HomeMy WebLinkAbout99-0381 CivilFIRST UNION HoME · IN THE COURT OF COMMON PLEAS OF
EQUITY BANK, · CUMBERLAND COUNTY, PENNSYLVANIA
Plaintiff ·
· CIVIL ACTION--LAW
ROBERT M. MRAZ, '
EMMIE V. MRAZ and ·
RONALD A. RILEY, ·
Defendants ' No. 99-0381 CWIL TERM
IN RE: OPINION PURSUANT TO PA. R.A.P. 1925
OLER, J., August 10, 2001·
In this mortgage foreclosure case, a pro se defendant has filed an appeal to
the Pennsylvania Superior Court from a denial of a "Motion for Disposition on
-_ Pending Counterclaim." This motion, which was filed more than a year after the
entry of a default judgment in favor of Plaintiff on its mortgage foreclosure claim
and more than three months after a sheriff's sale of the mortgaged premises,
requested the court to:
(1) rule on the pending Counterclaim Motion Pending
Disposition,
(2) but a hold on all preceding pertaining to Mortgage
Foreclosure NO. 99-381 until this Counterclaim is addressed,
and
(3) issue an Order stopping the Sheriff's Office of
Cumberland County from sellin~ named Defendant's Home
until final litigation of this action.-
This opinion in support of the order appealed from is written pursuant to
Pennsylvania Rule of Appellate Procedure 1925(a).
STATEMENT OF FACTS
This action in mortgage foreclosure was commenced on January 21, 1999,
by Plaintiff bank/mortgagee against Defendant Ronald A. Riley (hereinafter
Motion for Disposition on Pending Counterclaim of Defendant Riley, filed March 8, 2001.
Defendant), his mother, and his stepfather.2 Plaintiff sought to foreclose on
property at 3653 Chestnut Street, Camp Hill (Hampden Township), Cumberland
County, Pennsylvania, which served as security for a debt in the amount of
$95,379.18.3
4 It was
The property had originally been owned by Defendant's stepfather.
deeded by Defendant's stepfather to Defendant's stepfather and Defendant's
mother in 1993.5 Defendant's stepfather and Defendant's mother subjected the
property to the mortgage at issue on September 2, 1994.6
Defendant's mother died on June 20, 1995.7 Defendant's stepfather
thereafter deeded the property to himself and Defendant.8 According to Plaintiff's
complaint, payments on the mortgage fell in arrears in 1998, as a consequence of
which the instant action was filed? Defendant, who was not liable on the debt
which the mortgage secured, was joined only as an owner in the suit.l°
Defendant, an inmate at a state correctional institution throughout the
course of this litigation, began filing objections, motions and petitions almost
immediately after commencement of the suit.~ The docket now extends to five
pages.
2 Plaintiff's complaint; Plaintiff Riley's Preliminary Objections to Defendant Bank's Complaint
upon Him, Riley's Exhibit "A"
3 Plaintiff's complaint.
4 Plaintiff's complaint (deed excerpt).
5 Plaintiff's complaint (deed excerpt).
6 Plaintiff's complaint, paragraph 3.
7 Plaintiff's complaint (deed excerpt). Shortly after commencement of this action, a suggestion of
death was filed with respect to Defendant's mother, on March 15, 1999.
8 See Plaintiff's complaint (deed excerpt).
9 Plaintiffs complaint, paragraph 5.
~0 Plaintiff's complaint; see Pa. R.C.P. 1144.
~ See, e.g., Plaintiff Riley's Motion for Issuance of Preliminary Injunction, filed February 12,
1999. This motion, as was the ease with others, was filed both at the instant docket number and
in a ease in which Defendant had filed suit against the bank.
2
On February 22, 1999, Defendant filed a 42-page document which included
an item entitled "Plaintiff Riley's Preliminary Objections to Defendant Bank's
Complaint upon Him." Contained within this item were several paragraphs
~, ~ · ,~12
denominated Counterclmm. These paragraphs stated as follows:
16. Plaintiff Riley asserts that he has filed with this forum
on November 18th, 1998 his "pro se" action against Defendant
Bank at number #98-6576, seeking injunctive and other relief
upon Defendant Bank and Defendant MRAZ for conduct
which attempts to deprive him of his interests in the
estate/property which prompts Defenant Bank's action in this
Court. Additionally, he has filed for injunctive relief and has
sought to have that complaint filed at the above-said number
with this Court entered as counterclaim to defendant bank's
claims asserted upon him. For purposes of brevity, Plaintiff
Riley incorporates his complaint and as if set forth at length
herein. In seriatim, he alleges that Defendant Bank and
Defendant MRAZ acted in a manner which deprived him and
intends to deprive him of his interest in the estate now the
subject of foreclosure before this Court. Plaintiff served both
Defendant Bank and Defendant MRAZ certified mail, and,
which service was effected upon both parties via mailing
February 2nd, 1999.
17. Plaintiff Riley asserts that he is entitled to relief in that
the liability of Defendant Bank and MRAZ has attempted to
deprive him of his inherited interest in the estate now subject to
foreclosure by the conduct of MRAZ. Plaintiff Riley, at all
times, is and has been free from fault in any such proceedings
relating to loans, mortgages and/or effectuation(s) of payment
therefor.
18. Plaintiff Riley's complaint filed in this Court upon
MRAZ and Defendant Bank is incorporated from paragraphs 1
through 26, and, if set forth at length thereof, including all
relief and damages therefor. Thus, additional paragraphs shall
be set forth by number only at 18 through 44, in the instant
pleadings and objections filed by named Plaintiff. See attached
Exhibit "A", infra.
~2 Plaintiff Riley's Preliminary Objections to Defendant Bank's Complaint upon Him, paragraphs
16-18, 45.
3
45. WHEREFORE, Plaintiff Riley respectfully requests
this Court to dismiss Defendant Bank's complaint against him
and to hold Defendant Bank and MRAZ liable for damages and
relief as set forth in Plaintiff's complaint and counterclaim
thereagainst.~3
The preliminary objections averred, inter alia, that "umbrage is taken at any
attempts to indicate that this Plaintiff relinquishes or seeks to relinquish his
interest in the property/estate in question and subject to Defendant bank's
foreclosure action.'d4 Grounds asserted for dismissal of Plaintiff's complaint
,,16 "lack of and/or
included "insufficient specmcay, "lack of capacity to sue,
improper service of the writ and/or pleadings,''~? "failure of the complaint to state
a cause of action,'da "failure... to conform to law [and] rules of Court,''~9 and
"scandalous content(s).''2°
~3 id.
~4 Plaintiff Riley's Preliminary Objections to Defendant Bank's Complaint upon Him, paragraph
2.
~ Plaintiff Riley's Preliminary Objections to Defendant Bank's Complaint upon Him, paragraph
11 ("Plaintiff Riley is entitled to dismissal based on the insufficient specificity in the pleadings.
filed by Defendant Bank indicating his liability to them in any manner.").
~6 Plaintiff Riley's Preliminary Objections to Defendant Bank's Complaint upon Him, paragraph
12 ("Plaintiff Riley is entitled to dismissal of the complaint against him based on the lack of
capacity to sue him as a Defendant by Defndant Bank.").
~7 Plaintiff Riley's Preliminary Objections to Defendant Bank's Complaint upon Him, paragraph
13 ("Plaintiff Riley is entitled to dismissal based on the lack of and/or improper service of the
writ and/or pleadings upon him by Defendant Bank.").
la Plaintiff Riley's Preliminary Objections to Defendant Bank's Complaint upon Him, paragraph
14 ("Plaintiff Riley is entitled to dismissal based on the failure of the complaint to state a cause of
action against him.").
~9 Plaintiff Riley's Preliminary Objections to Defendant Bank's Complaint upon Him, paragraph
15 ("Plaintiff Riley is entitled to dismissal based upon the failure of Defendant Bank's pleadings
to conform to law, rules of Court, and, its scandalous content(s) against named Plaintiff.").
20 Plaintiff Riley's Preliminary Objections to Defendant Bank's Complaint upon Him, paragraph
15 ("Plaintiff Riley is entitled to dismissal based upon the failure of Defendant Bank's pleadings
to conform to law, rules of Court, and, its scandalous content(s) against named Plaintiff.").
4
On March 26, 1999, Defendant filed a document entitled "Plaintiff's
Supplemental Preliminary Objections." The gist of these preliminary objections
seemed to be summarized in one of the paragraphs as follows:
Plaintiff Riley asserts that the complaint does not allege
any valid claims against him for which liability can be imposed
upon him by this Court. A review of the facts contained in the
complaint [filed by the bank's counsel] and the records
possessed by him indicate this as well. By these facts, it is
clear that, at the time [the counsel] filed this complaint against
named Plaintiff herein, he had full, complete and clear
knowledge that no actual facts existed whereby the action
could be maintained against named Plaintiff for relief [the
counsel] asserts his entitlement to. These facts are requisite
elements of the crimes of perjury, obstruction of justice and
barratry. They are also clear requisits of violations of the
Rules of Professional Conduct all lawyers are to adhere to.2~
On July 26, 1999, the Honorable Edgar B. Bayley of this court entered an
order denying Defendant's "preliminary objections.''22 Upon Plaintiffs praecipe,
a default judgment on Plaintiffs claim was entered against Defendant on
September 8, 1999.
On October 7, 1999, Defendant filed an "Objection to Default Judgment
Entered September 8th, 1999."23 The bases for the objection were that Plaintiffs
counsel had not commenced the litigation in good faith and that Defendant had
filed a motion for summary judgment.24
The court issued a rule upon Plaintiff to show cause why the default
judgment should not be stricken or opened? Plaintiff filed a response on October
2~ Plaintiff's Supplemental Preliminary Objections, paragraph 51.
22 Order of Court, July 26, 1999.
23 Defendant Riley's Objection to Default Judgment Entered September 8th, 1999, filed October
7, 1999.
24 Defendant Riley's Objection to Default Judgment Entered September 8th, 1999.
2~ Order of Court, October 13, 1999.
5
25, 1999.26 On April 18, 2000, Defendant's objection to the default judgment was
denied?? No appeal was filed from this order.
On December 6, 2000, the real estate sub judice was sold at a sheriff's
sale.28 On March 8, 2001, Defendant filed the "Motion for Disposition on Pending
Counterclaim" referred to at the beginning of this opinion.29 The motion was
denied by the court on March 21,2001.30
On April 4, 2001, Defendant filed an appeal to the Pennsylvania Superior
Court from the denial of the order. A statement of matters complained of on
appeal, filed on July 30, 2001, reads as follows:
1. On October 10, 1998, Plaintiff First Union Home Equity
Bank (Plaintiff Bank) served upon Defendant Mraz a Notice
To Intention To Foreclosure.
2. On November 18, 1998, Defendant Riley filed an Action
In Equity No. 98-6576 asserting a claim against Defendant
Mraz for fraud, by virtue of his subjecting of the property in
question to a lien either prior to and/or after placement of
Defendant Riley on the deed as party in interest th the estate.
A second count premisses liability of Plaintiff Bank for it's
conspiratorial participation in Defendant Mraz's fraud. The
third count against Plaintiff Bank is negligence for failing to
investigate all parties involved in the estate, acquiring a loan in
default from Mellon Bank on behalf of Defendant Mraz, and
providindg Defendant Mraz with a second loan (Home
Improvement) to buy two vehicles with. Additionally, on page
10 of Defendant Riley's Equity Action named Defendant
requested as relief that this Equity Action be granted as a
26 Plaintiff's Response to Defendant Ronald A. Riley's Objection to Default Judgment Entered
September 8, 1999, filed October 25, 1999.
27 Order of Court, April 18, 2000.
28 Sheriff's Sale Return, filed January 24, 2001.
29 Motion for Disposition on Pending Counterclaim, filed March 8, 2001.
3o Order of Court, March 21,2001.
In reciting the facts of this case, the court has, in the interest of presenting an intelligible
history pertinent to the appeal, omitted reference to a large number of objections, motions and
petitions filed by Defendant in the course of the litigation and disposed of by the court. These
appear on the docket and are contained in the record.
6
timely responsive pleading and counterclaim to any action filed
by Plaintiff Bank for action taken against Defendant Mraz
and/or the estate.
3. In Defendant Riley's Preliminary Objection February
16, 1999, to Plaintiff Banks Mortgage Foreclosure No. 99-381
filed January 21, 1999, Defendant Riley set forth under the
heading "Counterclaim" his cause of action assertidgin his
Action In Equity filed November 18, 1998, No. 98-6576.
4. Defendant Riley asserts that his Counterclaim is not a
mere answer or denial of Plaintiff Bank's allegations in its
Mortgage Foreclosure, but rather asserts an independent cause
of action, 275 N. E.-2d 688, 690, the purpose of which is to
oppose or deduct from Plaintiff Bank's Mortgage Foreclosure
(16 F.R.D. 225. 227) and which Counter-Demand is still
pending disposition before the Court.
5. Named Defendant asserts that to allow the Sheriff of
Cumberland County to put all of Defendant's property out of
his Home into the street_, and sell his Home is a miscarriage of
justice born out of the deprivation of property without due
process of law insofar as the sale of Defendant Riley's Home
denying the right to a prior opportunity to be heard before
property is taken from it's possessor; and the denial of equal
protection of the law as a result of this Courts refusal to
acknowledge named Defendants properly pleaded and main
tained Counterclaim to Plaintiff Banks Mortgage Foreclosure
pending disposition before the Court.3!
It may be noted that Defendant's action against Plaintiff herein at No. 98-
6576 Civil Term, referred to in the statement of matters complained of, remains
pending in this court?
DISCUSSION
In the present case, several factors militated against granting Defendant's
Motion for Disposition on Pending Counterclaim, filed on March 8, 2001. First,
the averments of the "counterclaim" were contained in preliminary objections
3~ Appellants Statement of Matters Complained of, filed July 30, 2001.
32 Most recently in that case, an appeal by PlaintiffRiley (Defendant herein) to the Superior Court
from a discovery order was quashed as interlocutory, on June 26, 2001. See Riley v. First Union
Home Equity Bank, 573 MDA 2001 (Pa. Super. Ct. June 26, 2001).
7
disposed of adversely to Defendant by Judge Bayley of this court on July 26,
1999;33 the averments were not reiterated in a proper responsive pleading
following disposition of the preliminary objections.34
Second, to the extent that the counterclaim was intended to embody a
defense to the present action it was subsumed by the default judgment in favor of
Plaintiff and the denial of Defendant's "objection" to the default judgment, fi:om
which no appeal was taken. As has been frequently observed, at some point
"litigation must eventually come to an end." Mcbfillen v. 84 Lumber, Inc., 538 Pa.
567, 571,649 A.2d 932, 934 (1994). The denial of a motion or petition to strike or
open a default judgment is a final, appealable order. See, e.g., Flynn v. Casa Di
Bertacchi Corp., 449 Pa. Super. 606, 674 A.2d 1099 (1996).
Third, the relief requested in Defendant's motion was largely preempted by
the default judgment and sale of the premises months prior to the filing of the
motion. Finally, Defendant's "counterclaim" against Plaintiff subsists in litigation
pending in this court at No. 98-6576 Civil Term.
For the foregoing reasons, it is believed that the denial of Defendant's
Motion for Disposition on Pending Counterclaim was proper.
BY THE COURT,
esley O~, Jr., J.
33 In Pennsylvania, it "has long [been] recognized that judges of coordinate jurisdiction sitting in
the same case should not overrule each others' decisions." Commonwealth v. Start, 541 Pa. 564,
573, 664 A.2d 1326, 1331 (1995). The coordinate jurisdiction rule "embod[ies] the concept that a
court involved in the later phases of a litigated matter should not reopen questions decided by
another judge of that same court or by a higher court in the earlier phases of the matter." Id. at
574, 664 A.2d at 1331.
34 See Pa. R.C.P. 1028(d) (right of objecting party to plead over within 20 days following order
overruling preliminary objections).