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HomeMy WebLinkAbout94-02877 \ ~" ( , . J MICHAEL J. KMAN, JR. IN THE COURT OF COMMON PLEAS CUMBERLAND COUNTY, PENNSYLVANIA Plaintiff No. q'l. :J 1 ? '1 ~ -r.u.- v. civil Action - Law DANI~1L J. STRINKOSKI and METROPOLITAN LIFE INSURANCE COMPANY Jury Trial Demanded Defendants . . N 0 TIC E YOU HAVE BEEN SUED IN COURT. If you wish to defend against the claims set forth in the following pages, you must take action within twenty (20) days after this Complaint and Notice are served, by entering a written appearance personally or by attorney and filing in writing with the Court your defenses or objections to the claims set forth against you. You are warned that if you fail to do so the case may proceed without you and a judgment may be entered against you by the Court without further notice for any money claimed in the Complaint or for any other claim or relief requested by the Plaintiff. You may lose money or property or other rights important to you. YOU SHOULD TAKE THIS PAPER TO YOUR LAWYER AT ONCE. IF YOU DO NOT HAVE A LAWYER OR CANNOT AFFORD ONE, GO TO OR TELEPHONE THE OFFICE SET FORTH BELOW TO FIND OUT WHERE YOU CAN GET LEGAL HELP. Lawyer Referral Service Cumberland County Court House Court Administrator's Office One Courthouse Square Carlisle, PA 17013 (717) 240-6200 . J MICHAEL J. KHAN, JR. Plaintiff IN THE COURT OF COMMON PLEAS CUMBERLAND COUNTY, PENNSYLVANIA No. q-,- 02. i 1'7 C..;;..t-r~ . . v. : : civil Action - Law DANIEL J. STRINKOSKI and METROPOLITAN LIFE INSURANCE COMPANY Jury Trial Demanded : : . . Defendants c 0 M P L A I N T AND NOW comes Plaintiff, Michael J. Kman, Jr., representing himself, and brings this Complaint before the Court, in support of which he avers as follows: 1. Plaintiff Michael J" Kman, Jr. (hereinafter "Kman") is an adult individual residing at 109 Meals Drive, Carlisle. Pennsylvania. 17013. 2. Defendant Daniel J. Strinkoski (hereinafter "strinkoski") is an adult individual whose last known business address is 4718 Old Gettysburg Road, Suite 411, Mechanicsburg, Pennsylvania, 17055 3. Defendant Strinkoski's home address is unknown to Plaintiff. 4. Defendant Metropolitan Life Insurance Company (hereinafter "Company") is a corporation with offices at One Madison Avenue, New York, New York 10010, which regularly conducts business in the Commonwealth of Pennsylvania, including. inter alia, in Cumberland County, and further including the transaction from which the current litigation arises. , J 5. At all times pertinent hereto, Defendant Strinkoski was the authorized agent of Defendant Company, acting within the scope of his authority as such. 6. On or about January 6, 1992, Plaintiff Kman and Defendant Company entered into a written contract for employment. A copy of said contract is attached hereto as Exhibit "A" and is incorporated herein by reference. 7. At all times pertinent hereto, Defendant Strinkoski was Kman's direct supervisor. 8. On December 23, 1992, Plaintiff delivered a letter of resignation to Defendant company through it's representative John G. Christopher. The effective date of the resignation was January 22, 1993. A copy of said letter is attached hereto as Exhibit "B" and is incorporated herein by reference. 9. On or about January 27, 1993, Plaintiff received acceptance of resignation from Defendant Company through it's representatives John G. Christopher and Rapheal J. Klinger. A copy of said acceptance is attached hereto as Exhibit "C" and is incorporated herein by reference. 10. At all times pertinent hereto, Au, Inc. and Virgil J. Turrin hereinafter ("Turrin") were clients of Plaintiff. 11. On or about December 11, 1993, Defendant strinkoski called Kman at his home and made representations while asking Kman not to resign from Defendant Company or at least not to show Turrin alternative insurance programs. strinkoski made these representations with a witness on another line, he cited his own pay and the well being of the Penn Harris Branch as , i the reasons not to disclose all alternatives to Turrin. 12. On or about December 20, 1993, Defendant Strinkoski contacted Turrin at his place of business requesting a meeting. At that meeting Strinkoski defamed Kman's character with slander, calling Kman a "Fuck", a "Son-of-a-Bitch", and a "Liar". Turrin took handwritten notes of the meeting when Strinkoski left. A copy of said handwritten notes is attached hereto as Exhibit "0" and is incorporated herein by reference. 13. Defendant Strinkoski conducted the above mentioned meeting as a supervisor on behalf of Company while Kman was employed through Company, and without the permission of Kman, just cause for action or an active investigation by Company. 14. Over a period of months at the end of 1992 and the beginning of 1993 Defendant strinkoski defamed Kman's character with slander and misrepresentations to other licensed insurance agents and two of Kman's clients who called the office looking for Kman. 15. At an unknown time after February 1993, Defendant Strinkoski sent unauthorized representations via facsimile to Turrin for the purpose of defaming Kman's character with slander. When Turrin received the FAX he made a handwritten note. A copy of said handwritten note is attached hereto as Exhibit "E" and is incorporated herein by reference. 16. Defendant strinkoski made the above representations on behalf of Company, as a former supervisor/employer of Kman. 17. Defendant strinkoski did not have authorization to make representations about Kman. /",t. ! , 18. On or about August, 1992, Defendant Strinkoski threatened Kman by proxmiss, stating to Kman that he was going to hire some "Boys" from Pittsburgh to "Convince" a former agent, Jerry Ebersol, to pay for his lap top computer. When Kman stated that his actions seemed "Harsh" strinkoski proceeded to explain to Kman what happens to people who "Fuck with me". Count I - MisreDresentation and Fraud 19. The averments of paragraphs 1 through 18 above are incorporated herein by reference as if fully set forth. 20. The actions of Defendant Strinkoski on behalf of Defendant Company constitute material misrepresentations which were made with the explicit intent to Fraud Kman. 21. As a result of the misrepresentations of Defendant Strinkoski on behalf of Defendant Company, he has suffered a loss of reputation, future business and renewals from Turrin. 22. As a direct and proximate result of Defendant strinkoski's Fraud and Misrepresentations on behalf of Defendant Company, Kman has suffered financial losses which are unliquidated at present but which exceed $100,000. 23. The acts of Defendant strinkoski on behalf of Defendant Company with respect to the material misrepresentations made to Turrin constitute fraud. WHEREFORE, Plaintiff Michael J. Kman, Jr. respectfully requests this Court to enter judgment in his favor and against Defendants Daniel J. strinkoski and Metropolitan Life Insurance Company, jointly and severally, in an amount in excess of $100,000, together with punitive damages in an amount to be determined, plus interest, costs of this action, reasonable representation fees, and such other relief as the Court shall deem appropriate. Count II - Violation of the Unfair Trade Practices and Consumer Protection Law 24. The averments of paragraphs 1 through 23 above are incorporated herein by reference as if fully set forth. 25. The actions of Defendants strinkoski and Company constitute "unfair or deceptive acts or practices" as defined in the Unfair Trade Practices and Consumer Protection Law, P.L. 1224, No. 387, 73 P.S. section 201 et sea. 26. The violations by defendants of the Unfair Trade Practices and Consumer Protection Law justify any award of treble damages, pursuant to that statute (73 P.S. section 201- 9.2) . WHEREFORE, Plaintiff Michael J. Kman, Jr. respectfully requests this court to enter judgment in his favor and against Defendants Daniel J. Strinkoski and Metropolitan Life Insurance company, jointly and severally, in an amount in excess of $100,000 together with treble damages, plus interest, costs of this action, reasonable representation fees and such other relief as this Court shall deem appropriate. Count III - Violation of civil Riahts 27. The averments of paragraphs 1 through 26 above are incorporated herein by reference as if fully set forth. 28. The actions of Defendant Strinkoski on behalf of Defendant Company constitute a violation of Kman's Civil Rights, whereas their actions will forever prohibit Kman from liberty and the pursuit of happiness. 29. The violations by Defendants of Kman' s ci vi! Rights justify an award of treble and punitive damages. WHEREFORE, Plaintiff Michael J. Kman, Jr. respectfully requests this court to enter judgment in his favor and against Defendants Daniel J. Strinkoski and Metropolitan Life Insurance Company, jointly and severally, in an amount in excess of $100,000 together with treble and punitive damages, plus interest, costs of this action, reasonable representation fees and such other relief as this Court shall deem appropriate. Count IV - Violation of Constitutional Riqhts 30. The averments of paragraphs 1 through 29 above are incorporated herein by reference as if fully set forth. 31. The actions of Defendant strinkoski have violated Kman's Constitutional Right to freedom, whereas his threat of physical bodily harm has caused Kman to fear this litigation and caused Kman and his family severe emotional distress. 32. The violations by Defendant strinkoski of Kman's Constitutional Rights justify an award of treble and punitive damages. WHEREFORE, Plaintiff Michael J. Kman, Jr. respectfully requests this Court to enter judgment in his favor and against Defendant Daniel J. strinkoski, in an amount in excess of $100,000, together with treble and punitive damages, plus interest, costs of this action, reasonable representation fees, and such other relief as the Court shall deem appropriate. Count V - Violation of pennsvlvania Labor Laws of Confidentiallv 33. The averments of paragraphs 1 through 32 above are incorporated herein by reference as if fully set forth. 34. The actions of Defendant strinkoski on behalf of Defendant Company violated the Pennsylvania Labor Law, rule for confidentially when making representations concerning a past or present employee. WHEREFORE, Plaintiff Michael J. Kman, Jr. respectfully requests this Court to enter judgment in his favor and against Defendants Daniel J. Strinkoski and Metropolitan Life Insurance Company, jointly and severally, in an amount in excess of $100,000, together with interest, costs of this action, reasonable representation fees, and such other relief as the Court shall deem appropriate. Count VI- Violation of pennsvlvania Insurance Code 35. The averments of paragraphs 1 through 34 are incorporated herein by reference as if fully set forth. 36. The actions of Defendant Daniel J. strinkoski on behalf of Defendant Company violated the Pennsylvania Insurance Code, by definition ".. .agents or companies cannot slander another agent or company...". WHEREFORE, Plaintiff Michael J. Kman, Jr., respectfully requests this Court to enter jUdgment in his favor and against Daniel J. Strinkoski and Metropolitan Life Insurance Company, jointly and severally, in an amount in excess of $100,000, together with interest, costs of this action, reasonable representation fees, and such other relief as the Court shall deem appropriate. By: /1.kc'~-P eM. ~ Mich~l J. KmaJY, Jr. ? /'" 109 Meals Drive Carlisle, Pennsylvania 17013 Dd~;~' I'?~c( . "-~~,r"""~~il )fl'''''''''' ',.~ >2i:~"l' IJ~ f> (r~~ ~'J!).(;'=.d:. "till 'Ii'" , ., , f-..+t""~~;, ." ~ , . "'~ /.' ,,~':, ! ,,~ .1-: > tl:;.o.L.z.,.)~_~,.....;. .. ..'''i?',\~'; (f) 01 (i') · tto. j'O ;:&10 -".,{,Oo Pc.( fJlI HAY 21 Lj 20 rH '9~ -,"J.['H,Ci: (,: 1~:, F,,:nH<ifL;TAr.y CUhS~r;t.I~:jQ ~f)VSrY n.iHl~1'L'iMli4 2.t ~_v,:ll 711~ Cle.0770 e..e.. . J 0 9'10 "'""1'1" '~. ~ "'jf.! '., ~-:--..., ; f ,Ut ...r . . , , . - , . 1" .. I t . , ".... . . ,I' . . -' " 4,~._. " . "r;. .- V E R I F I CAT ION The language of the foregoing document is that of my own; I have read and drafted the foregoing document and it is true and correct to the best of my knowledge, information and belief. I understand that any false statements made herein are subject to the penalties of 18 Pa. C.S. Section 4904, relating to unsworn falsification to authorities. Date: filar ').G" 1"79 y By:rI&'~d~t~/~9f hael J. an, tTr. EXHIBIT A . " ~ Metroaolitan Ute' lIiAi' ANOAFFliTATEDCOMPANIEs ".tropollf.n ut. Inlu,..nu Comp_n, en. """"son~, N6w 'Ibt~, NY IOOJO.J6g(J Appointment of Account Representative E>< N/i5/f- To_I'l.i.c.Au(' C J, htUL,_).A.. ';IJ " You are hereby appointed an Account Representative 01 Melropolitan Life Insurance Company (hereinaller called "Met'opolitan"). You are aulhorized to 'epresent Metropolitan and any subsidiary, a~ency or company designated by Metropolitan in writing (herelnaller, "designates"), subject to the lollowing conditions: 1. You are to: (a) p,ocure promplly whatever licenses are required to enable you to perform your dulles as an Account Representalive and act al all limes within lhe scope 01 such licenses; transacl all business wllh Melro. polilan or any 01 its subsidiaries or designates through and subject to the general supervision and direcllon 01 the Management ollhe Sales Office to which you are assigned; (b) relrain from soliciting, writing or ,eceivlng applications lor insur- ance, equity producls or annuily contracts lor Metropolitan or any 01 its subsidiaries or designates un Iii you are duly licensed 10 sell such insurance, equily products or annuity contracts; (c) commencing as soon as you have been duly licensed to do so, canvass lor and procure acceptable applicallons lor conl'acls 01 insurance and annuilles 01 all kinds and classes 01 risks and upon the plans issued by Melropolitan or any 01 its subsidiaries or deslg' nates. and delive, all cont'acts issued by Metropolitan or any 01 'Is subsidiaries or designates on such applicallons; (d) canvass for and procure applications lor equity products issued by Metropolitan or any 01 its subsidiaries 0' designates subject to the applicable Slate, Fede,al and Nalional Association of Securilles Dealers Inc" ,ules and 'egulations with respect to the licensing of Registered Rep,esentatives and the applicable Slate laws with respect to the licensing 01 insurance agents to sell equity producls; (e) procure such applications in sufficient volume as to meet produc- tion objectives established by the company and the nel production credit requirement urider the Financing Plan, if you a'e operating under a Financing Plan; (I) complete in a manner satislaclory to Metropolitan, training pro, grams as may be made available Irom time 10 time: (g) give prompt and courteous service to policyholders and annUl' tanls whose contracts are lor the time being allotted to your accounl. and assisl them In realizing the benelits provided by their policies and conlracts, and make every effort to keep in lorce-and in event 01 lapse, 10 secure the reinstatement 01-';11 such policies and conlraCls; (h) receive the premiums, considerations and such other moneys as you may be authorized 10 ,eceive on contracts lor the time being allot- led to your account; account for and pay over to Metropolitan, in accordance with the applicable ,ules and regulations, all moneys paid 10 you as an Account Representalive; (I) perlorm all the services enumerated above and such other servo ices as Melropolitan may require in acco,dance With Ihe ,ules and regula lions and through lhe use 01 the appropriate lorms 01 Melro. polilan or any 01 ItS subsidiaries or deSignates: Dale J (/flU CI,HI 61 19 9) ...-.- 100 (1'691 Prmled In USA III observe and be bound by the ,ules 01 Metropolitan as they may be changed by Melropolitan from lime 10 time; including but not limited 10, those embodied in Ihe Manual 01 Instructions for Account Repre. senlatives and in any supplemental rules and regula lions applicable 10 business 01 Metropolitan or any of its subsidiaries or designates. 2, You are nol authorized to make, aile, or discharge the conlracls 01 Metropolitan or any 01 its subsidiaries or designales: 10 waive lorfei. tures; or to bind Melropolitan or any 01 ils subsidiaries or designales in any way not specllically autho,ized in writing by an aulhorized offi, cer 01 Metropolilan or any 01 its subsidiaries or designales. 3, For each week you actively perform fhe duties 01 your agency you Will ,eceive an amount determined in accordance with provi- sions 01 the Compensation Rules and Schedules Manual which include the applicable commission and compensation schedules as they may be issued, substituted 0' changed by Metropolitan or any 01 its subsidia,ies or designales I,om lime to time. You are to bear all expenses, except those expressly assumed by Metropoli- tan or any 01 its subsidiaries 0' designates in w'iting, incurred by you in your capacity as an Account Representative. 4. Your appointment is not a guarantee 01 permanent employment and may be te,minated by Metropolitan Wllhout advance no lice lor breach 01 any of Ihe condllions 01 your appOintment and also at any time ~y two weeks' notIce (or two weeks' compensation in lieu the real) in writing given to you in person or by mailing such notice to you, last address as shown on lhe records 01 Met'opolilan. Your appointment wih Melropolitan may be terminated by you at any lime on not mo,e lhan two weeks' notice in writing to Metropolitan. Fol- lowing termination of your appointment, if you have compleled 12 Fiscal Pe,iods your commission accounl will be adjusted and where applicable lhe excess, if any, of credits over the deblls, including any oulstanding inte,im paymenls among other things, will be payable as outlined in the applicable commission and compensation sched- ules as such schedules may be issued, subslltuled or changed by Melropolilan Irom time to time. 5, The terms 01 this appointment may be changed only by an autho,- ized officer 01 Metropolitan in writing and not by any 'epresentative 01 Metropolitan in any 01 its branch, district or regional offices. 6, The commission and compensation schedules and the rules and regulations of Metropolilan or any 01 its subsidiaries or designales may be issued, substituted or changed only by an authorized offICer 01 Metropolitan or any ollis subsidiaries or designates in Writing and not by any 'epresenlative of Metropolitan or any ollis subsidiaries or designales in any ollis branch, dlst,ict or regional offices. 7. Th,s appolnlmenl supercedes any prior appointment belween you and Metropolitan. Metropolitan Llle Insurance Company B ~.~,L J.'-t;-!~ .-;. ". ~~ y ^llt"\CY V'ICl'.Pf~''''';JU.'rh..;J':(JI\OII S.IIHS M'ill":l;" U -- U . lHOOOO~178.tH [11891 Temporary Special Agency Agreement Special Agent Sales Office 1,'Jt".J.rlf' f 'I. li'pn.n. "!/!. ~ . n64 Penn iLo.ll.r...i..-!>. 1',: Metropolitan Life Insurance Company, a mutual life insurance company incorporated in the State of New York and having its principal place of business at One Madison Avenue, New York, New York, hereinafter referred to as "Metropolitan," and the individual named above, hereinafter referred to as "Special Agent" in consideration of the mutual promises and undertaking set forth herein, hereby agree as follows: 1. The Special Agent. subject to the applicable State laws with respect to the licensing of insurance agents, is authorized to represent Metropolitan and any subsidiary, agency or company designated by Metropolitan in writing (hereinafter, 'designates') in accordance with the terms of this Agreement and to canvass for and procure acceptable applications for contracts of insurance and annuities of all kinds and classes of risks and upon the plans issued by Metropolitan or any of its subsidiaries or designales. 2. Subject to the applicable State, Federal and National Association of Securities Dealers Inc.. rules and regulations with respect to licensing of Registered Representatives and the applicable State laws with respect to the licensing of insurance agents to sell equity products, the Special Agent is authorized to canvass for and procure applications for equity products issued by Metropolitan or any of its subsidiaries or designates. 3. The Special Agent agrees to: a. Procure promptly whatever licenses are required to enable him or her to perform his or her duties as a Special Agent and act at all times within the scope of such licenses: transact all business with Metropolitan or any of its subsidiaries or designates through and subject to the general supervision and direction of the Management of the sales office to which assigned: b. Refrain from soliciting, writing or receiving applications for insurance or annuity contracts for Metropolitan or any of its subsidiaries or des. ignates until duly licensed to sell such insurance or annuity contracts: 060 (0590) Printed 1M USA I!"!:. MelmDolitan Ute " W ANDAFFIi.TATEDCDMPANIES ...,ropoIIt.n LIt. 'nauTane. ComlMny Qlo Mafj,SM 4-??oo. Now 'tbtll, NY JOOrO.J690 c. Deliver all policies and contracts issued by Met- ropolitan or any 01 its subsidiaries or designates on such applications and receive the premiums or considerations payable upon delivery and such other premiums or considerations and other moneys as he or she may be authorized to receive: d, Account for and pay over to Metropolitan promptly all moneys paid to him or her as Spe- cial Agent: e. Observe and be bound by the rules of Metropol- itan as Ihey may be changed by the Company from time to time: including but not limited 10 Met- ropolitan's applicable commission and compen. sation schedules, and any supplemental schedules, rules and regulations of Metropolitan or any of its subsidiaries or designates provided such rules and practices do not contravene par- agraph 11 hereof: f. Bear all expenses, except those expressly assumed by Metropolitan or any of its subsidi- aries or designates in writing, in conneclion with his or her performance of this Agreement. 4, The Special Agent is not authorized to make, alter or discharge the contract of Metropolitan or any of its subsidiaries or designates, to waive forfeitures, or to bind Metropolitan or any of its subsidiaries or des- ignates in any way not specifically authorized in writ- ing by an officer of Metropolitan or any of its subsidiaries or designates. 5. On business Issued to the credit of the Special Agent on applications dated on or aller the date of this Agreement, Metropolitan will pay. and the Spe. clal Agent will accept as compensation the first-year commission payable in accordance with the appli- cable Commission Schedules as outlined in the Compensation Rules and Schedules Manual, Form 1 C, as such schedules may be Issued. substituted or revised by Metropolitan and any of its subsidi- aries or designates from time to time. The commls. sions on business wrlllen under this Agreement will be credited on an annualized basis and will be paid 18??oo21057105901 to the Special Agent after this Agreement Is termi. nated In accordance with paragraphs 6 or 7 below as applicable, Commissions wi!! be payable to the Special Agent In connection wllP the change of a policy or the conversion 01 a Term policy provided that the policy Is In lorce In the Special Agent's Agency, 6, The Special Agent shall not aCQ'Jlre any property right in any business written or serviced by him or her. In the event 01 the termination of this Agreement for any reason other than by the appointment of the Special Agent to the position of Account Represent- ative, all commissions on business written under this Agreement that were previously accumulated but not paid will be held for thirteen months after ter. minatlon Irom the Company at which time an Adjustment of Account will be calculated. Any posl. tlve IIrst-year commission balance will be paid to the terminated Special Agent at that time. 7, In the event this Agreement is terminated by the appointment of the Special Agent to the position of Account Representative. allllrst.year commissions on business written under this agreement that were previously accumulated but not paid. and on busl. ness written under this Agreement that was not placed until aller appointment to the position of Account Representative, will be annualized, and along with any renewal commissions in accordance with the applicable Commission Schedules as out. lined In the Compensation Rules and Schedules Manual. Form 1C, will be credited to the Account Representative's account and will be payable In accordance with the compensation arrangements applicable to Accoun\ Representatives. 8, This Agreement is personal and no rights under it are assignable, 9. Metropolitan reserves the right to make other arrangements lor the servicing 01 the business written by the Special Agent or assigned to his or her account il it should conclude that he or she is either temporarily or permanently unable to service Dated at . J;'{'eh(1fL.i.C.A'~.'l/Z.(,', iJ,~. '. t' .' -~ , - ~1 .19 the business or to receive premiums or consid- erations on such business. In such event any first- year commissions will be payable to the Special Agent In accordance with paragraphs 5, 6, and 7 above . 10. This Agreement, which is not a full-time agency agreement supersedes any other contract or com- pensation arrangement between the Special Agent and Melropolitan and any of Its subsidiaries or designates. 11. It Is the intention of the parlies that the Special Agent be an independent contractor and not an employee of Metropolitan or any of Its subsidiaries or designates and none of the terms of this Agree- ment shall be construed as creating an employer- employee relationship. 12. All forms, books, policies and any other material furnished by Metropolitan shall remain Ihe sole property of Metropolitan and the Special Agent agrees to return them to Metropolitan when requested. 13, The terms of this agreement may be changed only by an officer of Metropolitan in writing and not by any management representative of Metropolitan in any of its branch, district or regional offices, 14. The commission and compensation schedules and the rules and regulations of Metropolitan or any of its subsidiaries or designates may be issued. sub. stituted or changed only by an officer of Metropolitan or any of Its subsidiaries or designates In writing and not by any management representative of Metropol- itan or any of its subsidiaries or designates in any of its branch, district or regional offices. 15. This agreement may be terminated by either party at any time, It shall terminate automatically four months Irom the date the state license was issued or prior thereto upon the appointment of the Special Agent to the position of Account Representative, Metropolitan Lile ~'A~ By ,krt<- Stgnature of Pe(Jnal EIl8CU1iW Special Agent " . 2903 Society IIUI Drive Apnrtment #310 Cnmp lIill, Pa. 17011 December 23, 1992 _yi .r" )/ j~ ~ h 9 r" ffi:tfV Daniel J. Strinkoski, Branch Manager Metropolitan Life 2000 Linglestown Road, Suite 108 lIarrisburg, Pa. 17110 Dear Mr. Strinkoski: II .~ lIS €,;t. n//3, 7 At this time I must respectfully give advance notice of my intent to resign. My last official day of work will be 1-22-93. This will also be my last pay period. I have enjoyed working with you this past year. In retrospect, 1992 as a whole, was very successful. 1I0wever, as Metropolitan's direction has changed, so has mine. I wish you success and happiness in your aew cnreer pnth. If ever I can help you in any way please don I t hesitate to call. Rr.RPeZ:lY, t!,~., J. (!.J- Associate Branch Manager " . EXHIBIT C ".,",.1111I' Ut.I...,.... C..,.., Sull. 411, 4718 Old GettySburg Road Meehanlc.bulg, PA 17055 eM:. Metropolitan Life'" WAND AFFIUATED COMPANIES John 8. Christopher. CLU Agency Vlce.Presldent PersonallnsuranclI Marketing 1E)(,1/-,'4; '-I '~' c. Mr. Michael J. Kman, Jr. Account Representative Penn Harris, Pennsylvania Branch Dear Mr. Kman Your termination of your employment with this Company is acknowledged and accepted effective January 22, 1993. Your interest in commissions will cease as described in Clause 321 of the Compensation Rules and Schedules Manual, Form 1C. If you have completed 12 fiscal periods, the Adjustments of Account following termination will be made in accordance with the terms of your appointment as outlined in Schedule IX of the Compensation Rules and Schedules Manual, Form lC. We remind you that when you were appointed, you signed an Agreement, Form 16449. In executing this Agreement, you have accepted certain restrictions on your activities over the next 18 months and have undertaken certain obligations if you continue to engage in the business of insurance during that period. Metropolitan expects you to honor your obligations under the Agreement and is prepared to take whatever steps it deems necessary to protect its interests as set forth therein. The attached Forms I&R318 and I&R379 outline the provisions regarding termination of coverage, your right of conversion and the option to continue your group medical insurance and dental coverage under the Company's Insurance and Retirement Program. ~x~~ John G. Christopher, CLU Agency Vice-President January 25, 1993 " . EXHIBIT D ~ .. .t . . , . (1r,f/i./J-'e /LR~,d- ~ /r-' 1'1-", t?'t:/I/v tL-- ,~ t1 4- of- , /. ' . ' -, . Z' ~: jc''f ? ,- ,)~ " , 4,).. f ',e.c -l ~/"" ~ ~/er~*i/-lMJ/ /!/..f r' _ _:'~r-I1~~ rr~<;j f)-!-.;;;rL/re _ ~J ""/Uk 1Jt.t.~."2J.rfIJP -fr1l'Kk idi: lo/ifluLc- 11 ~~5. ~ ])V'I1 r:' ., ~ ~~. t~7;' ~~ t."DI'lfW1z,,:--OAI r _. . /.J Jvb'J"rh~~ ,~<Q , '.' . . .. . ' Sk'~ /lc~v~-?~,,;' ~_..~Ie~ J;~~s. &<!,',f~";J ~AJ._' ~~( /l L/~~.fl'~~k . 4- A s~~t It f.',.fvl~, ,." JJ/lfrJ- IAj;~ J}'/"'-f-Ir::"~x'~~. fl JllI('~/ ~~rr ;fJl,/lP#~;;".I, , r . . . ~ WIIS ~~)~ -br.f!~c'/{ ~/f;t~/lt1t~ ~ IVI:r-;-!v /l1~Je-) 1!1ljV~ /P,(J~" /-Ie C"" /ll?c/'<<: ~#-'A: I'l.. 7(.:>k,~ - Ie '/. H ,'/3': -r "D 1 0 I ; I I' I' I: , . I' : . I. I; I: I .. i i I ~ ! . I' . " EXHIBIT E , "- ~.:. L' . ~ ;..'~~.. 7f _.~ ~ 't/.; , f~k. :,~ ,~e "'i.,:~- . - ' _-:,.,:. ',"'.' . ..." ". ",IIA-d~ , ___ __ _ _ ..., .. _ _ . 1_'/~' ~ 7A.-: . ,:..~ ....... II ....'l ';A.i: .-& "r . ,j--pJ - '---(" -..- " . . S . :A>J~' ~.,! ," , . ~A/-;: a_p:%~ .Co .'. #. ". _ '-p~c,,'1-'1f'~~,L0j-~' ',' , .:..,-'~""~o-eo (t9~11 ~t: iI//' _ [?fJ J,'.'-;~ ffi m I~' /7;, , '""~ '-"'~'/I/"I /.$~~ -II?"I!-/;,- _..: . ,_~,J,<~'~4! Lfkf: ~JCa~'~ __ _ _ - f7 - > . - . .. " . . . - - . .' ..: Ii , i. . . '.. . . , -- -~,~~- ),f/~' fj,;! -h ~ l' ;~~(d . -;rc~/(.PH--f(JI,f-t.o:j),.f'" ur- .'::--~"-~-1J~ (kJr~A-~.p'f" - -1h~- , ' .. .. " .... . , . -- . . . . .. _ . . '. _ ' ,t ..' . . ... ... ~.. . .... . '. \ . I I i , i I II I ! ! I "C II fi X H" 8/-1- '" , I , , , PRAECIPE FOR LISTI:'<G CASE FOR TRL\L (~tuSI be typewriuen Jnd submimu in duplicJIC) TO THE PROTHONOTARY,OF Ct.:~IBERLAND COU:-ITY Ple~sc !ist tlle :\JilowlO~ ..::se; r C:,eek ,)ne) ( X (or Jt:RY ~:i:1l :It :h.: ::e:tt :e:rn .,i' .:~\'tl ~:Jur:. ( ) (er (ri:ll witheUI 3 JUry, ----------------------------------------------- OPTION OF CASE (entire c3ptien musI 'Je Sl3ted In full) (ehecl< ~ne) MICHAEL J. KMAN, JR., ( X ) Assumpsit ( ) Trespass ( ) Tresp3ss (~\eler Vehicle) ( ) (elher) (Pl3inlifi) YS, The trial list will be called on 12/30/97 and DANIEL J. STRINKOSKI and METROPOLITAN LIFE INSURANCE COMPANY, Trials cOllllllence on 2/2/98 (Defendanl) Pretrials will be held on 1/7/98 (Briefs are due 5 days before pre- trials. ) (The party listing this case for trial shall provide forthwith a copy of the p'raecipe to all counsel, pursuant to toca1 Rule 214-1.) , Ys. Se. ?R77 Civil I 9 2.2....- IndicJle Ihe 3110rne>' who "111 II)' _;u. fe, the ?rty who tiles tius p'3eClpe: John W. Purcell. Jr. 1719 North Front ~trp-et. HRrri ,",hIlTP. PA 17 t 0' Indicale ui:ll ceunsel'fer ether parti.. if known: Veronica W. Saltz. Frev. Petrakis [, Deeb, 1601 Market Street. Sixth Floor. Philadelohia. PA 19103 This ;as< is reacy fer tri:ll, Sigr.ed: ?'tnl :\""e: Purcell. Jr. Date: December I. 1997 Al:orn~y flJr; Plaintiff " ~r,~i',". -,' . ""....' '-', ,.;:" ''''';'.'' """"~~",,,1, '-,'I'.J&,' ..0\ ,'''' . .' "~""-'l.o":_~\-"''''-''-:~q~~"'''''';f:~~.,.+th''''''iF':,''-~~t"~~,,,.~,!.t'''''"''^'''....._.,,,...._.~~~.~:: " AlED-OFFlCE OF THE FPOTHONOTN1Y 91 DEe -2 All \0: 05 CUMSERU'N') COUNTY , PENNSYLVg~!,\ ." ----'.~.,-, ",,-, . ~"--<'.~ , . I" . " . . f tI . tI' .. (I' . .::-- , , - I ... . IN THE UNITED STATES DISTRICT COURT FOR THE MIDDLE DISTRICT OF PENNSYLVANIA Defendants ) ) ) ) ) ) ) ) ) ) ) AUG 1 9 1934 LANes gwOlI CLERl~ PER_ NO, I:CV. 94.1019 I'vo. ~Lj - ),811 JURY TRIAL DEMANDED MICHAEL J, KMAN, JR" Plaintiff vs. = THE METROPOLITAN LIFE INSURANCE COMPANY and DANIEL J, STRINKOWSKI 1. CALDWELL ORDER This cause coming to be heard upon Motion of the Defendants, pursuant to a Stipulation between the parties, It is hereby ORDERED that the Defendants' Motion is GRANTED. Counts m and IV of Plaintifi's Complaint are dismissed with prejudice. Judgment is entered in favor of Defendants and against the Plaintift' on Counts ill and IV. It is further ORDERED that Defendants' Counterclaim is dismissed, without prejudice, The Court finding that the basis for federal jurisdiction has been disposed of by dismissal of Plain tift's claims involving federal questions, this matter is hereby remanded to the Court of Common Pleas of Cumberland County, Pennsylvania for further proceedings. ;' q l%Lct~",j ~' ~TV. .... . The Plaintiff is granted leave to file an Amended Complaint on or before September 9, 1994, and the Defendants shall have until September 29, 1994 within which to answer or otherwise plead to such Amended Complaint Dated: . ~/Iqlc;{ ~L~ Judge CaldweU = - O~~ICE O~ THI CLERK UNITED STATES DISTRICT COURT LANCe S, WILSON Clerk ".IDO\.I DIIT"ICT 0' ~INN.YLVANIA u.a. COURTHouse ISI HOftTH WAaHINGTOH AveNUI. ".... 411 P.O. lOX ".. SCRANTON. POA 1111101'11.11 .11 .&~"YI"". ..w. ,,,,,..... ""0 TI"M O. CA.' ..... ".....0.. ,....1',.. Dlvlalonal Olllen (717) ~7 .0205 FAX (717) ~7.5067 Ha'rlaburg: (717) 782~ Wllliamapo": (717) 323-6380 Sept. 6, 1994 Larry Welker, Prothonotary cumberland county Court House Hiqh & Hanover Sts. Carlisle, PA 17013 . . In re: Michael ban, Jr., v. Ketrpolitan Lite Insur. K.D. of PA case No. 1:CV-94-1019 cumberland Co. case No. 94-2877 Civil Term Dear Kr. Welker: Attacl1ed you will find i\ copy of the Order entered by Judqe Williu Caldwell on Auqust 19, 1994. The Order remands this action to your court. As you will further note, an extension until Sept:eJDber 19, 1994 has been qranted tor the tilinq ot an amended COIIplaint in your court. Your record was never transferred to us, theretore there is nothinq to return to your off ice. Kinclly aclcnovledqe receipt of the order by siqnlnq the copy of this let't8r. = Very truly yours, Received by: Lu. CI.ER:K '" Date: '-', "~,"':".,~"<'" ""-''''7,i!'''n\,:J!;."'~:',"t'",~"" "Y "",., ['I~:' ~::"... ...., ..''.'.....'...v:'.,,'''~...,~:,. -~ .~ . \ Ser 1 2117 fH '9~ f i I u;-OFFIOE of l~t Pi\OlHOH01A~Y CUHoERLI.JlO COUIITY PEHNSYlVAHIA ~ ',. -' -- 4 . I' \ . t" ,,, . .... , . - . t1 . . -. , . .n" '~._.. SHERIff'S RETURN CXM>IONWEAL'Il1 Of PENNSYLVANIA: COUNl'Y Of CLMBERLAND In The Court of Common Pleas of Cumberland County, Pennsylvania NO. 94-2877 Civil Term Complaint in Civil Action Law and Notice Michael J. Kman, Jr. VS Danial J. Strinkoski and Metropolitan Life Insurance Company SERVE: Danial J. Strinkoski Timothv Reitz , Sltixm~ Deputy Sheriff of Cunberland County, Pennsylvania, who being duly sworn according to law, says, that he served the within Complaint in Civil Action Law and Notice upon Danial J. Strinkoski , the defendant, at 1:55 o'clock P .M. ~lfJt / EDST, on the , 1994 at 01 day of June 4718 Old Gettvsburq Road, Mechanicsburg Pennsylvania, by handing to Danial J. strinkoski , Cunberland County, a true and attested copy of the Complaint in Civil Action Law and Notic~ and at the same time directing his attention to the contents thereof and the "Notice to Plead" endorsed thereon. Sheriff's Costs: Docketing Service Affidavit Surcharge So answers: r~~~~ 14.00 7.28 2.00 23.28 pd. by atty. 6-02-94 R. Thomas Kline. Sheriff by r/~JJ~?J~~? Deputy Sheriff ~' Sworn and subscribed to before me this 1'/ l!- day of ( }. . ~_ 19_~ A.D. \,,) I ~ C J'lt. fir. - ,,(iu'C'l' (f-'t I I Prothonotary Michael J. Kman, Jr. IN THE COURT OF COMMON PLEAS CUMBERLAND COUNTY, PENNSYLVANIA No. 94-2877 Plaintiff v. Civil Term Daniel J. Strinkoski and Metropolitan Life Insurance Company Defendants Jury Trial Demanded To: Daniel J. Strinkoski Metropolitan Life Insurance Company Date of Notice: June 24, 1994 IMPORTANT NOTICE YOU ARE IN DEFAULT BECAUSE YOU HAVE FAILED TO TAKE ACTION REQUIRED OF YOU IN THIS CASE. UNLESS YOU ACT WITHIN TEN DAYS FROM THE DATE OF THIS NOTICE A JUDGMENT MAY BE ENTERED AGAINST YOU WITHOUT A HEARING AND YOU MAY LOSE YOUR PROPERTY OR OTHER IMPORTANT RIGHTS. YOU SHOULD TAKE THIS NOTICE TO A LAWYER AT ONCE. IF YOU DO NOT HAVE A LAWYER OR CANNOT AFFORD ONE, GO TO OR TELEPHONE THE FOLLOWING OFFICE TO FIND OUT WHERE YOU CAN GET LEGAL HELP. CUMBERLAND COUNTY COURT ADMINISTRATOR CARLISLE, PENNSYLVANIA 17013 711-240-6200 I - ~ Plaintiff IN THE COURT OF COMMON PLEAS CUMBERLAND COUNTY, PENNSYLVANIA No. 94-2877 Michael J. Kman, Jr. v. Civil Term Daniel J. Strinkoski and Metropolitan Life Insurance Company Jury Trial Demanded Defendants CERTIFICATE OF SERVICE I, Michael J. Kman, Jr., on this 24th day of June, 1994, hereby certify that I have served a copy of the foregoing Notice to the following person, by both Certified Mail, return receipt requested, and First Class United States Mail, postage prepaid. Daniel J. Strinkoski 4718 Old Gettysburg Road Suite 411 Mechanicsburg, Pennsylvania 17055 -=-- .' ~~~-["'~5'?"i!,,'!~;fi,,(;"-m;\i!_l1)il rirn~~f ,1H!lIll ~,f,,",'" ' I' in.n_I...."'._,~......,,<~- J '\ JUH N 4 13 PH t9~ '/-/ ,_ ,)' t> rrt;E vI" ,,' ," H',:I"H.r.y CU ~ln '_~HO ~("jsn P:;HU'3 '(L\'J\~i:1. : ....;..,-..................~_. ~.. J.>il-J ~--"""'"_.---,-~.~.. . f J ~4 c," . to ., " . ..-z. I) \ ,.- . , ....... . " ". .. II' -- -::r ~ ~,~:* =-= Ct_ In <.:> M en <>- .... V'1 ~ ",:i! .. iJ:> w U ~ ..,>l -g~ E-< ~ p..", zsa~ z ro::> H " oww '" :5 ~ -p..E-< . HZ >'! c::l e;:::: :<:H en e: o ..~ (.zJ '" ... C5 ~ U~~I ..... ow " .... ~~ ro U ~ "-'ZH ~;1 't:l O::>U H'" " c::l 0 !:!.:'l e>: OJ w E-<U c::l !ri:i! ... c::l 1 e>: ... p.. OJ ~ ::>~....., . E-< c::l o <0< ..., . H I~ U NH ...,.., . 'e>: .., ..,2~ ~~""'f-l W en :I:WO- :!i ;> wo ". E-<~ ;>< He>:~ Z ci!5 u :i!~o H I-tUZ~ :r: c::l U '-1- ......~ ~ " - .."t....,. .. , ~, .. ~ ... . . , 4,~. ... , . ~ ,,~ t , , '- I:, J .J MICHAEL J. KMAN, JR., Plaintiff IN THE COURT OF COMMON PLEAS CUMBERLAND COUNTY, PENNSYLVANIA NO. 94-2877 CIVIL TERM vs. DANIELJ, STRINKOSKl and METROPOLITAN LIFE INSURANCE COMPANY, Defendants CIVIL ACTION - LAW JURY TRIAL DEMANDED NOTICE You have been sued in court. If you wish to defend against the claims set forth in the following pages, you must take action within twenty (20) days after this amended complaint and notice have been served. To defend against the aforementioned claims, a written appearance stating your defenses and objections must be entered and filed in writing by you, the defendant, or by an attorney. You are warned that if you fail to take action against these claims, the court may proceed without you and a judgement for any money claimed in the amended complaint or for any other claim required by the plaintiff may be entered against you by the court without further notice. You may lose money, property or other rights important to you. YOU SHOULD TAKE THIS PAPER TO YOUR LAWYER AT ONCE. IF YOU DO NOT HAVE A LAWYER OR CANNOT AFFORD ONE, GO TO OR TELEPHONE THE OFFICE SET FORTH BELOW TO FIND OUT WHERE YOU CAN GET LEGAL HELP, CUMBERLAND COUNTY Court Administrator, Cumberland County Courthouse Carlisle, Pa, 17013 -- (717) 240-6200 NOTICIA Le han demandado a usted en la corte, Si usted quiere defenderse de estas damandas expuastas en las paginas siguientes, usted tiene viente (20) dias de plazo al partir de la fecha de la demanda y la notificacion. Usted debe presentar una apariencia escrita 0 en persona 0 por abogado y archivar en la corte en forma escrita sus defensas 0 sus objeciones alas demandas en contra de su persona, Sea avisado que si usted no se defiende, la corte tomara medidas y puede entrar una orden contra usted sin previo aviso 0 notificacion y por cualquier queja 0 alivio que es pedido en la peticion de demanda, Usted puede perder dinero 0 sus propiedades 0 otros derechos importantes para usted. LLEVE ESTA DEMANDA A UN ABODAGO IMMEDlATAMENTE. SI NO TIENNE ABOGAD 0 SI NO TIENE EL DlNERO SUFICIENTE DE PAGAR TAL SERVICIO, VAYA EN PERSONA 0 LLAME POR TELEFONE A LA OFICINA CUY A DlRECCION SE ENCUENTRA ESCRIDA ABAJO PARA A VERIGUAR DONDE SE PUEDE CONSEGUIR ASSISTENCIA LEGAL: CUMBERLAND COUNTY Court Administrator, Cumberland County Courthouse Carlisle, Pa, 17013 n (717) 240-6200 ..' I ~ ,. J . J S. At all times pertinent hereto, Defendant Strinkoski was employed by Defendant Metropolitan as Kman's direct supervisor. 6, On or about December 23, 1992, Kman delivered a letter of resignation to Defendant Metropolitan through its representative John G. Christopher. The effective date of the resignation was January 22, 1993, A true and correct copy of said letter is attached as Exhibit "B", 7. At all times pertinent hereto, Kman was employed as an Account Representative and an Associate Branch Manager of the Metropolitan Life Insurance Company, 8. At all times pertinent hereto, Kman also acted as a broker and held various licenses with other companies, 9, As an Account Representative of Metropolitan, and a broker, Kman was authorized to solicit clients and write contracts and policies of insurance for such clients. 10. At all pertinent times hereto, Au, Inc, and Virgil J. Turrin and Pauline Turrin, his wife, (hereinafter "Turrin"), were clients of Kman. II. Prior to giving formal written notice of resignation to Metropolitan, Kman informally made it known to Defendant Strinkoski that it was his intention to resign in the near future. .' I .. , '.1 . J 12, During the course of the previous year, Kman has expended considerable effort and time in preparing a business consultation and estate and personal financial plan for Turrin and his company, in addition to administering the group benefits for the corporation. )3, In particular, Kman had written whole life policies on Turrin's wife, employees, group health plan for the corporation, group dental plan for the corporation, Medicare supplement insurance for Turrin, and supplemental medical insurance for corporate employees, all of which generated commissions for the Plaintiff. 14, One of the last policies of insurance Plaintiff was able to write for Turrin was a life insurance policy on Turrin's life, for purposes of estate conservation, which Plaintiff was able to secure through John Hancock Mutual Life Insurance Company (hereinafter "John Hancock"), I S. The policy was secured through John Hancock, in lieu of Metropolitan, because John Hancock was able to provide more insurance at a more favorable rate than could be provided by Metropolitan. 16. On or about December II, 1992, Defendant Strinkoski, aware of Plaintiff's impending resignation, and the John Hancock policy prepared for Turrin, called Kman and begged him not to resign from Metropolitan, .... . ' "r, . J 17, When it became clear that Plaintiff intended to resign from Metropolitan, Defendant Strinkoski then begged Plaintiff to refrain from showing Tunin any alternative insurance programs, other than those written through Metropolitan. 18. Plaintiff refused to compromise, what he considered, his client's best interests, 19. Plaintiff believes and therefore avers that on or about December 20, 1992, Strinkoski contacted and met with Tunin at his place of business. 20. Plaintiff believes and therefore avers that at that meeting, Strinkoski made statements concerning Kman to Tunin for the sole purpose ofinducing Tunin to cancel insurance previously purchased, and to lure Tunin, as a client, away from Kman. 21. In particular, at that meeting, Strinkoski called Kman a "fuck", "son-of-a-bitch", and a "liar". 22, Strinkoski further told Tunin that Kman stole accounts from a worker Kman was breaking in. 23, Plaintiff believes and therefore avers that at the same meeting, and at other times, Strinkoski made misrepresentations concerning the quality and fitness of the insurance Kman wrote for Tunin through John Hancock. " . ' .. r, J . , 24, The representations that Strinkoski made to Turrin were false. 25. Defendant Strinkoski knew the falsity of the statements made, andlor acted in reckless disregard as to the truth or falsity of the statements. 26. At the time of this meeting, Strinkoski was acting as Kman's immediate supervisor, and was acting on behalf of Metropolitan as a duly authorized employee and representative for Metropolitan, 27, Over a period of months at the end of 1992 and early 1993, Strinkoski further made untrue statements concerning Kman's character, to other licensed insurance agents, and to clients ofKman who called the office looking for Kman, 28, Shortly after February, 1993, Strinkoski sent, via facsimile, a copy ofa newspaper article concerning allegations about PlaintitTand his wife relative to alleged abuse of their daughter, 29, Said newspaper article, having nothing to do with the Plaintiff's or Defendant's business, was sent to Turrin for the primary purpose of coercing Turrin to take his business away from Kman and put it with Defendant Strinkoski and Defendant Metropolitan. 30. Defendant Strinkoski forwarded the aforementioned facsimile to Turrin in his capacity as a fonner supervisor ofKman, and an employee and supervisor working for Metropolitan, and as a duly authorized agent thereof. , r . ~ ,. 31, As a result of the Defendant Strinkoski's misrepresentations and statements to Turrin, Turrin canceled all insurance, both personal and corporate, written by the Plaintiff. 32, As a result of the cancellation of insurance, Plaintiff received chargebacks and his persistency rating within the insurance industry was reduced, which results in a lower calculation of commissions across all insurance written by the Plaintiff, 33. Plaintiff had a reasonable expectation, given his relationship with Turrin and his corporation, that he would continue to receive commissions based on the previously written policies, and future policies to be written. 34, Plaintiff believes and therefore avers that, absent Defendant Strinkoski's active misrepresentations and inducements, Turrin would have remained a lucrative client, providing renewal commissions for years to come. 35, Defendant Strinkoski's actions and representations had the primary purpose of depriving Plaintiff of a lucrative business relationship, and a source of income from which Plaintiff supported his wife and family. 36. Defendant Strinkoski's actions, statements and misrepresentations were wilful, malicious, and outrageous. .' , ; , , ,. . . J 37. Plaintiff did not become aware of the statements and misrepresentations Strinkoski made to Turrin until they were disclosed by Turrin in response to discovery requests in another lawsuit in or about May of 1994, COUNT I MICHAEL J. KMAN, JR. v. DANIEL J. STRINKOSKI TORTIOUS INTERFERENCE WITH A BUSINESS RELATIONSHIP 38, Paragraphs 1 through 37 are hereby incorporated by reference as ifset forth at length, 39, Plaintiff had a valid, existing, and lucrative business relationship with a third party, i,e. Turrin, 40. Plaintiff had a reasonable expectation of continuing economic gain resulting from this relationship, 41. Defendant Strinkoski, acting on behalf of himself, and as a duly authorized representative of Metropolitan, engaged in conduct which had an adverse effect on Plaintifi's continuing business relationship with Turrin, 42. Defendant Strinkoski intended to cause destruction or harm to the relationship between Turrin and Kman, . , ,J f ' ( ,. . . 43, Defendant Strinkoski's conduct was the proximate cause of the destruction of the business relationship between Plaintiff and Turrin, 44. Plaintiff has suffered damages resulting in lost commissions and renewals resulting from the loss of the following policies: (a) Pauline A Turrin - whole life (b) Au, Inc, - employee whole life (c) Au, Inc, - group health plan (d) Au, Inc, - group dental plan (e) Virgil Turrin - Medicare supplement (1) Virgil Turrin - investments (g) Pauline and Virgil Turrin - IRAs 45. As a proximate result of the conduct of the Defendant Strinkoski, Plaintiff has lost renewals on all of the aforementioned policies, and on policies generated by Virgil Turrin's estate conservation plan for the indefinite future, 46, As a proximate result of the Defendant Strinkoski's conduct, Plaintiff has lost income as a result of a decrease in his persistency rating on his entire block of business. 47. Plaintiff believes and therefore avers that Virgil Turrin, as a result of the representations made to him by the Defendant Strinkoski, directly or indirectly, caused his associate, Mark Carbone, to " I ' , ,. . . cancel insurance which Kman had procured for the said Mark Carbone, causing a loss of income to Kman thereby, 48. As a direct and proximate result of Defendant's statements and misrepresentations, Turrin has brought suit against the Plaintiff based on his estate conservation plan, which if successful, may result in a possible commission chargeback to Plaintiff, 49. Defendants, by making the representations referenced above, have violated the Unfair Insurance Practices Act, 40 P.S. ~ 1171,1 et seq, and the regulations promulgated thereunder and under similar statutes, WHEREFORE, the Plaintiff respectfully requests this Honorable Court to enter judgment against Defendants, both jointly and severally, for unliquidated damages exceeding the jurisdictional amount requiring arbitration, punitive damages, attorneys fees, plus costs of this action, interest and other relief this Court may deem appropriate. COUNT II MICHAEL J. KMAN. JR. v. DANIEL J. STRINKOSKI DEFAMATION 50, Paragraphs 1 through 49 are hereby incorporated by reference as if set forth at length, 51. At all times pertinent hereto, Kman was not a public figure. " 4 ~ ,. I . 52, Defendant Strinkoski made defamatory remarks concerning Plaintiff's honesty, character and professional integrity. 53, Defendant Strinkoski published the above referenced statements to Turrin and others, 54. Defendant Strinkoski, in his communications with Turrin and others, specifically referred to Plaintiff as the focus of his communications. 55. Turrin and the other recipients of Defendant Strinkoski's communications understood that these communications refer to Plaintiff. 56. Turrin and the other recipients of Defendant Strinkoski's communications understood that these communications were defamatory toward Plaintiff. 57, Defendant Strinkoski was not privileged to make the above referenced communications, 58. As a direct and proximate result of the Defendant's conduct, Plaintiff has been injured as aforesaid, WHEREFORE, Plaintiff respectfully requests this Honorable Court to enter judgment against both Defendants, jointly and severally, for unliquidated damages exceeding the jurisdictional amount requiring arbitration, punitive damages, attorneys fees, plus costs of this action, interest and other relief this Court may deem appropriate. . . " , ' . . I ,. I . COUNT III MICHAEL J. KMAN. JR. v. DANIEL J. STRINKOSKI DEFAMATION PER SE 59, Paragraphs 1 through 57 are hereby incorporated by reference as ifset forth at length, 60, By making the statements referenced above, Defendant Strinkoski, has defamed Plaintiff concerning his business and profession, 61, By making the statements referenced above, Defendant Strinkoski, has defamed Plaintiff concerning alleged criminal charges unresolved at the time of communication, 62, As a result of the Defendant's conduct, Plaintiff has been injured as aforesaid. WHEREFORE, Plaintiff respectfully requests this Honorable Court to enter judgment against Defendants, both jointly and severally, for unliquidated damages exceeding the jurisdictional amount requiring arbitration, punitive damages, attorneys fees, plus costs of this action, interest and other relief this Court may deem appropriate. COUNT IV MICHAEL J. KMAN. JR. v. METROPOLITAN LIFE INSURANCE COMPANY BREACH OF CONTRACT 63, Paragraphs 1 through 60 are hereby incorporated by reference as if set forth at length, " , , . , . . . , .' 64, Defendant Metropolitan had a valid employment contract with Kman, 65, It is believed and therefore averred that Defendant Strinkoski knew of the employment contract between Defendant Metropolitan and Kman, 66, The employment contract, and all manuals referenced therein, between Defendant Metropolitan and Kman, had an implied covenant of good faith and fair dealing, 67, Defendant Strinkoski made many of the above referenced communications while Kman was still an employee of Defendant Metropolitan, 68. As a result of Defendant Strinkoski's actions and communications, he has breached the implied covenant of good faith and fair dealing in the employment contract. 69. Defendant Strinkoski's breach of said covenant was a result of his defamatory and injurious communications to others concerning Kman. 70, As a result of Defendants breach of the implied covenant of the employment contract, Kman has suffered considerable economic damage, WHEREFORE, Plaintiff respectfully requests this Honorable Court to enter judgment against Defendants, both jointly and severally, for unliquidated damages exceeding the jurisdictional , " " . ~ amount requiring arbitration, punitive damages, attorneys fees, plus costs of this action, interest and other relief this Court may deem appropriate, COUNT V MICHAEL J. KMAN, JR. v. DANIEL J. STRlNKOSKI DISPARAGEMENT OF PLAINTIFF'S SERVICES 71. Paragraphs 1 through 70 are hereby incorporated by reference as if set forth at length, 72, Defendant Strinkoski has published the above referenced defamatory communications to clients ofKrnan including, but not limited to, Turrin. 73, As a result of Defendant Strinkoski's communications, Plaintiff has suffered economic damage and has been unable to sustain his prior economic position. 74. Defendant Strinkoski published these communications knowing them to be false or with complete disregard as to their truth. 75. Plaintiff's ability to make a living and perform his occupation is based upon his good character, integrity, and personal relationship with his clients. 76. Defendant Strinkoski knew or should have known that these communications would adversely affect Kman. " , - . " . 81, It is believed and therefore averred that Defendant Metropolitan benefitted from Defendant Strinkoski's actions and communications concerning Kman. 82, Defendant Metropolitan knew or should have known of Defendant Strinkoski's actions in defaming, humiliating, and disparaging Kman and his services. 83. Defendant Metropolitan is liable for all damages under the doctrine of Respondeat Superior. WHEREFORE, Plaintiff respectfully requests this Honorable Court to enter judgment against Defendants, both jointly and severally, for unliquidated damages exceeding the jurisdictional amount requiring arbitration, punitive damages, attorneys fees, plus costs of this action, interest and other relief this Court may deem appropriate, Respectfully submitted, PAw~ dYC1'l,? 8'"~/k1< 1 hn W. Purcell, Jr. .D, 29955 1719 North Front Street Harrisburg, PA 17102 (717) 234-4178 . .' . . . , . " ,', I, VERI FICA nON I verify that the statements made in the foregoing amended comnlaint are true and correct. I understand that false statements herein are made subject to the penalties of 18 Pa. C.S. ~4904 relating to unsworn falsification to authorities. Date: September B. 1994 . -, : '. . c!V!, MetroDOlitan Ute" W ANDAFFILlATEDCOMPANIES ".rropallt.It UI. '"..,,".nc. Comp.", ()-Jlt Madrson~. Nftw \tlf'. NY IOOK).JGPO Appointment of Account Representative To PI i eft a ~ P J-.-...lUrwr> J l n IC lC J, , '9/.,." 1/ u You ara hereby appDinted an Account Representative 01 Metropolitan Lile Insurance CDmpany (hereinalt'Jr called "Metropolitan"), You are authorized to rep,esent Metropolitan and any subsidiary, agency or company designated by Metropolitan in writing (he,einalte" "designates"), subject to the lollowing conditions: 1. You are to: (a) , procure promplly whalever licenses are requi,ed to enable you 10 perform your duties as an Account Representative and act at all times wilhin the scope 01 such licenses: transact all business with Metro- politan or any 01 its subsidiaries or designates through and subject tD the general supervision and direclion ollhe Management 01 the Sales Ollice to which you are assigned: (b) relrain Irom sOliclling, wrlling or receiving applications lor insur- ance, equity products or annuity contracts lor Melropolitan or any 01 lis subsidiaries or deslgnales until you are duly licensed to sell such Insurance, equity products or annully conlracts; (c) commencing as soon as you have been duly licensed to do so, canvass 10' and procure acceplable applications for conl,acts 01 insurance and annuities 01 all kinds and classes 01 risks and upon Ihe plans issued by Metropolitan or any 01 its subsidia,ies or desig- nates, and deliver all contracts issued by Metropolitan or any 01 its subsidiaries or designates on such applications: (d) canvass 10' and procure applications 10' equity products issued by Metropolitan 0' any 01 its subsidiaries 0' designates subject to the applicable State, Fede,al and National Association 01 Securities Dealers Inc.. rules and rpgulations wllh respect to the licensing 01 Registered Represenlatives and the applicable State laws with respect to the licensing 01 insurance agenls to sell equity products: (e) procure such applications in sulllcient volume as to meet produc. tion objectives established by the company and the nel production credit requirement under the Financing Plan, II you are operating under a Financing Plan; (I) complete in a manner satislactDry 10 Metropolitan, training pro- grams as may be made availabte Irom time to time: (g) give prompt and courteous service to policyholders and annui. tants whose contracts are for the time being allolled to your account, and assist them in realizing the benefits provided by their policies and contracls, and make every ellort to keep in force-and in event 01 lapse, to secu,ethe reinstatement ai-ail such policies and contracts; (h) receive the premiums, considerations and such other moneys as you may be authorized to ,eceive on contracts 10' the time being allot- ted to your account: account lor and pay over to Metropolitan, in accordance with the applicable rules and regulations, all mDneys paid to you as an Account Representative: (I) perform all the services enumerated above and such other serv, Ices as Melropolilan may ,equlre in accordance with the rules and 'cgulallons and through the use 01 the appropriate lorms 01 Melro, polllan or any 01 Its subsidiaries or designates; Dale J ([ rll/ aT!J ,.11 I~__~, 19 _22<__~__._ .~. ~ 100 t 110')) PIH1l\'lllfl USA (j) observe and be bound by the rules 01 Metropolitan as they may be changed by Metropolilan Irom lime to time: including but nollimiled to, those embodied in the Manual 01 Instructions fa, Account Repre- senlatives and in any supplemental ,ules and 'egulalions applicable to business 01 Metropolitan or any ollis subsidiaries or designates. 2, You are not authorized 10 make, aile, or discha'ge the contracls 01 Met,opolitan or any 01 it, subsidiaries 0' designates: to waive lorfei. tu,es: or 10 bind Melropolitan or any of its subsidia,les or designates in any way nol speclllcally authorized in writing by an authorized olli, cer 01 Metropolitan or any 01 its subsidia,ies or designates. 3, For each week you actively perfo,m the duties of your agency you will receive an amount determined In accordance with provi- sions of the Compensation Rules and Schedules Manual which include the applicable commission and compensation schedules as they may be issued, subslituted or changed by Met,opolilan or any 01 its subsidiaries or designates from time to time. You a'e to bea, all expenses. exceplthose expressly assumed by Metropoti. tan or any 01 its subsidiaries or designates in w,lting, Incurred by you in you, capacity as an Account Representative. . 4, Your appointment Is not a guarantee of permanent employment and may be terminated by Melropolitan without advance notice for breach 01 any ollhe conditions 01 your appointment and also at any time by two weeks' notice (0' two weeks' compensalion in lieu the,eol) in writing given to you in person or by mailing such notice to your lasl address as shown on the ,ecords 01 Met'opolilan. Your appolnlment wih Metropolitan may be terminaled by you at any time on not more than two weeks' notice in writing to Met'opolitan. Fol. lowing termination 01 your appointment. if you have completed 12 Fiscal Periods your commission account will be adjusted and whe,e applicable the excess, II any, 01 credits overthe debits, including any outslanding inte,im paymenls among othe, things, will be payable as outlined in the applicable commission and compensalion sched, ules as such schedules may be issued, substituted or changed by Metropolitan Irom time to lime. 5, The term~ 01 this appointment may be changed only by an author- ized ollice, of Met'opolitan in writing and not by any rep,esentalive 01 Metropolitan in any 01 its branch, district or regional ollices. 6. The commission and compensation schedules and the rules and regulations 01 Metropolitan or any of lis subsidiaries or designates may be issued, substituted or changed only by an authorized ollicer 01 Melropolilan 0' any 01 its subsidia,ies or deslgnales in w,iting and not by any 'epresentative 01 Melropolitan or any 01 its subsidiaries or designates in any 01 lis branch, dislrict or regional ollices. 7, This appolnlmenl supercedes any prior appointment bel ween you and Metropolitan, Metropolitan Lile Insurance Company BY_m__~.~___ ~~r1~ Pd..c.-.-.:t"'!.., Aq,~ncv v,ce-rrl!<;,{l#-nt'llon.ll 5"les Man.191~r 1I3000057848t1l8!)t \ "'1"&'1 '1(,Aj...........C'O UlootU_". r.....\ ._,-'{, "'..t_Oll'U'. \ I' . "' to" .. ~, , .. '. o . , . , exhibit B -.- -. \ ! j' " .. ,'. ",I a. I' . " . . . . .J ~)..-/ .}~ lV'", 9 r"" ~~JY ~J~(lqr.' jlrl ~ 2903 Society lIill Drivc Apartment 1310 Camp IIill, Po. 17011 December 23, 1992 Daniel J. Strinkoskl, Drunch Mannger Metropolitan Life 2000 Linglestown Rood, Suite 108 IIarrisburg, Po. 1711 0 Dear Mr. Strinkoskl: €x h/i3~7- "$'" At this time I must respectfully give advance notice of my intent to resign. My lost ofHeln! clny of work will be 1-22-93. This will also be my lost pny period. I have enjoyed worklnR wllh YOII this IlOst year. In retrospect, 1992 as a whole, was vcry Ollccl!f1sful. lIowl!ver, as Metropolitan's direction has changed, so hnB mill<!. I wish you SUCCl!on IInd hllPI" n""B 1 n your ncw career path. If ever I can hclp you III III1Y WilY pI """" cion' t hesitate to call. ReSPCL!y, !tt,) J. f2~- Associate Drnnch ~tnnnRcr ~ f'" " " .. .'-\ or A.'. 1.1. CERTIFICATE OF SERVICE I, John W. Purcell, Jr., Attorney for the Plaintiff, hereby certify that a true and correct copy of the foregoing was served on the Defendants by sending said copy to their attorney of record by first class U.S. mail on September 8, 1994: Timothy J. Harrington, Jr., Esquire Saul, Ewing, Remick & Saul 240 North Third Street, Suite 700 Harrisburg, PA 17101 Attorney for Defendants JOHN W. PURCELL J.D. NO. 29955 .,. en - :~ u... >0, n") \'v ~]'"' -.- 0- <.' """ ;:S ~ ~ ~~ l<l U l<l Z U "'''' ~~ .... N "'Ill:.: :;. ~ c>: ~ ~ N ~"'~ . III '" ~ . ....Z '" w 5 t;l c>: l..:.... ~~ f 0 . ..,.... '" ... 4- Ui=:;o-1 P. .... ~~ c: 0 oj H:S~ ..... l'l ~ . ~s~:5~ ~~ 'tl '" ~ ....0-1 c: 5 i SUI OJ j f-4 ~~ ~z .... !5 "'0 .... ~ 2l .... 8~~6~ .", 4- .., ..... .... ..,0-1 . t2 ~ I":~ . d~~ l<lel-t III '" i:: "'0-1 > U ....>- ~ ~ .:;. z 01-1 , _MI,., u'MII..,..."....."... ["fINf), (Jl~w..1t 9lm"1i.1'1~ . - " -. .. , vs. IN THE COURT OF COMMON PLEAS CUMBERLAND COUNTY, PENNSYLVANIA NO. 94-2877 CIVIL TERMS MICHAEL J. KMAN, JR., Plaintiff DANIEL J. STRINKOSKI and METROPOLITAN LIFE INSURANCE COMPANY, Defendant CIVIL ACTION-LAW JURY TRIAL DEMANDED CERTIFICATE OF SERVICE I, Carol A. Masich, an employee of Purcell, Krug & Haller, hereby certify that service of the foregoing 10 Day Notices of Default was made upon Daniel J. Strinkoski, Metropolitan Life Insurance Company and Timothy J. Harrington, Jr., Esquire at their last known address as follows, by depositing a true and correct copy of same in the United States mail, certified mail, at Harrisburg, Dauphin County, Pennsylvania, on October 18, 1994. Daniel J. Strinkoski 4718 Old Gettysburg Road, Suite 411 Mechanicsburg, PA 17055 Metropolitan Lifp. Insurance Company One Madison Avenue New York, New York 10010 Timothy J. Harrington, Jr., Esquire Saul, Ewing, Remick & Saul 240 North Third Street, Suite 700 Harrisburg, PA 17101 ~ C\. a;Q"'~ Carol A. Masic - ~ vs. IN THE COURT OF COMMON PLEAS CUMBERLAND COUNTY, PENNSYLVANIA NO. 94-2877 CIVIL TERMS MICHAEL J. KMAN, JR., Plaintiff DANIEL J. STRINKOSKI and METROPOLITAN LIFE INSURANCE COMPANY, Defendant CIVIL ACTION-LAW To: JURY TRIAL DEMANDED IMPORTANT NOTICE Metropolitan Life Insurance Company One Madison Avenue New York, NY 10010 and Timothy J. Harrington, Jr., Esquire Saul, Ewing, Remick & Saul 240 North Third Street, Suite 700 Harrisburg, PA 17101 NOTICE: October 18, 1994 DATE OF YOU ARE IN DEFAULT BECAUSE YOU HAVE FAILED TO TAKE ACTION REQUIRED OF YOU IN THIS CASE. UNLESS YOU ACT WITHIN TEN (10) DAYS FROM THE DATE OF THIS NOTICE, A JUDGMENT MAY BE ENTERED AGAINST YOU WITHOUT A HEARING, AND YOU MAY LOSE YOUR PROPERTY OR OTHER IMPORTANT RIGHTS. YOU SHOULD TAKE THIS PAPER TO YOUR LAWYER AT ONCE. IF YOU DO NOT HAVE A LAWYER OR CANNOT AFFORD ONE, GO TO OR TELEPHONE THE OFFICE SET FORTH BELOW TO FIND OUT WHERE YOU CAN GET LEGAL HELP. Cumberland County Court Administrator, cumberland County Courthouse Carlisle, PA 17013 -- (717) 240-6200 (717) 232-7536 NOTICIA IMPORTANTE To: Metropolitan Life Insurance Company One Madison Avenue New York, NY 10010 and Timothy J. Harrington, Jr., Esquire Saul, Ewing, Remick & Saul 240 North Third Street, Suite 700 Harrisburg, PA 17101 FECHA DE NOTICIA: October 1B, 1994 US TED NO HA COMPLIDO CON EL AVISO ANTERIOR PORQUE HA FALTADO EN TOMAR MEDIDAS REQUERIDAS RESPECTO A ESTE CASO. SI USTED NO ACUTA DENTRO DE DIEZ (10) DIAS DESDE LA FECHA DE ESTA NOTICIA, ES POSIBLE QUE UN FALLO SERIA RESITRADO CONTRA USTED SIN UNA AUDENCIA Y USTED PODRIA PERDER SU PROPIEDAD 0 OTROS DERECHOS IMPORTANTES. USTED DEBE LLEVAR ESTA NOTICIA A SU ABOGADO EN SEGUIDA. SI USTED NO TIENE ABOGADO 0 NO TIENE CON QUE PAGAR LOS SERVICIOS DE UN ABAOGADO, VAYA 0 LLAME A LA OFICINA ABAJO PARA AVERIGUAR A DONDE USTED PUEDE OBTENER LA AYUDA LEGAL. Cumberland County Court Administrator, Cumberland County Courthouse Carlisle, PA 17013 -- (717) 240-6200 vs. IN THE COURT OF COMMON PLEAS CUMBERLAND COUNTY, PENNSYLVANIA NO. 94-2877 CIVIL TERMS MICHAEL J. KMAN, JR., Plaintiff DANIEL J. STRINKOSKI and METROPOLITAN LIFE INSURANCE COMPANY, Defendant CIVIL ACTION-LAW DATE OF JURY TRIAL DEMANDED IMPORTANT NOTICE Daniel J. Strinkoski 4718 Old Gettysburg Road, Suite 411 Mechanicsburg, PA 17055 and Timothy J. Harrington, Jr., Esquire Saul, Ewing, Remick & Saul 240 North Third Street, Suite 700 Harrisburg, PA 17101 NOTICE: October 18, 1994 To: YOU ARE IN DEFAULT BECAUSE YOU HAVE FAILED TO TAKE ACTION REQUIRED OF YOU IN THIS CASE. UNLESS YOU ACT WITHIN TEN (10) DAYS FROM THE DATE OF THIS NOTICE, A JUDGMENT MAY BE ENTERED AGAINST YOU WITHOUT A HEARING, AND YOU MAY LOSE YOUR PROPERTY OR OTHER IMPORTANT RIGHTS. YOU SHOULD TAKE THIS PAPER TO YOUR LAWYER AT ONCE. IF YOU DO NOT HAVE A LAWYER OR CANNOT AFFORD ONE, GO TO OR TELEPHONE THE OFFICE SET FORTH BELOW TO FIND OUT WHERE YOU CAN GET LEGAL HELP. Cumberland County Court Administrator, cumberland County Courthouse Carlisle, PA 17013 -- (717) 240-6200 (717) 232-7536 NOTICIA IMPORTANTE To: Daniel J. Strinkoski 4718 Old Gettysburg Road, Suite 411 Mechanicsburg, PA 17055 and Timothy J. Harrington, Jr., Esquire Saul, Ewing, Remick & Saul 240 North Third Street, Suite 700 Harrisburg, PA 17101 FECHA DE NOTICIA: October 18, 1994 USTED NO HA COMPLIDO CON EL AVISO ANTERIOR PORQUE HA FALTADO EN TOMAR MEDIDAS REQUERIDAS RESPECTO A ESTE CASO. SI USTED NO ACUTA DENTRO DE DIEZ (10) DIAS DESDE LA FECHA DE ESTA NOTICIA, ES POSIBLE QUE UN FALLO SERIA RESITRADO CONTRA USTED SIN UNA AUDENCIA Y USTED PODRIA PERDER SU PROPIEDAD 0 OTROS DERECHOS IMPORTANTES. USTED DEBE LLEVAR ESTA NOTICIA A SU ABOGADO EN SEGUIDA. SI USTED NO TIENE ABOGADO 0 NO TIENE CON QUE PAGAR LOS SERVICIOS DE UN ABAOGADO, VAYA 0 LLAME A LA OFICINA ABAJO PARA AVERIGUAR A DONDE USTED PUEDE OBTENER LA AYUDA LEGAL. cumberland County Court Administrator, Cumberland County Courthouse Carlisle, PA 17013 -- (717) 240-6200 ." MICHAEL J. KMAN, JR., ) IN THE COURT OF COMMON PLEAS ) CUMBERLAND COUNTY, Plaintiff, ) PENNSYLVANIA ) NO. 94 - 2877 CIVIL TERM v. ) ) CIVIL ACTION - LAW METROPOLITAN LIFE INSURANCE ) COMPANY and DANIEL J. STRINKOSKI, ) JURY TRIAL DEMANDED ) Defendants. ) NOTICE TO PLEAD TO: John W. Purcell, Jr., Esquire Purcell, Krug & Haller 1719 North Front Street Harrisburg, PA 17102 Attorneys for Plaintiff YOU ARE HEREBY NOTIFIED TO FILE A WRITIEN RESPONSE TO THE ENCLOSED NEW MATIER AND COUNTERCLAIM WITHIN TWENTY (20) DAYS FROM THE SERVICE HEREOF OR A JUDGMENT MAY BE ENTERED AGAINST YOU. fU.' i~"~ Tim J. Harr on, Jr. Dated: October 25, 1994 211J09.\ 101251'14 CIVIL ACTION - LAW MICHAEL J. KMAN, JR., ) ) Plaintiff, ) ) v. ) ) METROPOLITAN LIFE INSURANCE ) COMPANY and DANIEL J. STRINKOSKI, ) ) Defendants. ) IN THE COURT OF COMMON PLEAS CUMBERLAND COUNTY, PENNSYLVANIA NO. 94 - 2877 CIVIL TERM JURY TRIAL DEMANDED ANSWER NOW COME the Defendants, Daniel J. Strinkoski and Metropolitan Life Insurance Company, by and through their attorneys, Saul, Ewing, Remick & Saul, and for their Answer to Plaintiffs Complaint state as follows: 1. Defendants admit Plaintiff is an adult individual but, after reasonable investigation, have insufficient knowledge or information with which to form a belief as to the truth of the remaining allegations of paragraph one and therefore neither admit nor deny the same, but demand strict proof thereof. 2. Defendants admit the allegations of paragraph two. 3. Defendants admit that Metropolitan is located at the address alleged and that it conducts business in Cumberland County, Pennsylvania, but deny the remaining allegations of paragraph 3 and, to the contrary, aver that it is a mutual insurance company, owned by its policyholders and further, deny that the current litigation arises out of the transaction of any business of Metropolitan and affirmatively aver that said business had no connection whatsoever to the allegations of Plaintiffs Complaint. 28309.1 lom/~ " 4. Defendants admit that contract attached to the Amended Complaint was entered into between the parties but deny that Exhibit A constitutes the entire agreement and avers affirmatively that the relationship between the parties was further subject to provisions of the documents cited in Exhibit A, namely the Manual of Instructions for Account Representatives and the Compensation Rules and Schedules Manual, among others. 5. Defendants deny the allegations of paragraph five and, to the contrary, aver that Mr, Strinkoski took a new position on or about November IS, 1992, effective December 23, 1992 with the appointment of a new Branch Manager. 6. Defendants admit that the letter described was tendered to Mr. Christopher on December 23, 1992 and states that the letter itself stales that Plaintiff's resignation was effective as of January 22, 1993, but denies that such statement is or was binding upon Metropolitan. 7, Defendants deny that Plaintiff was "at all times pertinent hereto" employed as an account representative or associate branch manager of Metropolitan and avers to the contrary that plaintiff was hired as an Account representative in January of 1992; was appointed an associate branch manager by Strinkoski in July of 1992; and left Metropolitan in December of 1993. 8, After reasonable investigation, Defendants have insufficient knowledge with which to form a belief as to the truth of the allegations in paragraph eight, and therefore neither admit nor deny the same, but demand strict proof thereof. 9. Defendants state that plaintiff had that authority conferred upon him under the Account Representative Appointment Agreement (Exhibit A to Plaintiffs Complaint) and the 21llO9.1 10/25/94 -2- others documents incorporated therein by reference and deny the allegations of paragraph 9 in so far as they are inconsistent with the same. 10. Defendants deny that the specified entities were "clients" of Plaintiff and avers, to the contrary, that they were customers of Metropolitan and had policies of insurance placed with Metropolitan. 11. Defendants deny the allegations in paragraph eleven, and aver, to the contrary that Plaintiff never notified Defendant Strinkoski of any intention to resign prior to the tendering of the letter mentioned in paragraph 6 and attached to the complaint as Exhibit B. 12, After reasonable investigation, Defendants have insufficient knowledge with which to form a belief as to the truth of the allegations in paragraph twelve, and therefore neither admit nor deny the same, but demand strict proof thereof. 13, Defendants admit that Plaintiff sold whole life insurance policies to Mr. Turrin, Mrs. Turrin and a group health insurance policy/plan to Au, Inc. and that he was paid commissions thereon by Metropolitan but, after reasonable investigation, Defendants have insufficient knowledge with which to form a belief as to the truth of the remaining allegations in paragraph thirteen, and therefore neither admit nor deny the same, but demand strict proof thereof. 14. After reasonable investigation, Defendants have insufficient knowledge with which to form a belief as to the truth of the allegations in paragraph fourteen, and therefore neither admit nor deny the same, but demand strict proof thereof. To the extent that such allegations are taken to mean that the sale of the policy was done in the course and scope of Plaintiffs employment with Metropolitan it is denied and defendants aver, to the contrary, 28309. I 10125194 -3- -.- . that if Plaintiff made such a sale, he did not do so in the course and scope of his employment with Metropolitan. 15. After reasonable investigation, Defendants have insufficient knowledge with which to form a belief as to the truth of the allegations in paragraph fifteen, and therefore neither admit nor deny the same, but demand strict proof thereof, To the extent that such allegations are taken to mean that the sale of the policy was done in the course and scope of Plaintifrs employment with Metropolitan it is denied and defendants aver, to the contrary, that if Plaintiff made such a sale, he did not do so in the course and scope of his employment with Metropolitan, 16. The allegations of paragraph sixteen are denied and Defendants aver, to the contrary, that no such communication took place. 17. The allegations of paragraph seventeen are denied and Defendants aver, to the contrary, that no such communication took place. 18. After reasonable investigation, Defendants have insufficient knowledge with which to form a belief as to the truth of the allegations in paragraph fifteen, and therefore neither admit nor deny the same, but demand strict proof thereof. To the extent that such allegations are taken to mean that Plaintiff was acting in the course and scope of his employment with Metropolitan, they are denied and defendants aver, to the contrary, that if Plaintiff made such a decision, he did not do so in the course and scope of his employment with Metropolitan, 19. The allegations of paragraph nineteen are denied and Defendants aver, to the contrary, that no such communication took place, 2l1J09.1 1O/2.l/94 -4- -.. .. 20. The allegations of paragraph twenty are denied and Defendants aver, to the contrary, that no such communication took place. 21. The allegations of paragraph twenty-one are denied and Defendants aver, to the contrary, that no such communication took place. 22, The allegations of paragraph twenty-two are denied and Defendants aver, to the contrary, that no such communication took place. 23. The allegations of paragraph twenty-three are denied and Defendants aver, to the contrary, that no such communication took place and, further, aver that the alleged policies were never shown to Defendant Strinkoski, nor was he made aware of their provisions. 24. The allegations of paragraph twenty four constitute a conclusion of law to which no response is required under the Pennsylvania Rules of Procedure. To the extent that said allegations are taken to be factual in nature, they are denied. 25. The allegations of paragraph twenty five are conclusions of law to which no response is required under the Pennsylvania Rules of Procedure. To the extent that said allegations are taken to be factual in nature, they are denied, 26. The allegations of paragraph twenty six are conclusions of law to which no response is required under the Pennsylvania Rules of Procedure. To the extent that said allegations are taken to be factual in nature, Defendants deny that the meeting alleged by the Plaintiff ever occurred and therefore deny the allegations of paragraph 26. Defendants admit that Strinkoski was and is an employee of Metropolitan. 2ll109.llom/94 -5- 27. Defendants deny the allegations of paragraph twenty-seven and incorporate herein by reference their answer to paragraphs 1-27, above. 28, Defendants admit the allegations of paragraph twenty-eight. 29, Defendants deny the allegations contained in paragraph twenty-nine and aver, to the contrary, that it was sent to Mr. Turrin at his request. 30, Defendants admit that Strinkoski was and is employed by Metropolitan and that he forwarded the facsimile in response to a request therefor by a Metropolitan insured. To the extent the allegations of paragraph 30 are inconsistent with the foregoing, they are denied. 31. Defendants deny the allegations of paragraph thirty-one, in that they deny that any such misrepresentations were made and as to the reasons for the cancellations of the alleged policies of insurance, after reasonable investigation, Defendants have insufficient knowledge or information upon which to form a belief as to the truth of said allegations and therefore neither admit nor deny the same, but demand strict proof thereof. 32. After reasonable investigation, Defendants have insufficient knowledge with which to form a belief as to the truth of the allegations in paragraph thirty-two, and therefore neither admit nor deny the same, but demand strict proof thereof. 33. After reasonable investigation, Defendants have insufficient knowledge with which to form a belief as to the truth of the allegations in paragraph thirty-two, and therefore neither admit nor deny the same, but demand strict proof thereof. 34. Defendants deny the allegations of paragraph thirty-four, in that they deny that any such misrepresentations were made and as to the reasons for the cancellations of the 28309.1 IlW15194 -6- . alleged policies of insurance, after reasonable investigation, Defendants have insufficient knowledge or information upon which to form a belief as to the truth of said allegations and therefore neither admit nor deny the same, but demand strict proof thereof. 35. Defendants deny the allegations of paragraph thirty-five and incorporate herein by reference their answers to paragraphs 1-34, above, 36. The allegations of paragraph thirty-six are conclusions of law to which no response is required under the Pennsylvania Rules of Procedure. To the extent that said allegations are taken to be factual in nature, they are denied. 37. Defendant has insufficient knowledge with which to form a belief as to the truth of the allegations of paragraph thirty-seven and therefore neither admits nor denies the same, but demands strict proof thereof. COUNT I 38. Defendants incorporate herein by reference their answers to paragraphs 1-38 of plaintiffs complaint as though fully set forth, as their answer to paragraph 38. 39. Defendant states that Plaintiff had sold Turrin, his company and his wife polices of insurance as set forth in Defendants answer to paragraph 13, which is incorporated herein by r.:ference and denies the allegations of paragraph 39 insofar as they are inconsistent with the same. 40. The allegations of paragraph forty are conclusions of law to which no response is required under the Pennsylvania Rules of Procedure, To the extent that said allegations are taken to be factual in nature, they are denied and defendants aver to the contrary that any 283M.) 10125194 -7- expectation Plaintiff may have had was subject to the same exigencies and uncertainties as any future event(s). 41. Defendants admit that Strinkoski was and is an employee of Metropolitan. The remaining allegations of paragraph forty-one are conclusions of law to which no response is required under the Pennsylvania Rules of Civil Procedure. To the extent that said allegations are taken to be factual in nature, they are denied. 42. The allegations of paragraph forty-two are conclusions of law to which no response is required under the Pennsylvania Rules of Civil Procedure. To the extent that said allegations are taken to be factual in nature, they are denied, 43. The allegations of paragraph forty-three are conclusipns of law to which no response is required under the Pennsylvania Rules of Civil Procedure, To the extent that said allegations are taken to be factual in nature, they are denied, 44. The allegations of paragraph forty-four are conclusions of law to which no response is required under the Pennsylvania Rules of Civil Procedure. To the extent that said allegations are taken to be factual in nature, they are denied. 45. The allegations of paragraph forty-five are conclusions of law to which no response is required under the Pennsylvania Rules of Civil Procedure. To the extent that said allegations are taken to be factual in nature, they are denied, 46. The allegations of paragraph forty-six are conclusions of law to which no response is required under the Pennsylvania Rules of Civil Procedure. To the extent that said allegations are taken to be factual in nature, they are denied. 28309.1 IllI2.ll94 -8- '. 47. The allegations of paragraph forty-seven are conclusions of law to which no response is required under the PeMSylvania Rules of Civil Procedure. To the extent that said allegations are taken to be factual in nature, after reasonable investigation, Defendants have insufficient knowledge or infonnation upon which to fonn a belief as to the truth of said allegations and therefore neither admit nor deny the same, but demand strict proof thereof. 48, Defendants are aware that Turrin has filed at least two suits naming Plaintiff herein as a defendant, but with respect to the allegations as to causation, Defendants state that the same are conclusions of law to which no response is required under the PeMSylvania Rules of Civil Procedure and, with respect to the remaining allegations of paragraph forty- eight, after reasonable investigation, Defendants have insufficient knowledge or information upon which to form a belief as to the truth of said allegations and therefore neither admit nor deny the same, but demand strict proof thereof, 49. The allegations of paragraph forty-six are conclusions of law to which no response is required under the PeMSylvania Rules of Civil Procedure. To the extent that said allegations are taken to be factual in nature, Defendants deny the allegations of paragraph forty-nine and aver to the contrary that no such violations have occurred and, further, aver that such regulations do not confer a private right of action upon plaintiff and are irrelevant to this action. 28309.1 IllI25/94 -9- COUNT II 50. Defendants incorporate herein by reference their answers to paragraphs 1-49 of plaintiffs complaint as though fully set forth, as their answer to paragraph 50. 51. The allegations of paragraph fifty-one are conclusions of law to which no response is required under the Pennsylvania Rules of Civil Procedure. To the extent that said allegations are taken to be factual in nature, they are denied, 52. The allegations of paragraph fifty-two are conclusions of law to which no response is required under the Pennsylvania Rules of Civil Procedure. To the extent that said allegations are taken to be factual in nature, they are denied. 53. The allegations of paragraph fifty-three are conclusions of law to which no response is required under the Pennsylvania Rules of Civil Procedure, To the extent that said allegations are taken to be factual in nature, they are denied. 54. Defendants deny the allegations of paragraph fifty-four and incorporate herein by reference their answers to paragraphs 1-54, above, as though fully set forth. Plaintiff has not identified with any specificity the communications referred to nor the persons with whom such communications allegedly took place. 55. Defendants deny the allegations of paragraph fifty-five and incorporate herein by reference their answers to paragraphs 1-54, above, as though fully set forth. Plaintiff has not identified with any specificity the communications referred to nor the persons with whom such communications allegedly took place. 56. Defendants deny the allegations of paragraph fifty-six and incorporate herein by reference their answers to paragraphs 1-55, above, as though fully set forth. Plaintiff has 28309.1 11JI25/94 -10- not identified with any specificity the communications referred to nor the persons with whom such communications allegedly took place. Further, the allegation that any such communications were defamatory is a conclusion of law to which no response is required, 57. Defendants deny the allegations of paragraph fifty-seven and incorporate herein by reference their answers to paragraphs I-55, above, as though fully set forth. Plaintiff has not identified with any specificity the communications referred to nor the persons with whom such communications allegedly took place. 58. The allegations of paragraph 58 are conclusions of law to which no response is required. To the extent they are taken to be factual in nature, Defendants deny the allegations of paragraph 58, and aver to the contrary that no conduct of the Defendants in any way injured the plaintiff and, in the alternative, deny tlJat plaintiff was injured in the manner or to the extent alleged. WHEREFORE, Defendants deny that Plaintiff is entitled to judgment against them for any sum of money whatsoever, or to punitive damages, costs and attorneys' fees, or to interest or any other relief sought. Defendants pray that this matter be dismissed, that judgment be entered in their favor and against the Plaintiff, including reasonable costs and attorneys' fees and for such other relief as the Court deems appropriate. Defendants demand trial by jury. 28309.110125/94 -11- COUNT III 59. Paragraphs 1-58 of Defendants' answer to the amended complaint are incorporated herein by reference, as though fully set forth, as their answer to paragraph 59. 60. The allegations of paragraph 60 are conclusions of law to which no response is required. To the extent they are taken to be factual. they are denied. 61. The allegations of paragraph 61 are conclusions of law to which no response is required. To the extent they are taken to be factual, they are denied. 62. The allegations of paragraph 62 are conclusions of law to which no response is required, To the extent they are taken to be factual, they are denied. WHEREFORE, Defendants deny that Plaintiff is entitled to judgment against them for any sum of money whatsoever, or to punitive damages, costs and attorneys' fees, or to interest or any other relief sought. Defendants pray that this matter be dismissed, that judgment be entered in their favor and against the Plaintiff, including reasonable costs and attorneys' fees and for such other relief as the Court deems appropriate. Defendants demand trial by jury, COUNT IV 63. Paragraphs 1-62 of Defendants' answer to the amended complaint are incorporated herein by reference, as though fully set forth, as their answer to paragraph 59. 64. Defendants admit that there was such a contract at certain times, but denies the allegations of paragraph 64 insofar as it lacks specificity and does not state the period of time it is meant to relate to. 28309.1 10/25/94 -12- 65. To the extent that such a contract existed, as stated in paragraph 64 of Defendants' answer, it is admilled. 66. The allegations of paragraph 66 are a conclusion of law to which no response is required. To the extent said allegations are taken to be factual in nature, defendant denies the same and avers that the provisions of the contract are as set forth therein. 67. After reasonable investigation, Defendants have insufficient knowledge or information with which to form a belief as to the truth of the allegations of paragraph 66 as the alleged communications are not specified nor the persons communicated to nor the contents thereof, nor the alleged times of such communications and therefore neither admit nor deny the same but demand strict proof thereof. 68. The allegations of paragraph 68 are a conclusion of law to which no response is required. To the extent said allegations are taken to be factual in nature, defendants deny the same and aver that the provisions of the contract are as set forth therein and further, that plaintiff breached the contract himself by acting in a manner inconsistent with the fiduciary duties owed the defendant, 69. The allegations of paragraph 69 are a conclusion of law to which no response is required. To the extent said allegations are taken to be factual in nature, defendants deny the same and aver that the provisions of the contract are as set forth therein and further, that plaintiff breached the contract himself by acting in a manner inconsistent with the fiduciary duties owed the defendant, 70. The allegations of paragraph 70 are a conclusion of law to which no response is required. To the extent said allegations are taken to be factual in nature, defendants deny 28J09.1 10/15194 -13- the same and aver that the provisions of the contract are as set forth therein and further, that plaintiff breached the contract himself by acting in a manner inconsistent with the fiduciary duties owed the defendant and that such damage, if any, which occurred was the result of plaintifrs own conduct, WHEREFORE, Defendants deny that Plaintiff is entitled to judgment against them for any sum of money whatsoever, or to punitive damages, costs and attorneys' fees, or to interest or any other relief sought. Defendants pray that this matter be dismissed, that judgment be entered in their favor and against the Plaintiff, including reasonable costs and attorneys' fees and for such other relief as the Court deems appropriate. Defendants demand trial by jury. COUNT V 71. Paragraphs 1-70 of Defendants' answer to the amended complaint are incorporated herein by reference, as though fully set forth, as their answer to paragraph 59. 72, Defendants deny the allegations of paragraph seventy-two and incorporate herein by reference their answers to paragraphs 1-71, above, as though fully set forth. Plaintiff has not identified with any specificity the communications referred to nor the persons with whom such communications allegedly took place, Further, the allegation that any such communications were defamatory is a conclusion of law to which no response is required. 73. The allegations of paragraph seventy-three are conclusions of law to which no response is required under the Pennsylvania Rules of Civil Procedure. To the extent that 28309.1 10125/94 -14- they may be taken as factual in nature, they are denied and defendants aver that no act or omission of theirs resulted in any damage to the plaintiff. 74. The allegations of paragraph seventy-four are conclusions of law to which no response is required under the Pennsylvania Rules of Civil Procedure, To the extent that they may be taken as factual in nature, they are denied and defendants aver that plaintiff pleaded guilty to the charges of child abuse/neglect referred to. 75. After reasonable investigation. defendants have insufficient knowledge or information upon which to form a belief as to the truth of the allegations of paragraph seventy-five and therefore neither admit nor deny the same but demand strict proof thereof. 76. The allegations of paragraph seventy-six are conclusions of law to which no response is required under the Pennsylvania Rules of Civil Procedure. To the extent they are taken to be factual in nature, they are denied. Defendant merely provided a copy of an article which was in the public domain and had already been seen by Turrin. 77. The allegations of paragraph seventy-seven are conclusions of law to which no response is required under the Pennsylvania Rules of Civil Procedure. To the extent they are taken to be factual in nature, they are denied. 78. The allegations of paragraph seventy-eight are conclusions of law to which no response is required under the Pennsylvania Rules of Civil Procedure. To the extent they are taken to be factual in nature, they are denied. WHEREFORE, Defendants deny that Plaintiff is entitled to judgment against them for any sum of money whatsoever, or to punitive damages, costs and attorneys' fees, or to interest or any other relief sought. Defendants pray that this matter be dismissed, that 28309.1 10125/94 -15- judgment be entered in their favor and against the Plaintiff, including reasonable costs and attorneys' fees and for such other relief as the Court deems appropriate. Defendants demand trial by jury. COUNT VI 79. Paragraphs 1-78 of Defendants' answer to the amended complaint are incorporated herein by reference, as though fully set forth, as their answer to paragraph 59. 80. The allegations of paragraph eighty are conclusions of law to which no response is required under the Pennsylvania Rules of Civil Procedure. 8!. The allegations of paragraph eighty-one are denied. 82. The allegations of paragraph eighty-two are conclusions of law to which no response is required under the Pennsylvania Rules of Civil Procedure. To the extent they are taken to be factual in nature, they are denied. 83. The allegations of paragraph eighty-three are conclusions of law to which no response is required under the Pennsylvania Rules of Civil Procedure. To the extent they are taken to be factual in nature, they are denied, WHEREFORE, Defendants deny that Plaintiff is entitled to judgment against them for any sum of money whatsoever, or to punitive damages, costs and attorneys' fees, or to interest or any other relief sought. Defendants pray that this matter be dismissed, that judgment be entered in their favor and against the Plaintiff, including reasonable costs and attorneys' fees and for such other relief as the Court deems appropriate. Defendants demand trial by jury, 28309. I 10125/94 -16- DEFENSES 84. Defendant repeats and restates its answers to paragraphs one through fifty-nine of Plaintiffs complaint as though fully set forth, 85. Plaintiffs complaint fails to state a cause of action upon which relief may be granted, 86. The alleged defamatory statements pleaded by the Plaintiff in his complaint are in fact true and therefore no cause of action will lie against these Defendants. 87. The alleged defamatory statements pleaded by the Plaintiff in his complaint were not made with actual malice, within the meaning of 42 Pa.C.S.A ~8344. 88. The alleged defamatory statements pleaded by the Plaintiff in his complaint were not negligently or carelessly made, nor made wilfully, wantonly or with conscious disregard, within the meaning of 42 Pa,C,S.A ~8344. 89. The alleged defamatory statements pleaded by the Plaintiff in his complaint are protected by a qualified and/or conditional privilege under which these Defendants are immune from suit. 90. The alleged defamatory statements pleaded by the Plaintiff were not, in fact, defllmatory in nature in that they were not directed to or against the Plaintiff. 91. There was justification for the statements allegedly made, within the meaning of 42 Pa.C,S.A ~8342. 92. Plaintiff is a public figure in regard to the allegations set forth in his Complaint. 28309.1 1O/2.lI94 -17- 93. Plaintiff was involved in a public controversy in regard to the allegations set forth in his Complaint. 94. The alleged defamatory statements are in fact matters of opinion which are not actionable. 95. The statements alleged to be defamatory are not actionable under Pennsylvania law. 96, The alleged defamatory statements pleaded by the Plaintiff in his complaint are protected by a privilege under which these Defendants are immune from suit. 97. All of the allegedly disparaging and/or defamatory communications alleged in the complaint were made more than one year before the filing of the complaint in this matter, and are therefore barred by the applicable statute of limitations, 42 Pa,C.S.A. ~ 5523, setting forth a limitation period of one year, bars such an action. Abernethy v, Williams, 584 A.2d 1085, 136 Pa.Cmwlth. 715, (Pa.Cmwlth. 1990) appeal denied 602 A.2d 861, 529 Pa. 652. 98. The actions of defendants were not willful, wanton, malicious or outrageous conduct designed to damage the plaintiff and therefore no claim for breach of the agency contract will lie. 99. Since both the insurer and agent are parties to the agency contract, each party has agreed to be bound by the terms of the contract and may not use a tort action to punish the other party for actions taken under the contract. 100. The plaintiff was not a party to the insurance contract between Turrin, his wife and/or Au, Inc. and, therefore, Defendants' contacts with Turrin cannot be an interference 28309.1 10/2.<1'14 -18- with a contract relating to the insured, since there is no contract between the agent and the insured. 101. To the extent that Turrin' s cancellation of Metropolitan policies is alleged to be the basis upon which plaintiff seeks recovery. the policy cancellations are not an actionable interference with the agency contract since disputes under the agency contract must be settled under the provisions of the agency contract. 102. All of plaintifrs actions are barred by the applicable statutes of limitation. 103. Plaintiff breached his contract with Metropolitan by tortiously interfering in Metropolitan's contracts of insurance with Turrin, Au, Inc. and Mrs, Turrin and replacing them or attempting to do so, with policies written by lohn Hancock or another insurer. 104. No private right of action is granted for violation of 40 P,S. ~ 1171.1, et seq. nor will any action thereunder by plaintiff lie against these defendants. 105, Plaintifr s breach of the contract between he and Metropolitan nullified any rights he may have had thereunder, excusing Metropolitan's performance and justifying any acts it may have taken to preserve its contractual relationship with its insureds. 106, The claims stated by the plaintiff are subject to arbitration by virtue of the fact that the plaintiff was covered by the provisions of a collective bargaining agreement which requires the same and/or by his execution of an NASD U-4 form, under which he is required to arbitrate all matters arising out of his employment. 107. Plaintiff is estopped from bringing a breach of contract action by his own breach of the contractual agreement, excusing Metropolitan's performance and justifying any acts it may have taken to preserve its contractual relationship with its insureds. 28309.1 10/2$194 -19- 108. Plaintiffs breach of the contractual agreement between the parties constitutes a failure of consideration, excusing Metropolitan's performance and justifying any acts it may have taken to preserve its contractual relationship with its insureds. 109. Plaintiff failed to mitigate his damages. 110. Defendants reserve the right to challenge any award of delay damages in this case. Ill. Defendants demand that appropriate hearings be conducted in this case prior to any award of delay damages, 112. Rule 238 of the Pennsylvania Rules of Civil Procedure, on its face, and as applied is violative of the Due Process and Equal Protection clauses of the Fourteenth amendment to the Constitution of the United States, Section 1983 of Title 42 of the United States Code and Article I, Sections I, 6, 11 and 26 and Article V, Section IO(c) of the Pennsylvania Constitution and imposes a chilling effect on the exercise by Defendants of their constitutional rights. 113, Punitive damages are violative of the Due Process and Equal Protection clauses of the Fourteenth amendment to the Constitution of the United States, Section 1983 of Title 42 of the United States Code and Article I, Sections I, 6, 11 and 26 and Article V, Section 10(c) of the Pennsylvania Constitution. 114, Punitive damages constitute an unwarranted and unconstitutional injection of principles of criminal law into this civil action without the safeguards, inlel: alia, of the burden of proof beyond a reasonable doubt, freedom from double jeopardy, a defined 28309,1 10/25/94 -20- standard for punishment and a limit thereto, and, by reason of the foregoing, are an unconstitutional basis for the taking of defendants' property without due process of law. 115. Defendants reserve the right to file such additional defenses, affirmative defenses, crossclaims, counterclaims andlor third party claims as may be appropriate upon completion of their investigation and discovery in this matter, WHEREFORE, Defendants deny that Plaintiff is entitled to judgment against them in a sum in excess of $50,000.00, or to punitive damages, costs and attorneys' fees, or to any sum of money whatsoever. Defendants pray that this matter be dismissed, that judgment be entered in their favor and against the Plaintiff, including reasonable costs and attorneys' fees and for such other relief as the Court deems appropriate. Defendants demand trial by jury. COUNTERCLAIM 116. There existed between Metropolitan Life Insurance Company and Michael KInan certain contracts, at all times relevant hereto, which are attached hereto as Exhibits A, Band C. 117. By a contract dated January 6, 1992, which was attached by KInan as Exhibit A to his complaint and so marked herein, KInan was required, under Paragraph 1 (j) to ". . . observe and be bound by the Rules of Metropolitan as they may be changed by Metropolitan from time to time; including but not limited to, those embodied in the Manual of Instructions 28309.1 10123/94 -21- for account representatives and in any supplemental rules and regulations of business of Metropolitan . . ." 118, The relevant portions of the Manual of Instructions referred to in paragraph 117, and attached hereto as Exhibit B, contained the following provisions: "7. A sales person, regardless of his/her date of appointment to the Company, will not be penniued to broker business, except through MetLife General Insurance Agency, Inc. (MLGIA). Anyone who solicits business for any other company, except through MLGIA, will be subject to tennination. 8. Any sales person who is licensed with another company, except through MLGIA, will be subject to tennination" 119. By the tenns of such contracts, and in addition, the contract attached hereto as Exhibit C, specifically Paragraph 2.a. thereof, KInan agreed that he would, ". . . not directly or indirectly perfonn any act or make any statement which would tend to divert from Metropolitan any trade or business with any customer, be it a person, a company or an organization, to whom I previously sold insurance offered by or through Metropolitan; nor will I advise or induce any customer of Metropolitan, be it a person, a company or an organization, to reduce, replace, lapse, surrender or cancel any insurance obtained from or through Metropolitan." 120. Upon infonnation and belief, KInan violated the provisions of the foregoing contracts and breached the same by inducing Virgil Turrin, Au, Inc" Pauline Turrin, Beverly 28Jol9.1 10125/94 -22- Amsler, Thomas W, Rider and Chad W. Mitchell to replace, surrender or cancel existing contracts of insurance they had with Metropolitan Life Insurance Company. 121. Such actions proximately resulted in damage of a pecuniary nature to Metropolitan Life Insurance Company. WHEREFORE, Defendant and Counter-Plaintiff Metropolitan Life Insurance Company prays that the court enter judgment in its favor and against the Plaintiff and Counter-Defendant, Michael J. KInan for a sum in excess of $50,000, and for an accounting of all monies he has diverted from the Counter-Plaintiff by virtue of his breach of the foregoing contracts and for attorneys' fees and costs, as well as delay damages. Respectfully submitted, v,l '- Tim J. Ha ng on Atty. no. 71242 Saul, Ewing, Remick & Saul 240 North Third Street Suite 700 Harrisburg, PA 17101 (717) 238-7675 Attorney for Defendants Metropolitan Life Insurance Company and Daniel J. Strinkoski Dated: October 25, 1994 28309.lllII25/94 -23- @ I I I ! 8 ! ~ " , . , ~ "I.. ~\. ;....::"', '" .' It ~'r;t ;.ff5r ;\ '- 1-" i' I ~.... .. !' ~ MetroDolitan Ufe' IiAP ANOAFFIlTAiEoCOMPANJES ".~I"1t Ute '1tIUtMC. Com,..,., a.."-,,,O't~."'" 10'1I. NY 1OO1O.3tI11O Appointment of Account Representative To ,'1-1:(::' ... " ';..., " ;'. :'.t. You are hereby appointed an Accounl Representative 01 Met,opolllan Llle Insurance Company (he'elnaller called "Met'opolltan"). You are authorized to represent Met,opolltan and any Subsldla,y, agency or company designated by Met,opolitan In wrlllng (herelnaller, "deSignates"), sublectto the 101l0Wlng condllions: 1. You a'e to; (a) p,ocu,e promptly whalever licenses are 'equlred to enable you 10 perform you, duties as an Accounl Representallve and act at all times within the scope 01 such licenses: transact all buSiness wllh Metro, politan 0' any ollis subSidiaries or oeslgnales through and subject 10 the general supervision and directIOn ollhe Management 01 the Sales Office to which you are assigned: (b) ,elrain from SOllclt'ng. wrlling or receiving appllcallons lor insur- ance, equity produCIS 0' annUlly conlracls lor Met,opolltan or any 01 its subsidiaries or deSignates un III you are ouly licenSed to sell such insurance, equity produclS or annuity contracts; (c) commencing as soon as you have been duly licensed to do so, canvass lor and procure acceptable appllcallons lor contracts 01 insu,ance and annUities 01 all kinds and classes 01 risks and upon the plans Issued by Melropohlan or any 01 ItS subSidiaries or deSig- nates, and deliver all conlracts Issued by Met,opolltan or any 01 ItS subsidiaries or deSign ales on such applications: (d) canvass for and procure applications lor equity products Issued by Melropolltan or any 01 its subSidiaries or designates subject to the applicable State, Federal and Nalional Associallon 01 Securities Dealers Inc" rules and 'egulations With respect to the licenSing 01 Registered Representatives and the applicable State laws With ,espect to Ihe licenSing ot Insurance agents to sell equity products: (e) procu,e such applications in sullicient volume as to meet produc- tion objectives established by the company and the net production credit reqUirement under the FinanCing Plan, II you a'e ope,ating undo, a Financing Plan: (I) complete In a manner satislactory to Metropolitan. training pro- grams as may be made available Irom time to time; (g) give prompt and courteous service to policyholders and annUi- tants whose contracts are lor the lime being allotled to your account, and ass,stthem In realiZing the benelils provided by thei, policies and contracts, and make every ellort to keep In force-and in event 01 lapse, 10 secure the ,elnstatement of-all such policies and contracts; (h) ,eceive the premiums, considerations and such olher moneys as you may be aulhorlzed to receive on contracts lor the time being allOt. ted to you, account; account for and pay over to Met,opolitan, in accordance With the applicable rules and 'egulations, all moneys paid to you as an Account Representative; (I) perform all the serv,ces enumerated above and such other servo ices as Metropolitan may requi,e in accordance With the rules and regulations and through the use 01 the app'oprlate lorms 01 Metro. politan 0' any 01 its subSidiaries or designates; Date ;},~ '..'.'. ;.':" , J 19 92 100 (1189) Ptlnled In USA Ul observe and be bound by the rules 01 Mel'opolitan as they may be changed by MetropOlitan Irom time to time: including but notlimiled 10, those embodied In Ihe Manual of InstructIOns lor Account Repre. senlatlves and In any supplemental ,ules and 'egulations applicable to buSiness 01 Met,opolltan or any 01 its subsidianes or deSignates. 2, 'lbu are not authorized 10 make, aller or discharge the cont,acts 01 Met,opolltan or any 01 ils subsidiaries or designates; to waive forfei. tures; or to bind MetropOlitan or any 01 its subsidiaries or designates in any way not specll,cally aulhorlzed In Wrlung by an authorized olli- cer 01 MetropOlitan or any 01 ItS SubSidiaries or designates. 3. For each week you actively perform the duties 01 your agency you Will rec~lve an amount determined In accordance wllh p,ovi. sions of the Compensation Rules and Schedules Manual which include the applicable commission and compensation schedules as they may be Issued, substituted or changed by Melropolitan or any 01 ItS subsldla,ies or designates Irom time to time, 'lbu are to bear all expenses, exceptlhose expressly assumed by Metropoli. tan or any of its subsidiaries or designales in writing, incurred by you in your capacity as an Account Representative. 4, Your appointment is not a gua'anlee 01 permanent employment and may be terminated by MetropOlitan Without advance notice for breach 01 any 01 the conditions 01 you, appointmenl and also at any time by two weeks' nOlice (or two weeks' compensation in lieu thereol) in writing given to you in pe,son or by mailing such notice to your last address as shown on the ,ecords 01 Met'opolltan. Your appointment wlh Met,opohlan may be terminated by you at any time on not more than two weeks' notice In writing to Met,opolltan. Fol- lowing te,mination 01 you, appointment, it YOU have completed 12 Fiscal Periods your commission account Will be adjusted and where applicable the excess, II any, of credits over the debits, including any outstanding inlerlm payments among other things, Will be payable as outlined In the applicable commisSion and compensation sched. ules as such schedules may be issued, substiluted 0' changed by MetropOlitan I'om time to time. 5. The terms 01 this appointment may be changed only by an author- ized ollicer of MetropOlitan in writing and not by any 'epresentative of Met'opolitan in any of its branch, district or 'egional olliCes. 6. The commission and compensation schedules and the rules and 'egulations of Metropolitan or any of its subsidiaries or designates may be issued, substituted or changed only by an authorized ollice' 01 Melropolltan or any 01 ils subsidiaries or designates in w'iting and not by any rep,esentative of Met,opolltan or any 01 its subsidla,ies 0' designates in any 01 its branch, district 0' regIOnal olfices. 7. This appointment supercedes any prior appoinlment between you and Met'opolltan. MetropOlitan Lile Insurance Company ~~,.L ~;&.._;7 ./-_ By Agencv V,ce.Pros,c! RegIonal Sale5 Manager 18000057848 (1189) B ,. I , I !^: J>; . I , 8 ! ! . ; I i, i ! @ . ~ i ,~l ~ " . ~ I' ..~ GPJIEIlAL RULES CLAUSE 1 APP01NTJIEHT AJID DUTIES OF A SALES PERSON Each individual appointed as a sales person of the Metropolitan Life Insurance Company, herein after called "Metropolitan" is authorized to represent Metropolitan and any subsidiary, agency or company designated in writing by Metropolitan or where applicable by such subsidiary, agency or company (herein after, "designates") subject to the following conditions: 1. Each sales person is required to: (a) procure promptly whatever licenses are required to perform the duties of a sales person and act at all times within the scope of such licenses; transact all business with Metropolitan or any of its subsidiaries or designates through and subject to the general supervision and direction of the Management of the Sales Office to which he/she is assigned; (b) refrain from soliciting, writing or receiving applications for insurance, equity products or annuity contracts for Metropolitan or any of its subsidiaries or designates until duly appointed and licensed to sell such insurance, equity products or annuity contracts; (c) commencing as soon as duly licensed to do so, canvass for and procure acceptable applications for contracts of insurance and annuities of all kinds and classes of risks and upon the plans issued by Metropolitan or any of its subsidiaries or designates, and deliver all contracts issued by Metropolitan or any of its subsidiaries or designates on such applications; (d) canvass for and procure applications for equity products issued by Metropolitan or any of its subsidiaries or designates subject to the applicable State, Federal and National Association of Securities Dealers, Inc. rules and regulations with respect to the licensing of Registered Representatives and the applicable State laws with respect to the licensing of insurance agents to sell equity products; (e) procure such applications in sufficient volume as to meet production objectives established by Metropolitan and the net production credit requirement under the Financing Plan, if he/she is operating under a Financing Plan; (f) complete in a manner satisfactory to Metropolitan, training programs as may be made available from time to time; (g) give prompt and courteous service to policyholders and annuitants whose contracts are for the time being allotted to his/her account, and asaist them in realizing the benefits provided by their policies and contracts, and make every_effort to keep in force--and in event of lapse, to secure the reinstatement of--all such policies and contracts; 1 - 1 1(5-88) (h) as may be authorized by Metropolitan, its subsidiaries or designatea to receive the premiums, conaiderations and such other moneys on contracts for the time being allotted to his/her account; account for and pay over to Metropolitan, in accordance with the applicable rules and regulations, all moneys received as a sales person. (i) perform all the services enumerated above and such other servicea as Metropolitan may require in accordance with the rules and regulations and through the use of the appropriate forms of Metropolitan or any of its subsidiaries or designates; U) observe and be bound by the rules of Metropolitan as they may be changed by Metropolitan from time to time; including but not limited to those embodied in the Manual of Instructions for Account Representatives and in any supplemental rules and regulations applicable to business of Metropolitan or any of its subsidiaries or designates. 2. A representative is not authorized to make, alter or discharge the contracts of Metropolitan or any of its subsidiaries or designates; to waive forfeitures; or to bind Metropolitan or any of its subsidiaries or designates in any way not specifically authorized in writing by an authorized Officer of Metropolitan or any of its subsidiaries or designates. 3. For each week a sales person actively performs the duties of his/her agency, he/she will receive an amount determined in accordance with provisions of this manual which include the applicable commission and compensation schedules as they may be issued, substituted or changed by Metropolitan or any of its subsidiaries or designates from time to time. A ( sales person is to bear all expenses, except those expressly assumed by Metropolitan or any of its subsidiaries or designates in writing, incurred by him/her in his/her capacity as a sales person. 4. In the case of equity products, and P&L contracts, until the sales person is properly licensed for those products and contracts, he/she will neither receive commission prior to the date he/she is properly licensed nor may he/she accompany a duly licensed representative or be involved in any way in the issue or servicing of equity products or P&L contracts. BorE: In Kansas, an unlicensed individual may not accompany a licensed representative for the purpose of observing the solicitation or writing of insurance. s. An agency with Metropolitan requires the sales person's full time for the proper performance of agency duties, and the sales person shall not engage at any time between Monday and Friday, inclusive, in any other work, activity or occupation for financial remuneration. 6. A sales person shall not engage the services of another canvasser, nor pay any person for canvassing or other services, nor solicit or render service on any terms other than those contained herein, nor accept fees or gratuities of any kind for rendering service to policyholders. 1(5-88) 1 - 2 7. A sales person, regardless of his/her date of appointment to the Company. will not be permitted to broker business. except through MetLife General Insurance Agency. Inc. (HLGIA). Anyone who solicits business for any other company. except through the HLGIA. will be subject to termination. 8. Any sales person who is licensed with another company. except through HLGIA. will be subject to termination. 9. Metropolitan Property and Liability Insurance Company and MetLife General Insurance Agency retain exclusive proprietary interest in their clients and in all business produced by or assigned for service to their agents and employees. A sales person shall not directly or indirectly write or service any insurance for any company. other than the MetLife General Insurance Agency. Metropolitan Property and Liability Insurance Company. or any other Metropolitan subsidiary or designate. or an automobile insurance-assigned risk plan. automobile reinsurance fac;lity. available FAIR plan or federally sponsored flood program. A sales person's authority to solicit. submit and/or service any applications and/or a sales person's license may be suspended or withdrawn by the Metropolitan Property and Liability Insurance Company for a definite or indefinite period of time upon disclosure of underwriting irregularities or other practices. This may include actions which have caused a claim to be paid under the errors and omissions protection program for P & L insurance. 10. A sales person will maintain all books. records. and accounts required by Metropolitan or any of its subsidiaries or designates in the manner and form prescribed by Metropolitan or any of its subsidiaries or designates and Metropolitan will have the right at any time to take up. audit. and examine all of said books. records and accounts. 11. Appointment of an individual to a sales person's position is not a guarantee of permanent employment and may be terminated by Metropolitan without advance notice for breach of any of the conditions of his/her appointment and also at any time by two weeks' notice (or two weeks' compensation in lieu thereof) in writing given to him/her in person or by mailing such notice to his/her last address as shown on the records of Metropolitan. Following termination of the sales person's appointment. if he/she has completed 12 Fiscal Periods his/her commission account will be adjusted and where applicable the excess. if any. of credits over the debits. including any outstanding interim payments among other things. will be payable as outlined in the applicable commission and compensation schedules as such schedules may be issued. substituted or changed by Metropolitan from time to time. 1 - 3 1(5-88) ~. "~I c ,. f k i , ! ,l< \ I r....... : 't~ I I ' r.: I -- or. 1 I '.' I I'",: ~., I> -;)J:, '.: ;l~~rl , \~ ~ @ ~ r . . q ! B i ~ . . , i.; . '. , , , .. . ~.. .. -.. Agreement: ~ MetroaoIitan Uf8 W ANDAFFli.lAiEoCOMPANIEs AI.fropollf.n ute '",urenee Comp'nr 01t Madrson.4wJue, NHt 'It::ri:. NY KXIrO.J690 In consideration of this appointment by Metropolitan Life :nsurance Company or any 01 its subsidiary or affiliated companies ("Metropolitan"), I agree to the following: 1. All equipment, material, records, supplies, manuals, rate books, forms, files and any other such documentation and/or information ("p'operty") provided to me by Metropolitan or obtained by me from Metropolitan or developed by me in the course of performing my duties as an employee of Metropolitan, pertaining to the business of Metropolitan or penalning to any of its customers or prospective customers, shall be and remain the property of Metropolitan, Upon the voluntary or involuntary termination of my employment with Metropolitan, I agree to Immediately deliver to Metropolitan or Its designee the original and any copies, notes, recordings, transcriptions or any other reproductions of the property, resident in whatever media and regardless of whether or not I have retained it In my personal possession, I also agree not 10 divulge to. share with or permit access by any Individual or organization not currently employed by Metropolitan to the property both during and after my tenure as an employee of Metropolitan. 2. Within the state(s) in which I am. have been or become licensed to sell insurance for Metropoliten. and during and for 18 months following my voluntary or involuntary termination of employment with Metropolitan: a. I will not directly or indirectly perform any act or make any statement which would lend to divert from MetropOlitan any trade or business with any customer, be it a person, a company or an organization, to whom I previously sold insurance offered by or through MetropOlitan: nor willi advise or Induce any customer of Metropolitan, be It a person, a company or an organization, to reduce, replace, lapse, surrender or cancel any Insurance obtained from or through Metropolitan, b, I will not Induce or allemptto induce any employee af Metropolitan to breach his or her agreement with MetropOlitan: nor willi induce or allemptto induce any employee of Metropolitan to leave Metropolitan's employ for the purpose of replacing Metropolitan business with the product(s) of any other insurance company; nor willi make use of any Information or records which are the property of MetropOlitan in order to enable a third party not associated with Metropolitan. to advise or induce any customer or Metropolitan, be it a person, a company or an organization, to reduce. replace, lapse, surrender or cancel any Insurance obtained from or through Metropolitan, c, I will inform Metropolitan promptly of the identity or any of my subsequent employers Which are engaged In the business of insurance. along with my lille and description: and I hereby authorize Metropolitan to present a copy of this Agreement to such employers, 3, Without prejudice to whatever other recourse which Metropolitan may have In the event that I violate any of the provisions of this Agreement, Including without limitation, an action In damages, Metropolitan shall have the right to obtain an injunction enjoining any such violation, I hereby acknowledge that. In the event of any such violation. Metropolitan will suffer Irreparable harm and that an injunction Is therefore a necessary remedy In the circumstances, 4, If MetropOlitan is successful In any suit or proceeding against me brought to enforce any provision of this Agreemont. or brought to establish damages sustained by Metropolitan as a result of my violation of any provision of this Agreemont, I agree to reimburse Metropolitan's allomey's fees and costs as may be fixed by the court In which such suit or proceeding Is brought. If any provision of this Agreemenlls held to be invalid In any jurisdiction, either by statute or by jUdicial decisien, I agree that said prevision shall be deemed modified to comply with the law, er stricken from this Agreement If necessalY to comply with the law. If any prevlsien Is se stricken, however, the remainder ef the Agreement shall remain In effect. I acknowledge that I have received a cepy ef this Agreement. - Dated at: /~/ ///;. 19 r/ (If" L~.( q~-41. IS'll lure) , H'l-ht1.e1 ..:r: ~ "'''''', J/z. (Full Name-Prim Of Type) /"l-/7 Witness: {//~ ~ fSIQMtur. p~ tlt} ~ /6t,,W p~,;t',;?d tOtlce-No. 8l'lC1 NaI'l'l:JI Discussed with Candidate /..<"/7 19 PI'" _ (T,llo) .J :l <1: I/) ell ll: ~ !d j ::E ~ 11I i a: l'! ... . z Cl '" Z 0 - I: ~ 0( 11I J :l <1: I/) . - ~ - - . ., ~ MICHAEL J. KMAN, JR. ) IN THE COURT OF COMMON PLEAS ) OF CUMBERLAND COUNTY ) ) ) No. 94 - 2877 Civil Term ) ) Civil Action - Law ) ) Jury Trial Demanded ) ) Plaintiff, v. DANIEL J. STRINKOSKI and METROPOLITAN LIFE INSURANCE COMPANY, Defendants. NOTICE OF REMOVAL TO: Office of the Prothonotary Courthouse One Courthouse Square Carlisle, PA 17103 Thomas E. Cheffios Court Administrator One Courthouse Square Carlisle, PA 17103 You are hereby notified by the attached true and correct copy of the Notice of Removal that this matter has been removed by the defendants from the Court of Common Pleas of Cumberland County to the United States District Court for the Middle District of Pennsylvania by filing of the original Notice of Removal in said court on June 28, 1994. ,/.\ () ~~'(' v c.:,.___~t . l y:. "j. Tim J. HarrlQgton, 1 Y II Saul, Ewing, Remick & Saul 240 N. 3rd Street Suite 700 Harrisburg, PA 17101 717-238-7675 One of the attorneys for the defendants, Daniel J. Strinkoski and Metropolitan Life Insurance Company Dated: ~ ",. CERTIFICATE OF SERVICE I, Tim J. Harrington, Jr., one of the attorneys for the Defendants herein, state that I have caused to be served a true and correct copy of the attached Petition for Removal upon the plaintiff, at the address listed below, by the same being placed in the U.S. Mail, first- class, postage prepaid addressed to the following: Michael J. Kman, Jr. 109 Meals Drive Carlisle, PA 17013 (;\ . ( L~ Tim J. Har tQn, Jr: Saul, Ewing, Remick. 240 North Third Street Suite 700 Harrisburg, PA 17101 (717) 238-7675 Attorneys for Defendants: Metropolitan Life Insurance Company and Daniel J. Strinkoski Dated: Lf I de jcr y ~~"."'- -: .."~ -i-, rr';;i ". ,. --,,...-~,. . . <ft--.- .--- .....- .) j;;.~. . ! . ,~ JUH 19 2 09 rH '9~ 'I. ":!J' oH'\Cl Of ~! i.'._ 1.0' \tv~',.r.\h't nU~'M-:'-~~\":';:-~ C"j'HY ;'OW~, n'-n';lt d' " '. ,~ 1~~~1i:iF'-'''':W4~fr-'le'r--'- .:-_,~-~.-,- _.__'.e." " ...~"'.............,......... , -,. I'-~-'''-~ .. .., i,' ----~~:<.,~._: . fI . , I' .... .. .. .' ':w--- -::r en >. . - ,::~ :; '" r- .-i -'., -:::- "., <=> ~ en < H ~E en~ ~ <5~ 1<1 8:3 U "" ....l>- ]~ "':<: ,,"en ~H ~ z~- "'::> ~j Ol<l~ en U -lj ~""'" . HZ 0<>:: "'.. [-l,:) <>::.... ~H ... !-<I<IC:: o . '" ...,.... en c:: !-<'" ~ Ui::;:l~ ..... 01<1 '" ::;S~ .... ~~ ." ~z> ~3 c:: ""O~ ~ O::>H H....l OJ "'u ou ~~ .... <>:: !-<u "" OJ en~~ ~ g;~~....l "" "" ~ !-< - < Z ~ 0.00< ..., .H ~ Uj"'H . ...,....l . ~en ~ 1<>:: ....l Ul ....l~~ HI<I wCt:..:tE-t g :- ~~ ::c"'''' "'0 !-<I<l >- H<>::~ H'" :>: .<>:: jeJ z::>o::> H ~t:10 HU ..., :<: "":>:u """" . MICHAELJ. KMAN, JR., Plaintiff vs. IN THE COURT OF COMMON PLEAS CUMBERLAND COUNTY, PENNSYLVANIA NO. 94-2877 CIVIL TERM DANIEL J. STRINKOSKI and METROPOLITAN LIFE INSURANCE COMPANY, Defendants CIVIL ACTION - LAW JURY TRIAL DEMANDED NOTICE TO PLEAD TO: DANIEL J. STRINKOSKI METROPOUTAN LIFE INSURANCE COMPANY AND TIM J. HARRINGTON, JR., ESQUIRE You are hereby notified to plead to the enclosed New Matter within Twenty (20) days from service hereof, or a default judgment may be entered against you. PURCELL, KRUG & HALLER ~ -;,.(, /' r-- ~L..-.-- ,J n W. Purcell, Jr. , 719 North Front Street Harrisburg, PA 17102 (717) 234-4178 I.D. #29955 BY Date: November 10, 1994 vs. IN THE COURT OF COMMON PLEAS CUMBERLAND COUNTY, PENNSYLVANIA NO. 94-2877 CIVIL TERM MICHAEL J. KMAN, JR., Plaintiff DANIEL J. STRINKOSKI and METROPOLITAN LIFE INSURANCE COMPANY, Defendants CIVIL ACTION - LAW JURY TRIAL DEMANDED PLAINTIFF'S REPLY TO DEFENDANT'S DEFENSES AND COUNTERCLAIM WITH NEW MATTER 84. No response required. 85. Denied as a conclusion of law. 86. Denied as a conclusion of law. 87. Denied as a conclusion of law. 88. Denied as a conclusion of law. 89. Denied as a conclusion of law. 90. Denied as a conclusion of law. 91. Denied as a conclusion of law. 92. Denied as a conclusion of law. In further reply, Plaintiff is not a public figure. 93. Denied as a conclusion of law. In further reply, Plaintiff was not involved in a public controversy. 94. Denied as a conclusion of law. 95. Denied as a conclusion of law. 96. Denied as a conclusion of law. 97. Denied as a conclusion of law. In further reply, see Complaint. 98. Denied as a conclusion of law. 99. Denied as a conclusion of law. 100. Denied as a conclusion of law. 101. Denied as a conclusion of law. 102. Denied as a conclusion of law. 103. Denied as a conclusion of law. 104. Denied as a conclusion of law. 105. Denied as a conclusion of law. 106. Denied as a conclusion of law. 107. Denied as a conclusion of law. 108. Denied as a conclusion of law. 109. Denied as a conclusion of law. 110. Denied. Defendants do not have the right to reserve the right to challenge the award of delay damages in this case. 111. Denied. Delay damages are awarded in accordance with law and hearings should only be held if required by the Court. 112. Denied as a conclusion of law. 113. Denied as a conclusion of law. 114. Denied as a conclusion of law. 115. Denied. Defendants do not have the right to reserve the right to file additional defenses, affirmative defenses, crossclaims, counterclaims or third party claims, except as set forth by the appropriate law or rules of Court. WHEREFORE, Plaintiff requests this Honorable Court to enter judgment in favor of the Plaintiff and against the Defendants as more fully set forth in the Plaintiffs Complaint, and to dismiss the Defendants' Counterclaim. COUNTERCLAIM 116. Denied. Exhibits "A", "B" and "C" speak for themselves. 117. Denied. The document speaks for itself. 118. Denied. The document speaks for itself. 119. Denied. The document speaks for itself. 126. Plaintiff believes and therefore avers that a majority of agents in the Penn Harris office during his term of employment, before his term of employment, and after his term of employment. held licenses with other companies, and wrote policies of insurance with other companies, with the knowledge, consent, and approval of the Defendant Metropolitan Life Insurance Company. 127. The manager of the Penn Harris branch of the Metropolitan Life Insurance Company during all times relevant herein, was Defendant Daniel J. Strinkoski, who, as manager for, and authorized agent of the Defendant Metropolitan Life Insurance Company, was aware of, consented to and encouraged the placing of insurance policies, where appropriate, with companies other than the Metropolitan Life Insurance Company. 128. Whenever the Plaintiff wrote policies of insurance for clients outside Metropolitan Life Insurance Company or the Metropolitan Life Insurance Company General Agency, it was because there were no comparable policies of insurance that Metropolitan Life Insurance Company could provide, or the policies that were written outside of Metropolitan Life were better for the client. 129. The Defendant Metropolitan Life Insurance Company, through its authorized agent and manager Daniel J. Strinkoski, was aware of the practices within the agency set forth above, and consented to and approved the same. 130. Defendant Metropolitan Life benefitted by Plaintiffs writing of policies both for Defendant and other insurance companies. 131. The Defendant Metropolitan Life Insurance Company is estopped to claim breach of the contract as set forth in the Defendants' Counterclaim. 132. The Defendants were aware of the facts and circumstances concerning the policies and procedures within the Penn Harris Agency during the period of time in question at the time this Counterclaim was filed. 133. The Counterclaim filed by the Defendant is without merit, frivolous, and for the sole purpose of increasing the Plaintiffs attorney's fees. 134. Defendants are liable to Plaintiff for attorneys fees pursuant to 42 Pa. C.S.A. ~2503. WHEREFORE, Plaintiff request this Honorable Court to enter judgment in favor of the Plaintiff and against the Defendants on the Plaintiffs Complaint, and to dismiss the Defendants' Counterclaim, to award punitive damages, costs statutory interest and attorney's fees to the Plaintiff, as well as delay damages. Respectfully submitted, PURCELL, KRUG & HALLER BY ') ,/ oh . Purcell, Jr. I. . 29955 1719 North Front Street Harrisburg, PA 17102 (717) 234-4178 VERIFICATION I verify that the statements made in the foregoing Plaintiff's Reply to with New Matter Defendant I s Defenses and Counterclaim are true and correct. I understand that false statements herein are made subject to the penalties of 18 Pa, C.S. g4904 relating to unsworn falsification to authorities. Date: November 10. 1994 , J N W. PURCELL, JR. . .D. NO. 29955 CERTIFICATE OF SERVICE I, John W. Purcell, Jr., Attorney for the Plaintiff. hereby certify that a true and correct copy of the foregoing was served on the Defendant by sending said copy to their attorney of record AIrv-. by first class U.S. mail on-eeteber 10, 1994: Tim J. Harrington, Jr., Esquire Saul, Ewing, Remick & Saul 240 North Third Street Suite 700 Harrisburg, PA 17101 Attorney for Defendants Metropolitan Life Insurance Company and Daniel J. Strinkoski , 126. Defendants deny the allegations of paragraph 126, except to the extent that policies were written through the MetLife General Agency with other insurers. 127. Defendants deny the allegations of paragraph 127 insofar as it purports to state that either of the defendants consented to or encouraged the placing of insurance policies with companies other than the Metropolitan Life Insurance Company, except through the Met Life General Agency. 128. Defendants repeat and restate their answer to paragraph 127 as though fully set forth and denies the allegations of paragraph 128. 129. Defendants incorporate herein by reference their answers to paragraphs 122 through 128 of their reply, as though fully set forth, and deny the allegations of paragraph 129 insofar as they are inconsistent with the same. 130. Defendants incorporate herein by reference their answers to paragraphs 122 through 129 of their reply, as though fully set forth, and deny the allegations of paragraph 130 insofar as they are inconsistent with the foregoing, specifically denying that defendants benefited by plaintiffs writing of policies for other insurance companies where a competing Met Life product was available or where such writing of policies was not done through the Met Life General Agency. 131. The allegations set forth in paragraph 131 are a conclusion of law to which no response is required. 132. Defendants deny the allegations of paragraph 132, to the extent that the language, "facts and circumstances concerning the policies and procedures within the Penn- -2- Harris Agency" relates to those allegations set forth in paragraphs 122 through 130 of plaintifrs new matter. 133. The allegations of paragraph 133 are conclusions of law to which no response is required. 134. The allegations set forth in paragraph 134 are conclusions of law to which no response is required. To the extent they are taken to be factual, such allegations are denied. WHEREFORE, defendants pray that the Court enter judgment in their favor on the counterclaim and against plaintiff and in favor of the defendants on plaintifrs complaint and for costs, attorneys' fees and such other relief as the Court deems appropriate. Respectfully submitted, ~. Tim J. Harri g n, Jr. Saul, Ewing, emick & Saul 240 North Third Street Suite 700 Harrisburg, PA 17101 (717) 238-7675 Attorneys for Metropolitan Life Insurance Company and Daniel J. Strinkoski Dated: /"2 - L ,q'f -3- , VERIFICATION I, Daniel J. Strinkoski, hereby verify that I have read the foregoing Reply of Metropolitan Life Insurance Company and Daniel J. Strinkoski to Plaintiffs New Matter and hereby verify that the answers therein which are within my personal knowledge are true and correct and as to the statements made based upon the information of others, I believe them to be correct after reasonable inquiry. Further, as to the statements, language and averments which may constitute legal conclusions, I have signed below upon the advice and counsel of my attorneys that the same are required and/or necessary to legally raise and/or preserve issues for the defense of this matter.. I understand that statements made herein are subject to the provisions of 18 Pa. C.S.A. ~ 4904 relating to unswom verifications. ~~~ Dated: /.l-/-?f' -4- ; CERTIFICATE OF SERVICE I, Tim J. Harrington, Jr., one of the attorneys for the Defendants herein, state that I have caused to be served a true and correct copy of the attached Reply of Metropolitan Life Insurance Company and Daniel J. Strinkoski to Plaintiffs New Matter upon the attorney listed below, by the same being placed in the U.S. Mail, first-class, postage prepaid addressed to the following: John W. Purcell, Jr., Esquire Purcell, Krug & Haller 1719 North Front Street Harrisburg, PA 17102 Attorneys for Plaintiff ~. Tim J. Ha ipgton, J . Saul, Ewing, Remic 240 North Third Street Suite 700 Harrisburg, PA 17101 (717) 238-7675 Attorneys for Defendants Metropolitan Life Insurance Company and Daniel J. Strinkoski Dated: i2 -7.1~ -5- ...,.-.....'... . :.:~!ii~+:h:;_:~;~.;.~~~;., ..... _.~d~_"l~~~~~Ji~k~~;l;5k~;~~~~~::," ,"".."_"..."~...".,,,.T,,,,...;-tr"~"""'i,j.,~~[_~"i/;,'t"t'~*~...W''''''-,,,,,,,, .~ ~ ,-,.' DEe S II 20 MI'9~ r; r;~::i. ".;. :9i:rwE', .cu~F~Ai "t.t:U~~!P 1.-Y1r l'ttW~Yi.\'/..I;I~:l, 'f ....... w.. .~---~_._-': r~:.~. -J... t" , . 1# , ,i ~ I' , .... . . , .. .' ., $ " .. ~~.......-. '1' MICHAEL J. KMAN, JR., IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY. PA Plaintiff, v. Civil Action - Law DANIEL J. STRINKOSKI and METROPOLITAN LIFE INSURANCE COMPANY . Defendants. NO. 94-2877 - Civil Term WITHDRAWAL OF APPEARANCE Kindly withdraw my appearance on behalf of Defendants with regard to the above-captioned matter. ?-/'- ~ ---.:::::>------ . ONlCA W. SALTZ Attorney I.D. No. 52931 Saul, Ewing, Remick & Saul 3800 Centre Square West Philadelphia, PA 19102 CERTIFICATE OF SERVICE I, VERONICA W. SALTZ, ESQUIRE, hereby certify that a truc and corrcct copy of a Withdrawal and Entry of Appearance on behalf of Defendants has been served via United States, First Class Mail, postage prepaid, this 25th day of January, 1996, upon the following: John W. Purccll, Jr., Esquirc 1719 North Front Street Harrisbu rg, PA 17 102 ,/ I #~---> 'VERONICA W. SALTZ >.' iji--,. " > , . '''''<i.~ ~ .-- ... ,~~ i. :.. ,~(/ ;':h.'f~i:i;;/; ~.'. -~~i.~ i.,;,,')Jii-'.:..~k~fr1fj:.;t~_.";t,~:; . -:~ ;:(~i~~':.~~;f~~," ;;lk"~L ..Jii':,t~" .. > .Y-:'-:;.I,;., .,!:~f(r..,,\i' to.' ~' ," ~ ':',.. .;.~. , OF f].LEq-OFFlCE TH:: Fr1OTHI)I/OTN1Y 96JMI29 PH 1/119 CUMBEntA\'iJ COU~'1)' PENNSYlWNI!\ I ',;;;:;::: '~"::.:'<{. J":J,::H", . ..'>.:..' ~1r' h~' rp~~_,:-.. ~{};J;: ;.1 'j po_! --'-::-r'-f-~'-~-:--- .~:; ":~:~:~;~{~~~~L-:~r;~" .~....; .';' . . ,~ ,.' .1 . . fI , . I~ , '" f .. .' " . .~-- 33. MICHAEL J. KMAN, JR. : IN THE COURT OF COMMON PLEAS OF : CUMBERLAND COUNTY, PENNSYLVANIA V DANIEL J. STRINKOWSKI AND : NO. 94-2877 CIVIL TERM METROPOLITAN LIFE INSURANCE COMPANY ORDER OF COURT AND NOW, January 7,1998, counsel having failed to call the above case for trial, the case is stricken from the February 2, 1998 trial list. Counsel may relist the case for trial when ready. By the Court, John W. Purcell, Jr. For the Plaintiff L _, (..cp,c-':. ('\'\C\......"'-u. \ Veronica W. Saltz, Esq. For the Defendant 1,1 ~-<)~ Court Administrator :br .. . \'; ",:.{ ~,:,),~~',i'~-::i:;"-_<:~ <;,~~~,.-,y~:..~.- -i\" ,Y~-t' ~~;.. ..t"""A';~;i..}.'-4._i.l'~IS..',-~~~~'~OJ.;,~~,,~\j.:.. _.'I.~\~-' ~': \7. RLEO-OFACE OF THE PFOTPO~OTARY --,,', 9BJAN 12 Nt 2: 05 -,':, CUMBERLAND COUNTY PENNSYLVANiA , ~,-" "c,' j I' , '" _r, -,.' , t. . , . .. , ...".. --~.~-- -r ~ l FREY, PETRAKIS, DEEB 81 BLUM, P,C, BY: VERONICA W. SALTZ, ESQUIRE AMY G. McANDREW, ESQUIRE Attorney I.D. Nos: 52931/75040 1601 Market Street, Sixth Floor Philadelphia, PA 19103 (215) 563-0500 Attorneys for Defendants Metropolitan Life Insurance Company and Daniel J. Strinkoski MICHAEL J. KMAN, JR., IN THE COURT OF COMMON PLEAS CUMBERLAND COUNTY, PENNSYLVANIA Plain tiff, v. NO. 94-2877 - CIVIL TERM DANIEL J. STRINKOSKI and METROPOLITAN LIFE INSURANCE COMPANY, CIVIL ACTION - LAW JURY TRIAL DEMANDED Defendants. ORDER AND NOW, this day of , 1998, upon consideration of the Motion for Non Pros of Defendants, Metropolitan Life Insurance Company and Daniel Strinkoski, and any Response thereto, it is hereby ORDERED and DECREED that Defendants' Motion is GRANTED. It is further ORDERED and DECREED that Plaintiffs Complaint is hereby dismissed WITH PREJUDICE. BY THE COURT: J. FREY, PETRAKIS, DEEB 81 BLUM, P,C, BY: VERONICA W. SALTZ, ESQUIRE AMY G. McANDREW, ESQUIRE Attorney J.D. Nos: 52931/75040 1601 Market Street, Sixth Floor Philadelphia, PA 19103 (215) 563-0500 MICHAELJ. KMAN, JR., Attorneys for Defendants Metropolitan Life Insurance Company and Daniel J. Strinkoski IN THE COURT OF COMMON PLEAS CUMBERLAND COUNTY, PENNSYLVANIA Plain tiff, v. NO. 94-2877 - CIVIL TERM DANIEL J. STRINKOSKI and METROPOLITAN LIFE INSURANCE COMPANY, CIVIL ACTION - LAW JURY TRIAL DEMANDED Defendants. MOTION FOR NON PROS OF DEFENDANTS METROPOLITAN LIFE INSURANCE COMPANY AND DANIEL J. STRINKOSKI Defendants Metropolitan Life Insurance Company ("MetLife") and Daniel J. Strinkoski ("Strinkoski"), through their undersigned counsel, hereby respectfully move this Court to enter a judgment of non pros in their favor, and in support thereof, state as follows: 1. Plaintiff Michael J. Kman, Jr. commenced the within action on or about May 27, 1994, by the filing of a Complaint against MetLife and Strinkoski in the Court of Common Pleas of Cumberland County. 2. On or about June 28, 1994, defendants removed this case to the United States District Court for the Middle District of Pennsylvania on the grounds of federal question jurisdiction. 2 ~ 3. On or about July 5, 1994, defendants filed a Motion to Dismiss plaintifrs Complaint pursuant to Federal Rule of Civil Procedure 12(b). 4. By Order dated August 19, 1994, the United States District Court for Middle District of Pennsylvania partially granted defendants' Motion and dismissed Count III (asserting a violation of plaintifrs civil rights) and Count IV (asserting a violation of plaintifrs constitutional rights) of plaintifrs Complaint. 5. The Court's Order of August 19, 1994 effectively disposed of the basis for federal jurisdiction and this case was remanded to the Court of Common Pleas for Cumberland County. 6. On or about September 9, 1994, plaintiff filed an Amended Complaint in the Court of Common Pleas for Cumberland County. A true and correct copy of plaintifrs Amended Complaint is attached hereto as Exhibit MA." 7. Defendants filed a. Answer and Counterclaim to the Amended Complaint on or about October 25, 1994. A true and correct copy of defendants' Answer and Counterclaim is attached hereto as Exhibit MB: 8. Plaintiff filed an Answer and New Matter to defendants' Counterclaim on or about November 14, 1994. Thereafter, the pleadings in this matter closed on or about December 5, 1994, when defendants filed their Reply to plaintifrs New Matter. 9. On or about December 15, 1994, defendants served Interrogatories and Request for Admissions upon plaintiff, to which plaintiff responded on or about January 12, 1995. 3 ~ j 10. On or about September I, 1995, plaintiff selVed Interrogatories and Request for Production of Documents upon defendants to which defendants responded on or about Dccember 7, 1995. 11. Plaintiff undertook no additional discovery after December 1995. 12. There was no further dockct activity in this casc until January 29, 1996, when Defendants' counsel notified the Court regarding her change in firm affiliation by filing a Withdrawal and Entry of Appearance. 13. For thc ncxt twcnty-thrcc months, no further activity appeared on the docket of this case until Decembcr 1, 1997, when plaintiff filed a Praecipe for Listing the Casc for Trial. A true and correct copy of thc relevant Docket Entries is attachcd hereto as Exhibit "C." 14. Cumberland County Local Rule of Civil Procedure 228 requires the purging of cases from its systcm as a matter of course on the last Tuesday of each October where there has been no docket activity for a period of two years. 15. This case would have been purged from the system if defense counsel had not crcated "docket activity" by notifying the Court of her change of firm affiliation via a Withdrawal and Entry of Appcarance on January 29, 1996. 16. As this action by dcfense counsel cannot be positive docket action, there has been no substantive docket activity for three years. Defendants, therefore, request that this Court comply with thc spirit of Local Rule 228 and grant defendants' Motion for Non Pros. 4 17. Even without the mandate of Rule 228, a Court may dismiss a case for inactivity where the following conditions have been met: (1) the plaintiff has demonstrated a want of due diligence in failing to prosecute its case with reasonable promptitude; (2) there is no compelling reason for plaintirrs delay; and (3) the delay causes actual prejudice to the defendant. 18. As all three of these conditions have been met in the present maUer, defendants request that the Court dismiss plaintirrs Complaint with prejudice. WHEREFORE, defendants Metropolitan Life Insurance Company and Daniel J. Strinkoski respectfully request that defendants' Motion for Non Pros be granted and that plaintifrs Complaint be dismissed, with prejudice. Respectfully submitted, BY: (Jnu/ ,~7JltkL Veronica W. Saltz Amy G. McAndrew Attorneys for Defendants Metropolitan Life Insurance Company and Daniel J. Strinkoski Dated: ?/2s;/9f s '\ \ FREY, PETRAKIS, DEEB III BLUM, P.C, BY: VERONICA W. SALTZ, ESQUIRE AMY G. McANDREW, ESQUIRE Attorney I.D. Nos: 52931/75040 1601 Market Street, Sixth Floor Philadelphia, PA 19103 (215) 563-0500 Attorneys for Defendants Metropolitan Life Insurance Company and Daniel J. Strinkoski MICHAELJ. KMAN, JR., IN THE COURT OF COMMON PLEAS CUMBERLAND COUNTY, PENNSYLVANIA Plaintiff, v. NO. 94-2877 - CIVIL TERM DANIEL J. STRINKOSKI and METROPOLITAN LIFE INSURANCE COMPANY, CIVIL ACTION - LAW JURY TRIAL DEMANDED Defendants. BRIEF IN SUPPORT OF MOTION FOR NON PROS OF DEFENDANTS METROPOLITAN LIFE INSURANCE COMPANY AND DANIEL J, STRINKOSKI Defendants Metropolitan Life Insurance Company ("MetLife") and Daniel J. Strinkoski ("Strinkoski") respectfully submit the following brief in support of their Motion for Non Pros. I, INTRODUCTION AND PROCEDURAL HISTORY Plaintiff Michael J. Kman, Jr. commenced the within action on or about May 27, 1994, by the filing of a Complaint against MetLife and Strinkoski in the Court of Common Pleas of Cumberland County. In his Complaint, plaintiff alleged that Strinkoski, as an employee of MetLife, engaged in misrepresentation and fraud (Count II, unfair trade practices (Count II), violated plaintirrs civil rights (Count lll), violated plaintirrs constitutional rights '\ ! (Count IV), violated Pennsylvania's Labor Laws of Confidentiality (Count V) and violated the Pennsylvania Insurance Code (Count VI). Defendants removed this case to the United States District Court for the Middle District of Pennsylvania on the grounds of federal question jurisdiction, and, on or about July 5, 1994, defendants filed a Motion to Dismiss plaintiffs Complaint pursuant to Federal Rule of Civil Procedure 12(b). By Order dated August 19, 1994, the United States District Court for Middle District of Pennsylvania partially granted defendants' Motion and dismissed Counts III and IV of plaintifrs Complaint, thereby effectively disposing of the basis for federal jurisdiction. This case was then remanded to the Court of Common Pleas for Cumberland County. On September 9, 1994, plaintiff filed an Amended Complaint in the Court of Common Pleas for Cumberland County, wherein he alleged the following causes of action: Tortious Interference with a Business Relationship (Count I), Defamation (Count II), Defamation Per Se (Count III) and Disparagement of plaintiffs SelVices (Count V). With regard to MetLife, plaintiff asserted causes of action for breach of contract (Count IV) and Respondeat Superior (Count VI). See Exhibit "A." Defendants filed an Answer and Counterclaim to the Amended Complaint on or about October 25, 1994, wherein defendants denied the claims raised in plaintifrs Amended Complaint and asserted a counterclaim alleging that plaintiff had breached his employment agreement with MetLife by soliciting business for a company other than MetLife. See Exhibit "8." Plaintiff filed an Answer and New Matter to defendants' Counterclaim on or about 2 \ November 14, 1994. The pleadings in this matter closed on or about December 5, 1994 when defendants filed their Reply to plaintifrs New Matter. On or about December 15, 1994, defendants selVed Interrogatories and Request for Admissions upon plaintiff. Plaintiff responded to defendants' discovery on or about January 12, 1995. On or about September 1, 1995, plaintiff selVed Interrogatories and Request for Production of Documents upon defendants to which defendants responded on or about December 7, 1995. Plaintiff undertook DO additional discovery after December 1995. There was no further docket activity in the case until January 29, 1996, when defendants' counsel notified the Court with regard to her change in firm affiliation by filing a Withdrawal and Entry of Appearance. For twenty-three months, no further activity appeared on the docket of this case until December 1, 1997, when plaintiff filed a Praecipe for Listing the Case for Trial. See Exhibit .C". II, STATEMENT OF FACTS Plaintiff asserts in his Amended Complaint, that, beginning in 1992, he was employed as an account representative and a broker with MetLife. During the latter part of plaintifrs tenure, after expending considerable time and effort preparing financial plans for prospective clients Virgil Turrin, his wife Pauline, and Turrin's corporation Au, Inc., plaintiff wrote policies of insurance for Mr. and Mrs. Turrin and Au, Inc. on behalf of MetLife. Thereafter, on December 22, 1992, plaintiff delivered a letter of resignation to defendant Strinkoski (his former supelVisor) with an effective date of January 22, 1993. Plaintiff alleges 3 " \ , , I that after Plaintiff began to switch his accounts to John Hancock, Strinkoski interfered with his business relationships, by defaming him in the presence of Turrin and others. The facts that give rise to Plaintiffs lawsuit took place over five and a half years ago. Since that time, Mr. and Mrs. Turrin, neither of whom were deposed in this matter, have moved to Florida. Their current address is unknown. In addition, Mr. Turrin's company, Au, Inc. is no longer in business. Moreover, Skip Klinger, the manager who took over Mr. Strinkoski's position at MetLife, is no longer employed by MetLife, and his current whereabouts are unknown. It is believed that Mr. Klinger has information regarding the business transaction between MetLife, Plaintiff and the Turrins. Furthermore, the Penn-Harris branch of MetLife, the location at which Plaintiff was employed, is no longer in existence. All of the documents that may be relevant to PlaintiWs lawsuit, other than those already produced in discovery, have been moved from the Penn-Harris location. As such, those documents may now be extremely difficult to locate. The Affidavit of Daniel J. Strinkoski, attesting to these facts, is attached hereto as Exhibit "D." III. LEGAL ARGUMENT A, A Judgment of Non Pros Should Be Entered Because Local Rule 228 Mandates the Purging of Cases Where There Has Been No Docket Activity for Two Years. Cumberland County Local Rule of Civil Procedure 228 provides that cases may be purged from the system as a matter of course on the last Tuesday of each October, where there has been no docket activity for a period of two ~ years. This case would have been purged in accordance with Local Rule 228 on October 28, 1997, but for the "docket activity" which was created by defense counsel's notification to the Court of her change of firm affiliation via a Withdrawal and Entry of Appearance filed on January 29, 1996. However, this "docket activity" by defense counsel should not be permitted to benefit the plaintiff with regard to the present Motion. In Collura v. L & E Concrete Pumoing. Inc., 454 Pa.Super. 572, 577, 686 A.2d 392, 395 (1996), appeal denied, 548 Pa. 653, 698 A.2d 63 (1997), the Court did not deem docket activity consisting of the withdrawal and entry of appearance by plaintiffs' counsel as either" 'substantive' or an example of 'positive tlocket' action." The Court affirmatively stated that such action upon the docket should be considered "non-substantive docket activity" which should not be taken into consideration when determining a Motion for Non Pros. Id. In the present case, therefore, the activity upon the docket by defendants' counsel should not be considered substantive docket activity. As such, there was a period of three years during which plaintiff took absolutely no action to further the prosecution of his case. As mandated by Rule 228, this case should be purged from the Court's system via the granting of defendants' Motion for Non Pros. B. In the Alternative, Under Pennsylvania Law, a Judgment of Non Pros Should Be Entered Due to Plaintiff's Failure to Diligently Prosecute This Case For Almost Three Years, Pennsylvania law provides this Court with an additional basis upon which to enter a judgment of non pros due to plaintifrs failure to diligently 5 , . I pursue his case for almost three years. It is well settled that a Court may dismiss a case for inactivity based upon the plaintifrs lack of due diligence in prosecuting its case with reasonable promptitude. See,~, Jacobs v. Halloran, _ Pa.Super. _, 710 A.2d 1098, 1103 (1998). Where, as in this case, a plaintiff fails to prosecute its case with reasonable expedience and cannot demonstrate a compelling reason for the delay, and that delay has caused prejudice to the defendant, ajudgment of non pros is warranted. Id. The underlying rationale for the granting of non pros in situations where inordinate delay has occurred is the understanding that "lilt is a plaintifrs obligation to move the case forward and to monitor the docket to reflect that movement." State of the Art Medical Products. Inc. v. Aries Medical. Inc., 456 Pa.Super. 148, 153,689 A.2d 957, 960 (1997). It is clear that the duty is upon the plaintiff to proceed with his cause of action, and that the plaintiff, not the defendant, "should bear the risk of not acting within a reasonable time." Kennedv v. Bulletin Comoanv, 237 Pa.Super. 66, 71-72, 346 A.2d 343, 346 (1975), ouoting Potter Title & Trust Co. v. Frank, 298 Pa. 137, 140, 148 A. 50, 52 (1929). In the present case, plaintiff has failed to take any substantive action upon the docket for three years, which delay amounts to an effective abandonment of his cause of action. As plaintiff has failed in his obligation to move this case forward, which failure has resulted in prejudice to the defendants, defendants' within motion should be granted, and plaintifrs Complaint should be dismissed. 6 . In Jacobs, the Pennsylvania Supreme Court held that, in order to dismiss a case for inactivity pursuant to a defendant's motion for non pros, . . . there must first be a lack of due diligence on the part of the plaintiff in failing to proceed with reasonable promptitude. Second, the plaintiff must have no compelling reason for the delay. Finally, the delay must case actual prejudice to the defendant. Jacobs, _ Pa.Super. _, 710 A.2d at 1103. In the present case, the first prong of the Jacobs test is clearly established. It is undisputed, and the docket entries show, that there has been no activity by the plaintiff for three years. See Exhibit .C." The second prong of the Jacobs test is also established as plaintiff has demonstrated no compelling reason for this delay, nor will plaintiff be able to do so. Pennsylvania courts have found that compelling reasons for delay in prosecution of a case will include matters which effectively remove the case from the plaintifrs control, such as bankruptcy or other operation of law, and will not include matters within the plaintifrs control, such as the inability to obtain an expert witness. Se~,~, Collura, 686 A.2d at 395, 454 Pa.Super. at 578-79; Dorich v. DiBacco, 440 Pa.Super. 581, 586-87, 656 A.2d 522, 525, aooeal denied, 542 Pa. 669, 668 A.2d 1132 (1995). In the present case, there was no bankruptcy or other operation of law that prevented plaintiff from prosecuting his case. See Collura, 686 A.2d at 395, 454 Pa.Super. at 578-79. The plaintifrs delay in prosecuting his case is attributable only to matters that were entirely in his control, or his counsel's control. 7 , . In Metz Contracting. Inc. v. Riverwood Builders. Inc., 360 Pa.Super. 445, 451,520 A.2d 891, 894, aooeal denied, 515 Pa. 623, 537 A.2d 431 (1987), the Superior Court found that "the neglect or inadvertence of counsel to proceed over a period of three years was inadequate to signify good cause" to reverse the lower court's entrance of a judgment of non pros. Similarly, plaintiff in the present case cannot be permitted to avoid the entry of a judgment of non pros by blaming his three year delay in prosecution of this matter upon a lack of diligence by his counsel. Clearly, plaintiff cannot demonstrate any justifiable reason for his complete disregard of the most basic tenets of the judicial system. Such disregard should not be rewarded by permitting plaintiff to go forward with his case. Finally, defendants have satisfied the third prong of the Jacobs test in showing that plaintiffs lack of diligence in prosecuting his case resulted in actual prejudice to defendants. In James Bros. Lumber Co. v. Union Banking & Trust Co. of Du Bois. Pa., 432 Pa. 129, 132, 247 A.2d 587, 589 (1968) the Pennsylvania Supreme Court noted that prejudice could be established by the death or absence of a material witness. In the present case, Plaintiff alleged in his Complaint that the defendants tortiously interfered with his business relationship with Virgil and Pauline Turrins and with Mr. Turrin's business, Au, Inc. See Exhibit "A." As such, Mr. and Mrs. Turrin would be two of the most crucial witnesses at the trial of this matter. However, Mr. and Mrs. Turrin moved to Florida several years ago. Although it is believed that the Turrins are still in Florida, their exact location is not known. See Exhibit "D." K Moreover, it is not even certain that Mr. and Mrs. Turrin are still alive. As such, plaintirrs delay in prosecution of this matter has resulted in the absence of material witnesses, and defendants have suffered substantial prejudice. See James Bros. Lumber Co., 432 Pa. at 132,247 A.2d at 589. Moreover, Mr. Turrin's company, Au, Inc., ceased doing business several years ago. See Exhibit "D." As such, any records from Au, Inc. which may be necessary to the trial of this matter, are likely no longer in existence. Moreover, any employee of Au, Inc., who may have been a potential witness to this matter, will be extremely difficult, if not impossible, to locate. Defendants anticipate that witnesses other than the Turrins may also be important to the trial of this matter. Defendants contacted and interviewed numerous potential witnesses in 1995 and 1996, when the investigation of this matter was undertaken. It is highly likely that these potential witnesses contacted by defendants will be difficult, if not impossible, to locate now. For example, defendants anticipate that Skip Klinger, the manager who took over Mr. Strinkoski's position at MetLife, would be a valuable witness. However, it is believed that Mr. Klinger has information regarding the business transactions between MetLife, Plaintiff and the Turrins. Mr. Klinger is no longer employed by MetLife, and his current whereabouts are unknown. See Exhibit "D." 9 : Moreover, even if these witnesses are located, their memories of the incidents at issue in this law suit will certainly have faded.. The Court in Neshaminv Constructors. Inc. v. Plymouth Townshio. 132 Pa.Cmwlth. 299, 235, 572 A.2d 814, 817 (1990), in upholding the trial court's granting of a motion for non pros, found that prejudice was established by the defendant because -memories [of witnesses] had faded and a witness had retired." In the present case, the prejudice is even more severe, as two key witnesses have moved to an unknown location out of the state, and are therefore beyond the Court's subpoena power. Moreover, the location of numerous additional witnesses is unknown. In Metz Contracting. Inc., thc Court found that sufficient prejudice had been demonstrated by the dcfendant whcre -its ability to present factual information at trial may be substantially diminished because of a potential inaccessibility of relevant records." Metz Contracting. Inc., 360 Pa.Super. at 451,520 A.2d at 894. In the present case, the Penn-Harris branch of MetLife, the branch at which Plaintiff was employed, has been closed. The documents that were stored at that branch, including those relative to Plaintiff, have been moved to a variety of locations for storage. See Exhibit -D." As such, those documents may now be extremely difficult to locate. Even if defendants arc able to locate these crucial documents, defendants will undoubtedly undertake significant expense to do so. Such an expenditure of time and money would I Plaintiff did not attempt to memorialize the testimony of any witness through the taking of depositions. III IV. CONCLUSION In the present case, plaintiff effectively abandoned his cause of action for almost three years and then, suddenly, asked the Court to list this matter for trial. Plaintiff undoubtedly failed in his obligation to move his case fOlWard in a timely manner, and, as a result, defendants have been prejudiced. Defendants respectfully request that such blatant disregard for the judicial system by the plaintiff not be rewarded. For all of the reasons stated herein, defendants Metropolitan Life Insurance Company and Daniel J. Strinkoski respectfully request that defendants' Motion for Non Pros be granted and that plaintiffs Complaint be dismissed, with prejudice. Respectfully submitted, BY: a~ IJ~t/,--- Veronica W. Saltz Amy G. McAndrew Dated: ~/25'/1t Attorneys for Defendants Metropolitan Life Insurance Company and Daniel J. Strinkoski 12 VERIFICATION I, Amy G. McAndrew, hereby state and verify that I am the attorney for Defendants Metropolitan Life Insurance Company and Daniel J. Strinkoski; that I am authorized to make this Verification on behalf of Defendants and that the statements made in the foregoing Motion for Non Pros of Defendants Metropolitan Life Insurance Company and Daniel J. Strinkoski are true and correct to the best of my knowledge, information and belief. I understand that the statements therein are made subject to the penalties of 18 Pa. C.S. !j4904 relating to unsworn falsification to authorities. tkt</(/Y??k~ Amy G. McAndrew Dated: August 25, 1998 ". ~. t." . . ' . ". "', '", (1) , , exhibit A . ., MICHAEL J. KMAN. JR., Plaintiff IN THE COURT OF COMMON PLEAS CUMBERLAND COUNTY, PENNSYLVANIA vs. NO. 94-2877 CIVIL TERM DANIEL J. STRINKOSKl and METROPOLITAN LIFE INSURANCE COMPANY, Defendants CIVIL ACTION - LAW JURY TRIAL DEMANDED NOTICE You have been sued in court. If you wish to defend against the claims set forth in the following pages, you must take action within twenty (20) days after this amended complaint and notice have been served. To defend against the aforementioned claims, a written appearance stating your defenses and objections must be entered and filed in writing by you, the defendant, or by an attorney. You are warned that if you fail to take action against these claims, the court may proceed without you and a judgement for any money claimed in the amended complaint or for any other claim required by the plaintiff may be entered against you by the court without further notice. You may lose money, property or other rights important to you. YOU SHOULD TAKE THIS PAPER TO YOUR LAWYER AT ONCE. IF YOU DO NOT HAVE A LAWYER OR CANNOT AFFORD ONE, GO TO OR TELEPHONE THE OFFICE SET FORTH BELOW TO FIND OUT WHERE YOU CAN GET LEGAL HELP. CUMBERLAND COUNTY Court Administrator, Cumberland County Courthouse Carlisle, Pa. 17013 -- (717) 240-6200 NOTICIA Le han demandado a usted en la corte. Si usted quiere defenderse de estas damandas expuastas en las paginas siguientes, usted tiene viente (20) dias de plazo al partir de la fecha de la demanda y la notificacion. Usted debe presentar una apariencia escrita 0 en persona 0 por abogado y archivar en la corte en forma escrita sus defensas 0 sus objeciones alas demandas en contra de su persona. Sea avisadQ que si usted no se defiende, la corte tomara medidas y puede entrar una orden contra usted sin previo aviso 0 notificacion y por cualquier queja 0 alivio que es pedido en la peticion de demanda. Usted puede perder dinero 0 sus propiedades 0 otros derechos importantes para usted. LLEVE ESTA DEMANDA A UN ABODAGO IMMEDIATAMENTE. SI NO TIENNE ABOGAD 0 SI NO TIENE EL DINERO SUFICIENTE DE PAGAR TAL SERVICIO, VAYA EN PERSONA 0 LLAME POR TELEFONE A LA OFICINA CUY A DIRECCION SE ENCUENTRA ESCRIDA ABAJO PARA AVERIGUAR DONDE SE PUEDE CONSEGUm ASSISTENCIA LEGAL: CUMBERLAND COUNTY Court Administrator, Cumberland County Courthouse Carlisle, Pa. 17013 -- (717) 240-6200 MICHAEL J. KMAN, JR., Plaintiff . IN THE COURT OF COMMON PLEAS CUMBERLAND COUNTY, PENNSYLVANIA NO. 94-2877 CIVIL TERM vs, DANIEL J. STRINKOSKI and METROPOLITAN LIFE INSURANCE COMPANY, Defendants CIVIL ACTION - LAW JURY TRIAL DEMANDED AMENDED COMPLAINT 1. PlaintitrMichael J. Kman, Jr. (hereinafter "Kman") is an adult individual residing at I09ir Meal Drive, Carlisle, Pennsylvania 17013. 2. Defendant Daniel J. Strinkoski (hereinafter "Strinkoski") is an adult individual with a last known business address of 4718 Old Gettysburg Road, Suite 411, Mechanicsburg, Cumberland ~ County, Pennsylvania 17055. 3. Defendant Metropolitan Life Insurance Company (hereinafter "Metropolitan") is a A corporation with offices at One Madison Avenue, New York, New York 10010, which regularly conducts business in the Commonwealth of Pennsylvania, including, inter alia, in Cumberland County, and further including the transaction from which the current litigation arises. 4, On or about January 6, 1992, Plaintitrand Defendant Metropolitan entered into a written contract for employment. A true and correct copy of said contract is attached as Exhibit "A". . '. 5. At all times pertinent hereto, Defendant Strinkoski was employed by Defendant N&J> B ,K, /" ~ 6, On or about December 23, 1992, Kman elivered a letter of resignation to Defendant l~ (~~2- Metropolitan as Kman's direct supervisor. Metropolitan through its representative John G, Christopher, The effective date of the resignation was j\C4'~ fta---t January 22, 1993. A true and correct copy of said letteris attached as Exhibit "B". S ~ ~ ?- /J~/1Z, 7. At all times pertinent hereto, Kman was employed as an Account Representative and an Associate Branch Manager of the Metropolitan Life Insurance Company. 8. At all times pertinent hereto, Kman also acted as a broker and held various licenses with other companies. ~ ~' --lVl$uf!ct-- 9. As an Account Representative of Metropolitan, and a~k0Kman was authorized to solicit clients an~te contracts and pOliciei>>f~uch clients. 10. At all pertinent times hereto, Au, Inc. and Virgil J. Turrin and Pauline Turrin, his wife, (hereinafter~"Turrin")' were clients ofKma~ ~ ~ ~~ 11. Prior to ,giving formal written notice of resignation to Metropolitan, Kman informally made it known to Defendant Strinkoski that it was his intention to resign in the near future. . 12. During the course of the previous year, Kman has expended considerable effort and time in preparing a business consultation and estate and personal financial plan for Turrin and his company, in addition to administering the group benefits for the corporation. ="11....... - . _I - - IWOWt-- wJ ~, 0f6>BfJ ~ ~ 13. In particular, Kman had written whole life policies on Turrin's wife, employees, group ~ ..- . ' health plan for the corporation,~oup dental. plan for the corporati~ Medic~re supplement insurance ~_:urrin: and supplemental medical insurance for corporate emPloyeeyall of which g~nerated commissions for the Plaintiff. L~ 14. One of the last policies of insurance Plaintiff was able to write for Turrin was a life insurance policy on Turrin's life, for purposes of estate conservation, which Plaintiff was able to secure through John Hancock Mutual Life Insurance Company (hereinafter "John Hancock"), tU5't'\S " Mf. t). ~6i,}r 15. The policywas secured through John Hancock, in lieu of Metropolitan, because John Hancock was able to provide more insurance at a more favorable rate than could be provided by Metropolitan. t0SqFF- , 16. On or about December 11, 1992, Defendant Strinkoski, aware of Plaintiff's impending resignation, and the John Hancock policy prepared for Turrin, called Kman and begged him not to ~ .~. resign from Metropolitan. 1) ~ 24. The represcntations that Strinkoski made to Turrin wcre falsc, ))~ 25. Dcfcndant Strinkoski kncw thc falsity ofthc statemcnts madc, and/or acted in rcckless disrcgard as to the truth or falsity ofthc statcmcnts, ~ 26, At the timc of this mccting, Strinkoski was acting as Kman's immediate supervisor, and was acting on behalf of Mctropolitan as a duly autqorizcd employce and representative for Metropolitan, ~ /A~ . 27. Over a pcriod of months at thc end of 1992 and early 1993, Strinkoski further made untrue statements concerning Kman's character, to other licensed insurance agents, and to clients ofKman who called the office looking for Kman. ~ 28. Shortly after February, 1993, Strinkoski sent, via facsimile, a copy of a newspaper article conceming allegations about Plaintiff and his wife re tive to alleged abuse of their daughter. 4 29. Said newspaper article, having nothing to do with the Plaintiff's or Defendant's business, and put it with Defendant Strinkoski and Defendant Metropolitan. was sent to Turrin for the primary purpose of coercing Turrin to take his business a 30. Defendant Strinkoski forwarded the aforementioned facsimile to Turrin in his capacity as a former supervisor of Kman, and an employee and supervisor working for Metropolitan, and as a duly ~ authorized agent thereof 3 1. As a result of the Defendant Strinkoski's misrepresentations and statements to Turrin, Turrin canceled all insurance, both personal and corporate, written by the Plaintiff. / ~ 32. As a result of the cancellation of insurance, Plaintiff received chargebacks and his persistency rating within the insurance industry was reduced, which results in a lower calculation of '\. (' r. commissions across all insurance written by the Plaintiff. ~ 33. Plaintiff had a reasonable expectation, given his relationship with Turrin and his corporation, that he would continue to receive commissions based on the previously WIjuen policies, and future policies to be written. ~ 34. Plaintiff believes and therefore avers that, absent Defendant Strinkoski's active misrepresentations and inducements, Turrin would have remained a lucrative client, providing renewal ~ .~ commissions for years to come. ~ 35. Defendant Strinkoski's actions and representations had the primary purpose of depriving Plaintiff of a lucrative business relationship, and a source of income from which Plaintiff supported his wife and family. lkJ 36. Defendant Strinkoski's actions, statements and misrepresentations were wilful, malicious, - and outrageous. . 37. Plaintiff did not becomc awarc of the statcments and misrepresentations Strinkoski madc to Turrin until thcy wcrc discloscd by Turrin in responsc to discovery requcsts in another lawsuit in or about May of 1994. ~ - COUNT I MICHAEL J, KMAN, JR. v. DANIEL J, STRINKOSKI TORTIOUS INTERFERENCE WITH A BUSINESS RELATIONSHIP 38. Paragraphs 1 through 37 are hereby incorporated by reference as ifset fortI} at length. 39. Plaintiff had a valid, existing, and lucrative business relationship with a third party, i.e. Turrin. 40. Plaintiff had a reasonable expectation of continuing economic gain resulting from this relationship. 41. Defendant Strinkoski, acting on behalf of himself, and as a duly authorized representative of Metropolitan, engaged in conduct which had an adverse effect on Plaintiff's continuing business relationship with Turrin. 42. Defendant Strinkoski intended to cause destruction or harm to the relationship between Turrin and Kman. 43, Defendant Strinkoski's conduct was the proximate cause of the destruction of the business " relationship between Plaintiff and Turrin, 44. Plaintiff has suffered damages resulting in lost commissions and renewals resulting from the loss of the following policies: . (a) Pauline A. Turrin - whole life (b) Au, Inc. - employee whole life (c) Au, Inc, - group health plan (d) Au, Inc, - group dental plan (e) Virgil Turrin - Medicare supplement (f) Virgil Turrin - investments (g) Pauline and Virgil Turrin - IRAs 45. As a proximate result of the conduct of the Defendant Strinkoski, Plaintiff has lost renewals on all of the aforementioned pOlicies,:d on p.olicDs generated by Virgil Turrin's estate conservation plan for the indefinite future, ~ 46. As a proximate result of the Defendant Strinkoski's conduct, Plaintiff has lost income as a ~It 0," d~;o W. ,_ "d'g 00 W.~... blook ofb""'... ~ 47. Plaintiff believes and therefore avers that Virgil Turrin, as a result of the representations made to himby the Defendant Strinkoski, directly or indirectly, caused his associate, Mark Carbone, to 52. Defendant Strinkoski made defamatory remarks concerning Plaintifl's honesty, character and professional integrity. 53. Defendant Strinkoski published the above refcrcnced statcmcnts to Turrin and others. 54. Defendant Strinkoski, in his communications with Turrin and others, specifically referred to Plaintiff as the focus of his communications. 55. Turrin and the other recipients of Defendant Strinkoski's communications u,nderstood that these communications refer to Plaintiff. 56. Turrin and the other recipients of Defendant Strinkoski's communications understood that ! these communications were defamatory toward Plaintiff. 57. Defendant Strinkoski was not privileged to make the above referenced communications. 58. As a direct and proximate result of the Defendant's conduct, Plaintiff has been injured as aforesaid. WHEREFORE, Plaintiff respectfully requests this Honorable Court to enter judgment against both Defendants, jointly and severally, for unliquidated damages exceeding the jurisdictional amount requiring arbitration, punitive damages, attorneys fees, plus costs of this action, interest and other relief this Court may deem appropriate, . COUNT III MICHAEL J. KMAN, JR. v. DANIEL J. STRINKOSKI DEFAMATION PER SE 59. Paragraphs I through 57 arc hcrcby incorporatcd by reference as ifset forth at length. 60. By making the statcmcnts refcrenccd above, Defendant Strinkoski. has defamed Plaintiff concerning his business and profession. 61. By making the statements referenced above, Defendant Strinkoski, has defamed Plaintiff concerning alleged criminal charges unresolved at the time of communication, 62, As a result of the Defendant's conduct, Plaintiff has been injured as aforesaid. WHEREFORE, Plaintiff respectfully requests this Honorable Court to enter judgment against Defendants, both jointly and severally, for unliquidated damages exceeding the jurisdictional amount requiring arbitration, punitive damages, attorneys fees, plus costs of this action, interest and other relief this Court may deem appropriate, COUNT IV MICHAELJ, KMAN, JR. v. METROPOLITAN LIFE INSURANCE COMPANY BREACH OF CONTRACT 63, Paragraphs 1 through 60 are hereby incorporated by reference as if set forth at length, , , 64. Defendant Metropolitan had a valid cmploymcnt contract with Kman. 65. It is belicved and thereforc averred that Defendant Strinkoski knew ofthc cmploymcnt contract bctween Dcfendant Metropolitan and Kman. 66. Thc employmcnt contract, and all manuals rcfcrenced therein, between Defendant Metropolitan and Kman, had an implied covenant of good faith and fair dealing. 67. Defendant Strinkoski madc many of the above rcferenced communications ~hile Kman was still an employee of Defendant Mctropolitan, 68. As a result of Dc fend ant Strinkoski's actions and communications, hc has breached the implied covenant of good faith and fair dealing in thc employment contract. 69. Defcndant Strinkoski's breach of said covenant was a result of his dcfamatory and injurious communications to others concerning Kman. 70. As a result of Defendants breach of the implied covenant of the employment contract, Kmon has suffered considerable econornic damage. WHEREFORE, Plaintiff respectfully requests this Honorable Court to enter judgment against Defendants, both jointly and severally, for unliquidated damages exceeding the jurisdictional : amount requiring arbitration, punitive damagcs, attorncys fees, plus costs of this action, interest and other relicf this Court may dccm appropriate. COUNT V MICHAEL J. KMAN, JR. v, DANIEL J. STRlNKOSKI DISPARAGEMENT OF PLAINTIFF'S SERVICES 71. Paragraphs 1 through 70 are hereby incorporated by reference as if set forth at length. 72. Defendant Strinkoski has published the above referenced defamatory communications to clients ofKman including, but not limited to, Turrin, 73. As a result of Defendant Strinkoski's communications, Plaintiff has suffered economic damage and has been unable to sustain his prior economic position. 74. Defendant Strinkoski published these communications knowing them to be false or with complete disregard as to their truth. ~ 75. Plaintiff's ability to makc a living and perform his occupation is based upon his good character, integrity, and personal relationship with his clients. 76, Defendant Strinkoski kncw or should have known that these communications would adversely affect Kman, . 81. It is believcd and thcrefore avcrrcd that Dcfcndant Mctropolitan bcnefitted from Dcfendant Strinkoski's actions and communications conccrning Kman. 82. Dcfendant Metropolitan knew or should have known ofDcfenCiant Strinkoski's actions in defaming, humiliating, and disparaging Kman and his services, 83. Defendant Mctropolitan is liable for all damages undcr the doctrine of Respondeat Superior. WHEREFORE, Plaintiff respcctfully requests this Honorable Court to enter judgment against Defendants, both jointly and severally, for unliquidated damages exceeding the jurisdictional amount requiring arbitration, punitive damages, attorncys fees, plus costs of this action, interest and other relief this Court may deem appropriate. Respectfully submitted, g.>~Q/~tJ"~ -..- 1 hn W, Purcell, Jr. .D. 29955 1719 North Front Street Harrisburg, P A 17102 (717) 234-4178 EXHIBIT "A" J:!V!:s Metropolitan Ute'" ~ ANOAFFAJATEOCOMPANIES ".rropollr.tt Uf. 'n"".ttc. Comp.ny Q1e MnSOtl~. Httw tbt., NY IOOIO.JG!)(J ,ppointment of Account Representative To-fUcJICI" e 2_-Km.an..,-J n 12 lC A I '<3/ t "11 u You are hereby appointed an Accounl Representalive of Melropolitan L1le Insurance Company (hereinaller called "Melropolilan"), You are aulhorlzed to represent Melropolilan and any subsidiary. agency or company designated by Melropolilan In wriling (herelnaller. "deslgnales"). subject to the following condllions: 1. You are 10: (a)' procure promplly whatever licenses are required 10 enable you 10 perlorm your dulies as an Accounl Representalive and act at all limes wllhln the scope of such licenses; transact all business wilh Metro. politan or any of its subsidiaries or designates through and subject to the general supervision and direclion of the Management ollhe Sales Ollice to which you are assigned; (b) relrain from soliciling. wrlling or receiving applicalions for Insur- ance. equily products or annully contracts for Metropolitan or any of ils subsidiaries or designales unlil you are duly licensed to sell such insurance. equity products or annuity contracts: (c) commencing as soon as you have been duly licensed to do so. canvass for and procure acceptable applications for contracls 01 insurance and annuilies of all kinds and classes 01 risks and upon the plans issued by Melropolitan or any of lis subsidiaries or desig- nales. and deliver all contracts issued by Melropolilan or any 01 lis subsidiaries or designates on such applicalions: . canvass for and procure applicalions for eqully products Issued Melropolitan or any 01 ils subsidiaries or designates subject to the applicable State. Federal and Nalional Associalion of Securilies Dealers Inc.. rules and regulalions wilh respect to the licensing of Regislered Representalives and the applicable State laws with respect to Ihe licensing of Insurance agents to sell eqully products; (e) procure such applicalions in sufficient volume as to meet produc- lion objeclives established by the company and the net production credit requiremenl under the Financing Plan. II you are operating under a Financing Plan; (I) com pie Ie in a manner salisfactory to Metropolitan. training pro. grams as may be made available from time to time: (g) give prompt and courteous service to policyholders and annui. tants whose conlracts are for the time being allotted to your account. and assist them in realizing the benefits provided by their policies and contracts. and make every effort to keep in force-and In event 01 lapse. to secure '!he reinstatement of-all such policies and conlracts; (h) receive the premiums. considerations and such other moneys as you may be authorized to receive on contracts for the time being allot- ted to your account: account for and pay over to Metropolilan. In accordance wilh the applicable rules and regulallons. all moneys paid to you as an Account Representative; (I) perlorm all the services enumeraled above and such olher servo ices as Metropolitan may require in accordance with the rules and regulations and through Ihe use of the appropriate forms 01 Metro. noli tan or any of ils subsidiaries or designates: Dale Jaf!I/(J!!!In6Lnu. 19..9./__.. (j) observe and be bound by the rules 01 Melropolitan as they may be changed by Metropolitan from lime 10 time; Including but not limiled to. those embodied in the Manual ollnslructions for Account Repre. sentatives and in any supplemental rules and regulations applicable to business 01 Melropolitan or any of lis subsidiaries or designates, 2. You are not aulhorized 10 make. alter or discharge Ihe contracts 01 Metropolitan or any ot ils subsidiaries or designates; to waive lorlei. tures; or to bind Metropolitan or any 01 its subsidiaries or designates in any way not specifically authorized In writing by an authorized offi. cer 01 Metropolilan or any of its subsidiaries or designates, 3. For each week you actively perlorm the duties 01 your agency you will receive an ameunt determined In accordance wilh provi. sions 01 the Compensation Rules and Schedules Manual which include the applicable commission and compensation schedules as they may be issued. substituted or changed by Metropolitan or any of its subsidiaries or designates Irom time to time. You are to bear all expenses, except those expressly assumed by Metropoli. tan or any 01 ils subsidiaries or designates In writing. Incurred by you In your capacily as an Account Representative. ,I 4. Your appointment is not a guarantee of permanent employment and may be terminated by Melropolitan without advance notice for breach of any 01 the condilions of your appOintment and also at any time by two weeks' nolice (or two weeks' compensation in lieu thereof) in writing given to you In person or by mailing such notice 10 your last address as shown on the records 01 Melropolitan, Your appointment wih Metropolitan may be terminated by you at any time on not more than two weeks' nolice In writing to Metropolilan, Fol. lowing termination of your appointment, if you have completed 12 Fiscal Periods your commission account will be adjusted and where applicable lhe excess, il any. of credits overthe debils.lncluding any oulslanding Interim payments among olher things. will be payable as ouliined in the applicable commission and compensation sched. ules as such schedules may be Issued. substiluled or changed by Metropolilan from time to time, 5. The lerms 01 this appointment may be changed only by an aulhor. ized ollicer 01 Metropolitan in writing and nol by any representative of Metropolilan In any of Its branch. district or regional offices, 6. The commission and compensation schedules and the rules and regulations 01 Metropolitan or any of ifs subsidiaries or designates may be issued. substituted or changed only by an authorized ollicer 01 Metropolitan or any of lis subsidiaries or designates In writing and not by any representative of Metropolitan or any 01 ifs subsidiaries or designates in any of lis branch. dlslricl or regional ollices, 7. This appointmenl supercedes any prior appoinlmenl between you and Metropohlan. Metropolitan lile Insurance Company (JYi;Q;~-;V'~-;;-";':'::lJ~6"~~=:t2'L__- . . EXHIBIT "B" . , . , .. . . . . .J /"':)"/ .}~ ~'fo 9 r" f~y 2903 Society lIil1 Drive Apartment H310 Camp lIi11, Pa. 17011 December 23, 1992 Daniel J. Strinkoski, Branch Manager Metropolitan Life 2000 Ling1estown Road, Suite 108 Harrisburg, Pa, 17110 Dear Mr. Strinkoski: €'x 11 1 'l3,. :.;- 1/&'" At this time I must respectfully give advance notice of my intent . to resign. My last official day of work will be 1-22-93. This will also be my last pay period. I have enjoyed working with you this past year. In retrospect, 1992 as a whole, was very successful. However, as Metropolitan's direction has changed, so has mine, I wish you success and happiness in your new career path. If ever I can help you in any way please don't hesitate to call. . r RespeL1Y' 1ft., J. (l~~ Associate Branch Manager ~ - ..... I.... CERTIFICATE OF SERVICE I, John W. Purcell, Jr., Attorney for the Plaintiff, hereby certify that a true and correct copy of the foregoing was served on the Defendants by sending said copy to their attorney of record by first class U.S. mail on September 8, 1994: Timothy J. Harrington, Jr., Esquire Saul" Ewing, Remick & Saul 240 North Third Street, Suite 700 Harrisburg, PA 17101 Attorney for Defendants JOHN W. PURCEL I.D. NO. 29955 ......".'H.... all...'.""" "., ~l''''l'' @ Exhibit B -,- ~1l 1 MICHAEL J. KMAN, JR.. ) ) Plaintiff, ) ) ~ ) ) METROPOLITAN LIFE INSURANCE ) COMPANY and DANIEL J. STRINKOSKI, ) ) Defendants. ) IN THE COURT OF COMMON PLEAS CUMBERLAND COUNTY, PENNSYLVANIA NO. 94 - 2877 CIVIL TERM CIVIL ACTION - LAW JURY TRIAL DEMANDED NOTICE TO PLEAD TO: John W. Purcell, Jr., Esquire Purcell, Krug & Haller 1719 North Front Street Harrisburg, PA 17102 Attorneys for Plaintiff YOU ARE HEREBY NOTIFIED TO FILE A WRITTEN RESPONSE TO THE ENCLOSED NEW MATTER AND COUNTERCLAIM WITHIN TWENTY (20) DAYS FROM THE SERVICE HEREOF OR A JUDGMENT MAYBE ENTERED AGAINST YOU. Dated: October 25, 1994 21309,1 1012$/94 (jl . i*~2,-~b'- Tim J. Harr on, Jr. ~ ... ... ~.... 1,.";-1 "'U:t; ..! , w. ;'.''''.' :r:'"l:I";, . IJlr" ,; -.r;-:'.;..,' .s::.. ,-~-t(..,,; .-':t:r-'I 0 ~~~:; m j;.....~"' -::J ~~ .::a: ...r(?< c.G .c. ...... ...-, 4. Defendants admit that contract attached to the Amended Complaint was entered into between the parties but deny that Exhibit A constitutes the entire agreement and avers affirmatively that the relationship between the parties was further subject to provisions of the documents cited in Exhibit A, namely the Manual of Instructions for Account Representatives and the Compensation Rules and Schedules Manual, among others. 5. Defendants deny the allegations of paragraph five and, to the contrary, aver that Mr. Strinkoski took a new position on or about November 15, 1992, effective December 23, 1992 with the appointment of a new Branch Manager. 6. Defendants admit that the letter described was tendered to Mr. Christopher on December 23, 1992 and states that the letter itself states that Plaintiffs resignation was effective as of January 22, 1993, but denies that such statement is or was binding upon Metropolitan. 7. Defendants deny that Plaintiff was "at all times pertinent hereto" employed as an account representative or associate branch manager of Metropolitan and avers to the contrary that plaintiff was hired as an Account representative in January of 1992; was appointed an associate branch manager by Strinkoski in July of 1992; and left Metropolitan in December of 1993. 8. After reasonable investigation, Defendants have insufficient knowledge with which to form a belief as to the truth of the allegations in paragraph eight, and therefore neither admit nor deny the same, but demand strict proof thereof. 9. Defendants state that plaintiff had that authority conferred upon him under the Account Representative Appointment Agreement (Exhibit A to Plaintiffs Complaint) and the 21lO9,I 10I2.l194 -2- others documents incorporated therein by reference and deny the allegations of paragraph 9 in so far as they are inconsistent with the same. 10. Defendants deny that the specified entities were "clients" of Plaintiff and avers, to the contrary, that they were customers of Metropolitan and had policies of insurance placed with Metropolitan. 11. Defendants deny the allegations in paragraph eleven, and aver, to the contrary that Plaintiff never notified Defendant Strinkoski of any intention to resign prior to the tendering of the letter mentioned in paragraph 6 and attached to the complaint as Exhibit B. 12. After reasonable investigation, Defendants have insufficient knowledge with which to, form a belief as to the truth of the allegations in paragraph twelve, and therefore neither admit nor deny the same, but demand strict proof thereof. 13. Defendants admit that Plaintiff sold whole life insurance policies to Mr. Turrin, Mrs. Turrin and a group health insurance policy/plan to Au, Inc. and that he was paid commissions thereon by Metropolitan but, after reasonable investigation, Defendants have insufficient knowledge with which to form a belief as to the truth of the remaining allegations in paragraph thirteen, and therefore neither admit nor deny the same, but demand strict proof thereof. 14. After reasonable investigation, Defendants have insufficient knowledge with which to form a belief as to the truth of the allegations in paragraph fourteen, and therefore neither admit nor deny the same, but demand strict proof thereof. To the extent that such allegations are taken to mean that the sale of the policy was done in the course and scope of Plaintifrs employment with Metropolitan it is denied and defendants aver, to the contrary, 2IJ09,I 10115/94 -3- that if Plaintiff made such a sale, he did not do so in the course and scope of his employment with Metropolitan. 15. After reasonable investigation, Defendants have insufficient knowledge with which to form a belief as to the truth of the allegations in paragraph fifteen, and therefore neither admit nor deny the same, but demand strict proof thereof. To the extent that such allegations are taken to mean that the sale of the policy was done in the course and scope of Plaintiff's employment with Metropolitan it is denied and defendants aver, to the contrary, that if Plaintiff made such a sale, he did not do so in the course and scope of his employment with Metropolitan. 16. The allegations of paragraph sixteen are denied and Defendants aver, to the contrary, that no such communication took place. 17. The allegations of paragraph seventeen are denied and Defendants aver, to the contrary, that no such communication took place. 18. After reasonable investigation, Defendants have insufficient knowledge with which to form a belief as to the truth of the allegations in paragraph fifteen, and therefore neither admit nor deny the same, but demand strict proof thereof. To the extent that such allegations are taken to mean that Plaintiff was acting in the course and scope of his employment with Metropolitan, they are denied and defendants aver. to the contrary, that if Plaintiff made such a decision, he did not do so in the course and scope of his employment with Metropolitan. 19. The allegations of paragraph nineteen are denied and Defendants aver, to the contrary, that no such communication took place. 28309,1 1012$/94 -4- 20. The allegations of paragraph twenty are denied and Defendants aver, to the contrary, that no such communication took place. 21. The allegations of paragraph twenty-one are denied and Defendants aver, to the contrary, that no such communication took place. 22. The allegations of paragraph twenty-two are denied and Defendants aver, to the contrary, that no such communication took place. 23. The allegations of paragraph twenty-three are denied and Defendants aver, to the contrary, that no such communication took place and, further, aver that the alleged policies were never shown to Defendant Strinkoski, nor was he made aware of their provisions. 24. The allegations of paragraph twenty four constitute a conclusion of law to which no response is required under the Pennsylvania Rules of Procedure. To the extent that said allegations are taken to be factual in nature, they are denied. 25. The allegations of paragraph twenty five are conclusions of law to which no response is required under the Pennsylvania Rules of Procedure. To the extent that said allegations are taken to be factual in nature, they are denied. 26. The allegations of paragraph twenty six are conclusions of law to which no response is required under the Pennsylvania Rules of Procedure. To the extent that said allegations are taken to be factual in nature, Defendants deny that the meeting alleged by the Plaintiff ever occurred and therefore deny the allegations of paragraph 26. Defendants admit that Strinkoski was and is an employee of Metropolitan. 21lO9,I Illml94 -5- 27. Defendants deny the allegations of paragraph twenty-seven and incorporate herein by reference their answer to paragraphs 1-27, above. 28. Defendants admit the allegations of paragraph twenty-eight. 29. Defendants deny the allegations contained in paragraph twenty-nine and aver, to the contrary, that it was sent to Mr. Turrin at his request. 30. Defendants admit that Strinkoski was and is employed by Metropolitan and that he forwarded the facsimile in response to a request therefor by a Metropolitan insured. To the extent the allegations of paragraph 30 are inconsistent with the foregoing, they are denied. 31. Defendants deny the allegations of paragraph thirty-one, in that they deny that any such misrepresentations were made and as to the reasons for the cancellations of the alleged policies of insurance, after reasonable investigation, Defendants have insufficient knowledge or information upon which to fonn a belief as to the truth of said allegations and therefore neither admit nor deny the same, but demand strict proof thereof. 32. After reasonable investigation, Defendants have insufficient knowledge with which to form a belief as to the truth of the allegations in paragraph thirty-two, and therefore neither admit nor deny the same, but demand strict proof thereof. 33. After reasonable investigation, Defendants have insufficient knowledge with which to form a belief as to the truth of the allegations in paragraph thirty-two, and therefore neither admit nor deny the same, but demand strict proof thereof. 34. Defendants deny the allegations of paragraph thirty-four, in that they deny that any such misrepresentations were made and as to the reasons for the cancellations of the 2IlO9,I IDI1.lI94 -6- alleged policies of insurance, after reasonable investigation, Defendants have insufficient knowledge or information upon which to form a belief as to the truth of said allegations and therefore neither admit nor deny the same, but demand strict proof thereof. 35. Defendants deny the allegations of paragraph thirty-five and incorporate herein by reference their answers to paragraphs 1-34, above. 36. The allegations of paragraph thirty-six are conclusions of law to which no response is required under the Pennsylvania Rules of Procedure. To the extent that said allegations are taken to be factual in nature, they are denied. 37. Defendant has insufficient knowledge with which to form a belief as to the truth of the allegations of paragraph thirty-seven and therefore neither admits nor denies the same, but demands strict proof thereof. COUNT I 38. Defendants incorporate herein by reference their answers to paragraphs 1-38 of plaintiffs complaint as though fully set forth, as their answer to paragraph 38. 39. Defendant states that Plaintiff had sold Turrin, his company and his wife polices of insurance as set forth in Defendants answer to paragraph 13, which is incorporated herein by reference and denies the allegations of paragraph 39 insofar as they are inconsistent with the same. 40. The allegations of paragraph forty are conclusions of law to which no response is required under the Pennsylvania Rules of Procedure. To the extent that said allegations are taken to be factual in nature, they are denied and defendants aver to the contrary that any 28J09,1 10/25/94 -7- expectation Plaintiff may have had wa~ subject to the same exigencies and uncertainties as any future event(s). 41. Defendants admit that Strinkoski was and is an employee of Metropolitan. The remaining allegations of paragraph forty-one are conclusions of law to which no response is required under the Pennsylvania Rules of Civil Procedure. To the extent that said allegations are taken to be factual in nature, they are denied. 42. The allegations of paragraph forty-two are conclusions of law to which no response is required under the Pennsylvania Rules of Civil Procedure. To the extent that said allegations are taken to be factual in nature, they are denied. 43. The allegations of paragraph forty-three are conclusions of law to which no response is required under the Pennsylvania Rules of Civil Procedure. To the extent that said allegations are taken to be factual in nature, they are denied. 44. The allegations of paragraph forty-four are conclusions of law to which no response is required under the Pennsylvania Rules of Civil Procedure. To the extent that said allegations are taken to be factual in nature, they are denied. 45. The allegations of paragraph forty-five are conclusions of law to which no response is required under the Pennsylvania Rules of Civil Procedure. To the extent that said allegations are taken to be factual in nature, they are denied. 46. The allegations of paragraph forty-six are conclusions of law to which no response is required under the Pennsylvania Rules of Civil Procedure. To the extent that said allegations are taken to be factual in nature, they are denied. 28309.110125/94 -8- 47. The allegations of paragraph forty-seven are conclusions of law to which no response is required under the Pennsylvania Rules of Civil Procedure. To the extent that said allegations are taken to be factual in nature, after reasonable investigation, Defendants have insufficient knowledge or information upon which to form a belief as to the truth of said allegations and therefore neither admit nor deny the same, but demand strict proof thereof. 48. Defendants are aware that Turrin has filed at least two suits naming Plaintiff herein as a defendant, but with respect to the allegations as to causation, Defendants state that the same are conclusions of law to which no response is required under the Pennsylvania Rules of Civil Procedure and, with respect to the remaining allegations of paragraph forty- eight, after reasonable investigation, Defendants have insufficient knowledge or information upon which to form a belief as to the truth of said allegations and therefore neither admit nor deny the same, but demand strict proof thereof. 49. The allegations of paragraph forty-six are conclusions of law to which no response is required under the Pennsylvania Rules of Civil Procedure. To the extent that said allegations are taken to be factual in nature, Defendants deny the allegations of paragraph forty-nine and aver to the contrary that no such violations have occurred and, further, aver that such regulations do not confer a private right of action upon plaintiff and are irrelevant to this action. 2IlO9.1 10I1.l/94 -9- . . COUNT II 50. Defendants incorporate herein by reference their answers to paragraphs 1-49 of plaintiffs complaint as though fully set forth, as their answer to paragraph 50. 51. The allegations of paragraph fifty-one are conclusions of law to which no response is required under the Pennsylvania Rules of Civil Procedure. To the extent that said allegations are taken to be factual in nature, they are denied. 52. The allegations of paragraph fifty-two are conclusions of law to which no response is required under the Pennsylvania Rules of Civil Procedure. To the extent that said allegations are taken to be factual in nature, they are denied. 53. The allegations of paragraph fifty-three are conclusions of law to which no response is required under the Pennsylvania Rules of Civil Procedure. To the extent that said allegations are taken to be factual in nature, they are denied. 54. Defendants deny the allegations of paragraph fifty-four and incorporate herein by reference their answers to paragraphs 1-54, above, as though fully set forth. Plaintiff has not identified with any specificity the communications referred to nor the persons with whom such communications allegedly took place. 55. Defendants deny the allegations of paragraph fifty-five and incorporate herein by reference their answers to paragraphs 1-54, above, as though fully set forth. Plaintiff has not identified with any specificity the communications referred to nor the persons with whom such communications allegedly took place. 56. Defendants deny the allegations of paragraph fifty-six and incorporate herein by reference their answers to paragraphs 1-55, above, as though fully set forth. Plaintiff has 21lJ09,I 10125/94 -10- not identified with any specificity the communications referred to nor the persons with whom such communications allegedly took place. Further, the allegation that any such communications were defamatory is a conclusion of law to which no response is required. 57. Defendants deny the allegations of paragraph fifty-seven and incorporate herein by reference their answers to paragraphs 1-55, above, as though fully set forth. Plaintiff has not identified with any specificity the communications referred to nor the persons with whom such communications allegedly took place. 58. The allegations of paragraph 58 are conclusions of law to which no response is required. To the extent they are taken to be factual in nature, Defendants deny the allegations of paragraph 58, and aver to the contrary that no conduct of the Defendants in any way injured the plaintiff and, in the alternative, deny that plaintiff was injured in the maMer or to the extent alleged. WHEREFORE, Defendants deny that Plaintiff is entitled to judgment against them for any sum of money whatsoever, or to punitive damages, costs and attorneys' fees, or to interest or any other relief sought. Defendants pray that this matter be dismissed, that judgment be entered in their favor and against the Plaintiff, including reasonable costs and attorneys' fees and for such other relief as the Court deems appropriate. Defendants demand trial by jury. 28JOI/.1 10125/94 -11- COUNT III 59. Paragraphs 1-58 of Defendants' answer to the amended complaint are incorporated herein by reference, as though fully set forth, as their answer to paragraph 59. 60. The allegations of paragraph 60 are conclusions of law to which no response is required. To the extent they are taken to be factual, they are denied. 61. The allegations of paragraph 61 are conclusions of law to which no response is required. To the extent they are taken to be factual, they are denied. 62. The allegations of paragraph 62 are conclusions of law to which no response is required. To the extent they are taken to be factual, they are denied. WHEREFORE, Defendants deny that Plaintiff is entitled to judgment against them for any sum of money whatsoever, or to punitive damages, costs and attorneys' fees, or to interest or any other relief sought. Defendants pray that this matter be dismissed, that judgment be entered in their favor and against the Plaintiff, including reasonable costs and attorneys' fees and for such other relief as the Coun deems appropriate. Defendants demand trial by jury. COUNT IV 63. Paragraphs 1-62 of Defendants' answer to the amended complaint are incorporated herein by reference, as though fully set forth, as their answer to paragraph 59. 64. Defendants admit that there was such a contract at certain times, but denies the allegations of paragraph 64 insofar as it lacks specificity and does not state the period of time it is meant to relate to. 21lJ09,I 1012$/94 -12- 65. To the extent that such a contract existed, as stated in paragraph 64 of Defendants' answer, it is admitted. 66. The allegations of paragraph 66 are a conclusion of law to which no response is required. To the extent said allegations are taken to be factual in nature, defendant denies the same and avers that the provisions of the contract are as set forth therein. 67. After reasonable investigation, Defendants have insufficient knowledge or information with which to form a belief as to the truth of the allegations of paragraph 66 as the alleged communications are not specified nor the persons communicated to nor the contents thereof, nor the alleged times of such communications and therefore neither admit nor deny the same but demand strict proof thereof. 68. The allegations of paragraph 68 are a conclusion of law to which no response is required. To the extent said allegations are taken to be factual in nature, defendants deny the same and aver that the provisions of the contract are as set forth therein and further, that plaintiff breached the contract himself by acting in a manner inconsistent with the fiduciary duties owed the defendant. 69. The allegations of paragraph 69 are a conclusion of law to which no response is required. To the extent said allegations are taken to be factual in nature, defendants deny the same and aver that the provisions of the contract are as set forth therein and further, that plaintiff breached the contract himself by acting in a manner inconsistent with the fiduciary duties owed the defendant. 70. The allegations of paragraph 70 are a conclusion of law to which no response is required. To the extent said allegations are taken to be factual in nature, defendants deny 2IJ09,I 10125/94 -13- the same and aver t"at the provisions of the contract are as set forth therein and further, that plaintiff breached the contract himself by acting in a manner inconsistent with the fiduciary duties owed the defendant and that such damage, if any, which occurred was the result of plaintiffs own conduct. WHEREFORE, Defendants deny that Plaintiff is entitled to judgment against them for any sum of money whatsoever, or to punitive damages, costs and attorneys' fees. or to interest or any other relief sought. Defendants pray that this matter be dismissed, that judgment be entered in their favor and against the Plaintiff, including reasonable costs and attorneys' fees and for such other relief as the Court deems appropriate. Defendants demand trial by jury. COUNT V 71. Paragraphs 1-70 of Defendants' answer to the amended complaint are incorporated herein by reference, as though fully set forth, as their answer to paragraph 59. 72. Defendants deny the allegations of paragraph seventy-two and incorporate herein by reference their answers to paragraphs 1-71, above, as though fully set forth. Plaintiff has not identified with any specificity the communications referred to nor the persons with whom such communications allegedly took place. Further, the allegation that any such communications were defamatory is a conclusion of law to which no response is required. 73. The allegations of paragraph seventy-three are conclusions of law to which no response is required under the Pennsylvania Rules of Civil Procedure. To the extent that 1IJ09,llom/94 -14- they may be taken as factual in nature, they are denied and defendants aver that no act or omission of theirs resulted in any damage to the plaintiff. 74. The allegations of paragraph seventy-four are conclusions of law to which no response is required under the Pennsylvania Rules of Civil Procedure. To the extent that they may be taken as factual in nature, they are denied and defendants aver that plaintiff pleaded guilty to the charges of child abuse/neglect referred to. 75. After reasonable investigation, defendants have insufficient knowledge or information upon which to form a belief as to the truth of the allegations of paragraph seventy-five and therefore neither admit nor deny the same but demand strict proof thereof. 76. The allegations of paragraph seventy-six are conclusions of law to which no response is required under the Pennsylvania Rules of Civil Procedure. To the extent they are taken to be factual in nature, they are denied. Defendant merely provided a copy of an article which was in the public domain and had already been seen by Turrin. 77. The allegations of paragraph seventy-seven are conclusions of law to which no response is required under the Pennsylvania Rules of Civil Procedure. To the extent they are taken to be factual in nature, they are denied. 78. The allegations of paragraph seventy-eight are conclusions of law to which no response is required under the Pennsylvania Rules of Civil Procedure. To the extent they are taken to be factual in nature, they are denied. WHEREFORE, Defendants deny that Plaintiff is entitled to judgment against them for any sum of money whatsoever, or to punitive damages, costs and attorneys' fees, or to interest or any other relief sought. Defendants pray that this matter be dismissed, that 21309,1 10I2S194 -15- judgment be entered in their favor and against the Plaintiff, including reasonable costs and attorneys' fees and for such other relief as the Court deems appropriate. Defendants demand trial by jury. COUNT VI 79. Paragraphs 1-78 of Defendants' answer to the amended complaint are incorporated herein by reference, as though fully set forth, as their answer to paragraph 59. 80. The allegations of paragraph eighty are conclusions of law to which no response is required under the Pennsylvania Rules of Civil Procedure. 81. The allegations of paragraph eighty-one are denied. 82. The allegations of paragraph eighty-two are conclusions of law to which no response is required under the Pennsylvania Rules of Civil Procedure. To the extent they are taken to be factual in nature, they are denied. 83. The allegations of paragraph eighty-three are conclusions of law to which no response is required under the Pennsylvania Rules of Civil Procedure. To the extent they are taken to be factual in nature, they are denied. WHEREFORE, Defendants deny that Plaintiff is entitled to judgment against them for any sum of money whatsoever, or to punitive damages, costs and attorneys' fees, or to interest or any other relief sought. Defendants pray that this matter be dismissed, that judgment be entered in their favor and against the Plaintiff, including reasonable costs and attorneys' fees and for such other relief as the Court deems appropriate. Defendants demand trial by jury. 21309,llllI2.5/94 -16- DEFENSES 84. Defendant repeats and restates its answers to paragraphs one through fifty-nine of Plaintifrs complaint as though fully set forth. 85. Plaintifrs complaint fails to state a cause of action upon which relief may be granted. 86. The alleged defamatory statements pleaded by the Plaintiff in his complaint are in fact true and therefore no cause of action will lie against these Defendants. 87. The alleged defamatory statements pleaded by the Plaintiff in his complaint were not made with actual malice, within the meaning of 42 Pa.C.S.A ~8344. 88. The alleged defamatory statements pleaded by the Plaintiff in his complaint were not negligently or carelessly made, nor made wilfully, wantonly or with conscious disregard, within the meaning of 42 Pa.C.S.A ~8344. 89. The alleged defamatory statements pleaded by the Plaintiff in his complaint are protected by a qualified and/or conditional privilege under which these Defendants are immune from suit. 90. The alleged defamatory statements pleaded by the Plaintiff were not, in fact, defamatory in nature in that they were not direrrted to or against the Plaintiff. 91. There was justification for the statements allegedly made, within the meaning of 42 Pa.C.S.A ~8342. 92. Plaintiff is a public figure in regard to the allegations set forth in his Complaint. 21309,1 10125/94 -17- 93. Plaintiff was involved in a public controversy in regard to the allegations set forth in his Complaint. 94. The alleged defamatory statements are in fact matters of opinion which are not actionable. 95. The statements alleged to be defamatory are not actionable under Pennsylvania law. 96. The alleged defamatory statements pleaded by the Plaintiff in his complaint are protected by a privilege under which these Defendants are immune from suit. 97. All of the allegedly disparaging and/or defamatory communications alleged in the complaint were made more than one year before the filing of the complaint in this matter, and are therefore barred by the applicable statute of limitations, 42 Pa.C.S.A. ~ 5523, setting forth a limitation period of one year, bars such an action. Abernethy v. Williams, 584 A.2d 1085, 136 Pa.Cmwlth. 715, (Pa.Cmwlth. 1990) appeal denied 602 A.2d 861, 529 Pa. 652. 98. The actions of defendants were not willful, wanton, malicious or outrageous conduct designed to damage the plaintiff and therefore no claim for breach of the agency contract will lie. 99. Since both the insurer and agent are parties to the agency contract, each party has agreed to be bound by the terms of the contract and may not use a tort action to punish the other party for actions taken under the contract. 100. The plaintiff was not a party to the insurance contract between Turrin, his wife and/or Au, Inc. and, therefore, Defendants' contacts with Turrin cannot be an interference 21309,1 10125/94 -18- with a contract relating to the insured, since there is no contract between the agent and the insured. 101. To the extent that Turrin's cancellation of Metropolitan policies is alleged to be the basis upon which plaintiff seeks recovery, the policy cancellations are not an actionable interference with the agency contract since disputes under the agency contract must be settled under the provisions of the agency contract. 102. All of plaintiffs actions are barred by the applicable statutes of limitation. 103. Plaintiff breached his contract with Metropolitan by tortiously interfering in . Metropolitan's contracts of insurance with Turrin, Au, Inc. and Mrs. Turrin and replacing them or attempting to do so, with policies written by John Hancock or another insurer. 104. No private right of action is granted for violation of 40 P.S. ~ 1171.1, et seq. nor will any action thereunder by plaintiff lie against these defendants. 105. Plaintiffs breach of the contract between he and Metropolitan nullified any rights he may have had thereunder, excusing Metropolitan's performance and justifying any acts it may have taken to preserve its contractual relationship with its insureds. 106. The claims stated by the plaintiff are subject to arbitration by virtue of the fact that the plaintiff was covered by the provisions of a collective bargaining agreement which requires the same and/or by his execution of an NASD U-4 form, under which he is required to arbitrate all matters arising out of his employment. 107. Plaintiff is estopped from bringing a breach of contract action by his own breach of the contractual agreement, excusing Metropolitan's performance and justifying any acts it may have taken to preserve its contractual relationship with its insureds. 21309,1 10I2S/94 -19- 108. Plaintiff's breach of the contractual agreement between the parties constitutes a failure of consideration, excusing Metropolitan 0 s performance and justifying any acts it may have taken to preserve its contractual relationship with its insureds. 109. Plaintiff failed to mitigate his damages. 110. Defendants reserve the right to challenge any award of delay damages in this case. 111. Defendants demand that appropriate hearings be conducted in this case prior to any award of delay damages. 112. Rule 238 of the Pennsylvania Rules of Civil Procedure, on its face, and as applied is violative of the Due Process and Equal Protection clauses of the Fourteenth amendment to the Constitution of the United States, Section 1983 of Title 42 of the United States Code and Article I, Sections 1, 6, 11 and 26 and Article V, Section 10(c) of the Pennsylvania Constitution and imposes a chilling effect on the exercise by Defendants of their constitutional rights. 113. Punitive damages are violative of the Due Process and Equal Protection clauses of the Fourteenth amendment to the Constitution of the United States, Section 1983 of Title 42 of the United States Code and Article I, Sections I, 6, 11 and 26 and Article V, Section 10(c) of the Pennsylvania Constitution. 114. Punitive damages constitute an unwarranted and unconstitutional injection of principles of criminal law into this civil action without the safeguards, in1C1: alia, of the burden of proof beyond a reasonable doubt, freedom from double jeopardy, a defined 21309.1 10I2.l/94 -20- standard for punishment and a limit thereto, and, by reason of the foregoing, are an unconstitutional basis for the taking of defendants' property without due process of law. 115. Defendants reserve the right to file such additional defenses, affirmative defenses, crossclaims, counterclaims and/or third party claims as may be appropriate upon completion of their investigation and discovery in this matter. WHEREFORE, Defendants deny that Plaintiff is entitled to judgment against them in a sum in excess of $50,000.00, or to punitive damages, costs and attorneys' fees, or to any sum of money whatsoever. Defendants pray that this matter be dismissed, that judgment be entered in their favor and against the Plaintiff, including reasonable costs and attorneys' fees and for such other relief as the Coun deems appropriate. Defendants demand trial by jury. COUNTERCLAIM 116. There existed between Metropolitan Life Insurance Company and Michael Kman certain contracts, at all times relevant hereto, which are attached hereto as Exhibits A, Band C. 117. By a contract dated January 6, 1992, which was attached by Kman as Exhibit A to his complaint and so marked herein, Kman was required, under Paragraph 1 (j) to ". . . observe and be bound by the Rules of Metropolitan as they may be changed by Metropolitan from time to time; including but not limited to, those embodied in the Manual of Instructions 1IJ09,110/25/94 -21- for account representatives and in any supplemental rules and regulations of business of Metropolitan . . ." 118. The relevant portions of the Manual of Instructions referred to in paragraph 117, and attached hereto as Exhibit B, contained the following provisions: "7. A sales person, regardless of his/her date of appointment to the Company, will not be permitted to broker business, except through MetLife General Insurance Agency, Inc. (MLGlA). Anyone who solicits business for any other company, except through MLGIA, will be subject to termination. 8. Any sales person who is licensed with another company. except through MLGlA, will, be subject to termination" 119. By the terms of such contracts, and in addition, the contract attached hereto as Exhibit C, specifically Paragraph 2.a. thereof, Kman agreed that he would, ". . . not directly or indirectly perform any act or make any statement which would tend to divert from Metropolitan any trade or business with any customer, be it a person, a company or an organization, to whom I previously sold insurance offered by or through Metropolitan; nor will I advise or induce any customer of Metropolitan, be it a person, a company or an organization, to reduce, replace, lapse, surrender or cancel any insurance obtained from or through Metropolitan. " 120. Upon information and belief, Kman violated the provisions of the foregoing contracts and breached the same by inducing Virgil Turrin, Au, Inc., Pauline Turrin, Beverly 28J09,1 10125194 -22- VERIFICATION I, Daniel J. Strinkoski, hereby verify that I have read the foregoing Answer to Complaint, New Matter and Counterclaim, and the statements made therein which are within my personal knowledge are true and correct and, as to the statements based upon the information of others, I believe them to be correct after reasonable inquiry. Further, as to the statements, language and averments which may contain legal conclusions, I have signed below, upon the advice and counsel of my attorney that the same are required and/or are necessary to legally raise and/or preserve issues for the defense of this matter. I understand that statements made herein are subject to the provisions of 18 Pa.C.S.A. S 4904 relating to unsworn verifications. Daniel J. Strinkoski Dated: 21309.1 IllI25l94 CERTIFICATE OF SERVICE I, Tim J. Harrington, Jr., one of the attorneys for the Defendants herein, state that I have caused to be served a true and correct copy of the attached Defendant's Answer to Plaintifrs Complaint, New Matter and Counterclaim upon the attorney listed below, by the same being placed in the U.S. Mail, first-class, postage prepaid addressed to the following: John W. Purcell, Jr., Esquire Purcell, Krug & Haller 1719 North Front Street Harrisburg, PA 17102 Attorneys for Plaintiff ,1,). Tim J. Ha gto, Saul, Ewing, Remlc & Saul 240 North Third Street Suite 700 Harrisburg, PA 1710l (717) 238-7675 Attorneys for Defendant: Metropolitan Life Insurance Company Dated: October 25, 1994 21lO9.110I2.l194 . .; EXHIBIT "A" 11M, Metronolitan Ufe' W ANOAFFlLlATiOCOMPANIES lletropolltMt UIt IMUtMCe Com,..", 01t Mdson A.oMut. ,.., Mri'. NY IOOR>o3GPO Appointment of Account Representative To "';'t:,.' ." t: I~ t' r:. ?'t. .' You are hereby appointed an Accounl Representallve 01 Metropolitan Llle Insurance Company (hereinafter called "Metropolitan"). You are aulhorlzed 10 represenl Metropolilan and any subsidiary. agency or company designated by Metropolitan m wrlllng (hereinafter. "designates"). sub,ectto the following condlllons: 1. You are 10: (a) procure t>romplly I'otlalever lICenses are required to enable you to perlorm your duties as an Account Representative and act at all times within the scope 01 such licenses: transact all buSiness With Metro. politan or any 01 ItS subsidiaries or deSignates Ihrough and subjeclto the general supervisIOn and dlreclion 01 the Management ollhe Sales Office to I'otllCh you are assigned: (b) relraln Irom soliCiting. writing or receiving applications lor Insur. ance. equity products or annuity contracts lor Metropolitan or any of Us subsidiaries or deSignates until you are duty licensed to sell such insurance. equity products or annUIty contracts; (c) commencing as soon as you have been duly licensed to do so. canvass lor and procure acceptable applicallons lor contracts 01 insurance and annUities 01 all kinds and classes 01 risks and upon the plans issued by Metropolitan or any 01 ils subSidiaries or deslg. nates. and deliver all contracts issued by Metropolitan or any 01 ItS subsidiaries or deSignates on such applications: (d) canvass for and procure applications lor equity products issued by Metropolitan or any 01 ils subsidiaries or designates subject to the applicable State. Federal and National Associallon 01 Securities Dealers Inc.. rules and regulations wilh respecf to the licensing of Registered Representatives and the applicable Stale laws wllh respect to the licensing 01 Insurance agents to sell equity products: (e) procure such applications in sufficient volume as to meet produc. tion objectives established by the company and the nel production credit requirement under the Financing Plan. if you are operating under a Financlr'9 Plan; (f) complete In a manner satisfactory to Metropolitan. training pro. grams as may be made available from time to time; (g) give prompt and courteous servrce to policyholders and annui. tants whose contracts are lor Ihe time being allolled to your account, and assist them In realizing the benelits provided by their poliCies and contracts. and make every effort 10 keep in force-and in event 01 lapse. to secure the reinstatement ol-all such policies and contracts; (h) receive the premiums. considerations and such other moneys as you may be authorized to receive on contracts for the time being allOt. ted to your account; account for and pay over to Metropolitan. in aceo<dance with the applicable rules and regulations, all moneys paid to you as an Account Representallve; (If perlorm all the services enumerated above and such other servo Ices as Metropolitan may require in accordance wilh the rules and regulations and through the use 01 the appropriate lorms 01 Metro. polltan or any 01 ItS subsidiaries or designates: Date ;}.'~'i.1:.......':." ~ J 19 92 100 (11891 Punted In USA Ul observe and be bound by the rules of MetropolUan as they may be changed by Melropolitan from time to time: including but notlimiled to, those embodied in the Manual 01 Instructions for Account Repre. sentallves and in any supplemental rules and regulations applicable 10 buSiness of Metropolitan or any 01 lis subsidiaries or designales. 2. You are not authorized to make. aller or discharge the contracts of Metrcpolllan or any of ilS subsidiaries or designates: to waive forlei. lures: or to bind Metropolitan or any 01 Us subsidiaries or designates in any way not speclllCally authorized in writing by an authorized olli. cer 01 Metropolitan or any 01 lis subsidiaries or designates. 3. For each week you actively perlorm the duties of your agency you will receive an amount determined in accordance With provi. sions of the Compensation Rules and Schedules Manual which include the applicable commission and compensation schedules as they may be issued. subslltuted or changed by Melropolltan or any 01 Us subsidiaries or designates from time to time. You are to bear all expenses, except those expressly assumed by Metropoll. tan or any of lis subsidiaries or designates in writing, incurred by you in your cepacity as an Account Represl'''ative. . 4. Your appointment is not a guarantee of permanent employment and may be terminated by Metropolitan wllhout advance notice for breach of any of the condilions 01 your appointment and also at any time by two weeks' notice (or two weeks' compensallon in lieu thereof) In writing given to you in person or by mailing such notice to your last address as shown on the records of Metropolitan. Your appoinlment wih Metropolilan may be terminated by you at any time on not more than two weeks' nollce In wrillng to Metropolitan. Fol. lowing termination of your appointment. if you have completed 12 Fiscal Periods your commission account will be adjusted and where applicable the excess. II any. of credils over the debits, including any oulstandlng interim payments among other things, will be payable as outlrned in the applicable commission and compensation sched. ules as such schedules may be issued. substiluted or changed by Metropolitan Irom time to time. 5. The lerms 01 this appointment may be changed only by an author. ized ollicer of Metropolitan In writing end not by any representallve of Metropolitan in any of its branch, district or regional offices. 6. The commission and compensation schedules and the rules and regulations 01 Metropolitan or any of its subsidiaries or designates may be issued, substituted or changed only by an authorized ollicer 01 Melropolitan or any 01 its subsidiaries or designates in wrillng end not by any representative 01 Metropolitan or any of its subsidiaries or designates in any 01 Its branch. district or regional offices. 7. This appointment supercedes any prior appOintment between you and Metropolitan. MetropOlitan Life Insurance Company By Agency VtCe.Pre~1d fL~~-7..I._ R~l()nal Sales Manage' 1BOOOO578~8 (1189) . EXHIBIT "B" ZX-l-{I B('f 1'1' !II; t.l GEREIlAL RDIJlS . CLAUSE I APPOINTHEIlT AIm DUTIES OF A SALES PERSON Each individual appointed as a sales person of the Metropolitan Life Insurance Company, herein after called "Metropolitan" is authorized to represent Metropolitan and any subsidiary, agency or company designated in writing by Metropolitan or where applicable by such subsidiary, agency or company (herein after, "designates") subject to the fOllowing conditional 1. Each sales person is required to: (a) procure promptly whatever licenses are required to perform the duties of a sales person and act at all times within the scope of such licenses; trsnssct all business with Metropolitan or any of ita subsidiaries or designates through and subject to the general supervision and direction of the Management of the Sales Office to which he/she is assigned; (b) refrain from soliciting, writing or receiving applicatione for insurance, equity products or annuity contracts for Metropolitan or any of its subsidiaries or designates until duly appointed and licensed to sell such insurance, equity products or annuity contracts; (c) commencing as soon as. duly licensed to do so, canvass for and procure acceptable applications for contracts of inaurance and annuities of all kinds and classes of risks and upon the plans issued by Metropolitan or any of its subsidiaries or deSignates, and deliver all contracts iasued by Metropolitan or any of its subsidiaries or designates on such applications; (d) canvass for and procure applications for equity products issued by Metropolitan or any of its subsidiaries or designates subject to the applicable State, Federal and National Association of Securities Dealers, Inc. rules and regulations with respect to the licensing of Registered Representatives and the applicable State lawa with respect to the licensing of insurance agents to sell equity products; (e) procure such applications in sufficient volume as to meet production objectives established by Metropolitan and the net production credit requirement under the Financing Plan, if he/she is operating under a Financing Plan; (f) co~plete in a manner satisfactory to Metropolitan, training programs as may be made available from time to time; (g) give prompt and courteous service to policyholders and annuitants whose contracts are for the time being allotted to his/her account, and assist them in realizing the benefits provided by their policies and contracts, and make ~very_effort to keep in force--and in event of lapse, to secure the reinstatement of --all such policiea and contracts; 1 - 1 1 (5-88) , (h) as may be authorized by Metropolitan, its subsidiaries or designates to receive the premiums, considerations and such other moneys on contracts for the time being allotted to his/her account; account for and pay over to Metropolitan, in accordance with the applicable rules and regulations, all moneys received as a sales person. (i) perform all the services enumerated above and such other services as Metropolitan may require in accordance with the rules and regulations and through the use of the appropriate forms of Metropolitan or any of its subsidiaries or designates; (j) observe and be bound by the rules of Metropolitan as they may be changed by Metropolitan from time to time; including but not limited to those embodied in the Manual of Instructions for Account Representatives and in any supplemental rules and regulations applicable to business of Metropolitan or any of its subsidiaries or deaignates. 2. A representative is not authorized to make, alter or discharge the contracts of Metropolitan or any of its subsidiaries or designates; to waive forfeitures; or to bind Metropolitan or any of ita subsidiaries or designates in any way not specifically authorized in writing by an authorized Officer of Metropolitan or any of its subsidiaries or designates. 3. For each week a salea person actively performs the duties of his/her agency, he/she will receive an amount determined in accordance with provisions of this manual which include the applicable commission and compensation schedules as they may be issued, substituted or changed by (. Metropolitan or any of its subsidiaries or designates from time to time. A ~ sales ~erson is to bear all expenses, except those expressly assumed by Metropolitan or any of its subsidiaries or designates in writing, incurred by him/her in his/her capacity as a sales person. 4. In the case of equity products, and P&L contracts, until the sales person is properly licensed for those products and contracts, he/she will neither receive commission prior to the date he/she is properly licensed nor may he/she accompany a duly licensed representative or be involved in any way in the issue or servicing of equity products or P&L contracts. BOTE: In Kanses, an unlicensed individual may not accompany a licensed representative for the purpose of observing the solicitation or writing of insurance. s. An agency with Metropolitan requires the sales person's full time for the proper performance of agency duties, and the sales person shall not engage at any time between Monday and Friday, inclusive, in any other work, activity or occupation for financial remuneration. 6. A sales person shall not engage the services of another canvasser, nor pay any person for canvassing or other services, nor solicit or render service on any terms other than those contained herein, nor accept fees or gratuities of any kind for rendering service to policyholders. 1(5-88) 1 - 2 ~ r 7. A sales person, regardless of his/her date of appointment to the Company, will not be permitted to broker business, except through MetLife General Insurance Agency, Inc. (MLGIA). Anyone who solicits business for any other company, except through the MLGIA. will be subject to termination. 8. Any sales person who is licensed with another company, except through MLGIA, will be subject to termination. 9. Metropolitan Property and Liability Insurance Company and MetLife General Insurance Agency retain exclusive proprietary interest in their clients and in all business produced by or assigned for service to their agents and employees. A sales person shall not directly or indirectly write or service any insurance for any company, other than the MetLife General Insurance Agency, Metropolitan Property and Liability Insurance Company, or any other Metropolitan subsidiary or designate, or an automobile insurance-aasigned risk plan, automobile reinsurance facility, available FAIR plan or federally sponsored flood program. A sales person's authority to solicit, submit and/or service any applications and/or a sales person's license may be suspended or withdrawn by the Metropolitan Property and Liability Insurance Company for a definite or indefinite period of time upon disclosure of underwriting irregularities or other practices. This may include actions which have caused a claim to be paid under the errors and omissions protection program for P & L insurance. 10. A sales person will maintain all books, records, and accounts required by Metropolitan or any of its subsidiaries or designates in the manner and form prescribed by Metropolitan or any of its subsidiaries or designates and Metropolitan will have the right at any time to take up, audit, and examine all of said books, records and accounts. 11. Appointment of an individual to a sales person's position is not a guarantee of permanent employment and may be terminated by Metropolitan without advance notice for breach of any of the conditions of his/her appointment and also at any time by two weeks' notice (or two weeks' compensation in lieu thereof) in writing given to him/her in person or by mailing such notice to his/her last address as shown on the records of Metropolitan. Following termination of the sales person's appointment, if he/she has completed 12 Fiscal Periods his/her commission account will be adjusted and where applicable the excess, if any, of credits over the debits, including any outstanding interim payments among other things, will be payable as outlined in the applicable commission and compensation schedules as such schedules may be issued, substituted or changed by Metropolitan from time to time. 1 - 3 1(5-88) .. j r . EXHIBIT "e" .fy, \ \ 1,"'tI8ft Q' O~hF~P~ Metropolitan ut.'nlurance Company Q10 M.odo,,,,, _. "- _. NY 1OOJO-36!1O ~ Agreement: In consideration of this appointment by Metropolitan Life Insurance Company or any 01 its subsidiary or affiliated companies ("Metropolitan"). I agree to the following: 1. All equipment, material, records, supplies, manuals. rate books. forms, files and any other such documentallon and/or Information ("property") provid9d to me by Metropolitan or obtained by me from Metropolitan or dewloped by me In the course of performing my dulles as an employee of Metropolitan. pertaining 10 the business of Metropolitan or pertaining 10 any of its customers or prospecliw customers. shall be and remain the property of Metropolitan. Upon the voluntary or Involuntary terminallon of my employment with Metropolitan, I agree to Immediately deliwr 10 Metropolitan or its designee the original and any copies. notes. recordings, transcriptions or any other reproducllons of the property, resident In whatewr media and regardless of whether or not I haw retained it In my personal possession. I also agree not 10 divulge 10, share with or permit access by any Individual or organization not currently employed by Metropolitan 10 the property both during and after my tenure as an employee of Metropolitan. ~. :,." 2. Within the state(s) In which I am, haw been or become licensed to sell insurance for Metropolitan. and during and for 18 months following my voluntary or involuntary termination of employment with Metropolitan: a. I will not directly or Indirectly perform any act or make any statement which would tend 10 diwrt from Metropolitan any trade or business with any customer. be it a person, a company or an organization, to whom I previously sold insurance offered by or through Metropolitan; nor Will' advise or induce any customer of Metropolitan, be It a person. a company or an organizallon, to reduce. replace. lapse. surrender or cancel any Insurance obtained from or through Metropolitan. b. I will not induce or a"empt to induce any employee of Metropolitan to breach his or her agreement with Metropolitan; nor will I Induce or a"emptto Induce any employee of Metropolitan to leave Metropolitan's employ for the purpose of replacing Metropolitan business with the product(sl of any other insurance company; nor willi make use of any Information or records which are the property of Metropolitan in order to enable a third party not associated with Metropolitan, to advise or induce any customer or Metropolitan. be it a person, a company or an organization, 10 reduce. replace. lapse. surrender or cancel any insurance obtained from or through Metropolitan. c. I will Inform Metropolitan promptly of the identity or any of my subsequent employers which are engaged in the business of Insurance, along with my tille and description; and I hereby authorize Metropolitan to present a copy of this Agreement to such employers. 3. Without prejudice to whatewr other recourse which Metropolitan may haw in the ewntthatl violate any of the provisions of this Agreement. including without limitation. an action In damages, Metropolitan shall have the right to obtain an injunction enjoining any such violation. I hereby acknowledge that. in the event of any such violation. Metropolitan will suffer Irreparable ha'rm and that an injunction Is therefore a necessary remedy in the circumstances. 4. If Metropolitan Is successful in any suit or proceeding against me brought to enforce any provision of this Agreement, or brought to establish damages sustained by Metropolitan as a result of my violation of any provision of this Agreement. I agree to reimburse Metropolitan's a"orney's fees and costs as may be fixed by the court In which such suit or proceeding Is brought. If any provision of this Agreement is held to be invalid In any jurisdicllon. either by statute or by judicial decision. I agree that said provision shall be deemed modified to comply with the law, or stricken from this Agreement if necessalY to comply with the law. If any provision Is so stricken. howewr. the remainder of the Agreement shall remain In effect. I acknowledge that I have received a copy of this Agreement. - Dated at: /~/I'//I. 19 7/ (!fr L~./9~ 9Z. IS'll Iur.) , H,.dM.e/ .:r: ..;r:,..,.,,v, ..:Tiz. (Fub Namo-P"" or Typo) /,l-/7 Witness: ~1ff ~ IS'llrlllur. P'J./ (/6 r /,",Jtt~ p,,,,r'';?/j- (Oft_..... Namo) Discussed with Candidate /,?~// 19 p/,_ (Tillo) , a..,Ull0'llOfo.IIIlIU"'J Ill" ".C."ID @ exhibit C -..-- PYS510 1~4-02877 KMAN Cumberland County prothonotary's Office page Civil Case Inquiry MICHAEL J JR (VS) STRINKOSKI DANIEL J ET AL 1 ~9ference No..: Filed........: Case Type.....: COMPLAINT Time.........: Judgment......: .00 Execution Date Judge Assigned: Sat/Dis/Gntd.. Jury Trial. . . . Hi~her Court 1 Hi her Court 2 **********************************..****************.** .*********************** General Index Attorney Info KMAN MICHAEL J JR PLAINTIFF PURCELL JOHN W JR 109 MEALS DRIVE MECHANICSBURG PA 17055 STRINKOSKI DANIEL J 4718 OLD GETTYSBURG ROAD SUITE 411 MECHANICSBURG PA 17055 METROPOLITAN LIFE INSURANCE COMPANY ONE MADISON AVENUE NEW YORK NY 10010 5/27/1994 16:20 0/00/0000 0/00/0000 DEFENDANT HARRINGTON TIM J JR SALTZ VERONICA W DEFENDANT HARRINGTON TIM J JR SALTZ VERONICA W .***********************...***************************************************** * Date Entries * ...*********..**********.**************************.*.*********...***..********. 05/27/94 COMPLAINT - CIVIL ACTION 06/14/94 SHERIFF'S RETURN FILED (SHFF SERVED DEFT 0 STRINKOSKI 6/1/94) SHERIFF'S COSTS $23.28 PO ATTY 06/24/94 IMPORTANT NOTICE FILED AND CERTIFICATE OF SERVICE 06/29/94 NOTICE OF REMOVAL, FILED (US DIST COURT FOR MIDDLE DIST OF PAl 09/07/94 ORDER OF COURT BY MIDDLE OISTRICT COURT OF PA 09/09/94 AMENDED COMPLAINT 10/19/94 CERTIFICATE OF SERVICE 10/25/94 ANSWER 11/14/94 PLAINTIFF'S REPLY TO DEFENDANT'S DEFENSES AND COUNTERCLAIM WITH NEW MATTER 12/05/94 REPLY OF METROPOLITAN LIFE INSURANCE COMPANY AND DANIEL J STRINKOSKI TO PLAINTIFF'S NEW MATTER 01/29/96 WITHDRAWAL OF APPEARANCE AND ENTRY OF APPEARANCE FOR DEFENDANTS BY VERONICA W SALTZ ESQ (CHANGED FIRMS) 12/02/97 PRAECIPE FOR LISTING CASE FOR TRIAL BY JOHN W PURCELL JR ESO **********.*.**********************************************.******************.. * Escrow Information * * Fees & Debits Bea Bal Pvmts/Ad1 End Bal * ************************************************'******************************* COMPLAINT TAX ON CMPLT SETTLEMENT JCP FEE 35.00 .50 5.00 5.00 35.00 .50 5.00 5.00 .00 .00 .00 .00 ------------------------ ------------ 45.50 45.50 .00 ******************************************************************************** * End of Case Information * ******************************************************************************** TRUE COpy FROM RECORD In Testimony whereof, I here unto set my hand and the seal of said CoLIiSIe Pa ~;::r.tdal1. ~ . '.)~ . ProthonOtary .; , ."....1',"... ", ...., (1'1 , 'j Exhibit D -.- , . . 5. Virgil and Pauline Turrin moved to Florida several years ago. Although it is believed that the Turrins still reside in Florida, their exact whereabouts are unknown. 6. Mr. Turrin's company, Au, Inc., ceased doing business several years ago. 7. The manager who took over my position at MetLife was Skip Klinger. As such, Mr. Klinger has knowledge that may be helpful to the defense of this lawsuit. Mr. Klinger is no longer employed by MetLife, and his current whereabouts are unknown. 8. The Penn-Harris branch of MetLife, the MetLife location at which Plaintiff was employed, is no longer in existence. All of the documents that were stored at the Penn-Harris branch, including those relative to Plaintiff, the Turrin's and Ava, Inc., assuming such documents still exist, have been moved from the Penn-Harris location, and the current location of such documents is unknown. ~~ Da'n' . Strin . i Before me, the undersigned authority personally appeared, Daniel J. Strinkoski, who, being duly sworn according to law, deposes and says that the averments of fact contained herein are true and correct to the best of his knowledge, information and belief. Sworn to and subscribed before me t~ :/ I day of /1Jr , 1998. mtLtd.. ;(. ~) NOTARY PUBL C NOTARIAL SEAL DONNA L. RODGERS, NOTARY PUBLIC llbanon. llbanon Counly, I'A My Commission Expires Dec. 31. 2001 f' ,. .. -\ CERTIFICATE OF SERVICE I, Amy G. McAndrew, Esquire, hereby certify that a true and correct copy of the Motion for Non Pros of Defendants Metropolitan Life Insurance Company and Daniel J. Strinkoski was served via Airborne Express, postage prepaid on this 25u1 day of August, 1998 upon: John W. Purcell, Jr., Esquire Purcell, Krug & Haller 1719 North Front Street Harrisburg, PA 17102-2392 <<?lU/ f-417lk/ed.- Amy G. McAndrew ,~ 'J!t~'.t,:~: :"':~ . .~~ ~,::,';1~~ilf';'.;",.~. i'",~, .".' _u-~A;'JL~' -, v y~..,,!.W.;~:m~~,w'WfF:. - ';L iJ . '-. -, . .~~~~, :,::'.::;-~.~.~.,'~' :.-<,t ':.{~""'': ' /::."J\_,"";~~i\~,,;.~,.~~..,;;-'t-.., '. ;;;. ;l: t:~" l=1LE()-{)lllCE. O. F 1,'.;~'\~nilJf"I'!''Ir''''y '. r ",,- " ow' ..llf'lf\ " '\:' 98 MlG 26 PH 2: 03 cu"~:;..:.,,, c"". 'I IN l"ilCh..l "-.J ... '(LJ ........J~.. i I PENNS'tlVANiA 1 , ~. t" .,1 .t' *' ,.. I .... f . " , j ..' ,. ., .. -. "" : ~ "-:":~,.-~"~' .-..--~;t.4'\"~~t:o- ~,"~ .," .... h': ,~ UJ( .;~ (.) fF1. (:)r .,. C, I.:..' ... u: l~ i 1.1, el .... C':. (~~ r= .:: :-').,.,. ~ ~~ : u.. ~ ~:"'j "-I I 1-- C. c.;c t'.':'" (.J"' .. d ,1. ..; G ~ . . ::: ~ ~ - 5 ht~ j 5 ~ < . u . ~ ;< . < , . . , ....'Ilil..' .~,'''',... '''H."... .U",,'t (....nlK.'. O)~l.Id'~ '.'1)1 1..."'/iII' MICHAEL J. KHAN, JR., Plaintiff IN THE COURT OF COMMON PLEAS CUMBERLAND COUNTY, PENNA v. NO. 94-2877 - CIVIL TERM DANIEL J. STRINKOSKI and METROPOLITAN LIFE INSURANCE COMPANY , . . Defendants CIVIL ACTION - LAW JURY TRIAL DEMANDED PLAINTIFF'S RESPONSE TO MOTION FOR NON PROS OF DEFENDANTS METROPOLITAN LIFE INSURANCE AND DANIEL J. STRINKOSKI AND NOW, Comes Plaintiff, Michael J. Kman, Jr., by and through his attorneys, Purcell, Krug and Haller, and files the following Response to Motion for Non Pros of Defendants Metropolitan Life Insurance and Daniel J. Strinkoski: 1. Admitted. 2. Admitted. 3. Admitted. 4. Admitted. By way of further explanation, dismissal was granted upon stipulation of the parties dated August 18, 1994, providing for remand of remaining counts to the Court of Common Pleas of Cumberland County. S. Admitted. By way of further explanatio~, the dismissal and remand was entered upon stipulation of the parties to such terms. 6. Admitted. 7. Admitted. 8. Admitted. 9. Admitted. 10. Admitted. By way of further response, Plaintiff permitted Defendant a forty-five (45) day extension to respond to such discovery, extending the due date until November 1, 1995. Despite this, Defendants' responses were not received until December 7, 1995. 11. Admitted. By way of further response, Plaintiff has undertaken other investigation relative to proof of his claims and has actively negotiated settlement with Defendants since the last discovery was served on Defendants. 12. Admitted that there was no further docket activity. It is denied that there was no further activity in this case. Plaintiff has undertaken investigation necessary for proof of his claims, including, but not limited to defense of a suit filed in Lebanon County by Virgil Turrin, which matter is directly related to the subject of this suit. Additionally, Mr. Kman has actively negotiated settlement with Defendants in that time period. 13. Plaintiff's response to Paragraph 12 is hereby incorporated by reference. 14. Denied. Cumberland County Local Rule of Civil Procedure 22B speaks for itself. 2 15. Denied. Plaintiff is without knowledge or information sufficient to form a belief as to what would have happened if defense counsel had not entered her appearance on January 29, 1996, and strict proof thereof is demanded. 16. Denied as a conclusion of law to which no response is required. By way of further response, Plaintiff's response to Paragraph 12 is incorporated by reference as if more fully set forth herein. 17. Denied as a conclusion of law to which no response is required. 18. Denied as a conclusion of law to which no response is required. WHEREFORE, Plaintiff, Michael J. Kman, Jr., respectfully requests this Honorable Court to deny Defendant's Motion for Non Pros. Respectfully submitted, Dated: By ;/JO W. Purcell, Jr., Esquire C #29955 Nichole M. Staley, Esquire ID #79866 Purcell, Krug & Haller 1719 North Front Street Harrisburg, PA 17102 717 234-4178 Attorneys for Plaintiff 3 PRAECIPE FOR LISTING CASE FOR ARGUMENT (Must be typewritten and subnitted in duplicate) TO THE PROTHONOTARY OF CUMBERLAND COUNTY: please list the within matter for the next ArgIment Court. --------------------------------------------------------------------------------------- CAPTION OF CASE (entire caption must be stated in fulll MICHAEL J. KMAN, (Plaintiff) vs. DANIEL J. STRINKOSKI and METROPOLITAN LIFE INSURANCE ca.lPANY ( Defendant I No. 94-2877 Civil Tenn 19 94 1. State matter to be argued (Le.. plaintiff's llDtion for new trial, defendant's denurrer to canplaint, etc. I: Defendants I Motion for Non Pros 2. Identify counsel who will argue case: (a) for plaintiff: John W. Purcell,Jr., Esquire Address: 1719 North Front Street Harrisburg, PA 17102-2392 (bl for defendant: Veronica W. Saltz, Esquire Address: 1601 Market Street, 6th Floor Philadelphia, PA 19103 3. I will notify all parties in writing within two days that this case has been listed for argurent. 4. ArgI.ment Court Date: Dated: 8/28/98 (b,u?{.u~ ,(( )~ t"r~ Attorney for I fen ants _c...L",illiA"'.lcl;.-. ,,,:,~"'_." .,n.-. i.';i~~'':'':'';;9::';;'iN. '.~' ;1l...1i;;~;.;~.. w~it:J:~; .-,:.. '., .' -'-~":0'_"'I~~'i;":' I.',' AUG 3\ II 24~" '98 " . ,. f.0.0FfIC~ (1~' -. i: 'tl::'-!~q~, ":A.h' CUt.,. ~....~,~.j ~!.j..I,':'Y il::ht.::: l' i..1.J~ li\!. ~ -, 'j ~~-:-., -, l '. ; r:'v\' .~ . -' 1'"1 . ;,,'f. , ,'~' . , . ;. , 'Ii .... #. - , , . -. -, .:--' . MICHAEL J. KMAN, JR., Plaintiff : IN THE COURT OF COMMON PLEAS OF : CUMBERLAND COUNTY, PENNSYLVANIA v. . . : NO. 94-2877 CIVIL DANIEL J. STRINKOSKI and METROPOLITAN LIFE INSURANCE COMPANY, Defendants IN RE: DEFENDANT'S MOTION FOR NON PROS Before HOFFER. P.J.. OLER. J. and GUIDO. J. ORDER OF COURT AND NOW, October 7, 1998, It is hereby ordered that Defendants shall notice and conduct depositions within 60 days of the date of this order. The subject matter of the depositions will be limited to issues relevant to Defendants' Motion for Non Pros. It is further ordered that Plaintiff shall notice and conduct depositions within 60 days of the date of completion of Defendants' depositions. Plaintiff's depositions shall be limited to issues relevant to defense of Defendants' Motion for Non Pros. At the completion and filing of all depositions with this Court, either party may re-Iist this matter for Argument for the next Argument Court session. By the CDurt, . ' ".. ,...--....---- OF T,f!L~Ql-!r,FiCE . ,"\,.,,- -.' ',"IA,qy 98 OCT - [] Nt 2: I 8 CW,H-e.- ji5~:\~'~\LL~9U,l,'lY '/\IVt/\ ~ '''', ',J' c""",, . ,..,'""'".;.."..,"";:..<'....,....;.~.;,'...:."...>-,. " T "~-,o#!''''..~~,.'''...._~'_"......, -', /' \. . 1/1 , ,# 4 , " , .. .- --- j i . . ~ . Nicole M. Staley, Esquire Purcell, Krug & Haller 1719 North Front Street Harrisburg, PA 17102 For the Plaintiff . ~tl. 1013/'18. _ ~...dl ,l..'P. Veronica W. Saltz, Esquire Frey, Petrakis, Deeb & Blum, P.C. 1601 Market Street, Sixth Floor Philadelphia, PA 19103 For the Defendants . .;.",- .,~ ......~ ,...-,: "'j FILED-OffiCE OF H41: F!~iHONOT~IW 00 .JAM' 3 PH 'I 51t CUMBERL#lD COUNlY PENNSYLV/lNIA , , , ~,. . . ," " . . , , ;- .. fl' . :-::-.-. Plaintiff. IN THE COURT OF COMMON PLEAS CUMBERLAND COUNTY PENNSYLVANIA MICHAEL J. KMAN, JR., v. NO. 94-2877 - CIVIL TERM DANIEL J. STRINKOSKI and METROPOLITAN LIFE INSURANCE COMPANY, CIVIL ACTION - LAW JURY TRIAL DEMANDED Dcfcndants. CERTIFICATE PREREQUISITE TO SERVICE OF SUBPOENA PURSUANT TO RULE 4009.22 As a prerequisite to service of a Subpoena for documents and things pursuant to Rule 4009.22, Defendants certify that: 1. A Notice of Intent to Serve the Subpoena with a copy of the Subpoena attached thereto was mailed or delivered to each party at least twenty (201 days prior to the date on which the Subpoena is sought to be served; 2. A copy of the Notice of Intent, including the proposed Subpoena, is attached to this certificate; 3. No objection to the Subpoena has been received, and 4 . The Subpoena the Subpoena which is Serve Subpoena. which will be served is identical to attached to the Notice of Intent to Date: S" /- 00 Respectively submitted, By: J S preme Ct. I.D. 65551 26 West High Street Carlisle, PA 17013 (717) 243-6222 Attorney for Defendant MICHAEL J. KMAN, JR., IN THE COURT OF COMMON PLEAS CUMBERLAND COUNTY PENNSYL VANIA Plaintiff, v. NO. 94-2877 - CIVIL TERM DANIEL J. STRINKOSKI and METROPOLITAN LIFE INSURANCE COMPANY, CIVIL ACTION - LAW JURY TRIAL DEMANDED Defendants. NOTICE OF INTENT TO SERVE SUBPOENA TO PRODUCE DOCUMENTS AND THINGS FOR DISCOVERY PURSUANT TO RULE 4009.21 Defendants intend to serve a Subpoena identical to the one that is attached to this Notice. You have twenty (20) days from the date listed below in which to file of record and serve upon the undersigned an objection to the Subpoena. If no objection is made, the Subpoena may be served. Date: /.. .7- 00 Respectively submitted, SAlOIS, SHUFF & MASLAND .. ,)7. By: J seph L. Hitchings, E upreme Ct. I.D. 65551 26 West High Street Carlisle, PA 17013 (717) 243-6222 Attorney for Defendant ire If you fail to produce the documents or things required by this Subpoena within twenty (20) days after its service, the party serving this Subpoena may seek a court order compelling you to comply with it. THIS SUBPOENA WAS ISSUED AT THE REQUEST OF THE FOLLOWING PERSON: Name: Joseoh L. Hitchinos. Esquire Address: 26 West Hioh Street Carlisle. PA 17103 Telephone: (717) 243-6222 Supreme Court ID n 65551 Date: BY THE COURT: Seal of the Court Prothonotary Deputy . l ,_\<:,__',~~..1~~Wi~'-i'"J : . ,'0<' ~S'~~.."f.Jt~-_ ~ i~ ._J.Iit FlLED-CfF:CE OF 1\\~ W.oTI \l)lfillJ'W 00 tlTt'{ -2 Pli 3: 5 \ CUMBERV'I'lD COUNTY PEJ>lNSYLVf'N!A . ~ . --1 I I . --.....-... . t --~.'''':''''~ , .. . , " . \, ~ .. " ,1. , , ., , .. II' , .::- _0 C,,." , -'1"' ~..'.' ~,;__i:.y- '""\ '""-~ ,,~ - RI.EO-()-"F\CE OF THr. ffiOTHONOTAFlY 00 HAR -I PH~: 10 CUMBERIJIND COUNTY PENNSYLVANIA I I I ! .d';'-i'~;'~:~J0fI,::m~1)~~\~r'i!irt;[~'wr~)J:-~"f"~'?~~~'~id.~~~---""-'---":" t' "-,,~. .~ L ."",~.,,_-,o~__,....: , .. to I" .... . fI . ,I. .. -. '_..- \ -',-- --.. - . . ~ , '. . LAW OFFtCES SAlOIS, SHUFF & MASLA~D 26 W. IIIGII SlREET 2109 MARKET SlREh,. CARLlSlr~PAI7013 CAMPlIIlL.PAI7011 PIIONE 1717) 24).6222 PIIONE 1717) 137.3405 AAuoJ CERTIFIED COPY: ~ , .1 ....- . , . . .. " ':~. ;', . . ..,,: . ("" ~( }.J . ~ , I :\'.;] L(' . i':' ,J .,. , I.~'. i , ,I it.' ), t'. .-,'. . " /I . ( ~ r " I I J . .., ,. " , ,~.} , ( , .... ~",." ...:u..,Jil.... 3. Both Mr. Yarusinsky and Mr. O'Keefe are members in good standing of the bar of the Supreme Court of New Jersey. True and correct copies of Certificates of Good Standing for Mr. Yarusinsky and Mr. O'Keefe are attached hereto, incorporated herein by reference and marked collectively as Exhibit "A". 4. Neither Mr. Yarusinsky nor Mr. O'Keefe are presently admitted to practice law in the Commonwealth of Pennsylvania. 5. Mr. Yarusinsky and Mr. O'Keefe desire that they be admitted Pro Hac Vice to the bar of this Honorable Court with regard to the above-captioned action. 6. As Defendants corporate counsel, both Mr. Yarusinsky and Mr. O'Keefe are well-versed in the facts and circumstances surrounding the above-captioned case and desire to act as co-counsel with the Petitioner in the defense of the Plaintiff's claims. 7. The Plaintiff will not be prejudiced in any way SAlOIS, SHUFF & MAS LAND A~A"'I.AW 26 W. "11h Sir'" C.ull.I., PA if Mr. Yarusinsky and Mr. O'Keefe are admitted to the bar of this Court Pro Hac Vice. WHEREFORE, Joseph L. Hitchings, Esquire, as local counsel for Defendants, respectfully requests that this Honorable Court enter an Order granting Steven Yarusinsky, Esquire and Joseph O'Keefe, Esquire Pro Hac Vice admission as co-counsel in the above case. SAIDIS, SHUFF & MASLAND Date: 4-/1-04 By: J seph L. Hitchings, Supreme Court I.D. # 26 West High Street Carlisle, PA 17013 (7171 243-6222 Attorney for Defendants SAlOIS. SHUFF & MASLAND ATmRHEYS.ATOW 26 W. lII&h SI,..t c.,II,I., PA 00 ^PR I 8 MIlO: I 7 CU\l;";~'I~' '\' "~,,., I\nv , '....'" ."''- .1; (....'Jvli' I PENNSl1.VA, \)J\ .,'-' ,;/;',',c.. :'."~',;~'f',/> .,.,;~.", ~',"";"" .~:,:,,:;'.:,~.;;':" ~:~., U&'j~.u."",?..;9l\..~"...vi"~.Y:-f;:';:N,,~"?>'tff"~E</'i': """ ..1 ;r..'_' ......:,..,- . I .~ F:u::r)'OH:~ Cr: TOC' .. . ,... ,... ,.,.,'; l.<"~"""" ")""~'( .. _ ,.' - .,;,' !fJJ\ '1-'~"-- .:~~-..:.."~"...-,,:,, "" . I' ~ :>-r: ",' -,; L " . " -' . .' l .-- " .. , ;nwrrtmt ~JiIllllrl Jllf~dlft ltBt~ ~trtifiottt anf ~gan~ 'tul~iB1!l TI,ls Is to certify tllat Steven Yarusinsky was constltllted alld appolllted all AttoTlley at Law of tills State on December 19, 1994 alld, as sllcll, lias beell admitted to practice before tile SlIpreme COllrt alld all otller cOllrts of tills State as all Attorney at Law, accordlllg to tile laws, rilles, alld cllstoms of tills State. [ do fllrtller certify tllat as of tills date, tile above-IIamed is all Attorney at Law In Good Stall ding. For tile pllrpose of tills Certijicate, all attorney Is In "Good Stalldlllg" if tile COllrt's records reflect tllefollowlllg: tile atton,ey Is Cllrrellt wltll all obligations to tile Lawyers' Flllld for Cliellt Protectloll, Is II0t sllspellded or dlsbarredfrom tile practice of law, lias not reslglledfrom tile Bar of tills State, alld lias II0t beell trallsferred to Disability [IIactlve statlls pllrsllallt to Rille 1:20-12. [II testlmollY wllereof, [I,ave lIerellllto set m)' I,and and affIXed tl,e Seal of tile SlIpreme COllrt at Trellton, this 5th day of April. 2000 I I'" ~;:H,' " .-,' -, ~ ' "J' "~' ~ ., / ,,'.'" '~ '.i''',', '}"~:.~::~..;" l _.~ r" :"'~)c . . ,:~it:i;~~>:i,:' '~~ ': , ':':'- '\,^~r:' ': ?~!t~:.. _ ~_ :--'~ :,.>-- M-"U,.J~' "".~,~ . '"'~."" <<,1' T'\.>_~~:" "~! ~".'(~~ ,"- "";,, ,,"-'I-',h-". .';':~~fll~i~f~~ . :){~~if "~ "''\t.'~ ,.,... .~~l,::~~ ~~;:~~~Ii~, ,.,,';"P\ 'u.~t:.".,..~J .~~~_J: ~ :c.fr;.J.,':~ -<" '. ....,..,';j:.., ";:~ '-' " ~'. . , '~:.' ."4.~ . ::.:(. " ~- ~ ;\:::~J':'; /~- ~. c." , ,,~. ~ . '", >'" ,; ~ ',;.'. , ".j.-. . '::..o<.~:>; -;.' i I, I"t;:.....#"', ';:ICE '"\... . v._ \0..>.., (r,' ,I". "F""";'T~ny -', ,-. '" " :,J:/-'f1 '.~! ' OOAPR /8 l.ti 10:/6 CU'iiClt).". ~ ,--. IVi...C,C;C,._; '.U_ GJ!JN1Y .'.J'E}.JN6\'L.V/.N:~." ' "";' ';t- \j ..1Z.r:7:,::. -.,< . ".-' '-. . -)~ ;1' ' :r ~t" \ ,. 0, . .. > -t~." " .-;' " .' " ", " -",1- " " , " ',- 'l': .t"" 'J' '. l,~ " 'l;~';:,. ; } _\':\" ,,\ " , '. 1<'. ,,\_, . . ,,,-t , . I f , f ! ':,' " ", . , . , t . 4 .. ." .. " .,', '--,- l ,:~ . ,'~-: .,' r -I. I i j > J t ; I t f . i" \. \ \ I' t . I ! ---,- I l \ 1 ~f' , ..\. ',' , " I ~. I- ::, " , tI .I , .. - MICHAEL J. KMAN, JR., :IN THE COURT OF COMMON PLEAS :CUMBERLAND COUNTY, PENNSYLVANIA plaintiff v. :NO. 94-2877 - CIVIL TERM DANIEL J. STRINKOSKI and :CIVIL ACTION - LAW METROPOLITAN LIFE INSURANCE COMPANY, :JURY TRIAL DEMANDED Defendants: RESPONSE OF DEFENDANTS TO REQUEST FOR PRODUCTION OF DOCUMENTS OF PLAINTIFF TO: Plaintiff Michael J. Kman, Jr. c/o John W. Purcell, Esquire 1719 North Front Street Harrisburg, PA 17102 AND NOW, comes the Defendants, Daniel J. Strinkowski and Metropolitan Life Insurance Company and objects to Plaintiff's Request for production of Documents and avers in support thereof as follows: GENERAL OBJECTIONS The following General Objections apply to the responses set forth herein and will not be repeated in response to each individual Request: SAlOIS, SHUFF & MASLAND ATfOINEYSeAT.UW Z6 w. Utah 51...1 Cutlll., p^ 1. Defendants object to the Requests insofar as they attempt to impose upon them any obligations beyond those established by the Pennsylvania Rules of Civil Procedure. 2. Defendants object to the Requests to the extent that they call for a legal conclusion or seek documents or information which are protected from disclosure by the attorney/client privilege or any other privilege recognized by statute, at common law, or by the Pennsylvania Rules of Civil Procedure, or which constitute or reflect attorney work product. Defendants have interpreted each Request to call for discoverable matter only. 3. Defendants object to the Requests to the extent they are not relevant to the subject matter of this action or are not reasonably calculated to lead to the discovery of admissible evidence. 4. Defendants object to the Requests to the extent that they are overly broad, unduly burdensome or vague. s. Defendants Responses to Plaintiff's Requests are based on the information presently known to Defendants and are made without prejudice to Defendants' right to use subsequently discovered information and/or documents. Discovery and pre-trial preparation may develop further information affecting the Responses and Defendants reserve the right to amend or supplement its Responses accordingly. By SAIDIS, these Responses, Defendants do not intend to limit its use of SHUFF & MAS LAND any additional information or documents it may subsequently ATmIlNEVStAT-L\W 26 W. HI&h Sir'" C.ull,I., PA 2 obtain during the course of discovery and further investigation. 6. No incidental or implied admissions are intended by these Responses. The fact that Defendants respond or object to any Request should not be taken as an admission that Defendants accept or admit the existence of any facts assumed by such Request or that such Response or objection constitutes admissible evidence as to any assumed facts. The fact that Defendants respond to part of or all of any Request is not intended to be, and shall not be, construed as a waiver by Defendants of any part of any objection to any Request. 7. Defendants object to Plaintiff's definitions and instructions to the extent that they purport to impose an obligation in excess of that imposed by the Federal Rules of C i viI Procedure. REOUESTS 1. Copies of all documents concerning any claims, reports or other communications made to Vector One concerning the Plaintiff. SAlOIS, SHUFF & MASLAND AnoaN!Y1eAT-tAW 26 W. Utah Str... C.,lt.le. PA RESPONSE: In addition to the General Objections stated above, Defendants object to this Request on the grounds that it is vague and overly broad. Defendants also object to this request 3 as it seeks information which is not relevant to the subject matter of this action and is not reasonably calculated to lead to the discovery of admissible evidence. Defendants further object to this request to the extent that it calls for information protected from disclosure by the attorney-client privilege and/or attorney work product doctrine. Defendants reserve the right to supplement this response. 2. Copies of all documents, correspondence, manuals, memorandums, concerning rules, regulations, criteria or standards for reporting claims to Vector One in your possession. RESPONSE: In addition to the General Objections stated above, Defendants object to this Request on the grounds that it is vague and overly broad. Defendants also object to this request as it seeks information which is not relevant to the subject matter of this action and is not reasonably calculated to lead to the discovery of admissible evidence. Defendants further object to this request to the extent that it calls for information protected from disclosure by the attorney-client privilege and/or attorney work product doctrine. Defendants reserve the right to supplement this response. Respectfully submitted, SAIDIS, SHUFF & MASLAND / DATE l') " . C" I .I 'I BY'1--: ~v ) - VV , L oseph L. Hitchings, Esquire Attorney I.D. # 65551 26 West High Street Carlisle, PA 17013 (717) 243-6222 Attorney for Defendants SAIDIS. SHUFF & MASLAND A1TORNEYSIAT.rAW 26 w. ItIsh Stroot enlist., P^ 4 ... CERTIFICATE OF SERVICE I certify that on :h)~j,- this ~"X day of Cd laQ - ' within Response of 2000, I served a true and correct copy of the To Request For Production of Documents upon counsel for Plaintiff i.n this matter by depositing same in the United States mail, first class, postage prepaid, addressed as follows: John W. Purcell, Esquire 1719 North Front Street Harrisburg, PA 17102 Steven Yarusinsky, Esquire proskauer Rose, LLP One Newark Center Newark, NJ 07102 Date: t.(: )3I)}00 SAlOIS, SHUFF & MASLAND "".1{~ LD n J0V0lA. ) , - SAIDIS. SHUFF & MASLAND AntJRNEYS-AT.lAW 26 W. "Ish Str... enll.t., PA 5 -',' ,~ ':'.,.t.';,:k. ,.'ci'....". "" ":'. ':':"'"".!::::::-,",," ,': :, ;'!\It~.il:-:f 'nfo"rJ: 'l1:4~~- -;" ",,","-o','''';~~''''' " ><IH~ - -_';,_,~,i~.t>-,~,:__?,~,::~'~' ">':H'" .~" ,~~1t~.f~~1:~;~i-t~?, ,."".,,-"- ij;"-"- . . , 't.,. . ~ '". :,~ t:-} " - - ._- . ~.t, r. 0.:: ,!!J,.,,~q:,qJ-"F:CE - . -, "/''''' "'" .'."""'TAR'( DO ,llJlI!] 0 AN /~~' n I CUMBEHU ,., PENNS\i~~~UN1Y '!\", , :~ ."- ," , ). ,. I ~ .... .. . , " j .. -. , , .', .........- .' " >- o. f=; Ci~ -' " oL-. ,.- N ':-:'4' C'" L)~-; II'. : C. .' ..' C':.:~ ~i. , u.. (~.~ (: ,~ . . -" ~.... .'. :'( ;,,/J L. ") , ~ -2 (..t. .. Lea ....1 :,,: ....l 'o. 0,- '0.. ,.. ..... - ;'3 >I. e:;") C 0 U < ~ 0 H '" ~ '" ~ !5 ~ :> ~ Po. ...l U ,~ ;>< ~ <- Po.'" ~ ZN Z .- W . ~ :: Zzr;, :.:: 0'" o....w '" Po. 0 e ~~ ~Po.H "" H Z <<10 0 <t: "" ~ H ... O<t - - ... = ~ () '" ..., .... '" '" '" o . U ~ ...l 8 _, ... ow '" ~ . - H ~~ o '" ~~ ~ 'tl O...l S 7 ~ S ::> ~~ :O<:H '" HO 0 0 H H...l Gl <t: J 5 0 U ~~ "" '" HU OZ Cl ZO !'5e ,... 0 0 OH ,... ...l .. H H 8:; to <H ..., H H N HU ..., ...l U ~ I ..:< ...l lJl ...l~~ '" ~~..,. H ~ :> ..., :I:"'''' .... ~o <0 H<<I ;><H .. ~ ~ 0 zsci <t:::> tJ ~~O =OH H .. .. .. . .. " H"MI,., "Dt.',,,..,. u.....'~. r..,~. OJoftttOl 01'''''',,\ ","0111..." on. .' .' . .. . , '"' .. . , ) MICHAEL J. KMAN. JR.. Plaintiff : IN THE COURT OF COMMON PLEAS : CUMBERLAND COUNTY. PENNSYLVANIA vs. : NO. 94-2877 CIVIL TERM DANIEL J. STRINKOSKI AND METROPOLITAN LIFE INSURANCE : CIVIL ACTION-LAW COMPANY, Defendant : JURY TRIAL DEMANDED OBJECTIONS TO SUBPOENA PURSUANT TO RULE 4009.21 Plaintiff objects to the proposed Subpoenas that are attached to these Objections for the following reasons: The information sought does not appear to be reasonably calculated to lead to the discovery of admissible evidence. The material sought is irrelevant to the issues in the case, and/or is material that would be solely scandalous and impertinent material. Respectfully submitted, PURCELL. KRUG & HALLER W. Purcell, Jr. . 29955 1719 North Front Strellt Harrisburg, PA 17102 (717) 234-4178 - , , .. " ; MICHAEL J. K~IA:-:. JR.. rN THE COURT OF CO~IMON PLEAS CtJMBERLAl\TI COL'NTY PE","NSYL VANIA PlaintifC v. !\iO. 94-2877 - CIVIL TER;\I DANIEL J. STRI:-:KOSKI and METROPOLlT k\; LIFE I:-:SURA:-:CE CO~IPA:-'T. CIVIL ACTION - LAW JURY TRIAL DEMA:-'TIED Defendants. SUBPOENA TO PRODUCE DOCUMENTS OR THINGS FOR DISCOVERY PURSUANT TO RULE 4009.22 TO: C~stodian of Records Lac~wa~~a County Cepart~ent of Children and Youth Services Court Ho~se Admi~istration Building 200 Adams Avenue Scranton, PA 18503 Wit~in twenty (20) days after service of this Subpoena, you are c::-:::e::--ac by t::.e c~:..:.:::-~ to p::.oduce the fo::'!.owing documents or t~~~gs: ~~y a~d all doc~~ents concer~i~g 0:- re:ati~g to Michael J. Xma:l, =r. (S:;cial Secu:-:ity numbe:.- 170-60-9278 a:1d date 0: bir:r: 8/1/6';') :.::c:':.:.ding bu: r..ot limited to any and all files, correspondence or repcr:s relating to Report #35-0416 (see copy of report anne:<ed as Exhibi: "A") at Saidis, shuff & Masland, 26 ~lest High Street, Carlisle, Pennsylvania 17013. You may deliver ;r mail legible copies of the documents or produce things requested by this Subpoena, together with the certificate of compliance, to the party making this request at the address listed above. You ha,e the right to seek in advance the reaso::able COSt of preparing the copies or producing the things SOL:ght. If you fail to produce the docurr:ents or things required by this Subpoena within twenty (20) days after its service, the party .. , , . " J serving this Subpoena may seek a court order compelling you to comply .....:.th it. THIS SUB?OE~lA WAS :SS~ED AT THE REQUEST 0: THE FOLLOWING PERSON: Name: Joseoh L. Hitchinos. ESQuire Address: 26 West Hioh Street Carlisle. PA 17103 Telephone: (717) 243-6222 Supreme Court ID # 65551 Date: BY THE COURT: Seal of the Court Prothonotary Deputy . I'" " , J MICHAEL J. K.\IA.'\;. JR,. 1:-1 THE COURT OF COMMON PLEAS CUMBERUSD COUNTY PE:-'';\/SYL \'A:'\IA PlaintifC v. :'\0. 94-18i7 - CIVIL TE~\I DA:'\IEL J. STRI:-''KOSKI and METROPOLlT A..'\; LIFE INSLltANCE COMPANY, CIVIL ACTlO:'\ - LAW JURY TRIAL DEMANDED Defendants. SUBPOENA TO PRODUCE DOCUMENTS OR THINGS FOR DISCOVERY PURSUANT TO RULE 4009.22 TO: Custodian of Records ~endy's Restaurant O'Neil H:.ghway Dunmore, PA 18512 Within twenty (20) days after service of this Subpoena, you are ordered by the court to produce the following documents or things: Any and all documents concerning the employrr.ent of Michael J. K"an, Jr. (Social Security number 170-60-9278 and date of birth 8/:/~~) including but not l:.mited to ~ersonnel records, wage and pay=~ll records, W-2's, contracts, ag=ee~e~ts, For~ U-4's, Form U- S' 5, a::.d all corres;:or..dence a~d athe::- ccr:.mu:1:.cat:..ons at Saidis, snu:: & ~!asland, 25 Nest High S=ree:, Ca:.-lisle, Pennsylvania 170:3. You may deliver or mail legible copies of the documents or produce things requested by this Subpoena, together with the certificate of compliance, to the party making this request at the address listed above. You have the right to seek in advance the reas=r:able cost of preparing the copies or producing the things soug::: . -" you fail to produce the docurr.er:ts or thir:gs required by this Subpoena within twenty (20) days a:ter its ser/ice, the party .. , . , . ~lICHAEL J. K~!A:\. JR.. eN THE COURT OF COMMON PLEAS CUMBERLA~'D COUNTY PEl\'XSYL VANIA Plaintift: v. :-':0. 94-2Sii - CI\'IL TER.\! DANIEL J. STRI:\KOSKI and METROPOLlTA:\ LIFE r.-:SUR.'-\NCE COMPANY. CIVIL ACTION - LAW Jl.JRY TRIAL DEMAl'o'DED Defendanls. SUBPOENA TO PRODUCE DOCUMENTS OR THINGS FOR DISCOVERY PURSUANT TO RULE 4009.22 TO: Custodia~ of Records Peoples Security Insurance 200 Nort~ Main Street Bla~ely, ?A 18447 Withi~ twenty (20) days after service of this Subpoena, you are ordered by the court to produce the following documents or things: &~y and all documents concerning the employment of Michael J. Kman, Jr. (Social Security number 170-60-9278 a:1d date of birth 8/:/64) including but nct li~ited to personnel records, wage and ;a'l=oll ~eco=ds, W-2's, ccntrac~s, agreements, Form U-4's, Form~- 5' s, a::c. all cQrrespo::dence and '~:::.e::- ccmmu:1ica-:ions at Said:.s, s::o..1::f & ~!asla:-.d, 26 11est High St::::eet, Carlisle, Pennsyl",a:::.a 17013. . You may deliver or mail legible copies of the documents or produce things requested by this Subpoena, together with the certificate of compliance, to the party making this request at the address listed above. You have the right to see~ in advance the re:lsonab:e cost of preparing the c::lpies or producing the things s.::t:.ght. If you fail to produce the dccurr.ents or things required by t~is Subpoena within twenty (20) d:lYs after its se~,ice, the party ,. ( , , . serving this Subpoena may seek a court order compelling you to comply 'o'I.:.th it. 7HIS SUS:OE~A WAS ISSUED AT THE REQu~S" OF THE FOLLOWING PERSON: ~;arr'.e: Joseoh L. Hi~chinas. Escuire Address: 26 West Hioh Screet Carlisle. PA 17103 Telephone: In7) 243-'5222 Supreme Court IO # 65551 Date: BY THE COURT: Seal of the Court Prothonotary Depu+.:y ,. , , . MICHAEL J. K.\IA:-;, JR.. IN THE COURT OF CO~r:vION PLEAS CUMBERLA~1) COUNTY PENNSYL V A}J1A Plaintiff. v. NO. 94-2Sn - CIVIL TER..'vl DA.\lIEL J. STRINKOSKI and METROPOLlT AN LIFE INSURA.,\;CE COMP.-\;,"'Y. CIVIL ACTION - LAW JURY TRIAL DEMANDED Defendants. SUBPOENA TO PRODUCE DOCUMENTS OR THINGS FOR DISCOVERY PURSUANT TO RULE 4009.22 TO: Cus~~dian of Records Kma~ & K~an Financial Group 109 Meals Drive Carlisle, PA 17013 Wit~in twenty (20) days after seryice of this Subpoena, you are ordered by the court to produce the following documents or things: .~~y and all docume~ts concerning the employment of Michael J. Kman, :r. (Social Security nu~~er 17C-60-9278 and date of birth 8/1/64) i~cludi~g but not limited to ~ersonnel records, wage and payroll records, W-2's, contracts, agreeffie~ts, Form U-4's, Form U- S' s, and all correspondence and other communications at Saidis, shuff & Masland, 26 West High Street, Carlisle, Pennsylva~ia 17013. You may deliver or mail legible copies of the documents or produce ~~~ngs requested by this Subpoena, together with the cercifica:e of compliance, to the party xaki~g this request at :he address listed above. You have the rig~t to seek in advance the reasonable cost of preparing the copies or producing the thi~gs sought. ! f you fail to produce the documents or things required by this Subpoena within twenty (20) days after its service, the party r , , serv:.ng ::us Subpoena may seek a court order compelling you to comply.,:::h i:.. THIS SU5?OENA WAS ISSUED AT THE REQUEST OF THE FOLLOWING PERSON: Name: Joseoh L. Hitchinos. ESQuire Address: 26 West Hioh Street Carlisle. PA 17103 Telephcr.e: (717\ 243-6222 Supreme Court ID # 65551 Date: BY THE COURT: Seal of :~e Court Prothonotary Deputy . r r . MICHAEL J. K.\I.-\l'i, JR., IN THE COURT OF COMMON PLEAS CUMBERLAND COUNTY PENNSYLVA~lA Plaintiff: \" :--:0. 94-2877 - CIVIL TER.\I DA.'iIEL J. STRlNKOSKI and METROPOLITAN LIFE INSURANCE COMPANY, CIVIL ACTION - LA \1( JURY TRIAL DEMA1'<'DED Ddendants. SUBPOENA TO PRODUCE DOCUMENTS OR THINGS FOR DISCOVERY PURSUANT TO RULE 4009.22 TO: Custcdian of Records Mutt:al of Omaha 46 ~~rthhampton Avenue Kings~on, PA 18491 Wit~i~ twen~y (20) days after service of this Subpoena, you are ordered by the court to prod'..lce the following documents or things: ;:.y and all doc'..lments concerning the employment of Michael J. Kman, ~r. (Social Security number 170-60-9278 and date of birth 8/1/64) including bu~ not limited to personnel records, wage and payroll records, ~1-2's, contracts, agreements, Form U-4's, Form U- 5' s, and all cor=espondence a~d other ccrnmu::.:..cations at Saidis, snu:: & :.!asla::d, 26 ilest H:.gh Street, Ca:-::..sle, Pe:1ns:llvaz:ia 170:3. You ",ay deliver or mail legible copies of the documents or produce t~ings requested by this Subpoena, together with the certificate of compliance, to the party making this request at the address listed above.' You have the right to seek in advance the reasonab:e cost 0: preparing the copies or producing the things sought. h' t..:S If :;::u fail to croduce tne documents or things required by Sub;::ena within twenty (20) days after its service, the party , serving this Subpoena may seek a court order compelling you to comply with it. ~H!S SUE?OENA WAS ISSUED AT THE REQUEST OF THE FOLLOWING PERSON: Name: Joseoh L. Hitchinas. Esauire Address: 25 West Hiah Street Carlisle. PA 17103 Telephone: (717) 243-6222 Supreme Court ID # 65551 Date: BY THE COURT: Seal of the Court Prothonotary Deputy . ( serving chis Subpoena may seek a court order comoelling you to comply with it. THIS S",5::0E);';' ~l;"S ISSUED .;,;: T:iE REQL::S;: 0: THE FOLLONING PERSON: Na~e: Josech L. H:cchinas. Esc~:r~ Address: 26 West: Eiah Screec Carlisle. PA 17103 Telephone: (717) 243-6222 Supre~e Court IO # 65551 Date: BY 'T':':O;;O COURT: Seal or the Court Prothonotary Depucy ~ . MICHAEL J. K.\IA~, JR.. r~ THE COURT OF COMMON PLEAS CDIBERLA~D COm-:TY PE:-';-:SYL \'A~IA Plaintifl: v. :'\0. 9-l-2Sii - CIVIL TER.\I DANIEL J. ST~1(OSKI and METROPOLITAN LIFE p,.;SURA~CE COMPA."'Y, CIVIL ACTION - LA \1/ JURY TRIAL DEMANDED Defendants. SUBPOENA TO PRODUCE DOCUMENTS OR THINGS FOR DISCOVERY PURSUANT TO RULE 4009.22 TO: Custodian of Records ?ennsylvania Human Relations Cc~~ission :01 South Second St=eet S'o.:ite 30e Ha==isburg, PA 17101-31~5 Within twenty (20) days afte= se~Jice of this Subpoena, you are o=dered by the cou=t to prcduce the following documents or t::ings: A..'1y and all dcc'o.:r:\ents c:lnce=:1ing Michael J. Kman, Jr. (Social Security number 170-60-927S and date of birth a/1/6~) at Saidis, shu:: & Masland, 2~ tlest High Street, Carlisle, ?ennsy:va~ia 17013. . '':ou may deliver 0= mail legible copies 0: the documents or produce things requested by this S'o.:bpoena, tc~ether with the certificate of compliance, to the party making this request at the address listed above. You have the right to seek in advance the reasonable cost of prepari:1g the co;:ies or producing the things sought. - you fal:!. to prcd'o.:ce the dcc'.:::".ents 0= things required by this S'o.:c;:oena within twenty (20) days after its service, the party ... MICHAEL J, K.\IA:-;, JR., r.--: THE COURT OF COM~IO:-; PLEAS CUMBERLA:--''O COUNTY PE:-."SYL VANIA Plaintiff, \'. NO. 94-2877 - CIVIL TER.\I DANIEL J. STRlNKOSKI and METROPOLITAN LIFE INSUR..\SCE COMPA:>.'Y, CIVIL ACTION - LA W JURY TRIAL DEMANDED Defendants. SUBPOENA TO PRODUCE DOCUMENTS OR THINGS FOR DISCOVERY PURSUANT TO RULE 4009.22 TO: Cus:=dian of Records Dun~ore Police Department 400 South Blakley Street Dun~ore, PA 18512 ~lit::i:1 twenty (20) days after service of this Subpoena, you are ordered by the court to produce the following documents or tnlngs: ;'_-.y a:ld all dccu~encs concerning Michael J. Kman, Jr. (Socia::' Security number:' 70-60-9278 and date of birch 8/1/64) at Saidis, shu!:: & ~!asla:ld, 2~ West High Screec, Carlisle, Pen~sylva~~a 17013. . You :nay deliver or mail legible copies of the documents or produce things requested by this Subpoena, together with the certificate of compliance, to the party making this request at the address ::'isted above. You have the right to seek in advance the reasonable cost of preparing the copies or producing the things sought. If :feu fail to produce the documents or things required by this Subpeena within twenty (20) days after its service, the party '. .. serving this Subpoena may seek a court order compelling you to comply with ie. TH!S SUS?OE~t~ WAS ISSUED AT THE REQUEST 0: THE :OLLOWING PERSON: Name: Joseoh ~. Hitchinos. Escr~ire Address: 2~ West Hioh Street Carlisle. PA 17103 Telephone: (717) 243-6222 Supreme Court ID # 65551 Date: EY THE COURT: Seal of the Court Prothonotary Deputy . " '. " . ~IICHAEL J. K.\IA:\. JR.. 1:\ THE COL"RT OF COMMON PLEAS CU~(BERLAND COUNTY PE",'NSYL VANIA Plaintiff, v. (0.;0. 9-1-2S7i - CIVIL TER.."I DA.'\lEL J. STRINKOSKI and ~IETROPOLlT.-\''' LIFE r.-.;SURANCE COMPA"''Y. CIVIL ACTION - LAW JL"RY TRIAL DEMANDED Defendants. SUBPOENA TO PRODUCE DOCUMENTS OR THINGS FOR DISCOVERY PURSUANT TO RULE 4009.22 TO: Custcdia~ of Reco~ds Balt:~o~e L::e !~surance C=~;a~y 401 S. Louther Street Carlisle, PA 17013-0265 . Within twe~ty (20) days after se~;ice of this Subpoena, you a~e ordered by the cou~t to p~::;duce tr.e following documents or thi~gs: p~: and all docu~ents conce~ning the employment of Michael oJ. K:nan, oJ~. (Social Secu~ity :-.u::,.be~ 170-60-9278 ar:d date of bi~th 8/:/€~) i~cl~di~g but not l~mi:ed t~ pe~so~nel records, wage and pay=oll reco=as, W-2's, co~trac:s, agree~ents, Form U-4's, Form U- S' s, ar:d all correspondence a~d othe~ communications at Saidis, shuff & Masland, 26 West High St~eet, Carlisle, Pennsylvania 17013. You may delive~ o~ mail legible copies of the documents o~ p~oduce things requested by this Subpoena, together with the certificate of compliance, to t~e 9ar:y ~a~i~g this request at the address listed above. You have the ~ight to seek in advance the reasor:able cost of p~epa~ing the copies o~ producing the things scugi'".t. If you fail to produce t::e docu:r.er:ts or things required by this Subpoena within twe~ty (20) days af:e~ its service, the pa~ty " " .. . serving t:his Subpoena may see:': a court: order compelling you co comply '/lith i::. THIS SUBPOENA WAS ISSUED AT THE REQUEST OF THE FOLLOWING PERSON: Name: Joseoh L. Hicchinas. Esquire A=dress: 26 West: Hiah Street Carlisle. PA 17103 Telephone: (717) 243-6222 Supreme Court ID # 65551 Date: BY THE COURT: Seal of the Court Prothonotary Deputy . " " . , MICHAEL J. K.\-I.-\S. JR.. IN THE COURT OF COMMON PLEAS CWvIBERLAND COUNTY PE,,"NSYL VA:-"lA Plaintit'f, v. NO. 9-1-2S7i - CIVIL TER:\I DANIEL J. STRD:KOSKl and METROPOLlT AS LIFE INSURANCE CO:\IPANY. CIVIL ACTION - LAW JURY TRIAL DEMANDED Defendants. SUBPOENA TO PRODUCE DOCUMENTS OR THINGS FOR DISCOVERY PURSUANT TO RULE 4009.22 TO: Cus~adia~ of Reco~ds Arby's Restaura~t Rot:~e 6 Ey~c~, ?~ 18403 Wit~i~ ~we~ty (20) days afte~ service 0: this Subpoena, you a""" o~de~ed by t~e cou~t to p~oduce the following documents o~ things: ~:.y ar.d all documents concer~ing the employment of Michael J. Kmar., :~. (Social Security nu~ber 170-60-9278 and date of bi~th 8/1/6~) i~cluding bu~ not limited to pe~sonnel ~eco~ds, wage and payroll ===or=s, W-2's, contracts, agreements, :orm U-4's, Form U- S' s, a::ci 3.1: ::or:.-espor:der:ce ar..d ache::- commu:-:.icatio:-,.s at Saidis, Shl~:f & :'!.3.s:3.::c, 26 t'lest H:..gh S'C:.-eec, Car!.:..sle, ?e~nsyl./ania "-70:3. . You may deliver or mail legible copies of the documents or produce t~ings requested by this Subpoena, togethe~ with the certifica~e of complian~e, to the party making this request at the address listed above. You have the ~ight to seek in advance the ~easo:1ab::'e cost of p~epa~ing tr:e copies o~ p~oducing the things sougr:t. If :.:~u fail to p~oduce the documents or things ~equi~ed by this Subpce~a withi~ twenty (20) days after its se~jice, the party " " . . serving chis Subpoena may seek a court order compelling you to comply w:.ch it. ':'::IS SU:;:OENA ~;AS ISSUED AT THE REQUEST OF THE FOLLOI'I!NG PERSON: Name: Jcseoh L. Hitch:nas. Esauire Address: 26 West Hiah Street Carlisle. PA 17103 Telephor.e: (717) 243-6222 Supreme Court ID # 65551 Date: BY THE COURT: Seal of t~e Court Prothonotary Deputy '. . . '. . ~ , Plaintiff. IN THE COURT OF CO~I~ION PLEAS ClJ1<IBERLAl"'D COUNTY PENNSYL VANIA :-"IlCHAEL J. K..\IA:-':. JR.. v. NO. 94-2877 - CIVIL TERM D..\NIEL J. STRlNKOSKI and METROPOLITAN LIFE INSUR.-\NCE COMPANY. CIVIL ACTION - LA \V JURY TRIAL DEMANDED Defendants. SUBPOENA TO PRODUCE DOCUMENTS OR THINGS FOR DISCOVERY PURSUANT TO RULE 4009.22 TO: C~s:odian of Records IolcDcr:ald' s O'Neil Highway Du~more, PA 18512 Wi:hin twenty (20) days after service of this Subpoena, you are ordered by the court to produce the followir:g documents or :h:~gs: A~y a~d al: docume~ts concerni~g the e~plo~e~: 0: Michael ..;. Kr.".a::, Jr. (Social Secu:-i::.y nu~.ber 170-60-9273 a::d da:e of bi:-th 6/1/64) ir:cluding b~: not limited to personnel records, wage and payroll records, W-2's, contracts, agreements, Form U-4's, Form U- S' s, a::d all correspondence and other communications at Saidis, shuff & Masland, 26 West High Street, Carlisle, Pennsylvania 17013. You may deliver or mail legible copies of the documents or prod~ce :hings requested by this Subpoena, together with the cer:ifica~e of complia~ce, co the pare! making chis req~est at the address listed above. You have the right to seek in advance the reasonable cost of preparing the copies or prod'.:cing o;he thir:gs sought. If you fail to produce the documents or things required by this S~bpoena within twenty (20) days after its service, the party . , " . ~ . . serv'i::g :his Subpoe:-.a :nay seek a court orde:- compelling you to comply ~.:.:h i~. THIS SU3?OENA WAS ISS~ED A~ THE REQUEST OF THE FOLLOWING PERSON: Name: Joseoh L. Hitchinas. Esauire Address: 26 West Hiah Street Carlisle. PA 17103 Telephone: (717) 243-6222 Supreme Court ID # 65551 Date: BY THE COURT: Seal of the Court Prothonotary Deputy . . . . . . . ~IICHAEL J. K.\I.-\:-:. JR,. 1:-: THE COURT OF CO~I~ION PLEAS CUMBERLAND COIDiT'{ PE;-.~SYL VANIA Plaint: it: \" NO. 94-2Sii - CIVIL TER~I DA:-';IEL J. STRIXKOSKl and METROPOLlTA:-': LIFE INSURANCE CO~IPA:-;Y. CIVIL ACTION - LA \V JURY TRIAL DEMA:-':DED Defendants. SUBPOENA TO PRODUCE DOCUMENTS OR THINGS FOR DISCOVERY PURSUANT TO RULE 4009.22 TO: Cus~odia~ of Records 3a~~:rs ~ife & Cas~alty 2 ':: :~a::1",rietN :l"~~-"Q ....# -.........- s.... -.=, "''''.';:: ....- -- -..... Ca::-.; :l:'::. P~. . ... -." .. ~ i ,;.;._ \'I:.::::.~ :',;em:y (20) days a:ter service of this St.:bpoena, yo\.: a:::-e o~\::ie=-=d by the ccu:-c to produce the following documer:cs c:.- things: ;~y a~d all dcc~~e~ts concer::~ng t~e employment or Mi=hae~ :. K~a~, :r. (Socia~ Security ~u~ber :70-60-9278 and date 0: b~rt~ =/:/6~: :~=:~d~ng C~: ::0: li~~:ed to personnel records, wage a::d ;ajro:: ~~:~ris, W-2's, =oncrac:s, agree~e~:s, Form U-4's, F=r~~- 5' s, So:"..:: 3.:':' co==e~;c:-.=.e::.ce a::d oc::er ccr:-.mt.:.:1.:.ca:ions at Sa:.dis, snu:: & ~!as:and, 26 Wesc High Street, Carlisle, Pennsy:van~a 17013. Yot.: ::lay deliver or mail legible copies of the documents or produce :~l~gS reques:ed by this Subpoena, together wltn the certif:.c;:e 0: ccmplia~ce. to the party making this request at t~e add=ess ::scec acove. You hale the righc to seek i~ advance cte ::"e3.scna=::_-= C:::.3= 0: pr=pa~i:1g the copies c::" p::-odt.:.cing the ::1:..ngs -...., .--...- ~""''''',=,.'''- . -: ::":u :ail tc p=odt.:ce the doct.:.:':':ents or things reqt.:.ired by this S~==:e~a withi~ twenty (20) days a:te= its service, the ~ar~y t;>- . . . . , se::./::1g chis Subpoena ma::. seek a court carr.ply wl:h ic. order compelling yet.: -- ~w 7H:'; S::3::=E~;'; ~.;;...s :5S~ED A7 7~E REQL~S~ OF ~..... ~:::. =OI.I.O,I::~G PS?SC~;: Na:r.e: Josech L. H: tchi~as. EsC'ui re Address: 26 West Hioh Street Carlisle. PA 17103 Telephone: (717) 243 -6222 Supreme Court ID # 65551 Date: BY THE COtJRT: Seal of the Court Prothonotary Cep:":'::l ... '.. .. . . . . . . CERTIFICATE OF SERVICE I, John W. Purcell, Jr., Attorney for the Plaintiff, hereby certify that a true and correct copy of the foregoing was served on the Defendant by sending said copy to their attorney of record by first class U.S. mail on May 30, 2000: Joseph L. Hitchings, Esquire Saidis, Shuff & Masland 26 West High Street Carlisle, PA 17013-2956 Attorney for Defendant Steven Yarusinsky, Esquire Proskauer Rose LLP One Newark Center Newark, NJ 017102 ELL, JR. MICHAEL J. KMAN. JR.. Plaintiff : IN THE COURT OF COMMON PLEAS : CUMBERLAND COUNTY. PENNSYLVANIA vs. : NO. 94-2877 - CIVIL TERM DANIEL J. STRlNKOSKI AND METROPOLITAN LIFE INSURANCE : CIVIL ACTION-LAW COMPANY. Defendant PRAECIPE TO THE PRPOTHONOTARY: Please withdraw my appearance on behalf of the Plaintiff Michael J. Kman, Jr. in the above captioned matter. PURCELL. KRUG & HALLER BY W. Purcell. Jr.. Esquire . #29955 1719 North Front Street Harrisburg, PA 17102 (717) 234-4178 Please enter my appearance on behalf of the Plaintiff Michael J. Kman. Jr. in the above captioned matter. ~~~gh~~.t~kr I.D. # 30~2-2- 19 Brookwood Avenue. Suite 106 Carlisle, PA 17013 (717) 249-5373 " , ;_;.~}~~~~~;~~.--{.,.>jL",::;, _-i-.:~ ,_f'~ -~-.... tli;~i"~l~~.. '" ~,......,. ':, .:'t:j,..".,. ':':',' .... .'-..- . ~ .' . I ,j F!LED-0rr:CE Ot: 1\ :'. t':~~,T;.'~' '''t/'r>v I .'. ., ',.." ...... I~} "11 01 FES -8 Pil 2: 25 CUMtii}1/.NJ COUNTY PENNSYLVANiA " ,'" ~-- , " /~;. !, , ~ _'",:....A...~.'....~.~.~_,.......___~_..,._. <. , .", . .~...,--' -"--r, ~'~'-. -'-'~--;""''''-->'.,~.-~~- -., .. -. .' .-.-- t. \. . '- " . . . . LAW OFFICES SAIDIS, SHUFF, FLOWER & LINDSAY 26 W. HIOH S'lREET 2109 MARKET S'lREET CARLISLE. PA 17013 CAMP111Ll.. PA 17011 PHONE (7171243-6222 PHONE (717) 737034113 ~.__~ ","^"-"''''""_,~,,,,,,,,,,,,~,,,~'~'''''''':''''''''':'''''''''''-i-",,~''~'';'- CERTIFIED COPY, . ~EB 2 S 2a~ . , < I ~ I ~ I i . '. ~ /~ . , .. . , . '.,~ .. , < I f k I'. .. r " , I " I ) to ^ MICHAEL J. KMAN, JR., :IN THE COURT OF COMMON PLEAS :CUMBERLAND COUNTY, PENNSYLVANIA Plaintif f v. :NO. 94-2877 - CIVIL TERM DANIEL J. STRINKOSKI and :CIVIL ACTION - LAW METROPOLITAN LIFE INSURANCE COMPANY, :JURY TRIAL DEMANDED Defendants: ORDER AND NOW, this ~ ~ day of ~ I'Ll U l , 2001, upon review of the attached Stipulation, the Stipulation is approved, and the Complaint in the above matter is withdrawn and the action shall be, and the same hereby is, dismissed with a prejudice, and with fees or costs to any party. BY THE COURT: J. f'f ~.~ 0' l,or' 0 ~ 7-~~ SAIDlS I S~1JNW>~ I U~__ II :l6W.Hl&hStncl II Carlble, PA I I' II I I, '1 'I II I, I, :1 !' f' ". "'1: l.i".: ":.,/'( 1 , j-,,=;"'I- ~ /L'. - .. ,. .... EXIHlUI..ll IN TilE COURT OF COMMON I'LEAS CUMBERLAND COUNTY I'ENNSYLVANIA MICHAEL J. KMAN. JR.. NO. 94-2877-CIVIL TERM Plainlill: CIVIL ACTION - LAW v. METROPOLITAN LIFE INSURANCE; COMPANY. INC. and DANIEL.I. STRINKOSKI. STIPULATION OF DISMISSAL WITH Plm.IlJDICE DcfcndanlS. IT IS HEREBY STIPULATED AND AGREED. by and belweenlhe undersigned. lhallhe Complainl in lhis mallcr is wilhdrawn and lhe aclion shall be. and the same hcreby is. dismissed Wilh prejudice. and Wilhout rees or cOSlS to any party. I'ROSKAUER ROSE LLI' (' . !J/ Jose I . O'Keefe, Esq. 110 neys for Dclcndants 0, I 'cwark Ccnlcr Newark. New Jcrscy 07102 (973) 274-3200 Dalcd: February / J . :!OO I LAW OFFICE OF MICIIAEL .1. HANFT I-{ - ( . Lt-- By: By: Gregory!. Knight, Esq. Allorncys for Plaintirf 19 I3rookwooJ A vcnuc. Suitc 106 Carlislc. I' ^ 17013 (717) 249.5373 Datcd; Fcbruary ~. 2001 SO ORDERED: Dated: 4952/48476.164 NJLIBI/57796 v5 Page 17 or 17 .. ".I On this CJ 7flJ CERTIFljOF SERVICE d.yof ~ I served a true a correct copy of the , 2001, I, hereby certify that foregoing Order and Stipulation of Dismissal with Prejudice upon all parties of record via United States Mail, postage prepaid, addressed as follows: Joseph C. O'Keefe,Esquire Proskauer Rose LLP One Newark Center Newark, NJ 07102 Gregory H. Knight, Esquire 19 Brookwood Ave. Suite 106 Carlisle, PA 17013 J SHUFF, FLOWER & LIN SAY 1. eph L. Hitchings, W. High Street arlisle, PA 17013 717-243-6222 SAlOIS SHUff.. flOWER & UNUSAY AI "_'--""'- UW.IIlPStrod Corllde, PA il Ii Ii II II I: '" '., _:+:~~i~~ no: -' " ,. '. "',- -.11- ".j.,,!-..:. '~ .,.., "-,. ~ ", '".. ,,;"'1"( I': ',I-Lit";"' "j.. . '_"!: _.:.":;./.,,c.:';;J;;.;;:;~t.:.---'-."''''-'~' _-';:~-;-~::;':."_;,,,:'''.,:_.o-_._'" ..:..! 01 FEn 23 Pll 3: 53 . CUMBERLN"O COUNlY . PENNSYLVN'liA , . , '::s:'- -'~.-_ '>~i'/ " Co - '., .,"', .,~~'~~; - '. ,f. "<\ " ~ :_--f'~' , .'. I " , i . < !"~ " .' . .. . #,' .' . -. ., ",,_,;.:'1'r ~ ,," '. . .'