the fiscal year ended June 30, 2006, general long-term debt changed as follows: Balances Balances July 1, 2005 Increase Decrease June 30, 2006 Governmental Activities General Long-Term Obligations: General Obligation Bonds - Series of2001 $ 1,630,000 $ $ 800,000 $ 830,000 General Obligation Bonds - Series A of 200 1 9,395,000 525,000 8,870,000 General Obligation Note - Series of 2003 9,945,000 240,000 9,705,000 General Obligation Bonds - Series of2004 15,420,000 15,420,000 Capital lease obligation 338,406 67,680 270,726 Compensated absences payable 920,259 110,311 1,030,570 $ 37,648,665 $ 110,311 $ 1,632,680 $ 36,126,296 Business-Type Activity General Obligation Note- Series of2003 $ 13,249 $ $ 13,249 $ 35 SHIPPENSBURG AREA SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 10. Long-Term Debt (Continued) General Obligation Bonds - Series of 2001 - On September 1, 2001, the District issued General Obligation Bonds in the principal amount of $4,500,000. The bonds bear annual interest rates ranging from 2.60% to 3.65%. Interest is payable semi-annually on November 15 and May 15, and the bonds mature serially in amounts ranging from $615,000 to $830,000 through November 15, 2006. General Obligation Bonds - Series A of 2001 - On October 15, 2001, the District issued General Obligation Bonds in the principal amount of $9,805,000. The bonds bear annual interest rates ranging from 2.40% to 4.20%. Interest is payable semi-annually on November 15 and May 15, and the bonds mature serially in amounts ranging from $5,000 to $1,660,000 through November 15,2012. General Obligation Note - Series of 2003 - On December 30, 2003, the District obtained secured financing from the New Garden General Authority in the principal amount of $9,945,000. Principal payments, commencing on November 1, 2005, are due annually, and interest is payable monthly, commencing on May 1,2005, at a variable rate not to exceed 12.00%. General Obligation Note - Series of 2003 - On January 23, 2003, the District obtained financing from Orrstown Bank in the principal amount of $52,995. The note bears interest at a tax-free fixed rate of 3.125%. Interest is payable quarterly on September 1, December 1, March 1 and June 1, and requires an annual principal payment of $ 13,249. This note was paid off on June 1,2006. General Obligation Bonds - Series of 2004 - On October 1, 2004, the District issued General Obligation Bonds in the principal amount of $15,420,000. The bonds bear annual interest rates ranging from 2.05% to 4.45%. Interest is payable semi-annually on November 15 and May 15, and the bonds mature serially in amounts ranging from $5,000 to $2,035,000 through November 15,2020. The District is in compliance with all debt covenants of the outstanding bond issues. Those covenants include the following: the District shall include the annual debt service in its budget for the fiscal year, shall appropriate these amounts from its general revenues, and shall punctually cause the payment of the principal and interest of each of the bonds. Maturities of the long-term debt issues are as follows: Year Ending June 30, 2007 2008 2009 2010 2011 2012-2016 2017-2021 2022-2026 2027-2031 Principal $ 1,630,000 1,690,000 1,750,000 1,820,000 1,885,000 9,810,000 11,505,000 2,425,000 2,310,000 $ 34,825,000 36 Governmental Activities Interest $ 2,125,447 $ 2,045,513 1,961,232 2,669,366 1,776,102 7,382,542 4,513,630 2,113,250 544,500 $ 25,131,582 $ Total 3,755,447 3,735,513 3,711,232 4,489,366 3,661,102 17,192,542 16,018,630 4,538,250 2,854,500 59,956,582 SHIPPENSBURG AREA SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 10. Long-Term Debt (Continued) Compensated Absences - Under the terms of the District's employment policies, employees are reimbursed for accrued vacation upon retirement or other termination of employment. The reimbursement rate is established by the employment contract and varies by employee classification. In addition, employees are granted sick days per school year and any unused sick days are permitted to be carried over to future years. Upon retirement from the District, employees are reimbursed for accumulated sick days equal to the number of unused days multiplied by an amount per the employment contract. The employees are also offered options regarding retirement payouts as prescribed in the contract if certain conditions are met. For the year ended June 30, 2006, benefits attributed to employees retiring during the 2005-06 year amounted to $49,039 for 10 participants. The total liability for accrued vacation, sick leave and retirement bonuses at June 30, 2006, has been reflected in the Statement of Net Assets and totals $1,030,570. Note 11. Leases Payable The District has entered into lease agreements as lessee for financing the acquisition of copier equipment. These lease agreements qualify as capital leases for accounting purposes and therefore, have been recorded as such. The annual requirements for leases payable as of June 30, 2006, are as follows: Year 2007 2008 2009 2010 Amount $ 67,680 67,680 67,681 67,685 $ 270,726 The assets acquired through the capital leases are as follows: Furniture and equipment Less accumulated depreciation Amount $ 338,406 (101,522) $ 236,884 Note 12. Post-Employment Benefits Under the Consolidated Omnibus Budget Reconciliation Act (COBRA), the District provides healthcare benefits to eligible former employees and their dependents. Requirements are outlined by the Federal Government for this coverage. The premium plus a 2% administrative fee is paid in full by the eligible participant. This program is offered for duration of up to 18 months or 36 months after an employee's termination date. At June 30, 2006, there were 5 participants covered under COBRA. 37 SHlPPENSBURG AREA SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 13. Defined-Benefit Pension Plan Plan Description: The District contributes to the statewide Public School Employees' Retirement System (the System), a governmental, cost-sharing, multiple-employer, defined-benefit plan administered by the System. In addition to regular retirement benefits, the System also provides for disability, legislatively-mandated ad hoc cost-of-living adjustments, and healthcare insurance-premium assistance to qualifying annuitants. Membership in the System is mandatory for substantially all full-time public school employees in the Commonwealth of Pennsylvania (Commonwealth). State statutes assign the authority to establish and amend benefit provisions of the Pennsylvania Public School Employees' Retirement Code (the Code) to the Pennsylvania General Assembly (Act No. 96 of October 2, 1975, as amended), (24 Pa. C.S. 8101-8535). The Public School Employees' Retirement System issues a publicly-available comprehensive annual fmancial report that includes financial statements and required supplementary infonnation for the plan. This report may be obtained by writing to Barbara D. Flurie, Office of Financial Management, Public School Employees' Retirement System of Pennsylvania, P.O. Box 125, Harrisburg, Pennsylvania, 17108-0125. This report is also available in the Publications Section of the PSERS website at www.psers.state.pa.us. Funding Policy: The contribution policy is established by the Public School Employees' Retirement Code and requires contributions by the active members, the District and the Commonwealth. Contribution Rates: The current contribution rate for active members joining the System before July 22, 1983, is set by law at 5.25% or at 6.50% of the member's qualifying compensation. For active members joining the System on or after July 22, 1983, and who were active or inactive as of July 1, 2001, the rate of contribution is 6.25% or 7.50% of the member's qualifying compensation. Members who joined the System after June 30, 2001, contribute at 7.50%. For all new hires, the higher contribution rates began with service rendered on or after January 1, 2002. District Contributions: The District's required contributions are based upon an actuarial valuation. For the fiscal year ended June 30, 2006, the District's rate of contribution was 4.69% of covered payroll. The 4.69% rate is composed of a pension contribution rate of 4.00% for pension benefits and 0.69% for healthcare insurance-premium assistance. The District is required to pay the entire contribution and will be reimbursed by the Commonwealth in an amount equal to the Commonwealth's share as detennined by the income-aid ratio (as defined in Act 29 of 1994), which is at least one-half of the total District's rate. The District's contributions to the Plan for the years ended June 30, 2006, 2005 and 2004, were $751,041, $626,952 and $530,915, respectively, and are equal to the required contributions for each year. 38 SHlPPENSBURG AREA SCHOOL DISTRICT NOTES TO FINANCIAL STATEMENTS Note 14. Participation in Risk-Sharing Pool The District is a participant in a risk-sharing pool to provide workers' compensation coverage. The expense for this coverage for the 2005-06 year was $155,146, comprised of a self-insured retention of $38,117 and a contribution to the Central Fund of $117,029. Actual claims during the year are first paid out of the self-insured retention. Claims that exceed the self-insured retention are satisfied by the Central Fund. The Central Fund maintains excess insurance to cover any claims that exceed $400,000 per accident. There are approximately 79 districts participating in the pool. If there is a deficiency in the pooled funds, each member is assessed a proportionate share of the deficiency. Upon withdrawal by a member from the pool, the terminating member has no rights to funds in the pool. Note 15. Risk Management The District is exposed to various risks of loss related to torts; theft of, damage to, or destruction of assets and errors or omissions. Significant losses are covered by commercial insurance for all major programs. For insured programs, there have been no significant reductions in settlement coverage. Settlement amounts have not exceeded insurance coverage for the current year or the three prior years. Note 16. Board Approval oCDebt Issuance On May 22, 2006, the Board of School Directors of Shippensburg Area School District approved issuance of non-electoral debt in the maximum aggregate principal amount of $7,000,000 evidenced by general obligation bonds for improvements to the Nancy Grayson and James Burd elementary schools. 39 SUPPLEMENTARY INFORMATION SHIPPENSBURG AREA SCHOOL DISTRICT GENERAL FUND - SCHEDULE OF REVENUES Year Ended June 30, 2006 Revenues Local sources Real estate taxes Current Interim Public utility tax Payments in lieu of taxes Current per capita taxes 679 511 Occupational privilege tax Earned income tax Real estate transfer taxes Delinquent real estate taxes Delinquent per capita taxes 679 511 Delinquent occupation tax Interest IDEA Rentals Tuition Refunds and other miscellaneous revenue $ 12,906,444 54,463 23,208 6,176 51,181 51,181 114,164 3,062,271 654,904 718,682 7,535 7,535 2,078 274,617 490,047 9,414 31,701 144,446 18,610,047 Total revenues from local sources State appropriations Basic instructional subsidy Charter schools Section 1305 and 1306 Homebound instruction Vocational education Alternative education Migratory children Special education Transportation 7,007,126 36,865 33,322 1,019 21,759 32,047 40 1,593,158 806,586 (Continued) 40 SHIPPENSBURG AREA SCHOOL DISTRICT GENERAL FUND - SCHEDULE OF REVENUES (Continued) Year Ended June 30, 2006 Revenues (Continued) State appropriations (Continued) Rentals and sinking fund payments Health services Dual enrollment grant Social security reimbursement Retirement reimbursement Accountability block grant Extra grants 922,988 67,375 1,404 609,003 392,015 365,475 1,033 11,891,215 511,117 8,413 158,994 7,156 16,360 75,150 777,190 $ 31,278,452 Total state appropriations Federal appropriations Title I - Grants to Local Educational Agencies Title II - Education Technology Title II - Improving Teacher Quality Title V - Innovative Education Safe and Drug-free Schools and Communities Medical Assistance Program Total Federal appropriations Total revenues 41 SHIPPENSBURG AREA SCHOOL DISTRICT GENERAL FUND - SCHEDULE OF EXPENDITURES Year Ended June 30, 2006 Expenditures Instructional Regular programs Salaries Employee benefits Purchased services Professional and technical Property Other Supplies Property Other objects $ 8,777,941 2,640,026 5,559 118,429 510,050 381,989 60,676 1,934 12,496,604 2,134,925 780,923 1,284,460 98,794 42,828 13,258 4,355,188 Total regular programs Special programs Salaries Employee benefits Purchased services Professional and technical Other Supplies Property Total special programs Vocational education programs Salaries Employee benefits Purchased services Property Other Supplies Property Other objects 421,082 106,689 484 572,990 17,251 940 160 Total vocational education programs 1,119,596 (Continued) 42 SHIPPENSBURG AREA SCHOOL DISTRICT GENERAL FUND - SCHEDULE OF EXPENDITURES (Continued) Year Ended June 30, 2006 Expenditures (Continued) Instructional (Continued) Other instructional programs Salaries Employee benefits Purchased services Professional and technical Other Supplies 678,075 174,949 55,057 12,462 7,346 Total other instructional programs 927,889 Adult education programs Salaries Employee benefits Supplies 7,251 837 465 Total adult education programs 8,553 Community college education program 2,406 Total instructional 18,910,236 Support Services Pupil personnel Salaries Employee benefits Purchased services Professional and technical Property Other Supplies Property Other objects 719,636 215,238 61,938 85 9,613 23,741 1,459 1,593 Total pupil personnel 1,033,303 (Continued) 43 . SHIPPENSBURG AREA SCHOOL DISTRICT GENERAL FUND - SCHEDULE OF EXPENDITURES (Continued) Year Ended June 30, 2006 Expenditures (Continued) Support Services (Continued) Instructional staff Salaries Employee benefits Purchased services Professional and technical Property Other Supplies Property Other objects 416,591 163,897 6,133 17,259 14,501 144,249 224,271 1,763 Total instructional staff 988,664 Administration Salaries Employee benefits Purchased services Professional and technical Property Other Supplies Property Other objects 1,238,934 336,287 216,111 865 51,842 18,841 17,405 18,254 Total administration 1,898,539 Pupil health Salaries Employee benefits Purchased services Professional and technical Property Supplies 210,035 75,028 17,331 120 6,437 Total pupil health 308,951 (Continued) 44 SHIPPENSBURG AREA SCHOOL DISTRICT GENERAL FUND - SCHEDULE OF EXPENDITURES (Continued) Year Ended June 30, 2006 Expenditures (Continued) Support Services (Continued) Business Salaries Employee benefits Purchased services Professional and technical Property Other Supplies Property Other objects 205,672 97,144 2,347 113 24,786 3,362 593 650 Total business 334,667 Operation and maintenance of plant services Salaries Employee benefits Purchased services Professional and technical Property Other Supplies Property Other objects 688,799 276,289 531 658,391 121,099 292,905 14,524 200 Total operation and maintenance of plant services 2,052,738 Student transportation services Purchased services Professional and technical Other Supplies Other objects 3,990 1,533,120 1,755 20 Total student transportation services 1,538,885 (Continued) 45 SHIPPENSBURG AREA SCHOOL DISTRICT GENERAL FUND - SCHEDULE OF EXPENDITURES (Continued) Year Ended June 30, 2006 Expenditures (Continued) Support Services (Continued) Central service Purchased services Professional and technical Property Supplies Property Other objects 23,881 18,898 16,082 6,849 363 Total central service 66,073 Other support services 26,179 Total support services 8,247,999 Operation of Non-Instructional Services Student activities Salaries Employee benefits Purchased services Professional and technical Property Other Supplies Other objects 314,531 59,997 1,881 12,000 10,438 4,079 1,456 Total student activities 404,382 (Continued) 46 SHIPPENSBURG AREA SCHOOL DISTRICT GENERAL FUND - SCHEDULE OF EXPENDITURES (Continued) Year Ended June 30, 2006 Expenditures (Continued) Operation of Non-Instructional Services (Continued) Community services Salaries Employee benefits Purchased services Professional and technical Supplies Other objects 6,871 901 100 5,715 4,700 18,287 422,669 2,955,060 2,625 286,180 288,805 $ 30,824,769 Total community services Total operation of non-instructional services Debt service Other Refund of prior years' receipts Operating transfers out Total other Total expenditures 47 SHIPPENSBURG AREA SCHOOL DISTRICT COMBINING BALANCE SHEET - NON-MAJOR GOVERNMENTAL FUNDS June 30, 2006 Special Revenue Total Non-Major Middle School Senior High Capital Governmental Athletic Athletic Reserve Funds ASSETS Cash $ 9,521 $ 21,542 $ 179,411 $ 210,474 Receivables 517 33 550 Total assets $ 10,038 $ 21,575 $ 179,411 $ 211 ,024 LIABILITIES AND FUND BALANCES Liabilities Accounts payable $ $ 1,101 $ 32,654 $ 33,755 Deferred revenue 712 712 Total liabilities 1,813 32,654 34,467 Fund Balances Reserved for Capital reserve 146,757 146,757 Athletic 10,038 19,762 29,800 Total fund balances 10,038 19,762 146,757 176,557 Total liabilities and fund balances $ 10,038 $ 21,575 $ 179,411 $ 211,024 48 SIDPPENSBURG AREA SCHOOL DISTRICT COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - NON-MAJOR GOVERNMENTAL FUNDS Year Ended June 30, 2006 Special Revenue Total Non-Major Middle School Senior High Capital Governmental Athletic Athletic Reserve Funds Revenues Local sources $ 15,519 $ 42,738 $ 356 $ 58,613 Expenditures Support services 113,060 113,060 Operation of non-instructional services 41,972 129,205 171,177 Total expenditures 41,972 129,205 113,060 284,237 Deficiency of revenues over expenditures (26,453) (86,467) (112,704) (225,624) Other Financing Sources Refund of prior years' expenditures 8,434 8,434 Operating transfers in 31,284 84,396 170,500 286,180 Total other financing sources 31,284 84,396 178,934 294,614 Net change in fund balances 4,831 (2,071) 66,230 68,990 Fund Balances - July I, 2005 5,207 21,833 80,527 107,567 Fund Balances - June 30, 2006 $ 10,038 $ 19,762 $ 146,757 $ 176,557 49 "(J38R) BOYFR&RITTER CERTIFIED PuBLIC ACCOUNTANTS AND CONSULTANTS Web Site: www.cpabr.com INDEPENDENT AUDITOR'S REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS Board of School Directors Shippensburg Area School District Shippensburg, Pennsylvania We have audited the financial statements of Shippensburg Area School District as of and for the year ended June 30, 2006, and have issued our report thereon dated August 11,2006. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Internal Control Over Financial Reporting In planning and performing our audit, we considered Shippensburg Area School District's internal control over financial reporting in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and not to provide an opinion on the internal control over financial reporting. Our consideration of the internal control over financial reporting would not necessarily disclose all matters in the internal control over financial reporting that might be material weaknesses. A material weakness is a reportable condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. We noted no matters involving the internal control over financial reporting and its operation that we consider to be material weaknesses. Compliance and Other Matters As part of obtaining reasonable assurance about whether Shippensburg Area School District's fmancial statements are free of material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards. CAMP HILL CARLISLE CHAMBERSBURG LEWISTOWN STATE COLLEGE 1\n Independently Owned Member of the RSM McGladrey Network This report is intended solely for the information and use of the Board of School Directors, management, Federal-awarding agencies and pass-through entities, and is not intended to be and should not be used by anyone other than these specified parties. Chambers burg, Pennsylvania August 11, 2006 51 ~-t~ "(J38R) BoYER & RITTER CERTIFIED PusLIC ACCOUNTANTS AND CONSULTANTS Web Site: www.cpabr.com INDEPENDENT AUDITOR'S REPORT ON COMPLIANCE WITH REQUIREMENTS APPLICABLE TO EACH MAJOR PROGRAM AND INTERNAL CONTROL OVER COMPLIANCE IN ACCORDANCE WITH OMB CIRCULAR A-133 Board of School Directors Shippensburg Area School District Shippensburg, Pennsylvania Compliance We have audited the compliance of Shippensburg Area School District with the types of compliance requirements described in the U. S. Office of Management and Budget (OMB) Circular A-133, Compliance Supplement that are applicable to each of its major Federal programs for the year ended June 30, 2006. Shippensburg Area School District's major Federal programs are identified in the summary of auditor's results section of the accompanying Schedule of Findings and Questioned Costs. Compliance with the requirements of laws, regulations, contracts and grants applicable to each of its major Federal programs is the responsibility of the District's management. Our responsibility is to express an opinion on the District's compliance based on our audit. We conducted our audit of compliance in accordance with auditing standards generally accepted in the United States of America; the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States; and OMB Circular A-133, Audits of States, Local Governments, and Non-Profit Organizations. Those standards and OMB Circular A-133 require that we plan and perform the audit to obtain reasonable assurance about whether noncompliance with the types of compliance requirements referred to above that could have a direct and material effect on a major Federal program occurred. An audit includes examining, on a test basis, evidence about the District's compliance with those requirements and performing such other procedures as we considered necessary in the circumstances. We believe our audit provides a reasonable basis for our opinion. Our audit does not provide a legal determination on the District's compliance with those requirements. In our opinion, Shippensburg Area School District complied, in all material respects, with the requirements referred to above that are applicable to each of its major Federal programs for the year ended June 30, 2006. CAMP HILL CARLISLE CHAMBERSBURG LEWISTOWN STATE COLLEGE An Independently Owned Member of the RSM McGladrey Network Internal Control Over Compliance The management of Shippensburg Area School District is responsible for establishing and maintaining effective internal control over compliance with requirements of laws, regulations, contracts and grants applicable to Federal programs. In planning and performing our audit, we considered the District's internal control over compliance with requirements that could have a direct and material effect on a major Federal program in order to determine our auditing procedures for the purpose of expressing our opinion on compliance and to test and report on internal control over compliance in accordance with OMB Circular A-133. Our consideration of the internal control over compliance would not necessarily disclose all matters in the internal control that might be material weaknesses. A material weakness is a reportable condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that noncompliance with applicable requirements of laws, regulations, contracts and grants caused by error or fraud that would be material in relation to a major Federal program being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. We noted no matters involving the internal control over compliance and its operation that we consider to be material weaknesses. This report is intended solely for the information and use of the Board of School Directors, management, Federal-awarding agencies and pass-through entities, and is not intended to be and should not be used by anyone other than these specified parties. ,.- -t.dLu Chambersburg, Pennsylvania August 11,2006 53 SIDPPENSBURG AREA SCHOOL DISTRICT Schedule of Findings and Questioned Costs Year Ended June 30, 2006 Section I -- Summary of Independent Auditor's Results Financial Statements Type of auditor's report issued: Unqualified Internal control over financial reporting: . Material weaknesses identified? . Reportable conditions identified that are not considered to be material weaknesses? Yes X No _ Yes .ll None Reported Noncompliance material to fmancial statements noted? Yes X No Federal Awards Internal control over major programs: . Material weaknesses identified? . Reportable conditions identified that are not considered to be material weaknesses? Yes X No _ Yes.ll None Reported Type of auditor's report issued on compliance for major programs: Unqualified . Any audit fmdings disclosed that are required to be reported in accordance with Section .510(a) ofOMB Circular A-133? Yes X No 54 SIDPPENSBURG AREA SCHOOL DISTRICT Schedule of Findings and Questioned Costs Year Ended June 30, 2006 Section I - Summary oflndependent Auditor's Results (Continued) Identification of major programs: CFDA Numbers 84.027 10.555110.556 Name of Federal Program or Cluster IDEA - Special Education - Grants to States National School Lunch Program/Special Milk Program for Children Dollar threshold used to distinguish between type A and type B programs $300,000 Auditee qualified as low-risk auditee? X Yes No Section IT - Financial Statement Findings A. Reportable Conditions in Internal Control There were no findings relating to the financial statement audit required to be reported. B. Compliance Findings There were no findings relating to the fmancial statement audit required to be reported. Section m - Findings and Questioned Costs for Federal Awards A. Reportable Conditions in Internal Control There were no findings relating to the Federal awards required to be reported in accordance with Section .510(a) ofOMB Circular A-133. B. Compliance Findings There were no findings relating to the Federal awards required to be reported in accordance with Section .510(a) ofOMB Circular A-133. 55 SHIPPENSBURG AREA SCHOOL DISTRICT SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS Year Ended June 30, 2006 Pass- Federal Through Source C.F.D.A. Grantor's Grant Code Number Number Period U. S. Department of Education Passed through the Pennsylvania Deparbnent of Education Title I - Grants to Local Educational Agencies I 84.010 013-060387 05-06 Title I - Academic Achievement I 84.010 077-050387 05-06 Title I - Grants to Local Educational Agencies I 84.010 013-050387 04-05 Title V - Innovative Education I 84.298 011-060387 05-06 Title V - Innovative Education I 84.298 011-050387 04-05 Title II - Improving Teacher Quality I 84.367 020-060387 05-06 Title II - Improving Teacher Quality I 84.367 020-050387 04-05 Title II - Education Technology I 84.318 055-060387 05-06 Title II - Education Technology I 84.318 055-050387 04-05 Medical Assistance - Access I 93.778 044-007387 05-06 Medical Assistance - Access I 93.778 044-007387 04-05 Medical Assistance - Access I 93.778 044-007387 03-04 Safe and Drug-free Schools and Communities I 84.186 100-050388 05-06 Safe and Drug-free Schools and Communities I 84.186 100-040388 04-05 Passed through the Capital Area Intermediate Unit Consortium Special Education - Grants to States I 84.027 N/A 05-06 Special Education - Grants to States - Inclusive Practices Mini Grant I 84.027 N/A 05-06 Special Education - Grants to States I 84.027 N/A 04-05 Total U. S. Department of Education (Continued) 56 . ~ . Program or Annual Award Total Received (Refunded) in Fiscal Year Accrued (Deferred) Revenue at 7/1/2005 Accrued (Deferred) Revenue at 6/30/2006 Revenue Recognized Expenditures $ 505,116 $ 370,394 $ $ 441,233 $ 441,233 $ 70,839 $ 3,996 3,996 3;996 3,996 $ 513,696 171,232 105,344 65,888 65,888 $ 6,215 5,801 6,091 6,091 290 $ 9,296 1,860 795 1,065 1,065 $ 158,714 95,228 128,287 128,287 33,059 $ 163,386 65,354 34,647 30,707 30,707 $ 8,413 8,413 8,413 8,413 $ 12,128 4,043 4,043 $ 75,150 17,699 75,150 75,150 57,451 $ 12,475 12,475 12,475 $ 18,611 6,960 6,960 $ 18,015 16,360 16,360 16,360 $ 17,778 5,926 5,926 $ 481,349 346,621 481,349 481,349 134,728 $ $ 8,698 8,698 8,698 10,000 422,010 422,010 422,010 1,554,372 592,200 1,267,237 1,267,237 305,065 57 . SHIPPENSBURG AREA SCHOOL DISTRICT SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS (Continued) Year Ended June 30, 2006 Pass- Federal Through Source C.F.D.A. Grantor's Grant Code Number Number Period U. S. Department of Agriculture Passed through the Pennsylvania Deparbnent of Education: National School Lunch Program I(F) 10.555 N/A 05-06 National School Lunch Program I(F) 10.555 N/A 04-05 National School Lunch Program I (S) N/A N/A 05-06 National School Lunch Program I (S) N/A N/A 04-05 Special Milk Program for Children I(F) 10.556 N/A 05-06 Special Milk Program for Children I(F) 10.556 N/A 04-05 Passed through the Pennsylvania Deparbnent of Agriculture: Food Donation (a) I (F) 10.550 N/A 05-06 Total U. S. Department of Agriculture Total Expenditures of Federal Awards Source Codes: Legends: D - Direct Funding I - Indirect Funding (F) - Federal Share (S) - State Share (a) Donated commodities valued at local market values (b) Total amount of commodities received from Deparbnent of Agriculture (c) Inventories at July 1, 2005 (d) Total amount of commodities used (e) Inventories at June 30, 2006 See Notes to Schedule of Expenditures of Federal Awards. S8 . .. ., Program or Annual Award Total Received (Refunded) Fiscal Year Accrued (Deferred) Revenue at 7/1/2005 Revenue Recognized Expenditures Accrued (Deferred) Revenue at 6/30/2006 N/A 227,561 266,178 266,178 38,617 N/A 7,262 7,262 N/A 26,626 31,190 31,190 4,564 N/A 859 859 N/A 4,107 4,700 4,700 593 N/A 205 205 N/A (b) (3,260) 46,055 (d) 46,055 (e) 348,123 (9,723) 5,066 348,123 34,051 $ $ 597,266 $ 1,615,360 $ 1,615,360 $ 339,116 Test of 25% Rule: Total Expenditures Less State Expenditures Total Federal Expenditures Programs selected for testing as major programs: IDEA - Special Education - Grants to States National School Lunch Program/Special Milk Program for Children $ 1,615,360 31,190 $ 1,584,170 $ 490,047 270,878 $ 760,925 1 1,584,170 48.03% S9 . ... 1 . SIDPPENSBURG AREA SCHOOL DISTRICT NOTES TO SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS Note 1. Significant Accounting Policies The accompanying Schedule of Expenditures of Federal Awards is a summary of the activity of the District's Federal award programs and presents transactions that would be included in the fmancial statements of the District presented on the accrual basis of accounting, as contemplated by accounting principles generally accepted in the United States of America. Note 2. IDEA - Special Education - Grants to States IDEA - Special Education - Grants to States has been audited in accordance with OMB Cir~ular A-B3. Note 3. National School Lunch Program/Special Milk Program for Children The National School Lunch Program/Special Milk Program for Children has been audited in accordance with OMB Circular A-B3. 60 r . .... ... ~ SIDPPENSBURG AREA SCHOOL DISTRICT SUMMARY SCHEDULE OF PRIOR YEAR'S AUDIT FINDINGS Year Ended June 30, 2006 There were no audit fmdings for the year ended June 30, 2005. 61 b 90 L &} a:J ~?d-" =r;)~.!\g",\ \O~ ~ --pd OO."t! ff 7i~/{#'~v [I .; [T'I 6- . .:);, / ')"]0 o;'<"'l .. '... J.1 AHJ A\.J'w.l" n ..,..,. U v. ,.~; .. ,. :11"41 :Ji ) ::V'I , ii" ".-'l '- __,.i".);_:~t.f""'f,_,_},~.! ,1J (SSR) BoYER & RITTER CERTIFIED PusLIC ACCOUNTANTS ANn CONSULTANTS Web Site: Vvww.cpabr.com Board of School Directors Shippensburg Area School District Shippensburg, Pennsylvania This letter includes comments and suggestions with respect to matters that came to our attention in connection with our audit of the financial statements of Shippensburg Area School District, for the year ended June 30, 2006. These items are offered as constructive suggestions to be considered part of the ongoing process of modifying and improving the District's practices and procedures. Middle School Activity Balances During the audit, we noted that several clubs in the Middle School Activity Fund had credit balances. Consequently, this means that the accounts would be overdrawn if they had their own bank accounts. A policy should be adopted stating that no payment will be made from any account when the funds are not available. This letter is intended solely for the infonnation and use of the Board of School Directors, management, and others within the Shippensburg Area School District and is not intended to be and should not be used by anyone other than these specified parties. y-~..J/~ Chambers burg, Pennsylvania August 11, 2006 CAMP HILL CARLISLE CHAMBERS BURG LEWlSTOWN STATE COLLEGE An Independently Owned Member of the RSM MCGladrey Network (J3sR.] BoYER & RITTER CERTIFIED PuBLIC ACCOUNTANTS AND CONSULTANTS Web Site: www.cpabr.com Board of School Directors Shippensburg Area School District Shippensburg, Pennsylvania This letter is intended to inform the Board of School Directors about significant matters related to the conduct of the annual audit so it can appropriately discharge its oversight responsibility and that we comply with our professional responsibilities to the Board of School Directors. In addition to our report on your financial statements, we have provided, under separate cover, a letter, dated August 11, 2006, concerning certain conditions in internal control that we noted during our audit of the Shippensburg Area School District's financial statements for the year ended June 30, 2006. The following summarizes various matters which must be communicated to you under auditing standards generally accepted in the United States of America and Government Auditing Standards; and OMB Circular A-133, Audits of States, Local Governments, and Non-Profit Organizations. The Auditor's Res onsibili under Auditin Standards General Acce ted in the United States of America: Government Auditinfl Standards issued bv the Comptroller General of the United States of America: the provisions of the Sinl!le Audit Act. OMB Circular A-133 and OMB's Compliance Supplement Our audit of the financial statements of Shippensburg Area School District for the year ended June 30, 2006, was conducted in accordance with auditing standards generally accepted in the United States of America, Government Auditing Standards issued by the Comptroller General of the United States, the provisions of the Single Audit Act, OMB Circular A-133 and OMB's Compliance Supplement. Those standards, circular, and the supplement require we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement, whether caused by error, fraudulent financial reporting or misappropriation of assets. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the fmancial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. Accordingly, the audit was designed to obtain reasonable, rather than absolute, assurance about the financial statements. We believe our audit accomplished that objective. In accordance with Government Auditing Standards, we have also performed tests of controls over internal control over financial reporting and tests of compliance with certain provisions of laws, regulations, contracts, and grant agreements that contribute to the evidence supporting our opinion on the financial statements. However, they do not provide a basis for opining on the District's internal control over financial reporting or on compliance and other matters. CAMP HILL CARLISLE CHAMBERSBURG LEWISTOWN STATE COLLEGE An Independently Owned Member of the RSM McGladrey Network .. Manae:ement Jude:ments and Accountine: Estimates Accounting estimates are an integral part of the preparation of financial statements and are based upon management's current judgment. The process used by management encompasses its knowledge and experience about past and current events and certain assumptions about future events. Management has informed us it used all the relevant facts available to it at the time to make the best judgments about accounting estimates and we considered this information in the scope of our audit. Estimates significant to the financial statements include such items as depreciation, compensated absences and uncollectible delinquent taxes. The Board of School Directors may wish to monitor throughout the year the process used to compute and record these accounting estimates. Audit Adjustments There were minimal audit adjustments made to the original trial balance presented to us to begin our audit. Of the adjustments that were recorded, none in our judgment, either individually or in the aggregate, could have a significant effect on the District's financial reporting process. Uncorrected Misstatements There were no uncorrected misstatements. Accountine: Policies and Alternative Treatments Management and Board have the ultimate responsibility for the appropriateness of the accounting policies used by the District. The District adopted Governmental Accounting Standards Board Statements No. 42 Accounting and Financial Reporting for Impairment of Capital Assets and for Insurance Recoveries, No. 46, Net Assets Restricted by Enabling Legislation and No. 47, Accounting for Termination Benefits. GASB Statement No. 42 requires governments to report the effects of capital asset impairment on their financial statements when it occurs and requires all governments to account for insurance recoveries in the same manner. GASB Statement No. 46 states that the legal enforceability of an enabling legislation restriction should be reevaluated if any of the resources raised by the enabling legislation are used for a purpose not specified by the enabling legislation or if a government has other cause for consideration. This Statement also specifies the accounting and financial reporting requirements if new enabling legislation replaces existing enabling legislation or if legal enforceability is reevaluated. Finally, this Statement requires governments to disclose the portion of total net assets that is restricted by enabling legislation. GASB Statement No. 47 establishes accounting standards for termination benefits and will be effective for those termination benefits provided other than through an existing defined OPEB benefit plan. We did not identify any significant or unusual transactions or significant accounting policies In controversial or emerging areas for which there is a lack of authoritative guidance or consensus. Other Information in Documents Containine: Audited Financial Statements We are not aware of any other documents that contain the audited basic financial statements. If such documents were to be published, we would have a responsibility to determine that such financial information was not materially inconsistent with the audited statements of the District. . Disaereements with Manaeement We encountered no disagreements with management over the application of significant accounting principles, the basis for management's judgments on any significant matters, the scope of the audit or significant disclosures to be included in the financial statements. Consultations with Other Accountants We are not aware of any consultations management had with other accountants about accounting or auditing matters. Maior Issues Discussed with Manaeement Prior to Retention No major issues were discussed with management prior to our retention to perform the aforementioned audit. Difficulties Encountered in Performine the Audit We did not encounter any difficulties in dealing with management relating to the performance of the audit. Closine We will be pleased to respond to any questions you have about the foregoing. We appreciate the opportunity to continue to be of service to Shippensburg Area School District. This report is intended solely for the information and use of the Board of School Directors and management and is not intended to be and should not be used by anyone other than these specified parties. )'- ,(.d/w Chambersburg, Pennsylvania August 11,2006