HomeMy WebLinkAbout90-3357 civil/7
JAMES MATTHEW HOCKER,
Plaintiff
V,
P.C.M. CONSTRUCTION, INC.,
DAYS INN AIRPORT,
HARRISBURG AIRPORT :
PARTNERSHIP, HEINZ MATHIS, :
and WINFORD-LINDSAY :
ASSOCIATES, INC.,
Defendants
· IN THE COURT OF COMMON PLEAS OF
· CUMBERLAND COUNTY, PENNSYLVANIA
·NO. 3357 CIVIL 1990
·
· CIVIL ACTION- LAW
IN RE: DEFENDANTS' MOTIONS FOR SUMMARY JUDGMENT
BEFORE HOFFER, P.J., HESS, GUIDO, JJ.
ORDER OF COURT
AND NOW, this~I~'~
day of FEBRUARY, 2000, the Motion for Summary
Judgment of P.C.M. Construction, Inc., is GRANTED. The Motion for Summary
Judgment of Harrisburg Airport Partnership is DENIED.
By the
Edward E. Guido, J.
Marcus A. McKnight, III, Esquire
For the Plaintiff
Gregory S. Hirtzel, Esquire
For Defendant P.C.M. Construction, Inc.
David A. Fitzsimons, Esquire
For Defendant Harrisburg Airport Partnership
:sld
JAMES MATTHEW HOCKER,
Plaintiff
V,
P.C.M. CONSTRUCTION, INC.,
DAYS INN AIRPORT,
HARRISBURG AIRPORT
· IN THE COURT OF COMMON PLEAS OF
· CUMBERLAND COUNTY, PENNSYLVANIA
·
' NO. 3357 CIVIL 1990
·
PARTNERSHIP, HEINZ MATHIS, · CIVIL ACTION- LAW
and WINFORD-LINDSAY
ASSOCIATES, INC.,
Defendants
IN RE: DEFENDANTS' MOTIONS FOR SUMMARY JUDGMENT
BEFORE HOFFER, P.J., HESS. GUIDO. JJ.
OPINION AND ORDER OF COURT
The present case arises out of a construction site accident that occurred in 1988.
Plaintiff, an employee of a subcontractor, commenced this negligence action against
several defendants. He alleges a failure to provide basic safety procedures on the work
site. The two remaining defendants,~ Harrisburg Airport Parmership (hereinafter HAP)
and P.C.M. Construction, Inc. (hereinafter PCM), have filed separate motions for
summary judgment which are currently before us. The parties have briefed and argued
their respective positions. This matter is now ready for disposition.
~ The other original defendants are no longer parties to the action, having been dismissed over the years for
various reasons.
3357 CIVIL 1990
FACTUAL BACKGROUND
What follows is a recitation of the facts viewed in the light most favorable to the
plaintiff as the non-moving party. HAP is a Pennsylvania partnership with its principal
offices located at 422 Allegheny Street, Hollidaysburg, Pennsylvania. PCM is a
Pennsylvania corporation engaged in commercial construction with its principal offices
located at 422 Allegheny Street, Hollidaysburg, Pennsylvania. The only partners in HAP
were P. Jules Patt (hereinafter "Patt") who owned an 85% interest and Heinz Mathis
(hereinafter "Mathis") who owned a 15% interest.2 Patt was the sole shareholder and
president of PCM.3
Patt was a real estate developer involved in numerous partnerships.4 He generally
traded individually under the fictitious name "The Patt Organization".5 Mathis was a
paid employee of Patt individually.6
Pursuant to the HAP partnership agreement, any decision regarding the
management and business of the partnership could be made by Patt alone as the
"Managing General Partner.''7 HAP was the owner of undeveloped land in Lower
Swatara Township, Dauphin County. In early March of 1998, it entered into an
agreement which called for PCM to construct a motel on that property. Patt signed the
agreement on behalf of both HAP and PCM.8
2 Patt Deposition pp. 10-11.
3 Patt Deposition pp. 25-26.
4 Patt Deposition pp. 4-5.
5 Patt Deposition p. 10.
6 Patt Deposition p. 11.
7 Patt Deposition pp. 16-17 and Exhibit 1.
8 He signed as general managing partner of HAP and as president of PCM.
3357 CIVIL 1990
Mathis was not involved in the construction phase of the motel.9 Patt chose the
contractor and the architect.~° As the managing general partner of HAP, Patt was actively
engaged at the job site as construction progressed.~ However, during conferences at the
job site he "almost always" represented HAP.~2
Plaintiff was employed by R & R Plasterer & Drywall Company (R&R).
Pursuant to a written agreement, PCM subcontracted with R & R to perform a portion of
the work on the motel.13 Plaintiff was working on the job site as an employee orR & R
when he was injured.
PCM's motion for summary judgment is based upon its claimed stares as a
statutory employer under the Worker's Compensation Act.TM HAP claims that it is
entitled to summary judgment because it is not responsible for the actions of the general
contractor.~5 We will discuss each motion separately.
DISCUSSION
Each Defendant's motion for summary judgment is based upon Pa. Rule of Civil
Procedure 1035.2 which provides as follows'
After the relevant pleadings are closed, but within such time as not to
unreasonably delay trial, any party may move for summary judgment in
whole or in part as a matter of law
(1) whenever there is no genuine issue of any material fact as to a
necessary element of the cause of action or defense which could be
established by additional discovery or expert report, or
(2) if, after the completion of discovery relevant to the motion,
including the production of expert reports, an adverse party who will bear
9 Mathis Deposition p. 34.
l0 Mathis Deposition p. 64.
~ Patt Deposition p. 34.
22 Patt Deposition p. 46.
13 Patt Deposition pp. 68-69.
~4 77 P.S. § 52.
~5 See Restatement (Second) Torts § 409 (1965).
3357 CIVIL 1990
the burden of proof at trial has failed to produce evidence of facts essential
to the cause of action or defense which in a jury trial would require the
issues to be submitted to a jury.
In determining whether to grant a motion for summary judgment we must examine the
record in the light most favorable to the non-moving party. Ertel v. Patriot-News Co..,
544 Pa. 93,674 A.2d 1038 (1996). All doubts as to the existence of a genuine issue of
material fact must be resolved against the moving party. /at. Summary judgment may
only be granted in cases that are clear and free from doubt. Hoffman v, Brandywine
Hosp., 443 Pa. Super. 245, 661 A.2d 397 (1995).
PCM As A Statutory Employer.
One who is considered to be a statutory employer under Section 203 of the
Worker's Compensation Act (77 P.S. § 52) is required to pay worker's compensation
benefits to a statutory employee who is injured on the job.~6 As a result of these
obligations imposed under the act, the statutory employer is entitled to the benefit of the
immunity provisions of the act. McDonald v. Levinson Steel Co., 302 Pa. 287, 153 A
424 (1930).~7 The landmark case of McDonald v. Levins0n Steel Co., supra, enunciated
the elements necessary to create the statutory employment relationship. They are as
follows:
(1) An employer who is under contract with an owner or one in the
position of an owner.
(2) Premises.occupied by or under the control of such employer.
(3) A subcontract made by such employer.
16 77 P.S. § 462.
~7 The immunity provisions are contained in 77 P.S. § 481.
3357 CIVIL 1990
(4) Part of the employer's regular business entrusted to such
subcontractor.
(5) An employee of such subcontractor.
302 Pa. 287, at 294-295. These elements have been strictly construed over the decades.
Dougherty v. Conduit and Foundation Corp., 449 Pa. Super. 405,674 A.2d 262 (1996).
In the instant case, plaintiff concedes, as he must, that elements 2 through 5 of the
McDonald test have been met. He argues that there is a genuine issue of fact as to
whether HAP and PCM can be regarded as a single entity. If they can be, then the first
element of McDonald is missing and PCM cannot raise its stares as a statutory employee
to shield itself from liability for its negligence.~8
As a general role a corporation will be regarded as an independent entity, even if
its stock is owned entirely by one person. College Watercolor Group, Inc. v. William H.
Newbauer, Inc., 468 Pa. 103, 117, 360 A.2d 200, 207 (1976). Therefore, we must
consider PCM and HAP as separate entities unless, at the very least, there are facts of
record which would justify a piercing of PCM's corporate veil.
The Pennsylvania Supreme Court summarized the law with regard to piercing the
corporate veil in Lumax Industries, Inc. v. Aultman, 543 Pa. 38, 669 A.2d 893 (1995).
As the Court stated:
We note at the outset that there is a strong presumption in
Pennsylvania against piercing the corporate veil. Wedner v.
Unemployment Board, 449 Pa. 460, 464, 296 A.2d 792, 794 (1972)
("[A]ny court must start from the general role that the corporate entity
should be recognized and upheld, unless specific, unusual circumstances
call for an exception .... Care should be taken on all occasions to avoid
making the entire theory of corporate entity * * * useless. Zubik v. Zubik,
384 F.2d 267, 273 (3d Cir. 1967))") ....
t8 The McDonald case, supra, also stands for the proposition that an "owner" cannot be an "employer" for
purposes of the first element.
3357 CIVIL 1990
Commonwealth Court has set out the factors to be considered in
disregarding the corporate form as follows:
undercapitalization, failure to adhere to corporate formalities, substantial
intermingling of corporate and personal affairs and use of the corporate
form to perpetrate a fraud. Department of Environmental Resources v.
Peggs Run Coal Co, 55 Comwlth. Ct. 312, 423 A.2d 765 (1980).
Kaites v. Dept. of Environmental Resources, 108 Pa. Cmwlth. 267, 273,
529 A.2d 1148, 1151 (1987).
Lumax, 543 Pa. at 42, 669 A.2d at 895. In refusing to pierce the corporate veil in the
case before it, the Lumax Court went on to state.
The holding in this case well illustrates the sanctity of the corporate
structure in Pennsylvania. The corporate veil will not be pierced in this
jurisdiction absent the factors of the sort expressed in Kaites, supra.
In the instant case, there are no facts of record which would indicate that PCM
was undercapitalized or failed to adhere to corporate formalities.~9 Likewise there is no
evidence of a substantial intermixing of PCM's affairs with those of Patt or that Patt used
PCM to perpetrate a fraud.
Since there are not any facts of record which would justify the piercing of PCM's
corporate veil, it must be considered a separate legal entity. Consequently, we are
satisfied that all of the McDonald criteria necessary for PCM to qualify as a statutory
employer have been met. We are, therefore, compelled to grant its motion for summary
judgment.
~9 There are facts of record which might be construed to Show that HAP was undercapitalized or was
indistinguishable from Patt. However, those facts are irrelevant as to the issue of piercing PCM's corporate
veil.
3357 CIVIL 1990
HAP's Motion.
HAP contends that it had no control over the job site. Therefore, it argues that it
cannot be held liable for PCM's negligence.
As a general rule, one who hires an independent contractor is not liable for
injuries caused by the contractor's negligence. Steiner v. Bell 0fPennsylvania, 426
Pa. Super. 84, 626 A.2d 584 (1993), citing Restatement (Second) Torts § 409. The
underlying rationale for this principle is set forth in Comment b to Section '409 as
follows:
[S]ince [the one who hires the independent contractor] has no power of
control over the manner in which the work is to be done by the contractor,
it is to be regarded as the contractor's own enterprise, and he, rather than
the [one who hired him] is the proper party to be charged with the
responsibility of preventing the risk, and beating and distributing it.
There is, however, an exception to the general rule. Restatement (Second) Torts §
414 provides as follows:
One who entrusts work to an independent contractor, but who retains the
control of any part of the work, is subject to liability for physical harm to
others for whose safety the employer owes a duty to exercise reasonable
care, which is caused by his failure to exercise his control with reasonable
care.
We are satisfied that there are sufficient facts in this case from which the jury
could infer that HAP, through its managing partner Patt, maintained sufficient control
over the project to subject it to liability for PCM's negligence. This is particularly true in
light of the fact that Patt wore the dual hats of managing partner of HAP and president of
PCM.2° See Byrd v. Merwin, 456 Pa. 516, 317 A.2d 280, (1974).
20 Even if the jury were to f'md that HAP, through Patt, retained control over part of the work, PCM's status
of statutory employer would be unaffected. The second element of the McDonald test i.e. premises
occupied or under the control of the contractor, is satisfied if the contractor either occupies the premises or
controls the premises. Emerson v. Leave~!y McCollum, 725 A.2d 807 (Pa. Super. 1999).
3357 CIVIL 1990
For the reasons set forth in the foregoing opinion, we will enter the order that
follow.
ORDER OF COURT
AND NOW, this 22m) day of FEBRUARY, 2000, the Motion for Summary
Judgment of P.C.M. Construction, Inc., is GRANTED. The Motion for Summary
Judgment of Harrisburg Airport Partnership is DENIED.
By the Court,
/s/Edward E. Guido
Edward E. Guido, J.
Marcus A. McKnight, Esquire
For the Plaintiff
Gregory S. Hirtzel, Esquire
For Defendant P.C.M. Construction, Inc.
David A. Fitzsimons, Esquire
For Defendant Harrisburg Airport Partnership
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