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v.
: IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY. PENNSYLVANIA
CIVIL ACTION - LAW
DAVID CAUTHEN,
Plaintiff
SUSAN K. DAY,
DISTRICT JUSTICE,
Defendant
NO. 95-1070 CIVIL TERM
IN RE: DEFENDAN12S...PRELlMINARY OBJECTION
Before HOFFER. J. and BAYLEY. J.
ORDER OF COURT
AND NOW, ~ 3 ( . 1995. by this Order and Opinion, we notify
counsel that the defendant's preliminary objection to dismiss this case for lack of
subject matter jurisdiction will be granted unless by praecipe filed within 15 days
of today, plaintiff requests this Court to transfer the matter to the Pennsylvania
Supreme Court.
By the Court,
J.
Robert L. O'Brien, Esquire
17 West South Street
Carlisle, PA 17013
For the Plaintiff
District Justice Susan K. Day
PO Box 167
Mt. Holly Springs, PA 17065
Howard M. Holmes. Esquire
1515 Market Street. Suite 1414
Philadelphia, PA 19102
For the Defendant
e.,.u"-,..l,,.-.l,.!... /11 '31) cl S
\l . l'
'':> '
District Justice Paula P. Correal
1 Courthouse,~ql.!ar~ I" 1r,~
Carlisle. PJ\, 17013
.
DAVID CAUTHEN,
Plaintiff
v.
: IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYLVANIA
CIVIL ACTION - LAW
SUSAN K. DAY,
DISTRICT JUSTICE,
Defendant
NO. 95-1070 CIVIL TERM
Before !::IOFFER, J. and BAYLEY. J,
QeINlQH
HOFFER, J.:
This case Involves the authority of the Court of Common Pleas to Issue a
writ of mandamus against a district justice compelling execution of a judgment.
The operative facts In this case may be summarized as follows: The plaintiff
asserts that In November of 1994, District Justice Paula Correal entered a
judgment In the amount of $365.50 In favor of the plaintiff against Mr. Dennis Ness
(hereinafter Correal Judgment). The plaintiffs complaint further alleges that the
Correal judgment arose from Ness's failure to fulfill his obligations under a contract
for the sale and purchase of a mobile home. (Complaint ~ 3.)1 In attempting to
lThls judgment was executed and the amount In question was collected by
means of an execution sale which produced a surplus of approximately $500.
District Justice Correal currently holds this amount In escrow pending resolution of
this matter.
95.1070 CIVIL TERM
acquire possession of the property In question, the plaintiff leamed of a judgment
lien on the mobile home entered by District Justice Day In favor of Property
Management Inc. (hereinafter Property Management Judgment). The plaintiffs
complaint alleges, that In consideration for the plaintiff's payment of $1,300.00,
Property Management assigned Its judgment to the plaintiff. (Complaint 11 4.)
Plaintiff further avers that he attempted to execute the Property Management
Judgment In the Issuing office of District Justice Day, but that Day refused, and
continues to refuse to execute the judgment. The plaintiff has filed an action In
mandamus seeking execution of the judgment.
For her part, the defendant, District Justice Day, averts that the District
Justice Rules of Civil Procedure do not recognize holders In due course and,
therefore, that she was not authorized to execute the Property Management
Judgment. (Preliminary Objections 11 11.) Additionally, the defendant has filed
preliminary objections pursuant to Pa. R.C.P. 1028 (a)(I), moving to dismiss the
plaintiffs complaint for lack of subject matter Jurisdiction. (Preliminary Objections
11 16.) In the altematlve, the defendant requests that this Court transfer the
plaintiffs action to the Pennsylvania Supreme Court pursuant to 42 Pa.C.S.A. ~
5103(a). We address these preliminary objections.
2
95-1070 CIVIL TERM
Discussion
Initially, we note that a preliminary objection averring lack of subject
matter Jurisdiction Involves a determination of whether a court has Jurisdiction over
the subject matter of an action. 2 Goodrich Amram 2d ~ 1017(b):7, at 249 (1991).
"The test In such a situation Is the competency of [the] court to determine
controversies of the general class to which [the case] belongs. .!.d.
With regard to the subject matter Jurisdiction of this Court in the Instant
case, the defendant asserts that jurisdiction does not properly reside with the Court
of Common Pleas, but with the Pennsylvania Supreme Court. In addressing this
allegation we Initially note section 931 of the Judicial Code, which provides In
pertinent part:
(a) General Rule. Except where exclusive
original jurisdiction of an action or
proceeding Is by statute . . . vested In
another court of this Commonwealth, the
courts of common pleas shall have unlimited
original Jurisdiction of all actions and
proceedings Including all actions and
proceedings heretofore cognizable by law
or usage In the courts of common pleas.
42 Pa.C.S.A. ~ 931. Thus, Jurisdiction lies with this Court uniess exclusive original
Jurisdiction is vested In another court.
Pursuant to sections 716 (a) and (b) of the Judicial Code, the
3
,
95.1070 CIVIL TERM
Commonwealth Court possesses exclusive original Jurisdiction over suits "against
the Commonwealth govemment. Including any officer thereof. acting In his official
capacity." 42 Pa.C.S.A. ~ 761 (a). (b). In addressing the Issue of whether suits
against district justices fall within the purview of section 761. the Commonwealth
Court has held that "since district Justices are Commonwealth officers. . . the plain
language of section 761 (a)(1) vests [the Commonwealth] Court with Jurisdiction
over a district justice." LmPer v. County of Alleghenv, _ Pa. Commonwealth -'
654 A.2d 11 (1994). Thus, original Jurisdiction In actions Involving district justices
is vested In the Commonwealth Court.
Although the analysis to this point demonstrates that this Court may
not exercise Jurisdiction In this matter, the defendant's request for a transfer to the
Pennsylvania Supreme Court necessitates further examination of the Jurisdictional
provisions of the Judicial Code. In this portion of the analysis. we are again guided
by the holding of the Commonwealth Court In the ~ case, supra. The Leiber
case Involved a factual situation, similar to the one before us. In which the plaintiff
flied a complaint In mandamus against a district Justice. ~. _ Pa.
Commonwealth _. 654 A.2d at 12. The trial court found that It lacked original
Jurisdiction over the dispute and transferred the matter to the Commonwealth
Court. lQ. at 13.
4
95.1070 CIVIL TERM
In examining the issue of whether the Commonwealth Court had
original jurisdiction In the matter, that Court examined the provisions of section 721
of the Judicial Code, which provide that the Commonwealth Court has original
jurisdiction In cases of mandamus where such relief is ancillary to the Court's
appellate Jurisdiction. 42 Pa.C.S.A. ~721. Noting that there was no appeal
pending In the Commonwealth Court at the time that the writ of mandamus was
requested, the Court concluded that it did not have jurisdiction to Issue a writ of
mandamus. ld.. at 14. Additionally, the Court held that the Pennsylvania Supreme
Court had exclusive Jurisdiction to Issue the writ of mandamus. jg. at 14. In
accordance with the reasoning set forth in Lieber, we find that transfer should be
made to the Supreme Court.
At oral argument In this case, plaintiffs counsel suggested that It was
not financially feasible for his client to pursue this mandamus action In the
Pennsylvania Supreme Court. However, that course of action should not be
necessary. This Court agrees with the resolution suggested by Judge Bayley In
his Concurring Opinion attached hereto, and we encourage the District Justice to
follow that reasoning.
5
DAVID CAUTHEN,
PLAINTIFF
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
V.
SUSAN K. DAY,
DISTRICT JUSTICE,
DEFENDANT
95.1070 CIVIL TERM
CONCURRING OPINION
BAYLEY, J.
I agree with Judge Hoffer that we are bound by LeIber v. County of
Allegheny, _ Pa. Commw. _, 654 A,2d 11 (1994). Under that decision, this Court
cannot issue a writ of mandamus to a District Justice. It Is worth noting, however,
that the execution of a judgment for the payment of money rendered by a District
Justice Is governed by Rule 401 et~. of the Rules of Civil Procedure for District
Justices. Rule 401 sets forth the following definitions:
As used In this chapter:
(1) "Plaintiff' means the holder of the judgment.
(2) "Defendant" means a party against whom the judgment has been
rendered. .
Obviously, a "plaintiff," as defined, Is broader than simply a party to whom a
judgment has been Issued. The exact definitions of "plaintiff' and "defendant" used in
Rule 401 are used in Pennsylvania Rule of Civil Procedure 3101 (a) applicable to the
enforcement of money judgments for the payment of money. As summarized in the
commentary of Goodrich Amran 2d ~ 3101 (a): (2):
The word .plalntlff' means the person who has the right at law to
enforce the judgment. This definition Is more In accordance with
NORTH MIDDLETON TOWNSHIP
CARLISLE BOROUGH
PAULA P. CORREAL
DISTRICT JUSTICE 09-2-01
EAST WING. COURTHOUSE
1 COURTHOUSE SQUARE
CARLISLE. PA 17013
June I, 1995
County 01 Cumbe~and
ome. (717) 243-0292
The Honorable George E. Hoffer
Cumberland County Court House
1 Court House Square - 4th Floor
Carlisle, Pa. 17013
Re: David Cauthen
vs
Susan K. Day - District Justice
95-1283 Civil
Denr Judge Hoffer:
Please be advised that this Court is currently holding in
escrow a total of $1,304.00. This nmount represents proceeds
from execution sale held on February 18, 1995. The proposed
distribution of said funds is as follows:
David Cauthen----------$54l.57
Dennis Ness------------$557.43
Constable Charles York-$205.00
$1,304.00
I believe the only portion in dispute is the amount Dennis
Ness is to receive. It is my intention to continue to hold all
the sale proceeds in escrow until Cauthen vs Day is resolved.
I would apprecinte if you will send me a copy of the order
when the case is decided. Any questions. please feel free to
contact me.
Yours tru~-,_)",-- e
( ,) .' C. .
'/",~-1 <t'-C.." .J (r; liV < .
, Pnula P. Correal
District Justice
PPC/rmm
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DAVID CAUTHEN,
Plaintiff
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
CIVIL ACTION - LAW
V.
SUSAN K. DAY, DISTRICT JUSTICE,
Defendant
NO. 95- ;0 '1,-, CIVIL TERM
COMPLAINT IN MANDAMUS
1) Plaintiff is David Cauthen, an adult individual, residing at
134 B Street, Carlisle, Pennsylvania, 17013.
2) Defendant is Susan K. Day, a District Justice, with offices
at 229 Mill Street, Box 167, Mt. Holly Springs, Pennsylvania, 17065.
3) On or about November 2S, 1994, Plaintiff had a judgment
issued by District Justice Paula P. Correal in his favor and against
Dennis Ness of Lot #1S, Spring Garden Estates, Carlisle, Pennsylvania,
17013, in the amount of $365.50. This claim arose from Mr. Ness's
failure to perform obligations under a contract for the sale and
purchase of a mobile horne, or to pay the fair rental value thereof as
demanded. Plaintiff, subsequent to the appeal period, requested that
he be given possession of the property, only to find in dealing with
Constable York that that property had been secured by virtue of a
judgment against Dennis Ness arising in favor of Property Management,
Inc., and issued by Defendant District Justice Susan K. Day's office.
The amount of that judgment was $7S0.00 plus court costs.
4) Plaintiff, realizing that his mobile home was on land and
subject to being removed therefrom due Mr. Ness's failure to pay the
lot rent negotiated with Property Management, Inc., and agreed to a
1
;
settlement Mr. Ness's account. Plaintiff agreed to pay Property
Management, Inc., the sum of $1,300.00 and to take an assignment of
all its interest in the judgment against Dennis Ness.
5) On or about February 2, 1995, Plaintiff's attorney, Robert
L. O'Brien, Esquire, appeared at District Justice Correal's office to
pay the costs for execution and file the necessary paperwork to begin
the execution process.
6) At or about that same time, Attorney O'Brien asked that
plaintiff begin the execution process on his assigned judgment by
filing the request directly with Defendant District Justice Day's
office.
7) Plaintiff avers that, pursuant to the Rules of civil
Procedure governing actions before District Justices, pursuant to Rule
401, he had every right to proceed with the execution process.
S) Defendant refused and continues to refuse to sign the
paperwork in order to effect the execution.
9) It is averred that, had Defendant signed the execution, the
plaintiff would have had a claim against the property of Dennis Ness
pursuant to Rule 416(d).
10) As of February 2S, 1995, Attorney O'Brien had sent, on two
separate occasions, a photo copy of a page from standard PA Practice
in reference to his understanding of Plaintiff's rights to proceed as
the assignee and holder of the Property Management, Inc. claim. This
information had been sent the same day as requested by Defendant,
2
thereafter, plaintiff hand delivered a copy of it to Defendant's
office.
11) On or about February 27, 1995, Attorney o'Brien, received a
call from plaintiff indicating that the Defendant's office had been
told by an Attorney Morgan that the procedure requested was not
lawful.
12) Attorney o'Brien called Attorney James Morgan and discussed
with him the legal interpretation of the rules. Attorney Morgan
indicated that his recollection of conversations of some 20 years ago
was that this was not permitted.
13) When Defendant continued to refuse to honor the legal
request by the Plaintiff, as holder of the judgment, Plaintiff, on
February 27, 1995, requested that his counsel, Robert L. O'Brien,
Esquire, contact Property Management, Inc., to see if he would arrange
to appear as attorney for property Management, Inc., in the collection
of judgment in its name. Robert L. o'Brien, Esquire contacted
property Management, Inc. and received an authorization on February
2S, 1995 at about 12:30 P.M. to initiate the paperwork to have an
Order of Execution entered with his appearance as its attorney.
14) On February 2S, 1995, between the hours of 1:30 P.M. and
2:30 P.M., Attorney O'Brien, appeared in the Defendant's offices and
paid the money and signed the request to initiate the execution form.
At or about 1:45 P.M., February 2S, 1995, he requested of the clerk in
Defendant's office, that he would like to have a signed copy of the
Notice of Execution in order to bring same to District Justice
3
Correal's office where funds of Mr. Ness, being subject to
distribution at the close of business that same day, were being held.
Between the hours of 1:45 P.M. and 2:25 P.M., February 2S, 1995,
Attorney O'Brien waited for a photo copy of the signed form. At about
2:25 P.M., the Defendant called him back into her office and indicated
that she did not believe that he was authorized to proceed on behalf
of Property Management, Inc. Attorney O'Brien responded that, in
fact, he was authorized; that he had spoken with Mr. James stephens of
that office over the lunch hour and that he requested that she sign
the paperwork. Defendant indicated that she did not believe Attorney
O'Brien and that she was not going to sign the paperwork.
15) It is believed and therefore averred that, if a local
attorney appears at the District Justice's office and signs to have an
execution process begun, his authority to do the same is not
questioned, nor is the attorney's truthfulness of his right of
representation called into question by the District Justice.
16) Pursuant to the aforesaid rules, Rule 402, in order to have
execution as set forth on the foregoing facts, the only office that
can issue execution on the judgment, is Defendant District Justice
Susan K. Day'S office because that is where the judgment was rendered
within this same county.
A) By virtue of Defendant's refusal to cooperate with the
lawful request of Plaintiff or his attorney, Robert L. O'Brien,
Esquire, Plaintiff may well have lost the benefit of having execution
against the property of Dennis Ness to the extent of the judgment of
4
. .
Property Management, Inc., in the sum of $7S0.00, plus additional
costs.
B) The act or duty that the Plaintiff has requested is the
issuance of the process of execution which begins with Rule 401 and
being the rules in the 400 series.
C) The interest of the Plaintiff in the result is that the
Plaintiff is a holder of the judgment, or in the alternative, the
Plaintiff's attorney was authorized on behalf of Property Management,
Inc., to request in that entity's name, that execution be begun. In
both instances, the Defendant has refused the reasonable and lawful
request.
D) The Plaintiff has no other adequate remedy at law.
WHEREFORE, the Plaintiff respectfully requests that Your
Honorable Court:
A) Order and Direct Defendant District Justice Susan K.
Day proceed with the execution process, nunc pro tunc, first requested
by David cauthen as assignee of Property Management, Inc.;
B) Make a determination pursuant to the rules as to
whether or not Plaintiff is a holder of the judgment and, hence, a
Plaintiff pursuant to Rule 401; and,
C) Order and Direct Defendant Justice Susan K. Day pay the
cost of the action.
D) Order and Direct such other relief as is just and
equitable.
5
Respectfully submitted,
O'BRIEN, BARIC & SCHERER
l
BY :"'cf:?~AJQA~
Robert L. O'Brien, Esquire
Attorney for Plaintiff
I.D. 2S351
17 West South Street
Carlisle, PA 17013
(717) 249-6873
6