HomeMy WebLinkAbout97-4288 civilREBECCA FAERBER-CHRENCIK and
PAULA MCKAIN TOOMEY,
Plaintiffs
Vo
ROYAL CARIBBEAN CRUISES LTD.,
Defendant
COURT OF COMMON PLEAS
CUMBERLAND COUNTY
CIVIL ACTION-LAW
NO. 1997-4288
IN RE: DEFENDANT ROYAL CARIBBEAN CRUISES LTD.'S MOTION FOR
SUMMARY JUDGMENT
BEFORE BAYLEY AND HESS, J.J...
ORDER
AND NO W, this
day of August, 1999, the motion of the defendant for
summary judgment is DENIED.
BY THE COURT:
Peter Hansen Bach, Esquire
Attorney for defendant
Shawn A. Bozarth, Esquire
Attorney for plaintiffs
:rlm
REBECCA FAERBER-CHRENCIK and ·
PAULA MCKAIN TOOMEY, ·
·
Plaintiffs · CIVIL ACTION-LAW
v. · NO. 1997-4288
ROYAL CARIBBEAN CRUISES LTD., ·
Defendant ·
COURT OF COMMON PLEAS
CUMBERLAND COUNTY
IN RE: DEFENDANT ROYAL CARIBBEAN CRUISES LTD.'S MOTION FOR
SUMMARY JUDGMENT
BEFORE BAYLEY AND HESS, J.J.
OPINION AND ORDER
Before the court in this case is a motion for summary judgment by the defendant
seeking dismissal of complaint. The motion contends that this action has been wrongly
brought in Cumberland County, Pennsylvania, and that the complaint should have been
filed in Dade County, Florida, pursuant to a contractually binding forum selection clause.
The record before the court consists of an amended complaint, an answer, preliminary
objections, a response thereto, and portions of the plaintiffs' deposition transcripts.
According to the complaint, the plaintiffs are podiatrists who arranged, through a
travel agency, for a cruise which was to commence on or about February 22, 1997, for
the purpose of participating in continuing education courses and touring. The cruise
included visiting islands in the Caribbean in the vicinity of St. Maarten aboard a ship
called Splendour of the Seas. According to the complaint, the cruise was anything but
splendid.
97-4288 CIVIL
Having received their tickets two or three days before departure, the plaintiffs
flew to Florida on February 22, 1997. Two days later, while aboard the Splendour of the
Seas, Ms. McKain Toomey discovered some vaginal spotting. She telephoned her
husband, a physician, who concluded that his wife had had a miscarriage. He indicated
that there was no medical emergency, that his wife should relax and enjoy herself and
continue her vacation. He did suggest, however, that she inform the ship's doctor of what
had occurred. Again according to the complaint, when the plaintiffs went to the ship's
doctor, he declared an immediate medical emergency, opined that a blood transfusion
might be needed, and that they would be removed from the ship. Despite protests from
the plaintiffs that this was unnecessary, both women were evicted from their cabin. They
were informed that they would be transferred to a boat, containing medical personnel
who would escort MS. McKain Toomey to Curacao for treatment. They were, instead,
transferred to what they describe as a "tugboat" which contained no medical personnel,
and whose crew spoke no English. Arriving for treatment (which the plaintiffs continued
to believe was unnecessary), they were required to give the hospital a "deposit" of
$2,000. Despite the deposit, no treatment was rendered. Following discharge from the
hospital, the plaintiffs flew to St. Maarten where they were to stay in a luxury hotel room.
The accommodation were anything but luxurious. When the two women reboarded the
Splendour of the Seas on February 26, 1997, they found that they had been evicted from
their cabin, had no place to stay and had, in any event, missed the educational lectures
which had been one of the purposes of the trip.
It is undisputed that the ticket issued to both plaintiffs included a paragraph
containing a forum selection clause. It reads as follows'
97-4288 CIVIL
6. IT IS AGREED BY AND BETWEEN PASSENGER
AND CARRIER THAT ALL DISPUTES AND
MATTERS WHATSOEVER ARISING UNDER, IN
CONNECTION WITH OR INCIDENT TO THIS
CONTRACT SHALL BE LITIGATED, IF AT ALL, IN
AND BEFORE A COURT LOCATED IN MIAMI,
FLORIDA, USA, TO THE EXCLUSION OF THE
COURTS OF ANY OTHER STATE, TERRITORY OR
COUNTRY. PASSENGER HEREBY WAIVES ANY
VENUE OR OTHER OBJECTION THAT HE MAY
HAVE TO ANY SUCH ACTION OR PROCEEDING
BEING BROUGHT IN ANY COURT LOCATED IN
MIAMI, FLORIDA.
The defendant seeks enforcement of this clause and dismissal of the case in
Cumberland County. As plaintiffs are, at this stage, beyond the one-year limitation for
filing their action in Miami, Florida, applicable according to another paragraph in the
ticket, they would be, for all intents and purposes, out of court. The plaintiffs counter
that they did not receive adequate notice of the forum selection clause and/or had no
opportunity to reject the clause and, therefore, it is not binding.
The standard for granting summary judgment is well settled:
A motion for summary judgment may properly be granted
only if the pleadings, depositions, answers to
interrogatories, admissions on file, together with the
affidavits, if any, show that there is no genuine issue as to
any material fact, and that the moving party is entitled to a
judgment as a matter of law. In passing on a motion for
summary judgment, the court must examine the record in
the light most favorable to the non-moving party.
Salerno v. Philadelphia Newspapers, Inc., 377 Pa. Super. 83, 88, 546 A.2d 1168, 1170-71
(1988).
The Supreme Court of the United States has upheld the validity of a forum
selection clause virtually identical to the one sub judice. In Carnival Cruise Lines, Inc. v.
97-4288 CIVIL
Shute, 499 U.S. 585, 111 S.Ct. 1522, 13 L.Ed.2d 622 (1991), the court found that
petitioner could validly include a choice of forum for litigation in its passenger contract,
without violating Congress' statutory prohibition against contractual clauses which
unduly limited a vessel owner's liability for negligence. In Shute, the Supreme Court
noted:
Including a reasonable clause in a form contract of this
kind, well may be permissible for several reasons: first, a
cruise line has a special interest in limiting the fora in
which it potentially could be subject to suit. Because a
cruise ship typically carries passengers from many locales,
it is not unlikely that a mishap on a cruise could subject the
cruise line to litigation in several fora. Additionally, a
clause establishing ex ante the forum for dispute resolution
has the salutary effect of dispelling any confusion about
where suits arising from the contract must be brought and
defended, sparing litigants the time and expense of pretrial
motions to determine the correct forum and conserving
judicial resources that otherwise would be devoted to
deciding those motions. Finally, it stands to reason that
passengers who purchase tickets containing a forum clause
like that at issue in this case benefit in the form of reduced
fares reflecting the savings that the cruise line enjoys by
limiting the fora in which it may be sued.
Shute 499 U.S. at 593-94, 111 S.Ct. at 1527-28. The mere determination that a forum
selection clause is reasonable does not end the inquiry as to whether or not it is
enforceable.
A passenger ticket for an ocean voyage is a maritime contract. Thus, whether
ticket conditions form part of the passenger's contract and the effect such conditions
should be afforded are matters governed by general maritime and not local state law.
Hodes v. S.N.C. Achille Lauro Ed Altri-Gestione, 858 F.2d 905 (3rd Cir. 1998), cert.
dism'd 490 U.S.1001, 109 S.Ct. 1633, 104 L.Ed.2d 149 (1989). Thus, our analysis of
97-4288 CIVIL
the enforceability of a forum selection clause and specifically the adequacy of the notice
of it is guided in large measure by decisions of the federal courts.
It is important to note that in the Shute case as well as in another case relied upon
by the defendant, Moraites v. Royal Caribbean Cruise Ltd., 1994 WL 405919 (N.D. Ill.),
the plaintiffs conceded that they had received adequate notice of the forum selection
clause. In this case, the plaintiffs make no such concession.
There are more than several federal cases dealing with the adequacy of notice
with regard to ticket contract provisions. As the defendant acknowledges, however, these
cases involve the enforcing of a one-year limitation within which the passenger must file
suit. One such case relied upon heavily by the defendant is Marek v. Marpan Two, Inc.,
817 F.2d 242 (3rd Cir. 1987). In that case, Mrs. Marek and her traveling companion made
arrangements for a cruise. They did not receive their cruise ticket folder until they
boarded the ship for departure. Notwithstanding, the court ruled that the plaintiff had had
adequate notice of the time limitation within which she was compelled to bring her
action. Significant, we believe, to the resolution of the Marek case was the following
language which appears in the opinion:
In addition, [a]lthough a passenger may almost never
read all of the fine print on the ticket upon purchase, or as
pleasure reading in the berth the first night at sea, the
same passenger might very well be expected to consult
the multifarious terms and conditions of the
ticket/contract in the event of an accident resulting in a
loss or injury. Shankles v. Costa Armatori, S.£.A., 722
F.2d 861 at 865 (1st Cir. 1983). As a court once noted in
a similar case, "the type-size in which [the time
limitations] clause is printed is not the significant matter,
there is both ample time and a powerful incentive to
study the passage contract ticket promptly after a loss has
occurred," Lipton, 294 F.Supp. at 311, and Marek cannot
blame others- the ship owner, the company that
97-4288 CIVIL
chartered the ship for this cruise, or even the anonymous
printer or type-setter who "made" this folder and its
paragraph six- for her failure to read it within six months
of her accident.
Marek, 817 F.2d at 247. In short, a passenger can easily, said the court, discern from the
ticket the time limit within whiCh to bring an action after an injury occurs. It is not
surprising that forum selection clauses are treated somewhat differently. There are, after
all, no steps which can be taken after an injury which would alter or even address an
unwitting selection of an inconvenient forum.
For these reasons, we will be guided by the federal case law which has
specifically addressed forum selection clauses. In this regard, the defendant, indicating
that it knows of no court decisions to the contrary, states that the ticket itself and the
delivery of the ticket constitute sufficient notice of the clause. In support of its argument,
the defendant has provided copies of two cases which have not been reported in F.Supp.;
Amadore-Aviles v. Royal Caribbean Cruise, 1997 WL 397741 (D. Puerto Rico) and
Moraites v. Royal Caribbean Cruises, Ltd., 1994 WL 405919 (N.D. Ill.). In the
Amadore-Aviles case, the plaintiff challenged enforcement of the forum selection clause
because of the "inconvenience and expense" it would have caused her to litigate the
matter in Florida instead of Puerto Rico. Expense and inconvenience to the plaintiffs is
not, as yet, an issue in this case. In Moraites, the plaintiff also argued non conveniens
and, in addition, asserted that Carnival Cruise Lines v. Shute was no longer the law in
light of subsequent amendments to federal legislation.
In resolving this case, we find the rationale in Coma v. American Hawaii
Cruises Inc., 794 F.Supp. 1005 (D. Hawaii 1992) to be persuasive. Interestingly, neither
side cited this authority. In the Coma case, the defendant sought to transfer the action
97-4288 CIVIL
from Hawaii to California pursuant to a forum selection clause in the travel ticket. Like
the instant plaintiffs, Mr. and Mrs. Coma had received their tickets two or three days
prior to their cruise. The court upheld the validity of the forum selection clause and
opined that its existence had been reasonably communicated even though Mrs. Coma did
not see the cruise tickets and Mr. Coma did not read the terms and conditions of them. In
the end, the court determined that the forum selection clause was unenforceable making
the following observations'
Under the terms of the comract, plaintiffs would have
forfeited the entire ticket price if they canceled their trip
at that time. See section 3 of Exhibit A. Therefore,
plaintiffs did not have an option to reject the cruise
contract without forfeiting several thousands of dollars.
Cf Shute~l 11 S.Ct. at 1528 (cottrt noted that passengers
had the option of rejecting the contract with impunity.).
Defendants counter that although the situation has never
arisen, AHC "would in all probability" refund the entire
purchase price, less the $25.00 administrative charge and
any airline penalties for cancellation, provided the
passenger rejects the contract within a reasonable period
prior to the departure date. See Gately Declaration.
However, the ticket itself states that cancellation within 4
days of the departure date, "will result" in a 100%
forfeiture. Under these circumstances, the court cannot
find that the forum-selection clause as applied to these
plaintiffs is reasonable where plaintiffs had no
opportunity under the express terms of the contract to
reject the forum-selection clause without forfeiture of the
entire purchase price and the imposition of additional
penalties.
Coma, 794 F.Supp. at 1011, 1012.
The record of this case as it pertains to cancellation of the cruise is scant indeed.
We garner the following, however, from the various attachments to the plaintiffs'
97-4288 CIVIL
complaint. The matter of cancellation is referred to in paragraph 10 of the ticket contract.
It reads as follows'
10. Refunds for Passenger cancellations prior to sailing
are limited to Carrier's refund policy. Passengers are
advised to consult the Details in Carrier's cruise brochure
for the terms of Carrier's refund policy.
The only "brochure" attached to the complaint makes reference in Section A to "Travel
Arrangement Protection." It provides for cancellation under certain circumstances:
namely, if the traveler suffers an injury, sickness or death, the traveler is hijacked,
quarantined, subpoenaed or required to serve on a jury, has become the victim of a
natural disaster or is directly involved in a documented traffic accident while en route to
departure. We do not discern any evidence of either the right to cancel or to receive a
refund in the event that the traveler would take umbrage at a forum selection clause.
Neither has the defendant admitted, in this case, that it would have refunded the fare,
three days prior to the cruise, had the plaintiffs objected to the terms and conditions of the
ticket contract. Nor are we otherwise troubled by the argument that a forum selection
clause ought to be freely bargained for. Accordingly, we will deny the defendant's
motion for summary judgment.
We underscore that today's disposition of this case is based only on the record
thus far adduced. We make this observation in light of a comment in the plaintiffs' brief
which we find curious. Plaintiffs note'
However, since we are beyond one year from the date the
cause of action arose, if this [court] reverses itself and
enforces the choice of forum clause, it will effectively
dismiss the Amended Complaint because the Plaintiff
relied on the Court's action which permitted the case to
go forward in Pennsylvania and brought no suit in
Florida. (emphasis added).
97-4288 CIVIL
The plaintiffs' view that our disposition of this matter on preliminary objections
somehow resolved the question of the forum selection clause in their favor is, indeed,
misguided. We dismissed preliminary objections in this case because the plaintiffs,
unlike the plaintiffs in the Shute case, did not concede the question of notice. We made
no affirmative finding that venue here was proper. Thus, the plaintiffs' proceeding with
this case in Pennsylvania in lieu of filing a suit in Florida, even after our order disposing
of preliminary objections, has been at their own risk.
ORDER
AND NOW, this
2 n.~t day of August, 1999, the motion of the defendant for
summary judgment is DENIED.
BY THE COURT:
Peter Hansen Bach, Esquire
Attomey for defendant
Hess, J.
Shawn A. Bozarth, Esquire
Attomey for plaintiffs