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HomeMy WebLinkAbout94-05314 r cO J ~ -... lri I ~I , ::+ , , -7 I, I I I I I ! DARRYL BURGESS Plaintiff, v. I IN THE COURT OF COMMON PLEAS OF I CUMBERLAND COUNTY, PENNSYLVANIA I I CIVIL ACTION - LAW I I I I I I I NO. 94-5314 CIVIL TERM PENNSYLVANIA DEPARTMENT OF CORRECTIONS, JOSEPH LEHMAN, JEFFREY A. BEARD, KENNETH A. KYLER, CARL HAMBERGER and KATHY MONTAG, Defe:ldants IH-REI DEFENDANTS' PETITION FOR JUDGMENT OF NON PROS BEFORE OLER. J. OPINION and ORDER OF COURT Oler, J., June", 1997 In this civil case, Plaintiff, an inmate at the State Correctional Institution at Camp Hill, alleges that he was injured while moving a chair under the direction of prison authorities. Plaintiff asserts that Defendants, the Pennsylvania Department of Corrections, Joseph Lehman, Jeffrey A. Beard, Kenneth Kyler, Carl Hamberger, and Kathy Montag, were negligent in failing to instruct him on how to move heavy objects, failing to provide proper equipment to move heavy objects, and failing to provide proper medical care to Plaintiff after he was allegedly injured. Presently before the court is Defendants' petition for judgment of non pros due to lack of docket activity. For the reasons stated in this opinion, Defendants' petition will be granted. ~TEMENT OF FACTS The following facts are averred in Plaintiff's answer to Defendants' petition for judgment of non pros:' Plaintiff, Darryl See Pa, R.C.P. 206.7(c). NO. 94-5314 CIVIL TERM Burgess, is an inmate at the state Correctional Institution at Camp Hill, Cumberland County, Pennsylvania.' On September 28, 1992, Plaintiff was directed by prison authorities to assist two other inmates in moving a barber's chair down a flight of stairs.' The chair came apart while Plaintiff was moving it, spilling oil onto the stairway.' Plaintiff slipped on the oil, lost his grip on the chair, and was injured when the barber's chair landed on top of him.' Plaintiff brought civil suit against Defendants, the Pennsylvania Department of Corrections and five Department of Corrections officials or employees, seeking damages for injuries allegedly caused by his fall. Plaintiff is proceeding pro se in this action. Plaintiff avers additionally in his answer to the petition as follows: Sometime after March 2, 1995, Plaintiff contacted a certain law firm regarding the possibility of hiring the firm to represent him in this matter,' In a letter dated November 1, 1995, the firm indicated that it would be willing to represent Plaintiff , Plaintiff's Answer to Defendants' Petition for Judgment of Non Pros (hereinafter Plaintiff's Answer), paragraph 2. , rd. rd. rd. , , Plaintiff's Answer, paragraphs 7-8. 2 NO. 94-5314 CIVIL TERM and requested that he sign a contingency fee agreement and authorize the release of his medical records 1;0 it. J Plaintiff signed a contingency fee agreement on November 6, 1995, and provided the firm with a letter of authorization for the release of his medical records.. On March 26, 1997, Plaintiff received a letter from the firm releasing him from the contingency fee agreement.' The firm never entered an appearance as Plaintiff's counsel in this matter. Nevertheless, Plaintiff avers that, during the period from November 6, 1995 until March 26, 1997, he believed that the firm was actively representing him in the case .,. PROCEDURAL HISTORY The relevant docket activity which occurred in this case is as followsl Plaintiff commenced the action by filing a complaint on September 19, 19941 Defendants filed an answer with new matter on October 26, 1994; Plaintiff filed a reply to the new matter on December 19, 1994. An amended complaint was filed on January 27, 1995. Defendants filed an answer with new matter on February 13, 1995. Plaintiff's reply to new matter, filed March 2, 1995, was the last docket activity recorded in this case until March 27, 7 Plaintiff's Answer, paragraphs 7-8, Exhibits a-c. . Plaintiff's Answer, paragraphs 7-8, Exhibits A-B. , Plaintiff's Answer, Exhibit c. I. Plaintiff's Answer, paragraphs 9-10. 3 NO. 94-5314 CIVIL TERM 1997/ when Defendants filed the instant petition for judgment of non prost based upon a two-year period of docket inactivity. On April 1/ 1997/ pursuant to Pennsylvania Rule of Civil Procedure 206.7/ this court issued a rule upon Plaintiff to show cause why the relief requested should not be granted I the rule provided a schedule for Plaintiff's filing of an answer to the petition, for the completion of depositions, and for the submission of briefs, upon which the issue would be decided. Plaintiff filed his answer to the petition on May 1/ 1997. Both sides have submitted briefs. No depositions have been filed. DISCUSSION Pennsylvania Rule of Civil Procedure 206.7 provides the procedure for disposition of a ~etition after a rule to show cause has been issued. Rule 206.7 provides that, "if an answer raises disputed issues of material fact ... [and the petitioner does not take depositions/] the petition shall be decided on petition and answer and all averments of fact responsive to the petition and properly pleaded in tho answer shall be deemed admitted." Pa. R.e.p. 206.7(c). The decision to enter a judgll'ent of non pros for lack of docket activity is clearly within the discretion of the court. Pennridge Elec., Inc. v. Souderton Area Joint School Auth., 419 Pa. Super. 201, 206,615 A.2d 95,98 (1992). The Pennsylvania Supreme Court has established a three-prong test which indicates the 4 NO. 94-5314 CIVIL TERM oiroumstances under which this type of judgment of non pros may be entered. Penn Piping, Inc. v. Insurance Co. of North America, 529 Pa. 350, 603 A.2d 1006 (1992). Under the Penn Piping test, a judgment of non pros is pl'oper whenl (1) a party has displayed a lack of due diligence I (2) there is no compelling reason for the delaYI and (3) the delay has caused prejudice to the adverse party. rd. at 354, 603 A.2d at 1008. In cases where the delay is two years or more and the plaintiff fails to offer a compelling reason for the inactivity, "the delay will be presumed prejudicial for purposes of any proceeding to dismiss for lack of activity on the docket." rd. at 356, 603 A.2d at 1008. It is left to the discretion of the court, on a case-by-case basis, to determine whether an explanation for delay is compelling. rd. at 356 n.2, 603 A.2d at 1009 n.2. The Pennsylvania Supreme Court has indicated that "[e]xamples of situations in which there will be a per se determination that there is a compelling reason for delay... are cases where the delaying party establishes that the delay was caused by bankruptcy, liquidation, or other operation of law, or in cases awaiting significant developments in the law." rd. It has been noted that the "compelling reasons for delay as described by the Supreme Court all involve situations where svents beyond the plaintiff's control impede progress." County of Erie v. Peerless Heater Co., 660 A.2d 238, 241 (pa. Commw. 1995). Events 5 NO. 94-5314 CIVIL TERM which are not beyond a plaintiff's control are not compelling reasons for delay, because a plaintiff has a "duty to move the case forward and to monitor the docket to reflect that movement." State of the Art Medical Products, Inc. v. Aries Medical, Inc., ___ Pa. Super. ___, ___, 689 A.2d 957, 960 (1997). In the present case, there has been a two-year period of docket inaCltivity from March 2, 1995 to March 27, 1997. Thus, prejudice will be presumed and Plaintiff is obliged to show a compelling reason for this delay. Plaintiff avers that, during the period from November 6, 1995 to March 26, 1995, he believed that he was being represented by a law firm and that the firm was moving his case forward. Plaintiff maintains that the fact that he was unaware that the law firm did not enter an appearance in his case and was not moving his case forward constitutes a compelling reason for the two-year delay. According to Plaintiff, it was the law firm rather than he that caused the delay. Plaintiff contends, therefore, that it would be unfair to penalize him for the two years of inactivity which occurred in this case. Plaintiff's argument, however, is not supported by case law. The Pennsylvania Superior Court has declined to conclude that the fact that a party was unaware that the party's counsel was not moving the case forward constituted a compelling reason for delay. Aimee's Touch, Inc. v. Kramer, 441 Pa. Super. 415, 418, 657 A.2d 992, 993-94 (1995). In this regard, the inaction of a plaintiff's 6 NO. 94-5314 CIVIL TERM attorney is not the type of situation which is considered to be beyond the party's control and, thus, is not considered a compelling reason for delay. In our view, the present case, in which Plaintiff is seeking to exouse a period of inactivity on the ground that he was unaware that a certain law firm was not representing him and moving his case forward, presents a similar situation governed by the same principle. Thus, even if Plaintiff's allegations in his answer to the petition are true, it can not be said that a compelling reason for the delay has been shown. The court concludes that Plaintiff has displayed a lack of due diligence in not monitoring the activity undertaken in his case or moving it forward for a period of two years. There is no compelling reason for this delay. Moreover, since the delay lasted for a period of two years, prejudice is presumed. For these reasons, the following order will be enteredl ORDER OF COURT AND NOW, this 16th day of June, 1997, upon consideration of Defendants' petition for judgment of non pros and Plaintiff's answer to Defendants' petition for judgment of non pros, and for the reasons stated in the accompanying opinion, the petition is 7 III When the bot.tom of lhH ohllir t-:.lmtt off, oil (!,lmC from within the 'lhllir and hi. B" Ilnd RplllHd on thl! RtepR. 12) The wHlght of the ehair pulled me down anothl!r atep and my fool hit the oily R\:<'P whi'lh caual!d mf~ fel!t to (!umn out from un- derneath me, and I eilm.! down, with thl! eh,llr on t.op of me, kn0<1k- ing the wind out of ml!. 13) I hit my head, knlll!, and baek on the Rtl!el RtHpR and the l1hair eaml! down again on th,! InRid.! of my right knee. I Wila dazed, hurt, Rtunned, ahocked, aa well aa covered with oil. Defendant HambergHr e.lml! over to me and IlHkHd if [ WIlR all right. I to Id him I could not move, and he Raid he was going to eall the infirmary. 15) In .1pproximaUdy 15 t.o 20 minuteR later. a nUrHl! (Pat Harnhart) arrived at Mod '3. She aaked me some queationa then apoke t.o f)efendant 1IllmbHrger. She inform.!d me that it "lookf!d 1 ikl! [ had a alight concusHion" and thllt r would need to go to the in- firmary. 16) Defendant Hamb"rgt!r ordered t.wo inmates t.o wipe some of the oil off of me, t.hen ordt!rt!d two ,!orreetionill offieerH and another' two inmateR to "roll me in a blanket" off the stairs and onto a atretcher. 1'hey then placed t.hl! at rt'tohl!r on it f lilt. stl!el eart.. r waR not put in any kind of tract ion or anything tor my injurieB. 17) Two inmateH I.ht!n pUHh.!d m.! on thl! eart., ovt!r rockR and holt!s, t.o t.he infirmary, which violently ..hook mt! ilnd ('iUlHnd grt'at pain. It took about b!f\ mi,nutf!H to ',J.!t th"n!. 18) A doetor examined me and orderl!d that I he t.aken to ln~ cmer- gl:OOY room .It. an out.Hid.! hORpit.al. ^ Wormlf!YHhurg ambulance pick.!d me up and transportl!d mt! to U", hOHpital wherl! r WilS (!xamined ilnd ordl!red (or x-raYH. 191 Upon I...turn III I,hn InllUluUolI, I Willi COl'IInd 10 w;llk b.Ulk lu Mud ':1 urlllnr illY uwn JKlwnr, whinh ill OIboul. ;1 1/2 mi Ie willk OIruund the llollllKmnd. 20) I W;1I1 nul \Ilvnn i1I1Y 1ll'!IH'!ill.ion Cor pain for ;Ibout I.hr'lI! daYR. 211 waR nul. .Ibl" 1.0 \Inl. oul of IH.d withuut. helll Cor i1boul. thrtw (3) wn.~kR ,1IId my Illt';1l II h;ld to bn brou\Ihl. lo illY en II II i nee I waR not able lo \10 .ml. on I.h,' I. i.!r i1nd lIill.. 22) About ont! monlh .Ift.nr the ;wci.hml., wall \Iivt!n a neck brace which I had I.u wt!i1r for I.hn nnxl. C. monl.hll. 23) 1 found out later from i1n oul.llide doctor from (:ommunlt,y Gen- eral ORl.eollilthie 1I01lpil.i11 I.hlll. I would not nntld i1n ope rIll. ion (yel), but that 111m \loin\l 1.0 hilvl! probltlmR wilh my neck, back, and ri\lhl knet! for the n!lI!. of my I ifn. He proef!l!df!d 1.0 Rhow me x-rays and explainnd lo me tht! exlnll!. and Rnvnrity of my injurieR from lhiR accident. They wernl art' Neck (C-:\, 4, ~, 6,7) , baek (L-3,4), and a Rtrain/l.orn Medicill Collillnrill Ligament in my righl knee. I now walk with lhn aid of a knt!.! braet! i1nd a Clllle. 24) He (outRide doctor) reeommend..d "PhYllleal Ther.IPY", but the SCI-e.lmp lIill Mndical (),.partmenl. h.11I not given me any. 25) Plaintiff had to walk to the other Ride of the inRtitution to get medicalion at an "oulRidn" medi<:alion window in Rub-zero wealher, rain, and Rnow, at lillleR havillg to Rtand outDide for a half-hour or mort! jUlll lo rnceive medicill.ion t.hrt!t! timtlR a day. 26) AR a direct reRult of t.he ile.:idenl of Sept.:mbtlr 28, 1992 [ am in Cllnlltanl pain and havt! not bmm ablt! to work lIin.:(.. l:1.i\I.'1!l 27) OefllndilntH hl!rrdn .Ifornmnnt.lolllld w<!l'n fully Plaintiff's filII rl'sulllng In J>J;lillllff'H IIfWk, juries. Oefendilntll ill''' r<! Ilptll\ II I b1l! for Imck ilnd knee in- safl!ty, prot.:,:t.lon, 'lUstody. Oefendantll' t.otal dillrngard for J>lalntiff'll Rafety and well-being, by not I!qulpping plilintiff with proper e'juipment to undertake Ilu,:h a potentiali.ty dang(~roull taRk, ShOWR ohvlouH disre- gard for plaintiff's Rilfety - all well all otherll. 28) Defendants were ~t;GhL~!'IJ' In that t.hey knl!w or should have known about the problemll with moving Raid barbl:r chairs previ- ously, from one plilce to another, without. proper equipment, all there have been problemll in thill Inlllit.ution coneerning t.he Hame I'!'.l,tlly ilnd pl'l'Hon,tlly rr:llponHible for the and g'.:I",ral w"lfitrl: of all prlsonl!ra in t.h.lir thing. 29) Defendants Ilhould not hilW! movlld Plalnt.lff without first put- ting Plaintiff in rest.raint.s to rt!strict movement from possible furthering damage to Injuries. 30) Oefnndants should not. have madn Plaintiff walk back to his housing unit after hia aceident., nor walt. for t.hree days after said accident to give Plaintiff medication, thnn make him walk and Htilnd in limb-zero wnat.hl!r just. t.o reel! I VI! Ila id ml!d i cat ion. 31) Plaintiff ill In (!onlltant pain and on ml:dieat.ion. Plaint.lff Is unable to undl!rt.ilke ilny form of st renUOUH work nor Iltand on his feet for long Pl!riods of tlml!. Plaintiff fl:lds that t.he Defendants' negligence caused Plaint.lff sublltant.iill injury to his neck, back. and knl!e. , . IN TIIB COURT OF COMMON PLEAS OF CUMBERLAND COUNTY CIVIl. DIVISION DARRYL BURGBSS I Plaintiff I No. I v. r 1f0lPl/N II' yu,'.l! I CARL HAMBERGER. I KATHY MONTAG, I JEFFREY A. BRAND, et a 1. I Defendants I Ct:n'1'l nCATE OF SEnVICB I. Darryl Burgess. Plaintiff, Pro Se, hereby certifies that on this day I caused to be served a true and correct copy of the foregoing documnnts, SUMMQ~S, ~1,EA, and CIVIL TORT COMPL~]NT, by depositing the same in the United states mail, first-class, postage pre-paid, addressed as followsl Carl Hamberger, Mod-3 Unit Manager SCI-Camp Hill ' P.O. Box 8837 Camp Hill, PA 17001-8837 Kathy Montag, Director, Medical Department SCI-Camp Hill P.O. Box 8837 Camp Hill, PA 17001-8837 KennEth Kyler, Acting Superintendant SCI-Camp Hill P.O. Box 8837 Camp Hill, PA 17001-8837 Jeffrey Beard. Acting Deputy Commissioner - central region P.o. Box 598 2520 Lisburn Road Camp Hill, PA 17011 Date: ~:r/9"" ' iJ1.4t~ &(.(..fk.<L-I Darryl urgess _:~.. :~.........._ 'WI;,;Ji.":;ifi.'~.fIt,;;~ .''':,- ;;;- " "I " SEP /9 / 31 PH '9~ " tf ('_i 'Il'i jld,r. ' '" ,:t ~'Icr ',! dOl,:, i A~Y '1,0 :;".) '>j I r " 1"',', '1..:.!.,I,', , , 7'Jo 3.u..-' " , I, ',' ,'I, " " r,1~~j'~' , I, I.'I~\ ,i!Jjr:i~_?;:/h '1 Ii '~'__~' r~11 'r--,-._~;J ;"t;;;N\4,~ .1;;ll ;"IU...,,\ .n.__._~'_~",,,;,,_,,__,,_, P'I ,,-. 1 ~ ; ~ " . . , " I ,- if; ,. I ," !'i Ii , ! ('I" ",'I!II'i(1 , I ,-'1 " I , ,": " " .r-! " , t ~; ! , II ! , "! , !( !' " ! ,! " , ,r' . 't'T I'll'-! 1/',1_,/ 1"('11. 'i!::r Ilr-' i'~n! ~'~-7rt: rill' :'.- -, I! 1"'1\ r. 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',"I '-',' , " " , , , , , , '''I 'I , I r Iii , , 'I ";', 'j r,l,,' ~;As- ,. I " ','I .Ii, t: ", i I ,'I . i (1'.-;' I, " /' I"j' " I' Ii I { . ~-: " ,~&~~ '; ,.,- I r ;., I I. KIn- GENERAL You are reminded that situations may arise which are not covered by specific rules and regulations" you are urged to use goorl Judgment. I. Tampering with. removal of. dnmage to. destruction of. blocking of. or In any way making Inoperable any lock. door. locking device. allied equipment. or any nre or surety equipment Is prohibited. 2. 11111<'5515 to be n'llClrkd to the officer or supervisor or slafT member In charge of the area you are In. 11ll're are regular ",'lll'dulcs for roullne visits to Ihe medical department. Emergeney sltuaUons are IHlIlll"~d Immediately. 3. Any sexual behavior Involving another person whethcr volunlary or InvoluntAry 15 prohibited. Any sUl'h condUIt will bl' trenh'd as mlsl'onduct and/or violation of law. ' 4. Cutting or grooming of another InmAte's hall' Is not peJ'lnllled except by barbers or cosmellclans In the barber/beauty shop an'n dl'slgnated for such 5Crvlees. 5. Inmah~5 may notl'ongn'gate nor hold nny group meellngswlthout propernpprovalofstafT. FaeH, Itks and locations as Available will be sdll'dulcd for Authorized meetings. Inmates may not form orltanl~.atlolls without approval of Ihe Superlntend'~Ilt. 6. Possession or clrculatloll of petitions Is prohibited. 7. Practicing of Marilnl Arts such as ,Judo. Karate. or other arts of self-defense and drilling or marching are not peJ'lnllled. rt, 8. Followlng'lrders: You Will. at various llmes, be given orders by officers. work supervisors. and other mcmbers of the Institution stalT. When you receive un order you nlust promptly and properly do as you are Instructed. You must Immediately give your name and Institutional number to any employee when you are requested to do so. and show your I.D. card upon request by any employee. If you have received connlctlng orders from dlfTerent stafT members you must: a. If possible. advise the person giving you the last order of the conntcUng orders you have rece Ived. b. Always obey the last order given. c. If you feel an order Is unjust. youlllust obey the order when It Is given. You may make a formal or Infonnal complaint to a higher ranking official at a later time. 9. Absence from asslllned location without prior knowledge and permission from an employee Is not perrnllted. 10. Addresslnlt Staff Personnel: Inlllates should approach all stafT personnel with respect and COUl- tesy. StafT personnel should be addressed by their lHle (Superintendent. Captain. Doctor. etc.) or by "Mister" and If their last name Is known ("Mister Smith". etc.) or by "Sir" If their correct UUe or last name 15 not known. For women. the appropriate Mrs.. Ms., Miss. Ma'm. ete. should be used. o II. OlTIclal Notices: You an' responslhle for keepln~yourselflnforrned of all current and new Institutional rules. rel!ulations and notices which WIll be posled on the housing area bulletin boards or given to you. All notices and signs pn'pan'd by officials of the Institution or Department of Corrections are consl(kred regulations and lIlllst be strictly [ollowed. 3 Pollc)' SubJcctl INMAn: DISCIPUNARY AND RES11UCTED HOUSING PROCEDURES (DC-ADM 801 ---.----.-. -.--..,..-------.- '--:'i '"J"', ir'-lf't;:l:ITT-"'1l' .i'_'~' ~ . '~~. \,;.~ i....~.... .: ~., "\'X': ,f~~ j.. . C.--..---- \"..;.~}:.. _......:..I..i. . . POLICY 8TATE~ CommoDwultb or PCDDI)'lnDla . DcputlllCDt Dr eomcUou ---...._--....~. .)_~rr; ._':~io' '-,r" .-' ~ ,tJ '_' , ., ',-" .. ..j , i;.f'-' . 0' .. ...~. "."";'''/\,' ""i""ot' ,t /' \'''- " "'\i.~,,- .. !.,..' '"'I',, ",".' "'.;'H -, !. ' ~1 . :"," ;If,'' )i~~'il' '....,r.;if; 2' . . "" -'j ',"1 /.... 'rl't',;~') r. . ,.r," ': . .... "..,19., ,....!.'.., ,n,w, ..lll'rt;~,..~ PoUc)' NUlllber: . - fi DC.ADM 801 II Datc or IlIuc: LMay 20',109.1 AutborltYI I!:rrccu.. Date: Sept. 20. 1994 .._ .. .... __ n ._ _ __ __ _ _______ -. -- --- -- .----~_.~-- -.---------.-_-_.._-------- I. Authority The authority of the Commissioner of Corrections to direct the operation of the Department of Cor- rel'tlons 15 t'stnbli$hed by Scl'llons 20 I. 206. 506, and 901 lbl of the Administrative Code of 1929, Act of April 9, 1929. P.L. 177. 175. as amended. D. Purpose A consistently applied system ofsancUons In response to Inmate violations of Departmcnt ofCorrec" tions rules and regulations Is established to ensurc the safe and orderly operaUon of InsUtuUons and Community Correcllons Facilities. m. AppUcabWty ~ This policy shall be applicable to alllllmates and starT In all Department ofCorrecUons' facllJUes and Community Correcllons Centcrs. IV. DeOnltloDa For the purpose of this policy. thc following deflnitions shall apply: A. Ccntral Office Review Committee (CORC) - A panel of at least three (31 Central Office staff members appointed by the Commissioner, including an attorney from the Office of Chief Counsel. which conducts nnal reviews of InsUlullon grievance and mJsconduct appeals. B. Disciplinary Custody - The maximum restrictive status of confinement to which Inmates guilty of Class I misconducts may be committed. Inmates shall be placed In disciplinary custody status for perltxls no longer than nincty (90) days per misconduct report. C. Hearing Examiner - An employe of the Department of CorrecUons Central Office who conducts Inmate misconducts hcarlngs. The hcaring cxamlner reviews evidence. dctermlnes relcvance of witnesses. Interviews Wltnesscs, detennlncs guilt or Innocence, and Imposes sanctions consistent with this policy. D. Misconduct- Any violation of Department of Correctl on 15 Rules. RegulaUonsor Policies as outlined In Seclton VI of this polll'Y. E. Pre-lIearing Conflnemt'nt - A temporary admlnlstrativc slatus of connnement In the Inmate's general populatloncdl or rhe lUlU pending the outcome of a misconduct hearing. (II 52 " F. Program Review Commlllee - A panel of three (3) members consisting of the two (2) Deputy Su" perllltendents. Inmate Program MAlinger. or Unit MW1Ager. The Superintendent may designate appropriate substltutes, The Program Review Committee conducts Administrative CU!ltody hearings. thirty (301 day reviews, makes decisions about conUnued connnement In the RHU/ SMU. And hears all appeals of misconducts. O. Restricted Housing Unit. An area or group of cells for Inmates assigned to disciplinary or admini- strative custody status. H. Special Manag~ment Unit. (SMU) A special unit wllhln designated Department ofCorreetlonsln- stltutlons deslgnatl'd to sofely "nd humarll'ly handle Inmates whose hehavlor presents a serious threat to Ule safety and security of the facility. staff. other Inmotes. or him or herself. J. M~ntnllleallh Cast:s - Inmates who have aml'ntnl health stnblllty score of 3 or above. are listed on the InstJtutlon's Psychiatric Review Team roster. or In the opinion of the stalT. may be sufTertng from II serious nlt'ntnllllness. V. PoUe)' It Is the polley oflhe Department ofCorrectJons to operate a disciplinary process which provides clear notice of prohibited behavior. outlines a fundamentally fall' hearing process. and establ(shes consis- tent sanctlons for violations of Department of Corrections nlles and regulaUons. VI. Procedure All Inmates under the jurisdiction of the Department of Corrections are expected to follow the rules and regulations. This section provides a list of prohibited behavior whteh can result In miseondur.t charges. the misconduct hearing procedures. and the appeal procedures. ~ A. lIl.conduct. Cbar,e. Class I Charies Cateiory A I. VlolaUon of the PA Crimes Code (must be speelftedl I.a. Assault - Including any aggres- sive physical contact with a potenUal for Injury towards an employe. Lb. Murder 1.1. I.c. Rape I.j. I.d. Arson I.k. I.e. Riot 1.1. I.f. Escape I.m. I.g. Robbery Ln. I.h. Burglary Kidnapping Aggravated Assault Voluntary Manslaughter Extortion by Threat of Violence Involuntary Deviate Sexual Intercourse Threatening an Employe or Their Fam1Iy with BodIly Harm .~ Class I Cllilries Cat~..a 2. Flghtlng. 3. Threatening another person. 4. Engaging In sexual acts With others. or sodomy. 5. Wearing a disguise or mask. 6. Failure to report an arrest for any violation of the Pennsylvania Crimes Code (Community CorrecUons Centers only). 7. Refusln to obe an order. /[ Possession 0 contraban Including money. Implements of escape. unprescribed drugs or drugs whleh are prescribed, but the inmate is not authorized to possess. drug paraphernalia. 53 , DC.ADM 801 poisons. lntoxll'(ults. IIlllterlals usetl for fenuenlaUon. property of another. weapons or other Items which In the hands of an Innlllte present a threat to sell. others or to the security of the Inslltutlon. When Illllnlllate Is dmrged under UIIs 5('('Uon with possession or an Item of con- r traband which Is a weapon or Item which In his hands presents a threat to others or to the · seeutity of the InsUtuUon. IInd the Item also has a legllJmllte use III the area discovered. credi- ble eVIdence that the Item has been used only for the legitimate purpose shall be considered to IIllllgate the misconduct to II CllIss II. 0, Possession. or use of a dllngerous or controlled substllnce. 10. Possession. or use. oflntoxklltlllg beVt'rages. II. Extortion. or blacknmll. 12. Any viola lion of the PenllsylvlllIlll Climes Code nolln Cntegory I (must be specined). rlj}!i!iJSJJ!\1'lL!:l\..D!lr.~~~ 13. Tattooing. or other forms or sl'lf mutilation. 14. Destroying. altering. tllmperlllg with. or damagllll\ property. 15. Indecent exposure. 16. Engaging In. or encouraging unauthoti/.ed group activity. 17. Refusing to work. or encouraglllg others to refuse to work. 18. 13reaklng restriction or quarantine. 19, Gambling or conducting a gambling operalJon. 20. Unauthorized use of the mall or telephone, 21. Possession or circulation of a petition, which Is a document signed by two or more persons requesting or demanding that something happcn or not happen. without the authorization of the Superintendent. 22. Using abusive or obscene language to an employe. Class I Charlles Catellory D 23. Failure to stand count or interference with count. 24. Violating a condition of a pre-release program (must be spectned), 25. Violation of VIsiting regulallons (must be spccifiedl. 26. Lying to an employe. 27. -Prescnce In an unauthotil.ed area. 28. Loaning or borrowtng property. 29. Failure to report the presel1l'e or contraband. - C lass II Charlles 30. Body punching. or horsc play, 31. Taking unauthorized food from the dining room or kitchen. 32. Failure to report to work. or unexcused abscnce from work. 33. Smoking where prohibited. 34. Possession of any item not authorized for retenllon or receipt by the Inmate not speclflo:ally enumerated as Class ( contraband. 35. Any vlolaUon of a rule or regulation In the Inmate Handbook not spedned as a Class I mis- conduct charge. B. Any atielllpt to commit any of the above listed charges shall constltute a misconduet of the same elasslfication as the completed act would be. C. Mbeonduet Sanctions I. Misconduct sanctions shall be Imposed by the hearing examiner. 2. Inmates found guilty of Class I misconduct charges may be subject to anyone or more of the followtng sanctions: " a. Assignment to disciplinary custody status for a period not to exceed n!nm (90) ~ per miSI'onduct report. 51 DC.ADM 801 ~ b. Cell restriction for a period not to exceed thlrly (301 daytl per misconduct report. Cell rClltrlc:. tlon Is totul connnement to general population cell. dorm area or cubicle. except 1'01' meals showerll. one (I) fonna) religious service per week. commissary. law library and one III tlpcclned daily rxerclse )l<:liod, Participation In programs. 5chool. and work are suspended. c. I.(Hltlofprlvilegetl fora prescribed period of lime. Prlvllcgetllost must be speetncally Identlned and ~hould. wllt're possible, be related to the mltlConduct violation. d. Payment of fall' value 1'01' property lost or damaged or for expenses Incurred as a result or the mlsl'onduet. e. Ikplimand. warning, counselling. f. Suspension or removal from job. g. Connsmllon or conlrnbl.lud. , h, I~evocatlon of pre-relea:;e status. 3, The hcarlng examiner may reduce the dasslOcatlon or any Class I misconduct (exeept Category A charge~) to a Cluss IImlsconduet. ..i... Inmates found guilty of Class 11 misconduct charges are subject to one or more of the above sanctions tx.!:ntl placement In disciplinary status. cell reslrtctJon, change orcustody level. and 10155 of pre-release status. The only pcnnlsslble sanction for Class II category contraband Is connscation of the contraband. ....2.:.. Presumptive range of misconduct sancUons. C#f Class I Charl/es Cateeory A No less than 30 days disciplinary custody status No more than 90 days disciplinary custody status Class I Charlles Cate~orv B No less than 30 days cell restrieUon No more than 60 days disciplinary eustody status Class I Chaqles CatellOry C No less than 15 days eeU reslrtctlon No more than 30 days disciplinary custody status Class I Charl/etia!ellOry D No less than 15 days loss of prlvlleges No more than 15 days disciplinary custody status Class II Charecs No less than 5 days loss of privileges No lJIore than 15 days loss of privileges '- The hearing eXillJllner WIll have the authority to Impose a tenn which deviates (rom the presump- tive sancUonlng range (except In cases of bodily harm or injury). If the hearing examiner does vary from the presumptive range. the rallonale lor the exception must be documented as part o( the record of the hearing. 6. Time given for mlscondul'ts involving bodily Injury. and attempt to commit bodily InjUry. or use of a weapon ...ill be served In Its entirety. For other misconducts, the Program Review Commlllee may consider a rell'ase to g'.'Ilernl population upon compleUon or half or the sanc- tion Imposed. 55 .,..-'11 _ , . . .. ~ To You ere hlteb, notified to pIHd to lilt encI-.I wttllln (20) .,'1 01 MrvIce hereof or . .,.uII l....m.nt m., ... .nllrld ypon ,OV. By , TORTS I.ITIGATlON UNIT oFfla o. AnOllNIV GINIIW 11th PI. ShwbtrtY SqUire Hlrriaburll, PA 171 20 I CIItIt, that lilt within II . _ .nd comet COW. '., ~ ,:...if r'" j ,;'; ),1 't:',,_ ,('1 ':1, 1 .:.: A I t~- t, J f _~ + , . :1 r - ,',1 I, i' ," i , , , I I " .- , ... DARRYL BURGESS, Plaintiff v. I IN THE COURT OF COMMON PLEAS OF I CUMBERLAND COUNTY, PENNSYLVANIA I I I I I I I I CIVIL ACTION - LAW JURY TRIAL DEMANDED KENNETH KYLER, CARL HAMBERGER, KATHY MONTAG, JEFFREY A. BEARD, et al., Defendants NO. 94 - 5314 Civil ANSWER AND NEW MATTER OP DEPENDANTS TO PLAINTIFF' S COMPLAINT Defendant, Conunonweal th of Pennsy1 vania, Department of Corrections, by and through the Office of Attorney General, files the following Answer to Plaintiff's Complaint I 1. Denied as a legal conclusion to which no responsive pleading is required. 2. Denied as a legal conclusion to which no responsive pleading is required. 3. Denied. After reasonable investigation, the Conunonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 4. Denied. After reasonable investigation, the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 5. Denied. After reasonable investigAtion, the Commonweal th Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 6. Denied. After reasonable investigation, the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 7. Denied. After reasonable investigation, the Commonwealth Def~ndant is without sufficient knowledge or information to form a belief as to the truth of these averments. 8. Denied. After reasonable investigation, the Commonwealth Defendant is without sufficient knowledge or information to form a beliof as to the truth of these averments. 9. Denied. After reasonable investigation, the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 10. Denied. After reasonable investigation, the Commonwealth Defendant is without sufficl.ent knowledge or information to form a belief as to the truth of these averments. 11. Denied. After reasonable investigation, the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 12. Denied. After reasonable investigation, the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 13. Denied. After reasonable investigation, the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 14. Due to mistake in numbering of paragraphs, Plaintiff's Complaint did not contain a paragraph No. 14. 15. Denied. After reasonable investigation, the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 16. Denied. After reasonable investigation, the Conunonwealth Defendant i8 without 8ufficient knowledge or information to form a belief a8 to the truth of these averment8. 17. Denied. After reasonable inve8tigation, the Conunonwealth Defendant i8 without sufficient knowledge or information to form a belief a8 to the truth of these averments. 18. Denied. After reasonable investigation, the Conunonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 19. Denied. After reasonable investigation, the Conunonweal th Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 20. Denied. After reasonable investigation, the Conunonwealth Defendant is without sufficient knowledge or information to form 11 belief as to the truth of these avelments. 21. Denied.' After reasonable investigation, the Conunonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 22. Denied. After reasonable investigation, the Conunonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 23. Denied. After reasonable investigation, the Conunonweal th Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 24. Denied. After reasonable investigation, the Conunonwealth Defendant is without sufficient knowledge or information to form a belief a8 to the truth of these averments. 25. Denied. After reasonable investigation, the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 26. Denied. After reasonable investigation, the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 27. Denied. After reasonable investigation, the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 28. Denied. After reasonable investigation, the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 29. Denied. After reasonable investigation, the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 30. Denied. After reasonable investigation, the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 31. Denied. After reasonable investigation, the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 32. No responsive pleading is required. WHEREFORE, Commonwealth of Pennsylvania, Department of Corrections, respectfully requests that judgment be entered in its favor and against all other parties. NBW HATTER 33. Tho present action is controlled by the provisions of 1 Pa. C.S. 52310 and Act No. 1980-142, set forth in 42 Pa. C.S. 558501, et seq., which Acts are incorporated herein and pled by reference. The Commonwealth Defendant asserts all the defenses contained therein. 34. The Commonwealth party is immune from suit pursuant to 1 Pa. C.S. 52310, and this action is not within any of the exceptions to immunity as set forth in 42 Pa. C.S. 58522, and therefore this action is barred. 35. The Commonwealth party has immunity for any claims of apparent or ostensible agency, as immunity has not been waived for either of these classes of claims. 36. The Commonwealth party is immune from claims grounded upon negligence of independent contractors. 37. The Commonwealth Defendant had no duty with respect to the Plaintiff. 38. Should liability be found on the part of the Commonwealth Defendant, the amounts and types of damages recoverable in the present action are limited and controlled by 42 Pa. C.S. 58528. 39. The Judicial Code at 42 Pa. C.S. 55522(a), which section is incorporated herein and pled by reference, provides that the Commonwealth and the Attorney General must have received written notice of intent to sue within six (6) months from the date the cause of action accrues. In the absence of such notice, this action is barred. 40. The Commonwealth Defendant avers that if negligence is found to exist on its part, said negligence was not the proximate cause of Plaintiff's injuries. 41. If the accident occurred as alleged, then the condition complained of did not create a reasonably foreseeable risk of the accident or the injuries complained of. 42. The causal negligence of the Plaintiff is greater than any negligence on the part of the Commonwealth Defendant, and Plaintiff's recovery is therefore barred, or, in the alternative, must be diminished in accordance with the Pennsylvania Comparative Negligence Act. 43. Defendant, Kenneth Kyler, at all times relevant hereto was an employee of the Commonwealth of Pennsylvania, Department of Corrections, who was acting wi thin the course and scope of his employment. 44. Defendant, Carl Hamberger, at all times relevant hereto was an employee of the Commonwealth of Pennsylvania, Department of Corrections, who was acting wi thin the course and scope of his employment. 45. Defendant, Kathy Montag, at all times relevant hereto was an employee of the Commonwealth of Pennsylvania, Department of Corrections, who was acting wi thin the course and scope of his employment. 46. Defendant, Jeffrey A. Beard, at all times relevant hereto was an employee of the Commonwealth of Pennsylvania, Department of Corrections, who was acting wi thin the course and scope of his employment. 47. As a Commonwealth employee acting wi thin the scope of his duties, Defendant, Kenneth Kyler, is, thus, a "conunonwealth party" as defined by 42 Pa. C.S. S8501. 48. As a Conunonwealth employee acting within the scope of his duties, DefendLt,nt, Carl Hamberger, is, thus, a "Conunonwealth party" as defined by 42 Pa. C.S. S8501. 49. As a Conunonweal th employee acting wi thin the scope of his duties, Defendant, Kathy Montag, is, thus, a "Conunonwealth party" as defined by 42 Pa. C.S. S8501. 50. As a Conunonwealth employee acting within the scope of his duties, Defendant, Jeffrey A. Beard, is, thus, a "Conunonwealth party" as defined by 42 Pa. C.S. S8501. 51. The Conunonwealth Defendants are specifically entitled to the defenses set forth in 42 Pa. C.S.A. S8524, which section is incorporated herein and pled by reference. 52. The Commonwealth Defendants invoke any and all conunon law defenses available to it pursuant to 42 Pa. C.S. S8524. 53. The Commonwealth Defendants are immune from claims grounded upon negligent supervision or employment. 54. The Conunonwealth employees are immune from claims alleging intentional tort. 55. Employees of an agency of the Commonwealth of Pennsylvania cannot be vicariously liable for the acts of others lower in the chain of command of the agency. WHEREFORE, Commonwealth of Pennsylvania, Department of Corrections, respectfully requests that judgment be entered in its favor and against all other parties. !fflijl'>!oj',H'f.~~I'U . , ' , ",,j '" I 'Ir!,,;;Itl'lji\\fIl.,!r.v,WJJ,:~~!I!fr,o~IIiI~~i.!l'l.A"':;~~:IrI"Io"" ~' ,. I 'I' OCT Z6 I 2Z PH '9~ Il"i 'Ii I" 1)~'IC~ I)f 1 lie , \, It''lIlCTA~Y QIJMr.f.I:t,hiID Of_'UtirY rJrHh~~I.VMI" ", " 'I ! , Ii " i " " ,t " '" , ..."j~'f.II"~;"""'- .,.,., - -""~1'" ~"~,"'~'- I,'~-;..' -"",../ ,..".~.iq''''''''''''')'i''lh''''''''''''''''''''''''''Ii'I;'''''''tiw.t' ,,,-. r"...... '~ r . I 1\'1 ~ . . . . .' , " . ., 'i'Ia--_ " ., 6. Denied. After reasonable investigationl the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 7. Denied. After reasonable investigation, the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 8. Denied. After reasonable investigation, the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 9. Denied. After reasonable investigation, the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 10. Denied. After reasonable investigation, the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 11. Denied. After reasonable investigation, the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 12. Denied. After reas<.:lnable investigation, the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 13. Denied. After reasonable investigation, the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 14. Denied. After reasonable investigation. the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. lS. Denied. After reasonabh investigation, the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 16. Denied. After reasonable invest igation, the Commonweal th Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 17. Denied. Afte.r reasonable investigation, the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 18. Denied. After reasonable investigation. the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 19. Denied. After reasonable investigation, the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 20. Denied. After reasonable investigation, the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 21. Denied. After reasonable investigation, the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 22. Denied. After reasonable investigation, the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 23, Denied. After reasonable invest.igation, the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments, 24. Denied. After reasonable investigation, the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 25. Denied. After reasonable investigation, the Commonweal th Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 26. Denied. After reasonable invest igation, the Commonweal th Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 27. Denied. After reasonable investigation, the Commonwealth Defendant is without sufficient kncwledge or information to form a belief as to the truth of these averments. 28. Denied. After reasonable investigation, the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 29. Denied. After reasonable investigation, the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 30. Denied. After reasonable investigation, the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 31. Denied. After reasonable invest igation,. the Commonweal th Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 32. Denied. After reasonable invest igation, the Commonweal th Defendant is without sufficient knowledge or information to form a belief as to the truth of these ~verments. 33. The allegations set forth in this paragraph of Plaintiff's Complaint constitute conclusions of law to which no responsive pleading is required pursuant to the Pennsylvania Rules of Civil Procedure. To the extent that portions of this paragraph could be construed as factual allegations, said allegations are specifically denied, and strict proof thereof is hereby demanded at the time of trial. 34. The allegations set forth in this paragraph of Plaintiff's Complaint constitute conclusions of law to which no responsive pleading is required pursuant to the Pennsylvania Rules of Civil Procedure. To the extent that portions of this paragraph could be construed as fa~tual allegations, said allegations are specifically denied, and strict proof thereof is hereby demanded at the time of trial. 35. Denied. It is specifically denied that the Commonwealth Defendant was negligent in any manner with respect to Plaintiff's alleged cause of action. 36. Denied. After reasonable investigation, the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 37. Denied. It is specifically denied that the Commonwealth Defendant was negligent in any manner with respect to Plaintiff's alleged cause of action, 38. Denied. After reasonable investigation, the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 39. Denied. After reasonable investigation, the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 40. Denied. After reasonable invest igation, the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. 41. Denied. After reasonable investigation, the Commonwealth Defendant is without sufficient knowledge or information to form a belief as to the truth of these averments. WHEREFORE, Commonwealth of Pennsylvania, Department of Corrections I respectfully requests that judgment be entered in its favor and against all other parties. NEW MATTER 42. The present action is controlled by the provisions of 1 I Pa. C.S. 52310 and Act No. 1980-1421 set forth in 42 Pa. C.S. 558501, et seq., which Acts are incorporated herein and pled by reference. The Commonwealth Defendant asserts all the defenses contained therein. 43. The Commonwealth party is immune from suit pursuant to 1 Pa. C.S. 52310, and this action is not within any of the exceptions to immunity as set forth in 42 Pa. C.S. 58522, and therefore this action is barred. 44. The Commonwealth Defendant did not have notice, written or otherwise, of the alleged dangerous condition. 45. The Commonwealth party has immunity for any claims of apparent or ostensible agency, as immunity has not been waived for either of these classes of claims. 46. The Commonwealth party is immlJne from claims grounded upon negligence of independent contractors. 47. There is no cause of act ion based upon a failure to inspect or improper inspection in that sovereign immunity has not been waived for such claims. 48. The Commonwealth of Pennsylvania is immune from claims alleging the existence of a dangerous condition on Commonwealth property rather than of Commonwealth property. 49. The Commonwealth Defendant maintains that it cannot be sued for discretionary functions, and therefore these causes of action are barred. 50. The Commonwealth Defendant avers that recovery cannot be had against it for the exercise of authorized discretion. 51. The Commonwealth Defendant had no duty with respect to the Plaintiff. 52. Should liability be found on the part of the Commonwealth Defendant, the amounts and types of damages recoverable in the present action are limited and controlled by 42 Pa. C.S. ~8528. 53. Punitive damages are not recoverable against the Commonwealth Defendant. 54. This action is barred by the applicable statute of limitations. 55. The Judicial Code at 42 Pa. C,S. ~5522(a), which section is incorporated herein and pled by reference, provides that the Commonwealth and the Attorney General must have received written notice of intent to sue within six (6) months from the date the cause of action accrues. In the absence of such not ice. this action is barred. 56. Plaintiff's injuries, as alleged, were caused by other persons or parties which were contributory and/or intervening, superseding causes of Plaintiff's alleged injuries. 57. The Commonwealth Defendant may not be held responsible for injuries incurred by third parties which werd allegedly caus~d by the acts of another. 58. The Commonwealth Defendant avers that if negligence is found to exist on its part, said negligence was not the proximate cause of Plaintiff's injuries. 59. Plaintiff's knowing and conscious assumption of the risk led to the resulting injuries and is a bar to recovery. 60. The causal negligence of the Plaintiff is greater than any negligence on the part of the Commonwealth Defendant, and Plaintiff's recovery is therefore barred, or, in the alternative, must be diminished in accordance with the Pennsylvania Comparative Negligence Act. 61. Employees of an agency of the Commonwealth of Pennsylvania cannot be vicariously liable for the acts of others lower in the chain of command of the agency. 62. Liability on the part of the Commonwealth Defendant is specifically denied. WHEREFORE, Commonwealth of Pennsylvania. Department of Corrections, respectfully requests that judgment be entered in its favor and against all other parties. " ' '.J!llll\Y("~11l,w~?I((~'~"l!II"'"~"'~\':il.~i}ilr(/IJ!wtli!!j~Wi.4rJ~~lI"t.I~~~'il.j",':' '( " .' " '55. I .. .. .. . lId .. I " , ;'j' ,I f , il . If"ru 13 "', ~ .il, ~;l '95 '1)/ i !l:~ I I: MI.l iiI) " I , ",II., .' 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"",;; , Haa Z I IS PH '95 filii, .Ofrlnl' Of 'rHI ,. ,HH'JH1r,H.y elJ~ljF.nl AHO n"'}'ln I'EIIH511.... '.:,, I.. ,........,...."',1,, ,_."..1. ,II) I i.~ ~ ~~ :t..- f'.tU. " ., ."",...--I<......._...._~,.l...,.,,~~_u.. 'I ~ ~ " , ~J . " II . , ,~ " I, I' , It , I( " I \'~.. h '" .. " ; .........- , -p " ... l' ~ , ' v. I I I I I I I I I I et al. I IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA CIVIL ACTION - LAW TORT DARRYL BURGESS, Pl ai nti ff AND NOW, on this day of , 19 KENNETH KYLER, CARL. HAMBERGER, KATHY MONTAG, JEFFREY A. BEARD, NOI 94-5314 CIVIL TERM ORDER upon consideration of the plaintiff's response to defendant's answer in the above matter defendant's motion for summary Judg- ment is denied. Plaintiff is to file an amended complaint with the Prothonotary's Office with service upon the defendants and the matter is to proceed to trial. BY THE COURTe J. THEREFORE, plaintiff requDstfi def~ndant's motion for jUdQment ~nd to tdal. this Honorable Court deny allow this matter to proceed Respectfully submitted, DatelL )~/99V Q~~i:e1~~ " DEe 9 33 AH '9~ " ., , , ,,' , 'I , .' " , , , . , ,I " ,I ; , . , ,. I, I' I ." , , I d."':" 01. fief or 1111. 1'111'f1II)K','WtV OU~\U~HLMllllll)lI11n rWIl~ tLVMIIA " ." " ., ,I ; I) ,I I , I, , ,~.;;1 ,.111\........,'. , ":{.",-,,q ',','~"-'Y"'I~ ,: J..:,";j, dl,'..""(r; "'11' -''-''',1, ";\.,,,""" -,':"\ .", ,; ~ , , ~. g;\\ ~'~"" \" ' - ,~-, If '; . , [,. I ~ .,'" , i'I"- ',.,:",'\1/::11 .,\ !.' ! . '/,' \ :~ .. ,I .. 0# _._~ I"'~ ., III 7)1!. (:.Odl.r OF ClJIW'1MJ h tAJ" ~F CiJpIlJfJ Vli.!l) ~wn~ I1fii.l5Yi.I/J4tJM NOV 0 7 199~~ ~a~ IJtJ/.4.!J.J' f'l.4DJrfFr V. IrwaTH IfYLli..) (!Ai.L HA/'1&fL4ti} ,.t",mY /1l:JJ..JPfO ) VYTRL'>' A. &'A~) c.r Ai. ~7J j c 2 2 ) 1'1"n".u rtu. /I/1'tJ OJO> )(,"/.-,r" a 1= 6:JUU..5l.L Crl/rL ruM tJrj, 9/.{'.SJ/if 1iAoJan:: /'1al/l.S 'T/IA5 ct>tJt..Tl"ot. ~AJ a~D.U. 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NUMBIR LAST FIRST MI AF7740 BURGESS DARRVL BATCH DATE I MO DY YEAR TRANSACTION DESCRIPTION 1970 10-06-1994 10 HAINTBNANCE PAVROLL PAYROLL GROUP 1 (9/4 TO 10/1) 2086 10-17-1994 32 COMMISSARV 14 OCTOBER 1994 10-18-1994 1806C OLD BALANCI -3.04 TRANSACTION BALANCI ArTIR AMOUNT TRANSACTION 14.40 -11.03 NEW BALAMCE AS or THIS STATEMENT --______________~__> " '" ~ 11.36 .33 .33 .~i,r" ,,,.,oIIL'.;" I:' ",j.,,,-, , ,<, '_~Ifh'''''~'~;,- ~,"f'''\o''''''''f''I',i,'''*",'lijf'''''i~',,'I'', ,1 " OCT ZG I 2~ PK '9~ ! H IrQFl'Ioe '1f 'lie 1,(11W1HCT"r,V CUHI\lif~1 ~hll C'JIJhTY ,"ENWl'fL111.KiA , , " '. II 'I Ii" " , " " ~'" ~"~,...'iljl.I,,; iii.'""'/; ;/ I """: E,. ,..,. .....,. , ..,. . "-"T"'''-'' ft '. , ~ ; ~ . . , " \, ,. I ~' , .;--.- OAlLY INCIOfllT REPORT. SCl -CA/IP HlLL ro, C!.:/lf'T', K€e.""T€-r7'€~ Fto,": C. tJflM~€..et:.el( r (t.t.e, .l.'!:>>1L1JL U .sJLillM.l!M~ vaUt_-$i'/9.;J. . S{gltatu.te:~~~'7 litltittlticlll SC/ c. 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I"" J./fJ..A!.rJ'l/ ~~tt' -r,;~';LS "1:J ~'o NV/lJ/.. AI~~1" fJ B '- SoL-lfTio,.J .:J~ .~f1PI .DI~/A.lf'~dA.v1" AL//) S=Ut'f )/,)c wJ;,€~ KMS /If,/eD. / Fi,vriLI..I'" '::A,,,,l)J.>S-r ;AiM ",,;:JL/€:.f:, -r;, So~1< .rf' -rrl€ hl/ll>. . , ( " ()~ &u.-~ , , Durry 1 llurl.leHS Ilt. HAl' 7740 S.C.r. ClImp IIltl P.O. Ilox 200 Camp IIlll, PA l7001 April 7, 1995 G. Michael Thiel Deputy Attorney Generlll Office of the Attorney Generlll TortH Lltll,lntlon Unit l'lth Floor Strllwberry Square Hnrrlsburl,l, PA 17120 Re; !lurl,leRS V. Dl'pt. of Correct Ions, et ul. Cumbl'rlund County Docket No~ 94-5314. Dear ~lr. Thlel~ Plellse be awurl' thllt your clients In the above cited matter ore enl,lllglng In u courRe of conduct that will be con- sidered harllssml'nt If If It cont Inues. On or about April 3, 1<J<J'i. ~Ir. 1I0ffmun, the Unit Manager of Mod #11 ordered thut I remOVl' 1I nose ring that I have worn for years Ins Ide thl' Inst I tut ion. At the time of this inc Ident Mr. 1I0ffmon was turning over ml'dlClIl rl'cords that I requested from you on February 2H, I <J9'i. Also note thut thl' court hns grnntl'd a petition to proceed in forma pauperis In this matter. Your clil'nts have charged a fee to my account for receipt of a portion of these records. If your cllellts cOlltlnue In this conduct I will seek u restraining order. In addlt Ion I will pursul' any avni lable legal remedies. As to your clients billing my account I am formally requesting rl'lmbersment of thl'se fees. Thank you for yohr time and uttentlon In this matter. Slncere'ly yours, .(:)zcu;e'&t 1:J<-..M' Darry I Burgess OBI equipment to move the burber's chuir, fuiling to provide proper medicul cure, fuiling to provide prompt medical care, und forcing Plaintiff to wulk to the inlinnury to receive his medicution. The Commonwealth Defendants filed their Answer alld New Maller on February 10, 1995. PlaintiO'liIed Pluintiff's Response on or ubout March 2, 1995. Since that time. PlullltilThas fuiled to conduct uny discoveryl depose any witnesses or tuke allY uction whutsoever to udvUl1ce this litigation, despite the fact that he had been provided with copies of his medical records. II. Question Presented WHETHER THIS COURT SHOULD GRANT A JUDGEMENT OF NON PROS WHEN PLAINTIFFS HAVE FAILED TO PROSECUTE THE CAUSE OF ACTION FOR MORE THAN TWO YEARS? (Suggested answer: Yes). III. Argument Plaintiffs have not tiled a document in this mailer since replying to the Commonwealth Defendants' New Maller on May 2, 1995. Furthermore, it has been four and one half years since the incident giving rise to this cause of action. There is no compelling reason for the Plaintifrs extraordinary delay in prosecuting this case. By operation of law, the Commonwealth Defendants arc presumptively prejudiced by the unexplained passage of more than two years. Accordingly, a judgment of non pros is appropriate. The equitable tool of a judgement of nOli pros has evolved as a mechanism 10 ensure that plaintiffs do not take advantage of defendants through dilatory tactics. In order to ensure the 4 prosecution of u civil uetion with r~usonuhlc promptitude, u defendunt is uflorded Ihe right to seck ujudgement of non pros for dduy inthc pluintifl's pursuit oftriul. See COIIIIIIOl,wealt', \'. SWlftl 241 Pu. Super. 359.361 A.2d 688 (1976); f'lm !'lllIey IlllI/k I'. SteilflllulIlI, 253 I'u. Super. 8, 384 A.2d 949 (1978). The detemlinution of whether to enter u judgemcnt of /10/1 pros for wunt of prosecution lies within thc sole discretion of the trial court. Moreover, a judgement of 11011 pros will not be disturbed unless the trial court commits a manifest abuse discretion. Curter v. Amick, 246 Pa. Super. 530,371 A.2d 961 (1977). It is well-cstablished in this Commonwealth that ajudgement of /10/1 pros for delay in the prosecution of a civil cause of action is appropriatc if three conditions exist: (I) the plaintiff has shown a lack of due diligence by failing to proceed with reasonable promptitude; (2) there is no compelling reason for the delay; and, (3) the delay has caused prejudice to the defendant, which will be presumed in cases involving a delay for a period of two years or longer. Pelll/ Pip/ilK, [IIC. v. It,surallce Co. of North America, 529 Pa. 350, 603 A.2d 1006 (1992); see also Pille TowlISl,ip Water Co., It,c. v. Felmollt Oil Corp., 425 Pa. Super. 473, 625 A.2d 703 (1993); NeshamillY COlIstructors, It,c. v. Plymollth Tow/U,/,ip. 132 Pa. Cmwlth. 229, 572 A.2d 814 (1990). Historically, the crucial issue is whether the plaintiff, under all the circumstances of the particular case, failed to exercise due diligence in moving the case towards trial. See e.g. R/zzo v. Pittsburgh R. Co.. 226 Pa. Super. 566, 323 A.2d 174 (1974). A lack of due diligence has been found to exist where there is a long-tenn lack of progress in the case and a failure to conduct discovery. Moore v. George Heebller, 321 Pa. Super. 226,467 A,2d 1336 (1983). These circumstances are present in this case. 5 with a signed authorization granting the said Jaw flrm acceSH to Plaintlff'E\ medical files whlch were received by the firm from the Office of Attorney General. 'rhe Contingent Fee Agreement and signed authorization for medical records are attached hereto, marked Exhibits "A" and "B" and are incorporated herein by reference. Also. attached hereto as Exhibit "C", is a letter dated March 26. 1997 from the said law firm addressed to Plaintiff in which it was indicated to Plaintiff that the firm had received Plaintiff's medical files through the Attorney General's Office. It is therefore apparent that some discovery has taken place. B. Denied. As indicated above, Plaintlff signed a Contingent Fee Agreement with the law firm of Farage & McBride to prosecute this action on Plaintlff's behalf. Exhibit "A". Also. by letter dated November 1. 1995, the said firm agreed to represent Plaintiff pr'ovided he sign the said Cont ingent Fee Agreement. Plaintiff has attached the said letter hereto, marked Exhibit "0", and is incorporated herein by reference. 9. Denied. Plaintiff was fraudulently led to believe that he had legal representation in this matter, Exhibits "A" through "0", and he was completely unaware that this case was not proceeding in the proper manner. Had Plaintlff known otherwise. he would have taken the necessary steps to pursue this matter appropriately. 10. Denied. Plaintiff incorporates his answer in paragraph 9 in this paragraph insofar that he was fraudulently led to believe he had legal representation in this matter and that he was unaware that thIs 2 case was not proceeding in a proper manner. 11. Admitted in part, Denied in part. It is Adm\.tted that Defendants may have sutfered some prejudice. I t is Denied that the prej ud ice requi res dismissal under Pl!n!1J~.1!!.1n!LlJl--"-L_y.LJ_nsurance~ of North AmerLca, 529 Pn. 350, 603 A.2d 1006 (1992) because by "operation of law". l.e.. fraud. Plaintiff was not the direct cause of the delay. Penn Piping provides that whflre the delay has been caused by bankruptcy. liquidation. or other operation of law. there will be a per se determination that a compelling reason for the delay has occurred, and other compel 1 ing reasons may be determined on a case-by-case basis. Penn Piping. 529 PI). at n.2. 603 A.2d at 1009 n. 2. Plaintiff alleges that the fraud he suffered by his attorneys meets the "other compe 11 ing reasons" con templated by Penn EIDllll. 12. Denied. For the reasons stated in paragraphs 9 through 11. Defendants are not entitled to a :J udgment of non pros. WHEREFORE. Plaintiff respectfully prays that this Honorable Court deny Defendants' Pet i tion for Judgment of Non Pros for the reasons stated herein. Respectfully submitted. CJI2~L&,: )~~J ~YLBURGESS, pro e, Plaintiff Darryl Burgess, " AF-7740 P.O. Box 200 Camp Hill, PA 17001-0200 Date: April 25. 1997 3 , VBRIFICATION I. DARRYL BURGESS. hereby verity that the statements made on the foregoing are true and correct to the best of my personal knowledge. information and beliet. I understand that any false statements made therein are subject to the penalties provided for by 18 Pa.C.S. !l 4904. relating to unsworn falsification to authorities. ~~' "" . .. Jj-::Li,{,:e.a-C'.2iL-._. D RYL R EBS ---;7'- Date: April 25. 1997 F.XlIlnI'r_~ u C U -_..~- tf/tW O.'lcrlS rARAGE AND McBRIDE OOt'll"'i,I.)..l ,.,a.fl'-'l)[ J"""llS r ""cUBIO[ rHOMAI$ oJ IfvQOlfM.- .... 0 hll 1 'fIJ 10 ,...lW Jr"~1 y II"" ."1 'ilUn'J.jo"'''' ~IA,.r)'" Ih,lllOINO '.', JOt!"-'" "" """1)'1' IIOlJlt...",no 1"..ll"(lft'l"I/\, pr,..",I!l'f'..V"'''''' 'It,,).) ,,,oJ. I 1"1)11"'''' Jlt'.l ,"". I" 1',1 bO ).JIJU" NlW JlAUY O"'Ct lIJltO N ..Noe ~IQH~AY IUIH'I)O tHE'U', HILL, NJ 1)80.U '"0.' ')'10"4' ",.1l '.0.' ,1.'0.)11 Maroh 26, 1997 Mr. Darryl Burgess Rt. Af-7740 P.O. Box 200 Camp Hill, PA 17001-0200 ReI Burgess v. Pa. Dept. of Correotions, et al. Cumberland County Docket No. 94-5314 Dear Mr. Burgess: This will confirm my receipt of your letter of March 23, 1997. First it is perfectly reasonable to approach opposing counsel and request that he not take any action to dismiss your case until we have had an opportunity to review your updated medical records. It is also standard discovery procedure to request copies of medical records from defense counsel which Attorney Goodemote was willing to provide me on condition that I provide him with your signed authorization. Next, after reviewing the medical records which you provided us, we do not believe that your condition meets the Dermanent iniurv and serious imDairment of bodilv function that is required to overcome the state's immunity in this type of action. Of cours., had your current medical records established such an injury, w. were willing to reconsider our position. On your cllse, I should remind you that I have spent a substantial amount of time all without compensation. Therefore given the tone of your recent letter I must recommend that you retain other counsel and hereby release you from any and all Obligations contained in the contingency agreement which you signed with our firm. You therefore may consider this the R.l.... which you requested. Finally I regret any misunderstanding and wish you all the best in pursuing your case. V~trulY yours, /'l~".4i-~ . THo~i(u~GIERI TJR/zjw ..'~'t!41fi;-,:-'''i' f ,;~',h; '., ,i, I", 'I ;',!.', 1 II" ieij =';>11,0, \'j1 \'I,Ii\lq~_~~".d. I'. d.'.. ,,; r I-~.,('I~ r'l "'''''.. " i; '. \" i", " ""',/ (~ l~1 H ~." .. II ' l)I:'& t,.1 " C'.I' , ,J' l.' '," '~.:,\{',.\ ~,'.l"J .... , , " ., " " . ' , ,I' ./ !.i " , i " ,t. , ' ,"n';__ '''1' , .".....,~.,...-;'.'~;I.I'....'''''''..I.h~;j\~f.~.J ~ " .J r , I I . " ,~ " I" , " .. .' " , " '..,- t, IN THB COURT OF COMMON PLEAS OF CUMBBRLAND COUNTY. PENNSYLVANIA DARRYL BURGESS. CIVIL ACTION--l.AW Plaintiff \ NO. 94-5314 PENNSYLVANIA DEPARTMENT OF CORRECTIONS; JOSEPH LEHMAN; JEFFREY A. BEARD; KENNETH A. KYLER; CARL HAMBERGBR; and KATHY MONTAG, JURY TRIAL DBMANDED (;1 Defendants PLAINTIFF'S ANSWER TO PBTITION FOR JUDGMBNT OF NON PROS OF COMMONWEALTH DBFENDANTS NOW COMES, Plaintiff Darryl Burgess by and through himself. who hereby Answers Defendants' Petition for Judgment of Non Pros. and avers as follows: 1. Admitted. 2. Admitted. 3. Admitted. 4. Admitted. 5. Admitted. o. Plaintiff is unable to determined the accuracy of this allegation because Defendants have failed to attach a copy of the certified docket to the copy of the Petition that was served upon Plaintiff. It is therefore DF-NIED_ 7. Denied. On or about November 6, 1995. Plaintiff signed a Contingent Fee Agreement with the law firm of Farage & McBride. along , , , , J I ) .., with a signed authorization granting the said law firm acceSB to Plaintiff's medical !i les which were received by the firm from the Office of Attorney General. The contingent Fee Agreement and signed authorization for medical records are attached hereto, marked Exhibits "A" and "B" and are incorporated herein by reference. Also, attached hereto as Exhibit "C", is a letter dated March 26, 1997 from the said law firm addressed to Plaintiff in which it was indicated to Plaintiff that the firm had received Plaintiff's medical files through the Attorney General's Office. It is therefore apparent that some discovery has taken place. B. Denied. As indicated above. Plaintiff signed a Contingent Fee Agreement with the law firm of Farage & McBride to prosecute this action on Plaintiff' s behalf. Exhibit "A". Also, by letter dated November 1, 1995, the said firm agreed to represent Plaintiff provided he sign the said Contingent Fee Agreement. Plaintiff has attached the said letter hereto, marked Exhibit "0", and i::l incorporated herein by reference. 9. Denied. Plaintiff was fraUdulently led to believe that he had legal representation in this matter. Exhibits "A" through "0", and he was complete ly unaware that this case was not proceeding in the proper manner. Had Plaintiff known otherwise, he would have taken the necessary steps to pursue this matter appropriately. 10. Denied. Plaintiff incorporates nis answer in paragraph 9 in this paragraph insofar that he was fraudulently led to believe he had legal representation in this matter and that he was unaware that this 2 O5S8 was not proceeding in a proper manner. 11. Admitted in part. Denied in part. It is Admitted that Defendants may have suffered some prejudice. It is Denied that the prejudice requires dismissal under Penn Piping Inc. v. Insurance C~ of North America, 529 Pa. 350. 603 A.2d 1006 (1992) because by "operation of law". Le., fraud, Plaintiff was not the direct cause of the delay. Penn Pipinq provides that whAre the delay has been caused by bankruptcy. liquidation, or other operation of law. there will be a per se determination that a compelling reason for Ithe delay has occurred. and other compelling reasons may be determined on a case-by-case basis. Penn PipinQ, 529 Pa. at n.2. '603 A.2d at 1009 n. 2. Plaintiff alleges that the fraud he suffered by. his ~ attorneys meets the "other compelling reasons" contemplated by Penn PipiM. 12. Denied. For the reasons stated in paragraphs 9 through 11. Defendants are not entitled to a judgment of non pros. WHEREFORE. Plaintiff respectfully prays that this Honorable Court deny Defendants' Petition for Judgment of Non Pros for the reasons stated herein. Respectfully submitted. Qdf-&~~-k/ Plaintiff Darryl Burgess. . AF-7740 P.O. Box 200 Camp Hill. PA 17001-0200 Date: April 25. 1997 3 F. X II I BIT " C " .....on'ell F"ARAOE AND McBRIDE 00,..1. 0 oJ ,"'ACU "'."'ll' hle,"IDt ,..O......,J ""'40'UI,. ..0"1' no '0 ~tw Jrlun ,... .,. .u.u".~trf I'A"O'" 'VILDI~O '.""'OH~' "r""dl)Y.QlJl[~.ItO PM.\..Otl,.....,A, P(h"'UI.V"'''''''' f.'Q) '101 .,'.. ..) ".,,, ,,... ""t. ,.) UJ." Nf;W "'UtlE" O"ICl 'OIlO", KINot WIOM.A" IUlft '00 CHEA"" Hlt.I., hlJ 010.). '.01' Jill.O.... ,.... 'eOI'1'.'O," March 26, 1997 Mr. Darryl Burie.. Rt. Af-7740 P.O. Box 200 camp Hill, PA 17001-0200 ReI Burgess v. Pa. Dept. of Corrections, et al. Cumberland County Docket No. 94-5314 Dear Mr. Burgess I Thi. will confirm my receipt of your letter of March 23, 1997. rirst it ie perfectly reasonable to approach opposing coun.el and request that he not take any action to dismiss your case until we have had an opportunity to review your updated medical reC"ords. It i. also standard discovery procedure to request copies of medical record. from defense counsel which Attorney Goodemote was willing to provide me on condition that I provide hill with your signed authorization. Next, after reviewing the medical records which you provided us, we do not believe that your condition meets the l:Iermanent injurv and serious iml:lairment of bodilv function that is required to overcome the state's immunity in this type of action. Of course, had your current medical records established such an injury, we were willing to reconsider our position. , On your case, I should remind you that I have spent a substantial amount of time all without compensation. Therefore qiven the tone of your recent letter I lIust recommend that you retain other counsel and hereby release you from any and all obligations contained in the contingency agreement which you siqned with our firm. You therefore may consider this the R.1.... which you requested. Finally I regret any misunderstanding and wish you all the best in pursuing your case. V~trulY /fk,.~ THO yours, .. TJR/ljv I To YOll .,. hotN\lf IlOtlflId to plMd to tile ItIdoMcI WIllI.,. 120) .,.. of ..mce heNof or . iefaulll....m.1lt ma, Ila .ntaNd Upoll rou. Iy , ,'.w ~'- , . " . I .' . TORTS LmGAnON UNIT OFfla o. ATtORNIY GINIIlAL 11th Fl. ItI'IwberrW SqUire Hemsburg.'A '7120 MAR 2 7 1997 fI- I cartIfr IIIat tile wIllIln II . _ .nd COITICt copr. 'j r \ I . , ! I , " .- cquipmcntto movc thc barbcr's chair, failinlllo providc propcr mcdical care, failinllto provide promptmcdical carc, and lorcinlll'laintifflo walk 10 the inl1nllary to receive his medication. Thc Commonwealth [)clcndants liIed their Answcr and Ncw Maller on Febmary In. 1995, PlaintifT l1Ied Plaintill's Rcsponse on or about March 2, 1995, Since Ihattime, PlaintilThas failed to conduct any discovery, dcpose any witncsses or takc any action whatsoever to adVWlce this litigation, despite the fact that he had bccn providcd with copies of his medical records. II. Question Presen ted WHETHER THIS COURT SHOULD GRANT A JUDGEMENT OF NON PROS WHEN PL.AINTIFFS HAVE FAILED TO PROSECUTE THE CAUSE OF ACTION FOR MORE THAN TWO YEARS,? (Suggested answer: Yes), III. Argument Plaintiffs have not liIed a document in this mailer since replying to the Commonwealth Defendants' New Maller on May 2, 1995. Furthermore, it has been four and one half years since the incident giving rise to this cause of action, There is no compelling reason for the Plaintifrs extraordinary delay in prosecuting this case, By operation of law, the Commonwealth Defendants are presumptively prejudiecd by the unexplaincd passage of more than two years, Accordingly, a judgment of 1/01/ pros is appropriate. The equitable tool of a judgement of 1/01/ pros has evolved as a mechanism to ensure that plaintiffs do not take advantage of defendallls through dilatory tactics. In order to ensure the 4 prosecution ofa civil aClion with reasonable promplilude, a defendant is afforded the right to seek ajudgement of non pros lilr delay in the plaintill's pursuit of trial. See Commo",,,ealt/, v, Swift. 241 Pa, Super. 359, 3(11 A,2d 688 (1976); f1w Valley Balik v, Steill",allll, 253 Pa, Super, 8, 384 A.2d 949 (1978). The delennination ofwhelher to enler ajudgeJl1ent of"OI' pros for wWll of prosecution lies within the sole discretion of lhe trial court. Moreover, a judgemenl of /10" pros will not be dislurbed unless the trial court commits a manilest abuse discretion. Carter v. Amick, 246 Pa. Super, 530, 371 A,2d 961 (1977), II is well-established inlhis Commonwealth that a judgemenl of /10/1 pros for delay in the prosecution of a civil eause of action is appropriale if three condilions exist: (I) the plaintiff has shown a lack of due diligence by failing to proceed with reasonable promptitude; (2) there is no compelling reason for the delay; and, (3) the delay has eaused prejudice to the defendant, which will be presumed in cases involving a delay for a period of two years or longer. Pellll Pipillg, [IIC, v. IIIsurallce Co. of Nort" America, 529 Pa, 350, 603 A2d 1006 (1992); see also Pille Tow"s/Jip Water Co" IIIc. v, Feimol" Oil Corp" 425 Pa, Super, 473, 625 A,2d 703 (1993); Nes"amillY COlrstructors, [IIC. v, Plymo"," TOWIlSllip, 132 Pa, Cmwlth, 229, 572 A.2d 814 (1990). Historically, the crucial issue is whelher the plaintiff, under all the circumstances of the particular case, failed to exercise due diligence in moving the case towards trial. See e,g, Rizzo v. Pinsburg" R. Co., 226 Pa, Super, 566,323 A2d 174 (1974). A lack of due diligence has been found to exist where there is a long-term lack of progress in lhe case and a failure to eonduct discovery, Moore v. George Ileebller, 321 Pa. Super. 226,467 A2d 1336 (1983). These circumstances are present in this case, 5 Hcrc, thc incidcnt giving rise to PlaintlIT's thc cause of action occurrcd on September 28, 1992.. Despitc Ihe passagc of lour and one half ycars sincc the accident, PlaintitT has tal<enno afl1nllative action to documcnt pursuc his claim, other than to file a Complaint and to request his medical records. The Complaint was liIcd in the Court of Common Pleas of Cumbcrland County on October 15, 1994. An Amcnded Complaint was liIed on JWlUary 25, 1995. The Commonwcalth Defendwlls answered the Amended Complaint on February 10, 1995, specifically dcnying liability and raising, iII/a "Ii", the amnnativc defcnse ofsovercign immunity in its Ncw Mallcr. On March 2, 1995, Plaintiffs liIed a Response to the Commonwealth Defcndants' New Maller. Plaintiff, by ICller, requested copies of his medical records from SCI . Camp Hill which werc provided on March 20, 1995. Since that time, Plaintiff has not engaged in any discovcry, either f0l111al or infol111al. He has not attempted to contact counsel for the Commonwealth Defcndants, nor has he liIed anything with the Court or the Prothonotary. NOli pros can bc avoided only if there is a compelling reason for the delay. The Pennsylvania Supreme Court has sct forth examples of situations in which there is a per se detcnnination that a compelling reason exists for the dclay, thus reducing the period of inactivity. See Pellll Pipills, sllpra. In Pel'" Pipillg, the Court stated that a compelling reason for the delay exists in: . . . cases where the delaying party establishes that the delay was caused by bankruptcy, liquidation, or other operation of law, or in cases awaiting significant developments in the law. Pmll Pipillg, SlIpra, 529 Pa. at 356 n.2, 603 A.2d at 1009 n.2. Here, there is no per se compelling reason justifying the four and one half year delay since the cause of action accrued. There is no claim of bankruptcy or other liquidation. Nor is there any other reason by operation of law, either case-law or statutory, that would have precluded Plaintiff from pursuing his suit against the Commonwealth 6 CERTIFICATE OF SERVICE I hereby certify thlltl wllthis dllY sClVing thc foregoing docul11ent upon the person(s) Wld in the I11llnner indicllted below: SERVICE BY FIRST CLASS MAIL POSTAGE PREPAID ADDRESSED AS FOLLOWS: Dllrryl Burgcss Rt. IIAF7740 S.C.l. ClIl11p Hill P.O. Box 200 ClIl11p Hill. PA 17001 RESPECTFULLY SUBMITTED: D. MICHAEL FISHER ATTORNEY GENERAL BY: I ANIEL . GOODEMOTE SENIOR DEPUTY ATTORNEY GENERAL ATTY. 1.0. #30986 COMMONWEALTH OF PENNSYLVANIA OFFICE OF ATTORNEY GENERAL TORTS LITIGATION SECTION 15th FL. - STRAWBERRY SQUARE HARRISBURG, PA 17120 (717) 783 - 1683 DATED: March:\(".1997 DARRYL BURGESS, I Plaintiff I I v. I I PENNSYLVANIA DEPARTMENT OF I CORRECTIONS, JOSEPH LEHMAN, I JEFFREY A. BEARD, KENNETH A. I KYLER, CARL HAMBERGER and I KATHY MONTAG, I Defendants I IN TilE COURT OF COMMON PLBAS OF CUMBERLAND COUNTY, PENNSYLVANIA CIVIL ACTION - LAW NO. 94-5314 CIVIL TBRM ORDER OF COURT AND NOW, this t sf day of April, 1997, upon consideration of Defendants' Petition for Judgement of Non Pros of Commonwealth Defendants, it is hereby ordered that (1) a rule is issued upon Plaintiff to show cause why Defendants are not entitled to the relief requested I (2) Plaintiff shall file an answer to the petition within 28 days of this date; (3) the petition shall be decided under Pa. R.C.P. 206.7; (4) depositions shall be completed within 42 days of this date; (5) the matter shall be disposed of on briefs submitted to the court administrator within 49 days of the issuance of this order; (6) notice of the entry of this order shall be provided to Plaintiff through the prothonotary's utilization of a mailing envelope furnished by Defendants. BY THE COURT, /} fi/'-? / 'Wesley 01 , \' To YOll .,. hotN\lf IlCIIIflICl to plMd to tile .dDlld WIlIIIII (20) .,.. of ..mce hereof or a ~uIlludllmllllt ma, Ila entaNd UpoIl ,ou. Iy , ~....---.... -~ .. . '.. '. TORTS LmGAnON UNIT OHlc;a O. ATTORNIY GINIIlAL '1*11 PI. StreWMny iquere H.rrt.bu.... p" 17120 MAR 3 1 1997tf I CAtItIfr tIlet tIla willlIn II . true and corract copr. " I / . I. , , ' ~'~ ,I ( l; t,;, , I, I I ) " stairway. PlainlifT claims the chair pullcd him forward whcrc he stepped in the oil on the stairway. Plaintiff allcgcs he slippcd on the oil and thc barbcr's chair landcd on top of him, thercby causing him injury. 3. The PlaintiO'hus brought his action against the COlllmonweallh Defendllllts, alleging they were negligent in failing to propcrly instruct the PlaintilThow to move heavy items, falling to provide proper equipmcntto movc thc barbcr's chair, failing to provide proper mcdical care, failing to provide prompt mcdical carc, and forcing Plaintiff to walk to the infinnary to receive his medication. 4. On February 13, 1995. the Commonweallh Defendants Penn DOT filed an Answer and New Matter to Plaintiffs Amended complaint specifically denying liability and raised, illler alia, the affinnative defense of sovereign immunity. 5. On March 2,1995, Plainti IT filed a Response to the Commonweallh Defendants' New Matter. 6. Plaintin' has not filcd anything in this case since replying to Defendant Penn DOT's New Matter on March 2, 1995. A certified copy ofthc docket in this mattcr is attached hcreto as Exhibit A and made a part hereof by refcrcnce. 7. Plaintiff has not pu;'sued any discovery in this matter. g. Plaintiff has shown a lack of due diligence in prosecuting this action by failing to proceed with reasonable promptitude. For the past tow years, there has been no activity on the docket. 9. Nothing has occurred by operation of law to prevent Plaintiff from timely pursuing this action. lil:T f.'F 'I' (~n , I.' '('~: ~"r;'t 'I ,/'1 I:! 'I :' I r ,: :;1 n7 01, 'I (,r,1 " Cl.'i\' F b\l ,,"(l' ""1'\>' . 'd\, '. . ":1 ',I ,I " '\ i' 'I i;' ,'I \11 " I II I, " 'j" 'I " " I' !, , I I " ."W,..-",,,,,,_,,,, ...,......"""'-... ~....:...... .~.T". , ..~.-"...,"......_-'.......'..,"'.....,.....".- I "IIfl"""""'-N. " j" r."" 1 "'_"~<~"'''''_.~-'''',"l''''_ , .' ~ . l ~ :s ~, " " I " . .. ,l '. , ! i .... " . . ',' " I ':,,,"'-' , ,,'I 'i): "~,' !~ ># , , " " .r'" At all relevant times, the barber's chair was the property of the Commonwealth of Pennsylvania, Departmont of corrections, and was in the care, custody iJnd control of the Commonwealth defendants, and the defects in the chair was in dnd of itself the cause of Plaintiff's injuries, Plaintiff's complaint was filed on October 15, 1994 and an Amended Complaint was later filed on ,January 25, 1995, Defendants filed an Answer and New Matter on February 10, 1995 and Plaintiff filed a Response on March 2, 1995. Thereafter, Plaintiff contacted the law firm of Farage and McBride, who agreed to represent Plaintiff 'in this matter provided he sign a contingent Fee Agreement and a Release for the said law firm to obtain copies of Plaintiff's medical records from Defendants, Plaint! ff signed both the Contingent Fee Agreement and the Medical Release and returned them to his attorneys on November 6, 1995. See, Exhibits "A" and "B", attached to Plaintiff's Answer to Defendants' Petition for Judgment of Non Pros (Plaintiff's Answer hereinafter). It was not until recently that Plaintiff learned that his attorneys had decided not to pursue this matter, when he received a letter from his attorneys dated March 26, 1997. attached to Plaintiff's Answer, marked Exhibit "C". This letter also reflects. however, that while the attorneys were representing Plaintiff. they had obtained copies of Plaintiff's medical records from Defense Counsel. It is therefore apparent that some discovery has taken place, contrary to Defendants' assertion that no discovery has taken 2 place. I. QuoBtion PrcBeIL~tl WHBTHER '1'IIlS COURT SHOULD DBNY THB PBTITION FOR JUDGMBNT OF NON PROS? (Suggested Answer in the Affirmative) .. ArQument;. TIll.!LQourt ShQ.\.IJ.!l Del1y'yh!3 Pe!; i tien For Judgment Of Non ProB. The Supreme Court has set forth the elements which must be shown before a court may dismiss an action far lack .of decket activity. These elements are: 1) the party has shewn a want of due diligence by failing to proceed with reasanable pramptitude: 2) there is na compelling reasan fer the delay; and 3) the delay has caused some prejudice te the adverse party, which will be presumed in all cases in which the delay is two years .or longer. Penn Pipinq, Inc. v. , Insurance Company of Nerth America, 529 Pa. 350, , 603 A.2d 1006, 1009 (1992). The thresheld issue that must be determined in this case is whether .or not Plaintiff has shewn due diligence in pursuing this case. Plaintiff submits that he has pursued this case with due diligence. Upen initiating this action, he sought te empley counsel te represent him in this matter. On November 6, 1995, Plaintiff entered inte a Centingent Fee Agreement with the law firm .of Farage and McBride, whe had agreed t.o represent Plaintiff in this matter. It was not until Plaintiff received a letter frem his attorney dated March 18. 1997. that he learned that his Counsel had not even 3 entered his appearance in this case, This letter is attached hereto, marked Exhibit "E". In addition, Plaintiff has communicated with his Counsel on numerous occasions, and ho has attached hereto, several examples of such communications between Plaintiff and his Counsel. which are marked Exhibi ts "F" through "J", includ ing a letter in which Plaintiff addressed the issue of a possible settlement offer, ~~ Exhibit "J". The entire time from November 6, 1995 to date, Plaintiff was led to believe that his attorneys were pursuing this matter in his behalf. and Plaintiff should not be punished for his attorney's failure to act. This concern was addressed by the Court in Penn Pipinq, supra, where the Court observed: It should be remembered that the rules concerning the dismissal of cases in which the docket has been inactive for an extended period of time reflect policy concerns which implicate the interests of both plaintiffs and defendants. On the one hand, if the suit is dismissed because of delay which can be laid at the door of negligent counsel, a plaintiff whose suit is dismissed may be without meaningful remedy, particularly where counsel is uninsured and without sufficient assets. . Id. 529 Pa. at ,603 A.2d at 1008. The delay in this case was caused by Counsel, and not Plaintiff, and Plaintiff should not have to suffer the consequences of his negligent Counsel. Penn Pipinq, supra. On another front, the defendants claim that no discovery has 4 lM~ O"I<<:EI FARAGE AND McBRIDE DONAL.D J '''A''OE JAhltl' McSAlor f~OMAI J flIJOOItl'''' ''''Oh",nED fO NEW JEfut'f q,." . ,. &l",lBURBAN IP...lION UUILOING '.1 ,',JOu,..' I([N,..EO'" BOVlE.......RO PH.l...Or.lP..I.... ~r."''''l!IYLV'''''''''' .'It,),J.,"O. .",.,IIUtJ,J,'J 'A. "1"1'.,)'.)00" NEW JE.nEY on'lct 10"0 I'll', KIHGiHII)~W""" IlJlft '00 C~EA"Y ~Il.". NJ Q.O)lt I.O.IUI'O"'" ,......; leOl1 ."._0,)11 Maroh 17, 1997 Mr. Daniel Goodemote, Esquire Deputy Attorney General Office of Attorney General Torts Litigation unit 15th Floor, strawberry Square Harrisburq, PA 17120 ReI Burgess v. Pa. Dept. of corrections, et al. Date of InjurYI 9/28/92 Cumberland Count v Docket No. 94-5314 Dear Mr. Goodemote: I am in receipt of your letter dated March 14, 1997. Enolosed please find an executed medical authorization from plaintiff Darryl Burgess. Upon your receipt, please forward a copy of the medical records from 1995 to the present relating to Mr. Burgess' treatment for his injury of September 28, 1992. Of course, we will be qlad to reimburse your costs for this request. In the meantime, if you are unable to process this request, please notify me at your earliest convenience. I look forward to your reply. Very TJR/zjw CCI Darryl Burges. (w/encl.) EXHIBIT :.!L Darryl llur;;eSl AF-7740 P.O. Box 200 ~amp Hill, PA 17001-0200 Thomls J. RUggI~rl, Esq. 835 Suburbsn Ststlon Rulldln~ 1617 J lhn F. Kennt~y B1v~. Phllldt1phh, PI 19103 REI Dara"'~~QeD.. R( Corr.c'tODlA-~~ Ca.b.rlln~ COUDtr Doc~.t Ho. 94-5314 Dear Mr Ruggierll I Ill' in receipt of your corrupondtncts of March 17 InlS 18, 1997. I find them both ambiguous sn1 trouhllng. My tlrst question concerne the me:Ucll recor~s you requeste~. Mr. Goo~8mote sdvieed you thet it lIa. nllceseuy to eubmlt Iln auth criution from me before he 1I0ul:l re11taee the recolld'l. You apparently provil\e:l him IHth my signe:l r Ileu. form, so his office should provide you lIith the Update:! record'l. Thus I don 't' Inderllt Ind IIhy you art reclue,ting llll to obtain thes. racor1l!l. tn Iny !tv!!nt, 1 ::10 not hlva th81ll Ind csnnot provide them to you. Mi' !lecond tluution conctlrns why you raquoliltal\ In extension of time from the ~ttorney GenllrU nth,r thm tho Court. As It llymln, I mlY not comprehend civil tort ..roctdur,~, but I don't bid-leva t.hu Attorney '1onerlll cln ilrlut an f/xtension or F.XHI~IT ~B" Darryl Dur'Jess ^F-7740 P.O.13ox 2()() ~Bmp "ill, PA 17001-0200 FaraJB and McBride ATTNI Th ~33 J. RUJ~ilri ~36 Suburban Station BLDG. 1617 John F. Kennedy BLVD. Philadelphia, PA 19103-2508 ReI Burgess V. Dept. of corrections, et a1. Cumberland County Docket No. 94-5314 Dear Mr. Ruggieril Thank you for your prom,1t response to my December requast for a complete update on the above-referenced cl3im. In it, you addressed several questions which I raised in an .a.ugust 1996 letter. You also emphasize that you are still in the investigative stage of this claim and that you have not r1ecided whether to oHicially Enter an ^ppearance in this case. Finally, you request a copy of my medical file and any notification letter presented to the Dept. of Corrections. The content of your response and its tone have exacerbated the already serious concerns which I have about your reprosentation. It has boen well over a year since the contingency fee agreement was signed and yet you have not obtained my medical records or determined that the State's immunity can be overcome! EXHIBI1 "I" 2 I am enclosing a comil1eta copy of the medical records concerning the treatment I received as a result of my injury on September 28, 1992. These records could have been provided to you a year ago, had you requested them. Regarding notification of the Oept. of Corrections, I was not aware of the requi rement under 42 Pa.C.S.A. D5522 and thus did not provide notice within a six month period. However, you shOUld be aware that D5522(a)(2) provides the following exception to the notice requirement I ...'1bB court 1IhI.11 --. ..* fallure to CXIIply vitb tide requ1.. ... llplIl a 8bDviDg of r-........h1. ..~-..... fIX' failure to file IIUCh Bta~t. The Pennsylvania Commonwealth Court has consistently interpreted this clause to requi re a showing of prejudice to the defendant before dismissing an action on this procedural ground. In Roy V. Southeastern Penna. Transp. Authority, 129 Pa.Cmwlth. 353, 565 A2d 848, affmd 526 Pa. 265, 505 A2d 464, that Court heldr IgDOrlIDCB of till law IUllI of 8egerlty of injll1'f in the aN-_'" Of prej1ll!.1ce to the _. -to anit, CllII8tituted pa--~'. --.-........ for fai1are to proride DOtice Of injlll'J' to ~ anit. Upon receipt of this correspondence, please review the enclosed medical records, research the State's immunity defense and advise me of your conclusions forthwith. Also, previously requested, provide me with a detailed accounting of the actions you have taken on my behalf, since entering into the contingency fee agreement with me last year. It is imperative that I know whether your oHice is actively pursuing this claim as r03quired by the contingency agreement! If, in as PROOF OF SERVICE I. DARRYL BURGESS. hereby certify that on this date I caused to be served a true and correct copy of the foregoing Plaintiff's Brief in Opposition to Peti tion for Judgment of Non Pros of Commonwealth Defendants by depositing the same in the United States Mail, first class, postage prepaid, addressed as follows: Daniel R. Goodemote, Esq, Senior Deputy Attorney General Office of Attorney General Torts Litigation Sect.ion l5th Floor, Strawberry Square Harrisburg, PA 17120 , LJu ~ DARRY~R SS ~ Date: May 14, 1997 At all relevant times, the barber's chair was the property of the commonwealth of Pennsylvania, Department of corrections, and was in the care, custody and control of the Commonwealth defendants, and the defects in the chair was in and of i tsel! the cause of Plaintiff's injuries. Plaintiff's Complaint was filed on october 15, 1994 and an Amended Complaint was later filed on January 25, 1995. Defendants filed an Answer and New Matter on February 10, 1995 and Plaintiff filed a Response on March 2, 1995. Thereafter, plaintiff contacted the law firm of Farage and McBride, who agreed to represent Plaintiff in this matter provided he sign a Contingent Fee Agreement and a Release for the said law f J.rm to obtain copies of Plainti ff' s medical records from Defendants. Plaintiff signed both the Contingent Fee Agreement and the Medical Release and returned them to his attorneys on November 6, 1995. See, Exhibits "A" and "6", attached to Plaintiff's Answer to Defendants' Petition for Judgment of Non Pros (Plaintiff's Answer hereinafter). It was not until recently that Plaintiff learned that his attorneys had decided not to pursue this matter, when he received a letter from his attorneys dated March 26, 1997, attached to Plaintiff's Answer, marked Exhibit "C". This letter also reflects, however, that while the attorneys were representing Plaintiff, they had obtained copies of Plaintiff's medical records from Defense Counsel. It is therefore apparent that some discovery has taken place, contrary to Defendants' assertion that no dt.scovery has taken 2 place. I. Question Presented WHETHER TillS COURT SIIOUl.D DENY TilE PETITION FOR JUDGMBNT OF NON PROS? (Suggested Answer in the Affirmative) .. Araument This Court Should Deny The Petition For Judgment Of Non Pros. The Supreme Court has set forth the elements which must be shown before a court may dismiss an action for lack of docket activity. These elements are: 1) the party has shown a want of due diligence by failing to proceed with reasonable promptitude; 2) there is no compelling reason for the delay; and 3) the delay has caused some prejUdice to the adverse party, which will be presumed in all cases in which the delay is two years or longer. Penn Piping, Inc. v, Insurance Company of North America, 529 Pa. 350, ___, 603 A.2d 1006, 1009 (1992). The threshold issue that must be determined in this case is whether or not Plaintiff has shown due diligence in pursuing this case. Plaintiff submits that he has pursued this case with due diligence, Upon initiating this action, he sought to employ counsel to repres~nt him in this matter. On November 6, 1995, Plaintiff entered into a Contingent Fee Agreement with the law firm of Farage and McBride, who had agreed to represent Plaintiff in this matter. It was not until Plaintiff received a letter from his attorney dated March 1B, 1997, that he learned that his Counsel had not even 3 entered his appearance in this case. This letter is attached hereto, marked Exhibit "E", In addition, Plaintiff has communicated with his Counsel on numerous occasions, and he has attached hereto, several examples of such communications between Plainti tt and his Counsel. which are marked Exhibits "P" through "J", including a letter in which PIa inti ff addressed the issue of a possible settlement otter. See Exhibit "J". The entire time from November 6, 1995 to date, Plaintiff was led to believe that his attorneys were pursuing this matter in his behalf, and Plaintiff should not be punished for his attorney's fallure to act. This concern was addressed by the Court in penn Pipinq, supra, where the Court observed: It should be remembered that the rules concerning the dismissal of cases in which the docket has been inactive for an extended period of time reflect policy concerns which implicate the interests of both plaintiffs and defendants. On the one hand, if the suit is dismissed because of delay which can be laid at the door of negligent counsel, a plaintiff whose suit is dismissed may be without meaningful remedy, particularly where counsel is uninsured and without sufficient assets. . Id. 529 Pa. at ___' 603 A.2d at 1008. The delay in this case was caused by Counsel, and not Plaintiff, and Plaintiff should not have to Buffer the consequences of his negligent Counsel. Penn Pipinq, supra. On another front, the defendants claim that no discovery has 4 .' Darryl Burwou AF-7740 P.". Box 200 ~amp Hill, PA 17001-0200 Thomss J. Ruggt,ri, ~Iq. 836 Suburbsn Station Building 1617 J mn F. Kennedy Blvd. Philadelphil, PI 1~103 R E' .!1U'Jl!-'.f-L-.lh.. QeD' . 9<<: ~ou.ClUon.. n-1L. CQ.b.rl.n~ County Doc~.' Ho. 94-5314 Dlar Mr Ruggilri, I 1m in receipt or your corrltspondlncu or March 17 snd 18, 1997. I tind them both ambiguous Ini troubling. My tiut Clulltion concerns the me:l1cal rlcords you reclue.tl:l. Mr. Goo:hmote advised you that it "''' neceesuy to submit Iln auth crization rrom me berore he wou1:l rei'".. the recolldl~. You apparlntly provil~:l him lilth my I1gne:l r l1e"e rorm, so hie orrice should provi:le you with the up:llte:l record'.. Thus I don't 'In:lerst In:l why you In rlcluest in" lI!J. to obtain the." rl!cor-i!l. In uy avent, I :lo not hive thelll In:l cannot provide thlm to you. My !llcon:l (IUs!ltion concerns why you requostsl\ In 9xtension or timl rrom the ~ttorney Generl1 rsther th.n the Court. ~!1 . 1.yman, I mlY not comprlhend civil tort. jirOCldUril, but I :lon't bld-ieva thlt Attorney 'lonerat can ilr5nt an extlnsion or [)m.IBIJ~ ~H" ., ,., 2 Hme. Furt.her, I 10 not. '\n1arst.an:l why you hsve waite" l\ntU the final hour t.o request. t.hese records. It. appears t.hIUI your handling of t.hls act.ion hu left. III. in an almost. unt.enab1e posit.ion. Unbeknownst t.o me, you H:! not enter an appearance on my behalf. You faile:l t.o obt.ain t.hese 1ut lIIeHca1 recor1s an1 I sm now faced wi t.h the prospect of llefen:ling a mot.ion t.o dismiss slone. Obviously, my position has been severely preju1iced by your actions or lack t.hereof. I need sn immedillte explanation of your represent1ltion to date and a definite assurance thl\1; your oHic [ Ifill be appearing on my beh!1f. If you are not going to represent me, I Ifill require a Ifritten re1' Bse from the contingency agreement. signed almost t",o years a!p. Shou11 you choose th'~ latter course of action, I ",ill consider initiating sn inc[uiry of your conduct ",ith both the Philslloe1phia Bar .a.ssocilition an:! the supreme Court Disciplinary Counsel. I Ifill uxious1y slfsit your reply I I Sincerely, , ~~I/~C~CU'1' .-. Darryl Burgess Dlltedl~/'/7 Darryl Burgas", AF-7740 P.O.llox 200 Camp Rill, FA 17001-0200 Fara~G and Mcllrtde ATTl'l1 Th anas J. RU:lgi.:!ri ~36 Suburban Station BLDG. 1617 John F. Kennedy BLVry. Philadelphia, FA 19103-2508 ReI Burgess V. Dept. of Corrections, et al. Cumberland County Docket No. 94-5314 Dear Mr. Ruggieri. Thank YOII for your prOnl,)t responsa to my December request for a complete update on the above-referenced cl3im. In it, you addressed several questions which I raised in an August 1996 letter. You also emphasize that you are still in the investigative stiigS of this claim and that you have not decided whether to officially Enter an Appearance in this case. Finally, you request a copy of my medical file and any notification letter presented to the Dept. of Corrections. The content of your response and its tone have exacerbated the already serious concerns which I have about your representation. It has been well over a year since the contingency fee agreement was 5ignl)d and yet you have not obtained my medical records or determined that the State's immunity can be overcome! ~XIIIBIT .. I" .' 2 I am enclosing a comlil1etu copy of the medical records concerning the treatment I received as a result of my injury on Septomber 28, 1992. These records could holve bel'n provided to you a year ago, had you requested thum. Regarding notitication of the Dept. of Corrections, I was not aware of the requirement under 42 Pa.C.S.A. 05522 and thus did not provide notice within a six month periOd. However, you shOUld be aware that 05522(a)(2) provides the following exception to the notice requirementl ...'l1Ie oourt Mall -........ failure to CllIIIp1y with tide ~ upoa . 8bDlfiDg of ...-........h1. ......_ f<< fallure to file IIIdl stateEDt. The Pennsylvania Commonwea lth Court has cons i sten t.ly interpreted this clause to require a showing of prejUdice to the detendant before dismissing an action on this procedural ground. In Roy V. Southe.stern Penna. TraDsD. Authority, 129 Pa.Cmw1th. 353, 565 A2d 848, affmd 526 Pa. 265, 505 A2d 464, that Court heldl IgDDnDCe of th'l lair and of 8lI'nrl~y of injUEJ' in the .1 -'" of prej1ll!loe to tile ~. .1. unlt, ClIIIIItituted K -"1e --. ...... for failure to provide DOtioe of lojUEJ' to If''WWO' 'I. ani t. Upon receipt of this correspondence, please review the enclosed medical records, research the State I s immuni ty defense and advise me of your concl us ions forthwith. Also, as previously requested, provide me wi th a deta iled accounting of the actions you have taken on my behalf, since entering into the contingency fee agreement wi th me last year. It is imperative that I know whether your ot.fice is actively pursuing this claim as reqUired by the contingency agreement' It, in At all relevant times, the barber's chair was the property of the commonweaith of Pennsylvania, Department of correctionR, and was in the care, custody and controi of the commonwealth defondants, and the defects in the chair was in and of itself the cause of Plaintiff's injuries, Plaintiff's Complaint was filed on October 15, 1994 and an Amended Complaint was later filed on January 25, 1995, Defendants filed an Answer and New Matter on February 10, 1995 and Plaintiff filed a Response on March 2, 1995, Thereafter, Plaintiff contacted the law firm of Farage and McBride, who agreed to represent Plaintiff in this matter provided he sign a Contingent Fee Agreement and a Release for the said law firm to obtain copies of Plaintiff's medical records from Defendants. Plaintiff signed both the Contingent Fee Agreement and the Medical Release and returned them to his attorneys on November 6, 1995. See, Exhibits "A" and "B", attached to Plaintiff's Answer to Defendants' Petition for Judgment of Non Pros (Plaintiff's Answer hereinafter). It was not until recently that Plaintiff learned that his attorneys had deci.ded not to pursue this matter, when he received a letter from his attorneys dated March 26, 1997, attached to Plaintiff's Answer. marked Exhibit "C". This letter also reflects, however. that while the attorneys were representing Plaintiff, they had obtained copies of Plaintiff's medical records from Defense Counsel. I t is therefore apparent that some discovery has taken place. contrary to Defendants' assertion that no discovery has taken 2 place, I. Q.uelJt.ion.P..re.E!~nt.eg WIUo:TIIER TillS COURT SIIOlIl.D D'~NY 'l'II~; PETITION FOR .JlJDGMENT OF NON PROS? (Suggested Answer in the Affirmative) .. ~ml4!1\en!; T-'ll!.U;p~.[:.L-,"lhQ.~..Ld_'pcny ThQ..l'.Q.!;.l!:J9n. ,.'oL Jud!ll1lent__ Of lion ProB, The Supreme Court has set forth the elements which must be shown before a court may dismiss an action for lack of docket activity. These elements are: 1) the party has shown a want of due diligence by failing to proceed with reasonable promptitude; 2) there is no compelling reason for the delay; and 3) the delay has caused some prejUdice to the adverse party, which will be presumed in all cases in which the delay is two years or longer. penn Pipinq. Inc. v. Insurance Company of North America, 529 Pa. 350. ___' 603 A.2d 1006. 1009 (1992). The threshold issue that must be determined in this case is whether or not Plaintiff has shown due diligence in pursuing this case. Plaintiff submits that he has pursued this case with due diligence. Upon initiating this action. he sought to employ counsel to represent him in this matter. On November 6. 1995. Plaintiff entered into a Contingent ree Agreement with the law firm of Farage and McBride. who had agreed to represent Plaintiff in this matter. It was not until Plaintiff received a letter from his attorney dated March 18, 1997, that he learned that his Counsel had not even 3 entered his appearance in this cuso, 'I'his lotter is attached hereto, marked Exhibi t "F.", In addition, PlaintLff hus communicated with his Counsel on numerous occasions. and he has att.uched hereto, several examples of such communications between Piainti ff and his counsel, which are marked F.xhibits "P" through "J", including a letter in which Plaintiff addressed the issue of a possible settlement offer, See Exhibit "J". The entire time from November 6, 1995 to date, Plaintiff was led to beliove that his attorneys were pursuing this matter in his behalf, and Plaintiff should not be punished for his attorney's failure to act. This concern was addressed by the Court in Penn Pipinq, supra, where the Court observed: It should be remembered that the rules concerning the dismissal of cases in which the docket has been inactive for an extended period of time reflect policy concerns which implicate the interests of b,)th plaintiffs and defendants. On the one hand, if the suit is dismissed because of delay which can be laId at the door of negligent counsel, a plaintiff whoso suit is dismissed may be without meaningful remedy, particularly where counsel is uninsured and without sufficient assets. . Id. 529 Pa. at ___, 603 A.2d at 1008. The delay in this case was caused by Counsel, and not Plaintiff, and Plaintiff should not have to suffer the consequences of his negligent Counsel. Penn Pipinq, supra, On another front, the defendants claim that no discovery has 4 DARRYL BURGESS, 'AP-7740 SC I -cAMI' II II,L P.O. BOX 200 CAMP IIILL, PA 17001-0200 LAW OFPICES OF FARAGE & McBRIDE 836 SUBURBAN STATION BUILDING 1617 JOliN F. KENNEDY BOULEVARD PIIII.ADEI,PllIA, PA 19103 DP.cEMB~;R III, 1996 , Dear Mr. McBride: I om writing at this time to request a comprehensive update on the status of my suit, including n detailed account of the actions you have undertakfln oa my behalf and copies of the information you hAve compiled as 0 result of your efforts, It has been over a year since we entered into a cont ingency fee Agreement and, os of this date, I have aot received any information from your office concerning the progress of this case. This is particularly troubling because I have written to Mr. Ruggieri on several occasions and fAiled to receive any acknowledgement! I om anxious to ascertain if a settlement is within reach. I expect to be released in June of 1997 which will allow me to receive the necessary phYSical therapy that the Department of Corrections has refused to provide, Of course, if no sett lement hns been reached before my release, 1'm sure you wi 11 want to have your doctors examine the extent of my disilbil ity, This will bolster the evidence we cnn present to the Court if the 3uit is finally litigated. EXHIBIT "F" LAW O""I~[a F'ARAGE ANO McBRIDE DO~AI.D J ,A""'C'u ",,,,MEI' MclUtlOr rMO""A' J RVOGIE"I. ....OhllrrED rQ NtW JtRIUV 1"-" ..)e15uOURQAN ~,..tION UUII.DINQ Ie" JOHN" ",[1',11',1[0'" BOUI.[V,,-AO PH'I.,*,otI.Pttl,*,. PtNNIS"'LyM~I'" IIJ'tU.'''O' 1,,"1 "J..)IP.) NEW JI"6tv Q".CI . 0"'0 N'. MINOa MIOHWA" lUlU: 100 elo.u:,,"'" HILL, NJ O'OJ" Ito.. .1'1.0....' 'AliI.. '.0.' ""..O,JlI ,...." 1'1'" .e.1.JOIU March 17, 1997 Mr. Daniel Goodemote, Esquire Deputy Attorney General Office of Attorney General Torts Litigation Unit 15th Floor, strawberry Square Harrisburg, PA 17120 Re: Burgess v. Pa. Dept. of Cor~ections, et al. Date of Injury: 9/28/92 Cumberland Countv Docket No. 94-5314 Dear Mr. Goodemote: I am in receipt of your letter dated March 14, 1997. Enclosed please find an executed medical authorization from plaintiff Darryl Burgess. Upon your receipt, please forward a copy of the medical records from 1995 to the present rolating to Mr. Burgess' treatment for his injury of September 28, 1992. Of course, we will be glad to reimburse your costs for this request. In the meantime, if you are unable to process this request, please notify me at your earliest convenience. I look forward to your reply. Very / TJR/zjw CCI Darryl Burgess (w/encl.) EXHIBI~ "a" Darryl llurijulII ~F-7740 P.? Box 200 r.~mp Hill, p~ 17001-0200 Thomsl J. Rug~i~ri, Esq. 836 Suburbln Stltion Buildin1 1617 J ~n F. Kennedy B1v~. Phi1a~e1phil, PI 19103 REI narae,~ Y. ~O'l:It. o( ~orr.Q1ig~~-!J~ Ca.berllnd County Doe~et Ho. 94-5314 Delr Mr Ruggieri, I 111I in receipt ot your corrupond,nces ot March 17 snd 18, 1997. I tin~ thelll both SI1lbiguou!l ani trouhUng. My tint cluest.ion concerns the lIIe:!ica1 records you reclueete~. Mr. Goo~'mote I!lviee:! you that it. Itae nscee..ry to lubmit. Iln luth crizltion trom me betore he Itoul:! rell~le the recoll:ll~. You SPPluntly provil\e:l him llith my signe!l r 11.... torm, so his ottice shoul:l provide you Itith the up~ste:! recordl~. Thus I don' t Iln:lerstsnd Ithy you are requesting !l!.l to obtain these rocor11!l. In any !lvant, 1 :10 not hava thelll Ind cannot. provi:le them to you. My second quest. ion concerns Ithy you reclu(t$tell an extension ot time trom the Attorney GenerH nther ttun the Court. As a 1 ayman, I IIIIY not comprehen:! ci vi! tor t ~roce1urol, but I 10n' t blnieva thll Attornoy 'loneral csn ~rlllt an 9x~,ension or ~XHIBIT "H" Darryl llur'Jlts" "F-7740 P.O.Box 2()O Camp Hill, PA 17001-0200 Fara]o and McBride "TT~~. Th ona, J. RU:jghri ~3r, Suburban Station BLDG. 1617 John F. Kennedy BLVD. Philadelphia, PA 19103-2508 Rei Burgess V. Dept. of Corrections, et al. Cumberland County Docket No. 94-5314 Dear Mr. Ruggieri. Thank you for your prom,}t responsa to my December requ3st for a complete update on the above-referenced cl~im. In it, you addressed several questions which I raised in an .'\ugust 1996 letter. You also emphasize that you are still in the investigative stage of this claim and that you have not decided whether to officially Enter an Appearance in this case. Finally, you request a copy of my medical fUe and any notification letter presented to the Dept. of Corrections. The content of your response and its tone have exacerbated the already serious concerns which I have about your representation. It has been well over a year since the contingency tee agreement was signed and yet you havEl not obtained my medical records or determined that the State's immunity can be overcome! EXHIBIT :.1': 2 I am enclosing 0 comtllete copy of the medical record. concerning the treatment I received liS a result of my injury on September 28, 199". Thuse recordll could have been provided to you a year ago, hod you requested them. Regard ing noti ficlltion of the Dept. of corrections, I was not aware of the requirement under 42 Pa.C.S.A. D5522 and thus did not provide notice within II six month period. Howover, you should be aware that D5522(.)(2) provides the following exception to the notice requirement I ...'1be CDUrt Bhil11 -..- - failun to CXIIIplJ with tide ~ uplIl II shoIfiDg ~ ...---1>le -.._ fOIl' failure to file IIlId1 Bta"-t. The Pennsylvania Common we a 1 th Court has consistently interpreted this clause to require a showing of prejudice to the defendant before dismissing an action on this procedural ground. In Roy V. SoutheasterD Penna. TransD. Authority, 129 Pa.Cmwlth. 353, 565 A2d 848, a!!md 526 Pa. 265, 585 A2d 464, that Court heldl IgDOrIIDCIt ~ t;ba law IIDl! ~ ~tJ ~ injUl'f in the at r - - of prejudice to the ~t unit, CDDBtitutecl ...-__1.1. _.n_ for failure to provide ootice ~ injury to ~ unit. Upon receipt of this correspondence, please review the enclosed medical records, research the State's immunity defense and advise me of your conclusions forthwith. Also, as previously requested, provide me with a detailed accounting of the actions you have taken on my behalf, since entering into the contingency fee agreement with me last year. It is imperative that I know whether your office is actively pursuing this claim as required by the contingency agreement' If, in DARRYl. IIURGESS AF-7740 SC I -CAMI' 1111.1, CAMP IIILL, PA 17001-0200 TIIOMAS J. RUGGIERI, ESQ. FARAGF. & McBRJIlE 836 SUBURBAN STATION BUILDING 1617 JOliN F. KENNEDY BOULEVARD PIIII.ADI';LI'IIJA, I'A 19103-2508 A PR II. 19, 1996 RE: BURGESS v. Po. Dept, 01 Corrections, et 01. fum!!...rlnnd County Docket No. 94-5314 Dear Mr. Ruggieri. Prescntly it app...nrs thot my maximum sentence dote will end on June 6, 1997. Therefore. I would like to make on out of court settlement. Personal iaJury cases ore time comsuming and expensive. In your opinion what is the maximum amount of cosh settlement I con anticipate. I would like to make 0 settlemeat of TIIREF. MILLION DOLLARS ($3,000,000). s this realistic or should I readjust such figures? In addition I would like to make 0 settlement where the attorney's fees ore paid separnte from the money received os port of the proposed settlement. This arrangement is more in accord with the type of future financial planning I anticipate, Pleaee indicate to me your comments on this matter of separate attorney fees. Per my letter dated 12/13/95 to you I informed you of the request for payment from the Berks Credit & Collection Agency for the Comm. Ima- ging Associates for $855.00 for 0 physical exam. I om sending you 0 copy of 0 letter doted 12/28/95 received from the Po. Dept, of Correct- ions concerning this matt.er. It is my understanding that this inform- ation has been referred to the responsible authorities. Thereby, relie- ving me of this payment. Finally, I would 1 ike t.o be en this litigation. T trust that yer client's relationship that to this suit. what stage you have tak- a continuation of a Iow- a successful conclusion informed as to this letter is will end in Please respond at your earliest convience. EXHIBIT "J" PROOF OF BBRVJ.gB I, DARRYL nURGF.BB, hereby certify that on this date I caused to be served a true and correct copy of the foregoing Plaintiff' s Brief in Opposition to Petitlon for ,Judgment of Non Pros of Commonwealth Defendants by deposi t ing the Bllme in the United States Mail, first class, postage prepaid, iiddressed as follows: Daniel R' Goodemote, Esq. Senior Deputy Attorney General Office of Attorney General Torts Litigation Section 15th Floor, Strawberry Square Harrisburg, PA 17120 ~~ DARRYL R BBS . Date: May 14, 1997