HomeMy WebLinkAbout96-1183 CRIMINALCOMMONWEALTH IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
V.
ANTYANE ROBINSON 96-1183 CRIMINAL TERM
IN RE: PETITION FOR POST-CONVICTION RELIEF
BEFORE BAYLEY, J.
OPINION AND ORDER OF COURT
Bayley, J., April 22, 2002:--
HISTORY
On March 14, 1997, Antyane Robinson, while represented by court-appointed
ceunsel,1 was convicted by a jury of murder in the first degree of Rashawn Bass,2
attempted criminal homicide of Tara Hedge,3 aggravated assault of Tara Hedge,4
committing a crime with a firearm,~ and concealing a firearm on his person without a
1 Counsel, one lawyer for the trial and another for the possible penalty phase, was
appointed to represent defendant. On February 20, 1997, the court granted
defendant's request to represent himself. His counsel, were then appointed as stand-
by counsel. At trial, defendant made an opening address to the jury. During the
examination of the second Commonwealth witness he requested that his stand-by
counsel take over his trial. His counsel were ready to proceed. Defendant's request
was granted.
2 18 Pa.C.S. § 2501, 2502.
3 18 Pa.C.S. § 901, 2501, 2502.
4 18 Pa.C.S. § 2702(a)(1).
~ 18 Pa.C.S. § 6103.
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license.6 The jury sentenced defendant to death for the murder of Rashawn Bass. On
April 1, 1997, defendant was sentenced by the court to (1) death on the count of first
degree murder; (2) not less than 6 years, 9 months or more than 20 years in a state
correctional institution to run consecutive to the death sentence on the count of
aggravated assault; and (3) the costs of prosecution on the counts of attempted
criminal homicide, committing a crime with a firearm and carrying a firearm without
being licensed. Defendant, through trial counsel, filed a direct appeal from the
judgment of sentence to the Supreme Court of Pennsylvania.7 The judgment was
affirmed on November 24, 1998.8 On February 7, 2000, the Governor of Pennsylvania
signed a warrant of execution. On March 10, 2000, we entered an order staying the
execution pending the finding of a petition for post-conviction relief. On October 16,
2000, defendant, with new appointed counsel, filed a petition seeking relief under the
Post-Conviction Relief Act. 42 Pa.C.S. Section 9541 et seq. The petition was later
supplemented with three amendments. Hearings were conducted on October 10, 18,
November 29, and December 14, 2001. The issues were briefed and argued on
March 8, 2002.
6 18 Pa.C.S. § 6106.
7 On April 2, 1997, collateral counsel was appointed for defendant pursuant to the
Capital Unitary Review Act. 42 Pa.C.S. § 9570 et seq. Following an order by the
Supreme Court of Pennsylvania on August 11, 1997, that permanently suspended
most sections of that Act, the order appointing collateral counsel was vacated.
8 Commonwealth v. Robinson, 721 A.2d 344 (Pa. 1998).
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THE EVIDENCE AT TRIAL
Tara Hodge, of Carlisle, Cumberland County, Pennsylvania, while visiting in
Maryland in 1993, met defendant through a friend. Although they never lived together,
defendant and Tara developed an intimate relationship. Defendant lived in his parents'
home in Fort Washington, Maryland. Generally, defendant treated Tara well. There
was an incident around December, 1994, when defendant came to Carlisle and saw
Tara in a restaurant with a male friend. Even though the friend was not a boyfriend of
Tara, defendant confronted him and asked him "who the fuck are you." Defendant then
asked Tara to leave with him, which she did. In February, 1995, Tara found out that
defendant had another girlfriend, and she stopped seeing him.
Tara did not see defendant again until March 30, 1996, when she reestablished
an intimate relationship with him. She was with defendant in Carlisle for one night on
both March 30 and April 30, four days between May 10 and May 13, and for the night of
June 1/2, 1996. Tara was with defendant on approximately twenty occasions counting
the entire time she knew him from the beginning of 1993 though June 2, 1996. On
June 10, 1996, Tara wrote a letter to defendant:
Hi how's life treating you? I would hope well. I'm pretty much the
same. I'm not sure if you will like what you are about to read but it's
things I must say.
After your last visit I was upset for a few days. I've come to realize
that you and I will never be. I could never have the type of relationship I
want with you. I will not allow myself to feel I must answer to you for
everything, someone speaking to me or a facial expression. I've had
enough of feeling as if I'm being controled [sic]. I think you don't want me
unless everything is your way and that will not be. Sex may have been
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great but I need someone I can get along with outside of bed.
I must allow myself to let you go. I'm ready to do so now. I must
move on you and I have gotten nowhere. I will always care about you.
You are special to me. I'll call once in awhile to see how you are. I hope
you'll do the same.
Tara met Rashawn Bass on May 26, 1996. On the evening of June 29/30, 1996,
after Tara had finished working a 2:00 p.m. to 10:00 p.m. shift at a Wal-Mart, she and
Rashawn were in her apartment in Carlisle. They had a pizza delivered. After eating
the pizza, Rashawn took a shower. Shortly after midnight, defendant came to Tara's
kitchen door. After she had written him the letter on June 10 breaking off their
relationship, defendant paged her once, and she called and talked to him on the phone.
Defendant was alone, and Tara let him into her apartment. They argued, and
defendant wanted to know who was in the shower. Tara said that it was a friend.
Defendant said they must have just had sex. Tara told defendant that was not true.
They argued some more, and defendant raised his fist at Tara. She told him to leave.
Defendant said "1 guess we will all be staying here then." Tara stood up, and
defendant banged on the bathroom door. Defendant said "you mean to tell me I came
all this way and you are not going to have him leave." Tara told defendant that if he
was going to act like that or hit her, he should leave. Reaching under his sweats,
defendant removed a concealed silver and black handgun which he pointed at Tara.
She heard three shots. Defendant ran by her, and she fell to the floor and passed out.
At approximately 1:00 a.m., Tara regained consciousness. She was laying in a
pool of her own blood. She then went into the bathroom and saw that Rashawn was
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dead inside the shower stall. No one else was in the apartment. Tara went to get help
from a next door neighbor. Because of injuries resulting from a bullet that had creased
her skull, she could not speak. She scratched on her neighbor's screen door. The
neighbor called the police. A policeman arrived and saw that Tara had a head wound.
She was drenched in blood and appeared hysterical. Unable to speak, she wrote a
message on an envelope directing the officer to her apartment. An ambulance then
took her to the hospital. The officer went into Tara's apartment and found the body of
Rashawn Bass in the shower stall.
After securing the apartment, the police officer went to the Carlisle Hospital
where Tara identified defendant, Antyane Robinson, as the person who had shot her.
Tara was then airlifted to the Hershey Medical Center. One bullet had entered the front
side of her head and exited in the rear, but it did not perorate her skull. She survived,
but as a result of bleeding in her skull and bruises to her brain, she had difficulty
speaking, and weakness on her right side. She suffered halting speech and long-term
headaches.9
Rashawn Bass was shot seven times. He died almost instantly from the multiple
gunshot wounds. He was shot in (1) the ear, (2) the left side of the head, (3) the right
upper chest, (4) the right lower chest, (5) the left lower chest, (6) the side of the left
arm, and (7) the back of the right hand. Some shots were fired while Rashawn was
9 After having completed significant therapy, when she testified at a post-conviction
hearing on October 18, 2001, she no longer had halting speech.
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standing, as two empty shell casings were found underneath his slumped body. Some
shots were fired after he fell down in the shower stall, as one shell casing was found on
his shoulder and the angle of some of the shots was downward. Twelve empty 9
millimeter shell casings were found in the apartment. The bullets from the empty shell
casings were all fired from the same 9 millimeter handgun that was manufactured by
one of four possible companies, one of which was Lorcin. Some bullet fragments that
were recovered inside the apartment were large enough to determine that they were
fired from the same 9 millimeter handgun from which the empty shell casings had been
fired.
In Tara's apartment, the police found a notebook containing defendant's pager
number. The police obtained an arrest warrant charging defendant with the criminal
homicide of Rashawn Bass, the attempted criminal homicide of Tara Hodge, and
related charges. The warrant was forwarded to Prince George's County, Maryland,
where defendant lived. The next day, July 1st, Maryland police in Prince George's
County paged defendant. Twenty minutes later, defendant called from a shopping
center. The police did not answer the call, but went to the center. After seeing
defendant in an arcade playing video games, the police arrested him at 4:00 p.m.
Defendant told the police that his name was Joseph Smith. He was taken to the
office of the homicide unit in Prince George's County. Detective David Fones and
Corporal Hayes of the Carlisle Borough Police were notified of the arrest, and they
arrived at 5:30 p.m. They identified themselves to defendant as police officers from the
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Borough of Carlisle, Pennsylvania, and told him that they were investigating the
incident in Carlisle that they wished to discuss with him. Defendant was advised of his
Miranda rights, and he signed a written waiver.1° Defendant was asked when he had
last been in Carlisle; he said at the end of May or the beginning of June. When asked
who he knew in Carlisle, he said Tara Hadge and her family. He was asked what he
had been doing on Saturday (June 29), and he said that he had spent that day in
Maryland, Washington, D.C., and Virginia through the afternoon of Sunday, June 30.
The police asked defendant if he had a handgun. Defendant said that he had owned a
9 millimeter handgun and a 380 handgun. He said that he had sold the 380, and that
the 9 millimeter had been stolen by his niece's boyfriend before June. Defendant said
that the police had recovered that weapon. At 6:00 p.m., Detective Fanes told
defendant that he was charged with criminal homicide in Carlisle. He read a portion of
the arrest warrant to him. Defendant asked if "Tara is okay." Detective Fanes said
"yes," and that Tara had said that he had shot her. Defendant dropped his head and
moved it from side to side. He denied any involvement in or knowledge of the
shootings.
The police conducted a search of defendant's bedroom in his parents' home in
Fort Washington, Maryland. They found documents in a locked safe for a 9 millimeter
Larcin handgun. They did not find the weapon. The police also discovered an opened
10 Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2 694 (1966).
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envelope, postmarked June 10, 1996, containing the letter that Tara Hodge sent to
defendant. The police also searched the residence of a woman, whom defendant had
been seeing. They found some of defendant's belongings, including 9 millimeter
ammunition.
THE PCHA CLAIMS
Consistent with certain other provisions, the Post-Conviction Relief Act in
Section 9543(a)(2) provides for relief when:
[t]he conviction or sentence resulted from one or more of the following:
(i) A violation of the Constitution of this Commonwealth or the
Constitution or laws of the United States which, in the
circumstances of the particular case so undermined the truth-
determining process that no reliable adjudication of guilt or
innocence could have taken place.
(ii) Ineffective assistance of counsel which in the circumstances of
the particular case, so undermined the truth-determining
process that no reliable adjudication of guilt or innocence
could have taken place. (Emphasis added.)
In his post-conviction petition, as amended, petitioner maintains that his
trial/appellate counsel were ineffective. Petitioner avoids the waiver provisions of the
PCHA by making an adequate and properly layered claim of ineffective assistant of
trial/appellate counsel in this first available opportunity. Commonwealth v. Wallace,
724 A.2d 916 (Pa. 1999). To prevail on a claim of ineffectiveness of counsel under the
Post-Conviction Relief Act, petitioner must demonstrate (1 that the underlying claim is
of arguable merit; (2) that counsel's course of conduct was without a reasonable basis
designed to effectuate his client's interest; and (3) that he was prejudice by counsel's
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ineffectiveness, i.e., there is a reasonable probability that but for the act or omission in
question the outcome of the proceeding would have been different. Commonwealth v.
Kimball, 555 Pa. 299 (1999). If a reasonable basis exists for a particular course
chosen by counsel, the inquiry ends and counsel's performance is deemed
constitutionally effective. Commonwealth v. Abdul-$alaam, 786 A.2d 974 (Pa. 2001).
Petitioner seeks relief from his convictions, and from the imposition of the death
penalty. The provisions in the Post-Conviction Relief Act are applicable to both the trial
and penalty-phase of a first degree murder case. Commonwealth v. Chester, 733
A.2d 1242 (1999).
In the case sub judice, petitioner's claims for relief are in the following
categories. (1) pretrial issues, (2) trial issues, (3) jury charge issues, (4) death penalty
issues, and (5) a sentencing issue. We will review the issues seriatim.
PRETRIAL ISSUES
I. Petitioner alleges that he was denied his constitutional rights in Maryland when
he was extradited to Pennsylvania.
Maryland is a signature to the Uniform Extradition Act, Code 1957, Art. 41, §§ 2-
201 to 2-228, as is Pennsylvania. 42 Pa.C.S. Section 9121 et seq. Following
petitioner's arrest in Maryland on July 1, 1996, he was extradited to Pennsylvania.
Petitioner now maintains that he was denied various rights in the Maryland extradition
proceeding. Any remedy petitioner may have had if there was a violation of his rights
by the court in Maryland, would have been in Maryland. The Uniform Extradition Act
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allows a detainee in the arresting state to test the legality of his arrest and transfer to
another state. See Commonwealth v. Jacobs, 319 Pa. Super. 531 (1983). Once
Pennsylvania received petitioner under a Maryland court order of extradition, petitioner
may not challenge the extradition proceedings in this state. This is not a situation
where a person was arrested in another state on a warrant issued in Pennsylvania, and
returned to Pennsylvania without the benefit of legal process in the state where the
arrest was made.11
II. Petitioner alleges that trial counsel was ineffective for not challenging his
competency to stand trial, as he was not competent to stand trial.
The Mental Health Procedures Act at 50 P.S. Section 7101, provides in Section
7402(a):
Whenever a person who has been charged with a crime is found to be
substantially unable to understand the nature or object of the proceedings
against him or to participate and assist in his defense, he shall be
deemed incompetent to be tried, convicted or sentenced so long as such
incapacity continues.
Cooper v. Oklahoma, 517 U.S. 348, 116 S.Ct. 1373, 134 L.Ed.2d 498 (1996).
Petitioner was returned from the state of Maryland and incarcerated in the
Cumberland County Prison on July 12, 1996. He stopped eating properly on December
11, 1996. His behavior was consistent with a person who thought his food was being
11 Petitioner did challenge in this case, as he was allowed to, the admissibility of
statements he made to Carlisle Police Officers who interviewed him in Maryland, and
the admissibility of evidence seized in Maryland under a search warrant issued in that
state. His omnibus pretrial motion to suppress evidence was denied by an order of
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February 14, 1997, which was supported by a comprehensive opinion.
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poisoned. A psychiatrist and psychologist at the prison filed a petition for the
involuntary commitment of petitioner under Section 304 of the Mental Health
Procedures Act.12 Petitioner arrived at the Norristown State Hospital on December 26,
1996. On January 3, 1997, this court entered an order under Section 402 of the Mental
Health Procedures Act, directing the Norristown facility to conduct a further evaluation
of petitioner to determine whether he was competent to stand trial. 13 On February 7,
1997, Dr. Murray Caplin, M.D., a board certified psychiatrist at Norristown State
Hospital, reported a diagnosis of malingering with no indication of mental illness. Dr.
Caplin was of the opinion that petitioner was competent to stand trial. Petitioner was
discharged from the hospital on February 10, 1997, and returned to the
Cumberland County Prison. Defense counsel relied on the findings at the Norristown
State Hospital. Petitioner's trial started on March 10, 1997.
At the post-conviction hearings, petitioner presented the testimony of Larry
Rotenberg, M.D. and Stephen Raqusea, Ph.D. Dr. Rotenberg is a board certified
psychiatrist from Reading, Pennsylvania. He was asked by petitioner's current post-
conviction counsel to conduct an evaluation of petitioner. He and a psychologist went
to SCI Greene in September, 2000, for that purpose. However, petitioner refused to be
evaluated. Dr. Rotenberg has reviewed available data involving petitioner, including
12 Section 304, 50 P.S. 7304, is for a person who is severely mentally disabled and in
need of treatment.
13 Section 402, 50 P.S. 7402, is to determine competency.
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the records of the Norristown commitment in December, 1996. He offered an opinion,
that although it is not possible to make a precise diagnosis without evaluation and
testing; nevertheless, based on the data he has reviewed, his differential diagnosis of
petitioner is that it is most likely that at the time of the killing of Rashawn Bass and the
shooting of Tara Hodge on June 30, 1996, he was suffering from (1) paranoid
schizophrenia, (2) a delusional disorder (paranoid type), and (3) psychosis (not
otherwise specified). Dr. Rotenberg based his differential diagnosis on petitioner's
greater genetic disposition to paranoid schizophrenia,~4 and what he considered was
petitioner's paranoia in (i) how he relates to people, (ii) his not having eaten a regular
diet for a period of time when he was in the Cumberland County Prison in 1996, (iii) his
suspiciousness of and his non-cooperation with his attorneys, (iv) his inappropriate
opening statement at trial at a time where he was representing himself, (v) his
unwillingness to participate in a psychiatrist evaluation during his commitment at the
Norristown State Hospital, notwithstanding that he did accept medical treatment, and
(vi) his refusal to be evaluated at SCI Greene in September, 2000. Dr. Rotenberg is of
the opinion that petitioner had a mental disorder that affected his judgment and
distorted his reality and his ability to make appropriate decisions to the extent that he
was not competent to stand trial in March, 1997. Dr. Rotenberg testified that while
petitioner understood that he was on trial, it is not clear that he understood the
~4 Paranoid schizophrenia occurs in one percent of the population. However, where it
has already occurred in a person's family, that rate increases to seven percent.
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consequences of his trial, and he did not have the ability to cooperate with his
attorneys in his own defense. He testified that the evaluation of petitioner that was
done at Norristown State Hospital was "appallingly bad." He criticizes the staff at
Norristown for not, in effect, "sitting on petitioner" until he would undergo a psychiatric
evaluation.
Stephen Raqusea, Ph.D., a board certified clinical psychologist from State
College, Pennsylvania, testified that he had been retained by the Cumberland County
Public Defender in 1997, to evaluate petitioner. He went to the Cumberland County
Prison, with the public defender, to conduct the evaluation. He was with petitioner for
only about ten to fifteen minutes. Petitioner was alert, haughty and seemed suspicious.
He was respectful, but as soon as he found out who Dr. Raqusea was, he would not
talk to him, or be evaluated. The public defender discussed the situation with
petitioner, but he would not change his mind. Dr. Raqusea has recently examined the
various data on petitioner. The data includes the report of the Norristown Hospital
commitment, numerous letters written between Tara Hodge and petitioner, police
reports, the trial transcript, and affidavits of family members. Based on the data, Dr.
Raqusea offered an opinion that at the time of petitioner's trial in March, 1997,
petitioner was not competent to stand trial because he was not capable of cooperating
with his attorneys. He was most likely suffering from paranoid schizophrenia at the
time of trial and at the time of the offenses. Dr. Raqusea was "appalled" by the
Norristown State Hospital report. In his opinion, at best, notwithstanding his current
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opinion, the most that should have been said about petitioner at that time was that no
opinion could be made as to his competency because he refused to participate in a
psychiatric evaluation.
The Commonwealth presented the testimony of John O'Brien, M.D., a board
certified psychiatrist from Philadelphia, Pennsylvania. Dr. O'Brien has extensive
experience in conducting competency evaluations. He is familiar with the Norristown
State Hospital, and its staff. He knew Dr. Murray Caplin who is now deceased. Dr.
O'Brien reviewed the records of petitioner's commitment at the Norristown State
Hospital, as well as other extensive records in this case. He was of the opinion that the
determination by Dr. Caplin that petitioner was competent to stand trial was
reasonable, and supported by the record. Petitioner started eating normally as soon as
he arrived at the Norristown State Hospital. Dr. O'Brien believes that this is indicative
that petitioner was not suffering from delusions that his food was tainted, rather his
concerns were reality based on his safety at the Cumberland County Prison because
friends of Tara Hodge were also incarcerated there when he was there. During the six
weeks that petitioner was at the Norristown State Hospital, he would not participate in a
psychiatric evaluation. Dr. O'Brien testified that trying to force petitioner to participate
in a full-scale psychiatric evaluation was not realistic. Furthermore, when Dr. Raqusea
went to the Cumberland County Prison in early 1997 to evaluate petitioner at the
request of his trial counsel, petitioner would not cooperate. Even when Dr. Rotenberg
and a psychologist retained through post-conviction counsel went to SCI Greene in
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September, 2000, almost four years after petitioner was in the Norristown State
Hospital, he still would not cooperate in a psychiatric evaluation.
Petitioner has never been under the care of a mental health provider. While at
the Norristown State Hospital, petitioner made friends with some patients. He
participated in exercise programs and games. He cooperated with the routine on his
ward. He displayed no bizarre behavior, or peculiar verbalizations. Nor did he display
any indicia of psychotic delusions, auditory hallucinations or other psychiatrically
treatable behaviors. Thus, he was not prescribed any psychotropic medications.
There is no evidence that he has since then ever been prescribed any psychotropic
medications. The observations of the staff at the Norristown State Hospital show that
petitioner could interact with people when he wanted to. His being less than
cooperative with his counsel does not mean that he could not cooperate. Petitioner's
jealously of Tara Hodge was not consistent with mental illness. His history is not
consistent with paranoid schizophrenia. Although his sister may have suffered from
paranoid schizophrenia, family history is not significant if there are no symptoms of
mental Ilness. Only if there are symptoms, then family history can help define the
situation. Dr. O'Brien was of the opinion that there is no basis for arriving at a
diagnosis that petitioner suffers from paranoid schizophrenia. Furthermore, some
paranoid schizophrenics can be competent to stand trial in that they can understand
the charges against them and cooperate with counsel.
In Commonwealth v. Bracey, 787 A.2d 344 (Pa. 2001), the appellant was
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convicted of murder in the first degree and sentenced to death. The judgment of
sentence was affirmed by the Supreme Court of Pennsylvania. In a post-conviction
proceeding, the appellant alleged that his trial counsel was ineffective for failing to
adequately investigate and present evidence that he was organically brain damaged or
mentally ill. In support of that claim, the appellant presented the testimony of two
physicians who examined him five and six years after the killing, and essentially
concluded that he had suffered from long-standing organic brain damage. The
appellant's claim, however, was negated by a mental health evaluation conducted by a
board certified psychiatrist less than one year after the killing, and before the trial. Trial
counsel had two physicians evaluate the appellant to determine whether there was any
psychiatric defenses available to him, and whether there was any mental health
mitigation evidence that could be presented to a jury in a penalty phase. The
physicians examined the appellant and informed trial counsel that they did not see any
mitigating mental health evidence to be presented at trial. One of the physicians,
testified at the post-conviction hearing that the appellant had been responsive and
articulate during his evaluation and had not behaved in a manner that suggested that
he had any psychiatric problems. The physician had not seen any evidence of
organicity or any indication that the appellant had organic brain damage or a major
mental illness during his evaluation. The Supreme Court of Pennsylvania concluded:
We agree with the PCRA court that [trial counsel] reasonably relied
on the opinion of Dr. Boxer, who no one disputes is a qualified psychiatric
expert. Despite Appellant's suggestions to the contrary, counsel was not
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required to disregard the findings of his expert and continue to consult
experts, at the expense of limited judicial resources, until he found one
willing to testify that Appellant was organically brain damaged or
manifested some kind of major mental illness. As [trial counsel] stated at
the PCRA hearing, "I'm not a psychiatrist, psychologist.., that's why I
had Dr. Boxer evaluate [Appellant]." N.T. Clearly, [trial counsel] was
entitled to rely on the observations and conclusions of Dr. Boxer, who
informed [him] that his evaluation did not reveal any mental health
mitigation evidence that he could testify to at Appellant's penalty phase
hearing.
In sum, we find no error in the PCRA court's determination that
counsel was not ineffective for failing to pursue and present evidence
related to Appellant's alleged mental illness and organic brain damage
when previous mental health evaluations did not conclude that Appellant
was brain damaged or mentally ill and when counsel consulted a
recognized mental health expert and relied on his conclusion that his
evaluation revealed no mitigating mental health evidence to which he
could testify. Thus, this claim fails to offer Appellant any basis for relief.
See Commonwealth v. Lewis, 560 Pa. 240, 743 A.2d 907, 909 (2000)
(although defendant offered testimony of psychiatrist, who examined
Appellant fifteen years after the murder, to support his claim that counsel
was ineffective for failing to present evidence of defendant's mental
illness at defendant's penalty hearing, defendant's claim was negated by
mental health evaluation conducted less than one year after murder which
concluded that defendant did not manifest any major mental illness).
As in Bracey, we find in the case sub judice that trial counsel could reasonably
rely on the findings of the evaluation at the Norristown State Hospital and the
conclusions of its board certified psychiatrist that petitioner was competent to stand
trial, that he was not mentally ill, and that his being non-cooperative in some aspects of
his defense was a result of his malingering. Therefore, trial counsel was not ineffective
in not seeking a competency hearing for which there would have been no evidence of
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incompetency.
When Dr. Raqusea was retained by defense counsel, petitioner refused to allow
him to conduct a mental status evaluation. Dr. Raqusea knew that trial counsel
discussed the situation with petitioner, and petitioner would not change his mind about
cooperating in an evaluation. Yet he did not suggest "sitting on petitioner," or utilizing
any other methods to determine if petitioner was mental ill. Now, in his stating that the
most that should have been said about petitioner at the time of trial was that no opinion
could be made as to his competency because he refused to participate in a psychiatric
evaluation, something he did not tell trial counsel at the time, he is critical of the
conclusions drawn by Dr. Caplin which was made after six weeks of observation of
petitioner at the Norristown State Hospital. Furthermore, petitioner has now refused an
evaluation by Dr. Rotenberg and a psychologist who went to see him at SCI Greene in
September, 2000. Interestingly, the data Dr. Rotenberg reviewed in arriving at his
differential diagnosis did not contain any information on how petitioner has adjusted to,
conducted himself, and faired as a prisoner in state correctional institutions since April,
1997. Over four years of available data has simply been left out of the equation in
arriving at his conclusions. Yet, similar data involving petitioner's conduct in the
Cumberland County Prison during a short period of time in the latter part of 1996, some
lack of cooperation with his attorneys, and his own conduct at trial, were significant
factors supporting his opinion that it is not clear that petitioner understood the
consequences of his trial, and he did not have the ability to cooperate with his
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attorneys in his own defense.
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After weighing the credibility of all of the testimony and evidence, we find as a
fact that petitioner was not mentally ill, and was competent to stand trial.
TRIAL ISSUES
I. Petitioner alleges that his stand-by counsel was ineffective during the individual
jury voir dire when he was representing himself. Prospective juror number 91, Freddie
D. Manning, was questioned as follows:
Q You currently live in Carlisle?
A Yes, ldo.
Q And do you know the Hodge family?
A Yes, ldo.
Q How would you describe your relationship with them, you're
friends, acquaintances?
A Yes, we are friends.
Q How long have you know them?
A For about 26 years.
Q I notice, like when you are asked about the questions, then
you know the victim Tara very well?
A No. I know her mother and her grandmother, but I do know
who Tara is.
Q You indicated you talked among yourselves about this case,
among your family when it happened?
A When it first happened, yes.
Q You never talked to the Hodges then about this?
A Not really, except just saying, you know, how sorry I was
that it happened.
Q Do you think knowing the family as you do, again, do you
think you could really set it all aside and just judge this case totally on
what you know in the courtroom?
A Yes.
The defense exercised a peremptory challenge of Manning, which was its
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eleventh.15 Citing Commonwealth v. Stuart, 449 Pa. 50 (1972), and Turner v.
Louisiana, 379 U.S. 466, 85 S.Ct. 546, 13 L.Ed.2d 424 (1965), petitioner maintains
that his stand-by counsel were ineffective for failing to advise him to inquire of the other
members of the panel to see if they were tainted by Manning, or alternatively, to strike
the entire panel which would have had contact with Manning. Petitioner cannot claim
his own ineffectiveness of counsel. Faretta v. California, 422 U.S. 806, 95 S.Ct. 2525,
45 L.Ed 2d 562 (1975); Commonwealth v. Celijewski, 324 Pa. Super 185 (1984). In
Faretta, the Supreme Court of the United States stated that:
[a] state may - even over the objection by the accused - appoint a
'stand-by counsel' to aid the accused if and when the accused requests
help, and to be available to represent the accused in the event that
termination of the defendant's self-representation is necessary.
(Emphasis added.)
When petitioner exercised his constitutional right under Faretta v. California,
supra, to represent himself, stand-by counsel was appointed pursuant to Pa.R. Crim. P.
318 (now 121(D)), which provides:
When the defendant's waiver of counsel was accepted, stand-by
counsel may be appointed for the defendant. Stand-by counsel shall
attend the proceedings and shall be available to the defendant for
consultation and advice. (Emphasis added.)
Petitioner has not averred that he sought the advise of his available stand-by
counsel with respect to the selection of the jury. Stand-by counsel had no obligation to
15 The first twelve jurors were selected with the defense utilizing fourteen peremptory
challenges, and the Commonwealth seven, out of their allotment of twenty peremptory
challenges each. Pa.R. Crim. P. 1126, now 634(A)(3).
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inject themselves into the defense. There was no error that could warrant post-
conviction relief.
II. Petitioner alleges that the District Attorney committed prosecutorial misconduct
when, during his opening address, he maligned petitioner's constitutional rights.
During his opening address, the District Attorney stated:
During this part, understand fully this man came in here presumed
innocent. He has a lot of rights. That's our system of government. I'm
sure every one of you thinks back to your elementary school days and
took great pride in our system.
We've come to this stage and when you put those rights out there,
the thing that you're here to decide now is what happened on a particular
day, and you have just as much of an obligation to be fair to the people of
Pennsylvania and Cumberland County as you do to this man right there.
When you hear the evidence, it's no longer a question of presumed
innocent ....
You'll say, sir, you got the benefit of every one of those rights, but
you don't come up here into this county and shoot a boy and a hard
working young lady ....
I have to prove each and every element of these crimes and you'll hear
long renditions of what these offenses are and the elements. It's not
particularly important now because you are fact finders.
Petitioner suggests that these selected comments extracted from the
prosecutor's opening address were a misstatement of law as to his presumption of
innocence. Petitioner was representing himself at the time, he did not object to the
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prosecutor's comments, so any error was waived. Furthermore, petitioner's hyper-
technical reading of the prosecutor's comments does not support his conclusion. The
prosecutor's general comments do not warrant post-conviction relief. Additionally, the
court clearly instructed the jury on petitioner's presumption of innocence, and the
Commonwealth's burden of proof, when it made the following comments to the jury, first
at the beginning of the trial:
The Commonwealth has the burden of proof beyond a reasonable
doubt .... You should keep an open mind. You should discuss this case
with no one during the course of the trial. That even means among
yourselves. The first time that you should discuss this case among
yourselves, or may discuss this case among yourselves under
Pennsylvania law is when you are deliberating.
There is a good reason for that rule. At that point you will know all
of the evidence. You will have heard the arguments in support of the
evidence in this case, and you will have heard the charge on the law that I
will give you. So that is the first time you know everything that you need
to know under the law to render a fair and a just verdict in this case. That
is the reason for the rule not to discuss the case with anyone nor among
yourselves until you are in the jury room deliberating.
Then in the charge to the jury:
[m]erely because a person is charged with a crime is not evidence. An
accused comes to court presumed to be innocent, or as we say, cloaked
with a presumption of innocence. A defendant has no burden of proof.
The burden of proof is on the Commonwealth to prove defendant's guilt
beyond a reasonable doubt.
Thus, in order to convict this defendant beyond a reasonable doubt
of any crime, you must be satisfied that each and every element of that
offense has been proven beyond a reasonable doubt and that this
defendant is the person who committed to offense beyond a reasonable
doubt.
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If you have such a doubt, then it is your duty to find defendant not guilty.
If you have no such doubt, then the presumption of innocence dissipates,
and you would find defendant guilty.
III. Petitioner alleges that it was error to admit certain opinions by the coroner (at
pp. 48 and 49 of the trial transcript), during questioning by the District Attorney, that
were beyond the scope of his qualifications. These questions were asked while
petitioner was still representing himself. He has not averred that he sought the advice
of his stand-by counsel with respect to any of the coroner's testimony. Stand-by
counsel had no obligation to inject themselves into the defense. Furthermore, the
alleged offending portions of the coroner's testimony relate to the cause of death of
Rashawn Bass, the trajectory of various bullet wounds, and related matters. The
testimony was cumulative to the testimony of Commonwealth witness Samuel D. Land,
M.D., a forensic pathologist who conducted an autopsy on Rashawn Bass, and
Corporal Ernst Baltimore, of the Pennsylvania State Police, a forensic firearm
examiner.16 There was no error that would warrant post-conviction relief.
IV. Petitioner alleges that trial counsel was ineffective for failing to object to
comments by the District Attorney that improperly injected race into the case.
Petitioner argues that the prosecutor projected a theme in his opening remarks
16 In his petition for post-conviction relief, petitioner alleges ineffectiveness of trial
counsel in not presenting the testimony of a qualified forensic expert, and failing to
elicit favorable testimony challenging the Commonwealth's assertion about the
supposed downward projectory of the bullets and the circumstances under which a
shell casing would land on the victim's arm. Petitioner presented no evidence at the
post-conviction hearings in support of this allegation, and has not briefed the
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that this was a case of "how a young man and a young woman paid the big city price, a
perceived disrespect." Because petitioner, Tara Hodge, and Rashawn Bass were
black, petitioner maintains that this theme was improperly injected into the trial for
which failure of his trial/appellate counsel to object warrants post-conviction relief.
Petitioner was representing himself during the prosecutor's opening remarks.
Therefore, as previously set forth, petitioner cannot claim his own ineffectiveness of
counsel, nor can he claim that his stand-by counsel were ineffective for failing to inject
themselves into the defense. Furthermore, petitioner's claim is without merit. The
prosecutor's theme was supported by the evidence although disrespect is hardly a
perception limited to persons from a big city. The fact that petitioner and his two
victims are black is without legal consequence. Furthermore, as set forth in
Commonwealth v. Carter, 537 Pa. 233 (1994), the Supreme Court of Pennsylvania
stated:
It is well settled that a prosecutor's remarks fall within the ambit of
fair comment if they are supported by evidence and contain inferences
which are reasonably derived from that evidence. Commonwealth v.
Hardcas#e, 519 Pa. 236, 254, 546 A.2d 1101, 1109 (1988).
A new trial is not mandated every time a prosecutor makes an
intemperate or improper remark. To constitute reversible error, the
language must be such that its unavoidable effect would be to prejudice
the jury, forming in their minds a fixed bias and hostility towards the
defendant, so that they could not weigh the evidence and render a true
verdict. Id.
V. Petitioner alleges that his trial counsel was ineffective for failure to object to
allegation. It is waived.
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testimony that the deceased, Rashawn Bass, was a Christian, and his father was a
deacon of a church.
Tara Hodge testified that she met Rashawn Bass in May, 1996, through an
advertisement in a paper that identified him as "single, black, Christian male, 23, 5'11",
mellow fellow, new to the burbs, in search of single, Christian female, loves church,
movies, romantic dinners, fit and smells great." Bass was from New York, and she got
to know him in the ensuing weeks after he moved to Harrisburg. She testified that his
father was a deacon at a church and that Rashawn attended all the time. Admission of
this very limited evidence on the background of the decedent and his family, and how
he came to know Tara Hodge, which led to him being killed in her home by petitioner,
was proper. Its admission would not warrant the grant of post-conviction relief.
VI. Petitioner alleges that his trial counsel was ineffective because of an
impermissible conflict of interest.
Citing Sullivan v. Cuyler, 723 F.2d 1077 (3d Cir. 1983), petitioner maintains that
his differences with his counsel precluded them from taking the minimum steps
necessary to investigate and present an adequate defense on his behalf. Petitioner
cites counsel's argument during the penalty phase when she told the jury, "[I] can tell
you that we have not communicated well, and I don't know this man. He has not let us
in." She described petitioner as defiant, tormented, destructive, friendless, troubled,
confused, and unable to communicate with anyone. Undoubtedly, petitioner was
difficult to represent because he would not fully cooperate with counsel. He is not
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cooperating with his post-conviction counsel by not undertaking a psychiatric or
psychological examination. A defendant's lack of cooperation with his counsel, without
a legitimate basis, does not create a conflict of interest whereby counsel is ineffective.
Representing difficult clients comes with being a criminal defense lawyer, as do the
inevitable claims of ineffectiveness of counsel. Overall, petitioner's two appointed
attorneys conducted an adequate investigation and presented an appropriate defense
within the constraints imposed upon them by petitioner.
JURY CHARGE ISSUES
I. Petitioner alleges that the trial court erred in instructing the jury that if they found
the killing of Rashawn Bass was intentional, then they must also find malice.
The court's charge on murder was as follows:
Now, I will review with you the elements of all of these offenses.
First degree murder. You may find defendant guilty of first degree murder
if you are satisfied that the following elements have been proven beyond
a reasonable doubt:
One, that Rashawn Bass is dead. Two, that defendant killed him.
By that I mean that his conduct was a direct cause of his death. In order
to be a direct cause of a death, a person's conduct must be a direct and
substantial factor in bringing about his death.
Three, that the killing was with a specific intent to kill. Four, that
the killing was with malice. A killing is with specific intent to kill if it is
willful, deliberate, premeditated; that is, if it is committed by a person who
has a fully formed intent to kill and who is conscious of his own intent.
Although a defendant must premeditate in order to have a specific
intent to kill, premeditation does not require planning or previous thought.
It may but it does not have to. Premeditation can be very brief. All that is
necessary is that there be time enough so that defendant has a fully
formed intent to kill the victim and is conscious of that intention.
A killing is with malice if it is done with a specific intent to kill. If
you believe that the defendant intentionally used a deadly weapon on a
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vital part of the body of Rashawn Bass, you may regard that as an item of
circumstantial evidence from which you may infer that the defendant had
a specific intent to kill which was malicious. If the defendant had a
specific intent to kill, the killing was malicious.
State of mind is to be determined from all of the evidence and the
reasonable inferences that may be drawn therefrom as I have outlined for
you in the basis of the general charge that I have already given to you.
Third degree murder. In this case, any murder that is not first
degree murder is third degree murder. You may find defendant guilty of
third degree murder if you are satisfied that the following elements have
been proven beyond a reasonable doubt:
One, Rashawn Bass is dead. Two, that defendant killed him; in
other words, caused his death, as I had previously explained. Three, that
the killing was with malice.
The specific element of first degree murder that is not present in
third degree murder is a specific intent to kill. In the context of third
degree murder, malice is one of the following states of mind:
A wickedness of disposition, hardness of heart, cruelty,
recklessness of consequences, and a mind regardless of social duty
indicating an unjustified regard for the probability of death or great bodily
harm and an extreme indifference to the value of human life.
It may also include an intent to kill or an intent to inflict serious
bodily harm. Although if you find a specific intent to kill, that would raise
third degree murder to murder in the first degree.
Malice may be either expressed by the defendant or inferred from
his conduct or words in light of the attending circumstances. Malice may
be inferred from the intentional use without legal excuse or justification of
a deadly weapon on the vital part of the body of the person killed.
Again, the difference between first degree murder and third
degree murder is a specific intent to kill. If a person has a specific intent
to kill, as I have defined it, that constitutes malice, and it is the specific
intent to kill with malice that raises third degree murder to first degree
murder.
In contrast, a killing without a specific intent to kill which is still
malicious, as I have defined the term malice, is third degree murder
because the difference between third degree murder and first degree
murder is the lack of a specific intent to kill.
Again, a killing is with a specific intent to kill if it is willful,
deliberate, or premeditated; that is, if it is committed by a person who has
a fully formed intent to kill and who is conscious of his own intent.
Although a defendant must premeditate in order to have a specific
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intent to kill, premeditation does not require planning or previous thought.
It may but it does not have to. Premeditation can be very brief. All that is
necessary is that there be time enough so that defendant has a fully
formed intent to kill the victim and is conscious of that intention.
A killing is with malice if it is done with a specific intent to kill. A
killing without the specific intent to kill with malice is third degree murder
rather than first degree murder.
Petitioner maintains in his petition that the charge:
[o]n specific intent to kill and malice, and how these elements distinguish
first-degree and third-degree murder, were confusing and incorrect. By
equating malice with specific intent, the Court improperly instructed the
jury that it need not find malice, an element of first-degree murder. But
specific intent to kill and malice are two distinct concepts.
In Commonwealth v. Carter, 537 Pa. 233 (1994), the Supreme Court of
Pennsylvania stated:
Under Pennsylvania law, first degree murder is an intentional
killing. See 18 Pa.C.S.A. § 2502(a)(1). As defined by common law, first
degree murder is accompanied by a specific intent to kill and deliberation
or premeditation. The requirements of premeditation and deliberation are
met whenever there is a conscious purpose to bring about death.
(Footnote omitted.) (Citations omitted.)
In Commonwealth v. Fisher, 769 A.2d 1116 (Pa. 2001 ), the Supreme Court of
Pennsylvania stated that:
To prove first-degree murder, the Commonwealth must show that
the accused acted with the specific intent to kill; that a human being was
unlawfully killed; that the person accused did the killing; and that the
killing was willful, deliberate, and premeditated. The specific intent to kill
can be inferred from the use of a deadly weapon on a vital part of the
body. (Citations omitted.)
The charge on first degree murder was correct. A killing is first degree murder
and is with malice if it is done with a specific intent to kill. A killing without a specific
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intent to kill with malice is third degree murder rather than first degree murder. A
similar charge in Commonwealth v. Sweger, 34 Cumberland L.J. 290 (1994), was
affirmed by the Superior Court of Pennsylvania in a published opinion at 351 Pa.
Super. 188 (1986).
II. Petitioner alleges that the trial court committed reversible error in refusing to
give the jury an instruction on voluntary manslaughter.
In our opinion of November 13, 1997, in support of the judgment of sentence, we
rejected this allegation, stating:
Defendant came to Tara's home after midnight on June 30,
uninvited and armed. Defendant, who had never lived with Tara,
intentionally intruded upon her over a half month after she had civilly told
him that their relationship was over. Defendant would not leave Tara's
home when she told him to leave. Rashawn Bass was in Tara's home at
her invitation. Bass did nothing whereby a jury could have concluded that
he seriously provoked defendant into killing him unless we were to
conclude that defendant owned Tara as a result of their sporadic
relationship, and that Rashawn Bass, therefore, should not have been
with her thereby seriously provoking defendant. Such a proposition is
absurd. In Commonwealth v. Watson, 523 Pa. 51 (1989), the defendant
was convicted of first degree murder and sentenced to death for killing
Sheryl Harding. The facts set forth by the Supreme Court of
Pennsylvania are:
On June 15, 1982, Herbert Watson went to the residence of
Sheryl Harding. Both had lived together for approximately five
years until they separated two weeks before the above date.
Shortly before Watson arrived, Roslyne Johnson, Harding's sister,
and Maxilyn Vann, Johnson's boyfriend, responding to Harding's
telephone call, drove to the house to get Harding and her two
children. While they waited outside in Vann's car, Watson
approached and fired three shots into the car, two of which struck
Vann. Johnson, seeing Watson approach, locked Harding's front
door. Watson, however, shot the lock off and proceeded upstairs.
There, he grabbed Harding from the closet where she was hiding
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with her two children, and shot her twice. After reloading his gun
and leaving the room, he returned, shot Harding one more time,
and then shot himself. (Emphasis added.)
In rejecting defendant's argument that he was entitled to present to the
jury a claim that his killing Sheryl Harding was in the heat of passion
sufficient to reduce the degree of homicide to voluntary manslaughter, the
Supreme Court stated:
Although sudden intense passion may indeed negate the
element of malice necessary to a finding of murder, such passion
must be precipitated by serious provocation, and it must be so
sudden as to preclude cool reflection. Notwithstanding appellate
counsel's assertions that evidence of provocation was of record in
this case in the form of anger, jealousy and rage in that Watson
was aware that Harding had a new boyfriend at the time he went to
her residence, we agree with the lower court that there is not even
a scintilla of evidence to establish sufficient legal provocation
by the victim to support a voluntary manslaughter claim.
(Emphasis added.)
In Commonwealth v. Walker, 540 Pa. 80 (1995), defendant was
convicted of first degree murder and sentenced to death for the killing of
Ricardo Thomas. The facts as set forth by the Supreme Court of
Pennsylvania are:
Appellant and Lisa Johnson lived together for a period of
two years before she returned with their two sons to live with her
parents, Gladys and Leon McKnight, in order to escape appellant's
abuse. Thereafter, appellant repeatedly harassed Lisa by going
over to the McKnight residence, after her parents had gone to
work. According to the testimony of Lisa Johnson's sister, Tracey
McKnight, appellant would come over to the McKnight residence
almost every day and often threaten Lisa that if she did not get rid
of her new boyfriend, he was going to kill her and her family.
These acts eventually compelled Lisa to obtain a protection from
abuse order. However, in spite of the order, appellant continued to
harass and threaten her and her family. On one occasion, after
Gladys McKnight told appellant that she would have to call the
police if he did not leave the house, he told her to go ahead and
that if she did, "1 will blow your fucking brains out."
On April 22, 1993, the morning before the killing, appellant
went to the McKnight residence and physically assaulted Lisa by
striking her across the face after she refused to have sexual
intercourse with him. Later in the day, appellant repeatedly called
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the McKnight residence demanding to speak to Lisa and inquiring
as to whether her new boyfriend, Denzell Brown was present. The
deceased, Ricardo Thomas, who was the godfather of one of
appellant's children, took one of these phone calls and ordered
appellant to stop harassing Ms. Johnson. At approximately
midnight, appellant once again telephoned Lisa and told her that
he was coming over. He also threatened her by stating, "If I can't
have you, ain't nobody going to have you."
By the time Denzell Brown and his friend and co-worker,
Harry Smith, left the residence (around 2:00 a.m.), appellant still
had not arrived. Although as they were leaving the neighborhood,
they noticed a gray car parked around the block which was later
identified as appellant's vehicle. Due to the McKnight's obvious
concerns, Ricardo Thomas offered to sleep on the downstairs
couch in order to protect Lisa in the event that appellant followed
through on his threats. Lisa slept on another sofa in the same
room.
Sometime between 3:00 a.m. and 3:30 a.m., appellant, who
had been waiting in his car, broke through the front door, walked
over to Ricardo Thomas, who was still sleeping on the couch, and
shot him in the forehead and in the chest. Evidence was offered
which indicated that the gun was fired from six to ten inches from
the victim's head. Appellant then turned to Lisa who had
awakened and said, "Lisa this is what you get for playing."
Appellant then shot her two times in the head.
Defendant subsequently gave the following statement to the police: I got
to the house and pushed the door open. One guy was laying on the
couch. We started wrestling on the couch and I grabbed my gun from out
of my pants pocket and I started squeezing the trigger and the gun went
off three times. Then I turned my head and I heard Lisa calling me all
kind of bitches. She started asking me why I did that and she started
saying that she hated me she hated me. Then I pointed the gun at her
and I shot her two times. So then I drove off and sat in the car for a while.
(Citation omitted).
On this evidence the Supreme Court of Pennsylvania concluded that
defendant "[s]imply fails to demonstrate that there was sufficient
provocation to insight a reasonable person into a killing rage." As in
Watson and Walker, there was no evidence in the case sub iudice to
demonstrate that there was sufficient provocation to insight defendant into
a killing rage.
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Petitioner challenged our holding in his direct appeal to the Supreme Court of
Pennsylvania. That Court affirmed the judgment of sentence, stating:
A defendant is entitled to a voluntary manslaughter charge only when the
evidence adduced at trial would support such a charge. Commonwealth
v. Browdie, 543 Pa. 337, 349, 671 A.2d 668 (1996); Commonwealth v.
Williams, 537 Pa. 1,640 A.2d 1251 (1994). In determining whether the
evidence adduced at trial support such a charge we must view the
evidence in the light most favorable to defendant. Voluntary
manslaughter, 18 Pa.C.S. § 2503(a) is defined as follows:
(a) General Rule - A person who kills an individual without lawful
justification commits voluntary manslaughter if at the time of the
killing he is acting under a sudden and intense provocation by:
(1) the individual killed; or
(2) another whom the actor endeavors to kill, but he negligently or
accidentally causes the death of the individual killed.
In Commonwealth v. Jones, 546 Pa. 161,683 A.2d 1181 (1996), this court
held that a voluntary manslaughter charge is not proper where the person
who was killed is not the person who provoked the defendant, absent
evidence of negligence or accident.
In his brief to this court, appellant's evidence of provocation relates
to past incidents with Tara Hodge and appellant's interaction with Tara
Hodge on the night of the murder. Accordingly, it appears that appellant
is arguing that Tara Hodge was responsible for the provocation that
warranted the voluntary manslaughter charge. However, Tara Hodge was
not the individual killed. Moreover, appellant does not assert that he was
endeavoring to kill Tara Hodge at the time he shot Rashawn Bass, or that
he negligently or accidentally shot Bass. Appellant seems to imply that a
voluntary manslaughter charge is warranted even where he was provoked
by someone other than the person who was murdered. There is no legal
support for such argument. Accordingly, appellant's claim lacks arguable
merit.
In the post-conviction hearings, petitioner introduced evidence, mainly through
letters which was cumulative to the evidence that was admitted at trial, that he and Tara
Hodge had an off-again on-again relationship from when they first started seeing each
other in 1993. Petitioner was jealous of Tara, even holding against her a relationship
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that she had with his friend, Anthony Lock, before he became involved with her. Over
the years, Hedge wrote petitioner numerous letters indicating that she was considering
breaking off their relationship, but she never followed through. Petitioner suggests that
his trial/appellate counsel was ineffective in failing to introduce this evidence which he
maintains would have shown a course of conduct sufficient to raise an issue of
adequate provocation to warrant a charge of voluntary manslaughter. Petitioner cites
Commonwealth v. Laich, 777 A.2d 1057 (Pa. 2001), in which a charge of voluntary
manslaughter was given to the jury in a case in which defendant lived with a woman a
week before killing her. The defendant went to the apartment of the woman, and heard
what he believed to be her and a man engaging in sexual relations. He forced his way
into the apartment, and fatally shot the woman, who was naked as she came down the
stairs. He then proceeded up the stairs to a bedroom, where he fatally shot a man in
the bedroom. The jury found defendant guilty of murder in the first degree, however,
the Supreme Court of Pennsylvania reversed the conviction based on an evidentiary
error in the admission, via double hearsay, of a prior statement of the defendant.
In the case sub judice, the additional evidence admitted in the post-conviction
hearings was cumulative to that which was admitted at trial regarding the on-again off-
again relationship of Hedge and petitioner, and of petitioner's jealousy. It would not
sufficiently add to the facts on which the Supreme Court has already concluded that the
request to charge on voluntary manslaughter was properly denied.
DEATH PENALTY ISSUES
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I. One aggravating circumstances found by the jury was:
The defendant committed the killing of Rashawn Bass while in the
perpetration of the felony of carrying a firearm without being licensed,
and the felonies of aggravated assault and attempted criminal homicide
against Tara Hodge. (Emphasis added.)
Petitioner argues that the legislature, in Section 9711 (d)(6) of the Judicial Code,
intended to limit the felonies which could be used to establish aggravating
circumstances for the death penalty to only those felonies set forth in Section 2502(d)
of the Crimes Code. The Judicial Code at 42 Pa.C.S. Section 9711(d)(6) defines as an
aggravating circumstance: "The defendant committed a killing while in the perpetration
of a felony." Petitioner alleges that the phrase "in the perpetration of a felony," is
limited by the Crimes Code at 18 Pa.C.S. § 2502(d), that defines "perpetration of a
felony" as "[t]he act of the defendant in engaging in or being an accomplice to the
commission of, or attempt to commit, or flight after committing, or attempting to commit
robbery, rape, or deviate sexual intercourse by force or threat of force, arson, burglary
or kidnapping." This contention was not raised by trial/appellate counsel, which
petitioner claims were ineffective. In Commonwealth v. Walker, 656 A.2d 90 (Pa.
1995), the Supreme Court of Pennsylvania stated:
[a]ppellant argues that the death penalty statute is unconstitutional
because there is no definition as to what constitutes a felony. The statute
in question states in relevant part:
(d) Aggravating circumstances.--Aggravating circumstances
shall be limited to the following:
(6) The defendant committed a killing while in the
perpetration of a felony.
42 Pa.C.S. § 9711(d)(6). This identical argument was rejected in
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Commonwealth v. Basemore, 525 Pa. 512, 582 A.2d 861 (1990), wherein
this Court stated that "[a]s to the term 'felony' as used in the aggravating
circumstance the defendant committed a killing while in the perpetration
of a felony, it is clear that it is adequately defined by reference to our
Crimes Code which specifically designates those crimes which are
felonies, 18 Pa.C.S.A. § 101 etseq." Id., 525 Pa. at 532, 582 A.2d at 871.
Hence, this claim is meritless.
Appellant also argues that the death penalty statute is
unconstitutional because the aggravating circumstance of a "killing
committed while in the perpetration of a felony," is also the definition of a
felony murder, which is punishable only by life imprisonment. Thus,
appellant contends that the jury is provided with an "unbridled choice" of
penalties because felony murder could also rise to the imposition of the
death penalty as an aggravating circumstance. This convoluted
argument, however, confuses the guilt and penalty phases of the Crimes
Code and fails to take into account that if the jury finds a specific intent to
kill, the crime is first degree murder, which may be punishable by death.
Appellant also asserts that the trial court erred in permitting the jury
to consider criminal trespass, a felony, as an aggravating circumstance.
As discussed above, the jury may find as an aggravating circumstance
that the killing was committed while in the perpetration of a "felony."
Felonies are expressly defined in the Crimes Code. Appellant argues,
however, that the legislature did not intend to include criminal trespass
among those felonies that may be considered for purposes of determining
aggravating circumstances. He fails to cite to any legislative history in
support of his claim. Because 42 Pa.C.S. § 971 l(d) expressly permits the
use of "felonies" as an aggravating circumstance, of which criminal
trespass is one, we find no merit to appellant's claim. Thus, criminal
trespass may be considered as an aggravating circumstance and
appellant's final claim must fail. (Footnotes omitted.)
Walker is precedent although petitioner, in support of his claim, has provided us
with an analysis of the legislative history of Section 9711 (d)(6) of the Judicial Code.
Notwithstanding, there is nothing ambiguous about the phrase "perpetration of a felony"
as set forth in Section 9711(d)(6). In contrast, in Section 971 l(d), of the Judicial Code,
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Section 5121 of the Crimes Code is referenced to define a fireman, police officer, or
public servant. Also in Section 9711(d)(12), of the Judicial Code, Section 2503 of the
Crimes Code is referenced to define "voluntary manslaughter." Also in Section
9711 (d)(13), (d)(14), and (d)(15), of the Judicial Code, Section 306(c) of the Crimes
Code is referenced to define an "accomplice." Furthermore, in Section 9711(d)(18), of
the Judicial Code, the legislature references 23 Pa.C.S. Ch. 61 to define "protection
from abuse." If in Section 9711(d)(6) of the Judicial Code the legislature had intended
to use Section 2502 of the Crimes Code to limit the definition of "in perpetration of a
felony" as applicable to an aggravating circumstance, it would have done so in the
same way as in those sections of the Judicial Code cited above. The fact that the
legislature did not include any reference to the Crimes Code in Section 9711(d)(6) of
the Judicial Code, is a clear indication that it intended the scope of felonies to support
an aggravating circumstance for murder in the first degree to be broader than those
felonies that it has provided support a conviction for murder in the second degree. The
legislation that was enacted controls, not the history of the debate leading to the
passage of that legislation.
II. The second aggravating circumstance found by the jury was:
In the commission of the criminal homicide, defendant knowingly
created a grave risk of death to Tara Hodge in addition to Rashawn
Bass who was the victim of the offense. (Emphasis added.)
Petitioner maintains that it was error to submit this aggravating circumstance to
the jury, and that trial/appellate counsel was ineffective for failing to object at trial and
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raise the issue on the direct appeal. In Commonwealth v. Paolello, 665 A.2d 439 (Pa.
1995), the Supreme Court of Pennsylvania stated:
Sufficient evidence to support the application of the aggravating
circumstance of creating a grave risk of harm to persons other than the
murder victim, has been found by this court in those instances where the
other persons are "in close proximity" to the decedent "at the time" of the
murder, and due to that proximity are in jeopardy of suffering real harm.
[i]t is clear that sufficient evidence to support this particular aggravating
circumstance arises only in those factual situations where a nexus exists
connecting the "other persons" to the zone of danger created by the
defendant's actions in killing the victim.
The risk of harm to others must occur or be imminent at the time of the
acts leading to the death of the victim, for this aggravating circumstance
to be applicable to the penalty determination.
Petitioner places considerable reliance on Commonwealth v. Stokes, 532 Pa.
242 (1992). The facts in Stokes were:
Appellant's convictions resulted from his participation, along with
Donald Jackson, in the robbery of Smokin' Joe's Korner on March 12,
1982. Smokin' Joe's is a restaurant and bar, where the appellant had
been previously employed, located at 5100 City Line Avenue in the city of
Philadelphia. At trial Mr. Jackson testified that he and appellant had
donned blue jumpsuits and ski masks and equipped themselves with
weapons in anticipation of the robbery. Jackson was armed with an
automatic pistol and appellant carried at .38 caliber revolver.
The two men entered the restaurant through the unlocked rear
kitchen door with their guns drawn. They confronted two restaurant
employees in the kitchen, Renard Mills and Pierre Blassingame. A third
restaurant employee, Eugene Jefferson, entered the kitchen from another
part of the building about the same time. Appellant locked the three
employees into a walk-in refrigerator, then proceeded into the restaurant
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office where he encountered Mary Figueroa, the restaurant manager and
wife of one of the owners of Smokin' Joe's. Jackson joined appellant and
Mrs. Figueroa in the office as appellant was forcing Mrs. Figueroa to open
the safe. At that point Jackson noticed appellant's ski mask was pulled
up off his face. Jackson told appellant to cover his face, to which
appellant replied that he had already been recognized by Mrs. Figueroa.
After Mrs. Figueroa opened the safe she was placed in the walk-in
refrigerator with the other three employees. Mrs. Figueroa told the others
that she had recognized "Trent." She then attempted to exert a calming
influence upon the others in the refrigerator.
With everyone in the refrigerator, Jackson and appellant
proceeded with their looting of the restaurant. Unfortunately, while these
activities were in progress, Peter Santangelo, a mailman, happened upon
the scene. Jackson opened the kitchen door a fraction sufficient enough
to accept delivery of the mail, and then closed the door. Appellant, afraid
of being discovered, chased after the mailman, bringing him into the
restaurant and ordering him, at gun point, to lie on the kitchen floor. With
Mr. Santangelo on the floor, appellant placed his ear against the
refrigerator door in an effort to overhear the conversation among the
persons therein.
Appellant then announced to Jackson that he had been identified
and would have to "off" the witnesses. Whereupon, appellant opened the
refrigerator and fired three shots, killing Eugene Jefferson and Mary
Figueroa. Upon witnessing this even, Peter Santangelo ran from the
kitchen. Appellant cornered Mr. Santangelo at the locked front door and
fired three more shots, leaving Mr. Santangelo as his third fatality.
Jackson, upon witnessing the murders, ran out the rear door and
started the car. The vehicle was difficult to start, leaving sufficient time for
appellant to join Jackson in the car. The two men then fled the scene.
Appellant and Jackson went to the home of Jackson's friend, Eric Burley,
where they divided the proceeds of the robbery and directed Burley to
dispose of appellant's gun, the jumpsuits, and the ski masks worn during
the commission of the crimes.
In a plurality opinion, Justice Cappy concluded that "[t]here where no other persons in
close proximity to Peter Santangelo, as appellant closed the refrigerator door before
chasing Santangelo into another room where he was then shot and killed by appellant,
thus the charge was completely inapplicable to the murder of Santangelo."
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Unlike the facts in Stokes, when petitioner entered Tara Hodge's apartment,
they argued, and petitioner wanted to know who was in the shower. When Tara said
that it was a friend, petitioner said they must have just had sex. When Tara told
petitioner that was not true, they argued some more, and Tara told him to leave.
Petitioner then banged on the bathroom door, saying that "You mean to tell me I came
all this way and you are not going to have him leave." When Tara told petitioner to
leave, petitioner reached into his sweats and removed a handgun. He shot Tara, then
went into the bathroom, and shot and killed Rashawn Bass. Tara Hedge was in close
proximity to Rashawn Bass when she was shot and he was killed. Petitioner shot
Hedge to get at Bass. It was Hedge's proximity to the killing of Bass that resulted in her
being shot, thus a clear nexus existed connecting Hedge to the zone of danger created
by petitioner's action in killing Bass. The risk of harm to Hedge being imminent at the
time of petitioner's acts leading to the killing of Bass, the aggravating circumstance of
creating a grave risk to Hedge at the time Bass was killed was properly submitted to the
jury which found it to be an aggravating circumstance.
III. During the District Attorney's closing argument in the penalty phase, he listed, as
a way of illustration, all of the statutory mitigating factors that can be presented in a
penalty phase. There was no objection by trial counsel. Petitioner now alleges that
this was error sufficient to warrant post-conviction relief.
We do not see how informing the jury of all of the statutory mitigating
circumstances, in order to place the death penalty statute in perspective, constitutes
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error requiring a new penalty phase trial. Defense counsel, in her closing address, did
more than just list other statutory aggravating circumstances. She argued:
You convicted him of the carrying of the weapon, and you convicted him
of the perpetration of a felony, which was assaulting Tara Hodge. These
are repackaging what you did yesterday. These are the weakest of
aggravating circumstances in the Pennsylvania Code.
Here are some real aggravating circumstances, killing a police
officer, a contract killing, paying someone to kill someone, the victim was
a hostage, torture, already serving life. That means that the person has
already got a huge record or has probably killed before, murdered before,
drugs, serious prior felony record where people were hurt or threatened of
being hurt.
It is significant that these are not aggravating circumstance in
Antyane's case. The aggravating circumstances in Antyane's case are
the same reasons that you convicted him yesterday.
The District Attorney's comments regarding the statutory scheme of mitigating
circumstances does not warrant post-conviction relief.
IV. Petitioner alleges that his trial counsel was ineffective for failure to introduce
mitigation evidence in the penalty phase of, (1) his increasingly paranoid behavior,
paranoid schizophrenia, diminished capacity, emotional trauma, and (2) his family
history of dysfunction, abuse, and tragedy.
As to the first contention, trial counsel was aware that petitioner had no history of
mental illness because, as we have previously concluded, they could rely on the
evaluation of petitioner from the Norristown State Hospital that he was not mentally ill,
and was malingering. Commonwealth v. Bracey, 787 A.2d 344 (Pa. 2001). As to the
second contention, trial counsel hired Laurie James Monroe, a social worker/mitigation
specialist. She testified at a post-conviction hearing that her pre-trial investigation into
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petitioner's background included interviews with his mother, father, brother, aunt and
uncle, two cousins, two high school counselors, a family friend, and an officer under
whom he served in the Army. She met with trial counsel and petitioner. She testified in
the post-conviction proceedings that the family hid a lot of information from her, and
was not as forthcoming as it could have been. She testified that petitioner was not
cooperative with her, and he became hostile.
Trial counsel presented to the jury petitioner's personal history, and family
history, through the testimony of his mother, Juanita Robinson. Mrs. Robinson testified
that she and her husband live in Fort Washington, Maryland. She testified that her
oldest daughter, Eulana, is a diagnosed paranoid schizophrenic, and lives in a group
home. She and her husband are raising Eulana's child, Prish Robinson, age 12. Her
second daughter, Deondela, at age 27, was found dead in a hotel room in Atlantic City.
She and petitioner were close and he was affected by her death. Mrs. Robinson has
an older son Lorenzo. Petitioner, who was 27 at the time of trial, went through school,
without problems, in Washington, D.C., where he graduated from Anacostia High
School. He had some difficulties with his father during his youth. He went into the
United States Army, and was honorably discharged. After discharge, he was in the
Army Reserves for a period of time. Other than when he was in the Army, for most of
his life he lived at home. He has two nieces to whom he was a "great uncle." Petitioner
went to work for a manufacturer of floor mats after he came out of the Army. He also
worked for the United States Postal Service. Mrs. Robinson testified that her husband
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is a United States Postal Inspector, and has worked for the post office for 32 years.
She testified that they were very lucky and fortunate to have a very nice home, and that
"God has blessed us in that respect." Trial counsel also called Pearlie Mae Williams,
of Washington, D.C., who is petitioner's paternal aunt. She testified that Deendela's
death made petitioner very sad, and caused considerable grief for him and his family.
The defense called Pamela Hedge, the mother of Tara Hedge. She testified that her
impression of petitioner had been that he was a "nice boy."
This history of petitioner that was developed in the investigation of Laurie James
Monroe, was that petitioner was a generally good child and young adult, who went
seriously astray only once, which was with respect to this case. That was the personal
history, along with the family history of the unfortunate circumstances involving
petitioner's two sisters, that the jury learned of in the penalty phase. Presenting that
history was a strategy designed to effectuate petitioner's interest. Commonwealth v.
Rivers, 786 A.2d 923 (Pa. 2001).
In the post-conviction proceeding, petitioner presented testimony suggesting that
his father, at times, abused his mother, and was unfaithful to her. The mitigation
specialist testified, and was critical of trial counsel for not calling petitioner's father as a
witness during the penalty phase. This information would have been marginally
relevant, and would have served no useful purpose. Laurie James Monroe did not
develop any significant relevant information about petitioner that was not adequately
presented to the jury by the defense. Trial counsel presented petitioner's history in the
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best light possible. Counsel was not ineffective in following that valid strategy.
V. As set forth by the Supreme Court in its opinion in affirming the judgment of
sentence:
Appellant's sixth and final claim is that the trial court should have
given a jury instruction that life sentence means life without the possibility
of parole.~5 "[A] jury must be informed that life means life without the
possibility of parole only when the prosecutor injects concerns of the
defendant's future dangerousness into the case. Commonwealth v. May,
1998 WL. 149308, 2 (Pa. April 2, 1998). In May, this court rejected a
claim that by raising the aggravating circumstance of a significant history
of felony convictions, the Commonwealth "injected the issues of his future
dangerousness into the sentencing." Id.
Appellant contends that the Commonwealth spent "a good deal of
time in both their case-in-chief and the penalty phase" implicating the
future dangerousness of appellant by references to the fact that appellant
was dangerous before the murder. In May, this court rejected a similar
argument. Moreover, this court has embraced the notion that this type of
instruction is necessary only where the future dangerousness of
defendant is expressly implicated.~6 Thus, where the only references to
the dangerousness of appellant relate to appellant's past dangerousness
a Simmons instruction is not necessary. Accordingly, appellant's
argument is without merit.
45 This type of instruction is commonly referred to as a Simmons
instruction, arising out of the case Simmons v. South Carolina, 512 U.S.
154, 114 S.Ct. 2187 (1994).
16 In addition to Commonwealth v. May, in Commonwealth v. Simmons this
court noted that a "Simmons" instruction would not be necessary where
the prosecutor implied in his closing statement that life imprisonment does
not mean life imprisonment, since such a statement did not implicate
defendant's future dangerousness. 541 Pa. 211,250 n. 15, 662 A.2d
621, n. 15 (1995).
Petitioner now alleges that his trial/appellate counsel was ineffective for failing to
claim on appeal another basis to reverse the death penalty based on a comment of the
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prosecutor during the penalty phase which he maintains required a Simmons
instruction. That statement was, "and then while he is killing Rashawn, another person
just almost is killed. This is a serious thing that we have to stop." The entire statement
the prosecutor made was:
Now, you consider those aggravating circumstances. I submit to
you your prior verdicts have proved them beyond a reasonable doubt.
There are two of them that the circumstances are that he killed in
perpetration of felonies carrying that gun illegally. Had he not done that,
this would have never happened. And then while he is killing Rashawn
another person gets almost killed. That's a serious thing that we have to
stop, and then in that course of creating a grave risk of death to Tara.
Those are two things.
Petitioner cites Kelly v. South Carolina, 534 U.S. 246, 122 S.Ct. 726, 151
L.Ed.2d 670 (2002), in which the Supreme Court of the United States stated that
"evidence of future dangerousness under Simmons is evidence with a tendency to
prove dangerousness in the future; its relevance to that point does not disappear
merely because it might support another inference or be described in other terms." The
comments of the District Attorney relating to the two aggregating factors that he alleged
were present did not constitute a Simmons statement suggesting to the jury that the
death penalty should be imposed because petitioner would be a danger to others in the
future.
VI. In its opinion upholding the judgment of sentence, the Supreme Court of
Pennsylvania concluded that the trial court, in four instances, erroneously admitted
evidence. In each instance the Supreme Court held beyond a reasonable doubt that
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the erroneously admitted evidence was harmless in that "it did not contribute to the
verdict." Petitioner now alleges that his trial/appellate counsel was ineffective because
the erroneously admitted evidence warrants the vacation of the death penalty, as his
mother was cross-examined by the District Attorney in the penalty phase regarding
some of that evidence. This issue has already been litigated. When the Supreme
Court stated that it was convinced beyond a reasonable doubt that the erroneously
admitted evidence did not contribute to the verdict, and upheld the judgment of
sentence of death, the issue has been decided adversely to petitioner.
VII. Petitioner alleges that his trial counsel was ineffective for making some
comments during the penalty phase that were not in his best interest.
How to effectively argue a case to a jury is in the eye of the beholder. Defense
counsel chose to address petitioner's faults head-on, not to gloss over them. Overall,
she made strong arguments, and an impassioned plea, for the jury to spare the
petitioner from the death penalty. She was not ineffective in this regard so as to
warrant post-conviction relief.
VIII. During his closing in the penalty phase of the trial, the District Attorney, referring
to petitioner, stated:
Of all the things that I think you would have maybe said was, you know,
given the argument yesterday, yeah, I did it, I was wrong, you know,
where is one sound of I'm sorry, one sound to say something about the
memory of this man? None. Well, he tossed it away just like that picture.
Petitioner alleges his trial/appellate counsel was ineffective for failing to object to
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this comment because he did not testify in any phase of his trial. Petitioner, did
however, make an opening statement to the jury while he was still representing himself.
In that statement he said:
And as [the prosecutor] said, everything I did was wrong,
okay, but for you to judge me only on one side of the evidence, I never
got a fair chance in life. This trial will never be fair until you give me true
justice, and that is the understand the whole picture. (Emphasis added.)
Petitioner went on to tell the jury numerous grievances he believed he had been
subject to in his life, and which he maintained the jury should consider in his case. The
comment by the prosecutor in his closing in the penalty phase was in reference to
petitioner's opening address. Defense counsel recognized this when she countered
the District Attorney's statement in her closing address, with:
When he stood up there and said everything I've done is wrong, I
don't know what he meant, but I think that he was finally coming to terms
with what he had done. He's behind. He's behind. He's behind times
emotionally. He should have long ago crashed and burned the way he
did in front of you and the way he is in the courtroom. He should have
long ago regretted what he did and realized what he did. It's just coming
to him now. He's troubled and confused, very troubled and confused, to
the point where he can't communicate with anyone.
There was no error as alleged by petitioner that would warrant post-conviction
relief.
IX. Petitioner alleges that the proportionality review of his death sentence by the
Supreme Court of Pennsylvania, and his direct appeal from the judgment of sentence,
violated his constitutional rights.
In its opinion in support of the judgment of sentence, the Supreme Court stated:
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[a]fter reviewing the information compiled by our Administrative Office, the
circumstances of the crime, and the character and record of appellant, in
accordance with the requirements set forth in Commonwealth v. Frey, 475 A.2d
700 (Pa. 1984), cert. denied, 469 U.S. 963 (1984), we do not find the sentence
imposed upon this appellant to be disproportionate to the sentence imposed
18
upon defendants in similar cases.
~8 Subsection (h)(3)(iii) of 42 Pa.C.S. § 9711 has been amended to delete the
requirement for a proportionality review effective June 25, 1997. However, as
the appellant herein was convicted and sentenced prior to the amendment, a
proportionality review is mandated. Commonwealth v. Gribble, 703 A.2d 426
(Pa. 1997).
This court has no jurisdiction to hear a challenge to the validity of the
proportionality review of the Supreme Court of Pennsylvania.
SENTENCING ISSUE
I. Citing Commonwealth v. Anderson, (550 A.2d 20 (Pa. 1994), petitioner alleges
that because his conviction of aggravated assault merged with his conviction for
attempted criminal homicide, a separate sentence could not be legally imposed on the
count of aggravated assault.
Petitioner was convicted of an aggravated assault on Tara Hedge and of an
attempted criminal homicide of Tara Hedge. On the aggravated assault, he was
sentenced to pay the costs of prosecution, and undergo imprisonment in a state
correctional institution for a term of not less than six years and nine months nor more
than twenty years, consecutive to the sentence of death imposed for the criminal
homicide of Rashawn Bass. On the charge of attempted criminal homicide, he was
directed to pay the costs of prosecution. He received no separate sentence on that
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charge.
CONCLUSION
We have found no error, cumulative, as suggested by petitioner, or otherwise,
that would provide relief to petitioner under the Post-Conviction Relief Act which, in
order to obtained relief, requires error that "so undermined the truth-determining
process that no reliable adjudication of guilt or innocence could have taken place." 42
Pa.C.S. Section 9543(a)(2). Accordingly, the following order is entered.
ORDER OF COURT
AND NOW, this day of April, 2002, finding no error warranting relief
under the Post-Conviction Hearing Act, IT IS ORDERED that the petition of Antyane
Robinson for post-conviction relief, IS DISMISSED.
By the Court,
Edgar B. Bayley, J.
Jaime Keating, Esquire
Assistant District Attorney
David Foster, Esquire
For Petitioner
:saa
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