HomeMy WebLinkAbout00-7949 CivilDEANNA K. COLLINS,
Trustee ad Litem for the
Estate of George G.
Stewart,
Plaintiff
ROSEMARY DAILEY
BATHAVIC,
Defendant
· IN THE COURT OF COMMON PLEAS OF
· CUMBERLAND COUNTY, PENNSYLVANIA
CIVIL ACTION - LAW
NO. 00-7949 CIVIL TERM
IN RE: DEFENDANT'S PRELIMINARY
OBJECTIONS TO PLAINTIFF'S COMPLAINT
BEFORE HOFFER, P.J., OLER and GUIDO, JJ.
ORDER OF COURT
AND NOW, this 18th day of May, 2001, upon consideration of Defendant's
preliminary objections to Plaintiff's pleadings in the above-captioned case, and for
the reasons stated in the accompanying opinion, it is ordered and directed as
follows:
1. A Rule is issued upon Plaintiff to show cause, if any she
has, why the relief requested in Defendant's preliminary
objections should not be granted.
a. Plaintiff shall file an answer to the
preliminary objections within 21 days of the date
of this order.
b. The preliminary objections shall be
decided under Pa. R.C.P. 206.7.
c. Depositions shall be completed within 35
days of the date of this order.
d. Briefs shall be submitted within 56 days of
the date of this order.
e. Defendant's preliminary objections shall
be decided upon the record as supplemented.
2. Plaintiff's untimely (fifth) amended complaint, filed on
March 16, 2001, is stricken.
3. Plaintiff is requested not to file further amended
complaints in the absence of leave of court, agreement of the
parties, or conformity with Pennsylvania Rule of Civil
Procedure 1028(c)(1).
BY THE COURT,
J. ~esley~O'ler~,., J.
Deanna K. Collins
46 Willow Street
Highspire, PA 17034
Plaintiff, Pro Se
Charles E. Wasilefski, Esq.
2931 North Front Street
Harrisburg, PA 17110-1280
Attorney for Defendants
DEANNA K. COLLINS,
Trustee ad Litem for the
Estate of George G.
Stewart,
Plaintiff
Vo
ROSEMARY DAILEY
BATHAVIC,
Defendant
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
CIVIL ACTION - LAW
NO. 00-7949 CIVIL TERM
IN RE: DEFENDANT'S PRELIMINARY
OBJECTIONS TO PLAINTIFF'S COMPLAINT
BEFORE HOFFER, P.J., OLER and GUIDO, JJ.
OPINION and ORDER OF COURT
OLER, J., May 18, 2001.
Presently before the court in this civil case are preliminary objections filed
by Defendant to an amended complaint filed by a pro se plaintiff. For the reasons
stated in this opinion, a rule to show cause will be issued for purposes of
development of a record.
STATEMENT OF FACTS; PROCEDURAL HISTORY
The present action at law was commenced on November 9, 2000, by the
filing of a document entitled "Complaint of Medical Negligence which resulted in
a wrongful death situation." A number of amended complaints have followed.
Plaintiff's claim or claims arise out of allegedly negligent nursing care
given to Plaintiff's decedent by Defendant. Plaintiff's decedent allegedly died on
November 9, 1998.~
The preliminary objections subjudice are in the form of a motion to strike
references to a claimant added in a (third) amended complaint2 after the applicable
~ Plaintiff's Amended Complaint of Medical Negligence and Wrongful Death at 3, filed
December 8, 2000.
2Id.
statute of limitations had run and a "demurrer" to the underlying claim or claims in
a (second) amended complaint.3 The "demurrer" is based upon the following
specific contentions:
Plaintiff lacks standing and capacity to bring suit against
Defendant, Bathavic, for the death of George G. Stewart.
Plaintiff lacks standing and capacity to bring suit against
Defendant, Bathavic, for medical negligence.
Plaintiff's Complaint fails to conform to law or rule of
court and includes scandalous and impertinent matter.
Plaintiff's Complaint is legally insufficient and must be
dismissed.4
Defendant listed the preliminary objections for argument at the time they
were filed, notwithstanding the availability of a 20-day period within which
Plaintiff~vas permitted to file an amended complaint. See Pa. R.C.P. 1028(c)(1).
Within this period, Plaintiff filed a (fourth) amended complaint.5
The parties nevertheless proceeded to oral argument, which was held on
February 14, 2001.6 About a month after the oral argument, Plaintiff filed another
(fifth) amended complaint, without leave of court or agreement of the parties,? and
beyond the time for doing so of right in response to preliminary objections,s
The first complaint in this action, denominated "Civil Action--Medical
Negligence," was filed on behalf of Deanna K. Collins on November 9, 2000.9
This complaint consisted of a one-page claim for $85,000.00 by Plaintiff as the
3 Plaintiff's Amended Complaint of Medical Negligence and Wrongful Death, filed December 6,
2000.
4 Preliminary Objections of Defendant, Rosemary Dailey Bathavic, filed January 11, 2001, at 3.
5 Plaintiff's Amended Complaint of Medical Negligence and Wrongful Death, filed January 22,
2001.
6 In the interest of a cohesive disposition of issues, the court will treat Plaintiff's second, third and
fourth amended complaints as a connected series. See Pa. R.C.P. 126.
7 See Pa. R.C.P. 1033.
8 See Pa. R.C.P. 1028(c)(1).
9 Plaintiff's "Complaint of Medical Negligence which resulted in a wrongful death situation,"
filed November 9, 2000.
2
daughter of George G. Stewart, due to unspecified negligence on the part of
Defendant which resulted in the death of Plaintiff's father; the complaint
contained the observation that the Estate of George G. Stewart was "pursuing a
Wrongful Death Lawsuit of its own.''l°
Without leave of court or agreement of the parties, Plaintiff filed a (first)
amended complaint on November 16, 2000.il This amended complaint replicated
the original complaint, with the addition of a more formal notice to defend.12 On
December 4, 2000, Defendant filed preliminary objections to this amended
complaint, raising issues as to standing and capacity to sue, conformity to law or
rule of court, inclusion of scandalous and impertinent matter, specificity, and legal
sufficiency.13
On December 6, 2000, Plaintiff filed a (second) amended complaint,TM in
response to the preliminary objections, as permitted by Pennsylvania Rule of Civil
Procedure 1028(c)(1). This amended complaint, entitled "Amended Complaint of
Medical Negligence and Wrongful Death," was filed in the name of "Deanna K.
Collins--Plaintiff (Trustee ad litem for the Estate of George G. Stewart[)]," and
purported to represent the interests of "myself and all the beneficiaries of said
Estate whom I legally represent and initially failed to mention.''15
The amended complaint was basically in narrative form, contained several
specific allegations as to negligence leading to the death of the 82-year-old
decedent, and included among damages the loss of "a recent independent
I°/d.
~ Plaintiff's Amended Complaint of Medical Negligence which resulted in a wrongful death
situation with Official Notice to Defend and Answer, filed November 16, 2000.
12Id'
~3 See Preliminary Objections of Defendant, Rosemary Dailey Bathavic to Plaintiff's Amended
Complaint, filed December 4, 2000.
24 Plaintiff's Amended Complaint of Medical Negligence and Wrongful Death, filed December 6,
2000.
15 Id. at 1.
recording contract" which the decedent had allegedly been signed to.16 Attached
to the amended complaint was a paper entitled "SUMMONS IN A CIVIL
LAWSUIT," which demanded damages on behalf of the Estate of George G.
Stewart for "medical negligence" and "wrongful death" in the amount of
$85,000.00.17
On December 8, 2000, without leave of court or agreement of the parties,
Plaintiff filed a (third) amended complaint.18 This amended complaint, entitled
"Amended Complaint of Medical Negligence and Wrongful Death," basically
reiterated the allegations of the prior amended complaint.~9 However, the caption
was revised to name as plaintiffs "Hilda B. Stewart--Executrix & Deanna K.
Collins (Daughter) - Plaintiffs In Pro Per for Estate of George G. Stewart."
This amended complaint stated that the plaintiffs were "[a]cting jointly
together As In Pro Per Plaintiffs,''2° and purported to represent the interests "of
myself and all the beneficiaries of said Estate whom I legally represent.''2~
Attached to the amended complaint was the "summons" which had been attached
to the previous amended complaint.22
On January 11, 2001, Defendant filed preliminary objections to the third
amended complaint, and reiterated Defendant's preliminary objections to the
second amended complaint, styling them a "demurrer.''23 These new preliminary
objections contained, in addition to the "demurrer" items, which have been quoted
~6 Id. at4.
17Id'
~8 Plaintiff's Amended Complaint of Medical Negligence and Wrongful Death, filed December 8,
2000.
~9 Id'
2° Id. at 1.
2~ Id'
22 Id.
23 See Preliminary Objections of Defendant, Rosemary Dailey Bathavic, filed January 11,2001.
4
previously in this opinion,24 a motion to delete references to Hilda B. Stewart,
executrix, on the ground that she was being added as a party plaintiff after the
applicable statute of limitations had run.25
In response to these preliminary objections, on January 22, 2001, Plaintiff
filed a (fourth) amended complaint, entitled "Amended Complaint of Medical
Negligence and Wrongful Death," deleting the reference to Hilda B. Stewart as a
plaintiff, naming as the plaintiff "Deanna K. Collins--Trustee Ad litem for the
Estate of George G. Stewart," and specifically reciting that she (Deanna K.
Collins) had been "appointed TRUSTEE Ad litem for the ESTATE OF GEORGE
G. STEWART.''26 It otherwise basically reiterated the allegations of the prior
amended complaint and included the "summons" previously mentioned.
Oral argument on Defendant's preliminary objections was held on February
14, 2001. Without leave of court or agreement of the parties, Plaintiff thereafter
filed another (fifth) amended complaint, on March 16, 2001.27 This amended
complaint included a demand on behalf of the Estate of George G. Stewart in the
increased amount of $125,000.00.28
DISCUSSION
For a number of reasons the record in the present case is not sufficient to
dispose of all of Defendant's preliminary objections. One major difficulty in this
regard is that the history, in terms of the personal representative, of the estate of
George G. Stewart is not clear,29 nor is the financial relationship between the
24 See text accompanying note 4 supra.
25 Preliminary Objections of Defendant, Rosemary Dailey Bathavic, filed January 11, 2001.
26 Plaintiff's Amended Complaint of Medical Negligence and Wrongful Death, filed January 22,
2001.
27 Plaintiff's Amended Complaint of (1) Medical Negligence (2) Wrongful Death, filed March 16,
2001.
28 Id. at4.
29 It is well settled that as a general rule a court will not take judicial notice of the records of other
cases, even in the same court. See Woolardv. Burton, 345 Pa. Super. 366, 372-73,498 A.2d 445,
448 (1985).
5
decedent and his daughter set forth. This information would be relevant to the
issues of standing, limitation of actions and legal sufficiency.
With respect to standing, several points of law may be mentioned. First, in
appropriate cases a plaintiff's lack of standing may be made the subject of a
preliminary objection.3° Disposition of such an objection, however, will normally
require a record beyond the complaint itself.3~
Second, a survival action may be maintained by the personal representative
of a decedent? A wrongful death action may be maintained in the first instance
by the personal representative of a decedent; and, in lieu of commencement of suit
by the personal representative within six months of the decedent's death, it may
also be maintained by certain qualifying individuals.33 A child of a decedent is
such a qualifying individual if the child received from the parent services,
maintenance, or gifts with such reasonable frequency as to lead to an expectation
of future enjoyment of such services, maintenance, or gifts.34
In the present case, it is unclear whether the decedent's daughter, Deanna
K. Collins, was at some point appointed in place of Hilda B. Stewart as the
personal representative of the decedent, thus conferring upon her standing to
maintain a survival action and/or a wrongful death action, and if so when. It is
also unclear whether her standing to maintain a wrongful death action could be
predicated upon her financial relationship with her father.
With respect to limitation of actions, it is well settled that where an
amendment to a complaint would introduce a new, time-barred claim, it is
30 See Kee v. Pennsylvania Turnpike Corem'n, 685 A.2d 1054, 1056 n.4 (Pa. Commw. Ct. 1996),
aff'd, 548 Pa. 550, 699 A.2d 721 (1997).
3[ See Note, Pa. R.C.P. 1028(c). Defendant's preliminary objections were not endorsed with a
notice to plead.
32 Prevish v. Northwest Med. Ctr. Oil City Campus, 692 A.2d 192-200 (Pa. Super. Ct. 1997),
afl'd, 553 Pa. 73,717 A.2d 1023 (1998).
33 Tulewicz v. Southeastern Pennsylvania Transp. Auth., 529 Pa. 588, 598 n.9, 606 A.2d 427, 431
n.9 (1992); Pa. R.C.P. 2202.
34Berryv. Titus, 346 Pa. Super. 376, 381,499 A.2d 661,664 (1985); 42 Pa. C.S. §8301.
6
appropriate to refuse to permit the amendment. See Frey v. Pennsylvania Electric
Co., 414 Pa. Super. 535,540, 607 A.2d 796, 798, appeal denied, 532 Pa. 645,614
A.2d 1142 (1992). It is also well settled that for purposes of this rule survival and
wrongful death actions are not to be considered variants of the same claim. Id. at
539, 607 A.2d at 798.
The Pennsylvania Superior Court has stated as follows with regard to the
statutes of limitations applicable to survival and wrongful death actions in the
present context:
The statute of limitations applicable to both wrongful death
and survival actions ... provides that "[a]n action to recover
damages for injuries to the person or for the death of an
individual caused by the wrongful act or neglect or unlawful
violence or negligence of another" must be commenced within
two years. The two year period begins to run "from the time
the cause of action accrued .... ,,35
In no event can either a wrongful death action or a survival action be brought more
than two years after the decedent's death.36
These rules are not in themselves unclear. However, the effect of
amendments to the initial complaint herein, whereby plaintiffs have been changed
and causes of action have been altered, combined with uncertainty as to a factual
predicate for standing, is to make an analysis of Defendant's preliminary objection
based upon the statute of limitations speculative at best.
Finally, with respect to legal sufficiency of Plaintiff's pleading, and to the
extent that Deanna K. Collins is attempting to maintain a wrongful death action in
a capacity other than as personal representative of the decedent, the record lacks a
basis upon which to decide whether an opportunity to amend should accompany
35 Moyer v. Rubright, 438 Pa. Super. 154, 158, 651 A.2d 1139, 1141 (1994) [(citations omitted)],
appeal denied, 540 Pa. 649, 659 A.2d 988 (1995).
36/d..
7
the sustaining of a demurrer. Such an opportunity should be granted where it
appears that the legal insufficiency of a pleading can be corrected.37
For the foregoing reasons, and in the interest of developing a record upon
which several of the more serious preliminary objections raised by Defendant may
be resolved and of preventing further confusion, the following order of court will
be entered:
ORDER OF COURT
AND NOW, this 18th day of May, 2001, upon consideration of Defendant's
preliminary objections to Plaintiff's pleadings in the above-captioned case, and for
the reasons stated in the accompanying opinion, it is ordered and directed as
follows:
1. A Rule is issued upon Plaintiff to show cause, if any she
has, why the relief requested in Defendant's preliminary
objections should not be granted.
a. Plaintiff shall file an answer to the
preliminary objections within 21 days of the date
of this order.
b. The preliminary objections shall be
decided under Pa. R.C.P. 206.7.
c. Depositions shall be completed within 35
days of the date of this order.
d. Briefs shall be submitted within 56 days of
the date of this order.
e. Defendant's preliminary objections shall
be decided upon the record as supplemented.
2. Plaintiff's untimely (fifth) amended complaint, filed on
March 16, 2001, is stricken.
3. Plaintiff is requested not to file further amended
complaints in the absence of leave of court, agreement of the
parties, or conformity with Pennsylvania Rule of Civil
Procedure 1028(c)(1).
37 UnitedNat'llns. Co. v. M. London, Inc., 337 Pa. Super. 526, 546, 487 A.2d 385,395 (1985).
8
BY THE COURT,
Deanna K. Collins
46 Willow Street
Highspire, PA 17034
Plaintiff, Pro Se
Charles E. Wasilefski, Esq.
2931 North Front Street
Harrisburg, PA 17110-1280
Attorney for Defendants
/s/J. Wesley Oler, Jr.
J. Wesley Oler, Jr., J.
9