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HomeMy WebLinkAbout94-02964if). V; Lo I ?i T V a v a w O- i o- .i THOMAS, THOMAS & HAFER BY: Jeffrey B. Rettig, Esquire IDENTIFICATION NO.: 19616 305 North Front Street P.O. Box 999 Harrisburg. PA 17108.0999 17171256.7639 GENERAL ELEVATOR COMPANY, INC., Plaintiff V. BEVERLY ENTERPRISES t/d/b/a BLUE RIDGE HAVEN CONVALESCENT CENTER WEST, Defendant Attorneys for Plaintiff IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA <..? e ?JEA-f1l NO. 4 ?I? ?l ?j(r- O e CIVIL ACTION - LAW JURY TRIAL DEMANDED NOTICE YOU HAVE BEEN SUED IN COURT. If you wish to defend against the claims set forth in the following pages, you must take action within twenty (20) days after this complaint is served, by entering a written appearance personally or by attorney and filing in writing with the Court your defenses or objections to the claims set forth against you. You are warned that, if you fail to do so, the case may proceed without you and a judgment may be entered against you by the court without further notice for any money claimed in the document or for any other claim or relief requested by the Plaintiff. You may lose money or property or other rights important to you. YOU SHOULD TARE THIS PAPER TO YOUR LAWYER AT ONCE. IF YOU DO NOT HAVE A LAWYER OR CANNOT AFFORD ONE, GO TO OR TELEPHONE THE OFFICE SET FORTH BELOW TO FIND OUT WHERE YOU CAN GET LEGAL HELP. As provided by Pennsylvania Rules of Civil Procedure No. 1018.1, the following officer is designated to be named in the Notice to Defend in order to find out where legal help can be obtained. Court Administrator Fourth Floor Cumberland County courthouse one Courthouse Square Carlisle, PA 17013 (717) 240-6200 GENERAL ELEVATOR COMPANY, INC., Plaintiff V. BEVERLY ENTERPRISES t/d/b/a BLUE RIDGE HAVEN CONVALESCENT CENTER WEST, Defendant IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA NO. CIVIL ACTION - LAW JURY TRIAL DEMANDED COMPLAINT AND NOW, comes the Plaintiff General Elevator Company, Inc., by its attorneys, Thomas, Thomas & Hafer, and pleads the following cause of action: 1. Plaintiff General Elevator, Inc. ("General Elevator") is a corporation with a business address of 2405A Old Gettysburg Road, Camp Hill, Pennsylvania 17011. 2. Defendant Beverly Enterprises is a corporation trading and doing business as Blue Ridge Haven Convalescent Center West with an address of 770 Poplar Church Road, Camp Hill, Pennsylvania 17011. 3. On or about May 24, 1978, General Elevator entered into a contract entitled "Full Preventive Maintenance Agreement" with Blue Ridge Haven West. A copy of the agreement is attached hereto and marked Exhibit "A." 4. The contract between the parties contains a self-renewing term providing that the contract continues from year to year until terminated at the end of any year after the first by giving the other party ninety (90) days prior written notice. 1 COUNT ,-j BREACH OF EXPRESS CONTRACT 5. The allegations contained in Paragraphs 1-4 are hereby incorporated herein by reference thereto. 6. The Full Preventive Maintenance Agreement signed between the parties was renewed continuously each year subsequent to 1978 up to and including 1993. 7. No notice to terminate the existing agreement had been given by any representative of Beverly Enterprises or Blue Ridge Haven West prior to October 19, 1993. 8. On October 19, 1993, Beverly Enterprises, through its agent, Gary Lauer, informed General Elevator by correspondence that it was unilaterally terminating the contract between the parties due to the outdated nature of the agreement and unsatisfactory maintenance performance. A copy of the correspondence is attached hereto and marked Exhibit "B." 9. Subsequent to the Defendant's unilateral termination of the agreement, Defendant, through its agent, Gary Lauer, admitted that the Defendant's attempt to cancel the agreement between the parties was not due to unsatisfactory performance, but rather, was due to the fact that he had received a better offer from a competing supplier. 10. At all times since the execution of the original contract on May 24, 1978, and until Defendant's unilateral termination on October 19, 1993, both General Elevator and Defendant substantially performed their respective obligations under the contract. 2 11. Defendant's action in unilaterally attempting to cancel the contract between the parties on terms other than those specified in the contract constitutes a breach of the agreement between the parties for which Defendant is solely responsible. 12. General Elevator has sustained damages in the form of lost revenue in the amount of Two Thousand Three Hundred Eighty-One and 12/100 ($2,381.12) Dollars as a result of Defendant's breach. WHEREFORE, Plaintiff respectfully requests judgment be entered in its favor and against Defendant in the amount of Two Thousand Three Hundred Eighty-One and 12/100 ($2,381.12) Dollars, plus interest and court costs. COUNT II NOVATION 13. The allegations contained in Paragraphs 1-12 are hereby incorporated herein by reference thereto. 14. On or about July 21, 1981, Beverly Enterprises purchased the assets of the Blue Ridge Haven West facility. 15. If the purchase of the Blue Ridge Haven West facility by Beverly Enterprises is deemed to have extinguished the original contract between Blue Ridge Haven West and General Elevator, a novation is pleaded in the alternative. 16. Both General Elevator and Beverly Enterprises consented to a novation whereby Beverly Enterprises as owner of Blue Ridge Haven West assumed the responsibilities undertaken by Blue Ridge Haven West under the terms of the original contract. 3 17. The consent of the parties was manifested by their continuous performance under the terms of the contract for a period in excess of twelve (12) years. 18. Valuable consideration was exchanged between the parties during the period of time between Beverly Enterprises' purchase of Blue Ridge Haven West and their unilateral termination of the agreement in October of 1993. 19. The conduct of the parties subsequent to Beverly Enterprises' purchase of the Blue Ridge Haven West facility resulted in the substitution of a new contract between General Elevator and Beverly Enterprises under the same terms and conditions as the original agreement between General Elevator and Blue Ridge Haven West. 20. Both General Elevator and Defendant substantially performed their obligations under the terms of the substituted contract. 21. Defendant unilaterally breached the substituted contract as alleged in Count I of this Complaint. 22. General Elevator has suffered damages as alleged in Count I of this Complaint. WHEREFORE, Plaintiff respectfully requests judgment be entered in its favor and against Defendant in the amount of Two Thousand Three Hundred Eighty-One and 12/100 ($2,381.12) Dollars. COUNT III ESTOPPEL 23. The allegations contained in Paragraphs 1-22 are hereby incorporated herein by reference thereto. 4 24. The conduct of Defendant subsequent to its 1981 acquisition of the Blue Ridge Haven West facility induced General Elevator to conclude that the original contract executed in 1978 was still valid and enforceable. 25. To its detriment, General Elevator relied justifiably and reasonably upon twelve (12) years of performance by the Defendant under the terms of the original contract. 26. Defendant's conduct has induced General Elevator to maintain personnel, equipment and materials necessary to complete its obligations under the terms of the contract. 27. Defendant breached the agreement between the parties as alleged in Count I of this Complaint. 28. General Elevator has suffered damages as a result of Defendant's unilateral breach of the contract as alleged in Count I of this complaint. WHEREFORE, Plaintiff demands that judgment be entered in its favor and against Defendant in the amount of Two Thousand Three Hundred Eighty- One and 12/100 ($2,381.12) Dollars. Respectfully submitted, THOMAS, THOMAS 6 HAFER DATE: rt19 i6/?a`ysy, panaaao ? 05•North'Front Street P.O. Box 999 Harrisburg, PA 17108-0999 (717) 255-7639 Attorneys for Plaintiff NOV-00-9E MON 17180 BNERAL ELEVATOR 71' ,1867 '? • :• GENERAL ELEVATOR COMPANY INC. • ^' •. FULL PREVENTIVE MAINTENANCE Crntrol, AGREEMENT 8 fierola To: 81ue Ridte Haven Date: Mby 2!1. 1978 770 Poplar Church Rood Of los: 8arriebun Cam Fi?17 Per. aylvania' General Elevator, Inc., subject to the terms and conditions below, will maintain ft equipment as described herein. General Elevator will examine, adjust, and lubricate the elevator equipment regularly and systematically; and repair or replace, it in General Elevator's judgment conditions warrant: machines, molors. generators, controllers, guide rails and guide shoes, conductor cables, safety devices, plungers, pumps, operating valves, Including all component parts of these items. We will also; • Renew all wire ropes as often as Is necessary to maintain an adequate factor of safety based on the recommended procedures as prescribed in the current American National 6tandard Practice for the Inspection of Elevators, and to equaliZO the tension of all hoisting ropes • Examine, lubricate and adjust, regularly and systematically and. If In General Elevator's judgment conditions warrant, repair or replace all of the accessory equipment. The replacing of bulbs in signal fixtures will be performed only during regularly scheduled visits to service the equipment. • Furnish General Elevator lubricants prepared in accordance with our specifications. • Examine regularly and systematically all safety devices and governors and, In addition, make a lest every five (5) years in the manner prescribed under Rule 1001.4b of the 1971 American National Standard Safety Code, or conduct our customary test if a hydraulic elevator. • Use trained employees directly supervised by General Elevator personnel. This Agreement does not cover and we will not: • Assume responsibility for power switches and their fuses, power wiring to the controller; work caused by power voltage fluctuations beyond the normal limas of 5%, plus or minus; heat and smoke senaing devices; holstway enclosures, and enclosure doors, frames, sills and supports; ventilating tans; hatchway lighting; cylinder, casing, or any equipment, piping, or wiring underground; refinishing, repairing or replacing car enclosure including car door panels, poor covering, light fixtures, light bulbs and tubes or other car lighting devices. • Be required to make safety tests other then those described, nor to install new attachments on the elevator whether or not such attachments are recommended or directed by Insurance companies or by governmental authorities, nor to make any replacements with parts of a different design, unless in our judgment conditions warrant the use of such pans. • Assume liability for violations of elevator code provisions adopted subsequent to the installation of subject elevators. (continued) Prop. No. 4m 871-e0. Ills Page-L- P. 06 rUj Sales We Unto. 011114461 rNe•rnM IA. hrt cam w.•p.Mm I.O. tier 17M. eulir.m. W. 71707, (301) 71041100 NOV-06-9E MON 17901 :NERAL ELEVATOR 717 •,10467 P.07 • 9e required to make renewals w ripaln necessitated by reason of negligence, misuse or obsolescence Of the equlpmwnt or by reason of any other cause beyond'Its control except ordinary wear and Isar. • Assume possession or management of any part of the equipment but such remains exclusively your responslbltily as the owner, or as ownees representative. • Be responsible for work or service other then that which is specifically set foah In this Agreement: nor assume any liability not specifically described. Miscellaneous ProvisiOna' The Items listed In the schedule below 111M considerable weer and will have to be replaced In the near future. To provide you with the maximum of service from these Items, General Elevator Is accepting them In their present condition with the understanding that you are to pay, in addition to the base amount of this AgreemmnL an extra at the Ume the Items listed are first replaced. The charge for ads replacement will be determined by pio-rating the total cost of replacing the Individual Rams. You are to pay for that portion of the items used prior to the date of this Agreement and General Elevator will pay for that potion used since the date of this Agreement. Schedule of Panto be prorated Pan name Date Originally Installed ?0??r All work Is to be performed during General Elevator's regular working hours of our regular worldng days, unless otherwise specified below. If overtime examination, repairs or emergency minor adjustment callback service are not included in this agreement and are later requested by you, we will charge you extra at our regular billing rates for the overtime bonus hours only. Prop. No.-L-2349 slut-n1v.1175 Page NNIA fvl $4140 •Nr e4ner 014"41 imeoEhoW No Htt Cent e•o/yu•Mtu P.O. Ex fRt, 840r4m. NQ, 1f= fie?) M -OW NOV-00-9E MON 17101 .:NERAL ELEVATOR 717 110467 P.00 ' filets, duration, and tsrminatloni • The services described above will be furnished for five (5) -years - .'" i ' -9- V rate commencing at 12:01 A.M. an tho firs+ dayol > 19-LB, for the sum of S 152.00 per month, payable monthly. upon presentation of Invoke for the month In which the service is tendered, but subject to the adjustments set forth below. • You shell pay, as an addition to the price quoted, the amount of any local, stale or federal tax based on sales. • The monthly price shall be adjusted annually by increasing or decreasing $ 23 • _5 of said price to reflect the increase or decrease of cost of materials. This adjustment shall be the proportionate increase or decrease of the cost of materials from year to year as shown by the index of "Wholesale Commodity Prices for Metals and Metal ProduCts", published by the U.S. Department of Labor, Bureau of Statistics. The adjustment shall be based on Cie Index figures for the second month preceding Me month In which the anniversary dale fells. • $ _ 135.15 of the monthly price shall be annually Increased or decreased by the percentage of increase or decrease In hourly rate paid to elevator mechanics, on the yearly adjustment date as compared with the rate paid on the lirot dayof Juno •127L It For the purpose of price adjustment, the starting month of the Agreement shall be used as the annual adjustment dale throughout the tenure of the Agreement and any renewals of same. NOTE: As used in this provision, the phrase "hourly rate paid to elevator mechanics" means the sum of the straight time hourly rate paid to elevator mechanics In the locality, where the equipment Is to be maintained, and the a verage hourly cost of fringe benefits paid to elevator mechanics. The, words "Fringe Benefits' mean employee benefits granted in You of or in addiflon to hourly rate Increases and Include, but are not limited to, pensions, annuities, vacations, paid holldays, group life, sickness and accident and hospitalization Insurance. The straight time hourly labor rate applicable to this Agreement Is $ 3.3,•01 of which s 2-46 constitutes the cost of fringe Benefits. • The ad;ustmenl in price resulting from the above provision shall not Increase the Agreement price to more than the maximum price permitted by any applicable, legally issued government regulation in force on the date that the adjustment becomes elfective. • The Company reserves the right to discontinue ft maintenance service provided for herein it at any we payments are thirry (30) days in arrears • After the term provided for herein has expired, this Agreement will continue from year to year therealter until terminated. Either parry may terminate it at the end of the first term, or at the end of any subsequent year by giving the other parry ninety (90) days prior written notice. • This Agreement is based upon the existing elevators and equipment and govern. mental regulations controlling the same. the present methods of operation, hours of use, and general Condillons surrounding the site of the equipment. Any change In these or other conditions beyond the control of General Elevator which would materially affect the performance of the elavalbrs or the cost of maintaining them. small constitute grounds for renegotiating this Agreement. • It is expressly agreed, in consideration of our performance of the service enumerated at the price stated. that General Elevator assumes no Ilsbility for Injuries. Including death. to any poison or persons. except employees of General Elevator, or for damage to property. except when directly the result of out negligent performance of the work done under this agreement and the purchaser agrees to indemnify and hold harr-..tess General Elevator from all damages, claims, suits. expenses and payments on account of or resulting from any such Injury, death, or damage to persons and/or property. Prop. No. 4-13119 ere-eev Ins Pape.? 0tWl 10f SOMWO OONU TNW//gvr IM 1111 c0/11 blNpun,nt 0.0. •o• AOt. ("II 1" 4m NOY-00-9E . Two (2) Electric Oil 'Jydra•,ulic Duplex Passenger Elevators P.09 Rid" ylv. T 77 hn '' 90.. LtleatedAt 11-112 R , i... GENERAL ELEVATOR CS!OPANY- INC. PRESENTED BY: •---?sA Name "aOnd ? t `?"L _..._...- Thomes A. Block, Branch ?tanager It 19 Signed and Accepted BY: Q/4L Accepted for General Elevator Company, Inc. vol t9- BY: 0. O1Sson, sarrnr:v, I176 Prop. No.-"- 49 MOH 17s02 THERAL ELEVATOR 71' 110467 • General Elevator shall not be liable fol any toss or damage caused by Strikes, ' lockouts, explosions, fire, ftlf: or the like, or any cause beyond its control, not shed it be liable In any avert for consequential damages. • In the avant your acceptance h in the lorm of a purchase order cr almilar document, the p(WSIons of this proposal shell Severn In the "Al of conflict or omission. • Sete working conditions In and around subject elevators are of essence to the perfotmance of this agreement and are primarily the responsibility Of tM purchaser. • This proposal. when signed and accepted by the Purchaser and by an authortsed representative of General Elevator Company shall constitute the contract between the parties, and all prior representations or agreements whether written or verbal, are superseded. Equipment Is described below: Page fC?) gom end Samoa 911mt r4moiMW tn# rut Gur tlu.a.uYu. L0. 10. 1701. 1•xNw1. M0*1104 (101) los' O .. NOV-00-9i MON 17100 YNQRAL CLCVATOR T1' fiO?iT r.05 Wr?1'1rRlf?-?f',1 r ` OCT 8 0 1093 BEVER UES October l9s 1993 General Elevators Inc. 2405A Old Gettysburg Road Camp Rills PA 17011 Dear Blrs Blue Ridge Maven Nest is cancelling your Maintenance Contract With you due to outdated agreement and unsatisfactory maintenance performance. We feel that our elevators lack up-keep and attention. Thank you. Sincerely, l / / Cary Lauer Director of Plant Operations BLUE RIDGE HAVEN CONVALESCENT CENTER WEST 770 Poplar Church Road , Camp Hill, PA 17011 . (717) 7837070 . VERIFICATION it (!f? , state that I am an authorized representative of General Elevator Company, Inc., that I make this Verification on behalf of Plaintiff General Elevator Company, Inc., and that I am familiar with the facts and allegations set forth in the foregoing Complaint. I have read the foregoing document and hereby affirm that it is true and correct to the best of my personal knowledge, information and belief. This Verification is made pursuant to 18 Pa.C.S. S 4904 relating to unsworn falsification to authorities. GEN By: DATE: CP N N s ..s i ter' h? J W F O oil y a n 00 C Z m n °a x u 1 O y m 7 _ p 6 Z R y < N Z a 0 7 ' SHERIFF'S RETURN COMONWEALTH OF PENNSYLVANIA: COUNTY OF CUMBERLAND General Elevator Company Inc. In the Court of Common Pleas of Cumberland County, Pennsylvania No. 94-2964 Civil Term, VS Civil Action Law Notice Complaint Beverly Enterprises t/d/b/a Blue Ridge Haven Convalescent Center West Daniel Rn i ppr , XF jW' Kfxjar Deputy Sheriff of Cumberland County, Pennsylvania, who being duly sworn according to law, says, that he served the within Civil Action Law Notice Complaint Beverly Enterprises t/d/b/a upon Blue Ridge Haven Convalescent , the defendant, at 2.20 o'clock Center West _p M. Jjjj'c / EDST, on the 3rd day of June 19gAat 770 Poplar Church Road.Camp Hill , Cumberland County, Pennsylvania, by handing to Ginny Swank Associate Administrator for Beverly Enterpries t/d/b/a Blue Ridge Haven Convaleecent Center West a true and attested copy of the Civil Action Law Notice Complaint , and at the same time directing her attention to the contents thereof and the "Notice to Plead" endorsed thereon. Sheriff's Costs: So answers: Docketing 14.00 ??`?? Service 8.40 Affidavit Surcharge 2,00 R. Thomas Kline, Sheriff 24.40 Pd. by Atty. 6-6-94 by 5L Sworn and subscribed to before me Deputy Sheriff this IV tL- day of 199Y A. D. Prothonotary GENERAL ELEVATOR COMPANY, INC., plaintiff, v. BEVERLY ENTERPRISES t/d/b/a BLUE RIDGE HAVEN CONVALESCENT CENTER WEST# Defendant : IN THE COURT OF COMMON PLEAS : CUMBERLAND COUNTY, PENNSYLVANIA : NO. 94-2964 CIVIL TERM CIVIL ACTION - LAW : JURY TRIAL DEMANDED ENTRY OF ABPEARM& TO: LAWRENCE E. WELKER, PROTHONOTARY Please enter my appearance on behalf of Defendant Beverly Enterprises t/d/b/a Blue Ridge Haven Convalescent Center West in the above-referenced matter. I am authorized to accept service on behalf of Defendant. Respectfully submitted, Tacx M. rIUM& &.., --- , Attorney Id. No. 32695 DUANE, MORRIS & HECKSC R 305 North Front Street P.O. Box 1003 Harrisburg, PA 17108-1003 (717) 237-5500 Attorneys for Defendant Beverly Enterprises t/d/b/a Blue Ridge Haven Convalescent Center West Date: June 20, 1994 CERTIFICATE OF SERVICE It NORA A. STARNES, a secretary with the law firm of Duane, Morris & Heckscher, hereby certify that a true and correct copy of the foregoing Entry of Appearance was served upon the following individual by hand delivering the same at Harrisburg, Pennsylvania: Jeffrey B. Rettig, Esquire Thomas, Thomas & Hafer 305 North Front Street Harrisburg, PA 17101 Nora A. Starnes Qs _ T G . M _ . O t?J a GENERAL ELEVATOR COMPANY, INC., Plaintiff, V. BEVERLY ENTERPRISES t/d/b/a BLUE RIDGE HAVEN CONVALESCENT CENTER WEST, Defendant : IN THE COURT OF COMMON PLEAS : CUMBERLAND COUNTY, PENNSYLVANIA : NO. 94-2964 CIVIL TERM : CIVIL ACTION - LAW JURY TRIAL DEMANDED 8 E AND NOW, comes Defendant, Beverly California corporation t/d/b/a Blue Ridge Haven Convalescent Center West (hereinafter "Beverly"), by its counsel, Duane, Morris & Heckscher, and presents the following Answer: 1. Admitted. 2. Denied on the basis that Blue Ridge Haven West is owned and operated by Beverly California Corporation, not Beverly Enterprises. 3. Admitted. 4. Admitted. 5. Admitted. 6. Admitted. 7. Admitted. 8. Admitted. 9. The allegations contained within paragraph nine (9) of the Complaint are denied on the basis that Beverly had good and sufficient grounds to terminate the contract based on the lack of performance of General Elevator's obligations thereunder and the termination was motivated by unsatisfactory performance. 10. Admitted in part and denied in part. It is admitted that Beverly substantially performed its respective obligations under the contract until its termination of the agreement on October 19, 1993. The allegation contained within paragraph ten (10) is denied to the extent that it alleges that General Elevator substantially performed its obligations under the agreement. 11. The allegation contained within paragraph eleven (11) is a conclusion of law to which no answer is required. To the extent the allegation is deemed to be factual, it is denied. 12. After reasonable investigation, Defendant is without sufficient knowledge, information or belief as to admit or deny the allegation contained within paragraph twelve (12) and strict proof thereof is demanded at trial. 2 13. Admitted. 14. Admitted. 15. The allegation contained within paragraph fifteen (15) of the Complaint is a conclusion of law to which no answer is required. If the allegation is deemed to be factual, it is denied. 16. The allegation contained within paragraph sixteen (16) is denied on the basis that there is no evidence of any consent of Beverly Enterprises to continue the arrangement under the same terms and conditions. 17. The allegation contained within paragraph seventeen (17) is a conclusion of law to which no answer is required. If any portion of the allegation is deemed a required answer, it is denied. 18. Admitted. 19. The allegation contained within paragraph nineteen (19) is a conclusion of law to which no answer required. To the extent the answer is deemed to be required, it is denied. 20. The allegation contained within paragraph twenty (20) that General Elevator substantially performed its obligations under 3 the terms of the substitute contract is denied on the basis that General Elevator failed to properly maintain the elevators in question. 21. The allegation contained within paragraph twenty-one (21) is a conclusion of law to which no answer is required. If the allegation is deemed to be factual, it is denied. 22. The allegation contained within paragraph twenty-two (22) is a conclusion of law to which no answer is required. If an answer is deemed to be required, the allegation is denied. 23. Admitted. 24. The allegation contained within paragraph twenty-four (24) is a conclusion of law to which no answer is required. If an answer is deemed to be required, it is denied. 25. The allegation contained within paragraph twenty-five (25) is a conclusion of law to which no answer is required. To the extent that an answer is deemed to be required, it is denied. 26. After reasonable investigation, Defendant is without sufficient information, knowledge or belief so as to allow it to admit or deny the allegation contained within paragraph twenty-six (26) and strict proof thereof is demanded at trial. 4 27. Paragraph twenty-seven (27) represents a conclusion of law to which no answer is required. To the extent the allegation is deemed to be factual in nature, it is denied. 28. The allegation contained within paragraph twenty-eight (28) is a conclusion of law to which no answer is required. To the extent that an answer is deemed to be required, it is denied. , Defendant demands that the Complaint be dismissed. Respectfully submitted, Jack M. Mumfb d, Es ire Attorney Id. No. 32695 DUANE, MORRIS & HECKSCHER 305 North Front Street P.O. Box 1003 Harrisburg, PA 17108-1003 (717) 237-5500 Attorneys for Defendant Beverly Enterprises t/d/b/a Blue Ridge Haven Convalescent Center West Date. T? - \S -ok A 5 V E R I F I C A T I O N I, Dennis McGowen, hereby depose and state that I am Administrator of Beverly California Corporation t/d/b/a Blue Ridge Haven Convalescent Center West, the Defendant in this case; that I am authorized to make this Verification on behalf of the Corporation; and that the facts set forth in the foregoing Answer and New Matter are true and correct to the best of my information, knowledge, or belief. This statement is made subject to the penalties of 18 Pa. C.S.A. § 4904 relating to unsworn falsification to authorities. t Date -2 CERTIFICATE OF SERVICE On this 15th day of July 1994, I, Pamela L. Russell, a secretary with the law firm of Duane, Morris & Heckscher, hereby certify that a true and correct copy of the foregoing Answer was served upon the following individual by depositing the same in the United States mail, first-class, postage prepaid, at Harrisburg, Pennsylvania: Jeffrey B. Rettig, Esquire Thomas, Thomas & Hafer 305 North Front Street Suite 600 Harrisburg, PA 17101 L 6 r LAW OFFICES OF DUANE, MORRIS 6 HECKSCHER 309 NORTH FRONT STREET. P.O. BOX 1003 HARRISBURG. PA 17100.1003 Tellatin, Louis & Andreas, Inc. 15455 Conway Road Suits 355 Chesterfield, Missouri 63017 Telephone: 3141530-0004 Facsimile: 314/530-0046 ' June 10, 1996 ?A 4 - Zq (9 q File Reference: INISM Ms. Melissa Karron Manager of Real Estate Services Beverly Enterprises, Inc. 5111 Rogers Avenue Fort Smith, Arkansas 72919 RE: Blue Ridge Haven Convalescent Center -- West 770 Poplar Church Road East Pennsboro Township, Cumberland County, Pennsylvania "As Is" Market Value Appraisal of the Real Estate As of September 1, 1994 Dear Ms. Karron: ' In accordance with the signed engagement letter dated March 5, 1996 (shown as Exhibit A in this report), we have appraised Blue Ridge Haven Convalescent Center -- West, a 313-bed skilled nursing facility. 1 The purpose of the appraisal is to estimate the "as is" market value of the fee simple interest in the real estate to determine the reasonableness of the ad valorem taxation. A description of the property, together with information ' providing a basis for estimates, is presented in the accompanying report. This appraisal is subject to the definitions, assumptions, conditions and certification contained in the attached report. We believe to have prepared this appraisal in compliance with the Code of Professional Ethics, and the Uniform Standards of Professional Appraisal Practice of the Appraisal Foundation. ' Based on the data, analyses and conclusions presented in the attached report, it is our opinion that the "as is" market value of the subject real estate, as of September 1, 1994, is: ' $4,500,000 Respectfully submitted, TELLATIN, LOUIS & ANDREAS, INC. ' Wv' ames a atin, A Sterling E. S o t Principal TABLE OF CONTENTS Assumptions & Limiting Conditions i Profile of Salient Data iv Subject Photographs v INTRODUCTION • Identification of the Property I • History of the Property I • Purpose of the Appraisal I • Property Inspection I • Function of the Appraisal 1 • Interest Appraised 1 • Definition of Market Value 2 • Scope of the Appraisal 2 DESCRIPTIVE DATA • Regional Analysis 4 • Neighborhood Analysis g • Subject Property Description 14 • Market Analysis 20 HIGHEST AND BEST USE ANALYSIS 35 VALUATION ANALYSIS • Valuation Procedures 37 • Cost Approach 38 • Income Capitalization Approach 48 • Reconciliation and Final Conclusion of Value 66 CERTIFICATION 67 EXHIBIT SECTION • Exhibit A - Engagement Letter • Exhibit B - Legal Description • Exhibit C - Zoning Regulations • Exhibit D - Nursing Home Sales • Exhibit E - Yield Rate Calculations for Comparable Sales • Exhibit F - Qualifications ASSUMPTIONS AND LIMITING CONDITIONS Title to Real Estate No investigation of legal title has been made, and we render no opinion as to ownership of the property or condition of the title. We assume that: a) The title of the property is marketable; b) Unless otherwise indicated in this report, the property is free and clear of all liens, encumbrances, easements and restrictions; C) The property does not exist in violation of any applicable codes, ordinances, statutes or other government regulations; d) The property is under responsible ownership and competent management, and is available for its highest and best use. Sketches and Maps Sketches and maps in this report are for aiding the reader in visualizing the property and are based on field investigations made by the appraiser. Dimensions and descriptions are based on public records and information furnished by others. These sketches and maps are not meant to be used as references in matters of survey. ¦ Information and Data Information supplied by others that is considered in this valuation is from sources believed to be reliable and is considered to be reasonable, but no further responsibility is assumed for its accuracy. We reserve the right to make such adjustments to the value reported as may be required by ' a consideration of additional or more reliable data that may become available. Unexpected Conditions We assume that there are no hidden or unexpected conditions of the property that would adversely affect value. Distribution of Value The distribution of total value between land and improvements applies only under the stated program of utilization. Separate values for land and improvements may not be used in conjunction with any other appraisal and are invalid if so used. Legal or Specialized Expertise No opinion is intended to be expressed for matters requiring legal expertise, specialized investigation or knowledge beyond that customarily used by appraisers. i Tellatin, Louis & Andreas, Inc. Sale or Purchase t All opinions of value are presented as Tellatin, Louis & Andreas, Inc.'s considered opinion, based on the facts and data appearing in the report. We assume no responsibility for changes in market conditions or for the inability of the owner to locate a purchaser at the appraised value. imitations on Marketability Due to Status of License The value of the subject assumes that the license for the nursing home is in good status with the Pennsylvania Department of Public Welfare, and that the license is transferable to a qualified buyer. While the Department of Public Welfare scrutinizes potential buyers, this appraisal maintains that there is a large enough number of potential buyers as to impose no limitation on marketability. Additionally, it is assumed that ' the license will remain as a part of the subject business enterprise along with the real estate, equipment, assembled work force, etc. Advertising Neither all nor any part of the contents of this appraisal report shall be conveyed to the public through advertising, public relations, news, sales or other media without the written consent and approval of Tellatin, Louis & Andreas, Inc. 1 Plagiarism Neither all nor any part of the contents of this appraisal report shall be 1 plagiarized for any purpose by the client or anyone else who obtains a copy of the report directly, or indirectly without the written approval of an officer of Tellatin, Louis & Andreas, Inc. Court Testimony Testimony or attendance in court by reason of this appraisal shall not be ' required unless arrangements for such services are subsequently made. Date of Value ' The date of value to which the conclusions and opinions expressed in this report apply is set forth in the letter of transmittal. The dollar amount of any value opinion herein rendered is based on the purchasing power of the U.S. dollar as of that date. The value conclusions reflect consideration of typical financing conditions as of the date of value. The appraiser assumes no responsibility for economic or physical factors occurring subsequent to the date of value that may affect the opinions stated herein. Title Report No title report has been made available. We assume no responsibility for such items of record not disclosed by customary investigation. t ii Tellatin, Louis & Andreas, Inc. Inspection James K. Tellatin, MAI, and Sterling E. Short have personally inspected the subject property. Mineral Rights The value of mineral rights, if any, have not been considered in this appraisal unless otherwise noted. Structural Deficiencies The appraiser found no obvious evidence of structural deficiencies. However, no responsibility for structural soundness or conformity to city ' or county building and safety codes can be assumed without an independent structural engineering report. Termite Damage The appraiser found no obvious evidence of termite damage or infestation. However, a thorough inspection by a competent termite inspector has not been performed for the appraiser. Soil Conditions No detailed soil studies of the subject property are available to the appraiser. Therefore, statements in this report regarding soil qualities are not conclusive, but are considered consistent with information ' available to us. Hazardous Substances Hazardous substances, if present or potential liability that will value. Such liabilities may be existing hazardous conditions. release of contaminants such as formaldehyde foam insulation, or renovations. in the property, can introduce an actual adversely affect its marketability and in the form of immediate recognition of Future liability could stem from the asbestos fibers, toxic vapors from urea radon gases, through aging or building In the development of an opinion of value, no consideration has been given to such liability or its impact on value. The professional staff of Tellatin, Louis & Andreas, Inc., is not qualified to make an investigation to determine the possible presence of toxic materials requiring either immediate or future correction. There are experts in this special field who can conduct such investigations and provide guidance regarding the impact of toxic materials that may be present in the subject property. iii Tellatin, Louis & Andreas, Inc. PROFILE OF SALIENT DATA NAME: Blue Ridge Haven Convalescent Center -- West LOCATION: 770 Poplar Church Road East Pennsboro Township, Cumberland County, Pennsylvania CURRENT FEE OWNER: Cumberland County Industrial Development Authority INTEREST APPRAISED: The tangible and business assets of the business enterprise including the fee simple ' ownership in the real estate. PROPERTY TYPE: Skilled nursing facility ' LAND AREA: 6.8 acres PRINCIPAL IMPROVEMENTS: Part one-story, wood-frame and brick structure, and part three-story, metal frame and brick structure used as a skilled nursing facility containing 88,010 square feet and 313 licensed beds; erected in 1966 with ' substantial additions occurring in 1968, 1970, and 1975. HIGHEST AND BEST USE: Present use - skilled nursing facility 1st-Year PATIENT CENSUS: Current Projection ' Occupancy rate 83.1% 86.2% Private-pay mix 8.1% 7.5% Medicare Mix 10.6% 12.3% ' Average private-pay rate $117.91 $118.00 Medicare rate $274.00 $250.00 Medicaid rate $99.63 $102.85 ' Medicaid capital rate $5.56 $5.56 "AS IS" MARKET VALUE OF THE REAL ESTATE: $4,500,000 VALUATION DATE: September 1, 1994 INSPECTED BY: James K. Tellatin, MAI, and Sterling E. Short DATE OF INSPECTION: April 11, 1996, and April 2, 1996 iv Tellatin, Louis & Andreas, Inc. SUBJECT PHOTOGRAPHS 1 L Tellatin, Louis & Andreas, Inc. Front Building tlevatiul, Front Building Elevation SUBJECT PHOTOGRAPHS Typical Corridor vi Tellatin, Louis & Andreas, Inc. Typical Patient Room _..,, rneoADWS& Ivu? ?_° - vii Louis & Andreas, Inc. Tellatin, IDENTIFICATION OF THE PROPERTY The property is an existing 313-bed, skilled nursing facility known as Blue Ridge Haven Convalescent Center -- West located at 770 Poplar Church ' Road in East Pennsboro Township, Cumberland County, Pennsylvania. Fee simple title in the real property is vested in Cumberland County Industrial Development Authority. The legal description is presented as Exhibit B in the addenda. HISTORY OF THE PROPERTY This facility is owned by Cumberland County Industrial Development Authority It is our understanding that the facility is not currently for ' sale, and the current owners intend to continue operating the facility. Beverly, a publicly traded, for-profit corporation, operates numerous facilities in the state, and is the largest operator of nursing facilities ' in the nation, with more than 700 under ownership or lease. This property was designed and constructed specifically for nursing home use. It has been operated continuously as a nursing home since 1966, and ' several additions have been made increasing the capacity to 313 beds. The facility has been well maintained, and based on our inspection, it does not suffer from deferred maintenance. ' PURPOSE OF THE APPRAISAL The purpose of this appraisal is to estimate the "as is" market value of the real estate as of September 1, 1994. PROPERTY INSPECTION ' The subject facility was inspected by James K. Tellatin, MAI, on April 11, 1996, and by Sterling E. Short on April 2, 1996. During the inspections, ' Dennis McGowen, the administrator, was interviewed regarding the operational aspects of the facility. Additionally, Steve Boring, the maintenance supervisor, was interviewed regarding the physical aspects of the facility, and he guided the tours. FUNCTION OF THE APPRAISAL ' It is our understanding that the appraisal will be used by Beverly Enterprises, Inc. for reviewing the current ad valorem assessment of the real estate. ' INTEREST APPRAISED The interest appraised is the fee simple interest in the real estate. The ' value of the intangible and personal property assets of the going concern are excluded from this appraisal. 1 Tellatin, Louis & Andreas, Inc. DEFINITION OF MARKET VALUE In accordance with Federal Reserve System (12 CFR Part 225), Federal Deposit Insurance Corporation (12 CFR Part 323), The Office of the Comptroller Of Currency (12 CFR Part 34), the regulatory definition for market value is defined as follows: "The most probable price which a property should bring in a competitive and open market under all conditions requisite to a fair sale, the buyer and seller each acting prudently and knowledgeably, and assuming the price t is not affected by undue stimulus. Implicit in this definition is the consummation of a sale as of a specified date and the passing of title from seller to buyer under conditions whereby: A) Buyer and seller are typically motivated; B) Both parties are well. informed or well advised, and acting in what they consider their best interests; C) A reasonable time is allowed for exposure in the open market; D) Payment is made in terms of cash in U.S. dollars or in terms of financial arrangements comparable thereto; and E) The price represents a normal consideration for the property sold unaffected by special or creative financing or sales concessions granted by anyone associated with the sale." SCOPE OF THE APPRAISAL The scope of the appraisal has included a personal inspection of the nursing home, as well as the collecting, analyzing and reporting of geographic, legal, social and economic factors pertaining to the valuation of the nursing home. These factors and analyses include the following. r Social, political, economic and physical factors and trends of the region and neighborhood as they impact the nursing home ' appraised. • An inspection of the subject property and review of local taxation and zoning as they relate to the subject. ' A survey and analysis of local competitive market conditions as they relate to census, revenue and expense characteristics ' in the operation of the nursing home. • A review and analysis of Pennsylvania and Federal Medicaid and Medicare reimbursement policies, licensing requirements and Certificate of Need (CON) policies. 1 2 Tellatin, Louis & Andreas, Inc. • Gathering, confirming and analyzing comparable nursing home revenues, expenses and sale data relevant to developing a well-substantiated estimate of value by the application of the income capitalization and direct sales comparison approaches. The scope of this appraisal is believed to be in conformance with the Code of Professional Ethics and the Uniform Standards of Professional Appraisal Practice of the Appraisal Foundation. 1 1 3 Tellatin, Louis & Andreas, Inc. REGIONAL ANALYSIS The regional analysis focuses primarily on the socioeconomic trends. Population data best explain current socioeconomic conditions. Demographic factors most relevant to the valuation analysis include changes in the elderly population, levels of income and poverty, and employment composition. The optimum market area for a nursing home is one that has a growing number of elderly persons with relatively high levels of income and wealth, and that also contains sufficient labor at reasonable wages. Income and wealth levels directly relate to the current and historical economic conditions of the region. Axiomatically, nursing homes that serve market areas with declining population, low income levels, and low housing values will generally achieve low private-pay mixes and have greater difficulty attracting qualified staff members. This analysis will focus on the important socioeconomic trends for the long-term care industry. Blue Ridge Haven Convalescent Center -- West is located in East Pennsboro Township, Cumberland County, Pennsylvania in the southeastern portion of the state -- 85 miles west of Philadelphia. Cumberland County is a part of the Harrisburg-Lebanon-Carlisle Metropolitan Statistical Area (MSA), which includes the Pennsylvania counties of Cumberland, Perry, Dauphin and Lebanon. The region is situated within the Susquehanna River Valley where the terrain is generally hilly. The climate is humid continental with cold winters and hot, humid summers. Major highways servicing the area include: Interstates 76 (Pennsylvania Turnpike), 81, 83, 283, and 581; U.S. Highways 11, 15, 22, and 322; and numerous state routes. Within the MSA, there are five bridges crossing the Susquehanna River; Taylor Bridge is due east of the subject providing easy access to the Harrisburg commercial business district. Capital City Airport provides commercial air and freight service. There are several railroads serving the MSA. The population trends for the total population are profiled in Table R-1 as follows. Table R-1 Regional Population Trends 1980 to 2000 Harrisburg Lebanon Carlisle Cumberland Pennsylvania MSA County Total Population 1980 11,863,895 555,158 178,541 1990 11,881,643 587,986 195,257 1995 12,083,907 614,351 206,495 2000 12,334,083 639,456 217,192 Annual Rate of Population Change 1980 to 1990 0.01% 0.58% 0.90% 1990 to 1995 0.34% 0.88% 1.13% 1995 to 2000 0.41% 0.80% 1.02% Data Source: CACI Marketing Systems. 4 Teliatin, Louis & Andreas, Inc. According to the CACI data shown above, Cumberland County experienced an increase in population from 1980 to 1990, and the population trend continued from 1990 to 1995. The population is projected to increase at an annual rate of 1.02 percent through 2000. Compared to the entire MSA, Cumberland County is anticipated to incur slightly greater population growth, and the county growth rate is more than twice the state projection. The population trends, according to age group and other data pertaining to age demographics, are profiled in Table R-2 as follows. ¦ Table R-2 Age Distribution and Elderly Population Trends 1990 to 2000 Harrisburg Lebanon Carlisle Cumberland Pennsylvania MSA County Population Age 65-74 1990 1,070,021 47,684 15,340 1995 1,076,909 50,562 16,747 2000 995,140 49,843 16,785 Population Age 75-84 1990 587,249 26,022 8,018 1995 647,795 28,930 9,089 2000 709,698 32,743 10,701 Population Age 85+ 1990 171,836 8,086 2,783 1995 201,308 9,422 3,105 2000 246,226 11,352 3,664 Annual Growth: 75+ 1990 to 1995 2.27% 2.37% 2.46% 1995 to 2000 2.40% 2.83% 3.33% % of Population 75+ 1995 7.0% 6.2% 5.9% 2000 7.9% 7.2% 7.0% Median Age - 1995 36.3 36.2 35.8 Data Source: CACL Marketing Systems. Age demographics are important to isolate and analyze relative to projections for the long-term care industry. The growth of the elderly population should correlate to growth in nursing home demand. The Demand Analysis within the Market Analysis will address these issues in more detail. The 75+ age group is the greatest user of long-term care, and Cumberland County is projected to experience growth in this age group from 1995 to 2000 at 3.33 percent as compared to growth from 1990 to 1995 at 2.46 percent. Annual growth of 3.33 percent is moderately high compared to most areas of Pennsylvania and the nation. The increasing trend for the overall population has some influence on the elderly population trends. Cumberland County has a slightly lower percentage of 75+ residents than all of Pennsylvania, and the median age is slightly lower too. The "graying of America" is a trend that will not start to boom until 2010; the "Baby Boomers" are still 35 to 50 years old. Since earnings margins are generally greater from private-pay revenue sources, the level of wealth for the community, and specifically the 5 Tellatin, Louis & Andreas, Inc. market area of the property appraised, warrants closer examination. While there are no demographic figures available indicating net worth averages for any geographic area, wealth levels can be inferred through the following demographic data. • Household and/or per capita income • Percentage of households in poverty • Average home values • Percentage of owner-occupied dwelling units • Educational attainment t Typically, the cost of a single-year stay in a skilled nursing facility ranges from $30,000 to $50,000 for private-pay patients. Funding a lengthy stay by all but the wealthiest persons usually necessitates the use of all regular income sources including social security, pensions, interest, rents, dividends and other income. Additional monies are often obtained through the sale of assets, including principal residences, other real and personal property, and liquidation of investments. All of these resources must be exhausted, or spent down, to qualify for Medicaid. All other things equal, facilities located in market areas that have high income levels and property values typically achieve higher private-pay mixes than nursing homes located in poorer areas. Demographic data providing insight as to the economic status of the region are profiled in Table R-3 as follows. Table R-3 Economic Data 1980 to 2000 Harrisburg Lebanon Carlisle Cumberland Pennsylvania MSA County Economic and Other Data: Household Income Distribution $25,000 to $49,000 35.4% 39.8% 40.1% $50,000 to $99,999 20.8% 22.2% 24.5% $100,000 to $149,999 3.0% 2.4% 2.7% $150,000+ 1.6% 1.1% 1.3% Average Household Income - 1995 $40,040 $39,804 $42,357 Percent of Households in Poverty 11.4% 8.0% 5.7% Median Home Value - 1990 $69,689 $75,379 $85,016 Home Value : Household Income Ratio 1.74 1.89 2.01 % Owner-Occupied Dwellings 52.3% 51.9% 54.9% Percent Housing Units Built Before 1970 71.8% 63.9% 59.5% 1970 to 1980 15.8% 20.1% 21.0% 1980 to 1990 12.4% 16.0% 19.5% % Adults Bachelor Degree, or Higher 11.3% 12.0% 15.3% Data Source: CAN Marketing Systems. The average household income for Cumberland County is 105.8 percent of the state average indicative of a modest standard of living. The percentage 6 Tellatin, Louis & Andreas, Inc. of the population living in poverty is lower than the state average. Real estate values play an important role in measuring the level of wealth in an area because many potential nursing home patients own their residences and are often forced to sell this major asset in order to fund their long- term care. Thus, housing values and historical appreciation are important considerations. In Cumberland County, the home values are fairly high indicating a median value of $85,016. Also, the cost of housing/living relative to household income affects personal savings which could potentially provide funds for nursing services. The Pennsylvania ratio for median home value to average household income is 1.74:1, and the ratio for Cumberland County is 2.01:1. Cumberland County has a higher percentage of new housing units as compared to all of Pennsylvania which parallels to the overall population trend. The county population is more educated in comparison to the state average based on college graduates. Most of these economic data suggest that the region will achieve a comparable or higher ratio of private-pay patients when compared to the state average. The Harrisburg MSA has an economy dominated by state government, but it is also well diversified in other areas. Cumberland County comprises a region of the MSA commonly known as the West Shore. Major, local, non- government employers in the region are listed as follows; employers located in Cumberland County are italicized. Major Employers Employees M.S. Hershey Medical Center Hospital/Healthcare Hershey 5,550 Navy Ships Parts Control Center Ship Parts (Federal Government) Mechanicsburg 4,900 AMP Electronics Harrisburg 4,500 Hershey Entertainment & Resort Entertainment/Lodging Hershey 4,151 Defense Distribution. East Region Army Material Distribution New Cumberland 4,136 Kinney Shoes Shoes Harrisburg 2,600 Polyclinic Medical Center Hospital/Healthcare Harrisburg 2,442 Capital Health System Medical Services Harrisburg 2,337 Giant Foods Food Retailina Carlisle 2,316 The state government employs 27,589 workers. The regional economy has been stable for the last few years influenced by the state government and other stable companies. Current unemployment in Cumberland County is 3.5 percent; the statewide unemployment rate is 6.1 percent. In summary, the region has been experiencing moderate population and economic growth. The relatively average income of the region, coupled with the projected growth trend, portrays an average to good future for the local long-term health care providers. 7 Tellatin, Louis & Andreas, Inc. REGIONAL MAP T N 1GCWR 3 E B l r+11e 8 Tellatin, Louis & Andreas, Inc. NEIGHBORHOOD ANALYSIS The subject is located in the near eastern portion of MSA in Pennsboro Township just to the north of Camp Hill. The subject facility uses Camp Hill for its mailing address. The delineated boundaries of the neighborhood include the 17011 ZIP code which encompasses Camp Hill and extends north into East Pennsboro Township. The Susquehanna River, and even more predominantly, the Conodoguinet River, are geographical influences on the neighborhood. Access to the neighborhood is easily achieved via the nearby highways: Interstate 81 runs about six miles to the north of the subject; Interstate 83 cuts through downtown Harrisburg and crosses the Susquehanna River within a mile to the south of the subject; and U.S. Highways 11 and 15 traverse through Camp Hill as the main routes. These routes allow the subject to draw potential patients from a primary market area spanning a seven- to ten-mile radius encompassing most of eastern Cumberland County, as well as western Dauphin County (Harrisburg). Poplar Church Road is a moderately-traveled arterial that has been developed with offices, and medical offices/clinics relating to Holy Spirit Hospital. The neighborhood is approximately 3.5 miles west of the Harrisburg central business district. The neighborhood is characterized as mature urban/suburban area. Table N-1 presents salient demographic data for the 17011 ZIP code area, which encompasses the subject neighborhood. Table M-1 Population Trends 1980 to 2000 Primary Cumberland Zip Code County 17011 Total Population 1980 178,541 31,666 1990 195,257 33,023 1995 206,495 34,000 2000 217,192 35,274 Annual Rate of Population Change 1980 to 1990 0.90% 0.42% 1990 to 1995 1.13% 0.58% 1995 to 2000 1.02% 0.74% Data Source: CACI Marketing Systems. According to CACI, the population within the neighborhood increased from 1980 to 1990. The population trend continued from 1990 to 1995, and it is anticipated to increase through 2000 at an annual rate of 0.74 percent. The neighborhood has been growing at an increasingly greater rate, but this rate should stabilize beyond 2000 simply for lack of vacant land. 9 TeHatin, Louis & Andreas, Inc. The population trends, according to age group and other data pertaining to age demographics, are profiled in Table N-2 as follows. Table N-2 Age Distribution and Elderly Population Trends 1990 to 2000 Primary Cumberland Zip Code County 17011 Population Age 65-74 1990 15,340 3,379 1995 16,747 3,538 2000 16,785 3,351 Population Age 75-84 1990 8,018 1,878 1995 9,089 2,063 2000 10,701 2,389 Population Age 85+ 1990 2,783 597 1995 3,105 698 2000 3,664 854 Annual Growth: 75+ 1990 to 1995 2.46% 2.21% 1995 to 2000 3.33% 3.27% % of Population 75+ 1995 5.9% 8.1% 2000 7.0% 9.5% Median Age - 1995 35.8 39.5 Data Source: CAN Marketing Systems. The neighborhood experienced 2.21 percent in annual growth for the 75+ age group from 1990 to 1995. This trend is anticipated to accelerate to 3.27 percent, annually, from 1995 to 2000. This growth rate is relatively high in comparison to statewide growth rates. The neighborhood contains a higher percentage of 75+ residents as compared to Cumberland County, and the median age is higher. Overall, these demographics reflect a mature neighborhood with an elderly population who are the original home owners in many cases. 10 Tellatin, Louis & Andreas, Inc. Demographic data providing insight as to the economic status of the neighborhood are profiled in Table N-3 as follows. Table M-3 Demographic and Economic Data Primary Cumberland Zip Code county 17011 Economic and Other Data: Household Income Distribution $25,000 to 149,000 40.1% 38.1% $50,000 to 199,999 24.5% 27.4% 1100,000 to $149,999 2.7% 3.7% 1150,000+ 1.3% 1.7% Average Household income - 1995 142,357 147,062 Percent of Households in Poverty 5.7% 4.4% Median Hone Value - 1990 185,016 190,629 Home Value : Household Income Ratio 2.01 1.93 % Owner-Occupied Dwellings 54.9% 62.1% Percent Housing Units Built Before 1970 59.5% 67.8% 1970 to 1980 21.0% 16.9% 1980 to 1990 19.5% 15.4% % Adults Bachelor Degree, or Higher 15.3% 19.1% I Data Source: CACI Marketing Systems. The average household income for the neighborhood is higher than the ' regional and state averages. The percentage of the population living in poverty is correspondingly low. The median home value to average household income ratio for the 17011 ZIP code area is 1.93:1 which is ' fairly moderate considering the higher income level and urban/suburban locale. There are more owner-occupied dwellings. The neighborhood population is slightly more educated in comparison to the Cumberland County average based on college graduates. Most of these demographic statistics are neutral or positive indicators for the long-term care industry relative to attracting private-pay patients and qualified staff. 1 Development within the neighborhood has continued steadily in the last two decades because of plentiful vacant land in the northern portion of the neighborhood, but the availability of vacant land is diminishing. As ' mentioned, the Conodoguinet River is a major geographic influence on the subject in that it winds back and forth through the northern portion of the neighborhood. The river flows through steep hills making development difficult. Thus, development activity is more restrictive than might appear on a road map. The subject facility was developed from 1966 to 1975 during which time several office buildings were developed in the same district. Still, the predominant land use is residential with ' concentrations of commercial use along the main routes such as Poplar Church Road / 21st Street, Erford Road, 32nd Street, and Market Street. The homes are of average to good quality construction, and they have been adequately maintained as exhibited by the exterior appearances. In general, Camp Hill is known as a fairly preferred residential area. 11 Tellatin, Louis & Andreas, Inc. Overall, the composition of real estate within the neighborhood complements the subject facility, and the remaining useful life of the subject facility should not be restricted by the neighborhood. ' Proximity to hospitals is an important locational aspect for a nursing home since hospitals are primary referral sources. The subject is within one-quarter mile from Holy Spirit Hospital, a 317-bed regional hospital ' that serves the entire MSA, and specifically Cumberland County. There are also two hospitals in Mechanicsburg, and one hospital in Carlisle. There are several hospitals in Dauphin County. ' Parcels adjacent to the subject have been improved with: several small office buildings and several single-family residences converted office use -- to the north; a parking lot, several mid-rise office buildings, and a high-rise apartment complex -- to the south; a parking lot and mid-rise office buildings -- to the east, and medical offices, followed by a branch bank, followed by Holy Spirit Hospital -- to the west. These ' adjacent improvements impose no negative influence on the subject. The neighborhood has been experiencing a slow to moderate growth stage in ' its life cycle, and it should continue as a viable locale for the subject into the near future. 12 Tellatin, Louis & Andreas, Inc. 1 1 1 1 0 [J NEIGHB0RHOOD MpP l-'Tellatin, 13 N Inc- pis x t,,..-_ - 1 fl SUBJECT PROPERTY DESCRIPTION Size: Plot Plan: Number of Parcels: Shape: Average Depth: Average Width: Primary Frontage: Street Improvements: Secondary Frontage: Street Improvements: Accessibility From Major Regional Highway(s): Ingress/Egress Restrictions: Improvements Setback: Topography: Soil Conditions: Nearby Primary Fault Lines: Utility services: Adverse Easements: Adverse Encroachments: Flood Plain: Community Panel Number Date Zone (See Map) Land-to-Building Ratio: On-site Parking Spaces: Excess Land: Surplus Land: Zoning: ' Permitted Uses: Current Use Compliance: Environmental Issues: 11 11 Site Data 6.8 acres, or 296,208 square feet See Next Page Two Irregular 355 feet 830 feet 755 feet on Two lanes streetlight hydrants 386 feet on Two lanes, sewers, and Poplar Church Road plus center turning lane, s, curbs, storm sewers, and fire House Avenue streetlights, curbs, storm fire hydrants Good None 115 feet from Poplar Church Road, at the closest point 45 feet from House Avenue, at the closest point Gradually sloping downward from street grade along Poplar Church Road; sloping upward along House Avenue; leveling for the main area of the improvements; sloping downward away from the improvements at the rear of the site. Appear suitable for existing improvements based on surface evidence None Electricity, public water, sanitary sewer, natural gas, and telephone utility lines None None 420359 B April 15, 1977 Zone "C" which is defined as "areas of minimal flooding." 3.36:1 Adequate None None "OA" Office/Apartment See Addenda Yes Tellatin, Louis & Andreas, Inc., has no expertise in the evaluation of environmental hazards and therefore expresses no independent opinion as to the existence or absence thereof. 1 14 Tellatin, Louis & Andreas, Inc. Ij 1 It 11 PLOT PLAN P? 9-0 Tenatin, Louis & An ?'eas, Inc, t N FL?01) p,41N MAp t N C! C 0 --, easy Inc, TeUat'wl Andrea" ? 1 16 ' Description of Improvements The nursing home is a part one-story, wood-frame and brick structure, and part three-story, metal frame and brick structure (all connected), specifically designed for its present use. The building contains a gross floor area of 88,010 square feet including basement area. It is licensed for 313 beds and is currently operating at a capacity of 265 beds due to ' two wings containing 48 beds being out of service relative to staffing. Essentially, the majority of the vacant beds are concentrated in these two wings in order to control labor costs; these wings are not staffed. The ' facility contains 13 patient wings emanating from six nurses' stations. The corridors in the patient wings are eight feet wide which is standard for modern facilities. The building is fully protected by a wet-type sprinkler system plus smoke/heat detectors/alarms. The facility contains a total of 156 patient rooms including three private rooms, 151 semi-private rooms, and two four-bed wards. There are eight central tub and/or shower rooms. The patient rooms have either private toilet facilities or share adjoining semi-private facilities. Other areas include: ' 17 Offices 2 Dining Rooms 1 Main Lobby 1 Kitchen 8 Central Tub/Shower Rooms 1 Laundry Room ' 6 Nurses' Stations 2 Employees' Lounges 6 Medical Supply Rooms 1 Living Room 1 Medical Records Room 1 Beauty/Barber Shop 1 Activities Room 7 Dayrooms ' 1 Physical Therapy Room Public Restrooms 1 Occupational Therapy Room Linen Closets, Soiled/Clean 1 Speech Therapy Room Mechanical Areas 1 In-Service Room Storage Areas 2 Conference Rooms Janitor Closets There is a partial basement under the 1968 section, and a partial basement is also under the 1975 three-story section. The basement contains storage, mechanical, and resident storage. ' Details of the building components are profiled as follows. SITE PREPARATION & EXCAVATION: General site preparation and ' grading; excavation for the basements. FOUNDATION: Includes excavation for concrete footings under exterior walls, interior partitions and columns. FRAME: Loadbearing exterior walls and partitions for the one- story structure; steel columns and beams for the three-story structure. EXTERIOR WALLS, SUPERSTRUCTURE: Wood frame and brick for one- story section; metal stud and brick for three-story section. FLOOR STRUCTURE: Reinforced concrete over fill and vapor barrier on ground level; precast concrete over the basement in the one-story section; open-web steel joist and metal deck 17 Tellatin, Louis & Andreas, Inc. supporting concrete over the basement and for upper levels in the three-story section. ROOF STRUCTURE: Gable-type with wood trusses, rafters and plywood deck for the one-story section; flat-type, open-web steel joist and metal deck for the three-story section. ROOF COVER: Asphalt shingles, metal gutters and downspouts; rubber membrane. INTERIOR CONSTRUCTION: Drywall on wood stud partitions in the one-story section with some metal stud and drywall partitions; l e drywall on metal studs in the three-story section; cubic curtains; vinyl wall coverings; metal and wood doors in metal frames; ceramic tile wainscotting in the bathrooms; wood ' hand railings. CEILINGS: Suspended acoustical tile in most areas; drywall, taped and painted in the patient rooms in the one-story section. FLOOR COVERINGS: Vinyl tile in the most patient rooms, hallways and most other common areas; carpet in the lobby, offices, and some patient rooms; ceramic tile in central bath and tub rooms, and quarry tile in the kitchen. ELECTRICAL & LIGHTING: Fluorescent and incandescent fixtures; wiring in conduit; 3,300 amperes total (two panels); 65-KW ' emergency generator. PLUMBING: Adequate and typical for nursing home occupancy; two hot water thermal storage units H.V.A.C.: Combination of electric through-the-wall heat and air-conditioning units; zoned packaged units; electric ' baseboard heat (in only one wing). FIRE PROTECTION: Wet-type sprinkler system throughout; smoke ' and heat detectors and alarm system. ELEVATOR: One, hydraulic, three-stop, 4,000-pound capacity ' elevators. Site improvements include the following. ' Concrete sidewalks, patios and pads • Asphalt-paved parking lot and drives with curbing • Exterior lighting ' Flagpole • Signage • Landscaping. Condition and Functional Features The subject improvements were erected in 1966 and 1968, 1970, and 1975, and the improvements were specifically designed for the present use as a 18 Tellatin, Louis & Andreas, Inc. ' nursing home. The building is of average-quality construction and exhibits no structural problems or excessive wear and tear. Based on our inspection of the buildings and.our interviews with Dennis McGowen, the administrator, and Steve Boring and Gary, the maintenance supervisors, the following major capital improvements will be necessary in the very near future. ' New vinyl tile throughout the facility (actually replaced from November 1, 1995 through April 1, 1996) ' Its interior finishes (wall and floor covers) are adequately attractive according to contemporary tastes. The building should continue to provide good service for many years without requiring significant replacement of ' structural or mechanical components. The administrator has informed us that the building is not in any serious code or licensing violation. The Americans with Disabilities Act (ADA) ' essentially requires public properties to be accessible to handicapped persons. While ADA regulations have forced some real estate properties to be changed and upgraded for greater accessibility, most nursing homes already complied to ADA regulations at the time of its enactment since their clientele typically suffer from handicaps. Tellatin, Louis & Andreas, Inc., has no expertise in determining compliance with the ADA, ' and therefore, we express no independent opinion as to compliance. The building has an efficient floor plan and design. There is no measurable functional obsolescence. ' I th b ildi n summary, e u ng has been adequately maintained and does not suffer excessive deterioration or functional obsolescence. Therefore, the estimated effective age is 25 years, or its actual blended chronological ' age. ' Equipment Detail The subject equipment consists of the normal items of furniture and equipment, including patient room furniture; kitchen, laundry and maintenance equipment; office furniture and machines; and related items used in the operation of a nursing home. Unless otherwise stated, it is assumed that the equipment is in working order and there is sufficient ' quantity to operate the facility. Assessed Valuation and Current Taxes ' The current real estate assessed valuation for the subject is $524,130, and the common level ratio is 7.3 percent, implying that the market value of the real estate is $7,179,863, or $22,939 per bed. The 1995 taxes are ' $91,460, based on an tax rate of 1.27 percent of the implied market value. Since the function of this appraisal is to determine the reasonableness of the assessment, the balance of the report is devoted to this issue. The income capitalization approach will exclude the property taxes from the operating expenses, and instead the taxes will be measured by adding the effective tax rate to the capitalization rate. 19 Tellatin, Louis & Andreas, Inc. ' MARKET ANALYSIS The analysis of the competitive facilities is the keystone for the valuation in that the conclusions are integral to the highest and best use ' analysis and the appropriate sections of the income capitalization and h ome sales comparison approaches. An analysis is performed of the nursing market conditions affecting the subject. This section profiles the competitive conditions in the market and the impact of governmental policies. We have obtained specific census data for the seven nursing homes that are considered most. directly competitive with the subject facility. In addition, we have utilized census and rate information ' available from various state sources. The following analyses of these elements conclude with projections for the subject during the projection period. Competitive Position The market, as defined by the subject and the competitors, includes most of Cumberland County, specifically the 17011 ZIP code area. The selection of the primary competitors is intended to represent a sample of the market supply emphasizing facilities that are the most competitive to the ' subject. Seven facilities are located within the primary market area. However, these primary competitors do not constitute the entire market. The remainder of the market includes facilities that are considered to be lesser competition. These other facilities have less affect upon the subject than the seven primary competitors, but their presence affects the overall supply and demand of the market. Most of these secondary competitors are at the periphery of the subject market or even in adjacent markets. Urban markets are difficult to delineate because of populous neighborhoods with few political or geographic boundaries that decision process for prospective nursing home patients and their families. The secondary competitors will affect some of the projections for the subject. ' Tables C-1 summarizes the salient data for the seven most competitive facilities. The current census data for the subject are for the month ending December 31, 1994. 20 Tellatin, Louis & Andreas, Inc. O { ? O O p V O O O co O O O M P O N P O O O t? N N N N N O N O {'D ' V? Q M N ~ O O 0 N N O Co p O M M N p O O LM Lr% - N ,' LL o O M M M N N o y`~N O r N N O d' '',?O N m p Y I r eN- M N Ct 'A I O ? gi Z' t N N O O O M Lf% .N.- N T 0. O O O P- N r ! N d '? O - N 404 N ~ 1- p 0 404 V• tG I N ,?- M O I 'r O p y i N H N O O M N Lr% r O O Lr% tOl+ ife •a u. O O .O Mte? fn _ W H d O N s ?Q LO M N M N 40 _ > -T rt M ?,; N 14p M M M ,, ' , d Te M o ' s N .A M r O. .p r N OC d x Lr 3 Z m t? P M W u x O N 7e M M it r I N?? ? S N ? d P O N '? P aA iT N O W d it ? ` O r .O > +" in N N M ? U. a u "`? a ~ r as o ?! ? a P o0 J P P Vy I P P N s r ' o O. P o aO0 ? P M t ti It y O O N n O ? t # O d V d O 4 M J m ?+ 3 1- d to t_ 'Cd .r 41 co v a U W II V O d m y Y V m c rSi a a ,?, ?di 41 ?.. d OL Z G. d > t ?oc " oa i o? a°'o O. V m d v > u oe YN O D o S J Z ?? Z L y ` L y U 3c y 41 S N u m r.. m .? V V JV ? .p U N M d C ? ? D = m r & rn easy Inc. 21 I'uis TeUatinl Occupancy Rate (Supply and Demand) Analysis Supply Analysis: The nursing home industry relates supply to demand based ' on a ratio of beds per 1,000 elderly residents over age 75. The Pennsylvania average is 111.7 beds per 1,000/75+ ranking 20th among all states; the national average is 118.5 beds. Other states range from 62.6 beds for Hawaii to 181.5 beds for Nebraska. Generally, states with warmer climates that receive an influx of retirees tend to maintain lower ratios than northern states; essentially, the elderly impose a burden on southern states to which they have not contributed tax dollars for their ' potential need for long-term care. The bed supply ratios for all states are presented in Table M-1 as follows. Table M-1 Nursing Home Bed Ratios Per 1.000 Age 65+ and 75+ for 1994 and 1992 Occupancy Rates d 1992 Beds/ Beds/ 1992 Beds/ s/ Be 1,000 1,000 Occu- 1,000 1,000 Occu- State 65+ 1 Hawaii 24.4 75+ panty 62.6 94.9% 25 State Maryland 65+ 50.4 75+ 122.4 nc 97.0% 2 Florida 28.1 64.5 95.5% 26 Maine 58.0 125.6 97.6% 3 Nevada 24.9 70.4 91.0% 27 Tennessee 57.6 129.9 97.8% 4 Oregon 34.7 T7.3 90.0% 28 Georgia 56.6 132.3 98.2% 5 West Virginia 35.8 81.3 98.6% 29 Kentucky 63.4 141.4 98.6% 6 Arizona 33.9 81.3 91.6% 30 Arkansas 64.9 141.9 94.4% 7 California 35.9 83.3 93.5% 31 Massachusetts 65.1 141.9 97.9% 8 New Mexico 38.5 90.7 98.9% 32 Illinois 65.2 145.7 90.7% 9 Alabama 41.6 10 Utah 41.9 94.1 98.6% 33 95.3 86.9% 34 Texas Wyoming 64.8 65.1 146.9 149.3 85.0% 96.9% 11 Idaho 42.8 95.3 93.7% 35 Rhode Island 67.7 150.2 97.4% NA District of Columbia 42.7 97.8 98.2% 36 Wisconsin 71.1 151.2 96.1% 12 South Carolina 39.8 99.8 98.8% 37 Ohio 65.7 151.9 95.7% 13 Virginia 42.0 100.5 97.3% 38 Connecticut 68.0 152.7 97.8% 14 New York 45.5 101.9 97.4% 39 Delaware 63.0 154.7 91.0% 15 New Jersey 43.9 102.9 N/A 40 Iowa 76.3 156.9 96.7% 16 Mississippi 47.3 103.9 99.0% 41 Missouri 74.1 157.9 92.1% 17 Michigan 45.3 18 North Carolina 44.6 105.2 95.6% 42 106.5 96.9% 43 North Dakota Minnesota 78.5 78.2 158.1 162.3 99.5% 98.6% 19 Washington 47.2 107.4 94.1% 44 South Dakota 80.5 165.9 97.6% 20 Pennsylvania 48.4 111.7 95.0% 45 Indiana 74.7 167.8 86.7% 21 Colorado 49.2 113.4 89.0% 46 Oklahoma 78.8 170.2 85.4% 22 Alaska 38.8 113.6 86.7% 47 Nebraska 83.9 170.7 93.3% 23 New Hampshire 52.9 116.7 96.9% 48 Kansas 83.7 174.6 94.6% 24 Vermont 54.9 118.4 97.5% 49 Montana 79.7 177.5 93.0% NA United States 52.1 118.5 94.9% 50 Louisiana 78.2 181.5 91.6% The most interesting as pect revealed in the above t able relates to the high occupancy rates throughout the range of bed supp lies. Among the ten states with the highest ratios, the average occupancy was 93.7 per cent in 1992. Apparently, an abundant, supply of nursing home beds does not necessarily result in low occupancy rates. ' Based on the 75+ population and 2,202 nursing home beds in Cum berland County, there are 180.6 beds per 1,000/75+ [{Number of beds + (1 995 75+ population + 1,000)) = (2,202 + (12,194 + 1,000)} = 180.6]. B ased on these county and state r atios, the market appears to be imbalanced with an excessive supply of nursing home beds. L Demand Analysis: The primary market are a of the subj ect long-term health care facility includes a large portion of eastern Cumberland County, 71 22 Tellatin, Louis & Andreas, Inc. LJ L specifically the 17011 ZIP code area. According to CACI projections for ' 1995 to 2000, the 75+ population within Cumberland County is expected to increase at an annual compounded rate of 3.33 percent. More specifically, the 75+ population within the neighborhood as defined by the 17011 ZIP ' code indicates growth of 3.27 percent, annually from 1995 to 2000. The "graying of America" is prevalent in most states, and these demographics portray this trend. ' Some of the future demand for senior housing/healthcare is expected to be satisfied by assisted-living facilities and home health care arrangements as federal and state budgets necessitate policies that provide healthier patients less expensive alternatives. As a result of these pressures, nursing home acuity levels will continue to increase placing greater demands on professional care givers. Based on the foregoing analysis, the projected annual increase in demand for geriatric long-term care beds over the projection period is 2.75 percent annually. The aggregate occupancy rate for the 2,075 nursing home beds in Cumberland County during 1994 was 90.7 percent.l The occupancy rates for the competitive facilities and historical occupancy rates of the subject are as follows. Table C-2 SUMMARY OF COMPARABLE NURSING HOME OCCUPANCY RATES 1 % Fair Fair Market # of Market Occupancy Share Market No. Name Beds Share Rate Captured Penetration ' 1 Camp Hill Care Center 118 9.2% 91.9% 9.6% 104.0% 2 Leader Nursing & Rehab Center 103 8.0% 92.0% 8.4% 104.1% 3 Blue Ridge Haven Center-East 67 5.2% 91.0% 5.4% 103.0% 4 Leader Nursing & Rehab Ctr.-LP 240 18.7% 92.2% 19.5% 104.4% 5 Susquehanna Ctr.-Nuys. & Rehab 180 14.0% 77.9% 12.4% 88.2% 6 Bethany Village Retirement Ctr 69 5.4% 93.9% 5.7% 106.3% 7 Messiah Village 194 15.1% 94.6% 16.2% 107.1% Subject Facility 313 24.4% 83.1% 22.9% 94.1% ' Market Area 0% 100 0% 3% 100 0% 88 284 100 1 . . . . , Totals and Averages High 94.6% ' Low 77.9% Occupancy History for the Subject 12/31/93 88.7% 12/31/94 80.3% Average of Period Reviewed 84.5% Table C-2 presents calculations for fair market share, fair market share ' captured, and the market penetration for each of the competitors. Fair market share constitutes the respective beds for each facility divided by 1 Pennsylvania Department of Health - State Center for Health Statistics ' & Research, Data from the Long-Term Care Facilities Questionnaire, January 1, 1994 to December 31, 1994, Report 1. 1 23 Tellatin, Louis & Andreas, Inc. ' the total number of beds in the market. In a balanced market, all competitors will capture fair market shares resulting in market penetrations of 100.0 percent for each facility. Currently, the subject captures less than its fair market share indicating a 94.1 percent market ' penetration. Besides the subject and Competitor Five, the occupancy levels are relatively consistent. The historical occupancy for the subject has been dropping indicating that the subject has struggled to ' remain competitive. The subject facility is relatively large at 313 beds. Because it is the largest facility in the region, it is often the target of demonstrators who converge on the state capital for various issues. As a result, the subject is often portrayed negatively in the local press, and the bad press has hurt its reputation resulting in a low occupancy and low private-pay mix. As previously calculated, Cumberland County has an oversupply of nursing beds in comparison to the state average -- 180.6 beds versus 11.7 beds per 1,000/75+, respectively. The state ratio is relatively low compared to most states. Pennsylvania applies a bed-need methodology on a countywide basis using an expected occupancy rate of 95.0 percent, and estimated institutional dependency within five age cohorts. Accordingly, the state perceives that Cumberland County has a surplus of 753 beds -- including 125 beds that have already been approved. These beds have been approved since 1990, and the likelihood that these beds will be added is considered somewhat remote because of the oversupply. Given growth in demand of 2.75 percent (as previously estimated), additions to the supply will eventually be necessary to satisfy this growth. We have employed particular assumptions based on aforementioned CON methodologies in order to estimate potential additions to the supply. The occupancy threshold represents the attainment of a market occupancy ' level which triggers the need for additional beds. We have selected a threshold occupancy level of 95 0 ercent The urba k t li it . p . n mar e m s the sensitivity to additions to the supply because of overlapping markets. Accordingly, we have set the minimum incremental increase in additions to the supply at 90 beds. Table C-3 presents the estimated occupancy rates for the subject over the eight-year projection period and the key assumptions applied to the calculations. 1 24 Tellatin, Louis & Andreas, Inc. Table C-3 SUBJECT OCCUPANCY RATE PROJECTIONS OVER THE PROJECTION PERIOD Assu Dtions For Occupant Changes Over The Protection Period Annual Growth in Demand: 2.75% Occupancy Threshold for Added Beds: 95.0% Minimun Incremental Increases to Supply of Beds: 90 Maximum Market Occupancy 96.0% ' Total Beds Total Subject Subject Subject Annual Total Market Added To Market Fair Occupancy E stimated Demand Beds Bed Previous Occupancy Share of Penetration Occupancy Year Growth Demanded Supply Supply Rate Demand Rate Rate Current 1,134 1,284 88.3% 24.4% 94.1% 83.1% 1995 2.75% 1,165 1,284 0 90.7% 24.4% 95.0% 86.2% 1996 2.75% 1,197 1,284 0 93.2% 24.4% 95.0% 88.6% 1997 2.75% 1,230 1,284 0 95.8% 24.4% 95.0% 91.0% 1998 3.50% 1,273 1,374 90 92.6% 22.8% 95.0% 88.0% 1999 2.00% 1,299 1,374 0 94.5% 22.8% 95.0% 89.8% 2000 2.75% 1,335 1,374 0 96.0% 22.8% 95.0% 91.2% 2001 3.50% 1,381 1,464 90 94.3% 21.4% 95.0% 89.6% 2002 2.00% 1,409 1,464 0 96.0% 21.4% 95.0% 91.2% The subject has begun the latter stage of its expected life whereby it is 1 experiencing a persistent penetration below the market average. As a result of these conclusions, the subject occupancy increases over the projection period with corrections in the occupancy occurring as the ' projected additional beds are added to the supply. The intent of this supply and demand analysis has been to show the impact of additional supply as it affects the subject occupancy. ' Payor Mix Analysis Estimating the most probable payor mix of the subject is essential in the valuation of a long-term care facility. In most instances, Medicaid is less profitable than the other payment forms. Thus, the greatest degree of ' competition for patients is in the private-pay market. The payor mix conclusions are vital to the income analysis and represent a major element of comparison in the direct sales comparison approach. F-] The payor mix is affected by local economic conditions, local supply-and- demand conditions, specific physical features, and characteristics of location and reputation. Also, Medicaid eligibility requirements vary from state to state. One important reason for examining the socioeconomic characteristics of the market area of the subject in the regional and neighborhood analyses is to assess the market area's current (actual) and future (potential) capability of supporting the subject nursing home. All other things equal, facilities located in market areas that have high income levels and property values typically achieve higher private-pay mixes than nursing homes located in poorer areas. The physical condition of the facility also impacts the ability of a facility to achieve a high private-pay mix. Obviously, newer, more attractive buildings and sites have the advantage. The reputation of the facility also contributes substantially to the payor mix of the subject. Under stable market 25 Tellatin, Louis & Andreas, Inc. conditions, the current and historical payor mixes of the subject provide a sound indication of its probable future payor mix. However, any new facilities opening in the market area will have an impact on the market. Generally, a new facility will reduce the private-pay percentage of the other nursing homes in its market area because new facilities tend to attract higher percentages of private-pay admissions. ' Private-Pay Mix: The statewide-private-pay mix was 28.4 percent during 1994, and the private-pay mix for all nursing homes in Cumberland County during all of 1994 was 34.0 percent.2 As discussed in the regional and ' neighborhood analyses of this report, the average household income of the residents in the primary market area of the subject is greater than the state and regional averages, and correspondingly, the poverty rate is low. Taken together, these data suggest that there is average to good prospects ' for a relatively high private-pay mix in this market. Table C-4 presents the current private-pay mixes for the subject and competitive facilities, and the subject's historical private-pay mixes for the last three years. For the purpose of this appraisal, VA patient days are classified as private-pay. ' Table C-4 ' SUMMARY OF COMPARABLE NURSING HOME PRIVATE PAY MIXES Private-Pay # of Private- Market No. Name Beds Pa Mix Captured 1 Camp Hill Care Center 118 1.3% 0.4% 2 Leader Nursing & Rehab Center 103 54.5% 15.8% 3 Blue Ridge Haven Center-East 67 24.1% 4.5% ' 4 Leader Nursing & Rehab Ctr.-LP 240 20.9% 14.1% 5 Susquehanna Ctr.-Nurs. & Rehab 180 17.8% 7.6% 6 Bethany Village Retirement Ctr 69 62.4% 12.3% 7 Messiah Village 194 69.3% 38.8% Subject Facility 313 8.1% 6.5% Market Area Totals and Averages 1,284 28.9% 100.0% High 69.3% 38.8% Low 1.3% 0.4% Private-pay Mix History for the Subject 12/31/93 7.7% 12/31/94 7.0% ' Average of Period Reviewed 7.3% ' Since private-pay patients are the most discretionary in their choices for long-term care, private-pay mixes give the greatest insight for preference rankings among competitors. The subject is one of the least-preferred ' facilities in the market, because, as mentioned earlier, it is often the target of industry protests descending on the capital. The private-pay mix of the subject falls below the market average mix, and the subject ' captures just 6.5 percent of the private-pay market. Competitor One is an affiliated facility that also suffers from a poor reputation, and it is located just to the east of the subject. The distribution of the private- 2 ibid 26 Tellatin Louis & Andreas Inc. pay demand is evenly imbalanced among the competitors indicating that prospective patients are distinguishing among facilities. Several competitors benefits from offering complementary levels of senior housing. As shown earlier in the supply analysis, market demand will eventually prompt the addition of new beds. The private-pay capture rate of the new beds is expected to be greater than the current market average private-pay mix since the new beds will be featured within new, attractive, well- located facilities. The private-pay mix of the new beds is estimated at 40.0 percent. The new facility will attract these private-pay patients from the other competitors reducing the private-pay penetration rates and mixes of the subject and the other competitors. Other than shifts in the payor mix caused by added bed supply, the private-pay penetration rate and payor mix will remain fairly stable for the competitive market in general, and for the subject specifically, over the projection period. The prospects for the subject are not good for attracting private-pay patients. Therefore, we project a 7.5 percent private-pay mix for the first year which equates to a 6.1 percent share of the private-pay market. Private-pay attrition is occurring universally in the nursing home industry, and the subject is not immune to this phenomenon as demonstrated by its recent historical census mix trend. The private pay mix of Cumberland County declined slightly from 34.2 percent in 1993 to 34.0 percent in 1994; similarly, the statewide mix declined from 29.3 to 28.4 percent .3 Private-pay attrition is attributable to a more-educated senior population who is sheltering assets from Medicaid or choosing alternatives to skilled nursing care. Also, as a facility ages, its appeal diminishes in most cases. There is an inverse relationship between the increasing Medicaid mix and private-pay attrition. The decline from 1993 to 1994 is considered fairly most compared to most areas of the state. We have estimated the private-pay mix attrition rate to equal 2.0 percent for the private-pay mix of the previous year throughout the projection. The attrition is applied in Table C-7 to the market which in turn affects the subject payor mix. VA Mix: Veterans Administration (VA) patients are incorporated in the previous analysis of the private-pay payor mix. The VA mix will be included in the private-pay mix and rate projections. Based on the foregoing analyses, the projected private-pay mix for the competitive market, and specifically the subject, for the eight-year projection period is shown on Table C-5. 3 ibid. 27 Tellatin, Louis & Andreas, Inc. Table C-5 ANALYSIS OF PRIVATE-PAY MARKET CAPTURE RATE AND PAYOR MIX PROJECTIONS Proiected Private-Pay Capture Rates No. Name 1 Camp Hill Care Center 2 Leader Nursing & Rehab Center 3 Blue Ridge Haven Center-East 4 Leader Nursing & Rehab Ctr.-LP 5 Susquehanna Ctr.-Nurs. & Rehab 6 Bethany Village Retirement Ctr. 7 Messiah Village Subject Facility Additions to the Supply Total Market 1995 1996 1997 1998 1999 2000 2001 2002 0.4% 0.4% 0.4% 0.4% 0.4% 0.4% 0.3% 0.3% 15.8% 15.8% 15.8% 14.3% 14.3% 14.3% 12.7% 12.7% 4.5% 4.5% 4.5% 4.1% 4.1% 4.1% 3.6% 3.6% 14.2% 14.2% 14.2% 12.8% 12.8% 12.8% 11.4% 11.4% 7.6% 7.6% 7.6% 6.9% 6.9% 6.9% 6.2% 6.2% 12.4% 12.4% 12.4% 11.2% 11.2% 11.2% 10.0% 10.0% 38.9% 38.9% 38.9% 35.1% 35.1% 35.1% 31.4% 31.4% 6.1% 6.1% 6.1% 5.5% 5.5% 5.5% 5.0% 5.0% 0.0% 0.0% 0.0% 9.8% 9.8% 9.8% 19.4% 19.4% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% Proiected Private-Pay Patient Days 1 Camp Hill Care Center 2 Leader Nursing & Rehab Center 3 Blue Ridge Haven Center-East 4 Leader Nursing & Rehab Ctr.-LP 5 Susquehanna Ctr.-Nurs. & Rehab 6 Bethany Village Retirement Ctr. 7 Messiah Village Subject Facility Private-Pay Days for Additions to the Supply Total Market Private-Pay Days 1995 1096 1997 1.4 1.4 1.4 52.1 52.4 52.7 14.8 14.9 15.0 46.7 47.0 47.2 25.2 25.3 25.5 40.8 41.1 41.3 128.4 129.1 129.8 20.2 20.4 20.5 1998 1.3 48.3 13.7 43.2 23.3 37.8 118.9 18.7 1999 1.3 48.3 13.7 43.3 23.4 37.8 119.0 18.8 2000 2001 2002 1.3 1.2 1.2 48.7 44.1 44.1 13.9 12.6 12.6 43.7 39.5 39.5 23.6 21.3 21.3 38.2 34.6 34.5 120.1 108.7 108.7 18.9 17.3 17.3 0.0 0.0 0.0 33.4 33.4 33.4 67.3 67.3 329.8 331.7 333.4 338.7 339.0 341.7 346.7 346.6 Subject Private-Pay Capture Rate 6.1% 6.1% 6.1% 5.5% 5.5% 5.5% 5.0% 5.0% I I Subject Private-Pay Mix 7.5% 7.3% 7.2% 6.8% 6.7% 6.6% 6.2% 6.1% Medicare Mix: Medicare is a federal entitlement program that provides short-term coverage for those 65 and older who require skilled nursing or rehabilitative care on a daily basis. Effective January 1, 1989, the Catastrophic Health Care Bill (CHCB) upgraded the extent of coverage for most persons age 65 and over. In general, Medicare provided short-term coverage for the first 150 days of skilled nursing home care, requiring the patient to make only a co-payment of $20.50 for the first eight days, and covering the remaining 142 days entirely under this act. As a result of this law, most nursing homes experienced large increases in Medicare census. However, this law has now been rescinded, limiting coverage to only 100 days with Medicare entirely covering the first 20 days and a co-payment of $92.00 being required from the patient for the remaining 80 days of potential coverage. At most facilities, Medicare has diminished to a level below the peak utilization of 1989, but utilization has not reverted to the lower pre-1989 level because management has learned how to operate within the Medicare system and trained staff to provide the necessary 28 Tellatin, Louis & Andreas, Inc. skilled-care services. Also, nursing home patients are entering nursing ' homes in conditions that require greater acute care, and most often, admissions are referred directly from hospitals. In order to qualify for Medicare coverage, a nursing home patient must have experienced a three- day hospital stay immediately prior to admittance to the nursing home. f Most admissions from hospitals are covered by Medicare for the purpose o observation and assessment for a maximum of the first 20 days. ' Thus, the Catastrophic Health Care Bill prompted most nursing home administrators to pursue more Medicare patients in 1989, and upon rescission of CHCB, management personnel have attempted to retain this payor mix given their new and/or enhanced knowledge of the system. Table C-6 presents the current Medicare mixes for the subject and competitive facilities, and the subject's historical Medicare mix for the last three years. Table C-6 SUMMARY OF COMPARABLE NURSING HOME MEDICARE MIXES Medicare # of Medicare Market Subacute No. Name Beds Mix Captured Specialty 1 Camp Hill care center 118 20.7% 16.1% Yes ' 2 Leader Nursing & Rehab Center 103 23.5% 16.0% Yes 3 Blue Ridge Haven Center-East 67 9.4% 4.1% No 4 leader Nursing & Rehab Ctr.-LP 240 16.3% 25.9% No 5 Susquehanna Ctr.-Nurs. & Rehab 180 5.1% 5.1% No 6 Bethany Village Retirement Ctr 69 8.3% 3.9% No ' 7 Messiah Village 194 6.9% 9.1% No Subject Facility 313 10.6% 19.8% No Market Area ' Totals and Averages 1,284 12.3% High 23.5% Low 5.1% ' Payor Mix History of the Subject 12/31/93 7.6% 12/31/94 11.0% ' Average of Period Reviewed 9.3% According to figures published by the American Health Care Association, ' Medicare patients represent 6.6 percent of all patients in freestanding nursing facilities 4. The management of the subject aggressively pursues Medicare patients. It has 61 Medicare-certified beds and adequate building area for therapy services to maximize overhead cost shifting. ' The historical Medicare mix for the subject has been greater than the market and state average (7.8% -- 1994). ' The subject receives its Medicare referrals from several hospitals in the area. According to a CON inventory list effective July 14, 1995, there were no approved hospital-based.SNF beds not yet licensed in Cumberland County. However, 25 beds were recently added to Seidle Memorial Hospital ' 4 American Health Care Association, Facts and Trends, The Nursing Facility Sourcebook. 1995 29 Tellatin, Louis & Andreas, Inc. in Mechanicsburg, about eight miles to the west. The addition of these beds will have a minor impact on the subject. Based on these considerations, the Medicare mix of the subject should remain consistent with its historical performance. Given management's inclination for a higher acuity mix, and the anticipated hospital situation, we expect the subject will continue to ' experience a Medicare mix that is consistent with its historical average. Thus, we project a first-year Medicare mix of 12.3 percent. ' Medicaid Mix: Medicaid is the payor of last resort, and the Pennsylvania Medicaid program pays the least in most cases. The remaining portion of the payor mix is projected to consist of Medicaid patients. ' Table C-7 summarizes the payor mixes for the projection period. Table C-7 ESTIMATED PAYOR MIX Of THE SUBJECT OVER THE HOLDING PERIOD Payor Mix Assumptions Over The Projection Period ' Natural Private-pay Attrition factor: -2.0% Subject Market Medicare Penetration: 100.0% Private-pay Capture Rate of New Beds: 40.0% Natural --------------------- Ma rket Payor Mix Data --- ------------ ------- ' ' Year End Current 1995 1996 1997 1998 1999 2000 2001 2002 Annual Demand Growth 2.75% 2.75% 2.75% 3.50% 2.00% 2.75% 3.50% 2.00% Private Attrition Rate -2.0% -2.0% -2.0% -2.0% -2.0% -2.0% -2.0% -2.0% --------- Percentages -- Medicaid Medicare 58.8% 12.3% 59.4% 12.3% 60.0% 12.3% 60.7% 12.2% 61.2% 12.3% 61.7% 12.2% 62.1% 12.3% 62.7% 12.2% 63.1% 12.3% -------- Private & Other 28.9% 28.3% 27.7% 27.1% 26.6% 26.1% 25.6% 25.1% 24.6% --- Average Number of Medicaid Medicare 667.0 139.0 692.8 142.8 719.0 146.7 746.2 150.7 778.7 156.0 800.8 159.1 829.4 163.5 865.4 169.2 889.7 172.6 Days -- Private & Other 327.7 329.8 331.7 333.4 338.7 339.0 341.7 346.7 346.6 Subject Subj t S b ec u ject Subject Subject New Private Private Medicare Medicare Medicaid Year Beds In Market Mix Market Mix Mix End Market Captured Estimate Penetration Estimate Estimate ' Current 6.5% 8.1% 86.5% 10.6% 81.2% 1995 0 6.1% 7.5% 100.0% 12.3% 80.2% 1996 0 6.1% 7.3% 100.0% 12.3% 80.4% 1997 1998 0 90 6.1% 5.5% 7.2% 6.8% 100.0% 100.0% 12.2% 12.3% 80.6% 80.9% 1999 0 5.5% 6.7% 100.0% 12.2% 81.1% 2000 0 5.5% 6.6% 100.0% 12.3% 81.1% 2001 90 5.0% 6.2% 100.0% 12.2% 81.6% ' 2002 0 5.0% 6.1% 100.0% 12.3% 81.6% ' Rate Analysis This section analyzes the market and governmental data that set the most ' probable private-pay, Medicaid, and Medicare rates. 11 30 Tellatin, Louis & Andreas, Inc. ' Private-pay Rates: Private-pay rates are the only rates that are not regulated in Pennsylvania; these rates are set by competitive market forces. The relative differences in neighborhoods, physical qualities of the nursing home property, level of care, and general reputation of the facility in the community- at large and the health-care community in particular, directly influence the private-pay rates. This appraisal embraces these issues by directly comparing these various attributes of the subject to the competitive facilities. By utilizing this comparison ' process and examining actual historical results of the subject nursing home, we can firmly establish the most probable stabilized average ' private-pay rate. Table C-8 presents the private-pay rates for the subject and the competitors according to acuity level and room type. Since semi-private ' rooms are most abundant, these rates provide the best comparisons; greater disparity is typical among the rates for private rooms since some facilities will charge a substantial premium while others will not. Table C-8 ' SUMMARY OF COMPARABLE NURSING HOME PRIVATE-PAY RATES ------- Private-Pay Rates -------- ----- SNF ------ ----- ICF ------ !!o. Name Private 2-Bed Private 2-Bed ' ' 1 Camp Hill Care Center $114.00 $105.00 2 Leader Nursing & Rehab Center 142.00 120.00 120.00 108.00 3 Blue Ridge Haven Center-East 115.00 110.00 110.00 97.00 4 Leader Nursing & Rehab Ctr.-LP 133.00 120.00 133.00 120.00 5 Susqueharna Ctr.-Nurs. & Rehab 136.00 107.00 136.00 107.00 6 Bethany Village Retirement Ctr 135.00 120.00 135.00 120.00 7 Messiah Village 150.00 113.00 150.00 113.00 Subject Facility 153.00 150.00 95.00 Market Area Totals and Averages $135.17 $120.43 $131.00 $108.13 ' High $150.00 $153.00 $150.00 $120.00 Low $115.00 $107.00 $110.00 $95.00 Average Private-pay Rate History of the Subject ' 12/31/93 $94.72 12/31/94 $112.16 Current $117.91 The private-pay rates of the subject are in the lower portion of the competitive range. The subject is one of the least-preferred facilities in the market, but management is still pricing private-pay rates relatively high sacrificing private-pay mix. ' The projected average, stabilized, private-pay rate for the subject is $118.00 per patient day, or slightly high than its approximate current average rate. ' Medicaid Rate Analysis: While a new reimbursement program became effective January 1, 1996, it was not known that this program would be implemented as of the date of the appraisal -- September 1, 1994. 31 Tellatin, Louis & Andreas, Inc. 1 The program that was effective was essentially a cost-based, retrospective reimbursement methodology. Meaning, the costs of the facility were reimbursed based on the actual costs incurred, including a final cost ' settlement upon reviewing the Medicaid cost report. Thus, we projected a Medicaid rate based on actual costs less ancillary pertaining to Medicare and private ancillary services and less reserves for replacement. Also, the audit process typically disallows certain costs; we have accounted ' for this process by using a 97.0 percent multiplier. Based on these calculations, a variable cost component of $97.29 is used for the subject. Additionally, we have used the current capital rate. Thus, the projected ' Medicaid rate for Year One is $102.85. This rate compares closely to the 1994 per diem of $99.63, as-presented in Table H-1 in the Income Approach. ' Medicare Part A Rate Analysis: Medicare is a federal program administered by the Health Care Financing Administration (HCFA). Medicare reimbursements are computed on a cost-based retrospective system whereby an interim rate is reimbursed through the fiscal year with a year-end ' settlement based on the differential between allowable actual costs and the reimbursements received from the interim rate. Since Medicare patients must spend three days in a hospital immediately prior to ' admittance to a nursing home in order to qualify for the program, their conditions are typically more acute, requiring greater care than other nursing home patients. Medicare recognizes the greater costs associated with high-acuity patients by including ancillary services in the ' reimbursement. Medicare distinguishes services as either "routine" or "ancillary" -- ancillary services are either Part A or Part B. The routine services are reimbursed based on the lower of actual costs or charges (most frequently costs) up to a regional peer group ceiling set at 112.0 percent of the mean (excluding capital). HCFA has frozen routine cost ceilings, and several extensions have been made delaying the termination of the freeze. Within the routine costs, capital costs are computed based on facility- specific interest costs plus depreciation with no allowance for equity. ' Part A routine services are combined with costs for Part A ancillary services which correlates to the interim Medicare rate. The Part B ancillary services apply to patients who no longer qualify for Medicare Part A but who do require and qualify for certain therapy services. These ' Part B ancillary services are billed separately from the interim rate. Most providers combine Part B revenues with private-pay ancillary revenues ' in the income statement. Part B ancillaries will be discussed and projected in the income a roach pp . Medicare reimburses for Part A based on the lower of cost or charges. As ' a part of the costs, overhead is allocated to the therapies based on building area dedicated to therapy room(s) and other units of measure which relate to the step-down allocation process. The age of the facility is a major influence on overhead because newer facilities have greater capital costs than older facilities; these capital costs are allocated as a part of overhead. The overhead is essentially the profit on the therapy services. According to industry reimbursement consultants and accountants, overhead allocation typically results in a 15.0 to 30.0 percent "profit margin" on the ancillary services. ' The subject earned $254.19 in 1994 as presented in Table H-1 in the Income Analysis. We have used $230.00 for the projected Medicare rate. 32 Tellatin, Louis & Andreas, Inc. ' Operator sophistication can have a tremendous impact on Medicare reimbursements. Documentation of services is required for reimbursement, and if services are rendered but not documented, Medicare will not adequately reimburse for the services. If documentation is erroneous, ' Medicare will make an "exception" to the identified charge, and management must correct the error in a timely fashion, or Medicare may disallow the cost of the service. In the past, many small operators have elected to ' forgo participating in the Medicare program as a result of these documentation requirements. However, since a larger percentage of nursing home residents are referred to nursing homes from hospitals, Medicare participation is becoming more essential to maintain occupancy levels. The advent of computer software programs has improved documentation. Clearly, the provision of ancillary services for Medicare is one of the ' most obvious examples of the business enterprise component in the value for a nursing home. In general, nursing home operators merely view the real estate as a platform for providing health care services, and in ' general, greater services creates higher profits and more value within the business enterprise. Inflation Analysis: The rate of inflation for medical services has consistently exceeded the overall inflation rate as measured by the Consumers' Price Index (CPI). In the past, increases in long-term health costs were are directly tied to additional services required by OBRA in ' 1990 and to the general shortage of nurses. Essentially, the underlying costs have increased as well as the provision of health care services. ' The Medicaid payment is almost entirely cost driven, while the private-pay rates are influenced by market forces. The estimated inflationary rate for the variable components of the Medicaid payment should equal the aggregate inflation rate of the operating expenses. A separate inflationary rate for the property cost component of the Medicaid rate is estimated since this portion of the rate is relatively fixed. ' The private-pay rates are influenced by costs and free-market competitive forces. Changes in the private-pay rates do not necessarily correlate to changes in Medicaid rates or actual changes in operating expenses. ' However, under market equilibrium conditions where supply and demand for beds are in balance, changes in private-pay rates tend to parallel inflationary increases for expenses. Because the competitive market is currently in balance and is expected to remain fairly stable throughout the projection period, we have applied a 3.60 percent annual inflation rate to the private-pay rate projections; this rate approximates the aggregate inflation rate of the operating expenses. r 33 Tellatin, Louis & Andreas, Inc. ' Comp etitive Analysis Conclusion Based on the foreg oing analysis of competitive facilities and related market trends, we have concluded the following stabilized rates and occupancy character istics for the subject facility. ' Table C-9 SUMMARY OF CONCLUDED OCCUPANCY, PAYOR MIX AND RATES FOR THE SUBJECT OVER THE PROJECTION PERIOD ' Inflation Rates Private 3.60% Medicare 3.60% Medicaid Variabl e 3.60% Medicaid Capital N/A Annual ------- Payor Mixes ------- -------- Average Daily Rates --------- Year Occupancy End Rate Private Mix Medicare Medicaid Medicaid Mix Mix Private Medicare Variable Medicaid Property 1995 86.2% 7.5% 12.3% 80.2% $118.00 5250.00 $97.29 55.56 1996 88.6% 7.3% 12.3% 80.4% 122.25 259.00 107.96 5.56 1997 91.0% 7.2% 12.2% 80.6% 126.65 268.32 111.57 5.56 1998 88.0% 6.8% 12.3% 80.9% 131.21 277.98 116.15 5.56 1 1999 89.8% 6.7% 12.2% 81.1% 135.93 287.99 120.07 5.56 2000 91.2% 6.6% 12.3% 81.1% 140.82 298.36 124.23 5.56 2001 89.6% 6.2% 12.2% 81.6% 145.89 309.10 129.06 5.56 ' 2002 91.2% 6.1% 12.3% 81.6% 151.14 320.23 133.54 5.56 PROJECTED STABILIZED RATES, PAYOR MIX AND OCCUPANCY Payor Average Mix Rate Private-pay 8 Other 7.5% $118.00 Medicare 12.3% 250.00 Medicaid 80.2% 102.85 Total Occupancy Rate 100.0% $122.08 86.2% The stabilized occupancy rate, payor mix and average daily rates for the disparate payment sources are tethered to current and probable future market conditions and the historical trends of the subject and competitive facilities. These projections are consequential in developing well- supported value evidence for the valuation methods. A deficiency in the occupancy rate, Medicaid reimbursement or payor mix can assist the measurement of external obsolescence estimated in the cost approach. The analyses of these factors suggest that there is no significant external obsolescence resulting from factors of occupancy, payor mix or rate formation. The census projections are the foundation in the estimation of revenue in the income capitalization approach. The sale comparison approach matches several elements of the competitive analysis to the comparison processes ' of the sale data. Of particular importance are the Medicaid property cost rate, payor mix and occupancy level. 34 Tellatin, Louis & Andreas, Inc. 7? HIGHEST AND BEST USE ANALYSIS Highest and best use may be defined as: ' The most profitable likely use to which a property can be put. The opinion of such use may be based on the highest and most profitable continuous use to which the property is adapted and ' needed, or likely to be in demand in the reasonably near future. However, elements affecting value that depend upon events or a combination of occurrences which -- while within the realm of possibility -- are not fairly shown to be reasonably probable should be excluded from consideration. Also, if the intended use is dependent upon an uncertain act ' of another person, the intention cannot be considered. • That use of the land which may reasonably be expected to produce the greatest net return to land over a given period of ' time. The legal use which will yield to land the highest present value, sometimes called "optimum use." The highest and best use of the land if vacant and available for use may ' be different from the highest and best use of the improved property. This will be true when the improvement is not an appropriate use and yet makes ' a contribution to total property value in excess of the value of the site. In estimating highest and best use, there are essentially four stages of analysis. 1 LEGALLY PERMISSIBLE Wh . - at uses are permitted by zoning and deed restrictions on the site in question? ' 2. PHYSICALLY POSSIBLE - To what use is it physically possible to put the site in question? ' 3. FINANCIALLY FEASIBLE - Which possible and permissible uses will produce any net return to the owner of the site? 4. MAXIMALLY PRODUCTIVE - Among the feasible uses, which use will ' produce the highest net return or the highest present worth? Highest and best use may be either that of the land alone (assuming the ' improvements are demolished) or that of the land as presently improved. Highest and Best Use - As If Vacant h T e 6.8-acre site of the subject is irregular, and the topography is level to gently sloping, presenting no physical limitations for improvements containable within the dimensions of the site. The site is located in a small office district. The "OA" Office/Apartment zoning of the property permits offices and apartments plus other uses detailed in Exhibit C in ' the addenda. The zoning designation is the most restrictive aspect of this analysis. Given these considerations it is our opinion that the , highest and best use of the subject site, if vacant and available for an alternative development, is as a use that conforms to the zoning ' designation. I 35 Tellatin, Louis & Andreas, Inc. ' Highest and Best Use - As Improved The subject site is developed with a 313-bed, nursing home, which has been in operation for 29 years. The improvements were specifically designed ' for a nursing home and have minimal value for any other use. As discussed in the analysis of competitive facilities, the occupancy levels for area nursing homes are adequately high, and the forces of supply and demand indicate favorable market conditions into the future. Given these conditions, the highest and best use of the property is its continued use as a nursing home facility. ' Highest and Best Use - Conclusion The as-improved highest and best use of the subject property is its ' present use as a nursing home facility. There is no alternative use of the site alone, or of the improved property that will generate a sustainable net operating income, and/or community benefit, that will ' exceed the return achieved-under the current use. Thus, we conclude that the highest and best use is as a nursing home facility. 1 1 36 Tellatin, Louis & Andreas, Inc. ' VALUATION PROCEDURES The appraisal problem is defined and relevant data are collected in order ' to understand the forces and influences affecting the value of the subject property. Typically, three appraisal approaches are used to derive separate indications of value. These three perspectives incorporate fundamental concepts and principles in the estimation of the market value ' of the business enterprise for the subject property. The Cost Approach i The cost approach relies on the basic principles of substitution, balance and externalities. The current reproduction or replacement cost of the improvements is estimated, and the depreciation is deducted. Depreciation ' results from three sources: physical deterioration, functional obsolescence, and economic obsolescence. A summation of the market value of the land, assumed vacant, along with the depreciated cost of the improvements and equipment, provides an indication of the total value of ' the tangible property. This technique does not measure the value of the business assets that are the product of a certificate of need (tantamount to a franchise), assembled workforce, and other economic benefits accrued ' from non-realty and non-personal-property assets. The Sales Comparison Approach ' The sales comparison approach invokes the principle of substitution, which states that a buyer will not pay more for one nursing facility than for another that is equally desirable. The sales comparison approach produces an estimate of value by comparing the subject property to recent sales of similar nursing homes. The comparison process analyzes differences in location, physical qualities, occupancy, payor mix, Medicaid ' reimbursements and other economic factors. Adjustments are applied to the sale prices to reflect the different physical and economic elements of the subject. The adjustments are based on various techniques that apply linear regression and matched-pair analyses of sale data, economic- inferred factors and intuitive rationale. The adjusted prices narrow the price range into an indication of value for the subject. ' The Income Capitalization Approach The income capitalization approach is based on an estimate of the most ' probable net operating income over a projected holding period. The initial-year net operating income is capitalized into an indication of value through direct capitalization process. The capitalization rate is a ratio of income to value. A discounted cash flow analysis is also performed to measure the present value of the estimated net operating income over the holding period and the terminal value. A discount rate is applied to the cash flow stream. The income is measured by estimating its most likely payor mix rate structure and occupancy level The o erati , . p ng expenses are based on inflation-adjusted historical expenses for the subject and comparable facilities, and are relative to any proposed ' changes in staffing and acuity levels. The capitalization rate as well as the discount rate or internal rate of return are derived from comparable nursing home sale data. 37 Tellatin, Louis & Andreas, Inc. ' COST APPROACH The cost approach method values a property by (1) estimating the reproduction cost new of the improvements, (2) deducting the estim ated ' depreciation, and (3) adding the market value of the land to arrive at a value indication for the real estate. The steps in the cost approach are summarized as follows. 1) Estimate the value of the land as though vacant and available to be developed to its highest and best use. ' 2) Estimate the reproduction or replacement cost of the improvements and equipment as of the effective date of the valuation. 3) Estimate and deduct the amount of accrued depreciation in the improvements and equipment to arrive at a value indication for ' the improvements. 4) Add the depreciated cost of the improvements and equipment to the land value to arrive at a total indicated value of the ' property. ' Land Valuation The most common and usually the most accurate method of land valuatio n is based on a comparison of the value characteristics of the subject site ' with those value characteristics of land parcels that have recently been sold. The prices paid for the comparable properties are reduced to a unit price, such as price per acre or square foot, and are adjusted for the following elements of comparability: Elements of Comparison Property Rights Conveyed: This adjustment considers differences in property rights and licensure. The subject is valued on the basis of fee simple interest with all necessary licenses held by the same ownership as the real and personal property. If a sale involves a partial real estate interest, or conveyance of only the property and not the licenses or ' other business assets, an adjustment is necessary to account for this deficiency. In this instance, all the sales involve full conveyance of property rights; thus, no adjustments are warranted for conveyance of property rights issues. Financing Adjustments: Occasionally, properties are sold with seller financing. Sellers often provide substantially lower ' interest rates than commercial or government lenders. In instances where sellers finance the sale at interest rates below market levels, prices are usually somewhat inflated to ' compensate for the lower interest rate. In order to adjust favorably financed transactions, the mortgaged amount is discounted at an appropriate market mortgage rate to reflect a cash equivalent price. None of the sales in this analysis ' involved seller financing. 38 Tellatin, Louis & Andreas, Inc. Conditions of the Sale: Transactions resulting from distressed conditions, or when the seller or buyer is under extraordinary motivation, pose a problem in the comparison ' process. In this instance, we have eliminated such transactions from the selection and analysis of comparable sale data. ' Market Conditions: Adjustments are applied to sales transacted in prior years under different market conditions where the general price level differs from the present level. ' The land sales used in this analysis occurred between August 1994 and December 1995. We have adjusted the sales in occurring in 1994 for general trends in the market. Location: Adjustments are applied to each sale to compensate for significant locational differences between the subject and the land sales. Relative accessibility, visibility and ' desirability of neighborhoods are considered in this adjustment. ' Zoning and Legal Restrictions: Although efforts are made to compare the subject site to sales having the same or similar zoning classifications, there is often insufficient data for sales with similar zoning. In these cases, differently zoned sites are also applied in the comparative process, and adjustments are made according to allowable densities and to the degree of permissiveness. Zoning classifications affect 1 property values, which typically increase in the following general order: agriculture, single-family residential, apartments, industrial and commercial. ' Size: Normally, larger parcels command lower unit prices than smaller but otherwise comparable parcels. This relationship is similar to a quantity discount typically found in most other transactions. This aspect has been isolated from the other physical adjustments. Physical Characteristics: Adjustments are made for differences in shape, topography and soils. Sites with very irregular configurations or ones with narrow shapes have less ' utility and are more difficult to develop to full potential; consequently, they possess less value. Terrain, degree of slope, soil conditions and drainage qualities play significant parts in the cost of developing a site. Those sites with ' fewer physical problems command higher unit values. Adjustments are also applied for differences in utility services. Sites lacking in any of the standard local services are typically discounted to reflect the cost of extending the service or to provide the site with its own system. An investigation of land sales in the vicinity of the subject disclosed only a few recent comparable sales that are useful in this analysis. The sale prices have been confirmed through government records. In Table L-1, these comparables are summarized and adjusted according to the aforementioned elements of comparison. 39 Tellatin, Louis & Andreas, Inc. 40 0 O W 9 N , O C < O O • i. I I.... .. i 2 a a 2C Cr o N CO N N ?ppO.. E y n N ? 0p N N L N 1D a \ d u w O W CO CO 1A . . ?? 0 N O 0 < .OPN . . . N . . . . . . . . . . . . y iM; . p P N N N N > < •- M N ?d a Cooa FSC MIP i = 2 o °? xapt xse ?xIt xx ooou+ N oooo x o a 2 L tp CD \•^O M •^ < O a M O . ?+ P 4 U 2 O N O N O N ^y? N N a+ d S 10 00 O N L O d Z U W ? N M Z U L r d' W O m m M \ W -C O _ y I P 3 L O N M M P xx xit xxx x O O O V 0 0 0 0 10 x • O a 0 2 . W C ?• . t 00 , in of U 2 Ov r M O L 0 \ N N N I.- N 0 p 0 I • 0 L N Go O L C L O U W N N d i d O O N > S r ? > N O N C d < W OI W M N L CL y? __ yy N L O M O r-i CO a+ x x x x x x x x O C. O O? O O N O x N OC 2D O. W C O\ W G7CD mo ?< O • V% U? Y1 U O O ce 2 . t L O0N Vii\ L N ? y G N N t pp. a C O } 0 d ?` M 0 N W F N p U < 3 Y S < M N N U ? N y L < d 01 < D K J ` d a H N d < o u+ o.? d sexaex at xrere 0oCD Col 0$000CD X O _ . o '- > 4 a C CC 1 m U % N\ A L N M N M N < I CU N y p a+ 0. i N ~ p p E (M - W• N N O E : N O U •? C 4 o 4, .? CC U v- N J _ N W V d L J 1 r C 5 N J = L N D J O J L S O 41 o 1 E _ 4 > 1 C v d d N 4.1 yy 7 a+ N W LL N ^ L CA d N d •L M L. V d v .^ oc L+ u u r L W L a LL C - C y O d ? 1 C ..d. p L ?+ 41 -K I U L O . • y d y 7 J ?+ W W > O C N O N •? d d •p a a. i+ C C ?- Ol 01 O C O U N C L. _ CD p U E 41 (A ?.. N A •+ 1L d W C y0? ql D. t(?? a+ a+ 7• p? 7 O d 2 d C L j > 20 L W_ d V d d t W L O . V U L L td N Y y d W gC 1 W < ? C ! < d Q O . a+ O X ?+ N - i •? OL d 7_ E O ! •^ W O O • , L of U= J N N d ?+ a+ 7 W 1- W N C L U m U 0 W d W 0 O ++ -+ b.- C V/ CD U 1- N N O W L d < d W 2 d 2 d 2 W > 40 Tellatin, Louis & Andreas, Inc. Table L-1 on the preceding page summarizes the salient land sale data and the price adjustments applied to each sale. The adjusted prices range from $0.92 to $3.88 per square foot, and produce a $2.07 mean. Because no one sale is considered the most or least comparable to the subject, we ' have placed emphasis on the adjusted mean for the conclusion. Based on a comparative analysis of the sale data, the indicated value of I the subject site (assumed vacant and available for development to its highest and best use) is as follows. ' $592,000 or ' 296,208 square feet @ $2.00 Per Square Foot -- Rounded Improvement Valuation The next step in the cost approach is to estimate the Reproduction Cost New (RCN) of the improvements. RCN is defined as the cost of reproducing a new replica property with the same or closely similar materials on the basis of current prices. ' Building costs, usually derived from nationally recognized construction cost reports, are available to the public on a subscription basis. Marshall and Swift, Boeckh, and F.W. Dodge are commonly used cost ' services. Cost data can also be obtained from actual construction costs of similar buildings recently erected in the community. There are two methods of estimating cost using construction cost reports. ' The comparative-unit method is used to derive an estimate of cost in dollars per square foot, as based on known costs of similar buildings after adjustment for time and physical differences. The segregated-cost method is more complex since it involves estimating unit costs for the various building components as installed. Both methods are normally expressed in dollars per square foot. ' The RCN estimates of the improvements for the subject property are derived from the Marshall Valuation Service, a nationally recognized construction cost reporting service. In this instance, the segregated cost method, ' involving individual cost estimates for each building component, is applied. The RCN of the subject improvements is summarized as follows. 11 41 Tellatin, Louis & Andreas, Inc. G Summary of Reproduction Cost New No. of Price per Total Components Units Unit (1) Cost Site Preparation and Excavation: Site Preparation 264,030 $0.21 $55,446 Excavation 63,000 0.27 17,010 Fill 88,010 0.26 22,883 Foundation: Class D, Masonry Veneer 88,010 1.80 158,418 Frame: Class C or D, Steel Stud 35,204 4.40 154,898 Floor Structure: Reinforced Concrete on Fitt 50,541 2.87 145,052 Precast Concrete 3,500 7.08 24,780 Concrete on Steel Deck & Joist 26,969 9.17 247,309 Vapor Barrier and Perimeter Tile 50,541 0.45 22,743 Exterior Walls: Wood/Metal Stud Brick 52,806 15.94 841,728 Sheathing 52,806 0.78 41,189 Insulation 52,806 0.75 39,605 Roof Structure: Wood Deck on Wood Trusses or Joist 52,806 3.98 210,168 Steel Joist & Deck with Gypcrete 11,735 6.88 80,735 Roof Cover: Elastomeric, Single Ply 11,735 2.62 30,745 Composition Shingles 52,806 1.10 58,087 Interior Construction: Frame Partitions 88,010 18.19 1,600,902 Ceilings: Gypsum 22,003 1.24 27,283 Suspended Acoustical Tile 66,008 5.59 368,982 Floor Coverings: Vinyl Tile 76,569 3.64 278,710 Carpet and Pad 6,161 3.17 19,529 Ceramic Tite 3,520 8.25 29,043 Quarry Tile 1,760 8.25 14,522 Electrical: Electrical, Lights & Alarms 88,010 8.99 791,210 Emergency Generator 1 16,000.00 16,000 HVAC: Electric Baseboard 7,041 3.45 24,291 Individual Through-wall Heat Pumps 61,607 2.57 158,330 Zoned Warm & Cold Air 19,362 8.54 165,353 Plumbing: All Fixtures, Supply/Drain Piping 88,010 8.32 732,243 Fire Protection: Sprinklers 88,010 1.75 154,018 Elevators: Three-story 1.00 40.000.00 40.000 Subtotal Superstructure: 88,010 $74.66 $6,571,209 BASEMENT CONSTRUCTION Exterior Walls: Reinforced Concrete 4,200 $9.60 $40,320 Concrete Block 4,200 7.03 29,526 Floor Structure: Reinforced Concrete on Fill 7,000 2.87 20,090 Interior Construction: Concrete Block Partitions 7,000 4.95 34,650 Vinyl Tile 7,000 3.64 25,480 Ceilings 7,000 1.24 8,680 HVAC 7,000 3.69 25,830 Plumbing 7,000 4.73 33,110 Electrical and Lighting 7,000 3.00 21,000 Sprinklers 7,000 1.75 12,250 Subtotal Basement: 7,000 $35.85 $250,936 Total Building Construction Cost: $6,822,145 42 Tellatin, Louis & Andreas, Inc. Summary of Reproduction Cost New, Continued No. of Price per Total Components Units Unit (1) Cost OTHER IMPROVEMENTS ' Concrete Sidewalks 8,000 54.00 532,000 Asphalt Parking 50,000 2.75 137,500 Signage 1 3,000.00 3,000 Area Lighting 20 450.00 9,000 ' Flagpole 1 1,400.00 1,400 Storage Buildings 3 5,000.00 15,000 Landscaping 1 40,000.00 40,000 ' Total Other Improvements 5237,900 Total Improvement Cost New $7,060,045 Architect Fees and Supervision (7.3X) 515,383 Total Construction Cost $7,575,428 ' Plus Developer's Profit & Start Up Cost 15% 1,136,314 Total Reproduction Cost New $8,711,742 Cost Allocation: Total RCN Building (2) $8,418,186 Total RCN - Other Improvements (3) $293,557 (1) Marshall - Swift, Section 45 - Segregated Cost Method unit values, adjusted for time, location, number of floors and ' average story height. - (2) RCN Formula: 1.073 x 1.15 x $6,822,145 - $8,418,186 (3) RCN Formula: 1.073 x 1.15 x 5237,900 = $293,557 In addition to normal construction costs, there ar e indirect costs ' associated with each project. Indirect costs, estimated at 15.0 percent of the total construction cost, include start-up costs, license fees and expenses, and developer's profit. Start-up costs include the expenses incurred between the opening date (when construction is completed) to the time when the occupancy rate of ' the property reaches a productive level. A productive revenues cover all expenses including debt service. level occurs when The developer's profit includes the profit motivation factor. A ' developer's incentive lies-in the prospect of producing property value in excess of the hard or direct costs. n Accrued Depreciation Accrued depreciation is a loss in value from the reproduction or replacement costs of the improvements due to any cause as of the date of the appraisal. Several methods are practiced when estimating accrued depreciation. These methods are the economic age-life method, the modified economic age-life method, and the breakdown method. The breakdown method is applied where each cause of depreciation is separately measured and the amount of each is totaled to estimate a lump sum amount 43 Tellatin, Louis & Andreas, Inc. I ' for accrued depreciation. Loss in value emanates from one or more of three sources: physical deterioration, functional obsolescence and external or economic obsolescence. 7 Physical deterioration is divided into the categories of curable and incurable physical deterioration. Curable deterioration refers to components in need of repair on the date of the appraisal. This category is measured as the cost of restoring an item to new or reasonably new condition. The subject has been well maintained, requiring no substantive repairs or replacements resulting from curable deterioration. Incurable physical deterioration reflects items of deterioration that cannot be practically or economically corrected at the date of the appraisal. Incurable items are classified as short-lived and long-lived. Short-lived components have a physical economic life that is shorter than the remaining economic life of the structure. The deterioration of these components is measured individually, and the calculations are presented as follows. Incurable Effective Expected Physical RCN Age/Years Life/Years Dep reciation $109,614 19 25 583,307 493,858 19 25 375,332 488,971 19 25 371,618 421,770 19 25 320,545 199,211 19 25 151,400 107,346 19 25 81,583 180,710 19 25 137,340 Component Roof Coverings Interior Construction Ceilings Floor Coverings Electrical NVAC Equipment Plumbing 1 Total RCN 8 Depreciated Value of Short-lived Building Components 52,001,480 $1,521,125 Note: The RCN of the various components only includes the costs for the short-lived items and excludes items such as ductwork, and interior walls and partitions that will never be replaced. Long-lived components are expected to have remaining economic lives that are equal to or exceed the remaining economic life of the entire structure. The calculation of physical incurable deterioration of long-lived components is a multiple-step process. First, curable physical and incurable physical short-lived components are deducted from the RCN, leaving the cost of the long-lived components. The ratio of effective age to estimated physical life is applied to the costs of the long-lived components to indicate the physical incurable depreciation. The chronological age of the subject property is 24 years, and the total physical life of the improvements is estimated at 60 years. The calculation of physical incurable deterioration of long-lived components is presented as follows. 1 44 Tellatin, Louis & Andreas, Inc. 1 Total RCN of the Building $8,418,186 Less RCN of Short-Lived Items (2,001,480) ' RCN of Long-Lived Items $6,416,706 Less Long-Lived Physical 1 Depreciation 40.0% $2,566,682 ' Functional obsolescence is a loss in value resulting in defects in design, materials or changes in standards. The obsolescence can be curable or incurable. Defects are curable if the replacement cost is the same as or less than the anticipated increase in value. Curable functional obsolescence is measured as the cost to correct the condition through addition, substitution or modernization. In some instances, the obsolescence may be attributable to excessive or overly adequate designs or materials. Incurable functional obsolescence is caused by a deficiency or L a superadequacy. It is measured as the capitalized net income loss attributable to the deficiency. In the case of a superadequacy, it is measured as the RCN of the component, minus physical deterioration, plus the present value of any added cost of ownership. Our inspection of the subject property indicates that no apparent significant functional obsolescence exists. External obsolescence is a loss in value resulting from forces external to the property, e.g., changing neighborhoods, traffic flow, governmental codes, and economic events. There are two methods used to measure external obsolescence. The net income loss attributable to the negative influence can be capitalized at an appropriate rate to quantify the amount of obsolescence. The other method is to compare sales of similar properties that are -subject to the negative influence with ' others that are not. This comparison indicates the amount of obsolescence. The subject is well located and should be able to maintain a profitable occupancy level in the extended future; neighborhood and regional factors that are impacted by social, economic, and political forces should continue to be favorable to the present use of the property. Thus, no external obsolescence is evident. The estimated depreciation of the site improvements is 45.0 percent. Based on the foregoing conclusions, the estimated value of the improvements is presented as follows. 1 45 Tellatin, Louis & Andreas, Inc. SUMMARY OF IMPROVEMENT VALUATION Total RCN of the Building $8,418,186 Less: Physical Deterioration: Physical Curable 0 Physical Incurable -- Short Lived 1,521,125 -- Long Lived 2,566,682 Functional Obsolescence: Curable 0 Incurable 0 External Obsolescence Incurable 0 Total Depreciation of the Building 4,087,807 Total Indicated Value of the Building $4,330,000 Total RCN of Site Improvements 293,557 Less Depreciation Physical Immediate Curable 0 Physical Incurable 132,101 Functional Obsolescence 0 External Obsolescence 0 Total Depreciation of the Site Improvements 132,101 r Indicated Site Improvement Value $161,000 Total Improvement Value $4,491,000 Equipment Valuation The subject facility contains the furniture, fixtures and equipment (FF&E) necessary for the operation of a 313-bed nursing home. These equipment items are valued separately from the land and improvements in this approach. The valuation of the equipment is based on a reproduction cost less depreciation method. In order to estimate a value for the FF&E, we have relied on observations made while conducting a cursory inventory as well as the items normally found in a hypothetical, yet typical, 100-bed licensed nursing home facility. We employed various resources for this effort, including the Marshall & Swift and R.S. Means data references, supplier catalogues, and the actual costs of newly built facilities. From our experience in appraising nursing homes, we have made adjustments to reflect qualitative and quantitative features such as facility size, condition, age, and other factors. It is our opinion that to replace the subject FF&E with new, comparable ' items of similar utility would cost approximately $5,000 per bed. The per-bed cost has been estimated based on an inspection of the furniture and equipment contained in each area or department of the nursing home and a review of existing property listings. Since the FF&E are an integral part of the nursing home operation, they are more valuable under continued use than if they were removed and sold separately. Thus, the value is considered the "contributory value in use" which is consistent with the premise of the going-concern value. The 1 46 Tellatin, Louis & Andreas, Inc. estimated aggregate value of the FF&E, net of estimated depreciation, is calculated as follows. FURNITURE, FIXTURES AND EQUIPMENT VALUATION Furniture, Fixture & Equipment Valuation: Replacement Cost New Per Bed and Total $5,000 $1,565,000 Depreciation from All Causes 45.0% (704,000) Indicated Value of the FF&E $861,000 Summation The final step in the cost approach is the summation of the various components estimated. Thus, a value estimate for the subject property is indicated as follows. Land Value $592,000 Improvements Value 4,491,000 Furniture, Fixtures & Equipment Value 861,000 Total Cost Approach Value $5,944,000 47 Tellatin, Louis & Andreas, Inc. 1 1 1 1 s ?1 5, u 1 11 II INCOME CAPITALIZATION APPROACH The income capitalization approach is based on the premise that the value of the subject property is represented by the present worth of anticipated net operating income. The projected net operating income, based on an analysis of the quality, quantity, and duration of the income expectancy, is capitalized into an indication of value by using a capitalization rate developed from market data. The steps in this valuation procedure are as follows. 1) Estimate the potential gross revenue for the subject property based on current room rates for the subject and comparable nursing_homes. 2) Deduct revenue lost from vacancy and uncollectible billings. 3) Estimate and deduct non-capital expenses typically incurred in the operation of the nursing home, to arrive at a net operating income attributable to the facility. 4) Capitalize the net operating income into a value indication by using an appropriate capitalization rate. Revenue and Expense Analyses Specific revenue and expense data for the last three years for the subject property were obtained from management's financial statements, and this history is shown on Table H-1 on the following page. 48 Tellatin, Louis & Andreas, Inc. i appt 1 x NM?Ux 0Ox 00x0 000 .. O• y AM %t'000N V1 ?C 00 AOM > 1 P O a O I'ti e ?M 0 000 pMp.. x a N O 0 1 N C N O? P M P M 6 7, O O 't O O x x x x ?t ? 000 O NPOM • 10 M?T 00 • O d ? ?•OPIt ?M?AMQIt A N N O f f O N P ?O!S +?1 P a P x _ CM 0 ' M ?t O ?t ?t Q cT i v W • ao O ' OaL1 P A PTO N N ? 00 M r4 't O O M•00000 N N 00 NM N N = r O O_ K41 t O• _ L n _ 2 L a N N N 0 N N 0 0 N H O > CO, a 0 O O .0 P O V1 W M O. 0- 0 V10MQ N -Prr?? P O d 009 M P M P • 2 M ' M'tIz ?O P% ?t1N M M OP'- 2 1 '0 N ??}} X 00 O M 10 0 0 O• VA - UN P.- P M N P Ln Ol M Lr% N 0 0 00 V1 N W OP P O Ol O• O N .f O O N > N N _ _ v N N N OC M ' ?O V, OAT OOA • {n V1M M i ..pp pp,, P 00 Nf?d V1 M AM SOP Mp, S P PAO ONO ppP NP T 0000 A•0 •ONN Cl V11I1 (. Ln00 I?P? y P r M Q A N gt N O O ?t N M N• O O v \ ? • O l c A ?t M P P N A V 1 O M O A 0 _ 2 LLI M U) .t 0 P y d CO It pQ.. V1 JP 10 N OA .t v+ M y \ d 10 It (D y? LM Ln 3 A .t C) a OIt M?000Ln?f1P00 N 't LS U N 7 - 2 ;t V1 N't A t? 't N N C OD MNP00 PN Ln t? N P NMN ' yy > I N A O ?_ y .t e- O? 6 U d N N x N N r c OC A A W C pQ A M W P M _ A V+ N Oo00P in Ln 00 ?t -r W s .p O MAO ppN M_ N N A P M P W O P P ?? v O ?t P M N00 M CO 0p `0 lV •O 00 N V1 CO MOP It \ O M M A ,t 00 M N 00 ?+ 00 ?- M ?- N •O \ a+ V1 P P It 00 O It A M V1 It IT •O A r ` a0 ` M \ ?OA?V1 CO .t O - 000PW -It p? ?O _t N P O P MM pn \ •0 M 000 O O.t .tO A In O V% P 00 1n to M •0 00 NPN VI MM N i Ln V1 V1?? O V\? A N i OlMN0Ln MIn? Ol L" N N v 2 ' A O O V1 O O N N N N M i U d d d Ol _ N C a+ 2 7 L ? W d d Vl • y 01 r W N T O/ y < C y ii -• W U ` C7 O/ Ol 00 O • 0 0 44 C L W W > E 00 y C xx a >- 41 C a L- W y a L p 1 C C a 0 W (D Q? O L U) W O p0 < 1 07 y '• pp a C C C T m d D M 40 0 d d SW' • a L M L O •? 1 ?. 4 > L- W 41 W L C ID >. *a •O. L. 41 U) L- do W U C •f O 4, d L V >u• 0) 1, 0 W CC > W _y C Lam L Y L L a w L x W U U IL C W U U 0 C -+ L O C . . C Im W •? W 01 s+ Q1 ?1 O W y 4) 41 ? 0 t Q Lz Z <c d G M E v z U 0. >z c co c c CL m o 0 O O r a r r a r z r r z 49 Tellatin, Louis & Andreas, Inc. Revenue Analysis: The projected potential income for the subject is developed by estimating its stabilized payor mix, average daily rates, and revenue from ancillary services. Most of the revenue projections are developed in the analysis of the competitive facilities. In that section, comparative analyses are performed of the historical and current occupancy rates, actual payor mixes, rate structures of the subject and its competition as well as the impact of state and federal legislation. These analyses culminate in the projections for occupancy, payor mix, and rate structure for the subject. Revenue is also derived from ancillary services and miscellaneous sales. This category includes: physical therapy, occupational therapy, speech therapy, numerous other therapy services, examinations, pharmaceutical sales, personal care services, and special food and beverage sales. Historical per-patient-day revenues from these sources during the past three years are presented in Table H-1. Ancillary revenues directly correspond to the level of private-pay and Medicare Part B because Medicaid does not cover these services. Management has been extremely aggressively in this area of the operations because of poor performances in other areas. We have projected ancillary revenues that are more typical of most nursing home operations. Expense Analysis: The operating expenses include the cost of providing nursing care; dietary, laundry, housekeeping, medical and social services; physical maintenance; utilities; administrative management; property taxes; and insurance. Under normal management and occupancy levels, these expenses represent 80.0 to 90.0 percent of the gross revenues. Operating expenses will vary by facility, and are influenced by local labor market conditions, occupancy levels, levels of care, and quality of services. As evidenced by the Medicaid reimbursement ceilings in many states, rural locations tend to have lower staffing costs. Facilities with higher occupancy rates enjoy greater economies of scale and tend to have lower per-patient-day variable and fixed expenses. Facilities offering elevated levels of care will incur higher nursing and ancillary costs. Quality of service varies greatly among nursing homes. Most often the private-pay facilities offer higher staffing ratios, more activities, and more expensive meals than facilities dependent chiefly on Medicaid reimbursements. In order to estimate the stabilized operating expenses of the subject nursing home, we have relied upon historical expenses of the subject and the expenses for comparable facilities. Table H-1 summarizes the historical operating expenses of the subject for the last three years. These expenses were obtained from management's financial statements, and they are assumed to accurately represent the financial operation of the subject. On the following page, Table E-1 summarizes the expenses for facilities that are also profiled in the competitive analysis; these expense statistics were compiled from 1994 and 1995 Medicaid cost reports. The expenses recorded in the Medicaid cost reports and the subject expenses are inflated to year-end August 31, 1995 dollars in order to make a more accurate comparison. Table E-2 presents additional comparative analysis showing the inflated expenses from Table E-2 in terms of the differentials 1 between the subject expenses and the comparable means, minimums and maximums of the line item ranges, and standard deviations. 1 50 Tellatin, Louis & Andreas, Inc. a Y r a r u t r u W 00 x r ZO y OC a U 0 z t OIC N L r L O y z W a X W W O] s a W r Vl p? t Z Y 4 y u Z V aD O V V a a • V L V O o. u J t oa C OS S Y ?l V 1VGp V C O on. y M N d Y L Y P r? N y L i N 01 a ? L 'L L a y x .? . L L L W x u J ?a ?i U L U Y J Y V Of ? N 1?L U M W M M N CO 0M 00 0 a-C CY "O P x .tau W M N N O 1i 9 U\ ?y 000 11 M O x IL U1 t y a M r X O W N t It u 0. N P M z \ N ? M 1L o t O U • P LL P M fZ/) C W m 0 0, O C tJ C L C19 V 7a L I. u Z 0 8 •O h*NNO VMi SON O•P N OO MN?NO M.00000 N M M O O N O• ?O O ??pp •O N N t N N N O .O U7 UI U11O N OP. M1'0 P NM•oO N N A NUIOPOOONN?? P.O P N P GO N N N O• Fn •O O N N t .- N •0 ?1 NxPtVMd?ol? dO CXO Oo P, OO M1 M?'t1000 N UN•O Cl 0 I QM ? N N xx xx X M v d N X o M X X N 00 I? V ! . O 1 /P O O Lr! I MU1N MOP.- M U100 .tom O 000 •- N N P .e goat ae*egat! ae o0 o M M I + i ^?N't CM in ?P p . P N Fn 00 ? N N N M N00 NM1.O OtMN MCO vPN I't gagr ox1x O•? ?O Pt?U11?P.11NPUN I Co P• O U1N tO 0, 'rQ I M.O t 00M1 o'mC U ON MOO MN P C-i N N N NN M M O N 1I M N M OO t 0 0 I N •XO O P .Xt N XO UX? P 1X1 o alt 1 !9 t N O .t U\ t P• P t N ?O O •O00 PONM NtP.OO Mt 10 .-OMO??r NU1P00 P.O t 00.- N M U1 N N M1v?2pp xxxxxXXXXx?e xX M .2 %n U0i It V01 M O M 0M01? N ? 00 I Q 1?N MNNOMM U1 M C; I t•O .O P• N MP 00 N 4 t 0 0 •O 00 MOOM - ::: P?NLM CD CD NO .O t 00 ? N N N M ?exxxxxxX1aLl a X?e .O ^ LM N It OM•O P ppppP I It Co t0.O U107•ON U1 M Co U1 It ult V1t OPtN.-•O 00 U7N P•OON OOO - NtOO I N N » O N M M P •-M U1 O O •G N M N N N N T 47 O C 0 Y V A Y Y O V N 01 V ? L C U •? ? 001 ` uY O. H otl ? N L y?i > LF 2? J W W V O C? Y !• X'ya yLa "" r > Ol N E y O1 J ?. >• Ol O 4T+ a-+ Or '«C C YYYC 'NC N C Of L Y 0 7 C.- u O L O 4! S U1 2 t G J S O. O. Lit I.- SoL 7 d > Y OC N Y Y Y 7 0 C O 'V N Y X Y > Y > N O) Y •U N Y w yEy Y0f i UY O x O Y ea y CCy C0C CO x? 0 p1 C Y Y Y •^ 7y W aw C C O U x 4) ^ y V ?'> J C~ C 10 I D W V V?CE1 N L ?• yya L >. A ?L1 l0 1 ayL¢ y? ?3 L LPLL yLa aC l0 O O Y C ( YyJ •? = Y 3 W CN O ?O O`1 W W L Of 0 7 C •? 10 L L. W Y O Y O O r z r z 51 Tellatin, Louis & Andreas, Inc. Table E-2 COMPARATIVE ANALYSIS OF INFLATION-ADJUSTED EXPENSES Differ- -- Comparable Expenses -- Standard Departmental Expenses Subiect ential Mean Low High Deviation 1 Administrative & General $8.79 ($1.70) 510.50 57.49 $14.97 $2.53 Management Fee 3.76 (3.44) 7.20 0.00 10.47 3.68 Social Services & Activities 2.29 (0.73) 3.02 2.55 3.42 0.29 Nursing 54.24 7.55 46.69 39.47 51.03 4.68 Ancillary 20.01 6.46 13.56 1.43 29.73 9.12 Dietary 10.53 (0.97) 11.50 9.22 14.72 2.27 Laundry & Linen 3.11 1.05 2.06 1.43 2.93 0.57 Housekeeping 6.07 2.32 3.76 2.68 5.48 1.00 Plant Operations 8.23 1.71 6.52 5.19 9.24 1.51 Property Insurance 0.99 0.36 0.62 0.52 0.68 0.06 Property Taxes 0.94 (0.20) 1.14 0.00 2.01 0.76 Total Operating Expenses $118.96 512.41 $106.55 596.54 5134.83 $14.26 A general description of the cost items included in each of the general expense categories, as broken down by management's financial statements, is summarized in the following paragraphs. Each expense category includes a table that presents: the inflation-adjusted 1994 and 1995 expenses for the subject; the mean, low and high for the expense comparables; and the projected first-year operating expenses for the subject. In general, the historical expenses are given emphasis over the comparable expenses since changes in expenses directly impact the Medicaid reimbursements in Pennsylvania based on our assumptions i n the Medicaid rate projections. Administrative and General: This category includes the wages of the administrator, the assist ant administrator, and the office clerks, as well as business supplies, telephone, postage, legal fees, liability insurance, marketing, advertising, licenses, education, travel and accounting. ' Administrative and General 1993 Inflation-adjusted Subject S's/PD % of Rev Total $10.12 9.1% 51,025,809 1994 Inflation-adjusted Subject 8.97 7.2% 822,701 Inflation-adjusted Comparable Mean 10.50 8.3% -- Inflation-adjusted Lowest Comparable 7.49 6.3% -- Inflation-adjusted Highest'Comparable 14.97 10.4% -- Stabilized Projected Expense $9.00 7.0% 5886,311 Note: Assumed annual rate of inflation is: 3.0% Central Office / Management Fee: This expense category includes overall supervision, financial services, long-range planning and governmental relations; these services are generally conducted off premises at corporate offices. The cost for management services is usually based on a percentage of gross revenue. According to a survey of our clients who include several of the largest operators in the nation, 1 typical management expenses will approximate 6.0 to 7.5 percent of gross revenues, or $5.50 to $8.00 per patient day. 52 Tellatin, Louis & Andreas, Inc. We have reviewed recent management contracts with Integrated 1 Health Services, Inc. and Diversified Health Care/Service Master in independent owners. In every case, the base management fee is 7.0 percent of revenue, and the management company shares in the after debt-service income, and property appreciation in the event of sale. Like Beverly Enterprises, these companies are skillful in promoting therapy services. The relationship is inverse: higher revenues -- lower management fee, and lower revenues -- higher management fee. A management fee of 7.0 percent of effective gross revenue is considered reasonable for the subject nursing home. This percentage includes adequate profit incentive for the management to assume the business risks of operating the nursing home business and pays an adequate return to the intangible aspects of the enterprise. Management Fee Sys/PD % of Rev Total 1993 Inflation-adjusted Subject $3.49 3.3% 5353,980 1994 Inflation-adjusted Subject 3.76 3.1% 344,627 Inflation-adjusted Comparable Mean 7.20 5.7% Inflation-adjusted Lowest Comparable 0.00 0.0% -- Inflation-adjusted Highest Comparable 10.47 8.4% -- bili d P d 57 Sta ze rojecte Expense .67 6.0% 5755,338 Social Services and Activities: This category includes the wages of a social worker and an activities director plus supplies for activities. The social worker typically admits and discharges patients in coo rdination with families and local hospitals. Social services and activities combine to provide programs responsive to the spiritual, social, and recreational needs of patients. Social Services and Activities Sls/PD % of Rev Total 1993 Inflation-adjusted Subject 52.16 1.9% $219,483 1994 Inflation-adjusted Subject 2.34 1.9% 214,602 Inflation-adjusted Comparable Mean 3.02 2.4% Inflation-adjusted Lowest Comparable 2.55 2.0% -- Inflation-adjusted Highest Comparable 3.42 2.9% - 1 Stabilized Projected Expense 52.20 1.7% $216,654 Note: Assumed annual rate of inflation is: 3.0% Nursing: This expense category typically represents 35.0 to 45.0 percent of total revenues, or nearly one-half of all operating expenses. It includes the wages of the nurses and nurses' aides, medical supplies, non-prescription drugs and training. Nursing expenses have increased dramatically over the past few years. Two reasons often cited for the escalation are the shortage of nurses, and the greater acuity levels being cared for within most nursing homes. The two conditions have stabilized over the past year, and remain fairly stable indefinitely. they are expected to Future increases in nursing expenses , beyond the general inflation rate, will be 1 53 Teflatin, Louis & Andreas, Inc. caused by higher acuity levels as hospitals discharge 1 patients sooner and ICF patients are directed to assisted- living facilities. I Nursing Sts/PD % of Rev Total 1993 Inflation-adjusted Subject $53.27 47.1% $5,401,072 1994 Inflation-adjusted Subject 55.67 44.2% 5,106,975 Inflation-adjusted Comparable Mean 46.69 37.5% 1 Inflation-adjusted Lowest Comparable 39.47 31.6% Inflation-adjusted Highest Comparable 51.03 43.4% Stabilized Projected Expense 552.00 41.1% 55,120,908 Note: Assumed annual rate of inflation is: 4.0% Ancillary: These services include speech therapy, physical therapy, occupational therapy, and certain patient supplies and drugs. This expense varies with the level of care; facilities that provide care to a higher percentage of Medicare patients tend to incur more ancillary expenses. Ancillary S's/PD % of Rev Total 1993 Inflation-adjusted Subject 516.76 14.8% 51,699,363 1994 Inflation-adjusted Subject 20.54 16.3% 1,884,520 Inflation-adjusted Comparable Mean 13.56 10.4% Inflation-adjusted Lowest Comparable 1.43 1.2% Inflation-adjusted Highest Comparable 29.73 20.7% -- Note: Assumed annual rate of inflation is: 4.0% t 11 In order to maintain balance with the projected Medicare and ancillary revenues, the following calculations are made to project the ancillary expenses. ANCILLARY COSTS CALCULATIONS Projected Medicare Rate Less Routine Cost Portion of the Medicare Rate Revenues Attributable to Ancillary Direct Expense Margin Costs Attributable to Ancillary Multiplied by Medicare Days Divided by Total Patient Days Medicare Ancillary Costs Per Patient Day Projected Ancillary Revenue, Medicare Part B & Private Direct Expense Margin Medicare Part B and Private Ancillary Costs Total Ancillary Expenses Per Patient Day As a Percentage of Effective Gross Revenue Total Ancillary Expense 5250.00 115.00 5135.00 0.85 5114.75 12,113 98,479 $14.11 $5.00 0.85 54.25 518.36 14.4% 51,808,503 54 Tellatin, Louis & Andreas, Inc. F1 First, Medicare revenues can be divided into routine and ancillary costs. We have projected $250.00 for the Medicare rate, and the routine costs are estimated based on the projected expenses plus an estimate for capital reimbursement too $115.00 for routine costs. The routine costs are subtracted from the Medicare rate to determine the revenues attributable to ancillary services. Next, a direct expense margin is applied to the revenues. Medicare reimburses ancillary services on a cost basis, and the costs include overhead. Although the determining factors are very complicated, overhead is essentially the source of profit within the Medicare rate. Providers must maintain accurate records to maximize reimbursement, and operator sophistication can greatly affect reimbursement. The expense margin is derived from conversations with knowledgeable providers and reimbursement consultants who have indicated that 70.0 to 80.0 percent is a typical range dependent mainly upon the size of the-therapy areas and age of the facility. We have applied 85.0 percent for Medicare Part A ancillary expenses, and 85.0 percent for private and Medicare Part B ancillary expenses. Next, ancillary expenses must be converted from a Medicare per diem rate to a per diem based on total patient days in order to be uniform since all of the expenses are projected based on total patient days. Additionally, ancillary revenue is generated from Medicare Part B and private-pay sources; these revenues are projected based on total patient days based mainly on historical performance. Similarly, the same expense margin is applied as for ancillary revenue. These same calculations are made throughout the discounted cash flow analysis. ietar : This expense department includes the cost of raw food, staff wages, supplies, maintenance and consulting fees. Raw food costs will typically represent 40.0 to 50.0 percent of the total expense. Dietary expenses are often higher in facilities that attract high proportions of private-pay patients. This expense category should be fairly stable, as long as the occupancy level remains stable as well, inflation aside. Dietary 1993 Inflation-adjusted Subject 1994 Inflation-adjusted Subject Inflation-adjusted Comparable Mean Inflation-adjusted Lowest Comparable Inflation-adjusted Highest Comparable Stabilized Projected Expense Note: Assumed annual rate of inflation is: Vs/PD % of Rev Total $10.17 9.1% 51,030,580 10.74 8.6% $984,894 11.50 9.2% -- 9.22 7.5% -- 14.72 12.6% -- $10.50 8.2% $1,034,030 3.0% Laundry and Housekeeping: These categories include supplies, salaries, and employee benefits and are fairly self- explanatory. The level of occupancy and the size efficiency significantly affect this-relatively fixed per-patient-day 55 Tellatin, Louis & Andreas, Inc. I expense. Under stabilized conditions, these expenses should remain stable relative to inflation. Laundry and Linen $Is/PD % of Rev Total 1993 Inflation-adjusted Subject $3.63 3.3% $368,111 1994 Inflation-adjusted Subject 3.17 2.5% 290,603 Inflation-adjusted Comparable Mean 2.06 1.6% -- Inflation-adjusted Lowest Comparable 1.43 1.1% -- Inflation-adjusted Highest Comparable 2.93 2.5% Stabilized Projected Expense $3.00 2.3% $295,437 Housekeeping $Is/PD % of Rev Total 1993 Inflation-adjusted Subject $5.71 5.1% $578,561 1994 Inflation-adjusted Subject 6.20 5.0% 568,363 Inflation-adjusted Comparable Mean 3.76 3.0% -- Inflation-adjusted Lowest Comparable 2.68 2.3% Inflation-adjusted Highest Comparable 5.48 4.7% Stabilized Projected Expense $5.90 4.6% $581,026 Note: Assumed annual rate of inflation is: 3.0% Plant Operations: This category includes utilities, wages for maintenance staff, contract and outside services and supplies. Utility expenses constitute about 50.0 percent of plant operating expenses. Plant operating expenses will vary depending on the age and level of deterioration of the structural and mechanical components, the average number of square feet per bed, the efficiency of the insulation and HVAC systems, and the amount of air-conditioning supplied to the building. These expenses are relatively fixed, and fluctuations in the occupancy should have a minor effect on the total expenses. Generally, newer facilities with cost- efficient HVAC systems and high occupancies achieve lower per-patient-day expenses. We believe that the plant cost of the subject facilities should approximate its inflation- adjusted historical level, under stabilized occupancy. j Plant Operations $Is/PD % of Rev Total 1993 Inflation-adjusted Subject $7.61 6.8% $771,454 1994 Inflation-adjusted Subject 8.39 6.7% 769,790 Inflation-adjusted Comparable Mean 6.52 5.3% -- Infiation-adjusted Lowest Comparable 5.19 4.1% Inflation-adjusted Highest Comparable 9.24 7.9% Stabilized Projected Expense $7.90 6.2% $777,984 Note: Assumed annual rate of inflation is: 3.0% Property Taxes and Insurance: The property taxes were given a more complete discussion in the descriptive secti on of this report. Property insurance is a relatively stable expense. Reserves for Replacement: Reserves for replacing s hort-lived building components and furn iture, fixtures, and equipment are usually established to even out cash flows over the course of the investment. Replacing HVAC equipment, r1 56 Tellatin, Louis & Andreas, Inc. 1 installing new carpeting, and resurfacing of the parking lot, etc., involve substantial capitalized costs that do not occur on a consistent basis. Therefore, establishing a reserve for these eventual costs is considered prudent. We have estimated reserves for replacement at $300 per bed. Based on the foregoing analyses of revenue and operating expenses, the stabilized net operating income is calculated as follows. Table P-1 PROJECTED STABILIZED INCOME AND EXPENSES FOR THE SUBJECT Calculation of Annual Patient Days: Number of Beds: 313 Potential Days: 114,245 Occupancy Rate: 86.2% Projected Patient Days: 98,479 Patient Payor Average Total Revenue Source Days Mix Rate Revenue Private 7,386 7.5% 1118.00 $871,548 Medicare Part A 12,113 12.3% 250.00 3,028,250 Medicaid 78,980 80.2% 102.85 8,122,910 Total Room and Board 98,479 100.0% $122.08 $12,022,708 Plus Ancillary Revenue Plus Other Revenue 98,479 98,479 5.00 0.75 492,395 73,859 Effective Gross Revenue $12,588,962 % of Expenses Total Operating Expenses Revenue / P.D. Expenses Administrative & General 7.0% $9.00 5886,311 Management Fee 7.0% 8.95 881,227 Social Services & Activities 1.7% 2.20 216,654 Nursing 41.1% 52.00 5,120,908 Ancillary 14.4% 18.36 1,808,503 Dietary 8.2% 10.50 1,034,030 Laundry & Linen 2.3% 3.00 295,437 Housekeeping 4.6% 5.90 581,026 Plant Operations 6.2% 7.90 777,984 Property Insurance 0.6% 0.80 78,783 Property Taxes (Included in Cap Rate ) Reserves for Replacements 0.7% 0.95 93,900 Total Operating Expenses 94.3% $119.48 $11,766,719 Net Operating Income from the Business Enterprise $707,327 The NOI reflects income from the business operation. We have separated the income attributable to the ancillary services since this income is almost entirely derived from intangible assets, assembledge workforce and ' management skills. It requires minimal use of the real estate. The estimated NOI from the ancillary services is calculated as follows. I I 11 57 Tellatin, Louis & Andreas, Inc. NOI From the Business Enterprise Ancillary Revenue PDs Medicare Part A Ancillary 12,113 Medicare Part B and Private 98,479 Total Ancillary Revenue NOI From Ancillary, Using a 10% NOI Margin Adjusted NOI Rate $135.00 $5.00 $707,327 Total Rev. $1,635,255 492,395 $2,127,650 $212,765 5494,562 58 Tellatin, Louis & Andreas, Inc. Direct Income Capitalization Process Capitalization is simply the conversion of income to value. The direct capitalization method converts a single year's income expectancy into a value indication. This method does not distinguish between the return on and the return of capital. Because the overall rate is derived from similar investment properties, a satisfactory return on and of capital is inherent in the capitalization process. 1 The overall capitalization rate reflects current market rates of return on similar property investments. This rate incorporates the following. (1) A return on the equity investment; (2) Debt service; (3) Principal build-up; (4) Anticipated changes in income and value; (5) Recapture of depreciating components of the property; (6) Physical quality of the property; and (7) Other economic factors. Direct capitalization may be based on several revenue and income sources that require respective multipliers and rates to convert to value. Income sources typically include: potential gross income, effective gross income, net operating income, equity income and mortgage income. The respective multipliers and rates for each of these income sources are: potential gross income multiplier (PGIM); effective gross income multiplier (EGIM); overall capitalization rate (RO); equity capitalization rate, or equity dividend rate (Re); and mortgage capitalization rate (Rm). In this instance, the following capitalization techniques are applied. (1) Direct Overall Capitalization -- Based on comparable sale data. (2) Band of Investment -- Applying mortgage and equity rates. (3) Debt Service Coverage Method -- Applying debt coverage ratio. 1 L 59 Tellatin, Louis & Andreas, Inc. Direct Overall Capitalization Method A summary of several overall capitalization rates derived from recent sales of comparable nursing homes in Pennsylvania is presented in the following table. SLIMMARY OF COMPARABLE SALE OVERALL CAPITALIZATION RATES 1 Sale Year Private Overall No. Built Mix Sale Price N.O.I. Rate 1 1978 10% $5,992,500 $855,759 14.3% 2 1975 18% 4,900,000 632,593 12.9% 3 1991 16% 5,000,000 498,860 10.0% 4 1983 43% 4,400,000 598,700 13.6% 5 1973 23% 15,700,000 2,451,242 15.6% ' Totals 1980 22% $35,992,500 $5,037,154 Arithmetic Mean Weighted Mean 13.3% 14.0% Median 13.6% Low 10.0% High 15.6% 1 National Average: TUA Database, 1991 to Current 13.9% Additional information concerning these sales is presented in the sale data section. The sale prices are adjusted to reflect a cash equivalent price and surplus land if necessary. Adjustments are made to portray projected stabilized revenue and expenses and to show inclusions for reserves for replacements of $300 per bed. The net operating income of a nursing home can fluctuate widely from year to year since the operating margins are narrow. Since we have analyzed only one year for each of these sales, a wide range in overall capitalization rates is indicated. To compensate for these yearly fluctuations, we have placed more emphasis on the average overall rate ' derived from this group. The following issues relate to the quality of the subject -- its ' operations, physical qualities, location, competitive market, as well as Medicaid and Medicare reimbursement trends. Lower-than-average overall capitalization rate: • None Nigher-than-average overall capitalization rate: • Inconsistent financial performance Overall capitalization rate in the middle of the range: • Typical physical qualities • Stable and typical neighborhood • Relatively stable-projections for the census, rates and earnings expectations 60 Tellatin, Louis & Andreas, Inc. These issues isolate risk that is specific to the subject. Overall, the subject appears to have moderate risk, and an overall capitalization rate in the middle portion of the range derived from the comparable sales is considered appropriate. Based on the foregoing reasons, we have selected a 13.5 percent overall capitalization rate for the subject. Band of Investment Capitalization Method ' The band of investment is a method of deriving an overall rate of return from the annual mortgage constant (Rm) and equity capitalization rate (Re), sometimes referred to as an equity dividend rate. The mortgage constant ' is a ratio of the annual debt service (principal plus interest) to the amount borrowed for a given interest rate and amortization term. It is the rate that provides a return on -- and of -- the borrowed funds or lender's position. The equity dividend rate is the first-year cash throw- ' off to the equity position divided by the amount of equity cash invested. It is also referred to as the cash-on-cash rate of return or "current" yield expected by the equity position. Given market information on the percentage that borrowed money contributes to the investment (the loan-to-value ratio), the percentage that equity money contributes, the mortgage terms (interest rate and amortization period), and the equity investor's expected rate of return for investment in properties of the subject's type, the band of investment method provides another means of selecting an overall capitalization rate. The process involves weighing proportions for the mortgage and equity positions by the respective currently required cash rates of return. The band of investment formula, using a first-year, stabilized, equity dividend rate is: (M x Rm) + ( (1-M) x Re) = Ro. Where: M = Loan-to-Value Ratio 1-M = Equity Contribution ' Rm = Annual Mortgage Constant Re = Equity Dividend Rate In selecting the appropriate mortgage rate and terms, consideration is given to typically available conditions in the market. Locations, physical plants, and earnings qualities dictate the type of financing available. Newer, higher-quality facilities, and well-established facilities located in stable or improving markets that show the least risk, command superior financing terms such as those offered by insurance companies, some banks, credit corporations, and even bond underwriting. The later is usually available for larger amounts. Older facilities with average to below average locations and/or economic prospects can turn to new programs offered by HUD, mortgage conduits, REITs, and banks. Even for the same facility and loan amount, rates and terms will vary widely among the different lenders. In considering the appropriate mortgage rate and terms for the subject, we have assumed that a typical loan-to-value ratio is sought (70.0 to 75.0 percent range), and the borrower has no extraordinary borrowing advantages, such as cross collateralizing to other superior properties, or providing substantial corporate or personal guarantees. 61 Tellatin, Louis & Andreas, Inc. t t C Conventional bank financing is plentiful in the current market for new construction and short-term (under five years) financing. Terms and rates differ greatly from low-floater bonds with letters of credit, to gap financing, to five-year fixed rates. Insurance companies are less of a factor and chase high-end product only. Recently, insurance companies have been retreating from mortgage lending; Prudential Insurance, once considered a major lender, has completely withdrawn from the market. Others are very cautious, but these insurance companies offer some of the best rates and terms. Currently, mortgage conduit programs for long-term care properties are very active including at least six programs being marketed nationally -- each with more than $100 million in funds. Conduit programs are typically quoting nursing home rates ranging from 300 to 365 basis points over corresponding Treasury bonds, currently yielding 6.2 percent on 10-year bonds; the conduits are quoting loan-to-value ratios of 75.0 percent, and debt service coverage ratios in the range of 1.40 to 1.60. (Conduit sources: C. S. First Boston, Nomura Securities, Deutsche Bank, First Union and NationsBank: all clients of Tellatin, Louis & Andreas, Inc.) REITs are currently quoting rates at levels 25 to 75 basis points higher than conduits, but are allowing higher loan-to-value ratios, and lower debt service coverage ratios. Based on the remaining economic life of the subject, and its physical, location and economic characteristics, the following mortgage terms have been concluded for the subject. Interest Rate 9.05% Loan or Analysis Term 7 Amortization Years 20 Annual Mortgage Constant 10.84% Loan-to-Value Ratio 75.0% The equity capitalization rate is determined by extracting estimated equity dividend rates from the comparable sale data. In some cases, the actual financing terms are included in the calculations. If the financing terms are unknown, the following terms are applied: 75.0 percent loan-to- value ratio for the loan amount, the five-year Treasury Bond rate (as of the date of sale) plus 300 basis points for the interest rate, and a 20- year amortization period. The estimated equity dividend rates for the comparable sales are summarized as follows. 62 Tellatin, Louis & Andreas, Inc. SUMMARY OF EQUITY DIVIDEND RATE CALCULATIONS Totals & Weighted Sale Number 1 2 3 4 5 Averages Sale Price $5,992,500 $4,900,000 $5,000,000 54,400,000 515,700,000 $35,992,500 Mortgage Ratio 75.0% 75.0% 75.0% 75.0% 75.0% 75.0% Mortgage Amount $4,494,375 53,675,000 $3,750,000 $3,300,000 $11,775,000 526,994,375 Mortgage Constant 10.24% 12.26% 12.23% 12.26% 10.18% 11.01% Annual Debt Service $460,218 5450,702 $458,680 $404,712 $1,198,653 52,972,964 Net Operating Income $855,759 $632,593 $498,860 $598,700 $2,451,242 $5,037,154 Pre Tax and Reserve Cash Flow Position E uit 5395,541 $181,891 $40,180 $193,988 $1,252,589 51 498 125 $1 225 000 $1 250 000 51 100 000 53 925 000 $2,064,190 58 998 125 q y , , , , , , , , , , , , Equity Dividend Rate 26.4% 14.8% 3.2% 17.6% 31.9% 22.9% Rather than rel ying solely on equity capitalization rates ex tracted from just five sales, additional support is provided from selecte d sales that are located throughout the nation and occurring from 1991 t hrough 1994. By using the same rate extraction technique, equity dividend rates were determined for 141 sales. These sales represent only part of the database maintained by Tellatin, Louis & Andreas, Inc. The resul ts of these calculations are presented as follows. ' 1991 to Equity Dividend Rates 1994 1991 1992 1993 1994 Low 2.7% 2.7% 6.3% 6.5% 7.6% Nigh 62.1% 49.4% 51.7% 41.6% 62.1% Average 23.2% 21.2% 23.7% 24.9% 23.8% Standard Deviation 11.0% 10.6% 11.3% 9.2% 13.2% # of Sales in Sample 141 44 41 36 20 The five nursing home sales presented in the sales comparison analysis ' provide limited insight into market equity dividend rates. The national equity dividend rates indicate a consistent average in recent years ranging from 21.2 percent in 1991 to 24.9 percent in 1993. While the ' national average has been consistent, the standard deviation shows the inconsistency in investors' return requirements and acquisition strategies. ' Again, the same factors that influence the overall capitalization rate also impact the equity dividend rate. These factors include the physical qualities of the building, the location, and the economic characteristics. Besides these factors, the equity rate is impacted by the degree to which it is leveraged. In most nursing home sale transactions, we have noted that the greater the percentage of debt to price, the higher the equity dividend rate. We have estimated an appropriate equity dividend rate of 22.0 percent. Based on the analysis of the current debt and equity markets for similar ' properties, the overall capitalization rate has been estimated by the band of investment technique as follows. 63 Tellatin, Louis & Andreas, Inc. ' Capital Current Weighted Contribution Yield Rate Mortgage Contribution M x R, _ Equity Contribution 1-M x Re = ' ------ ------ Total 100.0% Ro Mortgage Contribution 75.0% x 10.84% = 8.13% Equity Contribution 25.0% x 22.00% = 5.50% ' ------ ------ Total 1 00.0% 13.63% Debt Service Coverage Method ' The debt service coverage involves the calculation of an overall capitalization rate from the annual mortgage constant, the loan-to-value ratio, and the lender's required debt coverage ratio. The lender's debt service coverage is a ratio of the net operating income divided by the ' annual debt service. Many lenders impose minimum debt service coverage on a loan in addition to a maximum loan-to-value ratio. The minimum debt ' service coverage ratio (DSCR) varies according to each specific property, economic conditions, and the geographic area. For example, well-occupied shopping centers, apartment. complexes, and office buildings usually require a 1.25 to 1.30 DSCR. -A nursing home warrants a higher ratio because of the elevated risk associated with operating a management- ' intensive, health care enterprise. Many lenders are reluctant to lend on property that they cannot manage on their own, if need be. Moreover, much ' of the value of a nursing home is tethered to its reputation in the community and the ability of its management to handle staffing, state inspectors, and a myriad of social and medical services. Given the restrictive financing requirements of commercial real estate lenders, particularly where risk is perceived (as is the case with the subject property type), a DSCR that exceeds typical commercial real estate ratios is appropriate. The derivation of the overall capitalization rate ' employing the debt service coverage method is presented as follows. Ro = Loan-to-Value Ratio x Annual Mortgage Constant x Debt Service Coverage Ratio (DSCR) or ' Ro = M x Rm x DSCR Ro = 75.0% x 10.84% x 1.60 = 13.0% 64 Tellatin, Louis & Andreas, Inc. Summary and Conclusion of the Overall Capitalization Rates ' The overall capitalization rates developed in this analysis are summarized as follows. ' Direct Overall Rates From: Indicated Rate from Comparable Sales 13.50% Band of Investment Method 13.63% Debt Service Coverage Ratio Method 13.00% Average 13.54% Preliminary Overall Capitalization Rate 13.50% Plus Effective Tax Rate 1.27% ' Selected Overall Capitalization Rate 14.77% In conclusion, the analysis produces a rather narrow range of indication of overall capitalization rates for the subject. Since considerable comparable sale data is available for comparison, the direct overall rate developed from the comparables is given the greatest weight in arriving at a single concluded rate. _ Therefore, it is our opinion that a 14.77 percent overall capitalization rate is appropriate for the subject property. The indicated value of the subject is calculated as follows. Net Operating Income s Overall Rate = Property Value $494,562 14.77% = $3,350,000 Indicated Value $3,350,000 n II n 11 11 Less Value of the FF&E 861. 000 Indicated Value of the Real Estate 52.489 .000 I 1 65 Tellatin, Louis & Andreas, Inc. 1 RECONCILIATION AND FINAL CONCLUSION OF VALUE Cost Approach Income Capitalization Approach $5,083,000 $2,489,000 ' The Cost Approach is most effective when the improvements are new, or nearly new, and are fully utilized for the designed intent. This method includes estimates of land value, reproduction cost and depreciation. The ' cost estimate is based on Marshall and Swift component cost figures and reflects average-quality construction. The depreciation is based on an age-mortality concept and does not necessarily reflect specific market ' depreciation. The value indicated from the cost approach is not influenced by the intangible components, and reflects a clear indication of the real estate value. ' The Income Capitalization Approach, most appropriate in valuing a nursing home, yields value indications that reflect current economic conditions in the marketplace. Since the revenues, the expenses, and the overall rates ' are closely tied to the actual results of the subject property and comparable data, we consider the value indication of this approach reliable as an indication of the business enterprise. The technique incorporate some elements of the intangible aspects of the enterprise. There is no clean technique to extract the intangible component from the overall value. However, we have conducted lengthy analyses to prove that the value of the business enterprise exceeds the value of the real estate. ' The earnings from ancillary services were removed from the net operating income since this income is clearly derived from non-realty assets. J The Sales Comparison Approach reflects prices paid for similar nursing home enterprises. Since nursing home sales incorporate the transfer of substantial non-realty assets, FF&E and intangibles, there is no certain technique to segregate just the real estate component. Therefore, this technique is not applied in the valuation of the subject real estate. The income capitalization technique indicates a lower value than the cost approach; thus, the facility operates below a level which adequately compensates the tangible assets. It is our opinion that the value of the real estate should not greatly exceed the depreciated cost to replace the property. The subject has had a historical of labor problems, and operating losses. The large size of the facility cause management problems; span of control is compromised, resulting in staffing problems, and admission of large patient volume, which are sometimes unprofitable. Based on the foregoing considerations, it is our opinion that the "as is" market value of the fee simple interest in the subject real property, as of September 1, 1994, is as follows. $4,500,000 66 Tellatin, Louis & Andreas, Inc. 1 t CERTIFICATION W e certify that, except as otherwise noted in this appraisal report, e and belief: wled f k t th b t no g our es o e o The statements of fact contained in this report are true and correct. The reported analyses, opinions, and conclusions are limited only by the reported assumptions and limiting conditions, and are our personal, unbiased professional analyses, opinions, and conclusions. We have no present or prospective interest in the property that is the subject of this report, and we have no personal interest or bias with respect to the parties involved. This appraisal is not based on a requested minimum valuation, a specific valuation, or the approval of a loan. The compensation to the undersigned is not contingent upon the reporting of a predetermined value or direction in value that favors the cause of the client, the amount of the value estimate, the attainment of a stipulated result, or the occurrence of a subsequent event. The reported analyses, opinions, and conclusions were developed, and this report has be prepared, in conformity with the Code of Ethics and Standards of Professional Practice of the Appraisal Institute, the Uniform Standards of Professional Appraisal Practice of the Appraisal Foundation. This report sets forth all of the limiting conditions (imposed by the ' terms of this assignment or by the undersigned) affecting the analyses, opinions, and conclusions contained in this report. No one provided significant professional assistance to the persons signing C this report. James K. Tellatin, MAI, and Sterling E. Short inspected the facility. ' This report is subject to the requirements of the Appraisal Institute relating to review by its duly authorized representatives. As of the date of this appraisal, James K. Tellatin, MAI has completed the requirements of the continuing education program of the Appraisal Institute. James a atin A Sterling E. S rt Principal Pennsylvania Certified General Real Estate Appraiser, #GA-001496-R 67 Tellatin, Louis & Andreas, Inc. J 1 Ll 1 ? EXHIBIT A ENGAGEMENT LETTER H 1 s I 1 1 1? 1 1 r March 5, 1996 Mr. Jim Tellatin Tellatin, Louis & Andreas, Inc. 15455 Conway Road, #355 Chesterfield, MO 63017 J BEVERLY ENTERPRISES Re: Ad Valorem Appraisals Dear Jim: leased to i ti thi h ng, we are p s morn one conversa on Per our telep award your firm with the above assignment. I have attached a schedule of the properties involved in this assignment. We have agreed on the following: • You will complete appraisals of the facilities in this assignment. They are to include land and building, only. • You will deliver three copies of the final appraisals to me no later than Monday, April 15, 1996. • Please contact the administrators prior to your inspections. • The date of value on this assignment will be as of September 1, 1995. I have enclosed financial statements for the years ending 12/31/93, 12/31/94 and from 01/01/95 through 08/31/95. s Your fee, inclusive of all out-of-pocket expenses shall be $13,500.00 ($4,000 each for the nursing homes and $750 each for each of the chateaus). Should litigation be necessary, you will be compensated accordingly. As always, I look forward to working with you on this job. Please call me with any questions or comments. Sincere , lissa Karron anager of Real Estate Services cc: Thad Thompson/RETS Joe O'Brien, Esquire 3E',,'E=+LY ENTEPPPISES. !NC. 5111 Pcgers Averje • Fort Smith. ,Arksn?3S 729j° • ??? ?5L ^%' I I I I AD VALOREM APPRAISAL ASSIGNMENT Phoenixville Congregate Living Center, #0084 833 S. Main Street Phoenixville, PA 19460 215/935-9120 16 Beds Phoenixville Convalescent Center, #0266 833 S. Main Street Phoenixville, PA 19460 215/933-5867 144 Beds Blue Ridge Haven Convalescent Center West, #0285 770 Poplar Church Road Camp Hill, PA 17011 717/763-7070 313 Beds Blue Ridge West Chateau, #2071 10 House Avenue Camp Hill, PA 17011 717/763-1679 16 Beds Michael Manor, #3926 ' 741 Chambersburg Road Gettysburg, PA 17325 717/334-6764 106 Beds 1 BEVERLY ENTERPRISES. INC. 51 1 1 ;oaers Avenue • Fort Smith, Arkansas 72919 • (501) 452-6712 1 7 ? EXHIBIT B ? LEGAL DESCRIPTION i J 1 1 Legal Description I Not Provided 1 1 1 M 1 t I 1 f 1 I i 1 ? EXHIBIT C ? ZONING REGULATIONS r 1 r 1 1 1 1 I I F 11 r 1 It 11 (27-331) Part 14 0-A Office-Apartment District (27-331) §331. Purpose. The purpose of the 0-A, Office-Apartment District is to provide reasonable standards for the harmonious development of apartments, business and professional offices, and other uses and accessory uses which are compatible with high-density housing; to avoid undue congestion in the streets; and to otherwise create conditions conducive to carrying out these and the other purposes of this ordinance. (Ordinance 378-80, March 18, 1980, Article XIV, 51401) 5332. Procedural Requirements. All applications for permits pursuant to this Part shall be submitted to thi Zoning Officer who shall have the option of submitting such applications-to the Planning Commission or to the Township Board of Commissioners for recommendations prior to issuing a permit. All applications shall be reviewed by the Plan Review Board prior to the issuance of any permit. (Ordinance 378-80, March 18, 1980, Article XIV, §1402) 5333. Permitted Uses. A building may be erected or used, and a lot may be used or occupied, for any of the following purposes and no other: 1. Business, professional, and financial offices and office complexes. 2. Medical, dental, photographic, or similar laboratories, and clinics or hospitals. 3. Studios for instruction in music, arts, science, radio, and television. 4. Municipal buildings and public uses including recreation facilities. 5. Public utility facilities. 6. Fraternal clubs, lodges and social and recreation clubs. 7. Commercial recreation facilities. 8. Churches, or similar places of worship, parish houses and convents. 9. Research, testing, laboratories and facilities. 10. Colleges and universities. 11. Hotels and motels. 12. Convalescent homes. 13. Apartments, in conformance with the following: a. One- (1) story buildings containing not more than eight (8) dwelling units. b. Two- (2) story buildings containing not more than twelve (12) dwelling units. -423- ri L 1 (27-333(13), cont'd) (27-333(13), cont'd) c. Three- (3) story buildings containing not more than eighteen (18) dwelling units. d. In any building in excess of three (3) stories, the number of dwelling units is unlimited. 14. Accessory use on the same lot with and customarily incidental to any of the above permitted uses. (Ordinance 378-80, March 18, 1980, Article XIV, 51403) 5334. Conditional Uses. The following conditional uses and no other may be allowed or denied by the Township Board of Commissioners after recommendations by the Planning Commission pursuant to the express standards and criteria set forth in Article 24, Section 2405 and Article 23 of this ordinance. (Part 24, Section 615, and Part 23 of this ordinance] 1. Retail stores and personal service shops. 2. Private schools. (Ordinance 378-80, March 18, 1980, Article XIV, 51404) 5335. Height Restrictions When Abutting Residential Zone. When a permitted use abuts any Residential District in the Township or in an adjacent municipality, the following height restrictions shall apply: an angle of 32 degrees shall be established at a point of the property line which abuts the Residential District or the adjacent right-of-way line of a street abutting the Residential District, as the case may be, measured from a horizontal plane having an elevation equal to the average elevation of the ground, after construction, along the entire side of the proposed building or structure nearest to the Residential District. The proposed building or structure may have any type or style of roof not otherwise prohibited, and may vary in its height, provided that it shall not intersect with or infringe upon the established 32-degree angle, and provided that its highest point, excluding chimneys, spires, towers, elevator penthouses, tanks, railings and similar projections, shall not exceed 125 feet in height, measured from the aforesaid horizontal plane. The definition of "Building Height" found in Part 2, Section 12 of this ordinance shall not be applicable to this Section 335. (Ordinance 378-80, ;larch 18, 1980, Article XIV, §1405) §336. Height Restrictions When Not Abutting a Residential Zone. In all cases where Section 335 of this Part is not applicable, no building shall be erected to a height in excess of one hundred twenty-five (125) feet. (Ordinance 378-80, March 18, 1980, Article XIV, §1406) §337. Lot Coverage. 1. Buildings including accessory buildings shall not cover more than the following percentage of the area of the lot: a. Non-residential buildings - 40% b. Apartments - 35% r -424- (27-337, cont'd) (27-337, cont'd) 2. Special coverage provisions: when provisions are made to provide all or part of the required off-street parking within the building, coverage shall be increased as follows: % of Required Parking Within the Building 25Z 50X 75z 100X Increase in Coverage 5% 10% 15% 20% 3. Each lot shall be maintained with a vegetative material in the following percentages: a. Non-residential buildings - 35'C b. Apartments - 40% (Ordinance 378-80, March 18, 1980, Article XIV, 51407) §338. Yard Regulations, Office Uses. Each lot shall have yards of not less than the width and depth indicated below. However, when the yard abuts a Residential District or Residential Use in the Township or an adjacent municipality, the yard depth and width must be one hundred (100) - feet and the buffer yard as required in Section 340 must be provided: 1. Front yard - thirty (30) feet 2. Side yard - total thirty (30) feet, fifteen (15) feet each 3. Rear yard - twenty (Ordinance 378-80, March 18, (20) feet 1980, Article XIV, 51408) §339. Yard Regulations, Apartment Uses. Each lot shall have yards of not less than the width and depth indicated below. However, when the yard abuts a Residential District or Residential Use in the Township or an adjacent municipality, the yard depth and width must be one hundred (100) feet and the buffer yard as required in Section 340 must be provided: 1. Front yard - thirty (30) feet 2. Side yard - total thirty (30) feet, fifteen (15) feet each 3. Rear yard - twenty (20) feet 4. Interior yards - open space between buildings shall be provided as follows: a. When front to front, rear to rear, or front to rear, parallel buildings shall have fifty (50) feet between faces for one-story buildings, and five (5) additional feet for each additional story. If the front or rear faces are obliquely aligned, the above distances may be decreased a maximum of ten (10) feet at one end if increased by the same or a greater distance at the other end. Where service drives or bank grade changes or collector walks are introduced in this space, the yard distance shall be at least twenty-five (25) feet. I Revised June 1982 -425- (27-339(4), cont'd) (27-339(4), cont'd) b. Between end walls of buildings, a yard space of at least twenty-five (25) feet for each one-story building, and five (5) additional feet for each additional story, shall be required. c. Between end walls and front or rear faces of buildings a yard space of at least thirty (30) feet for one story, and five (5) additional feet for each additional story, shall be required. d. When two (2) adjacent buildings differ in the number of stories, the space shall be not less than one-half of the sum of the minimum required distance between two buildings of the lower height and two buildings of the greater height. e. Outer and inner courts shall be permitted when such courts are not less than fifty (50) feet in width or not less than the dimension of the full height of the highest building wall enclosing the court, whichever is greater. (Ordinance 378-80, March 18, 1980, Article XIV, §1409; as amended by Ordinance 411-82, June 15, 1982) 4340. Buffer Yards. Buffer yards shall be required when an office, commercial or apartment use abuts a residential use in the Township or in an adjacent municipality. Buffer yards shall be at least fifty (50) feet in width and shall extend the full length of the part of the lot which abuts a residential use. 1. No structure, parking lot or loading zone shall be permitted in the buffer yard. 2. The buffer yard shall be planted and maintained with a vegetative material, including a row of trees not more than forty (40) feet apart. The following types of trees shall not be planted in buffer areas: a. Poplar, all varieties; b. Willow, all varieties; c. White or Silver Maple (Acer saccharinum); d. Aspen, all varieties; and e. Common Black Locust. 3. The buffer yard may be crossed by access roads and service drives not more than thirty-five (35) feet in width, provided that the center line of the road or drive shall cross the lot and buffer yard at an angle of not less than sixty (60) degrees. 4. The buffer yard shall be considered as a part of the required yard. (Ordinance 378-80, March 18, 1980, Article XIV, §1410) §341. Accessory Buildings. 1. No accessory building shall be permitted in front yard areas. 2. Accessory buildings shall be permitted to extend into side yards but shall be not closer than five (5) feet to the side yard line. 1 -426- Revised June 1982 (27-341, cont'd) (27-341, cont'd) 1 1 t I 1 3. Accessory buildings shall be permitted to extend into rear yard areas but shall not be closer than five (5) feet to the rear yard line. 4. An accessory building shall not exceed one (1) story in height. (Ordinance 378-80, March 18, 1980, Article XIV, §1411) §342. Location. The site shall adjoin at least one (1) of the major thoroughfares in the Township or be reasonably close so that the access drive or drives can be satisfactorily arranged to avoid traffic congestion on local residential streets. (Ordinance 378-80, March 18, 1980, Article XIV, §1412) 1343. Loading and Unloading Space. Each lot shall include sufficient space for the loading and unloading of supplies and equipment to and from vehicles. The public right-of-way shall not be used for this purpose. The minimum space shall be fifteen (15) feet by fifty (50) feet by fourteen (14) feet high. (Ordinance 378-80, March 18, 1980, Article XIV, 51413) §344. Signs. 1. All signs must comply with the following: a. Free standing signs shall be a maximum of thirty (30) square feet in surface area, non-luminous or non-reflective, and may be backlighted or floodlighted. b. Letters may be attached to a structure when they identify a business or process carried on within the structure, and may be backlighted or floodlighted. 2. When the circumstances necessitating the erection and use of a sign or letters are no longer present, such sign or letters shall be removed from the premises. (Ordinance 378-80, March 18, 1980, Article XIV, 51414) §345. Off-Street Parking. 1. Off-street parking shall be provided in accordance with the off- street parking part of this ordinance. [Part 21 of this ordinance] 2. All parking shall be located at least eight (8) feet from the dwellings or offices. Curbing shall be installed to enforce this regulation. The required parking spaces shall be situated on the same lot within two hundred (200) feet of the dwellings or offices to be served. 3. Outdoor parking spaces and approaches shall be deemed to be part of the open space of the lot on which they are located. (Ordinance 378-80, Mach 18, 1980, Article XIV, §1415) 1 -427- 1 1 1 1 1 1 1 1 1 1 1 1 FLA 0 C] 150'] IOq Iwo 200' BUILDING HEIGHT A. e. ROAD DETERMINANT A. TYPICAL CONDITION -GROUND ABOVE ROAD OR R.. B. TYPICAL CONDITION -GROUND BELOW ROAD OR FL. -428- 1 1 1 1 ? EXHIBIT D NURSING HOME SALES F-1 LI A SALE NUMBER ONE Clivedon Convalescent Center 6400 Greene Street Philadelphia (Philadelphia County), Pennsylvania 19119 (215-844-6400) Sale Data Sale Date: January 31, 1994 Number of Beds: 180 Total Price: $5,992,500 Financing: All cash to the seller Seller: Buyer: Comstock Healthcare, Inc. Courtland Healthcare, Inc. Confirmation: Public Records and participating broker Cash Equivalent Price: $5,992,000 Property Data Land Area: 1.3 acres Gross Building Area: 69,955 square feet Year Built: 1978 Building Description: A three-story concrete block and brick veneer skilled nursing facility Condition: Average to Good Economic Data Occupancy Rate: 97.2 percent -- 1994 Private-pay Mix: 3.2 percent -- 1994 Medicare Mix: 6.7 percent -- 1994 Effective Gross Revenue: $7,883,596 Operating Expenses: 7,027,837 Net Operating Income: $ 855,759 Expense Margin: 89.1 percent i Cash Eouivalent Price Indicators Price per Bed: Price per Square Foot: $33,292 $85.66 Gross Revenue Multiplier. 0.76 Overall Capitalization Rate: 14.3 percent Comments and Comparisons: This Philadelphia facility was purchased jointly with Maplewood Manor Convalescent Center, and the sale price herein reported represents the buyer's allocation. The revenue and expense data were obtained from the buyer's first-year Medicaid cost report, to which we have added a reserve for replacement expense of $300 per bed. SALE NUMBER TWO Northwood Nursing & Convalescent Home 4621 Castor Avenue Philadelphia (Philadelphia County), Pennsylvania 19124 (215-744-6464) Sale Data Sale Date: December 19, 1994 Number of Beds: 148 Total Price: $4,900,000 Financing: All cash to the seller Seller: Northwood Nursing & Convalescent Home Inc. Buyer. Northwood Nursing Center L.P. Confirmation: Public record, Medicaid cost report and participating broker, price included $100,000 non-compete agreement Cash Equivalent Price: $4,900,000 Property Data Land Area: 18,880 square feet Gross Building Area: 43,860 square feet Years Built: 1964, with additions in 1971 and 1984 Building Description: Two-story masonry nursing home building Condition: Average to good Economic Data Occupancy Rate: 89.5 percent - 1994 Private-pay Mix: 11.6 percent Medicare Mix: 6.7 percent Effective Gross Revenue: $6,116,789 Operating Expenses: 5,484,196 (estimated) Net Operating Income: $ 632,593 (see comments) Expense Margin: 89.7 percent Cash Eq uivalent Price Indicators Price per Bed: $33,108 Price per Square Foot: $166.33 Gross Revenue Multiplier: 0.80 Overall Capitalization Rate : 12.9 percent Comments and Comparisons: This facility is also located in the city of Philadelphia. According to information supplied by a broker involved in ' this transaction, the buyer's expectation for first year net operating income were $950,000. This expectation did not allow for reserves for replacement, and it did not include management fees. We adjusted the expenses to include a 5.0 percent management fee and replacement reserves of $300.00 per bed. In so doing, the indicated NOI is $590,600. Our estimated revenue and expenses are based on actual rates, mixes and occupancy levels at the time. The expenses were based on amounts reported in the Medicaid cost report, plus management, reserves for replacement and contractual allowance estim ates. u SALE NUMBER THREE Curry Memorial Home Road 2, Box 60 Waynesburg (Greene County), Pennsylvania 15370 (412-627-3153) Sale Data Sale Date: December 1994 Number of Beds: 121 Total Price: $5,000,000 Financing: All cash to the seller Seller: Buyer: Greene County Guardian Care, Inc. (Guardian Foundation - Greene Care) Confirmation: John Frazier, Greene County assessor's office and participating broker Cash Equivalent Price: $5,000,000 Property Data Land Area: Gross Building Area: 8.1 acres 56,000 square feet Year Built: 1991 Building Description: One-story, brick exterior Condition: Good Economic Data Occupancy Rate: 96.4 percent Private-pay Mix: 3.5 percent Medicare Mix: 12.8 percent 1 Effective Gross Revenue: $4,432,044 Operating Expenses: $3,933,184 Net Operating Income: $ 498,859 Expense Margin: 88.7 percent Cash Equivalent Price Indicators Price per Bed: $41,322 Price per Square Foot: $89.29 Gross Revenue Multiplier: 1.13 Overall Capitalization Rate: 10.0 percent Comments and Comparisons: Waynesburg is a small town in a rural area in western Pennsylvania, approximately 30 miles southwest of Pittsburgh. This sale was recorded January 25, 1995 (Book 137, Page 1056, Greene County Recorder of Deeds). The buyers recently lost an appeal for tax-exempt status on this property, which was formerly tax-exempt because it was a county-owned property. The sale price recorded for the real property included in this transaction was $4 ,317,000. We were unable to obtain revenue and expense information on this sale from the participating parties, the broker, or the most recent Medicaid cost report, which was unavailable for review at the time we visited state offices in the course of this appraisal assignment. The revenue and expenses were based on report occupancy and rate information surveyed by the Department of Health - State Center for Health Statistics & Research. 1 L? I 71 LJ SALE NUMBER FOUR Hillcrest Nursing Center 400 Hillcrest Avenue Grove City (Mercer County), Pennsylvania 16127 Sale Date: Number of Beds: Total Price: Financing: Seller: Buyer: Confirmation: Cash Equivalent Price: Sale Data February 1, 1995 121 $4,400,000 All cash to the seller Hillcrest Nursing Center HNCA, Inc. (Concord Health Group, Inc.) Public Records $4,400,000 Property Data Land Area: Gross Building Area: Year Built: Building Description: 1 Condition: ?I ?J Occupancy Rate: Private-pay and Medicare Mix: Effective Gross Revenue: Operating Expenses: Net Operating Income: Expense Margin: J 5.0 acres 52,102 square feet 1983 Part one-, part story masonry exterior walls Good Economic Data two-, and part three- structure with brick 90.7 percent 26.0 percent $5,300,000 (estimated) 4.701.300 (estimated) $ 598,700 (see comments) 88.7 percent Cash Equivalent Price Indicators Price per Bed: Price per Square Foot: Gross Revenue Multiplier: Overall Capitalization Rate: $36,364 $84.45 0.83 13.6 percent Comments and Comparisons: Grove City is a small, rural community located approximately 30 miles north of Pittsburgh, with good access to Interstates 79 and 80. The statement of value filed (deed reference 95-DR- 1128) for the real property in this transaction indicated a sale price of $3,000,000, which indicates a consideration of $1,400,000 for equipment and intangibles. According to a broker familiar with this transaction, the buyer's first year expectation of net operating income was $900,000. However, this expectation did not allow for typical management fees or reserves for replacement. We adjusted the operating expenses to account for these overlooked items. SALE NUMBER FIVE Norristown One 205 East Johnson Highway East Norristown (Montgomery County), Pennsylvania Norristown Two 2004 Old Arch Road East Norristown (Montgomery County), Pennsylvania Kingston West i 615 Wyoming Avenue Kingston (Luzerne County), Pennsylvania Sale Data Sale Date: Number of Beds: Total Price: Financing: Seller: Buyer: l Confirmation: Cash Equivalent Price: Land Area: Gross Building Area: Year Built (Avg.): Building Description: Condition: August 9, 1993 391 $15,700,000 All cash to the seller Manor Care, Inc. The Advancement Healthcare Public records $15,700,000 of Geriatric Property Data 5.1 acres (total) 135,660 square feet 1973 A two-story, a three-story, and a four-story masonry structure, each with brick veneer Average to Good Economic Data Occupancy Rate: 96.0 percent Private-pay and Medicare Mix: 23.0 percent Effective Gross Revenue: $14,721,804 Operating Expenses: 12,270,562 Net Operating Income: $ 2,451,242 Expense Margin: 83.3 percent Cash Equivalent Price Indicators Price per Bed: $40,153 Price per Square Foot: $115.73 Gross Revenue Multiplier: 1.07 Overall Capitalization Rate: 15.6 percent Comments and Comparisons: This was a three-property transaction that took place in 1993. The income and expenses were obtained from Medicaid cost reports and include management fees. We added $300.00 per bed to the operating expenses as a reserve for replacement allowance. Kingston is a suburb of Wilkes-Barre/Scranton in the northeast part of the state. East Norristown is a northwestern suburb of the city of Philadelphia. t i EXHIBIT E YIELD RATE CALCULATIONS ? FOR THE COMPARABLE SALES I I 11 f] 1 1 1 I I L V r U V > N U I ? 0 M M O O O be ag O O O P O • M co N J J O Q N N N O m Y O[ U m C U. V O Y V X m Y Y - p[ .m. c = >. d rs S ao Y _ m • E Y V m C m O 7 L. m a •? c to qw 4J L. 0. w w N M V d Ol O> O V 41 w qC c aV+ w L> 10 '•<ppyy m CL L. 1:F C d d, O a• u go ly1q > L. i - U z It v L, 05 z dm O O I W M to ! N LM N -r IT .pp 00 .O M.Mp p01 U, o, P•OJ t2 401 ` M O •O N 10 P O N N x N N Q M f? O tn %O W% WA I? P, NMJ?•??O•JPV ?fy?P?N N P.Mn P ? N N.-N N O x?t N NOh MOO?.rvIt%O M 01 PN•O? `N/'- W M 1ALn N- Lr% It 44 M 10 N N O OIL apt. N M ale 34 N ? •?Q?OO?M 10/1 1? 00 00 • M .t .p O Pr'n P 10 'O M N N 10 N P 1 N M N pp M ?t N 1xA • O N P N O 909 h •O 00 ? POJ•_Lr!.Op CM P O M P 0, 'r ic7;; h •O NC)x ?1A?p O•NIA•O 0 000N? 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S M N M ~ O O O N ??pp d N w W 0 N N d 7 ?p ? ulM Y1 P•POr . t O N W > ?O •O I A N D ` U1 Is > 7 Y W L t `O ?O N U., C E? d N - W N 1 a-t U er Go Lrk Lri 10 pp . N N M ' ? d LM M pp d ?2 M N N X N NM 10 000 V ? P ? d 0 Lr% M M N ?MO .O • O P 00 N N P N d N M d r N N N N W 0 O N Y 41 0) QQ EX c d 3 p N u 77 c 0 x < N W ? a ?i q V 0! W x d NC L y (a W X 2c uy 41 W W p a s a a W p P C C ? yy 7 d ' W p 41 O W L W W W L q C p1 C m > U N L m Y> LL Ot LLY pb i C? C p? LL O a LU C CU O O ' q? Y •L- W L 4 ? Y • q q OO pp??C M • • g L Y N L W O W L. C L. Y Y L 0 0 0 q Of N C L L L •? p? y N > I'- > ?- 0.- 41 O 0 01 C a d 44i W •O L - at OIL O[ cn 0 LL L 1 17 ? EXHIBIT F QUALIFICATIONS 1 JAMES K. TELLATIN, MAI I EXPERIENCE Mr. Tellatin has specialized in the appraisal of real estate since 1977. Mr. Tellatin has appraised virtually all types of real estate in 46 states and Canada. Types of property appraised include industrial plants, office towers, shopping centers, hotels, hospitals, apartments, farms, governmental buildings, educational facilities, nursing homes, retirement living centers and resorts. Moreover, he is consulting with the new government of Hungary on valuations of state-owned asset dispositions. EMPLOYMENT ' Mr. Tellatin is a principal in Tellatin, Louis & Andreas, Inc. Prior to creating the firm, he formed his own appraisal firm in 1984. In the past, Mr. Tellatin has held the following positions: Director of Appraisal Services, Turley Martin Company; Senior Appraiser, Marshall and Stevens Inc.; Staff Appraiser, Doane Agricultural Service Inc. EDUCATION Mr. Tellatin earned a Bachelor of Science degree in ' Geography and Economics from Southwest Missouri State University, Springfield, Missouri, in 1976. In addition, he has studied at Dartmouth College, Memphis State University and abroad in France and ' Switzerland. Mr. Tellatin has completed the education ' requirements for the MAI, Member Appraisal Institute designation from the Appraisal Institute, and has also been certified for real estate appraisal by the ' states of Arkansas, Arizona, California, Indiana, Illinois, Iowa, Kansas, Michigan, Missouri, Oklahoma and Tennessee. COURT TESTIMONY Mr. Tellatin has prepared reports for numerous courts and boards. He has also testified as an expert witness before various courts in several states and Federal Bankruptcy Courts. STERLING E. SHORT EXPERIENCE Mr. Short has been involved in the commercial real estate industry since 1987, and in the appraisal sector since February 1989. Real property appraised encompasses a range of property types such as vacant land, industrial warehouse and distribution centers, freestanding retail facilities and shopping centers, retirement apartments and nursing homes, apartments, office buildings, motels and hotels, as well as other miscellaneous property types. The bulk of his assignments has entailed appraising nursing homes. The appraisals have functioned as support for clients in financing, litigation support, bankruptcy proceedings, and internal review. EMPLOYMENT Mr. Short joined Tellatin, Louis & Andreas, Inc. in February 1989. Previously, he was employed by Home Savings Association of Kansas City, F.A. where he participated in loan origination conducted on a national basis primarily on apartments, motels and hotels, and shopping centers. EDUCATION Mr. Short received his undergraduate degree, Bachelor of Arts in accounting and English, from Westminster College in Fulton, Missouri. Mr. Short is an MAI Candidate, and he has completed several courses offered by the Appraisal Institute in pursuit of this professional designation. Tellatin, Louis & Andreas, Inc. 15455 Conway Road Suite 355 Chesterfield, Missouri 63017 Telephone: 314/530-0009 Facsimile: 314/530-0046 June 10, 1996 Ms. Melissa Karron Manager of Real Estate Services Beverly Enterprises, Inc. 5111 Rogers Avenue Fort Smith, Arkansas 72919 File Reference: 96-2467 RE: Blue Ridge Haven Convalescent Center -- West 770 Poplar Church Road East Pennsboro Township, Cumberland County, Pennsylvania "As Is" Market Value Appraisal of the Real Estate As of September 1, 1995 Dear Ms. Karron: In accordance with the signed engagement letter dated March 5, 1996 (shown as Exhibit A in this report), we have appraised Blue Ridge Haven Convalescent Center -- West, a 313-bed skilled nursing facility. The purpose of the appraisal is to estimate the "as is" market value of the fee simple interest in the real estate to determine the reasonableness of the ad valorem taxation. A description of the property, together with information providing a basis for estimates, is presented in the accompanying report. This appraisal is subject to the definitions, assumptions, conditions and certification contained in the attached report. We believe to have prepared this appraisal in compliance with the Code of Professional Ethics, and the Uniform Standards of Professional Appraisal Practice of the Appraisal Foundation. Based on the data, analyses and conclusions presented in the attached report, it is our opinion that the "as is" market value of the subject real estate, as of September 1, 1995, is: FIVE MILLION ONE HUNDRED THOUSAND DOLLARS $5,100,000 Respectfully submitted, TELLATIN, LOUISA ANDREAS, INC. es Sterling E. rt rincipa TABLE OF CONTENTS Assumptions & Limiting Conditions Profile of Salient Data Subject Photographs INTRODUCTION • Identification of the Property • History of the Property • Purpose of the Appraisal • Property Inspection • Function of the Appraisal • Interest Appraised • Definition of Market Value • Scope of the Appraisal DESCRIPTIVE DATA • Regional Analysis • Neighborhood Analysis • Subject Property Description • Market Analysis HIGHEST AND BEST USE ANALYSIS VALUATION ANALYSIS • Valuation Procedures • Cost Approach • Income Capitalization Approach • Reconciliation and Final Conclusion of Value CERTIFICATION EXHIBIT SECTION • Exhibit A - Engagement Letter • Exhibit B - Legal Description • Exhibit C - Zoning Regulations • Exhibit D - Nursing Home Sales • Exhibit E - Yield Rate Calculations for Comparable Sales • Exhibit F - Qualifications i iv v 1 1 1 1 1 1 2 2 4 9 14 20 38 40 41 51 70 71 ASSUMPTIONS AND LIMITING CONDITIONS Title to Real Estate No investiga tion of legal title has been made, and we render no opinion as to ownership of the property or condition of the title. We assume that: a) The title of the property is marketable; b) Unless otherwise indicated in this report, the property is free and clear of all liens, encumbrances, easements and restrictions; C) The property does not exist in violation of any applicable codes, ordinances, statutes or other government regulations; d) The property is under responsible ownership and competent management, and is available for its highest and best use. Sketches and Maps Sketches and maps in this report are for aiding the reader in visualizing the property and are based on field investigations made by the appraiser. Dimensions and descriptions are based on public records and information furnished by others. These sketches and maps are not meant to be used as references in matters of survey. Information and Data Information supplied by others that is considered in this valuation is from sources believed to be reliable and is considered to be reasonable, but no further responsibility is assumed for its accuracy. We reserve the right to make such adjustments to the value reported as may be required by a consideration of additional or more reliable data that may become available. Unexpected Conditions We assume that there are no hidden or unexpected conditions of the property that would adversely affect value. Distribution of Value t The distribution of total value between land and improvements applies only under the stated program of utilization. Separate values for land and improvements may not be used in conjunction with any other appraisal and are invalid if so used. Legal or Specialized Expertise No opinion is intended to be expressed for matters requiring legal expertise, specialized investigation or knowledge beyond that customarily used by appraisers. i Tellatin, Louis & Andreas, Inc. Sale or Purchase All opinions of value are presented as Tellatin, Louis & Andreas, Inc.'s considered opinion, based on the facts and data appearing in the report. We assume no responsibility for changes in market conditions or for the inability of the owner to locate a purchaser at the appraised value. Limitations on Marketability Due to Status of License The value of the subject assumes that the license for the nursing home is in good status with the Pennsylvania Department of Public Welfare, and that the license is transferable to a qualified buyer. While the Department of Public Welfare scrutinizes potential buyers, this appraisal maintains that there is a large enough number of potential buyers as to impose no limitation on marketability. Additionally, it is assumed that the license will remain as a part of the subject business enterprise along with the real estate, equipment, assembled work force, etc. Advertising Neither all nor any part of the contents of this appraisal report shall be conveyed to the public through advertising, public relations, news, sales or other media without the written consent and approval of Tellatin, Louis & Andreas, Inc. Plagiarism ' Neither all nor any part of the contents of this appraisal report shall be plagiarized for any purpose by the client or anyone else who obtains a copy of the report directly, or indirectly without the written approval of 1 an officer of Tellatin, Louis & Andreas, Inc. Court Testimony Testimony or attendance in court by reason of this appraisal shall not be required unless arrangements for such services are subsequently made. Date of Value The date of value to which the conclusions and opinions expressed in this report apply is set forth in the letter of transmittal. The dollar amount of any value opinion herein rendered is based on the purchasing power of the U.S. dollar as of that date. The value conclusions reflect consideration of typical financing conditions as of the date of value. The appraiser assumes no responsibility for economic or physical factors occurring subsequent to the date of value that may affect the opinions stated herein. Title Report No title report has been made available. We assume no responsibility for such items of record not disclosed by customary investigation. ii Tellatin, Louis & Andreas, Inc. Inspection James K. Tellatin, MAI, and Sterling E. Short have personally inspected the subject property. Mineral Rights ' The value of mineral rights, if any, have not been considered in this appraisal unless otherwise noted. Structural Deficiencies The appraiser found no obvious evidence of structural deficiencies. However, no responsibility for structural soundness or conformity to city or county building and safety codes can be assumed without an independent structural engineering report. Termite Damage The appraiser found no obvious evidence of termite damage or infestation. However, a thorough inspection by a competent termite inspector has not been performed for the appraiser. F 1 t Soil Conditions No detailed soil studies of the subject property are available to the appraiser. Therefore, statements in this report regarding soil qualities are not conclusive, but are considered consistent with information available to us. Hazardous Substances Hazardous substances, if present in the property, can introduce an actual or potential liability that will adversely affect its marketability and value. Such liabilities may be in the form of immediate recognition of existing hazardous conditions. Future liability could stem from the release of contaminants such as asbestos fibers, toxic vapors from urea formaldehyde foam insulation, or radon gases, through aging or building renovations. In the development of an opinion of value, no consideration has been given to such liability or its impact on value. The professional staff of Tellatin, Louis & Andreas, Inc., is not qualified to make an investigation to determine the possible presence of toxic materials requiring either immediate or future correction. There are experts in this special field who can conduct such investigations and provide guidance regarding the impact of toxic materials that may be present in the subject property. iii Tellatin, Louis & Andreas, Inc. PROFILE OF SALIENT DATA NAME: Blue Ridge Haven Convalescent Center -- West LOCATION: 770 Poplar Church Road East Pennsboro Township, Cumberland County, Pennsylvania CURRENT FEE OWNER: Cumberland County Industrial Development Authority INTEREST APPRAISED: The tangible and business assets of the business enterprise including the fee simple ownership in the real estate. PROPERTY TYPE: Skilled nursing facility LAND AREA: 6.8 acres PRINCIPAL IMPROVEMENTS: Part one-story, wood-frame and brick structure, and part three-story, metal frame and brick structure used as a skilled nursing facility containing 88,010 square feet and 313 licensed beds; erected in 1966 with substantial additions occurring in 1968, 1970, and 1975. HIGHEST AND BEST USE: Present use - skilled nursing facility 1st-Year PATIENT CENSUS: Current Projection Occupancy rate 75.1% 78.1% Private-pay mix 11.3% 8.0% Medicare Mix 8.8% 11.9% Average private-pay rate $122.59 $125.00 Medicare rate $282.00 $230.00 Medicaid rate $116.00 $116.00 Medicaid capital rate $5.56 $5.56 "AS IS" MARKET VALUE OF THE REAL ESTATE: $5,100,000 VALUATION DATE: September 1, 1995 INSPECTED BY: James K. Tellatin, MAI, and Sterling E. Short DATE OF INSPECTION: April 11, 1996, and April 2, 1996 iv Tellatin, Louis & Andreas, Inc. r i t t SUBJECT PHOTOGRAPHS Front Building Elevation v Tellatin, Louis & Andreas, Inc. Front Building Elevation Y ,3 " I r 1 SUBJECT PHOTOGRAPHS Typical Corridor vi Tellatin, Louis & Andreas, Inc. Typical Patient Room I 1 1 t Nurses' Station Kitchen vii Tellatin, Louis & Andreas, Inc. SUBJECT PHOTOGRAPHS ?1 t 17, 1 1 IDENTIFICATION OF THE PROPERTY The property is an existing 313-bed, skilled nursing facility known as Blue Ridge Haven Convalescent Center -- West located at 770 Poplar Church Road in East Pennsboro Township, Cumberland County, Pennsylvania. Fee simple title in the real property is vested in Cumberland County Industrial Development Authority. The legal description is presented as Exhibit B in the addenda. HISTORY OF THE PROPERTY This facility is owned by Cumberland County Industrial Development Authority It is our understanding that the facility is not currently for sale, and the current owners intend to continue operating the facility. Beverly, a publicly traded, for-profit corporation, operates numerous facilities in the state, and is the largest operator of nursing facilities in the nation, with more than 700 under ownership or lease. This property was designed and constructed specifically for nursing home use. It has been operated continuously as a nursing home since 1966, and several additions have been made increasing the capacity to 313 beds. The facility has been well maintained, and based on our inspection, it does not suffer from deferred maintenance. PURPOSE OF THE APPRAISAL The purpose of this appraisal is to estimate the "as is" market value of the real estate as of September 1, 1995. PROPERTY INSPECTION The subject facility was inspected by James K. Tellatin, MAI, on April 11, 1996, and by Sterling E. Short on April 2, 1996. During the inspections, Dennis McGowen, the administrator, was interviewed regarding the operational aspects of the facility. Additionally, Steve Boring, the maintenance supervisor, was interviewed regarding the physical aspects of the facility, and he guided the tours. FUNCTION OF THE APPRAISAL l It is our understanding that the appraisal will be used by Beverly Enterprises, Inc. for reviewing the current ad valorem assessment of the real estate. INTEREST APPRAISED The interest appraised is the fee simple interest in the real estate. The value of the intangible and personal property assets of the going concern are excluded from this appraisal. 1 Tellatin, Louis & Andreas, Inc. I ' DEFINITION OF MARKET VALUE In accordance with Federal Reserve System (12 CFR Part 225), Federal Deposit Insurance Corporation (12 CFR Part 323), The Office of the Comptroller Of Currency (12 CFR Part 34), the regulatory definition for market value is defined as follows: "The most probable price which a property should bring in a competitive and open market under all conditions requisite to a fair sale, the buyer and seller each acting prudently and knowledgeably, and assuming the price is not affected by undue stimulus. Implicit in this definition is the f titl i d th e ng o e pass consummation of a sale as of a specified date an from seller to buyer under conditions whereby: A) Buyer and seller are typically motivated; B) Both parties are well informed or well advised, and acting in what they consider their best interests; C) A reasonable time is allowed for exposure in the open market; D) Payment is made in terms of cash in U.S. dollars or in terms of financial arrangements comparable thereto; and E) The price represents a normal consideration for the property sold unaffected by special or creative financing or sales concessions granted by anyone associated with the sale." SCOPE OF THE APPRAISAL The scope of the appraisal has included a personal inspection of the nursing home, as well as the collecting, analyzing and reporting of geographic, legal, social and economic factors pertaining to the valuation of the nursing home. These factors and analyses include the following. • Social, political, economic and physical factors and trends of the region and neighborhood as they impact the nursing home appraised. • An inspection of the subject property and review of local taxation and zoning as they relate to the subject. k t conditions titi l f l l i d ve mar e oca compe ana ys s o • A survey an as they relate to census, revenue and expense characteristics in the operation of the nursing home. • A review and analysis of Pennsylvania and Federal Medicaid and Medicare reimbursement policies, licensing requirements and Certificate of Need (CON) policies. • Gathering, confirming and analyzing comparable nursing home ' revenues, expenses and sale data relevant to developing a 1 2 Tellatin, Louis & Andreas, Inc. ' well-substantiated estimate of value by the application of the income capitalization and direct sales comparison approaches. ' The scope of this appraisal is believed to be in conformance with the Code of Professional Ethics and the Uniform Standards of Professional Appraisal Practice of the Appraisal Foundation. 1 1 1? LJ 1 3 Tellatin, Louis & Andreas, Inc. 1 ' REGIONAL ANALYSIS The regional analysis focuses primarily on the socioeconomic trends. Population data best explain current socioeconomic conditions. ' Demographic factors most relevant to the valuation analysis include changes in the elderly population, levels of income and poverty, and employment composition. The optimum market area for a nursing home is one ' that has a growing number of elderly persons with relatively high levels of income and wealth, and that also contains sufficient labor at reasonable wages. Income and wealth levels directly relate to the current ' and historical economic conditions of the region. Axiomatically, nursing homes that serve market areas with declining population, low income levels, and low housing values will generally achieve low private-pay mixes and have greater difficulty attracting qualified staff members. This analysis will focus on the important socioeconomic trends for the long-term care industry. Blue Ridge Haven Convalescent Center -- West is located in East Pennsboro Township, Cumberland County, Pennsylvania in the southeastern portion of the state -- 85 miles west of Philadelphia. Cumberland County is a part of the Harrisburg-Lebanon-Carlisle Metropolitan Statistical Area (MSA), which includes the Pennsylvania counties of Cumberland, Perry, Dauphin and Lebanon. The region is situated within the Susquehanna River Valley where the terrain is generally hilly. The climate is humid continental with ' cold winters and hot, humid summers. Major highways servicing the area include: Interstates 76 (Pennsylvania Turnpike), 81, 83, 283, and 581; U.S. Highways 11, 15, 22, and 322; and numerous state routes. Within the MSA, there are five bridges crossing the Susquehanna River; Taylor Bridge is due east of the subject providing easy access to the Harrisburg commercial business distri ct. Capital City ' Airport provides commercial air and freight service. There are several railroads serving the MSA. The population trends for the total population are prof iled in Table R-1 as follows. ' Table R-1 Regional Population Trends 1980 to 2000 Harrisburg Lebanon Carlisle Cumberland Pennsylvania MSA County ' Total Population 1980 11,863,895 555,158 178,541 1990 11,881,643 587,986 195,257 1995 12,083,907 614,351 2000 206,495 12,334,083 639,456 217,192 Annual Rate of Population Change 1980 to 1990 0.01% 0.58% 0.90% 1990 to 1995 0.34% 0.88% 1.13% ' 1995 to 2000 0.41% 0.80% 1.02% Data Source: CACI Marketing Systems. 4 Tellatin, Louis & Andreas, Inc. 1 LJ 1 C According to the CACI data shown above, Cumberland County experienced an increase in population from 1980 to 1990, and the population trend continued from 1990 to 1995. The population is projected to increase at an annual rate of 1.02 percent through 2000. Compared to the entire MSA, Cumberland County is anticipated to incur slightly greater population growth, and the county growth rate is more than twice the state projection. The population trends, according to age group and other data pertaining to age demographics, are profiled in Table R-2 as follows. Table R-2 Age Distribution and Elderly Population Trends 1990 to 2000 Harrisburg Lebanon Carlisle Cumberland Pennsylvania MSA County Population Age 65-74 1990 1,070,021 47,684 15,340 1995 1,076,909 50,562 16,747 2000 995,140 49,843 16,785 Population Age 75-84 1990 587,249 26,022 8,018 1995 647,795 28,930 9,089 2000 709,698 32,743 10,701 Population Age 85+ 1990 171,836 8,086 2,783 1995 201,308 9,422 3,105 2000 246,226 11,352 3,664 Annual Growth: 75+ 1990 to 1995 2.27% 2.37% 2.46% 1995 to 2000 2.40% 2.83% 3.33% % of Population 75+ 1995 7.0% 6.2% 5.9% 2000 7.9% 7.2% 7.0% Median Age - 1995 36.3 36.2 35.8 Data Source: CAC1 Marketing Systems. Age demographics are important to isolate and analyze relative to projections for the long-term care industry. The growth of the elderly population should correlate to growth in nursing home demand. The Demand Analysis within the Market Analysis will address these issues in more detail. The 75+ age group is the greatest user of long-term care, and Cumberland County is projected to experience growth in this age group from 1995 to 2000 at 3.33 percent as compared to growth from 1990 to 1995 at 2.46 percent. Annual growth of.3.33 percent is moderately high compared to most areas of Pennsylvania and the nation. The increasing trend for the overall population has some influence on the elderly population trends. Cumberland County has a slightly lower percentage of 75+ residents than all of Pennsylvania, and the median age is slightly lower too. The "graying of America" is a trend that will not start to boom until 2010; the "Baby Boomers" are still 35 to 50 years old. Since earnings margins are generally greater from private-pay revenue sources, the level of wealth for the community, and specifically the 5 Tellatin, Louis & Andreas, Inc. L?J t ii 1 u r. market area of the property appraised, warrants closer examination. While there are no demographic figures available indicating net worth averages for any geographic area, wealth levels can be inferred through the following demographic data. • Household and/or per capita income • Percentage of households in poverty • Average home values • Percentage of owner-occupied dwelling units • Educational attainment Typically, the cost of a single-year stay in a skilled nursing facility ranges from $30,000 to $50,000 for private-pay patients. Funding a lengthy stay by all but the wealthiest persons usually necessitates the use of all regular income sources including social security, pensions, interest, rents, dividends and other income. Additional monies are often obtained through the sale of assets, including principal residences, other real and personal property, and liquidation of investments. All of these resources must be exhausted, or spent down, to qualify for Medicaid. All other things equal, facilities located in market areas that have high income levels and property values typically achieve higher private-pay mixes than nursing homes located in poorer areas. Demographic data providing insight as to the economic status of the region are profiled in Table R-3 as follows. Table R-3 Economic Data 1980 to 2000 Harrisburg Economic and Other Data: Household Income Distribution $25,000 to $49,000 $50,000 to $99,999 5100,000 to 1149,999 5150,000+ Average Household Income - 1995 Percent of Households in Poverty Median Home Value - 1990 Home Value : Household Income Ratio % Owner-Occupied Dwellings Percent Housing Units Built Before 1970 1970 to 1980 1980 to 1990 % Adults Bachelor Degree, or Higher Lebanon Carlisle Cumberland Pennsylvania MSA County 35.4% 39.8% 40.1% 20.8% 22.2% 24.5% 3.0% 2.4% 2.7% 1.6% 1.1% 1.3% $40,040 $39,804 542,357 11.4% 8.0% 5.7% $69,689 $75,379 $85,016 1.74 1.89 2.01 52.3% 51.9% 54.9% 71.8% 63.9% 59.5% 15.8% 20.1% 21.0% 12.4% 16.0% 19.5% 11.3% 12.0% 15.3% Data Source: CACI Marketing Systems. The average household income for Cumberland County is 105.8 percent of the state average indicative of a modest standard of living. The percentage 6 Tellatin, Louis & Andreas, Inc. 1 of the population living in poverty is lower than the state average. Real estate values play an important role in measuring the level of wealth in an area because many potential nursing home patients own their residences and are often forced to sell this major asset in order to fund their long- term care. Thus, housing values and historical appreciation are important considerations. In Cumberland County, the home values are fairly high indicating a median value of $85,016. Also, the cost of housing/living relative to household income affects personal savings which could potentially provide funds for nursing services. The Pennsylvania ratio for median home value to average household income is 1.74:1, and the ratio for Cumberland County is 2.01:1. Cumberland County has a higher percentage of new housing units as compared to all of Pennsylvania which parallels to the overall population trend. The county population is more educated in comparison to the state average based on college graduates. Most of these economic data suggest that the region will achieve a comparable or higher ratio of private-pay patients when compared to the state average. The Harrisburg MSA has an economy dominated by state government, but it is also well diversified in other areas. Cumberland County comprises a region of the MSA commonly known as the West Shore. Major, local, non- government employers in the region are listed as follows; employers located in Cumberland County are italicized. Major Employers Product/Services city Employees Hershey Foods Corporation Food, Food Processing Hershey 6,500 M.S. Hershey Medical Center Hospital/Healthcare Hershey 5,550 Navy Ships Parts Control Center Ship Parts (Federal Government) Mechanicsburg 4,900 AMP Electronics Harrisburg 4,500 Hershey Entertainment & Resort Entertainment/Lodging Hershey 4,151 Defense Distribution, East Region Army Material Distribution New Cumberland 4,136 Kinney Shoes Shoes Harrisburg 2,600 Polyclinic Medical Center Hospital/Healthcare Harrisburg 2,442 Capital Health System Medical Services Harrisburg 2,337 Giant Foods Food Retailing Carlisle 2,316 The state government employs 27,589 workers. The regional economy has been stable for the last few years influenced by the state government and other stable companies. Current unemployment in Cumberland County is 3.5 percent; the statewide unemployment rate is 6.1 percent. In summary, the region has been experiencing moderate population and economic growth. The relatively average income of the region, coupled with the projected growth trend, portrays an average to good future for the local long-term health care providers. 7 Tellatin, Louis & Andreas, Inc. 'Clure .sncui - I REGIONAL MAP t N nlle Brw B if 8 Tellatin, Louis & Andreas, Inc. NEIGHBORHOOD ANALYSIS The subject is located in the western portion of the MSA in Pennsboro Township just to the north of Camp Hill. The subject facility uses Camp Hill for its mailing address. The delineated boundaries of the neighborhood include the 17011 ZIP code which encompasses Camp Hill and extends north into East Pennsboro Township. The Susquehanna River, and the Conodoguinet River, are geographical even more predominantly , influences on the neighborhood. Access to the neighborhood is easily achieved via the nearby highways: Interstate 81 runs about six miles to the north of the subject; Interstate 83 cuts through downtown Harrisburg and crosses the Susquehanna River within a mile to the south of the subject; and U.S. Highways 11 and 15 traverse through Camp Hill as the main routes. These routes allow the subject to draw potential patients from a primary market area spanning a seven- to ten-mile radius encompassing most of eastern Cumberland County, as well as western Dauphin County (Harrisburg). Poplar Church Road is a moderately-traveled arterial that has been developed with offices, and medical offices/clinics relating to Holy Spirit Hospital. The neighborhood is approximately 3.5 miles west of the Harrisburg central business district. The neighborhood is 1 characterized as mature urban/suburban area. Table N-1 presents salient demographic data for the 17011 ZIP code area, which encompasses the subject neighborhood. Table N-1 Population Trends 1980 to 2000 Primary Cumberland Zip Code County 17011 Total Population 1980 178,541 31,666 1990 195,257 33,023 1995 206,495 34,000 2000 217,192 35,274 Annual Rate of Population Change 1980 to 1990 0.90% 0.42% 1990 to 1995 1.13% 0.58% 1995 to 2000 1.02% 0.74% Data Source: CACI Marketing Systems. According to CACI, the population within the neighborhood increased from 1980 to 1990. The population trend continued from 1990 to 1995, and it is anticipated to increase through 2000 at an annual rate of 0.74 percent. The neighborhood has been growing at an increasingly greater rate, but this rate should stabilize beyond 2000 simply because of the lack of vacant land. e 9 Tellatin, Louis & Andreas, Inc. The population trends, according to age group and other data pertaining to age demographics, are profiled in Table N-2 as follows. Table M-2 Age Distribution and Elderly Population Trends 1990 to 2000 Primary Cumberland Zip Code County 17011 Population Age 65-74 1990 15,340 3,379 1995 16,747 3,538 2000 16,785 3,351 Population Age 75-84 1990 8,018 1,878 1995 9,089 2,063 2000 10,701 2,389 Population Age 85+ 1990 2,783 597 1995 3,105 698 2000 3,664 854 Annual Growth: 75+ 1990 to 1995 2.46% 2.21% 1995 to 2000 3.33% 3.27% % of Population 75+ 1995 5.9% 8.1% 2000 7.0% 9.5% Median Age - 1995 35.8 39.5 Data Source: CACI Marketing Systems. The neighborhood experienced 2.21 percent in annual growth for the 75+ age group from 1990 to 1995. This trend is anticipated to accelerate to 3.27 percent, annually, from 1995 to 2000. This growth rate is relatively high in comparison to statewide growth rates. The neighborhood contains a higher percentage of 75+ residents as compared to Cumberland County, and the median age is higher. Overall, these demographics reflect a mature neighborhood with an elderly population who are the original home owners in many cases. L 5 10 Tellatin, Louis & Andreas, Inc. 1 is t r 0 r r r 11 1 e 1 Demographic data providing insight as to the economic status of the neighborhood are profiled in Table N-3 as follows. Table M-3 Demographic and Economic Data Primary Cumberland Zip Code Countv 17011 Economic and Other Data: Household Income Distribution S25,000 to 549,000 40.1% 38.1% S50,000 to $99,999 24.5% 27.4% S100,000 to 51491999 2.7% 3.7% S150,000+ 1.3% 1.7% Average Household Income - 1995 S42,357 S47,062 Percent of Households in Poverty 5.7% 4.4% Median Home Value - 1990 S85,016 S90,629 Home Value : Household Income Ratio 2.01 1.93 % owner-Occupied Dwellings 54.9% 62.1% Percent Housing Units Built Before 1970 59.5% 67.8% 1970 to 1980 21.0% 16.9% 1980 to 1990 19.5% 15.4% % Adults Bachelor Degree, or Higher 15.3% 19.1% Data Source: CACI Marketing Systems. The average household income for the neighborhood is higher than the regional and state averages. The percentage of the population living in poverty is correspondingly low. The median home value to average household income ratio for the 17011 ZIP code area is 1.93:1 which is fairly moderate considering the higher income level and urban/suburban locale. There are more owner-occupied dwellings. The neighborhood population is slightly more educated in comparison to the Cumberland County average based on college graduates. Most of these demographic statistics are neutral or positive indicators for the long-term care industry relative to attracting private-pay patients and qualified staff. Development within the neighborhood has continued steadily in the last two decades because of plentiful vacant land in the northern portion of the neighborhood, but the availability of vacant land is diminishing. As mentioned, the Conodoguinet River is a major geographic influence on the subject in that it winds back and forth through the northern portion of the neighborhood. The river flows through steep hills making development difficult. Thus, development activity is more restrictive than might appear on a road map. The subject facility was developed from 1966 to 1975 during which time several office buildings were developed in the same district. Still, the predominant land use is residential with concentrations of commercial use along the main routes such as Poplar Church Road / 21st Street, Erford Road, 32nd Street, and Market Street. The homes are of average to good quality construction, and they have been adequately maintained as exhibited by the exterior appearances. In general, Camp Hill is known as a fairly preferred residential area. 11 Tellatin, Louis & Andreas, Inc. Overall, the composition of real estate within the neighborhood complements the subject facility, and the remaining useful life of the subject facility should not be restricted by the neighborhood. Proximity to hospitals is an important locational aspect for a nursing home since hospitals are primary referral sources. The subject is within one-quarter mile from Holy Spirit Hospital, a 317-bed regional hospital that serves the entire MSA, and specifically Cumberland County. There are also two hospitals in Mechanicsburg, and one hospital in Carlisle. There are several hospitals in Dauphin County. 1 Parcels adjacent to the subject have been improved with: several small office buildings and several single-family residences converted office use -- to the north; a parking lot, several mid-rise office buildings, and a L high-rise apartment complex -- to the south; a parking lot and mid-rise office buildings -- to the east; and medical offices, followed by a branch bank, followed by Holy Spirit Hospital -- to the west. These adjacent improvements impose no negative influence on the subject. The neighborhood has been experiencing a slow to moderate growth stage in its life cycle, and it should continue as a viable locale for the subject into the near future. f 1 r 1 1 t 1 12 Tellatin, Louis & Andreas, Inc. MAP ?1EIGNBORH00D 0 L L7 as, Inc. 1 'Iellatin, ?""' _ 13 i! r 1 P r r 1 1 t 1 SUBJECT PROPERTY DESCRIPTION Size: Plot Plan: Number of Parcels: Shape: Average Depth: Average Width: Primary Frontage: Street Improvements: Secondary Frontage: Street Improvements: Accessibility From Major Regional Highway(s): Ingress/Egress Restrictions: Improvements Setback: Topography: Soil Conditions: Nearby Primary Fault Lines: Utility services: Adverse Easements: Adverse Encroachments: Flood Plain: Community Panel Number Date Zone (See Map) Land-to-Building Ratio: On-site Parking Spaces: Excess Land: Surplus Land: Zoning: Permitted Uses: Current Use Compliance: Environmental Issues: Site Data 6.8 acres, or 296,208 square feet See Next Page Two Irregular 355 feet 830 feet 755 feet on Two lanes streetlight hydrants 386 feet on Two lanes, sewers, and Poplar Church Road plus center turning lane, s, curbs, storm sewers, and fire House Avenue streetlights, curbs, storm fire hydrants Good None 115 feet from Poplar Church Road, at the closest point 45 feet from House Avenue, at the closest point Gradually sloping downward from street grade along Poplar Church Road; sloping upward along House Avenue; leveling for the main area of the improvements; sloping downward away from the improvements at the rear of the site. Appear suitable for existing improvements based on surface evidence None Electricity, public water, sanitary sewer, natural gas, and telephone utility lines None None 420359 B April 15, 1977 Zone "C" which is defined as "areas of minimal flooding." 3.36:1 Adequate None None "OA" Office/Apartment See Addenda Yes Tellatin, Louis & Andreas, Inc., has no expertise in the evaluation of environmental hazards and therefore expresses no independent opinion as to the existence or absence thereof. 1 14 Tellatin, Louis & Andreas, Inc. PLOT PLAN N 1 t n ILI r 15 Tellatin, Louis & Andreas, Inc. 1 Ll 11 t L i r r 1 FLOOD PLAIN MAP N 16 Tellatin, Louis & Andreas, Inc. 1 Description of Improvements The nursing home is a part one-story, wood-frame and brick structure, and part three-story, metal frame and brick structure (all connected), specifically designed for its present use. The building contains a gross floor area of 88,010 square feet including basement area. It is licensed for 313 beds and is currently operating at a capacity of 265 beds due to two wings containing 48 beds being out of service relative to staffing. Essentially, the majority of the vacant beds are concentrated in these two wings in order to control labor costs; these wings are not staffed. The facility contains 13 patient wings emanating from six nurses' stations. The corridors in the patient wings are eight feet wide which is standard for modern facilities. The building is fully protected by a wet-type sprinkler system plus smoke/heat detectors/alarms. The facility contains a total of 156 patient rooms including three private rooms, 151 semi-private rooms, and two four-bed wards. There are eight central tub and/or shower rooms. The patient rooms have either private toilet facilities or share adjoining semi-private facilities. Other areas include: ' 17 Offices 2 Dining Rooms 1 Main Lobby 1 Kitchen 8 Central Tub/Shower Rooms 1 Laundry Room 6 Nurses' Stations 2 Employees' Lounges 6 Medical Supply Rooms 1 Living Room 1 Medical Records Room 1 Beauty/Barber Shop 1 Activities Room 7 Dayrooms 1 Physical Therapy Room Public Restrooms 1 Occupational Therapy Room Linen Closets, Soiled/Clean 1 Speech Therapy Room Mechanical Areas 1 In-Service Room Storage Areas 2 Conference Rooms Janitor Closets There is a partial basement under the 1968 section, and a partial basement is also under the 1975 three-story section. The basement contains storage, mechanical, and resident storage. r Details of the building components are profiled as follows. SITE PREPARATION & EXCAVATION: General site preparation and grading; excavation for the basements. FOUNDATION: Includes excavation for concrete footings under exterior walls, interior partitions and columns. FRAME. Loadbearing exterior walls and partitions for the one- story structure; steel columns and beams for the three-story structure. EXTERIOR WALLS, SUPERSTRUCTURE: Wood frame and brick for one- story section; metal stud and brick for three-story section. FLOOR STRUCTURE: Reinforced concrete over fill and vapor barrier on ground level; precast concrete over the basement in the one-story section; open-web steel joist and metal deck 1 17 Tellatin, Louis & Andreas, Inc. 1 supporting concrete over the basement and for upper levels in the three-story section. ROOF STRUCTURE: Gable-type with wood trusses, rafters and plywood deck for the one-story section; flat-type, open-web steel joist and metal deck for the three-story section. ROOF COVER: Asphalt shingles, metal gutters and downspouts; rubber membrane. INTERIOR CONSTRUCTION: Drywall on wood stud partitions in the one-story section with some metal stud and drywall partitions; drywall on metal studs in the three-story section; cubicle curtains; vinyl wall coverings; metal and wood doors in metal frames; ceramic tile wainscotting in the bathrooms; wood hand railings. CEILINGS: Suspended acoustical tile in most areas; drywall, taped and painted in the patient rooms in the one-story section. i FLOOR COVERINGS: Vinyl tile in the most patient rooms, hallways and most other common areas; carpet in the lobby, offices, and some patient rooms; ceramic tile in central bath and tub rooms, and quarry tile in the kitchen. ELECTRICAL & LIGHTING: Fluorescent and incandescent fixtures; wiring in conduit; 3,300 amperes total (two panels); 65-KW emergency generator. PLUMBING: Adequate and typical for nursing home occupancy; two hot water thermal storage units H.V.A.C.: Combination of electric through-the-wall heat and air-conditioning units; zoned packaged units; electric baseboard heat (in only one wing). FIRE PROTECTION: Wet-type sprinkler system throughout; smoke and heat detectors and alarm system. ELEVATOR: One, hydraulic, three-stop, 4,000-pound capacity elevators. Site improvements include the following. • Concrete sidewalks, patios and pads • Asphalt-paved parking lot and drives with curbing • Exterior lighting • Flagpole • Signage • Landscaping. Condition and Functional Features The subject improvements were erected in 1966 and 1968, 1970, and 1975, and the improvements were specifically designed for the present use as a 18 Tellatin, Louis & Andreas, Inc. nursing home. The building is of average-quality construction and exhibits no structural problems or excessive wear and tear. Based on our inspection of the buildings and our interviews with Dennis McGowen, the administrator, and Steve Boring and Gary the maintenance supervisors the , , following major capital improvements will be necessary in the very near future. • New vinyl tile throughout the facility (actually replaced from November 1, 1995 through April 1, 1996) Its interior finishes (wall and floor covers) are adequately attractive according to contemporary tastes: The building should continue to provide good service for many years without requiring significant replacement of structural or mechanical components. The administrator has informed us that the building is not in any serious code or licensing violation. The Americans with Disabilities Act (ADA) essentially requires public properties to be accessible to handicapped persons. While ADA regulations have forced some real estate properties to be changed and upgraded for greater accessibility, most nursing homes already complied to ADA regulations at the time of its enactment since their clientele typically suffer from handicaps. Tellatin, Louis & Andreas, Inc., has no expertise in determining compliance with the ADA, and therefore, we express no independent opinion as to compliance. The building has an efficient floor plan and design. There is no measurable functional obsolescence. In summary, the building has been adequately maintained and does not suffer excessive deterioration or functional obsolescence. Therefore, the estimated effective age is 25 years, or its actual blended chronological age. Equipment Detail The subject equipment consists of the normal items of furniture and equipment, including patient room furniture; kitchen, laundry and maintenance equipment; office furniture and machines; and related items used in the operation of a nursing home. Unless otherwise stated, it is assumed that the equipment is in working order and there is sufficient quantity to operate the facility. Assessed Valuation and Current Taxes The current real estate assessed valuation for the subject is $524,130, and the common level ratio is 7.3 percent, implying that the market value of the real estate is $7,179,863, or $22,939 per bed. The 1995 taxes are $91,460, based on an tax rate of 1.27 percent of the implied market value. Since the function of this appraisal is to determine the reasonableness of the assessment, the balance of the report is devoted to this issue. The income capitalization approach will exclude the property taxes from the operating expenses, and instead the taxes will be measured by adding the effective tax rate to the capitalization rate. I 19 Tellatin, Louis & Andreas, Inc. I MARKET ANALYSIS The analysis of the competitive facilities is the keystone for the 1 valuation in that the conclusions are integral to the highest and best use analysis and the appropriate sections of the income capitalization and sales comparison approaches. An analysis is performed of the nursing home market conditions affecting the subject. This section profiles the competitive conditions in the market and the impact of governmental policies. We have obtained specific census data for the seven nursing homes that are considered most directly competitive with the subject facility. In addition, we have utilized census and rate information available from various state sources. The following analyses of these elements conclude with projections for the subject during the projection period. Competitive Position The market, as defined by the subject and the competitors, includes most of Cumberland County, specifically the 17011 ZIP code area. The selection of the primary competitors is intended to represent a sample of the market supply emphasizing facilities that are the most competitive to the subject. Seven facilities are located within the primary market area. However, these primary competitors do not cons titut e the entire market. The remainder of the market includes facilities that are considered to be lesser competition. These other facilities have less affect upon the subject than the seven primary competitors, but their presence affects the overall supply and demand of the market. Most of these secondary 1 competitors are at the periphery of the subject market or even in adjacent markets. Urban markets are difficult to delineate because of populous neighborhoods with few political or geographic boundaries that limit the decision process for prospective nursing home patients and their families. The secondary competitors will affect some of the projections for the subject. 1 Tables C-1 summarizes the salient data for the seven most competitive facilities. The current census data for the subject are for the month ending August 31, 1995. 20 Tellatin, Louis & Andreas, Inc. ° ° ° r ° Bi I O o o o v i o o I LM It N ?T N N r 1r i _ N r r N N N N N J `i+ w CD O O 000 I Z N N N N N L ? d N M r r p O O O O O O O O O 0 0 0 N. O O O O O O O O O O O CO ? I ( + i + O V1 O ? •J O 00 N OO P O N a N N N N M O N M O CK N N N N N M M N N r r 1+LL a U d ?• O1 O O O O O O O O O O O O O O O O M 1 •O O O C O w > 00 O in OD M 10 O I N ?Y 00 a > d .f v M_ V1 't ?2 z M O N r . N N N N N N N N N L d ? O O O O O O O O O 00 O O 01 O O O O O O O O O N O O I CO ? _ !2 ? O .O M N N '4 N N N N M N M N N N r r W W . Z 2 . N W O O O O O O O ?O ?!'? O O ? O O O O O O O 0 0 00 O O S Z V% CO CD CD . p A C7 _N M N N O •O . .pp N N M r Z h • d N N N N N N N N OIC O1 Z L U X S M M x x x x ? v W W? P 0 0 P I Cl N P •O LM CO ?O CO •O M tin `- r F W d O7 X x x x x x x x x ?exx U I >• M M1 P 00 ?t M M ` O M M r It N r W L V 1 N 10 •O r M N o d ae t 7 U O O N x x 7 1 x 19 I O P ?O I - O G P P P P N a a ? p y : ~ P Op (? N pn CD CD O O •C I7 CO ? I; 6 C r N M C1 i L L d ( w V J L U N L f/1 a L 0! a+ y 0 a U W U OC C I Q y 3 0 41 L ? ! E O v L a Y a L i C Oe U w 7 d V C 4) 2 9z -C -C U o8 C 08 d d N Ol Ol 0! Lo •+ w Ol > Q Ol -C 41 6 t" Ol .- > > a OZ L? C 4 a d C d U CL a O? Of a E a d d x 2 l 0 2 U d Ol 7 CC ?? _, a t V O J C C a N > N U W L >. •.. t • a+ •? S 2 a a L. S a OC N Ql L L- 4D - L d N ? C C a s a C ? a U OC 61 4 r E E E L y L W CO 2 U a W 16 a U U O/ N J U a is 2 4 a J 2 7 CO N 2 W 47 CO E O/ 0! Z S V) 00 = Vl S JO d I 2 r N M J Y •O I? 21 Tellatin, Louis & Andreas, Inc. Occupancy Rate (Supply and Demand) Analysis Supply Analysis: The nursing home industry relates supply to demand based on a ratio of beds per 1,000 elderly residents over age 75. The Pennsylvania average is 111.7 beds per 1,000/75+ ranking 20th among all states; the national average is 118.5 beds. Other states range from 62.6 beds for Hawaii to 181.5 beds for Nebraska. Generally, states with warmer climates that receive an influx of retirees tend to maintain lower ratios than northern states; essentially, the elderly impose a burden on southern states to which they have not contributed tax dollars for their potential need for long-term care. The bed supply ratios for all states are presented in Table M-1 as follows. Table M-1 Nursin g Home Bed Ratios Per 1. 000 A ge 65+ and 75+ for 1994 and 1992 Occu pancy Rates Beds/ Beds/ 1992 Beds/ Beds/ 1992 1,000 1,000 Occu- 1,000 1,000 Occu- State 65+ 75+ pancy State 65+ 75+ pancy 1 Hawaii 24.4 62.6 94.9% 25 Maryland 50.4 122.4 97.0% 2 Florida 28.1 64.5 95.5% 26 Maine 58.0 125.6 97.6% 3 Nevada 24.9 70.4 91.0% 27 Tennessee 57.6 129.9 97.8% 4 Oregon 34.7 77.3 90.0% 28 Georgia 56.6 132.3 98.2% 5 West Virginia 35.8 81.3 98.6% 29 Kentucky 63.4 141.4 98.6% 6 Arizona 33.9 81.3 91.6% 30 Arkansas 64.9 141.9 94.4% 7 California 35.9 83.3 93.5% 31 Massachusetts 65.1 141.9 97.9% 8 New Mexico 38.5 90.7 98.9% 32 Illinois 65.2 145.7 90.7% 9 Alabama 41.6 94.1 98.6% 33 Texas 64.8 146.9 85.0% 10 Utah 41.9 95.3 86.9% 34 Wyoming 65.1 149.3 96.9% 11 Idaho 42.8 95.3 93.7% 35 Rhode island 67.7 150.2 97.4% NA District of Columbia 42.7 97.8 98.2% 36 Wisconsin 71.1 151.2 96.1% 12 South Carolina 39.8 99.8 98.8% 37 Ohio 65.7 151.9 95.7% 13 Virginia 42.0 100.5 97.3% 38 Connecticut 68.0 152.7 97.8% 14 New York 45.5 101.9 97.4% 39 Delaware 63.0 154.7 91.0% 15 New Jersey 43.9 102.9 N/A 40 Iowa 76.3 156.9 96.7% 16 Mississippi 47.3 103.9 99.0% 41 Missouri 74.1 157.9 92.1% 17 18 Michigan North Carolina 45.3 44.6 105.2 106.5 95.6% 96.9% 42 43 North Dakota Minnesota 78.5 78.2 158.1 162.3 99.5% 98.6% 19 Washington 47.2 107.4 94.1% 44 South Dakota 80.5 165.9 97.6% 20 Pennsylvania 48.4 111.7 95.0% 45 Indiana 74.7 167.8 86.7% 21 Colorado 49.2 113.4 89.0% 46 Oklahoma 78.8 170.2 85.4% 22 Alaska 38.8 113.6 86.7% 47 Nebraska 83.9 170.7 93.3% 23 New Hampshire 52.9 116.7 96.9% 48 Kansas 83.7 174.6 94.6% 24 Vermont 54.9 118.4 97.5% 49 Montana 79.7 177.5 93.0% NA United States 52.1 118.5 94.9% 50 Louisiana 78.2 181.5 91.6% The most interesting aspect revealed in the above table relates to the high occupancy rates throughout the range of bed supplies. Among the ten states with the highest ratios, the average occupancy was 93.7 percent in 1992. Apparently, an abundant supply of nursing home beds does not necessarily result in low occupancy rates. Based on the 75+ population and 2,202 nursing home beds in Cumberland County, there are 180.6 beds per 1,000/75+ [{Number of beds + (1995 75+ population + 1,000)) _ (2,202 + (12,194 + 1,000)) = 180.6]. Based on these county and state ratios, the market appears to be imbalanced with an excessive supply of nursing home beds. Demand Analysis: The primary market area of the subject long-term health care facility includes a large portion of eastern Cumberland County, 1 22 Tellatin, Louis & Andreas, Inc. I specifically the 17011 ZIP code area. According to CACI projections for 1995 to 2000, the 75+ population within Cumberland County is expected to increase at an annual compounded rate of 3.33 percent. More specifically , the 75+ population within the neighborhood as defined by the 17011 ZIP code indicates growth of 3.27 percent, annually from 1995 to 2000. The "graying of America" is prevalent in most states, and these demographics portray this trend. Some of the future demand for senior housing/healthcare is expected to be satisfied by assisted-living facilities and home health care arrangements as federal and state budgets necessitate policies that provide healthier patients less expensive alternatives. As a result of these pressures, nursing home acuity levels will continue to increase placing greater demands on professional care givers. Based on the foregoing analysis, the projected annual increase in demand for geriatric long-term care beds over the projection period is 2.75 I percent annually. The aggregate occupancy rate for the 2,075 nursing home beds in Cumberland County during 1994 was 90.7 percent.l The occupancy rates for the competitive facilities and historical occupancy rates of the subject are as follows. Table C-2 SUMMARY OF COMPARABLE NURSING HOME OCCUPANCY RATES % Fair Fair Market # of Market Occupancy Share Market No. Name Beds Share Rate Captured Penetration 1 Camp Hill Care Center 118 9.2% 91.9% 9.8% 106.4% 2 Leader Nursing & Rehab Center 103 8.0% 92.0% 8.5% 106.5% 3 Blue Ridge Haven Center-East 67 5.2% 91.0% 5.5% 105.4% 4 Leader Nursing & Rehab Ctr.-LP 240 18.7% 92.2% 20.0% 106.8% 5 Susquehanna Ctr.-Nurs. & Rehab 180 14.0% 77.9% 12.6% 90.2% 6 Bethany Village Retirement Ctr 69 5.4% 93.9% 5.8% 108.7% 7 Messiah Village 194 15.1% 94.6% 16.5% 109.5% Subject Facility 313 24.4% 75.1% 21.2% 86.9% Market Area Totals and Averages 1,284 100.0% 86.4% 100.0% 100.0% High 94.6% Low 75.1% Occupancy History for the Subject 12/31/93 88.7% 12/31/94 80.3% 08/31/95 78.4% Average of Period Reviewed 82.5% Table C-2 presents calculations for fair market share, fair market share captured, and the market penetration for each of the competitors. Fair market share constitutes the respective beds for each facility divided by ' Pennsylvania Department of Health - State Center for Health Statistics & Research, Data from the Long-Term Care Facilities Questionnaire, January 1, 1994 to December 31, 1994, Report 1. 1 23 Tellatin, Louis & Andreas, Inc. the total number of beds in the market. In a balanced market, all competitors will capture fair market shares resulting in market penetrations of 100.0 percent for each facility. Currently, the subject captures less than its fair market share indicating a 86.9 percent market penetration. Besides the subject and Competitor Five, the occupancy levels are relatively consistent. The historical occupancy for the subject has been dropping indicating that the subject has struggled to remain competitive. Management has elected to take off-line 48 beds within two wings. While these beds are not staffed, if demand warranted, patients could be put in these beds at any time coinciding with a change in staffing. The subject facility is relatively large at 313 beds. Because it is the largest facility in the region, it is often the target of demonstrators who converge on the state capital for various issues. As a result, the subject is often portrayed negatively in the local press, and the bad press has hurt its reputation resulting in a low occupancy and low private-pay mix. As previously calculated, Cumberland County has an oversupply of nursing beds in comparison to the state average -- 180.6 beds versus 11.7 beds per 1,000/75+, respectively. The state ratio is relatively low compared to most states. Pennsylvani a applies a bed-need methodology on a countywide basis using an expected occupancy rate of 95.0 percent, and estimated institutional dependency within five age cohorts. Accordingly, the state perceives that Cumberland County has a surplus of 753 beds -- including 125 beds that have already been approved. These beds have been approved since 1990, and the likelihood that these beds will be added is considered somewhat remote because of the oversupply. Given growth in demand of 2.75 percent (as previously estimated), additions to the supply will eventually be necessary to satisfy this growth. We have employed particular assumptions based on aforementioned CON methodologies in order to estimate potential additions to the supply. The occupancy threshold represents the attainment of a market occupancy level which triggers the need for additional beds. We have selected a threshold occupancy level of 95.0 percent. The urban market limits the sensitivity to additions to the supply because of overlapping markets. Accordingly, we have set the minimum incremental increase in additions to the supply at 90 beds. Table C-3 presents the estimated occupancy rates for the subject over the eight-year projection period and the key assumptions applied to the calculations. 11 24 Tellatin, Louis & Andreas, Inc. 1 11 Table C-3 SUBJECT OCCUPANCY RATE PROJECTIONS OVER THE PROJECTION PERIOD Assumptions For Occupancy Changes Over The Projection Period Annual Growth in Demand: 2.75% Occupancy Threshold for Added Beds: 95.0% Minimum Incremental increases to Supply of Beds: 90 Maximum Market Occupancy 96.0% Total Beds Total Subject Subject Subject Annual Total Market Added To Market Fair Occupancy Estimated Demand Beds Bed Previous Occupancy Share of Penetration Occupancy Year Growth Demanded Supply Supply Rate Demand Rate Rate Current 1,109 1,284 86.4% 24.4% 86.9% 75.1% 1996 2.75% 1,140 1,284 0 88.8% 24.4% 88.0% 78.1% 1997 2.75% 1,171 1,284 0 91.2% 24.4% 88.0% 80.3% 1998 2.75% 1,203 1,284 0 93.7% 24.4% 88.0% 82.4% 1999 2.75% 1,236 1,284 0 96.0% 24.4% 88.0% 84.5% 2000 3.50% 1,279 1,374 90 93.1% 22.8% 88.0% 81.91% 2001 2.00% 1,305 1,374 0 95.0% 22.8% 88.0% 83.6% 2002 2.75% 1,341 1,374 0 96.0% 22.8% 88.0% 84.5% 2003 3.50% 1,388 1,464 90 94.8% 21.4% 88.0% 83.4% The subject has begun the latter stage of its expected life whereby it is experiencing a persistent penetration below the market average. As a result of these conclusions, the subject occupancy increases over the projection period with corrections in the occupancy occurring as the projected additional beds are added to the supply. The intent of this supply and demand analysis has been to show the impact of additional supply as it affects the subject occupancy. Payor Mix Analysis Estimating the most probable payor mix of the subject is essential in the valuation of a long-term care facility. In most instances, Medicaid is less profitable than the other payment forms. Thus, the greatest degree of competition for patients is in the private-pay market. The payor mix conclusions are vital to the income analysis and represent a major element of comparison in the direct sales comparison approach. The payor mix is affected by local economic conditions, local supply-and- demand conditions, specific physical features, and characteristics of location and reputation. Also, Medicaid eligibility requirements vary from state to state. One important reason for examining the socioeconomic characteristics of the market area of the subject in the regional and neighborhood analyses is to assess the market area's current (actual) and otential) capability of supporting the subject nursing home future ( . p All other things equal, facilities located in market areas that have high income levels and property values typically achieve higher private-pay mixes than nursing homes located in poorer areas. The physical condition of the facility also impacts the ability of a facility to achieve a high private-pay mix. Obviously, newer, more attractive buildings and sites have the advantage. The reputation of the facility also contributes substantially to the payor mix of the subject. Under stable market 25 Tellatin, Louis & Andreas, Inc. conditions, the current and historical payor mixes of the subject provide a sound indication of its probable future payor mix. However, any new facilities opening in the market area will have an impact on the market. Generally, a new facility will reduce the private-pay percentage of the other nursing homes in its market area because new facilities tend to attract higher percentages of private-pay admissions. Private-Pay Mix: The statewide private-pay mix was 28.4 percent during 1994, and the private-pay mix for all nursing homes in Cumberland County during all of 1994 was 34.0 percent.2 As discussed in the regional and neighborhood analyses of this report, the average household income of the residents in the primary market area of the subject is greater than the state and regional averages, and correspondingly, the poverty rate is low. Taken together, these data suggest that there is average to good prospects for a relatively high private-pay mix in this market. Table C-4 presents the current private-pay mixes for the subject and competitive facilities, and the subject's historical private-pay mixes for the last three years. For the purpose of this appraisal, VA patient days are classified as private-pay. Table C-4 SUMMARY OF COMPARABLE NURSING HOME PRIVATE PAY MIXES Private-Pay # of Private- Market No. Name Beds Pay Mix Captured 1 Camp Hill Care Center 118 1.3% 0.4% 2 Leader Nursing & Rehab Center 103 54.5% 15.5% 3 Blue Ridge Haven Center-East 67 24.1% 4.4% 4 Leader Nursing & Rehab Ctr.-LP 240 20.9% 13.9% 5 Susquehanna Ctr.-Nurs. & Rehab 180 17.8% 7.5% 6 Bethany Village Retirement Ctr 69 62.4% 12.1% 7 Messiah Village 194 69.3% 38.2% Subject Facility 313 11.3% 7.9% Market Area Totals and Averages 1,284 30.0% 100.0% High 69.3% 38.2% Low 1.3% 0.4% Private-pay Mix History for the Subject 12/31/93 7.7% 12/31/94 7.0% 08/31/95 9.8% Average of Period Reviewed 8.1% Since private-pay patients are the most discretionary in their choices for long-term care, private-pay mixes give the greatest insight for preference rankings among competitors. The subject is one of the least-preferred facilities in the market, because, as mentioned earlier, it is often the target of industry protests descending on the capital. The private-pay mix of the subject falls below the market average mix, and the subject captures 7.9 percent of the private-pay market. Competitor One is an affiliated facility that also suffers from a poor reputation, and it is located just to the east of the subject. The distribution of the private- 2 ibid 26 Tellatin, Louis & Andreas, Inc. located just to the east of the subject. The distribution of the private- pay demand is evenly imbalanced among the competitors indicating that prospective patients are distinguishing among facilities. Several competitors benefits from offering complementary levels of senior housing. As shown earlier in the supply analysis, market demand will eventually prompt the addition of new beds. The private-pay capture rate of the new beds is expected to be greater than the current market average private-pay mix since the new beds will be featured within new, attractive, well- located facilities. The private-pay mix of the new beds is estimated at 40.0 percent. The new facility will attract these private-pay patients from the other competitors reducing the private-pay penetration rates and mixes of the subject and the other competitors. Other than shifts in the payor mix caused by added bed supply, the private-pay penetration rate and payor mix will remain fairly stable for the competitive market in general, and for the subject specifically, over the projection period. The prospects for the subject are not good for attracting private-pay patients. Therefore, we project an 8.0 percent private-pay mix for the first year which equates to a 5.8 percent share of the private-pay market. Private-pay attrition is -occurring universally in the nursing home industry, and the subject is not immune to this phenomenon as demonstrated by its recent historical census mix trend. The private pay mix of Cumberland County declined slightly from 34.2 percent in 1993 to 34.0 percent in 1994; similarly, the statewide mix declined from 29.3 to 28.4 percent .3 Private-pay attrition is attributable to a more-educated senior population who is sheltering assets from Medicaid or choosing alternatives to skilled nursing care. Also, as a facility ages, its appeal diminishes in most cases. There is an inverse relationship between the increasing Medicaid mix and private-pay attrition. The decline from 1993 to 1994 is considered fairly most compared to most areas of the state. We have estimated the private-pay mix attrition rate to equal 2.0 percent for the private-pay mix of the previous year throughout the projection. The attrition is applied in Table C-7 to the market which in turn affects the subject payor mix. VA Mix: Veterans Administration (VA) patients are incorporated in the previous analysis of the private-pay payor mix. The VA mix will be included in the private-pay mix and rate projections. Based on the foregoing analyses, the projected private-pay mix for the competitive market, and specifically the subject, for the eight-year projection period is shown on Table C-5. ibid. 27 Tellatin, Louis & Andreas, Inc. 1 1 Table C-5 ANALYSIS OF PRIVATE-PAY MARKET CAPTURE RATE AND PAYOR MIX PROJECTIONS No. Name 1 Camp Hill Care Center 2 Leader Nursing 8 Rehab Center 3 Blue Ridge Haven Center-East 4 Leader Nursing 8 Rehab Ctr.-LP 5 Susquehanna Ctr.-Nurs. 8 Rehab 6 Bethany Village Retirement Ctr 7 Messiah Village Subject Facility Additions to the Supply Total Market 1 Camp Hill Care Center 2 Leader Nursing 8 Rehab Center 3 Blue Ridge Haven Center-East 4 Leader Nursing 8 Rehab Ctr.-LP 5 Susquehanna Ctr.-Nurs. 8 Rehab 6 Bethany Village Retirement Ctr 7 Messiah Village Subject Facility Private-Pay Days for Additions to the Supply Total Market Private-Pay Days Proiected Private-Pay Capture Rates 1996 1997 1998 1999 2000 2001 2002 2003 0.4% 0.4% 0.4% 0.4% 0.4% 0.4% 0.4% 0.3% 15.8% 15.8% 15.8% 15.8% 14.3% 14.3% 14.3% 12.8% 4.5% 4.5% 4.5% 4.5% 4.1% 4.1% 4.1% 3.6% 14.2% 14.2% 14.2% 14.2% 12.8% 12.8% 12.8% 11.5% 7.7% 7.7% 7.7% 7.7% 6.9% 6.9% 6.9% 6.2% 12.4% 12.4% 12.4% 12.4% 11.2% 11.2% 11.2% 10.0% 39.0% 39.0% 39.0% 39.0% 35.2% 35.2% 35.2% 31.5% 5.8% 5.8% 5.8% 5.8% 5.3% 5.3% 5.3% 4.8% 0.0% 0.0% 0.0% 0.0% 9.7% 9.7% 9.6% 19.1% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% Proiected Private-Pay Patient Days 1996 1997 1998 1999 2000 2001 2002 2003 1.4 75 1.5 1.5 1.3 1.3 1.4 1.2 53.0 53.4 53.7 54.0 49.4 49.4 49.9 45.3 15.1 15.2 15.3 15.4 14.1 14.1 14.2 12.9 47.5 47.8 48.1 48.4 44.2 44.3 44.7 40.6 25.6 25.8 26.0 26.1 23.9 23.9 24.1 21.9 41.5 41.8 42.0 42.3 38.7 38.7 39.1 35.5 130.6 131.5 132.3 133.1 121.6 121.8 122.9 111.6 19.6 19.7 19.8 19.9 18.2 18.2 18.4 16.9 0.0 0.0 0.0 0.0 33.5 33.5 33.5 67.6 335.0 337.2 339.2 341.2 345.4 345.8 348.6 353.9 Subject Private-Pay Capture Rate 5.8% 5.8% 5.8% 5.8% 5.3% 5.3% 5.3% 4.8% Subject Private-Pay Mix 8.0% 7.8% 7.7% 7.5% 7.1% 7.0% 6.9% 6.4% Medicare Mix: Medicare is a federal entitlement program that provides d i l nurs ng or e short-term coverage for those 65 and older who require skil rehabilitative care on a daily basis. Effective January 1, 1989, the Catastrophic Health Care Bill (CHCB) upgraded the extent of coverage for most persons age 65 and over. In general, Medicare provided short-term coverage for the first 150 days of skilled nursing home care, requiring the patient to make only a co-payment of $20.50 for the first eight days, and covering the remaining 142 days entirely under this act. As a result of this law, most nursing homes 1 experienced large increases in Medicare census. However, this law has now been rescinded, limiting coverage to only 100 days with Medicare entirely covering the first 20 days and a co-payment of $92.00 being required from the. patient for the remaining 80 days of potential coverage. At most facilities, Medicare has diminished to a level below the peak utilization of 1989, but utilization has not reverted to the lower pre-1989 level because management has learned how to operate within the Medicare system and trained staff to provide the necessary 28 Tellatin, Louis & Andreas, Inc. skilled-care services. Also, nursing home patients are entering nursing homes in conditions that require greater acute care, and most often, admissions are referred directly from hospitals. In order to qualify for Medicare coverage, a nursing home patient must have experienced a three- day hospital stay immediately prior to admittance to the nursing home. Most admissions from hospitals are covered by Medicare for the purpose of observation and assessment for a maximum of the first 20 days. Thus, the Catastrophic Health Care Bill prompted most nursing home administrators to pursue more Medicare patients in 1989, and upon rescission of CHCB, management personnel have attempted to retain this payor mix given their new and/or enhanced knowledge of the system. Table C-6 presents the current Medicare mixes for the subject and competitive facilities, and the subject's historical Medicare mix for the last three years. Table C-6 SUMMARY OF COMPARABLE NURS ING HOME MEDICARE MIXES Medicare # of Medicare Market Subacute No. Name Beds Mix Captured Specialty 1 Camp Hill Care Center 118 20.7% 17.0% Yes 2 Leader Nursing & Rehab Center 103 23.5% 16.8% Yes 3 Blue Ridge Haven Center-East 67 9.4% 4.3% No 4 Leader Nursing & Rehab Ctr.-LP 240 16.3% 27.2% No 5 Susquehanna Ctr.-Nurs. & Rehab 180 5.1% 5.4% No 6 Bethany Village Retirement Ctr 69 8.3% 4.1% No 7 Messiah Village 194 6.9% 9.6% No Subject Facility 313 8.8% 15.6% No Market Area Totals and Averages 1,284 11.9% High 23.5% Low 5.1% Pay or Mix History of the Subject 12/31/93 7.6% 12/31/94 11.0% 08/31/95 11.8% Average of Period Reviewed 10.1% According to figures published by the American Health Care Association, Medicare patients represent 6.6 percent of all patients in freestanding nursing facilities4. The management of the subject aggressively pursues Medicare patients. It has 61 Medicare-certified beds and adequate building area for therapy services to maximize overhead cost shifting. The historical Medicare mix for the subject has been greater than the market and state average (7.8% -- 1994). The subject receives its Medicare referrals from several hospitals in the th 95 area. According to a CON inventory list ere , effective July 14, 19 were no approved hospital-based SNF beds not yet licensed in Cumberland < American Health Care Association, Facts and Trends, The Nursing Facility Sourcebook. 1995 29 Tellatin, Louis & Andreas, Inc. County. However, 25 beds were recently added to Seidle Memorial Hospital in Mechanicsburg, about eight miles to the west. The addition of these beds will have a minor impact on the subject. Based on these considerations, the Medicare mix of the subject should remain consistent with its historical performance. Given management's inclination for a higher acuity mix, and the anticipated hospital situation, we expect the subject will continue to experience a Medicare mix that is consistent with its historical average. Thus, we project a first-year Medicare mix of 11.9 percent. Medicaid Mix: Medicaid is the payor of last resort, and the Pennsylvania Medicaid program pays the least in most cases. The remaining portion of the payor mix is projected to consist of Medicaid patients. Table C-7 summarizes the payor mixes for the projection period. Table C-7 ESTIMA TED PAYOR M IX OF THE SUBJECT OVER THE HOLDING PE RIOD Payor Mix Natural Assumptions Private-pay Over The Proiection Attrition Factor: Period -2.0% Subject Market Medi care Pene tration: 100.0% Private-pay Capture Rate of New Beds: 40.0% Natural --------------------- Market Payor Mix Data - -------------- ------- Year Annual Demand Private --------- Percentages ---------- Attrition Private --- Aver age Number of Days -- Private End Growth Rate Medicaid Medicare & Other Medicaid Medicare & Other Current 1996 2.75% -2.0% 58.0% 58.7% 11.9% 30.0% 11.9% 29.4% 644.0 668.9 132.0 135.6 333.0 335.0 1997 2.75% -2.0% 59.3% 11.9% 28.8% 694.3 139.3 337.2 1 1998 2.75% -2.0% 59.9% 11.9% 28.2% 720.7 143.1 339.2 1999 2.75% -2.0% 60.5% 11.9% 27.6% 747.9 147.0 341.2 2000 3.50% -2.0% 61.1% 11.9% 27.0% 781.9 152.1 345.4 2001 2002 2.00% 2.75% -2.0% -2.0% 61.6% 62.1% 11.9% 26.5% 11.9% 26.0% 804.1 832.9 155.1 159.4 345.8 348.6 2003 3.50% -2.0% 62.6% 11.9% 25.5% 868.9 165.0 353.9 Subject Subject Subject Subject Subject New Private Private Medicare Medicare Medicaid Year Beds In Market End Market Captured Mix Market Estimate Penetration mix Estimate mix Estimate C urrent 7.9% 11.3% 73.8% 8.8% 79.9% 1996 0 5.8% 8.0% 100.0% 11.9% 80.1% 1997 0 5.8% 7.8% 100.0% 11.9% 80.3% 1998 0 5.8% 7.7% 100.0% 11.9% 80.4% 1999 0 5.8% 7.5% 100.0% 11.9% 80.6% 2000 90 5.3% 7.1% 100.0% 11.9% 81.0% 2001 0 5.3% 7.0% 100.0% 11.9% 81.1% 2002 2003 0 90 5.3% 4.8% 6.9% 100.0% 6.4% 100.0% 11.9% 11.9% 81.2% 81.7% Rate Analysis This section analyzes the market and governmental data that set the most probable private-pay, Medicaid, and Medicare rates. 30 Tellatin, Louis & Andreas, Inc. 1 Private-pay Rates: Private-pay rates are the only rates that are not regulated in Pennsylvania; these rates are set by competitive market forces. The relative differences in neighborhoods, physical qualities of the nursing home property, level of care, and general reputation of the facility in the community at large and the health-care community in particular, directly influence the private-pay rates. This appraisal embraces these issues by directly comparing these various attributes of the subject to the competitive facilities. By utilizing this comparison process and examining actual historical results of the subject nursing home, we can firmly establish the most probable stabilized average private-pay rate. Table C-8 presents the private-pay rates for the subject and the competitors according to acuity level and room type. Since semi-private rooms are most abundant, these rates provide the best comparisons; greater disparity is typical among the rates for private rooms since some facilities will charge a substantial premium while others will not. Table C-8 SUMMARY OF COMPARABLE NURSING HOME PRIVATE-PAY RATES ---------------- Private-Pay Rates --------- -------- No. Name ----- SNF Private ------ 2-Bed ----- ICF Private ------ 2-Bed ----- AL Private Z ------ 2-Bed 1 Camp Hill Care Center $118.00 $115.00 $118.00 $110.00 2 Leader Nursing & Rehab Center 131.00 140.00 125.00 3 4 Blue Ridge Haven Center-East Leader Nursing & Rehab Ctr.-LP 125.00 138.00 110.00 125.00 125.00 138.00 110.00 125.00 145.00 5 Susquehanna Ctr.-Nurs. & Rehab .320.00 160.00 153.00 124.00 124.00 6 Bethany Village Retirement Ctr 146.00 130.00 146.00 130.00 7 Messiah Village Subject Facility 120.00 201.00 118.00 127.00 120.00 161.00 118.00 102.00 120.00 118.00 Market Area Totals and Averages $166.86 $127.00 $137.63 $118.00 5120.00 $129.00 High $320.00 $160.00 5161.00 $130.00 $120.00 $145.00 Low $118.00 $110.00 $118.00 $102.00 $120.00 $1.18.00 Average Private-pay Rate History of 12/31/93 the Subj $94.72 ect ' 12/31/94 $112.16 08/31/95 5130.62 Current $122.59 1 I The private-pay rates of the subject are in the middle to lower portion of the competitive range. The subject is one of the least-preferred facilities in the market, but management is still pricing private-pay rates relatively high sacrificing private-pay mix. The projected average, stabilized, private-pay rate for the subject is $125 per patient day, or slightly high than its approximate current average rate. Medicaid Rate Analysis: The current Medicaid rate for the subject is $116.00 based on a new case-mix reimbursement that was implemented January 1, 1996. The reimbursement system is administered by the Department of Public Welfare (hereafter the "Department"). 31 Tellatin, Louis & Andreas, Inc. 1 Under this case-mix system, rates are determined prospectively and are divided into four cost components: resident care, other resident care, administrative, and capital costs. Nursing facilities are categorized into peer groups based on the facility's geographic location and number of certified beds. The Department sets a per diem rate for each nursing facility that: 1) equals the nursing facility's resident care peer group price, adjusted to reflect the resource usage of the nursing facility's Medical Assistance (MA) residents, limited by a profit cap; and 2) the other resident related peer group price, limited by a profit cap; and 3) the nursing facility's administrative peer group price; and 4) an additional facility-specific capital rate. A separate peer group has been established for hospital- based nursing per diem rate facilities. on a quart The Department adjusts the nursing facility's erly basis to reflect changes in the nursing facility's Medicaid case mix. The case mix system adjusts the resident care costs by the case mix index to reflect the resource use of residents in each nursing facility. The Resource Utilization Groups-Version III system (RUGS-III), a 44-group classification system, is used when determining each facility's case-mix index. Data from the Minimum Data Set instrument and Pennsylvania Medicaid supplement are used to classify residents in each nursing facility. Resident care costs include salaries, benefits, and contract labor for ' nursing, the director of nursing, related clerical staff, practitioners, the medical director, utilization and medical review, social services, resident activities, volunteer services, over-the-counter drugs, medical supplies, therapies (physical, occupational and speech), oxygen, and beauty and barber. The resident care expenses are case-mix neutralized prior to the determination of the median peer group setting. The ceiling i is established at 117.0 percent of the peer group using the most recently audited Medicaid cost reports, which are from 1992 in most cases. The facility-specific resident care rate is the lesser of the peer group ceiling, or the last audited, case-mix neutralized costs, rolled forward by the DRI factor to December 31, 1995, multiplied by 103.0 percent, plus 30.0 percent of the difference between that product and the peer-group ceiling. The rate is then adjusted to reflect the case mix index. A facility-specific price is adjusted for the case-mix index quarterly. As of January 1, 1996, the subject receives $70.96. Other resident related costs include salaries and benefits paid to dietary workers, food, salaries, benefits and supplies for laundry, housekeeping, plant operations and maintenance. This cost center is not adjusted for the patient case mix; the cost ceiling is set at 112.0 percent of the peer group median. The facility-specific other resident related cost component is the lesser of the peer group ceiling, or the latest audited cost report rolled forward by the DRI factor, plus 30.0 percent of the difference between that product and the peer-group ceiling. As of January 1, 1996, the subject receives $29.38. Administrative costs include salaries and benefits paid to the administrator, office personnel, management fees, home office costs, professional services, determination of eligibility costs, advertising, travel /entertainment, telephone, insurance, allowable working capital interest, legal fees, transportation equipment depreciation, transportation equipment interest, and amortization of administrative 32 Tellatin, Louis & Andreas, Inc. I costs. All facilities within a peer group receive the same payment, set at 104.0 percent of the audited peer group median; a minimum occupancy rate of 90.0 percent is applied to this rate component. As of January 1, 1996, the subject receives $9.37 which is the peer group ceiling. For the first six months- of the case-mix program, the Department's estimated peer group price ceilings are as shown as follows. The subject property is in Peer Group 4. Pennsylvania Department of Public Welfare's Case Mix Peer Group Prices (Ceilings) 1/1 /96 through 6/ 30/96 Other Total Peer Resident Resident Adminis- Before Grou Care Related trative Capital 1 $77.88 $37.60 $9.66 $125.14 2 64.61 27.53 11.98 104.12 3 63.03 28.66 11.95 103.64 4,1,10 76.68 .33.44 9.37 119.49 5 58.61. 24.86 10.33 93.80 6 57.32 25.91 10.39 93.62 8 55.00 25.88 9.64 90.52 9 51.37 23.97 10.05 85.39 ' 11 54.70 22.81 8.82 86.33 12 47.71 23.90 9.54 81.15 13 92.09 59.16 20.64 171.89 14 80.41 48.60 14.39 143.40 Payments of capital costs are determined on a facility-specific, prospective basis and are based on: the fair rental value of the nursing facility, a selected financial yield rate, and the nursing facility's real estate taxes, or reasonable payment made in lieu of real estate taxes. In the event of a change in ownership, the new owner, or provider, will receive the same capital rate as the old provider. With regard to the capital cost component of the rates, appraisers estimate the value of the physical plants (building, land and FF&E) of each nursing home in the state. The maximum value is $22,000 per bed for the January 1, 1996 rate, but the ceiling will be increased to $26,000. According to Mr. Robert Sife with the Pennsylvania Health Care Association, only 32 of the 636 facilities within the Medicaid system were appraised -for less than the $22,000 original ceiling. Therefore, most facilities receive the same capital payment. Property taxes are included in the capital payment as a direct pass through. The fair rental value of each facility is determined by applying the going rates for 60-month average Aaa corporate bonds (Moody's) to the appraised value of each facility. The rate currently in effect is 8.24 percent. Using this appraised value methodology, the capital component of the Medicaid rate effectively pays for the economic or use value of the asset. The Department believes that this methodology encourages equity build-up, continuity of ownership, and increased bargaining on the part of nursing [1 33 Tellatin, Louis & Andreas, Inc. home owners to obtain low-cost capital financing. This payment constitutes compensation for all capital costs, including rent, depreciation, interest on property debt, and return on equity. Si nce the appraised value of most facilities exceeds the $22,000 per bed limit, renovation expenses often go unreimbursed. This payment system discourages capital improvements. The appraised value of the subject facility for the fair market rental valuation, effective March 31, 1995 is: Land $ 620,800 Building 5,952,900 Land Improvements 239.000 Subtotal $6,812,700 Movable Equipment 524.000 Total $7,337,400 Total Per Bed $ 2121.7 66 Real Estate Only Per Bed $ n_,__442_ The appraised value exceeds the $22,000 per-bed limitation, thus the facility will be paid on the $22,000 basis. The capital payment will be limited to the 90.0 percent minimum utilization rate since the census never reaches this level throughout the entire forecast period. Based on the minimum occupancy of 90.0 percent, and the current 8.24 percent return factor, the capital component of the rate is $5.56. Medicare Part A Rate Analysis: Medicare is a federal program administered by the Health Care Financing Administration (HCFA). Medicare reimbursements are computed on a cost-based retrospective system whereby an interim rate is reimbursed through the fiscal year with a year-end settlement based on the differential between allowable actual costs and the reimbursements received from the interim rate. Since Medicare patients must spend three days in a hospital immediately prior to admittance to a nursing home in order to qualify for the program, their conditions are typically more acute, requiring greater care than other nursing home patients. Medicare recognizes the greater costs associated ' with high-acuity patients by including ancillary services in the reimbursement. Medicare distinguishes services as either "routine" or "ancillary" -- ancillary services are either Part A or Part B. The routine services are reimbursed based on the lower of actual costs or charges (most frequently costs) up to a regional peer group ceiling set at 112.0 percent of the mean (excluding capital). HCFA has frozen routine cost ceilings, and several extensions have been made delaying the termination of the freeze. Within the routine costs, capital costs are computed based on facility- specific interest costs plus depreciation with no allowance for equity. Part A routine services are combined with costs for Part A ancillary services which correlates to the interim Medicare rate. The Part B ancillary services apply to patients who no longer qualify for Medicare Part A but who do require and qualify for certain therapy services. These Part B ancillary services are billed separately from the interim rate. Most providers combine Part B revenues with private-pay ancillary revenues in the income statement. Part B ancillaries will be discussed and projected in the income approach. 34 Tellatin, Louis & Andreas, Inc. Ir-] u Medicare reimburses for Part A based on the lower of cost or charges. As a part of the costs, overhead is allocated to the therapies based on building area dedicated to therapy room(s) and other units of measure which relate to the step-down allocation process. The age of the facility is a major influence on overhead because newer facilities have greater capital costs than older facilities; these capital costs are allocated as a part of overhead. The overhead is essentially the profit on the therapy services. According to industry reimbursement consultants and accountants, overhead allocation typically results in a 15.0 to 30.0 percent "profit margin" on the ancillary services. As of the date of inspection, the Medicare interim rate for the subject is $282.00, effective November 11, 1995. The previous rate was $274.00. These rates seem high based on the historical performance as presented in Table H-1 in the Income Analysis -- $254.19 in 1994 and $210.51 in 1995. We have used $230.00 for the projected Medicare rate. Operator sophistication can have a tremendous impact on Medicare reimbursements. Documentation of services is required for reimbursement, and if services are rendered but not documented, Medicare will not adequately reimburse for the services. If documentation is erroneous, Medicare will make an "exception" to the identified charge, and management must correct the error in a timely fashion, or Medicare may disallow the cost of the service. In the past, many small operators have elected to ' forgo participating in the Medicare program as a result of these documentation requirements. However, since a larger percentage of nursing home residents are referred to nursing homes from hospitals, Medicare participation is becoming more essential to maintain occupancy levels. The advent of computer software programs has improved documentation. Clearly, the provision of ancillary services for Medicare is one of the most obvious examples of the business enterprise component in the value for a nursing home. In general, nursing home operators merely view the real estate as a platform for providing health care services, and in general, greater services creates higher profits and more value within the business enterprise. Inflation Analysis: The rate of inflation for medical services has consistently exceeded the overall inflation rate as measured by the Consumers' Price Index (CPI). In the past, increases in long-term health costs were are directly tied to additional services required by OBRA in 1990 and to the general shortage of nurses. Essentially, the underlying costs have increased as well as the provision of health care services. The Medicaid payment is almost entirely cost driven, while the private-pay rates are influenced by market forces. The estimated inflationary rate for the variable components of the Medicaid payment should equal the aggregate inflation rate of the operating expenses. A separate ' inflationary rate for the property cost component of the Medicaid rate is estimated since this portion of the rate is relatively fixed. ' The private-pay rates are influenced by costs and free-market competitive forces. Changes in the private-pay rates do not necessarily correlate to changes in Medicaid rates or actual changes in operating expenses. However, under market equilibrium conditions where supply and demand for beds are in balance, changes in private-pay rates tend to parallel 1 35 Tellatin, Louis & Andreas, Inc. inflationary increases for expenses. Because the competitive market is currently in balance and is expected to remain fairly stable throughout the projection period, we have applied a 3.59 percent annual inflation ' rate to the private-pay rate projections; this rate approximates the aggregate inflation rate of the operating expenses. u 1 1-1 L 1 36 Tellatin, Louis & Andreas, Inc. Competitive Analysis Conclusion Based on the foregoing analysis of competitive facilities and related market trends, we have conclude d the following stabilized rates and occupancy characteristic s for the subject facility. Table C-9 SUMMARY OF CONCLUDED OCCUPANCY, PAYOR MIX AND RATES FOR THE SUBJECT OVER THE PROJECTION PERIOD Inflation Rates Private 3.59% Medicare 3.59% Medicaid Variabl e 3.59% Medicaid Capital N/A Annual Year Occupancy ------- Private Payor Mixes ------- -------- Average Daily Rates Medicare Medicaid Medicaid --------- Medicaid End Rate Mix Mix Mix Private Medicare Variable Property 1996 78.1% 8.0% 11.9% 80.1% $125.00 5230.00 $110.44 $5.56 1997 80.3% 7.8% 11.9% 80.3% 129.49 238.25 111.30 5.56 1998 82.4% 7.7% 11.9% 80.4% 134.14 246.80 114.98 5.56 1999 84.5% 7.5% 11.9% 80.6% 138.95 255.66 118.76 5.56 2000 81.9% 7.1% 11.9% 81.0% 143.94 264.84 123.62 5.56 2001 83.6% 7.0% 11.9% 81.1% 149.11 274.34 127.81 5.56 2002 84.5% 2003 83.4% 6.9% 6.4% 11.9% 11.9% 81.2% 154.46 284.19 132.31 81.7% 160.00 294.39 137.33 5.56 5 56 . PROJECTED STABILIZED RATES, PAYOR MIX AND OCCUPANCY ' Payor Average Mix Rate Private-pay & Other 8.0% $125.00 Medicare 11.9% 230.00 ' Medicaid 80.1% 116.00 Total 100.0% $130.29 Occupancy Rate 78.1% The stabilized occupancy rate, payor mix and average daily rates for the disparate payment sources are tethered to current and probable future ' market conditions and the historical trends of the subject and competitive facilities. These projections are consequential in developing well- supported value evidence for the valuation methods. A deficiency in the occupancy rate, Medicaid reimbursement or payor mix can assist the measurement of external obsolescence estimated in the cost approach. The analyses of these factors suggest that there is no significant external obsolescence resulting from factors of occupancy, payor mix or rate formation. ' The census projections are the foundation in the estimation of revenue in the income capitalization approach. The sale comparison approach matches several elements of the competitive analysis to the comparison processes of the sale data. Of particular importance are the Medicaid property cost rate, payor mix and occupancy level. 37 Tellatin, Louis & Andreas, Inc. 1 HIGHEST AND BEST USE ANALYSIS Highest and best use may be defined as: ' The most profitable likely use to which a property can be put. The opinion of such use may be based on the highest and most profitable continuous use to which the property is adapted and needed, or likely to be in demand in the reasonably near future. However, elements affecting value that depend upon events or a combination of occurrences which -- while within the realm of possibility -- are not fairly shown to be ' reasonably probable should be excluded from consideration. Also, if the intended use is dependent upon an uncertain act of another person, the intention cannot be considered. • That use of the land which may reasonably be expected to produce the greatest net return to land over a given period of time. The legal use which will yield to land the highest present value, sometimes called "optimum use." The highest and best use of the land if vacant and available for use may be different from the highest and best use of the improved property. This will be true when the improvement is not an appropriate use and yet makes ' a contribution to total property value in excess of the value of the site. f In estimating highest and best use, there are essentially four stages o analysis. 1. LEGALLY PERMISSIBLE - What uses are permitted by zoning and deed restrictions on the site in question? 2. PHYSICALLY POSSIBLE - To what use is it physically possible to put the site in question? 3. FINANCIALLY FEASIBLE - Which possible and permissible uses will produce any net return to the owner of the site? 4. MAXIMALLY PRODUCTIVE - Among the feasible uses, which use will produce the highest net return or the highest present worth? Highest and best use may be either that of the land alone (assuming the ' improvements are demolished) or that of the land as presently improved. Highest and Best Use - As If Vacant i The 6.8-acre site of the subject is irregular, and the topography is level to gently sloping, presenting no physical limitations for improvements containable within the dimensions of the site. The site is located in a small office district. The "OA" Office/Apartment zoning of the property permits offices and apartments plus other uses detailed in Exhibit C in the addenda. The zoning designation is the most restrictive aspect of this analysis. Given these considerations, it is our opinion that the highest and best use of the subject site, if vacant and available for an alternative development, is as a use that conforms to the zoning designation. 38 Tellatin, Louis & Andreas, Inc. 1 Highest and Best Use - As Improved The subject site is developed with a 313-bed, nursing home, which has been in operation for 30 years. The improvements were specifically designed ' for a nursing home and have minimal value for any other use. As discussed in the analysis of competitive facilities, the occupancy levels for area nursing homes are adequately high, and the forces of supply and demand ' indicate favorable market conditions into the future. Given these conditions, the highest and best use of the property is its continued use as a nursing home facility. ' Highest and Best Use - Conclusion The as-improved highest and best use of the subject property is its present use as a nursing home facility. There is no alternative use of t ill e a genera the site alone, or of the improved property that w sustainable net operating income, and/or community benefit, that will exceed the return achieved under the current use. Thus, we conclude that ' the highest and best use is as a nursing home facility. L L 1 39 Tellatin, Louis & Andreas, Inc. VALUATION PROCEDURES The appraisal problem is defined and relevant data are collected in order to understand the forces and influences affecting the value of the subject property. Typically, three appraisal approaches are used to derive separate indications of value. These three perspectives incorporate fundamental concepts and principles in the estimation of the market value of the business enterprise for the subject property. The Cost Approach The cost approach relies on the basic principles of substitution, balance and externalities. The current reproduction or replacement cost of the improvements is estimated, and the depreciation is deducted. Depreciation results from three sources: physical deterioration, functional obsolescence, and economic obsolescence. A summation of the market value of the land, assumed vacant, along with the depreciated cost of the improvements and equipment, provides an indication of the total value of the tangible property. This technique does not measure the value of the business assets that are the product of a certificate of need (tantamount to a franchise), assembled workforce, and other economic benefits accrued ' from non-realty and non-personal-property assets. The Sales Comparison Approach The sales comparison approach invokes the principle of substitution, which states that a buyer will not pay more for one nursing facility than for another that is equally desirable. The sales comparison approach produces an estimate of value by comparing the subject property to recent sales of similar nursing homes. The comparison process analyzes differences in location, physical qualities, occupancy, payor mix, Medicaid ' reimbursements and other economic factors. Adjustments are applied to the t f th l i s o e emen c e sale prices to reflect the different physical and econom subject. The adjustments are based on various techniques that apply linear regression and matched-pair analyses of sale data, economic- inferred factors and intuitive rationale. The adjusted prices narrow the price range into an indication of value for the subject. The Income Capitalization Approach The income capitalization approach is based on an estimate of the most ' probable net operating income over a projected holding period. The initial-year net operating income is capitalized into an indication of value through direct capitalization process. The capitalization rate is a ratio of income to value. The income is measured by estimating its most likely payor mix, rate structure and occupancy level. The operating expenses are based on inflation-adjusted historical expenses for the subject and comparable facilit.ies, and are relative to any proposed changes in staffing and acuity levels. The capitalization rate is derived from comparable nursing home sale data. 1 40 Tellatin, Louis & Andreas, Inc. COST APPROACH The cost approach method values a property by (1) estimating the reproduction cost new of the improvements, (2) deducting the estimated ' depreciation, and (3) adding the market value of the land to arrive at a value indication for the real estate. The steps in the cost approach are summarized as follows. 1) Estimate the value of the land as though vacant and available to be developed to its highest and best use. ' 2) Estimate the reproduction or replacement cost of the improvements and equipment as of the effective date of the valuation. ' i i i th e on n at 3) Estimate and deduct the amount of accrued deprec improvements and equipment to arrive at a value indication for the improvements. 4) Add the depreciated cost of the improvements and equipment to ' the land value to arrive at a total indicated value of the property. Land Valuation The most common and usually the most accurate method of land valuation is based on a comparison of the value characteristics of the subject site with those value characteristics of land parcels that have recently been sold. The prices paid for the comparable properties are reduced to a unit price, such as price per acre or square foot, and are adjusted for the following elements of comparability: 1 Elements of Comparison Property Rig hts Conveyed: This adjustment considers differences in property rights and licensure. The subject is valued on the basis of fee simple interest with all necessary licenses held by the same ownership as the real an d personal property. If a sale involves a partial real estate interest, or conveyance of only the property and not the l icenses or other busines s assets, an adjustment is necessary to account ' for this deficiency. In this instance, all the sales involve full conveyance of property rights; thus, no adjustments are warranted for conveyance of property rights issues. Financing Adjustments: Occasionally, properties are sold with seller financing. Sellers often provide substantially lower interest rates than commercial or government lenders. In instances where sellers finance the sale at interest rates below market levels, prices are usually somewhat inflated to compensate for the lower interest rate. In order to adjust favorably financed transactions, the mortgaged amount is discounted at an appropriate market mortgage rate to reflect a cash equivalent price. None of the sales in this analysis involved seller financing.. 41 Tellatin, Louis & Andreas, Inc. 1 Conditions of the Sale: Transactions resulting from distressed conditions, or when the seller or buyer is under extraordinary motivation, pose a problem in the comparison process. In this instance, we have eliminated such transactions from the selection and analysis of comparable sale data. ' Market Conditions: Adjustments are applied to sales transacted in prior years under different market conditions where the general price level differs from the present level. The land sales used in this analysis occurred between August 1994 and December 1995. We have adjusted the sales in occurring in 1994 for general trends in the market. ' Location: Adjustments are applied to each sale to compensate for significant locational differences between the subject and the land sales. Relative accessibility, visibility and ' desirability of neighborhoods are considered in this adjustment. Zoning and Legal Restrictions: Although efforts are made to ' compare the subject site to sa les having the same or similar zoning clas sifications, there is often insufficient data for sales with sites are similar zoning. In also applied in these cases, differently zoned the comparative process, and adjustments are made according to allowable densities and to the degree of permissiveness. Zoning classifications affect property values, which typically increase in the following general order: agriculture, single-family residential, apartments, industrial and commercial. ' Size: Normally, larger parcels command lower unit prices than smaller but otherwise comparable parcels. This relationship is similar to a quantity discount typically found in most other transactions. This aspect has been isolated from the other physical adjustments. Physical Characteristics: Adjustments are made for differences in shape, topography and soils. Sites with very irregular configurations or ones with narrow shapes have less ' utility and are more difficult to develop to full potential; consequently, they possess less value. Terrain, degree of slope, soil conditions and drainage qualities play significant parts in the cost of developing a site. Those sites with fewer physical problems command higher unit values. ' Adjustments are also applied for differences in utility services. Sites lacking in any of the standard local services are typically discounted to reflect the cost of extending the service or to provide the site with its own system. An investigation of land sales in the vicinity of the subject disclosed only a few recent comparable sales that are useful in this analysis. The sale prices have been confirmed through government records. In Table L-1, these comparables are summarized and adjusted according to the ' aforementioned elements of comparison. 42 Tellatin, Louis & Andreas, Inc. f 1 1 1 1 1 1 1 1 !I 1 I. o ? C P o U ? P 003 I A O N C (= O @ Q P E in j N P + + IA 1n N L- 44 ( d w O LLJ 10 _ o c N N N M 0 O i i•. i N N •t M 00 •Q N ?r w M ( « M xxx xxxx o o o x O N 'r d m _ Ln ;a (g ty 001nN0 C ^ ? Z. P N s U 2 v o O M n _ .^ • \ a0 M x y N O N O N ° .9 N OI Y L a E O d S V W W N ?+ Z U t- N b L O O 0 xxxx xxxx K M `? Q U? Vf O?f'?t?? d 1nP 0001n•O o000 O \ O d 0N? W p 4 O ? Ln s Z 0 ( 00 M Z f O 2 O\ N L0 L N 11 w S / C ~ y a N r t O a o 00 N F- a DI O 8 0 ++ U = W V/ O_ O h N ? = L E N d > l 0 S O O r L p Vl C d ( W N a-f o0 o OOo 9 U N ( L -C d tiNY v?OP00?? N C L N CO V\ In C CD 0 V1 N ' . N N O ;9" \ Z O _ O M O W ` P O\ to 0 0 ( O U CL L Z N L, N N 2 P O \ ?N N N 2 . O ? p ? L O E N I ? N O O yy >• N E N ( C CC J W ~ U O D O C E _ T _ ( M Y y L/ ^ L ( Uj L CL J \ 911 ( N CL o0 oo o0C 0 ( DI > 4C d in y1 041 NN 1n?_ u ?o CO V ' D 0 00 • 00 00 .0.. \ Z ,L P o ° Ln > t ? Lr% R.•U -K z M L a M M O[ O C •O O D/ L ?t to L P N N w H ? ?Uf N N 'O d Ol V ry o O CD LvM N O i U 7 J O U 0 y 07 W ( r J ( L C W 7 Q y s J L N J L J i O a.. V E C y U E N Y 8 Y ? dv, 41 0 • L U L O U 4) ,V L O[ W 4) U Y • U d L( ?( 0 U ? ? L O W cc 10 w In • • U L L w C, OiC o E 7 G! 7 > C W ? F LL d N E 41 -- C u ay+ d U^ 0' M _ _ U J a + L N . . , Z it • O O L W d OI ++ .. 41 L- ... u U r+ C4 W Y w•^C 07 0 N d C L m 10 0 ?a O ?O•Y Ld d ? 6Vi OC W U= ? J N O O O H N Y d U 1 O NOD U 1- H N 7 W CL ( W 2 2 Z > 43 Tellatin, Louis & Andreas, Inc. Table L-1 on the preceding page summarizes the salient land sale data and the price adjustments applied to each sale. The adjusted prices range from $0.92 to $3.88 per square foot, and produce a $2.07 mean. Because no one sale is considered the most or least comparable to the subject, we have placed emphasis on the adjusted mean for the conclusion. Based on a comparative analysis of the sale data, the indicated value of the subject site (assumed vacant and available for development to its highest and best use) is as follows. $592,000 or 1 296,208 square feet @ $2.00 Per Square Foot -- Rounded Improvement Valuation The next step in the cost approach is to estimate the Reproduction Cost New (RCN) of the improvements. RCN is defined as the cost of reproducing ' a new replica property with the same or closely similar materials on the basis of current prices. Building costs, usually derived from nationally recognized construction cost reports, are available to the public on a subscription basis. Marshall and Swift, Boeckh, and F.W. Dodge are commonly used cost services. Cost data can also be obtained from actual construction costs of similar buildings recently erected in the community. There are two methods of estimating cost using construction cost reports. The comparative-unit method is used to derive an estimate of cost in dollars per square foot, as based on known costs of similar buildings after adjustment for time and physical differences. The segregated-cost t method is more complex since it involves estimating unit costs for the various building components as installed. Both methods are normally expressed in dollars per square foot. The RCN estimates of the improvements for the subject property are derived from the Marshall Valuation Service, a nationally recognized construction cost reporting service. In this instance, the segregated cost method, involving individual cost estimates for each building component, is applied. The RCN of the subject improvements is summarized as follows. 1 11 1 44 Tellatin, Louis & Andreas, Inc. i Summary of Reproduction Cost New No. of Price per Total Components Units Unit (1) Cost Site Preparation and Excavation Site Preparation 264,030 50.21 555,446 Excavation 63,000 0.28 17,640 Fill 88,010 0.27 23,763 Foundation: Class D, Masonry Veneer 88,010 1.86 163,699 Frame: Class C or D, Steel Stud 35,204 4.53 159,474 Floor Structure: Reinforced Concrete on Fill 50,541 2.96 149 600 Precast Concrete 3,500 7.29 , 25,515 Concrete on Steel Deck & Joist 26,969 9.44 254,591 Vapor Barrier and Perimeter Tile 50,541 0.46 23,249 Exterior Walls: Wood/Metal Stud Brick 52,806 16.42 867,075 Sheathing 52,806 0.81 42,773 Insulation 52,806 0.77 40,661 Roof Structure: Wood Deck on Wood Trusses or Joist 52,806 4.10 216,505 Steel Joist & Deck with Gypcrete 11,735 7.09 83,199 Roof Cover: Elastomeric, Single Ply 11,735 2.70 31,684 Composition Shingles 52,806 1.13 59,671 Interior Construction: Frame Partitions 88,010 18.73 1,648,427 Ceilings: Gypsum 22,003 1.27 27,943 Suspended Acoustical Tile 66,008 5.76 380,203 Floor Coverings: Vinyl Tile 76,569 3.75 287,133 Carpet and Pad 6,161 3.26 20,084 Ceramic Tile 3,520 8.49 29,888 Quarry Tile 1,760 8.49 14,944 Electrical: Electrical, Lights & Alarms 88,010 9.26 814,973 Emergency Generator 1 16,000.00 16,000 HVAC: Electric Baseboard 7,041 3.55 24,995 Individual Through-wall Heat Pumps 61,607 2.65 163,259 Zoned Warm & Cold Air 19,362 8.80 170,387 Plumbing: All Fixtures, Supply/Drain Piping Fire Protection: 88,010 8.57 754,246 Sprinklers 88,010 1.80 158,418 Elevators: Three-story 1.00 40.000.00 406000 Subtotal Superstructure: 88,010 576.87 56,765,442 BASEMENT CONSTRUCTION Exterior Walls: Reinforced Concrete 4,200 $9.89 141,538 Concrete Stock 4,200 7.24 30,408 Floor Structure: Reinforced Concrete on Fill 7,000 2.96 20,720 Interior Construction: Concrete Block Partitions 7,000 5.10 35,700 Floor Cover Vinyl Tile 7,000 3.75 26,250 Ceilings 7,000 1.27 8,890 HVAC 7,000 3.80 26,600 Plumbing 7,000 4.87 34,090 Electrical and Lighting 7,000 3.09 21,630 Sprinklers 7,000 1.80 12.600 Subtotal Basement: 7,000 136.92 1258,426 Total Building Construction Cost: 17,023,868 1 45 Tellatin, Louis & Andreas, Inc. i Summary of Reproduction Cost New. Continued No. of Price per Total Components Units Unit (1) Cost OTHER IMPROVEMENTS 00 8 000 $4 $32 000 . , Concrete Sidewalks , Asphalt Parking 50,000 2.75 137,500 Signage 1 3,000.00 Area Lighting 20 450.00 3,000 9,000 Flagpole 1 1,400.00 1,400 Storage Buildings 3 5,000.00 15,000 Landscaping 1 40,000.00 40,000 Total Other Improvements $237,900 Total Improvement Cost New $7,261,768 Architect Fees and Supervision (7.3X) 530,109 Total Construction Cost $7,791,877 Plus Developer's Profit 8 Start Up Cost - 15% 1,168,781 Total Reproduction Cost New $8,960,658 Cost Allocation: ildi (2 $8 101 667 ) ng Total RCN Bu , , Total RCN Other Improvements (3) $293,557 (1) Marshall - Swift, Section 45 - Segregated Cost Method unit values, adjusted for time, location, number of floors and average story height. (2) RCN Formula: 1.073 x 1.15 x $7,023,868 = $8,667,101 (3) RCN Formula: 1.073 x 1.15 x $237,900 = $293,557 In addition to normal construction costs, there are indirect costs associated with each project. Indirect costs, estimate d at 15.0 percent of the total construction cost, include start-up costs, license fees and expenses, and developer's profit. Start-up costs include the expenses incurred between the opening date (when construction is completed) to the time when the occupancy rate of the property reaches a productive level. A productive revenues cover all expenses including debt service. level occurs when The developer's profit includes the profit motivation factor. A developer's incentive lies in the prospect of producing property value in excess of the hard or direct costs. Accrued Depreciation Accrued depreciation is a loss in value from the reproduction or replacement costs of the improvements due to any cause as of the date of I the appraisal. Several methods are practiced when estimating accrued depreciation. These methods are the economic age-life method, the modified economic age-life method, and the breakdown method. The breakdown method is applied where each cause of depreciation is separately measured and the amount of each is totaled to estimate a lump sum amount 1 46 Tellatin, Louis & Andreas, Inc. i for accrued depreciation. Loss in value emanates from one or more of three sources: physical deterioration, functional obsolescence and external or economic obsolescence. 1 w Physical deterioration is divided into the categories of curable and incurable physical deterioration. Curable deterioration refers to components in need of repair on the date of the appraisal. This category is measured as the cost of restoring an item to new or reasonably new condition. The subject has been well maintained, requiring no substantive repairs or replacements resulting from curable deterioration. Incurable physical deterioration reflects items of deterioration that cannot be practically or economically corrected at the date of the appraisal. Incurable items are classified as short-lived and long-lived. Short-lived components have a physical economic life that is shorter than the remaining economic life of the structure. The deterioration of these components is measured individually, and the calculations are presented as follows. incurable Effective Expected Physical Component RCN Age Years Life/Years Depreciation Roof Coverings $112,727 20 25 $90,182 Interior Construction 508,519 20 25 406,815 Ceilings 503,632 20 25 402,906 Floor Coverings 434,411 20 25 347,529 Electrical 205,076 20 25 164,061 HVAC Equipment 110,636 20 25 88,509 Plumbing 186,140 20 25 148,912 Total RCN 8 Depreciated Value of Short-lived Building Components 52,061,141 $1,648,914 Note: The RCN of the various components only includes the costs for the short-lived items and excludes items such as ductwork, and interior walls and partitions that will never be replaced. Long-lived components are expected to have remaining economic lives that are equal to or exceed the remaining economic life of the entire structure. The calculation of physical ' incurable deterioration of long-lived components is a multiple-step process. First, curable physical and incurable physical short-lived components are deducted from the RCN, leaving the cost of the long-lived components. The ratio of effective age to estimated physical life is applied to the costs of the long-lived components to indicate the physical incurable depreciation. The chronological age of the subject property is 25 years, and the total physical life of the improvements is estimated at 60 years. The calculation of physical incurable deterioration of long-lived components is presented as follows. 1 47 Tellatin, Louis & Andreas, Inc. Total RCN of the Building $8,667,101 Less RCN of Short-lived Items (2,061,141) RCN of Long-lived Items $6,605,960 Less Long-lived Physical Depreciation 41.7% $2,752,484 Functional obsolescence is a loss in value resulting in defects in design, materials or changes in standards. The obsolescence can be curable or incurable. Defects are curable if the replacement cost is the same as or less than the anticipated increase in value. Curable functional h diti on e con obsolescence is measured as the cost to correct t through addition, substitution or modernization. In some instances, the obsolescence may be attributable to excessive or overly adequate designs or materials. Incurable functional obsolescence is caused by a deficiency or It is measured as the capitalized net income a superadequacy . loss attributable to the deficiency. In the case of a superadequacy, it is measured as the RCN of the component, minus physical deterioration, plus the present value of any added cost of ownership. Our inspection of the subject property indicates that no apparent significant functional obsolescence exists. External obsolescence is a loss in value resulting from forces external to the property, e.g., changing neighborhoods, traffic flow, governmental codes, and economic events. There are two methods used to measure external obsolescence. The net income loss attributable to the negative influence can be capitalized at an appropriate rate to quantify the amount of obsolescence. The other method is to compare sales of similar properties that are subject to the negative influence with others that are not. This comparison indicates the amount of obsolescence. The subject is well located and should be able to maintain a profitable occupancy level in the extended future; neighborhood and regional factors that are impacted by social, economic, and political forces should continue to be favorable to the present use' of the property. Thus, no external obsolescence is evident. The estimated depreciation of the site improvements is 50.0 percent. Based on the foregoing conclusions, the estimated value of the improvements is presented as follows. r 49 Tellatin, Louis & Andreas, Inc. SUMMARY OF IMPROVEMENT VALUATION Total RCN of the Building 58,667,101 Less: Physical Deterioration: Physical Curable 0 Physical Incurable -- Short Lived 1,648,914 - Long Lived 2,752,484 Functional Obsolescence: Curable 0 Incurable 0 External Obsolescence Incurable 0 Total Depreciation of the Building 4,401,398 Total Indicated Value of the Building 54,266,000 Total RCN of Site Improvements 293,557 Less Depreciation Physical Immediate Curable 0 Physical Incurable 146,778 Functional Obsolescence 0 External Obsolescence 0 Total Depreciation of the Site improvements 146,778 Indicated Site Improvement Value $147,000 Total Improvement Value $4,413,000 Equipment Valuation ?I The subject facility contains the furniture, fixtures and equipment (FF&E) necessary for the operation of a 313-bed nursing home. These equipment items are valued separately from the land and improvements in this approach. The valuation of the equipment is based on a re roduction cost p less depreciation method. In order to estimate a value for the FF&E, we have relied on observations made while conducting a cursory inventory as 1 well as the items normally found in a hypothetical, yet typical 100-bed , licensed nursing home facility. We employed various resources for this effort, including the Marshall & Swift and R.S. Means data references, supplier catalogues, and the actual costs of newly built facilities. From our experience in appraising nursing homes, we have made adjustments to reflect qualitative and quantitative features such as facility size, condition, age, and other factors. It i i i h s our op n on t at to replace the subject FF&E with new, comparable items of similar utility would cost approximately $5,000 per bed. The per-bed cost has been estimated based on an inspection of the furniture and equipment contained in each area or department of the nursing home and a review of existing property listings. Since the FF&E are an integral part of the nursing home operation, they are more valuable under continued use than if they were removed and sold separately. Thus, the value is considered the "contributory value in use" which is consistent with the premise of the going-concern value. The I 49 Tellatin, Louis & Andreas, Inc. i 1 1 1 1 i 1 1 1 1 1 1 1 1 1 1 1 1 estimated aggregate value of the FF&E, net of estimated depreciation, is calculated as follows. FURNITURE, FIXTURES AND EQUIPMENT VALUATION Furniture, Fixture & Equipment Valuation: Replacement Cost New Per Bed and Total f5,000 $1,565,000 Depreciation from All Causes 50.0% (783,000) Indicated Value of the FF&E 5782,000 Summation The final step in the cost approach is the summation of the various components estimated. Thus, a value estimate for the subject property is indicated as follows. Land Value $ 592,000 Improvements Value 4,413,000 Real Estate Value $5,005,000 Furniture, Fixtures & Equipment Value 782,000 Total Cost Approach Value $5,787,000 50 Tellatin, Louis & Andreas, Inc. INCOME CAPITALIZATION APPROACH The income capitalization approach is based on the premise that the value of the subject property is represented by the present worth of anticipated net operating income. The projected net operating income, based on an analysis of the quality, quantity, and duration of the income expectancy, is capitalized into an indication of value by using a capitalization rate developed from market data. The steps in this valuation procedure are as follows. 1) Estimate the potential gross revenue for the subject property based on current room rates for the subject and comparable nursing homes. 2) Deduct revenue lost from vacancy and uncollectible billings. 3) Estimate and deduct non-capital expenses typically incurred in the operation of the nursing home, to arrive at a net operating income attributable to the facility. 4) Capitalize the net operating income into a value indication by using an appropriate capitalization rate. Revenue and Expense Analyses Specific revenue and expense data for the last three years for the subject property were obtained from management's financial statements, and this history is shown on Table H-1 on the following page. 51 Tellatin, Louis & Andreas, Inc. t L 1 J 1 N W = o ae M ae 0 ae 1 a0JJ O ? 00pp nN ?O en P P t ?n P O t K p P 'd M 900 G G N M P f0 O 00 O _ en O W Y r, N M p G X 2^ p aY O y P" ? p. v (Q 3 0 0 1 F? `D W 000, L Lr% 00 O_ O J LA r? J O N O enJcr O > d L v _ N ? p p p > a a i ap N •?p l? O > p. M N F O 00 0 P j pMp,. O. r .t 'O I- 00 , p . M aO P O U O ' O, p y 1 p? w 2 W U J to M t o P N NJ V 1 J d P O L" ? p0. I.- N .p O N 1 i P M r?tn t? to N.0 A N O -1 P P M tnOM? 0b4 .. pp ?M?OP ? ?`0 Lnn 00 N J N O D `O M y? O - W N 1-- O r- N OO• 1 y p p •- y - M - d C .Cpl fpm O\ 00pp f+OON f?7 ? I?NO - J f? M L ? gi N• CC O d M t0 p . f + ? { n f a,, \ P Vi N d h- ?t N •N- ? ? N N O M O r O r p VI en m OOOP O ?a.yy N to I? 00J J ?O /? ?O pn k?2 M n N N eN-N N 6 P ? M f?J00 M MN00 ? , r ? ar??en ODD _oOl00 r z I o-o fPft?? N 00 Vt O N r f? a ?? ? N r n O O N p p W s r 0 IV v u t ? d C f?0 W U . ? > F > 6 > W C < d d L O ++ N C L y a Y ,:? v L L 4 L W ? d d d Y a >> c t1 v O? ' d °? LICK _ r d L u W U Y > a t° v e „ W u u v a C , i C d Z = O C2> 0 t > t1 N r 77 Z ae g m at re ae at ae a at ae ae ae ask Lr: 00 u1 N N IA O M 10 CO CO O N OO.• Ifi N- MN OONJ "O 00 P (?- ?- y d ? i+f at it at at ae M at ?e M of ae a: ae pJp. O N r- P N M '0 to O O o0 0 0 0 p.M f..M?"'0 0 N en.p (D C) DOOM W pM? xM x00xMX 0000'0 000 p. P M P Mtn 0 0 0 OO t V -t.p. toen 2 O z N 2 M % M M 191 002 .0 ? A M N LA N M ?O 00 O N M p O OJ, y t ti N N O V 1 (n N P P P O r Y OOMN'TNOM.000OO O?NC'J 11 p to ffAA 0 p pp p p p pM.° DSO ..G? 1N . oa? ' w M N 0, U-? P M U -N h (D O O O_ p to p LM N.T O'O OO p.1'- h- tn 00 J O• N N P i N en O M M O O J M M L0n0 U-% CO Mtnn m ? P ? to fd 000 QOM N1?-.OOM to t? JMp p ? fNR ? p p d Ny Cp C C-4 CD C? 0. L .P.pp NN1nO?n OJ f0001-10 P? X X010 J MP N Ol Nt? tnO MC) W O ?t O NY V1 ?? ?1 C) _ O _ 0?{D y? GV N -S d M , _ a Nln f?P P NM„ N W fA NP CO 0 p s O O r p Nt pppp N tpNM J OM, i N 9! C'O' O? `?P M OM ^P^ i MPJ00O.thMtnJ It M `O M00P OO J JO NPN f? to 0 -% P CO to en N? D 00 V? ?1 oz Otn P M to f. P N Lf% O_ O v p p y v d ? d ? y d t' d C y d ` C y v 4 0 U X O C oa H C C y W t7 C x> d U ^ 3 d Of d -- W .; fT Y to K C > t0 L C d L ? •d G >? 9+ dL d Y C y?? ?? L 4 Y° L L ?r„ l0 C to t0 •? 4 ry q? O d u+ y,, W . y . u (7? tA C a GL °a -j w 41 0 saaCZ o o v ? r r z 52 Tellatin, Louis & Andreas, Inc. Revenue Analysis: The projected potential income for the subject is developed by estimating its stabilized payor mix, average daily rates, and revenue from ancillary services. Most of the revenue projections are developed in the analysis of the competitive facilities. In that section, comparative analyses are performed of the historical and current occupancy rates, actual payor mixes, rate structures of the subject and its competition as well as the impact of state and federal legislation. These analyses culminate in the projections for occupancy, payor mix, and rate structure for the subject. Revenue is also derived from ancillary services and miscellaneous sales. This category includes: physical therapy, occupational therapy, speech therapy, numerous other therapy services, examinations, pharmaceutical sales, personal care services, and special food and beverage sales. Historical per-patient-day revenues from these sources during the past three years are presented in Table H-1 Ancillary revenues directly . correspond to the level of private-pay and Medicare Part B because Medicaid does not cover these services. Management has been extremely aggressively in this area of the operations because of poor performances in other areas. We have projected ancillary revenues that are more typical of most nursing home operations. Expense Analysis: The operating expenses include the cost of providing nursing care; dietary, laundry, housekeeping, medical and social services; physical maintenance; utilities; administrative management; property taxes; and insurance. Under normal management and occupancy levels, these expenses represent 80.0 to 90.0 percent of the gross revenues. Operating expenses will vary by facility, and are influenced by local labor market conditions, occupancy levels, levels of care, and quality of services. As evidenced by the Medicaid reimbursement ceilings in many states, rural locations tend to have lower staffing costs. Facilities with higher occupancy rates enjoy greater economies of scale and tend to have lower per-patient-day variable and fixed expenses. Facilities offering elevated levels of care will incur higher nursing and ancillary costs. Quality of service varies greatly among nursing homes. Most often the private-pay facilities offer higher staffing ratios, more activities, and more expensive meals than facilities dependent chiefly on Medicaid reimbursements. In order to estimate the stabilized operating expenses of the subject nursing home, we have relied upon historical expenses of the subject and the expenses for comparable facilities. Table H-1 summarizes the historical operating expenses of the subject for the last three years. These expenses were obtained from management's financial statements, and they are assumed to accurately represent the financial operation of the subject. On the following page, Table E-1 summarizes the expenses for facilities ' that are also profiled in the competitive analysis; these expense statistics were compiled from 1994 and 1995 Medicaid cost reports. The expenses recorded in the Medicaid cost reports and the subject expenses are inflated to year-end August 31, 1996 dollars in order to make a more accurate comparison. Table E-2 presents additional comparative analysis showing the inflated expenses from Table E-2 in terms of the differentials between the subject expenses and the comparable means, minimums and maximums of the line item ranges, and standard deviations. 53 Tellatin, Louis & Andreas, Inc. t t 1 1 1 1 1 1 J U N U W m y W S O O < O_ 9 O Z < N H D N LLJ Z W X W W CO < 7r < CL LU W H N W ar O H Y W_ N A d Y N N O O Y d Ul Y L O a Q J J o` a C Z C ? o O U1 Y Y C 0 V) M H d d L 71 0) H O Vl .L > L W S N Of <? 0 OI •? L 4 4 l6 N LL Lc- d J r < xa ? E 77 U d J V 71 > Y r Vl U- U ZJa M N A M cc O 10 P V1 v. LnJ w 1 P ? M N N O Wrl in CO O M 0 .t WNJ a0 N I` a P M x It U N ON N v. a M 2 \ N ? M U- O J O .U-• P LL P M v! 0 C y d? w 4, L 0 d m ID eca U O 0 C L l? Y 7¢ L d a J O Cr I I ?O CO J JP70? 700 1ONJ N I I.- It r V V 1 0.- M O m C. O J + N VIM _ ^ p N N CQ 10 p ?? M ?O m I 70? 7DJ x N N O h M N M 0 O.- O P N N N N O CO yI yy11 ?7pp CQ CD S I-NN00 VI PN P? 7ONt ?P?MPON N N p C N N N MO Nt r N VI O•? VI M? VIO I SOP 76 V170 M -Ot N J OON 'P 70 J N U1 M N w N N N ON W P•ON JNNO I V O• N U1 O VI VI J O Ln 10 0 M O ?OMN?- LAM VIPOO or` N UI N N N N NN 1?70 `70 ?O PI?UI I .-M J ?O e- 1? OP ptEM•O CO ?0 N 1-7O MM C:- r4 OO 1010 ?2 N N N p N VIPN VIOO70w10 VI ON ISM N C9 OO ul NJMMNOl I 01 01 N N O N J? O.- M V I 0 0 I P N PN N N J+ W O Y Vl W d N G Y J Y C O > a C U Y a L07 ` d W a Vl df ? N C yC > 0 u_ ° d 4.1 (A x a Y Y. > J F 77 C 77 K W YCC L L1 F- W Y Vl L 41 a >• A d C .? C L L Y O L L of Y .? O •W V a?+ O C 40 CULl fC,,1 a, RLL viz(OJia0 9L a10+ <° 0 O x}xtxxxxxxxxx xx VI b70 VINN V1 .0 M?000 I OON VIN 70 70NIt `0OCD N1- M N P J J N•O ON VIA O• MF I. 76 VI N M O 0: M Un O O U4 ae?exxxxxx?exx xx L l! M O O V I J L f! V I •0 I O O •0 NMOh- VIOL ?P 1PNl. 7x0N lrx?J 00 O V%N't CD Ol Or- I J10 M N O• %0 O P•100 N 10 NI PNO I NJ P O N S :2 N J 1 0 0 ' rexxxaaexxx0x?e xx W! N•ONJN JM I ut v\ •0 I? N? P 70 ? N 't O O ? ? ?OJ O70 VIO 0•O x UI J•O 170 NCO 70?NJ0O I nN M 7 C > Q! w ? O C O V NO 0 x O > 71 y O C v[ U U 7 w 7Cy 0 L < CCG. C O X uC N oa CON C K o rn J C /7 Y L Y C X f0 V L W M LLj 0) 4) L Y Y N L 41 LOOT L. m CL 71 CI N 07 l0 >• >a, d Y L. Y C 77 [ •? C -? L L L L C m 71 •? 77 7! Y W O 7! ,Y •? 77 •? N •? Y N C yp. O. U Ul m , W O 7 C •O W O O 4L-)m = O E N Z< O J S d 0. CL C a C F Z 54 Tellatin, Louis & Andreas, Inc. Table E-2 COMPARATIVE'ANALYSIS OF INFLATION-ADJUSTED EXPENSES Differ- -- Comparable Expenses -- Standard Departmental Expenses Subject ential Mean Low High Deviation Administrative & General $7.88 (52.93) $10.81 $7.71 $15.42 $2.61 Management Fee 4.09 (3.32) 7.41 0.00 10.79 3.79 Social Services & Activities 2.62 (0.49) 3.11 2.62 3.52 0.30 Nursing Ancillary 55.21 30.47 6.65 16.37 48.56 14.10 41.05 1.49 53.07 30.92 4.86 9.48 Dietary 11.64 (0.21) 11.85 9.49 15.16 2.34 Laundry & Linen 3.49 1.37 2.12 1.48 3.02 0.58 Housekeeping 6.49 2.63 3.87 2.76 5.64 1.03 Plant Operations 8.90 2.18 6.71 5.35 9.52 1.56 Property Insurance 0.86 0.22 0.64 0.54 0.70 0.06 Property Taxes 1.11 (0.07) 1.17 0.00 2.07 0.79 Total Operating Expenses $132.76 $22.40 $110.36 $99.97 $139.68 $14.79 A general description of the cost items included in each of the general expense categories, as broken down by management's financial statements, is summarized in the following paragraphs. Each expense category includes a table that presents: the inflation-adjusted 1994 and 1995 expenses for the subject; the mean, low and high for the expense comparables; and the projected first-year operating expenses for the subject. In general, the historical expenses are given emphasis over the comparable expenses since changes in expenses directly impact the Medicaid reimbursements in Pennsylvania based on our assumptions in the Medicaid rate projections. Administrative and General: This category includes the wages of the administrator, the assist ant administrator, and the office clerks, as well as busi ness supplies, telephone, postage, legal fees, liability insurance, marketing, advertising, licenses, education, travel and accounting. Administrative and General 1994 Inflation-adjusted Subject $'s/PD % of Rev Total $9.24 7.2% $847,450 1995 Inflation-adjusted Subject 7.88 5.5% 705,872 Inflation-adjusted Comparable Mean 10.81 8.3% Inflation-adjusted Lowest Comparable 7.71 6.3% Inflation-adjusted Highest Comparable 15.42 10.4% - Stabilized Projected Expense $8.00 5.8% $713,800 Note: Assumed annual rate of inflation is: 3.0% Central Office / Management Fee: This expense category includes overall supervision, financial services, long-range planning and governmental relations; these services are generally conducted off premises at corporate offices. The cost for management services is usually based on a percentage of gross revenue. According to a survey of our clients who include several of the largest operators in the nation, I typical management expenses will approximate 6.0 to 7.5 percent of gross revenues, or $5.50 to $8.00 per patient day. 55 Tellatin, Louis & Andreas, Inc. We have reviewed recent management contracts with Integrated Health Services, Inc. and Diversified Health Care/Service Master in independent owners. In every case, the base management fee is 7.0 percent of revenue, and the management company shares in the after debt-service income, and property appreciation in the event of sale. Like Beverly Enterprises, these companies are skillful in promoting therapy services. The relationship is inverse: higher revenues -- lower management fee, and lower revenues -- higher management fee. A management fee of 7.0 percent of effective gross revenue is considered reasonable for the subject nursing home. This percentage includes. adequate profit incentive for the management to assume the business risks of operating the nursing home business and pays an adequate return to the intangible aspects of the enterprise. Management Fee SIs/PD % of Rev Total 1994 Inflation-adjusted Subject 13.76 3.1% (344,627 1995 Inflation-adjusted Subject 3.97 2.9% 355,512 Inflation-adjusted Comparable Mean 7.41 5.7% Inflation-adjusted Lowest Comparable 0.00 0.0% Inflation-adjusted Highest Comparable 10.79 8.4% - Stabilized Projected Expense 59.59 7.0% $855,894 Social Services and Activities: This category includes the wages of a social worker and an activities director plus supplies for activities. The social worker typically admits and discharges patients in coordination with families and local hospitals. Social services and activities combine to provide programs responsive to the spiritual, social, and recreational needs of patients. Social Services and Activities 5's/PD % of Rev Total 1994 Inflation-adjusted Subject $2.41 1.9% $221,058 1995 Inflation-adjusted Subject 2.62 1.8% 234,946 Inflation-adjusted Comparable Mean 3.11 2.4% Inflation-adjusted Lowest Comparable 2.62 2.0% Inflation-adjusted Highest Comparable 3.52 2.9% -- Stabilized Projected Expense $2.60 1.9% $231,985 Note: Assumed annual rate of inflation is: 3.0% Nursing: This expense category typically represents 35.0 to 45.0 percent of total revenues, or nearly one-half of all operating expenses. It includes the wages of the nurses and nurses' aides, medical supplies, non-prescription drugs and training. Nursing expenses have increased dramatically over the past few years. Two reasons often cited for the escalation are the shortage of nurses, and the greater acuity levels being cared for within most nursing homes. The two conditions have stabilized over the past year, and they are expected to remain fairly stable indefinitely. Future increases in nursing expenses, beyond the general inflation rate, will be 56 Tellatin, Louis & Andreas, Inc. 1 caused by higher acuity levels as hospitals discharge patients sooner and ICF patients are directed to assisted- living facilities. 1 P-j a 11 [l t 57 Tellatin, Louis & Andreas, Inc. Nursing $Is/PD % of Rev Total 1994 Inflation-adjusted Subject 557.90 44.2% $5,311,825 1995 Inflation-adjusted Subject 55.21 38.5% 4,944,317 Inflation-adjusted Comparable Mean 48.56 37.7% Inflation-adjusted Lowest Comparable 41.05 31.8% Inflation-adjusted Highest Comparable 53.07 43.6% Stabilized Projected Expense $56.00 40.9% $4 996 600 , , Note. Assumed annual rate of inflation is: 4.0% e Ancillary: Th se services include speech therapy, physical therapy, occupational therapy, and certain patient supplies and drugs. This expense varies with the level of care; facilities that provide care to a higher percentage of Medicare patients tend to incur more ancillary expenses. Ancillary 5' s/PD % of Rev Total 1994 Inflation-adjusted Subject $21.37 16.3% $1,960,112 1995 Inflation-adjusted Subject 30.47 21.2% 2,728,552 Inflation-adjusted Comparable Mean 14.10 10.4% Inflation-adjusted Lowest Comparable 1.49 1.2% Inflation-adjusted Highest Comparable 30.92 20.8% Note: Assumed annual rate of inflation is: 4.0% In order to maintain balance with the projected Medicare and ancillary revenues, the following calculations are made to project the ancillary expenses. ANCILLARY COSTS CALCULATIONS Projected Medicare Rate $230.00 Less Routine Cost Portion of the Medicare Rate 120.00 Revenues Attributable to Ancillary $110.00 Direct Expense Margin 0.85 Costs Attributable to Ancillary 593.50 Multiplied by Medicare Days 10,618 Divided by Total Patient Days 89,225 Medicare Ancillary Costs Per Patient Day 511,13 Projected Ancillary Revenue, Medicare Part B & Private 56.00 Direct Expense Margin 0.85 Medicare Part B and Private Ancillary Costs 55.10 Total Ancillary Expenses Per Patient Day $16.23 As a Percentage of Effective Gross Revenue 11.8% Total Ancillary Expense 51,447,831 First, Medicare revenues can be divided into routine and ancillary costs. We have projected $230.00 for the Medicare rate, and the routine costs are estimated based on the 58 Tellatin, Louis & Andreas, Inc. L? 1 u C] 1 1 t 1 I projected expenses plus an estimate for capital reimbursement of $120.00 for routine costs. The routine costs are subtracted from the Medicare rate to determine the revenues attributable to ancillary services. Next, a direct expense margin is applied to the revenues. Medicare reimburses ancillary services on a cost basis, and the costs include overhead. Although the determining factors are very complicated, overhead is essentially the source of profit within the Medicare rate. Providers must maintain accurate records to- maximize reimbursement, and operator sophistication can greatly affect reimbursement. The expense margin is derived from conversations with knowledgeable providers and reimbursement consultants who have indicated that 70.0 to 80.0 percent is a typical range dependent mainly upon the size of the therapy areas and age of the facility. We have applied 85.0 percent for Medicare Part A ancillary expenses, and 85.0 percent for private and Medicare Part B ancillary expenses. Next, ancillary expenses must be converted from a Medicare per diem rate to a per diem based on total patient days in order to be uniform since all of the expenses are projected based on total patient days. Additionally, ancillary revenue is generated from Medicare Part B and private-pay sources; these revenues are projected based on total patient days based mainly on historical performance. Similarly, the same expense margin is applied as for ancillary revenue. These same calculations are made throughout the discounted cash flow analysis. Dietary: This expense department includes the cost of raw food, staff wages, supplies, maintenance and consulting fees. Raw food costs will typically represent 40.0 to 50.0 percent of the total expense. Dietary expenses are often higher in facilities that attract high proportions of private-pay patients. This expense category should be fairly stable, as long as the occupancy level remains stable as well, inflation aside. Dietary 1994 Inflation-adjusted Subject 1995 Inflation-adjusted Subject Inflation-adjusted Comparable Mean Inflation-adjusted Lowest Comparable Inflation-adjusted Highest Comparable Stabilized Projected Expense Note: Assumed annual rate of inflation is S's/PD % of Rev Total $11.06 8.6% $1,014,523 11.64 8.2% $1,042,280 11.85 9.2% -- 9.49 7.5% -- 15.16 12.6% - $11.50 8.4% 51,026,088 3.0% Laundry and Housekeeping: These categories include supplies, salaries, and employee benefits and are fairly self- explanatory. The level of occupancy and the size efficiency significantly affect this relatively fixed per-patient-day expense. Under stabilized conditions, these expenses should remain stable relative to inflation. 59 Tellatin, Louis & Andreas, Inc. ' Laundry and Linen $'s PD % of Rev Total 45 1994 Inflation-adjusted Subject 13.26 2.5% !299,3 1995 Inflation-adjusted subject 3.49 2.5% 312,754 Inflation-adjusted Comparable Mean 2.12 1.6% Inflation-adjusted Lowest Comparable 1.48 1.1% Inflation-adjusted Highest Comparable 3.02 2.5% Stabilized Projected Expense $3.25 2.4% (289,981 ' T l ' ota s/PD % of Rev Housekeeping $ 1994 Inflation-adjusted Subject $6.38 5.0% $585,462 1995 Inflation-adjusted Subject 6.49 4.6% 581,628 Inflation-adjusted Comparable Mean 3.87 3.0% Inflation-adjusted Lowest Comparable 2.76 2.2% Inflation-adjusted Highest Comparable 5.64 4.7% - Stabilized Projected Expense $6.25 4.6% $557,656 Note: Assumed annual rate of inflation is: 3.0% Plant Operations: This category includes utilities, wages for maintenance staff, contract and outside services and supplies. Utility expenses constitute about 50.0 percent of plant operating expenses. Plant operating expenses will vary depending on the age and level of deterioration of the structural and mechanical components, the average number of square feet per bed, the efficiency of the insulation and HVAC systems, and the amount of air-conditioning supplied to the building. These expenses are relatively fixed, and fluctuations in the occupancy should have a minor effect on the total expenses. Generally, newer facilities with cost- efficient HVAC systems and high occupancies achieve lower per-patient-day expenses. We believe that the plant cost of ' the subject facilities should approximate its inflation- adjusted historical level, under stabilized occupancy. t T l f ' a Rev o s/PD % o Plant Operations $ 1994 Inflation-adjusted Subject $8.64 6.7% $792,947 1995 Inflation-adjusted Subject 8.90 6.3% 796,576 Inflation-adjusted Comparable Mean 6.71 5.2% Inflation-adjusted Lowest Comparable 5.35 4.1% Inflation-adjusted Highest Comparable 9.52 7.9% - Stabilized Projected Expense $8.75 6.4% $780,719 Note: Assumed annual rate of inflation is: 3.0% Property Taxes and Insurance: The property taxes were given a more complete discussion in the descriptive section of this report. Property insurance is a relatively stable expense. Reserves for Replacement: Reserves for replacing short-lived building components and furniture, fixtures, and equipment are usually established to even out cash flows over the course of the investment. Replacing HVAC equipment, installing new carpeting, and resurfacing of the parking lot, etc., involve substantial capitalized costs that do not occur 60 Tellatin, Louis & Andreas, Inc. on a consistent basis. Therefore, establishing a reserve for 1 these eventual costs is considered prudent. We have estimated reserves for replacement at $300 per bed. Based on the foregoing analyses of revenue and operating expenses, the stabilized net operating income is calculated as follows. f] J Table P-1 PROJECTED STABILIZED INCOME AND EXPENSES FOR THE SUBJECT Calculation of Annual Patient Days: Number of Beds: 313 Potential Days: 114,245 Occupancy Rate: 78.1% Projected Patient Days: 89,225 Patient Payor Average Revenue Source Days Mix Rate Private 7,138 8.0% $125.00 Medicare Part A 10,618 11.9% 230.00 Medicaid 71,469 80.1% 116.00 Total Room and Board 89,225 100.0% 5130.29 Plus Ancillary Revenue 89,225 6.00 Plus Other Revenue 89,225 0.75 Total Revenue $892,250 2,442,140 8.290.404 $11,624,794 535,350 66,919 $12,227,063 Effective Gross Revenue % of Expenses Operating Expenses Revenue / P.D. Administrative & General 5.8% 58.00 Management Fee 7.0% 9.59 Social Services & Activities 1.9% 2.60 Nursing 40.9% 56.00 Ancillary 11.8% 16.23 Dietary 8.4% 11.50 Laundry & Linen 2.4% 3.25 Housekeeping 4.6% 6.25 Plant Operations 6.4% 8.75 ' Property Insurance 0.6% 0.80 Property Taxes (Included in Cap Rate) Reserves for Replacements 0.8% 1.05 Total Operating Expenses 90.5% $124.02 Net Operating Income of the Business Enterprise C Total Expenses $713,800 855,894 231,985 4,996,600 1,447,831 1,026,088 289,981 557,656 780,719 71,380 93.900 $11,065,834 $1,161,228 The NOI reflects income from the business operation. We have separated the income attributable to the ancillary services since this income is almost entirely derived from intangible assets, assembledge workforce and management skills. It requires minimal use of the real estate. The estimated NOI from the ancillary services is calculated as follows. 1 61 Tellatin, Louis & Andreas, Inc. 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 Net Operating Income of the Business Enterprise $1,161,228 Ancillary Revenue Medicare Part A 10,618 $110.00 $1,167,980 Medicare Part B and Private 89,225 $6.00 535.350 Total Ancillary Revenue $1,703,330 Multiplied By Gross Profit Margin 15.0% (255,500) Adjusted NOI $ 905.729 62 Tellatin, Louis & Andreas, Inc. Direct Income Capitalization Process Capitalization is simply the conversion of income to value. The direct capitalization method converts a single year's income expectancy into a value indication. This method does not distinguish between the return on and the return of capital. Because the overall rate is derived from similar investment properties, a satisfactory return on and of capital is inherent in the capitalization process. The overall capitalization rate reflects current market rates of return on similar property investments. This rate incorporates the following. (1) A return on the equity investment; (2) Debt service; (3) Principal build-up; (4) Anticipated changes in income and value; (5) Recapture of depreciating components of the property; ' (6) Physical quality of the property; and (7) Other economic factors. L Direct capitalization may be based on several revenue and income sources that require respective multipliers and rates to convert to value. Income sources typically include: potential gross income, effective gross income, net operating income, equity income and mortgage income. The respective multipliers and rates for each of these income sources are: potential gross income multiplier (PGIM); effective gross income multiplier (EGIM); overall capitalization rate (R.); equity capitalization rate, or equity dividend rate (R.); and mortgage capitalization rate (R,). In this instance, the following capitalization techniques are applied. (1) Direct Overall Capitalization -- Based on comparable sale data. (2) Band of Investment -- Applying mortgage and equity rates. (3) Debt Service Coverage Method -- Applying debt coverage ratio. 63 Tellatin, Louis & Andreas, Inc. Direct Overall Capitalization Method ' A summary of several overall capitalization rates derived from recent sales of comparable nursing homes in Pennsylvania is presented in the ' following table. ' SUMMARY OF COMPARABLE SALE OVERALL CAPITALIZATION RATES Sale Year Pri vate Overall No. Built Mix Sale Price N.O.I. Rate 1 1978 10% $5,992,500 $855,759 14.3% ' 2 1975 18% 4,900,000 632,593 12.9% 3 1991 16% 5,000,000 498,860 10.0% 4 1983 43% 4,400,000 598,700 13.6% 5 1973 23% 15,700,000 2,451,242 15.6% ' Totals 1980 22% 535,992,500 55,037,154 ' Arithmetic Mean Weighted Mean 13.3% 14.0% Median 13.6% Lou 10.0% High 15.6% National Average: TUA Database, 1991 to Current 13.9% Additional information concerning these sales is presented in the sale data section. The sale prices are adjusted to reflect a cash equivalent price and surplus land if necessary. Adjustments are made to portray projected stabilized revenue and expenses and to show inclusions for reserves for replacements of $300 per bed. The net operating income of a nursing home can fluctuate widely from year ' to year since the operating margins are narrow. Since we have analyzed only one year for each of these sales a wide range in overall , capitalization rates is indicated. To compensate for these yearly fluctuations, we have placed more emphasis on the average overall rate ' derived from this group. The following issues relate to the quality of the subject -- its operations, physical qualities, location, competitive market, as well as Medicaid and Medicare reimbursement trends. Lower-than-average overall capitalization rate: • None Higher-than-average overall capitalization rate: • Inconsistent financial performance Overall capitalization rate in the middle of the range: • Typical physical qualities 1 • Stable and typical neighborhood • Relatively stable projections for the census, rates and earnings expectations 64 Tellatin, Louis & Andreas, Inc. ?I These issues isolate risk that is specific to the subject. Overall, the subject appears to have moderate risk, and an overall capitalization rate in the middle portion of the range derived from the comparable sales is considered appropriate. Based on the foregoing reasons, we have selected ' a 14.0 percent overall capitalization rate for the subject. Band of Investment Capitalization Method ' The band of investment is a method of deriving an overall rate of return from the annual mortgage constant (Rm) and equity capitalization rate (R ), e sometimes referred to as an equity dividend rate. The mortgage constant is a ratio of the annual debt service (principal plus interest) to the ' amount borrowed for a given interest rate and amortization term. It is the rate that provides a return on -- and of -- the borrowed funds or lender's position. The equity dividend rate is the first-year cash throw- off to the equity position divided by the amount of equity cash invested. It is also referred to as the cash-on-cash rate of return or "current" yield expected by the equity position. Gi k t i f i ven mar e n ormat on on the percentage that borrowed money contributes to the investment (the loan-to-value ratio), the percentage that equity money contributes, the mortgage terms (interest rate and amortization ' period), and the equity investor's expected rate of return for investment in properties of the subject's type, the band of investment method ' provides another means of selecting an overall capitalization rate. The process involves weighing proportions for the mortgage and equity positions by the respective currently required cash rates of return. The band of investment formula, using a first-year, stabilized, equity dividend rate is: (M x Rm) + {(1-M) x Re) = Ro. Where: M = Loan-to-Value Ratio 1-M = Equity Contribution Rm = Annual Mortgage Constant Re = Equity Dividend Rate In selecting the appropriate mortgage rate and terms, consideration is ' given to typically available conditions in the market. Locations, physical plants, and earnings qualities dictate the type of financing available. Newer, higher-quality facilities, and well-established facilities located in stable or improving markets that show the least risk, command superior financing terms such as those offered by insurance companies, some banks, credit corporations, and even bond underwriting. The later is usually available for larger amounts. Older facilities with average to below average locations and/or economic prospects can turn to new programs offered by HUD, mortgage conduits, REITs, and banks. Even for the same facility and loan amount, rates and terms will vary widely among the different lenders. In considering the appropriate mortgage rate and terms for the subject, we have assumed that a typical loan-to-value ratio is sought (70.0 to 75.0 percent range), and the borrower has no ' extraordinary borrowing advantages, such as cross collateralizing to other superior properties, or providing substantial corporate or personal guarantees. 65 Tellatin, Louis & Andreas, Inc. i Conventional bank financing is plentiful in the current market for new construction and short-term (under five years) financing. Terms and rates differ greatly from low-floater bonds with letters of credit, to gap financing, to five-year fixed rates. Insurance companies are less of a factor and chase high-end product only. Recently, insurance companies ' have been retreating from mortgage lending; Prudential Insurance, once considered a major lender, has completely withdrawn from the market. Others are very cautious, but these insurance companies offer some of the ' best rates and terms. Currently, mortgage conduit programs for long-term care properties are very active including at least six programs being marketed nationally -- each with more than $100 million in funds. Conduit programs are typically quoting nursing home rates ranging from 300 to 365 basis points over corresponding Treasury bonds, currently yielding 6.2 percent on 10-year ' bonds; the conduits are quoting loan-to-value ratios of 75.0 percent, and debt service coverage ratios in the range of 1.40 to 1.60. (Conduit sources: C. S. First Boston, Nomura Securities, Deutsche Bank, First Union and NationsBank: all clients of Tellatin, Louis & Andreas, Inc.) REITs are currently quoting rates at levels 25 to 75 basis points higher than conduits, but are allowing higher loan-to-value ratios, and lower debt service coverage ratios. l , Based on the remaining economic life of the subject, and its physica location and economic characteristics, the following mortgage terms have ' been concluded for the subject. Interest Rate 9.05% Loan or Analysis Term 7 Amortization Years 20 Annual Mortgage Constant 10.84% Loan-to-Value Ratio 75.0% The equity capitalization rate is determined by extracting estimated equity dividend rates from the comparable sale data. In some cases, the actual financing terms are included in the calculations. If the financing terms are unknown, the following terms are applied: 75.0 percent loan-to- value ratio for the loan amount, the five-year Treasury Bond rate (as of the date of sale) plus 300 basis points for the interest rate, and a 20- year amortization period. The estimated equity dividend rates for the comparable sales are summarized as follows. 1 u 66 Tellatin, Louis & Andreas, Inc. RY OF EQUITY DIVIDEND RATE CALCULATIONS SUMMA Totals & Weighted Sale Number 1 2 3 4 5 Averages Sate Price $5,992,500 $4,900,000 $5,000,000 54,400,000 $15,700,000 $35,992,500 Mortgage Ratio 75.0% 75.0% 75.0% 75.0% 75.0% 75.0% ' Mortgage Amount $4,494,375 $3,675,000 $3,750,000 $3,300,000 $11,775,000 $26,994,375 18% 11 01% 26% 10 26% 12 23% 12 24% 12 . . . . . Mortgage Constant 10. Annual Debt Service $460,218 5450,702 $458,680 $404,712 $1,198,653 $2,972,964 Net Operating Income $855,759 $632,593 $498,860 5598,700 $2,451,242 $5,037,154 Pre Tax and Reserve Cash Flow $395,541 $181,891 $40,180 $193,988 $1,252,589 $2,064,190 998 125 000 $8 100 000 $3 925 250 000 51 000 $1 498 125 $1 225 $1 , , , , , , , , , , , , Equity Position Equity Dividend Rate 26.4% 14.8% 3.2% 17.6% 31.9% 22.9% Rather than relying solely on equity capitalization rates extracted from additional support is provided from selected sales that just five sales , are located throughout the nation and occurring from 1991 through 1994. By using the same rate extraction technique, equity dividend rates were determined for 141 sales. These sales represent only part of the database maintained by Tellatin, Louis & Andreas, Inc. The results of these calculations are presented as follows. 1991 to Equity Dividend Rates 1994 1991 1992 1993 1994 Low 2.7% 2.7% 6.3% 6.5% 7.6% High 62.1% 49.4% 51.7% 41.6% 62.1% Average 23.2% 21.2% 23.7% 24.9% 23.8% Standard Deviation 11.0% 10.6% 11.3% 9.2% 13.2% # of Sales in Sample 141 44 41 36 20 The five nursing home sales presented in the sales comparison analysis provide limited insight into market equity dividend rates. The national ' equity dividend rates indicate a consistent average in recent years ranging from 21.2 percent in 1991 to 24.9 percent in 1993. While the ' national average has been consistent, the standard deviation shows the inconsistency in investors' return requirements and acquisition strategies. Again, the same factors that influence the overall capitalization rate also impact the equity dividend rate. These factors include the physical qualities of the building, the location, and the economic characteristics. Besides these factors, the equity rate is impacted by the degree to which it is leveraged. In most nursing home sale transactions, we have noted that the greater the percentage of debt to price, the higher the equity dividend rate. We have estimated an appropriate equity dividend rate of 24.0 percent. Based on the analysis of the current debt and equity markets for similar properties, the overall capitalization rate has been estimated by the band of investment technique as follows. 67 Tellatin, Louis & Andreas, Inc. 1 ' Mortgage Contribution Equity Contribution ' Total Capital Contribution M x 1-M x 100.0% Current Weighted Yield Rate Rm = Re = Ro Mortgage Contribution 75.0% x 10.84% = 8.13% Equity Contribution 25.0% x 24.00% = 6.00% ------ ------ Total 100.0% 14.13% Debt Service Coverage Method ' The debt service coverage involves the calculation of an overall capitalization rate from the annual mortgage constant, the loan-to-value ratio, and the lender's required debt coverage ratio. The lender's debt service coverage is a ratio of the net operating income divided by the annual debt service. Many lenders impose minimum debt service coverage on a loan in addition to a maximum loan-to-value ratio. The minimum debt service coverage ratio (DSCR) varies according to each specific property, economic conditions, and the geographic area. For example, well-occupied shopping centers, apartment complexes, and office buildings usually require a 1.25 to 1.30 DSCR. A nursing home warrants a higher ratio because of the elevated risk associated with operating a management- intensive, health care enterprise. Many lenders are reluctant to lend on property that they cannot manage on their own, if need be. Moreover, much of the value of a nursing home is tethered to its reputation in the community and the ability of its management to handle staffing, state inspectors, and a myriad of social and medical services. Given the restrictive financing requirements of commercial real estate lenders, particularly where risk is perceived (as is the case with the subject property type), a DSCR that exceeds typical commercial real estate ratios is appropriate. The derivation of the overall capitalization rate employing the debt service coverage method is presented as follows. ' = Loan-to-Value Ratio x Annual Mortgage Constant R o x Debt Service Coverage Ratio (DSCR) or Ro - M x Rm x DSCR 0% 60 13 = . Ro = 75.0% x 10.84% x 1. 68 Tellatin, Louis & Andreas, Inc. 1 1 Summary and Conclusion of the Overall Capitalization Rates The overall capitalization rates developed in this analysis are summarized as follows. Direct Overall Rates From: Indicated Rate from Comparable Sales Band of Investment Method Debt Service Coverage Ratio Method Average Preliminary Overall Capitalization Rate Plus Effective Tax Rate 14.00% 14.13% 13.00% 13.71% 14.00% 1.27% Selected Overall Capitalization Rate 15.27% In conclusion, the analysis produces a rather narrow range of indication of overall capitalization rates for the subject. Since considerable comparable sale data is available for comparison, the direct overall rate developed from the comparables is given the greatest weight in arriving at a single concluded rate. Therefore, it is our opinion that a 15.27 percent overall capitalization rate is appropriate for the subject property. The indicated value of the subject is calculated as follows. Net Operating Income Overall Rate = Property Value $905,729 15.27% _ $5,930,000 Indicated Value $5,930,000 Less Value of the FF&E 782.000 Indicated Value of the Real Estate $5,148,000 69 Tellatin, Louis & Andreas, Inc. 11 RECONCILIATION AND FINAL CONCLUSION OF VALUE The estimated market value of the real estate from the cost and income capitalization techniques are: Cost Approach $5,005,000 Income Capitalization Approach $5,148,000 The Cost Approach is most effective when the improvements are new, or nearly new, and are fully utilized for the designed intent. This method includes estimates of land value, reproduction cost and depreciation. The cost estimate is based on Marshall and Swift component cost figures and reflects average-quality construction. The depreciation is based on an age-mortality concept and does not necessarily reflect specific market depreciation. The value indicated from the cost approach is not influenced by the intangible components, and reflects a clear indication of the real estate value. The Income Capitalization Approach, most appropriate in valuing a nursing home, yields value indications that reflect current economic conditions in ' the marketplace. Since the revenues, the expenses, and the overall rates are closely tied to the actual results of the subject property and comparable data, we consider the value indication of this approach reliable as an indication of the business enterprise. The technique incorporate some elements of the intangible aspects of the enterprise. There is no clean technique to extract the intangible component from the overall value. However, we have conducted lengthy analyses to prove that the value of the business enterprise exceeds the value of the real estate. The earnings from ancillary services were removed from the net operating income since this income is clearly derived from non-realty assets. The Sales Comparison Approach reflects prices paid for similar nursing home enterprises. Since nursing home sales incorporate the transfer of 1 substantial non-realty assets, FF&E and intangibles, there is no certain technique to segregate just the real estate component. Therefore, this technique is not applied in the valuation of the subject real estate. i The income capitalization technique indicates a higher value than the cost approach; thus, the facility operates well enough to compensate the tangible assets, and provide a return on the intangible components. It is our opinion that the value of the real estate should not greatly exceed the depreciated cost to replace the property. However, it is reasonable that the real estate has not followed a conventional depreciation schedule. Although we have estimated a 60-year life for the building improvements (considered relatively long) resulting in a higher depreciated value than otherwise possible, a buyer of the real estate and business enterprise would possibly be inclined to pay more for the real estate than just the depreciated value. Thus, we have concluded a value in excess of the value indicated by the Cost Approach. Based on the foregoing considerations, it is our opinion that the "as is" market value of the fee simple interest in the subject real property, as of September 1, 1995, is as follows. $5,100,000 70 Tellatin, Louis & Andreas, Inc. CERTIFICATION e certify that, except as otherwise noted in this appraisal report, to the best of our knowledge and belief: r The statements of fact contained in this report are true and correct. The reported analyses, opinions, and conclusions are limited only by the reported assumptions and limiting conditions, and are our personal, unbiased professional analyses, opinions, and conclusions. We have no present or prospective interest in the property that is the subject of this report, and we have no personal interest or bias with respect to the parties involved. This appraisal is not based on a requested minimum valuation, a specific valuation, or the approval of a loan. The compensation to the undersigned is not contingent upon the reporting of a predetermined value or direction in value that favors the cause of the client, the amount of the value estimate, the attainment of a ' stipulated result, or the occurrence of a subsequent event. The reported analyses, opinions, and conclusions were developed, and this report has be prepared, in conformity with the Code of Ethics and Standards of Professional Practice of the Appraisal Institute, the Uniform Standards of Professional Appraisal Practice of the Appraisal Foundation. This report sets forth all of the limiting conditions (imposed by the terms of this assignment or by the undersigned) affecting the analyses, opinions, and conclusions contained in this report. No one provided significant professional assistance to the persons signing this report. James K. Tellatin, MAI, and Sterling E. Short inspected the facility. This report is subject to the requirements of the Appraisal Institute relating to review by its duly authorized representatives. As of the date of this appraisal, James K. Tellatin, MAI has completed the requirements of the continuing education program of the Appraisal 1 Institute. ?- •? a at M I Ster ing S or c pal Pennsyl nia Certified General Real ' Estate ppraiser, #GA-001496-R 71 Tellatin, Louis & Andreas, Inc. HIgIT A EX LETTER EME??'T E%G p,,G i t t It 0 q BEVERLY March 5, 1996 ENTERPRISES Mr. Jim Tellatin Tellatin, Louis & Andreas, Inc. 15455 Conway Road, #355 Chesterfield, MO 63017 Re: Ad Valorem Appraisals Dear Jim: Per our telephone conversation this morning, we are pleased to award your firm with the above assignment. I have attached a schedule of the properties involved in this assignment. We have agreed on the following: • You will complete appraisals of the facilities in this assignment. They are to include land and building, only. • You will deliver three copies of the final appraisals to me no later than Monday, April 15, 1996. • Please contact the administrators prior to your inspections. • The date of value on this assignment will be as of t t l emen s sta September 1, 1995. I have enclosed financia for the years ending 12/31/93, 12/31/94 and from 01/01/95 through 08/31/95. s Your fee, inclusive of all out-of-pocket expenses shall be $13,500.00 ($4,000 each for the nursing homes and $750 each for each of the chateaus). Should litigation be necessary, you will be compensated accordingly. As always, I look forward to working with you on this job. Please call me with any questions or comments. Sincere , ;el'issa Karron Manager of Real Estate Services cc: Thad Thompson/RETS Joe O'Brien, Esquire mac. `:;LY ENT2_`. 51" a^aers a.erue • ?ort Srn,th ?r,?r-?_ -?_ _ ?_ ?? - '._ Ll AD VALOREM APPRAISAL ASSIGNMENT Phoenixville Congregate Living Center, #0084 1 833 S. Main Street Phoenixville, PA 19460 215/935-9120 16 Beds Phoenixville Convalescent Center, #0266 833 S. Main Street Phoenixville, PA 19460 215/933-5867 144 Beds Blue Ridge Haven Convalescent Center West, #0285 770 Poplar Church Road Camp Hill, PA 17011 717/763-7070 313 Beds Blue Ridge West Chateau, #2071 10 House Avenue Camp Hill, PA 17011 717/763-1679 16 Beds Michael Manor, #3926 741 Chambersburg Road Gettysburg, PA 17325 717/334-6764 106 Beds A BEVERLY ENTERPRISES. INC. ;oaers Avenue • Port Smith. Arkansas X2919 • -K1 X52 6 1 1 1 EXHIBIT B ? LEGAL DESCRIPTION Legal Description I Not Provided 1 L 17 1 P A 1 1 1 ? EXHIBIT C ' ZONING REGULATIONS r d (27-331) (27-331) Part 14 0-A Office-Apartment District 5331. Purpose. The purpose of the 0-A, Office-Apartment District is to provide reasonable standards for the harmonious development of apartments, business and professional offices, and other uses and accessory ' uses which are compatible with high-density housing; to avoid undue congestion in the streets; and to otherwise create conditions conducive to carrying out these and the other purposes of this ordinance. (Ordinance 378-80, March 18, 1980, Article XIV, §1401) 4332. Procedural Requirements. All applications for permits pursuant to this Part shall he submitted to thI Zoning Officer who shall have the option of submitting such applications-to the Planning Commission or to the Township Board of Commissioners for recommendations prior to issuing a permit. All applications shall be reviewed by the Plan Review Board prior to the issuance of any permit. (Ordinance 378-80, March 18, 1980, Article XIV, §1402) 5333. Permitted Uses. A building may be erected or used, and a lot may be used or occupied, for any of the following purposes and no other: 1. Business, professional, and financial offices and office complexes. 2. Medical, dental, photographic, or similar laboratories, and clinics or hospitals. 3. Studios for instruction in music, arts, science, radio, and television. 4. Municipal buildings and public uses including recreation facilities. 5. Public utility facilities. 6. Fraternal clubs, lodges and social and recreation clubs. 7. Commercial recreation facilities. 8. Churches, or similar places of worship, parish houses and convents. 9. Research, testing, laboratories and facilities. i i i d 10 C ll vers un es. eges an t . o 11. Hotels and motels. 12. Convalescent homes. 13. Apartments, in conformance with the following: a. One- (1) story buildings containing not more than eight (8) dwelling units. 1 b. Two- (2) story buildings containing not more than twelve (12) dwelling units . -423- (27-333(13), cont'd) (27-333(13), cont'd) C- Three- (3) story buildings containing not more than eighteen (18) dwelling units. d. In any building in excess of three (3) stories, the number of dwelling units is unlimited. 14. Accessory use on the same lot with and customarily incidental to any of the above permitted uses. (Ordinance 378-80, March 18, 1980, Article XIV, §1403) ' §334. Conditional Uses. The following conditional uses and no other may be allowed or denied by the Township Board of Commissioners after recommendations by the Planning Commission pursuant to the express standards and criteria set forth in Article 24, Section 2405 and Article 23 1 of this ordinance. (Part 24, Section 615, and Part 23 of this ordinance] 1. Retail stores and personal service shops. 2. Private schools. (Ordinance 378-80, March 18, 1980, Article XIV, §1404) ' §335. Height Restrictions When Abutting Residential Zone. When a permitted use abuts any Residential District in the Township or in an adjacent municipality, the following height restrictions shall apply: an angle of 32 degrees shall be established at a point of the property line which abuts the Residential District or the adjacent right-of-way line of a street abutting the Residential District, as the case may be, measured from a horizontal plane having an elevation equal to the average elevation of the ground, after construction, along the entire side of the proposed building or structure nearest to the Residential District. The proposed building or structure may have any type or style of roof not otherwise prohibited, and may vary in its height, provided that it shall not intersect with or infringe upon the established 32-degree angle, and provided that its highest point, excluding chimneys, spires, towers, elevator penthouses, tanks, railings and similar projections, shall not exceed 125 feet in height, measured from the aforesaid horizontal plane. The definition of "Building Height" found in Part 2, Section 12 of this ' ordinance shall not be applicable to this Section 335. (Ordinance 378-80, `larch 18, 1980, Article XIV, §1405) §336. Height Restrictions When Not Abutting a Residential Zone. In all cases where Section 335 of this Part is not applicable, no building shall be erected to a height in excess of one hundred twenty-five (125) feet. (Ordinance 378-80, March 18, 1980, Article XIV, §1406) I §337. Lot Coverage. 1. Buildings including accessory buildings shall not cover more than the following percentage of the area of the lot: a. Non-residential buildings - 40% b. Apartments - 35% 1 -424- ' - (27-337, cont'd) (27-337, cont'd) ' 2. Special coverage provisions: when provisions are made to provide all or part of the required off-street parking within the building, coverage shall be increased as follows: % of Required Parking Within the Building Increase in Coverage 25% sz 50% 10% 75% 15% 100% 20% 3. Each lot shall be maintained with a vegetative material in the following percentages: a. Non-residential buildings - 3561 ' b. Apartments - 407. 1 (Ordinance 378-80, March 18, 1980, Article XIV, §1407) §338. Yard Regulations, Office Uses. Each lot shall have yards of not less abuts a than the width and depth indicated below. However, when the yard Residential District or Residential Use in the Township or an adjacent municipality, the yard depth and width must be one hundred (100) - feet and the buffer yard as required in Section 340 must be provided: ' 1. Front yard - thirty (30) feet 2. Side yard - total thirty (30) feet, fifteen (15) feet each 3. Rear yard - twenty (20) feet (Ordinance 378-80, March 18, 1980, Article XIV, §1408) §339. Yard Regulations, Apartment Uses. Each lot shall have yards of not less than the width and depth indicated below. However, when the yard abuts a Residential District or Residential Use in the Township or an adjacent municipality, the yard depth and width must be one hundred (100) feet and the buffer yard as required in Section 340 must be provided: 1. Front yard - thirty (30) feet 2. Side yard - total thirty (30) feet, fifteen (15) feet each 3. Rear yard - twenty (20) feet 4. Interior yards - open space between buildings shall be provided as follows: a. When front to front, rear to rear, or front to rear, parallel buildings shall have fifty (50) feet between faces for one-story buildings, and five (5) additional feet for each additional stov;. If the front or rear faces are obliquely aligned, the above distances may be decreased a maximum of ten (10) feet at one end if increased by the same or a greater distance at the other end. Where service drives or bank grade changes or collector walks are introduced in this space, the yard distance shall be at least twenty-five (25) feet. I Revised June 1982 -425- (27-339(4), cont d) (27-339(4), cont'd) ' b. Between end walls of buildings, a yard space of at least twenty-five (25) feet for each one-story building, and five (5) additional feet for each additional story, shall be required. c. Between end walls and front or rear faces of buildings a yard space of at least thirty (30) feet for one story, and five (5) additional feet for each additional story, shall be required. d. When two (2) adjacent buildings differ in the number of stories, the space shall be not less than one-half of the sum of the minimum required distance between two buildings of the lower height and two buildings of the greater height. ' e. Outer and inner courts shall be permitted when such courts are not less than fifty (50) feet in width or not less than the dimension of the full height of the highest building wall enclosing the court, whichever is greater. (Ordinance 378-80, March 18, 1980, Article XIV, §1409; as amended by Ordinance 411-82, June 15, 1982) §340. Buffer Yards. Buffer yards shall be required when an office, commercial or apartment use abuts a residential use in the Township or in an adjacent municipality. Buffer yards shall be at least fifty (50) feet ' in width and shall extend the full length of the part of the lot which abuts a residential use. 1. No structure, parking lot or loading zone shall be permitted in the buffer yard. 2. The buffer yard shall be planted and maintained with a vegetative material, including a row of trees not more than forty (40) feet apart. The following types of trees shall not be planted in buffer areas: a. Poplar, all varieties; b. Willow, all varieties; c. White or Silver Maple (Acer saccharinum); d. Aspen, all varieties; and e. Common Black Locust. 3. The buffer yard may be crossed by access roads and service drives not more than thirty-five (35) feet in width, provided that the center line of the road or drive shall cross the lot and buffer yard at an angle of not less than sixty (60) degrees. 4. The buffer yard shall be considered as a part of the required yard. (Ordinance 378-80, March 18, 1980, Article XIV, §1410) §341. Accessory Buildings. 1. No accessory building shall be permitted in front yard areas. 2. Accessory buildings shall be permitted to extend into side yards but shall be not closer than five (5) feet to the side yard line. 1 -426- Revised June 1982 ' . (27-341, cont'd) (27-341, cont'd) ' 3. Accessory buildings shall be permitted to extend into rear yard areas but shall not be closer than five (5) feet to the rear yard line. 4. An accessory building shall not exceed one (1) story in height. (Ordinance 378-80, March 18, 1980, Article XIV, 51411) 5342. Location. The site shall adjoin at least one (1) of the major thoroughfares in the Township or be reasonably close so that the access drive or drives can be satisfactorily arranged to avoid traffic congestion ' on local residential streets. (Ordinance 378-80, March 18, 1980, Article XIV, 41412) 4343. Loading and Unloading Space. Each lot shall include sufficient space for the loading and unloading of supplies and equipment to and from vehicles. The public right-of-way shall not be used for this purpose. The minimum space shall be fifteen (15) feet by fifty (50) feet by fourteen ' (14) feet high. (Ordinance 378-80, March 18, 1980, Article XIV, 41413) 4344. Signs. 1. All signs must comply with the following: a. Free standing signs shall be a maximum of thirty (30) square feet in surface area, non-luminous or non-reflective, and may be backlighted or floodlighted. b. Letters may be attached to a structure when they identify a business or process carried on within the structure, and may be backlighted or floodlighted. 2. When the circumstances necessitating the erection and use of a sign or letters are no longer present, such sign or letters shall be removed from the premises. (Ordinance 378-80, March 18, 1980, Article XIV, 41414) P ki 4 Off S treet ar ng. - 5. 43 1. Off-street parking shall be provided in accordance with the off- street parking part of this ordinance. (Part 21 of this ordinance] 2. All parking shall be located at least eight (8) feet from the dwellings or offices. Curbing shall be installed to enforce this ' regulation. The required parking spaces shall be situated on the same lot within two hundred (200) feet of the dwellings or offices to be served. 3. Outdoor parking spaces and approaches shall be deemed to be part of the open space of the lot on which they are located. (Ordinance 378-80, March 18, 1980, Article XIV, 41415) -427- 12- wo x t? 1 1 1 1 1 1 1 1 1 1 1 IL ROADI ?r 200'- BUILDING HEIGHT A. s. DETERMINANT A. TYPICAL CONDITION • GROUND ABOVE ROAD OR IL. B. TYPICAL CONDITION • GROUND BELOW ROAD OR R.. -428- 1 Ll t 1 ? EXHIBIT D NURSING HOME SALES ?L 1 1 1 r SALE NUMBER ONE Clivedon Convalescent Center 6400 Greene Street Philadelphia (Philadelphia County), Pennsylvania 19119 (215-844-6400) Sale Date: Number of Beds: Total Price: Financing: Seller: Buyer: Confirmation: Cash Equivalent Price: Land Area: Gross Building Area: Year Built: Building Description: Condition: Sale Data January 31, 1994 180 $5,992,500 All cash to the seller Comstock Healthcare, Inc. Courtland Healthcare, Inc. Public Records and participating broker $5,992,000 Property Data 1.3 acres 69,955 square feet 1978 A three-story concrete block and brick veneer skilled nursing facility Average to Good Economic Data Occupancy Rate: 97.2 percent -- 1994 Private-pay Mix: 3.2 percent -- 1994 ' Medicare Mix: 6.7 percent -- 1994 Effective Gross Revenue: $7,883,596 Operating Expenses: 7,027,837 Net Operating Income: $ 855,759 Expense Margin: 89.1 percent Cash Equivalent Price Indicators Price per Bed: $33,292 Price per Square Foot: Gross Revenue Multiplier: $85.66 0.76 Overall Capitalization Rate: 14.3 percent Comments and Comparisons: This Philadelphia facility was purchased jointly with Maplewood Manor Convalescent Center, and the sale price herein reported represents the buyer's allocation. The revenue and expense data were obtained from the b uyer's first-year Medicaid cost report, to which we have added a reserve for replacement expense of $300 per bed. ' SALE NUMBER TWO Northwood Nursing & Convalescent Home 4621 Castor Avenue ' Philadelphia (Philadelphia County), Pennsylvania 19124 (215-744-6464) Sale Date: Number of Beds: Total Price: Financing: Seller: ' Buyer: Confirmation: Cash Equivalent Price: Land Area: Gross Building Area: Years Built: Building Description: Condition: Occupancy Rate: Private-pay Mix: Medicare Mix: Effective Gross Revenue: Operating Expenses: Net Operating Income: Expense Margin: Sale Data December 19, 1994 148 $4,900,000 All cash to the seller Northwood Nursing & Convalescent Home Inc. Northwood Nursing Center L.P. Public record, Medicaid cost report and participating broker, price included $100,000 non-compete agreement $4,900,000 Property Data 18,880 square feet 43,860 square feet 1964, with additions Two-story masonry building Average to good Economic Data in 1971 and 1984 nursing home 89.5 percent - 1994 11.6 percent 6.7 percent $6,116,789 5,484,196 (estimated) $ 632,593 (see comments) 89.7 percent ' Cash Equivalent Price Indicators Price per Bed: $33,108 Price per Square Foot: $166.33 Gross Revenue Multiplier: 0.80 Overall Capitalization Rate: 12.9 percent Comments and Comparisons: This facility is also located in the city of Philadelphia. According to information supplied by a broker involved in this transaction, the buyer's expectation for first year net operating income were $950,000. This expectation did not allow for reserves for replacement, and it did not include management fees. We adjusted the expenses to include a 5.0 percent management fee and replacement reserves of $300.00 per bed. In so doing, the indicated NOI is $590,600. Our ' estimated revenue and expenses are based on actual rates, mixes and occupancy levels at the time. The expenses were based on amounts reported in the Medicaid cost report, plus management, reserves for replacement and contractual allowance estimates. ' SALE NUMBER THREE Curry Memorial Home Road 2, Box 60 Waynesburg (Greene County), Pennsylvania 15370 (412-627-3153) ' Sale Data F Sale Date: Number of Beds: Total Price: Financing: Seller: Buyer: Confirmation: Cash Equivalent Price: Land Area: Gross Building Area: Year Built: Building Description: Condition: Occupancy Rate: Private-pay Mix: Medicare Mix: Effective Gross Revenue: Operating Expenses: Net Operating Income: Expense Margin: December 1994 121 $5,000,000 All cash to the seller Greene County Guardian Care, Inc. (Guardian Foundation - Greene Care) John Frazier, Greene County assessor's office and participating broker $5,000,000 Property Data 8.1 acres 56,000 square feet 1991 One-story, brick exterior Good Economic Data 96.4 percent 3.5 percent 12.8 percent $4,432,044 $3,933,184 $ 498,859 88.7 percent Cash Equivalent Price Indicators Price per Bed: $41,322 Price per Square Foot: $89.29 Gross Revenue Multiplier: 1.13 Overall Capitalization Rate: 10.0 percent Comments and Comparisons: Waynesburg is a small town in a rural area in western Pennsylvania, approximately 30 miles southwest of Pittsburgh. This sale was recorded January 25, 1995 (Book 137, Page 1056, Greene County Recorder of Deeds). The buyers recently lost an appeal for tax-exempt status on this property, which was formerly tax-exempt because it was a county-owned property. The sale price recorded for the real property included in this transaction was $4,317,000. We were unable to obtain revenue and expense information on this sale from the participating parties, the broker, or the most recent Medicaid cost report, which was unavailable for review at the time we visited state offices in the course of this appraisal assignment. The revenue and expenses were based on report occupancy and rate information surveyed by the Department of Health - State Center for Health Statistics & Research. SALE NUMBER FOUR Hillcrest Nursing Center 400 Hillcrest Avenue Grove City (Mercer County), Pennsylvania 16127 Sale Data Sale Date: Number of Beds: Total Price: Financing: Seller: Buyer: Confirmation: Cash Equivalent Price: February 1, 1995 121 $4,400,000 All cash to the seller Hillcrest Nursing Center HNCA, Inc. (Concord Health Group, Inc.) Public Records $4,400,000 Property Data Land Area: 5.0 acres 1 Gross Building Area: 52,102 square feet Year Built. 1983 Building Description: Part one-, part two-, and part three- story masonry structure with brick exterior walls Condition: Good ' Economic Data Occupancy Rate: 90.7 percent Private-pay and Medicare Mix: 26.0 percent Effective Gross Revenue: $5,300,000 (estimated) Operating Expenses: 4,701,300 (estimated) Net Operating Income: $ 598,700 (see comments) 1 Expense Margin: 88.7 percent r Cash Eouivalent Price Indicators Price per Bed: $36,364 1 Price per Square Foot: $84.45 Gross Revenue Multiplier: 0.83 Overall Capitalization Rate: 13.6 percent ' Comments and Comparisons: Grove City is a small, rural community located approximately 30 miles north of Pittsburgh, with good access to Interstates 79 and 80. The statement of value filed (deed reference 95-DR- 1128) for the real property in this transaction indicated a sale price of $3,000,000, which indicates a consideration of $1,400,000 for equipment and intangibles. According to a brok er familiar with this transaction, the buyer's first year expectation of net operating income was $900,000. However, this expectation did not allow for typical management fees or reserves for replacement. We adjusted the operating expenses to account for these overlooked items. SALE NUMBER FIVE Norristown One 205 East Johnson Highway East Norristown (Montgomery County), Pennsylvania Norristown Two 2004 Old Arch Road East Norristown (Montgomery County), Pennsylvania Kingston West 615 Wyoming Avenue Kingston (Luzerne County), Pennsylvania Sale Data Sale Date: Number of Beds: Total Price: Financing: Seller: Buyer: Confirmation: Cash Equivalent Price: Land Area: Gross Building Area: Year Built (Avg.): Building Description: Condition: August 9, 1993 391 $15,700,000 All cash to the seller Manor Care, Inc. The Advancement Healthcare Public records $15,700,000 of Geriatric Property Data 5.1 acres (total) 135,660 square feet 1973 A two-story, a three-story, and a four-story masonry structure, each with brick veneer Average to Good Economic Data Occupancy Rate: 96.0 percent Private-pay and Medicare Mix: 23.0 percent Effective Gross Revenue: $14,721,804 Operating Expenses: 12,270,562 Net Operating Income: $ 2,451,242 Expense Margin: 83.3 percent Cash Equivalent Price Indicators Price per Bed: $40,153 Price per Square Foot: $115.73 Gross Revenue Multiplier: 1.07 Overall Capitalization Rate: 15.6 percent Comments and Comparisons: This was a three-property transaction that took place in 1993. The income and expenses were obtained from Medicaid cost reports and include management fees. We added $300.00 per bed to the operating expenses as a reserve for replacement allowance. Kingston is a suburb of Wilkes-Barre/Scranton in the northeast part of the state. East Norristown is a northwestern suburb of the city of Philadelphia. J 1 F, L ' EXHIBIT E YIELD RATE CALCULATIONS FOR THE COMPARABLE SALES 1 1 o /. 00 MMp 01 LM r v' ?'? O••O .Oa•O vMiN L $ N a N O N O d M M O M (? pGp N.OpM M?f 6-N ?o ?pMpO J M QJ ?A 1? Pryry 0. ry ti P ??1n p1?. .1N f? P 10 N ? r N N O x N 10 O N ? 0 w O te r} ? Np It •O M 00 1? COT•- N?N ?O CONr 51 P P 1 N d M A?Ll N M A 1 10 0 ' N McoN xx N M y1 NOX PM0 0 qp 00 r /?CO?0p0 co PPSC; Mp ?OMN 'N %0 ' M M pip N M p N N 1 COO N.Op IdJe1 txA P.t OJ V1 •O L" /? •O CO 0 .0, .p CO P}ej PM^ O'N pOp N Pp .p ..pp N O cm 0 0, M M tid xOCOQ ?t . pp •O co P P MMM " N N N N 00 I`N aVp1 fpA. N N 10 N 0 NOd_ p W, 0?t,0, cv s .zk O•COM?_p?p •O P m " P ' N CQ M M op p ?w1 N Npp O O O O O O M Q N 4? `, d M N Q P 0 P N It It O J WN N P O •O yr ?A ?PN PM PNNr '•O .O M •O n ri1 N aDON N N M V L ? O W ? CL ? ? a a X W ? ? OC W T ? CC CC yC w O O a X U C W y 0 3 L ?m S o'4, c? L6d p U a:i V wv- vai a?+ a co yr 1 ? ?z o>acoW[ « L: g z to U W V•L m 1>0 ! W W N X W U? C U ?W W 0>t m u K am > _ G •W V r? 1:2 W. L? 40 4W1 o ? c ° e+ > a ui aU i O O ? u C L. W N W E L W u OVC -• L X OVC R 40>1 5-0 4>0 Z: L .!Z e`a Wzoc CL cLa >zCL zaczF o h H U f < CIC ll;? ? ?OU'% L, P, ON ?A MO r PN O J . NrM It 00 ti ?M C, N N M co S M ol co N N N N N O d • Ln rl • IA . V?p O O M d d h N ti r P c O O o M p p M N M CC M O M Lr% C O Ln 1•- ?O ?t O f? a ? A . p p M N p V 1 , P C, L r% m D_ WN M C N 7 '^ M N N O 01 O, pp DOJr N ?/1 CMO? O U1 Ln •• O Y1 IA .f P• O C7 O J N N O M CO N m a N p p > M N N m ? O e SGo P C Ln r • t CO 'o M C O J N U E cOp CO .p IA N a CL N r P C Ln N r. O N N N a 3 m Ln U1 u M 1 CO 11 O M Ln CO CD m> > 10 t-- N O P 'Ic 0, y E N L fq a aI M00 ? M U1 P v1 C0 P r M •D M r u l C • M u ' V1 M Cp O W N N O OO N IA M .tM n O • OM ? ? M ? /1 ?A CO 0 O O 11 LM O `O N W i O H u 0 Ln P r.- t N r, LA N N N N W N 1- C C O 6 O N ?? ctl (A ? u',m c ?a?ca/ayi yc y W < U X C 10 q? E X IA Q y1 a a X W _ GU W W V N L W y r W V X N c CC oc te, o PL ` ? r6i E m c a ? uv $ a W '? O a) g' a X W a W M L X •? W L X W •? C > U W L- 4, m m a W L ? m 0 0.> nm> C/ p? LL a> C y O Av C O O >- U , CC Co . W ' . y ? ? • W V W W ? Ll? L L L C ` m P W o m m o o m 7 a s c 4> r m ¢ > F- o 4)i c a >, a >i d' o O F- 2 Q C w w o d L *e a4 M C co Y 1 P 9 ? C O ' O J O v 00 ?00 I n `A ? 00? O N ?- p. eONP P CO O O M M J UN N co O M CO M O N M p p N N K N 'o Viii W! pppp Y 10001 ?00N P •O M ?O P n co N ^ - N OO N V1 0 ? N ! P In ; NMN N JOON V1 N ' O pp x 'O co v i ? N Co 'o ` O I, Y1 ? M ( ? VI V1 f? H •O N P M 'o N O O ? M to POO JM M 0 ' N ?M N co 0 N N "n co 1* UN pp p N U0 P P OO 'r /N 0 N 1n P T CO un -- N ` ? ` ? J M M ? N N J N N 10 r, N w ' J 1 M 0 1 Ln .t O Ln of CU O.-8? 0 0 N f J N N O N to _ _ r Ln N N J 00 N M M ' M M M LA O V 1 V i?? N M N PU, • O J 0 O _^ in N M M N N O w w ? JJ N M pp w N CO in co -.t 'o PNO.O(> M - c , h M 01 o V `O r C> 10 m w sow J w Ln 0000000 1000 BOOM xx 00P00 P N J J N W1 P P W M c 00 • `0 Yl 00 O P N N N Op ?O N J C, M s ti N J p ' XO o N N W Y oc U W .L d Y d x m ' Y a< W at c C M C O 0- C O x u p C L. a d OIC Y L EE Y W W 0 7 •L f E C 0 C W > N G U fn W • O W U SEE < ). L ( j O. V 0 L Vi O 7> YW U d>. W d . N Y d O Im 5 CT O a, w , Z o r . O .-C. Y W W w y _ > C L p OdC 07 OC Y OC d 0 d x L T W N Y 'a :z 0 LL ' ' W> OYW0>.><cc •• U W W •? > a y ? W W 7Ix 0.>. J W > •x D W U Y U N = R •q •? d 0 d 7 N C C U U ? d? o W u uoa -0 da U??U Cd O 0 O•? C d Y •Y U I'm U C d -> d?Z•m -E d 2 2 L L 7> 7•^ L E U •? C Y E 7 7•> C U =- X L W W •? G d C Y> ti OC _ d Y L L C 7 7 d U L Vi d U L T a> O O W -? W O W d 0 NZ w OO. <W Z N > 0 2d =O.<2?- N 2 > < p? 0 ? 0 9 o p O J v LM M OPO C 1?.0 0001 A N O N N O L' M In w l !O N M P P N - N N M O x O P P P N ?y N A J ? M OO P co N M 10 - J P J M N N e< Ln M o - O u P O p N M M N M 'a O O 0- N C N pp N CC 7 O M O Om Ln 00 N Ln 019 h N O N C-4 0 10 i O Y ? ? pp ri L P CO 7 O C 0 O pp NU O 00 7 J 11'1 N f? P OO O ` Mf W d N ? O > m Y i P M mo r n Op•. C u LIN . t ?? /l N JP E 10 N O p ? d Ln N N M J N 00 y 3 N p N 0 W N N 7 d ??nn .app O. O O P P > > 10 O M N N C C _ N N E . p M O O p t? co 00 . p N M PP 10 ? p N P P 0 0 P 1? P ? O N E M M ? 9,0 MM - 1 1 01 10 a 000 . f 1 1 P 0 Ln ? P, J In ?; MOP M ? P ? N O JN VIP J 0 p. M J N M w m 0 c~ o ow . p U) Y J N C p y 7 fA O OR? 0 y W C J d N a N C X y y W N G N C W W N C y d X W C OWC m Ol dO yC OI-0 W yC pl d a x W d a a X W •- Y u U) L- W W x W 0 • C W W Y • d > U 0 L •- d W W d W • Y W oaa ecc > c >LL W L C C U . L U O O C 1 (O r .? W d .? W r ?. •L- Y W O) .. Y Vi N C m L Y H M W L F + r t L W O W Q1 > H 00 0. L W O O L> H 1- W Y 7 Y L d d C > > _ •? O 0 Y- Z< ww Nu y? p. O f` .O M O N ' C ^ ? ^J, ? pPp?P1Mtl0 .ri NJ O ^ ?O ? ?M VMi 00 1?0 0r ? 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L Z m m IW / Qg n z z E • U 1 O >' p 14-1 5 _ S. t r' ' LL M Al W 0_ V O N 't O . 0 d a N t 0 t- N Ln N • .O LA CIO r OA Ln O M LA J Ln O Ln A 10 M t- r.- NALn N Ln P CD 00 PN N O P J N P O Ln LA N N A an N N N pp LA O M 00 10 N N P M M O J LA lO O LA Ln N N N N w CIA Ln NN A p ? ? Ol Ln A o0 o Ln .. u ?p Lm N 10 M .4 o N • f V C P LA J N c N M 7 O N O .0 O? P, 0 LA a r C O O N M N LJA :8 7 0 M O M LA m a Ln M > p N _ V A c O co CD I c v 0~0 a co N M J E ? .p?O V1 M d O. N M M r-- O O ?O W w H J M N O O N N 7 2 N- 10 01 ? 0 4 { 00 m P , > > LA t0 0 i P- 10 LA - m 3 •O `O N LA y•E J r fA L N O 1 N o. ? cn, LJA P OMO P O • r J L A N J 10 C5 . p . N N O 04 M r J LA M O J r M N N O OO N10 P NN N N OU1 10 U11% p 0, 'a N O LA 00 10 LA 1 M O P •O 00 N N fl- N P "It J A r M J r M N N N is 0 ~ c O O 0 V 14 y ? c 2110, cy 0 c A . p pt? a y q? C W U c X p W y x O 2 0 V1 L W d N G W y m C C c ?iY° cD W c M N'a a wdo w V cIm m V v W 0 L W L 10 C L •.- > U d O7 (O d W L V /0 0 O O. > cd 0°> c?>" U W o 00 " c >. ? W 10 O q 1 rJl N c r L V • LO W (p L V H V • 10 L V O LO ii W 7 L L p1 y O O- C a L W O O L. L W 0 O L O p f• 2 4 O[ w L, S m r-, IL 1 r] L EXHIBIT F QUALIFICATIONS t JAMES K. TELLATIN, MAI EXPERIENCE Mr. Tellatin has specialized in the appraisal of real estate since 1977. Mr. Tellatin has appraised virtually all types of real estate in 46 states and Canada. Types of property appraised include industrial plants, office towers, shopping centers, hotels, hospitals, apartments, farms, governmental buildings, educational facilities, nursing homes, retirement living centers and resorts. Moreover, he is consulting with the new government of Hungary on valuations of state-owned asset dispositions. EMPLOYMENT Mr. Tellatin is a principal in Tellatin, Louis & Andreas, Inc. Prior to creating the firm, he formed his own appraisal firm in 1984. In the past, Mr. Tellatin has held the following positions: Director of Appraisal Services, Turley Martin Company; Senior Appraiser, Marshall and Stevens Inc.; Staff Appraiser, Doane Agricultural Service Inc. EDUCATION 1 r- L 1 C Mr. Tellatin earned a Bachelor of Science degree in Geography and Economics from Southwest Missouri State University, Springfield, Missouri, in 1976. In addition, he has studied at Dartmouth College, Memphis State University and abroad in France and Switzerland. Mr. Tellatin has completed the education requirements for the MAI, Member Appraisal Institute designation from the Appraisal Institute, and has also been certified for real estate appraisal by the states of Arkansas, Arizona, California, Indiana, Illinois, Iowa, Kansas, Michigan, Missouri, Oklahoma and Tennessee. COURT TESTIMONY Mr. Tellatin has prepared reports for numerous courts and boards. He has also testified as an expert witness before various courts in several states and Federal Bankruptcy Courts. STERLING E. SHORT EXPERIENCE Mr. Short has been involved in the commercial real estate industry since 1987, and in the appraisal sector since February 1989. Real property appraised encompasses a range of property types such as vacant land, industrial warehouse and distribution centers, freestanding retail facilities and shopping centers, retirement apartments and nursing homes, apartments, office buildings, motels and hotels, as well as other miscellaneous property types. The bulk of his assignments has entailed appraising nursing homes. The appraisals have functioned as support for clients in financing, litigation support, bankruptcy proceedings, and internal review. EMPLOYMENT Mr. Short joined Tellatin, Louis & Andreas, Inc. in February 1989. Previously, he was employed by Home Savings Association of Kansas City, F.A. where he participated in loan origination conducted on a national basis primarily on apartments, motels and hotels, and shopping centers. EDUCATION Mr. Short received his undergraduate degree, Bachelor of Arts in accounting and English, from Westminster College in Fulton, Missouri. Mr. Short is an MAI Candidate, and he has completed several courses offered by the Appraisal Institute in pursuit of this professional designation.