HomeMy WebLinkAbout98-1237 criminalCOMMONWEALTH
V,
CHARLES LEE CAROTHERS
· IN THE COURT OF COMMON PLEAS OF
· CUMBERLAND COUNTY, PENNSYLVANIA
· NO. ~8-1237 CRI~IN~h TER~
OPINION PURSUANT TO APPELLATE RULE 1925
On October 26, 1998 the Defendant entered a guilty plea to
unlawful delivery of crack cocaine as the parties were preparing
to pick a jury.~ At the conclusion of the guilty plea colloquy,
the Defendant requested that sentencing be scheduled for "the
latest possible sentencing date.''~' We agreed to accommodate the
Defendant and scheduled the sentencing date for January 12, 1999.
Defendant failed to appear for sentencing as scheduled and a
bench warrant was issued for his arrest. He appeared before us
later that same day for imposition of sentence. At that time he
raised the specter of participation in the motivational boot camp
program for the very first time. We deferred sentencing until
February 9, 1999 to give the presentence investigator the
opportunity to "look at the appropriateness of boot camp.''3
The presentence investigator had an extensive history with
the Defendant as a parolee and recommended against his
participation in the boot camp program. Subsequently, on
CGuilty Plea Colloquy, p. 2-3.
~'Guilty Plea Colloquy, p. 6.
3January 12, 1999, proceedings, Sentencing Colloquy, p. 2-3.
NO. 98-1237 CRIMINAL TERM
February 4, 1999, the Defendant filed a motion to withdraw his
guilty plea on the basis that he "misperceived his plea
agreement.''4 At the same time Defendant's Public Defender filed
a motion to withdraw as counsel. On February 9, 1999, we granted
the Public Defender's Motion to Withdraw and appointed current
counsel to represent the Defendant.
A hearing on Defendant's Motion to Withdraw his guilty plea
was scheduled for March 2, 1999. At the conclusion of the
hearing we denied the motion and proceeded to impose a sentence
of imprisonment in a state correctional institution for not less
than two nor more than eight years.5 Defendant filed Post
Sentence Motions which we denied on March 23, 1999. He also
filed a Motion for Bail Pending Appeal which we denied after a
hearing on May 25, 1999.
The Defendant has filed a timely appeal to the Superior
Court in which he raises three issues.6 In the first instance,
he alleges that we erred in refusing to grant his presentence
Motion to Withdraw his guilty plea. He also asserts that we
should have imposed a sentence which would make him eligible to
participate in the boot camp program. Finally, he argues that he
is entitled to bail pending appeal. We will address each issue
4Motion to Withdraw Guilty Plea, para. 5.
5This is a standard range sentence under the Sentencing
Guidelines.
6See Statement of Matters Complained of on Appeal filed by
Defense Counsel on April 30, 1999.
NO. 98-1237 CRIMINAL TERM
seriatim.
DISCUSSION
Refusal to allow presentence withdrawal of ~uilty plea.
Pa. Rule of Criminal Procedure 320 provides that "[a]t any
time before sentence, the court may, in its discretion, permit or
direct a plea of ~uilty to be withdrawn and a plea of not ~uilty
substituted." In its seminal decision of Com. v. Forbes, 450 Pa.
185, 299 A.2d 268 (1973) the Pennsylvania Supreme Court set forth
the parameters for determinin~ when a request to withdraw a
guilty plea made prior to sentencin~ should be ~ranted. The
Forbes Court noted that such requests should be liberally
allowed. It went on to state that
[I]n determining whether to grant a pre-sentence motion
for withdrawal of a guilty plea, "the test to be
applied by the trial courts is fairness and justice."
If the trial court finds "any fair and just reason",
withdrawal of the plea before sentence should be freely
permitted, unless the prosecution has been
"substantially prejudiced."
Id. at 191, 299 A.2d at 271 (citations omitted).
While a presentence request to withdraw a guilty plea should
be liberally allowed, there is no absolute right to withdraw the
plea. Com. v. Forbes, supra, Com. v. Hayes, 462 Pa. 291, 341
A.2d 85. In the instant case we could find no "fair and just
reason" for allowing the Defendant to withdraw his plea. The only
reason he offers to support his request is that he misperceived
NO. 98-1237 CRIMINAL TERM
the plea agreement.? He alleges that he entered the plea with
the understanding that he would be guaranteed entry into the
motivational boot camp program.8 Because we concluded that he
had no such understanding at the time of the entry of the plea,
we refused to allow him to withdraw it. (See Com. v. Hayes,
supra which is factually similar to this case).
We find as a specific fact that Defendant was never promised
entry into the boot camp program in return for his guilty plea.
We are also convinced that the first time anyone mentioned the
possibility of a boot camp qualifying sentence was at the
original sentencing proceeding on January 12, 1999. Any
allegations by Defendant to the contrary are pure fabrications.
We base the foregoing conclusions on several grounds. No
mention of the boot camp program, or of any other plea agreement,
was made at the time of the entry of the guilty plea. In fact,
the following exchange took place between this Court and the
Defendant at the time of the entry of the guilty plea-
THE COURT-
Has anybody promised you anything or threatened you in
any way to get you to enter this guilty plea?
THE DEFENDANT.
No.9
7The Defendant has admitted that he committed the crime for
which he has been sentenced. See Guilty Plea Colloquy, p. 3.
8State Sentencing Colloquy p. 2 and Guilty Plea Withdrawal
p.3-4, 6-7.
9Guilty plea colloquy p. 5.
NO. 98-1237 CRIMINAL TERM
Furthermore, the original presentence investigation report made
no mention of the boot camp program. If, as Defendant alleges,
his attorney, Timothy Clawges, Esquire, had promised him that
boot camp participation was to be recommended by the District
Attorney as part of the sentence, he certainly would have raised
the issue with the presentence investigator. Mr. Clawges is a
dedicated, experienced and extremely competent defense attorney.
We cannot imagine that he would have allowed the presenten'ce
report to be prepared with no mention of the boot camp if that
matter had been an issue at the time of the entry of the plea.~°
Finally, the only evidence presented in support of
Defendant's position was his own testimony. We found his
testimony to be totally unworthy of belief. He testified at
length regarding discussions between himself and Mr. Clawges
regarding guarantees and plea agreements. However, not only did
he fail to call Mr. Clawges as a witness, when the Commonwealth
attempted to call him the Defendant insisted that Mr. Clawges
assert the attorney client privilege.
We are convinced that the Defendant invented the grounds to
support the withdrawal of his guilty plea at the last minute in
order to delay the inevitable. Therefore, we refused his
request.
~°We are also convinced that Mr. Clawges would have made the
recommendation part of the record at the time of the guilty plea
colloquy if such an understanding existed, or had even been
discussed.
NO. 98-1237 CRIMINAL TERM
Refusal to Sentence to Motivational Boot Camp.
Defendant's challenge to the sentence appears to be to its
discretionary aspects rather than its legality. As such, he is
not entitled to appeal as of right, but must petition for
allowance of appeal. Com. v. Cappellini, 690 Pa. Super. A.2d
1220, 1227, 456, 498 (1997). The Superior Court has held that it
will review a sentence only if the Defendant raises "a
substantial question that the sentence imposed upon him was not
appropriate under the Sentencing Code as a whole." Id. at 1227.
As it noted in Com. v. Groft, 424 Pa. Super. 510, 623 A.2d 341
(1993) ·
Although the existence of a substantial question must
be determined on a case by case basis, the Superior
Court will generally review the discretionary aspects
of sentencing where a colorable argument is made that
the actions of the sentencing court were either
inconsistent with a specific provision of the
Sentencing Code or contrary to the fundamental norms
which underlie the sentencing process.
424 Pa. Super. 510, 520, 623 A.2d 341, 347.
In his Statement of Matters Complained of on Appeal the
Defendant merely states-
The second issue the Defendant will pursue on appeal is
the Court's decision to deny the motion to modify
sentence. The Defendant sought a recommendation from
the Court and a term of incarceration from the Court
that would permit him to participate in the Boot Camp
Program, and the Court denied these requests.~
He does not allege how our refusal to modify the sentence was
"inconsistent with a specific provision of the Sentencing Code or
~Statement of Matters Complained of on Appeal, para. 7(b).
NO. 98-1237 CRIMINAL TERM
contrary to the fundamental norms which underlie the sentencing
process." Com. v. Groft, supra. Therefore, we would respectfully
suggest that allowance of appeal should not be granted on this
issue.
If the appeal on the issue of sentence is allowed, we would
submit that the sentence was appropriate and should not be
disturbed. The only complaint made by the Defendant is that we
did not impose a sentence that would allow him to participate in
the motivational boot camp program. However, as the Cappellini
Court not ed:
[a] sentence should not be disturbed where it is
evident that the sentencing court was aware of
sentencing considerations and weighed the
considerations in a meaningful fashion.
Com. v. Cappellini, supra, 690 A.2d 1220, 1228.
In this case we thoroughly considered the boot camp option
and rejected it.~2 Our reasons for the sentence were fully set
forth in the sentencing colloquy as follows-
You've been in trouble for many, many years. This
sentence was -- rather, this charge was committed at a
time that you were on parole for an identical charge.
You have shown no ability to be rehabilitated at the
county level. You have shown no inclination to remain
crime-free. Your apologies, your recognitions of what
you've done as being wrong, always come after you've
been caught and not before. It's time to take you out
of the game.
I am going to enter a standard range sentence.
Actually, I think an aggravated range sentence would be
justified, but I am going to take you at your word. I
am going to enter a standard range sentence, and I am
going to give you a substantial tail so that you will
~-Sate Sentencing Colloquy p. 9.
NO. 98-1237 CRIMINAL TERM
be on state parole for a substantial period of time.
Then it will be up to you whether or not you stay out
of state prison in the future. It will be up to you
whether you act like a man and support your family or
act like a punk, and be the street-level dealer that
you've been for so many years to date. So it's going
to be up to you.~3
We considered the boot camp option yet again before denying
Defendant's Motion to Modify Sentence when we stated-
I thoroughly considered the bootcamp program. I
thoroughly considered this man's background, criminal
history, and I imposed a standard range sentence, which
I think was appropriate under the circumstances. I
think that the lengthy tail was necessary. I do not
think he is appropriate for bootcamp so the sentence
stands.TM
For the reasons set forth at length on the record, we feel that
the sentence imposed upon Mr. Carothers was appropriate.
Refusal to set bail, pending appeal.
Since the Defendant was sentenced to incarceration for a
period of two years or more, he does not have the right to bail.
Rather, the decision to allow bail is within our discretion. Pa.
R.Crim. P. 4009(b) (2); Com. v. McDermott, 547 A.2d 1236, 377 Pa.
Super. 623, (1988) .
In the instant case, we refused Defendant's request for bail
pending appeal. We placed our reasons on the record as required
by Pa. Rule of Criminal Procedure 4009(c) as follows.
(1) Defendant is addicted to drugs.
~3State Sentencing Colloquy p. 7-8.
~4Colloquy on Post-Sentence Motion p.4.
NO. 98-1237 CRIMINAL TERM
(2) He has an extensive prior criminal record and has
shown a complete inability to refrain from criminal
activity when he is not in prison.
(3) The present offense occurred while he was on
parole for a similar offense.
(4) While he was free on bail for this offense, he
committed another offense.
(5) We are convinced that he will commit another crime
if allowed out on bail.
(6) Throughout his lengthy career with the criminal
justice system, several bench warrants have been issued
as a result of Defendant's failure to appear for
schedul ed proceedings.
Based upon the foregoing, we submit that we did not abuse our
discretion in refusing Defendant's request for bail pending
appeal.
JUNE ~ , 1999
Edward E. Guido, J.
cc- Jaime Keating, Esquire
District Attorney's Office
Michael S. Scherer, Esquire
For the Defendant
Probation
-sld
~SSee Transcript of May 25 1999 Bail Hea,~ing.
9