HomeMy WebLinkAbout95-03328
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KATHRYN BEACHY, . IN THE COURT OF COMMON PLEAS
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CUMBERLAND COUNTY, PENNSYLVANIA
v.
CIVIL ACTION - LAW
ALAN K. BARRICK, D.M.D.
Defendant NO. 'If. 3i.:ll' CIVIL Jd:t5 /.LL_
PRAECIPE FOR WRIT OF SUMMONS
TO THE PROTHONOTARY:
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Please issue a Wr1t of Summons 1n the above-captioned action
and return to the undersigned for serv1ce on Defendant's counsel.
Alan K. Barrick, D.M.D.
1902 Bridge Street
New Cumberland, PA 17070
Date:
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LAW
MOTTERN
By
Mott n, Esquire
for Plaintiff
B 1n Street
Hummelstown, PA 17036
(717) 566-3718
Supreme Court ID No, 26020
WRIT OF SUMMONS
TO THE ABOVE-NAMED DEFENDANT:
YOU ARE NOTIFIED THAT THE ABOVE-NAMED PLAINTIFF HAS COMMENCED AN
ACTION AGAINST YOU.
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Prothonotary
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PLEASE enter the appearance of the undersigned on behalf of
the Defendant in the above-captioned matter.
r. Lee Shipmen, Zequire
1.0. ,. 07252
GOLDBZRG, KATZMAN , SHIPMAN, P.c.
320 Market Street
P.O. Box 1268
Harriaburg, PA 17108-1268
Telephone. (717) 234-4161
Attorney for Defendant
KATHRYN BEACHY,
Plaintiff
vs.
ALAN K. BARRICK, D.M.D.,
Defendant
TO THE PROTHONOTARY:
DATE: October 19, 1995
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
CIVIL ACTION - LAW
NO. 95-3328 CIVIL TERM
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PRAECIPE
GOLDBERG, KATZMAN & SHIPMAN, P.C.
BY;:.tt.& P~#lj.1'~
320 Market str~
P.O. Box 126B
HarriSburg, PA 1710B-126B
Ident1fication No.: 07252
Telephone: (717) 234-4161
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CERTIFICATE OF SERVICE
I hereby cert1fy that a copy of the foregoing has been duly
served on the follow1ng counsel of record, by depositing the same
1n the united states Mail, postage prepaid, 1n Harrisburg,
Pennsylvan1a, on october 19, 1995:
Jeffrey M. Mottern, Esquire
P.O. Box 87
Hummelstown, PA 17036
GOLDBERG, KATZMAN & SHIPMAN, P.C.
By.l,it.t.:/,,"~ tilt
320 Market street
P.O. Box 126B
HarriSburg, PA 1710B-126B
Identification No.: 07252
Telephone: (717) 234-4161
Attorneys for Defendant
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IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
CIVIL ACTION - LAW
NO. 15-3a~e f:/ViL TeRM
KATHRYN D. BEACHY,
Plaintiff
ALAN K. BARRICK, D.M.D.,
Defendant
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NOTICE TO DEFEND
You have been sued in court. If you wish to defend against
the claims set forth in the following pages, you must take action
within twenty (20) days after this complaint and notice are served,
by entering a wr1 tten appearance personally or by attorney and
filing in wr1ting with the eourt your defenses or objections to the
claims set forth aga1nst you. You are warned that if you fail to
do so the case may proceed without you and a judgment may be
entered against you by the court without further notice for any
money claimed in the complaint or for any other claim or relief
requested by the pla1ntiff. You may lose money or property or
other rights important to you.
YOU SHOULD TAKE THIS PAPER TO YOUn LAWYER AT ONCE. IF YOU DO
NOT HAVE A LAWYER OR CANNOT AFFORD ONE, GO TO OR TELEPHONE THE
OFFICE SET FORTH BELOW TO FIND OUT WHERE YOU CAN GET LEGAL HELP.
Pennsylvania Bar Association Lawyer Referral Service
For Services in cumberland County
100 South Street, P.O. Box 186
Harrisburg, PA 17108
(717) 238-6715
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Le han demandado a usted en la corte. Si usted quiere
defenderse de estas demand as expuestas en las pag1nas siguientes,
usted tiene viente (20) dias de plazo al part1r de la fecha de la
demanda y la not1fication. Usted debe presentar una apariencia
exerita 0 en persona or por abogado y archivar en la corte en forma
eserita sus defensas os sus object1ones alas demandas en contra de
su persona. Sea av1sado que si usted no se defiende, la corte
tomara medidas y pueda entrar una orden contra usted sin previo
aviso on not1ficaeion y por cualiquier queja 0 alivio que es pedido
en la peticion de demanda. Usted puede perder dinero 0 SUS
propiedades 0 otros derechos importantes para usted.
.
LLEVE ESTA DEMANDA A UN ABODAGO INMEDIATAMENTE. BI NO TIENB
ABOGADO 0 51 NO TIENDE EL DINERO SUFICIENTE DE PAGAR TAL 5ERVICIO.
VAYA EN PERSONA 0 LLAME POR TELEFONO A LA OFICINA CUYA DIRECCION BB
ENCUENTRA ESCRITA ABAJO PARA AVERIGUAR DONDE 5E PUEDE CONSEGUIR
ASISTENCIA LEGAL.
Pennsylvania Bar Associa~ion Lawyer Referral Service
For Services in CUmberland Coounty
100 South S~ree~, P.O. Box 186
Harrisburg, PA 17108
(717) 238-6715
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KATHRY D. BEACHY,
Plaintiff
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
CIVIL ACTION - LAW
NO.
v.
ALAN K. BARRICK, D.M.D.,
Defendant
COM P L A I N T
AND NOW comes Complainant for her Complaint against the
Defendent and avers the following:
COUNT I
NEGLIGENCE
1. Plaintiff is Kathryn D. Beachy, an adult individual,
sui juris, a resident of Dauph1n County, Pennsylvania, residing at
2803 Buxton Court in Harrisburg, Pennsylvania 17110.
2. Defendant, Alan K. Barrick, D.M.D., is and was at
all times mentioned in this plead1ng a general dentist licensed as
such under and by virtue of the laws of the Commonwealth of
Pennsylvania, w1th his principal office and chief place of business
at 1902 Bridge Street in New Cumberland, Cumberland County,
Pennsylvania 17070.
3. From the time ehe was a child until and including
April 1993, Plaintiff was examined by and under the dental care and
traatment of the Defendant.
4. During Defendant I s treatment of Plaintiff, Defendant
became aware that Plaint1ff's permanent teeth never properly
matured and Plaintiff I s upper and lower jaws contained
sign1ficantly less than a full set of permanent teeth.
5. In June of 1988, Plaintiff requested of Defendant
fabrication and installation of prosthetic devices in the form of
crowns and bridges for her upper jaw.
6. Defendant undertook and completed crown and
bridgework installation in the upper jaw of the Plaintiff on or
about June 1, 1988, for which Plaintiff paid Defendant.
7. On or about October 1, 1990, Defendant undertook and
completed the task of repairing Plaintiff's existing teeth with
crowns and bridges on her lower jaw necessary to give to give
Plaintiff a full complement of teeth.
8.
Defendant's
negligence
in
rendering
the
aforementioned dental care to Plaintiff includes the following:
a. failing to perform proper testing and
investigation prior to fabricating the reconstruction of
Plaintiff's crown and bridgework for her upper and lower jaws;
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b. failing to perform proper crown and bridgework
procedures and to utilize appropriate orthodontic, prosthetic and
periodontic methods and techniques in performing the crown and
bridgework that he performed on Plaintlff;
c. failing to properly and safely locate and
install the crown and bridgework as is described above;
d. failing to instruct Plaintiff as to the proper
care of the crown and bridgework subsequent to its installation;
e. falling to obtain approprlate consultation,
assistance or advice from specialists in the field, including
perlodontists, prosthodontists, orthodontlsts and oral surgeons;
f. failing to warn Plaintiff of the risks inherent
in and attendant to the installation, management and maintenance of
a full crown and bridgework such as was installed in Plaintiff's
mouth;
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g. falling to remove or recommend removal and
replacement of the defectively fabricated and installed crown and
bridgework in a timely fashlon when Defendant knew or should have
known wi thin a reasonable period of time that the crown and
bridgework in Plaintiff's mouth posed an unreasonable risk of harm
in the form of poor dental health to Plaintiff; and
h. faillng to perform proper and adequate follow-
up care to Plaintiff after the lnstallation and fabrication of the
crown and bridge work referred to above.
9. As the direct and proxlmate result of Defendant'.
negligence as described in the preceding paragraph,
a. there exist open marglns, where the crown of
the tooth does not meet the tooth properly on seven (7) of
Plaintiff's teeth;
b. crown margins on five (5) of Plaintiff's teeth
are short and do not extend to the prepared tooth:
c. the current prosthesis is extremely bulky and
is not appropriately functlonal in terms of tooth contour, shape or
quality of porcelain.
d. ginglval margins are irregular, being lIluch
higher on one side of Plaintiff's jaw than the other, making the
teeth on the right side appear much shorter than those on the left
side of Plaintiff's mouth;
e. Plaintiff's overjet is three (3) millimeters,
and her overbite is approxlmately thlrty-five percent (354'),
creating a therapeutic Class I occlusion;
f. during intercuspation, Plaintiff's teeth first
hit together on the left side. then deviate to the right side;
g. the horizontal occlusal plane of Plaintiff's
reconstruction is considerably hlgher on the left side than on the
right side of her mouth:
h. ln an anterior-posterior occlusal plane,
Plaintiff has little, if any, curvature;
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i. Plaintiff's mandlbular midline is approximately
three (3) millimeters to her left, and her maxillary midline is
centered approximately two (2) mlllimeters to her right;
j. Plaintiff has slgnificant RC-IC slip of two (2)
millimeters vertically and two (2) millimeters horizontally,
signifying that her occlusion is not reproducible;
k. Plaintiff suffers from edge-to-edge occlusion
on her left side, where teeth #13 and #14 should meet with teeth
#19 and #21, respectively: and
1. the implant performed at Defendant's direction
bears undue stress as a result of the design of the above-described
bridge work performed by Defendant.
10. As the dlrect and proximate result of Defendant's
negligence as described in Paragraph 8 and due to the defects and
deficiencies described above ln Paragraph 9, Plaintiff has suffered
serious, substantial and irreparable injury, in that:
a. she now suffers and has suffered from dental
caries, present on the palatal, lingual and cervical aspects of
four (4) of her teeth along the margins of the crowns;
b. she suffers from ginglva1 inflammation;
c. she suffers from temporomandibular joint pain;
d. she has been unable to keep her prosthesis
clean;
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e. she suffers from periodontal sensitivity in
many areas in and around her mouth;
f. she is constantly endangered by the fact that
bacterial invasion under the crown of the lncompletely sealed
margins will eventually result in decay to and subsequent loss of
the prepared tooth lying under each of the faulty crowns;
g. she suffers from and is at rlsk for more severe
symptoms of muscular spasms and temporomandibular joint
dysfunction; and
h. she suffers from bone loss in the area in and
around the implant placed ln her jaw at the Defendant's direction.
11. As a result of Plaintiff's oral, dental,
prosthodontic, periodontic and orthodontic problems, all of which
are the direct and proximate result of Defendant's negligence,
Plaintiff's dental health requires a multi-discipline approach
utilizlng a prosthodontlst, a periodontist, an orthodontist and an
oral surgeon to completely repeat the prosthodontic treatment
provided by the Defendant.
12. The remedial treatment to which Plaintiff must
submlt is descrlbed in a treatment plan prepared by the medical
care provlders of P1aintlff's selection, a true and correct copy of
which is set forth in Exhlbit A hereto and is incorporated herein
by reference.
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13. According to Exhibit A, the cost of the procedure
described therein will exceed forty-five thousand dollar.
($45,000.00) and will entail as many as thirty-three (33) months to
complete.
14. The treatment referred to in Paragraph 11 and
described in Exhibit A requires Plaintiff to submit to multiple and
heretofore otherwise unnecessary oral, surgical, periodontic,
prosthodontic or orthodontic procedures, seriously interfering with
her normal lifestyle and her ability to maintain employment and
creating a great deal of inconvenlence and aggravation to and for
the Plaintiff.
15. As a result of Defendant's negligence as set forth
above and as a natural and normal consequence of the necessary
treatment to which Plalntiff must submit to cure the injuries
caused by Defendant's negligence, Plaintiff has suffered and will
continue to euffer regularly from physical pain and discomfort,
mental anguish and emotional distress.
16. As a result of Defendant's negligence as set forth
above, Plaintiff has suffered in the past and will continus to
suffer in the future from a loss of the abllity to attend to her
daily functions and needs, as well as a loss of life's pleasures.
17. As a result of Defendant's negligence 8S set forth
above and as a natural and normal consequence of the treatment
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referred to above in Paragraph 11 and described in Bxhibi t A,
Plaintiff has suffered in the past and will continue to suffer a
lost of earnings and earning capacity.
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WHEREFORE, Plaintiff demands judgment against Defendant in an
amount in the excess of twenty thousand dollars ($20,000.00),
together with costs and any other relief that this Court deems
appropriate.
COUNT II
BREACH OF EXPRESS AND IMPLIED WARRANXY
18. Plaintlff incorporates by reference the allegations
contained in Paragraphs 1 through 17 above as those set forth
herein at length.
19. Defendant has expressly and impliantly warranted to
Plaintiff the prostheses which were designed, fabricated and
manufactured by him and which was sold to Plaintiff and installed
in her mouth as merchantable, fit and safe for human implantation
and oral utilization and was effective for their intended use.
20. The prosthetic fabrications implanted and installed
in Plaintiff's mouth are unsafe, unmerchantable and unfit for human
utilization and have been and wlll continue to be injurious to
Plaintiff.
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21. Defendant was aware that Plaintiff was relying on
Defendant's skill and judgment to design, fabricate, manufacture
and install in Plaintiff's mouth the prosthetic devices, in the
fcrm of crown and bridgework, as safe and effective for their
intended use.
22. Defendant has breached the implied warranties of
merchantability of the crown and bridgework that he designed,
fabricated, manufactured and installed for Plaintiff because the
crown and bridgework is not fit for its ordinary, intended purpose.
23. As a direct and proximate result of Defendant's
breach of the express and implied warranties of merchantability and
fitness, Plaintiff was caused substantial injury and damages, as is
set forth above.
WHEREFORE, Plaintiff demands judgment against Defendant in an
amount in excess of twenty thousand dollars ($20,000.00), together
with costs and any other relief that this Court deems appropriate.
COUNT III
NEGLIGENT MISREPRESENTATION
24. Plaintiff incorporates by reference herein the
allegations contained in Paragraphs 1 through 23 above as those set
forth herein at length.
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25. Defendant, in designing, fabricating, manufacturing,
promoting, selling to Plaintiff and installing the crown and
bridgework which is currently installed in Plaintiff's mouth a.
safe and fit for human utilization. made material
misrepresentations to the Plaintiff.
26. Defendant failed to warn Plaintiff of the danger.
associated with improper and faulty crown and bridgework after
Defendant knew or should have known of the dangers associated with
the physlcal appearance of the crown and bridgework of the
Plaintiff, thereby negligently misrepresenting that Plaintiff's
crown and bridgework was safe and fit for its intended use,
representing instead to Plaintiff that the cement used to attach
Plaintiff's prosthesis settled unevenly.
27. Defendant's misrepresentations described in
Paragraph 26 above induced Plalntiff to forego alternative
treatment, which alternative treatment included the replacement or
augmentation of the crown and bridgework performed upon her by
Defendant.
28. As a direct and proximate result of Plaintiff's
reasonable reliance on such misrepresentations, Plaintiff has
suffered injury and damages and will continue to so suffer, as is
set forth above.
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Date:
1/J9/fJ;
By
M. 0 te , Bsquire
y for Plaintiff
28 B. Main Street
Hummelstown, PA 17036
(717) 566-3718
Supreme Court ID No. 26020
WHBREFORB, Plaintiff demands judgment against Defendant in an
amount in excess of twenty thousand dollars ($20,000.00), together
with costs and any other relief this Court deems appropriate.
LAW OFFICES OF JEFFREY M. MOTTERN
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VERIFICATION BASED UPON PERSONAL
KNOWLEDGE AND INFORMATION SUPPLIED BY COUNSEL
I, KATHRYN D. BEACHY, verify that the faots oontained in the
foregoing Complaint are based upon information whioh has been
gathered by my oounsel in preparation of the dooWllent. The
language of the Complaint is that of oounsel and not mine. To the
extent that lt is based upon information whloh I have given to
oounsel, it is true and oorreot to the best of my knowledge,
lnformation and belief. To the extent that the oontents of the
document are that of oounsel, I have relied upon counsel in making
thls Verification.
I understand that intentional false statements made herein are
subject to the penalties of lS Pa.C.S.A. ~4904 (relating to unsworn
falsification to authoritles).
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BY' ~..J:&'eI'j
KATHR . BEACHY
Date
CERTIFICATE OF SERVICE
I certify that I am this day serving a true and correct copy
of the heretcfcr attached OONPLAlNr upon counsel for Defendant by
deposi ting a copy of sllme in the United States Mail at HUIllIII8latown,
Pennsylvania, with first-class postage prepaid, addresssd aa
follows:
F. Lee Shipman. Esquire
Attorney for Defendant
GOLDBBRG. DrZHMf & SllIPHJIN. P. C.
320 Market Street
Strawberry Square
P.O. Box 1268
Harrisburg. PA 17108-1268
LAW OFFICES OF JEFFREY M. MOTTERN
Date:
'lj19/9?
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. Mot ern, Esquire
. Ma n Street
Hummelstown, PA 17036
(717) 566-3718
Supreme Court ID No. 26020
Attorney for Plaintiff Kathryn D. Beachy
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1DC1lIBI% Jl
TREATMENT PLAN FOR: Kathrvn Beachv
Prepared by:
Dr. Wayne Gordner
Dr. Craig Anzur
Dr. Fred Alba
Dr, Jeffrey Rajchel
Injolnt Con/mmt'(! 01/ 12//8195
TREATMENT PROPOSAL
I. Temporize the mandibular anterior teeth - resize the temporaries to, proper proportions.
2. Initiate orthodontic treatment to close the interproximal spaces that result, primarily through
retraction of the incisors, We will attempt to keep the poslerior bridges intact.
3. Dr. Gordner will fabricate a removeable appliance for the maxillary arch,
4. Dr. Rajchel will remove the 1111 fixture.
S. Dr. Rajchel will perfonn model surgery.
6. Dr. Gordner will temporize the maxillary arch to coordinate the arches for orthognathic
surgery. (1#13 and 14 will be left). Dr. Alba will add brackets to the temporaries prior 10
placement and adapt a passive archwire (or sectional wires) in preparation for surgery.
7. Dr. Alba will apply brackets to the mandibular posterior teeth.
8. Dr. Rajchel will fabricate a surgical slent.
9. Orthognathic surgery by Dr. Rajchel: 3 piece maxilla, mandibular advancement, gran
maxillary left sinus, (genioplasty?)
10. Post surgical healing phase and detailing of the occlusion
II. Debanding
12. Periodontal treatment by Dr. Anzur as indicated (crown lengthening?)
13. Placement of fixtures
14. Dr. Gordner will retemporize (integration of implants)
I S. Final restoration by Dr. Gordner.
PROJECTED TIMELlNE l1lE. TREATMENT
START OF TX TO SURGERY 9 months
SURGERY TO DEBANDlNG 3 months
DEBANDING TO PLACEMENT OF FIXTURES-- 6 months
FIXTURE PLACEMENT TO RETEMPORIZA TION-6 months
RETEMPORIZATION TO COMPLETION .9 months
TOTAL ESTIMATED TREATMENT TIME---33 months (This Is only an estimate
anll there are many factolTWblch can prolong treatment,
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WAYNE H. GORDNER, D.M.D., M.S.. F.A.C.P.
PROSTHETIC. ESTHETIC. RECONSTRUCTIVE DENTISTRY
The Byrnes Building
395 Sl, Johns Church Ad.
Camp Hill, PA 17011-1328
(717) 731.1327
March 4, 1996
PROSTHODONTIC TREATMENT PLAN FOR KATHRYN BEACHY
-PHASE I-
Provlslonals #23-26
Maxillary Transitional RPD
$300 ($75 each)
$385
POSSIBLE ADDITIONAL TREATMENT
Cast Post-Cores #23-26 $230 each
ADDITIONAL TREATMENT MODALITIES
ORTHODONTICS
Retract Mandibular Anteriors and Close Dlastemas
ORAL SURGERY
1. Remove failing Implant #11
2. Diagnostic Orthognathic Surgery on Casts
ENDODONTICS
Possible Endo Treatment #23-26
-PHASE 11-
provlslonals #3-10
Implant Surgical Stent
$600 ($75 each)
$165
ADI)ITIONAL TREATMENT MODALITIES
ORAL SURGERY
Orthognathic Surgery
1. Correct maxillary plane of occlusion
2. Correct maxillary mid-line
3. Sinus lift maxillary left
4. Advance mandible
ORTHODONTICS
Post Surgery Detailing
PERIODONTICS
1. Crown lengthening
2. Implant Placement #11.12,13
-PHASE III
Provlslonals #3-14,19-30 $1800 ($75 each)
Implant Abutments #11,12,13 $1155 ($385 each)
-PHASE IV-
PFM Crowns #9,10,14,23-26 $4480 ($640 each)
PFM FPD Abutments $6400 ($640 each)
#3,6,8,11,12,13,19,22,27,30
PFM FPD Pontlcs $3510 ($585 each)
#4,7,20,21,28,29
Precision Attachment #6 $275
Nlghtguard $275
TOTAL PROSTHODONTIC TREATMENT PHASES I-IV $19,345
POSSIBLE ADDITIONAL TREATMENT
Cast Post-Cores #23-26 $230 each
Mi'mIM" American Auoclatlon of Orthodonllsll
FRED J. ALBA D.M.D.
Specialist/II Ortllodollt/cs
for Clllldrtll Dlld Adults
'&)
116 Cumhcrland Parkway. Mcchanicshurg. PA 17055
(717) 697-6393. FAX: (717) 795-0843
"""
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FEBRUARY 6, 1996
PATIENT: Kathryn Beachy
TREATMENT PLAN: 1, Presurglcal orthodontlc treatment to
allgn the dentltlon and to coordlnate
the arches ln preparatlon for
orthognathic surgery.
2. Post-surglcal orthodontlcs to detall
the occlusion.
OUR FEE FOR ORTHODONTIC TREATMENT: $3BB5.00
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MILLER ORAL SURGERY
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Su.quoh.nn. V.lloy Pr.fo.sl.n.1 eulldlng
400 N.Uonwldo Drive
H.rrlsburg, PA 17110-9755
(717) 657-2660 FAX: (717)857-5774
Dr. Michael T. Reedy. President
Boord Ce~llIad
Dr. Robert J, Beaudry, Jr.
Boord Ce~llIod
Dr. Carl E, Brothers
Boord CorUllod
Dr, Jeffrey L, Rajchel
Bo.rd Ce~lflad
Pennsylvania Jaw Treatment Center
February 20, 1996
Dr. Wayne Gordner
395 St. John's Church Road
Camp Hill, Pa 17011
Daar Dr. Gordner,
Kathryn Beachy was seen on January 26, 1996 in the office for a consultation in regard
to her jaw malocclusion. After evaluating the patient's condition and reviewing the
duplicated x-rays the following surgery is anticipated:
21147 Reconatruction Midface, Lefort I osteotomy, Three or more pieces........$
21196 Reconstruction of mandibular ramus Sagittal split osteotomy.............
21147A- Surgical Assistant(25%) ..............................................
21196A- Surgical Assistant(25%)...............................................
21120 Genioplasty augmentation................................................
6850.00
4650.00
1712.50
1162.50
1200.00
$15,575.00
Other expenses to be incurred in conjunction with the above surgery will be an
anesthesia bl1ling of $1,308.00 and hospital expensea of $16,765.00. THE ANESTHESIA
AND HOSPITAL BILLING FIGURES ARE ON THE AVERAGE AND WILL VARY DEPENDING ON ONE'S
PARTICULAR CASE.
If you have any questiona or require any additional information please do not hesitate
to contact the office.
'h~S
JLRlsbm
CRAIG M. ANZUR, D.M.D.
March 1, 1996
Estimated Periodontal Treatment COBtB for
Prllcllet Llmlltd 10 Ptriodonlfcs
CRAIG M, ANZUR. 0,101,0,
KAREN C, ROGLIANO, 0,101,0,
MATTHEW T, WELLEJUS. 0,101.0,
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$ 600.00
700.00
500.00
500.00
800.00
500.00
3,600.00
3,000.00
KAthryn Beachy:
Osseous Crown Lengthening - Tooth II 2 & 3
Osseous Crown Lengthening - Tooth II 6, 0, 9 & 10
Osseous Crown Lengthening - Tooth II 14
Osseous Crown Lengthening - Tooth II 19
Osseous Crown Lengthening - Tooth /I 22 - 27
Osseous Crown Lengthening - Tooth II 30
3 &ldosBeouB Implants (upper left) l! $ 1,000.00 ea.
Total
$ 6,600.00
Patient wl11 be placed on a 3 IOClIlth alternating Bupportive perlodontal
therapy program:
SUpportive Periodontal Therapy - per visit
66.00
220 ClImbo,lond Po,~w.v, s"'!" 10, MochOl1lcobll'g, PA 17055 . 17171796-1990 . FAX (717) 795-9700
200 Corporol" Clleln nllVII, 1I00'''''IIIIl, P^ 17110 . 17171541-4244 . FAX 17171 541.5653
r. L.e Shipman, laquire
I,D. I. 07252
GOLDBERG, KATZMAN , SHIPMAN,
320 Market Str.et
P,O. Box 1268
Harriaburq, PA 17108-1268
Telephone. (717) 234-4161
Attorney for Defendant
P.C.
KATHRYN BEACHY,
Plaintiff
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
CIVIL ACTION - LAW
NO. 95-332B CIVIL TERM
vs.
AI.AN K. BARRICK, D.M.D.,
Defendant
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NOTICE
TO THE PLAINTIFF:
You are hereby notified to plead to the enclosed New Matter
within twenty (20) days from the date of service hereof, or a
default judgment may be entered against you.
GOLDBERG, KATZMAN & SHIPMAN, P.C.
DATE:M~1'~
BY.!:iIt;.ntt~
Attorney for Defendant
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F. Lee Shipman, Eaquire
I.D. I. 07252
GOLDBERG, KATZMAN & SHIPMAN,
320 Market Street
P.O. Box 1268
Harriaburg, PA 17108-1268
Telephone. (717) 234-4161
Attorney for Defendant
P.c.
KATHRYN BEACHY,
Plaintiff
vs.
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
CIVIL ACTION - LAW
NO. 95-3328 CIVIL TERM
ALAN K. BARRICK, D.H.D.,
Defendant
ANSWER WITH NEW MATTER
AND NOW, comes the Defendant, Alan K. Barrick, D.H.D. ("Dr.
Barrick"), by his attorneys, GOldberg, Katzman and Shipman, P.C.,
who answers the Plalntiff's Complaint with New Hatter as follows:
ANSWER
COUNT I
NEGLIGENCE
1. Admitted.
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2.
Admitted, except Dr. Barrick is a D.D.S., not a D.H.D.
3. Admitted. By way of further answer, Dr. Barrick
treated the Plaintiff from October 3, 1973 through March 11,
1993.
4. Admitted.
5. Admitted in part; denied in part. It is admitted th~t
the Plaintiff, and Plaintiff's mother, requested the fabrication
and lnstallation of fixed crown and bridge work in the
Plaintiff's upper jaw. It is denied, however, that this was
requested in June of 19BB. On the contrary, consultation took
place wlth the Plalntlff and the Plalntiff's mother on March 4,
1987 relative to same.
6. Admltted in part; denied in part. It is admitted that
Dr. Barrlck undertook and completed crown and bridge work
installation ln the upper jaw of the Plaintiff. It is denied,
however, that this was undertaken and completed about June 1,
19BB. On the contrary, it was undertaken and completed in
September and October of 1987.
7. Admitted in part; denied in part. It is admitted that
Dr. Barrick undertook and completed the fabrication and
lnstallation of crowns and brldges ln the Plaintiff's lower jaw.
It is denied, however, that thls was undertaken and completed on
October 1, 1990. On the contrary, the work began on October 6,
1990 and was completed on November 20, 1990.
B. The allegatlons of this paragraph, including
subparagraphs (a) through (h), call for conclusions of law and
fact to which an answer is deemed unnecessary. If an answer is
deemed necessary, it is specifically denled that the dental
treatment rendered by Dr. Barrick, including those allegations of
subparagraphs (a)-(h), to the Plaintiff was done so in a
negligent manner. On the contrary, all dental treatment rendered
by Dr. Barrick to the Plaintiff was done so in a good and
workmanllke manner and within the accepted standard of dental
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care.
9. The allegations of this paragraph, including
subparagraphs (a) through (1), call for conclusions of law and
fact to which an answer is deemed unnecessary. If an answer ls
deemed necessary, it ls specifically denied that the dental
treatment rendered by Dr. Barrick to the Plaintiff was done so in
a negllgent manner. On the contrary, all dental treatment
rendered Dr. Barrick to the Plaintlff was done so in a good and
workmanlike manner and within the accepted standard of dental
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care.
10. The allegations of this paragraph, including
subparagraphs (a) through (h), call for conclusions of law and
fact to which an answer is deemed unnecessary. If an answer is
deemed necessary, it is specifically denied that the dental
treatment rendered by Dr. Barrick to the Plaintiff was done so in
a negligent manner. On the contrary, all dental treatment
rendered by Dr. Barrick to the Plalntiff was done in a good and
workmanllke manner and wlthin the accepted standard of dental
11. The allegations of this paragraph call for conclusions
of law and fact to which an answer is deemed unnecessary. If an
answer is deemed necessary, it is specifically denied that the
dental treatment rendered by Dr. Barrick to the Plaintiff was
done so in a negligent manner. On the contrary, all dental
treatment rendered by Dr. Barrlck to the Plaintiff was done so in
a good and workmanlike manner and within the accepted standard of
dental care.
12. The allegations of this paragraph call for conclusions
of law and fact to which an answer is deemed unnecessary. If any
answer is deemed necessary Dr. Barrick, after reasonable
investigation, is presently without knowledge or informatlon
sufflcient to form a belief as to the truth of allegations of
this paragraph, proof thereof ls demanded and the same is,
therefore, denled.
13. The allegations of this paragraph call for conclusions
of law and fact to which an answer is deemed unnecessary. If any
answer is deemed necessary Dr. Barrlck, after reasonable
investlgation, ls presently wlthout knowledge or information
sufflcient to form a bellef as to the truth of allegations of
this paragraph, proof thereof is demanded and the same is,
therefore, denled.
14. The allegations of this paragraph call for conclusions
of law and fact to which an answer is deemed unnecessary. If any
anBwer ls deemed necessary Dr. Barrick, after reasonable
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investiqation, is presently without knowledqe or information
sufficient to form a belief as to the truth of alleqations of
this paraqraph, proof thereof is demanded and the same ls,
therefore, denied.
15. The alleqations of this paraqraph call for conclusions
of law and fact to whlch an answer is deemed unnecessary. If an
answer is deemed necessary, lt ls speciflcally denied that the
dental treatment rendered by Dr. Barrlck to the Plaintlff was
done so ln a neqliqent manner. On the contrary, all dental
treatment rendered by Dr. Barrick to the Plaintiff was done so ln
a qood and workmanlike manner and within the accepted standard of
dental care. By way of further answer, Dr. Barrlck, after
reasonable lnvestiqatlon, ls presently wlthout knowledqe or
lnformation sufficient to form a bellef as to the truth of
alleqatlons of thls paraqraph, proof thereof ls demanded and the
same is, therefore, denied.
16. The alleqatlons of this paraqraph call for conclusions
of law and fact to which an answer ls deemed unnecessary. If an
answer ls deemed necessary, lt is specifically denied that the
dental treatment rendered by Dr. Barrick to the Plaintiff was
done so in a neqliqent manner. On the contrary, all dental
treatment rendered by Dr. Barrick to the Plalntiff was done so in
a qood and workmanlike manner and within the accepted standard of
dental care. By way of further answer, Dr. Barrick, after
reasonable investiqation, ls presently without knowledqe or
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information sufficient to form a belief as to the truth of
allegations of this paragraph, proof thereof is demanded and the
same ls, therefore, denied.
17. The allegations of this paragraph call for conclusions
of law and fact to which an answer is deemed unnecessary. If an
answer is deemed necessary, lt is specifically denied that the
dental treatment rendered by Dr. Barrick to the Plaintiff was
done so ln a negligent manner. On the contrary, all dental
treatment rendered by Dr. Barrick to the Plaintiff was done so in
a good and workmanlike manner and within the accepted standard of
dental care. By way of further answer, Dr. Barrick, after
reasonable investigation, is presently wlthout knowledge or
informatlon sufflcient to form a bellef as to the truth of
allegations of this paragraph, proof thereof ls demanded and the
same is, therefore, denied.
WHEREFORE, Dr. Barrick respectfully requests that Count I of
the Plalntiff's Complaint be dismissed.
COUNT II
BREACH OF EXPRESS AND IMPLIED WARRANTY
lB. The answers to Paragraphs 1 through 17 are incorporated
herein by reference.
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19. The allegations of this paragraph call for conclusions
of law and fact to which an answer is deemed unnecessary. If an
anBwer is deemed necessary, the allegations concerning express
and implied warranties are denied.
20. The allegations of this paragraph call for conclusionB
of law and fact to which an answer ls deemed unnecessary. If an
anBwer is deemed necessary, it is specifically denied that the
prosthetic fabrications implanted and installed in Plaintiff's
mouth were unsafe, unmerchantable and unflt for human
utilization.
21. The allegations of this paragraph call for conclusions
of law and fact to whlch an answer is deemed unnecessary. If an
answer is deemed necesBary, Dr. Barrlck, after reasonable
lnvestlgation, is presently without or lnformation sufficient to
form a belief as to the truth of allegations of thls paragraph,
proof thereof ls demanded and the same are, therefore, denied.
22. The allegations of thls paragraph call for conclusions
of law and fact to which an answer is deemed unnecessary. If an
answer is deemed necessary, it is specifically denied that Dr.
Barrick breached any implied warranties of merchantability
relative to the subject crown and bridgework.
23. The allegations of this paragraph call for conclusions
of law and fact to which an answer is deemed unnecessary. If an
answer is deemed necessary, it ls specifically denied that Dr.
Barrick breached any express or implied warranties.
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WHEREFORE, Dr. Barrick respectfully requests that Count II
of the Plaintiff's Complaint be dismissed.
COUNT III
NEGLIGENT MISREPRESENTATION
24. The anSWers to paragraphs 1 through 23 are incorporated
herein by reference.
25. The allegations of this paragraph call for conclusions
of law and fact to which an answer ls deemed unnecessary. If an
answer is deemed necessary, it is denied that Dr. Barrlck made
material mlsrepresentations to the Plaintiff.
26. The allegations of this paragraph call for conclusions
of law and fact to which an answer is deemed unnecessary. If an
answer is deemed necessary, it is denied that Dr. Barrick made
negligent misrepresentations to the Plaintiff concerning the
dental work which he performed.
27. The allegations of this paragraph call for conclusions
of law and fact to which an answer ls deemed unnecessary. If an
answ~r i~:f_emed necessary, lt ls denied that Dr. Barrick made
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/ 'trepresentations as alleged.
2B. The allegatlons of this paragraph call for conclusions
of law and fact to which an answer is deemed unnecessary. If an
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anBwer is deemed necessary, it is specifically denied that Dr.
Barrick made any misrepresentations aB alleged.
WHEREFORE, Dr. Barrick respectfully requests that Count III
of the Plaintiff's Complaint be dismlssed.
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NEW MATTER
29. Plaintiff's Complaint fails to state a cause of action
upon which relief can be granted.
30. Plaintiff's Complaint, and the damages alleged, are
barred by the appllcable statute of limitations, 42 Pa. C.S.A.
55501, ~ ~.
31. The Plaintiff failed to mitigate her damages, any
liability or responBibility on the part of Dr. Barrick being
expressly denied.
32. Plaintiff's Complaint and any damages alleged are
barred by the doctrine of comparative negligence, 42 Pa. C.S.A.
57102, any liability or responsibility on the part of Dr. Barrick
being expressly denied.
33. Plaintlff's claims and/or alleged losses are barred by
the doctrine of assumption of risk, any liability or
responsibility on the part of Dr. Barrick being expressed denied.
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34. Plaintiff's claims and/or alleged 10sBes may have been,
or were entirely or subBtantlally, the result of or caused by
intervenlng or superseding causes for which the Dr. Barrick is
not liable or responsible.
WHEREFORE, the Defendant requeBts that the Plalntiff's
Complaint be dismissed.
Respectfully submitted,
GOLDBERG, KATZMAN & SHIPMAN, P.C.
1710B-1268
Identiflcation No.: 07252
Telephone: (717) 234-4161
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VBRUICATIOH
I, ALaN K. BARRICK, D.H.D., hereby acknowledge that I am the
Defendant in this action; that I have read the foregoing Answer
with New Matter; and that the facts stated therein are true and
correct to the best of my knowledge, information and belief.
I understand that any false statements herein are made
subject to penalties of lB Pa.C.S. 54904, relating to unsworn
falsiflcation to authorities.
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DATED: 5-(p-Cfro
CERTIFICATE OF SERVICE
By //< \'/i~ J4;~g4~
l~e~ma;,ftf'~~
320 Market Street
P.O. Box 126B
Harrisburg, PA 1710B-126B
Identification No.: 07252
Telephone: (717) 234-4161
Attorneys for Defendant
I hereby certify that a copy of the foregoing has been duly
served on the following counsel of record, by depositing the same
in the United States Mail, postage prepaid, in Harrisburg,
Pennsylvania, on May 10, 1996:
Jeffrey M. Mottern, Esquire
P.O. Box B7
Humme1stown, PA 17036
GOLDBERG, KATZMAN & SHIPMAN, P.C.
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KATHRYN BEACHY,
Plaintiff
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
VS.
ALAN K. BARRICK, D.M.D.,
Defendant
CIVIL ACTION - LAW
NO. 95-3328 CIVIL TERM
REPLY TO ANSWER WITH NEW MATTER
AND NOW, comes Plalntlff, Kathryn Beachy, by her attorney,
Jeffrey M. Mottern, who answers the Defendant's New Matter as
follows:
29. DENIED. The allegations ln Defendant's Answer with New Matter
contaln no averments of fact, and are concluslons of law to whlch
no answer is required.
30. DENIED. The allegatlons ln Defendant I s Answer wl th New Matter
contain no averments of fact, and are conclusions of law to whlch
no answer is required.
31. DENIED. The allegatlons ln Defendant's Answer Wl th New Matter
contain no averments of fact, and are concluslons of law to whlch
no answer ls requlred.
32. DENIED. The allegatlons ln Defendant's Answer wl th New Matter
contain no averments of fact, and are concluSlons of law to which
no answer is requlred.
33. DENIED. The allegatlons in Defendant's Answer wl th New Matter
contaln no averments of fact, and are concluslons of law to whlch
no answer ls requlred.
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34. DENIED, The a11egatlons in Defendant's Answer wl th New Matter
contain no averments of fact, and are conclusions of law to whlch
no answer is required.
WHEREFORE, Plalntiff requests thls Honorable Court dismlss
Defendant's afflrmatlve defenses, and enter judgment ln favor of
Plaintlff ln accordance with the tenor and tone and prayer of the
Plalntlff's Complaint.
LAW OFFICES OF JEFFREY M. MOTTERN
t . Esquire
for Plalntiff
E t Main Street
Hummelstown, PA 17036
717 566-3718
Supreme Court I.D. No. 26020
DATE: q/~/qy
BY:
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KATHRYN BEACHY,
Plaintlff
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
VS.
ALAN K. BARRICK. D,M.D"
Defendant
CIVIL ACTION - LAW
NO. 95-3328 CIVIL TERM
CERTIFICATE OF SERVICE
I certify that I am thls day servlng a copy of Plaintlff's
Reply to Answer with New Matter upon counsel for Defendant by
deposltlng a copy of same In the United States Mall, at
Hummelstown, Pennsylvanla, wlth first-class postage prepaid,
addressed as follows:
F.Lee Shlpman. Esqulre
Attorney for Defendant
GOLDBERG, KATZMAN & SHIPMAN, P.C.
320 Market Street
P.O. Box l26B
Harrisburg, PA 1710B-126B
LAW OFFICES OF JEFFREY M. MOTTERN
Date:
? Iat/~
By
t ern, Esquire
rn for Plalntiff
28 . Maln Street
Hummelstown, PA 17036
(717) 566-3718
Supreme Court ID No. 26020
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John R. Ninolky. .Iquirl
I,D.', 78000
OOLOBBRO, KATZMAN . SHIPMAN. P.C.
320 Marklt Strllt
P.O, Box 1268
Harrioburg, PA 17108-1268
Tllephonl' (717) 234-4161
Attorneyo for Defendant
KATHRYN BEACHY,
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
Plaintlff
vs.
CIVIL ACTION - LAW
NO, 95-3328 CIVIL TERM
ALAN K. BARRICK, D.M.D.,
Defendant
ALAN K. BARRICK. D.M.D. 'S MOTION FOR SUMMARY JUDGMENT
AND NOW, comes the Defendant, Alan K. Barrick, D.M.D
(hereinafter "Dr. Barrick"), by and through his attorneys,
Goldberg, Katzman << Shipman, P.C., who files this Motlon for
Summary Judgment based upon the following:
1. This is a dental malpractice action which was commenced
by the flling of a Wrlt of Summons on June 21. 1995.
2. A complalnt was filed on Aprll 19, 1996.
3. Plalntiff, Kathryn D. Beachy (hereinafter "Mrs.
Beachy"), alleges that from the time she was a child untll and
lncludlng Aprll 1993, she was examined by and under the dental
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care of Dr. Barrick. (plaintl!f's complaint ~ 3, ~ AlaQ
Affldavit of Alan K. Barrick. D.M.D, hereto attached as Exhibit
A).
4. Mrs. Beachy's permanent teeth never properly matured
and her upper and lower jaws contained significantly less than a
full set of permanent teeth. (plalntiff's Complaint ~ 4).
5. In June of 198B, Mrs. Beachy requested that Dr. Barrick
fabrlcate and install prosthetic devlces in the form of crowns
and bridges for her upper jaw. (plaintiff's Complaint ~ 5).
6. Mrs. Beachy alleges that on or about June 1, 1988. Dr.
Barrick undertook and completed crown and brldgework installation
in Mrs. Beachy's upper jaw, (plaintiff's complaint ~ 6).
7. Mrs. Beachy alleges that on or about october 1, 1990,
Dr. Barrick undertook and completed the task of repairlng her
exlsting teeth with crowns and brldges on her lower jaw necessary
to glve her a full complement of teeth. (plalntiff's complaint ~
7).
8. Mrs. Beachy alleges that the aforementioned dental
procedures were performed ln a negllgent manner, thus she flied
the subject lawsult.
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9. The applicable statute of limitations for Mrs. Beachy's
cause of action is 42 Pa.C.S.A. 55524(2) whlch stateB, "The
following actions and proceedings must be commenced within two
years: An action to recover damages for injurles to the person
or for the death of another individual caused b~ the wrongful act
or neglect or unlawful vl01ence or negligence of another."
(emphasls supplied)
10. The statutory perlod begins to run "as soon as the
right to institute and maintain a suit arises; lack of knowledge,
mistake or misunderstanding do[es] not toll the running of the
statute of limltations." Brooks v, Saaovia, 431 Pa.Super.
50B,5l2, 636 A.2d 1201,1202 (1994), ouotina Pocono Int'l Racewav.
Inc. v. Pocono Produce, Inc., 503 Pa. 80,84, 468 A.2d 468,471
(1983) .
11. As a general rule, the statute of 11mitations will
begin to run on the date the alleged lnjury is sustained. Brooks
v, Saaovia, sucra., cltina Pounds v. L..hman, M,D" 384 Pa.Super.
358,361, 558 A.2d 872,873 (1989), alloc, d..nied 523 Pa. 643, 565
A.2d 1167 (1989).
12. Mrs. Beachy has not commenced her action wlthin the
appllcable statute of llmitations.
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13. Dr. Barrlck has raised the affirmative defenBe that
Mrs. Beachy's cause of action is barred by the appllcable statute
of limitatlons in his New Matter. (~ Dr. Barrlck's New Matter
! 30).
14. Summary Judgment may properly be entered in favor of a
defendant when the plalntiff's cause of actlon ls barred by the
statute of llmitations. Colonna v, Rice, 445 Pa.Super. 1,4, 664
A.2d 979,980 (1995), ouotina Brooks v. saaovia, suora.
15. It is antlcipated that Mrs. Beachy wlll argue that the
statute of limitatlons has been tolled by the "dlscovery rule."
16. The dlscovery rule provides that where the exlstence of
the injury is not known to the complaining party and such
knowledge cannot reasonably be ascertalned within the prescribed
statutory perlod, the limitations period does not begln to run
untll the dlscovery of the injury is reasonably posslble.
Colonna v. Rice at 4-5, 664 A.2d at 980, citina Schaffer v.
Larzelere, 410 Pa. 402,406, 189 A.2d 267,270 (1963).
17. The fact that an individual plaintiff may have lacked
knowledge of hls or her lnjury ls 'irrelevant," "the statute is
tolled only if a reasonable person ln the plalntiff's posltlon
would have been unaware of the salient facts." Colonna v. Rice
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at 6, 664 A,2d at 981, citina A. McD. v. Rosen, 423 Pa.Super.
304,309, 621 A.2d 128,131 (1993).
IB, The evidence produced during discovery clearly
demonstrates that a reasonable person ln Mrs. Beachy's posltion
would have known of the salient facts of her alleged injury more
than two years prior to the flling of this lawsuit,
19. Dr. Jere I. Zarkln, D.M.D., Mrs. Beachy's employer from
late 1991 until early 1992, was deposed and testifled as to the
followlng concerning plaintiff's knowledge of the salient facts
whlch precipitated the present lawsuit:
a) Mrs. Beachy was a dental assistant for Dr. Jere I.
Zarkin, D.M.D., from the fourth QUarter of 1991
until the first QUarter of 1992 (Deposition of
Jere I. Zarkln, D.M.D., hereto attached as Exhlbit
B, page 10, lines 18-20 and page 8, llnes 16-22)/
b) Whlle Mrs. Beachy was employed wlth Dr. Zarkin,
she asked hlm to consult her concernlng her dental
situatlon (Exhlbit B, page 12, lines 2-7 and page
14, lines 16-19)/
c) Mr. Zarkin informed Mrs. Beachy in some detail
that her dental work would have to be redone
(Exhibit B, page 13, lines 21-22)/
d) As a dental asslstant. Mrs. Beachy would have a
better understanding of what Dr, Zarkin explalned
to her regarding her dental condition (Exhiblt B,
page 34, lines 16-24)/
e) Dr. Zarkln informed Mrs. Beachy of the dental
problems she would have in the future lf she did
not correct the alleged problems dental problems
she was SUffering (Exhibit B, page 32, 11nes 3-
4)/ and
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Dr, Zarkin informed Mrs. Beachy
work needed immediate attention
4, llnes 2-61.
that her dental
(Exhibit B, page
20. Mrs. Beachy consulted wlth Dr. Zarkln, and received the
above referenced lnformation somewhere between the fourth quarter
of 1991 and the flrst quarter of 1992 which is well over three
years prior to filing suit.
21. Mrs. Beachy was examined by Bruce D. Kent, D.D.S on
December 11, 1992, which was more than two years prlor to
plaintiff filing suit. (Deposltion of Bruce D. Kent, D.D.S.
hereto attached as Exhlbit C, page 8, I1nes 24-251.
22. Mrs. Beachy presented to Dr. Kent with a complaint
concerning the occlusal plane of the bridge which Dr, Barrick had
fabricated and installed. (~Exhibit B, page 10, 11nes 21-241.
23. Mrs. Beachy informed Dr. Kent that the occlusal problem
was gettlng worse. (Exhlbit C, page 11, lines 15-18).
24. Dr. Kent informed Mrs. Beachy that her complalnt was
val1d and that the dental work could be redone. (Exhlbit C, page
13, lines 1-51.
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25. Mrs. Beachy presented to Steven A. Rosenfeld, D.M.D. to
have a cavity filled and she asked Dr. Rosenfeld to redo the
dental work ln her entlre mouth. (Deposition of Steven A.
Rosenfeld, D.M.D, hereto attached as Exhiblt 0, page 8. lines 2-
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8) .
26, Mrs, Beachy talked in general terms to Dr. Rosenfeld,
and she seemed to know that she had to have the work in her mouth
redone. (Saa Exhiblt 0, page 13, 11nes 7-9).
27. The conversation between plaintiff and Dr. Rosenfeld
occurred two to three weeks prior to Plaintlff being examined by
Wayne H. Gordner, D.M.D., a prosthodontist, on July 8. 1993
(Exhlbit 0, page 7, lines 20-23 and Patient History of Wayne H.
Gordner, D.M.D., concerning plaintiff hereto attached as Exhiblt
E) .
28. The above dental consultations which Mrs. Beachy
recelved on her own initlative clearly demonstrate that she was
aware or should have been aware of her alleged injury more than
two years prlor to filing the present lawsuit.
29. These undisputed facts lead unerringly to the
conclusion that the time lt took Mrs. Beachy to discovery her
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alleged injury waB unreasonable aB a matter of law. ~ BrookB
~8aavi8, SUDra.
30. Mrs. Beachy's caUBe of action is barred by the
appllcable Btatute of limltations, and the discovery rule ls not
applicable to toll the expiration of the statute of limltations.
31. Dr. Barrick is entitled to judgment as a matter of law.
WHEREFORE, Defendant, Alan K. Barrick, D.M.D., respectfully
requests that thls Honorable Court enter summary judgment in his
favor and that Plaintiff's cause of action be dismissed.
Respectfully submitted,
GOLDBERG, KATZMAN<< SHIPMAN, P.C.
By r/'- 6/ '~/>>>;(///~
~. L6e Shlpman~'1:~re
Identification No.: 07252
John R. Nlnosky, Esquire
Identificatlon No.: 78000
320 Market Street
P.O. Box 1268
Harrlsburg, PA 17108-1268
Telephone: (717) 234-4161
DATE: ~;/4~7
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KATHRYN BEACHY,
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY. PENNSYLVANIA
Plaintiff
vs,
CIVIL ACTION - LAW
NO. 95-3328 CIVIL TERM
ALAN K. BARRICK, D.M,D.,
Defendant
APFIDAVIT OP THE DEPP~ANT
ALAN K. BARRI~K. D.M.D.
1. I am the Defendant in the above-captioned lawBuit.
2. I am a 1962 graduate of Temple Universlty - School of
Dentlstry and practiced general dentiBtry at 1902 Bridge Street,
New Cumberland, PennBylvania, untl1 my retirement from the actlve
practice of dentistry, effective ~,s .
3. From October 3, 1973 until March 11, 1993 I provided
dental treatment at various timeB to the Plalntiff in thls case,
Kathryn Beachy. A copy of my dental chart, along with a typed
version of same, being attached hereto and marked Exhlbit "A".
4. The dental work which forms the basis for allegatlons
of dental malpractice contained in Plaintiff's Complaint waB
completed on November 20, 1990, with the inBertion of spllnted
crowns on teeth 23, 25 and 26.
5. I had no notice of a complaint or any dissatisfactlon
with the dental treatment untl1 a letter dated April 28, 1994
from Jeffrey A. Mottern, Esquire,
Sworn to and subscribed
before me this;(l.Lt day
of January, 1997.
{!lw'J-c,; ~~f.l_
Notary Public
NotWI Seol
QrlsInoH.H.1kel,~Nllc
M)'~~~1I97
My commission expires:
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PATIEN'l': Beachy, Kathryn (Hanich)
1402B Skyview Circle
Harrisburg, PA 17110
Date Teeth
Oct. 3, 1973
Oct. 24, 1973 10
Apr. 1S, 1976
June 27, 1977
May 24, 1978
Feb., 22, .1979
Mar. 8, 1979
Mar. 22, 1979
Sept. 22, 1979
Oct. 16, 1979
April 14, 19BO
June 23, 1980
Aug. 5, 19BO
Sept. 3, 19B1
June 21, 1982
Feb. 16, 19B4
Mar. 12, 1984
r
Service Rendered
Exam, prophy, Flouride, BW
2 PAIS X-rays TB
Ectoplc Eruption - Abscess
Extraction. 4 PAIS x-rays
Re-exam, Prophy and Flouride
Bite Winged x-rays 'I'D
Re-exam, prophy and Flourlde
Re-exam, Banded, Orthro
Dr. D1Petro
Primary Impressions for
Max-Mand Partial Dentures
to replace congentially
missing teeth
Final Impressions for Mand 175.00
plastlc and wrought clasps (4)
Consultatlon with mother
upper partlal denture still
servicable. Wl11 replace
later. Told parent recommended
fixed bridge work at age 18 to
20 years. Unable to do any
more partial (permanent) deneure-
no undercuts on present teeth
.
Charae
16.00
13.00
17.00
14.00
6.00
nc
Inserted Max. plastlc and nc
wrought clasp partial denture
Flnal impresslons for max. 380.00
vital1ium partial denture
Inserted max. vit~lllum nc
partial denture
Late Cancellation - Sick
Re-exam, prophy, BWls' 29.00
Tray F12
Dropped Max. partial denture nc
at the shore. Adjusted
partial denture to fit
Re-exam, prophy, Bite Wlnnged 33.00
x-rays and Tray F12
Re-exam, Prophy (not Flossing) 19.00
Re-exam, prophy 2 BWls 34.00
Flnal Impressions for all 360.00
metal Vitallium Partial Denture
Mand.
PATIENT: Beachy
Mar. 26, 1984
May 20, 1985
Jan. 6, 1986
Feb 26, 1987
Mar. 4, 1987
Sept. 23, 1987
Sept. 2B, 1987
Oct. 12, 1987
Oct. 21, 19B7
Dec. 21, 19B7
June 21, 1988
Dec. 6, 198B
Dec. 22, 1988
July 10, 19B9
Aug. 10, 1989
May 22, 1990
Sept. 6, 1990
'Oct. 6; 1990
Oct. 25, 1990
:\
"
- 2 -
Inserted Mand. Vital1ium
Partial Denture
nc
Re-exam, Prophy and Bite
Wings and F12
Re-exam and prophy
Re-exam and Prophy
Consultation with mother
cQncerning No. 11 implant.
Gave estlmate for fixed
brldge work on upper arch ($3300.~)
Referred to Dr. Wood for consu1tatlon
on lmp1ant # 11. Panellpse X-ray 32.00
42.00
26.00
26.00
11
Contoured post and core for
castlng
11 Inserted cast post core lnto
implant with Den. Mat. Cement.
Crown Prep.
9,.10 & 14 Crown Preps for six unlt lBOO.OO
flxed brldge. Inserted Temporary
Crowns. Adjusted Mand. Denture
100.00
9, 10, 11 & 14 Inserted Ceramco Bridge wlth nc
Ketac--Cement
3, 6 & B Crown Preps for Ceramco Bridge 1500.00
ImpreBslon. Temporary Crowns
and Blte Reglstration
3, 6 & 8 Inserted Ceramco Bridge wlth nc
Ketac Cement
Re-exam and prophy
Re-exam and Prophy
Late Canc. - Slck
Re-exam, Prophy and BW"s
Bro~n Appt.
Re-exam and Prophy
Good OH
32.00
32.00
48.00
34.00
Re-exam, Prophy and BW"s
Re-exam, Prophy
48.00
37.00
27 & 30
Crown Preps for Ceramco 1200.00
Brldge. ImpreBBlon.
Temporarles and Blte Reglstration
Inserted Ceramco Bridge wlth nc
Ket:ac Cement
Crown Preps for Ceramco Bridge 1200.00,
Impression and Temporaries
27 & 30
19 & 22
. "r"--
, '
,
, .
PATIEN'l's Beachy
Nov. 6, 1990
Noy. 20, 1990
Mar. 6, 1991
July 10, 1991
Sept. 9',1991
Mar. 31, 1992
Sept. 2, 1992
Mar. 11, 1993
'''jl1~'
,;iijl:,
.
- 3 -
19 & 22 Inserted Ceramco Bridge with
l<etac Cement.
23, 24, 25, & 26 Crown Preps for
Ceramco Splinted Crowns
I
nc
1200.00
23, 24, 25 & 26 Inserted splinted
Crowns with l<etac Cement
nc
6
Re-exam and Prophy
Suggested prevident for
Sensitivity
Broken Appt.
Re-ex~ and Prophy
Re-exam and prophy
Erosion on Faclal
Opaque Bond and Pertac
Re-exlUu and prophy. Desensitlzed
#19 Facial Root. Tlssue frlable,
sensitlve, bleeding #23-26 around
lmplant. Stress Buperfloss and
irrlgation, these areas ln
partlcular. (Patient was nc
employed ln my office at
this time.)
37.00
37.00
38.00
34.00
Recall, prophy and exam.
Sllght plaque, bleedlng
from #3 distal., Mandibular anterior
tissue lmproved from last visit.
Patlent uslng Llsterine and floi*ing,
daily.
Toothbrush
#11. Bond
showing at
abrasion on
to metal on
gingival.
faclal of
implant
nc
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:'
EXHIBIT B
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IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
KATHRYN BEACHY,
PLAINTIFF
VS.
:NO. 95-332B CIVIL TERM
ALAN K. BARRICK, D.M.D.,
DEFENDANT
DEPOSITION OF: JERE I. ZARKIN, D.M.D.
TAKEN BY:
DEFENDANT
BEFORE:
LISA A. HANSELL, REPORTER
NOTARY PUBLIC
DATE:
SEPTEMBER 13, 1996, 9:15 A.M.
PLACE:
GOLDBERG, KATZMAN & SHIPMAN
320 MARKET STREET
HARRISBURG, PENNSYLVANIA
APPEARANCES:
LAW OFFICE OF JEFFREY M. MOTTERN
BY: JEFFREY M. MOTTERN, ESQUIRE
FOR - PLAINTIFF
GOLDBERG, KATZMAN & SHIPMAN
BY: F. LEE SHIPMAN, ESQUIRE
FOR - DEFENDANT
ALSO PRESENT:
JOHN NINOSKY, ESQUIRE
GClor" . LOft'''' 'U"OflTIHG arltYICI. UOI ,..."" a"., IUITl .. HIO.. PO'" I7no 71"14"'80' 0.. "100.nl'...77
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2
TABLE OF CONTENTS
WITNESS
DIRECT CROSS REDIRECT RECROSS
3 23 33
FOR DEFENDANT
Jere Zarkin
EXHIBITS
DEPOSITION EXHIBIT NO.
Exhibit No. 1 - W-2 Form and
Quarterly Report
Exhibit No. 2 - Color Diagram
PRODUCED
AND MARKED
9
36
-~..
01101" . LO"IA "1"O"'IHO I. "VICE. uoe ......,,1( 0" , IUITIE .. HIO.. ".17110 717-"1>11010" 1'100'111'.'77
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JERE 1. ZARKIN, D.M.D., cdl1eu dY a
witneaa, being aworn, teytiLled aa Co110ws:
DIRECT EXAMINATION
BY MR. SHIPMAN:
Q
Doctor, would you state your name
Cor the recoru, pleaBe?
A Jere Zarkin.
Q
Dr. Zarkln, aa I indicated be Core we
went on the record, my name ia Lee Shipman. I'm
an attorney. You're here in my oCfice today Cor
a depoBition.
I repreaent Dr. Barrick who iB a
defenudnt in a 1awyuit that haa been instituted
to No. 95-3328 in Cumberland County by Kathryn
Bedchy.
Tilly lawauit
-- bdsicdlly it'y d uental
d lawHuit alleging that the
mdlprdctice Idwyuit,
tredtment that WdH rendered tu MrH. Bedchy by
Dr. Barrick was not within the accepted
HtanudrdH oC dental care. ObvluuHly we ulRdgree
with that, but you have been aHked to be here
tuddY fur yuur uepoHition. The depoHitlon will
be taken for UHe aL trIal HO that if there is an
ubj"'l't iun Lu dny que..tiun thdt Task uC you
~lr. ~Iutt..rn "I II put the ubjectiun on the
Glial:" . LON." ItEPOlitTIHQ SERVICI, UOI PAl"", DR . IUITIl '0 HIO. PA 11110 7"'..101101 Olt 1'100'111'.'"
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r"cord.
Probably whal w" will do if lhere is an
objection we will ask you to answer the question
anyway so lhat at some laler point if the case
ever gets to trial a judge would have to rule on
the objection.
Also the reporter will provide
you wilh a copy of lhe transcript and you will
have a chance to make correclions to mistakes in
the lranscript.
Have you ever been deposed
before?
A
Yes,
Q
The basic rules are lhal you should
answer verbally.
There should be no nods or
um-hmms.
Il should be yes, no.
If you don't
understand a queslion, please ask me lo repedt
it and I know 1 speak for Mr. Mottern as well.
Only answer queslions lhal are asked of yoo.
Certainly if you -- if at any time you need a
break or you have dny queslions, ask lhe
queslions.
Okay?
A
Okay.
~IR. SHIP~IAN:
Anything else?
MR. MOTTERN:
No.
1 can'l lhink of
anylhing offhand.
Th.. i nslrucLions are prelly
"impl.. and "l.rdlghlrurwdrd.
BY MR. SHIP~IAN:
4
allQllJIt, LON.A "EI-O"TINO IEftVICt, ,.01 ~AJIt\ll. DJIt. IUITI I. HaG. ~A 17110 """""01011 ,.100.111..'"
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Q
Dr. Zarkin, if YOIl would, please
give us your educational and professional
background beginning wilh high school, where,
when, the degree and how you have progressed to
this date in your professional career?
A I went lo William Penn High School
here in Harrisburg, Pennsylvania.
I went to
Pennsylvania State University.
Q
What date and when?
A
1965.
Q
All righl.
A
1 went to college from '65 through
1969 at Pennsylvania Slate University al the
main campus in Slate College.
1 lefl.
1 did
not graduate because I lefl early to go lo
denlal ..chool and I wenl lc denlal S~hDOl at lhe
Univer..ily of Pennsylvania in 1969 lhrough 1973
and I gradual..d wilh a D.M.D. and hdV.. b....n
pracl.icing in Harrisburg, p..nn..ylvania fo." Lhe
pasl 21 years.
Q Do you ~onsider yourself d gen..ral
prd~lilioner?
A
Yes.
Q
And fur Lh.. r..cord, jusl slat.. whal
a g..neral d..nLal pracLiLiun..r is and whal. yuu do
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properly or having Lo shifL Io..r jaw Lo cluse.
Now, did Lh.. Leelh incorporal.. lhaL probl..m ur
did she hav.. Lh.. problem Lo begin wilh and not.
have il currecLed, that 1 couldn'L answer from
my ..xaminaliun. IL Lak..s longer lo do the
planning lhan it does lo do the treatment. I
did very liltle planning with her. Well, we gel
inLu philosophies here.
Q Could you explain?
A IL's easy on a L..chnical Lerm, buL a
denLisl gave up Lhis inCormalion
Q
A
Ye!ol, K j r.
-- and I'm not sure -- 1 lhink J
undersLand whaL he is lrying Lo say there that
basically wh..n sh.. bites down where h..r joinLs
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cdll LhaL r..produc..d bilL LIo.. relaLionsloip __
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ltle ~dJlle V1df:e ev~ry L1111~?
A
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duel t h~ jllj III S Hhou 1 d lH:" j It lid rlnnn,}' dnd l.h~y I Joe
nol .
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~Llll build a cas.. and ooL -- dnd sLIII have IL
io harmony, buL if it Was abl.. lo b.. don..
prop..rly wiLh prop..r ioL..r"uspal or Lh.. L....Lh
me..ting LIo.. L....LIo wlo..r.. Lhey'r.. suppus..d Lo and
nol ..dge Lo edge Lh..o l.hal wuuld b.. a probl..m.
Q
K you hav.. already spuken to?
A 1 duo't knuw if 1 broughl thal lo
her aLlenlion. I don'L think lhat's as
lmpurLaot as lhe uLher Lhiogs. In this cas.. it
would b.., of cour"e. An implanL in Number 11
would mak.. m.. n..rvuus if 1 didn'L have anyLhing
..lse Lo help support Lhe "tress because LhaL
LooLh they puL LhaL in is a cenLral bearing
poinL uf LIo.. occlusion on LhaL sid... TloaL is
like lloe LouLh LhaL proL..cLs ev..ryLloing ..l"e.
So iL has Lo b.. aul.. LIJ Lak.. a lut. or sLress.
Q
A
Q
You'r.. r..f..rriog t.u Suhpnro.l'.lrnph \,?
L, yes.
OkdY,
My qu.."Lioo "gain hedrs
n.JLeraLiun, Lhat wheth..r or Olll. yuu dis~ussp.d
t.h..t
A
\ keel' g..llin\] losl mys..lf h...I....
1
pruuahl)' Ilifl nlll. h,'iog IhitL tu her aLL..nLlon. T
do reedJ 1 her t elli f1'J !'It:" l.lt~rf:' \\odS dn impldnt,
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bridgework lik.. Lhal.
Q
Do you rem~mber-if you Lold her
that?
A
I probably did only because
something -- only because if something fails
you're locked in, you hav~ to redo everything.
Q Now, wilh regard to Paragraph 10,
again, omitting to consider the lawyering in lhe
inlroducLory portion of this pdragraph, I'm
inLereML~d in l..arning what, if any, condiLiuns
described in Subparagraphs A Lhruugh H yuu
eiLher ob..erv~d or Mrs. B..achy may hav..
complain..d of ur learned lhat Mh~ suff..r~d from
as a result of her conv..rsaLions wiLh you?
A
One thing thal does stick out in my
mind 1M telling her LhaL -- 1 don'L remember
..xactly Iouw much d~tail 1 wenL inLo becaus.. il
was, like 1 said, a cursory examinaliun, bul I
do remf.'mh..r Lelling h..r LhaL if sh.. didn'L g..L
Lhis fix..d iL wuuld nul laML dnd slo.. wuuld Ioave
vrubl..m.. parll~ularly wiLh d..cay under lh~
crown.. and LIo.. gllm.. wUlIld n..ver be hf'allh}' and
..h.. II would h.. illlvossjhle 1.0 k....p clean.
And ju.iuls, ur l.'l.Jurst:', l."tiflflul funclion like lhdL
,,'Ilh Ihal. LyV" of lJo:...lu..ioll.
It luok.. like "he
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now has all lloose Lhings.
1 don'L reL'all if I
explained everyLloing as wrilLen here, buL 1 do
recall explaining Lhe problems she would Ioave in
lhe fuLure.
Q
And conlinuing un Lhrough the resL
of Lhe paragraphs Lloen?
A
I don'L recall explaining she would
have perioduntal sensiLiviLy, bul dll lhese
things go Ioand in hand.
When 1 spoke Lo her
about leelh nut filting the margins -- the
crowns nol fiLting the margins and the teeth
properly, 1 mean, did 1 go on and say about
geLling decay underneaLh and describing it this
way, I dun'l recall, buL lhese are all just
factors of just describing lhe same thing as you
go duwn lhe line.
Q
1 undersLand.
A
Oka}' .
Sloe ..uffers from bune luss.
Thal would make ..ense Lo me LhaL LhaL would
happen because uf Lhe ucclusal furces belng
direcLed improperly and prubably Loa much sLress
un I.haL implanl., buL 1 duu't helieve I bruuglot
LhaL 1.0 her dt teut ion dS une of the problems.
BuL the oLhp.'s basjcally all go hand iu hau,].
If it erl.)wn tlueslIll fjl ~'uulre lJoirHJ lo gel
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:1: .8021 4 22-18629 9
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DR JERE ZARKIN
2301 N FRONT STREET
HARRISBURG PA 17110
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DR JERE ZARKIN
2301 N FRONT STREET
HARRISBURG PA 17110
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EMPLOYER'S 'COPY
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EMPLOYER'S QUARTERLY REPORT OF.
WAGES PAID TO EACH I!MPLOYE
FOURTH QUARTER 189FOCT, I TO DEC. 31
4.91.
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KATHRYN BEACHY (Hanick) --
Permanent teeth when Dr. Barrick began
f treatment - 10/3/73 (there were ectopic
[a condition in which one or more
permanent teeth erupt in
abnormal_~osition~ wit~}~
tile moutl, t Il(l"ri;-t/~
- referred to Dr. DiPietro
for ortllodontic treatment
(probably started 4/6/76 -
referred back to
Dr. Barrick on 1/2/~
. Implant by Dr. WoDd
completed 9/23/87
Fixed crowns and
. bridges - completed
by Dr. Barrick 9-10/87
Fixed crowns and
bridges completed.
by Dr. Barrick
10-11/90
3,,1
1'7
. Individual crowns
(splinted) -
completed by Dr. Barrick
11/20/90
=, IXHIIIT .
~
. ..
IIVUIDIT ,.
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IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
KATHRYN BEACHY,
PLAINTIFF
VS.
:NO. 95-3328 CIVIL TERM
ALAN K. BARRICK, D.M.D.,
DEFENDANT
DEPOSITION OF: BRUCE D. KENT, D.D.S.
TAKEN BY:
DEFENDANT
BEFORE:
LISA A. HANSELL, REPORTER
NOTARY PUBLIC
DATE:
SEPTEMBER 13, 1996, 1:00 P.M.
PLACE:
GOLDBERG, KATZMAN & SHIPMAN
320 MARKET STREET
HARRISBURG, PENNSYLVANIA
APPEARANCES:
LAW OFFICE OF JEFFR~Y M. MOTTERN
BY: JEFFREY M. MOTTERN, ESQUIRE
FOR - PLAINTIFF
GOLDBERG, KATZMAN & SHIPMAN
BY: F. LEE SHIPMAN, ESQUIRF.
FOR - DEFENDANT
ALSO PRESENT:
JOHN NTNOSKY, ESQVIRE
Glial" . LO"'" "I"O"TINO I. "VICE. UOI PAine DN , IUITI .. Mia. P'A nllo 111'UHaOI 011I 1'100'2n.AS"
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FOR DEFENDANT
Bruce Kenl
TABLE OF CONTENTS
WITNESS
DIRECT ~~
3
EXHIBITS
DEPOSITION EXHIBIT NO.
Exhibit No.1 - Office Chart
2
PRODUCED
AND MARKED
7
01101" . LO"'A "I"O"TINQ '."vlce. UOI PA"" aN. IUITI .. H.a., 'A l'7no 717"41-11101 Ofl "Ioo.zu.on
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BRUCE D. KENT, D.D.S., called as a
witness, being sworn, testi.ied as follows:
DIRECT EXAMINATION
BY MR. SHIPMAN:
Q
DocLor, if you would, state your
name for the record, please?
A
Q
Bruce Kent.
For lhe record, my name is Lee
Shipman. 1 am an allorney here in Harrisburg.
You're in my offic.. presently and I represent
Dr. Barrick in the lawsuit that has been
instituted againsl him.
Mr. Motlern is here.
H.. represents Mrs. Beachy. She is the plaintiff
in the case. This deposilion is being taken for
use al lrial, as I explained to you earlier, and
lhe lranscripL will be senl lo you for yuur
review and signaLure.
A
Q
Okay.
Have yuu ..v..r had your deposiLion
litk..n b..fo....?
A
Q
Nu.
Qu..sLiuns sloould b.. answered by a
verhdl reKpunKe, no Khdklllg the h..ad 0" um-hmms
01101" a "O"IA JtI~O"TINO IlftYICI. 1401 ~""K Dft. IUlfE., H.O. P. 17110 71'7,14101801 0" '..00,UI....77
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or things of that nature which we all have a
tendency to do.
A Oka y.
Q If you don't understand a question,
please ask us to repeat it. Don't hesitate to
do that. If you have any reason to ask us any
questions or you need a break or anything just
don't hesitate to raise those questions. Okay?
A
Q
Okay.
If you would, please, give us your
educational background beginning with high
school, where, when and what educational
training you have had up to this point in your
I iCe?
A I graduated from Baltimore
Polytechnic Instilule in 1970. 1 aLLended lhe
University of Maryland al College Park, Maryland
in 1974 wiLh a Bachelor's degree in hisLury. 1
attended Lhe University uf Maryland Denldl
School. I graduated wiLh d D.D.S. in 1978. T
atLended the Eastman Dental CenLer whiclo is a
research cenl.er in denLlsl.ry Crom 1978 lo 1979.
Il's in RochesLer, New York ~nd was a general
pracllce denLal residenL aL Genesee Huspildl,
RochesLer, New York rrom 1979 La 1980 and
GIlIGUI. LO"IA "1l~O"TING SIUIIVICE. 2"01 P"'Ut Dill lUlU.. HIO. PA 1'7110 '''''''''rol 0" 1..00........"
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enLered private praclice in 1980 in Dauphin,
Pennsylvania until February of 1996 and I have
since moved to Harrisburg, pennsylvania where I
am currently practicing. Since complelion of
residency I have had numerous and various
continuing education courses.
Q
You're a member of various dental
societies?
A I'm a member of lhe Hdrrisburg Area
Dental Society and the Pennsylvania Denlal
Assucialion and tloe American DenLal
Association.
I'm also on Lhe sLaff dl
Polyclinic Medical Center and had also been on
staf[ al the York Hospitdl in a leaching
position for three years, 1 don'l remember the
dates, I guess 1982 Lu '85 in lhe resldency
program.
MR. SHIPMAN:
Off Lhe record.
(Discusslon Ioeld uff Lhe record.)
BY MR. SHIPMAN:
Q
DocLor, are you a general denLal
pl"ac\. i l ioner?
A
Q
Yt:'!:I.
1" Lhere any Lype or whaL we refer
Lo as "pecialLy LhaL you concenLraLe un in yuur
01101" . LO"IA "I,O"TING I."YICE. 1401 PAJlttc 0'" IUITI .. Hao.. Pol 11110 '717'UHSOI 0" "loa.aU".,7
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general praclice? In oLher words. du you do d
lot of prosthodonlic work ur --
A
Yes,
Q Is LhaL Homelloing Lloat you do?
A I would say because of my reHidency
training I du more HpecialLy lrealmenl lhan
would Lhe majorily uf denLal dentisls, Hurgery,
periodonlal surgery and prosthodonlics,
endodunlics, everything excepl orthodonLicH.
Q And you have had lhose specldllled
training for thoHe areas in your residency
programH?
A Yes, as well as conlinuing educdl ion
courses, some of which were parlicipdliun
courses.
Q
A
Q
Are yuu familiar wiLh Dr. Gl)rdn"l'?
Yes.
Huw doeH rour educdLion .lIltl 1."dilllll9
ill proHLhodonLlcH dirr"r r"1I111 01'. fllll',III".",,?
A
Wlo....e.... I w,"d,l h.I\'" h.1l1 ., -- III)'
pruslhudulIl j L" lrll i 1I111lJ "',IK uflf~ 11..), Ii "'f:'f~k
lhrough I.","CJ }'P.fil"k IIf ....1"111..:'111.)' ,t"l'l'f'Xll1lftl.~I)',
Dr. Gordrl~r'H "ltH r.v,' I]IIY~ .. w~~k.
!III hi.. w..s
much mur~ cunet-.'nl.r..l,'.t ,11111 hp.tplfi.. uhviulIHly.
Q
A.H) lllt.I' k 1.11 h.. dill''''?
GEIO':". LO".... "1~O"TING II"YICI ..01 ""lUll Dft IUltI. Hla "A 17110 ""''''"010'' "100'111-"77
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A
Yes.
Q In lhe course uf your denLal
practice have you -- did yuu have occasiun to
consult with Mrs. Kathryn Beachy?
A
Q
Yes.
Was there any dental treatment that
was ever rendered to her?
A
taken.
No, just diagnostic information
MR. SHIPMAN:
We have before us --
and I'll ask lhe reporler to mark Lhis as Kent
Deposition Exhibit 1.
(Office chart marked as Kent ExhibiL
1.1
BY MR. SHIPMAN:
Q
Doctor, this exhibit consists of two
pages and if you would please confirm lhat thi..
is
A
Q
A
Q
Lhese are your records
Ye.., Lhey are.
-- un Mrs. Beacloy?
Yes. Lhey are.
With the exeel'Liull, as T undersLalld
iL, Lhdt un Pdg" ~ )'I.>U did p'"llvlde all
expldualinn of Whdt. t.he I"t-tl."ol"ds --
II
Yes, (Jt:"lIl"llt'"d ill dcljcH.:~f1t. In the ink
GElD!:" . LO"'" "I:IIO"TIHQ 'IJ'~ICI. UOI """M. D" . IUITI e. Hla. ..... nno 717-14""010" "100'221'''''77
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wriling is an explanalion su lhat there wouldn'l
be any confusion due to my ,j,andwriling which 1
Lhink is superb bul some peuple have problems
wiLh.
Q
Okay.
I notice that you also have
x-rays.
Are Lhose x-rays thal you took?
A
Yes.
Q
And there is also a little bil of an
envelope lhat you have there.
Is there anolher
periapical
A
No.
Q
-- in here?
A
No.
These x-rays were in here due
Lo the inacLive slaLus of Mrs. Beachy.
Q
Ductor, when is iL lhat you saw
Mrs. Beachy?
A
The firsL Lime I saw -- well,
aClually Lhe firsL Lime 1 saw her was when she
applied for a job aL my office and afLer Lloe job
illl.erview she Cdme lo me 011 a cUIIHulLal.ioll basis
tu ask me ahoul a brldge LloaL she had and
wheLher ur lIul 1 relL LloaL
wheLher 1 wuuld
lreaL her.
ThilL "'ilK un
HU the first time I
SdW her in Lhe [.luKil.loll ..here she was a denlal
paLienL wa.. un Dt'~emher l1LIo. 1992.
Glial" . LOJltIA JltIPOJtTIHQ lr;ltVICI, UOI PAIt" DN. IUITI e. HIO . P" 17110 '''.'.'''1010'' 1'100.111'.177
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Q
You had interviewed her aL some
earlier time for a posiLion in your office?
A YeH,
Q Was she, in fact, hired?
A No, she wasn't.
Q What position did she apply for?
A A denlal receplionist.
Q Do you recall that interview as to
whether she told you she had any prior
experience in dental offices?
A Well, I mean, that's part of the
interview. I didn't keep her inLerview sheet
because I didn't hire her and I discard them. I
would assume she would have told me that she
wurked for differenL denLisls.
Q
This morning we -- Dr. Zarkin was
here and he teslified thaL she worked for him as
a dental assistant
A Okay.
Q
in late 1991 and early 1992 prior
lo yuur seeing Ioer. Do you have any
recollecLion ur her ever
A
I'm sUr~ she Luld me lhal.
r do --
recall
and once again Lhis ls d lung Lime agu
LhaL she wanL~d -- didn't wdnL l.u be a denldl
OEIO." . LOft'. "1"C"flTINQ II "VICE. UOI ".ft"' Olt. IUITI: I. Hao.. ... "flO 717.841018010" 1..00.IJJ...."
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assistanl any longer but would prefer to be a
receptionist, you know, the non-clinical side.
Thal WdS her preference.
J want to make that
poinL.
For some reason I remember thal, but
that's all I can remember about the interview.
Q Did you have an opening at that time
for d dental receplionisl?
A
Q
asked
Yes, yes,
And Lhen afLer lhal inlerview she
she contacted your office and asked fur
a consullalion on her?
A
Q
Yes.
As you recall -- and certainly you
may louk at your records tu refresh your memory
about this -- was she having a specific
complainL? Did she have a specific complaint
LhaL sloe wanLed La consulL witlo you dbouL?
A Yes. Sloe didn'L -- yes, she did.
Q
And would you please tell us what
lhaL was?
A She didn'l like Lhe ucclusdl plane
of lhe hr i d\lt' l hdl. sh... had on he.' upper L...elh.
She felL LloaL iL ~as eronk...d.
chi..f eompL. lnl.
ThdL ~as her
Q
WrlS Ihere any ~ompJdinl aboul
GIIOI" II.0litlA litl"OfilTIHQ '."YICI. UOI ,.."... D". IUITI.o HIO. PO" 17110 '''.'.H501 0" "100.212'.8"
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aeslheLics?
A
That was lhe cumplaint, WdS
aeslhelics.
Q
A
Q
The fact lhaL iL was not straighL?
Il was aesLheLically displeasing.
I see. II wasn'L the color of the
A
No, not that I recall.
It was
strictly as far as I know she told me it waR
six years old at the time and she didn't like
lhe direction that the teelh were because it
made her smile look crooked.
I assumed thaL's
whal her concern was.
occlusal plane.
she didn't like the
Q
And lhere is dn indica Lion in your
recurds lhdl she Lold you LloaL iL was geLling
WOrtH~?
A
Q
Yes.
She also indicaLed Lu you thal it
was all.dched Lo an lmpJanL --
A
Q
Yes.
-- dnd Lhdl she sald Lhat she had
conuenilally missing Le~llo?
A RighL, whl~h is Lhe l'ed!lOn she
~anLed Lloe bridge.
GlIal" . LOft." "1~O"TINa 'I"VICE. 1401 ""flK Oft. aUITI .. Hla .." I7no 7"'1141-150.0" "100'JII'.1'77
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Q
Did you conduct an examinaLion or
her?
A
1 examined her.
I would say it Was
a cursory evaluaLion.
It Was a consultation and
Lypically in cunsultaLion I indicate to someone
whal would need tu be done and then if they want
to proceed with treaLmenl then I would do a more
deLailed examination, bul We didn't get to lhat
poinl.
She was
well, we didn't get to tloaL
point for me to do a periodonLal charLing. 1
would do periodontal charLing.
I wuuld ju..L
Ioave a more compleLe record.
Q
She did advise you, did she nol,
lhat -- she indicated to you that her present
employer was Dr. Barrick?
ll's un the front of
yuur.
A
Yes, yea,
So I gue..s sloe WdS sLill
working fur him aL Lloe Lime.
Q
Did she indicaLe Lo you I.haL
Or. Barrick was I.reaLing her aL LhaL Lime or is
Lloere no indieaLion uf Lloat?
A
I don t t rf-:ll.'ci I J .
Q
Bdsed upun yuur evaluatiun of Ioer aL
the Lime Whdl <lid YOll Lell her as hest you '-'an
r"'t'a II?
OEIOI" . LO'UA IitlflOftTINQ ..""'CIl. 2408 "Aft'" Oft SUITIl.. H.a . ". 17tlO 7".&."'50.0" 1..oo.aaa'4'77
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A 1 lold h~r lhaL Lloe -- sh.. was --
you know, thal Ioer concern "boul the occlusal
plane or croukednes~ uf lloe bridg.. was valid,
.
;
,
,
thaL 1 cuuld s..e wher.. it Was -- yuu know, il
was noL ~lraighl and thal il could be redone and
I could just -- you know, 1 think that redoing
the bridge would be justified, you know.
I also
felt thaL in order to do that 1 think -- if 1
recall I presented to her thaL it shuuld be dune
in segmenls su as to maintain her vertical
relationship of the upper and lower jaw becau~e
lhal'~ something Lhal ~houldn't be tampered with
and explained tu her very superficially, I
guess, how we go about doing thal but aL lhe
~ame lime in order to accompliyh this Lh.. low..r
uccluyion would hav.. to be adjusLed Lo
compensaL.. for lhe change in angulation of Lh..
maxillary pro..Lhesi...
Q
Way iL your f....ling al. Lh.. Llme LhaL
il was unly Lh.. maxillary )JrosLhe~is LhaL had Lo
b.. redone?
A
We 1 1, 1.>1"" e d g... in, i l '~ bee II a w h i I .. .
Q
TL'" dirri~ull.
A
1 b..lie~e lhal's dll we focused upon
wilt, 1.1,.. un,l..rs~and i ng LhaL du.. to lhe
GliDE". LOIUA "1~O"'TIHG IlftYICI, IAO. ~A"K Dft. IUITI:.. HIO. Pit. 17110 717.11.....50.0" "100,221'.'77
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adjustment lhat lhe lower prosthesis mighL have
t:
I'
,
,
I
to be redone at a laLer date.
When you go ah..ad
and you adjust purcelain to thal degree it is
something that I think would have to be redone
just by -- you know, that's memory.
That's all
from memory. I don't have any notes on that.
Q I wanl lo show you a document lhat
was marked this morning as Zarkin Exhibil 2. 1
have referred to this with Dr. Zarkin and
Dr. Rosenfeld as a Shipman work of art.
This is
something that I did.
A
Oh, you did this?
I was getting
worried there lhat Jerry did that.
Q
This is my color coded adult
denliLion chart.
A
Do you hire ouL?
Q
Wlodl the chart shows is my
No.
undersLanding in urdn~.. is Lhe --
A
J can -- IL's pr..Lly
self-..xplanaLury.
Q
~Iy ques Lion lo you is, wh..n ~'ou
examined her wloaL is repr..s..nL..d in llo.. gr....n
was l haL lh" cond J L ion of h..r moulh, Lhe
prosLIo..Lic devic..s lloat sh.. load in her moullo aL
Lh.. llm..?
GCIOI" . L.O"I" "I:~O"T1NO 'I"Vler.. UOI PA"K D". IUITI .. HIO., p" 17110 71'.tI....po. 0" '..00.111....7'
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A
1 dun'l Ioave x-rays uf Lhe lower
drch.
I dun'l remember Lloe lower arch.
t wuuld
say you did a prelly good jub on lhe upper arch,
allhough you're miMsing one LooLh there
acLually.
Q
Oh, okay.
Which one am I missing?
A
Number 2, 1 believe, is presenL.
You would have Lo colur Lhal one orange, but iL
wasn'l involved in lhe prusLheMis.
Thal's
probably why you left it out.
Q All righl.
A For a layman thaL'.. pretty good.
Q Well, thank you.
A If you ever look for a job.
Q Well, }'uu know, I do Lhal because II
loelpM me underMland a liLLle biL Letter -_
A
Oh, i L j s confusing.
Q
-- when you're Lalking dbouL
Number 2 versus Number 30 and l.he lefL upper
flrsL llIular and
A
K~ dun't wdnL Loo many people La
undersLdnd llois slufr so Lhdl's okay.
Q
Mrs. Reaeloy load dvplied lu }'uu as a
denldl
for rt df-:OUl,il rec.'t:'(Jt..iuniHL pOHllion.
Sh~ jlldic'dt..,1 tu yuu lhaL Mite WdH "orklng fur
OIIGIIt. LOR.A ItIE"O"TING .IRVICI. UOI "...."1 DR IUITIE I, Hla . ,.... 11110 717.UI-1501 0" 1'100,112''877
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16
Dr. Ilarrick?
A Yes.
Q Do you believe thal frum an
understanding standpoint of dental prublems or
denlal terminology thal ..he had some -- more
experience with this lhan the average patient
would have?
A
Oh, abyolutely.
I lhink
Yeah.
anybody thal is assisling with Lhis kind or
Lhing is ubviously going to have a greaLer
awareness of whal gue.. on dentally, allhuugh
somelimes wloen I LreaL my own empluyee.. I'm kind
of shocked al whaL Lhey don'L know, buL 1 would
assume thaL, you know, Lloere i.. a greater
dwareneSH,
Q
So that wloen she left your office
after that consulLaliun wiLh you ..he was awarn
LhaL in your profesYional Judgment LhaL Lhe
maxillary devlce.. should be ehanged, should I",
remuved and redune?
A
No, nuL shuuld, cuuld.
Q
Could?
1\
Cuuld.
Yuu kilO", rrom a funcLional
HLdfld[JoiflL is it upl.ill1d1 rilld idedl, nUt
1 dm
HI) r r}" .
T should bdY -- w..ll, yeah, but w.... iL
Glial" . LO"IA "I~O"TING '."YICI, UO. ~A"K 0". IUITI I, HIO. Pot. 17110 '17'''1-15010'' "'00'122"571
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,"~f~
Q
A
17
funclional and clinically acceplabl.. and did it
meeL like, you know -- iL was probdbly
clinicdlly acceplabl.. al lhaL point. Th..re were
no gross -- other than the occlusal plan.. and a
couple of minor margindl discrepancies which can
be argu..d from now, you know, until infinity 1
by no medns -- I hope J did nut give her lhe
impression tloal it's something thaL Hlouuld be
done becau..e of whal would happen if iL wdHn't
don~.
I see.
1 by no means, 1 mean.
Q From an aesthelic standpoint the
concern that she had you believe il could have
been correcled?
A
Q
Yes.
And Hhe was aware tloal you believed
iL could have b....n currecL..d?
A 'itHS, yes.
~lR . SHIP~IAN : 1 Lhink L1,a L 'H i L .
MR. ~IOTTFRN : 1 hdv.. no quetjLioflY.
(The d"lJO.. i \. iun was euncluded aL
1:20 p.m.)
Glial" . 1.0.11II4 "1~O"TING n"YICI. 2.01 ~A"fl Dft . aUIT& .. HIO . "" 17110 '''''4101101 0" "'00'IU'4.,7
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t-
COUNTY OF CUMBERLAND
SS.
COMMONWEALTH OF PENNSYLVANl~
I, Li!la Hans..ll, Reporl..r-Nolary
Public, authurized lo adminisler oath!l willoin
and for the Communweallh of Pennsylvania and
take deposilions in the trial of causes, do
hereby certify that the furegoing is the
leslimony of BRUCE D. KENT, D.D.S.
1 further certify that before lhe
taking of said deposition, lhe witness was duly
!Iworn; Lloal lhe queslions and answers were laken
down stenographically by the !laid Lisa Hansell,
a Reporler-Nolary Public, approved and agreed
lo, and aflerward!l reduc..d Lo Lyp..wriling under
Lhe direcLiun of Lhe !laid ReporLer.
1 furLher cerLify lhdl lhe
proceedings and evidence are ~onlained fully and
accuralely in lhe nules tak..n by m.. on the
wiLhln deposiLion, and LloaL tlois copy i!l a
currecL LranscripL or Lh.. sam...
Tn Le..Lillluny ..hereuf, 1 have
hereunLo "u"sl.'rib..d my hdlld l.hl.. 211d day of
Octuber, 1996.
~'~j~
-~~~j- .
I.;'rl Hdn....1l, Repor e.'
Nol.rlry Publll.'
r-1}' I"U"Ull i MS 1 UU f:":-.p.i rl:'!ot
011 MrlY 20, 2000
18
GIIOrft . ,"O"IA "I"O"TIHG ""YICJ:, "'01 fII""K Oft IUITI.. Hla. po" 17110 717'541-15010" 1..00.221...."
Mr,
Mil,
MI'
Addra.
NOV ~O R~
Dala /2 -11- f":t--
"'..", 11- II- . r ~
::o:~~~.~u;. 'If:;;/ r-Jt.Rd
Bu,'ne..,alaphon_ 7? 0/. 7700
Employar 1>,. II It" l~a,.'It'1<..
:> '1
Homa lalaphona
Occupalion
s
..,..
Phy.lclan
7) . IJ1Q~'~..I-n...4..".,... fJ h
Socia' Security .
1"1".(,7-3"1'71
Do you hava Danlallneuranca?
II .0: Nama ollha lneurad
lneuranca company
Who may wa Ihank 'or ra'arrlng you 10 our office?
Whal would you IIka ua 10 do 'or you loday?
81".- r",~:/.5k.. ..Jw<f{1 (,ed~ IV,B.~ 1
h,.,V~
(i1r04/dln';['~
Clrcla Ona
Va. @)
c:::::.V.;:' No
<::::fii::> No
(I q?I.L" 'of
J'e:
Ara you currenlly axparlanclng any dlacom'ort?
Do you 'aallhal your laalh and gum. ara haalthy?
Do you pra'ar "novocalna" 'or your denlallraalmanl?
Hava you avar had any problam. with danlal cara In Iha paal?
Ara any of your IHlh ..n.lllva 10 hOI or cold?
Are Ihara any ara.. whar. 'ood frequantly g.', caughl between your IHlh?
Do you hava any dlacom'ort whan you chew?
Do you clanch or grind your laalh al any lima?
Do you amok. or un .ny othar lobacco prod uCla?
Do you laka fluoride In any 'orm?
(Weiman) Ara you pregnanl now?
Whenwllyourlulmadlcalvlllt? N""';~ I"ar-l ~ JI)10J(~LJ
,
Pie... clrcla any 0' lhe 'ollowtng which you have had:
V.. @)
V.. ~
dii) No
V.a C~
Va. ~./
V.. (ED
V.a $B
V.a No
haart trouble
congenital haart 1..lon.
cardiac pacamlkar
halrt murmur
high blood pr...ure
anamla
rheumallc fevar
C;;;h-;'O
cough
dlabela.
luberculo.l.
artMII.
jaundlca
hepallt"
alreka
.pll.pay
PSychIatrIc Ir..lm.nl
<:::",aJnu~-,~
drug allargle.
IlVIIr dl..an
major IIIna..
aurgary
b1Hdlng problam.
I. Ihere anything Ihal you 'H' wa ahould know aboul you Ihlt w. have not a.kad?
When wa. your III' danlal vl.ll? W H1<,;" '!?"'.} .; I1rru. f41 .
II you hava complalld Ihl. Inlormallon 'or anol~ar paraon. whit I. your ralltlon.hlp ~I paraon?
'."
--.-'
,
- ....:< :- r-."-.':3-:::~_ '
,
.... - (J 1__.1 _ =" '1fl"t r;.!." la/~ .....1"
"'r-~ ,"'-~. DATE
CC: /JoA..-..' If -t..L.. ~ ~. f)~(.J""" -r &.., ~L .;.'....'" ...~~ P.I-4..-e.
~~ ~:t:.~ =6t, oJ", -NII.I~'
~ . A"',,' L - t IJ... I ",,,-hrJ?
~~ ~ toJ,.jl.o""","T""'~ I"<,IJ,'.4- ..,'C?-
CURRENT(~
PAST: 0
MEDS: ~ (.. f' ( J.v..-.,.. r----
ALLERGIES: @
ROS: ~J fl.-fc.~e
HPI:
I "lit I? \.;
fA (-; )
~~Ltl \'\'f3 .&w\- cs,o~ c1\ (?.AS ~
o .U- ra..w!> ~~.~oc&.
-b 0\ -.Ao9't~ iN-- ~~
37J
CMD:
1.-1);1 ~ I-tVVi<r
I:V...IIln' n'
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:!~
IN THE COURT OF COMMON PLEAS
CUMBERLAND COUNTY, PENNSYLVANIA
KATHRYN BEACHY,
PLAINTIFF
VS.
:NO. 95-3328 CIVIL TERM
ALAN K. BARRICK, D.M.D.,
DEFENDANT
DEPOSITION OF:
STEVEN A. ROSENFELD, D.M.D.
TAKEN BY:
DEFENDANT
BEFORE:
LISA A. HANSELL, REPORTER
NOTARY PUBLIC
DATE:
SEPTEMBER 13, 1996,10:45 A.M.
PLACE:
GOLDBERG, KATZMAN & SHIPMAN
320 MARKET STREET
HARRISBURG, PENNSYLVANIA
APPEARANCES:
LAW OFFICE OF JEFFREY M. MOTTERN
BY: JEFFREY ~I. MOTTERN, ESQUIRE
FOR - PLAINTIFF
GOLDBERG, KATZMAN & SHIPMAN
BY: F. LEE SHIP~IAN, ESQUIRE
FOR - DEFENDANT
ALSO PRESENT:
JOHN NINOSKY, ESQUIRE
arlal" . LO"'''' ".POftnNQ II"Ylcr. 1401 ....."K DIt_. IUITI .0 Mia. ... nlto '1".'''''010'' 1-100.a2I'..'7
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.,.,
--
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FOR DEFENDANT
Stev~n Rus~nfeld
TABLE OF CONTENTS
WITNESS
DIRECT CROSS
3
EXHIBITS
DEPOSITION EXHIBIT NO.
Exhibil No.1 - Office chart
2
PRODUCED
AND M1\RKED
3
0110&" . ,"OftIA "1~O,",INa II"YICI. 1401 ..",,'" DfII. IUITI: a. Haa.. ,.. 17110 7I'.U""OI 0" "100'IU',,'7
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3
STEVEN A. ROSENFELD, D.M.D., called
as a witness, being sworn, p..stified as
follows:
(Office ChdrL marked as Rosenfeld
ExhibiL 1.)
DIRECT EXAMINATION
BY MR. SHIPMAN:
Q Will you sLate your name for tloe
recurd, please?
A It's Steven A. Rosenfeld.
Q
Yuu're a dentist presenLly in
private praclice in Harrisburg?
A
Q
A
17103.
Yes, I am.
And your uffic.. address is where?
2533 WalnuL SLr....L, Harrisburg,
Q DocLor, as was indicated lo you uff
Lh.. record dnd 1 wanl. Lo puL iL on lhe record
nuw, Lhis d..posiLiun is being Lak..n fur use al
lri.d dnd Lt.e r..purter will prepdr.. Lhe
Lrallllt:ripL dlld ..111 send iL to you ..iLh
i flNt rtlf."l illll!i UII hOko l'UU enll I.evje",' iL doll make:!
,,'hrilever correctiuns. rinel then you ,-elurn it Lo
01101" II LO".. RI"O"TING I.RYICE, UOI "".", D" IUITI.. M.O, p" 1'7110 717',..HIIOI Olt "100'112'.."
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4
her.
A
Um-hmm.
Q During lhe course of the deposiLion
pledse anawer Lloe questiona verbally. If iL can
be dnswered yes or nu dnswer it that way, nu
um-hmms or no nodding of the head. If you don'L
understdnd a questiun, please ask us to repeat
it. Ie at any time you need a break or you have
any questions of your own just tell us. Okay?
A Um-hmm, yes.
Q If you would please give us your
educational background beginning with high
school and where, wloen and whal education yuu
had?
A I graduaLed frum Technical Higlo
School, Springfield, MassdclouseLLs in 1969. T
graduated from the UniversiLy of MassachuselLs
up in AmloersL, MassaclouseLls in ]972. T
graduaLed from Lloe Universily of Pennsylvania
School of Denlal M.dicine in 1977. 1 gol a
cerLificaLe in general pracLice residency from
lhe Unlv~rslLy uf Pennsylvania in 1978.
From
'78 1.0 apprllximaLely 1 Lhink Lhe beginning of
1980 1 was un Lhe faculLy al Lhe Universlly uf
Pennsylvdllla in Lloe undergraduaLe denLal
GIIGE" . LOIIIA "1~OIllTINQ 'CRYICI:. IAOI "All" DN., .UITI .. HIO. ... 17110 717'1141-150, Oil 1"00.aU'48'77
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5
program.
From 1981 Lo -- 1980 lu 1984 I was
director of a denlal prugram for Campbell Suup
Company based al lhe Pepperidge Farm planL in
DowningLown, Pennsylvania. In 1984 to the
presenl I have been praclicing as a privat~
practitioner al the location that was given
before.
Q And you are a general praclitioner,
is that how you would characleri~e yuurself?
A
Yell.
Q Is Lhere dny pdrlicular specially
that would be considered a specially LhaL you do
as a privale practiLioner?
Fur insldnce,
Dr. Zarkin was jusl here and Dr. Zarkin does
prosthodonlic work although he's a general
praclitioner so Lloe same quellLion Lo you.
A
No.
1 am a general pracliLioner and
1 don't emploasi~e my practice in any parlicular
field.
Q
Yuu'll underLdke rooL canal, you do
roul Cdtlc1)!i?
A
T do ruuL cdn~l, cruwn and brid~e,
ljenerrll rf:'slorrill\~, lllit id] pf-&rjoc]unlics.
Q
But flU bUl'yer)', 110 periuc.lunLd I
surg..q'?
Ollar" . LOft'''' "I~O"TINQ '."VICE. 2401 "."K Dft. lUlU .. HIG. flA 17110 7"'114"'1010" 1'loo.aU'.'77
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A Very minur if 1 do.
Q ExlracLions, you ..xlrdcL LeeLh?
A I do exLrdclions. Impacliuns 1 send
Lo sp..cialiYLs. I pick and choose cdrefully.
Q Doctor, in lhe cuurse uf your
practice Iodve you come lo cunsult with and treal
I(dLhryn Beachy?
A
Yes, 1 have.
Q We have had lhis marked as Rosenfeld
ExhibiL 1 and please look at it and make sure
thal il is consistent wilh your own chart.
A
Q
Yes, it is,
Your recurds indicaLe lhaL sloe was
fir"L seen un Seplember 9Lh, 1993; is lhaL
correct?
A
she was firyL s..en in my office on
S..pLember 9Lh, 1993, corr..et.
Q
Now, on.. of Lh.. -- I'll g..l righL Lu
Lh.. m..at ur thi.. whol.. thing. w.. h..ve reeorcl..
frum Dr. Gordn..r -- and LIo..r.. 1.. nu qU"YLion
lhdl Dr. Gordn..r h..H Lr....L..d h..r ..n'.l hds
~unsulLed wiLh her.
I'm nul. sur.. of Lloe ..xtenl
uf LIo.. lr"dLmenL.
D.', GlIrduf:"I"IH loeeordt;
indlcat.. lhal h.. iniLidll}' Sd" h..r on SepLemb..r
8 t ". 1 99 3 d".1 i t H tar L ", r.. r err e d h}'
01:101". LO"I'" "I'O"TINO 'I"VICr: 1401 'A'UI DfII IUITI 1_ HIO P. l7I1D 717'.41-11010.. '..00.211....'7
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7
Dr. Ros~nf~ld Sepl~mb~r 8th, 1993 iniLial ~xam,
paLi~nl r~f~rred by Dr. Rosenfeld. Now, Lh~
queation is, did yuu s~e Mrs. Beachy befor~
Deptember of 1993?
A I lalked wilh Mrs. Beachy at her
place of work wh~re I am a dental consultant on
a part-lime baais, which I forgot to mention.
Q And that is where?
A
It was at a company call~d ACA in
Harriaburg, now on Front Streel.
Q
A
And you wer~ a denlal consulLanl?
I'm d dental consultanl for lhe
cumpany.
Q
A
Q
And alo~ was working Lh~r~?
Yes.
DaLea and timeR are critic~l to U8
in whal w~'re mdking an inquiry abuul today.
When Lo lh~ best of your knowledg~ would you
Ioave firsL cunaulLed wlLh MrM. B~acloy?
A To Lhe h"..L of my knuwledge 1 Ldlked
wiLl. her ahout. her dent.al R1LudLiun
approximdlely Lwu Lo I.I.ree weeks hefore ahe ..aw
Dr. Gordner dnd IIl)'selr in no)' ...rrlce.
Q
;'ncl "h.il "ere Ihe circumsLances LhaL
led Lu her -- dill Mhe ...",',.. tu you, did you go Lu
Glial.. a LO"IA "IPD"TINa all'''I'ICI. UOI "Aft"' D". IUITI.. Hla, 1t.17110 ""'.'"115010" 1..00.2U...."
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8
her or
A
She made mentio~ lloaL she was going
Lo go lo a wedding and she load a cavily Lhal had
Lo be taken care of. AL lloe same Lime sloe asked
me lu redo Ioer work, lhal sloe said lhat she
wanLed me lo see abuuL me reduing her work.
Q
A
You mean doing her entire mouth?
Yea.
Q Did sloe indicale lo you wheLher she
had discussed lhis wilh any olher denlal
practilioners and what was the source of her
information that her dental work had to be
redone?
A
She wasn't happy with il and 1
louked aL her and 1 said you realize LhaL yuur
smil.. is very crooked and she said yes. Is il
okay if 1 just go on?
1 can remember Lloe
l:onversdLiun.
Q
A
Ab'iUluLely.
Go aheael.
She said yes.
And 1 "aid why did
yuu leave it Lhdl way and sloe said Lhe eloclur
said Lloat someLimes Lloe c..menL seLs up like
Lhdl, loo fdSI..
Tdlking d J iLlle more 1 askeel
her ir slo.. WdS hdvifl9 dn)' discomforL wiLh her
"ars b.....au"" what w'e call I.h.. plane uf ucclusion
GIIGI". LO"'A "I"ORTIHO SI"Y1CI. UOI ...."K ON. IUITE.. HIO.."'" nl10 711"4""010" 1"00'21:1'''8'7
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9
jusl frum Lhe smile lLs~lf looked like lL would
and sh~ look~d aL me and said how did you know.
And thal's wh~n 1 w~nl on Lo Lell h~r LloaL Lhis
isn't som~lhing lhaL I should be lr~aLing. I
lhink that som~body should lake a closer look aL
it. Then 1 Baid that I would see her to take
care of her inilial concern.
Q The cavily?
A About th~ w~dding and getling thal
little parl of the smil~ fixed.
Q Did yuu suggesl Dr. Gordner Lo her
or did Bhe find Dr. Gordner?
MR. SHIPMAN:
A No, 1 suggesL~d Wdyne.
Wayne from dental school days.
1 have known
WloaL's Lhe daL~ Lhat
it was filed, June.
MR. MOTTERN:
~IR. SHIPMAN:
June ur '95.
LeL's make Bur~ fur
the record.
Tloe wriL of summunB -- Lhe preacipe
for wri L uf sum",un.. "as f lied Oil .Tune 20Lh,
1995.
~IR. ~IOTTERN:
BY ~IR. SHIP~IAN:
Thdl'.. r:orrecl.
Q
lK LIo~re dny "dY ror us to gel
recurllH from -- "hdl' s lh~ lltillle uf t.he eurl!:Jdny
01101" . LOIlt'A "1~O"TIHa II"YICI. 2040. flA'''~ DIIt. .UITI .. "_0. PA 17110 71'.......80. Oft '..oo'22J...",
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again?
A
Q
ACA.
-- as tu when the conversation with
her between the lwu of you would have laken
place?
A
No, because
I just -- I am
1 am usually there
Lhis
consLanlly going in and
uul.
every Friday al abouL this lime.
Q Okay. You slill do il?
1\
Oh, yeah, I HLill go in and 1 talk
lo everybody.
Q The best information you can provide
us is it would have been two or three weeks
prior to her seeing Dr. Gordner for lhe first
Lime?
A
Yes.
Q IH Mrs. Beachy sLill employed lhere
to lhe besl of your knowledge?
A
Q
No.
Wuuld you Iodve any knuwledge as Lo
when she LerminaLed Lloe employmenL?
A
TlodL, 1 euuldn'l Lell you.
I Lhink
hldybe d yedr dgtl, T dnl Jlul ~lJre.
nobudy is lloere when 1 yu In.
SomeLimes
Q
Whdl. is tlois lousiness?
GCIOE" a LO"t... "1..OJtTING II"VICI. UOI ....."K Oft.. lUlU 1_ Hla, ..... 17110 '7t'7'Uf.tIOI 0" "loa'lu.on
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ACA is a company lhdL righL now lhey
adminisLer l.he Pennsylvania SLale Prufessurs'
DenLa 1 Program.
Q Oh, UkdY,
A And I lhink lhey're required to have
a dental consultant as well as they do a few
other things unrelated to the dental aspect of
administering lhat plan.
Q So basically are you evaluating
lreaLmenl lhat these professors get and deciding
whether it is luo much money or il's
inappropriate?
A My decision is never based on
money. It's bayed on whaL Lhe program permits
and lhen lhey deLermine if Lhey're over Lhe
limit.
Q
lL'M a program -- an 80 percenL
Is Lhis 80 wheLher iL is wiLhin lhe
program?
program Lhe LreatmenL LhaL is being rendered by
a particular denLiNL is wilhin Lheir program?
A Again, 1 only evaluaLe iL based on
what L1,t' prugram peroni Ls u." does nuL permil. 1
dUIl't wort.), ahoul. rlnall...iril.
Q
Wloen JUu Kpukt' Lu MrH. Beachy about
Io..r dt'nl.ril sil.uaLioll did you have knuwledge LhaL
Glial" . Lo.nA "1~O"TINa ""__ICI. UOI PA"K DR . IUITI I. Mia. PA 1'7110 71'7.a.H801 0" "100'112'.871
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she had been a dental assistanl at al leasl one
-- Dr. Zarkin just told us lhal she was a denlal
assistant in lale '91 dnd early '92 for him.
A To the best of my recollecLiun, no.
Q
Did she appear to you to be someon~
who was somewhal knowledgeable about dentition,
dental problems olher than the normal run of the
mill patient?
A It would be hard. 1 couldn't pass a
judgmenl on that.
Q Did you have an opportunity to
aclually look into her mouth, I mean, where sh~
opened her mouth and you were able to look in or
was this just an observation that you made as
you're observing me righl now?
A
At Lhe office?
Q When you lalked Lo her -- no, wloen
you Lalked to her lhe first Lime, lhis lwo Lo
Lhree weeks prior to her seeing Dr. Gurdner?
A
When 1 talked to her lhe firsL Limp
1 nuLi~ed LhaL smile from the day 1 WdS Lhere
and first saw Ioer but 1 never mentioned anything
Lo her.
Q
A
she approached you?
Sloe appruached me.
Glial" . LO"lA flCrOltTINQ tl"Vlce. 1A01 r"'''K D". SUITIl .. H.O.. rA17110 '117'8.1-1101 0" 1'100'212'.577
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Q
Was she concerned wilh lhe we'll use
the wurd occlusal *- yuu un~ersLand thal and 1
think I undersLand il, obviously less than yuu
do, buL was iL lhe occlusal prublem lloal she
approached you wilh or was il aeslheticB and
occlusal?
A
She tdlked in a very general
No.
way.
She seemed lo know that she had to have
tlte work done.
She wanted it redone.
She
didn'l give me anything more specific except for
lhe problem lhat 1 corrected, thal being the
cavity
Q
Righi..
A
and the obvious lhat everybody
knew, LhaL Lhe smile was aL an angle.
Q
As I understand your records, you
began yuur LreaLmenL of her on SepLember 9Lh,
1993 dnd is Lhis -- LloiB is Number 11, TooLh
Number 11.
Please read your records and
inLerpret wltdl yuu wrute.
A
On SepL..mber 9, '93 Bite came in.
TUIJLh Numhe.' 1], whj~h j" tit.. upp..r lefL canine,
parL ur lloe smile dlung Iloe margin Was brerlking
duwn, HUlIlf:O c.lt'c.I}' ,UII] the mt"l d I \o.,'dH Hhowing under
the eruwn.
There i.. meLa! under Lloe crown.
1
01101" . LO"'A "I~O"TIHG SIU'VICI 1401 ~A"K D". IUITe .. H80. P. 17110 7"'.41-1S01 0" '-100-IU'.'7'
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remov~d Lh~ d~CdY and cledn~d Lh~ ar~a up and
used a white colored resin maLerial to try to
improve the smile and, of course, seal it off so
lhat new decay wouldn't form.
Q Is this what we would refer to as an
open margin on 11 plus the porcelain coming down
from lhe underlying m~tal?
A Yes.
Q And lhe toolh lhat was under Lhe
crown had 8om~ decay ill it?
A Yes,
Q And was iL visibl~ wiLh her smile?
A Yel::l.
Q And that was a concern for her?
A Yes.
Q And what work was done on Number
20? The records indicate
A Numher 20 is lhe shade number of Lhe
resin maLerial.
Q Okay. It's as close as possible Lu
Lloe color of her naLural LeeLIo?
A
As besL as we call Lo Lloe naLural
LooLh alld
Q
A
The cruwn?
lhe crown.
OKIOE.. . LO"'A "E~O"TIHG II:"YICE. 2401 .."It" DJI, IUITC .. MIO.. rA 17110 717'54"111010.. "100-Ut'41171
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Q
And llo~n you saw Ioer again on
Oclober Illh, 1993 dnd lhe way 1 -- is a purtion
uf lhiH ~ntry in your handwriling and in
som~body ~lse's loandwriLing?
A The iniLial handwriling is the
hygi~nisl's handwriting. Th~ additional
Ioandwriling after thaL is my printing after I
have dun~ my exam.
Q Okay.
A Which I usudlly put my signature
afl~r, which I didn't at lhis time.
Q And 1 can read what the hygienisl
wrote, but I Cdn't read whal you wrote.
A
Q
I prinL.
The hygienist's entry is iniLial
exam, prophy, cledning, Lwo biLe wing x-raYH
were Ldken and good home care?
A
Q
A
Q
Home Cdre.
Home cdre?
Yes,
And pledse redd your prinLlng.
A Sliglol laeklnesH, L circled meaning
lingurll or Lloe Longue Hide uf Number 27 luw~r
rigloL erlnine, HUYY~HL F wiLh a ~ircle which
medflH fluuride.
TIH" s,iludLiun iK the HdJ1l~
Ollon . LO"'. "I~O"TINO II:"VICII:. 1401 ~."K DR . IUITI: .. Hla . II. ""0 7"'UIoIIOI 0" 1-100'222'.177
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Number 19 un Lhe buckle.
And Lhen iL's mark..d
poor embrasure spaces.
Dr. Gordner lo se..
palienl and I have a quesLion mark. 1 didn'l
reali~e Lhal she had seen him yet or whalever.
Q
slight?
A
Q
A
Slight -- whal's Lhe word under
Tackiness.
Tackiness.
What does thal mean?
Soflness of the tooth struclure.
You can puL an explurer -- lhe doclur goes
around each Loolh and we can Lell if lhe looth
structure is solid, starLing lo bredk down or
jusl change or if it is lrue decay already.
Q
A
Q
A
And thaL is on 27?
As 1 have marked, y~s.
And lhen suggesl fluoride?
Yes.
Q Is lhaL sumelloing LhaL yuu would do
in Lhe uffi~e or she would do?
A
AL home, Lloe fluorid.. rins.. al lhe
sup..rmarkeL.
And il. Ioelps lo slow duwn any
decay formdLion from so~e "Ludies aB w..ll as
r.. i ,,[ 0 "'_' e "e a ] L h y I. ,,1.11." .. L r u L' I u r e .
Q Ayaln ~iLIo 19 Lloe sugg....Liun was
wlo..l.?
OEIOE" . LO"'" "III'O"TIHO IlftVICE. UOI .....,.., Ofll IUITE,. HIO . .." 17110 "7....H50. Oft "IOO'IU'"''
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A
The same situalion.
Thal's why 19
is
Q
A
Q
Tackiness?
Yes.
And then when it says poor embrasure
A
Embrasure spaces.
Q What does that mean?
A An embrasure is the space between
two teeth or crowns as they come out of the gum
line. The spaces can either be too large if we
have restured a tooth or too tight which would
impinge or press on the gum tis~ue. They have
to be shaped in such a way to promote health and
the ability to clean.
Q Was there a specific area wherr.
these spaces you felt were poor or was this
generally througloout her
A
Q
In general.
Okay.
Doclor, I'm going lo show you
a -- this has been marked Zarkin ExhibiL 2. And
as 1 Lold Dr. Zarkin Lhis is a Shipman specialty
here. 1 did Lhis, and 1 call Lhis a colur coded
adult dentiLion charL. Big deal.
A
IL works.
Glial" . \'0"'''' "I~O"TINO sr"VICE, UOI ~"'''K 0'''' IUITlE .. M.O., ,.... 17110 71"541-111010.. 1'100'222'4177
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Q
What I aLLempLed Lo do here sLarLing
off with the orange i.. Lhe ..,lul L LeeLh lhaL she
had.
She didn'L have dll of her adulL LeeLIo and
LhaL lhose teeLIo lhaL ..he did Ioave lhey were
ecLopically erupting.
There was orlhodontic
work done for her.
She had an 'implant that was
done in '87.
And then in 1987 Dr. Barrick
fabricaled the two upper fixed bridges and Lhen
in 1990 he did lhe two lowers and also splinled
splinted single crowns 23 Lhrough 26. My
question lo you -- and, again, I am nul lolally
sure lhal is correcL, buL to Lhe best of your
knowledge is thal Lhe condilion in her mouLh
when you saw iL Lhe firsL Lime?
A
Tu Lhe besL of my knowledge 1 would
have Lo assume because we saw Ioer on Lhe basi..
of maintaining her, keeping Ioer clean unLil she
saw Dr. Gordner and made oLloer arrangemenLs.
Q Okay.
A
Because 1 dill nuL want Lu get
i n vol veIl wi!. h lid s t'd.. e .
Q
II was ....melhillg LhaL you felL
shuuld "e handlell ..} <i 1"''''il.hlldunl.isL?
"
1~llh ,d.al ...h.. eXPI'..s..ed 1.0 me and
t..... \\d}' tl.dt r IH<iel il....d T r..11 il. Ilid noL
GElor". LOIUA "I..OIIITINQ IltIIY'CI, 3'.01 ......lIle Dft SUITE' HIO...... 11110 711'S4HIOI 0" ',100-212-4.,7
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b~long in my office any mar.. Lhan just lrying lo
help maintain her.
Q And I see Lhe last lime you saw her
was in February of this year where you did --
there was a prophy?
A Um-hmm.
Q
A
Q
And it says rediscovered need --
Rediscussed need.
For remute upper/lower -- go ahead.
Maybe you better read it.
A Maybe I better prinl better.
Rediycusyed n~ed for remak.. of upper and luwer
crown and bridge.
Q Okay.
A And then 1 jusl made some noles, you
know, basically ledging, th.. embrasure problem
and some mild TMJ diycomfort.
Q
WhaL she had in her mouth from a
reconsLrucLiv.. sLandpuinL, was iL lloe same in
February uf '96 as iL was in S..plember of '93,
had Lh..re b....n any major ~'hang..?
A
I~hen you Sd)' change, }'OU mean 1 ik"
ne\\' crowns ur.
Q
A
Yes, new LritllJes ur f1f:"W CrUWrlH?
To LIo.. b..sl uC my knuwledg.., nu.
01101" . LORIA "1~O"TINa ellltVICI. 2401 P'''''K D". IUlTl I, Hla_. ~A 17110 717'''...15010.. 1.IOO'ZZjl'.S77
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Q Are you able lo lell me whelher lhe
conversation that you had wiLh her initially
abuut her problem was before ur afler June 20th,
1993?
A
1 can tell yuu, as I said at the
beginning, il was wiLhin lwo Lo three weeks
before to lhe besL of my knowledge that she came
j n.
Q The two or three weeks before she
"aw Dr. Gordner the first time?
A Yes.
MR. SHIPMAN: Maybe if we have to we
can find out from her. Maybe she'll be a little
more specific wiLh us about when lhat occurred.
Okay.
Mr. Mottern?
MR. MOTTERN:
I Lhink we can
probably refer besL Lo -- y'm noL going Lo lell
you wloaL my clienL said Lu me, we're dealing
wilh all tloese confidenLialities here, buL 1
Lloink we can probably refer to Dr. Gordner's
records lo deLermine the daLe on whi~h she
inilially pnnLacLed 101m.
~lR. SHIPMAN:
There's nu queslion
aboul Lhal.
MR. ~IOTTERN:
And frum lhal we may
GIIOI" . L.Oft." ItIPOftTIHQ II"VICI. 1401 .."ft. DN. IUITE .. HIO . P" 17110 "'.a.'"sol 0" "100'2IJ"177
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aSHume Lhal it was righL abouL Lhe l:Iamt! Lime.
MR. SHIPMAN: ThaL's his
inilial.
MR. MOTTERN: What are we looking at
now?
MR. SHIPMAN: He's looking at -- I
IIhowed him Dr. Gordner's notes.
MR. MOTTERN: That's not terribly
helpful, is it? perhapll he would keep records
of incoming phone calls.
MR. SHIPMAN: Well, 1 don't lhink
that there is any question thaL she filled out a
healLh Ioistory and she signed il and iL'1I daled
July Bth, '93.
MR. MOTTERN:
And the record is 7/B
so sometime lwu lo three weeks prior to that
puts us righL in Lhe same range he is testifying
Lo which is just before Lhe lwo year sLaLute.
MR. SHIP~IAN:
Do you have any
CJup-slions?
~IR. MOTTERN:
MR. SHIP~IAN:
NrJ, 1 do noL.
We don'L have any
u l Ii ,..,,. l.J U f:'" S t i (.1 rI S .
ITh.. rl"pllsil ill" WdS con~luded aL
11:20 ad".)
OIIGI" . LO'UA "I~O"TING II"Y1CE. UOI "ARK Olt.. SUITE .. Hla ,.. 17110 1I7'~.Hao. OR 1'100'122".'7
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:"
\
\
22
COUNTY OF CUMBERLAND
I'
ss.
COMMONWEALTH OF PENNSYLVANIA
I, Lisa Hansell, ReporLer-Notary
Public, authorized to adminisler oaths wilhin
and for lhe Commonwealth of Pennsylvania and
Lake deposiliuns in lhe trial uf causes, do
hereby certify lhaL lhe foregoing is the
testimony of STEVEN A. ROSENFELD, D.M.D.
1 further certify lhal before the
taking of said deposilion, Lhe wilness was duly
sworn; tloat the queslions and answers were taken
down slenographically by the said Lisd Hansell,
a Reporter-Notary Public, approved and agreed
to, and afterwards reduced to typewriting under
the direcLion of the said RepurLer.
1 further cerLify lhat the
proceedings and evidence are conlained fully and
accuraLely in lhe nute.. laken by me on lhe
wiLhin depusilion, and L1.dL Lhis copy is a
correcL LranscripL of Lh~ 8dm~.
In L~8Limuny wloereof, 1 Ioave
hereunl.u subscrihed my hdnd LIds 2nd day of
OcLuber, ] 996.
~C:'ty (J.L.AA/>A ",/,
-~---~~~
Lisa Hansell, ReporLer
Nolary Puhlit'
My commission expires
un MdY 20, 2000
01101" . 1.0"'''' "1~O"TINa IrJtYICI. UOI ~...,"c DIL IUITI .. MIG. ..... 17110 717'84H501 0" 1'100'221'4.77
PI. TlENT INFORMA TION AND HEALTH HISTORY
INITIAL EXAM
DATE
q ~tj. '13
HtSTacOunT rOA... NO. 010)
,
//-/1- (.,5~ ~
.
Z 3(,,-.5l) 4' '1
.
.
.
"
DATE OF BIRTH
"
PATIENY'l PHONE
RESIDENCE PHONE
-
. /} iullrk
Sluelr!
Pt-
REFERRED BY
BUSINESS PHONE w5 2 -2(; q&
PATIENT'S $$I /7l{-(PZ-3 1
PATIENT'S NAME
PATIENT'S ADDAESS
L
~
DENTAL HISTORY
,
ANY P9EYIOUS MAJOR DENTAL TREATMENT. ~YES DNO WHEN
1>.................1::.
o T .... ...,It,.. ,. ..14. h.=! ':1:;- .. .,..."'.
~ "/>J'k+ -JDUD<LIIIJ '5
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E'Fo.II illl,.ctlon
:=: CI."chinl .f ,r'n4i".
C 01,1''';"1 .1 ton,,,,o
= ,...lIi", ., I",,,,,. In mouth
::: Frequent "Ii.,.,. on II,. 0' ...."'th
~ Poll' .,.""" ..,
:J Un""".1 ..",,,4. In ~!' while ..lin.
00 YOU HAVE OR 00 YOU USE ANY OF THE FOLLOWING . INDICATE WITH A (<II
o e.4 \t,uth 0 Cl,.,ofl... ,1,. or cl,., .....Un.
DUn,I...., ,..,. oT..h"O.t toothbrush :7tJ#
OUnl...,."lo 4en'" ..,.,Ionu 0 Fr...",o"cy of "",lhl"1 ;!. V dtuUl
o COMpllc.tlons I,.. .."oetlo", Q-D""ol Fl... {
o Pori.clon,.1 "olttMeft' 0 Int., ".1"01 111...,,1.,.,.
B'tSrthoclon,jc t,u'..en' D W.I., I.' cI..lc.
OMouth br..thln, DOilClo.ln, 'oblo'. 0' .olu'io"
00'.1 hobi'.. i.... fl",.,"e11 bl,I", 0 Flu.rid. .101,,1",.",.
ch..1l 1tI'I",. O'e..
PHYSICIAN'S NAME
MEDICAL HISTORY
j?-, fYI':1;;Hd ~h DATE OF LAST PHYSICAL EXAM. 7/93
00 YO HAYE OR HAYE Y HAD ANY OF THE FOLLOWING . INDICATE W'TH A 1<11
AGE
,;71
= AII.'I'.. '0 "'v,. ~o
_ AII."in ,. onO.lh.Hea [9.#r; fonr Of oll.r,lo. In ,.".,.1
...... A"y ho.,' o,lMenta ODioboln
= Hi,h I:lood ,.....101'. 0 Kldno, p,obl.",.
= Nou,olD9iUI p,ottl.",. 0 LllI.' p,ottl.",. or hepetltl.
- R.die"OOt h.ot"'.nll 0 Molilnonci..
= E.naai_ bl..di", ".'" cui., ..t,.cll." OP.ychl.,rlc co,.I.fMlllonol p,o"I.",.
_ A"o...~ or blo.d ,..bl.",. [j Rhou"'olic '.w.,
= "ft~...., - 5 I,} ~./ ., ()(Ca$I"".{ ~, p,obl.",.
Cue'iN ~I'\'y cu".n' ",.dic.1 "..''''0"1 i"clud"" d,u,. ,....". ..." Iho h "ot liu.d 0"0..
PERSON RESPONSIBLE FOR THIS ACCOUNT
RESIDENCE ADDREU
EMPLOYED BY
Aut IYlC
2.f():1J ~L+r'Y/
,
"Blve
BUSINESS AOOREU
DENTAL INSURANCE PLAN (IF ANYI
CHIEF ORAL COMPLAINT
DATE OF LAST DENTAL EXAM.
t//Q.-:J,
. .. h.
OSt,o..
o Th".ld
o Ey. dlao,d."
o Ton,lIltl.
o Tu".,cvl..1a
DUlce, 01 COUIIa
o P,.,,,onc,
If .0. .h., "'on,h
o Y.n.'.ol di.....
bI/4<<r.
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APPOIl<Ht.lENTSt A ",1,,1"'101'" ch.". .ill b.."'od. fo. f.i1.d 0' co"ull.d o".ln''''.''1 .lthout prlo, "O'IIiCOllo" of 24 houn. Thlt f.. cOllOn .nl,
. '..tl.,..1 ,.... ow.,h..d ."ch.. ..I.,I..,.I.CI,ic. h.ol. .'c., .hich .till h.. to b. p.ld .h.th., "0" .,. p'."", Of' "ot. Onc..". It'
,1..,.. "-.-w. 'hi, II"'. h.a b.." ,...",.d I., ,.101. ..
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IN\URl"ol:!:: To ....id ",..",ul.,tfo,,4i... '0'.11""1 .1.",.1 ''''u'.nc.... .i.h .101' p.tl."t. f. ""0. 'hol oil P..I...io".1
t'.'oc.l, .:1..... ....ti.'" o"d th.' ,0'io"ll 0'. P.,..".II, ,.'ltll",.bl. f.. P.,,".,,,.I I.... w. ..ill p'.po'. ".CO"." 'or",.
.~. ho-.'.., I...... ''''U'O'''C. co,"""I.,. upo" ..c..pt .11..11 I.. 1'''"'011 P.,,".,,, 01 bill. W. d. ".' '."d.,.." ..,.'c.
:;"'I~:.., ..11 00, .11.101, I.... e.ch f.. I' ,...0:1.",0:11010110' .100.. ."o:I.".duol p."....,.
\'''".'4A TUJ1(
'/1.93
OAT[
\
MEDICAL ALERT ..
NAME
DATE
AGE
.
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I
2
I
4
t z
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PEQCUSSION
vir ALITY
THERMAL
BLOOD PRESSURE
TESTS
PULSE
OTNER
sYST.
DIAS.
CENERAL CONOfTION OF TEETH
GIHGIVA &. PERIODONTIUM
DENTAL. DRD-FACIAL. EXAM
f.' PLAOUE
hi BLEEDINC
1.' OTHER
OC:LUSION &. FUNCTIONAL RELA liONS
lb) CALCULUS
1'1 RECESSION
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MEDICAL. HISTDRV
SUIoMA'RV "
I. EIISTING ILLNESlES~~
7. CURRENT ORUGI
J. ALLERGIES
d. NUTRITIONAL EYAL.
DENTAL. HISTDRV
. SUMMARY
.
I. CHIEF COMPLAINT
7. ORAL HABITS.'
J. HYGIENE
CUtCLE ABNORMAlITIESI FACE, LIPS. FLOOR OF MOUTH, ORD.PHARYNX PALATE. CHEEKS, SALIVARY GLANDS. TONGUE, FRENUM"
L Y",PH HODES. ToM.).. OTHER
SUW:.....U OF DENTAL ORD.fACIAL eXAM
:;!:_.' ~ or ). ~AT!io'l"CLUOI"'G CAAIESI
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EXHIBIT E
DENTAL PATIENT MEDICAL HISTORY
s.S.H, n~.foz-
BIRTHDATE:,
.,
0.
WOftK ~II:
17/11
The Ift.wtn 10 Ihe loUowln uatlOnl wW llliallhe cnllalla cvalutiq "DeW bc&llb prior 10 providln, )'our denial lrealmenl,
PLEASE READ CAREFULLV AND ANSWER EACH QUESnDN AS ACCURATELV AS POSSISLE
1. WHAT I 'fOU"........ .tON y,,~ HEAL. L YLUlLAaTM&OtAL.P'HYaM:ALt
J. ,"U.I. 011.. AC"'CL.I AItOUHO ANY QtJTHC,Ol.I.QWWOwHICH YOU HAve HADCMt HAVIl AYPftUDfT. ~_
Hclt1 DilCUt or Condidon Rheum.lie Fmr ~) HCPltid.r.,...-G'"' ~ ~--- Ven.ral Diaeue (Syphili.,
An,in. Pectoris Snoke ~~ ~ Thyroid Dilc:ue Gonorrhea)
Frequenl Chul Pains HcmopbUiI EmpbfICma Glaucoma ON' Addiction
Hllh Blood Pm.... Bruile EuUy Tubc......b fill) Epilepsy Dr ScI1ura P.yclllllric Trealm.nt
Drt.... Dr arel ~l!9IDqed Dr Unuaual BIecd... 011""" FalndDI Dr DIuy Spc~ ~~ The
WD.n n II A..mIa Ulcen AIDS or AtQS Rclatod Complcl Co I 0." rapy,
^nirodal Hcan Valve Blood Trllllfualon KId..y Trouble HIV PoaIdve ,,-- ...,;~:: ;;:;,k1r,..
Conl.oilal H.1It Oileuc Sickle Ceu Diocuc U... Oiocuc Cold Sora U...plaloed WCliiiI Lot.
H.1It Murmur Arthrilb Jluodico (OIbcr lh.. .. birth) Ocnllal H...... TMJ,Dbordcr
CIRCLE VES OR NO FOR THE FOLLOWING QUESnONS. IIF IN DOUST. CIRCLE YES,}
III Yu. pI"aolllvo dOloll..} CONTINUE COMMENTS ON BACK IF NECESSARV
... .11I1 YOU ",UIHTLY,OfI KAYlE YOU KEN UHDERTHICA"EOP' A P'HYSICIANDU.UNClTHI: rAST'RA'"
D
FREQUENCY:
VES
.. A"I YOU "a~YTAKJHQANYMIOICINEo..DfNQ.81
t:r'l"It6W'tjCilf I 'lJ,f-"t1 ('~ /
.. A"I YOU Au.&:..oIC TO ANY NCDICINCOfI MATUllAU'
7. HAVI YOU IVP HAD A RIAC110N TO A LOCAL AHUTHItT1C1'
VES NO
L HAVI YOU CVI." UPCRIIHCI:D AHY COM"-JCA11OH Oft lUNa. FOU.OW1HC1 DCHTAL TRIATMIEHn
VES NO
I. DO YOU HAve ANY DCalAlel Oft CONDIT1OHI NOT USTCD A.ova
'0. HAVIYOU IVP leU'TOLD YOUWC"CNOTCUOIaLETOKA8LOOODOHOft'
11. 00 YOU USE TOaACCO' tV YES. pIHst tIId~ ~ tI"I"fUlM1J
SMOKE: CiauctlCS Cia'" Pipe
I z. WOMEN: ""I YOU PRtGHAHTt
V Ya. p,"" nnlt "iItv"., "od)
TRIMESTER
1
2 3
PATIENT COMMENTS
(CJv<' .... boo ",... "'" .did
tOlPlI'VftU M W Nt1 o/,IIi1/tNM)
DENnsy's CO......ENTS
DATe
x
x 1.
""I("Y S 0-' "'1.:~..nD "(11.50'" 'IQNAN"I
........fIat.,.. II'W .-..... .. "'" "'M~,11f'I1 110/'1I Nee....,., .. "Ga".M O"M 'M ""1,1'" ".,.,..1'1'" ..f'IIf.1I
IttlilJlol.et.DoG.,....,....
, AUfHOItll1 'ArMIN' 01 "'OleA' .,N,,,,S '0 UNOEllStGNID
",.,S/CIAN Oft SWf'Ut" fOIl StltWCI DlSC"'.IO .now.
SlGM'
0I:HT11'!""'J ~.~.uv"r
OArc 7- 1
BLOOD PflnSUflE
.....,...... .......n.......n .........
.
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D'ENTAI.IIEALTH RECORD
PATIENT'S NAME Ka thr n Beach
RIITOUTIOII AID TRUT.IITI (c..,/IW..... _.1
IUlnOUllT OIIUIII AID AIIOR.AUTIII
'~"~M~I~~-
J.
Ii I I 7 4 I I 7 I I 10 " II 11 14 11 II S
II JI 71 70 II II 17 11112417 ZZ ZI ZI 11 11 17
Ii 1 Z 7 4 I I 7 I I 10 " lZ 11 14 II \I S
I JI 71 JG II ZU7 ZIIUU7 U ZI ZO 11 II 17
_,:.....i'\,,/\t\fI.("i......
_....i"'i^'I\t\I~("i......_
RIIlARKI
ftllWlll
IIRVICES RIIOIRIO
DATI
7-B-93
OIADIOIII-TRUT.IIT
Initial Exam atient referred b Dr. Rosenfield atient had
maxillar mandibular reconstruction done b Dr. Barrick max- rs
a 0; man-3 rs a 0 atient not leased with esthetics and occlu-
sion atient occludes on left and deviates to ri ht 1-1 mm to
maximum in terce tion clinical exam reveals extensive occlusal
a ustment on max and man left atients occlusal lane s ant.
w t e eft si e hi er than ri ht mi -line is off to the
r a roximate mm, ver f at smi e line with no curvature;
centra s same ength as laterial insisors, opaque show through
on 69, ver oor access for oral h iene atient has been on 3 month
ma n enance with Perio ontal ssociates and 00 home care with
su er ass a but contours and mar ins are bulk , encroachin upon
o 0 ica s ace, caries at mar in a1 10calized mar inal in ivitis
w mm oc e in max anterior, mar ins articularl uestion-
a e on " ,im ant aced in 1 area r. 00
o vrs. a o. res ore wit cemente a utment. crowne a u ment
~e a re w acr c res n or es e cs. s ntin a so oes
no a ow access or yg ene, recommen max man re 0, x-rays
unavailable at time of exam.
-
fi 8afeguard
WAYr>:E II. GORDNER, n.M.D.
PROSTHOOONTlST
:.."", .' I
.
DENTAL HEALTH RECORD
PATlEIlTUAIIE Ka t r
QITOllAnOl1 AID TIIu
AIIIARlS
~'~M'.'~--,
ill 3 4 I I I I I 10 II II U 14 II II S
II 31 JO II II II IUUI U II II 10 II II II
S1AVlCU 1I10lAI0
DATI
7- -
1 -
2- -
2-
iii I I 3 4 I I I I I 10 II II U II 11 11 S
II 31 10 II II II Iuuunl II 10 11 '1 II
('I, ('\-
t. referred b Dr. Rosenfeld t. had maxillar
mandibular reconstruction done b Dr. Barrie max- rs. a 0
rs. a 0 t. not leased with esthetics and occlusion t.
occludes on the left and deviates to ri ht 1-1 mm to maximum
interce tion clinical exam reveals extensive occlusal ad ustment
on max and man left ts. occlusal lane slants to the left si e
hi er than ri ht mid-line is off to the ri ht a roximate mm,
ver flat smile line with no curvature centra s same en as
aerial incisals 0 a ue show throu h on ver oor access or
ora h iene t has been on 3 month main. with Perio onta ssociate
an ood home care with su er floss ai but contours an mar ns
are u encroached u on bio 0 ica s ace, caries a mar n
oca ize mar inal in ivitis wi h mm oc e in max ar
an er ors, marg.ns Ear icu ar y qUOD ana e, .. " . - , mplar.t
ace n H11 area b Dr. Wood 6 rs a 0, restored with conventiaJ.
a u men , corona a u men re a re w ac r c res n or es e cs.
s n n a so oesno a ow or e ne access, recommen e max7
man re 0, x-ra s unava a e a me 0 exam.
o e c ar an sen 0 e re 0 ern a
e er n c ar w
esc consu w a
se e un.
r. 0 ern resc consu
orne
w
ue
""
lilt ~ _~..
..... ...
-.
-----.-,.
'OIlW "l.K3G4t
AllIAlIUupper 6 years ago; lower 3 years ago
argins #B.9,11.19; bulky margins #23.24.:
6; marginal dscay #30; generalized margil
in ivitis' mm ocketin Distal midli:
deviation to right;occlusal plane eviati
DIADIDIIS-TAuTIIII c , of
and
man-
.
s re ues
o
o
ue
o con
c
w
r.
or ners
o snow an
ceo
.
w
WAYNE H, GORDNER. D.M,D.
PROSTHODONTIST
" .
CERTIFICATE OF SERVICE
I hereby certify that a copy of the foregoing has been duly
served on the following counsel of record, by depositing the same
in the United States Mail, postage prepaid, in Harrisburg,
Pennsylvania, on March 25, 1997:
Jeffrey M. Mottern, Esquire
P.O. Box 87
Hummelstown, PA 17036
GOLDBERG, KATZMAN & SHIPMAN, P.C.
//;-~' /~
By7/, ~. - 4/'1 '/f/~I/r.#
~. L Shipman, quire
1.0. II: 07252
John R. Ninosky, Esquire
1.0. II: 78000
320 Market Street
P.O. Box 1268
Harrisburg, PA 17108-1268
Identification No.: 07252
Telephone: (717) 234-4161
Attorneys for Defendant
.
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, PRAECIPE FOR LISTING CASE FOR ARGUMENT
(MuI' be 'fpewrlllen Ind Iub,nllled In duplin Ie)
.
.
TO TIlE PROTIIONOTARY/OF CUMBERLAND COUNTY:
Plm. 1111 th. wllhln miller lo,lh. nflll:
".
o
[i)
'".T,1I1 "'pmenl COUll
A'pmenl Cou,l 'f / I~ I q 7
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------------------------------------------------------~---------
- . CAPTION OF CASE
(.nllll clpllon mull be IIlled In lull)
:
".
KATBIlYH BEACHY
(I'Illn'lIl)
'.,
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ALAN It. BARRICK.. D.M.D.
(Defendanl)
, '
....
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No. 3328
CIYI
19~
I. SllIe miller 10 be I'ped (I. e" plllnurr. moUon lor new 1I1e1,
defendanl" demurttr to complllnt, elc.):
- .
Defendant's Mot.ion for Summary JudgmP.nt
2. IdenUI, counsel 11'.0 wiD liP' CII':
(.) lor plIlnUrr: Jeffrey M.Mottern. Esquire'
(b) 'or defendant:: F. ,LPe ShiplDBn/John R. Hinosky
.',
3. I wW nour)' 111 pltHuln wrllln, wllhln two d')'lthll thll ell. h.. btln
Ullld 'or .rlumlnL_
.
.
Dal.d: March 25. 1997
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AI...~., At CAW
.1MT1IAlII1TMIT.M._I7.~M'"'''' ..
,___".,.' __.. 71~' MIl 711__ '.
,....,. :
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KATHRYN BEACHY, IN THE COURT OF COMMON PLEAS
PLAINTIFF CUMBERLAND COUNTY, PENNSYLVANIA
vs : CIVIL ACTION - LAW
.
.
ALAN K. BARRICK. D.M.D. .
.
DEFENDANT . NO. 95-3328 CIVIL TERM
.
PRAECIPE TO. DISCONTINUE
TO THE PROTHONOTARY:
Please mark the above-captioned matter settled and
discontinued.
'PbS"€, l>ldcc..
I;.,.) -nL'L
CR-.JL,I.f - If
BY:
BY:
DATED:
t/;!;y?l
Street
PA 17036
(' ~
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'F. [{ee Sh~, SqU~ I'
Attorney for Defendant
1.0. 07252
GOLDBERG, KATZMAN & SHIPMAN
320 Market Street
Harrisburg, PA 17108
717-234-4161
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