HomeMy WebLinkAbout97-1634 civilSHIRLEY L. PETRESKY .and
SAMUEL R. COMP,
Plaintiffs
VS.
RAY K. JUMPER,
Defendant
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
97-1634 CIVIL
CIVIL ACTION - LAW
AND NOW, this
IN RE: DEFENDANT'S MOTION FOR SIIMMARY JUDGMENT
BEFORE HOFFER, P.J. AND HESS. J.
ORDER
! ~/~' day of January, 1998, the motion of the defendant for
summary judgment is DENIED.
Marcus A. McKnight, III, Esquire
For the Plaintiffs
H. Anthony Adams, Esquire
For the Defendant
:rim
BY THE COURT,
. Hess, J.
SHIRLEY L. PETRESKY and :
SAMUEL R. COMP, :
Plaintiffs :
:
vs. : 97-1634 CIVIL
:
RAY K. JUMPER, :
Defendant : CIVIL ACTION - LAW
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
IN RE: DEFENDANT'S MOTION FOR SUMMARY JUDGMENT
BEFORE HOFFER. P.J. AND HESS, J.
OPINION AND ORDER
In this case, a motion for summary judgment has been filed by the defendant, Ray K.
Jumper, regarding the complaint filed by the plaintiffs, Shirley L. Petresky and Samuel R. Comp.
The facts, therefore, are viewed in the light most favorable to plaintiffs.
The defendant was the brother of Rhoda E. Comp and the plaintiffs were her adoptive
children. Defendant resided with Mrs. Comp at 670 Mount Rock Road, Carlisle, Pennsylvania
17013. He maintained no ownership interest in the property and stayed there rent free.
In April of 1993, Mrs. Comp's health began to fail and plaintiffs and defendant discussed
various options of dealing with the situation. Defendant, Plaintiffs and Mrs. Comp agreed that
the real estate would be conveyed to defendant, who would reside on the property until his death
at which time the property would transfer to plaintiffs through defendant's will. Plaintiffs would
also serve as the Powers of Attorney for Mrs. Comp. On May 9, 1993, a deed conveying the
farm to defendant and a Power of Attorney for Mrs. Comp were executed by Mrs. Comp. At the
same time, defendant executed a will naming plaintiffs as his sole heirs.
In June of 1993, plaintiffs and defendant agreed to sell timber from the farm and the
household goods of Mrs. Comp. The funds were to be used to first pay the expenses of Mrs.
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Comp and then be divided equally among plaintiffs and defendant. To facilitate this arrangement
a joint account was opened at Meridian Bank. The proceeds from the sales were turned over to
defendant, who was to manage the income for the benefit of all parties.
Shirley Petresky contacted a realtor to subdivide the farm and sell various lots to raise
funds for their mother's care. Defendant completed the subdivision and from June 1994 to June
1995 sold the entire farm in parcels to various parties. From the sale of the real estate, defendant
received the sum of $484,203.00. He also received an undetermined amount of money from
auctions of Mrs. Comp's personal goods and two timber sales.
In April of 1994, during a conversation with Samuel Comp, defendant stated that he
would no longer divide the funds equally with plaintiffs. He also stated that he wanted one-half
of all remaining funds with the other half to be split between plaintiffs. Shortly thereafter, on or
about May 16, 1994, defendant closed the joint account at Meridian Bank without notifying
plaintiffs and placed Mrs. Comp's fimds into his own account.
On January 12, 1995, Mrs. Comp died. At that time the defendant had control of all of
her assets. Defendant did not provide plaintiffs with an account of the funds that he had acquired
from Mrs. Comp. In February of 1996, Shirley Petresky confronted defendant regarding the
payment of Mrs. Comp's expenses and a final account and distribution of the remaining funds.
Defendant responded by stating that he needed all of the remaining funds and that no accounting
or distribution would be performed.
In considering a motion for summary judgment, the court must examine the record in the
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light most favorable to the nonmoving party and must resolve all doubt against the moving party.
Fletcher v. Raymond Corp., 424 Pa. Super. 605, 609, 623 A.2d 845, 847 (1993). Judgment may
only be entered in this fashion if the moving party demonstrates that there are no genuine issues
of material fact and that they are entitled to judgment as a matter of law. Grossman v. Rosen,
424 Pa. Super. 463,465,623 A.2d 1, 2 (1993). Summary judgment should only be granted where
the right is free from doubt. Johnson v. Harris, 419 Pa. Super. 541,549, 615 A.2d 771,775
(1992).
We believe defendant's motion for summary judgment must fail for two reasons. First,
defendant is not entitled to judgment as a matter of law as there is, if accepted by the fact finder,
sufficient evidence to show the creation of a constructive trust. Second, there are genuine issues
of material fact as to whether there was an agreement between the parties concerning the
disposition of Mrs. Comp's property.
Defendant maintains that plaintiffs must establish the existence of an express agreement
to make a specific bequest in order to establish an essential element in the plaintiffs' cause of
action. Moreover, defendant argues that such an agreement must be in writing pursuant to 20
Pa.C.S.A. Section 2701. We disagree as we believe plaintiffs have pled facts sufficient to
support the creation of a "constuctive trust."
While the Statute of Frauds, Act of April 22, 1856, P.L. 532, 33 P.S. Section 2, generally
bars the introduction of evidence of an oral agreement modifying a deed transfering land in fee
simple, the Pennsylvania Supreme Court has adopted the Restatement (Second) of Trusts Section
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44 (1959), as an exception to the Statute of Frauds. Truver v. Kennedy, 425 Pa. 294, 304-05,
229 A.2d 468, 473 (1967). Section 44 provides:
(1) Where the owner of an interest in land transfers it inter
vivos to another in trust for the transferor, but no memorandum
properly evidencing the intention to create a trust is signed, as
required by the Statute of Frauds, and the transferee refuses to
perform the trust, the transferee holds the interest upon a
constructive trust for the transferor,. if
(a) the transfer was procured by fraud, duress, undue
influence or mistake, or
(b) the transferee at the time of the transfer was in a
confidential relation to the transferor, or
(c) the transfer was made as security for an indebtedness of
the transferor.
Restatement of Trusts (Second) Section 44 (1959). For purposes of this case, Plaintiffs must
prove that there existed a confidential relationship and a promise to reconvey the property that
was induced by the confidential relationship. Kadel, 425 Pa. Super. at 253,258, 624 A.2d at
1059, 1061 (1993).
A constructive trust is created by equity and is used to prevent unjust enrichment or to
redress a wrong. See Huber v. Wagner, 284 Pa. Super. 133,137, 425 A.2d 456, 458 (1981). A
constructive trust "exists whenever one holding title to property is subject to an equitable duty to
convey it to another on the ground that he would be unjustly enriched if he were permitted to
retain it." Id_~. Therefore, defendant's argument that a writing is required would be correct if an
explicit trust was being alleged, but in the context of a constructive trust his argument must fail.
We believe that the facts, when viewed in the light most favorable to plaintiffs,do not
establish that defendant is entitled to judgment as a matter of law. The trier of fact could
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conclude that Mrs. Comp transferred the real estate to defendant in trust for plaintiffs, even
though no writing exists evidencing the intention to create a trust, so long as one of the three
above conditions is met. Again, the appropriate condition in this case is that a constructive trust
may be shown where there is a confidential relationship between the transferor and the
transferee.
The Pennsylvania Supreme Court has said such a relationship "exists whenever one
occupies toward another such a position of advisor or counselor as reasonably to inspire
confidence that he will act in good faith for the other's interest." Silver v. Silver, 421 Pa. 533,
537, 219 A.2d 659, 662 (1966). The Supreme Court has also said that this special relationship
exists because of a family relationship if the transferor is "accustomed to be guided by the
judgment of the transferee or is justified in placing confidence in the belief that the transferee
will act in the interest of the transferor." Metzger v. Metzger, 338 Pa. 564, 570, 14 A.2d 285,
288 (1940) (quoting Restatement of Trusts, Section 44, Comment (c)). We believe plaintiffs
have pled facts sufficient to justify their placing trust in the defendant that he would act in all of
the parties' best interests. He had lived with Mrs. Comp for several years and plaintiffs claim
they enjoyed a close relationship with him as well. We believe plaintiffs have alleged the basis
for a confidential relationship, and have averred facts that provide a proper basis for the creation
of a constructive trust based upon the unjust enrichment of defendant.
Coneming the creation of a constructive trust, them are disputes of fact. The plaintiffs
contend that all parties came to an agreement whereby the defendant would be allowed to reside
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on the property until his death at which time the property would pass to the plaintiffs by will.
Defendant's answer denies this and states that there was "no agreement creating a contract to will
or life estate."~ Furthermore, defendant denied that the agreement was implemented by "Mrs.
Comp executing a deed conveying the subject real estate to defendant Jumper, by execution of a
power of attorney from Mrs. Comp to the plaintiffs, and by the execution of a will by the
defendant in which plaintiffs were named as the sole heirs.''2
Finally, plaintiffs allege that all parties agreed to sell timber from the subject real estate
along with the personal goods of Mrs. Comp, whereby the proceeds would be used to pay Mrs.
Comp's expenses with the remaining funds divided equally between plaintiffs and defendant.
Defendant denies this assertion saying simply that he "sold the timber from the farm that was
given to him.''3
Each of these denials go to the essence of plaintiffs' cause of action in that they provide
the basis for the formation of a constructive trust. Defendant has created genuine issues of
material fact by his denials of these facts and therefore summary judgment is precluded.
ORDER
AND NOW, this ! c/*- day of January, 1998, the motion of the defendant for
Defendant's Answer, paragraph 11.
Defendant's Answer, paragragh 12.
Defendant's Answer, paragraph 16.
97-1634 CIVIL
summary judgment is DENIED.
BY THE COURT,
Marcus A. McKnight, III, Esquire
For the Plaintiffs
Jo
H. Anthony Adams, Esquire
For the Defendant
:tim
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