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HomeMy WebLinkAbout95-05482 ,~- u~ , , ~;,,~j:,,;" :~~?,r,~ ~,~." "ic':,'";"":'<;P)~::; .' "'.;:c ',' , ";L~: :1 ",;\, ,\':':;;'~ , ,:.~: f};f" ,~~;:: ~,' : ':::i~' :';.~,; .", c.'..'; ):,:' ,:;,<,y,:;:_"",,::,:,::,,;:;;;,~;' !' :", ",' .:;, :':' ,; :fr.::':;":':""" '::, .-""",,;._.,:,:,:, \'/:'~;')::(:''''';'rp ". " .': '.:'; ,I" : ,,~;;, ,;':::;-: ;f :' :'<: P:~; t, '\c:~: ,.I, ;, . . .;.", ,," ;;\::"': 'C:' " ,',".".;i:, ',.', 'f'" +,;;:., ,', ' ,.:,' .' ,"','__,.. ,-2',;";', ,"" .~" ;', ',''', ,;", : ,'" ,.,: >:" ':: .';';,;,~ ,.,'. ,,'" ' '. ',' :.i, :./,if/: h;:,':.~r'y .~.;., .; .~::::;" 1~ :n""/'" ',' ",Ii:': ,:.' :";: ,';< ';", '::,' , " ',' ".' ,;i"'>: ,', ' " :",.' ; ,:' A\\i:i'::'." :'." ," ,':,"".:/\;'::~. ," .'~ '. : ' " :' "" .:':' '.','" ,..,: " "':'}; , ' '., ' ': . "., i,';/~f ',,:~]:,',;: 'i~:j~:j'i;,; ,'iC'i?'" :"u;.,:' ,,' ;i,',';;, ' ';, ;' ':;;' ;}'.; ::~",., ;"': ::,~', ".;,:;,,\,:"" 'f'.;... " .," ,.',i, ;.: i':., . ' .' '. ':'" :t..' ' . .j, ,,' ,-,:' ' " .", , , ".,.,': " . ,;' ".' ':; :'" ':," , ,.',.-f::~>;:1: " " :,..;'",.,;. " "; , :'::,"': ..".-0..',:' .. ~';{'C, . ',,: 3""'1""- ,.. c, .,', ' :,',; ,,', ',',,', " Cj" ".t!i'i: 1i1i,:1 [tm c' .=" ,,:;,:\;:;,,:' ~f ), it'! ;;, ;;\, ' ij~~ '>d' ~; ,,;:,:".." " ,',.', l~._=:' - ~~)::, " ' ;: ': ' , " .,.., _, ".i '.. ',' ~"",., , ,,'.'..',; : , ..,,~.j ';:' :;,\~.. " ,; .'..~i: t' ( ~~. DOUGLAS, DOUGLAS . DOUGLAS a7 W, HIGH ST. POI 2" CARLISLB PA \1813 TBLEPHONB 1\1.243.\1" William (I, l>Ou.lu, Ill'l' Supremo CI, \D' 37926 'c'hariesiCshIeld5;..ffr..........'.,................_...,..,.......'~fn'.'ti\e..Court"orCommon..P"ieas..or.... Cumberland County Pennsylvania Plaintiff vs No. 95 . 5682 Civil Term Robert M. Mumma, II Defendant Civil Action Law __...._,......,..,...._...........~,..............._..~..,_...,.....~........,............,....S~~P..~~~,~,~y...,~!,~!!!.~!~~,~...........,..,_.. Plaintiff's Memorandum of Law on Appllcablllty of Rule of Professional Conduct The defendant argues that the plaintiff's claim for payment of his legal fees Is barred by Pa. Rules of Professional Conduct \.5(b). The aforesaid rule stands for the proposition that a written fee agreement Is required when the lawyer has not regularly represented the client. Prior to the work being done In this case, Mr, Shields had done work for Mr. Mumma and was paid directly by Mr. Mumma for research In the amount of $5,000,00. Following that work and payment, Mr. Mumma requested Mr, Shields do work for him. Mr. Shields regularly communicated with Mr. Mumma,and had numerous meetings with him to discuss the various legal matters which he had asked Mr. Shields to look Into, Mr. Shields submitted a bll1to Mr, Mumma and Mr, Mumma paid $30,000,00 of the bll1 and told Mr. Shields at the time he gave him the check that this should hold him for a while and the big one would be coming soon. At no time did Mr, Mumma complain about the amount of his bill. In fact, Mr, Mumma requested Mr, Shields do additional work for him after he received his first bll1, The additional payment never came and Mr, Mumma ignored requests for payment of the balance of Mr, Shield's bill. ~ .~ j] j] J-f ~ ~ ~ ~ i'l j ~ U J 8. ei 'I] i~ ~.!j L~ ~ Iti5J~ ~ !I -1~~eijj 1~1~~1' ~ F '=1 .M...-, .IJ 8 f ,= ftr Ii t~ ti 'I j ,fi i II B r!' 'E ~ , j i:8 '3 ]'E 8 ~ u '13,., .IJ i '!j Ii ~ ~ ] ~~ ~~;~.lJi.IJtl~iilll]~ t !Hu :,g~~;!~ 'EjB'r;;~~~t- i Hilt! HI 1 ail !i~~ li ~ 11 ij;~11~ll1jtjIJjll I ~~ ~ ~ ~~.lJ111 i~ I U Ili~l- fl'.'!i ~~J~lji ~ ~j~~~'i.IJII~IIJ'lj~ ~ ~ i s ~ ~ ~ '~ .R j .IJ H ~ ,jj : ~ r~ ,U I u ~ _ !!i ~gljj~,_;B~ _..~~-!l on ~ ! ~!~ 1~~l~Jil i .. b 8!1= <( :B .t8 Jl,~ ~:ij Is 8..c .... ~ ,8 r>l .. i-o "": ] 'E 0 ~ ,=; 1i a ~ 'E .. ~ ! { ~1iMc.fiI.atE ~~CJ oJ 9~~1~lalrl~~ ~ j t ."' 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"' k . '"01 ...-liI , , SHDR,JOrrl . ZUCICERMAN, P.C. BY' Arthur W. Lefco, lequire Identification No. 12909 BY' Cheryl Sattin, lequire Identification No. 69340 200 Pour Falle Corporate Center Suit. 400 Weet Conehohooken, PA 19428 (610) 941-15400 Attorney for Defandant, Robert M. Muaaa, II CHARLIS I. SHIILDS, III PlaIntiff, IN THI COURT OF COMMON PLEAS OF CUMBERLAND COUNTY v. a01l1RT M. 1ItJMMA, II, Defendant. NO. 95-5482 CIVIL TERM DEPENDANT' S MEMORANDUM OF LAW FOR USE AT TRIAL I. PACTS In May of 1990, Charles E. Shields, III beqan to perfora leval e.rvicee for Robert M. Mumma, II. This was the firet time that Mr. Shie1de had ever performed leqa1 work for Mr. Mu..a althouih h. had previously done limited work for William coetopouloe, laquire on a matter involvinq Mr. Mumma. A1thouqh Mr. Shielda beqan workinq for Mr. Mumma in May of 1990, he failed to co..unicate in writinq to Mr. Mumma the basis or rate of his fee until February of 1992, by which time he claims to have performed legal work with a value of $213,691.00. Mr. Shields admite that much of the reaearch he performed which oontributed SUbstantially to hie fee was never used. These facts are undisputed. JAN 2 4 1M7 W II. OUESTION PRESENTED Whether a lawyer who violates Rule 1.5(b) of the Rule. of Profe..ional Conduct by failing to communicate to the client, in writing and within a rea.onable time, the ba.i. or rate of hi. fee i. entitled to anything more than a rea.onab1e fee for .ervice. rendered under quantum meruit theory? Sugge.ted An.werl No. III. DISCUSSION RUle 1. 5 (b) of the Pennsylvani.a Rules of Profe..iona1 Conduct .tata., in pertinent part, as follows I (b) When the lawyer has not regularly repre.ented the client, the ba.is or rate of the fee .hal1 be communicated to the client, in writinq, before or within a reasonable time after commencing the representation. Although there i. no applicable case law in Pennsylvania addre..inq whether a failure to comply with Rule 1.5(b) placee in jeopardy an attorney'. ability to later collect anything more than a rea.onable fe. under quantum meruit theory, the proposition for which Rule 1.5 atand. haG been addressed by the Court in Feinao1d v. Pucello, 654 A.ad 1093 (pa. Super. 1995) and Eckell v. Wilson, 597 A.2d 696 (pa. Super. 1991). In Feinaold, the defendant had been involved in an auto.obile accident and discussed with the plaintiff-attorney the po..ibility of retaining the plaintiff in an action arising out of the automobile accident. 14L at 1094. The parties discussed Bome baaic information, but did not discuss a fee arrangement. IlL. Without further contact with the client, the attorney beqan working on the case by inspecting the accident site, takinq pictures, obtaining a police report and securing an admission of liability 2 , fro. the other driv.r. IlL. only after performinq all of this work did the .ttorn.y mail to the defendant a formal conting.ncy f.e .qr....nt. 1.IL. The defendant was not satisfied with the f.. .qr....nt and found other counsel. IlL. The attorn.y su.d the cli.nt for f... due and owinq under the theory of quantum ..ruit. IlL. Th. .ttorn.y .rqued that the client orally aqreed to hev. the .ttorn.y r.pr...nt him so that he was entitled to be paid for the ..rvic.s r.nd.r.d. IlL. The trial court determined that the plaintiff-attorney, by workinq on the case without a written aqr....nt, proceeded at hie own risk. IlL. The court went on to d.t.nin. that there had never been a meetinq of the minds rBlJ.rding r.pr.sentation and, accordingly, there was DQ contr.ct .nd DR Obligation to reimburse the attorney for his work. 1.IL. at 10115. The court also noted that Rule 1.5 ie mandatorv, not sspir.tional. 1.IL. at 1095, n. 3. A .imi1ar issue was addressed in Eckell v. Wi1eon, 597 A.2d 696 (P.. super. 1991). In Eckell, the plaintiff-attorney, on .pp..l to the Pennsylvania superior court, raised the que.tion of wh.th.r . complaint seekinq recovery pureuant to an oral agreement c.n be dismissed for lack of a writinq. The aqreement between the parti.s was one in which the client orally agreed to pay to his .ttornsy a fee based upon "the reaBonab1e value of the .ervice. r.ndered". The Eckell court specifically stated that the failure to put .uch aqreementB in writing could reBult in dispute. pertaining to the basis and rate of the fee. The court added I 3 w. al.rt .pp.11.nts to the exig.ncy of a writing to confirm the fee arranq...nts with the cli.nt. In this r.g.rd, writings avoid misund.rst.nds regarding th~ fee .nd the m.thods by which it is d.ter.ined. llla. .t 701. Th. court n.v.r re.ched the !asu., how.v.r, of wh.th.r the compl.int should b. dis.issed because of . l.ck of writing.1 Inst.ad, the court held th.t b.c.us. the pl.intiff-attorn.y souqht only . quantum m.ruit recovery, a co.plaint r.qu.stinq such . r.cov.ry w.s v.lid. llla. In the present c.se, Charles shielde, like Attorn.ys F.ingold and Eck.1l, f.iled to obtain. written fee .gr....nt from hi. client prior to b.ginning his represent.tion. Mor.ov.r, Mr. Shi.ld. did not communicate in writing or otherwise di.cu.. the ba.i. of his f.e with Mr. Mumm. until he h.d perfor.ed substanti.l ..rvice., .o.t of which were un.uthorized, over . period of 22 month. (M.y of 1990 through Febru.ry of 1992). Lik. the .ttorn.y. in r.inaDld and Eck.ll, Mr. Shields proceeded .t his own risk wh.n h. p.rform.d ..rvic.s between M.y of 1990 .nd February of 1992. Hor.ov.r, .. in Feinao1d, there simply was no meetinq of the minds for mo.t of the work performed by Mr. Shields, .nd bec.us. th.r. wa. .l.o no written contr.ct, Mr. Shields' recovery, like AttDrn.y Eck.l1's recovery, should be limited to the reasonable value of the lAlthough the court noted in footnote 6 of its decision th.t the Ru1.s of Professional Conduct only require that continq.ncy f.. .qr....nts be set forth in writing, this is clearly erroneous giv.n the court's more recent holdinq in Feinaold making compliance with Rul. 1.5, of which subsection 1.5(b) is a part, mandatory. 4 .ervice. ren4ered under a theory of quantum meruit.2 Becauee moet of the work perfor.e4 by Mr. Shie14. conferre4 no benefit upon Mr. Kuaaa, any recovery awar4ed to Mr. Shiel4s un4er thi. theory will be minimal an4 li.ited only to those services which 4i4 confer a banefit upon Mr. Mumaa. This 4etermination by the court would be con.i.tent with the holdings in Feinaol4 an4 Ecken and the language of RUle 1.5 which, taken together, conclude that an attorney who faUs to c01lllllunicate to the client in writing an4 within a rea.onable period of time the basis or rate of his fee 401. .0 at his peril, limiting his recovery to a reasonable fee ba.ed upon quantum meruit. Respectfully submitte4, SHERR, JOFFE , ZUCKERMAN, P.C. . BYI January OJ~, 1997 2 Quantum meruit is an equitable doctrine base4 upon the concept that no one who benefits by the labor and materials of another should be unjustly enriched thereby. Denart.ent of Environ.ental Resources v. Wynne, 597 A.24 281, 284 n. 3 (pa. Co..w. 1991). To sustain a claim of unjust enrichment, it must be .hown that a person wrongly secured or passively receive4 a benefit that it would be unconscionable to retain without making payment. Martin v. Little. Brown and Co., 304 Pa, Super. 424, 430-31, 450 A.2d 984, 988 (1981). 5 "' ..... v. 113 OLER IN THE COURT OF COMMON PLEAS or CUMBERLAND COUNTY, PENNSYLVANIA CIVIL ACTION - LAW CHARLES E. SHIELDS, III, Plaintiff . . ROBERT M. MUMMA, II, Defendant . . 95-5482 CIVIL TERM IN REI PRETRIAL CONFERENCE A pr.etrial conference in the above-captioned c..e wa. held in the chamber. of Judqe Oler on Thursday, January 2, 1997. pre.ent on behalf of the Plaintiff was William P. Douvla., E.quire. Present on behalf of the Defendant was Arthur w. Lafco, E.quire. Thi. is an action in assumpsit for leva1 .ervice. randered to Defendant. Defensea include the alleqed unrea.onablene.. of and lack of nece..ity for charve. .ade, lack of con.ideration, lack of an agresment a. to the fee arranqe.ent and the four-year statute of limitations as it may apply to .o.e of t~e fee. claimed. The total amount claimed by the Plaintiff is $219,851.60. One issue in the case may involve the applicability of RUle 1.5(b) of the Rules of Professional Conduct. This rule provides aa follows I "When the lawyer has not revularly represented the client, the basis or rate of the fee .hall be communicated to the client, in writinq. before or within a reasonable time after commencinq the representation." Counsel are requested to furnish briefs on the applicability of this rule to Pl.intiff'. cl.i. to the Court within five d.y. of co...nc...nt of the trial term. Thi. will b. a jury trial with ..ch .ide, pur.uant to an .gr....nt of coun..1, havinq four p.r..ptory chall.ng.., for a tot.l of .iqht. The duration of trial i. ..ti.at.d to be thr.. day.. with r.sp.ct to ..ttl.ment negotiation., the .u. of $40,000.00 ha. been offered by the Defendant. Th. Plaintiff ha. d.clin.d to acc.pt this offer. It is difficult for the Court to ..timat. the lik.lihood of ..tt1.msnt in thi. c.... It i. noted th.t on. of the depo.ition exhibit. in this c... cant. in. a refer.nce to . discu.sion which the Plaintiff h.d with this judge wh.n the judge w.. in priv.t. practic. in January of 1991 concerninq r....rch which Pl.intiff wa. .ll.g.dly doing. For th.t re..on, it i. b.li.ved that anoth.r judge should h.ndle this particular c.se .t trial. It i. not.d further th.t, at . previous pretrial conference, the Honorabl. H.rold E. sheely indic.ted that bec.use of his .cqu.int.nce with the 1itiq.tion which P1.intiff w.. .ll.g.d1y hand1inq, and P1.intiff's having served as a law clerk for pr..id.nt Judqe Sh.e1y, Judge Sheely would prefer to recu.. hi...1f a. well from the trial in this case. To the extent that any videotape depositions are to b. presented to the jury, counsel are directed to furni.h a transcript of the deposition, with any objections hiqhlighted I - ~ N 8 -:l I~ - 5~ 5 ('5 . ~ ,1~ ~ w " 'l I .Jm ~ ~~ ,21., .., ~ t; G; 1-' -. . .,". . '\ CHARLES E, SHIELDS, 01, Plaintiff IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA CIVIL ACTION. LAW NO, 1995 - 05482 CIVIL TERM JURY TRIAL DEMANDED V. ROBERT M. MUMMA, II Defendant PLAINTIFF'S PRE.TRIAL MEMORANDUM 1. A statement of the basic facts as to liability, This action Is a result of the defendant's failure to pay legal fees for services rendered to him by the plaintiff. 2. A statement of the basic facts of dam alP!' Defendant Is thus currently Indebted to plaintiff as follows: (a) for fee and reimbursements owed by plaintiff to Mark Podvla (Plaintiff has already paid $1,500,(0) $ 4,319.60 (b) for hourly bllled services rendered by plaintiff: 2,465,32 hours at $100.00 per hour credit of credit of 246,532.00 . 1,000.00 . 30,000,00 215,532,00 $ 219,851,60 Total 3, Principal Issues, The employment of Charles E, Shields, III, Esquire, and the payment of the bll1 for his services, 4. Leiallssues, None anticipated. 5. Witnesses. Robert M, Mumma, II, as on cross Charles E, Shields, III Jerry Morrison Chris Farrell Sarah Brlcknell Deborah Beamer BI11 Costopoulos Nick Ressetar Mark Podvia Ron Katzman Mickey Nye Creeden Cornman Bob Hawkins Jack Kranzel Ken Fetrow Tim Moyer John Maher Charlie Rector Andrew Sheely Harvey Feldman Robert M, Frey Robert G, Frey 6. Illlhibits, Records of Charles E, Shields, III 7, Settlement, The defendant has offered $40,000,00, which has been rejected, Respectfully submitted, December 30,1996 By WlIIiam P. Douglas, Esquire Attorney for Plaintlrf Atty, \.D. II 37926 27 West High Street P,O, Box 261 Carlisle, Pa, 17013 717-243-1790 . , i Jl\iJ o:~ 'nInJA, SHIRR, JOFFS . ZUCKERMAN, P.C. IYI Arthur W. Lefco, Eequire Identification No. 12909 IYI cheryl sattin, Eequire Idantification No. 69340 aoo Four Falle corporate center suite 400 .eat Con.hohooken, PA 19428 (610) 941-15400 Attorney for Defendant, Robert M. Mumma, II CHARLES E. SHIELDS, III, plaintiff, IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY v. ROBERT M. MUMMA, II, Defendant. NO. 95-5482 CIVIL TERM DEFENDANT'S PRE-TRIAL MEMORANDUM 1. A statement of the basic facts as tc liabilitv. Plaintiff filed this action alleging that defendant has failed to pay legal fees for services rendered to him by the plaintiff. Although plaintiff alleged he was retained in May of 1990, he admits that he did not bill plaintiff for alleged service. rendered until September of 1992, two years and four months later. The.e .ervices rendered by plaintiff and those rendered after September of 1992, were not authorized by defendant and were performed without defendant's knowledge or consent. Furthermors, .o.t of plaintiff's services were excessive and unnecessary. a. A atatemsnt of the basic facts relatinq to damaqes. plaintiff alleges that defendant is indebted to plaintiff in the amount of $219,851.60. However, plaintiff is unable to aubstantiate that the reasonable value of the authorized and necessary services rendered totals the amount alleged. . . 3. Principal i..u... a. Wh.ther the .ervices rendered by Charles E. Shi.ld., III on b.hslf of Rob.rt M. Mumma, II were authorh.d by Robert M. Mumma, II and whether such ..rvic.. w.r. r...onably nec...ary. b. Wh.th.r Rob.rt M. Mumma, II had a reasonable .xpectation to b. billed for all of the alleged service. p.rfor..d by Chari.. E. Shields, III. c. Wh.ther the billing practices employed by Charles E. Shi.ld., III conformed to Cumberland county attorn.y billing .tandards. 4. Laaal i..u... Whether a lawyer who does not obtain a sign.d f.. .CJr....nt, who doee not bill his client for two year. and four .onth. after beinCJ retained, and who does not inform his client a. to the .xt.nt of legal work performed or legal fees incurr.d ha. a riCJht to be paid for services rendered. 5. witn...... Those witnees identified by plaintiff, plus, William Kollas M.rtin Heckecher Jame. Ledwith Jon Baughman Anthony Vale Andrew Gordon Marc Sonnenfeld Brady Green John consevage 2 t. Ifvh!bJ.t.. A. The complete underlyinCJ filee of Charle. I. Shield., III B. Ixpert report of Martin Heckscher C. Buuarie. of: a. Work performed by Charles E. shield., III on a month-by-month baBiB, and b. Li.ting of all research and non-re.earch work performed by Charles E. Shields, III D. RUles of PrOfessional Conduct E. Curriculum Vitae of Mr. Heckscher and Mr. Kolla. P. Charle. Shields deposition exhibits G. Pepper Hamilton . Scheetz time and billing record. H. BUchanon Ingersol time and billing records I. William costopoulos time and billing record. J. Pleadings in the following casesl 1. Cumberland county CCP 66 Equity 1988 2. CUmberland County CCP 14 Equity 1988 3. Cumberland County CCP 15 Equity 1988 4. cumberland County cCP, orphans Court Div. No. 21-86-398 5. Cumberland County CCP, Orphans Court Div. No. 67-91-1287 6. Mumma estate litigation 3 CERTIFICATE OF SERVICE I, Arthur W. Lefco, ESQUIRE, hereby certify that on January a, 1"7, I cau.ed a copy of the foregoing Defendant'. Pre- Trlal Me.orandua to be .erved via hand-delivery, on the followinCJI William P. DouCJlaa, Esquire Cu.berland county Courthou.e carli.le, PA 17013 WILLIAM P. OOUGLAS, ESQUIRE ATl'Y. 1.0. If 37926 OOUGLAS, OOUGLAS &it OOUGLAS 27 WBST HIGH STREET P.O. BOX 261 CARLISLE, PA. 17013 717-243-1790 ATl'ORNEY FOR PLAINTIFF CHARLES E. SHmLDS, Ill, Plaintiff IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLVANIA CIVIL ACTION. LAW NO. 1995. 'i'I,,J... CIVIL TERM JURY TRIAL DEMANDED V. ROBERT M. MUMMA, II Defendant NOIKE YOU HA VB BEEN SUED IN COURT. IF YOU WISH TO DBFEND AGAINST TIm CLAIMS SET FORTH IN THB FOLIDWING PAGES. YOU MUST TAKB AcrlON WITHIN 1WllNTY DAYS AFTIlR THIS COMPLAINT AND NOTICB ARB SBRVBD. BY BNTERING A WRITI'IlN APPEARANCB PBRSONALLY OR BY ATI'ORNBY AND FILING IN WRITING WITH THB COURT YOUR DBFENSBS OR OBJBcrlONS TO THB CLAIMS SET FORTH AGAINST YOU. YOU ARB WARNBDTIiAT IFYOU FAIL TO DO SO. THB CASB MAY PROCBBD WITHOUT YOU AND A JUDGMBNT MAY BB BNTERBD AGAINST YOU BY THB COURT WITHOUT FURTHER NanCE FOR ANY MONEY CLAIMBD IN THB COMPLAINT OR FOR ANY OTHBR CLAIM OR RBLlBF RBQUBSTED BY THB PLAINTIFF. YOU MAY LOSB MONBY OR PROPBRTY OR OTHBR RlGIfI'S IMPORTANT TO YOU. ALSO BB FOREWARNBD AND NOTIFIBD THAT THIS IS AN ATI'IlMPT TO COLLBCf A DBBT, AND ANY INFORMA nON OOT AINBD MAY BB USBD FOR THAT PURPOSB. YOU SHOULD TAKE THIS PAPER TO YOUR LAWYER AT ONCE. IF YOU DO NOT HAVE A LAWYER OR CANNOT AFFORD ONE, GO TO OR TELEPHONE THE OFFICE SET FORTH BELOW TO FIND OUT WHERE YOU CAN GET LEGAL HELP. Courl Admlnlstrator Fourth Fluor Cumberland County Court HoulK! 1 CourthoulK! Square Carlisle PA 17013 717.24lJ.6200 DATE: I() .\ ~ '-is BY Attorney for Plalntlf 6. In or about early 1990, defendant hired and obtained the services of attorney William C. COSlopoulos, a member In good standing of the Cumberland County and Pennsylvania bars, who maintains his office at 831 Market Street, Lemoyne, Cumberland County, Pennsylvania, in connection with defendant's efforts 10 revoke a disclaimer that he had made regarding his share In his father's estate. 7. In connection with the appropriate strategy to be used in such endeavor, plaintiff was contacted by Nicholas Ressetar, law clerk and legal researcher for William C. COSlopoulos. 8. Plaintiff freely furnished considerable advice to Nicholas Ressetar, and even did some research of his own on the issue of disclaimers, without any charge whatsoever to either William C. Costopoulos or defendant. 9. Defendant eventually prevailed on the disclaimer issue, thus allowing him 10 maintain his standing, without which he could not have pursued several legal avenues that would have otherwise been closed to him. 10. Plaintiff was also approached by Wtlliam C. Costopoulos to prepare an extensive confidential report for him as to what would be prudent in the handUng of several cases relating to the Mumma Estate and various corporations related thereto as to potential strategies, Ukely outcomes and the Itlce, and as to whether William C. Costopoulos should consider trying to take over and manage the entire Mumma liligation . 11. William C. Costopoulos reviewed the confidential report with plaintiff and then reviewed the same with defendant. Shortly thereafter a meeting was held attended by WllIiam C. Costopoulos, Charles E. Shields, Ill, and Robert M. Mumma, n. 12. Plaintiff was paid five thousand ($5,000.00) dollars for the confidential report on or about April 25, 1990. 13. Defendant was impressed with the confidential report, especially the overaD analysis of the complex litigation, and also a chart of the interlocking relations among the various Mumma properties. .. 14. In or about May of 1990, defendant determined to hire plaintiff to perform further services as researcher, adviser and local counsel. Pursuant to an oral agreement made at that time, plaintiff was to perform such services at a rate of one hundred ($100.00) per hour, although such hourly rate was less than that being charged by all or most of the other attorneys employed by defendant. 15. Plaintiff proceeded to perform numerous services and duties for defendant since May of 1990 until April of 1995, pursuant to said oral contract. 16. Additionally, plaintiff, with the full knowledge and approval of defendant, in an effort to conserve defendant's resources as much as possible, hired the services of Mark Pod via, a member In good standing of the Pennsylvania bar, a former Judicial clerk, and then and now a law librarian at the Dickinson School of Law. 17. Mr. Pod via's duties included researching and outlining various items including what Is known as the "pay and divide rule" which related to interpreting the nature of defendant's gift under his late father's wili. 18. Defendant stated to plaintiff that he was quite satisfied with the quaUty of Mark Podvia's work. 19. Mark Podvia, upon the request of plaintiff, consented to render his services at the exceptionally fair rate of only twenty-five ($25.00) per hour. 20. Mark Podvia tendered a bill to plaintiff for 167 hours at $25.00 per hour for a total of $4,175.00, and for reimbursement for 1,446 photocopies at lOt each or $144.60, for a total amount of $4,319.60. (A copy of a final bill from Mark Podvia is attached hereto as Exhibit "A".) 21. Thus far, plaintiff has paid Podvla from his personal funds the amount of $1,500.00. Defendant has paid plaintiff nothing specifically earmarked toward the Povdia fee. 22. Flom May of 1990 through April of 1995, plaintiff spent 2,465.32 hours of billable time (not all time spent working for defendant was ever bll1ed for), for a total due and owing of $246,532.00. 23. Plaintiff has received a payment of $1,000.00 from an opposing law firm (Morgan, Lewis &it Bocklus of Philadelphia) In connection with a hearing which the opposition forgot to attend, and has credited the same to defendant. 24, Plaintiff received a partial payment from defendant of $30,000,00 on or about February 27, 1992. 25. Despite repeated efforts to communicate of late, both by plaintiff and plaintiff's counsel, defendant falls or refuses to either communicate or to make any effort to pay all or part of the monies due and owing to plaintiff, 26. Defendant Is thus currently Indebted to plaintiff as follows: (a) for fee and reimbursements owed by plaintiff to Mark Podvla (Plaintiff has already paid $1,500,(0) $ (b) for hourly bl1led services rendered by plaintiff: 4,319.60 Total 246,532.00 - 1,000.00 . 30.000.00 215,532.00 $ 219,851.60 2,465.32 hours at $100,00 per hour credit of credit of WHERBFORB, plaintiff claims of the defendant a sum in excess of the amount requlrlng compulsory referral arbitration under the Local Rules of Court. A Jury trialls hereby demanded, Respectfully submiued, DOUGLAS, OOUGLAS &it OOUGLAS By Attorney for Plaintiff . . to. CHilL.. .. SHIILD', .'QUII. nOlI. ..... PODVIA oan. .DIWIUI 12, l'U I.. IILL rGII UOAL ...IAICH IftJItMA .'YAU August 1"1 - rebEu.EY 19'2 AllgUst 22, 1991 7100 p.m. - 9100 p.m. 2 hu. August 24, 1991 9:45 a.m. - 12145 p.m. 3 hu. 3130 p.m. - 5140 p.m. 2 hu. Augu8t 27, 1991 10145 a.lII. - 12115 p.lII. 1.5hra. August 30, 1991 9145 a.m. - 11120 a.m. 1.5hu. August 31, 1991 9100 a.m. - 11:00 a.lII. 2 hra. 1115 p.m. - 4125 p.m. 3 hu. September 1, 1991 7:55 .... - 10100 8.m. 2 hES. 5100 p.m. - 6100 p.lII. 1 hE. Septelllber 2, 1991 8145 a.m. - 9150 a.lII. 1 hr. Septelllber 3, 1991 8150 a.m. - 9150 a.m. 1 hr. September 4, 1991 8130 a.m. - 9:35 a.lII. 1 hr. Septe..ber 9, 1991 9130 a.m. - 10130 ..m. 1 hr. Septelllber 11, 1991 12145 p.... - 1150 p.lII. 1 hr. Septelllber 13, 1991 7130 p.m. - 9140 p.lII. 2 hu. Septelllber 14, 1991 8100 ..m. - 1:00 p... 5 hu. Septeaber 16, 1991 9100 a.m. - 10105 a.m. 1 hr. SeptellbeE 17, 1991 12145 p.m. - 1:50 p.m. 1 hr. Septentber 18, 1991 9125 ..m. - 10130 ..... 1 hr. Septentber 19, 1991 8155 e.lII. - 10100 a.lII. '1 hr. Septellber 22, 1991 11155 a.m. - 1100 p.m. 1 hr. Septellber 23, 1991 12100 noon - 1:00 p.m. 1 hr. Septe..ber 25, 1991 12140 p.m. - 1145 p.m. 1 hr. Septelllber 26, 1991 9:15 a.m. - 10115 ..m. 1 hr. 12145 p.m. - 1145 p.m. 1 hr. Septeatber 27, 1991 6100 p.m. - 8:00 p.m. 2 hra. October 6, 1991 12110 p.lII. - 1:40 p.m. 1. 5 hu. 10:00 p.lII. - 11130 p.m. 1.5 hrs. October 7, 1991 8150 a.lII. - 11100 a.m. 2 hu. October 8, 1991 8:45 ..11I. - 10145 a.m. 2 hra. October 10, 1991 8145 a.m. - 10150 ..m. 2 hu. October 11, 1991 9:00 a.m. - 11100 a.m. 2 hu. 2130 p.m. - 4130 p.m. 2 hu. October 12, 1991 7:25 a.m. - 8130 a.m. 1 hr. 5135 p.m. - 8140 p.m. 3 hu. October 13, 1991 1100 p.lI. - 3100 p... 2 hrs. 8115 p.m. - 10115 p.m. 2 hu. October 14, 1991 10100 a.m. - 2100 p.m. 4 hu. october 15, 1991 1:00 p.m. - 3130 p.m. 2.5 hu. October 17, 1991 10.00 a.m. - 11130 a.m. 1.5 hrs. October 22, 1991 11100 a. m. - 1100 p.m. 2 hu. October 28, 1991 10:20 a.m. - 1120 p.m. 3 hu. October 29, 1991 2150 p.m. - 6115 p.m. 3 hu. october 31, 1991 8100 a.m. - 10:00 a.m. 2 hu. November 8, 1991 11155 a.m. - 4110 p.m. 4 hu. E~h")l/"t II 'I I' /- '. 6135 p.m. - 8105 p.m. 1.5hu. Hoveaber 9, 1991 7115 p.m. - 9115 p.... 2 hu. Hoveaber 15, 1991 11100 e.m. - 12130 p.m. 1.5 hra. 2130 p.m. - 5100 p.m. 2.5 hu. Nove..ber 16, 1991 10145 a.m. - 12155 p.m. 2 hrs. Hoveaber 22, 1991 12155 p.llI. - 3130 p.m. 2.5 hrs. Hoveaber 27, 1991 7100 p.m. - 9100 p.lII. 2 hu. Hove..ber 29, 1991 9145 ..m. - 4100 p.m. 6 hu. Hoveaber 30, 1991 10100 a.m. - 1100 p.m. 3 hu. Oeceaber 1, 1911 3130 p.m. - 5100 p.m. 1. 5 hrs. Oeceaber ., 1991 11110 a.m. - 12145 p.m. 1.5 hra. Oeceaber 5, 1991 10125 a.m. - 12130 p.m. 2 hu. Dece.ber 9, 1991 9115 a.m. - 11130 a.m. 2 hu. 11115 p.m. - 1115 ..... 2 hu. Decelllber 10, 1991 5100 p.m. - 6100 p.m. 1 hr. 11130 p.m. - 2135 ..m. 3 hra. Decellber 16, 1991 8130 ..m. - 1100 p... 4 hu. Oeceaber 18, 1991 9100 a.... - 11100 ..... 2 hu. Oeceaber 21, 1991 10130 e.m. - 3110 p.... ..5 hu. Oeceaber 23, 1991 6130 p.lII. - 9130 p.ll. 3 hra. Oeceaber 2., 1991 12130 p.lII. - 2130 p.m. 2 hu. 3140 p.m. - 4150 p.lII. 1 hr. J.nuery 5, 1992 7100 a.lII. - 9100 e.m. 2 hu. 3100 p.m. - 4110 p.lII. 1 hr. J.nuary 6, 1992 5100 p.m. - 6110 p.m. 1 hr. Januery 7, 1992 5125 p.m. - 6130 p.m. 1 hr. Januery 13, 1992 9100 a.m. - 10100 .... 1 hr. January 16, 1992 1150 p.m. - 2155 p.lI. 1 hr. January 17, 1992 10115 e.m. - 1120 p.m. 3 hu. Januery 11, 1992 2130 p.m. - 7130 p.m. 5 hra. J.nuery 21, 1992 12130 p.m. - 3100 p.lI. 2.5 hr.. January 23, 1992 12155 p.m. - 2155 p.m. 2 hra. 'ebru.ry 1, 1992 11115 a.m. - 2100 p.m. 2.5 hra. 'ebru.ry 15, 1992 2110 p.m. - 7120 p.m. 5 hu. 'ebruary 16, 1992 1120 p.m. - 2125 p.llI. 1 hr. 5125 p.llI. - 7105 p.lII. 1.5hu. February 23, 1992 8100 a.m. - 9100 a.m. 1 hr. TOTAL 167 hu. x *2!iJhR. "175.00 -Mount previously paid fl500.00 Amount due U675.00 1446 photocopies at ..10 each (costl +t1U.60 tOtAL DR 12111.60 t. . , flHI DIYIDID AI'rOLLOW81 V..t.d/Cont1nCJ.nt r1l. Iqu.l D1.tr1but1on rile Pay I D1v1de RUle rll. Hl.c.llan.ou. R....rch Unpubl1.h.d Op1n1on. Court R.cord. D.f.ult JUdCJ..nt H.u1n9 . houn 12 houn II houn 27 houn 10 houn 9 houn 11 houn 2 houra or191nally .ub.1tt.d Harch 24, 1992 Re.ub.ltt.d 8ept.~er 12, 1995 , . SHER1FF'S RETURN - OUT UF COUNTY CASE NDI 1995-0~4U2 P COMMONWEALTH OF PENNSYLVANIA I COUNTY OF CUMBERLAND SHIELDS CHARLES E III VS. MUMMA ROBERT M II R, Thomas Kline ~ Sheriff. who being duly aworn according to lall, saya, that he made a dili~lt>nt sea,'eh and in'luil'y [0" the within named defendant, to wi tl MUMMA ROBj:Rl.Jt..ll______ but lias unable to locute .....Jtt!!'_~ in his bail1wll:ll. He therefore deputized the sheriff of DAUPHIN to serve the II1lhln COMPLAINT Counly, Pennllylvania. On Dctob!?,- 19th, 1995 --.-' 1.1'10 Dlficl.> was in n?celpl of PennlilY I van 1 n. the attached relurn from DAUPlllJL~_h'__"____ County, Sheriff's Coatsl Docketing Out of County Surcharge DAUPHIN COUIITY 18.00 9.00 2.00 25.50 50 anGwe~s} / ,/' -11:6'"......... //?:"....~ 1\: '--TloliJiiiaEl-RTTne.-i'fwi-rrr , " ~'-s'r:'S0' WILLJAt1 P. DOUGLAS 11!1/ 1 ~1I1 ~J95 Sworn and subscribed to beforu m~ this J-t.l!:' day 01 (Pea:,_ ._........ 19 96' A. D. -~~E-l~l..~-~.L~.__..... rl"O'-- 10Ho'~aJ';. . . COMMONWEAI/I'U 01' PENNA: COUNTY 01' DAlJPIlIN: NIIERU,'I"S RETURN NO. 95-5482 Civil Term I' A (JJ! 32 AND NOW: Oct. 18th III 95 .nl 1:00 P.~1. SI::RVlm TilE UPON WITHIN ._~Ht!nt ~<I.N!!~ic,!!____...:. ...... .... Robert H. Itmna, II HANDINO TO Robert M. H\mna, II, Defendant II\' I'ERSONALI.Y A TRUE ATTESTED COPY OF TIfE ORIUlNAI. Complaint and Notice AND MAKINO KNOWN TO him TIfE CONTENTS TlllmEOI' AT his Place of 8nplo)'lllent, 614 N. Front St. Harrisburg, Pa. HwoI n uno Rullaer JllfId I (l before me this 18th(\1ilY of Oct. '';~'.'~'''"'''':''''''.!''-'''~'' - ". ...,....."'. SO ANSWEI\S ~. -; ., SHER.~ .?{~....lr'X:... U~[NNA II\' F Jf (}r-;t~' ... .... (~~" (1'~:'~IIElm:I;" .. I i 1'1 95 '-'V'~co:r~.~~"".".._..__w'",.",.." 8HIRR, JOFFI , IUCltIJUWf, P. C. IYI ARTHUR W. LIPCO, ISQUIRI CHIRYL SATTIN, ISQUIRI Identification No. 12'0' I "340 200 Pour Falla Corporate Center suite 400 Attorney. for P.O. Box 800 Robert H. Huaaa, II Weat Conahohocken, PA 19428 (610) '41-5400 CHARLlS I. SHIBLDS, III I IN THB COURT OF CODON PLEAS Plaintiff OF CUMBBRLAHD COUNTY, PA I CIVIL ACTION-LAW va. I NO. 1"5-5482 CIVIL TERM ROIIRT M. MUIOIA, II Defendant I ....y a. D..a...... IfO '1'1II noDOIIO'I'aaV Kindly enter our appearance for the defendant, Robert H. Kuaaa II, in the above captioned aatter. SHIRR, JOFFE' ZUCKIJUWf, P.C. BYI ARTHUR W. LE , ESQUIRB CHERYL SATTI ESQUIRB Attorney. for defendant SHIRR, Jorrl " ZUCKERMAN, P.C. BY I ARTHUR W. LIFCO, ESQUIRE CHERYL SATTIN, ESQUIRE Identlfication No. 12909 I 69340 200 Pour Fall. Corporate Center suite 400 Attorneya for P.O. Box 800 Robert M. Mum.a, II Weat Conahohocken, PA 19428 (610) 941-5400 CHARLBS B. SHIELDS, III I IN THE COURT or COMMON PLEAS Plaintiff . OF CUMBERLAND COUNTY, PA . I CIVIL ACTION-LAW v.. I I NO. 1995-5482 CIVIL TERM ROBERT M. IIUIOIA, II . . Defendant JURY TRIAL DEMANDED CERTIFICATE OF SERVICE I, Arthur W. Lefco, laquire, hereby certify that on February 22, 1996 a true and correct copy of the Entry of Appearance waa .erved via raqular .ail poataqe prepaid on the following I Willia. P. Douqlaa, Eaquire Douqlaa, DouCJlaa . Douglaa 27 W. HiCJh Street P.O. Box 261 carli.la, PA 17013 SHERR, JOFFI " ZUCKERMAN, P.C. BYI ARTHUR W. Attorneya .. J~ ,... '- .:J' [~ -~ C:1 ;.3 t~ ..~ ;~) ::) -. I..J:-:=.;I f; u.. ,,)~j f: ,... . Jr;'; C'J :;.J~ 1!1 m i_~1 l;a ...... ! >Ju.. l:5 . 'I) :.5 00 U t. " SHIRR, JOFFE . ZUCKERMAN, P.C. BYI ARTHUR W. LEFCO, ESQUIRE CHERYL SATTIN, ESQUIRE Identification No. 12909 I 69340 200 pour Falls corporate Center suite 400 Attorneys for P.O. Box 800 Robert M. Mumma, II We.t conshohocken, PA 19428 (610) 941-5400 CHARLES E. SHIELDS, III IN THE COURT OF COMMON PLEAS plaintiff OF CUMBERLAND COUNTY, PA . CIVIL ACTION-LAW . va. . NO. 1995-5482 CIVIL TERM . ROBERT M. MUMMA, II Defendant . JURY TRIAL DEMANDED . ANSWER AND NOW comes the defendant, Robert M. Mumma II, by his attorneys, Sherr, Joffe & Zuckerman, P.c., and files the following re.ponse to plaintiff'S complaintl 1. Admitted in part; denied in part. It is admitted that Charles E. Shields III is the plaintiff and is an adult individual. The balance of the allegations set forth in paragraph 1 of plaintiff'S complaint are denied in that, despite rea.onable investiqation, defendant is without sufficient knowledge or information to admit or deny such allegations. 2. Admitted in part; denied in part. It is admitted that plaintiff has an office in the Mellon Bank Building at 2 W..t Main street, in the Borough of Mechanicsburg, cumberland County, Pennsylvania. The balance of the allegations are denied in that, upon reasonable investigation, defendant is without sufficient knowledge or information to admit or deny the allegations contained in this paragraph. " .. 3. Admitted in part, denied in part. It i. admitted that Robert M. Mumma II, i. an adult individual who relide. in York county, Pennlylvania. It is denied that Robert M. Huaaa II, reBide. in Bowmanldale. By way of further anlwer, without waiver, defendant r..ide. in Monaghan Township. 4. Admitted in part; denied in part. It i. admitted that defendant i. involved with business operationl at .everal location. in Penn.ylvania, including one at The Waterwork.. The balance of the allegations in this paragraph are denied. 5. Denied. The allegations set forth in paraCJraph 5 of plaintiff'. complaint are vague and ambiguoua. By way of furth~r an.wer, without waiver, Robert M. Mumma II was involved in le9~l action. commenced on or after 1986 in York, Cumberland, Dauphin, Adam. and Lanca.ter county. 6. Admitted in part, denied in part. It i. adaitted that defendant hired and obtained the service. of attorney Willia. c. Co.topoulo.' law firm, Kallas, Costopoulo., Fo.ter . Field., which .aintained offices at 831 Market street, Lemoyne, Cuaberland County, Penn.ylvania, beginning in 1986. Defendant believe. that William C. Costopoulos is a member in good .tandinCJ in the CUaberland county and Pennsylvania bars and that he pre.ently maintain. his offices at 831 Market street, Lemoyne, Cumberland county although, despite ~easonable investigation, defendant 1. without sufficient knowledge or information to admit or deny .uch allegation.. It is also denied that defendant hired plaintiff in or about 1990 in connection with defendant's efforts to revoke a di.claimer. By way of further answer, without waiver, plaintiff i. " waR hired a. local counsel for the law firm of Pepper, Haailton . Sche.t.. 7. Denied. Upon reasonable investigation, derendant i. without .ufficient knowledge or information to admit or deny the allegation. contained in this paragraph. 8. Denied. Upon reasonable investigation, defendant i. without .ufficient knowledge or information to admit or deny the allegation. contained in this paragraph. 9. Denied a. stated. Defendant did not prevail on any ulti.ate blue. The balance of the allegation. .et forth in parCJraph 9 or the complaint are denied as conclu.ion. of law to which no re.ponse is required. 10. Denied. Upon reasonable investigation, derendant i. without lufficient knowledge or information to admit or deny the allegation. contained in this paragraph. 11. Admitted in part, denied in part. It i. admitted that William c. Costopoulos reviewed a confidential report prepared by Charle. E. Shields III with defendant. The balance of the allegation. .et forth in paragraph 11 are denied. upon rea.onable inve.tigation, defendant is without sufficient knowledge or inforaation to admit or deny that William C. co.topoulo. reviewed the confidential report with plaintiff. The remaining allegation b al.o denied in that the term "shortly thereafter" b vague and ambiguous. It is admitted that Robert M. Mumma II did attend one meeting with William c. Costopoulos and Charles E. Shields III. '. " 12. Admitted in part, denied in part. It i. admitted that defendant paid $5,000.00 to either co.topoulo. or Shield. for a confidentiel report. The balance of the alleqation. are denied. 13. Denied. All of the allegations set forth in paraCJraph 13 of plaintiff'. complaint are denied. By way of further an.wer, without waiver, defendant was initially impressed by the flow chart alleCJedly prepared by Shields but thereafter learned that .ome of the information contained in the chart may be inaccurate. 14. Denied. It is specifically denied that in or about May of 1990, or at any ether time, defendant determined to hire plaintiff to perform further services as researcher, advifter and local counsel. By way of further answer, without waiver, defendant had ainiaal contact with plaintiff who was hired by co.topoulos. It i. further denied that any oral agreement waR made between plaintiff and defendant as to the performance of .ervice. by plaintiff or the rate at which such performance would be paid. All remaining allegations are denied. 15. Denied. Each and every allegation set forth in paragraph 15 of plaintiff's complaint is denied. By way of further an.wer, without waiver, any services provided by Shields have been at the direct request of Costopoulos. 16. Admitted in part, denied in part. It i. admitted that Mark podvia was once a law librarian at the Dickinson School of Law. It is denied that podvia was hired with the full knowledge and approval of defendant. By way of further answer, without waiver, podvia was hired prior to defendant being informed of the hire. The balance of the allegations in this paragraph are denied. " 11. Denied. upon reasonable investigation, defendant i. without .ufficient knowledge or information to admit or deny the alleCJation. contained in this paragraph. 18. Denied. 111. Denied. It ia denied that Mark podvia provided any .ervice. with the con.ent and approval of defendant. The balance of the allegations set forth in paragraph 19 are denied to the extent that, de.pite reasonable investigation, defendant i. without .uffiaient knowledge or information to admit or deny the alleg.tion. . 20. Denied. Upon reasonable investigation, defendant i. without sufficient knowledge or information to admit or deny the alle;ation. contained in this paragraph. 21. Denied. It i. denied that defendant ha. paid no money to podvia. By way of further answer, without waiver, defendant ha. paid to podvia the .um of $6,100.00. upon r...on.ble lnve.tiCJation, defendant is without .ufficient knowledCJe or inforaation to admit or deny the remaining allegation. contained in thi. paragraph. 22. Denied. Upon reasonable investigation, defendant i. without sufficient knowledge or information to admit or deny the allegation. contained in this paragraph. It is denied that allY amount i. due and owing to plaintiff. 23. Denied. upon reasonable investigation, defendant is without sufficient knowledge or information to admit or deny the allegation. contained in this paragraph. t. a4. Denied. Plaintiff denieR .akinCJ a partial payaent to defendant. By way of further answer, without waiver, defendant, on the advice of William C. Co.topoulo., paid to plaintiff the aua of .30,000.00 a. payment in full for all .ervice. randered by plaint: if f . as. D.nied. It ia specifically denied that defendant owo. any aonay to plaintiff. It i. further denied that plaintiff or plaintiff'a coun.el ha. made repeated effort. to co..uniaat:e with defendant. By way of further an.wer, without waiver, defendant b". bean lnforaed and therefore beli.ve. that Co.topoulo., on bebalf of defendant, baa communicated with plaintiff in an atteapt to re.olve thi. utter. a6. Denied. It is denied that defendant i. currently lndebted to plaintiff. WHIRIPORI, defendant re.pectfully reque.t. that plaintiff'. aoaplaint be di.mi..ed, with prejudice. NEW MATTER a7. Plaintiff'. claim i. barred in whole or ln part by the appliaable .tatute of limitation.. a.. Plaintiff'. action is barrsd by the doctrine. of accord and .atiafaction, and waiver. ago Defendant has paid plaintiff in full for .ervice. rendered. 30. Defendant has paid podvia the Bum of $6,100.00. 31. Any and all contracts entered into by plaintiff re9arding the provi.ion of services for defendant was BO entered into betweon Shield. and Costopoulos or Shields and Pepper Hamilton and Sheetz. 32. No contract, oral or written, was ever entered into between Mumma and Shields for the provision of legal .erviae. by Shleld.. 32. Any contract alleged by Shields to exist between Shield. and Mumma lacked consideration and plaintiff i. therefore barred fro. recovery in the instant action. 33. plaintiff failed to render reasonable bill. at rea.onable intervals. 34. The fees now requested by plaintiff are exee..ive. 35. Plaintiff's action is barred by the doctrine of lache.. 36. If plaintiff performed the work he claim., .uch work wo. unnece..ary, cumulative, duplicative and greater than rea.onably required to achieve the requested result. 37. Plaintiff never communicated in writing to defendant the ba.i. or rate of his fee nor the expected scope or amount thereof. 38. plaintiff's claim is unenforcible as a matter of law and public policy. WHEREFORE, defendant respectfully requests that plaintiff'. co.plaint be dismissed with prejUdice. Respectfully submitted, SHERR, JOFFE & ZUCKERMAN, P.C. BYI , ESQUIRE ESQUIRE efendant Datel March 7. 1996 -, ~ ~ 0 .- t':'~ .. ".' ~~ .:r ...it' ..- ~-):~ ii: ".. .~ or:: , ,:) !-:) ._._.f_ I.: ' <''/ tL ;.}~; o:!~ Lt.~ l(irjJ ..r: r:::: .- f !u.. - L~ b \.0 .:l en U . , . ~ ,. CHARLES E. SHIBLDS, Ill, Plaintiff IN THE COURT OF COMMON PLEAS OF CUMBERLAND COUNTY, PENNSYLV ANlA CIVIL ACTION - LAW NO. 1995 - 05482 CIVIL TERM JURY TRIAL DEMANDED V. ROBERT M. MUMMA, II Defendant RtiPL Y TO NEW MA TTBR 27. Denied as a legal conclusion to which no response is necessary. 28. Denied as a legal conclusion 1-0 which no response is necessary. 29. Denied. assurances he would. The defendant has not paid the plaintiff despite 30. Admitted. However, by way of further answer, such sum was In payment of previous biDings and not for the one claimed in this suit. More accurately, on May 1, 1991, a payment of $4,303.10, and on September 10, 1991, a payment of $3,063.10 was made to Podvla. 31. Denied. The plaintiff had discussions with the defendant concerning his services and the costs thereof, prior to said services being rendered, and such discussions as to the nature of his services were ongoing throughout the representation. At no time did plaintiff ever contract to provide services to Pepper, Hamilton & Scheetz. The services rendered and for which plaintiff demands payment were pursuant to contract with defendant and not with Costopoulos. 32. Denied. The defendant entered into an oral contract with plaintiff for legal services. 32. Denied as a legal conclusion to which no response Is necessary. 33. Denied. The plaintiff rendered a bill 10 the defendant upon the completion of his services. 34. Denied. The fees requested by the plaintiff were the result of reasonable and necessary legal services requested by the defendant. Said charges are customary for the services rendered. 35. Denied as an incorrect legal conclusion. \, . ,~ . . I . .. COMMONWEALTH OF PENNSYLVANIA ) : 55. COUNTY OF CUMBERLAND ) VERIFICATION I verify that the statements made In the foregoing document are true and correct, to the best of my knowledge, information, and belief. I understand that falae statements herein made are subject to the provisions of 18 Pa. C.S.A. 8 4904 relating to unsworn falsification to authorities. Date J ./J./- f' ~p~~~ Charles Eo Shlelds, III , '- .. - ..... 8H1lIR, JOrrl . IUCltIRllAN, P.C. IVI ARTHUR W. LlPCO, ISQUIU CIIIRYL lATTIN, ISQUIU Identificatlon No. 12'0' I 6'340 aoo rour ral1. Corporate center 8uite 400 Attorneya for P.O. Box 100 Robert N. ~, II Weat conabohoaken, PA 19428 (610) Ul-!S400 CHARLlS I. SH11LD8, III I IN THI COURT or COMMON PLIAS Plaintiff or CUMBERLAND COUNTY, PA I CIVIL ACTION-LAW v.. I NO. 19'5-5482 CIVIL TIRM ROBIRT M. MUMMA, II Defendant I JURY TRIAL DEMANDED ...~I.. ~ .aa..~~. "'1.laa~l~ '1'0 TIll PROTHONOTARY or THI SAID COUITI lCindly aubatitut. the attached verifiaation of Robert M. ~ II for the attorney to the Defendant'. Anawer to P1aintiff'a C~laint filed in thia aatter on Karch 11, 1'96. SHERR, JOrrl . ZUCltIRKAlf, P.C. - BYI Arthur W. Cheryl Sat Attorneya co, laquire in, Baquire fendant Date I March 1.. 1996 SENT dv 15tfJlllJOFfEZlOCERlIAN . 3- IH16 8:38 ; stDIlJOf'fEZl.tKEItllAN" 71725783881' 21 2 "tr ..... .....\ ...IWJOA'I'IO. The under.illned VeP: it ie. that he ia the Defendant ln the inatant action and that the faot. oontained herein are trua and corr.ct. The under.iCJned underatand. that fal.. .tate..nt. harein are ..de aubject to the penaltie. of 18 pa. C.S. 14904 relatinCJ to un.worn fal.ifLcation to authoritieB. ~/!U, )~0U,~1!:-- Robert M. Mu..., II OATBI "l'ch 6. 1!UJ6 ,t.... .....' ... 'N ;- t!;; I,; ~~. N ::i.r!' , ><") .- J' . . . d ., IJ- ~L ' ~.~ en \ot'l .t - I c', 1': .H~j h' .H1.. \' ..,.._0 .. - . '\ II. Ln ) (J (j\ L) ~, , I ..- .- PRAECIPE FOR LISTING CASE FOR TRIAL (Must be typewrlllen and submllled In dupllcete) I' I '.1 I " -. , J ,\::) 'J Ul l~- 'oJ -:6 "8 ,- - .: (~) (-) ;rn .. :j .:J 'I C.J ..,~ TO THE PROTHONOTARY OF CUMBERLAND COUNTY Please list tho lollowlng cose: , .... ; 'I .,..\. ( X ) lor JURY trial al the nextlerm of civil court. ; , I (Chack ono) ............................................................................................................................................................................ I for Irlol without a Jury. CAPTION OF CASE (ontlre caption musl bo stated In full) >., (check one) (x Assumpsit CHARLES E. SHIELDS, III, Trespass Trespass (Motor Vahle Ie) --------'{other) (Plaintiff) vs. The trial list will be called on -_.,-- ROBERT H. HUHHA, 11, ~~ ___~l'liUk12_2L Trials commence on 1I11y....2Jl. 1996 (Dofendant) Pretrials will be held on ,!la)'-l.....l9.96. (Brie Is are due 5 days before protrlals.) (The party listing this case for trial shall provide lorthwlth n cOPI' of the praecipe to all counsel, pursuanlto local Rulo 214.1.) vs. NO.l11115~05482 Civil ~RIl____._.______lIix-- Indicate the allornoy who wllllry case for tho party who fllos Ihls praeclpo: William P. Douglas, Esq. Indlcato trial counsol forolhor partloslf known: Cheryl Sattin, Esqu!E!0herr, Joffe & Zuckermsn, P.C., 200 Four Falls Corporate Center, Suite 400, West Conshohocken, Pa. 19428-0800. This caso Is roady lor Irlal. nOU~O~GL'V\~ Sloned: '~~- Print Nomo: ,~illiarn. P. nouglas Attorney lor: fJ.!lintiff_ Dale: -Harc~a-l296 V. 25 I IN THE COURT or COMMON PLEAS or I CUMBERLAND COUNTY, PENNSYLVANIA I I I I CIVIL ACTION - LAW I NO. 95-5482 CIVIL TERM CHARLIS I. SHIILDS, III, plaintiff ROIIRT M. IIUMMA, II, Defendant IN REI CONTINUANCB ORDER 0.. COURT AND NOW, thi. 22nd day of April, 1996, at the requa.t of coun.el for the Defendant, the ca.e i. continued until the July ter. of court. The Court would direct that the Prothonotary reli.t the ca.e for trial and that the partie. appear for another call of the civil trial li.t on June 11th, 1"', and another pretrial conference on June 19th, 1996. The i..ue involving the requ..ted continuance i. di.covery ha. not yet been completed, and we will take a look and .e. what ha. hsppened from now until the above date. By the Court, --.., E. Sheel Willia. P. Dougla., E.quire For the Plaintiff Cheryl sattin, Esquire For the Defendant court Admini.trator Ilfh . ~~..L !;I..I/qt... ..&. ~ 12. CHARLES E. SHIELDS, III : IN THE COURT OF COMMON PLEAS OF : CUMBERLAND COUNTY, PENNSYLVANIA V ROBERT M. MUMMA, II . . : NO. 95-5482 CIVIL TERM ORDeR OF COUflI AND NOW, October 16. 1996. the above-ceptloned matter la continued by -a....ment of counael, at the defendant's request. CounHlls directed to rellat the cue when ready. By the Court, William P. Douglas. Esq. For the Plaintiff Cheryl Slttln, Esq. For the Defend8nt \ \ . .,1<', '('<\('-' '_e. u: \ - ~ . I - . "-:! \D ~ :,>.\ -'\L. Court Admlnlstr8tor i t- _ j ',1 ~ ,. 0-',<.,. u . . ;-; I:"; . .-\. :br 'J~ ":.\ d ~_ ~~',j ~ DOUOLAS, DOUflLAI . DOUOUS 27 W. HIOH IT. '01 211 CARLIILI 'A 17013 TILa.HONI 7I7.2U.I7I0 x WILLIAM P. OOOOLAS, BSQ. SUJlRm. CoWl 1.0.' 37926 OBOROB P. OOlJOLAS,lD, BSQ. Supreme CoWl 1.0.' 61U6 - CHARLES E. SHIELDS. Ill, IN 1HE COURTOFCOIMJN Pl.EASOF ClMJEfUNoCOUNTY PeH!VLVANlA PLAINTIFF 1995 . 5482 CIVIL TERM \6 ROBERT H. HlIHMA, n. CIVIL ACTION LAW DEFIHW<< To: Lawrence E. Welker, Prothonotary E.B.AEmE. Pleaae mark the docket in this case "settled and discontinued." Date I October " , 1997 "~""~"""""',~;.<i"~'+<'F~,;;;';'--'--""".,~,<'r.._....,~""A",,,,,';,,,;,\...J.(,';:-;,:.' .... 01 f; I:r, ,.,. ~i .. ;,~.r lLJ. ;.-. == r . ~ ':' fi' . f'fc~ ...."" ," ~t ...:: ;:':.1 c:t ,- '{-. P.I u:~ 1;< r- . I ~ ;: 'I~ r! .~ w q 0 b .- ,,5 a' U