HomeMy WebLinkAbout97-0015 civil termANN M. HARKESS, IN THE COURT OF COMMON PLEAS OF
PLAINTIFF CUMBERLAND COUNTY, PENNSYLVANIA
Mo
JACKSON NATIONAL LIFE
INSURANCE COMPANY AND
PRUDENTIAL INSURANCE
COMPANY OF AMERICA,
DEFENDANTS
Vo
RICHARD J. COYNE AND
ROSEMARY COYNE,
ADDITIONAL DEFENDANTS : 97-0015 CIVIL TERM
IN RE: CROSS-MOTIONS FOR SUMMARY JUDGMENT
BEFORE BAYLEY, J. AND GUIDO, J..
ORDER OF COURT
AND NOW, this /:~'~-- day of January, 2000, IT IS ORDERED:
(1) The motion of plaintiff, Ann M. Harkess, for partial summary judgment
against defendant, Jackson National Life Insurance Company, IS DENIED.
(2) The motion of defendant, Jackson National Life Insurance Company, for
summary judgment against plaintiff, Ann M. Harkess, IS GRANTED.
(3) The motion of defendant, Prudential Insurance Company of America, for
summary judgment against plaintiff, Ann M. Harkess, IS GRANTED.
(4) The motion of additional defendants Richard J. Coyne and Rosemary Coyne,
for summary judgment, IS GRANTED.
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Edgar B. Bayley, J.
R. James Reynolds, Jr., Esquire
For Ann M. Harkess
James J. Kutz, Esquire
For Jackson National Life Insurance Company
John McN.Cramer, Esquire
For Prudential Life Insurance Company of America
Arthur T. McDermott, Esquire
For Richard J. Coyne and Rosemary Coyne
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ANN M. HARKESS, IN THE COURT OF COMMON PLEAS OF
PLAINTIFF CUMBERLAND COUNTY, PENNSYLVANIA
V.
JACKSON NATIONAL LIFE
INSURANCE COMPANY AND
PRUDENTIAL INSURANCE
COMPANY OF AMERICA,
DEFENDANTS
V.
RICHARD J. COYNE AND
ROSEMARY COYNE,
ADDITIONAL DEFENDANTS : 97-0015 CIVIL TERM
IN RE: CROSS-MOTIONS FOR SUMMARY JUDGMENT
BEFORE BAYLEY, J. AND GUIDO, J.
OPINION AND ORDER OF COURT
Bayley, J., January '12, 2000:--
THE LAWSUIT
Plaintiff, Ann M. Harkess, filed a writ of summons on January 2, 1997, and a
complaint on July 14, 1997, against defendants, Jackson National Life Insurance
(Jackson) and Prudential Insurance Company of America (Prudential). Plaintiff alleges
in: Count I - Breach of Contract against Jackson; Count II - Negligence/Intentional
Tort against Jackson; and Count III - Negligence against Prudential. In Count I,
plaintiff alleges that Jackson breached an annuity contract issued to Mary V. Coyne
(Mary) when it recorded a change of beneficiary of that contract from plaintiff, who was
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the beneficiary designated by Mary V. Coyne, to Richard J. Coyne, Mary's nephew, and
his wife Rosemary Coyne. The change in beneficiary was made by Jackson on the
basis of an Annuity Service Request form signed by Richard J. Coyne pursuant to the
power of attorney granted him by Mary V. Coyne. Plaintiff seeks damages of
$313,075.05, plus interest, representing the proceeds of an annuity issued by
Prudential in exchange for the Jackson annuity which proceeds were paid to Richard J.
Coyne and Rosemary Coyne upon the death of Mary V. Coyne. Jackson filed a
complaint joining Richard J. Coyne and Rosemary Coyne as additional defendants.
Jackson, Prudential and Richard and Rosemary Coyne filed motions for summary
judgment, and plaintiff filed a motion for partial summary judgment against Jackson only
with respect to the breach of contract claim in Count I. The motions were briefed and
argued on December 8, 1999.
THE FACTS
The following facts are not in dispute. Plaintiff met Mary V. Coyne on May 1,
1973, and they became friends. They both lived in a condominium complex in Skokie,
Illinois, until plaintiff moved to Canton, Ohio, on October 14, 1981. When they lived in
Illinois, plaintiff helped Mary with her business affairs and finances. After she moved to
Ohio, she was in contact with Mary on a regular basis by telephone and mail. That
contact continued until the spring of 1990.
On April 21, 1982, pursuant to an Application made by Mary to Jackson on April
19, 1982, Jackson, in consideration for a single premium payment of $149,925, issued
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to Mary, as owner and annuitant, a Group Single Premium Deferred Annuity Contract
No. 2371630 with a maturity date of April 21,2000. The application for the annuity filed
by Mary set forth that the Owner retains the right to change the beneficiary. The annuity
provided that "[a]ny proceeds payable because of the death of Annuitant will be paid to
the Beneficiary. The Beneficiary, unless changed by the Annuitant, shall be designated
in the application for this Certificate." No beneficiary was designated by Mary in the
application.
On August 6, 1988, Mary signed a Beneficiary Designation Form provided by
Jackson in which she designated the beneficiary of the annuity as plaintiff, Ann M.
Harkess, whom she set forth was a "Friend." The form was signed by Mary in Skokie,
Illinois, in the presence of three witnesses and was recorded by Jackson on August 30,
1988. Mary sent the original Jackson annuity to plaintiff after designating her as the
beneficiary. At the same time Mary designated plaintiff as the beneficiary of this
annuity she also signed and delivered to Jackson beneficiary designation forms for
three other annuities issued by Jackson which she owned. On those three annuities
she designated as beneficiaries Richard J. Coyne, additional defendant herein, and
Marie Coyne, Richard Coyne's aunt and Mary's sister-in-law. Those beneficiary
designations were also recorded by Jackson on August 30, 1988.
Mary began living year-round in Florida in 1989. Additional defendant, Richard
J. Coyne, testified in a deposition that (1) he went to Florida in 1990, to see Mary
because his aunt Marie told him that Mary was not taking care of herself; (2) although
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he told Mary that he would take her to Skokie, Illinois, he drove her to his home in
Mechanicsburg, Cumberland County; and (3) Mary was confused when she arrived in
Mechanicsburg. Shortly thereafter, at the insistence of Richard and Rosemary Coyne,
Richard's daughter took Mary to the office of Attorney Allen Smith in Steelton, Dauphin
County, for the purpose of executing a power of attorney in favor of Richard Coyne.
Richard and Rosemary Coyne were not present. Smith had represented Richard
Coyne in various legal matters. Smith testified in a deposition that he met with Mary for
approximately one-half hour prior to preparing a power of attorney. He did not
specifically discuss with her whether she wanted to grant an attorney-in-fact the
authority to change the beneficiaries designated on any of her annuities. He did,
however, tell her that a power of attorney is a very broad and powerful document that
authorizes the attorney-in-fact to do, literally, anything that the individual would be able
to do themselves. Smith testified that he was of the opinion that the power of attorney
he drew for Mary is sufficiently broad to authorize the attorney-in-fact to change the
beneficiary on an annuity. He further testified that he was satisfied that Mary
understood the concept of and the depth and scope of the power of attorney she signed
in his office on May 3'1, '1990, in favor of Richard J. Coyne.
Five days after the Power of Attorney was executed, Richard Coyne appeared in
the offices of the Jackson Life Insurance Company in Meadows, Illinois, where he
completed and signed an Annuity Service Request Form requesting that the beneficiary
under the annuity issued by Jackson, on which Mary had designated plaintiff, Ann M.
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Harkess, as the beneficiary, be changed from p~aintiff to Richard and his wife Rosemary
as primary beneficiaries with two of P, ichard's children as contingent beneficiaries.
Richard signed the form "Richard J. Coyne, Power of Attorney." Richard testified in his
deposition that he does not recall any representative of Jackson questioning him about
the power of attorney when he submitted it to Jackson. Thereafter, at its home office in
Lansing, Michigan, an employee of Jackson, designated as a processor of beneficiary
and ownership changes, who was not an attorney, made a determination that the power
of attorney was broad enough to effectuate the change of beneficiary. The change was
recorded by Jackson on June '12, '1990.'
Thereafter, Richard Coyne withdrew some money from the annuity, as well as
other annuities owned by Mary, which he used to purchase a home for her across the
street from where he and his wife lived in Mechanicsburg. On January 4, '199'1,
pursuant to a petition filed in this court by the Cumberland County Office of Aging, Mary
was declared incompetent. The Office of Aging was appointed plenary guardian of her
person and Fulton Bank was appointed plenary guardian of her estate. An order was
entered revoking the power of attorney given to Richard J. Coyne. On February '14,
'199'1, Fulton Bank, as guardian of Mary's estate, and pursuant to Section 1035 of the
~ An Annuity Service Request Form for another Jackson annuity owned by Mary
Coyne, No. 2040710, was subsequently signed by Mary Coyne as owner in
Mechanicsburg, Pennsylvania, and dated July 2?, '1990. Jackson processed this form
and on August 8, 1990, changing the primary beneficiary as requested to Richard J.
Coyne and Rosemary Coyne.
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Internal Revenue Code, made a tax free exchange of the Jackson annuity for an
annuity issued by the Prudential Insurance Company of America. Fulton Bank dealt
with Prudential's agent, Richard Harper. The application for the Prudential annuity,
signed by Fulton Bank, listed Richard Coyne as the primary beneficiary and the estate
of Mary as the contingent beneficiary. A second application, signed by Fulton Bank, to
change the type of instrument from a variable annuity to a fixed annuity, listed the
estate of Mary as the primary beneficiary?
Mary died on January 2, '1994, of Alzheimer's Type Dementia. The computer
system at Prudential showed that Mary's estate was the beneficiary of the Prudential
annuity. However, Richard Coyne advised Prudential that he and his wife Rosemary
were the beneficiaries. Richard Harper was informed that Richard Coyne had used a
power of attorney to exchange the beneficiary of the Jackson annuity to himself and his
wife. Jackson supplied Harper with a copy of an Annuity Service Request form signed
by Mary naming Richard and Rosemary Coyne as the beneficiary on Annuity No.
2040710. This, however, was the annuity for which Mary named Richard and
2 Richard Harper testified in a deposition that the second application was
submitted because Prudential's legal department took the position that the annuity had
to be issued as a fixed, rather than a variable annuity, as that was the type of annuity
surrendered by Jackson. Harper further testified that when making a Section 1035
exchange, which permits an annuity contract owner to move the proceeds from an
existing annuity to an annuity with another insurer without losing the tax advantage
status of the annuity, that both annuities must be the same. Notwithstanding, Keith
Hylind, the Director of Annuity Services for Prudential, testified in a deposition that there
is no requirement that the beneficiaries be the same, only the owner and annuitant
need be the same to qualify for a Section 1035 exchange.
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Rosemary Coyne, beneficiary, not the Jackson Annuity No. 2371630 for which the
beneficiary was changed by Richard Coyne from plaintiff, Ann M. Harkess, to himself
and his wife. On May 6, 1994, Prudential paid the remaining proceeds of the annuity in
the amount of $313,075.05 to Richard J. Coyne and Rosemary Coyne.
THE POWER OF ATTORNEY
The power of attorney signed by Mary V. Coyne in the law office of Allen Smith in
Steelton, Pennsylvania on May 31, 1990, provides:
KNOW ALL MEN BY THESE PRESENTS, that i, MARY V. COYNE, do
make, constitute and appoint my nephew, RICHARD J. COYNE, my true
and lawful attorney for me and in my name to my use.
1. To ask, collect, demand, sue for and receive all sums of
money, interest, dividends, deposits, shares, securities, accounts,
pensions, annuities, rents, the proceeds of insurance of every kind,
retirement benefits, bonds, and building and loan or savings and loan
shares, Social Security and Medicare, now due or which may hereafter
become due and payable to me in any manner whatsoever, and upon
receipt of same to sign, seal, execute and deliver all necessary
acquittances and discharges therefor;
2. To sell, assign and transfer any stocks, bonds, claims,
shares, accounts, deposits or other securities now standing or that
may hereafter stand in my name on the books of any and all
corporations, national, state, municipal or private;
3. To invest and reinvest in such securities as my said attorney
deem safe and judicious to hold for my account;
4. To endorse notes, checks, drafts or other negotiable
instruments payable to my order which may require endorsement for
deposit as cash or for collection, and to make or enter into any
agreement or agreements for the management of my affairs and
property;
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5. To draw checks against or otherwise effect withdrawals from
checking or savings funds or other accounts standing in my name, in any
bank, savings institution or building and loan association;
6. To pay, discharge and settle all accounts, debts and demands
which are now or which may hereafter become due and payable by me; to
pay all my bills, including those for my real estate, home, living,
housekeeping, medical, hospital, nursing, room and board, care, and all
charges in any nursing or convalescent home, and taxes, which may now
or hereafter be due, owing or payable by me;
7. To represent me and in my behalf to vote and act, in person or
by proxy, for me at all meetings connected with any company in which I
may own stocks or bonds or be interested in any way whatsoever;
8. To enter and take possession of my safe deposit box, and the
contents thereof, and to file all income tax and other tax returns and
claims for refunds on my behalf;
9. To take charge of all my property of every nature and to pay
all bills in connection with the same;
10. To sign all medical release documents both for doctors and for
hospitals in my behalf and to consent to an operation and the
administration of anaesthetic or blood transfusion;
11. To maintain and make all necessary repairs on all real estate
owned by me, including 5220 Oakton Street, Skokie, Cook County, Illinois
and to pay all bills in connection with the maintenance of said property; to
let, demise and rent any real estate owned by me, or in which I have any
interest, including said property, at such rents and on such terms as my
said attorney shall deem proper and expedient; to receive, demand,
collect and recover all rents and arrears of rents which may hereafter be
due to me; to take all lawful ways and means for the recovery thereof
including entering upon said premises, distresses, suits and confessions,
and other proceedings at law;
12. To grant, bargain and sell all my real estate, or in which I have
any interest, including 5220 Oakton Street, Skokie, Cook County, Illinois,
at either public or private sale, at such time and for such price and upon
such terms and conditions as my said attorney shall think proper, and for
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me and in my name to grant and convey said real estate to the purchaser
or purchasers thereof so that good and sufficient title to the same be
given to said purchaser or purchasers, and for that purpose to make,
execute, acknowledge and deliver good and sufficient contracts, deeds in
fee simple, and conveyances for the same, with either covenants of
general or special warranties, which may be requisite or proper to
effectuate the same; to ask, demand, recover and receive all sums of
money, which shall become due and owing to me by means of such
bargain or sale, and to take all lawful ways and means for the recovery
thereof, and to execute and deliver sufficient discharges and acquittances
therefor, and upon the sale of said property to pay all taxes, water and
sewer rents and other liens and all expenses of the sale;
giving and granting unto my said attorney, Richard J. Coyne, full
power and authority to do and perform all and every act and thing
whatsoever requisite and necessary to be done in and about the
premises, as fully, to all intents and purposes, as I might or could do
if personally present, with full power of substitution and revocation;
hereby ratifying and confirming all that my said attorney, Richard J.
Coyne, shall lawfully do or cause to be done by virtue hereof. It is
expressly understood that no action by me in doing in person any of
the acts herein authorized to be done subsequently to the taking of
this instrument shall be treated as a revocation of the same.
This power of attorney shall continue in force and may be
accepted and relied upon by anyone to whom it is presented despite
my purported revocation of it or my death, until actual written notice of
either of such events is received by such person. In the event of my
incompetency, from whatever cause, this power of attorney shall not
thereby be revoked but shall thereupon become irrevocable and may be
accepted and relied upon by anyone to whom it is presented despite such
incompetency, subject only to it becoming void and of no further effect
only upon receipt by such person either of (1) written evidence of the
appointment of a guardian (or similar fiduciary) of my estate following
adjudication of incompetency, or (2) written notice of my death.
(Emphasis added.)
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THE CLAIM AGAINST JACKSON
Plaintiff maintains that as a matter of law the power of attorney did not authorize
the attorney-in-fact to make a gift to himself and his wife by changing the beneficiary on
the Jackson annuity. Jackson argues in its brief that "the following language in the
power of attorney, especially as contained in paragraph 2, is sufficiently clear as a
matter of law to establish that Richard Coyne, as Mary's attorney-in-fact, had the
authority to change the beneficiary on the Jackson annuity:"
1. To ask, collect, demand, sue for and receive all sums of money,
interest, dividends, deposits, shares, securities, accounts, pensions,
annuities, rents...
2. To sell, assign and transfer any.., claims, shares, accounts now
standing or that may hereafter stand in my name on the books of any and
all corporations ....
4. To endorse notes, checks..., which may require endorsement for
deposit as cash or collection and to make or enter into any agreement or
agreements for the management of my affairs and property.
9. To take charge of all my property of every nature and to pay all bills
in connection with the same.
All parties agree that because Mary executed the power of attorney in Steelton,
Pennsylvania, on May 31, 1990, that the law of Pennsylvania as it existed at that time
applies to the issue of whether Richard Coyne had the authority to change the
beneficiary on the Jackson annuity from Ann M. Harkess to himself and his wife, which
change was recorded by Jackson on June 12, 1990,
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THE CASE LAW
Jackson maintains that Estate of Reifsneider, 531 Pa. 19 (1992); Brenner v.
Manmiller, 78 Berks L.J. 310 (1986); and Taylor v. Vernon, 438 Pa. Super. 479
(1995), support its position that Richard Coyne had authority to change the beneficiary
on the annuity to himself and his wife. In the Estate of Reifsneider, supra, there was
a challenge to an election to take against a will by an attorney-in-fact using a power of
attorney. The Supreme Court of Pennsylvania concluded that the type of powers that
may be granted to attorneys-in-fact as specifically set forth by the Legislature, "[d]oes
not limit the subjects that may be properly addressed by powers of attorney, nor does it
confine the way such powers may be defined? The Supreme Court concluded that the
following power of attorney "[I]eaves no doubt that.., the claiming of an elective share
of the estate of the principal's deceased spouse--is within the class of activities that the
attorney-in-fact was authorized to perform," because:
Paragraph 7 authorizes the attorneys-in-fact '[t]o commence, prosecute,
discontinue and defend all actions or other legal proceedings touching my
estate or any part whatsoever, or touching any matter in which I or my
estate may be in any way concerned,.., as he/she in his/her sole
discretion shall deem best .... ' (Emphasis added). Paragraph 10
empowers them '[i]n general, to do all other acts, deeds, matters and
things whatsoever in or about my estate, property and affairs and things
herein, either particularly or generally described, as fully and effectually to
all intents and purposes as I could in my own proper person .... ' And
Paragraph 12 states even more broadly that the attorneys-in-fact '[i]n
addition to the powers and discretion herein specifically given and
conferred upon him/her and notwithstanding any usage or custom to the
3 The statutory law then applicable to powers of attorney was at 20 Pa.C.S.
Section 5601-5603.
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contrary, to have the full power, right and authority to do, perform and
cause to be done and performed all such acts, deeds, matters and
things in connection with my property and estate as he/sh~ i~ his/her
sole discretion, shall deem reasonable, necessary and proper, as fully,
effectually and absolutely as if he/she were the absolute owner and
possessor thereof.' (Page citations to the record omitted). (Emphasis
added.)
In Brenner v. Manmiller, supra, Brenner moved in with his grandson and his
grandson's wife, Brenda Manmiller. He subsequently executed a power of attorney
appointing Brenda Manmiller as his attorney-in-fact. The power of attorney authorized
the attorney-in-fact inter alia:
To make disbursements of monies belonging to me, in such manner,
at such times and for such purposes as my said attorney may, in her sole
unrestricted discretion and judgment, deem best for my benefit and
welfare and further for the maintenance, storage, upkeep and repair of
any real or personal property owned by me. (Emphasis added.)
In addition to all of the powers of my attorney hereinbefore stated, I
empower my attorney to exercise all of the powers including the broadest
set forth in section 5602(a) of the Probate Estates and Fiduciaries Code,
as amended.
After Brenner's death, and pursuant to the power of attorney, Brenda Manmiller closed
one of the decedent's savings accounts and transferred the proceeds totaling
$32,310.47 into her personal account. Upon the death of the decedent, some of his
beneficiaries filed an action in equity to recoup the amount which Manmiller had
transferred into her account. The Court of Common Pleas of Berks County held that
the power of attorney was insufficient to vest in the attorney-in-fact the authority to
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make gifts. The order of the trial court was affirmed per curiam by the Sup~:ior Court of
Pennsylvania at 389 Pa. Super. 644 (1989). However, the Suio~eme Court of
Pennsylvania at 531 Pa. 209 (1992), reversed per curiam the Superior Court and the
trial court, citing only to its decision in Estate of Reifsneider, supra.
In Taylor v. Vernon, supra, George R. Hixon, on May 5, 1992, directed his
attorney to prepare a deed transferring his real estate to himself and his daughter Lois
E. Vernon, appellant, as joint tenants with the right of survivorship. On May 26, 1992,
Hixon executed a power of attorney naming Vernon as his attorney-in-fact. The
document contained the following language:
KNOW ALL MEN BY THESE PRESENTS, that I, GEORGE R.
HIXON, residing at R.D. #1, Jefferson, Pennsylvania, do hereby nominate,
constitute, and appoint Lois E. Vernon, residing at R.D. # 1, Jefferson,
Pennsylvania, my true and lawful attorney-in-fact, for me and in my name,
place and stead, and for my use and benefit:
For me and in my name, to make, seal, and deliver, bargain,
contract, agree for, purchase, receive, and taken lands, tenements,
hereditaments, and accept the possession of all lands, and all deeds and
other assurances, in the law therefore, and to lease, let, demise, bargain,
sell, remise, release, convey, mortgage, and hypothecate lands,
tenements, and hereditaments upon such terms and conditions and
under such covenants as she shall think fit;
GIVING AND GRANTING unto my said attorney-in fact full
power and authority to do and perform every act necessary,
requisite, or proper to be done in and about the premises as fully as I
might or could do if personally present, with full power of
substitution and revocation, hereby ratifying and confirming all that my
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said attorney shall lawfully do or cause to be done by virtue hereof.
This Power of Attorney shall not be affected by the disability of the
principal subsequent to the execution thereof. (Emphasis added.)
A half-month later on June 10, Hixon's health deteriorated and he was
hospitalized. On June 18, appellant, signed the deed that had been prepared at the
request of her father by her father's attorney, for her father as grantor and as joint
grantee pursuant to the power of attorney, and also in her own name as joint grantee,
transferring the father's real estate into a joint tenancy with the right of survivorship.
The lawyer who drafted the power of attorney testified that decedent had directed him
to draft the deed because appellant had agreed to care for him for the rest of his life.
The executrix of the decedent's estate filed a suit in equity seeking to set aside the
conveyance to appellant, arguing that the father's power of attorney to appellant did not
give her authority to convey property as a gift. After a detailed review of the decisions
of the Supreme Court in Estate of Reifsneider, supra, and the Court of Common
Pleas of Berks County in Brenner v. Manmiller, supra, which was reversed per curiam
by the Supreme Court, the Superior Court of Pennsylvania, noting that the power of
attorney as in Estate of Reifsneider similarly required the attorney-in-fact to act for the
principal's "benefit and welfare," concluded that:
[t]he inquiry into whether a power of attorney confers a benefit on
the principal without conferring a benefit on the attorney-in-fact is
irrelevant. Rather, this case turns on whether the principal intended
to empower the attorney-in-fact to make the gift at issue. Estate of
Reifsneider, supra.
The power of attorney which Hixon executed authorized
appellant to 'convey... lands, tenements, and hereditaments upon
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such terms and conditions and under such covenants as she shall
think fit.' The document does not limit the types of conveyances or
the purposes for which conveyances can be made. Instead, the
document allows the attorney-in-fact to makes conveyances as she
sees fit. Further, the concluding paragraph of the power of attorney
accords the attorney-in-fact 'full power and authority to do and
perform every act necessary, requisite, or proper to be done in and
about the premises as fully as [Hixon] might or could do if personally
present.' Although the power of attorney utilizes general language,
we find that it sufficiently evidences the principal's intent to allow
appellant to make gifts consisting of property conveyances. We
arrive at this conclusion because the power authorized her to use
her discretion in deciding how to conduct her father's affairs.
(Emphasis added.)
DISCUSSION
In the next to the last unnumbered paragraph in the power of attorney executed
by Mary there is the same general language as there is in the power of attorney in
Taylor v. Vernon, supra. That language is:
[g]iving and granting unto my said attorney, Richard J. Coyne, full power
and authority to do and perform all and every act and thing whatsoever
requisite and necessary to be done in and about the premises, as fully, to
all intents and purposes, as I might or could do if personally present, with
full power of substitution and revocation ...
The similar language in Taylor is:
GIVING AND GRANTING unto my said attorney-in fact full power
and authority to do and perform every act necessary, requisite, or proper
to be done in and about the premises as fully as I might or could do if
personally present, with full power of substitution and revocation...
In her brief, plaintiff argues that "This general power only relates to the specific
power to sell real estate, and not to the other powers, since it immediately follows the
power to sell real estate in paragraph 12, appears to be a part of or at least modify
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paragraph 12, and is not a separately designated power, and refers to 'premises.'" The
unnumbered paragraph is separated from the twelfth paragraph by double spacing as
the numbered second through the twelfth paragraphs are all separated by double
spacing. The unnumbered paragraph is also separated by double spacing from the last
unnumbered general paragraph which starts with the words "This power of attorney
shall continue in force and may be accepted and relied upon by anyone presented...
"We disagree with plaintiff that the general language following paragraph 12 simply
modifies the authority granted in that paragraph to sell real estate; however, we do
agree that the paragraph is not a separately designated power. What the general
paragraph does is amplify all of the specific authority granted to the attorney-in-fact in
the twelve numbered paragraphs by giving the attorney-in-fact "[f]ull power and
authority to do and perform all and every act and thing whatsoever requisite and
necessary to be done in and about the premises .... "The paragraph also contains the
clause "It is expressly understood that no action by me in doing in person any of the
acts herein authorized to be done subsequently to the taking of this instrument shall be
treated as a revocation of the same." That obviously relates to the entire power of
attorney and is not limited only to the specific power to sell real estate in paragraph 12.
Accordingly, the word "premises" as it is used in the unnumbered paragraph means the
specific authority granted in the twelve numbered paragraphs. Therefore, we must look
to the specific language in the first twelve paragraphs as amplified by the general
language in the unnumbered paragraph to determine if it was Mary's intent to allow
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Richard Coyne the authority to make a gift of her property to himself and his wife. That
is the type of analysis the Supa. rior Court did in Taylor where the attorney-in-fact was
granted specific authority to convey land "as she shall think fit," which the court
concluded when taken together with the general paragraph which granted her "full
power and authority to do and perform every act necessary, requisite, or proper to be
done in and about the premises..." sufficiently evidenced the principal's intent to allow
the attorney-in-fact to make gifts consisting of property conveyances "[b]ecause the
power authorizes her to use her discretion in deciding how to conduct her father's
affairs."
In the twelve numbered paragraphs of the power of attorney executed by Mary,
there is no identical language such as was in (1) Taylor granting the attorney-in-fact the
authority to make conveyances as he "sees fit," which the Superior Court concluded
authorized the attorney-in-fact to transfer real estate to herself, and (2) Reifsneider
where the attorney-in-fact was authorized to do all acts with the principal's property and
estate "as in his/her sole discretion, shall be deemed reasonable," which clause the
Supreme Court concluded authorized the attorney-in-fact to elect to take against the will
of the estate of the principal's deceased spouse, and (3) Brenner where the per curiam
order of the Supreme Court resulted in the attorney-in-fact being able to gift money to
herself based on the authority to disperse money belonging to the principal "in her sole
unrestricted discretion and judgment." However, there is similar broad language in that
(1) paragraph one of the power of attorney authorizes Richard Coyne to "[r]eceive all..
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· annuities.., now due and which may hereinafter become due and payable to me in
any manner whatsoever, and upon receipt of same to sign, seal, execute and deliver all
necessary acquittances and discharges therefor," and (2) paragraph two authorizes him
"[T]o... transfer any.., securities now.., in my name on the books of any and all
corporations, national, state, municipal or private," and (3) paragraph nine authorizes
him "[T]o take charge of all my property of every nature .... "and (4) the amplification
language in the first unnumbered paragraph authorizes him "[f]ull power and authority
to do and perform all and every act or thing whatsoever requisite and necessary to be
done in and about the premises .... "
Based on the decisions of the Supreme Court and the Superior Court, it would
be splitting hairs to conclude that the power of attorney executed by Mary is not broad
enough to authorize the attorney-in-fact to make gifts of the principal's property. We
conclude as a matter of law, that although the power of attorney uses general
language, it sufficiently evidences Mary's intent to allow Richard Coyne, as her
attorney-in-fact, to make gifts of her property and therefore it allowed him to change the
beneficiary on the Jackson annuity. Despite the language that Richard Coyne was
appointed "[m]y true and lawful attorney for me and in my name and use," we are
bound by Taylor that an inquiry into whether the power of attorney confers a benefit on
the principal is irrelevant.
CONCLUSIONS
Having found that Richard Coyne was authorized by Mary in her power of
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attorney to change the beneficiary on the Jackson annuity, all of plaintiff's claims
against Jackson fail and we will grant the motion of Jackson for summary judgme~.t.
Because Jackson acted properly there is no claim against Prudential. Therefore, we
will grant the motion of Prudential for summary judgment. Because Jackson and
Prudential cannot be found liable to plaintiff, there is no claim against the additional
defendants Richard and Rosemary Coyne.4 This resolution makes it unnecessary to
"The statutory law applicable to powers of attorney has been amended since
Mary signed her power of attorney on May 31, 1990. The Probate Estate and
Fiduciaries Code now provides at 20 Pa.C.S. § 5601(a):
General rule.--In addition to all other powers that may be
delegated to an attorney-in-fact, any or all of the powers referred to in
section 5602(a) (relating to form of power of attorney) may lawfully be
granted in writing and, unless the power of attorney expressly directs to
the contrary, shall be construed in accordance with the provisions of this
chapter. (Emphasis added.)
Section 5602(a), provides:
Specification of powers.--A principal may, by inclusion of the
language quoted in any of the following paragraphs or by inclusion of
other language showing a similar intent on the part of the principal,
empower his attorney-in-fact to do any or all of the following, each of
which is defined in section 5603 (relating to implementation of power of
attorney):
(1) Either:
(i) 'to make gifts'; or
(ii) 'to make limited gifts.' (Emphasis added.)
Section 5603(a), provides:
(1) A power 'to make gifts' shall mean that the attorney-in-fact may
make gifts for and on behalf of the principal to any donees (including the
attorney-in-fact) and in such amounts as the attorney-in-fact may decide.
(2) A power 'to make limited gifts' shall mean that the attorney-in-
fact may make only gifts for or on behalf of the principal which are limited
as follows:
(i) The class of permissible donees shall consist solely of
the principal's spouse and issue (including the attorney-in-fact if he
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discuss the oti~er issues raised by the parties in their motions for summary judgment.
ORDER OF COURT
AND NOW, this /¢ ~ day of January, 2000, IT IS ORDERED:
(1) The motion of plain,'.iff, Ann M. Harkess, for partial summary judgment
against defendant, Jackson National Life Insurance Company, IS DENIED.
(2) The motion of defendant, Jackson National Life Insurance Company, for
summary judgment against plaintiff, Ann M. Harkess, IS GRANTED.
(3) The motion of defendant, Prudential Insurance Company of America, for
summary judgment against plaintiff, Ann M. Harkess, IS GRANTED.
(4) The motion of additional defendants Richard J. Coyne and Rosemary Coyne,
is a member of such class), or any of them.
(ii) During each calendar year, the gifts made to each
donee, pursuant to such power, shall have an aggregate value not
in excess of, and shall be made in such manner as to quality in
their entirety for, the principal's annual exclusion from the Federal
gift tax permitted under section 2503(b) of the Internal Revenue
Code, determined without regard to section 2513(a) thereof (or any
successor provision to the code).
(iii) The attorney-in-fact shall be responsible as equity and
justice may require to the extent that any gift made pursuant to a
power 'to make limited gifts' exceeds the limitations imposed by
subparagraph (i) and (ii).
Section (p) now provides that the power to engage in insurance transactions
means:
(3) In general, exercise all powers with respect to insurance that
the principal could if present; however, the attorney-in-fact cannot
designate himself beneficiary of a life insurance policy unless the
attorney-in-fact is the spouse, child, grandchild, parent, brother or
sister of the principal. (Emphasis added.)
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for summary judgment, IS GRANTED.
By the Co'rift"-, .~
Edgar B. Bayley, J!
R. James Reynolds, Jr., Esquire /
For Ann M. Harkess
James J. Kutz, Esquire
For Jackson National Life Insurance Company
John McN.Cramer, Esquire
For Prudential Life Insurance Company of America
Arthur T. McDermott, Esquire
For Richard J. Coyne and Rosemary Coyne
:saa
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