HomeMy WebLinkAbout99-0849 CRIMINALCOMMONWEALTH IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
v. CHARGES: INVOLUNTARY DEVIATE
SEXUAL INTERCOURSE
INDECENT ASSAULT
JUAN A. ORTIZ
OTN: L034628-0 NO. 99-0849 CRIMINAL TERM
IN RE: OPINION PURSUANT TO PA. R.A.P. 1925
OLER, J., August 20, 2002.
In this criminal case, following a jury trial presided over by the Honorable Edgar
B. Bayley, Defendant was found guilty of involuntary deviate sexual intercourse~ and
indecent assault.2 From the judgment of sentence,3 Defendant has appealed to the
Pennsylvania Superior Court.4
Prior to trial, Defendant filed, inter alia, a motion to suppress evidence.5
Defendant's motion requested suppression of inculpatory statements made by Defendant
to a polygraph examiner, on the basis of Miranda v. Arizona.6 A hearing was held on the
motion by the writer of this opinion on August 23, 1999. Following the hearing, the
motion was denied.7
1 Act of December 6, 1972, P.L. 1482, § 1, as amended, 18 Pa. C.S. § 3123 (1998).
2Id. § 3126.
3 Defendant was sentenced to pay the costs of prosecution and to serve a mandatory term
of imprisonment not less than five years nor more than ten years in a state correctional
institution. Order of Court, June 6, 2002.
4 Notice of Appeal, filed June 24, 2002.
5 Defendant's Omnibus Pre-Trial Motion, filed July 15, 1999.
6 384 U.S. 436, 86 S. Ct. 1602, 16 L. Ed. 2d 694 (1966); see N.T. 6, Suppression Hearing,
August 23, 1999 (hereinafter N.T. __).
7 Order of Court, August 24, 1999.
Defendant's appeal is based, in part, on the propriety of the denial of the
suppression motion.8 Specifically, Defendant argues in this regard on appeal that his
"confession should have been suppressed, as [he] was not re-Mirandized post-
polygraph. ,,9
This opinion in support of the court's denial of Defendant's suppression motion is
written pursuant to Pennsylvania Rule of Appellate Procedure 1925(a).
STATEMENT OF FACTS
The facts of the case, as presented at the hearing on Defendant's motion, may be
summarized as follows: On April 18, 1999, Defendant was arrested by Patrolman Daniel
L. Hair of the West Shore Regional Police Department (located in Cumberland County,
Pennsylvania), charged with a number of crimes including involuntary deviate sexual
intercourse, in connection with conduct involving his three-year-old daughter, and placed
in the Cumberland County Prison.l° On the day of his arrest, Defendant was read his
Miranda rights by Patrolman Hair and Detective Jeffrey H. Franks of the Criminal
investigation Division (CID) of the Office of the District Attorney of Cumberland County
and signed a written waiver of his rights. Il Following execution of the waiver, Defendant
signed a statement claiming that the charges filed against him were false12 and requested
that he be given a polygraph examination. 13
The polygraph examination requested by Defendant was administered two days
later, on April 20, i999.TM On that date, at the prison, Defendant advised Patrolman Hair
8 Defendant's Concise Statement of Matters Complained of on Appeal, filed July 15,
2002.
9]d.
l0 N.T. 29-30.
ll N.T. 26-27; Defendant's Exhibit 1 (hereinafter Commonwealth's/Defendant's Exhibit
12 N.T. 28, Defendant's Exhibit 2.
13 N.T. 29.
14 N.T. 9.
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and CID Detective Franks of his continued willingness to take the polygraph
examination.~5 For this purpose, he was again Mirandized and executed a written waiver
16
of his rights at 9:15 a.m.
Defendant was transported by CID Detective Franks and Patrolman Hair from the
prison a distance of one mile to the CID Office at the Cumberland County Courthouse,17
where the examination was administered by CID Detective Michael M. Brennan.~8 The
procedure commenced at 10:00 a.m.,19 and consisted of three phases: (a) an interview to
determine Defendant's suitability for the process;2° (b) subjection of Defendant to a set of
eight questions, three times, while he was monitored by the polygraph machine;2~ and (c)
a review of the results with Defendant.22
Typically, the initial interview phase of the polygraph procedure would take CID
Detective Brennan forty-five minutes to an hour, and the phase during which the
examinee was being physically monitored would last for twelve to eighteen minutes.23 In
Defendant's case, the third question-set of the second phase had been completed by 10:50
a.m.,24 and the final, review-of-results phase lasted about forty-five minutes.25
In CID Detective Brennan's opinion, the polygraph instrument indicated deception
on Defendant's part with respect to two questions that directly addressed his criminal
~5 N.T. 29-30.
~6 N.T. 11, 24; Commonwealth's Exhibit 1. CID Detective Franks read the Miranda
warnings to Defendant, and both he and Patrolman Hair witnessed his execution of the
waiver. Id.
17 N.T. 9-10, 23, 25.
18 N.T. 8-10.
19 N.T. 18.
2° N.T. 11-12, 18-20.
2~ N.T. 20, 23; Commonwealth's Exhibit 3.
22 N.T. 17-18.
23 N.T. 20.
24 N.T. 13.
25 N.T. 13, 15-18.
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liability: whether he had his mouth on his daughter's vagina and whether he had sexual
contact with his daughter.26 With encouragement from CID Detective Brennan as he
reviewed the results with Defendant,27 Defendant eventually offered the explanation that
he had engaged in cunnilingus with his daughter on one occasion under the mistaken
impression, induced by cocaine, that she was his wife.28
At noon, Defendant proceeded to memorialize this inculpatory statement in a
writing, which was witnessed by CID Detective Franks and Patrolman Hair.29
Defendant's motion to suppress the evidence so elicited was, as previously noted, the
subject of a pretrial hearing, and was denied by order of court dated August 24, 1999.
On appeal from the judgment of sentence, Defendant maintains that the order was
erroneous because a re-administration of Miranda warnings was required prior to
initiation of the review-of-results phase of the polygraph procedure.3°
DISCUSSION
Statement of Law
Burden of proof. On a suppression motion, the burden is upon the Commonwealth
to prove by a preponderance of the evidence that the challenged evidence was not
illegally obtained by law enforcement authorities. Pa. R. Crim. P. 581(H);
Commonwealth v. DeWitt, 530 Pa. 299, 301, 608 A.2d 1030, 1031 (1992);
Commonwealth v. Benton, 440 Pa. Super. 441,444, 655 A.2d 1030, 1032 (1995).
Miranda warnings; staleness. The Fifth Amendment to the United States
Constitution and Article I, Section 9, of the Pennsylvania Constitution provide that
criminal defendants may not be compelled to be witnesses against themselves. U.S.
Const. amend. V; Pa. Const. art. I, § 9. The Supreme Court has held that "the prosecution
26 N.T. 13.
27 N.T. 13, 15.
28 N.T. 13-14.
29 N.T. 14; Commonwealth's Exhibit 2.
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may not use statements, whether exculpatory or inculpatory, stemming from custodial
interrogation of the defendant unless it demonstrates the use of procedural safeguards
effective to secure the privilege against self-incrimination." Miranda v. Arizona, 384
U.S. 436, 444, 86 S. Ct. 1602, 1612, 16 L. Ed. 2d 694, 707 (1966). These "procedural
safeguards" have become known as Miranda warnings. Id
The Pennsylvania Superior Court has indicated the following with respect to the
re-issuance of Miranda warnings:
Miranda warnings need not be repeated at every stage of interrogation.
Commonwealth v. Dennis, 451 Pa. 340, 304 A.2d 111 (1973);
Commonwealth v. Abrams, 443 Pa. 295, 278 A.2d 902 (1971). Whether the
warning must be repeated depends upon whether the objective indicia test
indicates that the prior warning became stale. Commonwealth v. Ferguson,
444 Pa. 478, 282 A.2d 378 (1971).
· . . [T]he Ferguson court applied the objective indicia test and
considered 1) the time lapse between the warnings and the complained-of
interrogation, 2) whether the complained-of interrogation occurred at the
same location as the earlier warnings, 3) whether the same officer gave the
warnings and conducted the interrogation, and 4) whether statements,
immediately preceded by warnings, significantly differed from statements
elicited during the complained-of interrogation.
Commonwealth v. Benjamin, 346 Pa. Super. 116, 123-24, 499 A.2d 337, 341 (1985).
More recently, in Commonwealth v. Scott, 561 Pa. 617, 752 A.2d 871 (2000), the
Supreme Court of Pennsylvania elaborated on the subject of the reiteration of Miranda
warnings during interrogations. The Supreme Court in Scott noted that the criteria recited
above were guidelines for use in a determination of whether the totality of the
circumstances would lead a person to believe there was a "clear continuity of
interrogation." Id. at 624-27, 752 A.2d at 875-77 (quoting Commonwealth v. Hoss, 445
Pa. 98, 112, 283 A.2d 58, 66 (1971)).
30 Defendant's Concise Statement of Matters Complained of on Appeal, filed July 15,
2002.
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In Commonwealth v. Schneider, 386 Pa. Super. 202, 562 A.2d 868, (1989), the
Superior Court of Pennsylvania concluded that Miranda warnings given prior to the
commencement of a polygraph examination were adequate to ensure that a confession
given post-polygraph was not obtained in violation of a defendant's right to remain silent.
Idat 207-11,562 A.2d at 870-72.
In Commonrvealth v. Bennett, 445 Pa. 8, 282 A.2d 276 (1971), the Pennsylvania
Supreme Court held that a clear continuity of interrogation could be established even
when constitutional warnings were given five hours prior to incriminating remarks, the
Defendant was transported several miles from the location where he was read his
constitutional warnings, and the person of the interrogator changed during the
interrogation process. Id at 16, 282 A.2d at 280, cited frith approval in Scott, 561 Pa. at
624-25, 752 A.2d at 875-76.
Application of Law to Facts
In the present case, a number of factors persuaded the court that a clear continuity
of interrogation had proceeded from the administration of Miranda warnings to
Defendant through the phase of the polygraph procedure wherein CID Detective Brennan
elicited the evidence challenged by Defendant. These factors included (a) initiation of
the request for a polygraph examination by Defendant, (b) CID accommodation of this
request by administration of Miranda warnings to Defendant in connection with the
examination, transportation of Defendant to a CID office for the examination, and
production of a CID polygraph expert to conduct the examination, (c) the integrated
nature of the three-phase procedure employed by the polygraph examiner, (d) the
relatively short distance that Defendant was transported, and (e) the relatively short
period of time involved in the entire process. Under these circumstances, the court did
not believe that the Miranda warnings administered in connection with the examination
he had requested had become stale prior to the review-of-results phase of the procedure.
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BY THE COURT
J. Wesley Oler, Jr., J.
The Honorable Edgar B. Bayley
Jaime M. Keating, Esquire
Chief Deputy District Attorney
Ellen K. Barry, Esquire
Assistant Public Defender
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