HomeMy WebLinkAboutCP-21-CR-2905-2006
COMMONWEALTH : IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYLVANIA
:
V. :
:
STANLEY LUMPKIN : CP-21-CR-2905-2006
IN RE: PETITION FOR POST-CONVICTION RELIEF
OPINION AND ORDER OF COURT
Bayley, J., July 30, 2008:--
Stanley Lumpkin was charged in an information with a count of retail theft (third
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or subsequent offense) graded a felony in the third degree, and three counts of theft
2 June 12, 2007
by deception, each graded a misdemeanor in the third degree. On ,
defendant, while represented by public defender Arla Waller, pled guilty to the count of
retail theft in full satisfaction of all charges. The plea colloquy was as follows:
MR. KEATING: Number 226, Stanley Lumpkin, Your Honor, Mr.
Lumpkin is present in court and is going to be pleading guilty to Count 1
in full satisfaction. Count 1 is retail theft, a third or subsequent offense.
It’s a felony of the third degree, maximum fine of $15,000.00, maximum
term of imprisonment seven years.
The facts of this case occurred in Silver Springs Township at the
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Giant Food Store on June 22, 2006. The defendant walked into the
store, made a refund of items that were offered for sale there, and then
leaving the store he picked up two cases of coke that were offered for
sale. He didn’t pay for them and left the store with the two cases of coke.
The total amount $9.98.
THE COURT: Does your client wish to plead guilty as indicated?
MS. WALLER: Yes, Your Honor. In addition to what Mr. Dailey
has said, the Commonwealth is recommending a sentence at the bottom
of the standard range, and they’re also recommending work release for
Mr. Lumpkin.
MR. KEATING: Correct.
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1
18 Pa.C.S. § 3929(a)(1)
2
18 Pa.C.S. § 3922.
CP-21-CR-2905-2006
MS. WALLER: We would ask, if the Court is available, if we could
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have sentencing on August the 21. This will give Mr. Lumpkin time to
get everything straight with work release.
THE COURT: Sir, did you sign a rights form?
THE DEFENDANT: Yes, sir.
THE COURT: If you stole this stuff with the intent to deprive the
owner of it permanently, that is retail theft. Because of your prior
offenses, it is graded a felony three with a maximum penalty of seven
years imprisonment and a fine. I will order a presentence investigation
Sentencing is at my discretion.
and bring you back for sentencing. Do
you admit you committed the offense?
THE DEFENDANT: Yes, sir.
(Emphasis added.)
A pre-sentence investigation was ordered and sentencing was set for September
4, 2007. He did not appear for sentencing and a bench warrant was issued for his
arrest. He was arrested on the warrant on November 21, 2007. Defendant has an
extensive criminal record including convictions for theft in 1999, 2001 and 2006,
robbery in 2001, one retail theft in 2000 and four in 2001. The minimum range
sentencing guidelines were: mitigated range, 3 months; standard range, 6-16 months;
January 8, 2008
and aggravated range, 19 months. On , defendant was sentenced to
undergo imprisonment in the Cumberland County Prison for a term of not less than six
months or more than eighteen months, to date from November 21, 2007, with additional
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credit for time served between November 1, 2006 and November 6, 2006.
January 14, 2008
On , Lumpkin filed a pro se petition for post-conviction relief.
Counsel was appointed. On April 11, 2008, counsel, with required notice to Lumpkin,
filed a “no-merit” letter with a motion for leave to withdraw as counsel. The court
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Lumpkin was paroled on supervision on April 16, 2008.
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provided notice to petitioner that it has reviewed the no-merit letter and that it was the
intention of the court to allow counsel to withdraw and to dismiss the post-conviction
petition without a hearing. Lumpkin was advised that he could proceed pro se or with
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privately retained counsel and respond to the notice within twenty days of receipt.
The “no merit” letter of counsel sets forth:
Petitioner filed a petition for relief pursuant to the Post-Conviction
Relief Act pro se on January 14, 2008. By Order of Court, dated January
22, 2008, the undersigned counsel was appointed to represent Petitioner
regarding his Petition for Post Conviction Collateral Relief. The petition
alleged several general grounds for relief including: (1) that he believed
the items at issue were purchased by a friend of the petitioner; (2) that
exculpatory surveillance video existed which was not provided to the
petitioner, by trial counsel, which would have proven the petitioner’s
innocence; (3) that he believed that his plea of guilty to retail theft was
made in exchange for a plea to another charge; and (4) the petitioner
believed that his sentence would be run concurrently to pending charges
in Dauphin County.
In an effort to investigate the claim raised by Petitioner in his PCRA
Petition, undersigned counsel has reviewed the following items: (a) the
Cumberland County Clerk of Court’s Docket and its entries; (b) the
transcript of guilty plea proceedings; (c) the Pre-Sentence Investigation
Report; (d) the Sentencing proceedings; (e) discovery materials relating
to Petitioner; (f) Petitioner’s pro se PCRA Petition and (g) an in person
conference with the Petitioner. Upon a thorough review, it is the
undersigned counsel’s position that the issues the Petitioner wishes to
raise are frivolous and wholly lacking merit.
First, pursuant to 42 Pa.C.S. § 9545(b)(1), a PCRA petition must
be filed within one year of the date the judgment becomes final. The
petition was undoubtedly filed in a timely fashion as it was filed before the
judgment of sentence became final since it was filed within thirty (30) days
of the Order.
As to the merits of the petition, the Petitioner’s first two claims were
(1) that he believed the items in question were paid for by a friend and
that (2) he believed video tape would prove his innocence and that it was
not provided to him by his assigned counsel as he requested. Each of
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4 Commonwealth v. Friend,
See 896 A.2d 607 (Pa. Super. 2006).
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CP-21-CR-2905-2006
these claims concern the validity of the guilty plea, i.e. that the Petitioner,
now post-sentencing is suggesting that he did not commit the crime he
previously admitted to. In reviewing the guilty plea proceedings, the
Court clearly engaged in the required colloquy to establish that the
Petitioner voluntarily entered the guilty plea, that he was advised of his
rights and that because of his prior convictions that he would be subject to
the penalties appurtenant thereto. The Petitioner then admitted he
committed the offense of retail theft.
Pursuant to 42 Pa.C.S. §9543(a)(2)(ii) the Petitioner must plead
and prove by a preponderance of the evidence that “[a] plea of guilty was
unlawfully induced where the circumstances make it likely that the
inducement caused the petitioner to plead guilty and the petitioner is
innocent.” After reviewing all of the information available to the
undersigned, there exists no evidence to suggest that the Petitioner was
induced into admitting that he took with the intention to permanently
deprive the owner thereof, cases of soda and did not pay for them.
The Petitioner’s claims do not specifically allege that he did not
commit the crime of retail theft and upon the information available and
reviewed by the undersigned, the Petitioner’s only claim concerned the
items involved in the counts for theft by deception, which were dismissed
upon the Court’s acceptance of the guilty plea. It appears clear that the
Petitioner is therefore unable to plead and prove by a preponderance of
the evidence that he was somehow unlawfully induced into pleading
guilty. Rather, it would seem that the Petitioner was dissatisfied with the
outcome of his sentence, despite the fact that the sentence imposed was
the shortest the Court could impose within the standard range of
sentence.
As to the third and fourth claims for relief, the Petitioner claims (3)
he was under the belief that his retail theft conviction was in exchange for
another retail theft and (4) that he was under the belief that his sentence
would be run concurrent with another sentence imposed by Dauphin
County. When a defendant enters into a negotiated plea agreement, a
defendant is permitted to waive valuable rights in exchange for important
concessions when entering into a knowing and voluntary plea agreement.
Commonwealth v. Byrne, 833 A.2d 729 (Pa.Super. 2003), citing
Commonwealth v. Anderson, 643 A.2d 109 (Pa.Super. 1994). At
sentencing, Petitioner responded when questioned that he understood
that his sentencing range was elevated due to his prior criminal record.
Moreover, when he addressed the Court, the petitioner made no claim
that he either did not understand the nature of the plea entered
approximately seven months prior, or that he believed his sentence
imposed was to be concurrent with some other sentence. Rather the
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CP-21-CR-2905-2006
Petitioner’s arguments concerned his health conditions, the loss of his
mother and his desire to “grow up” after making “dumb mistakes over the
last 17 years of his life.” The Court noted the Petitioner’s criminal record
and the nature of the offense charged and imposed a sentence at the
bottom of the standard range.
The Petitioner’s claim that he believed his plea was in exchange of
another retail theft can only be presumed to mean that did not understand
the nature of his plea. There is no suggestion in any evidence or
pleading to suggest that the Petitioner did not understand then [sic]
nature of his plea. Rather, the Commonwealth stated the facts in support
of the plea, and the defendant acknowledged that he committed the
offense. The remaining counts of theft by deception were dismissed as
per the agreement, thus this claim is without merit.
Likewise, neither the written plea colloquy, nor in the oral colloquy
presented to the Court on June 12, 2007, contains any mention of an
agreement for sentences to be run concurrent with a Dauphin County
charge. Rather, the Pre-Sentence investigation report appears to indicate
that the Defendant, at the time of sentencing had already served a 21 day
sentence in Dauphin County stemming from a December 2006 conviction
for Theft by Deception. Thus, it does not appear that this Court could
have imposed a concurrent sentence for the instant charge, even if it had
been part of the plea agreement. Likewise, the Petitioner indicated he
understood that sentencing was at the Court’s discretion when he entered
his guilty plea on June 12, 2007.
Ineffectiveness of trial counsel should wait until collateral review
when no developed record exists at the trial court level. Commonwealth
v. Grant, 813 A.2d 726 (Pa. 2002). To prevail on a claim that counsel
was ineffective, appellant must overcome the presumption of competence
by showing (1) the underlying claim is of arguable merit; (2) the course of
conduct pursued by counsel did not have a reasonable basis in
effectuating defendant’s interest and (3) but for counsel’s ineffectiveness,
a reasonable probability exists that the outcome of the challenged
proceeding would have been different. Commonwealth v. Kersteter, 2005
WL 1383329 (Pa.Super. 2005); Commonwealth v. Watson, 835 A.2d 786
(Pa.Super. 2003). No allegation of specific error on the part of Attorney
Waller was raised establishing that the petition has a claim for ineffective
assistance of counsel in failing to raise any of the foregoing claims.
Even if Petitioner had asserted in his PCRA petition that it was
error of the sentencing court to not render his sentences concurrent,
discretionary aspects, not legality, of sentencing, are not cognizable
under the PCRA. Commonwealth v. Evans, 866 A.2d 442 (Pa.Super.
2005); Commonwealth v. Guthrie, 749 A.2d 502 (Pa.Super. 2000).
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Finally, the undersigned directs the Court’s attention to the
authority cited by the Petitioner to ensure completeness in the review of
Petitioner’s claims. The Petitioner relies upon the case of Commonwealth
v. Orrs, 640 A.2d 911, (Pa.Super. 1994). In that case, the defendant had
challenged the propriety of the grading of the retail theft charge against
him because he claimed he did not have notice of the grading in the
criminal complaint, even though it was contained in the information. The
Superior Court held the conviction and sentence were proper because
that lack of information was specifically addressed as part of the plea,
because the defendant acknowledged the grading and sentencing range
during his plea colloquy and because the sentencing reflected the
Commonwealths [sic] agreement to a time-served sentence, which
departed significantly from the standard guidelines. This case simply
does not apply to the matter at bar as the petitioner never challenged the
validity of his 2000 conviction in Cumberland County for retail theft, nor
his three convictions for retail theft from 2001 arising out of Dauphin
County. Even if the Dauphin County convictions counted as only one
prior conviction because the sentences were wholly concurrent, this
offense would still count as a third or subsequent offense.
Likewise, Angelopoulos v. Lazarus PA, Inc, et al., 844 A.2d 255
(Pa.Super. 2005) is a civil action involving claims in tort brought by a
customer who was accused of theft for false imprisonment and battery
against the grocery store where the incident occurred. This case is not
applicable to the instant matter, particularly to the claims raised by the
Petitioner.
In the case of Commonwealth v. Clipper, 449 A.2d 741 (Pa.Super.
1981) the Superior Court held that prior convictions for shoplifting under
the 1939 Penal Code could not be used as prior convictions for retail theft
under the Crimes Code. As stated above, the Petitioner’s prior
convictions in this case all occurred since 2000, and were all convictions
under the Crimes Code for Retail Theft. The holding of this case is
therefore not applicable to the matter at bar.
Also, the case of Commonwealth v. Shapiro, 297 A.2d 161
(Pa.Super., 1972), involved a challenge to the weight of the evidence
following a trial for shoplifting. In that case the Superior Court held that
the element of intent had not been satisfied by the testimony of the store
manager who had seen the accused removing a box from the store and
when no evidence concerning the intent of the accused was offered under
the offense of shoplifting. The Shapiro decision does not involve the
Crimes Code violation of Retail Theft, and it does not involve a guilty
plea. Rather, the Commonwealth stipulated to the good character of the
accused in Shapiro and the Superior Court held that the burden of proof
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as to intent had not been met. Considering the holding of Shapiro it is
respectfully submitted that it does not apply to the instant case.
Finally, the Petitioner cites to “Warren V. Twp of Derry” without any
citation information. The undersigned conducted numerous searches to
locate the decision upon which the Petitioner relies but to no avail.
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CP-21-CR-2905-2006
Following our independent review of the record as set forth herein and in light of
the post-conviction petition and the issues raised therein, as well as the contents of the
petition of post-conviction counsel to withdraw, satisfies us that the legal position of
counsel is correct and that the petition is meritless. Therefore, the following order is
entered.
ORDER OF COURT
AND NOW, this day of July, 2008, the motion of post-conviction
IS GRANTED.
counsel to withdraw, The petition of Stanley Lumpkin for post-conviction
IS DISMISSED.
relief, Petitioner may file an appeal from this final order disposing of
his petition for post-conviction relief within thirty (30) days of this date to the Superior
Court of Pennsylvania.
By the Court,
Edgar B. Bayley, J.
Michelle Sibert, Esquire
Assistant District Attorney
Stanley Lumpkin, Pro se
2243 Berryhill Street
Harrisburg, PA 17104
Nathan C. Wolf, Esquire
:sal
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COMMONWEALTH : IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYLVANIA
:
V. :
:
STANLEY LUMPKIN : CP-21-CR-2905-2006
IN RE: PETITION FOR POST-CONVICTION RELIEF
ORDER OF COURT
AND NOW, this day of July, 2008, the motion of post-conviction
IS GRANTED.
counsel to withdraw, The petition of Stanley Lumpkin for post-conviction
IS DISMISSED.
relief, Petitioner may file an appeal from this final order disposing of
his petition for post-conviction relief within thirty (30) days of this date to the Superior
Court of Pennsylvania.
By the Court,
Edgar B. Bayley, J.
Michelle Sibert, Esquire
Assistant District Attorney
Stanley Lumpkin, Pro se
2243 Berryhill Street
Harrisburg, PA 17104
Nathan C. Wolf, Esquire
:sal