HomeMy WebLinkAbout1996-2728 Civil
JOAN M. BEATTIE,
Plaintiff
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
v.
CIVIL ACTION-LAW
WILLIAM H. BEATTIE,
Defendant
NO. 96-2728 CIVIL TERM
IN RE: EXCEPTIONS TO DIVORCE MASTER'S INTERIM REPORT
BEFORE OLER and GUIDO, JJ.
ORDER OF COURT
AND NOW, this 2nd day of April, 2007, upon consideration of the exceptions filed
by Defendant to the Divorce Master's interim report, and for the reasons stated in the
accompanying opinion, the exceptions are denied and it is hereby ordered and directed as
follows:
1. Counsel shall attempt to agree on a realtor or realtors to list the property
at III Clemson Drive, Carlisle, Cumberland County, Pennsylvania and
the Bloserville apartment complex for sale. If counsel are unable to agree
on a realtor or realtors, then they shall each provide the Master the names
of two realtors and the Master will select from that list a person or
persons to handle the sale of the real estate and will, with the advice of
counsel and the recommendation of the realtor, set a listing price for the
sale of each parcel of real estate;
2. Defendant shall be able to continue to reside in the marital residence at
III Clemson Drive until the sale and settlement of the real estate.
Defendant shall be responsible for making the payments for the mortgage
and the maintenance and Plaintiff shall not lose any claims which she had
for credits on account of Defendant's occupancy of the real estate;
3. If the parties have not accepted an offer to sell or to purchase either of the
parcels of the real estate within 90 days based on the listing value, then
the listing price will be reduced after the 90 days by 5%. If there is to be
further discussion on reduction, then that will have to come before the
Master with counsel to discuss how a further reduction in the price of the
properties will be dealt with;
4. Defendant shall have an opportunity to participate, by offering to
purchase the real estate, at any sale of the real estate;
5. Upon sale of the real estate, the funds shall be placed in an escrow
account at which time counsel will request that the Master schedule a
conference with counsel to discuss further proceedings in the Master's
office in this case and to help outline the testimony and witnesses which
will be necessary to deal with the remaining issues that are going to be
identified at that conference; and
6. Upon the sale and settlement of the martial residence, each of the parties
will receive an advance on equitable distribution of $5,000.00. The
payment to Defendant specifically will be to allow him money to relocate
to another residence.
BY THE COURT,
1. Wesley Oler, Jr., 1.
E. Robert Elicker, II, Esq.
Divorce Master
Wayne F. Shade, Esq.
53 West Pomfret Street
Carlisle, P A 17013
Attorney for Plaintiff
Karl E. Rominger, Esq.
155 South Hanover Street
Carlisle, P A 17013
Attorney for Defendant
2
JOAN M. BEATTIE,
Plaintiff
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
v.
CIVIL ACTION-LAW
WILLIAM H. BEATTIE,
Defendant
NO. 96-2728 CIVIL TERM
IN RE: EXCEPTIONS TO DIVORCE MASTER'S INTERIM REPORT
BEFORE OLER and GUIDO, JJ.
OPINION and ORDER OF COURT
OLER, 1., April 2, 2007.
In this bifurcated divorce case, Defendant William H. Beattie has filed exceptions
to the Divorce Master's interim report recommending the sale of jointly owned real
estate. The exceptions of Defendant read as follows:
4. Defendant was not permitted to call witnesses or present testimony
prior to the interim order.
5. Previously, a hearing had been held on alleged spoliation of asset
value, at the request of Plaintiff.
6. Plaintiffs witnesses were heard from, but none of [D]efendant's
witnesses were allowed to be called.
7. Further, Plaintiff actively discouraged a subpoenaed witness from
coming to the earlier hearing.
8. Defendant was ready[,] willing and able to call witnesses at the time
of the last master's hearing, which was canceled, and this interim
report entered.
9. [Defendant] has lived in and enjoyed use of the martial home for the
last 10 years, has a business there, and is not financially able to
move.
10. It is highly likely that given the offsets available, including an
apartment building, a thrift savings plan in excess of $50,000.00 and
[Plaintiff]' s postal pension, that [Defendant's] share of equitable
distribution would allow him to keep the house as a distributed
assets to him.
11. Removing [Defendant] from the house is prejudicial to him.
12. The master erred in not first having a hearing on the factors for
equitable distribution.
13. If after hearing, it is determined that [Defendant] is to take
anywhere from 25% to 60% of the martial estate, distributing the
house to him would be both possible and fair.
14. It was an abuse of discretion to order the sale of the house without
first determining whether it was directly distributable to one of the
parties, particularly the party who had solely paid the mortgage for
the last ten years, resides there, and has a business there.
15. Market value can be determined by appraisal, no sale is necessary.
16. [Defendant] specifically objects then to the portion of the master's
report directing for the listing and sale of the martial home. 1
F or the reasons stated in this opinion, Defendant's exceptions will be denied.
STATEMENT OF FACTS
Plaintiff Joan M. Beattie resides at 75 Partridge Circle, Carlisle, Cumberland
County, Pennsylvania. 2 Defendant William H. Beattie resides at III Clemson Drive,
Carlisle, Cumberland County, Pennsylvania. 3 Plaintiff and Defendant were married on
December 6, 1969, and physically separated on April 5, 1996, when Plaintiff left the
marital home on Clemson Drive.4 In May of 1996, Plaintiff commenced this divorce
action against Defendant. 5 Plaintiff and Defendant were divorced by bifurcated decree
on September 7, 2005.6
Several years before the parties separated, Plaintiff was involved in a car accident
and received approximately $107,525 in an ensuing personal injury claim.7 A portion of
these proceeds, approximately $38,000, was used to purchase an apartment building in
1 Defendant's Exceptions to Divorce Master's Report, filed January 4,2007.
2 NT. 40, Hearing, August 22,2002 (hereinafter NT. _, August 22,2002).
3 NT. 88, August 22,2002.
4 NT. 40-41, August 22,2002.
5 Plaintiffs Complaint in Divorce, filed May 16, 1996.
6 Defendant initially appealed the divorce decree and then withdrew his appeal. Notice of Appeal, filed
September 26,2005; Praecipe, No. 1620-MDA-2005 (Pa. Super. Ct., January 9, 2006).
7 NT. 44, 50, August 22, 2002; NT. 36-37, Hearing, June 2, 2005 (hereinafter NT. _, June 2, 2005).
2
joint ownership of the parties. 8 The building, which included four apartments, was
managed by both parties when they were together, but since separation Defendant has
controlled the management of the property and the rental income derived therefrom. 9
In July of 1996, Plaintiff filed a motion for a preliminary injunction in which she
requested authority to control the cash flows from the apartments. This motion was
denied, and Defendant has remained in exclusive control of the management of the
property and the rental income. 10
In April of 1999, Plaintiff served on Defendant discovery requests for information
pertaining to Defendant's investment of the personal injury proceeds and management of
the apartments since 1996, when Defendant obtained exclusive control.ll Defendant's
subsequent response failed to indicate the amount of monthly rent for each apartment
unit; the dates and amounts of rental increases for each unit, the dates and durations of,
and the reasons for, vacancies in the apartment building, the dates, payors, and amounts
of each rental payment or other receipts for each unit, and the dates, payees, amounts, and
purposes of all disbursements with respect to the rental properties.12 In August of 2001,
Plaintiff filed her first Petition To Compel Discovery. 13 The Court issued a rule to show
cause,14 held a discovery conference, and ordered Defendant to provide Plaintiff with the
requested information within thirty days.15 Receiving no response Plaintiff filed her first
8 NT. 36-37, June 2, 2005. Plaintiff and Defendant purchased the apartment building in November of
1994 for $115,000. Id. at 37.
9 NT. 22-26, June 3, 2002; NT. 44-45, 50, 56-58, 60, August 22, 2002; Order of Court, July 10, 1996
(Hoffer, J.).
10 NT. 22-26, June 3, 2002; see also NT. 44, 50, 58, August 22,2002.
11 NT. 28-31, June 3, 2002; see Plaintiffs Petition To Compel Disclosure, ~31, filed August 31, 2001.
12 NT. 28-31, June 3, 2002; see Plaintiffs Ex. 13, Hearing, June 3, 2002 (hereinafter Plaintiffs Ex. _,
June 3, 2002); see Plaintiffs Ex. 13, June 3, 2002.
13 Plaintiffs Petition To Compel Discovery, filed August 31, 2001.
14 Order of Court, September 4,2001.
15 Order of Court, November 11,2001.
3
Petition for Discovery Sanctions. 16 Hearings on the issues of discovery and sanctions
occurred on June 3, 2002, August 22, 2002, and September 25, 2002. Regarding
Plaintiff s petitions for discovery sanctions and special relief this Court ordered the
following:
1. Defendant is ordered to pay Plaintiff, at the time of final disposition of this
case, reasonable attorney's fees in the amount of $11,595 in accordance with
this Court's January 7,2003 Order awarding attorney's fees;
2. For purposes of equitable distribution of the parties' property, Defendant will
be charged with the constructive receipt of $1,820 per month, reflecting the
rental income of the apartments as they were when the parties separated, for
the period of July 10, 1996 through and including December 31, 1997;
3. For purposes of equitable distribution of the parties' property, unless
Defendant proves otherwise at the Divorce Master's Hearing, Defendant will
be charged with the constructive receipt of $13,905.73 the amount of money
in the PC Financial account as reflected in the last pre-separation financial
statement produced by Defendant;
4. Defendant is ordered to pay to Plaintiff, at the time of final disposition of this
case, reasonable attorney's fees in the amount of $6,930 for time and expenses
associated with counsel's preparation and filing of Plaintiffs fourth petition
for sanctions;
5. Defendant is ordered to produce to Plaintiff, within 60 days of the date of this
order, the settlement statements for the marital dwelling, the cleaning business
records, and the records of insurance proceeds as sought by Plaintiff s request
for documents;
6. Plaintiffs Second Petition for Special Relief is denied; and
7. Plaintiff s motions for deemed abandonment and rule absolute are denied. 17
In August of 2004 a master was appointed to review various economic issues,
including the distribution of property.18 The Master held a hearing on June 2, 2005,
regarding the economic issues, specifically issues relating to the parties' jointly-owned
real estate. At the hearing Plaintiff called two witnesses, Defendant and Plaintiff;
16 Plaintiffs Petition for Discovery Sanctions, filed December 10, 2001. Additional petitions included:
Plaintiffs Second Petition for Discover Sanctions, filed December 26,2001; Plaintiffs Third Petition for
Discovery Sanctions, filed March 14, 2002; Plaintiffs Fourth Petition for Discovery Sanctions, filed
March 17,2003.
17 Order of Court, June 1,2004.
18 Order of Court, August 13, 2004.
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however, time concluded before Defendant was able to present witnesses. 19 The hearing
was scheduled to reconvene on December 5,2006.
The June 2005 hearing mainly discussed the condition and alleged waste by
Defendant of the real estate. In regard to the rental property, Defendant commented that
"I could not do any maintenance on $50.00 a month. I did the best I could. I have
eviction notices here. I have court settlements. I have over 250 documented hours of my
work trying to keep that building going. ,,20 It was noted that, in 1997, a fire occurred in
one of the apartments21 and in 2001 one of the apartments was vandalized.22 Defendant
also commented that maintenance of the apartment buildings declined over time; he
stated that "roughly around the year 2000 or 1998 . . . they started to go down, which is
when I started to payout of my pocket, and it went progressively downhill from there.,,23
At the June 2005 hearing Defendant admitted that the Master had given him two
weeks, following a pre-hearing conference in February of 2005, to submit evidence that
he could acquire the funds to refinance the real estate in his name alone and satisfy
Plaintiff s equitable distribution claim.24 Defendant also admitted that he was unable to
fulfill this assignment. 25
At the December 5,2006 hearing the Master began by commenting:
Today's hearing was to have been a continuation of the hearing on
June 2, 2005. Throughout the course of the proceedings before the Master,
the Master has raised a question to counsel, as to how husband can maintain
and have distributed to him two parcels of real estate because of the
Master's concern that he has no assets or financing to provide wife with the
19 See NT. 5, 154, June 2,2005.
20 NT. 50, June 2,2005.
21 NT. 55-57, June 2, 2005.
22 NT. 98, June 2,2005.
23 NT. 101, June 2,2005.
24 NT. 144, June 2,2005.
25 Id.
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funds necessary to accomplish an equitable distribution. The two assets the
Master is referring to involve an apartment building in Bloserville,
Pennsylvania, and martial home at III Clemson Drive, Carlisle,
Pennsylvania. Counsel have indicated that there are two other assets of
some substantial value, namely, a thrift savings plan that wife has from her
employment and wife's disability which she receives as a result of her prior
postal service employment. 26
In the Master's interim report, the Master noted that:
[Defendant] was asked to provide testimony or information to the
Master some time ago about his ability to buyout [Plaintiff]' s interest in
the real estate. As the Master recalls, there was a deposition of a bank
officer which did not apparently satisfy the Master's inquiry that
[Defendant] had sufficient ability to obtain financing. Also, the Master did
not receive any substantial or unequivocal guarantee from any members of
[Defendant]' s family or from any other sources of [Defendant]' s
relationships that he was going to be able to borrow sufficient funds to
supplement whatever he might achieve through a refinancing arrangement.
Consequently, this real estate has set in its present condition continuously
since the acquisition of this property without any disposition of how we
should proceed and the status of this real estate continues to be a point of
major contention and concern because of its financial drain on the martial
estate.
The Master has reached the conclusion that the real estate needs to
be sold and that the market should establish the value of the real estate. If
we were to proceed with another hearing on the real estate, we would, of
course, have to have additional testimony and updated appraisals as to the
value of which would pout the parties to more expense since so much time
has passed since we accomplished the previous appraisals. ... Therefore,
the Master believes that the best way to proceed to get this case toward a
final resolution is to let the market establish the value, sell the real estate,
and put the real estate proceeds into an escrow fund pending a final
resolution of the remaining issues involving equitable distribution, alimony,
and counsel fees??
The Master then provided a process for conversion of the real estate into cash
pursuant to his recommendation:
26 Interim Master's Report, 2-3, filed December 6, 2006.
27 Interim Master's Report, 4-5, filed December 6, 2006.
6
The process for accomplishing this result. . . will be to put into place
a procedure for getting the properties listed for sale. The Master is
proposing that if counsel cannot agree on a realtor or realtors . . . then the
Master suggests that each counsel provide the Master with two names of
realtors and then the Master will select from that list of four a realtor to list
the properties. ... [Defendant] will be permitted to continue to reside in
the martial residence until such time as the property is sold and settled?8
Objecting to the Master's proposal, Defendant's counsel stated on the record:
I would have called [Defendant] today, if we continued the hearing,
because I had not called any witnesses before the Master decided to enter
an interim report-I think that [Plaintiffs counsel] had actually rested
when we adjourned. I would have called [Defendant] for the purpose of
discussing the condition of the apartments and he would have generally
testified that when he took them over there was approximately $50.00 in
net income above and beyond all the three mortgages he paid at that time,
and as time went on he got some judgments against him; bad tenants, it fell
into a state of disrepair and he was unable to ever sort of prime and pump
and re-capitalize on the building and as the wear and tear took the building
down, it became harder and harder to find better tenants and he could rent
for less and less. He would then also testify that he had repeatedly asked
wife for some assistance with those expenses. . .. We would have then
called the parties' two daughters, Tara Reed, . . . the oldest daughter, who
would have testified that she was privy to numerous requests by
[Defendant] to get [Plaintiff] involved to help out with the apartment
building, to put some money down on things, to cooperate minimally. She
would have testified that [Plaintiff] has refused to have any meaningful
communication about any assets whatsoever with [Defendant] in any way,
shape, or form. The other daughter, Danielle, would have testified the
. .1 1 29
slml ar y.
According to the Master's report, witnesses on the substantive issue of equitable
distribution could be presented at a subsequent hearing. Responding to Defendant's
concern, the Master stated:
Nobody is foreclosed here from presenting testimony later when we
reconvene for further testimony if necessary. Nobody's rights are affected
28 Interim Master's Report, 6-7, filed December 6,2006.
29 Interim Master's Report, 10-12, filed December 6,2006.
7
by coming back and you both have the right to call and present any
witnesses that you wish.30
Defendant's counsel noted that he would have called Ted Rudberg, Plaintiffs
alleged paramour, to testify at the hearing.
I had subpoenaed [Ted Rudberg] for the original hearing and he
failed to attend. We would probably call [Plaintiffs counsel] as a witness.
We believe that [Plaintiffs counsel] talked with the witness and told him
that he didn't need to attend. We believe the failure-and we have that
third-hand information so may be [Plaintiffs counsel] can address that, but
he was served with a witness fee check and a subpoena. We attempted to
reserve him for this hearing. When the process server got to the door,
[Plaintiff] found out what the paperwork was and locked the process server
out and would not give access to Mr. Rudberg.31
In response, Plaintiff s counsel stated:
As far as Mr. Rudberg is concerned, he did not attend the last
hearing because when he was served with the subpoena he was not served
with an appearance fee or a mileage fee check at the time and my advice
was, under those circumstances, that the statutory law-that service-that
subpoena was null; it was noneffective. 32
Defendant proceeded to file exceptions to the Master's interim report III
accordance with his objections raised at the December 2006 hearing.33 The exceptions
were argued before an en banc court on January 24,2007.
Plaintiff had also, on November 27, 2006, filed a petItIOn for special relief
requesting the sale of the martial residence at Clemson Drive.34 At a hearing held before
the undersigned judge on that motion on March 7, 2007, Defendant was afforded another
opportunity to present evidence of his financial ability to purchase the jointly-owned
30 Interim Master's Report, 18, filed December 6,2006.
31 Interim Master's Report, 12-13, filed December 6, 2006. Defendant's counsel raised the same
objection at the June 2, 2005 hearing. "We believe that Mr. Shade and/or his client counseled that
witness not to attend and otherwise discouraged them from coming to testify, and we are going to ask that
an adverse inference be taken from that." NT. 3-4, June 2,2005.
32 Interim Master's Report, 16, filed December 6,2006.
33 Defendant's Exceptions to Divorce Master's Report, filed January 4,2007.
34 Wife's Fourth Petition for Special Relief, filed November 27, 2006.
8
properties. Again, the only witnesses presented were Plaintiff and Defendant, and
Defendant failed to provide any credible evidence that he was financially capable of
purchasing or refinancing the jointly-owned properties.
DISCUSSION
When reviewing a divorce master's report, the trial court is to give the report
"great consideration," particularly regarding the credibility of witnesses. Rothrock v.
Rothrock, 2000 PA Super. 412, ~I6, 765 A.2d 400,404. However, the report is advisory
only, and, when exceptions are filed, the court must conduct its own review of the
evidence to determine whether the master's recommendations, to which exceptions are
taken, are proper. Id
The trial court IS required to reVIew the master's report, determine if the
recommendations of the report are appropriate and enter a final order. Reed v. Reed, 354
Pa. Super. 284, 289, 511 A.2d 874, 877 (1986); Neil v. Neil, 731 A.2d 156, 157 (Pa.
Super. Ct. 1999). The court has the discretion to deviate from the recommendations of
the Master regardless of whether either party has raised a particular issue in an exception.
Morschhauser v. Morschhauser, 357 Pa. Super. 339, 349, 516 A.2d 10, 15 (1986).
With respect to the exceptions of Defendant to the Divorce Master's interim
report, the Court is of the view that they are not meritorious. First, the contention that the
Master committed reversible-type error by failing to allow Defendant to present evidence
is not persuasive. According to the record, Defendant testified at the June 2005 hearing
and was afforded opportunities before and after the hearing to provide evidence to the
Master regarding the disposition of the real estate at issue. The Master's interim report
indicated that Defendant failed to provide the Master with adequate support for the
proposition that he was financially able to purchase the real estate. Defendant was
afforded another opportunity at the hearing before the Court on March 7, 2007, to present
evidence, and again failed to provide credible evidence that he was financially capable of
purchasing the real estate. The record also suggests that Defendant had allowed the
rental property to deteriorate, and there is no agreement by the parties as to the
appropriate value of the jointly-owned real estate. Furthermore, the Master's
9
recommendation for the sale of the jointly-owned real estate is not a substantive
determination, as the recommendation would merely covert the jointly-owned real estate
into cash for eventual equitable distribution. Finally, Defendant can participate in any
sale of the real estate and purchase the real estate himself on the same basis as any other
purchaser.
Second, Defendant's contention that "Plaintiff actively discouraged a subpoenaed
witness from coming to the earlier hearing" has not been briefed by Defendant. The
Cumberland County Local Rules provide that "[i]ssues raised, but not briefed, shall be
deemed abandoned." C.C.R.P. 1028(c)(6). Accordingly, Defendant's exception in this
regard is deemed abandoned.
Therefore, the following order will be entered:
ORDER OF COURT
AND NOW, this 2nd day of April, 2007, upon consideration of the exceptions filed
by Defendant to the Divorce Master's interim report, and for the reasons stated in the
accompanying opinion, the exceptions are denied and it is hereby ordered and directed as
follows:
1. Counsel shall attempt to agree on a realtor or realtors to list the property
at III Clemson Drive, Carlisle, Cumberland County, Pennsylvania and
the Bloserville apartment complex for sale. If counsel are unable to
agree on a realtor or realtors, then they shall each provide the Master the
names of two realtors and the Master will select from that list a person
or persons to handle the sale of the real estate and will, with the advice
of counsel and the recommendation of the realtor, set a listing price for
the sale of each parcel of real estate;
2. Defendant shall be able to continue to reside in the marital residence at
III Clemson Drive until the sale and settlement of the real estate.
Defendant shall be responsible for making the payments for the
mortgage and the maintenance and Plaintiff shall not lose any claims
10
which she had for credits on account of Defendant's occupancy of the
real estate;
3. If the parties have not accepted an offer to sell or to purchase either of
the parcels of the real estate within 90 days based on the listing value,
then the listing price will be reduced after the 90 days by 5%. If there is
to be further discussion on reduction, then that will have to come before
the Master with counsel to discuss how a further reduction in the price
of the properties will be dealt with;
4. Defendant shall have an opportunity to participate, by offering to
purchase the real estate, at any sale of the real estate;
5. Upon sale of the real estate, the funds shall be placed in an escrow
account at which time counsel will request that the Master schedule a
conference with counsel to discuss further proceedings in the Master's
office in this case and to help outline the testimony and witnesses which
will be necessary to deal with the remaining issues that are going to be
identified at that conference; and
6. Upon the sale and settlement of the martial residence, each of the parties
will receive an advance on equitable distribution of $5,000.00. The
payment to Defendant specifically will be to allow him money to
relocate to another residence.
BY THE COURT,
sf 1. Wesley Oler, Jr.
1. Wesley Oler, Jr., 1.
E. Robert Elicker, II, Esq.
Divorce Master
11
Wayne F. Shade, Esq.
53 West Pomfret Street
Carlisle, P A 17013
Attorney for Plaintiff
Karl E. Rominger, Esq.
155 South Hanover Street
Carlisle, P A 17013
Attorney for Defendant
12