HomeMy WebLinkAbout99-0849 CRIMINALCOMMONWEALTH IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
V.
JUAN A. ORTIZ 99-0849 CRIMINAL TERM
IN RE: CONSTITUTIONAL CHALLENGE TO MEGAN'S LAW II
BEFORE BAYLEY, J.
OPINION AND ORDER OF COURT
Bayley, J., February 13, 2002:--
On October 30, 2001, a jury convicted defendant, Juan Ortiz, of involuntary deviate
sexual intercourse,~ and indecent assault? A pre-sentence investigation was ordered. On
November 1, 2001, pursuant to 42 Pa.C.S. Section 9791-9799.7 ("Megan's Law II), an order
was entered directing that defendant be assessed by The State Sexual Offenders Assessment
Board. On November 13, 2001, defendant filed a motion challenging the constitutionality of
"Megan's Law I1.' On the same date, the order directing that defendant be assessed by The
State Sexual Offenders Assessment Board was vacated pending resolution of defendant's
motion.
Defendant maintains that Megan's Law II is unconstitutional because the
registration/notification requirements are punitive, so as to constitute punishment, and that the
statute is vague, capricious and arbitrary. In deciding a constitutional challenge to a statute,
~ 18 Pa.C.S. § 3123(a)(6)(7).
2 18 Pa.C.S. § 3126(a)(7).
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there is a strong presumption that the legislative enactment does not violate the constitution.
Commonwealth v. Barud, 545 Pa. 297 (1996). A statute "will only be found unconstitutional
if it clearly, palpably and plainly violates the constitution." Id.
Megan's Law II was effective on July 9, 2002. It provides for a determination by the
court of whether a defendant, who has been convicted of enumerated sexual crimes which
include involuntary deviate sexual intercourse and indecent assault, is a "sexually violent
predator." Section 9792 of the Act defines the term "sexually violent predator" as:
A person who has been convicted of a sexually violent offense as set forth in
section 9795.1 (relating to registration) and who is determined to be a sexually
violent predator under section 9795.4 (relating to assessments) due to a mental
abnormality or personality disorder that makes the person likely to engage in
predatory sexually violent offenses. The term includes an individual determined
to be a sexually violent predator where the determination occurred in another
state, territory, federal court, the District of Columbia or by court martial.
The term "predatory" is defined as:
An act directed at a stranger or at a person with whom a relationship has been
established or promoted for the primary purpose of victimization.
Upon conviction of a predicate offense, there must be a referral to The State Sexual
Offenders Assessment Board for a determination of whether the defendant is a sexually
violent predator. After the assessment, the District Attorney decides whether to proceed with
a judicial determination of whether the defendant is a sexually violent predator. At a hearing,
in which both sides may present evidence, the Commonwealth has the burden of proof, by
clear and convincing evidence, that defendant is a sexually violent predator. If the court
makes such a finding it does not affect the maximum sentence to which the defendant may be
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incarcerated, nor does it trigger any mandatory minimum sentence. If defendant herein, who
was convicted of involuntary deviate sexual intercourse, is determined to be a sexually violent
predator, when released from any period of incarceration he will be required to participate in
counseling, on a monthly basis for life, the type of which is designated by the Board. He will
also be required to register all current residences or intended residences with the
Pennsylvania State Police, for life.3 A violation of the registration provision is a criminal
offense punishable by up to life imprisonment. The statute does not authorize a sexually
violent predator to petition for a change in status.
In Commonwealth v. Williams, 733 A.2d 593 (Pa. 1999), the Supreme Court of
Pennsylvania held that the predecessor statute to Megan's Law II was unconstitutional. That
statute, Megan's Law I, provided for enhanced imprisonment of a person found to be a
sexually violent predator in that the offender's maximum term of confinement for a predicate
offense was increased to life imprisonment notwithstanding any lesser statutory maximum
penalty. The statute provided:
An offender convicted of any offense set forth in section 9793(b) shall be
presumed by the board and the court to be a sexually violent predator.
This presumption may be rebutted by the offender by clear and convincing
evidence at a hearing held in accordance with subsection (e). (Emphasis
added.)
The Supreme Court stated that "[i]n a sentencing proceeding, due process requirements are
applicable." The Court held:
3 A conviction for some enumerated sexual offenses requires registration for ten years,
rather than life.
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Given the foregoing analysis, we believe that the state must bear the
burden of demonstrating that an offender is a sexually violent predator.
Where resolution of competing facts is outcome determinative, "requiring the
prosecutor to affirmatively convince the court of the important facts can be
expected to materially reduce the risk of error." E.B.v. Verniero, 119 F.3d 1077
at 1109 (3rd Cir. 1997).
Based on the foregoing, we find the sexually violent predator provisions of
the Act to be violative of the procedural due process guarantees of the
Fourteenth Amendment. (Footnotes omitted.) (Emphasis added.)
The Court further stated:
Given that we view the increased criminal sentencing provisions
applicable to sexually violent predators to be punitive, we need not reach
the additional argument put forth by Appellee that the enhanced notification
provisions imposed on those who are deemed to be sexually violent predators
are, likewise, punitive.4 (Emphasis added.)
Before deciding Commonwealth v. Williams, supra, the Supreme Court of
Pennsylvania held that the registration/notification requirements in Megan's Law I were not a
form of punishment. Commonwealth v. Gaffney, 733 A.2d 616 (Pa. 1999). In the pre-
Williams case of Commonwealth v. Mountain, 711 A.2d 473 (Pa. 1998), the Superior Court
of Pennsylvania stated: "[b]alancing the unobtrusive registration provision of Megan's Law
with the Commonwealth's compelling interest in public safety, we find the momentary
inconvenience of disclosing.., information to the police is greatly outweighed by the need to
ensure public safety." The registration/notification requirements of Megan's Law II bear a
similarity to the registration requirements found constitutional in Megan's Law I. The Third
4 Prior to the decision of the Supreme Court in Williams, this court, Hess, J., in
Commonwealth v. Dick, 47 Cumberland L.J. 105 (1998), held that Megan's Law I was
unconstitutional because of the presumption that the offender was a sexually violent predator
which the defendant had the burden of rebutting.
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Circuit Court of Appeals has held that the registration/notification requirements in New
Jersey's Megan's Law, which are quite similar to Pennsylvania's requirements, do
not constitute punishment. E.B.v. Vemiero, 119 F.3d 1077 (3r~ Cir. 1997); Paul P. v.
Farmer, 227 F.3d 98 (2000). Based on the foregoing, we conclude that the
registration/notification requirements in Megan's Law II are not punitive, and the statute is not
vague, capricious and arbitrary.
Defendant further maintains that Megan's Law II constitutes double jeopardy, cruel and
unusual punishment, and that it is unconstitutional because an offender can be subjected to
enhanced punishment based on a non-jury finding on a standard of proof of clear and
convincing evidence rather than beyond a reasonable doubt. In Apprendi v. New Jersey,
530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2 435 (2000), the defendant was convicted of
possession of a firearm for unlawful purposes, and unlawful possession of a prohibited
offensive weapon. A New Jersey statute allowed a judge to make factual determinations,
based on the preponderance of evidence, with respect to certain acts of hate, that could
increase the maximum sentence of the defendant from ten to twenty years. The United States
Supreme Court held that this provision violated due process because any fact, other than a
prior conviction, that increases a penalty for a crime beyond the statutorily prescribed
statutory maximum penalty must be submitted to a jury, and proven beyond a reasonable
doubt. Unlike the New Jersey statute in Apprendi, Megan's Law II is not punitive and cannot
result in an enhancement of a sentence. Therefore, a determination of whether a defendant is
a sexually violent predator can be made by clear and convincing evidence, and does not
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require proof beyond a reasonable doubt. Accordingly, there is no double jeopardy violation.
Nor do the provisions of the statute constitute cruel and unusual punishment.
Defendant further maintains that Megan's Law I1: (1) violates his right to counsel and
right against self-incrimination, (2) violates his right to present a defense and right to equal
protection, (3) violates the doctrine of separation of powers, (4) constitutes a gross and
unjustifiable violation of his state and federal right to privacy, (5) may violate his confidentiality
protections, and (6) violates Article III, Section 3 of the Pennsylvania Constitution in that the
Act contains more than one subject. These allegations are without merit. In accord,
Commonwealth v. Sessoms, (Philadelphia Co. No. 1140 March Term 1999, June 6, 2001);
Commonwealth v. Krouse, (Indiana Co. 394 Criminal, December 7, 2000).~
ORDER OF COURT
AND NOW, this day of February, 2002, the motion of defendant challenging
the constitutionality of 42 Pa.C.S. § 9791-9799.7, IS DISMISSED.
By the Court,
Edgar B. Bayley, J.
~ Megan's Law II has also been found constitutional in Berks and Lebanon County. It
has been found unconstitutional by a different judge in Philadelphia County, and in
Centre, Erie, Delaware, Lycoming, Lancaster, Bucks and Montgomery counties. The
issue of the constitutionality of the Act is currently before the Supreme Court of
Pennsylvania.
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Jonathan R. Birbeck, Esquire
Jaime Keating, Esquire
Assistant District Attorneys
Ellen K. Barry, Esquire
First Assistant Public Defender
Karl Baker, Esquire
Amici Curiae
Defender Association of Philadelphia
70 North 17th Street
Philadelphia, PA 19103
Diane L. Dombach, Executive Director
Pennsylvania Board of Probation and Parole
Sexual Offenders Assessment Board
1101 South Front Street, Suite 5700
Harrisburg, PA 17104-2533
Gregory Miller, Probation Officer
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