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"NIl, unOIY 'ILLIU18 a..
IDL I.T.,I DVIIOIIIIIIITAL
'''VIOI., 110., .voel"o~
OOlJroaallOl 10 TOn WILLINt',
110.,
.1aiaUUI
III '1'.' COOT O. 0C>>IJI01f .LIIU .
OUNI.lLAIrD COUlTY, .....YLV..I.
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'DOII) V. .'IILGHt IIPY
I.J. .ILLOGG, .ILLOGO
IIIVII()"'....Ul '''Vlell, lifO"
"0...'10. ...OTal LUOIATOln.,
110., aD' JO"'TO.
LAlOaaTOIII', Ile.f
Dlf.a4aDtl
OIVIII ACTIOI - .gUITY
JOY TIIUl DlUIAIQ).D
~~IQ' ~o DlrlHD aKD CLAIK IIGBT.
You haVI blln .uld in court. It you wi.h to d.flnd aqain.t thl
olaill. .at forth in tha followinq papar., you mu.t taka action
within twanty (20) day. aftar th1. complaint and notioa al'l
.arvld, by antarinq a writtan appaarance per.onally or by attorn.y
and filinq in writing with the Court your daten.e. or objaction. to
thl olaim. ..t forth aqain.t you. You ara warnad t~at if you fail
to do .0, tha oa.a lIay proolld without you and a jud~ant may bl
antar.d aVlin.t you by tha Court without turthar notica for any
monlY ela1l11ld in thl Complaint or tor any other claim or nUaf
raqua.t.d by thl Plaintiff. You may lo.e 1I0nay or prop arty or
othlr riqht. important to you.
YOU SHOULD TAKI THIS PAPER TO YOUR LAWYER AT ONCI. IF
YOU DO NOT KAva A LAWYER Oft C~NOT A,FORD ONI, GO TO OR
TILIPHONI THB O'FICI SET 'ORTH BELOW TO FIND OUT WHIRl
YOU O~ GET LEGAL HELP.
Court Adminiltrator, Fourth Floor
CUmbarland County Court Houla
1 Courthouse square
carlill., Plnn.ylvania 17013-3387
Talaphon.l (717) 240-6200
lUl.1..l.C.l.A.
La han d.m.ndado a u.t.d .n 1a cort.. Si u.t.d qui.r.
dlflnd.r.a da ..ta. damanda. axpu..t.. an la. paqina. liqui.nt..,
u.tld tilnl vi.nta (20) dil. da plazo al partir da la faeha dl 1.
dl..nda y la notitioacion. Ultad d.be pre..ntar una aparianeia
I.orit. 0 In Plr.ona 0 pOl' oboqado y archival' In la cortI In forma
a.orit. .U. dlt.n... 0 .u. objecion.. ala. d.manda. an cont~a da
.u par.ona. S.a avi.ado qUI .i u.ted no .a datiand., la eorta
.
.o..~. .-414.. ~ p~.4. .nt~I~' ~n' ord.n contra ~'.'d .1n pr.v1o
.v1.0 0 noi1t1cec1on ~ por cuelq~l.re qu.je 0 .11v1o que e. p.4140
.n 1e p.Uo10n 4. "...1\41, u.te" pu.d. p.rder 41nero 0 .u.
prop1.dad.. 0 o..roa d.r.cho, 1.portlnt.. p.ra u.te4.
w.m UI. DJIIUDA . 11II UODMO IIIIIIDI.,......... II 110 II"
uoeuo 0 II. ~ II" IL DIlDO .V'IOIIII'I. D. ,.... Iar. '''''1010,
Q'. .. 'III'" 0 1-1-"'- tOIIIL.'OJO . La O'IOID OUl. DlaICCIOII ..
aav.... UClall. """0 'W .V"IOV" DOIDI II 'VIDI COII,,,VII
..1.,1101. LIIAL.
De.el
Court Ada1nl.trator, fourth floor
cuaberland county courthou,'
1 courtbou.e Square
ca~11.1a, PA 17013-3387
(717) ~.olQ-6300
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n . Lyon.,
tto nay for Pl
P. . ~OIC 963
rr1.b~r9, PA 17108
(717) 238-4776
(717) 238-4793 Tel.cop1er
0,1,' 23859
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IIMrUD .,. IILLOR, IWlV
I.'. I'UM', IILLOR
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"001'1011 IJIC'IM loUou"oall',
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OIVIL acTIOI - IgUITV
07UIV "aliL DIKAMDID
CmII_LAln
COlI. lor, Pl.intiff., J.... Anthony willia.., individually,
.nd Ra.l ..t.t. Inviron..ntal s.rvice., Inc., by and through th.ir
.ttorn.y., COHNILLY, RIID , SPADE, by John F. Lyon., I.quire, and
re.~ectfully ever. .. follow..
1. Plaintiff, J.... Anthony William. (William.), i. an .dult
individu.l, with. ..Uing .ddu.. ot P.O. BOle 1921, New ICing.town,
cumberl.nd county, penn.Ylvania 17072.
2. plaintiff, R..l E.t.te Environmental Sarvic.., Inc.
(here1n.fter r.f.rred to a. R.I. Inv1ronment), 1. a p.nn.ylvania
IU.ine.. oorpor.tion, with a current mai11nq addre.. of P,O. 10le
1131, N.w ICing.town, cu.berland county, penneylv.ni. 17072.
3. plaintiff, R.I. Invironment, ie the .ucce..or corpor.tion
to Tony WUU..., Inc., . penn.ylvania Bua1n... corporation, .
party to the Ague.ent. which an the .ubject ..tter ot thil
Uti..,aUon and .uoc...or oorporation to the riVht to u.. the
oorporate na.e, kellOV9 Environ.ental Service., Inc.,
4, Defendant, Idward V. l(e11099 , b and adult incl1vidual
who.. h.t known addre.. 11 816 Anthony DriV., Mechanic.bur'l,
cuaberland County, ,enn.ylvlnia 17055.
15. Def.ndant, Mary I.P. l(e11099 , b and adult individual
who.e l..t known addn.. i. 816 Anthony Drive, Meohanio.bur'l,
cuaber1and County, ,enn.ylvania 17055.
6. Defendant, l(e1109'1 Environmental s.rvic.., 11'10,
(heninafter nferrad to I. I(IlS), i. a 'enn.ylvanie Budn...
corporation, with it. la.t known re9i.tared office looated at 4705
la.t Trindla Road, Haohaniolbur9, cumberland County, P.nn.ylvania
170155.
7. Defandant, John.ton spectra Laboratoria., Inc,
(hereinafter referr.d to a. "John.ton"), b a ,ann.ylvania Bu.ina..
corporation who.e la.t known bu.inel. addre.. i. 47015 la.t Trindle
Road, H.chanio.bur'l, au.berland County, 'ann.ylvania.
.. Def.ndant, Johnlton Laboratoriel, 11'10., (h.reinatter
referrad to aa "John.ton Labl") il a ,enn.ylvania Bu.in...
corporation who.. la.t known regiltered addra.. in ,enn.ylvania ia
4705 lalt TrbllU. Road, Haohlnio.burq, cU.berland county,
'enn.ylvania,
2.
t. plaintiff. beli.v., and th.r.for. av.r, that D.f.ndant.
John.ton and John.ton Ubi an .0181y or partially own.d by
D.f.ndant. ~.ll09q, .ith.r individually or jointly.
,
10, Alt.rnativ.ly, plaintiU. b.liev. and th.r.for. aVlr that
D.f.ndant, Idward V. K.llOVq, i. an ..ploy.., offio.r, dir.otor,
av.nt, con.ultant, .har.hold.r, m.n.Vlr or in control of the
op.ration. of D.f.nd.nt., John.ton .nd John.ton Lab..
11. On or about Nov..b.r 8, 1991, Pl.intiff "illia.., and
D.f.ndant. K.llOVV and C.f.ndant KES .nt.r.d into a writt.n
Avr....nt .ntitl.d Sal. of A...t., Non-comp.tition .nd Ind.p.nd.nt
contraotor Aqr....nt (h.r.in.ft.r r.f.rr.d to .. "Sal. of A...t.
Aqr....nt", a copy of which i. .tt.oh.d h.r.to and inoorporat.d by
ref.renc. th.reto and .ark.d a. Exhibit "A").
la, und.r the t.~. of the Sale of A...t. Aqr....nt,
Pl.intiff Willi... wa. to puroha.. .nd C.f.nd.nt. K.llOV9 w.r. to
..11, intar alii, all of the ....t., tanqibl. .nd int.nqibl., u..d
.xalu.iv.ly by the bU. in... own.d by C.f.ndant. K.lloqq .nd known
.. ~.llogq Invironmant.l s.rvic.., Ino..
13. Th. ..1. .nd purch... of ....t. includ.d .11 .uah ....t.
r.l.t.d to the .ntir. bu.in... .otivity of 118 .. to it.
r..id.nti.l ra.l ..t.t. wat.r ..mpl. piok-up .nd wat.r .nd .irborn.
radon t..tinq inoludinq but not limit.d to r.don t..tinq, v.t.r .nd
.epUc .y.t.. cerUUo.Uone, hou.. in.p.otion., environmental
audit., t.r.it. in.p.otion., oontraotinq inaludinq p.intinq,
3
..intenane" concr.t. .lab. 'and .l.otrical, .ump pit/.Ullp puap
in.tall.tion and r.p.ir, ..b..to. r,.ov.l, ha.ardou, wa.t.
r....siation and t.nk .upporh ..rvic.. whioh D.f.ndanh op.rat.d ..
. dlvi.ion of X.llOVV Inviron..ntal s.rvio.., Inc. (Th. ....t. and
bU. in... ..rvic.. ..t forth h.r.in ar. coll.ctively r.f.rr.d to ..
"a.don T..tinV .nd aadon ..duotion" in para9raph 1.1 of the lal. of
A...t. AVr....nt .nd ar. h.r.inafter r.ferr.d to a. "radon t..tinq
and r.don r.duction").
14. In addition to the ....t. ..t forth in ,ara9raph 12
h.r.in, Pl.intiff Willi... purcha..d and D.f.ndant. K.ll099 .nd KII
.old, all th.ir riqht. and int.r..t in the na.. "K.lloq9
.nvirona.ntal s.rvic.., Inc." and any derivation th.nof purauant
to p.r.vr.ph 1.1,' of the S.l. of A...t. Aqr....nt.
15. At the ti.. the parti.. .nt.r.d into the s.l. of A...t.
AVra...nt, D.f.nd.nt Idward V. \(.11099 wa. the hold.r of .
co..onw.alth of P.nn.ylv.nia .adon T..tinq and R...diation Lic.n..,
n\lab.r 16.
le. On or about J.nuary 1, 1992, Plaintiff, Tony Willi...,
Inc., and D.fendant, Idward V. 1<.11099, .nhr.d into . writt.n
Ind.p.nd.nt contr.otor AVr....nt (h.r.inaft.r r,'.rr.d to ..
"Con,ultin9 AVr....nt". A copy of the "con.ultinq A9r....nt" i.
.tt.ch.d h.r.to .nd incorpor.t.d her' in by refer.noe and ..rk.d ..
Ixbibit "I".)
"
1.7. On 01' about January 1, 1982, in ordu to ..cur. the
paya.n!: ot the balanc. ot the purchlll. pric. ow.d to Def.ndant.
11.11099 and Ill. uncl.r the t.n. ot the Sale of A...ta AlJn...nt and
(lon.ultin9 A9re...nt, PlaintUf Willia.. ex.outed a pro.b.ory Hot.
(h.r.inatt.r "Hot.") in the a.ount of $200,000.00. (A oopy ot the
Hot. i. attaoh.d h.r.to and .ark.d a. Exhibit "C").
11. On 01' about April 2, 1993, Plaintiff Willia.. and
Defendanl:. 1<.11099 and I<IS .x.cutad an e.ndmant to the Sale ot
A...t. A9r....nt and the Hote adju.ting the paYII.nt tera. and
r.duoin9 the total a.ount ot the puroha.. prio. but pr...rvin9 all
oth.r tar.. and condition. ot the Sale ot A...t. A9r.am.nt and the
Not..
1lI. PUl'Iuant to paragraph 4.1.16 ot the Sale ot A...t.
Avr....nl:, D.t.ndant. 1<.11099 and I<IS, jointly and .av.rally, and
a. the .harehold.r. and own.r. ot all the i..uad and out.tandin9
.har.. of D.f.ndant, l.ll099 Environm.ntal s.rvic.., Ino., a9r..d
not to ao.p.t., .ith.r dir.ctly 01' indiractly, with Plaintiff. in
any bu.in... involvin9 radon t..ting and radon r.duction, a.
d.fin.d in the Agr....nt., in tha countia. ot Dauphin, cuabarland,
Parry, Ada.., Lanoa.t.r .nd York, pann.ylvania (h.r.inaftar
r.f.rr.d 1:0 .. the "R..trict.d T.rritoria.") .
20. The Sale of A...ta Agre.m.nt, con.ulting Agree..nt,
pro.i..ory Not. and the eandm.nt to Sale of A...t. Agr....nt ar.
h.r.inafter CloUectiv.ly raterred to a. th. "Agre..enta".
IS
al. Pur.u.nt to paragraph 3.1 of the Con,ulting Avr....nt,
Idward V. I.ll099, individually, .gr..d not to .ngag. in any radon
t..Unq and/or radon reduction .ctiviti.. .. d.Un.d in the
Avr....nt. und.r Co..onw.alth Licen.. No. 96 during the ti.. of the
Avr....nt in the r..tricted t.rritori...
aa. pur.u.nt to par.gr.ph 3,2 of the con,ulting Agr....nt,
Idward V. I.llogg, individu.lly, .greed not to co.p.t., eith.r
dir.ctly or indir.ctly, or affiliate in any mann.r with a bu.in...
comp.ting with Plaintiff. for a pariod of thirty-.ix (36) month.
aft.r t.raination of the .gr..m.nt, for what.var r.a.on, in the
r..trict.d t.rritori...
23. pur.u.nt to paragraph 3.4 of the con,ulting Avr....nt,
the valu. of the cov.nant not to comp.ta wa. ..t by .gr....nt of
the parti.. at .129,000.00.
24. pur.u.nt to the t.rm. of the Agr....nt. .nd Promi..ory
Not., a. am.nd.d, Plaintiff. have ..d. the agr..d monthly paya.nt.
until .uch ti.a a. Plaintiff. b.ca.. aware of breach of th.ir
Obligation. by D.f.ndant..
28. pur.u.nt to the ter.. of the Sale of A...t. Agr..m.nt,
Pro.i..ory Not. and con,ultinq Agree.ent., a. am.ndad, the
Plaintiff. have fulfillad all thair pre-condition. and perforaed
all the obligation.,
U. On or about July 19, 1993, plaintiff. bali.va, and
th.rafor. av.r, that D'fendant, Edward V. Kallogg, p.rmitted the
6
~adon t..t1nv and a1t1vat10n o.~tification, No. 91, to exp1~.. (A
copy of the Notification f~o. DIR i. attach.d he~.to and
inco~po~at.d by ~.fe~enc. thereto and marked a. Exhibit "D").
31. Plaintiff. believe, and therefore aver, that contrary to
the1~ cov.nant. not to co.p.t., D.fendant., \(.11099, .ith.r jointly
or individuallY, have co.p.ted or a..ociated th....lv.., .ith.r
jointly or individu.lly, with bu. in..... comp.tinq with Plaintiff.
in the re.tricted territorie..
al. Pl.intiff. believe, and therefore aver, that D.f.ndant.,
\(ell099, have throu9h their owner.hip of the .hare. of .tock of
John.ton spectra Lab. and/or John.ton Lab. or throuqh their oontrol
over the .an.ge..nt direction and oper.tion of John.ton Spectra
Laba and/or John.ton Lab. have directly and indirectly coapeted
with Plaintiff. in the re.tricted territorie. by conductinv
r.ddential wat.r .a.plinv pick-up and te.tinq which con.t1tut.
radon te.tinv and r.duction .enio.. under the t.na of the
und.ratandinva a.onvat the partie..
a.. contrary to the tena of the written av~e..ent., the
Defendant., ..1109V, eithe~ jointly or individually, directlY O~
indirectly, have further competed with Plaintiff. a. follow. I
(a) On or about June 11, 1993, Ildward V. .e1109V
aubaitt.cl a bid for dte relllediation work a. project
..naver for Oarva.. .xcavation, Inc.. (A copy of the bid
ia attached hereto and incorporated by refer.nc. and
1
.ark.d a. lXhib1t "I") ;
(b) On or about July 27, UU, D.f.ndant, Idwud V.
ac.UG99, .ither individually or under the 9uh. of
John.ton Spectra IAba and/or Johnaton Laba, which he
owna, dir.cta, controla or ia .ffiliat.d with, p.rfo~.d
radon t.at1n9 and re.ediation work at G.ttyabur9 CoUege,
Ada.. county, PennaYlvan1a. (A copy of the Clo.ure
Report h attached hereto and incorporated herein by
raterence and .ark.d aa Ixhibit "F"), and,
(c) On or about M.rch 10, 1994, Defendant, Idw.rd V.
acell099, either individually or und.r the 9uiae of
John.ton spectra Laba .nd/or Johnaton Laba, perfor.ed
wat.r .a.plin9 pick-up and t..ting for prop.rty locat.d
at 12 Dewalt Drive, M.chanic.burg, cumberland County,
Penn.ylvania. (A copy of the taat r.port ia attach.d
h.r.to and incorporat.d her. in by r.fer.nce thereto and
..rked .. Ixhibit "G").
30. contrary to tha t.rm. of th. writt.n .vr....nt and the
ri9ht. tranaf.rr.d to Plaintiffa to all right and int.r..t in the
n... lCellG99 Invirona.nt.l S.rvic.., Inc., Plaintiff. beli.v., and
ther.fore aver, that the Def.ndant. did aolicit .nd continue to
aolicit bu.in.a. and p.rfo~ radon t..tinv .nd r.duction .ervice.
u.in9 the n... "lCellG99 Inviron.lntal Servioea, Ino.".
8
31, Contr.ry to the ter.. of the wrltt.n .vr....nt.,
Plaintiff. NU.V., .nd th.nfor. av.r, that Def.nd.nt. elth.r
.01101t.d, bld for contract. and/or were aw.rded contr.ot. u.lnv
the 1'1... ~ell099 Invlron..nt.l s.rvice., Inc. a. follow'l
(.) Downln9town Ar.a Revional Authority project for
re.ov.l and npl.c...nt of .to1:lg. tank .y.t.. on or
.bout D.ce.ber 16, un. (A copy of .ubcontraotor
propo.al dat.d Dac..ber 16, 1993, i. attachad hereto and
lncorpor.t.d herein by refer.nce and marked a. Exhlblt
"H"), .nd,
(b) on or about January 12, 1994, bid and received the
contr.ct for the preparation of spill Prevention
Di.ch.rve .nd Illmination Sy.tem. Permit for the Oreater
Buffalo Internetional Airport.
)2, under the terllll. of the written agre.ment., Plaintiff. are
.ntitled to prelimin.ry .nd permenent injunotive relief whether or
not Pl.intiff. prove actual damage..
3), Under tha t.rlIII. of the writt.n agr.em.nt., Plaintiff. are
.ntitl.d to indemnification from Defendant. for .11 oo.t. and
.xpen... inoluding legal f....
COIJIIII J:. ..DCK O. COft..t!tll
34. Plaintiff. incorporate herdn by, reference thereto the
averaent. of th.ir Co.plaint a. .et forth in paragraph. 1 through
3),
9
, ,
35, until Janua~y, 1884, Plaintiff .ade the r.qui~.d .onthly
papant. to Defendant. a. required by the ter.. of the W~itten
AV~....nt., a. a..nd.d.
36. Cont~ary to th.ir obliqation.,
.ith.r dir.ctly and/or indir.otly
t.~ritorie..
37. contra~y to th.ir obliqation. and the t.rm. of the Sal.
of Aa..t. AVr....nt and Con.ultinq Aqr,ee..nt, Det.ndant, Idward V.
K.ll099, p.raitt.d commonw.alth ot P.nnaylvania Radon T..ting and
R..ediation ~icen.e number '6 to expire and beco.. unavailable to
Plaintitt. .a ot Jun. 18, 1883.
38. contrary to Plaintitt.' riqht and int.r.at in the ua. of
the n... K.1l099 InvirolUll.ntal servic.., Inc., Def.ndantl hay.
.olicited, bid, .ouqht bid. and/or p.rtorm.d radon t..ting and
r.duction ..rvic.. within and without the .tat. of P.nn.ylvania
und.r the trade na.. "K.llogq Environmental s.rvia.., Inc.".
38. D..pit. d..and, Plaint!f" b.liev. and ther.fore av.r
that D.f.ndant., .ith.r individually or jointly, directly or
indirectly, continua to comp.t. within the r..trict~d t.rritori..
or continua to .olicit, bid, and p.rtor. radon te.ting and
~.duction .1Irvic.., a. defin.d in the Aqre.m.nt., within the
r..tricted t.rritori.. und.r the quil. ot corporate .ntiti.. .ither
.nti~.ly or partiallY own.d by Detendant. Kallog9 contra~y to th.ir
agre...nt. not to co.pete and contrary to Plaintiff.' bu.ina..
D.fendante hay. co.p.t.d,
within the r..trict.d
10
ll'1,ht. .nd 1nt.n.t..
40, Und.r the t.r.. ot the writt.n .qr....nt., Pl.1ntitt.,
0~li9ation to p.y the .onthly .u.. t.rminat.d upon the D.tendant'.
peraittinq Lic.n.. nu.b.r is to .xpire.
41. Und.r the t.ra. ot the Written Aqre.m.nt., D.t.nct.nt.
a9r..d not to co.pet. in the R..trict.d T.rritori.. in the bu.in...
activitie. ot re.ict.ntial radon t..tinq and radon remediation tor
a period ot three (3) year. trom the date ot termin.tion ot payaent
tor .ny rea.on.
42. contrary to their obUqation. not to compate tor a period
ot thr.e (3) yean tro. the ctate of termin.tion ot p.penta,
Plaintift believe, and there tor aver, that the Detend.nte h.ve
provid.d oompetitive .ervic.. in the nature ot r..idential radon
ta.tin9 and radon r...diation within the Re.tricted Territorie..
43. contrary to the obliqaUQn. undlllr the tarm. of the
Avr....nt., Pl.intitt b.liev., and th.retor. aver, that the
Det.ndant, .ith.r individually or jointly, or a. m.nager., owner.,
dir.ctor., .har.hold.r., or .mploy... of D.t.ndant., John.ton
sp.ctra Laboratori.., Inc. .I\d/or John.ton Laboratori.., Ino.,
conUnul to provide r.lid.nUal radon t..Unq and radon relllldiation
.ervicftl within the R..trioted T.rritorie..
44. Pl.intitt. b.li.v., .nd there tore av.r, that Detendant.,
Idward V, Xe1109q and/or Mary I.P. \(.11099, have throu9h their
own.r.hip ot the .har.. ot .tock of John.ton Speotra taboratorie.,
11
Inc. and/or John.ton Laboratori.., Ino., or throuvh th.ir oontrol
ov.r the ..nav...nt, direotion and operation of .uoh oo.pani.., or
in a..ooiation with oth.r bu.ine.. antitie., violated their written
cov.nant. not to co.pete with plainUrr. within the R..triot.d
Tardtorha by prov1dinv radon te.Un9 and radon reduoUon .arvioe.
in the natura of piokinv-up of naidenUal water ...pUn.,. and
en.,a9i"9 in other prohibited activitie., inoludin9 but not li.lted
to the followin91
a. Ibenar RaaltYI property owner Walten, .uu CarU.le
Road, Gard.ner., cu.berland County, Penn.ylvania/
b. R.altorl Datweilar., Ino, proparty ownar Wa.,n.r,
looation, 5650 Union Depo.it Road, Dauphin county, pann.ylvanie,
c. Realtor I NiCk Wood Raalty, property ownar Antonalli,
looation, 1116 lathlyn/
d. Proparty, Gerald Irown, location, :21201 Walnut 10ttOll
Road, carli.l., cuab.rland county, Pann.ylvania.
45. Plaintiff. beli.v., and tharefore aver, that Defendant.,
contrary to the writt.n Cov.nant. not to compet., have contlnually
and on nua.rou. oth.r oooa.ion. other than tho.. llltacS 1n
para9raph 44, p.rfor.ad ..rvice. in oompetition with Plalntlff.
, ,II'
within the pro.oribad territorie., and continue to perfon .enlo..
in oo.patition with Plaintiff. within the pro.oribad terrltGcl,"
all to the datri.ant and 10.. of plaintiff..
,
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4f. D..pit:. d..and, D.t.ndant. continua to co.p.t. with
Plaintiff" .ithar diractly or indiractly, in the aa.trictad
".rlL'itorl...
41. Iy r.a.on of the br.ach of D.fandant., Plaintiff. hava
.uffarad da.av.. and wlll contlnua to .uff.r da.ava. in the natura
of 10.. of rav.nua., 10.. of .arket po.ition and lu.in... Trada
Na.. contu.lon.
na.ra., Plaintiff. raqua.t Judgmant a9ain.t D.fandant.,
IdwalL'd V. XelloV9, Nary I.P. ~allogg, ~ellogg Invironaantal
.ervlca., Ino., John.ton Speotr. Lab.., Ino. and John.ton
Laboratori.., Inc" jointly and .avarally a. tollow'l
Ca) Preli.inlry and parmanent injunotiva r.li.t
anjolninv Def.ndant., oontinuad violation ot the Non-
Co.p.tition 0111.1... contained in the Sale of A...t.
AVr....nt and the con,ultinv Agrea.ant,
Cb) Prall.inlry Ind per.anant injunotiva r.llef
.njolninv D.fandant. from a..ociltinv with Iny bUlina..
Whlch oo.p.ta. wlth Plaintiff. in the ra.trict.d
tarritoria.,
Co) Pr.ll.inlry and par.anant injunctiva reli.f
.njolnlnv Johll.ton sp.ctra Lab., Ino. and/or John.ton
Lib., Ino. by or und.r the ownar.hip, control, diraotion
OIL' .anlva..nt of Defendant., Edward V. X.llOCJV and/or
MIry I.P. 1.11099, froa p.rformin9, ao1icitinq or
13
.uboontraot~nljJ p1ok-up of water t...UnljJ .a.pl.. and
airborn. and wat.r-born. radon te.t. .a.plaa and ndcm
t.aUnljJ and re.adiaUon work in the re.triot.d
tarr1tori..,
(d) Pr.l1m1nary and p.rmanant. 1njunct1v. r.l1.f
.njo1n1nljJ O.f.ndant.a, Edward V. K.lloqq andlor Mary I.P,
~a110gljJ, .nd .ny p.raon undar th.ir dir.ction or co~t.rol
from aOlio1t1ng, biddinljJ, or contractinq or in any ot.h.r
fora or way of u.ing, trading or inrrinqinq upon the na..
"~all09q Inviron..ntal servic.., Inc." or any d.rivation
theraof,
(a) Int.er an award for comp.nutory and punitive da.aljJ..
in .xc... of $20,000.00,
(f) Ord.r an accountinq of all profite reoeived by
O.fendant. in violat.ion if th.ir writt.n .qr....nt.'
(g) Inter.n award for re.aon.b1e .ttornaY1\'. f...,
coat a of .uit, co.t. of aooountinq, plu. inter..t., and,
(h) Such ot.h.r r.1i.f .a the Court d..m. .ppropr1at...
C10Ull'l II. Ulll'an C1OU.,I'lIQ.I.C1oa,OD.'I. .AII. 1...1.0.....
41. Th. av.ra.nt. cont.ained in p.r.qrapha 1 t.hrouqh 47 ar.
inoorporat.ed h.rein by referenoe thereto.
41. Th. O.f.ndanta have continu.d to tr.naact bu.in...,
borrow or col1at..ral1a. loan. a~d .nt.r int.o buain... t.ran.action.
14
u.lnv the t~ad. na.. "_.11099 .nvl~on~.ntal S.~vlo.., Xno,".
50. laid u.. by Def.ndant. ot the trade n... "_.11099
."vl~olUl.ntal s.~vlo.., Xno", h.. oau.ad contu.ion with Plaintiff '.
Wo~k.~'. co.p.n.atiQn X~.urano. oarriar. and Ratin9 Bur.au.
51. Said u.. and oontinuad u.. ot the trada na.a "_.11099
."v1~olUl."tal s.rvio.., Ino." intrinl].. upon tha r19ht. and 11
oaudn9 and 11 likely to continua to cau.. oontudon, .1Itak.
a"d/or d.o.ption a. to tha aourca or ori9in ot tha ..rvioa. ott.r.d
to be provid.d a.on9.t th. publio.
52. said oontinu.d u.. by D.t.ndant. of tha corporat. na..
"_.11099 .nvirona.ntal Servic.., Inc. II i. lik.ly to cau.. oontu.ion
in Plalntiff'. oOllp.tltiv. ar.a and a~on9.t plaintiff'. or.dltor.
and ln oth.r bu.in... r.lationahip..
53. De.pite de.and, Defendant. hava willfully, repaatedly and
without ju.tifioation continu.d to .olicit, contract and tran.act
bu.ine.. u.in9 the trade na.e ot Plaintiff for the .01. purpo.. of
oau.in9 injury tQ Plaintift'. bu.ine.. and goodwill.
54. A. a direct and prox1~at:a re.ult of the atore.aid action.
of the D.f.ndant., Plaintiff. have .uft.r.d and wl11 oontlnu. to
.utf.r l..ediat. and irr.parabl. harm.
55. Plaintiff. ar. entitlad to injunotive relief under
P.nn.Ylvanla corporatlon and A..ociation. Cod., 15 Pa.C.I.
11303 (.) .
15
......oa., Plalntl~f. d..an~ Judgm.nt and ~.ll.f a9aln.t
Pefendant., Idwar~ V. lCell099, Mary I.P. \(.11099, Ind 1C.1l099
Invlronaental Servlcl., Inc., Johnaton sp.ctra Lib., Inc. and
John.ton Llboratorl.., Inc. a. follow.t
(I) pr.U.lnary an~ p.rmln.nt injunotive reUef,
.njoinin9 D.f.ndant. f~o. u.in9 o~ tran.lotin9 any
bu. in... in tha na.. of "\(.11099 Invi~onm.ntal s.~vioa.,
Inc. II .nd infrinqing upon anci diluting the bu. in... and
900dwill of Pllintiff.,
(b) co.pan.ato~y an~ punitlv. da.a9.. in an I.ount in
..c... of '20,000.00,
(c) An Iccounting of any an~ III oontraot. trln.achd or
bi~ by D.flndant. undar tha t~ad. na.a "\(.11099
Invi~on..ntal '.nio.., Ino." f~Olll Nov..b.~ 18, 19t2
throuqh tha p~...nt,
(d) Award oo.t. of .uit an~ attorn.y. fa.., In~,
(I) suoh oth.r relief a. tha Court d.... ju.t and
ap"l'opriata.
a..p.otfully .ub.ittad,
( CONNELLY, ~.ID ! SPADE
\f' -',
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t:Z -, (, (
Data -, "~ " (,)
-.......
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By. / \,..,
J n r,. Lyon., -nqU re
Attorn.y for Pl intiff.
108-1)2 Walnut tre.t /
P~o../80. 9113 '. '
Harri.burq, PA 17108
(7l7) 238-4776
Tal.oopi.r No. (717) 231-47'3
0.8. No. 23859
"
.,.,nloal'IOII
I, 01.... Anthony W11lillll" PrI..idlnt of Rial ..t.tl
Invh'onraantal slrvicII, Inc., blinq luthoriueS to lIlaka .uch
Vlrific.tion, eSo hlr.by v.rify that the .tat'lIl.nt. IIlleSl in thi.
Pllldin9 II" true and oorrlct. I uneS.rstand that fal.1 .tatllll.nt.
hlnin are ll.eSl .ubj.ot to the p.nalti.. of 18 Pa.C.S. s.ction
4904, r.latinq to un.worn fal.ification to authoritil'.
Rial latat. Invirol1llllntal s.rvicI.,
Inc. , . /,' '//j
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";Y.IIl'. Ah1;hony willialll., prelidlnt
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x, ~a.e. Anthony Willia.., verity that the .tate.ent. ..de in
thb ,l.aclin9 an true and oorreot.
I underatand that tal..
.tate..nt. h.rein are .ade eUbjeot to the peneltie. ot 11 'a,C.I,
leotion .'0., relatin9 to
Dater
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uneworn talaitio.tion to authorit)..
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By I ' ( ,I )', " ___ ,''t.,,---
Ja e.~rttnony Will
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BI\U'1 CW A'lfJH1B, tuHl:.IIml'lTlUf
l\ljD l~lJDf..wllmtll ~
'DUB ~l' is made as of ~C"H...J~". 'e , 1991, between
Y.e11OW Dlvlt.........llal Bexvioes, 1m. of 4705 'l'rirdle Road, Mecl1lll1ics)Jurq,
1'1\ ("KellOW" or "Seller") 01):) i1lJl1n1 lInttQI)' WllU.mm, an individual of
Miller Gap Road, Mecl1anicabur.q, 1'^ ("WilHIl/r6" or "OJyer") OI)::! I'kJwnrd W.
KellOW aoo HIlr:y F..P. KellOW of 016 lInthony Drive, Mecl1ilt1icaburq, pA
170515, sanetimes re~e~ to os "Kellogg" or "S~ller", jointly and
aeverally ard as shareholders, officers ar)::! Directors of I<allOlil9
E1:wiro/1l1llll'ltal Ilerviocs, Inc.
WI'lmmF.1ll1 'ltllil parties hersto, int.elxtirq to l:xl legnlly I:1ourKl
hereby agree to the follCMirg tome am coOOitionsl
Mt'ICIP. 1
NmlJ,B '10 1lE-1!II.nIM.I'>>...llm1J1Wil~
1.1. ~~. SUbject: to tJle tetmB and corxtitiol's of this
1Ig1:'OOl1lEll\t, Ke11CXfJ will comElY, transfer OSSi'iJll, sell 000 do liver to
Wll1i8l1l9 8t CIOfling, by bill of sale, elrlorsement, llSSignment, or other
awroprillt,Q instrument:.9, free Il.l);\ clear of n11 HeM, cll'lims or
encurrbranoes, nrd Willimrs will ~rcJlIlRe 811 of KellOW's right, title nrd
interest in the follC7iling tangible at)::! illtar~ible aDsem UI.'Ied wrolusivoly
in conneotion WitJl the msiness knCMn os Kellogg f)wironmental services,
Inc., Medwlicsburg, ~nnsylvntlil'l. Notwithsblrdirg onythirg to the
cx:>ntnu:y herein oontained in this Tlgt:eelOOnt, it is unlerstoocl 0Iy:! agreed
between tJlO parties that n11 targible nld in~ible Msets her.einofter
described to be p.trcllaliOO by lllyer fran Seller om any Old nIl duties nrd
obHgat.ions to be urdertaken by 9Jyer os part of the transnctions
conteJTplat.ed by tho parties hereto relate aolely to tJle rndon testing nrd
radon reduction, wnter IlIrl ceptic c{'stmn ccrtifl,cations, helM inspectIons,
environmental audit, termlte inspeodons, conttnctinCj, lncludirq plllntinq,
mointonanco, conorete Blobs nrd electrical, IlI.1ITp-pit/B\llttl puIl1)
installation ard rtlpair, osbestos ren-oval, haznrdous Wllste remediat:1on
Il.l);\ bulk rrupport oorvioes (herelnnfter "rndon testing Olrl radon
t"eduction") OOsinoss of Seller which currently qJOrntes IlfJ n division of
l<ellogg Enviro/1l1llll'\tal servl(l(ls, Inc.
1.1.1 Machinery ord equlpoont as follCIWSf
1. 190!! Ford Vall (85,000 milf1s)
2. I<ango IlaJmler Drill (1990)
3. Block & IJecker M"dlo Bllnvner [>rill !l00
". 1/2 inch IIolll Shooters
Drills 150 (new) (3)
15. Mlsoell~JS !lits RId ^ttednMnts
I; . l.ftdders
7. Desks on:l ctll11 rs
$ 3,000.00
000.0t)
300.00
200.00
100.00
100.00
!lOO.OO
o . BIICM llootll 200 . 00
9. aubmilr:vlbl.ft Watllr l\mt> witll llose 200.00
10. Ilolft 110<'} M.llwak.y 260.00
11. F1IIShlights (:)), C1mem, ard Electrical <:heckoru (2) 60.00
12. 'l'oola - Bnws, knives, lJrctl 1.J.ghl:s, am, Extension O:lnls 200.00
13. "IOnes (2) - l\nsweriOil liacl1ine 100.00
14. TJ:uinil)] Ma\:eril:ll 100.00
16. 19015 dlovrolet Wagon 600.00
16. 1900 Pontiao 000.00
17. Sales Materials - Foo Sdledules 100.00
lB. Septio Syn\:em, Prd:les, Snake Wrendles, Dyes, etc. 60.00
19. ol'9'1llio Vapor lInaly~er _,1,000. OQ
Total $10,660.00
1.1.2 InvGl)toJ:y consiBtim Ofl fans, fittbl;JB, pipes, pipe fittio;rs,
radon test kits, aOO water test kits, as set forth on a schedule to Pit
initialed by Seller 800 J)Jyer at closing.
1.1.3 All IMrketing 8m distt'ib.ltion infotmlltion, ioolOOil)] rnt not.
lil1lited to custaner l1sts, distrlliJtor lists, IMjor verdor lists, product
literature 8lxl B\JWlier c:xmtacts.
1.1.4 All lMintenanoe suwlies, spora parts nr-,j otllor such Illillcellaneous
il:elrs Qf personnl ptqlerty.
1.1.6 1\1.1 p.u;duIse orders, righl:tit to p.u:cllase obligations but not any
outstaooing obligations thereof.
1.1.6 All insUrahCeS, telelitone tlIJl1'bIrs !It):1 the like.
1.1." All trade t\IIllles, logos I product names, l:rndelMrks, trademark
BWlications, en1 patents or patent BWlications, foreign or U.S.
1.1.9 1\1.1 rights 8nd in\:.en!at in the name Ill<ellogg Environmental
Services" ant any derivation thereof.
1.1.9 1\1.1 qJerating l:1dsiness data, client Hsw, t:'eCOnls and informntiOll
en1 realtor contact lists relating to aotivities noted in Paragrs(il 1.1
ebove .
1.1.1.0 All licensing ag~nts, including l1.tt hot limited to, radOll
testll)] am l:1ldon reduction, Whether as licensee or licensor, and whether
ill the name of the Beller or any IllItlloyee of Seller Who, 8S part of this
h,JlOAilll8rlt X'tlO8ives a consulting or inlepordllnt contractor agtwment.
1.2 LUWllitv r.'"ltst,lw. Nothing homin cont:.nined will operate as an
IIslSUl1'ptiCit by WllliM1S of 8ny liabilities of Kellogg known or unknown
except those liabilities atld obligations l>>lpressly fll3Sumed by WillilllnS
under the ternIJ of this lIgreement. Provided, hCMever, tllat recalls by
custQnel:l!il (lIcall~\Jt\cks") in the llIOOUllt of $300.00 or less per call-baoks,
with 8 maxlnut, lllI'IOUnt of all call~backs not to exceed $3,000.00, will be
IIsSUIl'il'd by WillitllTl9. Any ba18l\C1l1l9 or 8ll'O.IIIts f.or call-backs in excess of
:'.
"
thIQ nbove lIl1JJlUlts 1'11.11 be tJlO tlllallc,till rooponslhility of 1<o1l0r:J9, who
1'1 11 IMke payroont to Willinl1Y.\ \I1Ulln thirty (:)0) days ot reooipt ot "
written llotloo tran WUli/llM.
1.3 I'IlI1D..It.t..., 1.vtJ.y.ltJml..o~~ WHll ro<Jnt:d to cnvirolllOOlltal audits,
hazarda.1/I wnsts remediation alY) tank ll1.lJllOl't oorv.ices litter Oecelnbor 31,
1992, J<cllOW!MY ernnge in these ac..otlvitioo only to tll13 extellt that ElIyer
is /lOt nctively .involved Ulereln. Tlct:ivo involvement is dotino:l to mean
that tor calenlar yoar beginning JallU!\ry 1, 1992 11I)1 emirq ~r 31,
1992 llJyor's nctivities fll tJlOSll nrena J1?JSt, IXJlILll or exoaed tell percent
(10\) of his gross illOO1~ fl:U1\ the l1-1S1/)ef.lS which he io p.lrd1.l\slng under
Ulis h;Jt'eeIOOl'lt, or JljJllOCJl 1'1111 bo pelmitted to ernngo in those
activities. Kell0r:J9's involvel1~nt 111 envlroronontal audits/ hazardous
wasts remadinti.oll arYl tllnk suwort aorviCX111 sl1.l\1l Pe Bubjoot to this
reBtriction 0/1 all l.\I\l1Ulll baBis during tJlO tam of this h;Jrooment.
Ml'lCXB 11
gmJ.tfi.lJM~g$
~.1 ~. 1he clooi/)9 of this h;JrooJOOllt will take place at ~
.M. local tiJoo on or bofore Novell'bor 0 1991 ("Closing ();l,te" or
Closil'q") at the offlces of Connolly, /toLd & Spade, 100-112 Walnut
street, llarrisburg, l\!IU1sylvnnia or on Budl othor dnt:o or at BUch otJler
tiJoo nrd/or plnce liB \MY Pe mutUIIlly IIgreOO upon in writing by Kell0r:J9 IIrd
WillilllMI hut, the effectivo dnta of tJlis tnmSl1ction will be Janunry 1,
1992 ("Effective [)tt:e").
2.2 1_1 'l'ltl.. on the effective data, Kellll99 will sell arYl convey to
WlllilllM by IlWl:qlriate hillB of sale, enI0t'BE!lllOtlt:e, nsslgnments 01)1 otJler
insl:tuments of transfer aoo oonveyanoe aatlsfacl:ory in fom to OOlI/1Elel for
WUllwm, all of the 'l'mnsferrOO Flssots Ilrd WillilllM will payor calISe to
be paid a portion of the plrcl\llBO price upon fI\.Ich tel:1lVJ DlYl conditions as
defined by tJliB Article.
2.3 ~J:9rJmlJlbhumLlnl;mJJJ.W.!Lh!f.Hl!;U. 'lhe PJrcl1.Rso
price for the tangible mYl intangible MOOts of tho Sellol:' incl\ldirq tJle
corporation (transfene1 nssot:s) will be 1hlrty Eigh\: 'lhOUSllI~1 Fifty
($30,050.00) lJollom whidl BUlll will colIslnl: of $:!,!lOO.oo for tJlQ inventory
of tJlll Slllt:r ~ $10,550.00 for the equipoollt of tlJo Soller as so\: forth on
Sdledule attached hol'llto, royJ $25,000 for gcxx.lwill of tho Seller royJ
os ogreed the parl:ies.
2.3.1 ~~MLQM!l~t;q~. 1ho lJUrcl1.l\se prien
fol:' tJle oovenant not to cntplta of the SaUer corporation royJ .its
irYlividual Bl1.l\reholdel'B, F.dwanl B. Kellogq atx.l Mary t. P. J<cllogq at
Pnragraril 4.1.16 of th1B h;Jl."eeIOOIlt 1'1111 bo 0Il9 IIUtili1:Id 'IWenty Hille
'lhCl\1Bnt'Xl ($129,000.00) D:>llom DB agreed l:o by the parties.
2.3.2 , ... ~1r~4OO1ll;. WillilllM ogrees to
pay to ~t:d Il. Kellogg tho tot:sl mini of trlnety six 1hoUllllllYl ($96,000.00)
D:>l1ol'll itl ocxxl/:dnnce with tOtlM horoof Dnd the IlIdopetx.lont Conl:rnctor~
3
"
0:l11l!lultllnt f,qreenYmt Ilt:tadled hen'l\:o IlrXl by reference herein inooxpol:llt.etl
eoo to IItJidt the parties have, Ilqreed.
2.3.:t (M t1illieJIB l\Vly set-{)tt ~ subtmctilY;J frun the balwx:e due fran
1'1111111IIII to J<ell099, 81lY 8ITPIIlts paid by Willimm p.1rBULlnt to PBrnCJl:IIP1
8.6, i/lOlu:ling ~t not limited to damagcm, penalties, interes.t ard
nt:t.orneys' fees. In tJle IIVllnt Ilnllocn elects to doferld, rather tJlM
...ttl. or pay IU1Y olem tor whidt WllliM\!l has the ri9ht to be
iooemnified, then Willi8llB shall have the f\1rtilnl" right to withhold
J>Ilymrmt of the litigated ol8m ft"Q1l IU1Y ~bI due umer the puxha...
price, until BIlch t1Jfe ns a fillel judgJrmlt is rerdered in tho matter.
2.3.3(0) (1) SUIII n.ynble at: Closl~ In addition to the down pllyment of
$6,000.00 l"'08ipt of whidt is acltnowleclCJed ~ Sellor ftt closJ.nq, Wil11t\l18
shall pay to J<ell099 the sum of Fifty 'lhOOS8M ($50,000.00) ~l1ars to be
oW11.t to the transferred IISSets being p..trchn.scd ftS eet fortil in
Parngrnpl 2.3 herei1l8bove.
2.3.3(0)(2) '1"e balwx:e of the p..trdIBBe price of '1\010 llutldred Ei9ht
'lhousard Fifty ($208,050.00) D:lllnrs 1Il1B1l be paid ~ Willillll'B to J<ellO\l9
to be uvidonoed ~ a Note in the III1'OO/lt of ('lWo Hundred 'lhCl\lSl\n1
($200iOOO.oO) Dollars in the fOl:l1l as ettndlM hereto as Exhibit -1-,
paynb e Jl):)nthly, Cla11'IIlUlCing Febtullry 1, 1992 as follows I
(1) 0:mIlel1aJ.nq Febtullry 1, 1992 nrld each Bucx:essive IOOIlth
thet'e4ftllr during calerldnr year em!ng Oece:n1har 31, 1992 the sum
of $3,600.00, for 8 total of $39,500.001
(2) Ccmnencing January 1, 1993 ard eadl IOOnth thereafter during
caierdar year eming Oeoell~r 31, 1993 the sum of $1,500.00, for II
total of $90,000.001
(3) <:n1m9no!ng Jlllll.ll\ry 1, 1994 one payment of $5,500.00 due on
that date nrld ccmnencirq February 1, 1994 BI'ld each BIlooessiva
\l'PI1th thereafter during caletldar year erx1ing Deoel1>her 31, 1994 the
IUIIl of $3,500.00, for II total of $44,000.001 Illld
(4) O:mIlel1airq Jnnuary 1, 1995 arld each l!IUcx:eseive IOOIlth
thereaftflr en1ihj etlditlq Bept.em:Jer 30, 1995 the sum of $3,500.00
Il/'Il1 OIl October 1] 1995 one payment in the 8ITPII1t: of $4,050.00, for
II total of $36,550.00.
2.3.3(11) (3) '1h. parties agree that all ~ts payable hereunder which
are IIOt specitiall1y allocated to inventory, equipllent: arld goodwill will
be allocated to tll8 covenant not to oattJOte aoo the Illdepen1ent n>ntmot:or
Consultant To.Jl......lW3nt between the porties.
2." '1'IlrmilInt:1q> of RlymJrt: of h.............. PdQI. NotwithstaOOlnq MY ol:.het:
provisions Pt'OVid!ng far a set-{)tf of tho poyment of the p.trd1llB8 price by
Willilll1'S to K811CXJ9, it is understood em agreed moong the partil!lJ that
if at anytl.me within a period not to exceed twenty-four (24) Jl):)nths fl'all
Janullty 1, 1992, the rodon testillg lioetIIIG in tho nnmo of !kJward B.
, i
i
4
lrH1/
: ~v~
IfOrll
1 0t/(
.~
Y(illm inlividually, Bho.Jlc1 becxlno unavailMle toO \<Ollm DlViroJ1119nt.al
Bervioes, (except sinult:aneous n>plnoem9/lt of the radon tcstUl\1 license in
the name of Jl1yer) or the lIppUcaticp for DEll license of 8Jyer am
trBnsfer of the F.dward II. \<Ol1ixJg radon lioense is not CQ11lle\:ed on or
tJefont ,11\1lU,ary 1, 199:.1, then at SUdl tl.me aU payments shall terminats am
Beller or Mward B. J<ellogg am Mary E.P. J<ellO\1,1, shall have no further
ri9hts a9Binst Wllli!lJ11'J Ol:' J<ellm nlVironmental services whatsoever for
oollect:ion of tile ~l8lVJO of tile p.1rdJaM priOll, except: hC1llUVel:', it the
loss of license is due solely no:l din>ctly to actiQns or inactions on the
part: of Williams.
:.1.4.1 ~~..rIRl pefll\Jij:_W ~. ^ material default on the teI1l'S,
oomitions ant umertaltings of ~he B1Y&r to this Aqrooment which results
in tile t:etmination of tilis JIg~nt, will have 8S 1\ result: tile forfeiture
of tile msiness t.o \<Oll~ IJy ~yeheOO oessati~ of t:h~,.K'.!-:erwlt not to 1
~~~ i~ ~~~j0; J~:;:;,c-t"-"V'IV.0 ,-\,,,..t f1,~~
2.3 . tl'otwithsl:anding !lny other provision of
this Jlgreement in e event tilllt PE:R does no\', npprove tile license
application of B1Yer ar~ transfer of the n!ward B. J<ollogg rodon lioanse
to \lJyer on or tJefore January 1, 1992, tilen J<ollogg will ilmledi/iltely
return to IUyer tile BlIIl\ of $55,000.00 which represen~ .the 1'IIlJ1lJ paid to
J<el~m umet" tilis 1\grE!efnent ord,any Exhibits thereto, ~ ...,h".1\..C'\ J lu
~4-.... ~tV..wM.v.:t{t( tJ.c. r~icu: IU Nr""~
lXXl.tIFNl'UJlllD S(]1Fn II ~
3.1 1h-t'"'"'tJj:s IIJ1d ~lles to_be OOiV9J:.W. J<ellogg has prepared for
Williams and will deliver to Willilll1'S ~rior to Closing tile follawirq
schedules, documents at~ copies required IJy tilis Article with respect to
J<ellm. .
3.2 RnlRrles _. . ^ list refet:red to 8S Schedule
I( of all eJl1)loyees( the r (i) llIllreS, (H) dabes of birth, (Hi) dates of
lare oredJ.l:ad, (iVI present hoo.rly tates or salaries, (v) copies of
eJl1)loyment: oontraot:s, 8g~00lllE!l1ts or U1)1erst:aMing's, wr.itten or otal with
any eJl1)loyee.
3.3 ~. ^ list, referral to as Bclledu1e II of all motor
vehioles,-SiICMlrig-OOSt 800 c1epl:eCiatlon.
3.4 Liutll_es IIJ1d PemJ.tB. ^ 1.1st, referrEd to IlS Schedule III Of the
licenses aM permits presently being used in OJrll1OOtion with l(ellogg
msiness ord copies thereof.
3.5 nlRt.....nq. 'lb tile extent available, 11 list of customors reflectirg
t1l1l1lG and I\ddress, referred to 89 Bcllooule IV.
3.6 J.d.guJim Iw.-'-lts. ^ list, referrEd
licensin:r a-,llEl.,..lel1ts whether as l.iaansee
assignabIlity !1M cq>ies thereof.
to as SdlsdUle V of all
or liomsor irdicating
3
3.7 ~J.tg. ^ list, reforred to as Bdllldule VI, of IUlY IIIJJ all
prepald d8JXllllEiOr 8llJlel'lS88.
3.0~~l'JJ>>1I. cq>iea of all gtwp ,tnsurnnce pollcies,
plans and other oontracta or an<mgements pertaining t l'J11lloyee group
insuranoe, peI1Sion, profit shari,q, bonus, ret1rcmont or other sWlar
enployee benefits to be referred to 8S Bdledule VII.
3.9 1DBBJUg. ^ list) referred to 8S SdIEdule VIII oont'.ain1rq a true
and OCJlPlete sd1sdule or all insuranoe pollcies or bi'~eJ:B of insurance
hald by or on behalf of Kel1099 or relat:1rq to 1<o1lO99's ~lSirlElBS or any
of 1<o11C'9IJ'8 assets ",Meta will opeoiry the il'lS\ltlOr, tile IIllICIJIlt of
ooveraqe, tile type of insurn,lCe/ tile risks lnsut'1ld, tile e)(piration date
tile polioy l'1Urlblr, tile 8I1DIllt of preniUl1l9, lint IUlY pel"J11rq or cpln claims,
whether or llOt wholly OCV8rec1, as to 8IIn.lIlt thereunder.
3.10 J'ln1-....1Al (Urt;mc.m. ^ llat referred to as Sdlooulo IX of all
oontraats, agl"""llOl1tB, cxmn1bnents, Ilrr.WI,lCl1lllnts, evidences of li8bllities
or obllgations, not other:wlse requested in tJJis Article and whether or not
in tile normal couree of b.lSllless, whieta may involve tile recoipt or
expel'~iture ofter Clooing of lOOnies in excess of $100.00 or more.
3.11 lQon h101ll1'~jLB. ^ list and SUIlIllIUy description, refernd to lIS
Schedule X, of illBtnrments Ilr~ oUler documents relat:lng to irdebt:edness,
otiler than trnde payable or trade reoeiVllbles incurred in tile ordinary
OOUt'Se of ~iness, and ~ies of all notes, conditiolllll sales contracts,
financing leases, and other BOOUrity arrangements which encumber title to
tile TrnlIsfettEd lIseets.
3.12 ,.fH~tl~. ^ list and surnm..'\ly description, referJ:'OO to os Schedule
XI, of all litigation proooodings and governrnent:al investigations or 8l'Iy
change in tile :zoning or buildlrq Ol:'lUl'llIJ'lCeS, pendlr~ or known to be
threatened, affectirq any of tho preperties, assets or WBlness of
1<011099.
3.13 ~. ^ llat, referJ:'OO t:t.l as Sdllrlule XII, of all leases
relating to personnl or real pl"tplrties, Iootlethor as les8(lI:' or lessee in
tile l\IlmlI of I<ollogg Dlviroraoontal services, Inc. and ~les tilnreof.
3.U n............. 01..10..". ~les of 011 lMterinl p..Irchase ordom em,tor
SlJR>ller subcontracts anticipeted to be ootstandirq on tile Closing [)lte
refer.red to BS Schedule XIII.
, .\
6
IIRl'ICU! ',LV
1m1tiBti.l74'l(Jfi NlI1..Jf,P1mNfl'~
4.1 ~~. J,tat:favJ DlI~~. \<Ollan r;epresent:s BIl'l
warrants to Will 1ll1W, wIlidl l:epresentaticm DIU warranties shaU ll\lX'Vive
elOllil19, 88 follows I
4.1.1 On the Effective D1te, \<OllOW will oonvey t:Q WillilWl, qocxl BIl'l
l\'I.\rket:tlble t,l.tle to the 'l'rnnsfel'red 1Isset:s, tree am olear of all lifll1ll,
elaine, dlarqes DIU llI'lClll1i1ranoes, exr:ept as specifically assumed in
writing by willilll1W. \<OllCX1:l will imFJll1r\lfy DIU defem Wi1lil.llM fran any
lOlls damage, ClOSt or eJQJllllSe, inollk!irq reasonable attomeynl fees,
r;e;;;D,ting fran a breadl of the foregoirq representation alk! warranty.
4.1.2 To tho kncMledge of \<ol1OC}J, there ore no litigations, pnx:eedings
or investigntiona pemillCJ, other tillln the BTEPAUNl'l'01 and vmBINSKI
matters or threateno:l other tlwl tho Clo".,v nIBtl:f.1l" that might result
in ony mnterial adverse dWlge in tlle ~\Siness or proo~ or conditions,
finnnoiBl or ol:hetWise, of Kol1OC}J or any of J(ellCXJ9 !l personal ptqlElrty
conveyed hermtnleri or that questions the validity of any nction taken or
to be taken by \<01 ogg plrsllnnt to or in connection witll tllO provisions of
this Agreement. J(ellCX1:l does not kt\CM of any basis for any sucll
litigations, proceedings or invt!stlgations.
4.1.3 No contract has been entered into for tile f\ltUl-e sale or transfer
of any of tlle 'I'r.l1nsforred lIsoots other than to Williams.
4.1.4 Title to, am risk of loss or destruction or dnmnge to the property
being pu:chased will remain in Kellogg until the Effective lbte, at whidl
tine tltle to the property will pass to Willilll1W.
4.1.B Rellogg has not ktlCMJ1Xjly failed to obtain any licen&1s, pennit or
other gover.nmental authorhation necesMty to the ~ip, sale or use
Of \<ollogg's assetsl whidl llOt1Ca1pliatlOEl, violation or fai11.1re to obtain
might mnterially adVersely effect tile p.\Siness, operations, prospects,
prqJerties, assets or col'ditions, financial or othet'Wise, of \<Ollogg al)1
in stit1Ular, wt withC1Jt limitirYJ the foregoing, J(ellt9:J is nct
ktlCM ly in violation of any environmental, !k'\fety or healtil low, rule or
requla ion.
4.1.6 J(ellogg lk'\s not offered, paid or. Dgreed to pay directly or
indirectly, any lOOney or anythirq of vnluEl, to any m.tividUl\l who is ot'
was an official or errployee of any foreign, froet'lll, state, oounty or
local 9over.nment or any depar.boont, C011l1llssion, board, wl:'9au, agElJ1Cy or
other insl:.ttllMtltality theroof, ot' who is or was D direC.'to~1 officer 01'
llllployee of any privatel:1Jsiness, for tho pltpOG9 or Witll tho intent of
irduoirYJ that irdividual, in his offioial capacity, to \lse his or her
influence to obtain or mnintnin w.sine!ls for J(ellogg or to otherwise
affeot the Wainess, operations prospects, properties, nssets or
condition, financinl or otherwise, of J<ellCXJ9.
7
,
4:1.7 Nol unfilled ol\1ers a~ cxmnibMnts of ~1l0\l9 for tile pm:t18se of
nnterilllll, II\lR>HIlS on.! setvices portaini~ tq \<8110l1:J were lMde in the
1lIN81 OM ordJnuy 0?.U:1Ile of l1.l8inoss.
".1.8 ~llOlit'J is not 0 porty to, or in ouy WIly dlligate:l order, any
C9ntract for the poymenl: ot My t'oe, ocmnission or ellpoI'lSO of oIlY broker,
fimer or adviBOr in connection with the origin, nagotiat:1on, execution or
performance of tills fv;Jreement, except ft Hating ogreemont dated May 1~1
1991 with Jaek Gaughen JlMlty, . am for the poyment of ",hidl E):Iward If.
\<811ClrjR is 110101 y responsible.
".1.9 To the knowledge of KelllX1J, it is not in nnterial default of any
C9ntract whid! materiol1y nf.fects tile l1.l81ness or operations of ~1lCXJ9.
4.1.10 Kellogg will l:le responsible for My liobility clailM that are
made with teI!IJ>OOt to My KellOl1:J act:ivities CXIIl1ucted prior to the
Effective [)lte on.! will iooemnlt'y on.! hold hannless on.! defem Willilll1lS
against: any clailm om da1Mges of wl18t.aver nature, illOluding attorneys'
foes, for contesting tile 1l8lllll.
4.1.11 KellCW tk"lS good on.! lI\Elrketable title to all of ita assets,
personal 1m! mixed, free on.! clear of all liens, ple:lgEls, security
interests, cl18rges, clailM, t"P.Strictions, on.! other EltlCUll'branoes of any
nature \ihatsoever.
4.1.12 Kel109\1 is not a party to My legal suit or oetion, not CXlVered by
insuraJlO\l( or ony orbitration or other administrative ~~ing, perding
or to theIr knowledge threatened, or any prooeed.l.ng wha at orising out
of tho UI11>loyer/EllTJlloyoe relat:ionshifl ao:l/or. involving an Blleged
violation of any local, state or fedElI'll. law, rule or t'llgU1ot!on. In the
event \<811099 is 0 party to proceedings as specified hereinl Kellogg shall
imemnify 1m! hold harmless williBlll!l fran any on.! all liobility ther:efor.
".1.13 1Irrt liobility for monetary damages, inoludil19 tAlt not lUnited to
llegQtioted settlements, resulti~ fran KellCW's action(s) or practice(s)
in respect to any \(sllOW UI11>loyee or ellployees wllid! OCXJW:"S prior to the
Effective D1te will be the IIOle responsibility of Kellogg, inolming
liebiUty tor lOOMtsry dalMges awattled an EIlTJlloyee for wages wllid! may
have BootUEd after the Closing Date to the date of any decree, settll!lll8tlt
or order awarding wd! damages.
4.1.14 To the JalOWle:lge of Kelloc:1iJ, all lists, oq>l.es em schedules
required by this fv;Jreement will l:le C011l111te, valid am aCX:Ul1ltely reflect
tile infot1l\'.lt1on requested.
".1.15 To the ktlOWledge of \(sllCW, the inventories of \(sllogg ore
currently being maintained at normal l.wels beliuved to be adequate for
the contlnuat1on of Kellogg's l1.l8iness BS presently corduct.ed.
4.1.16 Edwatd.,. \(sllcw, am Mary F..P. Kelloc:1iJ, jointly nncl severally,
B~ as Kellogg'S sharel\olders am r.MlOrs of all the iBSUed 11m ootst:.anding
8
I!l~ook of Kellogg a1"O Kellogg Ehvirorioontal fJ8tVi~, Inc. tile Beller
herein! will fJOt for II period of 01111 (1) year fron the date of fwl
payment henlOf in the counties of [)tUPlin aDrberlam, Perty, lldarrB,
~t.er ard York, PeIUJSylvania, wit:haJt the prior written COI1Iletlt of
Willilll1W, direot.ly or iMirectly e>>;JIlCJll Ill' partioipate in MY PJsiness
involvirq mdon testing am llIdon reduction lIS M irilividual prq>rietor,
errployee, OOllsultant, partJ1er, shareholder, director or tile l1l<<t, provided
hcMever, that nJwatd Ir'. Kellogg IlIl! Mary E.P. Kellogg may be solely
errployed by a federal, state or local agency in midI rosiness.
It ill further specifically ockntMledged ti18t II renedy at lllw tOl' bread\ of
the foregoirq warranty will be inadequate am thnt WlllilllM, in addition
to other relief available to WlllilllM, will be entitled to tCllpJraty IIl1d
pexmanent: injunctive relief withoot thll lIo08S11ity of provir"q actual
damagltS .
In the event: this Section 4.1.16 is held to be in Rny l'llSpElOt ail
unreasonable restriction upon nlward It. \<allogg or Mary fl.P. Kellogg or
\<all099 Enviroraoont:al Ber:vices, Inc. by any oourt havi/"q OOlpltent
jurisdiction, tile oourt so holdir"q may reduce the territory to which it
pertains an:l,lor the period of tine in which it qJOllItes or effect any
clulnqe to the extent: necesoory to remer this Bection enfotteable by said
court. Baid decision by a court: of OOlpltent jurisdiction will not
invnlidate this J\yl...."l8I'It PJt tilis h"l.....,lGnt will be CXlnatruEld lIS not
oontainirq the invalidated r:isionB 1U"d tile rights IlIl! obliqationll of
the parties will be intetpre , ex>nBt:rued IlIl! enforce:) occordi~ly.
4.1.17 l<ell099 is a ex>rpollltion duly organized, validly existing IlIl! in
good Bt:an11n;rurder tile laws of the c:atmonwaalth of Pennsylvania is
qualified to transact t:AJsiness in tile COlmnwealth of Pennsylvania ;;;{ haa
the corporate pcMllr to carty on its t:A1sirJeSll all tlCM corilucted.
4.1.19 'Ihe execution OM delivery of this hJreement by Kellogg IlI1d the
performntJCe of the transactions conteJltlluted herein have been duly
autilor!zed by the Executlve O:mnitt:ee or tJoord of Directors of l<ellCW IIl1d
no fUrther corpot'at:e aotion is requb:'ed. 'IlIe execution aril delivery of
this J\yl""",nent IlJ'kJ the COlV".lIm'iltion of the plI;chase of the Transferred
tlsaet:e in o:.lt>lial108 with the t:m:ms hereof will not conflict with or
result in the breach of the charter or by-lowa of l<ellogg, resolutions o~
Y.ell099, or Ilny t:etm, oorilition or provision of, ot' ooliBti\:ut,e 11 dofault
under, any incJentlU:'e, IOOrl:qnCJll, deed of hunt or other ex>nt:.l:llct:, or
oamti.bnent to Which l<ellogg is a porty or by Whidl I<ollogg lMY be lxmId,
or result: in the violation by l<ellCW of any low, xule, regulal:ions,
oroot', jldgment ot' de<m!e. 'Iha tmnsnotions contOllplatE1d by this
I\yl""'lletlt: may be CXll'IBUll11lnted withoot the nooessi\:y of obtnining any
oonsont: fron ony perty. ClJrl:ified copios of the Ellocu\:1vo CQm\1t:tee or
Board nmolutions of l<ellogg are attadled as Exhibit .h..
".2 a..... ,laUCh! BIll Warmntles oC_HJJ.Umm. WillilllM represGllte IIl1d
warrants to Jl:ellogg, which representations IUJ:l wnrrnntios s118ll II\lXvlve
closil1q, BS follOWBI
9
,
4.~,1 WillillllWJ is not a party ,to, 01: in any way obligated Ul1der any
contract: tor the payment ot any tee, camdlllllcm or 8lqleI'lSB ot IlI1Y ~roker
or tindsr in connect.1on with the oriIJin, llegQtiatiOll, execution or
pertormance ot this r.".....nent:.
4.2.2 WillillllWJ has l:1lCeived II IOOrtgnge on his pJ:ql8rty lUl t'ElqUil:ed by
the Beptent>er 3, 1991 IIqreement: between the parties whidl is attached
hereto lIB Elch.i~it _~, nrd the time oon:Utions, covenants m!
Ul1derat:ancUIllpI ot the parties thereto ot which are incorporated by
roaterence I__in.
4.2.3 WilUIlI1'6 will ~ly with all the temI, ooOOit:ions am
undert:.aki.n:pl ot the Interface h,jl...uhl9t\t to be dated ja..........>f4, L 1'lR 1-
between 9Jyer ard Seller which Interface hJl....../Ill'It: is attadled 'f1ereto as
ElIhibit .lL ard by refereooe herein incorporated.
Ml'1CU: V
IllE-EFDX.'l'IVE 1Wl~
6.1 Ulllus the action was othetwiso awroved (which awrcval shall not: blIl
unreasol'lllbly withheld) in advnnoe in writinq by WilU81TS, XGllDg9
covonants ard agrees with re.spect: to its l:1Jsiness that fran nrd after
September 3, 1991 until the Effective [)l\:e XGllCW willI
6.lo.1 Qnluct XGllogqls l:1..Isiness only in the ordinary ocmso, aOO \I4IG il:.l
reaSOl18ble efforts to retain its I:1JslilOSS otl;J8nization nrd tho goodwill of
II\IAlliers, cust:aners nrd others havinq l:1..Isiness relations with XGllCW an!
IIB8 ita best: etroxU \:Q keep available the services of the present
enployees ot XGllCW.
6.1.2 l'lot: ent..er into, MSUll\lI or create any mortgnge, pledge, ooOOitional
sale or other title retOllt:ion IlgreelOOnt, 1l0ll, security interest,
encumbraJ'Klll or d1arqe of any kird on the Transfotnd 1lsset:s.
6.1.3 l'lot: incur any material. obliqnt:ion for bo~ l1'Ot)f.ly or lMke any
extensions ot credit, other than ordinary t:rade credit, loans or Il~
to, or B881m\8, guat'Bn1:.ee, erdorse, or ot:hotWioo t...ulltl liable with t:espOot:
to Ildd!t:ional obligations for XGllCW, whicll, as a result of sudl actlOll,
wwl.d a\1lIJ8 an advGJ:se effect on the sale of ths Transtotnd 1Isoots.
6.1.4 At XGUcw'e expense, maliltaln the Tmllsferred 1lsset:s in cust~
repair, order ard oordit:ion, reasonable W'l!ar aOO use nrd damage by fire or
other casualty exoept:ed.
5.1.5 tIooept: CUStoMr onters, issue quotatiol18, estimllt:es am,tor
ptqlOB41B only in the Usual nrd ordinary Cd.trse of l:1Js1ness.
10
6.'J..II Not: ll'oIWI IIny oamtlboont tor cap.tt:al eJq>eI'ditures tor IIdditiol1l5 to
nfly tllciliti_ current:ly lllllsed by JC.ellorn l>tIidl woold be<xJ,oO a 1111bil1ty
or obl1qat:icn ot Will iBll8 118 IllSSeCl.
!S.1.7 Not (1) make any increases in the CXJ1{lOI'\IJat:ion payable or to Le<.u,1ol
payable to any at JC.ellorn's ottioo.t1l, 19I1flloyeea or agents, or (H) IMke or
enter into any written enployment ocntract: or any bonus, stock qn:ion,
profit BhadO',J, pl'lMion, retirement or other similar payment or
Drml)'Jemerlt l>tIidl inarense or alT8I1;1l3l1'mlt Wt:A11d be effective past the
Closing Date, except perks, CXI111I.issions, sslllrias, bol\UEleB or
reilrWrsements of ony typo whid\ do not legally bird WillifllM.
6.1.9 Maintain in foro! all the insurance polioies oovering Kellogg's
ossets nrd leased facility until the date of transfer of assets.
1l.1.9 Not incur IIny liabilities or obligntions nhsolute or oontJ.ngent
for RellOW, llXOept in tho ordinnl:y cn.u:se of blsinass or plrsuant to
existing 'contracts ard a\ll."""mlts.
6.1.10 Not lMk.e any camtlboont:s ext:.enUI1;1 beyord one year (except
CXlIIIl\itmenbl for periods in excess of ona year relating to t.he sale or
lJUrdmse ot I<ell099 of goods ant services tor on omount not in excess of
~100.00 per transaotion) to oily one purclU\ser or vendor or group of
plrdWlere or verdors.
6.1.11 Not enter into, renew, ext:.erd, roodify, terminate or waive any
right under any lease or lioense.
6.1.12 O:lq)erate with Willilll1'6 in obt:ainiO',J, the transfer of any
liOlll\SeS, titles or poI:l\llts necessal:y tor Willilll1'6' use of the Transterred
Tlssets .
6.1.13 Prarptly after knowledge tJlet'OOf, provide Williams WitJl I1Otioo of
(i) litigation, (H) IInticipntoo litigntion, (iii) suspension of MY
license, petmit or other govemme.ntal lIuthorization, (iv) i.nsuranc8
cancellation, (v) nny lMter1al tarminntion of or lMterial diSp.lte with
any lMtedal CUSt:anar or lOOll'ber, (vi) ard terminntion or diaplte over MY
lioensing 1l\l'_lIlar1t or fiMming lease agreement, (vH) cusl:aner
cancellations, (viii) clail1l9' (til) sllwlier short:nqe or refusal to
deliver, (x) govnmme.ntal ogency or dopartloontal notioo, local, state or
federnl( OOIlOllrtlUlIJ any ollego:1 violation of ony low, rule or regulation
and (lei, notioes or oorrospotxlenoe 00\'lC.l!lttlin liens, loons or encumbrances
affecting the Tnlnsfened !\ssets.
6.1.].1 l<ellogg will errploy Williol1l!l fran November 1, 1991 until JIIIl\IIlrY
1, 1992 1111 an l!ITployoo ot 0 gross salllry of Fo.lr 'lhousand lklllana
($4,OOO,QO)/per month, paynble weekly plus reiJrhlrsement for mUIllI9G, IllI
car plane expenses ard mlscellllJleWS t:AJsl.ness relate;! e)(pl'lnses. Willilll1'6
ar;p:ees durinq said porIod to l"'!rform 0 minimum of 40 hours per week of
l!ITployment: lIGtVices necesBBry to educate hiJroolt in the qJElrstion of the
radon t:estinq and radon reduct,ion ~tness, provided that it WlllillJ1lB does
not work in any W1Iek he will not: be ptid for tJlSt ~. .
11
,
8:1.l!S At: IIIlY UIOO lletwoen Novllll1ber 1, 1991 to Juno 30, 1992 Willilll18
l1'18y 8ITPloy seller'" wltfi\, ftlry B.l'. F,eJ.lOW, al; the t'llte of 410.00 per
hour not to exoeed 40 hoors per week. All serviceo of JoIary E.P. KeUOW
IIhall be at: will aOO llhe a9rees to subn1t: 1\ written resi\}tlllHon in a fom
lIS required by Willilllllfl at: his request.
IIRl'lClM VI
CIHll'l'J<HJ OF !!,IRTYl NIP aJlJJl'l'mII
'fJJ OF 'U" AV'''I'J.!I'IVR IWQf:
1i.1 JfUli.BQlS' nnlltiaw. 'Ihe obligation of Willilll\Y3 to take those
actionS required by Willilllllfl on the ClOl!ling ~te will be oubjeot to the
following oorditionsl
6,1.1 'lhe representations ao1 warranties of l<ellogg herein contained will
be l:n1e in all material respects as an:l at the Clooing l)lte with the I!lt\lllI!
effect as thoogh l1'18de at: BUd! date.
6.1.2 Willilll\Y3 will have received all dooulIlonte Bnd l!lclJedules required by
I\l:tiole III.
6.1.3 111'1 aocurate listing of all office machinery, equipnent I!I):l
fu.tnit:ure with respeot:. to the Kellogq facility, referred to lIS Sdledule .tt
will htlve been octrpiled and initialed lIS acx:urate by \{Sllogg.
6.1.4 \{s1l09'iJ will have performed all cbligatiollS, OCJIltllied with all
oovennnt:a and provided WillilllT'8 with all notices required by thill
IIqnlelllel1t to be performed or c:xq>lied with by l<ellogg.
11.1.15 fIrr:i waivers or consents reasonably believed necessary by WilliM'll'
COJI1Sel will have been receiVed in form nnd I!lUbst:anoe satisfactory 1:0
00Jl1S01.
6.1.6 All t.ransactiollS tXlllt8l1'ploted h8.1.'lWy, nOO tho form ao1 BUbstnnoo of
all leqal Pl()(_llnqs and of all popen Uood or dellvnred hel:1lUl)18t',
inclUding ~ not: limited to any lease an:l a Consultim ~h'''l1ll1tlt with
~ 8. l<ellogg will be in a form an.! 1IlUhst:ance reasonably satisfactory
to Willilll\Y3 ard his ooonsel.
6.1. 7 No BU~~ aotion or other pl:'OCeEdi>>g 1:0 restrain, prdlibit or
otherwise aff the OOI1StIl1'4Mtion of this IIqreement which in the
t'Msonnble judgment of Willilll1'6 or his <nmsel t:tIqUires a delay of the
Closing, or the term1nntlon of this lIq~t, will have been instituted
or tht'M~, and no il1ql1iry or requea\: fran any qovernmentlll ngency with
respect to the trnnsaction provided honin, which in tho reasonable
j\.ldgmllnt of tfillil1l\'lll or its ooonsel requires I.l dolay of the Closlll9, will
have been received by WillilllT'8.
12
'6.2 NI1l~ ~JI. 'Ih., cblil,jation of Willilll1l!l to take thoee
o6t:iona required by wHillllM 011 I:he Effective ~ts will tle suPject t:.o the
follCMiRl oorxUtionsl
11.2.1 'Ihe representatiOM an:! wurnmties of 1'I!1l0\1i1 herein contained will
be b:wI in 011 lMterilll respects as IlI'J1 01; the Effective Dlts with the
aame etrect 118 tllough lMde ot: such date.
11.2.2 WillilllM will have l"OOGived all documents IlI'J1 Bd1edul(lfJ requil:lld by
~iole III.
15.2.3 }In aocurats l1at:11J'J of all offioe IMcMnery, equipnent: m1
tumiture with respect to t1le J<ellexn fooility, referred to as Schedule .A.
will hAve been oaTJIiled IlI'J1 initillled as lIocurats by J<ellogg.
11.2.4 Jl:ellogg will have performed 1111 cbliCJlltions, oatpl1ed with all
OOVElJVUlts arU provided WillilUt'S with all notices required by this
IIqreement: to tle perfol:mErl or oarplied with by J<ellogg.
6.2.5 1trr:i waivers or oonsents tt!llSOI1llbly tlel1uved neoesll8ry by WilliBl11S'
counsel will have been received in form Ill1d substance 118t:isfaotory to
counsel.
6.2.11 All t:ransaot:ions cxmt:.aTplated hereby, nn1 the form Ill1d substanoe of
all 1.1 px~11JJB IlI'J1 of all papers used or delivered hereunder,
includiRI oot: not limited to any lease Ill1d a Cbnsultinq 1\qreeInent with
!)iwanl B. J<ellC9) will be in a fOlm ani BUbstanoe reasorlllhly sat:isfaotoxy
to W ill1l1118 Ill1d his ooonse 1.
6.2.7 1UTj ard all penn1ts IlWrovals m1 other actions of MY
jurisdiotion or authority roqu{red in the reasonable c:pinion of CXlUI1II4l1
for willillll8 for the lawfUl OOIlS\lll11'ilIHon of the transactions cont:.en'plllt:ed
by this Agreement will have been ootained, ard no such penn1t, IlWroval or
other Ilotlorl will oontein wI}' provision I<.tlic:tl in the reasonable judgment:
of CXllJIlSel for WilliBl11S will be un1uly OOrdElJlS01lB.
15.2.8 Jl:ellCX];J will sell nn1 oorrvey to WilliBl11S by aWtqlrial:e bills of
1181e, erdoreenents, assignments ani other inst.xuments of trnnsfer m1
oonveyanoe BIlt:1sfactory in fonn to oa.lJlBel for Willilllrs, all of the
'l.'r8nsferred Assets.
11.2.9 No E1U~t aotion or otlvilr PJ:'tJCeEd1R1 to res\:tuin, prohibit or
otherwise aff the oolVl\.llTlnl1t:1on of this h:lh..,ulelIl: I<.tlich in the
reasonable judgment of Willi_ or his oounsel requires 1\ delay of the
cloeing, or the tel:11linat:1on of this IIqreement, will have been inst:1tut:ed
or threatened, Ill1d no b'quiry or l:1lqUest frall any govEll:tlmlll'ltal aganoy with
respect: to t.he transaot:ion provided herein, which in the l"8Ilsollllble
1udgment of Will1B111S or its tnl.nsGl requires II delay of the ClosiRI, will
have been reoeive1 by WilliBl11S.
13
",6.'3 ~. '1hs obUlJllt.'lol1ll of lCBllm hereun1er to t:aI<8
, those ~ot:iotlS .requite;! by it: on tJle closblCJ llate will be subject: to the
follCMinc:I cxnliUoMr
11.3.1 All t:ronsAot:iona contenplated hereby, em the form am ~tanoe of
all leqal prooeedilliJll am of all papers used 01." delivered hereunter,
inoll,kllliJ, wt: not: U.mJ.ted to any lease em a ~nsultinc:l hgroement with
Wward B. lCBllOW, will be in a fOllll amllullebmoe reasonohly satiefaotor:y
to KellOW em its ~l.
6.3.:1 WilliBm!l will payor caUse to be paid the ~t: uooer tho tetnYi
am ocnlitioM set: fort.h in Paragralil :1.3.
1I.:J.3 'lhe representat:ions and warrant:ies vf Willil1ll'S herein oonteined
will be t:xue in all l1lIlt:erial respeot:s as of the Closin::l !late with the IIM'tB
effect as thOJgh made at: 8lIch date.
G." Kel.10lJJ O:nlltiall!l. '1'19 oblilJllt:ions of J<ellogg herauooer to t:aI<8
thQse aotions required by it on the Effeot:ive D11:o will bo sub'ject to the
follQWin::l condit:ionsl
G....1 All t.J:'anMot:ions contelltllated hereby, em tJle form am ~ta~ of
all legal prooeedin::ls am of 811 papers used or delivered herellll1er,
il'lOludinc:l, wt l'lOt: l1l1lited to any lease an:l a O?llSUltlng 119h,d,I811t: with
~rd B. 1':o11ogg, will be in a form M1 Bubst:anos re8JJOrlllhly 8l\t:isfaotor:y
to I':ollogg erd its OOJ\lSEI1. '
6....:1 WilliBm!l will payor cause to be paid t.he ~t un3er the t:erms
8l-d condi tioM set: forth in Parngralil :1.3.
6." . 3 'lhe l'tlpressntatlol'lS and W8rrMt:1es of wi 11 il1ll'S hera.in oonl:oinec1
will be tIUe in all material respects as of tJle EffOQt:ive !late with the
S8l1lO effect BS thOUCJh made at such date.
G.!! P'al1rw IIlIllfllll......' QDl1t:j.aw. /IS of tJIO effective date Edward
B. 1':o1logg1 WividUIIlly 8l-d JlIlOO8 MtJlony Wil UI1Il'S , it-dividually, will
provide vv denoe of cross-ptrdlllile life insurallOO polioies in the initial
~t of $200,000.00 each to Bec\ll'e p.1ymmt: of tJle plrc:haA prioe in the
event: of the death of eitJIllr part:y. Each will nome the ot,her as
lJenefioiary at-d payee of this policy in the event of death. F.ad\ party
will be respullSible for tJlO plIYJMnt of pl:1ll1l.l.lIIl8 on tJle policy in the other
parties nome em provide vvidenoe in tJle fom of I!l pAid premium bir-del." not
less thIln annually d\l.rinc:l tJle tem of tJlis hgl1!ellletlt. 'Iho parties l1lIlY
mutually agree in writ:in::l to pl'qlOrtlonll11y redUce tJle annual insuranoe
coverage on the lives of ead1 othor to reflllOt: the decrreallO in the IlI1'iOOllt
of the plrohase price C7iIlled by 9.1yer to seller.
14
..
IIRl'lClS V II
J\Cl'lOf 'JQ In 'llImi1!~tUlILr;:,r<PIH:J
7.1 W)~ Ch1t:tlCI}.
~ent: clos I
7.1.1 It WilliM'S will detetmine tilllt any further oonveynnoe, assignment:
or other dOOJllleJlts, or any further action, is neoeseary or awr:q>r1al:e to
vest. in or oonter to WilliM'S full title to the Transferred lIssel:e,
J<ellOW will tal<.e BUd! action, at):! exl!lClll:e BUdl instruments, as WilliM'S
IMY reasonably del:eJ:mine t:o ~ necessary or awr:q>riat:e to carty out tlle
plrpOfles of this 1'qt:eel1'flnt, a t tile expense of J<el10tJl1.
J<ellO\R agrees t:o the follwil'lCJ ooliC]Btions
7.1.2 J<ellOtJl1 will, in aooon1ance with J<ellO\R's IlOl:lMI reoord retention
schedule, retain, preserve om !MM. available to WllliM'S during nol:lMI
business hours for any ptqlElr pttpose, any of the books 8l1d other papers
ard records of J<ellCl\R retained by J<ellO\R hereumer at):! will pemit
Williams to make oc:t>ies ani ext:racl:s therefran, except: ony nn1 ail tax
reoords or records pertaining solely to JdlllSt:on lDhorat:ories.
7.1.3 J<ellO\R will ~emnify, save am hold ha.t:m1ess WilUM'S om his
eq>layees, of ricers am Directors of at):! fran any Il)'):l all claim, BUit:
liBbilit.y, loss dalMge, ClOSt or llJlllOl1OOS, itlCludin;J reasonable att:omeYII1
fees, res>tl.l:!ng f~ any breach of I<Elllogq's ooliC]Btions Un1er this
IIr"i....ment. oxisting prior t:o om includin;J the date of this IIr"i..-nent: or
thereaft.er caning into ~in;J by reason of any stal:e of facts exist:in;J
prior to am including tlle Eftoot:ive ~te of this Agreement or arisin;J or
growing out of this h.!h""'laI1t.
7.1.4 J<ellOtJl1 will J:lUlSOnably OCJqJerate with WilliM'S at the request of
WilliM'S in all mntt:ers 1nvolvin;J tlle oarpletlon am fiUng of Internal
Revenue service Fom 9594.
7.2 J1J.U.iaDB' Ch],lcrt:.lr,qf. WllliM'S Bg~s t:o the follwing cbligatiOl)ll
sul:>sequent: to Closing I
7.2.1 '1'0 provide Seller wJ.th on it):lividual fillQllOial stst:ement, upon
which J<ellOtJl1 is rnaldrq BUbatantinl reliance as pe,rt: of. this hJh...Ihlellt.
7.2.2 WilliM'S will il):!emnify, save am hold harmless \{ellogg am its
l:"espect:ive officers, partners, agetlts BetVllnts nn1 eq>loyess, of om fran
any am all liabilit.y il1cl.ltte:l after tlle Effeat:ive ~t:e arisin;J fran the
breadl of WilliM'S' obligations here\lt):ler.
115
J
Nll'/1.',14 VI II
DJtWWJ,'JUfNl) JtJJ.UUNItWJ. I'IINJlJJAIII
8.1 '1~\I,,,~,'p,. 'Ihla 1'lJUlf:'Il.lII1: mny 1Jf.1 l'olmlllnl'l'l1 hy nr.>t1<..'Q qivell 011 or
prior to the CI08h~ lx,t,Q ill tho tolllAo1l", m1Ullllrl
8.1.1 ay eitiler W.lll,lnn'fl or: !(nllu:r) if n IMtllriftl dotftull: is mndo by the
other with n'lfJpoot t.o Ulll dllo ",..I t Il1YJly portol11\lllloo or IIIlY ot its
covenants nrd n9t"r:1elmlltn cotltnlllBI hOltllll, or wnh respect to tile 1I000000oy
or lXXlplet:enesa of nllY of it'll r:nllt,'OIK'III'IIt:ionB IIld wnrrnntioa contailled
heroin.
8.1.3 Ily W.l1li/\/m It nIl of 1'110 Ixnllt,lollB IKIt tort!1 ill Bootioll G.l of
this tqreomellt will IYlt IvlVo hooll ootlnUlld 011 or ~toro tho cloeiIYJ [)J1:e
or waived by Willlmm rtl Ill' hoflllU such dabl.
B.l.3 J3y ~l1CX1J if. nil 1:111\ L'I'JlJllt:iolw oot ro~th in r;eoUon 6.3 of til.ls
h;rreement will 1I0t hnvn boon MtlnUoo 011 or: hnfore tile Closing [)ll:e or
waived by 011 or lJotClln nlldl dnto.
B.l.4 fly lllltunl connoll!: or WIlllnrm nld \<Dllog:J.
8.1.6 lJy Willlnm .lr. n m,tor.lnl mlvomo chnrltJo III tile ~lness or
oo~ition, fhVlJ\l:llnl 01' othOl1/IIoo, or 1W1lCX1J will have oocurred, or
l<elllll1iJ will h/lve mlrtor:nl n IMter.lnl 10flS or dnmnge to nny of its
propert:ies or nnllotlll nrJ.1 lint 1'011(1 h:nl IIlIlm or IlUch dla/llJI\!, loss or damage
results ill n lMtodn, lltlfll:tllotillll or U1II 'l'l'IUIIJrerrm 1Isoo1:B.
8.1.6 tul elfXJ\:.l(Hl to tll1~tllll\to I'hla 8nlll ot IIssetn /lqreen\!>>lt 88
hen1lnllbove IlrtJVldn,1 will 1)(1 ollotlJlll<<1 011 behalf of WHUIIlM,
ltdlvidUL\lly, nl.1 on 1ll'lInlt lie J(ll\l~n Wits Presidollt..
B.1.7 In tho owmt, of \'110 tOl.lnllll\t:loll of thin lIgroomant. p.lrSlll1nl: to the
provlniOlw of t'hln ^rt:l.uhl, tllln lIgt:Wlmllt. will 1XKX.t1103 void II~ of no
effoo~" wit!lout, IlnhUI.t.y Oil tllo llllr!: of oUllor potty or its dirootors,
offiool:fil, 1Ill\,IOYM/1, n~lnlltn nrd ntockholdors, 111 respoot to this
1lqreanenti utilt.lr UVlIl t/lll lInhlHtv oll Ute pnrt of endl pnl'ty for its own
ellplll1B8et /'K.'\lrrnl ill UJI1l)f)(lUOIl wi th the I:ransnCJt:iotlS oontl!nt>lllted by this
/lqt'eQl\!)nt, lllUVldr.d, hUWtlV'll', thllt tho $5,000.00 pnyroont: mnde by WllUIllll
to I'Jlllan pll1111l\llt to thl! hltnm\!1ll!: [Illt,ed lloptE.lllblr 3, 1991 shall be
ill111.dllltllly ntllu)lX\ to Wl11lnl1'f1.
B.2 U\l1;v1ml. "1.'."It'~'JJ,llll:lt'f'. '1110 wnr1'01I!:1{lIl, i'{lpreoolltntlotlS IlIY1
OJVIlIVlIlt:n ot tho 11llrHI'n hOlnto will mlrvivQ tho clooJ.ng.
n.:! lUI.Jll.,ofll#I. M, nll thoon p"ior to the EfCoot:lvlII 1))to tilO risk of
losllwith ~'f)f,II)(1<Jl:. hI tho 't'mlVJCou'1!<l Twnots will 1>0 with l<eliogg. In the
ovont tho 'l'n'tll1.lrlJt'ml Mnlltll wIll bo lIUbrltnnt:1nlly or lMl:arlnlly damaqed
or dent.rrlVl'll hy Uro Ill' othtll:' crtnunlt.y, l<ellOW will irmnl1nl:ely notIfy
WilliAm ill wrlt, hltJ tl101tlOf nld t!tll lllltOllt the1'eOr nld pl.'OTIltly notify
III
"Wi1UII/lWI wh.theJ: it inten1.o to l'~' witil tile repair, rtJIIt.orntion or
, lTJplaoemant to the quality all ex.1sted imoodlatelY prior to til8 casualty I
prwl.ded/ howuver, in the event of total *tJ:uot:lon WilUIllM IMY declare
thIs lIqreement to be null ant voId. Jl'.ellogg wIll lMlntain in 1\111 force
IU1d effect: until the Eftective lbte all fire IU1d ext:.emcd coverage
lnsumnoe aq8lnst such risks ant In lIUdl M'OOIlte lIS currently lMlntained.
8.4 r)llWl~"''''''''' rr IS SPEX::IFI('./Il1,Y ~ BY 'l11E PMl'Ilill TO 'l1US
1\GREJ!1oImr 'lIIl1T WIlLI/Ifo2l IS RJRaIllBIOO OOLY cml'AnI DmIGNA'l'm IISBmu FIm
1<I'lJW~. WIWHfl 1ISBtJMm If) Jm!(QISIBILlTY FOR /\NY IJllII3ILlTUll OF
J(F.ru-q;, 1<tUIN OR ~/ UNLalB OIJI!>>1ISE IRlVIDm IlERElN, I\ND
SPJ"CfFICALL'l DISClAIM!! MY Ilm(QISIBIIJ.TY FOR 'l11E 1mI'lL OR TAX
IWlIFICATIOOS MUOI crmn I3E ammA'l'ID BY 'l11E BAIl!: OF 'l11E ~Immr/
INVOOURY I\Nl) IISBE.'lB OF J(F.r J In].
0.5 'l'rUnsfer 'l~. Neitiler party to thIs hjrooment Is aware of any
sales, use or exolae or otiler sImilar taxes or fees arisll19 out of the
collVeyanoe/ trans fer, assIgnment, sale an::l delivery herellroer ot the
Ilsaete to be trnnsfene1, P.1t 1t any are levIed against eIther ot thum/
tiley wIll be paId by Wllllll/lWl, ptuVlded hCMUVer, that any DER IlWlication
foo to tJe paid by WIUiM'S to qualify for tile oorpornte radon license will
tJe paid ono-half by Wllllll/lWl am OlIO-half by l<ellogg. lIny renewal fees
w1l1 tJe WilllM'S' responsIbilIty.
8.6 DJ.lk 'l'mniJfm:&I. Rollop' IIgr.oos to indE!l11ll1fy and defetxl 1'11111_
against any olailM IU1d damages of whatever nature includil1;J attoxneys'
fees, for oontestil1;J the same/ IU1d assessments against Willlll/lWl by any
oreditor of Rollogg for ootlOOlTplillnce with tho Pennsylvania D.tlk 'l'ransfere
law whidl IMY be Ilwlicable to the sale or transfer of the '1'J:lIt\stene1
1Issets .
8.7 ~. Each party will bear its CM1 eJqlf3l1SeS nnd fees incurred in
OOl'll'IIlOt:ion with this hj.""".18nt am the transnct:ions cxmt:elTplated hereby,
inoludil1;J withoot limitation fees ard elCpenseS of aOCX1.1l1tants/ awraisers
IU1d att:omoys.
8.0 ~. Any t\UlTb:lr of cnll\t:erparts of tills Agreement IMY be
sIgned IU1d 4ol1vEU:'fld om endl will be considered an original atxl together
they will oonntitute one ngreement.
I
8.9 ~ 14W. 'lhls hjl..."'lMt will be executed/ txlnstrued and
porformod in aeoordllnce with the lnws of the Camonwenlth of Pennsylvania.
8.10 &tt:hu &,l-.......ll. 'lhis lIqrooment oonstitllt:es the entire agreement
botwl!!en tile parties portainil19 to its subject lMtt:er am SupersedElS all
prior IU1d oon\:.entlornneous negotiations, agreenwmts nnd ulderetamillgs,
written or ornl, of tile pnrtiElS in oonnection with it. No representatiolt,
covenant or oordition not expressed in this h:!l"':.II":mt will affect: or be
effective to interpret change or restrict this Agreement. tlo llI1Iet'dlnent
.,.,XlirlcatiOll, tetminntlon or !ltten'pted waiver of !lny of the provisiOllS of
this h:!l-.cIel1t will be binding OIl tho parties unless in writil1;J signed by
both pnrt:ies. No wiver of any provision of or default urdor this
17
'1vIIteennt will affect the right Qf the-,part:iu thereun:!er to enforce any
, other prwuion or to exereise ~ny' riljht or ~"'I,.,dy in the event of any
ot:ller defaUlt, whether or not similar.
B.U ~I.... N.l noticea, dlIIMrds am oI:her oamlIrIications which are
PlqUired to be qiven to or lMd. by either party to the other in connection
with this ~reenllll'lt wlll be in writil1;J, will be deemed to have been given
MIen poetod by certified or registered mail or. when receipt of II coorier
eJCPreBII, teleqram, cable or telex hIIB been ackncMledged too the tollawillg
Mdressesl
It to l<ellogg Enviroranental servioen, mo.1
4705 Trinile Road
Hed1atlle&b.uV, PA 17055
If t.o aJward B. 1<011099 IU1d Mary E. P. Kell0l'J91
816 Antilony Drive
lfechanicsburq / PA 17055
If to WilliM'S1
P.O. Box 1002
Millers Gap Road
Medwlicsburq, PA 17055
With cq,y ToI
O>nnelly, Reid & Spade
Attm James IE. ReIdt Jr.
109-112 Walnut street
P.O. )3ox 963
l/an'lllWrq, PA 17109
If notice is personally delivered, the mtividual aooept:ina BUd\ r-ot:icet
if requested, will lIign a duplicate of the notice to evIdence reoeipl:
thereof.
8.12 fW-'l11118. Schedules referred to herein which have not been
lIt:tadled hereto at the time of the exec:ut:i0ll of this 1lojte.llllOrlt will, by
the consent of the parties/ Ilignified by the parties' il'Iitilllll on the
addition be later attadloo or curpleted nrd be deened a part of thill
hll...,.llllI'\t 118 if attached hereto at the time of execution.
8.13 1JeIr;l1rm. '1he headll1gll to the vnr100s sections of the }lqt4l6llllllt
have beenJii8ert.ed tor OOllVenient referenoe only nrd will not to IIny
extent have the effect of lOOdityil1;J, lII1'IlJtxlil1;J or dlll.ngil1;J tlI8 eJCPt'MII
term!l1U1d ptuVisions of this h"touO),OOI1t.
19
JNr_WItI.t..WUIWlIUHXIHJUl1IIf~
:1"y'I~ Irdepenlellt Controoto ~11llUltant lIqreemllllt tilis J day or _
, ~~2.JJ.. t (HllU.IIIIIt, Im. (tt~-nr- IU1d mm:d
Ml of W1../k.1' f< "'~J'an ildividual (ttCbnsultantll).
Wl'ltmm11111
thIs document,
follows I
In consideration of the /llItual agt"OOl1lllt1ts oon\:nlned in
tile parties, int:.emilq to be legally booId hOreby, agree as
NU'IClB I
JWltmE Qf~lJ1'l\Hr 1W1'l'ICIf
1.1 CcqxlI1y desires, upon tile p.trchase of Consultant's buainess, to
mako use of Consl1ltant's 8lqler+tse In tile rndon tesl:llq IU1d radon
rmuotion, water ard ceptio syatem certifIcations, hOlne inspections,
environ1'lllnl".a.l aUdit, termite inspections/ COJ1trnotlllg/ inoludil1;J painting,
malntenanoe, oonorete slabs IU1d electrical, sunp-pit/1IUIlp pIII1'p
installation ard repair, asbestos relOOVal, hazardous waste nmediation
IU1d tank. suwort services (hereinafter ttrndon test1l1;J IU1d radon
reduotionll) business. ColISUlt:ant personally is licensed in the
~t:h of J'eMsylvania to oordUot radon testil1;J IU1d radon reduotion
aery ioes utder License No. .!if:...-.
1.2 0:tIpll.ny shall BlTploy Consultant, IU1d Consultant sholl accept lucb
lmJll~t fra\l JBh\.lEIty 1, 1992 tiU"OJglI January 1, 1996 (tho IICbllBUltil1;J
Termll) to urderteke SUdl duties and to perCom such services as reasonebly
may be assigned to him by the Bonrd of Directora of tho C01p1ny or by its
officxars, as f\1rther defined in l'aragraJil 2. O:lIlsultant shall prw!.de
collllUltillg services not to elCOelild 960 hOJt1!l at an hoorly rate of $100.00
per hoor during the tet\1'l hereof.
1.3 Consultant shall be an ildependent COJ1traotor and not lIn IlI1flloyM
of the cmtlBnY ard subject only to the tel:ml!l of l'arngra~ 2/ shall
detenn1ne his Own l1I8thod of ClX'rntion in lIOOOItllishil1;J lIUch tasks as ll)ay
tJe assigned, 'lhe CbnsUlbUlt shall not be entitled to receIve any
oatpensnHon, cnmUseions or botlefits uther till1n those 8J1llreBsly ptuVided
in this AqL.:il.uIl8nt.
1IR1'IClS 11
lWIUW_JDWJJ1'mum'JlB
2.1 rm-il1;J the CollSUltlrq 'l'etm/ CollllUltnnt elll111 be avslloble ~
rnasonnble not.ice given by tilO I'rnsident of tile cnrpnny to assist tl1e
0:Inptny in on ndvisoty or speoinl assi9f11letlt coplloity in his areas or
mlpIlrtlse atd CJOIl1'l8tellCl! in radon testll1;J IUd radon redllotion thl.'l1Jgh
utilizatIon of his CcmooIMll\1tl1 of PennsylvanIa License tlo. I} (. .
CorJ.aUltant 8lloold tJe Ilwi1ablo at ll.'.nat teleplonica.lly dlldl1;J tilO
Consultil1;J 'l'erm to carry 001: tile duties I!l!Ia!gned by the President of the
COIpIny. 'ltlese o.msultant tlssignmen...s 011 be oatpll18at-.ecl by payment to
CorllIUltant:, OCl1I1IellOing Fobruary 1, 199a/ of a totnl ool1Sllltll19 foo of
$915,000.00 to tJe paid lOOllthly basEd upon a tota:J, not to emeed 9150 hOU.l."B
of consultil1;J services at I! mts ot $100.00 per hoor ord eadl IOOn\:J1
thereafter to aM lnoludil19 Jal1\UU}' 1, 1996. Consultant shoold be
responsible for IU1d pay any Il/d' all ellJletll!l6S necessary for hIm to carry-
out the pltpOSeS of this Consultil1;J lIqreemont.
2.2 It is Urderstood IU1d agreed by the OJns\lltant aM tile President of
the O:JIp\ny that the ~lth of Pennsylvania Radon 'l'est,l.ng am
Reduction IJ.ClllJlSe No. 9 [, is Rn integral part aM oonsidemtion for
the 1A1t'd109El by l'reside,nt of tile lA1sinesa ~ as Rellogg ElIVirol1l1l8l1l:al
services, Ino, fJ:'Q1\ tho Consultant. It is tile intention or t.he President
or the c..'arIJany to awly for Old ootain radOl1 testil1;J nnd radon reduction
Uoensil1;J in the n.."'MMElaltil of Pennsylvania in his OWII nnme witilin
twenty-foor (24) lOOlltilO h'01l January 1/ 1992. ,
2.3 It for any reason durinq tile twenty-sUe (26) montil period
cxmnenoil1;J on the date of tills hJreenent the radon testil19 Old radon
ndUotion license of tile Col1Sllltant is inpaired or terminated by the
awlicable licensing P.Jreall of the Caltoonwealtil of lmInsylvania, tilen any
and all future payments utder the toms of this }lgreement othetWise
payable by the Oalpmy to the Consultant shall tetminal:e atd the COIrpany
shall have no further ooligation to lMks lIUdl paYJOOllts to tile Consultant/
llJ:CCElPt/ h~er, if the inpairment or tetmlnation of the business is due
sOlely aId direot:ly to the actIons or inactions of WIlliams.
l\Rl'ICIE III
lUHDIml'l'J.'1W
3.1 Purim the t:.etm of tilis lIqreement:, CollSUltant agrees t-llOt he will
not ongage in l"8don testil1;J ani l'lldon ~llotion aotivities Uldm- \:JIG
CamlOJlW9alth of Pennsylvania Licenoo No. .'i!:!-, tlOr directly or itdirect:ly
8l1gage in, cpirat.e or partioipate in tho tMIOrShip, lMl1Sgement/
q>eration/ or control of or be on officer, agent/ coI\!IUltnnt, Illltlloyee,
partner, director or shareholder or hnve any lA1siness affilial:iOll
whatsoever with a P.1siness that COTpItes with the CalPIllY in any JMt\l'ler in
till! ooontillO of lbt;illn, armberlam, Perry, J\d1\Jl'(l, I1lncaster atd York in
thl! ~lth of Pennsylvanln.
3.:1 Upon termination of this h]t"eelOOnt for whatever reason,
Consultant agt"eO?S tilOt ConsUltant shall not directly or ir-.:lit1!Otly 8I1;JOqe
in, qJllrat.e, or partioipate in tho CMlemhip, l1It1nagement/ qxlratlollS or
control of, or be an officer, ngent/ consultant, E'1Tploye<il/ parl:ner,
direcl:or or shareholder of allY P.1siness thnt cnrpltes wIth the Ca1tlan~ in
allY lIII\l1l1er as described in this ^'.Il.e...lleJ1t in till! cnInt!eo, D1 lin,
Ollnberlam Perry, h\alm, lal\Cl1ster ani York in thl! CcmoollWllnlt I of
l'ennsYlvanla for a perIod or thb:ty-slx (36) lOOlltilS.
3.3 QlnsU1tant agrees ti18t tills tlOIl-cxJrpltition section is necessary
to protect the C01pIny's P.Js1ness, which has been pl.l:'dlased fran tM
OJnsultant:, am ti18t: any violation of this soot:ion will result: in
irreparable harm \'.0 the CUlpUly. In the event that tile QlJ\sU1 tant
breaches this sect ion, the ~ shall be entItled to injunctive relief
in addition to any other remedies -legally Ilvallllble. 'lbls section Old the
ri9l1tS of tlI8 ~ hfllt'flin shall survive terminntion of thIs h'Jreement,
3.4 'lhe parties ngree that tile VIIl11e of this covenant lIOt to calpIte
aver til8 term shall be $129,000,00,
Nn'ICIB IV
~
4.1 'lhe O:;:'.SUltnnt shall not at anytime or in any lMl\ner, either
directly or imirectlYI dlvulge, disclose or amnuntcate tosny person,
tinn/ oorporation or otllor entity ill any manner w118tsoever an~~onnation
concernirq any IMtte.m affect:il1;J or relat.1l19 to the bu\J of tlI8
CQlpmy, inoludil1;J withoot limitation, any of its custaners, ~roduot:,
prioea, IMI\IlElr of cpn-ations or any other Information COIIC&11ling tlI8
k7.1siness of tho Ol1pI.ny, its plans/ pt"OQeSllles/ or other date withOOt
regard to whether all the nbave-steted matters wculd be deemed
oonfidential, material or intx>rtnnt. CQlpmy all:! tonsultant specifically
am IllCpresely stipllato that as between them, lllIch mattere are IMterial
am confidential 8rd lnlld serioosly affect the Bl'~S1\11 oondIlot of tlI8
b.1S1ness of the O:ll'pany IU1d tilO O:Jrpmy's good will. In the event tlI8
OJnsult:allt breaches. this section, tho -cmpnny shall be entitled, 8lOOng
other remedies, to injunctIve relief prd\1bitil1;J tlI8 COllllultant fran
disolOl!lirq lIUch J.nforlMtion. ProvIsions of this section Yhnll lIUrVive the
tenn1nntJ.on of thio flgrooment.
MrrcIF. V
~l1BWfA'1'1W OF 'lJUB ~l'
5.1 In addition to the termination of this hJ.""""li9l1t for the reasons
set: forth in Article IV hereillabove, the cnttJnny lUlly terminate this
h;lltWlltUll; for cause upon Consultant's failure o~ ref\Jsal to adequately
perfotlll the duties IISsigned to the QJl\SU1t:ant,
5.2 It is fUrtiler uMerstood ard 8greOO bebroen the Consultant atxl
cmpnny that the breadl of any of tho representatlons, wnrrnnti8fJ,
otlligaUons or duties of the Consultant as the seller of tilft assebJ of
Rellogq Dlvirot\l1llal\tal Services, 100. to Antpony Willill/lWl p.lrsuant to tlI8
Sale ot 1Issets 1Iqt'eel1leJlt dated .11- day of tyab 'oft/' 'r , 1991lUllY
also result in a reduotiOll oft cessation of, or cancellation of any alld
all payments urder this Consultil19 flgJ:eem!lnt all:! tile parties hereto henby
itv.:lOtp:>mte by reference all the t.enM, oonUtions, U1dert:8k1.n.Js atxl
obligations of the parties I!lOt forth in tho &lIe of Assets h"le..,llII\t atxl
inootp:>rate the SOlM by reference herein.
Ntl'ICIB VI
~
6.1 CQltlnny ani O:lnsllltnnt wders\:ard ard IIgt'eO that O:lnsult:nnt i.
wholly responsible ant liable for all taxes on mxrne he XllCOives p1nUAIlt
to this hj~"'Il8nt. l\rrj and aU illOOl\ll taxes or taxes of any nature lItlidl
are ~rect to ll8 paid by ())rlSUlt:nnt p.1l1lI.IAI1t to any fedorel, state or
local statutes are solely the O:lnsult:nnt's responsibility ant tile
Oonsultant hereby agrees to IndEllTalify IU1d hold hatmless tile cnrpany fran
any ardllll liabIlity therefor.
1IRJ.'ICU VII
lIlUYJR OF Qa'JIOJ
7.1 'lhe waivor by tile COlpBny of a breach of any prwision of thIs
I\qreeInent by the O:lt)llUltant shall not cplrnte or be oonstxucd as II waiver
of any BlIbseqtllmt breach by ti\fl Consultant. No WIIiver shall tJe valid
wlless in wrltil1;J W):/ signed by WI allthorbcd officer of tile CQTpIny.
1IRJ.'ICU VIlt
~~
8.1 'lhe itlValidity of any portion of tllis h.!t'*tlll8nt will not IU1d shall
not be deemed to affoot the validity of wIY other provision. In the event
tilllt any ptuVision of this A9~eetIm\t is held to be invalid, tlI8 parties
agree that the remainil1;J prwi/lliollll shall be deemed to be in 1\111 force
IU1d effect lIS if they had boon executed by both parties subsequent to the
expmgement of thQ invalid prwision.
Ml'ICJa IX
PlDlCE OF lHJ
9.1 It is the int..ention of the parties to this hjuMnent that this
7lql"8el1\lellt and the perfol:lMllC8 PJrsuant hereto IU1d all suits and speoial
plooee:Ungs urrler tilis 7lqt=ll8nt tJe CXJIlStrUed. in aooordanoe with Under
IU1d ptrs\l8llt to the laws of the u"lIlkJ1lW1lalth of PennsylvanIa am that/ in
ally action, p~~1I1;J or suit tilllt might be btnlght arisil1;J o.lt oft in
oonneotion Witil, or by reason of this hp:eement, the laws of tile
~lth of l'erlllBylvanla shall be 8wlicahle am shall govern to the
exolusion of the law of IIIly other fotunl, withoot regard to the
jurisdiction in which ally act:ioo or special plooeedirg lMY be instituted.
'!he partil!!S further IIgrefl that venue for PJEJlO6l!S of tilis 1vJ~"",'lel'\t shall
be t\Drb)rland Cc1.Inty/ I'arulSylvnnin.
lIRl'lCJ.B X
JIlJlFICM'lqf
10.1 'Ihis 1\oJl.6oo.rent repre&Wlts tile entire Agl""l8llt bebleen the
COIpIII)y ani the dmsult.ant, tlo nnlification of this h,Jreement i. valid
unless It i. ill writil19 am signed by tile purties hereto.
1II11'1CJB XI
NlfIQIlFHf
11.l Prior t.o rooeipt by c.orp;ulY nrd willlaJ1'8 of mdon licenses, this
llqreement is t\1lly aSfJi9fli,\ble by tilO c.kI1pany withoot. tile consent of
O:lt\SUltnnt ani shall inure to tile bonefit of any assignee or tlI81r leqa.l
sucoessor in lntertJllt of the carpany/ thereafter, this llqlOOhl8l\t IMY tJe
assigned by O::qlo.ny, ~t lIUch IISsigl'anent shall not. be IIffootive wit!\oot
the prior written consent of O:lIIsUltnnt, which oonsent will not tJe
wu:-easonnbly withheld, If amsultant ref\Jnes to ootlsent then hll shall
forfeit all rights to payments umer tilis h,lh',,,"\1l11t.
11.1.2 '111e OOllsultant reoognl?eB tilBl: this h]h'.!Il,lel'lt is personal to
the O:lI1sultant. and has been execut.ed with him based upon his individual
awnenhip of the WIIl....lWI9alth of Pennsylvania l.1oense No. f' which
permits radon testing and radon reduction in tile Cc:muonwealth. Based upon
the representations of the Consultant lIS t.o the personal nst.ure of his
licensure ani of the personal efforts to be IMde by the QJnsultant in the
radon testillg rod radon redllction efforts of the O:llpny/ it is agreed
that any assignrnent or I\tte\11lted lISSigranent by the O:ll1SUlt:nnt of his
CQmlorMealtll of Pennsylvanin L.1oense No. ?C and the duties theiO:lIIsUltnnt has wldertaken p.treUIl1\t to this lIqreement shall be null and
void ard shall permit tile C'alpBny to imoodlately texminate this )\o,jlonllll8l\t.
lIRl'lCJP. XII
BIIWIWlJJ
12.l 'llle titles to tile pnrngrnp,s of this llqrooment are solely for the
oonvenienoe of the parties ant shall not be Ulled to wcplaln, lIPdifY,
sinplifY or aid in the intsrpretation of the prwisions of this )\o,jh"'"Illt\\:.
1 IN Jf~ tilltJIII)Jy, the parties hove executed this lIqreement ti\is the
day of ~t1.JulL)' , 199.t.
M'IHn'1
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ri1Y
lBIilEA.RY -1f.lm
$:lOO, 000. 00
1~lrr4t.Jn:~, JUn;!,yJ.vnn1o
/ e.vl< rnrol-:iJtltL.!;..J..!l.lj /
tllA-l~
fa{ V1\l.IJH R1!n!:['..L, JII/lWIS /Itltilony l~llUBIM, an irdlvidlllll of
M.l.l1er's Gap Pond, -J.IeehnllCl!1bJf'\lr rennsylvntda, (the IllorrtMlr") horeby
pranises to pay to RellOl];l Errvironoonl:al aervioes, lno, of -1705 'rrincUlIl
Road MechanJ.csb.lt9, Ph, a rennsylvnnin oorporatlon, lIrd nlward It. KellO\l9
lIlY.l ~ !!l.P. Kellogg of Ill6 AntllOny Drive, lilldllln.1csbJrg, Ph 17055, ftO
their irit.erests mny IIflle8r (tile "Payro"), or oroer, in lawfll1 n'Oney of tho
UnitEd Stnt.es of t.merlcl1, I:}IEI principal mnn of 'l~ IlJJxlrorl 'Itnll3lU'Jl
1kI111U1l ($200,000.00) (the "prlnoipo1 B\Jl1\1I) without interest.
'lhe pl:"1noipal Slll1l shnl.l Po due nn::1 l'.'lyablo E1S CrJl1a,.ro I
(1) ~~it~ f'o!Jnlary 1/ 1992 lIlP each El1.1oc('!JrJivEl montil
thereafter dul'it\lJ ca10ndar yeor en:llll1 December 31/ 1992 tho Slll1l
of $3,500.00, for EI total of $30/500.001
(2) O:lIImencitY;J January 1/ 1993 lInd end I IT'Otltil tilot."8llfter dl.lri~
ca.len1ar year etY.! tl1;J lleOel1lOO1" 31 / 1993 Ule BUl1I of $'7 I 500.00/ for a
total of $90,000.001
(3) Colloollail1;J Jalluary 1/ 1994 ono pnyn'etlt of $5,500,00 due 011
that date and CXJ111\EIIlC1.I1;J Febnmry 1/ 199-1 Elm each suocessive
m:mth thereafter durltl9 ca1enclnr year onding Oocelrblr. 31/ 1994 the
sum of $3/500,00, for n total of $44/000.001 and
(4) Cal1ooncil1;J January 1/. 1995 Ilnd each lIUccessivEI month
t}lereafl:er end1ng endi~ Soptamber 30/. 1995 tile sum of $3/500.00
am on Oot:OOer 1, 1995 0110 poyment In tile nmount of $4/050.00/ for
a total of $35,550,00,
'lhil9 Note may be prepoid in whole or in part at MY t:1nlO and frcn
tilM to time. I'nyments hereurdar Blk111 lxl Jr\1da c/o F.dwnn1 "'" Y.allogg,
4705 'l'ritxlle F.oo(], Medlilnic!ilb.m]/ l'elulSylvania l7055 or nt sudl ol:.her
location as I:.ha holder of Ul1a Note llO"\Y designata to the J30rt"CJWl!r,
'l\1e ocx::uttence of any of the follCMlI~ evenl:!l shall constitllto an
"Event of Defaultltc
(1) FilllurG of llon-ow-or to pay any aJOO\lnt paynble hNlIl!llder
wH:hin f iftt1en (15) P.JaJJlecm days of when due 1
(2) Fnilure of IlortTMe.r to obser:vo AId par.t:01,,,. E)ny ~el\nnl: or
agreemont contaitlEXl in tllEl h}t"OC'lOOl\t dlll:ed ~"f,"h.t.:'J-;-l5.'1'-
III1'Otl9 the parties.
tlpon th,e oxurrono3 of All "Event of lJofElult" I t110 Pilyeo, lMY I!lt
his cption deolnrm tile entire h."\lnnce of prilY.lilXll of this Note \:0 be
~
COMMONWEALTH OF PENNSYLVANIA
DEPARTMENT OF ENVIRONMENTAL RESOURCES
Bure~u of ~adiotiQn Proteotion
Post Offioo Box 8469
lIarriRbuJ'9, P^ 17105-8469
soptember 22/ 1993
(717) 783-3594
J1trt:i f ~1Il11 ",u.
Hr. James ^, Williams
Williams, Ino. LlBA/KellQgg EnvIronmental
Servioes
4705 Trindle Road
Heohnniosburq, PA 17066
Dear Mr. Williamsl
The oertified IndividllOl testing and mitigation agreement
we have on file between Hr. Edward Kellog9 and YQurself, is no longer
valid. Mr. Kellogg's testing nnd mitigation oertifioatlons
were not ~enewed nnd expired on July 19, 1993.
Your firm was required to notify us of the loss of your
oertified individunl within five doys as speoified in 25 PA. Code Ch.
240/ 8 240.102(b). And, most importantly, as speoified in 25 Pa.
Code ch. 240 8 240,102(b) until YOll SUPPlY our Department with a
oertirJ.ed testing and mitigation ogreement between yourself and a
oertified testIng and mitigation individual, your oertifioation for
both testing and mItigation have lapsed nnd are voId. You must
I;herefore J._ed~8tely--oJl.WUl 011 radon testing and mitigation
aotlvities until your new oertified individual agreement is
aoknowledged in writing as being reoeived and acoepted by our
Department.
Please submit your new certified testing and mitigation
indIvidual agreement to our Depnrtment within /I days and use the
enolo~ed nt a minimum guidelines to ensure that your agreement will
meet nIl requirements.
Shoul~ you hove further qllestions or oonoerns please
oontaot me.
Sincerely,
"";..u--. ~
Klll1ey H. IInney
Radintion lIe81th Physioist
Radon DIvisIon
An Eqll~l OpporlllnllV/Afllrmnllvn Anlloll Emplover
OAROASZ EXCAVATING, INC.
P,O. SOl( 14e · Ptullp.burs, FA lee66
(fj 14) 042.7281
FAX (814) S4~.7281S
07l.1nl ll, 19U
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8UIJIOTl Le~t.~ lOt Introduction
D.,r Pro,pto~!v. Cu"tom~rl
~.r9". rK~.v.tin9 rn~. I, In '~oavnhlh' . ~.~rol.u.
In.hUIUljIn t'l:'mplny 1IlVOlV.~ in 1111 ti,lde rallU,n, to th.
petroleum Indulhry,
w. hay' In O~t' '",ployment: prQt...1Qnu~ D. r.. R, C~J(TU'nD X"'T~LU:I".
We 'ho 'lII,lIOY N'ortuhmftl. in III tt-lItlU cf th. crlOnetruoUon
IMu,bi...
Qut:' crndtnthh an primarilY In th' ptt:ro1e', 'o1IJUlt:r,r. 10 ,ly.
,u.t a lew fxampl.., Wft hll\fb oompUted thl'l lo'Clh'I':' Qf InrOI( ""U1)'
no futl hnk., ClOlllpUtllld e major r.mol:!oh, (~.... .1 contc,t:tcS 01 not
9"ly the rftNO"ll Ind Inlt~ll.tloh 101 the tahk~, bub '1.0 prl~'
invol"ld) a. well.. d18p'ens.ra I canQPY in~t*ll.t:!on, On' 10 t~1
~'ior t.mod.le Ilutnt:1on.d w. have ILia totaUy Ir'llonltrush the
build I",. . AU ot the lnention.1:! Upecte of !fork haye bUn
oo~.l.t'd in the 1.lt 1~ month..
At thI. Hili' :t "oul~ 4I1,CI Uk' to mentiun tIIl't ". work vln 01D..lr
If!~h and hi'" . lupnb bul1t1ln ulaUon.h p with all tnvlronmenU
oOlll,any.
(J'~y,,, fllCoaVlIUnCJ 1M. hi '" oQnl01lntloll0 eOlllpany oonoarn.4 with
l\1a~ nl "'-"Vloa to till cu.tomllt II U prlol:!l:y,
r have attaohld * li.t of my .Itl.rlnd oUAtom,r.. Allo Ineluded 1.
· OQPY ot our company" c,rtlr.ioatlon dooument. Whln ~ou l~' In
nld ot lIlorll'l lhtOt1nIHcn pl.... '1iv. cut' company a "'U at the
h1U1W6t' lilted,
~t','e~'u'ly tUbmltt,d,
Dlv~~ t, QOt7~.K
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. , .,' ,'" ' II '. ~ ~ ""II ';jVt, .I. J. IN :.,.... r ,:. -,
i OAJU1ASZ EXCAVATING, INO. ~:S~,...tI\
/ P,O. SOl< 146 . PhlllpsburgJ FA 16866 ~'
(814) 842.7261
f'AX (814) 842.72815
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I.rr~..ur" 'A '7101
'U'~'OTI ,tO~O"l '771
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lilt 'oUowhlf it oUl' propoli1 for ulIovh, .u. 11.......\11
.~t.r. 11. 'eo. tb. .ubjlot .Lt.. ~. have vl*l'.. \,. .1'. 'I
r.v1,wII \b' 40oumlat. ~r'~lr.1 by H'lhtm ~.$.ol"",
1Jt.~lP~ Tbl bl.ar4ou. .l'l~l'l. &4'ft~&'1'. Oft '.11 't'.
wlllbt'rl.D?4 t,cllI th. nl" Aft' al..o.'~ .. 1ft eO'faa'ft'. , \~
IIbe Il 1114 ..A UIJUU,loft.. ThI" &cHvH:U. "111 "",1\1". ...
paeJtht tll' '11I111 qUllIl:lU", r\lllplal; 1114 IShpotU 01 '" "..,.
'uIl 0 1 .~. .o'o~ ell, WI.ova IDa dlnpo'll 0' 'b. lib..,.. lftl
lab ,.oklD9 lb. Jel .o~t.lftln~ b'll..t..
Th, Vft'.r9fOUft4 '~or'9i T.I1~ will bt W'.O~'~ '~4 Il1r 001'''..'''.
'011 will b. tl'b8per~.a \0 . 11eonio<< ,.11 \r"~'h\ ...111". A
UIT olotUn re,ort will bt oOlllpUhll III ...",hl. Itr ".. fJ{ Dllt
aull'llDt.. .
UW.lh...'ll<<.~lIr",b lD.uur.. ~lil helU40 40 IIr'. ""'1 ",,,,au..
plo,1I on..llh. Tbty aro hUIIU in the "'''1I1h9' 1"..,..\1'
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tt.ilij. ~~ '~ob oOlh. are iDOlu4ta Aa 'bit '1"".'1.
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a.ullIJollmut Oar,... ..,,"'tUn'll Uo. U "'A oil'UUU on
tioDtiiililo'i;-9UI' Cb" it nl. 'l'Ilh ulL'HUoau,.. oOY'''' \".
"'...vU ad flf'OUI 01 un \an"'. "hI' u'I'Ib!h blUr.lSou,
lIo"ah, oa,uU U.. h" ,.,hencu h'. lIvdu_u "'OD 1'.......\. ..
hay. ".'V.a our 100 VI' ~.~~. A~ 'hI ta.k 'br.. ,i.'. la' lav.
.....all"<< ."'''It .i... .imilat lo .'1. ,1t..
~. Thi. projoo~ would b. oompl",,, in on. w,.~. ZI ~bt
wOl'llli .utbori..<< to allOw COlplitloD in JUly', . SO, r.du.~l.a
allowlao. 1. otr.r'4.
IU...o.u.h IU!ub
'it. cl'I~.u~ . "191>>9 or a.l.rlalt .1000.00
'u.p, Trsa.,ortatioh Ind dl"o"l ,..t. 1iqul<< 1000.00
U'I' M'.ovll 111)00.00
Cle,ur' ""01'
'011 ",.oval 'oontlmiha~O~) 100 ton '.o.OO/~on
Alb..'ol a'.oval
Ol'ln .it. a.port
Mho. TutinO
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'.tal'" .ot~'lo.tion.
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July '-7, 1993
10. pnsaribo deaon~aminft~ion prooedurel
Now slIn.tt:."':od jars WOt'1ll u~l'.lc1 for eaoh sample.
11. RxrTa:~m~ft:l~o~:m~~~~! ::t:~tod."
l~, contJ:ols tnken to minimi~a risksl
Personnel experionced in environmontnl fimld work
worm on I\IJ. to,
13. ntaps takan to mitignte firOI
ft fira extinguisher wan roadily nvnilnble,
l~. Woo oontamination found in qroundwntor?
110 land occllred.
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,
l6, ~otivition relatod to romoval of oontaminated Boil.
tl/ ft
lG, ~otivltlQS rolntod to removnl
11 TEm't wna pumped empty
2 Tonk wno vonted by llse of
3 Tonk wns cut'open.
~ 'fnnk removed
17. ~otivitieB rolated to treatment,
diaposnl of regulnted Bubs~nnoosl
NjJ\
of hnlt(s) r
nil:'
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trnnl'.lpor~, s~oraq.,
10. ~ltornnto wntor oUpply providol'.lr
tlj J\
19. vontilntion nystom for buildingl
tljJ\
~O, Co/loJ.unionl
This tnnk did not londl no contnminntion wnD left 0"
tho Bito, Thero is not thront to the wntar nupply from thiR
tonk. . .
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M.t.\l..!l.I)m.qJ).t.lll.
1, Chllin of Custody for Boil testA
2, 'l'O!lt repol:'ts
3, I>armJ. till
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TtL:l11 lJ6 ~fi09
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JOHNSTON
SPECTr~^ ----
LABORArORIES
En~lronm"'n'QI Teslfntl,
wmll . /l11l I SOil
Romtz ~xnnvut!"g Inc,
G~O Oi"gnmnn Rand
orrtlll1nll, P/I 173\1:1
h'l".I.'Il! Hr:t. U,ndn Cont?
nF'ECrR/I II 59~"-1 to ~
CLlr."'l' I I Cel:l:yr>}JlJrg Colloqe
InTR I~FO I Dorm
DhTR SNiP~r.OI Jul ~l 1993
P/lTll Rf:ClnVl'mr .7111 20, 1903
O/l'fF: nr.ron'l'r:Il: Jul ~", 10!))
I\NALYTICAL nBrOll'!'
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rOSTEr" ~ ~L AS8(!r~lATES IN,:, t'~l~:~s T9 .;ELL~g.~ ~INlt(()NtlE:N'tA1J.
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S44Ud !ltd. tH tlUI "~IlJllet lill.\ h6 toletloJ6d H thl thitln'. Hullhs '\dd~fU III'
Pby,lcd! ~\ddtl'fJJt'HLi:.3.." lI,m" hhl,dlHht Tlnjlly.H9tu1~llhllllbH f6, 19U,
~-r1d r..ll11.'"'1J"ii'"jiUIoLy' bll~ll.d.,id' tmf' 'ifl:olJd'dhol'dy thHulUf'~h; tirlll ~JY'r("
the Ibdol \lU..., Slil. h\~JI bn rJUl'tH4Id by b1U61111"tt to I:hl 'Mill'" P"r,llld
^""rll" blt ~"Il tll. hllUrt 11" ~: "" ".IiI, I:ll , I Ql) ~. 011. lIoftditJl thtllUalt h d.~.
Btd, ehnll lnetudl all ell.lIr IIl~'dQllbll t6 thn \lotk of th. hdJ'1l1: 411d ,hlllt
b. QlI<lompelltold by ~ lIettttl~d .h'ek or 81d AOlld 111 '" dmount hdt 1... tha~ .1"
(10) petc.llt or th.. tHo! t:r1tu A.ld rUtI. pdylbllt tol tlla bOtnllNoTOW AP.~
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114fl\l&1 IIUt"$ lit 90 .1.~ taeh "~t~. thdH bbtdllltli *~\l^I'Abl cdplu 'It till
nr4wlntl nlld ProJ4ct Hdl1ul\l "'l" ^~. t.~pan.lbt. lor bbl:&llhlnt Add41~'
"Uttell11nl\ t., luch. S~pllrlh6 ~.,~11lI "lid Addltrld. IntllrntllHOII AU iYdlllbU
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lI~JltlP~tJ~T TO f1AMLQf..MliMlt..<-.llil.tl::.JlWiRJJ.rUn.Q.tLl\mL
]'tlD!l"!ltiDJl~T ~l.\1lm'..~U.1l'U1D....nOVtJMlUlJi.JLJ.U,l/.
MiD PROM1JJ.fJ.QJILHQ.\l'l!l DhrlmJAmll\RU.I__U...U,
'l'hlB I\mandment to tho nbovo o<lptionod I\gl'oomont dated
November 6, 1991 and rromlnnory Nol:o dntod Janllnry 1, 1992/ is mnde
thisCl~ day oE ~prJ_'=-_....._., 1993, OI\\on9 tho f.liqnatodofl to slIid
Agreomont dntod NOVomber Dr
1991 find PI:onlJ.E113ol:Y lIoto dnt-,ed
,
January' 1, 1992, to be oCrccl:J.ve COl' nJ.1 pllt'ponos an or
Jnnllnry 1/ 1993.
1. In oonsidor<lti'J11 of. lInCnvol'ob1o oconomic Enctol:'s OCCllIl:r.ing
nr.ter Novembor 0, 1991, and no\: within tho crJnb'ol oC (lny oC the
pnrtielil horeto, and J.n\:oncling t~o bo ll~gn.lly bound horeby, the
individunl and Cor.'pl1rnl:o s.l.'1IFlt:od.lW to tho flll.id 1\'1l:ooml1lnt dnted
Novomber 6, 1991 nllt! 011 pnt'l:iofl to tho 1'1:omissor.'y Note dated
Jonllnry 1, 1992, ngt'ee hot'rnby to adjUst: tho pnymont; tOl.'nl/J nnt!
I.'Odllce t-.he total pUl'ehnoq (>deo Bot COl'th in tho I\grooment c1nted
November 6, 1991 nnd in snid PromJ.nnor.'y Note dntod Jnnllnry 1, 1992/
to roflect tho following paymant nchodlllol
(a) 11arngr<lplw :LJ.J(tl) (2) (2) of. tho I\grooment and
Bubpnragr.ilph 2 oC tho ooJ.d l'l'om.!.flsor.y Iloto flhnll bo omonc1od and
replncod by tho follo~lil1gl
"con\moncJ.l1g on Jnl1l1i1r.y 1, 109J, (\lId oneil mOl1th thar.onrtlll:
duril1g thn yonr. ol1c1J.l1g lloconlllor. H, 1993, tho BlIm of '1'11 I H': r.: 'J.'/I0t)SMro
nVI!: IIUN[)IUm DOL[,TlllO ($3, rIOO. 00), fur n l;ol:t\.l of l"On'l'Y-'l'WO 'J.'1I0USANO
nOLLI\nS ($42,000.00) ,II
, .
",
, '
,~ '
(b) ~nrngraph ~.3.J U (2) (~) of thG Agreement nnd
Dubparagraph (~) of the snid Pt'olRissory Note shall bo amended and
replnoed by the followingr
'.
(~) comln<l1ncing on Janl\or.y 1, 1!l95/ nnd each sllooessive
month thl'lrei'.lft.:er ending 01\ Horch n, 199G, the Slim of
THREE THOUSl\ND FIVE IlUNDRED DOLLARS ($3,500.00) arId on
I
Apt'i1 20, 1996, 0110 payment in the amollnt of FOUR
TIlOUSAlID FU''l'Y DOr.I,ARS ($4,050.00) sholl be paid, for n
total of FIFTY-SIX 'l'/lOU81\11O F'IVE /lUNDRED !"IF'l'Y DOI,I,AIlS
($66/550.00) .
(c) This AmFlndment, will reduce tho bnlnllco of. the ~mrCh'lGO
price due Kellogg Environmantol sorvices, Ina" and/or. EdWard V,
.Kollogg and Mary E, Kellogg / pursuant to said ^groemont dated
t/ovolnber 5, 1!l91 and Promissol'Y Note dated Janunry 1, 1992, by the
total sum of 'l'WEN'l'Y-SEVEN 'l'IlOUSAND DOLLARS ($27,000,00) and
,
paragraph :2.:3. 3 (B) (2) aha 11 be deomed amanded heroby and reduced by
said nmount, Tho parties hereto agree that nll of the terms and
conditions of the Agreement doted November n, 1991/ and Promissory
Note dated Janunry 1, 1992, not omonded os heroin provided, shall
remain the saine.
2
, . . -: t'1 .: ~
. '
COHHONWI'll\M'1l 01' P~NNsYr.Vl\t1Il\
,
COUNTY 01' CJ..unbe..-kJ.ry::L
I
I /JII.
I
.'::::Hl~ f)pri I
ON TIlIB, tho ..!..L:.._ clElY 01: flfln..''r;h, 1993/ bl!lfo~o me, II Notary
PUblIo / tho l\lId(]r[\igll~ld uf. f,.lc'Jt", p/ll 1:11 0 rll.\ lly nppOOt',:H.! Mll'I^nn v.
'KELLOGG, known to 1110 (01' flnti,BI:,1cl:Ot,'l.1y provon) to PO tho person
whose nllmll ill ullbscdbed to tho within Inlltrumonl:, Ilnd nCK/loWledYII
that he Oxocllted tho SUII10 for the purpomos thorein oontninod.
IN WITN~Sa WIlBRBOF/ I hove horollnto,sot my hond and offioinl
seal,
,
~ ~ (} CI n a. ,-CJn l 'lJ;))
Notary Publio
My Comm lI~tfil.~~~~PIAlIIc
Cnmp 11111. Cumberland Counly
My COO1mliSlon f.xplin MItCh 1 t. 1896
----
COKMONWBl\LTIl 01' l'IlNNSYr.Vl\NIl\
COUNTY Oli' Cumber-Ia.net
~ n~ ' AtJr-,L
ON TillS, tho LL-. tiny of Mll'n:h, .t993, ber.OI:o mo, 1.1 t1ot:nl'y
Sll.
Pllblio, the undors J.gl\r.!tI of I: lco/;' / per!lonn lly apponred JAMl':S A,
WILLIAMS/ known to 1110 (or ontlal:notorlly proven) to bo the parson
whoso name is subscrlbod to tho wit.hln illstrllmont:, and ncknowledg19
that he oxeouted tho soma for tho pllrposos therein contained.
IN WITNBSS WllsnBOF, I have herellnto Bot my hnnd and ol:flclnl
Beal.
.
\~ O. '-~)
Not:nry l'ub110
My Com ireSl
NO rAll/Al $fAl
I<ATtILHN A. MVIS. NoI'~ PUOllc
Cnmp lilli, CllmllllrlNII! C~unly
MYComml$SlnnF~r,I,,,~ u.,,.... tl .MIl
" ". ,", "
oO . .. ,I
COMHONWIlAM'lI or l'IlNNSYJ,Vl\NIl\
COUNTY or CuIflOer \ O..nd...
I
I BIl.
I
. ..:J nd Q til
ON TJlIS / the ..k'L_ dny of ~, l!l!lJ, betorD me / 1\ llotary
P,llbJ,io/ the llnder.signed off icor / porsona lly appeared MMY E.
'KEJ,LOGG/ known to mo (or Ilatisfactor.ily proven) to be the person
whoso nome j.s subscribed to the within i/lstrllmont/ and acknowledge
that ho eXeouted the same for tho purposes thereIn contained,
IN WITNESS WIlEREOF/ I have IHll'Ollllt:.p aot my hand LInd off.loial
Boal.
,
'--\''O~~ ~ 0 1) G~ l ~) .
Notary I'llblic
.--
COMHONWtlALTR or PlllNNSYLVANIl\
COUNTY or c..u1Y\~~c\
Ian.! t~1
My Com MTflah,. . PIAlIIe
Camp HIli, Cumberland oulll,
My Commission Exp~es March II. IBM
I
I 1919.
I
ON THIS; tho ~ dLlY of ~I/ 199J, before me, a Nol:ary
pUblio, tho undersign~d officor, personLllly appeared KELLOGG
ENVlnOlffiENTAL SERVICES, INC., by EDWARD V. KELLOGG, Prellident,and
Mary E. Kellogg, seor.otary / known to mo (or satiSfaotorily proven)
to be the person whose /lame is sUbsoribQd to the within Instr~lment,
and acknoWledge that he oxocuted tho SLllne for tho pllrposes thereIn
oontained,
seal.
IN WITNflSD WII!lR!lOr, I hl.lve hlll"Ounto Got my hnncl and officJ.lll
....~a .--l)lll ~
Notary Public
My
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'.'10", 1110., '!JOO...oa
oouoa'IOI 10 'IOIfI WILLIIIII,
1110.,
'1.1.'lff.,..'1'lo..~.
II .... COOl O. Cloa. 'r.1U
COIII..LAID COUII'II, ....,IL...I.
v.
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01011II1101I ..1CD.l LUOIaIOaII',
1110., ... 170111f.1OI
LllOIlalOal", 110.,
Dlf.....'.,...,.....,.
CIVIL ACTXOI - IQUI'Y
JOY '.IAL DIMAlDID
."1'10. .0. ...LIKI...Y I.JUKCTIO.
&lID IIOW, COllI. the Plaintirt./p.titionen, J.... Anthony
Willi..., individu.lly, .nd R.al E.tate Environ..ntal s.rvic..,
Inc., by and throuqh th.ir attorney., CONNELLY, alID . SPAn" by
John r. Lyon., '.quire, .nd re.plotfully Pltition. the Court tor.
Pr.li.in....y Injunotion pur.u.nt to Pa.R.C.P. 1~31, .nd repr..ent.
.nd .ver. .. follow.,
1. Th. p.titioner. ....., Jam.. Anthony willi..., .n .dult
individual, R.al I.tate Invlron..ntal s.rvic.., Inc., .
..nn.ylv.ni. lu.in... corpor.tion and .uccI..or corpor.tion to Tony
wUU..., Inc., '11th bu. in... .ddr..... of P.O. lox 1921, Iflw
Kinv.town, cuaberl.nd county, Plnn.ylv.ni. 17072.
2. a..pond.nt., Idw.rd V. I<IllQ99 .nd M.ry I.'. K.ll0Cl9, .r.
.dult individu.l. who.. l..t known .ddrl.. i. 816 Anthony Driv.,
M.ch.nic.burq, CUlllberl.nd county, Plnn.ylvanla 170~5.
, " ..". . '.,.
"
.'
.
3. a..pond.nt, K.llogV Invironm.ntal s.rvic.., Inc., i. a
..nn.ylvania Buain.a. corporation, with it. la.t known regiatered
offioe located at 4705 I..t Trindl. Road, Mechanicaburg, cu.berland
county, '.nn.ylvania 17055.
4. ae.pondent, John.ton spectra Laboratoriea, Inc.
(h.r.inafter ref.rnd to a. "John. ton sp.ctra Lab."), b a
..nn.ylvania Bulin... corporation who.. lIat known budn... addn..
i. 4705 ...t Trindle Road, Mechanio.burg, cu.berland county,
'.nn.ylvania.
5. ae.pond.nt, John.ton Laboratori.a, Inc., (hereinaft.r
r.t.rX'ed to a. "Johnaton Laba") b a 'ennaylnnia ludnea.
corpoX'ation who.. la.t known r.giatered addre.. in .enn.ylvania i.
4705 .ut TX'indla Road, Mechanic.burg, cumb.rland county,
'Inn.ylvania.
6. 'etitionaX'. believe, and th.r.tore av.r, that It.apond.nt.
John.ton Spaotra Lab. and John.ton Lab. an .oldy or partially
owned by Ita.pondant. K.llOVV, aither individually or jointlY.
7. Al ternati vely, .eti tionen beli.v. and thn.tor. aver
that al.pond.nt, Idward V. 1(1 11 og9 , i. an e.ploye., otUcer,
direotor, avant, con.ultant, aharaholder, manaver or diract.,
control. or ..nave. tha oparation. ot ae.pondent., John.ton spactra
Lab. and John.ton Lab..
I. On or about Nova.bar 8, 1991, Petition.ra and a..pendant.
anterad into a writtan Avral.ant antitlad sala of A..at., Non-
co.p.tition and XndeS'endent Contraotor Agreement end other writ!...
,
lncludinv an Ind.p.nd.nt contr.ctor AVr....nt and Int.rl.c.
AVr....nt (h.reinaft.r r.ferred to .. "Written Avr....nt.", copi..
of which ar. .tt.ch.d h.r.to .nd incorporat.d by r.fer.no. th.r.to
.nd .ark.d .. Ixhibit. "A" throuqh "C").
t. Und.r the t.ra. of the writt.n A9r....nt., p.tition.r.
w.r. to purch... .nd R..pond.nt. w.r. to ..11, 1ntJE &111, .11 of
the ....t., tanqibl. .nd intanqibl., u..d .xclue1v.ly by the
It..pond.nt., budn... known sa 1(.11099 Environm.ntal s.rvic.., Inc.
and p.rtaininq to the providinq of r..id.nti.l radon t..tinq .nd
r.don r...di.tion ..rvic...
10. Th. ..1. .nd purah... of ....t. inolud.d .11 .uch ....t.
.nd 900dwill r.l.t.d to the .ntir. bU. in... activity of providin9
r..id.ntial r.al ..t.t. w.t.r .ampl. pick-up and wat.r .nd airborn.
r.don t..t1nq.
11. In addition to the ....ta inoludin9 900dwill of the
bu.in... known a. 1(.11099 Environm.ntal s.rvic.., Ino.,
a..pond.nt., .ith.r individually or on their own b.half or on
behalf of the corporat. It..pond.nt., which th.y dir.at.d, own.d,
.ana9.d .nd/or controll.d, dir.otly or indir.ctly, warr.nt.d,
oovan.nt .nd .qr..d a. folloWAI "Edward V. 1(.11099 and Mary I.P.
1(.11099, jointly and ..v.rally, .nd .. l(ell099" .har.hold.r. and
own.r. of all the i..u.d and out.tanding .took of l(ell099 .nd
K.l1099 Inviron..nt.l s.rvic.., Inc., the R.ll.r h.r.in, will not
for a p.riod of on. (1) y.ar from the date of final payment hlr.of
in the counti.. ot Dauphin, cumb.rland, Perry, Ada.., Lana..tar and
.
YOl'k, 'ann.y1vania, without prior: written con..nt of Willia.lI,
cUl'eotly 01' indi .ectly an,a,a or participata in any buelna..
involvinv I'ador, ta.tin, and ndon uduction, al '1'1 individual
pl'opl'iator, a.ployaa, con.ultant, partn.r, .hanhold.r:, diractol' or
the lika, providad howavar, that Idward V. Kallo" and M.I'Y I.P.
lel109' .ay be .01aly a.ploy.d by a f.d.ral, .tat. or local a,ancy
in .uch bu.in....
12. Tha writtan Aqr....nt. furth.r provide .. follow., "It
i. furth.r .pacifically acknowladg.d that a n..dy at law for
breach of the for.goin9 warnnty will b. in.dequata and th.t
willi..a, in .ddition to oth.r r.li.f availabl. to Willia.., will
be antitlad to ta.porary and p.r.an.nt injunctiv. raliaf without
tha nac..elty of pl'ovin, actual dama9'.'"
13. In adcUtion, la.pond.nt, Edward V. K.llo99, individually,
undar the tar.. of tha Ind.p.nd.nt Contractor A,raament, provida.
in Articl. 3, paravraph. 3.1 throuqh 3.3 a. fOllow.,
3.1 Durin., the tan of thia Aqu.m.nt, eon.ultant a,n..
that h. will not .n9ava in radon t..tin, and radon
raduction activitiaa undar tha eOllllllonwaalth Plnn.ylvania
Lican.a nUllbaI' 96, nor dir.ctly or indir.otly an.,a9. in,
oparata or participat. in the owner.hip, .anava.ant,
oparation or control of b. and offic.r, avant,
con,ultant, ..ploy.., partn.r, direotor or .h.raholdar 01'
hava any bu.lna.. affiliation what.o.v.r with a bu.ina..
that co.pate. with the co.pany in any .anner in the
countia. of Dauphin, eu.barland, '.rry, Ada.., Lanoa.t.1'
and York in tha co..onw.alth of f.nn.ylvania.
3.2 upon tanination of thi. Agu...nt for what.var
rea.on eon.ultant avu.. that eon.ultant .haU not
dir.ctiy 01' indiractly an,a,a in, oparata, or partioipate
in the own.r.hip, .anaga..nt, op.ration. or control Of,
or be an Officer, a,ant, con.ultant, amploy.a, partnar or
,
.h....holcln of .ny budna.. th.t comp.t.. with the
qo.p.ny in any ..nn'~ a. da.c~ibad in thi. Ai~a...nt in
the Clounti.. of Dauphin, cumb.rland, pnry, Ada..,
Lanca.t.~ ancl Yo~k in the COJlJlonwaalth of 'ann.ylvania
fo~ a p.~iocl of thirty-.ix (36) month..
3.3 Con.ultant av~... th.t the non-comp.tition ..ction
i. n.Cl....~y to p~ot.ct tha company" bu. in... which h..
be.n purcha..d froa tha con.ult.nt, .nd that any
violation of thh ..ction will r..ult: in i~rep.r.bl. hant
to the co.pany. In tha ,.v.nt that tha con.ult:ant
br..ch.. thi. ..ction, tha Company .hall b. antitl.d to
injunctiva r.Uaf in addition to any othar remadh.
lavally .vailabla. Thi. .aotion and the ~i9ht. of tha
company h.r.in .hall .urviva tarmination of thi.
Air....nt.
U. p.tition.ra belbv., and tharefore av.~/ that .a.pond.nt.
have violat'd th.i~ Cov.nant. not to comp.ta by p.rfontinv
r.dd.ntial ~.don ta.tinv and radon remediation .a~vice. in the
countia. of D.uphin, Cumb.rl.nd, P.r~y/ Ada.., Lanc..t.r .ncl York,
which Violation. and br.ach.. ar. mora .p.cifically ..t fo~th in
the copy of the compl.int which wa. filad by P.tition.~. a9ain.t
...poncl.nt. .ncl which i. inco~porat.d h.rain by rat.r.nc. th.rato.
(A copy of .aid complaint i. attach.d harato a. Exhibit "0").
15. laicl violation. of their writtan cov.nant. not to Co.p.ta
by ...pond.nte have includad biddinq tor radon ram..Uation work
within the pro.crib.d a~.a., parto~minq radon and wat.r potability
.a.Pl. pick-up ..rvica., and othar prohibit.d activiti...
16. p.tition.ra have .uttared and will continua to .uff.r
i..adiate and irreparable inju~y incapabl. of comp.n.ation by
da.aVa., a. a r..ult ot ...pond.nt., violation of thair writt.n
cov.nant. not to co.pat. a. .at forth in the va~iou. Writt.n
Aqr....nt..
"
17. Th. pnU.iner:y injunoUv. nU., b n.o....ry to pnv.nt
future and ongoing injury.
11. P.tition.r.' r...dy .t l.w ia inadequate and i.
.paoifioally provid.d for in the Writt.n Agr.em.nt..
1.. p.tition.r. pri.a faoia right to preliminary injunotiv.
r.li.f i. cl.ar and the R..pond.nt. conduct i. violative of the
r..trictiv. oov.n.nt. oau.inq the P.tition.r.' lo.. of bu. in... and
qooc1will.
.....'011, Petitioner. reque.t thi. Honorable Court to i..ue
a Pr.liainary Injunotion .njoining Re.pondent. from the followinql
a. Inqaging in any bu.ine.. aotivity, whether directly 01'
indireotly, involving the rendering of re.idential radon te.ting
and radon r..ediation inoludinq, but not limit.d to, radon te.tinq
and radon raduotion, w.ter .nd .eptio .yetem c.rtifioation., home
in.paoUon., .nviron.ental aUdita, termite in.p.cUon.,
oontraotinq, includinq p.inting, maintenance, concrete .lab. and
.l.ctrical .ump-pit/.ump-pump in.tallaUon repair, ..be.to.
r.movll, ha.ardou. wa.t. remadiation and tank .upport ..rvio.. and
radon t..tinq .a.ple piok-up and water potability .a.pl. pick-up in
the Count i.. of Dauphin, cumberland, Perry, Ada.I, L.nca.tar and
York, p.nn.ylvania,
b. Inter an Ord.r dir.oting the filing of I Injunotiv. lond
in an a.ount to b. d.terminad al appropriate by the Court purluant
to pa.R.c.p. 1531 at. ..q.,
o. Pro. di.paraqinq and intntninq with tha goodwill of the
"
o..,rrrcal. or .lIvro.
I, Johl') P. Lyon., '.quire, ot Connelly, ".iel, . 'pael.,
attornay. for Plaintitf., h.reby oartity that I have on the elata
.hown below, .erveel a oopy ot the tore90in9 Petition for
pr.U.inary Injunction to the tollowin9 individuah anel in the
.annar inelicated balowl
c..,rrrID MAIL - ..,va. ..011IT .lgUI.TID, 10.Taol laID
David R. Oet., I.quire
Wix, Wanger . W.idner
508 N. 2nd stre.t
Harri.bur9 PA 17101
John P. Kin9, I.quire
600 North S.oond street
Harri.bur9, PA 17101
,.......
Datel ;J - (., - 7\
I
BYI
J 1'1 P. Lyon., I. ra
to~nay for plai tift
~~112 Walnut street
P.O. Box ll63
Harri.bur9, PA 17101
(717) 238-4776
(717) 231-4793 Telecopiar
D.e. I 23159
"
"
17
..
,.,I_JQ&"!O.
Date I
1/07.... Ant:hony William., pre.ident: of Real ..t.t.
Invironaent.l servic.., Inc., bein9 authori.ed t:o .ake .uch
v.rific.tion, do hereby v.rify that the .tatement. .ade 1n thi.
Pl.adinv are true .nd correot. I under.tand that fal.e atate.ant.
hare in ara ..da .ubject to the penaltioa of 18 Pa.c.s. S.ction
4'04, ralatinv to un.worn fal.ifioation to authoritia..
Real l.tah Environmantal Sarvice.,
Ino. '. . /)
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lW.lt l>>' 1\.'1lJltlB, IQHUMU'l'l'lOI
MDJmmtJD-l' aJf11W!1tIl J-u"..-f
'DUB 1'u......""'Nr is ITAde os of ~~...w..~:.e , 1991/ tJetween
Y,elllXJlJ DlVlt.........lal BGrvioes, 1m. of 4705 TrftiTIe Rood, Hechnnicsburg,
PA (lJ(ellOCN" or "Seller") am JOIII!8 l\I1UQJy WU1.1.ons, on imividual of
MIller Gap Road, HedWlicsburg, P^ ("willilllM" or: "ll1yer") IU~ Wwnr:d lit.
JlAl10W am Mtty l'l.P. r.allCXJ9 of 816 Anthony Drive, HedvlnlcsWrq, P^
170!5!l, BQ1\IItil1lllS referred to BS "RellOW" or "Seller", jointly 8m
severolly IU1d as wreholdere, oftioers IU1d Directors or RellOW
Environnerlt',lIl Sorvices, Inc.
Wl'lllmS~Ull 'Iho parties hereto, int:.erding to be legelly bound
hereby IIgree to the follCMll1;J tern'6 IU1d oorditiOtlSI
1IRl'Icrn I
llfJUl!:lB 'II;) .1iLI!J~WfJFm LlHl'1m'IOOS
1.1. . SUbject to tile \:ems atd co~i.tiOt1ll of tills
Agreell13nt, I<ellotJ"J will oonvey, tntlSfer IISsilJll, sell atd deliver to
WilliMl!l at ClOl91l1g/ by bill of Bltle, ;;JOl:'SEllOO!lt/ l'.IS8ilJlllllElt\t, or other
1IJ1PJ:'Ctlrlat.e lnsl:ttlnl8nts, free BI~ olear of nll liens, olei.nIB or
8IlCUI1'brnllCElS/ om WlllilllM will p.1rdlOl38 all of RellO'iJ'iJ's right/ title IU1d
interest in the follCMiI1;J tal1;Jihle t1rd intnnqihle BSsebl USEd Illrolusively
in oonnection with the P.1siness l<nCMn os Kef!oqg EnvIronmental services,
100, / Mechanlcsburg, l'etIlIsylvnnitl. NotwJ.thstlUldil1;J anythil19 to tlI8
COlltrnry herein COllta1ned in tilis h"l...eMel'll:, it is umemtood Brd Dgreed
bel:ween tile parties tllOt all t'al19l.ble Bt)1 inta>>gible assets hereInafter
described to be p.1rd1OBed by 9Jyer fran Seller Bt)1 any IU1d nll duti~ IU1d
obligations to be undert.nkenby J).lye.r os part of tlle transactions
oontenplated by the parties hereto relate IICllely to tlle mdon testlm nn1
radon reduction, water Old ceptio c,stem cart1flcatiOl\S, hane inspectIons,
environmental audit, l:etmib! Inspeat:ioos, cotltract:im, lnoluc:!il19 paint:il1g,
maintenance / oonoreto slabs ard electricnl, IIIII1'p-pil:/sunp pID\l)
inst:allatiOll ard repair, IlsbestOl9 l'eI1'CV8l, hazanloos waste remedIation
om tank IJUAlOrt sorvloes (hereinafter "mdon t:estil1;J BId mdon
redUction") P.1s1ness of Seller which curreJltly cpll:'l1tes as 0 division of
Rellogg Enviroranental servioos, Inc.
1.1.1 Madlil1Gry ant eq\lipoont os follCMlI
1. 19B!! Ford VlUI (85(000 milp.s)
2. Jl.MiJo llL\J11Mr Dr111 (1990)
3. Bleck & Oeok.er MndlO llL\J11Mr Drill 500
4. 1/2 indIllole Shcotere
Drills 150 (new) (3)
5. Miscellaneous Bits and I\l:l:lldmlllnts
6. laddem
7, Desks IU1d dlOire
$ 3,000,00
1300.00
300.00
:200.00
100.00
100.00
!lOO.Oll
o. Shw llootil 200.00
9, Suboorgible Water l\In1J with /lose 200.00
. 10, lIolo/loq M.llwaky " 250.00 .
11. Flashlights (3) I C8IllOnll a'~ Electrical ChEl<Jlwrs (2) 60.00
12, '1'00113 - Sawsl knivesl lJrop Lightsl am ExtensiOll C.orda 200.00
13. RIOOllfJ (2) - lInswsrlng I~clune 100.00
14. TnIinincJ Material 100.00
15, 19B!! Chevrolot Wagon 500.00
16, 19BO Pontiao BOO.OO
17, Sales Materials - Fee SdIedu1es 100.00
lB, septio System, Probesl SIIOJ<e Wrendlesl Pyesl etc. 60.00
19. o.t"iJ8ll.io Vapor Analyzer ~.000.00
~l $10/650,00
1.1.2 Invont.ory OOMistir-g of' fans, fittings, plpes, pipe fittil19"/
radon teat kits, and water test kits, as sot fortJl on II Bchedlue \:Q be
initialed by Seller IU1d 9.lyer at closlrq,
1.1.3 All mIlrketilYJ BId distrib.atlon infollMtlon/ inoludll19 but not
limitEd to custaner liflts/ distrib.ator lists, lMjor vendor lists, product
litetllture end suwlier contacts.
1.1.4 All lMint.enanoe IiUWlies, spare parts am otiler lIUcll miscellaneous
iteJ1'6 of penIOnal Pl'qJerty,
1.1.6 All p.Irchase ordGrB/ rights to l7J.rclll1S8 obligations Put not allY
outstnOOirlg rilliqations t'.hereof.
1.1.6 All inlIUrances, telelilOl18 l\lIIl'bers IU1d the like.
1.1. 7 All trade t\Blll!ls I logoa I prodlll.'1: t\Blll!ls, trademarks, trademark
awlications, and patents or patent awlications, foreign or U.S,
l.1.B AU rights and intel'eSt in tile t\Blll!l "Rellogg EnvIronmental
services" ard any dorivotion thereof.
1.1.9 All ~ratil1;J business data/ clilOt1t lists, recorda and infal1Mtloll
and realtor contaat lists relatil19 to nativities noted in l'aragralil 1.1
above,
1.1.10 All licensincJ agl:'E!(41\llnts, including wt not limited to, radon
testil1g aOO rndon reduction, whether as licensee .or licensor, IU1d whother
in tile name of the seller or any eJI1)loyee .of Seller wile, lIS part of this
h".dJnont receiVM a consultil1;J .or independent contractor a\ll...ll,Iont:.
1. 2 L1.!lhll1tv r.i..ItatJ.m. Notllil1;J herein oontained will operIlte IlS an
asB\lll\)t:ion by WillialTB of any liabilities of I<IiIllogg knCMl or unknc7.m
except t'.hose liabilities am obligations ellpressly OI3sumed by WllliMlll
under the \:ems .of thiB Agreement. Provided, hCMUVer, tilat recall. by
cus\:Qners ("call-backs") in tile llI1nInt of $300.00 or less per cnll-blIcluJ,
with Il maxil1'AllTl ~t of all call-bocks not to exceed $3,000.00, will be
!\ssumud by Willill/lWl. Any bal!\liOes .or annmts for ClIll-bocks in llXOlIS. .of
;>.
Vile. olJove IIIlUJlIts will be the UI\lUl<Jlnl l~lI51bllit.y ()f Kellogg, who
w 11 mnl<.e payn~llt: to WllllnlOO withIn thirty (30) days of t"llalipt of 1I
written notice fran WillilUM, .
, , .
1.3 Im-.It:bd I'ctivtt;J...Lof.~w:.. with reqnrd to envltotlloollt:al audits/
hazardoos WllSte x-emediat:1on BOO tank SlJRlOrt services after lJecelnber 31,
1992/ RelllX1J IMY erJ1age in tilOse activities only to tjlO extent tllilL ll1yer
is not actively involved therein. lIctive involvemellt is deClned to mean
that for C',.alenJar year beghulltY;J Janunry 1, 1992 and t\ldil1;J December 31,
1992 O-lyer's aotivit:1es In tilose areas ~t equal Qr exceed ten percent
(10\1 of his C}t"OSs inc:noo fran tilO P.1siness whidl he is p.1rdlBsilY;J under
this Agl<MOOtlt, or Rellogg will be pe~tted to erqago in those
ncHvitles, Kellogg's illvolvelOOJlt ill environmental audits, IlBzBrdous
wastel:lill1\Eldiation am tank BlJWOtt serviClils lIhall be subJeot to this
restriction 011 all annua). basis t!\Irll1;J the t:.otln of this lIqreemellt.
1IR1'ICIB :u
mI1ml~.llIK1J
~.1 ~1.tl1, 'lha closil1;J of this Agreement will take place at -=L__
,M. local time on or before Noveni:Jer 8 1991 ("Closil19 l)\te" or
ClosilY;J") at the officelJ of omnolly/ r<eld I; Spade, 108-112 Walnut
streett llarrisburg, Nnnsylvilnia 01.' on lIUch otiler date or at Bllch other
tiloo atdIor plnce as In<'1Y be mutlJOlly agreed Ilpon in wr.1tirq by Kellogg IU1d
Wlll10lmI P.1t the effective dato of this tranSDction will be Janllary 1/
1992 ("Effective ~t:e").
2.2 "...,.. T1tJ.g. on tile effective data/ ReUogg wlll sell 000 convey to
WilliM'S by awrct>riat:e bills of sale, etxlorsements, lISsignments Old other
il\Sttul1l8nte of t.rr.lnsfer ant oonveynnoe satisfactory in fonn to ooonBel for
Wlll1Bl1'6, all of the Transferred l\LIsets and wlllinroo will payor cause to
be paid a portion of the p..lrd\ilse price upon lIUch t:enrs am conditions as
defined by this l\rt:1ole.
:2. 3 ~...'nVJ.Jll11Q.,..DI'll....Int:>>I1Jlb~. 'Ihe p..Irchase
price for the tangible aId in\:n.ngible nssets of the Seller Includil19 tile
CXlqXll:8tion (transferred al'lsets) wIll be 'lhirty Eight 'lhousnld Fifty
($38,050.00) Oollam which sum will consIst of $2,500.00 for the inventory
of the Selter~ $10/550.00 for tilO ~ip1'tent of the Seller lIS set forth on
SchOOule . attachoo hereto, IU1d $25/000 for goodWill of tile Soller IU1d
os agreed the par.tllils.
2.3.1 ~Q.t,jb!LQ.liQJOIlt Not: to ~t.!t. 'lhe pllrdlBse prlOll
for the oovennnt: not to CUlplla of tile Sellor cotporntion nnd ite
itxlividual I!l1llU'ehQlderB, ~rd B. Rellogg an:1 Mary Pl.P. Kellow at
Parngt:tlrh 4.1.111 of tius Agreement will be Olle Il\lndred ~l\ty Nine
'11\ousnm ($129,000.00) D:llll\.rB lIS agt'eOO to by the parties,
2.3,2 1~--"""'" Q,&J!.tA!JJ,m;...:::-QDAl.ltant 1lqh"~l~t. Willill/lWl IIgt:lle!l to
pay to ~rd B. RollQ(];J the total S\II1l of Ninety six 'lhOllSntd ($96,000.00)
D:lllnre in nCCXlntnnOG with tOtlm hettlOf om the tlde~mellt: Contrnotor-
3
"
t~,1IlBllltant hJ~nt: nttnr;tloo herato ntiJ ~ refercl1l:0 herein llY.Xlrporated
aId to whid! tilO patties havo nqtt.If:ld,
, .
2.:i,3 (1\) WlllialT\fJ!MY set"'1)ff ~ 'lIUbtrtlotil1;J fran tile balnnce due fran
willillmlll to RollOl}:J / ally BIPlI1ts paid by WillilllT\fJ p.ll"llU8nt: to J'Bl1Iqmp,
8.6/ 1nclllJil1;J oot not limited to damages, penalties, intIJrest am
nttomeys' fees. In tilfl event KnllOl}] elects to def81d/ mt:her ti\Al1
settle or pay any olaim for which WilliBlM hns the right: to be
irdemnitied, th811 wi1:till.m!l shall have the fUrther right to witilhold
paYJlWlt of tilo litiqated olaim fron any MY:UIts due unJer tilo p.irdlllll8
price, untllllUch tinlo as 0 final jUdgment is rerdered in tho !Mt:t:er.
2,3.3(0) (1) Slim 1l1yable at Closil1;J In addition to tile dCMl payment of
$5,000.00 receipt of which is aclullMledqed by Seller at oloolllCJt "'ilUII/lWI
shall pay to l<'ellogg th" IIUJ1l of Fifty 'llloJsaM ($150/000.00) Dollars to be
IlWl1ed to the transferred IISfI8tS tJeil1;J p.ltd1Bsed 118 set fort!I in
l'nl:llqrapl :I, 3 hetlll ltll1bJve .
2,3.3(0) (2) 'lhe balance of tilo purdla/lO prioo of 'n/O Illlrdred Elqht
'!hOJlll.lnl FIfty ($208,050.00) Dollars shall llfiI paid by Willll\l1l!l to I<ellCW
to be ev idenoed by 0 Note in the 1U1'OOtIt: of ('1\'0 l/Urdred 'ltlO\llllUld
($200/000.00) 001181'8 in the fotm IlS IIttad18d hereto liS Exhibit ---1-,
payable montilly, amnenoirg February 1, 1992 118 follOWllI
(1) O:mnenoil1;J February 1, 1992 IU1d eadl suooessive month
thereaft:er durinq caleldar year 8ldltlCJ OooeIlblr 31, 1992 tilo sum
of $3,500.00/ for a total of $38,500.00/
(2) ~noil\lJ Jonunry 1/ 1993 ard eadl montil tilereaftor duril1;J
caiemar year 8ldil1;J PeoelrOOr 31 / 1993 the sum of $7,500.00, for II
total of $90,000,001
(3) O:mnenoin9 January 1/ 1994 one payment of $5/500,00 duo on
that date am CQ111Y.lllOil19 February 1, 1994 IIId eadl B\1l:lC8ssive
lInlth thereaftsr eJul'll19 calelxlnr year mdll1;J Oeoenlber 31/ 1994 the
I!IUI1I of $3/1500.00, for 1\ total of $44/000.00/ IU1d
(4) CammIoil19 JlU1UL\ry 1, 1995 and ClaC'h successive month
thereafter erA1tJg eldblCJ September 30, 1995 tile sum of $3,1500.00
Ilt)1 on Oot:d:ler 1, 1995 one payment in the ~J\t of $4/050.00/ for
a total of $35,550.00.
2.3.3(0) (3) 'lhe parties agree that all annmts payable hereunder whim
are not spooifically allocated to itIVeI1tory, equipmnt ard qoodwill will
be allocated to t.he OOVel\lU1t not to oatplte ant the Irdeperdellt O:mtrnctor
Constlltal1t hjh,tilOOnt bet~l1 tho parties.
2.4 ~""til:tl~~. NotwitilSt:andil1;J nnyother
provisiollS prwidltq for a set-off of tho paymel1t of the p.ltdlaSS price by
WilliM'S to t<allogg / it is UOOer.stood ard agreed I\ll\OI1g the part;ietJ thai:
if at: anytim wltilln a period not to exr.JeEd twwIt:y-fOllr (24) IOOnths fran
Jl\IIIIBry l, 1992, tile radon t:.estbJg license in t:hQ name of Wward lJ.
4
'"
"J#(/
1/vtA.,
jJ{)({/
f/'/Z
.~
\,
~r~ll.O<}'jJ irdivldlll111y, ahoold bccxme ll'~1vnllBble t.o Y.sllOlR f)lVl~l1Ill81ltal
Se~ioea, (except sinult:anca1S re~l"oelOOJ\t of the radon testing license in
the t)I1l1)O of DJyer) ot' the /'IWll<;aticll for rm license or lllyer lIh1
mnsfer of tile Edward B. 1<011099 radon li08.l\ll8 is not: CJa1tlleted on or
before January 1, 1992, tllen At lIUdJ t!mil all payments llhall t:.em1nnte Iud
Seller Qr nlwatd B. Y.sllogg a.J.I M/lry E.P. Y.sllOlR, IlhAll have M fUrtiler
rights against WilliDll'B or, Kol1099 r.nvil:'Ol1lOOllt.al servioos whatsoever for
oolllJ(Jt:ion of the balance of till\! plldlNle price, exoopt: hCMUVer, if the
loss of license is ch1e oolely Bnd directly to aotions or inactions on the
part of Williall'S.
2.4,1 ~ Deflnllt ~ ~. ^ lN1terlal default on tile t8Xl\VJ,
oo.ditions IU1d urnertakil1;Js of the D.Jyor to tills hJtwlll8tlt whidl results
in the t.ermll\at101I of thiB lIqroolTr'-l1t/ will have as a rtJIIUlt tile forfeiture
~~~i~S i~~~cxrrl, %~~~!'J ~am~;J:~V~ ~ til~,,~ertJ~.t ~~ ,;1
-J;~,~ IC- ~ c..~w,..,./0rJ t",., 'V \) ",\VV"P" Q " -/
2.5 8ld'J.wLgLD ' Notw tlI8tard1l1;J allY otiler ptuVislon of
this 1I9lwIIlImt in the evellt thnt PER does not 8WtuVe the license
awUc.nt1on of Illyer aid trnnsfer of tile f~rd B. Kellogg radon license
t.o lllyer on or before January 1/ 1992/ then RellOlR wl1l inmediately
retllm to /3l.lYer tile fJUlT\ of $55,000.00 whidl represen~ /t,he sums paid to
Rel~'ffl urner tilis 1Iqt:efJMllt IU1d ,any Exh,ibits thereto, ~ ~. J h.
~ C-~~~'{J~t}IG.::.;'r~CIB III ~iI
lXX1I4ml~I.m
3.1 rn-.-lts IIIJl I!dglules to be JloII1Dlm, Rellogg has prepared for
WilU_ IU1d will del1ver to Wi1llanw -~dor to Closil1;J the follwil1;J
schedules, dOClUl'lellto ard cq:>ies requil:1ld by tilis hrtiole wil:.h respect to
Rellocn. .
3.2 UJJ.Dd.QlJ. BRl ~9Y1Il!IJt ^-I~,!Z;)'..II4. ^ list refernd to as Schedule
I, of all llITplcyeesC thOlr (i) l\lImeS, (U) dol:es of birth, (Ul) dotes of
hIre credited, (ivl (ll"esent hOJrly rates or salaries, (v) cq:>ies of
Il!Jl1lloymenl: OOfltraots, a'J...,."llllnts or urneretnrdlngu, written or oral with
any enployee.
3.3 ..*.... V....lrtles, ^ Hat, refonnJ to os Schedule II of all IOOtor
vehioles, shCMiI1;J oost 1100 depreciation.
3.4 1.1,__ ~. ^ list! referred to 119 Schedule III of the
licenses lUll! pemrts~preSllntly belrq used in COtIIIOOtioo with I<ellOlR
busil\llflB IU1d cq>ies thereof,
3.!I OIlld--->1I, To the axt:ent available, n list of custar.1lre refleotil1;J
l'\OI1lG and address, refennJ to 011 SdJedule IV.
3.6 .L$.QInI~.lI5J'M}1M, ^ list, referred to liS Schedule V of ell
licel\l!l1l1;J IIgreel1\llllte wtlGther as li~ or lloei'\llOr Wical:iI1;J
assignability 000 cqlies thereof.
!I
3.7 fnw-Id ~~t.. ^ list, referrro to liS SdIeJule VI., of any IUd all
pX;Vpnid, depallts Q/: ..xp8llsGS.
3.0 1!.lII!~ JDlllttLl'lAIII. ~ie8 of 1111 I1roJp insurance polioies,
pllUlll en! cMer ~ots or IIrrangementa pertain1l1;J t Illlployue 9J:'O.IP
il\8l1rBn08, pension, profit sharil1;J, ba1uI, reUrunent or otller similar
Illlplcyee benefits to tJe referred to ll.8 Bdl8dule VII.
3.9 rr.anll\~, ^ lillt, refen'ed to lIS SdIedule VIII COI1tainirq a true
~ lXIlplebt lldIsIule of all il\ll\1rlU):l8 poU.oi.. or bilders of inrnlranoe
heleS by or on behalf 01' Jr,e11OW or relftt:1I1;J to Re11ogg'. Wsil'l8811 or any
of JC.ellCW'. IL88Ot:S M1idl will 8pllOifY the insurer, the Illl1OO/lt of
ooveraqe, the type of insunsnce, the risks iJwut'ed/ the .lCpiration ~te
tile policy l1UI1bar, the IllIDJJlt of pl'1ll1lilDM, IUd any perding or cpn olaw,
whether or not 1<41011 y ClOV'I!I1'1ld, ll.B to ll.I1IOOtlt: thereunder.
3.10 Jflat.ar:J~. ^ list referred !-.o os Sdllldule IX of all
cxmtraots, a'll-.,lW1ts,. oarmil:ments, arrwayCQ1ll!ltlts, evidences of liabiliUes
or obligations, not lJtJ1erwise requested in this 1Irt.iole en! whether or not
in the nol'lMl OOOl"SO of ~iness, whidl IMY involve the receipt or
8lq18l'diture after Closil1;J of monies in excess of $100,00 or I1Pre.
3.11 r~'1 ~. ^ list IUd II\m1MrY description, referred to ll.8
Sdledule X, of instt\lllllU\!-,s ani other dcx:uments relating to iOOebtsdness,
Qther than b:Bdo payable or trnde receivnbllltJ incurred ill the Qtd1na.ry
cnI1l!le of P.1siness, 1100 cx:.pies of all llotss/ oordit:lonal sales COI1traots,
finanoirg leasos, 1100 otllor security arrol1gfllll8l1ts whidl encuntler title to
tile 'l'nuIsfene1 Assets,
3.U 1J..t1!J1tJ.w. ^ lillt ant lIUl111\DXY dsscription, referred to liS Sdledule
XI, of all litigation ptoceedirgs ani governmental investigations or any
chaI1;Je in the zonil1;J or P.1i1dil1;J ordinances, pelldil1;J or known to be
threatened, affectil1;J any of tile pl"ql8rtilltJ, assets or WHines. of
J<ellogg .
3.1:l ~. ^ list, referred to as Schedule XII, of all leases
relating to personnl or t'llol ptql8rties, whether ll.B lessor or le_ in
the t\IImlt of Rellogg EllVirorvnontal servioes, Inc. IUd cx:.pies thereof.
3.14 RItThAJ. Ct."-.",. ~ies of all lMt.erial p.lrchase ordere and/or
suwlier suboontraota nnUoipated to be ootetlU1dil19 on the ClosJ.ng Date
referred to as Schedule XIII.
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IIW'lClB 'J-V
Jml1ll1:1JltiWi\m 11I9> 1:fIII1IWfl'IPH
4.1 ~QlflJNJI~ka'l'W. RollOW represents 1Il~
warrants to wl1BlIll'I9, which repl"'OOelltations ard warrantIes shall survive
olosing, as follCMII
4.1.1 on the Effootive lbte, RollOW will oorrvey to Wlllilll1'B/ good ard
lMrkeblble title to the Tnlnsferred 1Issets, free 8m olear of all liens,
lIla.um, charges nnt encuni>nUlces, except as specifically assumed in
writitx.J by Willial1'B, l<ellan will ildemlfy ard deferd Willillll'l9 fran any
lOSlll danvtgo/ oost or expeJlIlO/ inolu1!11;J reaSClrlable at-,torneys' fees,
resmtil1;J fran a bnmdl of \:lIe foregoil1;J represontation IUd wattllllty.
4.1.2 To t:he kn:Mledge of KellOW, tilere are no litigations, plooeedilJjJlll
or 1nvesticpltions pemil1;J, otlllllr tiwI the STEPMOVrlUI nrd VER/31NSKt
IMtters or threat:.enOO otiler tlIan the _ Clou~~ IMtter t:hat might result
in any lMterial adverse chaI1;Jo in th/i! P.Js1nesfl or pl"OfltleOt:s or oolditiOllll,
fi.nnnOial or otherwIse, of Kellan or any of Rol1oggrs -personal pr.opert:y
ootlVeyed heJ:'fl\.ll'der[ or tllat quest1OJ\S the validIty of any nction taken or
to be taken by Rol1an p.lrsunnt to or in connection wltil tile prwllliollS of
thIs ftgreement. RoHan does not kI10w of MY basIs tor IUIY sum
litigatlOllB, procood1l1;Js or invl1stigations.
4.1. J No contract has been entenrl into for tilO t\lture sale or trallBfer
of any of tile TnllIBferred flssets o\:ller \:l1lUl to Willilll1'B.
4.1.4 Title to, old risk of lose or destructlClll or damage to tile p~
be1l1;J P1l'chased will J.'llIMin in Rollan until the Effective lbte, at i.t1icb
time HUe to the pl'qlerty will paIlS to WilUIllM.
4.1.5 I<ellOW has not kncMimly failed to obtain any licenses, pe.tmit or
other govert1lTlel\l:al authorizatIon neoessary to the ownership, IllIIe or use
of KellOW's assets whIch l\OllOQtPUl1l108, violation 01: fallure to obtain
might lMterially adversely affect tile l'1Js1ntJss, qJerations, plospecte,
pt:qlGrti.., assets or OOlditions, financial or otherwiB8, of l<ellogq IUld
in particular P.1t wlthoot l1.l1l1til1;J the rOl'1lgOiI1;J, RoHan ill not
knowltx.Jly in violal:1on of any ellVit:lJl1MtltAl, safety or healtil law, tule r.lr
regulat:ion.
4.1.6 l<ellogq hos not offered, paid or agreec! to paYl. directly or
imlrectly, any lOOtIGy or anythil1;J of valuer to any ildividUllI who is or
was Bl1 offioial or II'Jltlloyee of any foreign, federal, stater OOlJl'Ity or
loed 9OVerrD1IeI1t or any department, oarmlssion, board! P.1rtlnu, agency or
other inntrumentality \:llereof / or wo is or was a director officer or
errployoo of IIlly privaba business, for the p.llpOSS or with the intent of
indlloll1;J \:lUlt irdividunl, in hIll offioiol capacity, to USe hill or her
influence to obtain or. lMllltain P.1siness for RoHan or to otherwIse
affect the u.ssiness, ct'On\t:1olls PhlflP9<;tll, ptqJert.ies, IlIl8ets or
CO/dition, financial or otilelwlse, of RoHan.
7
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4~1." All wlfllledor.ders IlId cxmniboonbJ of KellO\l9 foJ:' tilo p.tltiwse Qf
materials, SUWUllS on! servloes pElrtaintl1;J to Rollt:X1J were made in tlI8
usulll Iltr.! onUnary cnu:se of lwri/1fl8S.
".l.1J RollO\l9 is not a party tOr or in any woy dJligntnl utder, any
cont:mct for tile payn.mt of any foo/ amnl.ooion or expense of allY broksr,
finder or advisor in OOJ1l1eCltion with tile origIn, negot:illtlon, execution Qr
perfoll1\8noe of this hJt'E'fll1\ent, ex.oept a listing agreement: datllld May 14
1991 WWI Jilek GaUCJhfln Realty/. alJi for tile payment of whidl Jk!wnrd iI.
Rollo;n is l:1Ololy rtJIIpons ible.
".1.9 '1'0 tho krnIlojqo of Kello;R, it ill not in l1\<'1terlal dofalut of any
contract Whidl materIally affects tile PU!liness or qJerations of Kellogg.
4.1.11) r.ello;R will be responsible for any li'~~~llaill'6 tJlat are
made WWI respect: to Ill\}' Rollo;R activities prior to the
EffP.Ct:ive /)ita aId w111 itr.!E!l11IIlfy ntr.I hold IlIltl1llese IIlId deCent Wl1UlIl1II
against any olnilM aId dal11llges of Mwtaver nnture, inoludll1;J attoll\l!ys'
fefls / for oontest:J.ng tho BIl/OO,
4.J..11 Rollo;R hns good and l1\<'1rketable title to all of its assets,
personal IU1d mixoo, f.roo and olear of all liellS/ pledges, security
intereste, dlargetJ, olailOO, restrlctiOJlS, IU1d other et\C\lll'brnnces of any
nntllnl whatsoever.
4.1.12 Rollogg is not a party to L1ny legal suit or action, not covered by
inaurance1 or any arbItration or other adminint:rntlve ploceeJi~, petr.!J.nq
or to the r krnIledge UIt-eatened, or any pr.u.:e.di11;J whal:soover arising out
of \:he enployer/enployee relationshifl llId;or involvil1;J on alleged
violation of any ioe41, state or fedora low/ rulo or regulation. In til8
evenl: Rollogg is a part.y to PlOoe&Jll1;JS os specified harelni. J{ellogg shall
1tJ1emnity atrJ hold hannltlSS Wlllill/lWl tran any IU1d all l1abi ity therefor.
4.1.U l\rry liabilH:y for lllOtlEIt:ary damngos, includil1;J but nol: limited to
negotia~ settlements, result:iI1;J Cran Rollexn's Botion(s) or practioe(s)
in respect to any Kellogg lll1l)loyee or enployeee Mlidl oocurs prior to the
!lffeot:lve /Jate will be the solo responsIbility of Jl'.ellogg, inolu1il1;J
liabilit:y for ll\Ollfit:ary damages award~ an enployee for woges which lMY
have aoorued after \:he Clooll1;J Dtte to the dote of any decree, llGl:tllll1lel'lt
or order aWlU'd!l1;J I!IUdl daIlV1gee.
4.1.14 '1'0 tho kncMledge of Rollexn, all lists, cxt>ies and schedUles
X'liIq\Jlrec1 by this 1I9ke.4l\Elnt will be OCllt>lota, valid and aocurntely reflect
the in!Ot1l\8tlon request.ed,
4.1.15 '1'0 the lu\C1;/ledge of Rollogq, tho inventories of Kellogg alll
currently beil1;J lMintail101 at normnl levels believed to be adequaba for
the oont:inuntion of Kellogg'S P.Jsl/1fl8S as pl:tlSently oordUct:.ed.
4.1.16 nJward.,. I<ellO<1'J, Old Mary PI.P. Rollogg, jointly ond severolly/
am t\S Rollogq'B shanholr.lem nlJi awnero of all the il!lS\loo om outsl:Mding
IJ
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6~ook of Rollogg llr~.1 i{P-llcxJ:} ~:llV1tur1ioontal Bervloos, 100. tho Beller'
heruill[ will not for n JlCrlod of 0I1e (1) year fran tile date of final
payment . hereof in till! cnmties of lbllfhin t\DrlJerllU1d, l'erry, /Idam!l,
l~ter Iud York/ Pef1llsylvania, wltllOJt the prior written OOIlSeJlt of
Willilll1'lJ, directly or i~lreotly erqnge or partioipate in any P.1sinesa
Involvlrq 1'8don testing IUd radon l1.'lductioll lIS on individual prq>rllltor/
IIIlployee, OOt\I!IUlt:ant/ pn.rtnor/ lIhare.holder, dIrector or the like, provIded
however, that ~rd It. i{P-llOW IU1d Mary E,P, Ke11OC1iJ IMY be solely
IIIlployoo by a fooeral, stats or local agEll1Cly in sud1 t:AlsJ.ness.
It is further specifically acknowledged tilBt a remOOy at law for breadl Of
the foregoll1;J warranty will be inadequate IU1d that Wl1Uarrs/ in addition
to at.her rolief available to WillilllT1B, wIll be ent1t.led to tEll1tJOtury IUJ1
pEltl1V1nent injunctivo relief wIthout: the ~ity of prwing aotunl
d.\Images.
In thG ovent tilis section " ,1.16 is hold to be in any respect M
unreaeonnble rest:.r.iction upon Wwru"d W. KellOW or ~ry E.P. Rollogg or
Kelll:X.R Envlt'OtJllental Services, ;tno. by allY 00llr.t having COltJOhmt
jllrisdiction, the OOlltt: so holdim !MY reduce the territory to whidl it
pertains IUd/or the period of tl.me ill whidl it qJllrates or effoot MY
chome to the extent necessary to renter this section enforceable by lI8id
oourt. Said dooision by a court of CQTtJOtent jurisdiction will not
invalidat.e tilis lIqreement but this lIqrool1~nt wIll be oonstJ:ued as l\Qt
oontninirq the invalidated r;::visions IlId the rights IU1d obligations of
tile plu.-t:ies wIll be inl:erpre , oonstroed /,\/d enforced aooordil19ly.
4.1.17 Rollc:xn is a oorporntion duly organized, validly existll1;J and in
good starklil1;J lItxler tile laws ot the Ccmoonwealtil of Pennsylvania is
qualified t.o transnot P.1sinass in tile O::M1\1oIlWaalth of I9nnsylvania ~ IlBB
tile corporate ~ t.o carry on its business as l\CM cotducto1.
4.1.18 'the execution IU1d delivery of this hj....ement by Rollogg IU1d the
pElrfot'1Mnoe of the u'l\lISBations exmteqlllltm herein have been duly
authorized by the Executive ~l1lIittee or Ilonrd of Directors of. Kellogg IUJ1
no rurthoar CXlrporat:e action is reqUired. 'lhe execution aoo delivery of
tilis lIq~t .Brd the CXll\Ett.ll11Wlt1on of tile l'Jrchase of tho Transferred
Meets in <Xl1p111\llCQ Wltll the I:er1m hereof wIll not oonfliot with or
rewlt in tile breach of the d18rter or by-lows of Ro11ogg, resollltiollS of
Kellogg, or any term, ooldition or provision of, or constitute a default
urJ1er[ any imenture, lOOrt:qaga, deEd of tnlst or other colltrnct/ or
CQIll\itmnt to which Rollc:xn is a party or by which l<ellogg lMY be boord,
or result in tilIJ violation by l<ellogg of any law, role, regulations,
order, jU:tgment or decree. 'llle t.rnllSBotions COlIl:.eITplated by tilis
lIql:1l<'mnt IMY be CXJt1IltIl11MtI.'d without the necessity of obtainil19 nny
CXlnsent fl:Ull any party. CElrtirit'd cxt>ies of the Executive Camlittee or
Boanl resolutions of Rollc:xn are attached as Exhibit: .h..
4.2 &....... \llat.J,gp-D1ll~--'fjJ,l1_, Williams represents IU1d
warrants to l<ellc:xn, whIch representatIons om Witttnnties s1lBll survive
olosil1;J, os follows:
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4.'~.1 Wllllllnn III not a party ;to, or: in any way ooliqnted wdet MY
wntraot: for the payment: of BIlY fen, oemnlllSiol1 or 8)lJlI/l1II8 of IlI1Y broker
or, fJtxler in oonnect:iOl1 witi. the odq.ln, ~illt1on, execut:ion or
perfol1Mi108 or tillJl ~.
4.~.~ willilWJ hils J:1lCOived Il l1Jlrl:9aqe ClI1 his pl'q)llrty as ~ired by
tlI8 Sept.enber 3, 1991 hJreEI1IOllt tJetwven tlI8 parties t4lich is IIttadl8d
hereto 118 !lchibit .3 , IIld the time, oorditlolls, COVt'JVJIlt:S IIIJ1
UIJ1erst:an:HO'JS or tlI8 parties til8reto of t4lich am incorporated by
reference herein.
4.~.3 Willill/lWl wIll CXJll!ly witJl all t:he tetl1B, ooldit:.ions IU1d
un1ertaJdn;Js ot tlI8 InterfaOll h,jLe.enent to tJe datad jll,l'''. tLL 11l1l~
tJet:ween DJyer ftIJi Seller t4lich Interface l'tgt'1!eJ1\Ollt is IItt:adled Ca\ereto 11II
EldIJ.bit ..!:L IIl'Kl by mference herein ulOOtpOrat:.ed.
"
Ml'IClJ3 V
mltl.'a'nJ.a1YE.~ OPmNl'I(HJ
5.1 lJtlless the lIotion Watl otiletwise awt"aVed (t4lich IlWroval shall not be
IIIU."eIISOtlBly withheld) in advance in wrltil1;J by Willlllll8, 1<811099
OClVel1SJ\te IIl'Kl agrees with respect to its PJainess that: fran IIl'Kl after
September 3, 1991 until the EffecHve Dst.e f.ellogg willI
6.1.1 ColJiuot: Kelloqg's t1Jsinoss only in the ordJtllUY ooor&e/ IU1d use its
reasonable efforts to retain its ~iness orqanizlltion IIl'Kl the qoodwUl of
SUWliers, cust:anerB and others havirq ~iness re111t1ons with f.elloqg MCl
use its best: efforts to kMp avaUllble t:he services of t:he present:
81Floyees of Rollew.
5.1.2 Not enter into, asS\lll\9 or ct'Oate !IllY l1Jlrtgnge/ pledge, OOIJiitional
sale or other HUe retelltion aql:'eelMllt/ lIen, soourity int:.ereat:/
encurrbrance or dIBrge of any klld 011 the Trnnsferred 1Issets.
5.1.3 Not incur IIlIY IMterlal d:>liqntion for borrcMl1d ll'OlIEIY or IlV1ke any
extensions of credit, other than ord.lnD.ry trade credit, lOlllIS or t\dv8noe8
to, or 118S\lll\9, g\.IBnI'lt.ee, emolM, or oth91'Wil!l8 l.looane liable with respect:
to addit:lonal d>1iqntlons for f.ellOlJ:J, whidl, 118 a result of IIUdlllotlon,
would cause 8lI advenIe effect: on the lIl41e of tJl8 Trall8ferred Assets.
6.1.4 TIt J<ellCX1J's ~, 1Mbltnin tile TrallSfetttrl I\S8ets ill custamry
repair, order MCl oordltion, reasoI1llhle wear on! use nrd damllge by fire or
other casualty exoept:ed.
5.1.15 kx:lapt custaner oltlers, iBS\18 quot.etions, est1lMtes 1Il1dlor
ptqlOl!l8ls only in the UlIUI1l ant ord.l.nary cxmse of PJaJ.ness.
10
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5:1.6 lIot I11I\ke allY cxmnLtmllllt tor capItal llllpOlditut:elI fol' altJltJ.or'lS to '
, ai'rt faoilities OJl:'rently leasad ~ JI.ol1Oqg ~ich wwld ~1I" a liability
or ,dlli9\'Uon of WilliBI\'jEI lIS lessoo. ,
1$.1.7 liCIt (i) make lIny increases in tile ClC1lIJensation payable or to )...e....u,.
payable to any of l<al1~ls offIcers, arpl~ or agents, or (U) IMM ot:
imteJ: into lIllY wrlt:t.en ll'JTIlloyn~llt CQltnlot: or allY bonus, stock qrt:iOll,
prqfit eharim, per.liOJl, rot:1l'E111W9nt or other similar payment or
lU'J:1II)9emetlt: ~lch inoreafIe or l\ttBl1geI1\ellt wwld be effective past the
Closing Date, eKcept p8l'ks, ccrmUS8iom, salaries, bo/lllSes or
reJ.nblrsements of llny type whidl do not legally blm willill.l1l!l.
B.l.B MaintaIn in force all tilO 1l'lSl1t'l1t)Ce polioil!S coveril1;J Kollogg's
Ol!lll8ts ard leased faoility IUltl1 tile date of b:I'Insfer of ass.ets.
5.1.9 Not: incur any liabilit.los or d:>ligatlons absolute or colltingent
for l':ellogg, ~pt in tile ordinary ooo.rse of b.1s11\f1SS or p.mroant to
e.xlstillg oontrnots IU1d aIJreelll8tIbl.
5.1.10 I/ot make any cxmnlt:ments oxten:HlJ'iJ beyord one year (except
cannJ.t:ments for periods in ~138 of OliO year rolatirq to tile sale or
(1JrdlOso of l':ellogg of goods IU1d ser:viom for all amount not ill elCCeSS of
$100.00 per transaction) to any one ~rchLl.ser or vetdor or IJroup of
(1Jrd1Ol!leJ:tl or ven;lors.
5.1.11 Not: enter into/ renew, extend/ JOOdlfy, t.nrminat.n or waive any
right; un:ler any lease or 110'.nse.
5.1.12 O:lqJerute WWI Wlllil\lrS ill d:>tainit~, the trollSfer of any
licetlSes, titles or pemJ.ts noccssary ,for WilllBl\'fl' use of the Trnnsferred
1vJsets .
5.1.13 Pra1tltly after knowledgo thereof, ptWide Wlllillll8 witil notlOll of
(1) litigation, (H) antioipated litigation, IHi) suspensiol) of any
license, pemJ.t or other governmental ftutilor zation/ (iv) il1SUranoe
cal\Ollllatlon/ (v) any lMterlal termination of or lMterial clisp,lte with
any material cust:orer or J1lelOOer, (vi) om terrn.lnation or di!lp.lte over any
liCllns!m agreement or finnnoillg lease agreometlt:/ (vil) oustanar
cancol1aEioos/ (vUi) olaim/ (lx) ~~: shortage or rof\lsal to
deliver, (K) qov&moontll.l ogenoy or tJ tal notiOll, local, stat:e or
federal I OOllOllminq any alleged violat on of any low, tule 01:" regulation
IU1d (KiJ not:ioes or oorrespordenoe oonoemil1;J liens, loons or tlnoumbranoes
affeot:iI1;J the Trnnsferred flssets.
5.1.14 Kollogg will EIllf;lloy WilUl\lrS fr:an NOVt'/Jl'b!r 1, 1991 lUltil JarlUll.ry
1, 1992 liS !In eJl1Iloyee nt a gross salary of Foor 'ltlOUSBld Dollars
($4,OOO.00)/per lOOl'lth/ payable weekly plUS reilrb.u:sement for mileage, all
car phone ~ 8m millOllllnrJeOJS b.1siness related llXpflJ\!I'3s. Willill/lWl
agrees dUril1;J said period to ['!!rrorm. 11 minlmunt of 4ll ho.lre per week of
EIl11lloyment services necessary to edl.lcat:e hl.nMlf in thl! qlO1:'llHon of the
1:'lldon t:est:iI1;J ant radon redUction P.Jsiness, llrwidl!d that if Willillll'l!l does
not work in any week hili will not be paid for tilllt: \oMlik..
11
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lJa.JIl ^t any UI1D betwoon Novllii'OOr 1', 1991 to June 30/ 199~1 WilliftlM
ll1lIy' enpl,t1Y Seller's W!tl;l, It1ry B.l'. FallOW, at tile rate of 1/10.00 per
hoor not to exoeed 40 hoom per week, lU:l services of Mary E,P. JI:l;Illow
shall be at will Old she agrees to sub1lit a writl:tm resignation in ft fom
os required by WilULIIT1B lit his rtJqllost,
Ml'lCIJ3 VI
1DmTllJIJ ~ crm100 MD aJmlT,DIJ
ftB or 'II~I'.&!I'J.VR IWDI
6.1 Jf.UU.llIlIII' onllt:.,J.cnJ, 'lhe ooliqation of W11liBl1'lll to takf.l til0S8
actions requ.lred by Willill/lWl on the Closll1;J Dlte will be subjoot to the
follCMiI1;J oordiUOOSI
6.1.1 'ltle representations am warrantios of Kellogg herein =nta1ned will
be hue in IIll lMtarlal respects as arid at tile closil1;J Dlte witll the same
effect os thOOCJh ll1lIde at such date,
6.1.2 W111111l1'6 will have received all documents ard sdledules required by
Tlrticle I II.
6.1.3 I\n accurate listil1;J of aU office mnd1.iner.y, equipnent lUll
f\1mit:ure with respect to tile Rollogg faoility, referred to as Sdledule .tt
will have bootl lX11pillld ao1 initialed lIS accurate by l<ellogg.
6.1.4 J<ellogg wIll have lJerfotmed all ooligations, ootpl1fld Witil all
CXM!nants am prwided Wlllll1l1'6 with all notices required by We
1IqtOOlIIEl.l1t to tJe perfotmEd or OOtplied with by l<ellogg J
6.1.15 I\ny waivers or consents reasonably believed necessary by willinn'fJ'
OOJ/lSel will have beetl receIved in form om subst.nnce satisfactory to
cnmsel.
6.1.6 1Ul trnnsnctions oontl'l1pll1t:.ed heteby, ant the Com and subBt:anoo of
all legal ptoceedil1;JS om of all pa\J8rs used or delivered hertlllldllr,
1nol\ldl..rq l:M: not limited to any lease en! a Consulting ~l.,(!Jl,l8l1t with
at.r8J:d B. J<ellogg will be in 0 fom IU1d subst:arx:e reasonably satisfactory
to williams and hie counsel.
6.1.7 No lIUit, actIon or other ptCU1fldil1;J to restrnin, prohibit or
otherwiM offect: the ClOM\lIl1Mtlon of this /Ig~t whidl in the
renllOt1IIble jllclgJrA1nt of WillialTfJ or his CO.I.l1SOl t:@qUires a delay of tile
ClOl91l1g/ or the t..ormination of this l\grooment/ will have been llllltit:uted
or threatened, and no imuiry or request fran any gO','elranental agency with
respect to tha trnnsnction prwided herein, whidl in the reasonable
judgment of WillllllM or its r:nlnsel requires a delAY of tha closil1;J, will
f\llve been reoeived by Willhum.
12
" ,.,
,
, ,
, ,'(1'.:' ltU~J1I..U~IfI. 'lhn thl1qatlon of Wlllill/lWl l:o take 1:11000'
nOtions mq.ifre:r-1:iY Willll\lm OIl ~ho r.ffect:ive Onte will le Bllbject:. to tile
fol'llMirq ootJ:lll:1011S1
. '.
, ..
lS.2.1 'lhe ttlpreselltat:.1otls aId warranties of Ilnllcxn herein ootlblinad will
be true in all IMterlal n:wpecta as am nt: the Eftective lXtto Wit!1 the
soma offect: as I:Jlough lMda at:. lIUch dat.e,
6.2.2 Wlllill/lWl will have rooolved all dOC\.UOOnts !lid sdlrxlulea required by
flrtiole III.
6.2.3 TIll oCOlrnte listing of all. office I1\IIdlinery, equipnont IU1d
fUrniture with rtJllpoot: ...., I:Jle Rolll'X}} facility, referred to os Bdledllle .A.
will have been OOlpilrxl lI/Y1 in I tin led as aCOlrat.e by J{QllCW.
lS.2.4 J<ollCW wIll have perfornnl 1111 a,UgatlOllfl/ oarplio:l witil all
OOVlJl1lll\bt ard provIded Will.111/lW1 witil all notices requIred by tllis
lIqreement to be perfonood or carplied with by Kellogg,
6.2.5 TIllY wnivors or oonflellts rensonnbly beliovW necessary by Wi1lillJm'
CXJU/lflOl will hnvo boon lnceived in form ant lIUbstanoe ootisfnotory to
CXlll11Slll.
lS.2.6 1J.l tJ:"01\lJllotiol1S conl:.enfllal:al horeby/ nrd the COlm rod substance of
all legal plOl.,-lll1;JS ord of all papers UBed or delivered he~,
includlli:] oot not limited to any lease IU1d 0 O:lnsultJro ftgreeootlt wIth
Ei1wanl a. Rellcxn will be In a form ftl'd lIUbst:anoe rellSOl1l\bly satIsfactory
to Williams am his CXllll\St:11.
'.i.2.7 Turt IU1d all petmits nwrwl1ls ard otJleJ:' ectlOJlS of enr
jurisdiction or outilorlty require:! in the reasonnbla qJinion of coonse
Cor WilliM'S fol:' the lawful OOllSlJll1Mtioll of the transactiollS oontenplated
by this I\I,Jreement will have been dlt:ained, ard no lIUdl pol11lit, !\Wrovnl or
other action will oontnin eny prwisiOll wid! in tile reasonable judgment:
of 00llIS0J. Cor WilliBll'S wlll be llIJ!uly ~Irdensane.
6.2.0 Rollcxn will sell al~ oonvey to Wlllill/lWl by IlWrq>riate bIlls of
sale, emorsement:n, essignment:s ard other instruments of trnnsCer IU1d
oonveyenoe satIsfactory in form to CXlIll\SOl for W.111ioms, all of the
Trnnsfon;ed 1Issets.
6.2.9 No suit, actton or othor Pl~.111;J to resl:ntill/ pr.ohibit or
ot:hetwise effect the ool\SUlltMtlon of th.1s ~llk'lllllnt wid1 in the
reaBOllOble j\ldgn'mlt of WIlliams or his counsel requires a delay of the
Closil19, or the termll\l1tiOll of tilis lIqroonmt/ will have boon instItuted
or threatened/ em no inquIry or request fron any govemoontnl agency with
t"espeot: 1:0 tile transaction provided herein, whidl in I:Jle reasonable
1Udgment of W1J.lil1lM 01:' its CX1JIlBel requires a deley of the Closing, will
have been received by Williams.
u
'1l;'J' >>llJJllILQ.nW;J.lIlff'
!:)100& natloilil required by
followil1;J cxnlditiollBl
6.3.1 All tJ'nnsnctlons cxmteJl1)lat:.ed hereby, am tile form am BUhstance of
!Ill legal prooeedbJ,JlJ ant of 1111 papet'S used or do1J.vered hereunder,
b~ludil1;J, P.1t 1lUt: limited to roT'j leaso BId a eonsultll1;J Tlq~llt with
r1Jward B. KellClCJ9/ wIll be in a fOlll1 am Wllbstftllce J';eIlsonnbly satisfaotory
to 1<'e11ClCJ9 am its COJlISel.
, .
'lho qhUgnHons of 1<011099 horelll'dor to tnk.e'
it 011 the ClOfl1t~ D1to will be BUbJoot to the
, .
6.3.2 Wl111nllV3 will payor Ci\llse to be paid tile a~t urder tile to/:11Yl
ant cordi tlons set fort!I ill Pnrngrn(i1 ;I. 3 ,
11,3.3 'lhe tq>l"eoont:ationlJ Old wort:antles of Willi/lllEl herein contained
wIll be tnlO in all IMterlal ~ts !Ill of the Closil19 D1te wltil tho ~
Ilffoot as thollcJh made at. lIUcll data.
6.4 &U.lt;l!7L!.\K~. 'lho o:j)1igatlona of Kellogg herew1der to take
thosa actions reciuli:-Ed'~ it on the Effective D1to will be subJoot to the
following condItions I
6.4.1 All trnnsnct:ions contClltllot:.ed hereby, am tilO form om BUhstance of
all leqal procoodi1\CJB nOO of all papers lISed or deUverOO herelll'df1l',
inoludil1;J, lA!t not limIted to 0lT'j lease ant 0 O>t\sI1ltlm flgreement witil
~rd 13, f.ollClCJ9, wIll be in a form aOO SllOOb.ulCO reasollllhlY satlsfaotory
to 1<.811099 aId its COJlISel. '
6.4.2 WllliollV3 wIll payor caUBO to be paid the llloount urder tile tenm
old coOOi \:ions sot forth itl raragrnpl ;1.3.
6.4.3 'J.he tq>ree.entatiollS 000 worranties of WilliBllV3 here.ln contained
will tJe b:ue in all IMterial lespecte as of the Effootive ()\te with tlI8
S3Ill!l effect as thOJgh mode at lIUch date.
6.5 r.llOl1J lUll Willi......, (UilltJ!;uJ. lis or tile effective date EXlward
B. 1<.811099/ ioiividllally nOO .71ll1l8f:1 1Intilony WilUlIlM, lOOlVidllallY, will
provide evldehoe of oross-pJrdlllile lifol.nsurnrJco polioies in tile initial
IllOOUl\t of $200/000.00 ench to secure peymLUlt of the p1rchase price in tlI8
event of tlI8 death of either p"rty. F.adl will l\MlEl tile otiler as
bGnefioillry IU1d payee of this policy in Ule evetIt of death. '.ndl party
will be responsible for tile payment of premiUl1'l!l on the policy in the other
parties name aOO ptuVide evidence in tile form of ft paId premium binder not
11lSs tiw\ ftl\lll.lally duril1;J the term of tills Tlqreement. ""le parties lMY
m.ltlll111y agree in writil1;J to p/:"lllOrtionnlly t'Bhlce t!le antlUl\l 1nsutll.llOG
CXlVer.age on the liVtlS of eed\ otller to reflect till! decrease in the amount:
of the ptrdIIlsa price CMnEd by OJyer to seller.
14
I
MFIClP. VII
ftC1'ltIf !lQ__.lIUm~.fl J1.Jm1ffl1'-1lJ...UUl.W1JJW
I'
-'.1 'NJ.Q!n!Jl....!Ill~). Kellogg IIgrees to tile followil19 d>ligl\tlolllJ
Bllbaequenft.IJ Closil1;J I
7.1.1 It Wlllillll8 wIll dotannll\ll tilOt any f.'Urtiler oonvoynnoe, lISSignmant
or otllexo document!l, or allY f.'Urther action! is neoessary or IIwrcpriate to
vest In or oonfer to Willimoo 1\11l title to the 'l'rllllsferred hssete,
Ksllogg will take suoo Ilction, ard COOilCUte lIUdl instruments, /.IS WlllilllM
lMY reasonably determIne to l:Je llealSSBry or awrcpriat.e to carry oot tile
pu:poses of tills h;JreelMllt/ at tlle expense of RollCW,
7.1.2 RollOW will, in acoord.1l)OO witJI Kollew's l\Ormnl record re\:enticn
sdledule, reb1in, preset;Ve am IMke available to Wlllillll8 duril1;J l\Ormnl
l:usiness h~ for OilY pt:ql8r p.1rpose, ony of tile books am other papers
IlIxl records of l<ellogg retained by Rollocn horewder IU1d will &:l8r11lit:
WilliM'S to IMks ~ies am extracts t:tMIrefran, except any aId all tax
t1lCX>1:ds or records portainuq solely to JdulSton 1D/Joral:.ories.
7.1.3 l<ellogg wIll irdE!l11llify, savo ard hold harmless WillillJt'Q am hi"
IllTployees, officers IU1d Directors of am fran any IUd all olaim, wit,
liability, loss damBge/ oost or m<penses, including reasonable attomoy.'
fees, rellUltil1;J fran DI1y bl'el1OO of Jf,ellCW's obligations urder this
h.ll~t existing prior. to ard includil1;J the date of this lIqreement or
thareafter caning into boil1;J by reason of any state of facts existil1;J
prior to ard 1noludil1;J tho Effective lbte of tilis ~l"""I18l1t or ar.isil1;J or
growirq oot: of this h;Jreement,
7.1.4 Rollew will n>.nsonllbly ooq>erate with Willil\l1'S at tile request of
WillialTfJ in all lMtt.era involVil1;J tho COTpletlon ant rilil1;J of Intomal
Ilevenue Servioo Form 8594.
7.2 William' ~lJ9ltknJ. WilUIll1'fJ agrees to the followIng obligatlOllS
subsequent to Clooil1;J I
7.2.1 'l'o provide Seller wIth on irdividunl financIal stutcment, upon
M1ich RollCW is lMk111;J substantlal reUance os part of tMs hjh,.All8l\t.
7.2.2 Willilll1'fJ wIll irv:!emnify, save Old hold hatmless l<ellogg am ite
r.espeotive offioem, portnors/ agents ser.vants ,om fllltlloyoes, of IU1d fran
any IIrd all liability inclIrred after tho Effective D1t.e arisil1;J fran the
breadl of Willillll8' d>ligatiOllS hereurder.
US
I
.'
JIIll'rctU nu
, '.
'HIWW'J.YLMJ.tIlJIDUllUfWU1Jl{JWJJII
8.l ~~tJ9J. 'ltl1s I\gl:l3elOOllt nay be tenninnted by notice gIven Oil or
prior to tile closil-q [Moo ill tile followirq lMIUlerl
8.1,1 I3y l!ither Willinrrs or Ynlloen it a mnterial default is IMde by the
other with tcSJXl<1t to t.he due old tilooly pertot11\;"UlO9 of allY or its
covenants llll::l agr.oonlOllte oontal.ned herein, or wIth respect to tile aCCU1"lloy
or COlplotcnesa of any of its represen\:l\t:1ollS aId warranties coll\:l\ined
herein.
8.1.:.1 I3y Wlllillll'B if all of the cotdit:1OJ1S set forth in Section 6.1 of
this N]l'OOlOOnt wIll not hnve Peen satisfied on or lJefore tile Closing lbts
or waiVed by Wlllill/lWl on or botore lIUch date.
8,1.3 By l<ellogg if all tile cotdltions set forth in sectiun 6,3 of tilis
f1qreement will not have been satisfied on or ooforo tilO Closing Plte or
waived by on or boforo such date.
8.1.4 I3y lllltUiU CXll\Sent of Willinrrs aOO l<ellogg,
8.1.5 I3y Wlllill/lWl if 0 lMterlRl adVl!l13O chllt\C)o in tile P.1siness or
cotdition, financial or otherwise, of Kellogg will have oocurred, or
J<.olloen will have lIUffere1 0 nat:erial loss or dlImnge to any of ite
properties or assetsl ot):! llOt repail"ecl BQJ1)9 or lIUdl dlBl1;Je, loos or dnmage
resulte in a lMterial desb:uctioll of the Transferred 1Issets.
8.1.6 An electiOIl to termlnnOO this Sale of /\Bsets f1ql-eement as
hereinabove ptuVided will bo exercised on behalf of Willillll'B,
indivIduallY, IU1d on behalf of l<elloen by its Prosidllllt.
8.1.1 In tJl8 event of tJle t:.eoonatioll of thIs lIqreement ~rsuont to the
prwisions of this Artiole, thIs f1qreement will l.>euA11e void om of no
effect, witiloot liability on tile port of eitiler party or its direot.ore,
officers OJItlloyees, agOtlts al):\ stookholdGrlJ, in respect to this
~L"""len~! other. thnn tile liability on ~e part of each porty for ita CM1
~" 1t1Wtted in ool\llOOtlon WWI the transnc.ltions oontent>lated by tilia
f1qreemetlt, lltuVlded/ howuver, tilOt the $5,000.00 payment mode by wlllilllll
to Rellogg p.u."SUI1l1t to the hjk"",.ulflnt dat:ei Septe\tler 3, 1991 shall be
iImlediaOOly returned to Wlllial1\!l.
8.:.1 Burvlval ~tim. 'l11e warranties/ repreootltatiOtlLJ Bl-d
COVlllIOnts of the pnr\:1es hereto will lIUtVive the Closil1;J.
8.3 R'~Jr of-I......., At all times prior to the Effective l)}tfll( tJle risk of
loss wIth respoot to till! Transferred Asseta will tJe with Rol logg , In tile
UVlltlt the Transferred /\Boots wIll bo BUbstantially or lMt.erially damaged
or destroyed by fire or other CI1SULIlty, Kelloen will IlTl1ledlat.ely notify
William in wr.itinq tileroof atd tJle e.lCtllnt thlll'8CJf om llJ:'Q1tltly notifY
16
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'Wll1.11111YJ whothor it intolrln to J1~ with tho repair, J"flr1torntion Dr'.
lT4l1a~lIt to tho CJuaUty liS oxisted 11lJOOdlately prior to tho camlalty/
prwlded, howwer, in the event of total destrootion WilUIIlIB lMY declat'll
this lIqreement: to be null 1mI void.' JC.eUOW will lMintain in 1\111 fOJ:"Q8
ard etrect: until tile Effective Il1to 1111 fire ard ext.m:!ed CX1V8Ulge
.1nsur1l1lOlt IICJIllnst: such riska IU1d in such IIIOOUIlts liS currently lMllltained.
8.4 DllWll'l"~. rr IS S~IFlCALLY ~1J!:OOEO BY 'I11E PflRl'Inl 'lU '1JUS
N'JRI!>>lmI' '11111'1' wm:.INlB IS ruROllIBlOO OOLY CEU'MN leIGNNI'm IISBP:ffi nm
J<EU.cnJ. WIWNlJ N3BUME'l 00 JmlSUlSIBUJ.TY FOR I\HY IJlII3lI.rrlnl OF
t<EU..OOO, I'ln/N OR 1/lOOQ/N/ Ut/lms 0111PmlSE IroVI~ IlERElN, I\Nl)
S~IFICAl1,Y OlBC.'lAlKl MY llPSSUlSIBlIJ.'l'Y FOR '111E l~ OR TI\X
IWIIrICWrlOOS MllOr amn IlE arnmA'1m BY '111E BALE OF '11lE ~Irnml',
IIIVmI'ORY lINO IISBE'lB OF 1<F.Ll.tnl.
D.!! 1'.mmloJ: 'l'Im!Q. Neithor pArty to tills lIql"Cf:'lOOnt iEl awaro or OilY
IllIlell, use or fIXOise or otiler similor taxes or f<efJS arlsil19 oot of the
conveyanoe, transfer, nsslgt1OOnt, sale md deUVl;lry herelll-.lor or till'
DSsets to be transferred, ~t it any ore levied against eitiler of t:lIllIlI,
they will tJe paid by WlllilWl, prwided hCMUVor, timt any om IlwUcation
fee t.o be pAid by WIlllallYJ to quaUty for. tlle corporate radon liClllIBO will
be paid ono-half by WillilWl om one-half by Rollogg. 1IllY l'CllEIWlIl fees
will be Wlllimm' reBpOllBlbility.
8,6 lllJJLl):Dmr~, I<ellOP. IIgrees to ildOllVliry om defer)1 WillllllM
8'iJllinst any olailrs am dnmnges of Mmtever nature inc1udll19 attorneys'
fees! for oontestll1;J the 1llIIOO, IU1d IlIlS'3SlJlM/lts agaiMt Willimm by MY
creditor of Ro11099 for llOt\OOTtllinnce WWI the ~lvania &.Ilk 'I'rllMfens
taw which lMY be nwlical)le to tile 11810 or tronafer of the TrnIlBferred
1IBsets .
8.7 Elan I" Each party wLlJ. bear its O\>m ellpenoos ntd fees incurred in
OOlInectlon with tilis IIgtool1l8nt am the trannnctiotlB cont:elTplated hereby,
lnollldltlq withoot limitatioll fees IU1d lIllpOl\SeS of aoooontants/ awralsere
ar):! Iltt..ornoys.
8.8 .w.u~. 1Iny lItmWor or cwntclJlt"1rts of tilis t.qreement: !MY tJe
signed IU1d deliveral and oach will be considered an orlgltll\l nnd tcqother
they will constitute one ngrt'ell'f'..nt.
I
0,9 GowmltJJ Imt. 'lhis h}reeJOOllt will tJe executed, OOIlBtrued am
perfor:med in aooordnnoo wltll the lows of tho o..."'OJ,1Wealth of Pennsylvania,
8,10 &rtim ~'~It.. 'IMs Mh...~,lent col\!ltltut.es the entire ngreement
between tilO parties portninJ.l19 to its subject IMtter and IlUfJOrsoJes all
prior ard oonl:flll1lOratloous negotiatiolls / a'll ....,Wlts nrd underotandillg!l,
written or oral, of tilo parties ill CXllII1OOt:ion with it, No representation,
OOVeMllt or cxnHtllln not ~ressed in this hjl-='"""t will affect or tJe
effectivo to intel'pltlt. dlOnge or l'llStriot this lIqt:"eelOOnt. No amenJment:,
nnllfication, tel11lination or. at~ waiver of oily of tho provislolls of
this ""'k~II.,nt will bo l>1rdlrlq 011 tllo parties unloBs in writillgsigned by
both parties. No waiver. of IIIly prwiElion of or do fault w'dor till.
17
. '.
"
'1Y,)teerrwmt w111 arteot tho rilJht ~)f the. partios til8l:1lumer to enl.'orco IIIlY,
other prc1YifJion or to O)(eroiso !\hy rll}\lt or l...l..dy in the avant: of any
other de,nuJ.t, Ml8ther or not similar. .
8.11 ~'"IlII. All notioes, dQ1\llll1s and other oamJJnicatioll8 whldl ore
l'IIqUir:ed to be \liven to or IMde by either party to the other in oonneotion
wltl\ t:h11l IIqreemant will be ill wdt:iOiJ, will be deemed to have tlefm <1iven
when posted by certified or registered l1\IIil or when receipt of a courier
eJlpress, teleqrarn, cable or telllX hns been a~led:}ed too the followill9
IIddresses 1
r.t to KellOW El1Vironnental Setvloes, 1110.1
4705 Trindle Road
Medlnnie&b.llV, I'h 17055
It to Wward D, KlIllO\1J ntxl Mary >>:.1'. RellCl\)\11
816 Antilony Drive
Medlnnie&b.1lV, Ph 17055
It to WllliM'S 1
P.O. Box 1002
"ullers Gap Road
Medlanie&b.u:g, Ph 17055
With cq,y Tol
, ..
','
~lly, Reid & Spade
Attm JIlI1l8S E. Reid / Jr.
108~112 Walnut street
P.o. /lox 963
IlarriBlm'g, Ph l7108
If notioe is poroonally deliVered, the itdividllal 1!l000000ina BUdl notiOll!
it requested/ will s.lgn 1\ duplicate of the notiOll to evIdence receipt:
thereof.
8.12 SdIodllles, Schedules I:1lferred to h~in which have not been
attl!lc:hed hereto at the tiIM of tile execution or this hJ1Hli8l\t: will, by
the ootlSellt: of the pIlrties, signifiEd by the parties' initials on the
B~ition be later attl!lchecl or oa11'leted Iltxl be deemed a part of this
""'l~lllU\t as it attadled hereto at the tim! of execution.
8.13 ~lnJl. 'I1le headirqs to the verioos BOOt:ions or the 1\qrMn8llt
have been inserted for convenient: reference only and will not to any
extent: have the ertect: of nnl1fyil1;J, llI1lI!rdil1;J 01:' dlll.ll9i11;J the elCpress
t.erm!I Iltxl prc1Yisi..ms or t:his AqbeeJ,lent:.
18
. .
" "lif .lfl'llWB8 tllmPm'/ eadl of tho 'patl:1t.s IWl caused this l19r.e<<nont to be'
. .. 1i1qned an of the day a..i year finlt abOve written.
. ..
i, ,.
Nl'l'fBl'1 .
J<EJ.J..Cm WV1RJlHmrAI, SmvICES, INC.
~/~~{f
W.I.1NmBl
BYI ~~!~~
J J\lolffl lINn QIY WIWJ\HS
~
W1'l1ID.lSI
7k;1~j(
wrnm9s1
~(;/~
~
-
WWU>
BYI~ II ~r
MTlRY E.P. /<F.Utn1
BYI
"
II , ."
"
, ,
,
, ,
, , , I "
,
19
1~~~
./."' 'DfJB I~t oontrB~tant ~t"lIellt thIs J day of _
, 1 2. t "W~, IR:l. (IIQ:JlpU1y-fi) 110:I Dtar:d
_ ot ~~ 11'l~'''Y~ ~/t ., pan irdLvidl.lal (IIC0118Ultant").
If1'Dml81I111II In consideration of the IlI.ltual Il<JUIEll\lents contained in
this doc:'luIlwnt, the partill8, Inten:1i11;J to be leqally I:x:Juni hereby/ agree Il8
follClWllI
NU'Ieu: I
lWnJRI! or aHIJlJIMl' RIIITIaf
1.1 ()J!plny desires, upon the p1rd\aII8 of O:lnlIUltant's P.Jainess, to
make UII8 of 00I1BUl tant' s expert 188 I n the radon testil1;J 110:I radon
redUction, WIlt-.er an! ceptio system oertifications, hane inspections,
lIl1Vironnent.al audit, t.endte inspections, oontrBotil1;J, inoludil1;J paintil1;J,
l\IlIintenanoe, oonorete slabs 110:I electrical, 8\D1F'"pit/B\Dlll p.1lIp
installation an! repair, asbestos l"eI1'OVal, hazardoUs waste remediation
m1 tank II\lRXlrt services (hereinafter "radon t:estil1;J 110:I radon
redUction") P.Jainllfls. Oonsultant pel'BOIlIIlly is licensed in the
o...'"~Jl1w..lth of Pennsylvania to con1Uot: radon testil1;J ani radon reduction
l18rViCM umer Li08l'lll8 No. {/f., .
.
1.2 Oalpmy shall 8I11lloy Consultant, ani QlnsUltant shall aocept 8Udl
IlIIfll~t frail January 1, 1992 throogh January 1/ 1996 (the 1l000000til1;J
TmII") to W'Dlrtake sucb duties ani to perform BUd1 services as reasonably
may be lISlIiqnec1 to him by the Boaro of Directors of the catpnny or by its
offioerw, Il8 f\1rther defined in PlU'Ilgroph :2. Consultant shall provide
oonsultil1;J services not to elCOMd 960 hoors at an hoorly rate of $100.00
per hoot' duril'JJ the term hereof.
1.3 ConIIUltant: llhall be an !.meperdont contnlctor ani not an 8I11l1oyee
of the ~ an! lIUbject: only to the tetllW of ParagraP1 :2, 011
determine hIs M JMthod of ql8r1ltion in aocarplishlrq BUch tasks as lMY
be ll88igr.t. 'll1e o:nrultant shall not be entitl81 to receive any
-M,,,,,,,..tlon/ oamIil!lllions or benefita other than those expressly ptuVided
in this ir.}t......lent.
NU'Ieu: n
BaR mr aHllIIl'DIJ nM1lH
2.1 Dlril'JJ the O:lnsUltlnq Tex1n, Consultant shall be avallftble upon
1:'lIllSClnIlb1.e notice given by the PrII8ident of the O:rlpllly to lISlIist the
0aIIlAnY in an ftdvi80ry or special lISlIignnent capaoity in his areIIB ot
.rtlse an! oatpltenoe in radon t:esti~ 110:I 1"Ildon reductIon ~
utilization of his o..,I."-'\,;lMlth of PennsylvanIa License No. 1 C;
QlIVJUltant IIha1ld be Available at leaat tel.,plOOiCIIlly cluril1;J the
CklnsUl t:ing 'I'er11I to carry oot the duties lIS8ignec! by the Pres ident of the
cnTpmy. 'ltleIIe 0:lrVJUl tant: lIS8i9J"l1l8rite IBhilll be Clalfl8II8IIted by payment: to
QlIwultant:, c:x:mnenoin'J FeblUlU}' 1, 1992, of A total OOIlIIUlting f.. of
$96,000.00 to be paId nmthly bII.IIed I.plIl a total rm to ~ 960 ~
of conault:in'J ..rvioell at: a rate ot $100.00 per hoor and em lI'QI'lth
thereafter to and inoll.k1il19 Janua.ry 1, 1996. COnsultant sMuld tJe
respollll1ble for and pay any and all IllIptMe8 neoeesary for him to carry-
wt: the PUPWIfJ of thIs OcnIUlti~ h]l-..nent:.
2.2 It is ~tood and ~ by the O:ln8ultant and the rresident of
the 0::lTpIl1y that the CQ'lJUlW'Mlth of Pennsylvania Radon 'l'eat:iI1;J and
Jl.8duot:ion LiOlll1lle No. 9(, is an int:.eqral part and C'OI1Siderat:ion for
the P1l'd1ue by President: of the bJsinesa knc7.m lIS I<ellCl99 Environmental
servlO8ll, 1')0. fran the OcnIUltant. It is the intention of the President
of the 0arpIny to 8R'ly for and d;)tain radon t.eating and radon reduot:ion
lioenaing in the O"'",.....Melllth of PeI1nIylvan1a in his own name within
twenty-fOOt' (24) months fran JIUlllLUj' 1/ 1992. .
2.3 If for any reason duril19 the twenty-six (26) month period
cxmnenoing on the date of this hJleel,llIllt the radon testing IIl'd radon
reduction liOlll'lfl8 of the COOSUl tnnt is !J11lIIired or tatlllinat:ed by the
awliCllble licensil1;J P.JreaU of the cammwealth of Pennsylvania, then any
and all tuture payments \IIJ!er the tams of this hI.....ment otherwi..
payable by the Q:lrpmy to the tbnault:nnt shall tmnll1llte and the cmpany
shall haw no further ooligation to make IIUch payments to the consultant,
except, hr:1.Mver, it the inpab:ment or t:ennination of the kusineas is due
solely and directly to the aotlons or inactions of WillilllM,
ARrr.cUl III
\.' \...... 1~~'1Y~Y . \
3.1 DJr.1l1g the tenn of thIs hjlOOlllellt, OcnIUltnnt agrees that he will
rm enga98 in radon t.est:il1g ant radon ~lon aotivities Inler the
~,l'M.lIMlth of Pennsylvenia License No. , nor directly or 1Mlreotly
8l'lIJIl98 in, tparate or partioipate the CMl8rship/ manacpll1l8nt,
cpmltion, or control of or tJe en officer, llqent/ OOIlIIUltnnt, mrploy.,
pertner, director or shareholder or have any bJsiness affiliation
~t:.oevw with a blainess that: oalpltes with the carpnny in any lNlM8X' in
the cwnti_ of PIIuptin/ c.\Irrtlerlan.'l, Perry/ hIams, Lancaster IUId York in
the CDmrMealth of Pennsylvania.
3.2 ~ termination of this h./l.ooment for whatever reason/
ConsUltant IlC}X\ll':'S that: OOllsUltant shall rm directly or mHrectly engage
in, qllI%'Ilte, or partioipate in the ~ip, management operations 01'
OOf\trol of, or be en officer, aqent, ClOnIIUltant, flIlllloyee, partner,
db:ector or lIhareholder of any W8inesa that oaI1lBt.es with the 0:I!pn\r in
any manner 118 described in this hjl-6lll1llt: in the ownti_/ lb in,
CUIltJerland, Perry, Manw, Lll.nclUIter and York in the Ccmnorr.MIIl of
Pennsylvania for a period of thirty-slx (36) mentha.
3.3 CtlnIIuUant. agrees that this tlOn-oatptition l18Ct:ion 10 ~".ry
to. p~ ~ CkIlp\Ily'. PJa1neA, ~idl hll8 kleen p.1rdwIed fmn the
oon.ultant/ and that any violatiQn of this leOtion will result in
irnprabl, hann to \:he~. In \:he .vent that the Ocn8Ultant
breactlell this BeOtion, \:he ~ llhall be entitled to injunctive relief
in llMition to any other remedill8 legally available, '1lIis section and the
rilJhl:al of the CkIlp\Ily herein llhall lIUrVive termination of this h]ulli"ent.
3.4 '1M parties acp:tll8 that the value of this oavonnnt not to OO1p8te
over the term shall be $129,000.00.
NU.'lClJl IV
'IRAI:E: f1."k~IH
4.1 '1he ConsI.\1t:ant shall not at anytime or in MY lMlIlIOr/ eitll8r
directly or indJ.rectl:( I divulge, disclOSlll or OCII1TAInicate to MY perBOl'l/
fil1ll, corporation or otner entity in any l\Ill.lIn8r \\t18tsoever anfue~:orlMtion
oonce.ming any lMttere affect:iI1;J or relatil1;J to the P.Js of the
~, lnoludil1;J withoot limitation, any of its custaners, prodUct,
~0lI8, manner of operations or any other inforlMtion ~ the
iness of the carp.ny, its pllUllB/ pMC""'B./ or otll8r data without
reqaxd to .ther all the ftbove-tItat.ed IMttere woold be deemBd
CXlIltidential, IMterial or inplrtant. cmpnny am consultant speoitically
IUd 8)Cpl1lllllly Bt:ipJlat:e that IlS between then/ IIUd\ mattere are JIIIlterial
an! confidential and ooold eerioosly affect: the "1,",",IIM oorduct: of the
P.Jsinees of the ~ and the CkItplny'. good will. In the event the
Ocn8Ultant ~relldI88. this seot:ion, t:heCkllp\lly llhall tJe entitled, amorq
other ~ies, to injunctive relief prdUhiting the ConIIUltant fl'al1
dIsclosing BUdl inforlMtion. Provisions of this section shall survive the
termination of this hj.-....ent.
1IRl'IClJ!l V
INWI1lHI1IRY 'IIHfIHM'IQf or 'DUB ~
11.1 In addit~on to the termination of thIs Aqlee'lent for the t"Elll.flOtVI
At forth in Artiole IV hereinabove, the c:kIlplny may terminat:.ra this
h]14lo1b18l1t for cause upon Ocn8Ultant's failure or refUsal to lld8quat:.ely
perfot1ll the duties lUIlIir;rned to the O:lnsUltant.
11.2 It is fUrther umetlltood IU1d aqreed bebleen the eonsultant am
cnrpmy that the breach of any of the representations, warranti8ll,
obligations or duties of the consultant 118 the Aller of the ftllS8ta of
Jt.AIllogq D1VJ.roment:al ServiOlllJ, Inc. to Antpony Willil!llllS pmroant to the
sale of Aueta ""'leG,18l1t dated L day of [V.~ 'Ali ,,.. , 1991 JIIIlY
allO result in a rsduotion of, O88II8tion of, or cancellation of any am
all payments under this O:lnsUlt1n;J "",.......lent and the partIes hereto hereby
imorporate by reference all the tenw, oonUtiOlllJ, umert:.llltil1;Js am
obligations of the parties set forth in the sale of 1Isseta .&..I......llent am
imorporate the \lIll.llIlI by reference herein.
NU'IC;U VI
mllJZJ
15.1 Oalpny am OJnsultant urdel:lltatxl am aqree that: Consultant: is
wholly l1lIIpOIWlble am liBble for all taxes al itYxIne he reoeiveas p.1nIUllI'It:
to thIs ,.",.....ent:. My am all inoane tAXlilII or t:a)ces of IlllY nat:ure whic:tl
are required to be paid by Cbl1SUltant p1rIIlIllI'It to any federal, state or
local statutes are solely the Cklt\BUltant:'s responsibIlity am the
eonsultant hereby ar:p;1lONI to inderrnity am oold hannless the Ck1TpIny frail
any Ill)! all 1iBbility thenlfor.
Ml'ICU!! VII
~VIJl mr IH!:llQJ
7.], 'lhe waiver by the Ca1pnny of a breac:tl of any prwis10n of thIs
Aojh.duent by the Cklt\BUltant shall not cperat:e or be oonstxued as a waiver
of any subsequent breach by the O:msult:.ant:. No waiver shall tJe valid
unless In writil1;J 800 signed by an authorized officer of the Ck1TpIny,
NU'ICU VIU
JWIUlWt CIf R\Rl'IAL TNII'Ar;mt>PI
8.1 'nle invalidity of any partial of this hjUMlIllent: will not IU1d shall
not be deemed t:o affect the validity of any other prwision, In the event:
that any provision of this hjtea'lQIlt is held to be invalid( the partiee
agree that: t:he remainil1;J prwisions shall be d88IIlIld to be m 1\111 force
IU1d effect as if they had been executed by lJoth parties BUbsEiquent: to the
~t: of the invalid prwision.
Ml'ICU!! IX
alms 01' 1Nf
9.1 It is the intention of the parties to this hJt.,ent that this
h.!t....lleIlt am the performance pmIUIUlt hereto ll.I'd all wits am special
plO(:~lllg1l Wl:Ier this A9tea,l8I'lt tJe oonst.nled in aooordanoe with, UIl!er
I1Id pIt'II\lIlIlt to the law of the ~lth of Pennsylvania am tJ\8t/ in
any aot.1on, Plocea1i11;J or wit that: might be bl"OOght aris1l1;J oot of / in
oonnect:ion with, or by reason of this l\greement, the laWB of the
O:mol'Malth of Pennsylvania shall tJe awlicahle ll.I'd shall govern t:o the
exclus.1on of the law of any other forum, withoot reqan1 t:o the
juriMldiction in which My action or special Ploceedlrq \My be instituted.
'lhe partiee f\lrther agree that wnue for puposes of this AgU!iIll,ent shall
be CUlTberlam ClcWlt:y, Pennsylvania.
WrCUl x
~n.r~
10.1 'Ih1s 1Iql"4Mlbln1: np~ tlIe ent:1n 109.-.le/lt ~t:w8en tM
CUIpUly am tlI8 O::lnsUlt:ant. No modifioat:1on of this ~.~I: is valid
W118S11 il: is in wril:iI1;J aOO signed by tJle parti.. hereto.
NU'ICUl Xl
Mtl~
11.1 Prior to receipt: by CcIlpmy am WilliW1ll of radon lice.....,/ this
h"......'lIllt is Mlr uaiqnable by the CcIlpmy wit:hool: the ootWeIll: of
CloIUlUltant: and IIha 1 inure to the llenefit of any lUl8igneo or tJleir legal
..roo.-'lor in interest of the ClCJIllftI'IY I t:.hereaft:er / this Aql....,..1: may be
uaigned by CcIlpmy, P.1t sudl uaigl11lllll: .11 not: ~ Iffoot:ive wIthout:
tlI8 prior written oonsent of oonsult:anl:, Iot\ic:tl amlnt will not: ~
IUU:"eA8OI'\ftly withheld. If COlllIU.lt:ant: ntuses to oonMIlt, t:hen he 1lha11
forfeit all dCjhta to paymenbl under this ,."._,18111:.
11.1.2 'l1I8 O::lnsUlt:ant l'8CUJhizes that this Aql"'lllnt is ,-l'MIllll to
tlI8 oonsult:anl: am has been execute1 with him \:lue:! upon hIs iOOividual
CM1Ot1!Ihip of tile ~lth of l'emlylvanlll !.lee... No. 1..L Iot\idl
pennibl radon t.es1:in;J IU1d radon reduction in the c.....,IOI.;Ilt4l th, llIllIId \ilOl1
the l:'epresentat:1ona of tlI8 oonsult:ant M to lhl pGl1IOI'lIll natun of hi.
licensure and of the personal efforts to ~ ll\ISdO by the Consultant in tJ\.
radon t.est:iI1;J and radon reduot:1on IffotU of the Calplny, it ill agreed
that any ll.8.Iignnent: or attaq:lted uaignnenl: bY the Cl:lMUlt:an1: of his
~1tJ\ Clf Pennsylvania Ll.0IIlIl8 No. --2.i..._ ant tllII dul:ies the
Q:lflsU].tant: hII8 urdert:aken p.lt'BIWll: to this Aq~""1: 1lhA11 ~ tNll and
void ant 1lha11 permit: the CaTplny to imnradiftl:ely l:ennJl'lIll:e tllie ~._,.It.
Nn'ICI.IJ XU
BWdfAQII
12.1 '11le titles to the paragra~ of this I\ql'M/llllnt are solely for the
convenience of the parties all! llhall not be UIJOd 1:0 IllIplaJn, modifY,
si1Tpliry or llid in the interpretation of tI}I) prl'lYi.lorll of thie h,,<..nent.
1 JH ~ ~/, tile partIes hAYlI uHocuh'll till. h"l.....,lOIlt tills the
day of . lAm,,,,), _./ 199~
~h'Hfl'l
........-- ,
- /(1.1/1 WlIIJJ\IIII, I~.
~t't&"c.:
nvr'.;,:. >) ,)/, //{
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'1HrB '- llIIf1' made this .d' T~\ dAy ot NCMIIbr, 1991 between
~ U\IQWJXlfUES, :me., of 4705 Trirdle Road, MlEldlanie&l:lur9/
Pennsylvania, an:! JIIMEB 1INllJlfi WILLI1\M3, ot Miller Gap Road,
Medlani~/ Pennsylvania, or his corporate us1qnee.
W1'I!IJ88I1DJI 'Dle parties hereto/ int:en1in;J to be legally bo.h1 hereby
,
eqx. to the tollawil1;J t:ems an:! oorditionsl
1. JBlI*I Anthony WillilUTll, irdividually or through his 1ISSl9nee in
corporate torm, will perform the follawillg services for Jdlnston
Leboratoriu, Inc. I
A. All field &aIlplil1;J.
B. Piok--up of all II&l1lles.
It is e.grea1 that oert:ain aocounts are exolUded, said accounts
bein;J lIplilOitioally referred to in ~it "A" l<wtl1oh is attadlod hereto IU1d
made a part hereof.
2. If Jall'I88 Anthony WIlliams or his oorporate aasignee cannot perform
the lIeXViOllll set forth in ~ 1 hereinabove in a caml8rOially
rea.IClMble period of time aoceptable to the parties, then ,Jdlnston
Leboratori.., Inc. 1wI the option, after not:iOll to Will1lll1W1, to lII.lbetitute
ita pel1l(ll'\nel to perfoxm the88 servicell on a per call basis.
3. Jlll\I8. Anthony Willia. or hill corporate aui9nee will
~tly bill Johnston Leboratories, Inc. / for all services perfonMd
" .
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Kellogg Environmental S.rvlo.., Ino.
Exhibit A
1. Landi8burg - W.W.T.P.
2. Mount View Nurainq Home
3. Perry Village Nurainq Home "
4 . Camp curtain YMCA (Fridays)
.1 ,I I'
5. E' & M Plaza
.1 I
6. Fiahinq creek Elementary I
I I I
,
7. Blue Mountain sprinq Water
a. Motts Apples
9, Fro'" switoh
., .1
10. Rooky sprinqs Bible camp
11- Harrisburq Dairy , I
12. Sunset Golt "1
13, White Tail
14. Dunoannon Shell Gas station.
15. capital Lubricants
16. Londonderry Township
17. Edwards Mobile Homo park "
lB. smiths Mobile Home Park
19. south Hampton Mobile Home Park
I ,
818 Anthony Orlvt
Meohlnlclburg, PA 1701111
(717) 7G2.G384
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BXHIBIT "D"
I,
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1711II. U'IIOIrY WILLIIIII a.'
uaL .''Ia,. UYIaOIDllll'l'AL
''''10.'[ 110., .uoa...oa
GOJRIlA'IIOI '0 'IOIY WILLIMI,
110.,
t1dDU"a
II 'II ClOva' O. OONNOI JLIAI
CVJ&IlaLNrD COVll'l'Y, '1IIIIfIYL,aarJa
v.
10.
CI'IL ,....
IDDID ,. ..LLOMI lIMY
.... ..LLOIfl ..LLOIG
UYI'~""'AL ''''Ia.~l 110. I
1708.'l'OII ...ena LUo...'Oall',
110. I aD' 170""'1'0.
LAlOaa'l'Oal.', 110., CIVIL lC'I'IOI - .QUI'I'Y
DefeDdaDU avay 'fIIAL DIJWfDID
IRIIC. ~o D"'KD aMD OLaIK .IG'~'
You have b.en au.d in court. If you wiah to defend a;ainat th.
clai.a a.t forth in th. fOllowinq pap.ra, you muat take acUon
within twenty (ao) day a after thb COlllplaint and noUce are
aerv.dl by enterin9 a written app.aranc. peraonally or by attorney
a~ tilin9 in writin; with the court your d.fen..a or objectiona to
the Claim. aet forth aqainat you. You are warn.d that It you fail
to do ao, the caae may proce.d without you and a jud9ment .ay be
.nter.d avain.t you by the Court without turth.r notioe for any
.oney 01a1.ed in the complaint or for any oth.r olaim or reUef
r.qu..ted by the Plaintift. You may lo.. .on.y or property or
other ri9ht. important to you.
YOU SHOULD '1'AlCI THIS PAPIR '1'0 YOUR LAWYBR AT ONCI. If
YOU DO lfOT HAVI A LAWYER OR CANNOT AFFORD aNI, 00 TO oa
'1'ILIPHONI THI O'FICI SIT FORTH BILOW TO FIND OUT WHlal
YOU OAN 01'1' LEOAL HILP.
court Acl.ini.trator, Fourth Floor
Cumb.rland county Court Hou..
1 courthou.e Square
carli.l., penn.ylvania 1701)-3387
Tal.phonel (717) 240-6200
"
N..O..T..l.C..l
, La han d.mandado e u.t:ad .n la corte. Si u.ted quiare
defender.. de e.ta. de.and.. expue.t.. en la. pa;ina. aiqui.nt..,
u.t.d ti.ne vient. (20) die. de plalo al partir de la techa d. la
de.anda y 1. notiticacion. U.t.d d.be pre..nter une .p.rienoi.
..orit. 0 en per. on a 0 pOl' obo;ado y archival' .n 1. corte en foraa
e.crit. .u. defen... 0 .u. objecion.. ale. d...nda. en contra de
au peraon.. Sea .viaado que .i uat.d no .e d.fiende, 1a corte
07.... AItIOMY WZLLZ..- .a4
uu. 1''I'a'l'. IIIVZaOllMlII'I'aL
.uvzel't z.c., .vcc...oa
coa'O~'I'IO. '0 'I'OMY 'ULZAJII,
z.c.,
flaiatin.
II' ,.. con'l' 0' eOlfNO. .LPI
CUJII.ILNID covny, .....Yl.vAlfZa
v.
.0.
CIVZL '1'''''
.D'aao v. ..LLOGG, IWlY
.... .ILLOGO, .ILLOGO
IIVzaOllUllTaL 'UVZCI', UC.,
070"''1'0. "10'1''' LalOaaToal.',
I.C., ...4 070"''1'0.
Laloaa'l'oaz.., Z.C., CIVIL ACTIO. . .gUITY
Defea4aat. JUlY 'fIIAl. DIIIUD.D
aOIl.~rn
COM.' .OW, Plaintiff., Jame. Anthony William., individually,
and Real E.tate Environmental Service., 11'10., by and throu9h their
attorney., CONNELLY, REID' SPADE, by John F. Lyon., I.quire, and
re.pectfully aver. aa follow.1
1. Plaintiff, Jame. Anthony William. (William.), ia an adult
individual, with a mailin9 eddre.. of P.O. Box 1921, New Kin9.tOWl'l,
CUmberland county, Penn.ylvania 17072.
2. Plaintiff, Real I.tate Environmental service., 11'10.
(hereinafter referred to a. R.E. EnVironment), i. a Penn.ylvania
Bu.ine.. corporation, with a ourrent maIling addre.. of P.O. Box
1821, New King.town, cumberland County, penn.ylvania 17072.
3. Plaintiff, R.I. Environment, 11 the .ucoe..or corporation
to Tony Willialll., Inc., a penn.ylvania Budne.. corporation, a
party to the Agreement. which are the .ubject matter of thia
litigaUon an4 .uooe..or oorporaUon to the r.i9ht to U.e tha
oorporate na.e, Kell099 Environ.ental s.rvice., Inc..
4. Detendant, Edward V. K.ll099/ i. and adult individual
who.. h.t known addr... i. 816 Anthony Drive, Mechanic.burg,
Cumbarland county, Penn.ylvania 17066.
/5. Defendant, Mary E.P. Kell09g/ it and adult individual
who.. h.t known addre.. it 816 Anthony Drive, Meohanic.burg/
Cumberland County, Penn.ylvania 17065.
6. Dlfendant, Kellog9 Environmlntal Servioe., Inc.
(her6inaftlr referred to all RES), i. a Penn.ylvania Bu.ine..
corporation, with it. la.t known regi.tlred ottioe located at 470/5
Ea.t Trindll Road, Mlchanio.burg, cumberland County, Plnn.ylvania
170/5/5.
7. Dltendant, John.ton Speotra Laboratori.., Ino.
(her.inattlr ret.rrld to a. "John.ton") / 11 a Penn.ylvania Bu.tnl..
Corporation who.e la.t known bu.in... addrl" i. 470/5 !a.t Trindll
Road, Meohanio.burg, cumberland County, Penn.ylvania.
8. Dltendant, John.ton Laboratorie., Ino., (hereinatter
referred to .. "Johneton Lab.,,) it a Penn.ylvania Bu.in...
corporation who.e la.t known regi.t.red addre.. in Penn.ylvania ia
4705 But Trindle Road, Meohanio.burg, Cu.berland County,
'enn.ylvania.
a
.. Plaintiff. b.li.v., .nd th.r.for. .v.r, th.t D.f.ndant.
John.ton .nd John.ton ll.b. ar. .oldy or parti.Uy own.d by
D.f.nd.nt. Kell09q, .ith.r individu.lly or jointly.
10. Altern.tiv.ly, Plaintiff. b.li.v. and th.refore .v.r th.t
D.f.nd.nt, Edw.rd V. K.lloqq, i. .n .mploy.., offio.r, dir.otor,
.q.nt, oon.ult.nt, .h.rehold.r, manaq.r or in control of the
op.r.tion. of D.f.nd.nt., John.ton and John.ton Lab..
11. On or about Nov.mber 8, 1991, Plaintiff Willi..., .nd
D.f.nd.nt. K.lloqq .nd D.f.ndant KES ent.r.d into a writt.n
Aqr....nt .ntitl.d S.l. of A...t., Non-Comp.tition and Ind.p.nd.nt
contr.otor Agr..m.nt (h.rdnaft.r ref.rr.d to .. "S.l. of A...t.
Aqre...nt", a oopy of whioh b attached he.reto and inoorporabd by
rlter.no. th.r.to and .ark.d a. Exhibit "A").
12. Und.r the t.rm. of the Sale of A..et. Aqr....nt,
Pl.intiff Willi... w.. to puroha.. and Def.ndant. K.lloqg w.r. to
.ell, intar alia, .ll of the a...t., tanqibl. and int.nqibl., U..d
.xolu.iv.ly by the bUlin... owned by Def.ndant. K.ll099 and known
.. K.ll099 Invironm.nt.l S.rvic.., Inc..
13. Th. .al. and puroha.. of a...t. inolud.d all .uoh ....t.
r.lat.d to the .ntir. bu. in... actiVity of KIS al to it.
re.id.nti.l r.al ..tate w.t.r .ampl. piok-up .nd w.t.r .nd .irborn.
r.don t..ting includin9 but not li.ited to radon t..tinq, w.t.r .nd
.Ilptio .y.tlJII o.rtification., hou.. in.p.otion., .nviron..ntal
.Udit., t.rmit. in.p.otion., contractin9 including p.intin9,
3
aa1ntenanc., concnte al.b. .nd .lectric.l, .Ulllp plt/.u.p pup
In.tallatlon and r.palr, ..b..to. r.mov.l, ha..rdou. wa.t.
n..dlation and tank .upport. .ervio.. which Defend.nta op.rated ..
. dlvl.lon ot Kellogg Envlronment.l Servlce., Ino. (Th. ....t. and
bu.ln... ..rvlc.. .et torth herein .re coll.otlvely ret.rr.d to a.
"ltadon Te.tin", .nd It.don It.duot1on'' in par.graph 1.1 ot the Sala ot
A...t. Agre.m.nt .nd .re h.reln.ft.r ref.rred to .. "r.don te.tlng
.nd r.don r.ductlon").
14. In addltion to the ....t. .et torth ln Paragraph 12
hereln, Pla1nt1tt Wil11.III. puroh...d and Detendanta Kellogg and KIS
.old, all thelr right. and intere.t ln the nalll. "K.llogg
InvirolUl.ntal s.rvlc.., Ino." .nd any d.rivaticm th.r.ot pur.uant
to paragraph 1.1.8 ot the Sal. of A...t. Agr..lII.nt.
15. At the tl.. the partl.. .ntered into the Sal. ot A..et.
A9re.lII.nt, D.t.ndant Edward V. 1<.11099 wa. the hold.r ot a
couonw.alth ot p.nn.ylv.nle Radon T..tinq and Rellledletion Licen..,
nWllb.r 116.
16. On or about J.nuary 1, 1992, Plaintltt, Tony Wl11la..,
Inc., .nd Det.ndant, Edward V. 1<.11099, .ntend into. wrltten
Ind.pendent contraotor Agr.elll.nt (hereinatter ret.rr.d to al
"Conlultinq Aqr..lII.nt". A oopy of the "Conlultinq Aqr....nt" 1.
attached h.rato and incorporat.d herein by r.ter.nce and .ark.d a.
EXhlblt "I".)
4
..... \
17. On 01' about January 1, 199:.1, in order to ..cun the
payaent ot the balance ot the purcha.e price owed to Detendant.
lCell099 and ICES under the ter.. ot the Sale ot A..et. Alireelllent and
C:onlultin9Aliree.ent, plaintitt William. exeouted a pro.beory Note
(heninaner "Note") in the amount of $200,000.00. (A copy of the
Note b attaohed hereto end .arked Il. Exhibit "C").
18. On or about April 2, 1993, Plaintitt Willia.. and
Detendant. lCelloQ9 and ICES exeouted an Amendment to the Sale ot
AI.et. A9reelllent and the Note Ildju.ting the payaent ter.. and
reducin9 the total amount ot the puroha.e prioe but pre.ervin9 all
other ter.. and condition. ot the Sale ot Ae.eta Aqreelllent and the
Note.
19. pur'Uant to paragraph 4.1.16 ot the Sale ot A..eta
Avree.ent, Defendant. lCellogg and ICES/ jointly and .everally, and
a. the .hareholder. and ownar. of all the i..uad and out.tandin9
.hare. ot Detendant, lCellogg Environmental servioe., Inc., a9reed
not to co.pate, either diraotly or indireotly, with Plaintitt. in
any bu.ine.. involvin9 radon te.ting and radon reduction, a.
datined in the A9reement., in the countie. ot Dauphin, cumberland,
Perry, Adalll., Lanoa.ter and York, penn.ylvania (hareinatter
reterred to a. the "R..tricted Tarritorie.") .
20. The Sale ot A..eta Agreement, c:onlulting A9ree.ant,
prolDi..ory Note and the Amen~ment to Sale of A..et. A9ree.ent are
herdnatt:er COllectively reterred to as tha "Agreement.".
II
21. P~r.~ant to paraqraph 3.1 of the Con.ultinv Aqr....nt,
Idward V. ~.ll09q, individ~ally, avr..d not to .nqaq. in any radon
t..Unq and/or r.don red~cUon .cUviU.. .. d.fin.d in the
Aqr....nt. und.r commonw.alth Lic.n.. No. 96 durinq the ti.. of the
Aqr....nt in the re.triot.d t.rritori...
22. pur.u.nt to p.r.qr.ph 3.2 of the con.ultinq Aqr....nt,
Edward V. ~.lloVV, individually, aqre.d not to oo.p.te, eith.r
directly or indir.ctly, or affiliat. in any .ann.r with a bu.in...
co.p.tinq with Pl.intiff. for . p.riod of thirty~.ix (36) month.
.fter t.rmination of the .qr..m.nt, for whatev.r r.a.on, in the
r..trict.d t.rritori...
23. pur.uant to par.qraph 3.4 ot the conaultinq Aqr....nt,
the value of the cov.nant not to compete wa. a.t by .qr....nt of
the part i.. at $129,000.00.
24. Purauant to the t.rm. of the Aqr..ment. and Promiaaory
Not., a. am.nded, Plaintiff. have mad. the aqr..d monthly paym.nt.
until .uch U.. a. plaintiff. b.ca.. aware of breach of their
obliqationa by D.f.ndant..
25. pur.uant to the t.rma of the Sale of A...ta Agr....nt,
Pro.i..ory Not. and con.ultinq Agre.ment., .. a..nd.d, the
Plaintiff. have fulfill.d all th.ir pr.~oondition. .nd p.rform.d
all the obliqationa.
26. On or about July 19, 1993, Plaintiffa b.li.v., and
th.refor. av.r, that Def.ndant, Edward V. ~.lloqq, p.rmitt.d the
6
II
radon te.tin9 end miti9ation certification, No. 96, to expire. (A
copy of the Notification from OIR i. attached hereto and
incorporated ~y refennce thento and muked a. Ilxhibit "0").
a7. Plaintiff. believe, and therefore aver, that contrary to
their covenant. not to compete, Defendant., Kelloqq, either jointly
or individually, have competed or a..ociated them.elve., either
,
jointlY or individually, with bUline..e. competinq with Plaintiff.
in the re.tricted territorie..
a.. Plaintiff. believe, and therefore aver, that Defendant.,
Kell099, have throuqh their owner.hip of the .hare. of .tock of
John.ton Speotra Lab. and/or John.ton Lab. or throuqh their control
over the .anagement dinotion and operation of John.ton Speotn
Lab. and/or John.ton Labl have dinotly and indinctly co.pated
with Plaintiff. in the re.tricted territorie. by conductin9
n.idantial watu .amplinq pick-up and te.tinq Which con.titute
ndon te.tin9 and nduction .ervica. under the term. of the
under.te~dinq. amonq.t the partie..
n. contrery to the term. of the written 89reement., the
Defendant., KeU099, either jointly or individually, directly or
indirectly, have further oompeted with Plaintiff. a. follow.1
(a) On or about June 11, 1993, Edward V. KeU09Q
.ubmitted a bid for dte ramediation work a. project
maneger for aerqe.. Excavation, Inc.. (A copy,of the bJ,d
i. attached hento and incorporated by refennce and
7
.arked a. IXhij)it "I"),
(b) On or about July :17, U93, Defendant, Idward V.
l(ell0911, dther individually or under the 9uba ot
John.ton Spectra Lab. and/or Johnston Laj)., which he
own., direct., controll or i. attiliated with, p.rformed
radon te.ting and remadiation work at aettY.burg Colleva,
Adam. county, Penn.ylvania. (A copy of the Clo.ure
Report b attached hereto and inoorporated herein by
reterance and merked a. Exhibit "F"), and/
(c) On or about Maroh 10, 1994/ Detendant, Edward V.
I(elloqq, dther individually or under the quiaa ot
JOhn.ton Spectra Lab. and/or Johnston Lab., pertormed
water .amplinq pick-up and te.tinq for property located
at 12 Dewalt Driva, Mechanicsbul:q, Cumberland county,
Pennsylvania. (A oopy of the tlst reporti. attached
hereto and incorporated herein by reference thereto and
marked II. Exhibit "G").
30. contrary to the terms of the written agreement and the
ri9hts tran.tarrad to Plaintitt. to dll right and intera.t in tha
na.a l(all099 Inviron.antal servioa., Inc., Plaintitfs balieve, and
therafora avar, that tha Datendants did solicit and continua to
.olicit buainee. and perform radon te.ting and reduction .arvica.
udn9 tha nama "l(ell09q Environmental servicas, Inc.".
8
31. Cont~.~y to tha t.r.. of the writtan .gr....nt.,
plaintiff. b.U.v., .neS th.refore aver, that Daf.neSant. .,ithar
.olioit.d, bieS for contracta aneS/or were awarded contract. u.ing
the n... K.llogg Inviron.antal sarvicel, Inc. al follow..
e.) Powningtown Area Regional Authority projaot for
r.aoval and replac..ant of .toraqe tank .y.ta. on or
about P.c..ber 16, 1993. (A copy of eubcontractor
propo..l dat.d D.o..ber 16, 1993, ie attachad herato and
incorporat.d herein by reference and marked a. Exhibit
"H"), end,
eb) On or about January 12, 1994, bid and received the
contraot for the preparation of spill Prevention
Pi.charge and Ili.ination syete.e Permit for the oreater
Buff.lo Int.rnational Airport.
32. Under the t.rm. of the written aqreement., Plaintiff. are
entitled to preliminary and permanent injunctive relief whether or
not Pl.intiff. prove .ctual da.age..
33. Und.r the term. of the written aqreement., plaintiff. ara
entitled to ind.mnifioation trom Defendant. for aU co.t. and
.xpen.e. incJ.uding legal tee..
COlJll'1' %. .....CI 0' COll'l'DC~
34. Plaintitf. incorporate herein by reterence thereto the
.veraente of their Compl.int a. .et torth in paragraph. 1 through
33.
9
1............ ._.. ..,_.... .
35. Until January, 1994, Plaintitt mad. the requir.d .onthly
paYJll.nt. to petendant. .. raquir.d by the tar.. of the Written
A9r....nt., a. ...nd.d.
36. contrary to th.ir obligation.,
eith.r direotly and/or indirectly
territori...
37. contrary to th.ir obligation. and the term. of tha Bale
of A..et. Aqr....nt and Con.ultinq Aqreement, Oef.ndant, Edward V.
K.llogg, p.rmitted cOl\llllonw.alth ot Pennsylvania Radon Te.tinq and
Re..diation Lioen~. number 96 to expire and become unavailable to
Plaintiff. a. of June 19, 1993.
38. contrary to Plaintiff.' riqht and intera.t in the u.. of
the na.. Kellogg Environm.ntal s.rvices, Inc., Defendant. have
.0Ucited, bid, .ought bid. and/or performed radon te.ting and
reduction .ervic.. within and without the .tate of Penn.ylvania
under the trade name "Kell09q Environmental s.rvioe., Ino.".
30. O..pite d.mand, Plaintiff. believe and th.refor. aver
that P.tendant., lith.r individuaUy or jointly, dir.otly or
indir.otly, oontinu. to oompete within the restrioted territor i..
or Qontinu. to .olioit, bid, and pertorm radon te.tin9 and
reduotion .ervio.., a. d.fin.d in the Aqrum.nt., within the
re.trict.d territori.. und.r the 9uiae of oorporate entiU.. lith. I'
entirely or partiaUy owned by Def.ndant. KeUo99 oontrary to their
avr...ent. not to oompete and oontrary to Plaintiff.' buline..
D.fendant. have oompeted,
within the re.triot.d
10
right. and intere.t..
40. Under the term. of the written agreement., plaintitf.'
obligation to pay the monthly .um. terminated upon the Defendant'.
permitting Licen.e number 96 to expire.
41. Under the ter.. ot the Written Aqreementa, Defendant.
agreed not to oompete in the Re.trioted Territori.. in the bu.ine..
aotivitie. of re.idential radon testing and radon remediation for
a period of three (3) year. from the date of termination of payment
tor any rea.on.
42. contrary to their obligations not to oompete tor a period
of three (3) year. from the date of termination ot payment.,
Plaintitf believe, and therefor aver, that the Defendant. have
provided oompetitive ..rvioe. in the nature of relidential radon
te.tinq and radon remediation within the Restrioted Territorie..
43 . contrary to the obliqations under the term. of the
Agree.ant., plaintiff believe, and th.~.fore aver, that the
Defendant, either individually Qr jointly, or as manaver., owner.,
director., .hareholders, or employeee of Defendant., John.ton
speotra Labor.tori..., Ino. and/or John.ton Laboratorh., Ino.,
oontinue to provide re.idential radon telting and radon remediation
.ervioe. within the ae.trioted Territories.
44. plaintitr. believe, and therefore aver, that Detend.nt.,
Idward V. Kelloqq and/or Mary ~.P. l<ell099, have through their
owner.hip of the .hare. of .took of John.ton Speotra Laboratorie.,
11
.
Ino. and/or John.ton Laboratorie., Ino., or through their oontrol
oVe~ the llIanagement, direotion and operation of .uoh oompanie., o~
in a..ociation with other bu.ine.. entitie., violated their written
Covenant. not to Compete with Plaintiff. within the Re.trioted
Te~ritorio. by providing radon te.ting and radon reduotion .ervioe.
in the nature of piokin9-up of r..identhl water .ampling. and
engaging in other prohibited aotivitie., inoludinq but not limitad
to tha followingl
a. Ilbener RealtYI Property owner Walter., 4263 CarUlle
Road, Gardener., cumberland county, Pennsylvania,
b. Realtorl Detweiler., Inc, property owner Waqner,
looaticn, 5650 Union Depo.it Road, Dauphin county, Penn.ylvania,
o. Realtor I Niok Wood Realty, property owner AntoneUi,
looation, 1116 Bethlynl
d. Property, Gerald Brown, location, 2124 Walnut Bottom
Road, carli.le, CUlllberland County, Penn.ylvania.
45. Plaintift. believe, and therefore aver, that Defendant.,
contrary to the written Covenant. not to compete, have oontinually
and on nUmerou. other ocoa.ion. other than tho.e li.ted in
paragraph 44, performed .ervioe. in competition with plaintiff.
within the pro.oribed territories, and continue to perform .arvioe.
in oompetition with plaintiff. within the prolcribed territorie.,
all to the detriment and 10.. ot Plaintiff..
1:2
.
.
41$. Ce.pite deJD.nd, Celand.nh oontinue to oompete with
'lai~tiff., eith.r direotly or indirectly, in the Re.trioted
Terdtori8D.
47. By rea.on of the breaoh of Defendant., Plaintift. have
.uffered damage. .nd will oontinue to .uffer d.maqe. in the nature
of 10.. of revenue., 10.. of market po.ition and Bu.ine.. ~rade
Name oontu.ion.
IIU'.O.', Plaintiff. reque.t Judl1ment aqaln.t Defendant.,
Idward V. ~elloqq, Mary E.P. Kellogg, ~ell09q Environmental
service., Ino., John.ton Speotra Lab.., Ino. and John.ton
Laboratorie., Ino., jointly .nd .everally a. follow. I
(a) preliminary and permanent injunotiva relief
enjoining Defendant., continued viOlation of the Non-
competi tion olau.e. oontained in the Sale of A..eh
Agreement and the Con.ulting Aqree.ent,
(b) Preliminary and permanent injunotive relief
enjoininq Pefendant. from a..ociatinq with any bu.ine..
whioh oompete. with Plaintiffs in the re.trioted
territori..,
(c) prelilllinary and permanent injunctive relief
enjoining John.ton speotra Lab., Ino. and/or John.ton
Lab., Ino, by or under the owner.hip, control, direotion
or Manaqement of Defendant., Edward V. ~elloqq and/or
Mary I.P. ~alloqq, from pertorminq, lolicit1nq or
13
.
.u~ontr:actinq piok-up of water te.tin9 umple. and
airborne and water-borne radon te.t .ample. and radon
te.t1nv and remediation work in the re.triotecl
territorie.,
(d) Preliminary and permanent injunotive relief
enjoinin9 Defendant., Edward V. ~ellogg and/or Mary E.P.
Kelloqq, and any per. on under their direotion or oontrol
troa .01ioit1nq, biddinq, or oontracting or in any other
form or way of uain9, tradinq or infrinqinq upon the name
"KeUoqq Ilnvironmental servioe., Xno." or any derivation
thereof,
(e) Enter an award tor oompensatory and punitive damaqe.
in exoe.. of $20,000.00,
(f) Order an aooounting of all proUt. reo lived by
Detendant. in violation if thair written aqreement.,
(V) Inter an award for reaaonable attorney, \ '. fee.,
co.t. of .uit, oo.t of aocountinq, plue intere.t, and,
(h) Buoh other relief a. the Court deeml appropriate.
CDDII'I n:. Dlll'A.1a COII..'l'%'l'!O"'CO..OlA'l'. HAIl. %....!..IIIII.II'I
48. The averment. oontained in paraqraph. 1 throuqh 47 are
incorporated herein by referenoe thereto.
4'. The Defendent. have continued to traneact bu.ine..,
borrow or oollaterali.e loan. and enter into bu.ine.. tran.aotion.
.,
14
.
u.in'l the trade nalle "Kell.099 Environmental servioe., Ino.".
110. said u.e by Pefendant. of the trade nalle "l(e11oqq
Invironmental servioe., Ino", ha. oau.ed oonfudon with Plaintiff'.
Worker'. compen.ation In.uranoe oarrier. and Rating Bureau.
151. Said u.e and oontinued u.e of the trade name "l(e11099
Invironmental Servioe., Inc,lI infringe. upon the riqht. and i.
oau.inq and i. likely to continue to oau.. oonfu.ion, mi.take
and/or deception a. to the .ource or oriqin of the .ervioe. oftered
to be provided among.t tha publio.
112. Said oontinued ule by Defendants of the oorporate name
"Kelloqq Ilnviron.ental service., Ino." is likely to cau.e oontu.ion
in plaintitf'. oompetitive area and amonglt Plaintiff'. oreditor.
and in othar bu.ine.. relation.hip..
113. Pe.pite demand/ Defendanta have willfully, repeatedly and
without ju.titioation oontinued to 801ioit, oontract and transaot
bu.ine.. u.inq the trade name of Plaintiff for the .61e purpo.e of
oau.inq injury to Plaintiff'. bu.ine.. and goodwill.
114. A. a direot and proximate r..ult of the afore.aid actions
of the Defendant., Plaintiff. have luffered and will oontinue to
.utfer illllllediate and irreparable harm.
1111. Plaintift. are entitled to injunctive reliet under
penn.ylvania corporation and A..ociation. Code, 111 Pa.C.S.
11303 (e) .
111
,.
.
o...roa., Plaintitf. demand Judgment and reUef a'Jain.t
Petendlnte, Edward V. l(ell099, Mary E.P. J<e11099, and l(e11oqq
Invironmental Servioe., Ino., John.ton Speotra Lab., Ino. and
Jobn.ton Laboratorie., Ino. .. followl'
(a) freliminary and permanent injunctive reUef,
enjoininq Plfendant. from u.inq or tran.actinq any
bllaine.. in thl name or "KIlloq9 Environmental Servioe.,
Inc." and infrinqinq upon and dilutinq the buline.. and
qoodwill of Plaintiff.,
(b) Compen.atory and punitive damaqe. in an amount in
exce.. of $20,000.001
(c) An aooountin9 of any and all contract. tran..oted or
bid by Pefendante under the trade name 'lKelloqq
JIlnvironmental serviol., Inc. II from November 18, 1992
throu9h the pre.ent,
(d) Award oo.t. of Buit and attorney. tee., and,
(e) SUoh other relief II the court deem. ju.t and
appropriate.
....---,
Dat:ea -:? - 9..s-
17108
(717) 238-4793
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JAMES ANTHONY WII.LIAMS IN THE COURT OF COMMON PLEAS OF
and REAL ESTATE ENVIRONMENTAL CUMBERLAND COUNTY, PENNSYLVANIA
~ERVICES, INC" SUCCESSOR
CORPORATION TO TONY
WilLIAMS, INC.,
PLAINTIFFS
V,
EDWARD V. KELLOGG, MARY
E.P. KELLOGG, KELLOGG
ENVIRONMENTAL SERVICES,
INC., JOHNSTON SPECTRA
LABORATORIES and
JOHNSTON LABORATORIES,
INC.,
DEFENDANTS
,
.
: 95-0634 EQUITY TERM
ORDER OF CQVBI
AND NOW, this 15th day of February, 1995, upon agreement of counlet, the
helll'lng on the preliminary Injunction scheduled for Thurlday, February 16, 1995, II
CONTINUED. The hearing II rescheduled for Wednesday, MllI'ch 15, 19915, at 1 :30
p,m" In Courtroom Number 2,
John F, Lyonl, Elqulre
For Plalntlffl
- ~ ""t~,.... ()>\tJ....(. ( t 'J.. )1 ,/ (; r
...1\ ,1)1.
David R. Getz, Elqulre
John F. King, Elqulre
For Defendantl
:1..
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